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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/10065-0.txt b/10065-0.txt new file mode 100644 index 0000000..a3fb777 --- /dev/null +++ b/10065-0.txt @@ -0,0 +1,3612 @@ +*** START OF THE PROJECT GUTENBERG EBOOK 10065 *** + +[Illustration: _Photo Henry Dixon & Son_ _From the Portrait painted by +Harrington Mann for Gray's Inn_] + +JAMES M. BECK + +HONORARY BENCHER OF GRAY'S INN + + + + +_The Constitution of the United States_ + +_A brief Study of the Genesis, Formulation and Political Philosophy of +the Constitution of the United States_ + +_By James M. Beck, LL.D_. + +_Solicitor-General of the United States, Honorary Bencher of Gray's Inn_ + +_With a Preface by The Earl of Balfour_ + +"_Where there is no vision, the people perish; but he that keepeth the +Law, happy is he."--Proverbs xxix_. 18 + +"_Remove not the ancient landmark, which thy fathers have +set."--Proverbs xxii_. 28 + + + + +TO THE HON. HARRY M. DAUGHERTY + +ATTORNEY-GENERAL OF THE UNITED STATES + +A TRUE AND LOYAL FRIEND, A FAIR AND CHIVALROUS FOE + +With whom it is the author's great privilege to collaborate as +Solicitor-General in defending and vindicating in the Supreme Court of +the United States the principles and mandates of its Constitution + +_Chamonix_, + +_July_ 14 1922 + + + + +_Preface by the Earl of Balfour_[1] + + +I have been greatly honoured by your invitation to take the chair on +this interesting occasion. It gives me special pleasure to be able to +introduce to this distinguished audience my friend, Mr. Beck, +Solicitor-General of the United States. It is a great and responsible +office; but long before he held it he was known to the English public +and to English readers as the author who, perhaps more than any other +writer in our language, contributed a statement of the Allied case in +the Great War which produced effects far beyond the country in which it +was written or the public to which it was first addressed. Mr. Beck +approached that great theme in the spirit of a great judge; he +marshalled his arguments with the skill of a great advocate, and the +combination of these qualities--qualities, highly appreciated +everywhere, but nowhere more than in this Hall and among a Gray's Inn +audience--has given an epoch-making character to his work. To-day he +comes before us in a different character. He is neither judge nor +advocate, but historian: and he offers to guide us through one of the +most interesting and important enterprises in which our common race has +ever been engaged. + +The framers of the American Constitution were faced with an entirely new +problem, so far, at all events, as the English-speaking world was +concerned; and though they founded their doctrines upon the English +traditions of law and liberty, they had to deal with circumstances which +none of their British progenitors had to face, and they showed a +masterly spirit in adapting the ideas of which they were the heirs to a +new country and new conditions. The result is one of the greatest pieces +of constructive statesmanship ever accomplished. We, who belong to the +British Empire, are at this moment engaged, under very different +circumstances, in welding slowly and gradually the scattered fragments +of the British Empire into an organic whole, which must, from the very +nature of its geographical situation, have a Constitution as different +from that of the British Isles, as the Constitution of the British Isles +is different from that of the American States. But all three spring from +one root; all three are carried out by men of like political ideals; all +three are destined to promote the cause of ordered liberty throughout +the world. In the meanwhile we on this side of the Atlantic cannot do +better than study, under the most favourable and fortunate conditions, +the story of the great constitutional adventure which has given us the +United States of America. + +A.J.B. + +[Footnote 1: [Address of the Earl of Balfour as Chairman on the occasion +of the delivery on June 13, 1922, in Gray's Inn of the first of the +lectures herein reprinted.]] + + + + +_Introduction by Sir John Simon, K.C._[2] + + +I have the privilege and the honour of adding a few words to express our +thanks to the Solicitor-General of the United States for this memorable +course of lectures. They are memorable alike for their subject and their +form; alike for the place in which we are met and for the man who has so +generously given of his time and learning for our instruction. Mr. Beck +is always a welcome visitor to our shores, and nowhere is he more +welcome than in these ancient Inns of Court which are the home and +source of law for Americans and Englishmen alike. In contemplating the +edifice reared by the Fathers of the American Constitution we take pride +in remembering that it was built upon British foundations by men, many +of whom were trained in the English Courts; and when Mr. Beck lectures +on this subject to us, our interest and our sympathy are redoubled by +the thought that whatever differences there may be between the Old World +and the New, citizens of the United States and ourselves are the Sons of +a Common Mother and jointly inherit the treasure of the Common Law. And +we cannot part with Mr. Beck on this occasion without a personal word. +Plato records a saying of Socrates that the dog is a true philosopher +because philosophy is love of knowledge, and a dog, while growling at +strangers, always welcomes the friends that he knows. And the British +public often greets its visitors with a touch of this canine philosophy. +We regard Mr. Beck, not as a casual visitor, but as a firm friend to +whom we owe much; he has been here again and again and we hope will +often repeat his visits, and Englishmen will never forget how, at a +crisis in our fate, Mr. James Beck profoundly influenced the judgment of +the neutral world and vindicated, by his masterly and sympathetic +argument, the justice of our cause. + +[Footnote 2: Address of Sir John Simon on the conclusion, on June +19,1922, of the three lectures herein printed.] + + + + +_Author's Introduction_ + + +This book is a result of three lectures, which were delivered in the +Hall of Gray's Inn, London, on June 13, 15, and 19, 1922, respectively, +under the auspices and on the invitation of the University of London. +The invitation originated with the University of Manchester, which, +through its then Vice-Chancellor, Dr. Ramsay Muir, two years ago +graciously invited me to visit Manchester and explain American political +institutions to the undergraduates. Subsequently I was greatly honoured +when the Universities of Cambridge, Edinburgh and London joined in the +invitation. + +Unfortunately for me--for I greatly valued the privilege of explaining +the institutions of my country to the undergraduates of these great +Universities--my political duties made it impossible for me to visit +England prior to June 1, about which time the Supreme Court of the +United States, in which my official duties largely preoccupy my time, +adjourns for the summer. Any dates after June 1 were inconvenient to the +first three Universities, but it was my good fortune that the University +of London was able to carry out the plan, and that it had the cordial +co-operation of that venerable Inn of Court, Gray's Inn, one of the +"noblest nurseries of legal training." + +Thus I was privileged to address at once an academic and a professional +audience. + +I came to England for this purpose as a labour of love. I had no +anticipation of success, for I feared that the interest in the +subject-matter of my lectures would be very slight. + +My surprise and gratification increased on the occasion of each lecture, +as the audiences grew in numbers and distinction. Many leading jurists +and statesmen took more than a mere complimentary interest, and some of +them, although pressed with social and public duties, honoured me with +their attendance at all three lectures. How can I adequately express my +appreciation of the great honour thus done me by the Earl of Balfour, +the Lord Chancellor, Lord Justice Atkin, the Vice-Chancellor of the +University of London, and many other leaders in academic and legal +circles--not to forget the Chief Justice of the United States, who paid +me the great compliment of attending the last lecture. To one and nil of +my auditors, my heartfelt thanks! + +I also must not fail to acknowledge the generous space given in the +British Press to these lectures, and the even more generous allusions to +them in the editorial columns. An especial acknowledgment is due to +Viscount Burnham and _The Daily Telegraph_ for their generous interest +in this book. The good cause of Anglo-American friendship has no better +friend than Lord Burnham. + +This experience has convinced me that now, more than ever before, there +is in England a deep interest in American institutions and their +history. This is as it should be, for--for better or worse--England and +America will play together a great part in the future history of the +world. In double harness they are destined to pull the heavy load of the +world's problems. Therefore these "yoke-fellows in equity" must know +each other better, and, what is more, _pull together_. + +As I was revising the proofs of these lectures in beautiful Chamonix, +the prospectus of the Scottish-American Association reached me, in which +its Honorary Secretary and my good friend, Dr. Charles Sarolea, took +occasion to make the following suggestion to his British compatriots: + + "To remove those causes of estrangement, to avoid a fateful + catastrophe, in other words, to bring about a cordial understanding + _with_ America, the first condition must be an understanding _of_ + America. Such an understanding, or even the atmosphere in which such + an understanding may grow, has still to be created. It is indeed + passing strange that in these days of cheap books and free + education, America should be almost a '_terra incognita_,' that we + should know next to nothing of American history, of the American + Constitution, of American practical politics, of the American + mentality. We scarcely read American newspapers or American books. + Even such masters of classical prose as Francis Parkman, perhaps the + greatest historian who has used the English language as his vehicle, + are almost unknown to the average reader. Our students do not visit + American universities as they used before the War to visit German + universities. The consequence is that again and again we are running + the risk of perpetrating the most grotesque errors of judgment, of + committing the most serious political blunders, in defiance of + American public opinion." + +The success of my Gray's Inn lectures convinces me that Dr. Sarolea +underestimates the interest in America and its history in England. +However, the episode, which is treated in these lectures, is, as he +says, "_terra incognita_" not only in England, but even in the United +States. It is amazing how little is known in America of the facts given +in my second lecture. The American student, after rejoicing in the +victory at Yorktown and the end of the War of Independence, generally +skips about eight years to 1789, mid his interest in the history of his +own country recommences with the inauguration of President Washington. + +Students of history in both countries thus miss one of the most +interesting and instructive chapters of American history, and indeed of +any history. + +I have ventured to add to my Gray's Inn lectures another address, which +I delivered as the "annual address" at the session of the American Bar +Association in Cincinnati, Ohio, on August 31, 1921. I do so, because it +has a direct bearing on the decay of the spirit of constitutionalism +both in America and elsewhere. It discusses a great _malaise_ of our +age, for which, I fear, no written Constitution, however wise, is an +adequate remedy. It was published in condensed form in the issue of the +_Fortnightly_ for October, 1921, and an acknowledgment is due to its +courteous editor for permission to republish it. + +I have forborne in these lectures to make more than a passing reference +to the League of Nations and the great Conference which framed it, +tempting as the obvious analogy was. The reader who studies the +appendices will see that the Covenant of the League more nearly +resembles the Articles of Confederation than the Constitution of 1787. + +I only mention the subject to suggest that the reader of these lectures +will better understand why the American people take the written +obligations of the League so seriously and literally. We have been +trained for nearly a century and a half to measure the validity and +obligations of laws and executive acts in Courts of Justice and to apply +the plain import of the Constitution. Our constant inquiry is, "Is it so +nominated" in that compact? In Europe, and especially England, +constitutionalism is largely a spirit of great objectives and ideals. + +Therefore, while in these nations the literal obligations of Articles X, +XI, XV, and XVI of the Covenant of the League are not taken rigidly, we +in America, pursuant to our life-long habit of constitutionalism, +interpret these clauses as we do those of our Constitution, and we ask +ourselves, Are we ready to promise to do, that which these Articles +literally import, join, for example, in a commercial, social and even +military war against any nation that is deemed an aggressor, however +remote the cause of the war may be to us? Are we prepared to say that in +the event of a war or threatened danger of war, the Supreme Council of +the League may take any action it deems wise and effectual to maintain +peace? This is a very serious committal. Other nations may not take it +so literally, but with our life-long adherence to a written Constitution +as a solemn contractual obligation, we do. + +This is said in no spirit of hostility to the League, but only to +explain the American point of view. Since I delivered these lectures, I +took a short trip to the Continent, and while sojourning in Geneva, made +a visit to the offices of the League. All I there saw greatly interested +me, and I could have nothing but a feeling of admiration for the +effective and useful administrative work which the League is doing. + +The men who framed the Covenant of the League tried to do, under more +difficult, but not dissimilar, conditions, what the framers of the +American Constitution did in 1787. In both cases the aim was high, the +great purpose meritorious. Those Americans who, for the reasons stated, +are not in sympathy with the structural form and political objectives of +the League, are not lacking in sympathy for its admirable administrative +work in co-ordinating the activities of civilized nations for the common +good. In any study of a World Constitution, the example of those who +framed the American Constitution can be studied with profit. + +JAMES M. BECK. + +_Chamonix_, + +July 14, 1922. + + + + +_Contents_ + + +PREFACE BY THE EARL OF BALFOUR + +INTRODUCTION BY SIR JOHN SIMON + +AUTHOR'S INTRODUCTION + +FIRST LECTURE: THE GENESIS OF THE CONSTITUTION + +SECOND LECTURE: THE FORMULATION OF THE CONSTITUTION + +THIRD LECTURE: THE POLITICAL PHILOSOPHY OF THE CONSTITUTION + +THE REVOLT AGAINST AUTHORITY + + + + +_I. The Genesis of the Constitution of the United States_ + + +I trust I need not offer this audience, gathered in the noble hall of +this historic Inn--of "old Purpulei, Britain's ornament"--any apology +for challenging its attention in this and two succeeding addresses to +the genesis, formulation, and the fundamental political philosophy of +the Constitution of the United States. The occasion gives me peculiar +satisfaction, not only in the opportunity to thank my fellow Benchers of +the Inn for their graciousness in granting the use of this noble Hall +for this purpose, but also because the delivery of these addresses now +enables me to be, for the moment, in fact as in honorary title a +Bencher, or Reader, of this time-honoured society. + +If I needed any justification for addresses, which I was graciously +invited to deliver under the auspices of the University of London, an +honour which I also gratefully acknowledge, it would lie in the fact +that we are to consider one of the supremely great achievements of the +English-speaking race. It is in that aspect that I shall treat my theme; +for, as a philosophical or juristic discussion of the American +Constitution, my addresses will be neither as "deep as a well, nor as +wide as a church door." + +My auditors will bear in mind that I must limit each address to the +duration of an hour, and that I cannot go deeply or exhaustively into a +subject that has challenged the admiring comment and profound +consideration of the intellectual world for nearly a century and a half. + +If England and America are to act together in the coming time--and the +destinies of the world are, to a very large extent, in their keeping, +then they must know each other better, and, to this end, they must take +a greater interest in each other's history and political institutions. +My principal purpose in these lectures is to deepen the interest of this +great nation in one of the very greatest and far-reaching achievements +of our common race. + +Americans have never lacked interest in English history; for however +broad the stream of our national life, how could we ignore its chief +source? + +But is there in England an equal interest in the history of America, +whose origin and development constitute one of the most dramatic and +significant dramas ever played upon the stage of this "wide and +universal theatre of man"? It is true that Thackeray, in his +_Virginians_, gave us in fiction the finest picture of our colonial +life, and the late and deeply lamented Lord Bryce wrote one of the best +commentaries upon our institutions in _The American Commonwealth_. In +more recent years two of the most moving portraits of our Hamilton and +Lincoln are due to your Mr. Oliver and Lord Charnwood. We gratefully +recognize this; and yet, how many educated Englishmen have studied that +little known chapter of our history, which gave to the progress of +mankind a contribution to political science which your Gladstone praised +as the greatest "ever struck off at a given time by the brain and +purpose of man"? If "peace hath her victories no less renown'd than +war," this achievement may well justify your study and awaken your +admiration; for, as I have already said and cannot too strongly +emphasize, it was the work of the English-speaking race, of men who, +shortly before they entered upon this great work of constructive +statecraft, were citizens of your Empire. The conditions of colonial +development had profoundly stimulated in these English pioneers the +sense and genius for constitutionalism. + +In his speech on Conciliation with America of March 22, 1775, Edmund +Burke showed his characteristically philosophic comprehension of this +powerful constitutional conscience of the then American subjects of the +Empire. After stating that in no other country in the world was law so +generally studied, and referring to the fact that as many copies of +Blackstone's Commentaries had been sold in America as in England, he +added: + + "This study renders men acute, inquisitive, dexterous, prompt in + attack, ready in defence, full of resources. In other countries the + people, more simple and of a less mercurial cast, judge of an ill + principle in government only by an actual grievance; here they + anticipate the evil, and judge of the pressure of the grievance by + the badness of the principle." + +Moreover, these hardy pioneers were the privileged heirs of the great +political traditions of England. While the Constitution of the United +States was very much more than an adaptation of the British +Constitution, yet its underlying spirit was that of the English speaking +race and the Common Law. Behind the framers of the Constitution, as they +entered upon their momentous task, were the mighty shades of Simon de +Montfort, Coke, Sandys, Bacon, Eliot, Hampden, Lilburne, Milton, +Shaftesbury and Locke. Could there be a better illustration of Sir +Frederick Pollock's noble tribute to the genius of the common law: + + "Remember that Our Lady, the Common Law, is not a task-mistress, but + a bountiful sovereign, whose service is freedom. The destinies of + the English-speaking world are bound up with her fortunes and + migrations and its conquests are justified by her works"? + +Another reason makes the consideration of the subject not only +interesting but opportune. "These are the times that try men's souls." +It is a time of sifting, when men of all nations in civilization in +these critical days are again testing the value even of those political +institutions which have the sanction of the past. Society is in a state +of flux. Everywhere the foundations of governmental structures seem to +be settling--let us hope and pray upon a _surer_ foundation--and when +the seismic convulsion of the world war is taken into account, it is not +surprising that this is so. While the storm is not yet past and the +waves have not wholly subsided, it is natural that everywhere thoughtful +men as true mariners are taking their reckonings to know where they are +and whether the frail bark of human institutions is still sufficiently +seaworthy to keep afloat. + +Moreover, the patent evidences of weakness in the international +organization that we call civilization, the imperative need of ending +the spirit of moral anarchy, and the urgent necessity of rebuilding the +shattered ruins of the social edifice on surer foundations by the +integration of the nations, if possible, into some new form of world +organization, gives peculiar interest in these terrible days to the +manner in which the American people solved a similar problem more than a +century ago. + +Then, as now, a world war had ended. Then, as now, half the world was +prostrated by the wounds of fratricidal strife. As Washington said: "The +whole world was in an uproar," and he added that the task "was to steer +safely between Scylla and Charybdis." The problem, then as now, was not +only to make "the world safe for democracy," but to make democracy, for +which there is no alternative, safe for the world. The thirteen colonies +in 1787, while small and relatively unimportant, were, however, a little +world in themselves, and, relatively to their numbers and resources, +this problem, which they confronted and solved, differed in degree but +not in kind from that which now confronts civilization. Impoverished in +resources, exhausted by the loss of the flower of their youth, +demoralized by the reaction from feverish strife, the forces of +disintegration had set in in the United States between 1783 and 1787. +Law and order had almost perished and the provisional government had +been reduced to impotence. A few wise and noble spirits, true Faithfuls +and Great Hearts, led a despondent people out of the Slough of Despond +till their feet were again on firm ground and their faces turned towards +the Delectable Mountains of peace, justice, and liberty. Let it be +emphasized that they did this, not by seeking more power, but by +imposing restraints upon themselves. That spirit of self-restraint is +the essence of the American Constitution. + +So enduring was their achievement that to-day the Constitution of the +United States is the oldest comprehensive written form of government now +existing in the world. Few, if any, forms of government have better +withstood the mad spirit of innovation, or more effectively proved their +merit by the "arduous greatness of things done." + +For this reason, as the nations of the world are now trying in a cosmic +form and under similar conditions to do that which the founders of the +American Republic in 1787 did in a microcosmic form, a short narration +of that earlier achievement may not be unprofitable in this day and +generation, when we are blindly groping towards some common basis for +international co-ordination. + +One of England's greatest Prime Ministers, William Pitt, shortly after +the adoption of the Constitution, prophetically said that it would be +the admiration of the future ages and the pattern for future +constitution building. Time has verified his prediction, for +constitution making has been, since the American Constitution was +adopted, a continuous industry. The American Constitution has been the +classic model for the federated State. Lieber estimated that three +hundred and fifty constitutions were made in the first sixty years of +the nineteenth century, and, in the constituent States of the American +Union, one hundred and three new Constitutions were promulgated in the +first century of the United States. + +"Have you a copy of the French Constitution?" was asked of a bookseller +during the second French Empire, and the characteristically witty Gallic +reply was: "We do not deal in periodical literature." + +Constitutions, as governmental panaceas, have come and gone; but it can +be said of the American Constitution, paraphrasing the noble tribute of +Dr. Johnson to the immortal fame of Shakespeare, that the stream of +time, which has washed away the dissoluble fabric of many other paper +constitutions has left almost untouched its adamantine strength. +Excepting the first ten amendments, which were virtually a part of the +original charter, only nine others have been adopted in more than one +hundred and thirty years. + +A constitution, while primarily for the distribution of governmental +powers, is, in its last analysis, a formal expression of adherence to +that which in modern times has been called the higher law, and which in +ancient times was called natural law. The jurisprudence of every nation +has, with more or less clearness, recognized the existence of certain +primal and fundamental laws which are superior to the laws, statutes, or +conventions of living generations. The original use of the term was to +import the superiority of the Imperial edict to the laws of the Comitia. +All nations have recognized this higher law to a greater or less extent. +If we turn to the writings of the most intellectual race in ancient +time and possibly in recorded history--the Greeks--we shall see the +higher law vindicated with incomparable power in the moral philosophy of +its three greatest dramatists, Aeschylus, Sophocles, and Euripides. How +was it better expressed than by Antigone when she was asked whether she +had transgressed the laws of the state and replied: + + "Yes, for that law was not from Zeus, nor did Justice, dweller with + the gods below, establish it among men; nor deemed I that thy + decree--mere mortal that thou art--could override those unwritten + and unfailing mandates, which are not of to-day or yesterday, but + ever live and no one knows their birthtide." + +Five centuries later the greatest of the Roman lawyers and orators, +Cicero, spoke in the same terms of a higher law, "which was never +written and which we are never taught, which we never team by reading, +but which was drawn by nature herself." + +The Roman jurists gave it express recognition. They always recognized +the distinction between _jus civile_, or the law of the State, and the +_jus naturale_, or the law of Nature. They nobly conceived that human +society was a single unit and that it was governed by a law that was +both antecedent and paramount to the law of Rome. Thus, the idea of a +higher law transcending the power of a living generation, and therefore +eternal as justice itself--became lodged in our system of jurisprudence. +Nor was the Common Law wanting in a recognition of a higher law that +would curb the power of King or Parliament, for its earlier masters, +including four Chief Justices (Coke, Hobart, Holt, and Popham), +supported the doctrine, as laid down by Coke, that the judiciary had the +power to nullify a law if it were "against common right and +reason."--(_Bonham's Case_, 8 Coke Reports, 114.) + +This view as to the limitation of government and the denial of its +omnipotence was powerfully accentuated in America by the very conditions +of its colonization. The good yeomen of England who journeyed to America +went in the spirit of the noble and intrepid Kent, when, turning his +back upon King Lear's temporary injustice, he said that he would "shape +his old course in a country new." Was it strange that the early +colonists, as they braved the hardships and perils of a dangerous +voyage, only to be confronted in the wilderness by disease, famine and +massacre, should fall back for their own government upon these primal +verities of human society, and claim not only their inherited rights as +Englishmen, but also the peculiar privileges of pioneers in an +unconquered wilderness? + +This spirit of constitutionalism in America, which culminated in the +Constitution of the United States, had its institutional origin in the +spacious days of Queen Elizabeth. That wonderful age, which gave to the +world not only Shakespeare, Spenser and Jonson, but also Drake, +Frobisher and Raleigh, was the Anglo-Saxon reaction to the Renaissance. +The spirit of man had a new birth and was breaking away from the too +rigid bonds of ancient custom and authority. + +Among the notable, but little known, leaders of that time was Sir Edwin +Sandys, the leading spirit of the London (or Virginia) company. He was a +Liberal when to be such was an "extra hazardous risk." He was the son of +a Liberal, for his father, a great prelate, had been sent to the Tower +for preaching in defence of Lady Jane Grey. The son, Sir Edwin, was the +foe of monopolies, and in the same Parliament that impeached the great +genius of this Inn, Francis Bacon, Sandys advocated the then novel +proposition that accused prisoners should have the right to be +represented by counsel, to which the strange objection was made that it +would subvert the administration of justice. As early as 1613, he had +boldly declared in Parliament that even the King's authority rested upon +the clear understanding that there were reciprocal conditions which +neither ruler nor subject could violate with impunity. He might not too +fancifully be called the "Father of American Constitutionalism," for he +caused a constitution--possibly the first time that that word was ever +applied to a comprehensive scheme of government--to be drafted for the +little colony of Virginia in 1609 and amplified in 1612. Speaking in +this venerable Hall, whose very walls eloquently remind us of the mighty +genius of Francis Bacon, it is interesting to recall that these two +charters of government, which were the beginning of Constitutionalism in +America and therefore the germ of the Constitution of the United States, +were put in legal form for royal approval by Lord Bacon himself. Thus +the immortal Treasurer of this Inn is directly linked with the +development of Constitutional freedom in America. + +Bacon became a member of the council for the Virginia Company in 1609. +His deep interest in it is attested in the dedication to him by William +Strachey in 1618 of the latter's _Historie of Travaile into Virginia +Brittania_. + +In his speech in the House of Commons on January 30, 1621, Bacon saw a +vision of the future and predicted the growth of America, when he said: + + "This kingdom now first in His Majesty's Times hath gotten a lot or + portion in the New World by the plantation of Virginia and the + Summer Islands. And certainly it is with the kingdoms on earth as it + is in the kingdom of heaven, sometimes a grain of mustard seed + proves a great tree." + +Truly the mustard seed of Virginia did become a great tree in the +American Commonwealth. + +One of Bacon's nephews, also of the Inns of Court, Nathaniel Bacon, +became the first Liberal leader in the Colonies, and led the first +revolt against colonial misrule. He was probably of Gray's Inn, for it +is difficult to imagine a Bacon studying in any Inn than the one to +which the great Bacon had given so much loving care. + +Due to these charters, on July 30, 1619, the little remnant of colonists +whom disease and famine had left untouched were summoned to meet in the +church at Jamestown to form the first parliamentary assembly in America, +the first-born of the fruitful Mother of Parliaments. It was due to +Sandys not only that the first permanent English settlement in the +Western World was planted at Jamestown in 1607, but that a later group +of "adventurers"--for such they called themselves--destined to be more +famous, were driven by chance of wind and wave to land on the coast of +Massachusetts. Thus was established, not only the beginning of England's +colonial Empire--still one of the most beneficent forces in the +world--but also the principle of local self-government, which, in the +Western World, was destined to develop the American Commonwealth. The +compact, signed in the cabin of the _Mayflower_, while not in strictness +a constitution, like the Virginia Charter, was yet destined to be a +landmark of history. + +Sandys suffered for his convictions, for the party of reaction convinced +King James that Virginia was a nest of sedition, and the arbitrary +ruler, in the reorganization of the London company, gave a pointed +admonition by saying: "Choose the devil, if you will, but not Sir Edwin +Sandys." In 1621 he was committed to the Tower and only released after +the House of Commons had made a vigorous protest against his +incarceration. His successor as treasurer of the London company was +Shakespeare's patron, the Earl of Southampton, and it is not a fanciful +conjecture to assume that, when the news of the disaster which befell +one of the fleets of the London Company on the Island of Bermuda reached +England, it inspired Shakespeare to write his incomparable sea idyl, +_The Tempest_. If so, this lovely drama was Shakespeare's unconscious +apostrophe to America, for in Ariel--seeking to be free--can be +symbolized her awakening spirit, while Prospero, with his thaumaturgic +achievements, suggests a constructive genius, which in a little more +than a century has made one of the least of the nations to-day one of +the greatest. + +Bacon, Sandys, Southampton and the Liberal leaders of the House of +Commons had implanted in the ideas of the colonists the spirit of +constitutionalism, which was destined to influence profoundly the whole +development of the American colonies, and finally to culminate in the +Constitution of the United States. + +The later struggle in the Long Parliament, the fall of Charles I, and +more especially the deposition of James II, the accession of William of +Orange, and the substitution for the Stuart claim of divine right that +of the supremacy of the people in Parliament, naturally had their +reaction in the Western World in intensifying the spirit of +constitutionalism in the growing American Commonwealth. + +The colonial history was therefore increasingly marked by a spirit of +individualism, a natural partiality for local rule, and a tenacious +adherence to their special privileges, whether granted to Crown +colonies, like New Hampshire, New York, New Jersey, Virginia, the two +Carolinas, and Georgia, or proprietary governments, like Maryland, +Delaware, and Pennsylvania, or charter governments, such as +Massachusetts, Rhode Island, and Connecticut. In the three colonies last +named formal corporate charters were granted by the Crown, which in +themselves were constitutions in embryo, and the colonists thus acquired +written rights as to the government of their internal affairs, upon the +maintenance of which they jealously insisted. Thus arose the spirit in +America, which treated constitutional rights, not so much as special +privileges granted by plenary Sovereignty, but as contractual +obligations which could be enforced in the Courts against the Sovereign. + +All this developed in the colonists a powerful sense of constitutional +morality, and its pertinency to my present theme lies in the fact that +when each of the thirteen colonies became, at the conclusion of the War +of Independence, a separate and independent nation, they were more +concerned, in establishing a central government, to limit its authority +and to maintain local self-government than they were to give to the +new-born nation the powers which it needed. They carried their +constitutionalism to extremes, which nearly made a strong and efficient +central government an impossibility. + +Nothing was less desired by them than a unified government. It was +destined to be wrung from their hard necessities. The Constitution was +the reflex action of two opposing tendencies, the one the imperative +need of an efficient central government, and the other the passionate +attachment to local self-rule. Co-operation between the colonies had +been a matter of long discussion and earnest debate, and primarily +resulted from the necessity of defence against a common foe the French +in Canada, and the Indians of the forest. In 1643 four of the New +England colonies united in a league to defend themselves. In 1693 +William Penn made the first suggestion for a union of all the colonies. +In 1734 a council was held at Albany at the instance of the Crown to +provide the means for the defence against France in Canada, and it was +then that Franklin submitted the first concrete form for a union of the +colonies into a permanent alliance. It was in advance of the times, for, +conservative as it was, it was unfortunately opposed both by the Crown +and the colonies themselves. + +The time was not ripe for any such union, and the reason was apparent. +The colonies differed very much in the character of their populations, +in the nature of their economic interests, and in their political +antecedents. They were not wholly of the English race. Many nations in +Europe had already contributed to the population. For example, New York +was partly Dutch, and in Pennsylvania there was a considerable element +of the Swedes, Germans, and Swiss. Moreover, the colonists were as +widely separated from each other, measured by the facilities of +locomotion, as are the most remote nations of the world to-day. Only a +few men ever found occasion to leave their colony to journey to another, +and most men never left, from birth to death, the community in which +they lived. Outside of the few scattered communities in the different +colonies there was an almost unbroken wilderness, with few wagon roads +and in places only a bridle path. The only methods of communication were +the letters and still fewer newspapers, which were carried by post +riders often through an almost trackless wilderness. + +Obviously, a working government could not easily be constituted between +peoples of different religions, races, and economic interests, who, for +the most part, never met each other face to face and with whom frequent +communication was impossible. + +The differences between the colonies and the mother-country with respect +to internal taxation slowly developed into an issue of constitutionalism +rather than of legislative policy. As in England, the immediate question +affected the power of the Crown to give to the customs inspectors the +power to make general searches and seizures, to enforce the navigation +laws. In 1761 James Otis, of Massachusetts, made a fateful speech before +the colonial legislature, in which, asserting the illegality of the +search warrants on the ground that they violated the constitutional +rights of Englishmen to protection in their own homes, he asserted that +Acts of Parliament which violated the sanctity of the home were void and +that, more specifically, they violated the charter granted to +Massachusetts. Asserting the doctrine which at that time was the +doctrine of the English common law, as stated by Coke and three other +Chief Justices, he said: + + "To say the parliament is absolute and arbitrary is a contradiction. + The Parliament cannot make two and two five. Omnipotency cannot do + it.... Parliaments are in all cases to declare what is for the good + of the whole; but it is not the declaration of parliament that makes + it so: there must be in every instance a higher authority, viz., + GOD. Should an Act of Parliament be against any of His natural laws, + which are immutably true, their declaration would be contrary to + eternal truth, equity and justice, and consequently void; and so it + would be adjudged by the Parliament itself, when convinced of their + mistake." + +It is a curious fact that in the reaction from the tyranny of the +Stuarts your country abandoned this principle of the common law by +substituting for the omnipotence of the Crown the omnipotence of +Parliament, while in my country the somewhat vague and unworkable +principle of the common law, which gave the judiciary the power to +invalidate an act of the legislature, when against natural reason and +justice, was developed into the great principle, without which +institutions in an heterogeneous and widely scattered democracy would be +unworkable, namely that the powers of government are strictly defined, +and that neither the executive, the legislative, nor the judicial +departments of the government can go beyond the precise limits +established by the fundamental law. Like the common law, the +Constitution was thus the result of a slow evolution. Mr. Gladstone, in +his oft-quoted remark, gave an erroneous impression when he said: + + "As the British Constitution is the most subtle organism which has + proceeded from progressive history, so the American Constitution is + the most wonderful work ever struck off, at a given time by the + brain and purpose of man." + +This assumes that the Constitution sprang, like Minerva, armed +_cap-à -pie,_ from the brain of the American people, whereas it was as +much the result of a slow, laborious, and painful evolution as was the +British Constitution. Probably Gladstone so understood the development +of the American Constitution and recognized that its framing was only +the culmination of an evolution of many years. + +When the constitutional struggle between the colonies and the Parliament +became acute, the necessity of a union for a common defence became +imperative. As early as July, 1773, Franklin recommended the "convening +of a General Congress" so that the colonies would act together. His +suggestion was introduced in the Virginia House of Burgesses in May, +1774, and as a result there met in Philadelphia on September 5 of that +year the first Continental Congress, styled by themselves: "The +Delegates appointed by the Good People of these Colonies." Nothing was +further from their purpose than to form a central government or to +separate from England. This Congress only met as a conference of +representatives of the colonies to defend what they conceived to be +their constitutional rights. + +Before the second Continental Congress met in the following year, the +accidental clash at Lexington and Concord had taken place, and as the +Congress again re-convened a momentous change had taken place, which +was, in fact, the beginning of the American Commonwealth. The Congress +became by force of circumstances a provisional government, and as such +it might well have claimed plenary powers to meet an immediate exigency. +So indisposed were they to separate from England or to substitute for +its rule that of a new government, that the Continental Congress, when +it then involuntarily took over the government of America, failed to +exercise any adequate power. It remained simply a conference without +real power. Each colony had one vote and the rule of unanimity +prevailed. Even its decisions were largely advisory, for they amounted +to little more than recommendations to the constituent States as to what +measures should be taken. Each colony complied with the recommendation +in its discretion and in its own way. Notwithstanding this fatal lack of +authority, the Continental Congress, then actually engaged in civil war, +created an army, and, through its committees, entered into negotiations +with foreign nations. To support the former, it issued paper money, with +the disastrous result that could be readily anticipated. While it had a +presiding officer, it had no executive, and the new nation, which was +hardly conscious of its own birth, had no judiciary. + +Had this _de facto_ government assumed the plenary powers which +provisional governments must, under similar circumstances, necessarily +assume, it would have been better for the cause of the colonists. For +want of an efficient central government, the civil administration of the +infant nation was marked by a weakness and incapacity that defeated +Washington's plans and nearly broke his spirit. Washington's little army +was the victim of the gross incapacity of an impotent government. The +soldiers came and went, not as the general commanded, but as the various +colonies permitted. The tragedy of Valley Forge, when the little army +nearly starved to death, and literally the soldiers could be tracked +over the snows by their bleeding, unshod feet, was not due to lack of +clothing and provisions, but to the gross incapacity of a headless +government that if it had had the wisdom to act lacked the authority. +The situation was one of chaos. The colonies recruited their own +contingents, paid such taxes as they pleased, which grew increasingly +less, and the Congress had no coercive power to enforce its policies, +either with reference to internal or external affairs. This situation +was so clearly recognized that immediately after the Declaration of +Independence on July 4, 1776, the draft of a constitution was proposed +to give the central government more effective power; but, although the +necessity was manifest and most urgent, the so-called Articles of +Confederation, which were then drafted in 1776, were never finally +adopted by the requisite number of States until March, 1781, when the +war was nearly over. As the result proved, they marked only a very small +advance over the existing _de facto_ government, for the constituent +States were still too jealous of each other and too hostile to the +creation of a central government to form a truly effective government. +The founders of the Republic could only learn from their errors, but it +is their great merit that they had the ability to profit in the stern +school of experience, of which Franklin has said that it is a "dear +school, but fools will learn in no other." + +The founders of the Republic were not fools, and while they did not, as +Gladstone seems to intimate, have the inspired wisdom to develop a +wonderful Constitution by sheer intuition unaided by experience, they +did have the ability to make of their very errors the stepping-stones to +a higher destiny. + +By the Articles of Confederation, which, as stated, became effective in +1781, the conduct of foreign affairs was vested in the new government, +which was also given the power to create admiralty courts, regulate +coinage, maintain an army and navy, borrow money, and emit bills of +credit, but the great limitation was that in all other respects the +constituent States retained absolute power, especially with reference to +commerce and taxation. All that the central government could do was to +requisition the States to furnish food supplies, and the States were +then left to impose the taxes and, if necessary, to enforce their +payment in their own way, with the inevitable result that they vied with +each other in the struggle to evade them. The Confederation had no +direct power over the citizens of the several States. Moreover, the +Congress could not levy any taxes, or indeed pass any measure unless +nine out of the thirteen States agreed, and the Constitution could not +be amended except by unanimous vote. While the Congress could select a +presiding officer to serve for one year, yet he had no real executive +authority. During the recess of the Congress, a committee of thirteen, +consisting of one delegate from each State, had _ad interim_ powers, but +not greater than the Congress, which they represented. + +Such a government would have been fatal to any people, and so it nearly +proved to be to the infant nation. Two circumstances saved them from the +consequences of such incapacity: one was the invaluable aid of France, +and the other the personality of George Washington. Of this great +leader, one of the noblest that ever "lived in the tide of time," it is +only necessary to quote the fine tribute paid to him by the greatest of +the Victorian novelists in his _Virginians_: + + "What a constancy, what a magnanimity, what a surprising + persistence against fortune!... Washington, the chief of a nation + in arms, doing battle with distracted parties; calm in the midst of + conspiracy; serene against the open foe before him and the darker + enemies at his back; Washington, inspiring order and spirit into + troops hungry and in rags; stung by ingratitude, but betraying no + anger, and every ready to forgive; in defeat invincible, magnanimous + in conquest and never so sublime as on that day when he laid down + his victorious sword and sought his noble retirement--here, indeed, + is a character to admire and revere; a life without a stain, a fame + without a flaw." + +A year after the Articles of Confederation had been adopted, the war +came to an end by a preliminary treaty on November 30, 1782. + +Now follows the least known chapter in American history. It was a period +of travail, of which the Constitution of the United States and the +present American nation were born. The government slowly succumbed from +its own weakness to its inevitable death. Only the shreds and patches of +authority were left. Gradually the union fell apart. Of the Continental +Congress only fifteen members, representing seven colonies, remained to +transact the affairs of the new nation. The army, which previously to +the termination of the war had dissolved by the hundreds, was now unpaid +and in a stale of revolt. Measure after measure was proposed in Congress +to raise money to pay the interest on the bonded indebtedness, which was +in arrears, and to provide funds for the most necessary expenses, but +these failed, in Congress for the want of the necessary nine votes or, +if enacted, the States treated the requisitions with indifference. The +currency of the United States had fallen almost as low as the Austrian +kronen, and men derisively plastered the walls of their houses with the +worthless paper of the Continental Congress. Adequate authority no +longer remained to carry out the terms of the treaties with England and +France, and they were nullified by the failure of the infant nation to +comply with its own obligations and the consequent refusal of the other +contracting parties to comply with theirs. The government made a call +upon the States to raise $8,000,000 for the most vital needs, but only +$400,000 was actually received. Then Congress asked the States to vest +in it the power to levy a tax of five per cent, on imports for a limited +period, but, after waiting two years for the action of the States, less +than nine concurred. The States were then asked to pledge their own +internal revenue for twenty-five years to meet the national +indebtedness, but this could only be done by unanimous consent, and +while twelve States concurred, Rhode Island refused and the measure was +defeated. It was again the infinite folly of the _liberum veto_ which, +prior to the great partition, condemned Poland to chronic anarchy. + +The impotence of the new government, which was still sitting in +Philadelphia, can be measured by the fact that on June 9, 1783, word +came that eighty soldiers were on their way to Philadelphia to demand +relief. They stacked their arms in front of the State House, where the +Congress was then sitting, and refused to disband, when requested by +Col. Alexander Hamilton, as the representative of the Congress, to do +so. When Congress appealed to the government of Pennsylvania for +protection, it was advised that the Pennsylvania militia was likewise +insubordinate. The Congress then hastily fled by night and became a +fugitive. + +The impotence of the Confederation can be measured by the fact that in +the last fourteen months of its existence its receipts were less than +$400,000, while the interest on the foreign debt alone was over +$2,400,000, and the interest on the internal debt was five-fold greater. + +In the absence of any government and in the period of general +prostration it was not unnatural that the spirit of Bolshevism grew with +alarming rapidity. It even permeated the officers of the Army. In March, +1783, an anonymous communication was sent to Washington's officers to +meet in secret conference to take some action, possibly to overthrow the +government. A copy fell into Washington's hands and, while he forbade +the assemblage of the officers under the anonymous call, he himself +directed the officers to assemble. He unexpectedly appeared at the +meeting and, being no speaker, he had reduced his appeal to writing. As +he adjusted his spectacles to read it, he pathetically said: "I have not +only grown gray but blind in your service." He then made a touching +appeal to them not to increase by example the spreading spirit of +revolt. The very sight of their old commander turned the hearts of the +revolting element and the officers remained loyal to their noble leader. + +Where the spirit of disaffection was thus found in high places it +naturally prevailed more widely among the masses who had been driven to +frenzy by their sufferings. This culminated in a revolt in Massachusetts +under the leadership of an old soldier named Shays, and it spread with +such rapidity that not only did one-fifth of the people join in +attempting to overthrow the remnant of established authority in +Massachusetts, but it rapidly spread to other States. The offices of +government and the courthouses were seized, the collection of debts was +forbidden, and private property was forcibly appropriated to meet the +common needs. + +Chaos had come again. It filled Washington's heart with disgust and +despair. After surrendering his commission to the pitiful remnant of the +government he had retired to Mount Vernon, and for a time declined to +act further as the leader of his people. Thus, in October, 1785, he +wrote James Warren, of Massachusetts: + + "The war, as you have very justly observed, has terminated most + advantageously for America, and a fair field is presented to our + view; but I confess to you freely, my dear sir, that I do not think + we possess wisdom or justice enough to cultivate it properly. + Illiberality, jealousy, and local policy mix too much in all our + public councils for good government of the union. In a word, the + Confederation appears to me to be little more than a shadow without + the substance, and Congress a nugatory body, their ordinances being + little attended to.... By such policy as this the wheels of + government are clogged, and our brightest prospects, and that high + expectation which was entertained of us by the wondering world, are + turned into astonishment; and, from the high ground on which we + stood, we are descending into the vale of confusion and darkness." + +Again he wrote to George Mason: + + "I have seen without despondency, even for a moment, the hours which + America has styled its gloomy ones, but I have beheld no day since + the commencement of hostilities that I thought our liberties in such + imminent danger as at present. Indeed, we are verging so fast to + destruction that I am feeling that sense to which I have been a + stranger until within these three months." + +Again in 1786 he writes: + + "I think often of our situation, and view it with concern. From the + high ground we stood upon, from the plain path which invited our + footsteps, to be so fallen, so lost, is mortifying; but everything + of virtue has, in a degree, taken its departure from our land.... + What, gracious God, is man that there should be such inconsistency, + and perfidiousness in his conduct! It was but the other day that we + were shedding our blood to obtain the Constitutions under which we + now live, and now we are unsheathing our swords to overturn them. + The thing is so unaccountable that I hardly know how to realize it + or to persuade myself that I am not under an illusion of a dream." + +It was, however, the darkest hour before the dawn, and again it was +Washington who became his country's saviour. In 1785, some commissioners +from the States of Virginia and Maryland visited Mount Vernon to pay +their respects to the well-loved commander. After conferring with him +upon the chaos of the times, they decided to issue a call for a general +conference of the representatives of the States to be held on September +11, 1786, at Annapolis, Maryland, to discuss how far the States +themselves could agree on common regulations of commerce. At the +appointed time the delegates assembled from Virginia, Pennsylvania, +Delaware, New York and New Jersey, and finding themselves too few in +number to achieve the great objective, the convention contented itself +by issuing another call, drafted by Alexander Hamilton, then under +thirty years of age, to all the States to send delegates to a convention +to be held in Philadelphia on the second Monday in May, 1787, "to take +into consideration the situation of the United States, to devise such +further provisions as should appear to them necessary to render the +Constitution of the Federal Government adequate to the exigencies of the +Union." + +The dying Congress tardily approved of this suggestion, but finally, on +January 21, 1787, grudgingly adopted a resolution that-- + + "It is expedient that on the second Monday in May next a convention + of delegates, who shall have been appointed by the several States, + be held at Philadelphia _for the sole and express purpose of + revising the Articles of Confederation_ and reporting to Congress + and the several legislatures such alterations and provisions therein + as shall, _when agreed to in Congress_ and conformed to by the + States, render the Federal Constitution adequate to the exigency of + the government and the preservation of the union." + +It will be noted by the italicized portions of the resolution that this +impotent body thus vainly attempted to cling to the shadow of its +vanished authority by stating that the proposed constitutional +convention should merely revise the worthless Articles of Confederation +and that such amendments should not have validity until adopted by +Congress as well as by the people of the several States. How this +mandate was disregarded and how the convention was formed, and +proceeded to create a new government with a new Constitution, and how +it achieved its mighty work, will be the subject of the next lecture. + +Anticipating the masterly ability with which a seemingly impotent and +dying nation plucked from the nettle of danger the flower of safety, let +me conclude this first address by quoting the words of de Tocqueville, +in his remarkable work _Democracy in America_, where he says: + + "The Federal Government, condemned to impotence by its Constitution + and no longer sustained by the presence of common danger ... was + already on the verge of destruction when it officially proclaimed + its inability to conduct the government and appealed to the + constituent authority of the nation.... It is a novelty in the + history of a society to see a calm and scrutinizing eye turned upon + itself, when apprised by the legislature that the wheels of + government are stopped; to see it carefully examine the extent of + the field and patiently wait for two years until a remedy was + discovered, which it voluntarily adopted, without having ever wrung + a tear or a drop of blood from mankind." + + + + +_II. The Great Convention_ + + +Now follows a notable and yet little known scene in the drama of +history. It reveals a people who, without shedding a drop of blood, +calmly and deliberately abolished one government, substituted another, +and erected it upon foundations which have hitherto proved enduring. +Even the superstructure slowly erected upon these foundations has +suffered little change in the most changing period of the world's +history, and until recently its additions, few in number, have varied +little from the plans of the original architects. The Constitution is +to-day, not a ruined Parthenon, but rather as one of those Gothic +masterpieces, against which the storms of passionate strife have beaten +in vain. The foundations were laid at a time when disorder was rampant +and anarchy widely prevalent. As I have already shown in my first +lecture, credit was gone, business paralysed, lawlessness triumphant, +and not only between class and class, but between State and State, there +were acute controversies and an alarming disunity of spirit. To weld +thirteen jealous and discordant States, demoralized by an exhausting +war, into a unified and efficient nation against their wills, was a +seemingly impossible task. Frederick the so-called Great had said that a +federal union of widely scattered communities was impossible. Its final +accomplishment has blinded the world to the essential difficulty of the +problem. + +The time was May 25, 1787; the place, the State House in Philadelphia, a +little town of not more than 20,000 people, and, at that time, as +remote, measured by the facilities of communication, to the centres of +civilization as is now Vladivostok. + +The _dramatis personae_ in this drama, though few in numbers, were, +however, worthy of the task. + +Seventy-two had originally been offered or given credentials, for each +State was permitted to send as many delegates as it pleased, inasmuch as +the States were to vote in the convention as units. Of these, the +greatest actual attendance was fifty-five, and at the end of the +convention a saving remnant of only thirty-nine remained to finish a +work which was to immortalize its participants. + +While this notable group of men contained a few merchants, financiers, +farmers, doctors, educators, and soldiers, of the remainder, at least +thirty-one were lawyers, and of these many had been justices of the +local courts and executive officers of the commonwealths. Four had +studied in the Inner Temple, at least five in the Middle Temple, one at +Oxford under the tuition of Blackstone and two in Scottish Universities. +Few of them were inexperienced in public affairs, for of the original +fifty-five members, thirty-nine had been members of the first or second +Continental Congresses, and eight had already helped to frame the +constitutions of their respective States. At least twenty-two were +college graduates, of whom nine were graduates of Princeton, three of +Yale, two of Harvard, four of William and Mary, and one each from the +Universities of Oxford, Columbia, Glasgow, and Edinburgh. A few already +enjoyed world-wide fame, notably Doctor Franklin, possibly the most +versatile genius of the eighteenth century and universally known and +honoured as a scientist, philosopher, and diplomat, and George +Washington, whose fame, even at that day, had filled the world with the +noble purity of his character. + +It was a convention of comparatively young men, the average age being +little above forty. Franklin was the oldest member, being then +eighty-one; Dayton, the youngest, being twenty-seven. With the +exception of Franklin and Washington, most of the potential +personalities in the convention were under forty. Thus, James Madison, +who contributed so largely to the plan that he is sometimes called "The +Father of the Constitution," was thirty-six. Charles Pinckney, who, +unaided, submitted the first concrete draft of the Constitution, was +only twenty-nine, and Alexander Hamilton, who was destined to take a +leading part in securing its ratification by his powerful oratory and +his very able commentaries in the Federalist papers, was only thirty. + +Above all they were a group of gentlemen of substance and honour, who +could debate for four months during the depressing weather of a hot +summer without losing their tempers, except momentarily--and this +despite vital differences--and who showed that genius for toleration and +reconciliation of conflicting views inspired by a common fidelity to a +great objective that is the highest mark of statesmanship. They +represented the spirit of representative government at its best in +avoiding the cowardice of time-servers and the low cunning of +demagogues. All apparently were inspired by a fine spirit of +self-effacement. Selfish ambition was conspicuously absent. They +differed, at times heatedly, but always as gentlemen of candour and +honour. The very secrecy of their deliberations, of which I shall +presently speak, is ample proof how indifferent they were to popular +applause and the _civium ardor prava jubentium_. + +The convention had been slow in assembling. Ample notice had been given +that it would convene on May 13, 1787, but when that day arrived a mere +handful of the delegates, less than a quorum, had assembled. + +The Virginia delegation, six in number, and forming probably the ablest +delegation from any State, arriving in time, and failing to find a +quorum then assembled, employed the period of waiting in submitting to +the Pennsylvania delegation the outlines of a plan for the new +Constitution. The plan was largely the work of James Madison, and how +long it had been in preparation cannot be definitely stated. It is clear +that four years before a Philadelphia merchant, one Peletiah Webster, +had published a brochure proposing a scheme of dual sovereignty, under +which the citizens would owe a double allegiance--one to the constituent +States within the sphere of their reserved powers, and one to a +federated government within the sphere of its delegated powers. Leagues +of States had often existed, but a league which, within a prescribed +sphere, would have direct authority over the citizens of the constituent +States, without, however, abolishing the authority of such States as to +their reserved sphere of power, was a novel theory. How far the Virginia +project had been influenced by Webster's suggestion is not clear, but it +is certain that before the convention met Pennsylvania and Virginia, +two of the most powerful States, were committed to it. + +The suggestion was a radical one, for the States, with few exceptions, +were chiefly insistent upon the preservation of their sovereignty, and +while they were willing to amend the Articles of Confederation by giving +fuller authority to the central government, such as it was, the +suggestion of subordinating the States to a new sovereign power, whose +authority within circumscribed limits was to be supreme, was opposed to +all their conventions and traditions. Washington, however, had warmly +welcomed the creation of a strong central government, and his +correspondence with the leading men of the colonies for some years +previously had been burdened with arguments to convince them that a mere +league of States would not suffice to create a stable nation. To George +Washington, soldier and statesman, is due above all men the ideal of a +federated union, for without his influence--that of a noble and +unselfish leader--the great result would probably never have been +secured. While still waiting for the convention, to meet, and while +discussing what was expedient and practicable when they did meet, +Washington one day said to a group of delegates, who were considering +the acute nature of the crisis: + + "It is too probable that no plan that we propose will be adopted. + Perhaps another dreadful conflict is to be sustained. If, to please + the people, we offer what we ourselves disapprove, how can we + afterwards defend our work? Let us raise a standard to which the + wise and just can repair. The event is in the hand of God." + +Noble words, fit to be written in letters of gold over the portal of +every legislature of the world, and it was in this spirit that the +convention finally convened on May 25th, 1787. + +When the delegates from nine States had assembled, Washington was +unanimously elected the presiding officer of the convention. It began by +adopting rules of order, and the most significant of these was the +provision for secrecy. No copy should be taken of any entry on the +Journal, or even permission given to inspect it, without leave of the +convention, and "nothing spoken in the house be printed or otherwise +published or communicated without leave." The yeas and nays should not +be recorded. The rule of secrecy was enlarged by an unwritten +understanding that, even when the convention had adjourned, no +disclosure should be made of its proceedings during the life of its +members. When after nearly four months, the convention adjourned, the +secret had been kept, and no one knew even the concrete result of its +deliberations until the Constitution itself, and nothing else, was +offered to the approval of the people. The high-way, upon which the +State House fronted, was covered with earth, to deaden the noise of +traffic, and sentries were posted at every means of ingress and egress, +to prevent any intrusion upon the privacy of the convention. The members +were not photographed daily for the pictorial Press, nor did any cinema +register their entrance into the simple colonial hall where they were to +meet. Notwithstanding this limitation--for no present-day conference or +assembly can proceed with its labours until its members are photographed +for the curiosity of the public--these simple-minded gentlemen--less +intent upon their appearance than their task--were to accomplish a work +of enduring importance. + +The extreme care which was taken to preserve this secrecy inviolate, and +its purpose, were indicated in an incident handed down by tradition. + +One of the members dropped a copy of a proposition then before the +convention for consideration, and it was found by another of the +delegates and handed to General Washington. At the conclusion of the +session, Washington arose and sternly reprimanded the member for his +carelessness by saying: + + "I must entreat gentlemen to be more careful, lest our transactions + get into the newspapers and disturb the public repose by premature + speculations. I know not whose paper it is, but there it is + [_throwing it down on the table_]. Let him who owns it, take it." + +He then bowed, picked up his hat and left the room with such evidences +of annoyance that, like school-children, no delegate was willing to +admit the ownership of the paper. + +The thought suggests itself: How different the result at Versailles and +Genoa might have been had there been the same reasonable provisions for +discussion and action uninfluenced by too premature public comment of +the day! In these days, when representative government has degenerated +into government by a fleeting public opinion, the price we pay for such +government by, for and of the Press, is too often the inability of +representatives to do what they deem wise and just. + +At the close of the convention its records were committed into the +keeping of Washington, with instructions to "retain the journal and +other papers, subject to order of Congress, if ever formed under the +Constitution." + +Even the journal consisted of little more than daily memoranda, from +which the minutes ought to have been, but never were, made; and these +fragmentary records of the proceedings of a convention which had been in +continuous session for nearly four months were never published until the +year 1819, or thirty-two years after the close of the convention. Thus, +the American people knew nothing of their greatest convention until a +generation later, and then only a few bones of the mastodon were +exhibited to their curious gaze. + +The members of the convention kept its secrets inviolate for many years. +With few exceptions, the great secrets of the convention died with them. +Only one, James Madison, left a comprehensive statement of the more +formal proceedings. With this notable exception, only a few anecdotes, +handed down by tradition, escaped oblivion. The first of the number to +break the pledge of secrecy was Robert Yates, Chief Justice of New York, +who, in 1821, published his recollections; but, as he had left the +convention a few months after it began, his notes ceased with the 5th of +July. + +The world would thus have been for ever ignorant of the details of one +of the most remarkable conventions in the annals of mankind had it not +been that one of the ablest of their number, James Madison, regularly +attended the sessions and kept notes from day to day of the debates. +While he was not a stenographer, he had a gift for condensing a speech +and fairly representing its substance. He jealously guarded his Journal +of the Convention until his death. Its very existence was known to few. +He died in 1836, and four years later the government purchased the +manuscript from his widow. Then, for the first time, the curtain was +measurably raised upon the proceedings of a convention which had +created, as we now know, one of the greatest nations in history. +Fifty-three years after the close of the convention, and when nearly +every one of its participants were dead, Madison's Journal was first +published. + +When was a great secret better kept? Grateful as posterity must be for +this inestimable gift of great human enterprise, yet even Madison's +careful journal fills one with the deepest regret that this wonderful +debate, which lasted for nearly four months between men of no ordinary +ability, could not have been preserved to the world. + +Two or three of the speeches which Madison gives in his Journal are +complete, for when Doctor Franklin spoke he reduced his remarks to +writing and gave a copy to Madison, but of the other speeches only a +fragrant remains. Thus, that "admirable Crichton," Alexander Hamilton, +addressed the convention in a speech that lasted five hours, in which he +stated his philosophy of government, but of that only a short +condensation, and possibly not even an accurate fragment, remains. + +Without this extraordinary provision for secrecy, which is so opposed to +modern democratic conventions, and which so little resembles the famous +point as to "open covenants openly arrived at," the convention could not +have accomplished its great work, for these wise men realized that a +statesman cannot act wisely under the observation of a gallery, and +especially when the gallery compels him by the pressure of public +opinion to work as it directs. I recognize that public opinion--often +temporarily uninformed but in the end generally right--does often save +the democracies of the world from the selfish ends of self-seeking and +misguided leadership; but, given noble and wise representatives, they +work best when least influenced by the fleeting passions of the day. + +It is evident that if the framers of the Constitution had met, as +similar conventions have within recent years met at Versailles and +Genoa, with the world as their gallery and with the representatives of +the Press as an integral part of the conference, they would have +accomplished nothing. The probability is that the convention would not +have lasted a month if their immediate purpose had been to placate +current opinion. It may be doubted whether such a convention, if called +to-day, either in your country or mine, could achieve like results, for +in this day of unlimited publicity, when men divide not as individuals +but in powerful and organized groups, a constitutional convention would, +I fear, prove a witches' cauldron of class legislation and demagoguery. +Is it not possible that modern democracy is in danger of strangulation +by its present-day methods and ideals? Again the words of Washington +suggest themselves: "If, to please the people, we offer what we +ourselves disapprove, how can we afterwards defend our work? Let us +raise a standard to which the wise and just can repair." + +Working with a sad sincerity and with despair in their hearts, this +little band of men wrought a work of surpassing importance, and if they +did not receive the immediate plaudits of the living generation, their +shades can at least solace themselves with the reflection that posterity +has acclaimed their work as one of the greatest political achievements +of man. + +The rules of order and the nature of the proceedings thus determined, +the convention opened by an address by Mr. Randolph of Virginia, in +which he submitted, in the form of fifteen points--nearly the number of +the fatal fourteen--the outlines for a new government. He himself in his +opening speech summarized the propositions by candidly confessing "that +they were not intended for a federal government" (thereby meaning a mere +league of States) but "a strong consolidated union." Upon this radical +change the convention was to argue earnestly and at times bitterly for +many a weary day. The plan provided for a national legislature of which +the lower branch should be elected by the people and the upper branch by +the lower branch upon the nomination of the legislatures of the States. +This legislature should enjoy all the legislative rights given to the +federation, and there followed the sweeping grant that it "could +legislate in all cases to which the separate States are incompetent or +in which the harmony of the United States may be interrupted by the +exercise of individual legislation," with power "to negative all laws +passed by the several States contravening in the opinion of the national +legislature the Articles of the Union." + +A national executive was proposed, together with a national judiciary, +and these two bodies were given authority "to examine every act of the +national legislature before it shall operate and every act of a +particular legislature before a negative thereon shall be final." This +marked an immense advance over the Articles of Confederation, under +which there was no national executive or judiciary, and under which the +legislature had no direct power over the citizens of the States, and +could only impose duties upon the States themselves by the concurrence +of nine of the thirteen. + +Hardly had Mr. Randolph submitted the so-called Virginia plan when +Charles Pinckney, of South Carolina, a young man of twenty-nine years +of age, with the courage of youth submitted to the House a draft of the +future federal government. Curiously enough, it did not differ in +principle from the Virginia plan, but was more specific and concrete in +stating the powers which the federal government should exercise, and +many of its provisions were embodied in the final draft. Indeed, +Pinckney's plan was the future Constitution of the United States in +embryo; and when it is read and contrasted with the document which has +so justly won the acclaim of men throughout the world, it is amazing +that so young a man should have anticipated and reduced to a concrete +and effective form many of the most novel features of the Federal +Government. As the only copy of Pinckney's plan was furnished years +afterwards to Madison for his journal, it is possible that some of its +wisdom was of the _post factum_ variety. + +Having received the two plans, the convention then went, on May 30, +into a committee of the whole to consider the fifteen propositions in +the Virginia plan _seriatim_. They wisely concluded to determine +abstract ideas first and concrete forms later. Apparently for the time +being little attention was paid to Pinckney's plan, and this may have +been due to the hostile attitude of the older members of the convention +to the presumption of his youth. + +Then ensued a very remarkable debate on the immediate propositions and +the principles of government which underlay them, which lasted for two +weeks. On June 13 the committee rose. Even the fragments of this debate, +which may well have been one of the most notable in history, indicate +the care with which the members had studied governments of ancient and +modern times. There were many points of difference, but chief of them, +which nearly resulted in the collapse of the convention, was the +inevitable difficulty which always arises in the formation of a league +of States or an association of nations between the great and the little +States. + +The five larger States had a population that was nearly twice as great +as the remaining eight States. Thus Virginia's population was nearly +ten-fold as great as Georgia. Moreover, the States differed greatly in +their material wealth and power. Nevertheless, all of them entered the +convention as independent sovereign nations, and the smaller nations +contended that the equality in suffrage and political power which +prevailed in the convention (in which each State, large or small, voted +as a unit), should and must be preserved in the future government. To +this the larger States were quite unwilling to yield, and when the +committee rose they reported, in substance, the Virginia plan, with the +proviso that representation in the proposed double-chambered Congress +should be "according to some equitable ratio of representation." + +On June 15 the small States presented their draft, which was afterwards +known as the New Jersey plan, because it was introduced by Mr. Patterson +of that State. It only contemplated an amendment to the existing +Constitution and an amplification of the powers of the impotent +Confederation. Its chief advance over the existing government was that +it provided for a federal executive and a federal judiciary, but +otherwise the government remained a mere league of States, in which the +central government could generally act only by the vote of nine States, +and in which their power was exhausted when they requested the States to +enforce the decrees. Its chief advance over the Articles of +Confederation, in addition to the creation of an executive, was an +assertion that the acts of Congress "shall be the supreme law of the +respective States ... and that the judiciary of the several States shall +be bound thereby in their decisions," and that "if any State or any +body of men in any State shall oppose or prevent the carrying into +execution of such acts or treaties the federal executive shall be +authorized to call forth the power of the confederated States ... to +enforce and compel obedience to such acts or an observance of such +treaties." + +While this was some advance toward a truly national government, it yet +left the national executive dependent upon the constituent States, for +if they failed to respond to the call above stated the national +government had no direct power over their citizens. + +The New Jersey plan precipitated a crisis, and thereafter, and for many +days, the argument proceeded, only to increase in bitterness. + +On June 18 Alexander Hamilton, who agreed with no one else, addressed +the convention for the first time. He spoke for five hours and reviewed +exhaustively the Virginia and New Jersey plans, and possibly the +Pinckney draft. Even the fragment of the speech, as taken in long-hand +by Madison, shows that it was a masterly argument. He stated his belief +"that the British Government was the best in the world and that he +doubted much whether anything short of it would do in America." He +praised the British Constitution, quoting Monsieur Necker as saying that +"it was the only government in the world which unites government +strength with individual security." He analysed and explained your +Constitution as it then was and advocated an elective monarchy in form +though not in name. It is true that he called the executive a "governor" +and not a king, but the governor, so-called, was to serve for life and +was given not only "a negative on all laws about to be passed," but even +the execution of all duly enacted laws was in his discretion. The +governor, with the consent of the Senate, was to make war, conclude all +treaties, make all appointments, pardon all offences, with the full +power through his negative of saying what laws should be passed and +which enforced. Hamilton's governor would have been not dissimilar to +Louis XIV, and could have said with him, "_L'état, c'est moi_!" The +Senate also served for life, and the only concession which Hamilton made +to democracy was an elective house of representatives. Thinly veiled, +his plan contemplated an elective king with greater powers than those of +George III, an imitation House of Lords and a popular House of Commons +with a limited tenure. + +Hamilton's plan was never taken seriously and, so far as the records +show, was never afterwards considered. His admirers have given great +praise to his work in the federal convention. His real contribution lay +in the fact that when the Constitution was finally drafted and offered +to the people, while he regarded it as a "wretched makeshift," to use +his own expression, yet he was broad and patriotic enough to surrender +his own views and advocate the adoption of the Constitution. In so +doing, he fought a valorous fight, secured the acquiescence of the State +of New York, and without its ratification the Constitution would never +have been adopted. Hamilton later thought better of the Constitution, +and its successful beginning is due in large measure to his genius for +constructive administration. + +As the debate proceeded, the crisis precipitated by the seemingly +insoluble differences between the great and little States became more +acute. The smaller States contended that the convention was +transgressing its powers, and they demanded that the credentials of the +various members be read. In this there was technical accuracy, for the +delegates had been appointed to revise the Articles of Confederation and +not to adopt a new Constitution. A majority of the convention, however, +insisted upon the convention proceeding with the consideration of a new +Constitution, and their views prevailed. It speaks well for the honour +of the delegates that although their differences became so acute as to +lead at times to bitter expressions, neither side divulged them to the +outside public. The smaller States could easily have ended the +convention by an appeal to public opinion, which was not then prepared +for a "consolidated union," but they were loyal enough to fight out +their quarrels within the walls of the convention hall. + +At times the debate became bitter in the extreme. James Wilson, a +delegate of Pennsylvania and a Scotchman by birth and education, turning +to the representatives of the little States, passionately said: + + "Will you abandon a country to which you are bound by so many strong + and enduring ties? Should the event happen, it will neither stagger + my sentiments nor duty. If the minority of the people refuse to + coalesce with the majority on just and proper principles, if a + separation must take place, it could never happen on better + grounds." + +He referred to the demand of the larger States that representation +should be proportioned to the population. To this Bedford, of Delaware, +as heatedly replied; + + "We have been told with a dictatorial air that this is the last + moment for a fair trial in favour of good government. It will be the + last, indeed, if the propositions reported by the committee go forth + to the people. The large States dare not dissolve the convention. If + they do, the small ones will find some foreign ally of more honour + and good faith, who will take them by the hand and do them justice." + +Finally, the smaller States gave their ultimatum to the larger States +that unless representation in both branches of the proposed legislature +should be on the basis of equality--each State, whether large or small, +having one vote--they would forthwith leave the convention. An +eye-witness says that, at that moment, Washington, who was in the chair, +gave old Doctor Franklin a significant look. Franklin arose and moved an +adjournment for forty-eight hours, with the understanding that the +delegates should confer with those with whom they disagreed rather than +with those with whom they agreed. + +A recess was taken, and when the convention re-convened on July 2, a +vote was taken as to equality of representation in the Senate and +resulted in a tie vote. It was then decided to appoint a committee of +eleven, one from each State, to consider the question, and this +committee reported three days later, on July 5, in favour of +proportionate representation in the House and equal representation in +the Senate. This suggestion, which finally saved the situation, was due +to that wise old utilitarian philosopher, Franklin. Again, a vehement +and passionate debate followed. Vague references were made to the sword +as the only method of solving the difference. + +On July 9 the committee again reported, maintaining the principle of +their recommendation, while modifying its details, and the debate then +turned upon the question to what extent the negro slaves should count in +estimating population for the purposes of proportionate representation +in the lower House. Various suggestions were made to base representation +upon wealth or taxation and not upon population. For several days the +debate lasted during very heated weather, but on the night of July 12 +the temperature dropped and with it the emotional temperature of the +delegates. + +Some days previous, namely, June 28, when the debates were becoming so +bitter that it seemed unlikely that the convention could continue, +Doctor Franklin, erroneously supposed by many to be an atheist, made +the following solemn and beautiful appeal to their better natures. He +said: + + "The small progress we have made after four or five weeks' close + attendance and continual reasonings with each other--our different + sentiments on almost every question, several of the last producing + as many noes as ayes, is, methinks, a melancholy proof of the + imperfection of the human understanding. We indeed seem to feel our + own want of political wisdom, since we have been running about in + search of it. We have gone back to ancient history for models of + government, and examined the different forms of those Republics + which, having been formed with the seeds of their own dissolution, + now no longer exist. And we have viewed modern States all around + Europe, but find none of their constitutions suitable to our + circumstances. + + "In this situation of this Assembly, groping as it were in the dark + to find political truth, and scarce able to distinguish it when + presented to us, how has it happened, sir, that we have not hitherto + once thought of humbly applying to the Father of Lights to + illuminate our understandings?... And have we now forgotten that + powerful Friend or do we imagine that we no longer need His + assistance? I have lived, sir, a long time, and the longer I live, + the more convincing proofs I see of this truth: That _God governs in + the affairs of men_. And if a sparrow cannot fall to the ground + without His notice, is it probable that an empire can rise without + His aid? We have been assured, sir, in the sacred writings, that + 'except the Lord build the House they labour in vain that build it.' + I firmly believe this; and I also believe that without His + concurring aid we shall succeed in this political building no better + than the builders of Babel. We shall be divided by our little + partial local interests; our projects will be confounded, and we + ourselves shall become a reproach and byword down to future ages. + And what is worse, mankind may hereafter from this unfortunate + instance, despair of establishing governments by human wisdom and + leave it to chance, war, and conquest. + + "I therefore beg leave to move that henceforth prayers imploring the + assistance of Heaven, and its blessings on our deliberations, be + held in this Assembly every morning before we proceed to business, + and that one or more of the clergy of this city be requested to + officiate in that service." + +It may surprise my audience to know the sequel. The resolution was voted +down, partly on the ground that if it became known to the public that +the convention had finally resorted to prayers it might cause undue +alarm, but also because the convention was by that time so low in funds +that, as one of the members said, it did not have enough money to pay a +clergyman his fees for the service. I suspect that their controlling +reason was their indisposition to break their self-imposed rule of +secrecy by contact with the outer world until their work was completed. +Perhaps they thought that "God helps those who help themselves." + +On July 16 the compromise was finally adopted of recognizing the claims +of the larger States to proportionate representation in the House of +Representatives, and recognizing the claims of the smaller States by +according to them equal representation in the Senate. This great result +was not effected without the first break in the convention, for the +delegates from New York left in disgust and never returned, with the +exception of Hamilton, who occasionally attended subsequent sessions. +Such was the great concession that was made to secure the Constitution; +and the only respect in which the Constitution to-day cannot be amended +is that by express provision the equality of representation in the +Senate shall never be disturbed. Thus it is that to-day some States, +which have less population than some of the wards in the city of New +York, have as many votes in the Senate as the great State of New York. +It is unquestionably a palpable negation of majority rule, for as no +measure can become a law without the concurrence of the Senate--now +numbering ninety-six Senators--a combination of the little States, whoso +aggregate population is not a fifth of the American people, can defeat +the will of the remaining four-fifths. Pennsylvania and New York, with +nearly one-sixth of the entire population of the United States, have +only four votes in ninety-six votes in the Senate. + +Fortunately, political alignments have rarely been between the greater +and the smaller States exclusively. Their equality in the Senate was a +big price to pay for the Union, but, as the event has shown, not too +great. + +The convention next turned its attention to the Executive and the manner +of its selection, and upon this point there was the widest contrariety +of view, but, fortunately, without the acute feeling that the relative +power of the States had occasioned. + +Then the judiciary article was taken up, and there was much earnest +discussion as to whether the new Constitution should embody the French +idea of giving to the judiciary, in conjunction with the Executive, a +revisory power over legislation. Three times the convention voted upon +this dangerous proposition, and on one occasion it was only defeated by +a single vote. Fortunately, the good sense of the convention rejected a +proposition, that had caused in France constant conflicts between the +Executive and the Judiciary, by substituting the right of the President +to veto congressional legislation, with the right of Congress, by a +two-thirds vote of each House, to override the veto, and secondly by an +implied power in the Judiciary to annul Congressional or State +legislation, not on the grounds of policy, but on the sole ground of +inconsistency with the paramount law of the Constitution. In this +adjustment, the influence of Montesquieu was evident. + +These and many practical details had resulted in an expansion of the +fifteen proposals of the Virginia plan to twenty-three. + +Having thus determined the general principles that should guide them in +their labours, the convention, on July 26 appointed a Committee on +Detail to embody these propositions in the formal draft of a +Constitution and adjourned until August 6 to await its report. That +report, when finally completed, covered seven folio pages, and was found +to consist of a Preamble and twenty-three Articles, embodying +forty-three sections. The draft did not slavishly follow the Virginia +propositions, for the committee embodied some valuable suggestions which +had occurred to them in their deliberations. Nevertheless, it +substantially put the Virginia plan into a workable plan which proved to +be the Constitution of the United States in embryo. + +When the committee on detail had made its report on August 6, the +convention proceeded for over a month to debate it with the most minute +care. Every day for five weeks, for five hours each day, the members +studied and debated with meticulous care every sentence of the proposed +Constitution. Time does not suffice even for the barest statement of the +many interesting questions which were thus discussed, but they nearly +ran the whole gamut of constitutional government. Many fanciful ideas +were suggested but with unvarying good sense they were rejected. Some of +the results were, under the circumstances, curious. For example, +although it was a convention of comparatively young men, and although +the convention could have taken into account the many successful young +men in public life in Europe--as, for example, William Pitt--they put a +disqualification upon age by providing that a Representative must be +twenty-five years of age, a Senator thirty years of age, and a President +thirty-five years of age. When it was suggested that young men could +learn by admission to public life, the sententious reply was made that, +while they could, they ought not to have their education at the public +expense. + +The debates proceeded, however, in better temper, and almost the only +question that again gave rise to passionate argument was that of +slavery. The extreme Southern States declared that they would never +accept the new plan "except the right to import slaves be untouched." +This question was finally compromised by agreeing that the importation +of slaves should end after the year 1808. It however left the slave +population then existing in a state of bondage, and for this necessary +compromise the nation seventy-five years later was to pay dearly by one +of the most destructive civil wars in the annals of mankind. + +August was now drawing to a close. The convention had been in session +for more than three months. Of its work the public knew nothing, and +this notwithstanding the acute interest which the American people, not +merely facing the peril of anarchy, but actually suffering from it, must +have taken in the convention. Its vital importance was not +under-estimated. While its builders, like all master builders, did +"build better than they knew," yet it cannot be said that they +under-estimated the importance of their labours. As one of their number, +Gouveneur Morris said: "The whole human race will be affected by the +proceedings of this convention." After it adjourned one of its greatest +participants, James Wilson, of Pennsylvania, said: + + "After the lapse of six thousand years since the creation of the + world, America now presents the first instance of a people assembled + to say deliberately and calmly and to decide leisurely and peaceably + on the form of government by which they will bind themselves and + their posterity." + +In the absence of any authentic information, the rumour spread through +the colonies that the convention was about to reconstitute a monarchy by +inviting the second son of George III, the Bishop of Osnaburg, to be +King of the United States; and these rumours became so persistent as to +evoke from the silent convention a semi-official denial. There is some +reason to believe that a minority of the convention did see in the +restoration of a constitutional monarchy the only solution of the +problem. + +On September 8 the committee had finally considered and, after +modifications, approved the draft of the Committee on Detail, and a new +committee was thereupon appointed "to revise the style of and arrange +the articles that had been agreed to by the House." This committee was +one of exceptional strength. There were Dr. William Samuel Johnson, a +graduate of Oxford and a friend of his great namesake, Samuel Johnson; +Alexander Hamilton, Gouveneur Morris, a brilliant mind with an unusual +gift for lucid expression; James Madison, a true scholar in politics, +and Rufus King, an orator who, in the inflated language of the day, "was +ranked among the luminaries of the present age." + +The convention then adjourned to await the final revision of the draft +by the Committee on Style. + +On September 12 the committee reported. While it is not certain, it is +believed that its work was largely that of Gouveneur Morris. + +September 13 the printed copies of the report of the Committee on Style +were ready, and three more days were spent by the convention in +carefully comparing each article and section of this final draft. + +On September 15 the work of drafting the Constitution was regarded as +ended, and it was adopted and ordered to be engrossed for signing. + +It may be interesting at this point to give the result of their labours +as measured in words, and if the framers of the Constitution deserve the +plaudits of posterity in no other respect they do in the remarkable +self-restraint which those results revealed. + +The convention had been in session for 81 continuous days. Probably +they had consumed over 300 hours in debate. If their debates had been +fully reported, they would probably have filled at least fifty volumes, +and yet the net result of their labours consisted of about 4,000 words, +89 sentences, and about 140 distinct provisions. As the late Lord Bryce, +speaking in this age of unbridled expression, both oral and printed, so +well has said: + + "The Constitution of the United States, including the amendments, + may be read aloud in twenty-three minutes. It is about half as long + as Saint Paul's Epistle to the Corinthians, and one-fourth as long + as the Irish Land Act of 1881. History knows few instruments which + in so few words lay down equally momentous rules on a vast range of + matters of the highest importance and complexity." + +Even including the nineteen amendments, the Constitution, after one +hundred and thirty-five years of development, does not exceed 7,000 +words. What admirable self-restraint! Possibly single opinions of the +Supreme Court could be cited which are as long as the whole document of +which they are interpreting a single phrase. This does not argue that +the Constitution is an obscure document, for it would be difficult to +cite any political document in the annals of mankind that was so simple +and lucid in expression. There is nothing Johnsonese about its style. +Every word is a word of plain speech, the ordinary meaning of which even +the man in the street knows. No tautology is to be found and no attempt +at ornate expression. It is a model of simplicity, and as it flows +through the reaches of history it will always excite the admiration of +those who love clarity and not rhetorical excesses. One can say of it as +Horace said of his favourite Spring: + + _O, fons Bandusiae, splendidior vitro. + Dulce digne mero, non sine floribus_. + +If I be asked why, if this be true, it has required many lengthy +opinions of the Supreme Court in the 256 volumes of its Reports to +interpret its meaning, the answer is that, as with the simple sayings of +the great Galilean, whose words have likewise been the subject of +unending commentary, the question is not one of clarity but of +adaptation of the meaning to the ever-changing conditions of human life. +Moreover, as with the sayings of the Master or the unequalled verse of +Shakespeare, questions of construction are more due to the commentators +than to the text itself. + +On September 17 the convention met for the last time. The document was +engrossed and laid before the members for signature. Of the fifty-five +members who had attended, only thirty-nine remained. Of those, a number +were unwilling to sign as individuals. While the members had not been +unconscious of the magnitude of their labours, they were quite +insensible of the magnitude of their achievement. Few there were of the +convention who were enthusiastic about this result. Indeed, as the +document was ready for signature, it became a grave question whether the +remnant which remained had sufficient faith in their own work to +subscribe their names, and if they failed to do so its adoption by the +people would have been impossible. It was then that Doctor Franklin +rendered one of the last and greatest services of his life. With +ingratiating wit and with all the impressiveness that his distinguished +career inspired, Franklin thus spoke: + + "I confess that there are several parts of this Constitution which I + do not at present approve, but I am not sure I shall never approve + them. For having lived long I have experienced many instances of + being obliged by better information or fuller consideration, to + change opinions even on important subjects, which I once thought + right, but found to be otherwise. It is therefore that the older I + grow, the more apt I am to doubt my own judgment and to pay more + respect to the judgment of others. Most men indeed as well as most + sects in religion think themselves in possession of all truth, and + that wherever others differ from them it is so far error. Steele, a + Protestant, in a dedication tells the Pope that the only difference + between our Churches in their opinions of the certainty of their + doctrines is, the Church of Rome is infallible and the Church of + England is never in the wrong. But though many private persons think + almost as highly of their own infallibility as of that of their + sect, few express it so naturally as a certain French lady, who in a + dispute with her sister, said: 'I don't know how it happens, sister, + but I meet with nobody but myself that's always in the right.'--_Il + n'y a que moi qui a toujours raison_. + + "In these sentiments, sir, I agree to this Constitution with all + its faults, if they are such; because I think a general government + necessary for us, and there is no form of government but what may be + a blessing to the people, if well administered, and I believe + further that this is likely to be well administered for a course of + years, and can only end in despotism as other forms have done before + it, when the people shall become so corrupted as to need despotic + government, being incapable of any other. I doubt, too, whether any + other convention we can obtain may be able to make a better + Constitution. For when you assemble a number of men to have the + advantage of their joint wisdom you inevitably assemble with those + men all their prejudices, their passions, their errors of opinion, + their local interests, and their selfish views. From such an + assembly can a perfect production be expected? It therefore + astonishes me, sir, to find this system approaching so near to + perfection as it does.... Thus, I consent, sir, to this Constitution + because I expect no better, and because I am not sure that it is not + the best. The opinions I have had of its errors I sacrifice to the + public good, I have never whispered a syllable of them abroad. + Within these walls they were born and here they shall die. If every + one of us in returning to our constituents were to report the + objections he has had to it and endeavour to gain partisans in + support of them, we might prevent its being generally received, and + thereby lost all the salutary effects and great advantages resulting + naturally in our favour among foreign nations as well as among + ourselves from our real or apparent unanimity. + + "On the whole, sir, I cannot help expressing a wish that every + member of the convention who may still have objections to it, would + with me, on this occasion doubt a little of his own + infallibility--and to make manifest our unanimity, put his name to + this instrument." + +Truly this spirit of Doctor Franklin could be profitably invoked in this +day and generation, when nations are so intolerant of the ideas of other +nations. + +As the members, moved by Franklin's humorous and yet moving appeal, came +forward to subscribe their names, Franklin drew the attention of some of +the members to the fact that on the back of the President's chair was +the half disk of a sun, and, with his love of metaphor, he said that +painters had often found it difficult to distinguish in their art a +rising from a setting sun. He then prophetically added: + + "I have often and often in the course of the sessions and the + vicissitudes of my hopes and fears in its issues, looked at that + behind the President without being able to tell whether it was + rising or setting. But now at length I have the happiness to know + that it is a rising and not a setting sun." + +Time has verified the genial doctor's prediction. The career of the new +nation thus formed has hitherto been a rising and not a setting sun. He +had in his sixty years of conspicuously useful citizenship--and perhaps +no nation ever had a more untiring and unselfish servant--done more than +any American to develop the American Commonwealth, but like Moses, he +was destined to see the promised land only from afar, for the new +Government had hardly been inaugurated, before Franklin died, as full of +years as honours. Prophetic as was his vision, he could never have +anticipated the reality of to-day, for this nation, thus deliberately +formed in the light of reason and without blood or passion, is to-day, +by common consent, one of the greatest and, I trust I may add, one of +the noblest republics of all time. + + + + +_III. The Political Philosophy of the Constitution_ + + +In my last address I left Doctor Franklin predicting to the discouraged +remnant of the constitutional convention that the nation then formed +would be a "rising sun" in the constellation of the nations. The sun, +however, was destined to rise through a bank of dark and murky clouds, +for the Constitution could not take effect until it was ratified by nine +of the thirteen States; and when it was submitted to the people, who +selected State conventions for the purpose of ratifying or rejecting the +proposed plan of government, a bitter controversy at once ensued between +two political parties, then in process of formation, one called the +Constitution ratified without controversy. In the remaining ten the +struggle was long and arduous, and nearly a year passed before the +requisite nine States gave their assent. Two of the States refused to +become parts of the new nation, even after it began, and three years +passed before the thirteen States were re-united under the Constitution. + +It could not have been ratified had there not been an assurance that +there would be immediate amendments to provide a Bill of Rights to +safeguard the individual. Thus came into existence the first ten +amendments to the Constitution, with their perpetual guaranty of the +fundamental rights of religion, freedom of speech and of the Press, the +right of assemblage, the immunity from unreasonable searches and +seizures, the right of trial by jury, and similar guarantees of +fundamental individual rights. + +Distrustful as the American people were of the new Constitution, they +yet had the political sagacity to prefer its imperfections, whatever +they imagined them to be, to the mad spirit of innovation; and in order +that the great instrument should not, through the excesses of party +passion or the temporary caprices of fleeting generations, speedily +become a mere "scrap of paper" they very wisely provided that no +amendment should, in the future, be made unless it was proposed by at +least two-thirds of the Senate and the House of Representatives and +ratified by three-fourths of the States through their legislatures or +through special conventions. This was only one of many striking +negations of the principle of majority rule. As a result of this +provision, if we count the first ten amendments as virtually part of the +original document, only nine amendments have been adopted in 185 years, +and of these, excepting the amendments which ended slavery as the result +of the Civil War, only the last three, passed in recent years partly +through the relaxing influence of the world war, mark a serious +departure from the basic principles of the Constitution. + +This stability is the more remarkable when we recall the profound and +revolutionary change that has taken place in the social life of man +since the Constitution was adopted. It was framed at the very end of the +pastoral-agricultural age of humanity. The industrial revolution, which +has more profoundly affected man in the last century and a half than all +the changes which had theretofore taken place in the life of man since +the cave-dweller, was only then beginning. Measured in terms of +mechanical power, men when the Constitution was formed were Lilliputians +as compared with the Brobdingnagians of our day, when man outflies the +eagle, outswims the fish, and by his conquest and utilization of the +invisible forces of nature has become the superman; and yet the +Constitution of 1787 is, in most of its essential principles, still the +Constitution of 1922. This surely marks it as a marvel in statecraft +and can only be explained by the fact that the Constitution was +developed by a people who, as "children brave and free of the great +mother-tongue," had a real genius for self-government and its essential +element, the spirit of self-restraint. + +While it is true that the _text_ of the instrument has suffered almost +as little change as the Nicene Creed, yet it would be manifest error to +suggest that in its development by practical application the +Constitution has not undergone great changes. + +The first and greatest of all its expounders, Chief Justice Marshall, +said, in one of his greatest opinions, that the Constitution was-- + + "intended to endure for ages to come, and consequently to be + _adapted_ to the various crises of human affairs. To have prescribed + the means by which government should in all future times execute + its powers would have been to change entirely the character of the + instrument and to give it the properties of a legal code. It would + have been an unwise attempt to provide by immutable rules for + exigencies which, if foreseen at all, must have been foreseen dimly, + and can best be provided for as they occur." + +In this great purpose of enumerating rather than defining the powers of +government its framers were supremely wise. While it was marvellously +sagacious in what it provided, it was wise to the point of inspiration +in what it left unprovided. + +Nothing is more admirable than the self-restraint of men who, venturing +upon an untried experiment, and after debating for four months upon the +principles of government, were content to embody their conclusions in +not more than four thousand words. To this we owe the elasticity of the +instrument. Its vitality is due to the fact that, by usage, judicial +interpretation, and, when necessary, formal amendment, it can be thus +adapted to the ever-accelerating changes of the most progressive age in +history, and that a people have administered the Constitution who, in +the process of such adaptation, have generally shown the same spirit of +conservative self-restraint as did the men who framed it. + +The Constitution is neither, on the one hand, a Gibraltar rock, which +wholly resists the ceaseless washing of time or circumstance, nor is it, +on the other hand, a sandy beach, which is slowly destroyed by the +erosion of the waves. It is rather to be likened to a floating dock, +which, while firmly attached to its moorings, and not therefore the +caprice of the waves, yet rises and falls with the tide of time and +circumstance. + +While in its practical adaptation to this complex age the men who framed +it, if they could "revisit the glimpses of the moon," would as little +recognize their own handiwork as their own nation, yet they would still +be able to find in successful operation the essential principles which +they embodied in the document more than a century ago. + +Its success is also due to the fact that its framers were little +influenced by the spirit of doctrinarianism. They were not empiricists, +but very practical men. This is the more remarkable because they worked +in a period of an emotional fermentation of human thought. The +long-repressed intellect of man had broken into a violent eruption like +that of a seemingly extinct volcano. + +From the middle of the eighteenth century until the end of the French +Revolution the masses everywhere were influenced by the emotional, and +at times hysterical, abstractions of the French encyclopedists; and that +these had influenced thought in the American colonies is readily shown +in the preamble of the Declaration of Independence, with its +unqualified assertion of the equality of men and the absolute right of +self-determination. The Declaration sought in its noble idealism to make +the "world safe for democracy," but the Constitution attempted the +greater task of making democracy safe for the world by inducing a people +to impose upon themselves salutary restraints upon majority rule. + +Fortunately, the framers of the Constitution had learned a rude and +terrible lesson in the anarchy that had followed the War of +Independence. They were not so much concerned about the rights of man as +about his duties, and their great purpose was to substitute for the +visionary idealism of a rampant individualism the authority of law. Of +the hysteria of that time, which was about to culminate in the French +Revolution, there is no trace in the Constitution. + +They were less concerned about Rousseau's social contract than to +restore law and order. Hard realities and not generous and impossible +abstractions interested them. They had suffered grievously for more than +ten years from misrule and had a distaste for mere phrase-making, of +which they had had a satiety, for the Constitution, in which there is +not a wasted word, is as cold and dry a document as a problem in +mathematics or a manual of parliamentary law. Its mandates have the +simplicity and directness of the Ten Commandments, and, like the +Decalogue, it consists more of what shall not be done than what shall be +done. In this freedom from empiricism and sturdy adherence to the +realities of life, it can be profitably commended to all nations which +may attempt a similar task. + +While the Constitution apparently only deals with the practical and +essential details of government, yet underlying these simply but +wonderfully phrased delegations of power is a broad and accurate +political philosophy, which goes far to state the "law and the +prophets" of free government. + +These essential principles of the Constitution may be briefly summarized +as follows: + + + +1. + + +_The first is representative government_. + +Nothing is more striking in the debates of the convention than the +distrust of its members, with few exceptions, of what they called +"democracy." By this term they meant the power of the people to +legislate directly and without the intervention of chosen +representatives. They believed that the utmost concession that could be +safely made to democracy was the power to select suitable men to +legislate for the common good, and nothing is more striking in the +Constitution than the care with which they sought to remove the powers +of legislation from the _direct_ action of the people. Nowhere in the +instrument is there a suggestion of the initiative or referendum. + +Even an amendment to the Constitution could not be directly proposed by +the people in the exercise of their residual power or adopted by them. +As previously said, it could only be proposed by two-thirds of the House +and the Senate, and then could only become effective, if ratified by +three-fourths of the States, acting, not by a popular vote, but through +their chosen representatives either in their legislatures or special +conventions. Thus they denied the power of a majority to alter even the +form of government. Moreover, they gave to the President the power to +nullify laws passed by a majority of the House and Senate by his simple +veto, and yet, fearful of an unqualified power of the President in this +respect, they provided that the veto itself should be vetoed, if +two-thirds of the Senate and House concurred in such action. Moreover, +the great limitations of the Constitution, which forbid the majority, or +even the whole body of the House and Senate, to pass laws either for +want of authority or because they impair fundamental rights of +individuals, are as emphatic a negation of an absolute democracy as can +be found in any form of government. + +Measured by present-day conventions of democracy, the Constitution is an +undemocratic document. The framers believed in representative +government, to which they gave the name "Republicanism" as the +antithesis to "democracy." The members of the Senate were to be selected +by State legislatures, and the President himself was, as originally +planned, to be selected by an electoral college similar to the College +of Cardinals. + +The debates are full of utterances which explain this attitude of mind. +Mr. Gerry said: "The evils we experience flow from the excesses of +democracy. The people are the dupes of pretended patriots." Mr. +Randolph, the author of the Virginia plan, observed that the general +object of the Constitution was to provide a cure for the evils under +which the United States laboured; that in tracing these evils to their +origin every man had found it in the tribulation and follies of +democracy; that some check, therefore, was to be sought for against this +tendency of our Government. + +Alexander Hamilton remarked, on June 18, that-- + + "the members most tenacious of republicanism were as loud as any in + declaiming against the evils of democracy." + +He added: + + "Give all the power to the many and they will oppress the few. Give + all the power to the few and they will oppress the many. Both ought, + therefore, to have the power that each may defend itself against the + other." + +Perhaps the attitude of the members is thus best expressed by James +Madison, in the 10th of the Federalist papers: + + "A pure democracy, by which I mean a State consisting of a small + number of citizens, who assemble and administer the government in + person, can admit of no cure for the mischiefs of faction. Such + democracies have ever been spectacles of turbulence and contention, + and have often been found incompatible with the personal security + and rights of property, and have generally been as short in their + lives as they have been violent in their deaths." + +Undoubtedly, the framers of the Constitution in thus limiting popular +rule did not take sufficient account of the genius of an +English-speaking people. A few of their number recognized this. +Franklin, a self-made man, believed in democracy and doubted the +efficacy of the Constitution unless it was, like a pyramid, broad-based +upon the will of the people. + +Colonel Mason, of Virginia, who was also of the Jeffersonian school of +political philosophy, said: + + "Notwithstanding the oppression and injustice experienced among us + from democracy, the genius of the people is in favour of it, and the + genius of the people must be consulted." + +In this they were true prophets, for the American people have refused to +limit democracy as narrowly and rigidly as the framers of the +Constitution clearly intended. The most notable illustration of this is +the selection of the President. It was never contemplated that the +people should directly select the President, but that a chosen body of +electors should, with careful deliberation, make this momentous choice. +While, in form, the system persists to this day, from the very beginning +the electors simply vote as the people who select them desire. It should +here be noted that Thomas Jefferson, the great Democrat and draftsman of +the Declaration of Independence, was not a member of the convention. +During its sessions he was in France. He was instrumental in securing +the first ten Amendments and the subsequent adaptation of the +Constitution to meet the democratic instincts of the American people is +largely due to his great leadership. + +Moreover, the spirit of representative government has greatly changed +since the Constitution was adopted. The ideal of the earlier time was +that so nobly expressed by Edmund Burke in his address to the electors +of Bristol, for the framers believed that a representative held a +judicial position of the most sacred character, and that he should vote +as his judgment and conscience dictated without respect to the wishes of +his constituents. To-day, and notably in the last half century, the +contrary belief, due largely to Jefferson's political ideals, has so +influenced American politics that the representatives of the people, +either in the legislature or the executive departments of the +government, are considered by the masses as only the mouthpieces of the +people who select them, and to ignore their wishes is regarded as +virtually a betrayal of a trust and the negation of democracy. + +For this change in attitude there has been much justification, for in my +country, as elsewhere, the people do not always select their best men as +representatives, and, with the imperfections of human nature, there has +been so much of ignorance and, at times, venality, that the instinct of +the people is to take the conduct of affairs into their own hands. On +the other hand, this change of attitude has led, in many instances, to +government by organized minorities, for, with the division of the masses +into political parties, it is easy for an organized minority to hold the +balance of power, and thus impress its will upon majorities. Time may +yet vindicate the theory of the framers that the limit of democracy is +the selection of true and tried representatives. + + + +2. + + +_The second and most novel principle of the Constitution is its dual +form of Government._ + +This did constitute a unique contribution to the science of politics. +This was early recognized by de Tocqueville, one of the most acute +students of the Constitution, who said that it was based "upon a wholly, +novel theory, which may be considered a great discovery in modern +political science." + +Previous to the Constitution it had not been thought possible to divide +sovereignty, or at least to have two different sovereignties moving as +planets in the same orbit. Therefore, all previous federated governments +had been based upon the plan that a league could only effect its will +through the constituent States and that the citizens in these States +owed no direct allegiance to the league, but only to the States of which +they were members. The Constitution, however, developed the idea of a +dual citizenship. While the people remained citizens of their respective +States in the sphere of government which was reserved to the States, yet +they directly became citizens of the central government, and, as such, +ceased to be citizens of the several States in the sphere of government +delegated to the central power; and this allegiance was enforced by the +direct action of the central government on the citizens as individuals. +Thus has been developed one of the most intricately complex governmental +systems in the world. + +At the time of the adoption of the Constitution this division of +jurisdiction was quite feasible, for, geographically, the various States +were widely separated, and the lack of economic contact made it easy for +each government to function without serious conflict. The framers, +however, did not sufficiently reckon with the mechanical changes in +society that were then beginning. They did not anticipate, and could not +have anticipated, the centripetal influences of steam and electricity +which have woven the American people into an indissoluble unit for +commercial and many other purposes. As a result many laws of the Federal +Government, in their incidences in this complex age, directly impinge +upon rights of the State governments, and _vice versa_, and the +practical application of the Constitution has required a very subtle +adaptation of a form of government which was enacted in a primitive age +to a form of government of a complex age. + +Take, for example, the power over commerce. According to the +Constitution, the Federal Government had plenary power over foreign +commerce and commerce _between_ the States, but the power over commerce +_within_ a State was reserved to State governments. This presupposed the +power of Government to divide commerce into two water-tight +compartments, or, at least, to regard the two spheres of power as +parallel lines that would never meet; whereas with the coming of the +railroad, steamship and the telegraph commerce has become so unified +that the parallel lines have become lines of interlacing zigzags. To +adapt the commerce clause of the Constitution to these changed +conditions has required, in the highest degree, the constructive genius +of the Supreme Court of the United States, and, in a series of very +remarkable decisions, which are contained in 256 volumes of the official +reports, that great tribunal has tried to draw a line between +inter-State and domestic commerce as nearly to the original plans of the +framers as it was possible; but obviously there has been so much +adaptation to make this possible that if Washington, Franklin, Madison +and Hamilton could revisit the nation they created they would not +recognize their own handiwork. + +For the same reason, the dual system of government has been profoundly +modified by the great elemental forces of our mechanical age, so that +the scales, which try to hold in nice equipoise the Federal Government +on the one hand and the States on the other, have been greatly +disturbed. Originally, the States were the powerful political entities, +and the central government a mere agent for certain specific purposes; +but, in the development of the Constitution, the nation has naturally +become of overshadowing importance, while the States have relatively +steadily diminished in power and prestige. + +These inevitable tendencies in American politics are called +"centralization," and while for nearly a century a great political party +bitterly contested its steady progress, due to the centripetal +influences above indicated, yet the contest was long since abandoned as +a hopeless one, and the struggle to-day is rather to keep, so far as +possible, the inevitable tendency measurably in check. + +Nevertheless, it would be erroneous to suggest that the dual system of +government is a failure. It still endures in providing a large measure +of authority to the States in their purely domestic concerns, and, in a +country that extends from the Atlantic to the Pacific, and from the +Lakes to the Gulf, whose northern border is not very far from the Arctic +Circle, and whose southern border is not many degrees from the Equator, +there are such differences in the habits, conventions, and ideals of the +people that without this dual form of government the Constitution would +long since have broken down. It is not too much to say that the success +with which the framers of the Constitution reconciled national supremacy +and efficiency with local self-government is one of the great +achievements in the history of mankind. + + + +3. + + +_The third principle was the guaranty of individual liberty through +constitutional limitations._ + +This marked another great contribution of America to the science of +government. In all previous government building, the State was regarded +as a sovereign, which could grant to individuals or classes, out of its +plenary power, certain privileges or exemptions, which were called +"liberties." Thus the liberties which the barons wrung from King John at +Runnymede were virtually exemptions from the power of government. Our +fathers did not believe in the sovereignty of the State in the sense of +absolute power, nor did they believe in the sovereignty of the people in +that sense. The word "sovereignty" will not be found in the Constitution +or the Declaration of Independence. They believed that each individual, +as a responsible moral being, had certain "inalienable rights" which +neither the State nor the people could rightfully take from him. + +This conception of individualism, enforced in courts of law against +executives and legislatures, was wholly new and is the distinguishing +characteristic of American constitutionalism. As to such reserved +rights, guaranteed by Constitutional limitations, and largely by the +first ten amendments to the Constitution, a man, by virtue of his +inherent and God-given dignity as a human soul, has rights, such as +freedom of the Press, liberty of speech, property rights, and religious +freedom, which even one hundred millions of people cannot rightfully +take from him, without amending the Constitution. The framers did not +believe that the oil of anointing that was supposed to sanctify the +monarch and give him infallibility had fallen upon the "multitudinous +tongue" of the people to give it either infallibility or omnipotence. +They believed in individualism. They were animated by a sleepless +jealousy of governmental power. They believed that the greater such +power, the greater the danger of its abuse. They felt that the +individual could generally best work out his own salvation, and that his +constant prayer to Government was that of Diogenes to Alexander: "Keep +out of my sunlight." The worth and dignity of the human soul, the free +competition of man and man, the nobility of labour, the right to work, +free from the tyranny of state or class, this was their gospel. +Socialism was to them abhorrent. + +This theory of government gave a new dignity to manhood. It said to the +State: "There is a limit to your power. Thus far and no further, and +here shall thy proud waves be stayed." + + + +4. + + +_Closely allied to this doctrine of limited governmental powers, even by +a majority, is the fourth principle of an independent judiciary_. + +It is the balance wheel of the Constitution, and to function it must be +beyond the possibility of attack and destruction. My country was founded +upon the rock of property rights and the sanctity of contracts. Both the +nation and the several States are forbidden to impair the obligation of +contracts, or take away life, liberty, or property "without due process +of law." The guarantee is as old as Magna Charta; for "due process of +law" is but a paraphrase of "the law of the land," without which no +freeman could be deprived of his liberties or possessions. + +"Due process of law" means that there are certain fundamental principles +of liberty, not defined or even enumerated in the Constitution, but +having their sanction in the free and enlightened conscience of just +men, and that no man can be deprived of life, liberty, or property, +except in conformity with these fundamental decencies of liberty. To +protect these even against the will of a majority, however large, the +judiciary was given unprecedented powers. It threw about the individual +the solemn circle of the law. It made the judiciary the final conscience +of the nation. Your nation cherishes the same primal verities of +liberty, but with you, the people in Parliament, is the final judge. We, +however, are not content that a majority of the Legislature shall +override inviolable individual rights, about which the judiciary is +empowered to throw the solemn circle of the law. + +This august power has won the admiration of the world, and by many is +regarded as a novel contribution to the science of government. The idea, +however, was not wholly novel. As previously shown, four Chief Justices +of England had declared that an Act of Parliament, if against common +right and reason, could be treated as null and void; while in France the +power of the judiciary to refuse efficacy to a law, unless sanctioned by +the judiciary, had been the cause of a long struggle for at least three +centuries between the French monarch and the courts of France. However, +in England the doctrine of the common law yielded to the later doctrine +of the omnipotence of Parliament, while in France the revisory power of +the judiciary was terminated by the French Revolution. + +The United States, however, embodied it in its form of government and +thus made the judiciary, and especially the Supreme Court, the balance +wheel of the Constitution. Without such power the Constitution could +never have lasted, for neither executive officers nor legislatures are +good judges of the extent of their own powers. + +Nothing more strikingly shows the spirit of unity which the Constitution +brought into being than the unbroken success with which the Supreme +Court has discharged this difficult and most delicate duty. The +President is the Commander-in-Chief of the Army and the Navy and can +call them to his aid. The legislature has almost unlimited power through +its control of the public purse. The States have their power reinforced +by armed forces, and some of them are as great in population and +resources as many of the nations of Europe. The Supreme Court, however, +has only one officer to execute its decrees, called the United States +Marshal; and yet, without sword or purse, and with only a high sheriff +to enforce its mandates, when the Supreme Court says to a President or +to a Congress or to the authorities of a great--and, in some respects, +sovereign--State that they must do this or must refrain from doing that, +the mandate is at once obeyed. Here, indeed, is the American ideal of "a +government of laws and not of men" most strikingly realized; and if the +American Constitution, as formulated and developed, had done nothing +else than to establish in this manner the supremacy of law, even as +against the overwhelming sentiment of the people, it would have +justified the well-known encomium of Mr. Gladstone. + +It must be added, however, that in one respect this function of the +judiciary has had an unfortunate effect in lessening rather than +developing in the people the sense of constitutional morality. In your +country the power of Parliament is omnipotent, and yet in its +legislation it voluntarily observes these great fundamental decencies +of liberty which in the American Constitution are protected by formal +guarantees. This can only be true because either your representatives in +Parliament have a deep sense of constitutional morality, or that the +constituencies which select them have so much sense of constitutional +justice that their representatives dare not disregard these fundamental +decencies of liberty. + +In the United States, however, the confidence that the Supreme Court +will itself protect these guaranties of liberty has led to a diminution +of the sense of constitutional morality, both in the people and their +representatives. It abates the vigilance which is said to be ever the +price of liberty. + +Laws are passed which transgress the limitations of the Constitution +without adequate discussion as to their unconstitutional character, for +the reason that the determination of this fact is erroneously supposed +to be the exclusive function of the judiciary. + +The judiciary, contrary to the common supposition, has no plenary power +to nullify unconstitutional laws. It can only do so when there is an +irreconcilable and indubitable repugnancy between a law and the +Constitution; but obviously laws can be passed from motives that are +anti-constitutional, and there is a wide sphere of political discretion +in which many acts can be done which, while politically +anti-constitutional, are not juridically unconstitutional. For this +reason, the undue dependence upon the judiciary to nullify every law +which either in form, necessary operation, or motive transgresses the +Constitution has so far lessened the vigilance of the people to protect +their own Constitution as to lead to its serious impairment. + + + +5. + + +_The fifth fundamental principle was a system of governmental checks and +balances_. + +The founders of the Republic were not enamoured of power. As they viewed +human history, the worst evils of government were due to excessive +concentration of power, which like Othello's jealousy "makes the meat it +feeds on." + +This system of checks and balances again illustrates that the +Constitution is the great negation of unrestrained democracy. The +framers believed that a people was best governed that was least +governed. Therefore, their purpose was not so much to promote efficiency +in legislation as to put a brake upon precipitate action. + +Time does not suffice to state the intricate system of checks and +balances whereby the legislature acts as a check upon the executive and +the executive upon the legislature, and the Supreme Court upon both. +When the Republic was small, and its public affairs were few, this +system of checks and balances worked admirably, but to-day, when the +nation is one of the greatest in the world, and its public affairs are +of the most important and complicated character, and often require +speedy action, it may be questioned whether the system is not now an +undue brake upon governmental efficiency, and does _not_ require some +modification to ensure efficiency. Indeed, it is a serious question with +many thoughtful Americans whether the growth of the United States has +not put an excessive strain upon its governmental machinery. + +This system was in part due to the confident belief of the framers of +the Constitution in the Montesquieu doctrine of the division of +government into three independent departments--legislative, executive +and judicial; but experience has shown how difficult it is to apply this +doctrine in its literal rigidity. One result of the doctrine was the +mistaken attempt to keep the legislative and the executive as far apart +as possible. The Cabinet system of parliamentary government was not +adopted. While the President can appear before Congress and express his +views, his Cabinet is without such right. In practice, the gulf is +bridged by constant contact between the Cabinet and the committees of +Congress, but this does not wholly secure speedy and efficient +co-operation between the two departments. As I speak, a movement is in +progress, with the sanction of President Harding, to permit members of +his Cabinet to appear in Congress and thus defend directly and in person +the policies of the Executive. + +This separation of the two departments, which causes so much friction, +has been emphasized by one feature of the Constitution which again marks +its distrust of democracy, namely the fixed tenure of office. The +Constitution did not intend that public officials should rise or fall +with the fleeting caprices of a constituency. It preferred to give the +President and the members of Congress a fixed term of office, and, +however unpopular they might become temporarily, they should have the +right and the opportunity to proceed even with unpopular policies, and +thus challenge the final verdict of the people. + +If a parliamentary form of government, immediately responsive to +current opinion as registered in elections, is the great desideratum, +then the fixed tenure of offices is the vulnerable Achilles-heel of our +form of government. In other countries the Executive cannot survive a +vote of want of confidence by the legislature. In America, the +President, who is merely the Executive of the legislative will, +continues for his prescribed term, though he may have wholly lost the +confidence of the representatives of the people in Congress. While this +makes for stability in administration and keeps the ship of state on an +even keel, yet it also leads to the fatalism of our democracy, and often +the "native hue" of its resolution is thus "sicklied o'er with the pale +cast of thought." Take a striking instance. I am confident that after +the sinking of the _Lusitania_, the United States would have entered the +world war, if President Wilson's tenure of power had then depended upon +a vote of confidence. + + + +6. + + +_The sixth fundamental principle is the joint power of the Senate and +the Executive over the foreign relations of the Government_. + +I need not dwell at length upon this unique feature of our +constitutional system, for since the Versailles Treaty, the world has +become well acquainted with our peculiar system under which treaties are +made and war is declared or terminated. Nothing, excepting the principle +of local rule, was of deeper concern to the framers of the Constitution. +When it was framed, it was the accepted principle of all other nations +that the control of the foreign relations of the Government was the +exclusive prerogative of the Executive. In your country the only +limitation upon that power was the control of Parliament over the purse +of the nation, and some of the great struggles in your history related +to the attempt of the Crown to exact money to carry on the wars without +a Parliament grant. + +The framers were unwilling to lodge any such power in the Executive, +however great his powers in other respects. This was primarily due to +the conception of the States that then prevailed. While they had created +a central government for certain specified purposes, they yet regarded +themselves as sovereign nations, and their representatives in the Senate +were, in a sense, their ambassadors. They were as little inclined to +permit the President of the United States to make treaties or declare +war at will in their behalf as the European nations would be to-day to +vest a similar authority in the League of Nations. It was, therefore, +first proposed that the power to make treaties and appoint diplomatic +representatives should be vested exclusively in the Senate, but as that +body was not always in session, this plan was so far modified as to give +the President, who is always acting, the power to _negotiate_ treaties +"with the advice and consent of the Senate." As to making war, the +framers were not willing to entrust the power even to the President and +the Senators, and it was therefore expressly provided that only Congress +could take this momentous step. + +Here, again, the theory of the Constitution was necessarily somewhat +modified in practical administration, for under the power of nominating +diplomatic representatives, negotiating treaties, and in general, of +executing the laws of the nation, the principle was soon evolved that +the conduct of foreign affairs was primarily the function of the +President, with the limitation that the Senate must concur in diplomatic +appointments and in the validity of treaties, and that only both Houses +of Congress could jointly declare war. This cumbrous system necessarily +required that the President in conducting the foreign relations of the +Government should keep in touch with the Senate, and such was the +accepted procedure throughout the history of the nation until President +Wilson saw fit to ignore the Senate, even when the Senate had indicated +its dissent in advance to some of his policies at the Versailles +Conference. + +I suppose that since that conference no part of our constitutional +system has caused more adverse comment in Europe than this system. It +often handicaps the United States from taking a speedy and effectual +part in international negotiations, although if the President and the +Senate be in harmony and collaborate in this joint responsibility, there +is no necessary reason why this should be so. + +I share the view of many Americans that this provision of the +Constitution was wise and salutary, especially at this time, when the +United States has taken such an important position in the councils of +civilization. The President is a very powerful Executive, and his +tenure, while short, is fixed. Generally he is elected by little more +than a majority of the people, and sometimes through the curious +workings of the electoral college system, he has been only the choice +of a minority of the electorate. For these reasons, the framers of the +Constitution were unwilling to vest in the President exclusively the +immeasurable power of pledging the faith, man-power, and resources of +the nation and of declaring war. The heterogeneous character of our +population especially emphasizes the wisdom of this course, for it would +be difficult, if not impossible, for an American President to make an +offensive and defensive alliance with any nation or declare war against +another nation without running counter to the racial interests and +passions of a substantial part of the American nation. For better or +worse, the United States has limited, but not destroyed, as the world +war showed, its freedom to antagonize powerful nations from whose people +it has drawn large numbers of its own citizenship. The domestic harmony +of the nation requires that before the United States assumes treaty +obligations or makes war such policy shall represent the largely +preponderating sentiment of its people, and nothing could more +effectually secure this end than to require the President, before making +a treaty, to secure the assent of two-thirds of the Senate and a +majority of both Houses of Congress before making war. + +While this may lead, as it has in recent years, to temporary and +regrettable embarrassments, yet in the long run, it is not only better +for the United States, but it is even to the best interests of other +nations, for in this way they are safeguarded against the possible +action of an Executive with whom racial instincts might still be very +influential. In your country, where the Government of the day is subject +to immediate dismissal for want of confidence, such power over foreign +relations can be safely entrusted to a few men, but in the United +States, with its fixed tenures of office, a President could pledge the +faith and involve his nation in war against the interests and will of +the people. Suppose the President had unlimited power over our foreign +relations and that within the next ten years an American, whose parents +were born in any European nation, was elected on purely domestic issues, +he could, with his assured four years of power, bring about a new +alignment of nations and shake the political equilibrium of the world. +The Constitution wisely refused to grant such a power. Hence the +provision for the concurrence of the legislative representatives of the +nation. At all events, it constitutes a system which, as the last +presidential election showed, the American people will not willingly +forgo. It is true that this system makes it difficult for the United +States to participate effectively in the main purpose of the League of +Nations to enforce peace by joint action at Geneva, but to ask the +United States to surrender a vital part of its constitutional system, +upon which its domestic peace so largely depends, in order to promote +the League, seems to me as unreasonable as it would be to ask your +country to abolish the Crown, to which it is sincerely attached as a +vital part of its system, as a contribution towards international +co-operation. You would not surrender such an integral part of your +system, and therefore it is not reasonable to expect a similar sacrifice +on our part, even though the meritorious purposes of the League be +freely recognized. + +I have thus summarized briefly and most inadequately some of the +essential principles of the Constitution. I have only been able to +suggest very impressionistically what they are and the lessons to be +drawn from them. If I were able to deliver a dozen addresses on the +subject in this historic Hall and with this indulgent audience I would +not scratch even the surface. To understand the Constitution of the +United States you must not only read the text but the thousands of +opinions rendered in the last 130 years by the Supreme Court in its +great task of interpreting this wonderful document. Few documents have +been the subject of more extended commentaries. The four thousand words +have been meticulously examined through intellectual microscopes in +judicial opinions, textbooks, and other commentaries which are as "thick +as autumnal leaves that strow the brooks in Vallombrosa." + +One can say of this document as Dr. Furness, in his variorum edition of +_Hamlet_, says of the words of that character: + + "No words by him let fall, no syllable by him uttered, but has been + caught up and pondered, as no words except those of Holy Writ." + +But what of its future and how long will the Constitution wholly resist +the washing of time and circumstance? Lord Macaulay once ventured the +prediction that the Constitution would prove unworkable as soon as there +were no longer large areas of undeveloped land and when the United +States became a nation of great cities. That period of development has +arrived. In 1880 only 15 per cent. of the American population lived in +the cities and the remainder were still on the farms. To-day over 52 per +cent, are crowded in one hundred great cities. Lord Macaulay added: + + "I believe America's fate is only deferred by physical causes. + Institutions purely democratic will sooner or later destroy liberty + or civilization, or both.... The American Constitution is all sail + and no anchor." + +In this last commentary Lord Macaulay was clearly mistaken. As I have +shown, the Constitution is not "purely democratic." It is amazing that +so great a mind should have so little understood that more than any +other Constitution, that of America imposes powerful restraints on +democracy. The experience of a century and a quarter has shown that +while the anchor may at times drag, yet it measurably holds the ship of +state to its ancient moorings. The American Constitution still remains +in its essential principles and still enjoys not only the confidence but +the affection of the great and varied people whom it rules. To the +latter this remarkable achievement must be attributed rather than to any +inherent strength in parchment or red seals, for in a democracy the +living soul of any Constitution must be such belief of the people in its +wisdom and justice. If it should perish to-morrow, it would yet have +enjoyed a life and growth of which any nation or age might be justly +proud. Moreover, it could claim with truth, if it finally perished, that +it had been subjected to conditions for which it was never intended and +that some of its essential principles had been ignored. + +The Constitution is something more than a written formula of +government--it is a great spirit. It is a high and noble assertion, +and, indeed, vindication, of the morality of government. It "renders +unto Caesar [the political state] the things that are Caesar's," but in +safeguarding the fundamental moral rights of the people, it "renders +unto God the things that are God's." + +In concluding, I cannot refrain from again reminding you that this +consummate work of statecraft was the work of the English-speaking race, +and that your people can therefore justly share in the pride which it +awakens. It is not only one of the great achievements of that _gens +aeterna_, but also one of the great monuments of human progress. It +illustrates the possibilities of true democracy in its best estate. When +the moral anarchy out of which it was born is called to mind, it can be +truly said that while "sown in weakness, it was raised in power." + +To the succeeding ages, it will be a flaming beacon, and everywhere men, +who are confronted with the acute problems of this complex age, can +take encouragement from the fact that a small and weak people, when +confronted with similar problems, had the strength and will to impose +restraint upon themselves by peacefully proclaiming in the simple words +of the noble preamble to the Constitution: + + "We, the people of the United States, in order to form a more + perfect union, establish justice, ensure domestic tranquillity, + provide for the common defence, promote the general welfare, and + secure the blessings of liberty to ourselves and our posterity, do + ordain and establish this Constitution for the United States of + America." + +Note the words "ordain and establish." They imply perpetuity. They make +no provision for the secession of any State, even if it deems itself +aggrieved by federal action. And yet the right to secede was urged for +many years, but Lincoln completed the work of Washington, Franklin, +Madison and Hamilton by establishing that "a government for the people, +by the people and of the people should not perish from the earth." + + + + +_IV. The Revolt Against Authority_ + + +"Where there is no vision, the people perish: but he that keepeth the +law, happy is he." + +PROVERBS xxix. 18. + +One of the most quoted--and also mis-quoted--proverbs of the wise +Solomon says, as translated in the authorized version: "Where there is +no vision, the people perish." What Solomon actually said was: "Where +there is no vision, the people _cast off restraint_." The translator +thus confused an effect with a cause. What was the vision to which the +Wise Man referred? The rest of the proverb, which is rarely quoted, +explains: + +"Where there is no vision, the people cast off restraint: _but he that +keepeth the law, happy is he_." + +The vision, then, is the authority of law, and Solomon's warning is +that to which the great and noble founder of Pennsylvania, William Penn, +many centuries later gave utterance, when he said: + +"That government is free to the people under it, where the laws rule and +the people are a party to those laws; and all the rest is tyranny, +oligarchy and confusion." + +It is my present purpose to discuss the moral psychology of the present +revolt against the spirit of authority. Too little consideration has +been paid by the legal profession to questions of moral psychology. +These have been left to metaphysicians and ecclesiastics, and yet--to +paraphrase the saying of the Master--"the laws were made for man and not +man for the laws," and if the science of the law ignores the study of +human nature and attempts to conform man to the laws, rather than the +laws to man, then its development is a very partial and imperfect one. + +Let me first be sure of my premises. Is there in this day and +generation a spirit of lawlessness greater or different than that that +has always characterized human society? Such spirit of revolt against +authority has always existed, even when the penalty of death was visited +upon nearly all offences against life and property. Blackstone tells us +(Book IV, Chap. I) that in the eighteenth century it was a capital +offence to cut down a cherry tree in an orchard--a drastic penalty which +should increase our admiration for George Washington's courage and +veracity. + +We are apt to see the past in a golden haze, which obscures our vision. +Thus, we think of William Penn's "holy experiment" on the banks of the +Delaware as the realization of Sir Thomas More's dream of Utopia; and +yet Pennsylvania was somewhat intemperately called in 1698 "the greatest +refuge for pirates and rogues in America," and Penn himself wrote, about +that time, that he had heard of no place which was "more overrun with +wickedness" than his City of Brotherly Love, where things were so +"openly committed in defiance of law and virtue--facts so foul that I am +forbid by common modesty to relate them." + +Conceding that lawlessness is not a novel phenomenon, is not the present +time characterized by an exceptional revolt against the authority of +law? The statistics of our criminal courts show in recent years an +unprecedented growth in crimes. Thus, in the federal courts, pending +criminal indictments have increased from 9503 in the year 1912 to over +70,000 in the year 1921. While this abnormal increase is, in part, due +to sumptuary legislation--for approximately 30,000 cases now pending +arise under the prohibition statutes--yet, eliminating these, there yet +remains an increase in nine years of over 400 per cent, in the +comparatively narrow sphere of the federal criminal jurisdiction. I have +been unable to get the data from the State Courts; but the growth of +crimes can be measured by a few illustrative statistics. Thus, the +losses from burglaries which have been repaid by casualty companies have +grown in amount from $886,000 in 1914 to over $10,000,000 in 1920; and, +in a like period, embezzlements have increased five-fold. It is +notorious that the thefts from the mails and express companies and other +carriers have grown to enormous proportions. The hold-up of railroad +trains is now of frequent occurrence, and is not confined to the +unsettled sections of the country. Not only in the United States, but +even in Europe, such crimes of violence are of increasing frequency, and +a recent dispatch from Berne, under date of August 7, 1921, stated that +the famous International Expresses of Europe were now run under a +military guard. + +The streets of our cities, once reasonably secure from crimes of +violence, have now become the field of operations for the foot-pad and +highwayman. The days of Dick Turpin and Jack Sheppard have returned, +with this serious difference--that the Turpins and Sheppards of our day +are not dependent upon the horse, but have the powerful automobile to +facilitate their crimes and make sure their escape. + +Thus in Chicago alone, 5000 automobiles were stolen in a single year. +Once murder was an infrequent and abnormal crime. To-day in our large +cities it is of almost daily occurrence. In New York, in 1917, there +were 236 murders and only 67 convictions; in 1918, 221, and 77 +convictions. In Chicago, in 1919, there were 336, and 44 convictions. + +When the crime wave was at its height a year ago, the police authorities +in more than one American city confessed their impotence to impose +effective restraints. Life and property had seemingly become almost as +insecure as during the Middle Ages.[3] + +[Footnote 3: The reader will bear in mind that these words were spoken +in August 1921. Unquestionably, the situation has greatly improved +during the present year(1922).] + +As to the subtler and more insidious crimes against the political +state, it is enough to say that graft has become a science in city, +state and nation. Losses by such misapplication of public funds--piled +Pelion on Ossa--no longer run in the millions but the hundreds of +millions. Our city governments are, in many instances, foul cancers on +the body politic; and for us to boast of having solved the problem of +local self-government is as fatuous as for a strong man to exult in his +health when his body is covered with running sores. It has been +estimated that the annual profits from violations of the prohibition +laws have reached $300,000,000. Men who thus violate these laws for +sordid gain are not likely to obey other laws, and the respect for law +among all classes steadily diminishes as our people become familiar +with, and tolerant to, wholesale criminality. Whether the moral and +economic results of Prohibition overbalance this rising wave of crime, +time will tell. + +_In limine_, let us note the significant fact that this spirit of +revolt against authority is not confined to the political state, and +therefore its causes lie beyond that sphere of human action. + +Human life is governed by all manner of man-made laws--laws of art, of +social intercourse, of literature, music, business--all evolved by +custom and imposed by the collective will of society. Here we find the +same revolt against tradition and authority. + +In music, its fundamental canons have been thrown aside and discord has +been substituted for harmony as its ideal. Its culmination--jazz--is a +musical crime. If the forms of dancing and music are symptomatic of an +age, what shall be said of the universal craze to indulge in crude and +clumsy dancing to the vile discords of so-called "jazz" music? The cry +of the time is: + + "On with the dance, let joy be" unrefined. + +In the plastic arts, the laws of form and the criteria of beauty have +been swept aside by the futurists, cubists, vorticists, tactilists, and +other aesthetic Bolsheviki. + +In poetry, where beauty of rhythm, melody of sound and nobility of +thought were once regarded as the true tests, we now have in freak forms +of poetry the exaltation of the grotesque and brutal. Hundreds of poets +are feebly echoing the "barbaric yawp" of Walt Whitman, without the +redeeming merit of his occasional sublimity of thought. + +In commerce, the revolt is against the purity of standards and the +integrity of business morals. Who can question that this is +pre-eminently the age of the sham and the counterfeit? Science is +prostituted to deceive the public by cloaking the increasing +deterioration in quality of merchandise. The blatant medium of +advertising has become so mendacious as to defeat its own purpose. + +In the recent deflation in commodity values, there was widespread +"welching" among business men who had theretofore been classed as +reputable. Of course, I recognize that a far greater number kept their +contracts, even when it brought them to the verge of ruin. But when in +the history of American business was there such a volume of broken faith +as in the drastic deflation of 1920? + +In the greater sphere of social life, we find the same revolt against +the institutions which have the sanction of the past. Social laws, which +mark the decent restraints of print, speech and dress, have in recent +decades been increasingly disregarded. The very foundations of the great +and primitive institutions of mankind--like the family, the Church, and +the State--have been shaken. Nature itself is defied. Thus, the +fundamental difference of sex is disregarded by social and political +movements which ignore the permanent differentiation of social function +ordained by Nature. + +All these are but illustrations of the general revolt against the +authority of the past--a revolt that can be measured by the change in +the fundamental presumption of men with respect to the value of human +experience. In all former ages, all that was in the past was +presumptively true, and the burden was upon him who sought to change it. +To-day, the human mind apparently regards the lessons of the past as +presumptively false--and the burden is upon him who seeks to invoke +them. + +Lest I be accused of undue pessimism, let me cite as a witness one who, +of all men, is probably best equipped to express an opinion upon the +moral state of the world. I refer to the venerable head of that +religious organization[4] which, with its trained representatives in +every part of the world, is probably better informed as to its spiritual +state than any other organization. + +[Footnote 4: Reference is to the late Pope Benedict.] + +Speaking last Christmas Eve, in an address to the College of Cardinals, +the venerable Pontiff gave expression to an estimate of present +conditions which should have attracted far greater attention than it +apparently did. + +The Pope said that five plagues were now afflicting humanity. + +The first was the unprecedented challenge to authority. + +The second, an equally unprecedented hatred between man and man. + +The third was the abnormal aversion to work. + +The fourth, the excessive thirst for pleasure as the great aim of life. + +The fifth, a gross materialism which denied the reality of the spiritual +in human life. + +The accuracy of this indictment will commend itself to men who like +myself are not of Pope Benedict's communion. + +I trust that I have already shown that the challenge to authority is +universal and is not confined to that of the political state. Even in +the narrower confine of the latter, the fires of revolution are either +violently burning, or, at least, smouldering. Two of the oldest empires +in the world, which, together, have more than half of its population +(China and Russia) are in a welter of anarchy; while many lesser nations +are in a stage of submerged revolt. If the revolt were confined to +autocratic governments, we might see in it merely a reaction against +tyranny; but even in the most stable of democracies and among the most +enlightened peoples, the underground rumblings of revolution may be +heard. + +The Government of Italy has been preserved from overthrow, not alone by +its constituted authorities, but by a band of resolute men, called the +"fascisti," who have taken the law into their own hands, as did the +vigilance committees in western mining camps, to put down worse +disorders. + +Even England, the mother of democracies, and the most stable of all +Governments in the maintenance of law, has been shaken to its very +foundations in the last three years, when powerful groups of men +attempted to seize the State by the throat and compel submission to +their demands by threatening to starve the community. This would be +serious enough if it were only the world-old struggle between capital +and labour and had only involved the conditions of manual toil. But the +insurrection against the political state in England was more political +than it was economic. It marked, on the part of millions of men, a +portentous decay of belief in representative government and its chosen +organ--the ballot box. Great and powerful groups had suddenly +discovered--and it may be the most portentous political discovery of the +twentieth century--that the power involved in their control over the +necessaries of life, as compared with the power of the voting franchise, +was as a forty-two centimetre cannon to the bow and arrow. The end +sought to be attained, namely the nationalization of the basic +industries, and even the control of the foreign policy of Great Britain, +vindicated the truth of the British Prime Minister's statement that +these great strikes involved something more than a mere struggle over +the conditions of labour, and that they were essentially seditious +attempts against the life of the State.[5] + +[Footnote 5: I am here speaking of the conditions of 1920. I appreciate +the great improvement, which seems to me to justify the Lincoln-like +patience of Lloyd George.] + +Nor were they altogether unsuccessful; for, when the armies of Lenin and +Trotsky were at the gates of Warsaw, in the summer of 1920, the attempts +of the Governments of England and Belgium to afford assistance to the +embattled Poles were paralysed by the labour groups of both countries, +who threatened a general strike if those two nations joined with France +in aiding Poland to resist a possibly greater menace to Western +civilization than has occurred since Attila and his Huns stood on the +banks of the Marne. + +Of greater significance to the welfare of civilization is the complete +subversion during the world war of nearly all the international laws +which had been slowly built up in a thousand years. These principles, as +codified by the two Hague Conventions, were immediately swept aside in +the fierce struggle for existence, and civilized man, with his liquid +fire and poison gas and his deliberate; attacks upon undefended cities +and their women and children, waged war with the unrelenting ferocity of +primitive times. + +Surely, this fierce war of extermination, which caused the loss of three +hundred billion dollars in property and thirty millions of human lives, +did mark for the time being the "twilight of civilization." The hands on +the dial of time had been put back--temporarily, let us hope and pray--a +thousand years. + +Nor will many question the accuracy of the second count in Pope +Benedict's indictment. The war to end war only ended in unprecedented +hatred between nation and nation, class and class, and man and man. +Victors and vanquished are involved in a common ruin. And if in this +deluge of blood, which has submerged the world, there is a Mount Ararat, +upon which the ark of a truer and better peace can find refuge, it has +not yet appeared above the troubled surface of the waters. + +Still less can one question the closely related third and fourth counts +in Pope Benedict's indictment, namely the unprecedented aversion to +work, when work is most needed to reconstruct the foundations of +prosperity, or the excessive thirst for pleasure which preceded, +accompanied, and now has followed the most terrible tragedy in the +annals of mankind. The true spirit of work seems to have vanished from +millions of men; that spirit of which Shakespeare made his Orlando +speak when he said of his true servant, Adam: + + "O good old man! how well in thee appears + The constant service of the antique world. + When service sweat for duty, not for meed!" + +The _moral_ of our industrial civilization has been shattered. Work for +work's sake, as the most glorious privilege of human faculties, has +gone, both as an ideal and as a potent spirit. The conception of work as +a degrading servitude, to be done with reluctance and grudging +inefficiency, seems to be the ideal of millions of men of all classes +and in all countries. + +The spirit of work is of more than sentimental importance. It may be +said of it, as Hamlet says of death: "The readiness is all." All of us +are conscious of the fact that, given a love of work, and the capacity +for it seems almost illimitable--as witness Napoleon, with his +thousand-man power, or Shakespeare, who in twenty years could write +more than twenty masterpieces. + +On the other hand, given an aversion to work, and the less a man does +the less he wants to do, or is seemingly capable of doing. + +The great evil of the world to-day is this aversion to work. As the +mechanical era diminished the element of physical exertion in work, we +would have supposed that man would have sought expression for his +physical faculties in other ways. On the contrary, the whole history of +the mechanical era is a persistent struggle for more pay and less work, +and to-day it has culminated in world-wide ruin; for there is not a +nation in civilization which is not now in the throes of economic +distress, and many of them are on the verge of ruin. In my judgment, the +economic catastrophe of 1921 is far greater than the politico-military +catastrophe of 1914. + +The results of these two tendencies, measured in the statistics of +productive industry, are literally appalling. + +Thus, in 1920, Italy, according to statistics of her Minister of +Labour, lost 55,000,000 days of work because of strikes alone. From July +to September, many great factories were in the hands of revolutionary +communists. A full third of these strikes had for their end political +and not economic purposes. + +In Germany, the progressive revolt of labour against work is thus +measured by competent authority: There were lost in strikes in 1917, +900,000 working days; in 1918, 4,900,000, and, in 1919, 46,600,000. + +Even in our own favoured land, the same phenomena are observable. In the +State of New York alone for 1920, there was a loss due to strikes of +over 10,000,000 working days. + +In all countries the losses by such cessations from labour are little as +compared with those due to the spirit which in England is called +"ca'-canny" or the shirking of performance of work, and of sabotage, +which means the deliberate destruction of machinery in operation. +Everywhere the phenomenon has been observed that, with the highest wages +known in the history of modern times, there has been an unmistakable +lessening of efficiency, and that with an increase in the number of +workers, there has been a decrease in output. Thus, the transportation +companies in the United States have seriously made a claim against the +United States Government for damages to their roads, amounting to +$750,000,000, claimed to be due to the inefficiency of labour during the +period of governmental operation. + +Accompanying this indisposition to work efficiently has been a mad +desire for pleasure, such as, if it existed in like measure in preceding +ages, has not been seen within the memory of living man. Man has danced +upon the verge of a social abyss, and, as previously suggested, the +dancing has, both in form and in accompanying music, lost its former +grace and reverted to the primitive forms of crude vulgarity. + +which gives the spectators the maximum of emotional expression with the +minimum of mental effort, had not been eclipsed by the splendour of a +Dempsey or a Carpentier. + +Of the last count in Pope Benedict's indictment, I shall say but little. +It is more appropriate for the members of that great and noble +profession which is more intimately concerned with the spiritual advance +of mankind. It is enough to say that, while the Church as an institution +continues to exist, the belief in the supernatural and even in the +spiritual has been supplanted in the souls of millions of men by a gross +and debasing materialism. + +If my reader agrees with me in my premises then we are not likely to +disagree in the conclusion that the causes of these grave symptoms are +not ephemeral or superficial; but must have their origin in some +deep-seated and world-wide change in human society. If there is to be a +remedy, we must first diagnose this malady of the human soul. + +For example, let us not "lay the flattering unction to our souls" that +this spirit is solely the reaction of the great war. + +The present weariness and lassitude of human spirit and the +disappointment and disillusion as to the aftermath of the harvest of +blood, may have aggravated, but they could not cause the symptoms of +which I speak; for the very obvious reason that all these symptoms were +in existence and apparent to a few discerning men for decades before the +war. Indeed, it is possible that the world war, far from causing the +_malaise_ of the age, was, in itself, but one of its many symptoms. + +Undoubtedly, there are many contributing causes which have swollen the +turbid tide of this world-wide revolution against the spirit of +authority. + +Thus, the multiplicity of laws does not tend to develop a law-abiding +spirit. This fact has often been noted. Thus Napoleon, on the eve of the +18th Brumaire, complained that France, with a thousand folios of law, +was a lawless nation. Unquestionably, the political state suffers in +authority by the abuse of legislation, and especially by the appeal to +law to curb evils that are best left to individual conscience. + +In this age of democracy, the average individual is too apt to recognize +two constitutions--one, the constitution of the State, and the second, +an unwritten constitution, to him of higher authority, under which he +believes that no law is obligatory which he regards as in excess of the +true powers of government. Of this latter spirit, the widespread +violation of the prohibition law is a familiar illustration. + +A race of individualists obey reluctantly, when they obey at all, any +laws which they regard as unreasonable or vexatious. Indeed, they are +increasingly opposed to any law, which affects their selfish interests. +Thus many good women are involuntary smugglers. They deny the authority +of the state to impose a tax upon a Paquin gown. The law's delays and +laxity in administration breed a spirit of contempt, and too often +invite men to take the law into their own hands. These causes are so +familiar that their statement is a commonplace. + +Proceeding to deeper and less recognized causes, some would attribute +this spirit of lawlessness to the rampant individualism, which began in +the eighteenth century, and which has steadily and naturally grown with +the advance of democratic institutions. Undoubtedly, the excessive +emphasis upon the rights of man, which marked the political upheaval of +the close of the eighteenth and the beginning of the nineteenth century, +has contributed to this malady of the age. Men talked, and still talk, +loudly of their rights, but too rarely of their duties. And yet if we +were to attribute the malady merely to excessive individualism, we would +again err in mistaking a symptom for a cause. + +To diagnose truly this malady we must look to some cause that is +coterminous in time with the disease itself and which has been operative +throughout civilization. We must seek some widespread change in social +conditions, for man's essential nature has changed but little, and the +change must, therefore, be of environment. + +I know of but one such change that is sufficiently widespread and +deep-seated to account adequately for this malady of our time. + +Beginning with the close of the eighteenth century, and continuing +throughout the nineteenth, a prodigious transformation has taken place +in the environment of man, which has done more to revolutionize the +conditions of human life than all the changes that had taken place in +the 500,000 preceding years which science has attributed to man's life +on the planet. Up to the period of Watt's discovery of steam vapour as a +motive power, these conditions, so far as the principal facilities of +life, were substantially those of the civilization which developed +eighty centuries ago on the banks of the Nile and later on the +Euphrates. Man had indeed increased his conquest over Nature in later +centuries by a few mechanical inventions, such as gunpowder, telescope, +magnetic needle, printing-press, spinning jenny, and hand-loom, but the +characteristic of all those inventions, with the exception of gunpowder, +was that they still remained a subordinate auxiliary to the physical +strength and mental skill of man. In other words, man still dominated +the machine, and there was still full play for his physical and mental +faculties. Moreover, all the inventions of preceding ages, from the +first fashioning of the flint to the spinning-wheel and the hand-lever +press, were all conquests of the tangible and visible forces of Nature. + +With Watt's utilization of steam vapour as a motive power, man suddenly +passed into a new and portentous chapter of his varied history. +Thenceforth, he was to multiply his powers a thousandfold by the +utilization of the invisible powers of Nature--such as vapour and +electricity. This prodigious change in his powers, and therefore his +environment, has proceeded with ever-accelerating speed. + +Man has suddenly become the superman. Like the giants of the ancient +fable, he has stormed the very ramparts of Divine power, or, like +Prometheus, he has stolen fire of omnipotent forces from Heaven itself +for his use. His voice can now reach from the Atlantic to the Pacific, +and, taking wing in his aeroplane, he can fly in one swift flight from +Nova Scotia to England, or he can leave Lausanne and, resting upon the +icy summit of Mont Blanc--thus, like "the herald, Mercury, new-lighted +on a heaven-kissing hill"--he can again plunge into the void, and thus +outfly the eagles themselves. + +In thus acquiring from the forces of Nature almost illimitable power, he +has minimized the necessity for his own physical exertion or even +mental skill. The machine now not only acts for him, but too often +_thinks_ for him. + +Is it surprising that so portentous a change should have fevered his +brain and disturbed his mental equilibrium? A new ideal, which he +proudly called "progress," obsessed him, the ideal of quantity and not +quality. His practical religion became that of acceleration and +facilitation--to do things more quickly and easily--and thus to minimize +exertion became his great objective. Less and less he relied upon the +initiative of his own brain and muscle, and more and more he put his +faith in the power of machinery to relieve him of labour. The evil of +our age is that its values are all false. It overrates speed, it +underrates sureness; it overrates the new, it underrates the old; it +overrates automatic efficiency, it underrates individual craftsmanship; +it overrates rights, it underrates duties; it overrates political +institutions, it underrates individual responsibility. We glory in the +fact that we can talk a thousand miles, but we ignore the greater +question, whether when we thus out-do Stentor, we have anything worth +saying. We have now made the serene spaces of the upper Heavens our +media to transmit market reports and sporting news, second-rate music +and worse oratory and in the meantime the great masters of thought, +Homer and Shakespeare, Bach and Beethoven remain unbidden on our library +shelves. What a sordid Vanity Fair is our modern Civilization! + +This incalculable multiplication of power has intoxicated man. The lust +has obsessed him, without regard to whether it be constructive or +destructive. Quantity, not quality, becomes the great objective. Man +consumes the treasures of the earth faster than he produces them, +deforesting its surface and disembowelling its hidden wealth. As he +feverishly multiplied the things he desired, even more feverishly he +multiplied his wants. + +To gain these, man sought the congested centres of human life. While +the world, as a whole, is not over-populated, the leading countries of +civilization were subjected to this tremendous pressure. Europe, which, +at the beginning of the nineteenth century, barely numbered 100,000,000 +people, suddenly grew nearly five-fold. Millions left the farms to +gather into the cities to exploit their new and seemingly easy conquest +over Nature. + +In the United States, as recently as 1880, only 15 per cent. of the +people were crowded in the cities, 85 per cent. remained upon the farms +and still followed that occupation, which, of all occupations, still +preserves, in its integrity, the dominance of human labour over the +machine. To-day, 52 per cent. of the population is in the cities, and +with many of them existence is both feverish and artificial. While they +have employment, many of them do not themselves work, but spend their +lives in watching machines work. + +The result has been a minute subdivision of labour that has denied to +many workers the true significance and physical benefit of labour. + +The direct results of this excessive tendency to specialization, whereby +not only the work but the worker becomes divided into mere fragments, +are threefold. Hobson, in his work on John Ruskin, thus classifies them. +In the first place, _narrowness_, due to the confinement to a single +action in which the elements of human skill or strength are largely +eliminated; secondly, _monotony_, in the assimilation of man to a +machine, whereby seemingly the machine dominates man and not man the +machine, and, thirdly, _irrationality_, in that work became dissociated +in the mind of the worker with any complete or satisfying achievement. +The worker does not see the fruit of his travail, and cannot therefore +be truly satisfied. To spend one's life in opening a valve to make a +part of a pin is, as Ruskin pointed out, demoralizing in its +tendencies. The clerk who only operates an adding machine has little +opportunity for self-expression. + +Thus, millions of men have lost both the opportunity for real physical +exertion, the incentive to work in the joyous competition of skill, and +finally the reward of work in the sense of achievement. + +More serious than this, however, has been the destructive effort of +quantity, the great object of the mechanical age, at the expense of +quality. + +Take, for example, the printing-press: No one can question the immense +advantages which have flowed from the increased facility for +transmitting ideas. But may it not be true that the thousandfold +increase in such transmission by the rotary press has also tended to +muddy the current thought of the time? True it is that the +printing-press has piled up great treasures of human knowledge which +make this age the richest in accessible information. I am not speaking +of knowledge, but rather of the current thought of the living +generation. + +I gravely question whether it has the same clarity as the brain of the +generation which fashioned the Constitution of the United States. Our +fathers could not talk over the telephone for three thousand miles, but +have we surpassed them in thoughts of enduring value? Washington and +Franklin could not travel sixty miles an hour in a railroad train, or +twice that speed in an aeroplane, but does it follow that they did not +travel to as good purpose as we, who scurry to and fro like the ants in +a disordered ant-heap? + +Unquestionably, man of to-day has a thousand ideas suggested to him by +the newspaper and the library where our ancestors had one; but have we +the same spirit of calm inquiry and do we co-ordinate the facts we know +as wisely as our ancestors did? + +Athens in the days of Pericles had but thirty thousand people and few +mechanical inventions; but she produced philosophers, poets and artists, +whose work after more than twenty centuries still remain the despair of +the would-be imitators. + +Shakespeare had a theatre with the ground as its floor and the sky as +its ceiling; but New York, which has fifty theatres and annually spends +$100,000,000 in the box offices of its varied amusement resorts, has +rarely in two centuries produced a play that has lived. + +To-day, man has a cinematographic brain. A thousand images are impressed +daily upon the screen of his consciousness, but they are as fleeting as +moving pictures in a cinema theatre. The American Press prints every +year over 29,000,000,000 issues. No one can question its educational +possibilities, for the best of all colleges is potentially the +University of Gutenberg. If it printed only the truth, its value would +be infinite; but who can say in what proportions of this vast volume of +printed matter is the true and the false? The framers of the +Constitution had few books and fewer newspapers. Their thoughts were few +and simple, but what they lacked in quantity they made up in unsurpassed +quality. + +Before the beginning of the present mechanical age, the current of +living thought could be likened to a mountain stream, which though +confined within narrow banks yet had waters of transparent clearness. +May not the current thought of our time be compared with the mighty +Mississippi in the period of a spring freshet? Its banks are wide and +its current is swift, but the turbid stream that flows onward is one of +muddy swirls and eddies and overflows its banks to their destruction. + +The great indictment, however, of the present age of mechanical power is +that it has largely destroyed the spirit of work. The great enigma which +it propounds to us, and which, like the riddle of the Sphinx, we will +solve or be destroyed, is this: + +_Has the increase in the potential of human power, through +thermodynamics, been accompanied by a corresponding increase in the +potential of human character?_ + +To this life and death question, a great French philosopher, Le Bon, +writing in 1910, replied that the one unmistakable symptom of human life +was "the increasing deterioration in human character," and a great +physicist has described the symptom as "the progressive enfeeblement of +the human will." + +In a famous book, _Degeneration_, written at the close of the nineteenth +century, Max Nordau, as a pathologist, explains this tendency by arguing +that our complex civilization has placed too great a strain upon the +limited nervous organization of man. + +A great financier, the elder J.P. Morgan, once said of an existing +financial condition that it was suffering from "undigested securities," +and, paraphrasing him, is it not possible that man is suffering from +undigested achievements and that his salvation must lie in adaptation to +a new environment, which, measured by any standard known to science, is +a thousandfold greater in this year of grace than it was at the +beginning of the nineteenth century? + +No one would be mad enough to urge such a retrogression as the +abandonment of labour-saving machinery would involve. Indeed, it would +be impossible; for, in speaking of its evils, I freely recognize that +not only would civilization perish without its beneficent aid, but that +every step forward in the history of man has been coincident with, and +in large part attributable to, a new mechanical invention. + +But suppose the development of labour-saving machinery should reach a +stage where all human labour was eliminated, what would be the effect on +man? The answer is contained in an experiment which Sir John Lubbock +made with a tribe of ants. Originally the most voracious and militant of +their species, yet when denied the opportunity for exercise and freed +from the necessity of foraging for their food, in three generations they +became anaemic and perished. + +Take from man the opportunity of work and the sense of pride in +achievement and you have taken from him the very life of his existence. +Robert Burns could sing as he drove his ploughshare through the fields +of Ayr. To-day millions who simply watch an automatic infallible +machine, which requires neither strength nor skill, do not sing at their +work but too many curse the fate, which has chained them, like Ixion, to +a soulless machine. + +The evil is even greater. + +The specialization of our modern mechanical civilization has caused a +submergence of the individual into the group or class. Man is fast +ceasing to be the unit of human society. Self-governing groups are +becoming the new units. This is true of all classes of men, the employer +as well as the employee. The true justification for the American +anti-monopoly statutes, including the Sherman anti-trust law, lies not +so much in the realm of economics as in that of morals. With the +submergence of the individual, whether he be capitalist or wage-earner, +into a group, there has followed the dissipation of moral +responsibility. A mass morality has been substituted for individual +morality, and unfortunately, group morality generally intensifies the +vices more than the virtues of man. + +Possibly, the greatest result of the mechanical age is this spirit of +organization. + +Its merits are manifold and do not require statement; but they have +blinded us to the demerits of excessive organization. + +We are now beginning to see--slowly, but surely--that a faculty of +organization which, as such, submerged the spirit of individualism, is +not an unmixed good. + +Indeed, the moral lesson of the tragedy of Germany is the demoralizing +influence of organization carried to the _n_th power. No nation was ever +more highly organized than this modern State. Physically, intellectually +and spiritually it had become a highly developed machine. Its dominating +mechanical spirit so submerged the individual that, in 1914, the paradox +was observed of an enlightened nation that was seemingly destitute of a +conscience. + +What was true of Germany, however, was true--although in lesser +degree--of all civilized nations. In all of them, the individual had +been submerged in group formations, and the effect upon the character of +man has been destructive of his nobler self. + +This may explain the paradox of so-called "progress." It may be likened +to a great wheel, which, from the increasing domination of mechanical +forces, developed an ever-accelerating speed, until, by centrifugal +action, it went off its bearings in 1914 and caused an unprecedented +catastrophe. As man slowly pulls himself out of that gigantic wreck and +recovers consciousness, he begins to realize that speed is not +necessarily progress. + +Of all this, the nineteenth century, in its exultant pride in its +conquest of the invisible forces, was almost blind. It not only accepted +progress as an unmistakable fact--mistaking, however, acceleration and +facilitation for progress--but in its mad folly believed in an immutable +law of progress which, working with the blind forces of machinery, would +propel man forward. + +A few men, however, standing on the mountain ranges of human +observation, saw the future more clearly than did the mass. Emerson, +Carlyle, Ruskin, Samuel Butler, and Max Nordau, in the nineteenth +century, and, in our time, Ferrero, all pointed out the inevitable +dangers of the excessive mechanization of human society. The prophecies +were unhappily as little heeded as those of Cassandra. + +One can see the tragedy of the time, as a few saw it, in comparing the +first _Locksley Hall_ of Alfred Tennyson, written in 1827, with its +abiding faith in the "increasing purpose of the ages" and its roseate +prophecies of the golden age, when the "war-drum would throb no longer +and the battle flags be furled in the Parliament of Man and the +Federation of the World," and the later _Locksley Hall_, written sixty +years later, when the great spiritual poet of our time gave utterance to +the dark pessimism which flooded his soul: + + "Gone the cry of 'Forward, Forward,' lost within a growing gloom; + Lost, or only heard in silence from the silence of a tomb. + + Half the marvels of my morning, triumphs over time and space, + Staled by frequence, shrunk by usage, into commonest commonplace! + + Evolution ever climbing after some ideal good, + And Reversion ever dragging Evolution in the mud. + + Is it well that while we range with Science, glorying in the Time, + City children soak and blacken soul and sense in city slime?" + +Am I unduly pessimistic? I fear that this is the case with most men who, +like Dante, have crossed their fiftieth year and find themselves in a +"dark and sombre wood." + +My reader will probably subject me to the additional reproach that I +suggest no remedy. + +There are many palliatives for the evils which I have discussed. To +rekindle in men the love of work for work's sake and the spirit of +discipline, which the lost sense of human solidarity once inspired, +would do much to solve the problem, for work is the greatest moral force +in the world. But I must frankly add that I have neither the time nor +the qualifications to discuss the solution of this grave problem. + +If we of this generation can only recognize that the evil exists, then +the situation is not past remedy; for man has never yet found himself in +a blind alley of negation. He is still "master of his soul and captain +of his fate," and, to me, the most encouraging sign of the times is the +persistent evidence of contemporary literature that thoughtful men now +recognize that much of our boasted progress was as unreal as a rainbow. +While the temper of the times seems for the moment pessimistic, it +merely marks the recognition of man of an abyss whose existence he +barely suspected but over which his indomitable courage will yet carry +him. + +I have faith in the inextinguishable spark of the Divine, which is in +the human soul and which our complex mechanical civilization has not +extinguished. Of this, the world war was in itself a proof. All the +horrible resources of mechanics and chemistry were utilized to coerce +the human soul, and all proved ineffectual. Never did men rise to +greater heights of self-sacrifice or show a greater fidelity "even unto +death." Millions went to their graves, as to their beds, for an ideal; +and when that is possible, this Pandora's box of modern civilization, +which contained all imaginable evils, as well as benefits, also leaves +hope behind. + +I am reminded of a remark that the great Roumanian statesman, Taku +Jonescu, made during the Peace Conference at Paris. When asked his views +as to the future of civilization, he replied: "Judged by the light of +reason there is but little hope, but I have faith in man's +inextinguishable impulse to live." + +Happily, that cannot be affected by any change in man's environment! For +even when the cave-man retreated from the advance of the polar cap, +which once covered Europe with Arctic desolation, he not only defied the +elements but showed even then the love of the sublime by beautifying the +walls of his icy prison with those mural decorations which were the +beginning of art. + +Assuredly, the man of to-day, with the rich heritage of countless ages, +can do no less. He has but to diagnose the evil and he will then, in +some way, meet it. + +But what can man-made law do in this warfare against the blind forces of +Nature? + +It is easy to exaggerate the value of all political institutions; for +they are generally on the surface of human life and do not reach down to +the deep under-currents of human nature. But the law can do something to +protect the soul of man from destruction by the soulless machine. + +It can defend the spirit of individualism. It must champion the human +soul in its God-given right to exercise freely the faculties of mind and +body. We must defend the right to work against those who would either +destroy or degrade it. We must defend the right of every man, not only +to join with others in protecting his interests, whether he is a brain +worker or a hand worker--for without the right of combination the +individual would often be the victim of giant forces--but we must +vindicate the equal right of an individual, if he so wills, to depend +upon his own strength. + +The tendency of group morality to standardize man--and thus reduce all +men to the dead level of an average mediocrity--is one that the law +should combat. Its protection should be given to those of superior skill +and diligence, who ask the due rewards of such superiority. Any other +course, to use the fine phrase of Thomas Jefferson in his first +inaugural, is to "take from the mouth of labour the bread it has +earned." + +Of this spirit one of the noblest expressions is the Constitution of the +United States. That Magna Charta has not wholly escaped the destructive +tendencies of a mechanical age. It was framed at the very end of the +pastoral-agricultural age and at a time when the spirit of +individualism was in full flower. The hardy pioneers who, with their +axes, made straight the pathway of an advancing civilization, were +sturdy men who need not be undervalued to us of the mechanical age. The +"prairie schooner," which met the elemental forces of Nature with the +proud challenge: "Pike's Peak or bust," produced as fine a type of +manhood as the age which travels either in Mr. Ford's "fliver" or the +more luxurious Rolls-Royce. + +The Constitution was framed in the period that marked the passing of the +primitive age and the dawn of the day of the machine. Watt had recently +discovered the potency of steam vapour as a motive power; but its only +use at first was for pumping water out of the mines. + +When the framers of the Constitution met in high convention in +Philadelphia in the summer of 1787, a Connecticut Yankee, John Fitch, +was then also working in Philadelphia upon his steamboat; but twenty +years were to pass before the prow of the _Clermont_ was to part the +waters of the Hudson, and nearly a half century before transportation +was to be revolutionized by the utilization of Watt's invention in the +locomotive. Of the wonders of the steamship, the railroad, the +telegraphic cable, the wireless, the gasoline engine, and a thousand +other mechanical miracles, the framers of the American Constitution did +not even dream. + +The greatest and noblest purpose of the Constitution was not alone to +hold in nicest equipose the relative powers of the nation and the +States, but also to maintain in the scales of justice a true equilibrium +between the rights of government and the rights of an individual. It did +not believe that the State was omnipotent or infallible, and yet it +proclaimed its authority within wise and just limits. It defended the +integrity of the human soul. + +In other governments, these fundamental decencies of liberty rest upon +the conscience of the legislature. Under the American Constitution, +they are part of the fundamental law, and, as such, enforceable by +judges sworn to defend the integrity of the individual as fully as the +integrity of the State. + +When did a nobler "vision" inspire men in the political annals of +mankind? Without that vision to restrain each succeeding generation of +Americans from the tempting excesses of political power, the American +Commonwealth, with its great heterogeneous democracy, would probably +perish. + +That vision still remains as an ideal with the American people and still +leads them to ever-higher achievements, for in all the mad changes of a +frenzied hour, they have not yet lost faith in or love for the +Constitution of the Fathers! That vision will remain with them as long, +and no longer, as there is in their hearts a conscious and willing +acquiescence in its wisdom and justice. Obviously, it can have no +inherent vigour to perpetuate itself. If it ceases to be of the spirit +of the people, then the yellow parchment whereon it is inscribed can +avail nothing. When that parchment was last taken from the safe in the +State Department, the ink in which it had been engrossed nearly 134 +years ago was found to have faded. All who believe in constitutional +government must hope that this is not a portentous symbol. The American +people must write the compact, not with ink upon parchment, but with +"letters of living light"--to use Webster's phrase--upon their hearts. + +Again the solemn warning of the wise man of old recurs to us: + + +"Where there is no vision, the people perish; but he that keepeth the +law, happy is he." + + + + + +End of the Project Gutenberg EBook of The Constitution of the United States +by James M. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Constitution of the United States + A Brief Study of the Genesis, Formulation and Political + Philosophy of the Constitution + +Author: James M. Beck + +Release Date: November 12, 2003 [EBook #10065] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK THE CONSTITUTION *** + + + + +Produced by Afra Ullah, Dave Morgan and PG Distributed Proofreaders + + + + +[Illustration: _Photo Henry Dixon & Son_ _From the Portrait painted by +Harrington Mann for Gray's Inn_] + +JAMES M. BECK + +HONORARY BENCHER OF GRAY'S INN + + + + +_The Constitution of the United States_ + +_A brief Study of the Genesis, Formulation and Political Philosophy of +the Constitution of the United States_ + +_By James M. Beck, LL.D_. + +_Solicitor-General of the United States, Honorary Bencher of Gray's Inn_ + +_With a Preface by The Earl of Balfour_ + +"_Where there is no vision, the people perish; but he that keepeth the +Law, happy is he."--Proverbs xxix_. 18 + +"_Remove not the ancient landmark, which thy fathers have +set."--Proverbs xxii_. 28 + + + + +TO THE HON. HARRY M. DAUGHERTY + +ATTORNEY-GENERAL OF THE UNITED STATES + +A TRUE AND LOYAL FRIEND, A FAIR AND CHIVALROUS FOE + +With whom it is the author's great privilege to collaborate as +Solicitor-General in defending and vindicating in the Supreme Court of +the United States the principles and mandates of its Constitution + +_Chamonix_, + +_July_ 14 1922 + + + + +_Preface by the Earl of Balfour_[1] + + +I have been greatly honoured by your invitation to take the chair on +this interesting occasion. It gives me special pleasure to be able to +introduce to this distinguished audience my friend, Mr. Beck, +Solicitor-General of the United States. It is a great and responsible +office; but long before he held it he was known to the English public +and to English readers as the author who, perhaps more than any other +writer in our language, contributed a statement of the Allied case in +the Great War which produced effects far beyond the country in which it +was written or the public to which it was first addressed. Mr. Beck +approached that great theme in the spirit of a great judge; he +marshalled his arguments with the skill of a great advocate, and the +combination of these qualities--qualities, highly appreciated +everywhere, but nowhere more than in this Hall and among a Gray's Inn +audience--has given an epoch-making character to his work. To-day he +comes before us in a different character. He is neither judge nor +advocate, but historian: and he offers to guide us through one of the +most interesting and important enterprises in which our common race has +ever been engaged. + +The framers of the American Constitution were faced with an entirely new +problem, so far, at all events, as the English-speaking world was +concerned; and though they founded their doctrines upon the English +traditions of law and liberty, they had to deal with circumstances which +none of their British progenitors had to face, and they showed a +masterly spirit in adapting the ideas of which they were the heirs to a +new country and new conditions. The result is one of the greatest pieces +of constructive statesmanship ever accomplished. We, who belong to the +British Empire, are at this moment engaged, under very different +circumstances, in welding slowly and gradually the scattered fragments +of the British Empire into an organic whole, which must, from the very +nature of its geographical situation, have a Constitution as different +from that of the British Isles, as the Constitution of the British Isles +is different from that of the American States. But all three spring from +one root; all three are carried out by men of like political ideals; all +three are destined to promote the cause of ordered liberty throughout +the world. In the meanwhile we on this side of the Atlantic cannot do +better than study, under the most favourable and fortunate conditions, +the story of the great constitutional adventure which has given us the +United States of America. + +A.J.B. + +[Footnote 1: [Address of the Earl of Balfour as Chairman on the occasion +of the delivery on June 13, 1922, in Gray's Inn of the first of the +lectures herein reprinted.]] + + + + +_Introduction by Sir John Simon, K.C._[2] + + +I have the privilege and the honour of adding a few words to express our +thanks to the Solicitor-General of the United States for this memorable +course of lectures. They are memorable alike for their subject and their +form; alike for the place in which we are met and for the man who has so +generously given of his time and learning for our instruction. Mr. Beck +is always a welcome visitor to our shores, and nowhere is he more +welcome than in these ancient Inns of Court which are the home and +source of law for Americans and Englishmen alike. In contemplating the +edifice reared by the Fathers of the American Constitution we take pride +in remembering that it was built upon British foundations by men, many +of whom were trained in the English Courts; and when Mr. Beck lectures +on this subject to us, our interest and our sympathy are redoubled by +the thought that whatever differences there may be between the Old World +and the New, citizens of the United States and ourselves are the Sons of +a Common Mother and jointly inherit the treasure of the Common Law. And +we cannot part with Mr. Beck on this occasion without a personal word. +Plato records a saying of Socrates that the dog is a true philosopher +because philosophy is love of knowledge, and a dog, while growling at +strangers, always welcomes the friends that he knows. And the British +public often greets its visitors with a touch of this canine philosophy. +We regard Mr. Beck, not as a casual visitor, but as a firm friend to +whom we owe much; he has been here again and again and we hope will +often repeat his visits, and Englishmen will never forget how, at a +crisis in our fate, Mr. James Beck profoundly influenced the judgment of +the neutral world and vindicated, by his masterly and sympathetic +argument, the justice of our cause. + +[Footnote 2: Address of Sir John Simon on the conclusion, on June +19,1922, of the three lectures herein printed.] + + + + +_Author's Introduction_ + + +This book is a result of three lectures, which were delivered in the +Hall of Gray's Inn, London, on June 13, 15, and 19, 1922, respectively, +under the auspices and on the invitation of the University of London. +The invitation originated with the University of Manchester, which, +through its then Vice-Chancellor, Dr. Ramsay Muir, two years ago +graciously invited me to visit Manchester and explain American political +institutions to the undergraduates. Subsequently I was greatly honoured +when the Universities of Cambridge, Edinburgh and London joined in the +invitation. + +Unfortunately for me--for I greatly valued the privilege of explaining +the institutions of my country to the undergraduates of these great +Universities--my political duties made it impossible for me to visit +England prior to June 1, about which time the Supreme Court of the +United States, in which my official duties largely preoccupy my time, +adjourns for the summer. Any dates after June 1 were inconvenient to the +first three Universities, but it was my good fortune that the University +of London was able to carry out the plan, and that it had the cordial +co-operation of that venerable Inn of Court, Gray's Inn, one of the +"noblest nurseries of legal training." + +Thus I was privileged to address at once an academic and a professional +audience. + +I came to England for this purpose as a labour of love. I had no +anticipation of success, for I feared that the interest in the +subject-matter of my lectures would be very slight. + +My surprise and gratification increased on the occasion of each lecture, +as the audiences grew in numbers and distinction. Many leading jurists +and statesmen took more than a mere complimentary interest, and some of +them, although pressed with social and public duties, honoured me with +their attendance at all three lectures. How can I adequately express my +appreciation of the great honour thus done me by the Earl of Balfour, +the Lord Chancellor, Lord Justice Atkin, the Vice-Chancellor of the +University of London, and many other leaders in academic and legal +circles--not to forget the Chief Justice of the United States, who paid +me the great compliment of attending the last lecture. To one and nil of +my auditors, my heartfelt thanks! + +I also must not fail to acknowledge the generous space given in the +British Press to these lectures, and the even more generous allusions to +them in the editorial columns. An especial acknowledgment is due to +Viscount Burnham and _The Daily Telegraph_ for their generous interest +in this book. The good cause of Anglo-American friendship has no better +friend than Lord Burnham. + +This experience has convinced me that now, more than ever before, there +is in England a deep interest in American institutions and their +history. This is as it should be, for--for better or worse--England and +America will play together a great part in the future history of the +world. In double harness they are destined to pull the heavy load of the +world's problems. Therefore these "yoke-fellows in equity" must know +each other better, and, what is more, _pull together_. + +As I was revising the proofs of these lectures in beautiful Chamonix, +the prospectus of the Scottish-American Association reached me, in which +its Honorary Secretary and my good friend, Dr. Charles Sarolea, took +occasion to make the following suggestion to his British compatriots: + + "To remove those causes of estrangement, to avoid a fateful + catastrophe, in other words, to bring about a cordial understanding + _with_ America, the first condition must be an understanding _of_ + America. Such an understanding, or even the atmosphere in which such + an understanding may grow, has still to be created. It is indeed + passing strange that in these days of cheap books and free + education, America should be almost a '_terra incognita_,' that we + should know next to nothing of American history, of the American + Constitution, of American practical politics, of the American + mentality. We scarcely read American newspapers or American books. + Even such masters of classical prose as Francis Parkman, perhaps the + greatest historian who has used the English language as his vehicle, + are almost unknown to the average reader. Our students do not visit + American universities as they used before the War to visit German + universities. The consequence is that again and again we are running + the risk of perpetrating the most grotesque errors of judgment, of + committing the most serious political blunders, in defiance of + American public opinion." + +The success of my Gray's Inn lectures convinces me that Dr. Sarolea +underestimates the interest in America and its history in England. +However, the episode, which is treated in these lectures, is, as he +says, "_terra incognita_" not only in England, but even in the United +States. It is amazing how little is known in America of the facts given +in my second lecture. The American student, after rejoicing in the +victory at Yorktown and the end of the War of Independence, generally +skips about eight years to 1789, mid his interest in the history of his +own country recommences with the inauguration of President Washington. + +Students of history in both countries thus miss one of the most +interesting and instructive chapters of American history, and indeed of +any history. + +I have ventured to add to my Gray's Inn lectures another address, which +I delivered as the "annual address" at the session of the American Bar +Association in Cincinnati, Ohio, on August 31, 1921. I do so, because it +has a direct bearing on the decay of the spirit of constitutionalism +both in America and elsewhere. It discusses a great _malaise_ of our +age, for which, I fear, no written Constitution, however wise, is an +adequate remedy. It was published in condensed form in the issue of the +_Fortnightly_ for October, 1921, and an acknowledgment is due to its +courteous editor for permission to republish it. + +I have forborne in these lectures to make more than a passing reference +to the League of Nations and the great Conference which framed it, +tempting as the obvious analogy was. The reader who studies the +appendices will see that the Covenant of the League more nearly +resembles the Articles of Confederation than the Constitution of 1787. + +I only mention the subject to suggest that the reader of these lectures +will better understand why the American people take the written +obligations of the League so seriously and literally. We have been +trained for nearly a century and a half to measure the validity and +obligations of laws and executive acts in Courts of Justice and to apply +the plain import of the Constitution. Our constant inquiry is, "Is it so +nominated" in that compact? In Europe, and especially England, +constitutionalism is largely a spirit of great objectives and ideals. + +Therefore, while in these nations the literal obligations of Articles X, +XI, XV, and XVI of the Covenant of the League are not taken rigidly, we +in America, pursuant to our life-long habit of constitutionalism, +interpret these clauses as we do those of our Constitution, and we ask +ourselves, Are we ready to promise to do, that which these Articles +literally import, join, for example, in a commercial, social and even +military war against any nation that is deemed an aggressor, however +remote the cause of the war may be to us? Are we prepared to say that in +the event of a war or threatened danger of war, the Supreme Council of +the League may take any action it deems wise and effectual to maintain +peace? This is a very serious committal. Other nations may not take it +so literally, but with our life-long adherence to a written Constitution +as a solemn contractual obligation, we do. + +This is said in no spirit of hostility to the League, but only to +explain the American point of view. Since I delivered these lectures, I +took a short trip to the Continent, and while sojourning in Geneva, made +a visit to the offices of the League. All I there saw greatly interested +me, and I could have nothing but a feeling of admiration for the +effective and useful administrative work which the League is doing. + +The men who framed the Covenant of the League tried to do, under more +difficult, but not dissimilar, conditions, what the framers of the +American Constitution did in 1787. In both cases the aim was high, the +great purpose meritorious. Those Americans who, for the reasons stated, +are not in sympathy with the structural form and political objectives of +the League, are not lacking in sympathy for its admirable administrative +work in co-ordinating the activities of civilized nations for the common +good. In any study of a World Constitution, the example of those who +framed the American Constitution can be studied with profit. + +JAMES M. BECK. + +_Chamonix_, + +July 14, 1922. + + + + +_Contents_ + + +PREFACE BY THE EARL OF BALFOUR + +INTRODUCTION BY SIR JOHN SIMON + +AUTHOR'S INTRODUCTION + +FIRST LECTURE: THE GENESIS OF THE CONSTITUTION + +SECOND LECTURE: THE FORMULATION OF THE CONSTITUTION + +THIRD LECTURE: THE POLITICAL PHILOSOPHY OF THE CONSTITUTION + +THE REVOLT AGAINST AUTHORITY + + + + +_I. The Genesis of the Constitution of the United States_ + + +I trust I need not offer this audience, gathered in the noble hall of +this historic Inn--of "old Purpulei, Britain's ornament"--any apology +for challenging its attention in this and two succeeding addresses to +the genesis, formulation, and the fundamental political philosophy of +the Constitution of the United States. The occasion gives me peculiar +satisfaction, not only in the opportunity to thank my fellow Benchers of +the Inn for their graciousness in granting the use of this noble Hall +for this purpose, but also because the delivery of these addresses now +enables me to be, for the moment, in fact as in honorary title a +Bencher, or Reader, of this time-honoured society. + +If I needed any justification for addresses, which I was graciously +invited to deliver under the auspices of the University of London, an +honour which I also gratefully acknowledge, it would lie in the fact +that we are to consider one of the supremely great achievements of the +English-speaking race. It is in that aspect that I shall treat my theme; +for, as a philosophical or juristic discussion of the American +Constitution, my addresses will be neither as "deep as a well, nor as +wide as a church door." + +My auditors will bear in mind that I must limit each address to the +duration of an hour, and that I cannot go deeply or exhaustively into a +subject that has challenged the admiring comment and profound +consideration of the intellectual world for nearly a century and a half. + +If England and America are to act together in the coming time--and the +destinies of the world are, to a very large extent, in their keeping, +then they must know each other better, and, to this end, they must take +a greater interest in each other's history and political institutions. +My principal purpose in these lectures is to deepen the interest of this +great nation in one of the very greatest and far-reaching achievements +of our common race. + +Americans have never lacked interest in English history; for however +broad the stream of our national life, how could we ignore its chief +source? + +But is there in England an equal interest in the history of America, +whose origin and development constitute one of the most dramatic and +significant dramas ever played upon the stage of this "wide and +universal theatre of man"? It is true that Thackeray, in his +_Virginians_, gave us in fiction the finest picture of our colonial +life, and the late and deeply lamented Lord Bryce wrote one of the best +commentaries upon our institutions in _The American Commonwealth_. In +more recent years two of the most moving portraits of our Hamilton and +Lincoln are due to your Mr. Oliver and Lord Charnwood. We gratefully +recognize this; and yet, how many educated Englishmen have studied that +little known chapter of our history, which gave to the progress of +mankind a contribution to political science which your Gladstone praised +as the greatest "ever struck off at a given time by the brain and +purpose of man"? If "peace hath her victories no less renown'd than +war," this achievement may well justify your study and awaken your +admiration; for, as I have already said and cannot too strongly +emphasize, it was the work of the English-speaking race, of men who, +shortly before they entered upon this great work of constructive +statecraft, were citizens of your Empire. The conditions of colonial +development had profoundly stimulated in these English pioneers the +sense and genius for constitutionalism. + +In his speech on Conciliation with America of March 22, 1775, Edmund +Burke showed his characteristically philosophic comprehension of this +powerful constitutional conscience of the then American subjects of the +Empire. After stating that in no other country in the world was law so +generally studied, and referring to the fact that as many copies of +Blackstone's Commentaries had been sold in America as in England, he +added: + + "This study renders men acute, inquisitive, dexterous, prompt in + attack, ready in defence, full of resources. In other countries the + people, more simple and of a less mercurial cast, judge of an ill + principle in government only by an actual grievance; here they + anticipate the evil, and judge of the pressure of the grievance by + the badness of the principle." + +Moreover, these hardy pioneers were the privileged heirs of the great +political traditions of England. While the Constitution of the United +States was very much more than an adaptation of the British +Constitution, yet its underlying spirit was that of the English speaking +race and the Common Law. Behind the framers of the Constitution, as they +entered upon their momentous task, were the mighty shades of Simon de +Montfort, Coke, Sandys, Bacon, Eliot, Hampden, Lilburne, Milton, +Shaftesbury and Locke. Could there be a better illustration of Sir +Frederick Pollock's noble tribute to the genius of the common law: + + "Remember that Our Lady, the Common Law, is not a task-mistress, but + a bountiful sovereign, whose service is freedom. The destinies of + the English-speaking world are bound up with her fortunes and + migrations and its conquests are justified by her works"? + +Another reason makes the consideration of the subject not only +interesting but opportune. "These are the times that try men's souls." +It is a time of sifting, when men of all nations in civilization in +these critical days are again testing the value even of those political +institutions which have the sanction of the past. Society is in a state +of flux. Everywhere the foundations of governmental structures seem to +be settling--let us hope and pray upon a _surer_ foundation--and when +the seismic convulsion of the world war is taken into account, it is not +surprising that this is so. While the storm is not yet past and the +waves have not wholly subsided, it is natural that everywhere thoughtful +men as true mariners are taking their reckonings to know where they are +and whether the frail bark of human institutions is still sufficiently +seaworthy to keep afloat. + +Moreover, the patent evidences of weakness in the international +organization that we call civilization, the imperative need of ending +the spirit of moral anarchy, and the urgent necessity of rebuilding the +shattered ruins of the social edifice on surer foundations by the +integration of the nations, if possible, into some new form of world +organization, gives peculiar interest in these terrible days to the +manner in which the American people solved a similar problem more than a +century ago. + +Then, as now, a world war had ended. Then, as now, half the world was +prostrated by the wounds of fratricidal strife. As Washington said: "The +whole world was in an uproar," and he added that the task "was to steer +safely between Scylla and Charybdis." The problem, then as now, was not +only to make "the world safe for democracy," but to make democracy, for +which there is no alternative, safe for the world. The thirteen colonies +in 1787, while small and relatively unimportant, were, however, a little +world in themselves, and, relatively to their numbers and resources, +this problem, which they confronted and solved, differed in degree but +not in kind from that which now confronts civilization. Impoverished in +resources, exhausted by the loss of the flower of their youth, +demoralized by the reaction from feverish strife, the forces of +disintegration had set in in the United States between 1783 and 1787. +Law and order had almost perished and the provisional government had +been reduced to impotence. A few wise and noble spirits, true Faithfuls +and Great Hearts, led a despondent people out of the Slough of Despond +till their feet were again on firm ground and their faces turned towards +the Delectable Mountains of peace, justice, and liberty. Let it be +emphasized that they did this, not by seeking more power, but by +imposing restraints upon themselves. That spirit of self-restraint is +the essence of the American Constitution. + +So enduring was their achievement that to-day the Constitution of the +United States is the oldest comprehensive written form of government now +existing in the world. Few, if any, forms of government have better +withstood the mad spirit of innovation, or more effectively proved their +merit by the "arduous greatness of things done." + +For this reason, as the nations of the world are now trying in a cosmic +form and under similar conditions to do that which the founders of the +American Republic in 1787 did in a microcosmic form, a short narration +of that earlier achievement may not be unprofitable in this day and +generation, when we are blindly groping towards some common basis for +international co-ordination. + +One of England's greatest Prime Ministers, William Pitt, shortly after +the adoption of the Constitution, prophetically said that it would be +the admiration of the future ages and the pattern for future +constitution building. Time has verified his prediction, for +constitution making has been, since the American Constitution was +adopted, a continuous industry. The American Constitution has been the +classic model for the federated State. Lieber estimated that three +hundred and fifty constitutions were made in the first sixty years of +the nineteenth century, and, in the constituent States of the American +Union, one hundred and three new Constitutions were promulgated in the +first century of the United States. + +"Have you a copy of the French Constitution?" was asked of a bookseller +during the second French Empire, and the characteristically witty Gallic +reply was: "We do not deal in periodical literature." + +Constitutions, as governmental panaceas, have come and gone; but it can +be said of the American Constitution, paraphrasing the noble tribute of +Dr. Johnson to the immortal fame of Shakespeare, that the stream of +time, which has washed away the dissoluble fabric of many other paper +constitutions has left almost untouched its adamantine strength. +Excepting the first ten amendments, which were virtually a part of the +original charter, only nine others have been adopted in more than one +hundred and thirty years. + +A constitution, while primarily for the distribution of governmental +powers, is, in its last analysis, a formal expression of adherence to +that which in modern times has been called the higher law, and which in +ancient times was called natural law. The jurisprudence of every nation +has, with more or less clearness, recognized the existence of certain +primal and fundamental laws which are superior to the laws, statutes, or +conventions of living generations. The original use of the term was to +import the superiority of the Imperial edict to the laws of the Comitia. +All nations have recognized this higher law to a greater or less extent. +If we turn to the writings of the most intellectual race in ancient +time and possibly in recorded history--the Greeks--we shall see the +higher law vindicated with incomparable power in the moral philosophy of +its three greatest dramatists, Aeschylus, Sophocles, and Euripides. How +was it better expressed than by Antigone when she was asked whether she +had transgressed the laws of the state and replied: + + "Yes, for that law was not from Zeus, nor did Justice, dweller with + the gods below, establish it among men; nor deemed I that thy + decree--mere mortal that thou art--could override those unwritten + and unfailing mandates, which are not of to-day or yesterday, but + ever live and no one knows their birthtide." + +Five centuries later the greatest of the Roman lawyers and orators, +Cicero, spoke in the same terms of a higher law, "which was never +written and which we are never taught, which we never team by reading, +but which was drawn by nature herself." + +The Roman jurists gave it express recognition. They always recognized +the distinction between _jus civile_, or the law of the State, and the +_jus naturale_, or the law of Nature. They nobly conceived that human +society was a single unit and that it was governed by a law that was +both antecedent and paramount to the law of Rome. Thus, the idea of a +higher law transcending the power of a living generation, and therefore +eternal as justice itself--became lodged in our system of jurisprudence. +Nor was the Common Law wanting in a recognition of a higher law that +would curb the power of King or Parliament, for its earlier masters, +including four Chief Justices (Coke, Hobart, Holt, and Popham), +supported the doctrine, as laid down by Coke, that the judiciary had the +power to nullify a law if it were "against common right and +reason."--(_Bonham's Case_, 8 Coke Reports, 114.) + +This view as to the limitation of government and the denial of its +omnipotence was powerfully accentuated in America by the very conditions +of its colonization. The good yeomen of England who journeyed to America +went in the spirit of the noble and intrepid Kent, when, turning his +back upon King Lear's temporary injustice, he said that he would "shape +his old course in a country new." Was it strange that the early +colonists, as they braved the hardships and perils of a dangerous +voyage, only to be confronted in the wilderness by disease, famine and +massacre, should fall back for their own government upon these primal +verities of human society, and claim not only their inherited rights as +Englishmen, but also the peculiar privileges of pioneers in an +unconquered wilderness? + +This spirit of constitutionalism in America, which culminated in the +Constitution of the United States, had its institutional origin in the +spacious days of Queen Elizabeth. That wonderful age, which gave to the +world not only Shakespeare, Spenser and Jonson, but also Drake, +Frobisher and Raleigh, was the Anglo-Saxon reaction to the Renaissance. +The spirit of man had a new birth and was breaking away from the too +rigid bonds of ancient custom and authority. + +Among the notable, but little known, leaders of that time was Sir Edwin +Sandys, the leading spirit of the London (or Virginia) company. He was a +Liberal when to be such was an "extra hazardous risk." He was the son of +a Liberal, for his father, a great prelate, had been sent to the Tower +for preaching in defence of Lady Jane Grey. The son, Sir Edwin, was the +foe of monopolies, and in the same Parliament that impeached the great +genius of this Inn, Francis Bacon, Sandys advocated the then novel +proposition that accused prisoners should have the right to be +represented by counsel, to which the strange objection was made that it +would subvert the administration of justice. As early as 1613, he had +boldly declared in Parliament that even the King's authority rested upon +the clear understanding that there were reciprocal conditions which +neither ruler nor subject could violate with impunity. He might not too +fancifully be called the "Father of American Constitutionalism," for he +caused a constitution--possibly the first time that that word was ever +applied to a comprehensive scheme of government--to be drafted for the +little colony of Virginia in 1609 and amplified in 1612. Speaking in +this venerable Hall, whose very walls eloquently remind us of the mighty +genius of Francis Bacon, it is interesting to recall that these two +charters of government, which were the beginning of Constitutionalism in +America and therefore the germ of the Constitution of the United States, +were put in legal form for royal approval by Lord Bacon himself. Thus +the immortal Treasurer of this Inn is directly linked with the +development of Constitutional freedom in America. + +Bacon became a member of the council for the Virginia Company in 1609. +His deep interest in it is attested in the dedication to him by William +Strachey in 1618 of the latter's _Historie of Travaile into Virginia +Brittania_. + +In his speech in the House of Commons on January 30, 1621, Bacon saw a +vision of the future and predicted the growth of America, when he said: + + "This kingdom now first in His Majesty's Times hath gotten a lot or + portion in the New World by the plantation of Virginia and the + Summer Islands. And certainly it is with the kingdoms on earth as it + is in the kingdom of heaven, sometimes a grain of mustard seed + proves a great tree." + +Truly the mustard seed of Virginia did become a great tree in the +American Commonwealth. + +One of Bacon's nephews, also of the Inns of Court, Nathaniel Bacon, +became the first Liberal leader in the Colonies, and led the first +revolt against colonial misrule. He was probably of Gray's Inn, for it +is difficult to imagine a Bacon studying in any Inn than the one to +which the great Bacon had given so much loving care. + +Due to these charters, on July 30, 1619, the little remnant of colonists +whom disease and famine had left untouched were summoned to meet in the +church at Jamestown to form the first parliamentary assembly in America, +the first-born of the fruitful Mother of Parliaments. It was due to +Sandys not only that the first permanent English settlement in the +Western World was planted at Jamestown in 1607, but that a later group +of "adventurers"--for such they called themselves--destined to be more +famous, were driven by chance of wind and wave to land on the coast of +Massachusetts. Thus was established, not only the beginning of England's +colonial Empire--still one of the most beneficent forces in the +world--but also the principle of local self-government, which, in the +Western World, was destined to develop the American Commonwealth. The +compact, signed in the cabin of the _Mayflower_, while not in strictness +a constitution, like the Virginia Charter, was yet destined to be a +landmark of history. + +Sandys suffered for his convictions, for the party of reaction convinced +King James that Virginia was a nest of sedition, and the arbitrary +ruler, in the reorganization of the London company, gave a pointed +admonition by saying: "Choose the devil, if you will, but not Sir Edwin +Sandys." In 1621 he was committed to the Tower and only released after +the House of Commons had made a vigorous protest against his +incarceration. His successor as treasurer of the London company was +Shakespeare's patron, the Earl of Southampton, and it is not a fanciful +conjecture to assume that, when the news of the disaster which befell +one of the fleets of the London Company on the Island of Bermuda reached +England, it inspired Shakespeare to write his incomparable sea idyl, +_The Tempest_. If so, this lovely drama was Shakespeare's unconscious +apostrophe to America, for in Ariel--seeking to be free--can be +symbolized her awakening spirit, while Prospero, with his thaumaturgic +achievements, suggests a constructive genius, which in a little more +than a century has made one of the least of the nations to-day one of +the greatest. + +Bacon, Sandys, Southampton and the Liberal leaders of the House of +Commons had implanted in the ideas of the colonists the spirit of +constitutionalism, which was destined to influence profoundly the whole +development of the American colonies, and finally to culminate in the +Constitution of the United States. + +The later struggle in the Long Parliament, the fall of Charles I, and +more especially the deposition of James II, the accession of William of +Orange, and the substitution for the Stuart claim of divine right that +of the supremacy of the people in Parliament, naturally had their +reaction in the Western World in intensifying the spirit of +constitutionalism in the growing American Commonwealth. + +The colonial history was therefore increasingly marked by a spirit of +individualism, a natural partiality for local rule, and a tenacious +adherence to their special privileges, whether granted to Crown +colonies, like New Hampshire, New York, New Jersey, Virginia, the two +Carolinas, and Georgia, or proprietary governments, like Maryland, +Delaware, and Pennsylvania, or charter governments, such as +Massachusetts, Rhode Island, and Connecticut. In the three colonies last +named formal corporate charters were granted by the Crown, which in +themselves were constitutions in embryo, and the colonists thus acquired +written rights as to the government of their internal affairs, upon the +maintenance of which they jealously insisted. Thus arose the spirit in +America, which treated constitutional rights, not so much as special +privileges granted by plenary Sovereignty, but as contractual +obligations which could be enforced in the Courts against the Sovereign. + +All this developed in the colonists a powerful sense of constitutional +morality, and its pertinency to my present theme lies in the fact that +when each of the thirteen colonies became, at the conclusion of the War +of Independence, a separate and independent nation, they were more +concerned, in establishing a central government, to limit its authority +and to maintain local self-government than they were to give to the +new-born nation the powers which it needed. They carried their +constitutionalism to extremes, which nearly made a strong and efficient +central government an impossibility. + +Nothing was less desired by them than a unified government. It was +destined to be wrung from their hard necessities. The Constitution was +the reflex action of two opposing tendencies, the one the imperative +need of an efficient central government, and the other the passionate +attachment to local self-rule. Co-operation between the colonies had +been a matter of long discussion and earnest debate, and primarily +resulted from the necessity of defence against a common foe the French +in Canada, and the Indians of the forest. In 1643 four of the New +England colonies united in a league to defend themselves. In 1693 +William Penn made the first suggestion for a union of all the colonies. +In 1734 a council was held at Albany at the instance of the Crown to +provide the means for the defence against France in Canada, and it was +then that Franklin submitted the first concrete form for a union of the +colonies into a permanent alliance. It was in advance of the times, for, +conservative as it was, it was unfortunately opposed both by the Crown +and the colonies themselves. + +The time was not ripe for any such union, and the reason was apparent. +The colonies differed very much in the character of their populations, +in the nature of their economic interests, and in their political +antecedents. They were not wholly of the English race. Many nations in +Europe had already contributed to the population. For example, New York +was partly Dutch, and in Pennsylvania there was a considerable element +of the Swedes, Germans, and Swiss. Moreover, the colonists were as +widely separated from each other, measured by the facilities of +locomotion, as are the most remote nations of the world to-day. Only a +few men ever found occasion to leave their colony to journey to another, +and most men never left, from birth to death, the community in which +they lived. Outside of the few scattered communities in the different +colonies there was an almost unbroken wilderness, with few wagon roads +and in places only a bridle path. The only methods of communication were +the letters and still fewer newspapers, which were carried by post +riders often through an almost trackless wilderness. + +Obviously, a working government could not easily be constituted between +peoples of different religions, races, and economic interests, who, for +the most part, never met each other face to face and with whom frequent +communication was impossible. + +The differences between the colonies and the mother-country with respect +to internal taxation slowly developed into an issue of constitutionalism +rather than of legislative policy. As in England, the immediate question +affected the power of the Crown to give to the customs inspectors the +power to make general searches and seizures, to enforce the navigation +laws. In 1761 James Otis, of Massachusetts, made a fateful speech before +the colonial legislature, in which, asserting the illegality of the +search warrants on the ground that they violated the constitutional +rights of Englishmen to protection in their own homes, he asserted that +Acts of Parliament which violated the sanctity of the home were void and +that, more specifically, they violated the charter granted to +Massachusetts. Asserting the doctrine which at that time was the +doctrine of the English common law, as stated by Coke and three other +Chief Justices, he said: + + "To say the parliament is absolute and arbitrary is a contradiction. + The Parliament cannot make two and two five. Omnipotency cannot do + it.... Parliaments are in all cases to declare what is for the good + of the whole; but it is not the declaration of parliament that makes + it so: there must be in every instance a higher authority, viz., + GOD. Should an Act of Parliament be against any of His natural laws, + which are immutably true, their declaration would be contrary to + eternal truth, equity and justice, and consequently void; and so it + would be adjudged by the Parliament itself, when convinced of their + mistake." + +It is a curious fact that in the reaction from the tyranny of the +Stuarts your country abandoned this principle of the common law by +substituting for the omnipotence of the Crown the omnipotence of +Parliament, while in my country the somewhat vague and unworkable +principle of the common law, which gave the judiciary the power to +invalidate an act of the legislature, when against natural reason and +justice, was developed into the great principle, without which +institutions in an heterogeneous and widely scattered democracy would be +unworkable, namely that the powers of government are strictly defined, +and that neither the executive, the legislative, nor the judicial +departments of the government can go beyond the precise limits +established by the fundamental law. Like the common law, the +Constitution was thus the result of a slow evolution. Mr. Gladstone, in +his oft-quoted remark, gave an erroneous impression when he said: + + "As the British Constitution is the most subtle organism which has + proceeded from progressive history, so the American Constitution is + the most wonderful work ever struck off, at a given time by the + brain and purpose of man." + +This assumes that the Constitution sprang, like Minerva, armed +_cap-à-pie,_ from the brain of the American people, whereas it was as +much the result of a slow, laborious, and painful evolution as was the +British Constitution. Probably Gladstone so understood the development +of the American Constitution and recognized that its framing was only +the culmination of an evolution of many years. + +When the constitutional struggle between the colonies and the Parliament +became acute, the necessity of a union for a common defence became +imperative. As early as July, 1773, Franklin recommended the "convening +of a General Congress" so that the colonies would act together. His +suggestion was introduced in the Virginia House of Burgesses in May, +1774, and as a result there met in Philadelphia on September 5 of that +year the first Continental Congress, styled by themselves: "The +Delegates appointed by the Good People of these Colonies." Nothing was +further from their purpose than to form a central government or to +separate from England. This Congress only met as a conference of +representatives of the colonies to defend what they conceived to be +their constitutional rights. + +Before the second Continental Congress met in the following year, the +accidental clash at Lexington and Concord had taken place, and as the +Congress again re-convened a momentous change had taken place, which +was, in fact, the beginning of the American Commonwealth. The Congress +became by force of circumstances a provisional government, and as such +it might well have claimed plenary powers to meet an immediate exigency. +So indisposed were they to separate from England or to substitute for +its rule that of a new government, that the Continental Congress, when +it then involuntarily took over the government of America, failed to +exercise any adequate power. It remained simply a conference without +real power. Each colony had one vote and the rule of unanimity +prevailed. Even its decisions were largely advisory, for they amounted +to little more than recommendations to the constituent States as to what +measures should be taken. Each colony complied with the recommendation +in its discretion and in its own way. Notwithstanding this fatal lack of +authority, the Continental Congress, then actually engaged in civil war, +created an army, and, through its committees, entered into negotiations +with foreign nations. To support the former, it issued paper money, with +the disastrous result that could be readily anticipated. While it had a +presiding officer, it had no executive, and the new nation, which was +hardly conscious of its own birth, had no judiciary. + +Had this _de facto_ government assumed the plenary powers which +provisional governments must, under similar circumstances, necessarily +assume, it would have been better for the cause of the colonists. For +want of an efficient central government, the civil administration of the +infant nation was marked by a weakness and incapacity that defeated +Washington's plans and nearly broke his spirit. Washington's little army +was the victim of the gross incapacity of an impotent government. The +soldiers came and went, not as the general commanded, but as the various +colonies permitted. The tragedy of Valley Forge, when the little army +nearly starved to death, and literally the soldiers could be tracked +over the snows by their bleeding, unshod feet, was not due to lack of +clothing and provisions, but to the gross incapacity of a headless +government that if it had had the wisdom to act lacked the authority. +The situation was one of chaos. The colonies recruited their own +contingents, paid such taxes as they pleased, which grew increasingly +less, and the Congress had no coercive power to enforce its policies, +either with reference to internal or external affairs. This situation +was so clearly recognized that immediately after the Declaration of +Independence on July 4, 1776, the draft of a constitution was proposed +to give the central government more effective power; but, although the +necessity was manifest and most urgent, the so-called Articles of +Confederation, which were then drafted in 1776, were never finally +adopted by the requisite number of States until March, 1781, when the +war was nearly over. As the result proved, they marked only a very small +advance over the existing _de facto_ government, for the constituent +States were still too jealous of each other and too hostile to the +creation of a central government to form a truly effective government. +The founders of the Republic could only learn from their errors, but it +is their great merit that they had the ability to profit in the stern +school of experience, of which Franklin has said that it is a "dear +school, but fools will learn in no other." + +The founders of the Republic were not fools, and while they did not, as +Gladstone seems to intimate, have the inspired wisdom to develop a +wonderful Constitution by sheer intuition unaided by experience, they +did have the ability to make of their very errors the stepping-stones to +a higher destiny. + +By the Articles of Confederation, which, as stated, became effective in +1781, the conduct of foreign affairs was vested in the new government, +which was also given the power to create admiralty courts, regulate +coinage, maintain an army and navy, borrow money, and emit bills of +credit, but the great limitation was that in all other respects the +constituent States retained absolute power, especially with reference to +commerce and taxation. All that the central government could do was to +requisition the States to furnish food supplies, and the States were +then left to impose the taxes and, if necessary, to enforce their +payment in their own way, with the inevitable result that they vied with +each other in the struggle to evade them. The Confederation had no +direct power over the citizens of the several States. Moreover, the +Congress could not levy any taxes, or indeed pass any measure unless +nine out of the thirteen States agreed, and the Constitution could not +be amended except by unanimous vote. While the Congress could select a +presiding officer to serve for one year, yet he had no real executive +authority. During the recess of the Congress, a committee of thirteen, +consisting of one delegate from each State, had _ad interim_ powers, but +not greater than the Congress, which they represented. + +Such a government would have been fatal to any people, and so it nearly +proved to be to the infant nation. Two circumstances saved them from the +consequences of such incapacity: one was the invaluable aid of France, +and the other the personality of George Washington. Of this great +leader, one of the noblest that ever "lived in the tide of time," it is +only necessary to quote the fine tribute paid to him by the greatest of +the Victorian novelists in his _Virginians_: + + "What a constancy, what a magnanimity, what a surprising + persistence against fortune!... Washington, the chief of a nation + in arms, doing battle with distracted parties; calm in the midst of + conspiracy; serene against the open foe before him and the darker + enemies at his back; Washington, inspiring order and spirit into + troops hungry and in rags; stung by ingratitude, but betraying no + anger, and every ready to forgive; in defeat invincible, magnanimous + in conquest and never so sublime as on that day when he laid down + his victorious sword and sought his noble retirement--here, indeed, + is a character to admire and revere; a life without a stain, a fame + without a flaw." + +A year after the Articles of Confederation had been adopted, the war +came to an end by a preliminary treaty on November 30, 1782. + +Now follows the least known chapter in American history. It was a period +of travail, of which the Constitution of the United States and the +present American nation were born. The government slowly succumbed from +its own weakness to its inevitable death. Only the shreds and patches of +authority were left. Gradually the union fell apart. Of the Continental +Congress only fifteen members, representing seven colonies, remained to +transact the affairs of the new nation. The army, which previously to +the termination of the war had dissolved by the hundreds, was now unpaid +and in a stale of revolt. Measure after measure was proposed in Congress +to raise money to pay the interest on the bonded indebtedness, which was +in arrears, and to provide funds for the most necessary expenses, but +these failed, in Congress for the want of the necessary nine votes or, +if enacted, the States treated the requisitions with indifference. The +currency of the United States had fallen almost as low as the Austrian +kronen, and men derisively plastered the walls of their houses with the +worthless paper of the Continental Congress. Adequate authority no +longer remained to carry out the terms of the treaties with England and +France, and they were nullified by the failure of the infant nation to +comply with its own obligations and the consequent refusal of the other +contracting parties to comply with theirs. The government made a call +upon the States to raise $8,000,000 for the most vital needs, but only +$400,000 was actually received. Then Congress asked the States to vest +in it the power to levy a tax of five per cent, on imports for a limited +period, but, after waiting two years for the action of the States, less +than nine concurred. The States were then asked to pledge their own +internal revenue for twenty-five years to meet the national +indebtedness, but this could only be done by unanimous consent, and +while twelve States concurred, Rhode Island refused and the measure was +defeated. It was again the infinite folly of the _liberum veto_ which, +prior to the great partition, condemned Poland to chronic anarchy. + +The impotence of the new government, which was still sitting in +Philadelphia, can be measured by the fact that on June 9, 1783, word +came that eighty soldiers were on their way to Philadelphia to demand +relief. They stacked their arms in front of the State House, where the +Congress was then sitting, and refused to disband, when requested by +Col. Alexander Hamilton, as the representative of the Congress, to do +so. When Congress appealed to the government of Pennsylvania for +protection, it was advised that the Pennsylvania militia was likewise +insubordinate. The Congress then hastily fled by night and became a +fugitive. + +The impotence of the Confederation can be measured by the fact that in +the last fourteen months of its existence its receipts were less than +$400,000, while the interest on the foreign debt alone was over +$2,400,000, and the interest on the internal debt was five-fold greater. + +In the absence of any government and in the period of general +prostration it was not unnatural that the spirit of Bolshevism grew with +alarming rapidity. It even permeated the officers of the Army. In March, +1783, an anonymous communication was sent to Washington's officers to +meet in secret conference to take some action, possibly to overthrow the +government. A copy fell into Washington's hands and, while he forbade +the assemblage of the officers under the anonymous call, he himself +directed the officers to assemble. He unexpectedly appeared at the +meeting and, being no speaker, he had reduced his appeal to writing. As +he adjusted his spectacles to read it, he pathetically said: "I have not +only grown gray but blind in your service." He then made a touching +appeal to them not to increase by example the spreading spirit of +revolt. The very sight of their old commander turned the hearts of the +revolting element and the officers remained loyal to their noble leader. + +Where the spirit of disaffection was thus found in high places it +naturally prevailed more widely among the masses who had been driven to +frenzy by their sufferings. This culminated in a revolt in Massachusetts +under the leadership of an old soldier named Shays, and it spread with +such rapidity that not only did one-fifth of the people join in +attempting to overthrow the remnant of established authority in +Massachusetts, but it rapidly spread to other States. The offices of +government and the courthouses were seized, the collection of debts was +forbidden, and private property was forcibly appropriated to meet the +common needs. + +Chaos had come again. It filled Washington's heart with disgust and +despair. After surrendering his commission to the pitiful remnant of the +government he had retired to Mount Vernon, and for a time declined to +act further as the leader of his people. Thus, in October, 1785, he +wrote James Warren, of Massachusetts: + + "The war, as you have very justly observed, has terminated most + advantageously for America, and a fair field is presented to our + view; but I confess to you freely, my dear sir, that I do not think + we possess wisdom or justice enough to cultivate it properly. + Illiberality, jealousy, and local policy mix too much in all our + public councils for good government of the union. In a word, the + Confederation appears to me to be little more than a shadow without + the substance, and Congress a nugatory body, their ordinances being + little attended to.... By such policy as this the wheels of + government are clogged, and our brightest prospects, and that high + expectation which was entertained of us by the wondering world, are + turned into astonishment; and, from the high ground on which we + stood, we are descending into the vale of confusion and darkness." + +Again he wrote to George Mason: + + "I have seen without despondency, even for a moment, the hours which + America has styled its gloomy ones, but I have beheld no day since + the commencement of hostilities that I thought our liberties in such + imminent danger as at present. Indeed, we are verging so fast to + destruction that I am feeling that sense to which I have been a + stranger until within these three months." + +Again in 1786 he writes: + + "I think often of our situation, and view it with concern. From the + high ground we stood upon, from the plain path which invited our + footsteps, to be so fallen, so lost, is mortifying; but everything + of virtue has, in a degree, taken its departure from our land.... + What, gracious God, is man that there should be such inconsistency, + and perfidiousness in his conduct! It was but the other day that we + were shedding our blood to obtain the Constitutions under which we + now live, and now we are unsheathing our swords to overturn them. + The thing is so unaccountable that I hardly know how to realize it + or to persuade myself that I am not under an illusion of a dream." + +It was, however, the darkest hour before the dawn, and again it was +Washington who became his country's saviour. In 1785, some commissioners +from the States of Virginia and Maryland visited Mount Vernon to pay +their respects to the well-loved commander. After conferring with him +upon the chaos of the times, they decided to issue a call for a general +conference of the representatives of the States to be held on September +11, 1786, at Annapolis, Maryland, to discuss how far the States +themselves could agree on common regulations of commerce. At the +appointed time the delegates assembled from Virginia, Pennsylvania, +Delaware, New York and New Jersey, and finding themselves too few in +number to achieve the great objective, the convention contented itself +by issuing another call, drafted by Alexander Hamilton, then under +thirty years of age, to all the States to send delegates to a convention +to be held in Philadelphia on the second Monday in May, 1787, "to take +into consideration the situation of the United States, to devise such +further provisions as should appear to them necessary to render the +Constitution of the Federal Government adequate to the exigencies of the +Union." + +The dying Congress tardily approved of this suggestion, but finally, on +January 21, 1787, grudgingly adopted a resolution that-- + + "It is expedient that on the second Monday in May next a convention + of delegates, who shall have been appointed by the several States, + be held at Philadelphia _for the sole and express purpose of + revising the Articles of Confederation_ and reporting to Congress + and the several legislatures such alterations and provisions therein + as shall, _when agreed to in Congress_ and conformed to by the + States, render the Federal Constitution adequate to the exigency of + the government and the preservation of the union." + +It will be noted by the italicized portions of the resolution that this +impotent body thus vainly attempted to cling to the shadow of its +vanished authority by stating that the proposed constitutional +convention should merely revise the worthless Articles of Confederation +and that such amendments should not have validity until adopted by +Congress as well as by the people of the several States. How this +mandate was disregarded and how the convention was formed, and +proceeded to create a new government with a new Constitution, and how +it achieved its mighty work, will be the subject of the next lecture. + +Anticipating the masterly ability with which a seemingly impotent and +dying nation plucked from the nettle of danger the flower of safety, let +me conclude this first address by quoting the words of de Tocqueville, +in his remarkable work _Democracy in America_, where he says: + + "The Federal Government, condemned to impotence by its Constitution + and no longer sustained by the presence of common danger ... was + already on the verge of destruction when it officially proclaimed + its inability to conduct the government and appealed to the + constituent authority of the nation.... It is a novelty in the + history of a society to see a calm and scrutinizing eye turned upon + itself, when apprised by the legislature that the wheels of + government are stopped; to see it carefully examine the extent of + the field and patiently wait for two years until a remedy was + discovered, which it voluntarily adopted, without having ever wrung + a tear or a drop of blood from mankind." + + + + +_II. The Great Convention_ + + +Now follows a notable and yet little known scene in the drama of +history. It reveals a people who, without shedding a drop of blood, +calmly and deliberately abolished one government, substituted another, +and erected it upon foundations which have hitherto proved enduring. +Even the superstructure slowly erected upon these foundations has +suffered little change in the most changing period of the world's +history, and until recently its additions, few in number, have varied +little from the plans of the original architects. The Constitution is +to-day, not a ruined Parthenon, but rather as one of those Gothic +masterpieces, against which the storms of passionate strife have beaten +in vain. The foundations were laid at a time when disorder was rampant +and anarchy widely prevalent. As I have already shown in my first +lecture, credit was gone, business paralysed, lawlessness triumphant, +and not only between class and class, but between State and State, there +were acute controversies and an alarming disunity of spirit. To weld +thirteen jealous and discordant States, demoralized by an exhausting +war, into a unified and efficient nation against their wills, was a +seemingly impossible task. Frederick the so-called Great had said that a +federal union of widely scattered communities was impossible. Its final +accomplishment has blinded the world to the essential difficulty of the +problem. + +The time was May 25, 1787; the place, the State House in Philadelphia, a +little town of not more than 20,000 people, and, at that time, as +remote, measured by the facilities of communication, to the centres of +civilization as is now Vladivostok. + +The _dramatis personae_ in this drama, though few in numbers, were, +however, worthy of the task. + +Seventy-two had originally been offered or given credentials, for each +State was permitted to send as many delegates as it pleased, inasmuch as +the States were to vote in the convention as units. Of these, the +greatest actual attendance was fifty-five, and at the end of the +convention a saving remnant of only thirty-nine remained to finish a +work which was to immortalize its participants. + +While this notable group of men contained a few merchants, financiers, +farmers, doctors, educators, and soldiers, of the remainder, at least +thirty-one were lawyers, and of these many had been justices of the +local courts and executive officers of the commonwealths. Four had +studied in the Inner Temple, at least five in the Middle Temple, one at +Oxford under the tuition of Blackstone and two in Scottish Universities. +Few of them were inexperienced in public affairs, for of the original +fifty-five members, thirty-nine had been members of the first or second +Continental Congresses, and eight had already helped to frame the +constitutions of their respective States. At least twenty-two were +college graduates, of whom nine were graduates of Princeton, three of +Yale, two of Harvard, four of William and Mary, and one each from the +Universities of Oxford, Columbia, Glasgow, and Edinburgh. A few already +enjoyed world-wide fame, notably Doctor Franklin, possibly the most +versatile genius of the eighteenth century and universally known and +honoured as a scientist, philosopher, and diplomat, and George +Washington, whose fame, even at that day, had filled the world with the +noble purity of his character. + +It was a convention of comparatively young men, the average age being +little above forty. Franklin was the oldest member, being then +eighty-one; Dayton, the youngest, being twenty-seven. With the +exception of Franklin and Washington, most of the potential +personalities in the convention were under forty. Thus, James Madison, +who contributed so largely to the plan that he is sometimes called "The +Father of the Constitution," was thirty-six. Charles Pinckney, who, +unaided, submitted the first concrete draft of the Constitution, was +only twenty-nine, and Alexander Hamilton, who was destined to take a +leading part in securing its ratification by his powerful oratory and +his very able commentaries in the Federalist papers, was only thirty. + +Above all they were a group of gentlemen of substance and honour, who +could debate for four months during the depressing weather of a hot +summer without losing their tempers, except momentarily--and this +despite vital differences--and who showed that genius for toleration and +reconciliation of conflicting views inspired by a common fidelity to a +great objective that is the highest mark of statesmanship. They +represented the spirit of representative government at its best in +avoiding the cowardice of time-servers and the low cunning of +demagogues. All apparently were inspired by a fine spirit of +self-effacement. Selfish ambition was conspicuously absent. They +differed, at times heatedly, but always as gentlemen of candour and +honour. The very secrecy of their deliberations, of which I shall +presently speak, is ample proof how indifferent they were to popular +applause and the _civium ardor prava jubentium_. + +The convention had been slow in assembling. Ample notice had been given +that it would convene on May 13, 1787, but when that day arrived a mere +handful of the delegates, less than a quorum, had assembled. + +The Virginia delegation, six in number, and forming probably the ablest +delegation from any State, arriving in time, and failing to find a +quorum then assembled, employed the period of waiting in submitting to +the Pennsylvania delegation the outlines of a plan for the new +Constitution. The plan was largely the work of James Madison, and how +long it had been in preparation cannot be definitely stated. It is clear +that four years before a Philadelphia merchant, one Peletiah Webster, +had published a brochure proposing a scheme of dual sovereignty, under +which the citizens would owe a double allegiance--one to the constituent +States within the sphere of their reserved powers, and one to a +federated government within the sphere of its delegated powers. Leagues +of States had often existed, but a league which, within a prescribed +sphere, would have direct authority over the citizens of the constituent +States, without, however, abolishing the authority of such States as to +their reserved sphere of power, was a novel theory. How far the Virginia +project had been influenced by Webster's suggestion is not clear, but it +is certain that before the convention met Pennsylvania and Virginia, +two of the most powerful States, were committed to it. + +The suggestion was a radical one, for the States, with few exceptions, +were chiefly insistent upon the preservation of their sovereignty, and +while they were willing to amend the Articles of Confederation by giving +fuller authority to the central government, such as it was, the +suggestion of subordinating the States to a new sovereign power, whose +authority within circumscribed limits was to be supreme, was opposed to +all their conventions and traditions. Washington, however, had warmly +welcomed the creation of a strong central government, and his +correspondence with the leading men of the colonies for some years +previously had been burdened with arguments to convince them that a mere +league of States would not suffice to create a stable nation. To George +Washington, soldier and statesman, is due above all men the ideal of a +federated union, for without his influence--that of a noble and +unselfish leader--the great result would probably never have been +secured. While still waiting for the convention, to meet, and while +discussing what was expedient and practicable when they did meet, +Washington one day said to a group of delegates, who were considering +the acute nature of the crisis: + + "It is too probable that no plan that we propose will be adopted. + Perhaps another dreadful conflict is to be sustained. If, to please + the people, we offer what we ourselves disapprove, how can we + afterwards defend our work? Let us raise a standard to which the + wise and just can repair. The event is in the hand of God." + +Noble words, fit to be written in letters of gold over the portal of +every legislature of the world, and it was in this spirit that the +convention finally convened on May 25th, 1787. + +When the delegates from nine States had assembled, Washington was +unanimously elected the presiding officer of the convention. It began by +adopting rules of order, and the most significant of these was the +provision for secrecy. No copy should be taken of any entry on the +Journal, or even permission given to inspect it, without leave of the +convention, and "nothing spoken in the house be printed or otherwise +published or communicated without leave." The yeas and nays should not +be recorded. The rule of secrecy was enlarged by an unwritten +understanding that, even when the convention had adjourned, no +disclosure should be made of its proceedings during the life of its +members. When after nearly four months, the convention adjourned, the +secret had been kept, and no one knew even the concrete result of its +deliberations until the Constitution itself, and nothing else, was +offered to the approval of the people. The high-way, upon which the +State House fronted, was covered with earth, to deaden the noise of +traffic, and sentries were posted at every means of ingress and egress, +to prevent any intrusion upon the privacy of the convention. The members +were not photographed daily for the pictorial Press, nor did any cinema +register their entrance into the simple colonial hall where they were to +meet. Notwithstanding this limitation--for no present-day conference or +assembly can proceed with its labours until its members are photographed +for the curiosity of the public--these simple-minded gentlemen--less +intent upon their appearance than their task--were to accomplish a work +of enduring importance. + +The extreme care which was taken to preserve this secrecy inviolate, and +its purpose, were indicated in an incident handed down by tradition. + +One of the members dropped a copy of a proposition then before the +convention for consideration, and it was found by another of the +delegates and handed to General Washington. At the conclusion of the +session, Washington arose and sternly reprimanded the member for his +carelessness by saying: + + "I must entreat gentlemen to be more careful, lest our transactions + get into the newspapers and disturb the public repose by premature + speculations. I know not whose paper it is, but there it is + [_throwing it down on the table_]. Let him who owns it, take it." + +He then bowed, picked up his hat and left the room with such evidences +of annoyance that, like school-children, no delegate was willing to +admit the ownership of the paper. + +The thought suggests itself: How different the result at Versailles and +Genoa might have been had there been the same reasonable provisions for +discussion and action uninfluenced by too premature public comment of +the day! In these days, when representative government has degenerated +into government by a fleeting public opinion, the price we pay for such +government by, for and of the Press, is too often the inability of +representatives to do what they deem wise and just. + +At the close of the convention its records were committed into the +keeping of Washington, with instructions to "retain the journal and +other papers, subject to order of Congress, if ever formed under the +Constitution." + +Even the journal consisted of little more than daily memoranda, from +which the minutes ought to have been, but never were, made; and these +fragmentary records of the proceedings of a convention which had been in +continuous session for nearly four months were never published until the +year 1819, or thirty-two years after the close of the convention. Thus, +the American people knew nothing of their greatest convention until a +generation later, and then only a few bones of the mastodon were +exhibited to their curious gaze. + +The members of the convention kept its secrets inviolate for many years. +With few exceptions, the great secrets of the convention died with them. +Only one, James Madison, left a comprehensive statement of the more +formal proceedings. With this notable exception, only a few anecdotes, +handed down by tradition, escaped oblivion. The first of the number to +break the pledge of secrecy was Robert Yates, Chief Justice of New York, +who, in 1821, published his recollections; but, as he had left the +convention a few months after it began, his notes ceased with the 5th of +July. + +The world would thus have been for ever ignorant of the details of one +of the most remarkable conventions in the annals of mankind had it not +been that one of the ablest of their number, James Madison, regularly +attended the sessions and kept notes from day to day of the debates. +While he was not a stenographer, he had a gift for condensing a speech +and fairly representing its substance. He jealously guarded his Journal +of the Convention until his death. Its very existence was known to few. +He died in 1836, and four years later the government purchased the +manuscript from his widow. Then, for the first time, the curtain was +measurably raised upon the proceedings of a convention which had +created, as we now know, one of the greatest nations in history. +Fifty-three years after the close of the convention, and when nearly +every one of its participants were dead, Madison's Journal was first +published. + +When was a great secret better kept? Grateful as posterity must be for +this inestimable gift of great human enterprise, yet even Madison's +careful journal fills one with the deepest regret that this wonderful +debate, which lasted for nearly four months between men of no ordinary +ability, could not have been preserved to the world. + +Two or three of the speeches which Madison gives in his Journal are +complete, for when Doctor Franklin spoke he reduced his remarks to +writing and gave a copy to Madison, but of the other speeches only a +fragrant remains. Thus, that "admirable Crichton," Alexander Hamilton, +addressed the convention in a speech that lasted five hours, in which he +stated his philosophy of government, but of that only a short +condensation, and possibly not even an accurate fragment, remains. + +Without this extraordinary provision for secrecy, which is so opposed to +modern democratic conventions, and which so little resembles the famous +point as to "open covenants openly arrived at," the convention could not +have accomplished its great work, for these wise men realized that a +statesman cannot act wisely under the observation of a gallery, and +especially when the gallery compels him by the pressure of public +opinion to work as it directs. I recognize that public opinion--often +temporarily uninformed but in the end generally right--does often save +the democracies of the world from the selfish ends of self-seeking and +misguided leadership; but, given noble and wise representatives, they +work best when least influenced by the fleeting passions of the day. + +It is evident that if the framers of the Constitution had met, as +similar conventions have within recent years met at Versailles and +Genoa, with the world as their gallery and with the representatives of +the Press as an integral part of the conference, they would have +accomplished nothing. The probability is that the convention would not +have lasted a month if their immediate purpose had been to placate +current opinion. It may be doubted whether such a convention, if called +to-day, either in your country or mine, could achieve like results, for +in this day of unlimited publicity, when men divide not as individuals +but in powerful and organized groups, a constitutional convention would, +I fear, prove a witches' cauldron of class legislation and demagoguery. +Is it not possible that modern democracy is in danger of strangulation +by its present-day methods and ideals? Again the words of Washington +suggest themselves: "If, to please the people, we offer what we +ourselves disapprove, how can we afterwards defend our work? Let us +raise a standard to which the wise and just can repair." + +Working with a sad sincerity and with despair in their hearts, this +little band of men wrought a work of surpassing importance, and if they +did not receive the immediate plaudits of the living generation, their +shades can at least solace themselves with the reflection that posterity +has acclaimed their work as one of the greatest political achievements +of man. + +The rules of order and the nature of the proceedings thus determined, +the convention opened by an address by Mr. Randolph of Virginia, in +which he submitted, in the form of fifteen points--nearly the number of +the fatal fourteen--the outlines for a new government. He himself in his +opening speech summarized the propositions by candidly confessing "that +they were not intended for a federal government" (thereby meaning a mere +league of States) but "a strong consolidated union." Upon this radical +change the convention was to argue earnestly and at times bitterly for +many a weary day. The plan provided for a national legislature of which +the lower branch should be elected by the people and the upper branch by +the lower branch upon the nomination of the legislatures of the States. +This legislature should enjoy all the legislative rights given to the +federation, and there followed the sweeping grant that it "could +legislate in all cases to which the separate States are incompetent or +in which the harmony of the United States may be interrupted by the +exercise of individual legislation," with power "to negative all laws +passed by the several States contravening in the opinion of the national +legislature the Articles of the Union." + +A national executive was proposed, together with a national judiciary, +and these two bodies were given authority "to examine every act of the +national legislature before it shall operate and every act of a +particular legislature before a negative thereon shall be final." This +marked an immense advance over the Articles of Confederation, under +which there was no national executive or judiciary, and under which the +legislature had no direct power over the citizens of the States, and +could only impose duties upon the States themselves by the concurrence +of nine of the thirteen. + +Hardly had Mr. Randolph submitted the so-called Virginia plan when +Charles Pinckney, of South Carolina, a young man of twenty-nine years +of age, with the courage of youth submitted to the House a draft of the +future federal government. Curiously enough, it did not differ in +principle from the Virginia plan, but was more specific and concrete in +stating the powers which the federal government should exercise, and +many of its provisions were embodied in the final draft. Indeed, +Pinckney's plan was the future Constitution of the United States in +embryo; and when it is read and contrasted with the document which has +so justly won the acclaim of men throughout the world, it is amazing +that so young a man should have anticipated and reduced to a concrete +and effective form many of the most novel features of the Federal +Government. As the only copy of Pinckney's plan was furnished years +afterwards to Madison for his journal, it is possible that some of its +wisdom was of the _post factum_ variety. + +Having received the two plans, the convention then went, on May 30, +into a committee of the whole to consider the fifteen propositions in +the Virginia plan _seriatim_. They wisely concluded to determine +abstract ideas first and concrete forms later. Apparently for the time +being little attention was paid to Pinckney's plan, and this may have +been due to the hostile attitude of the older members of the convention +to the presumption of his youth. + +Then ensued a very remarkable debate on the immediate propositions and +the principles of government which underlay them, which lasted for two +weeks. On June 13 the committee rose. Even the fragments of this debate, +which may well have been one of the most notable in history, indicate +the care with which the members had studied governments of ancient and +modern times. There were many points of difference, but chief of them, +which nearly resulted in the collapse of the convention, was the +inevitable difficulty which always arises in the formation of a league +of States or an association of nations between the great and the little +States. + +The five larger States had a population that was nearly twice as great +as the remaining eight States. Thus Virginia's population was nearly +ten-fold as great as Georgia. Moreover, the States differed greatly in +their material wealth and power. Nevertheless, all of them entered the +convention as independent sovereign nations, and the smaller nations +contended that the equality in suffrage and political power which +prevailed in the convention (in which each State, large or small, voted +as a unit), should and must be preserved in the future government. To +this the larger States were quite unwilling to yield, and when the +committee rose they reported, in substance, the Virginia plan, with the +proviso that representation in the proposed double-chambered Congress +should be "according to some equitable ratio of representation." + +On June 15 the small States presented their draft, which was afterwards +known as the New Jersey plan, because it was introduced by Mr. Patterson +of that State. It only contemplated an amendment to the existing +Constitution and an amplification of the powers of the impotent +Confederation. Its chief advance over the existing government was that +it provided for a federal executive and a federal judiciary, but +otherwise the government remained a mere league of States, in which the +central government could generally act only by the vote of nine States, +and in which their power was exhausted when they requested the States to +enforce the decrees. Its chief advance over the Articles of +Confederation, in addition to the creation of an executive, was an +assertion that the acts of Congress "shall be the supreme law of the +respective States ... and that the judiciary of the several States shall +be bound thereby in their decisions," and that "if any State or any +body of men in any State shall oppose or prevent the carrying into +execution of such acts or treaties the federal executive shall be +authorized to call forth the power of the confederated States ... to +enforce and compel obedience to such acts or an observance of such +treaties." + +While this was some advance toward a truly national government, it yet +left the national executive dependent upon the constituent States, for +if they failed to respond to the call above stated the national +government had no direct power over their citizens. + +The New Jersey plan precipitated a crisis, and thereafter, and for many +days, the argument proceeded, only to increase in bitterness. + +On June 18 Alexander Hamilton, who agreed with no one else, addressed +the convention for the first time. He spoke for five hours and reviewed +exhaustively the Virginia and New Jersey plans, and possibly the +Pinckney draft. Even the fragment of the speech, as taken in long-hand +by Madison, shows that it was a masterly argument. He stated his belief +"that the British Government was the best in the world and that he +doubted much whether anything short of it would do in America." He +praised the British Constitution, quoting Monsieur Necker as saying that +"it was the only government in the world which unites government +strength with individual security." He analysed and explained your +Constitution as it then was and advocated an elective monarchy in form +though not in name. It is true that he called the executive a "governor" +and not a king, but the governor, so-called, was to serve for life and +was given not only "a negative on all laws about to be passed," but even +the execution of all duly enacted laws was in his discretion. The +governor, with the consent of the Senate, was to make war, conclude all +treaties, make all appointments, pardon all offences, with the full +power through his negative of saying what laws should be passed and +which enforced. Hamilton's governor would have been not dissimilar to +Louis XIV, and could have said with him, "_L'état, c'est moi_!" The +Senate also served for life, and the only concession which Hamilton made +to democracy was an elective house of representatives. Thinly veiled, +his plan contemplated an elective king with greater powers than those of +George III, an imitation House of Lords and a popular House of Commons +with a limited tenure. + +Hamilton's plan was never taken seriously and, so far as the records +show, was never afterwards considered. His admirers have given great +praise to his work in the federal convention. His real contribution lay +in the fact that when the Constitution was finally drafted and offered +to the people, while he regarded it as a "wretched makeshift," to use +his own expression, yet he was broad and patriotic enough to surrender +his own views and advocate the adoption of the Constitution. In so +doing, he fought a valorous fight, secured the acquiescence of the State +of New York, and without its ratification the Constitution would never +have been adopted. Hamilton later thought better of the Constitution, +and its successful beginning is due in large measure to his genius for +constructive administration. + +As the debate proceeded, the crisis precipitated by the seemingly +insoluble differences between the great and little States became more +acute. The smaller States contended that the convention was +transgressing its powers, and they demanded that the credentials of the +various members be read. In this there was technical accuracy, for the +delegates had been appointed to revise the Articles of Confederation and +not to adopt a new Constitution. A majority of the convention, however, +insisted upon the convention proceeding with the consideration of a new +Constitution, and their views prevailed. It speaks well for the honour +of the delegates that although their differences became so acute as to +lead at times to bitter expressions, neither side divulged them to the +outside public. The smaller States could easily have ended the +convention by an appeal to public opinion, which was not then prepared +for a "consolidated union," but they were loyal enough to fight out +their quarrels within the walls of the convention hall. + +At times the debate became bitter in the extreme. James Wilson, a +delegate of Pennsylvania and a Scotchman by birth and education, turning +to the representatives of the little States, passionately said: + + "Will you abandon a country to which you are bound by so many strong + and enduring ties? Should the event happen, it will neither stagger + my sentiments nor duty. If the minority of the people refuse to + coalesce with the majority on just and proper principles, if a + separation must take place, it could never happen on better + grounds." + +He referred to the demand of the larger States that representation +should be proportioned to the population. To this Bedford, of Delaware, +as heatedly replied; + + "We have been told with a dictatorial air that this is the last + moment for a fair trial in favour of good government. It will be the + last, indeed, if the propositions reported by the committee go forth + to the people. The large States dare not dissolve the convention. If + they do, the small ones will find some foreign ally of more honour + and good faith, who will take them by the hand and do them justice." + +Finally, the smaller States gave their ultimatum to the larger States +that unless representation in both branches of the proposed legislature +should be on the basis of equality--each State, whether large or small, +having one vote--they would forthwith leave the convention. An +eye-witness says that, at that moment, Washington, who was in the chair, +gave old Doctor Franklin a significant look. Franklin arose and moved an +adjournment for forty-eight hours, with the understanding that the +delegates should confer with those with whom they disagreed rather than +with those with whom they agreed. + +A recess was taken, and when the convention re-convened on July 2, a +vote was taken as to equality of representation in the Senate and +resulted in a tie vote. It was then decided to appoint a committee of +eleven, one from each State, to consider the question, and this +committee reported three days later, on July 5, in favour of +proportionate representation in the House and equal representation in +the Senate. This suggestion, which finally saved the situation, was due +to that wise old utilitarian philosopher, Franklin. Again, a vehement +and passionate debate followed. Vague references were made to the sword +as the only method of solving the difference. + +On July 9 the committee again reported, maintaining the principle of +their recommendation, while modifying its details, and the debate then +turned upon the question to what extent the negro slaves should count in +estimating population for the purposes of proportionate representation +in the lower House. Various suggestions were made to base representation +upon wealth or taxation and not upon population. For several days the +debate lasted during very heated weather, but on the night of July 12 +the temperature dropped and with it the emotional temperature of the +delegates. + +Some days previous, namely, June 28, when the debates were becoming so +bitter that it seemed unlikely that the convention could continue, +Doctor Franklin, erroneously supposed by many to be an atheist, made +the following solemn and beautiful appeal to their better natures. He +said: + + "The small progress we have made after four or five weeks' close + attendance and continual reasonings with each other--our different + sentiments on almost every question, several of the last producing + as many noes as ayes, is, methinks, a melancholy proof of the + imperfection of the human understanding. We indeed seem to feel our + own want of political wisdom, since we have been running about in + search of it. We have gone back to ancient history for models of + government, and examined the different forms of those Republics + which, having been formed with the seeds of their own dissolution, + now no longer exist. And we have viewed modern States all around + Europe, but find none of their constitutions suitable to our + circumstances. + + "In this situation of this Assembly, groping as it were in the dark + to find political truth, and scarce able to distinguish it when + presented to us, how has it happened, sir, that we have not hitherto + once thought of humbly applying to the Father of Lights to + illuminate our understandings?... And have we now forgotten that + powerful Friend or do we imagine that we no longer need His + assistance? I have lived, sir, a long time, and the longer I live, + the more convincing proofs I see of this truth: That _God governs in + the affairs of men_. And if a sparrow cannot fall to the ground + without His notice, is it probable that an empire can rise without + His aid? We have been assured, sir, in the sacred writings, that + 'except the Lord build the House they labour in vain that build it.' + I firmly believe this; and I also believe that without His + concurring aid we shall succeed in this political building no better + than the builders of Babel. We shall be divided by our little + partial local interests; our projects will be confounded, and we + ourselves shall become a reproach and byword down to future ages. + And what is worse, mankind may hereafter from this unfortunate + instance, despair of establishing governments by human wisdom and + leave it to chance, war, and conquest. + + "I therefore beg leave to move that henceforth prayers imploring the + assistance of Heaven, and its blessings on our deliberations, be + held in this Assembly every morning before we proceed to business, + and that one or more of the clergy of this city be requested to + officiate in that service." + +It may surprise my audience to know the sequel. The resolution was voted +down, partly on the ground that if it became known to the public that +the convention had finally resorted to prayers it might cause undue +alarm, but also because the convention was by that time so low in funds +that, as one of the members said, it did not have enough money to pay a +clergyman his fees for the service. I suspect that their controlling +reason was their indisposition to break their self-imposed rule of +secrecy by contact with the outer world until their work was completed. +Perhaps they thought that "God helps those who help themselves." + +On July 16 the compromise was finally adopted of recognizing the claims +of the larger States to proportionate representation in the House of +Representatives, and recognizing the claims of the smaller States by +according to them equal representation in the Senate. This great result +was not effected without the first break in the convention, for the +delegates from New York left in disgust and never returned, with the +exception of Hamilton, who occasionally attended subsequent sessions. +Such was the great concession that was made to secure the Constitution; +and the only respect in which the Constitution to-day cannot be amended +is that by express provision the equality of representation in the +Senate shall never be disturbed. Thus it is that to-day some States, +which have less population than some of the wards in the city of New +York, have as many votes in the Senate as the great State of New York. +It is unquestionably a palpable negation of majority rule, for as no +measure can become a law without the concurrence of the Senate--now +numbering ninety-six Senators--a combination of the little States, whoso +aggregate population is not a fifth of the American people, can defeat +the will of the remaining four-fifths. Pennsylvania and New York, with +nearly one-sixth of the entire population of the United States, have +only four votes in ninety-six votes in the Senate. + +Fortunately, political alignments have rarely been between the greater +and the smaller States exclusively. Their equality in the Senate was a +big price to pay for the Union, but, as the event has shown, not too +great. + +The convention next turned its attention to the Executive and the manner +of its selection, and upon this point there was the widest contrariety +of view, but, fortunately, without the acute feeling that the relative +power of the States had occasioned. + +Then the judiciary article was taken up, and there was much earnest +discussion as to whether the new Constitution should embody the French +idea of giving to the judiciary, in conjunction with the Executive, a +revisory power over legislation. Three times the convention voted upon +this dangerous proposition, and on one occasion it was only defeated by +a single vote. Fortunately, the good sense of the convention rejected a +proposition, that had caused in France constant conflicts between the +Executive and the Judiciary, by substituting the right of the President +to veto congressional legislation, with the right of Congress, by a +two-thirds vote of each House, to override the veto, and secondly by an +implied power in the Judiciary to annul Congressional or State +legislation, not on the grounds of policy, but on the sole ground of +inconsistency with the paramount law of the Constitution. In this +adjustment, the influence of Montesquieu was evident. + +These and many practical details had resulted in an expansion of the +fifteen proposals of the Virginia plan to twenty-three. + +Having thus determined the general principles that should guide them in +their labours, the convention, on July 26 appointed a Committee on +Detail to embody these propositions in the formal draft of a +Constitution and adjourned until August 6 to await its report. That +report, when finally completed, covered seven folio pages, and was found +to consist of a Preamble and twenty-three Articles, embodying +forty-three sections. The draft did not slavishly follow the Virginia +propositions, for the committee embodied some valuable suggestions which +had occurred to them in their deliberations. Nevertheless, it +substantially put the Virginia plan into a workable plan which proved to +be the Constitution of the United States in embryo. + +When the committee on detail had made its report on August 6, the +convention proceeded for over a month to debate it with the most minute +care. Every day for five weeks, for five hours each day, the members +studied and debated with meticulous care every sentence of the proposed +Constitution. Time does not suffice even for the barest statement of the +many interesting questions which were thus discussed, but they nearly +ran the whole gamut of constitutional government. Many fanciful ideas +were suggested but with unvarying good sense they were rejected. Some of +the results were, under the circumstances, curious. For example, +although it was a convention of comparatively young men, and although +the convention could have taken into account the many successful young +men in public life in Europe--as, for example, William Pitt--they put a +disqualification upon age by providing that a Representative must be +twenty-five years of age, a Senator thirty years of age, and a President +thirty-five years of age. When it was suggested that young men could +learn by admission to public life, the sententious reply was made that, +while they could, they ought not to have their education at the public +expense. + +The debates proceeded, however, in better temper, and almost the only +question that again gave rise to passionate argument was that of +slavery. The extreme Southern States declared that they would never +accept the new plan "except the right to import slaves be untouched." +This question was finally compromised by agreeing that the importation +of slaves should end after the year 1808. It however left the slave +population then existing in a state of bondage, and for this necessary +compromise the nation seventy-five years later was to pay dearly by one +of the most destructive civil wars in the annals of mankind. + +August was now drawing to a close. The convention had been in session +for more than three months. Of its work the public knew nothing, and +this notwithstanding the acute interest which the American people, not +merely facing the peril of anarchy, but actually suffering from it, must +have taken in the convention. Its vital importance was not +under-estimated. While its builders, like all master builders, did +"build better than they knew," yet it cannot be said that they +under-estimated the importance of their labours. As one of their number, +Gouveneur Morris said: "The whole human race will be affected by the +proceedings of this convention." After it adjourned one of its greatest +participants, James Wilson, of Pennsylvania, said: + + "After the lapse of six thousand years since the creation of the + world, America now presents the first instance of a people assembled + to say deliberately and calmly and to decide leisurely and peaceably + on the form of government by which they will bind themselves and + their posterity." + +In the absence of any authentic information, the rumour spread through +the colonies that the convention was about to reconstitute a monarchy by +inviting the second son of George III, the Bishop of Osnaburg, to be +King of the United States; and these rumours became so persistent as to +evoke from the silent convention a semi-official denial. There is some +reason to believe that a minority of the convention did see in the +restoration of a constitutional monarchy the only solution of the +problem. + +On September 8 the committee had finally considered and, after +modifications, approved the draft of the Committee on Detail, and a new +committee was thereupon appointed "to revise the style of and arrange +the articles that had been agreed to by the House." This committee was +one of exceptional strength. There were Dr. William Samuel Johnson, a +graduate of Oxford and a friend of his great namesake, Samuel Johnson; +Alexander Hamilton, Gouveneur Morris, a brilliant mind with an unusual +gift for lucid expression; James Madison, a true scholar in politics, +and Rufus King, an orator who, in the inflated language of the day, "was +ranked among the luminaries of the present age." + +The convention then adjourned to await the final revision of the draft +by the Committee on Style. + +On September 12 the committee reported. While it is not certain, it is +believed that its work was largely that of Gouveneur Morris. + +September 13 the printed copies of the report of the Committee on Style +were ready, and three more days were spent by the convention in +carefully comparing each article and section of this final draft. + +On September 15 the work of drafting the Constitution was regarded as +ended, and it was adopted and ordered to be engrossed for signing. + +It may be interesting at this point to give the result of their labours +as measured in words, and if the framers of the Constitution deserve the +plaudits of posterity in no other respect they do in the remarkable +self-restraint which those results revealed. + +The convention had been in session for 81 continuous days. Probably +they had consumed over 300 hours in debate. If their debates had been +fully reported, they would probably have filled at least fifty volumes, +and yet the net result of their labours consisted of about 4,000 words, +89 sentences, and about 140 distinct provisions. As the late Lord Bryce, +speaking in this age of unbridled expression, both oral and printed, so +well has said: + + "The Constitution of the United States, including the amendments, + may be read aloud in twenty-three minutes. It is about half as long + as Saint Paul's Epistle to the Corinthians, and one-fourth as long + as the Irish Land Act of 1881. History knows few instruments which + in so few words lay down equally momentous rules on a vast range of + matters of the highest importance and complexity." + +Even including the nineteen amendments, the Constitution, after one +hundred and thirty-five years of development, does not exceed 7,000 +words. What admirable self-restraint! Possibly single opinions of the +Supreme Court could be cited which are as long as the whole document of +which they are interpreting a single phrase. This does not argue that +the Constitution is an obscure document, for it would be difficult to +cite any political document in the annals of mankind that was so simple +and lucid in expression. There is nothing Johnsonese about its style. +Every word is a word of plain speech, the ordinary meaning of which even +the man in the street knows. No tautology is to be found and no attempt +at ornate expression. It is a model of simplicity, and as it flows +through the reaches of history it will always excite the admiration of +those who love clarity and not rhetorical excesses. One can say of it as +Horace said of his favourite Spring: + + _O, fons Bandusiae, splendidior vitro. + Dulce digne mero, non sine floribus_. + +If I be asked why, if this be true, it has required many lengthy +opinions of the Supreme Court in the 256 volumes of its Reports to +interpret its meaning, the answer is that, as with the simple sayings of +the great Galilean, whose words have likewise been the subject of +unending commentary, the question is not one of clarity but of +adaptation of the meaning to the ever-changing conditions of human life. +Moreover, as with the sayings of the Master or the unequalled verse of +Shakespeare, questions of construction are more due to the commentators +than to the text itself. + +On September 17 the convention met for the last time. The document was +engrossed and laid before the members for signature. Of the fifty-five +members who had attended, only thirty-nine remained. Of those, a number +were unwilling to sign as individuals. While the members had not been +unconscious of the magnitude of their labours, they were quite +insensible of the magnitude of their achievement. Few there were of the +convention who were enthusiastic about this result. Indeed, as the +document was ready for signature, it became a grave question whether the +remnant which remained had sufficient faith in their own work to +subscribe their names, and if they failed to do so its adoption by the +people would have been impossible. It was then that Doctor Franklin +rendered one of the last and greatest services of his life. With +ingratiating wit and with all the impressiveness that his distinguished +career inspired, Franklin thus spoke: + + "I confess that there are several parts of this Constitution which I + do not at present approve, but I am not sure I shall never approve + them. For having lived long I have experienced many instances of + being obliged by better information or fuller consideration, to + change opinions even on important subjects, which I once thought + right, but found to be otherwise. It is therefore that the older I + grow, the more apt I am to doubt my own judgment and to pay more + respect to the judgment of others. Most men indeed as well as most + sects in religion think themselves in possession of all truth, and + that wherever others differ from them it is so far error. Steele, a + Protestant, in a dedication tells the Pope that the only difference + between our Churches in their opinions of the certainty of their + doctrines is, the Church of Rome is infallible and the Church of + England is never in the wrong. But though many private persons think + almost as highly of their own infallibility as of that of their + sect, few express it so naturally as a certain French lady, who in a + dispute with her sister, said: 'I don't know how it happens, sister, + but I meet with nobody but myself that's always in the right.'--_Il + n'y a que moi qui a toujours raison_. + + "In these sentiments, sir, I agree to this Constitution with all + its faults, if they are such; because I think a general government + necessary for us, and there is no form of government but what may be + a blessing to the people, if well administered, and I believe + further that this is likely to be well administered for a course of + years, and can only end in despotism as other forms have done before + it, when the people shall become so corrupted as to need despotic + government, being incapable of any other. I doubt, too, whether any + other convention we can obtain may be able to make a better + Constitution. For when you assemble a number of men to have the + advantage of their joint wisdom you inevitably assemble with those + men all their prejudices, their passions, their errors of opinion, + their local interests, and their selfish views. From such an + assembly can a perfect production be expected? It therefore + astonishes me, sir, to find this system approaching so near to + perfection as it does.... Thus, I consent, sir, to this Constitution + because I expect no better, and because I am not sure that it is not + the best. The opinions I have had of its errors I sacrifice to the + public good, I have never whispered a syllable of them abroad. + Within these walls they were born and here they shall die. If every + one of us in returning to our constituents were to report the + objections he has had to it and endeavour to gain partisans in + support of them, we might prevent its being generally received, and + thereby lost all the salutary effects and great advantages resulting + naturally in our favour among foreign nations as well as among + ourselves from our real or apparent unanimity. + + "On the whole, sir, I cannot help expressing a wish that every + member of the convention who may still have objections to it, would + with me, on this occasion doubt a little of his own + infallibility--and to make manifest our unanimity, put his name to + this instrument." + +Truly this spirit of Doctor Franklin could be profitably invoked in this +day and generation, when nations are so intolerant of the ideas of other +nations. + +As the members, moved by Franklin's humorous and yet moving appeal, came +forward to subscribe their names, Franklin drew the attention of some of +the members to the fact that on the back of the President's chair was +the half disk of a sun, and, with his love of metaphor, he said that +painters had often found it difficult to distinguish in their art a +rising from a setting sun. He then prophetically added: + + "I have often and often in the course of the sessions and the + vicissitudes of my hopes and fears in its issues, looked at that + behind the President without being able to tell whether it was + rising or setting. But now at length I have the happiness to know + that it is a rising and not a setting sun." + +Time has verified the genial doctor's prediction. The career of the new +nation thus formed has hitherto been a rising and not a setting sun. He +had in his sixty years of conspicuously useful citizenship--and perhaps +no nation ever had a more untiring and unselfish servant--done more than +any American to develop the American Commonwealth, but like Moses, he +was destined to see the promised land only from afar, for the new +Government had hardly been inaugurated, before Franklin died, as full of +years as honours. Prophetic as was his vision, he could never have +anticipated the reality of to-day, for this nation, thus deliberately +formed in the light of reason and without blood or passion, is to-day, +by common consent, one of the greatest and, I trust I may add, one of +the noblest republics of all time. + + + + +_III. The Political Philosophy of the Constitution_ + + +In my last address I left Doctor Franklin predicting to the discouraged +remnant of the constitutional convention that the nation then formed +would be a "rising sun" in the constellation of the nations. The sun, +however, was destined to rise through a bank of dark and murky clouds, +for the Constitution could not take effect until it was ratified by nine +of the thirteen States; and when it was submitted to the people, who +selected State conventions for the purpose of ratifying or rejecting the +proposed plan of government, a bitter controversy at once ensued between +two political parties, then in process of formation, one called the +Constitution ratified without controversy. In the remaining ten the +struggle was long and arduous, and nearly a year passed before the +requisite nine States gave their assent. Two of the States refused to +become parts of the new nation, even after it began, and three years +passed before the thirteen States were re-united under the Constitution. + +It could not have been ratified had there not been an assurance that +there would be immediate amendments to provide a Bill of Rights to +safeguard the individual. Thus came into existence the first ten +amendments to the Constitution, with their perpetual guaranty of the +fundamental rights of religion, freedom of speech and of the Press, the +right of assemblage, the immunity from unreasonable searches and +seizures, the right of trial by jury, and similar guarantees of +fundamental individual rights. + +Distrustful as the American people were of the new Constitution, they +yet had the political sagacity to prefer its imperfections, whatever +they imagined them to be, to the mad spirit of innovation; and in order +that the great instrument should not, through the excesses of party +passion or the temporary caprices of fleeting generations, speedily +become a mere "scrap of paper" they very wisely provided that no +amendment should, in the future, be made unless it was proposed by at +least two-thirds of the Senate and the House of Representatives and +ratified by three-fourths of the States through their legislatures or +through special conventions. This was only one of many striking +negations of the principle of majority rule. As a result of this +provision, if we count the first ten amendments as virtually part of the +original document, only nine amendments have been adopted in 185 years, +and of these, excepting the amendments which ended slavery as the result +of the Civil War, only the last three, passed in recent years partly +through the relaxing influence of the world war, mark a serious +departure from the basic principles of the Constitution. + +This stability is the more remarkable when we recall the profound and +revolutionary change that has taken place in the social life of man +since the Constitution was adopted. It was framed at the very end of the +pastoral-agricultural age of humanity. The industrial revolution, which +has more profoundly affected man in the last century and a half than all +the changes which had theretofore taken place in the life of man since +the cave-dweller, was only then beginning. Measured in terms of +mechanical power, men when the Constitution was formed were Lilliputians +as compared with the Brobdingnagians of our day, when man outflies the +eagle, outswims the fish, and by his conquest and utilization of the +invisible forces of nature has become the superman; and yet the +Constitution of 1787 is, in most of its essential principles, still the +Constitution of 1922. This surely marks it as a marvel in statecraft +and can only be explained by the fact that the Constitution was +developed by a people who, as "children brave and free of the great +mother-tongue," had a real genius for self-government and its essential +element, the spirit of self-restraint. + +While it is true that the _text_ of the instrument has suffered almost +as little change as the Nicene Creed, yet it would be manifest error to +suggest that in its development by practical application the +Constitution has not undergone great changes. + +The first and greatest of all its expounders, Chief Justice Marshall, +said, in one of his greatest opinions, that the Constitution was-- + + "intended to endure for ages to come, and consequently to be + _adapted_ to the various crises of human affairs. To have prescribed + the means by which government should in all future times execute + its powers would have been to change entirely the character of the + instrument and to give it the properties of a legal code. It would + have been an unwise attempt to provide by immutable rules for + exigencies which, if foreseen at all, must have been foreseen dimly, + and can best be provided for as they occur." + +In this great purpose of enumerating rather than defining the powers of +government its framers were supremely wise. While it was marvellously +sagacious in what it provided, it was wise to the point of inspiration +in what it left unprovided. + +Nothing is more admirable than the self-restraint of men who, venturing +upon an untried experiment, and after debating for four months upon the +principles of government, were content to embody their conclusions in +not more than four thousand words. To this we owe the elasticity of the +instrument. Its vitality is due to the fact that, by usage, judicial +interpretation, and, when necessary, formal amendment, it can be thus +adapted to the ever-accelerating changes of the most progressive age in +history, and that a people have administered the Constitution who, in +the process of such adaptation, have generally shown the same spirit of +conservative self-restraint as did the men who framed it. + +The Constitution is neither, on the one hand, a Gibraltar rock, which +wholly resists the ceaseless washing of time or circumstance, nor is it, +on the other hand, a sandy beach, which is slowly destroyed by the +erosion of the waves. It is rather to be likened to a floating dock, +which, while firmly attached to its moorings, and not therefore the +caprice of the waves, yet rises and falls with the tide of time and +circumstance. + +While in its practical adaptation to this complex age the men who framed +it, if they could "revisit the glimpses of the moon," would as little +recognize their own handiwork as their own nation, yet they would still +be able to find in successful operation the essential principles which +they embodied in the document more than a century ago. + +Its success is also due to the fact that its framers were little +influenced by the spirit of doctrinarianism. They were not empiricists, +but very practical men. This is the more remarkable because they worked +in a period of an emotional fermentation of human thought. The +long-repressed intellect of man had broken into a violent eruption like +that of a seemingly extinct volcano. + +From the middle of the eighteenth century until the end of the French +Revolution the masses everywhere were influenced by the emotional, and +at times hysterical, abstractions of the French encyclopedists; and that +these had influenced thought in the American colonies is readily shown +in the preamble of the Declaration of Independence, with its +unqualified assertion of the equality of men and the absolute right of +self-determination. The Declaration sought in its noble idealism to make +the "world safe for democracy," but the Constitution attempted the +greater task of making democracy safe for the world by inducing a people +to impose upon themselves salutary restraints upon majority rule. + +Fortunately, the framers of the Constitution had learned a rude and +terrible lesson in the anarchy that had followed the War of +Independence. They were not so much concerned about the rights of man as +about his duties, and their great purpose was to substitute for the +visionary idealism of a rampant individualism the authority of law. Of +the hysteria of that time, which was about to culminate in the French +Revolution, there is no trace in the Constitution. + +They were less concerned about Rousseau's social contract than to +restore law and order. Hard realities and not generous and impossible +abstractions interested them. They had suffered grievously for more than +ten years from misrule and had a distaste for mere phrase-making, of +which they had had a satiety, for the Constitution, in which there is +not a wasted word, is as cold and dry a document as a problem in +mathematics or a manual of parliamentary law. Its mandates have the +simplicity and directness of the Ten Commandments, and, like the +Decalogue, it consists more of what shall not be done than what shall be +done. In this freedom from empiricism and sturdy adherence to the +realities of life, it can be profitably commended to all nations which +may attempt a similar task. + +While the Constitution apparently only deals with the practical and +essential details of government, yet underlying these simply but +wonderfully phrased delegations of power is a broad and accurate +political philosophy, which goes far to state the "law and the +prophets" of free government. + +These essential principles of the Constitution may be briefly summarized +as follows: + + + +1. + + +_The first is representative government_. + +Nothing is more striking in the debates of the convention than the +distrust of its members, with few exceptions, of what they called +"democracy." By this term they meant the power of the people to +legislate directly and without the intervention of chosen +representatives. They believed that the utmost concession that could be +safely made to democracy was the power to select suitable men to +legislate for the common good, and nothing is more striking in the +Constitution than the care with which they sought to remove the powers +of legislation from the _direct_ action of the people. Nowhere in the +instrument is there a suggestion of the initiative or referendum. + +Even an amendment to the Constitution could not be directly proposed by +the people in the exercise of their residual power or adopted by them. +As previously said, it could only be proposed by two-thirds of the House +and the Senate, and then could only become effective, if ratified by +three-fourths of the States, acting, not by a popular vote, but through +their chosen representatives either in their legislatures or special +conventions. Thus they denied the power of a majority to alter even the +form of government. Moreover, they gave to the President the power to +nullify laws passed by a majority of the House and Senate by his simple +veto, and yet, fearful of an unqualified power of the President in this +respect, they provided that the veto itself should be vetoed, if +two-thirds of the Senate and House concurred in such action. Moreover, +the great limitations of the Constitution, which forbid the majority, or +even the whole body of the House and Senate, to pass laws either for +want of authority or because they impair fundamental rights of +individuals, are as emphatic a negation of an absolute democracy as can +be found in any form of government. + +Measured by present-day conventions of democracy, the Constitution is an +undemocratic document. The framers believed in representative +government, to which they gave the name "Republicanism" as the +antithesis to "democracy." The members of the Senate were to be selected +by State legislatures, and the President himself was, as originally +planned, to be selected by an electoral college similar to the College +of Cardinals. + +The debates are full of utterances which explain this attitude of mind. +Mr. Gerry said: "The evils we experience flow from the excesses of +democracy. The people are the dupes of pretended patriots." Mr. +Randolph, the author of the Virginia plan, observed that the general +object of the Constitution was to provide a cure for the evils under +which the United States laboured; that in tracing these evils to their +origin every man had found it in the tribulation and follies of +democracy; that some check, therefore, was to be sought for against this +tendency of our Government. + +Alexander Hamilton remarked, on June 18, that-- + + "the members most tenacious of republicanism were as loud as any in + declaiming against the evils of democracy." + +He added: + + "Give all the power to the many and they will oppress the few. Give + all the power to the few and they will oppress the many. Both ought, + therefore, to have the power that each may defend itself against the + other." + +Perhaps the attitude of the members is thus best expressed by James +Madison, in the 10th of the Federalist papers: + + "A pure democracy, by which I mean a State consisting of a small + number of citizens, who assemble and administer the government in + person, can admit of no cure for the mischiefs of faction. Such + democracies have ever been spectacles of turbulence and contention, + and have often been found incompatible with the personal security + and rights of property, and have generally been as short in their + lives as they have been violent in their deaths." + +Undoubtedly, the framers of the Constitution in thus limiting popular +rule did not take sufficient account of the genius of an +English-speaking people. A few of their number recognized this. +Franklin, a self-made man, believed in democracy and doubted the +efficacy of the Constitution unless it was, like a pyramid, broad-based +upon the will of the people. + +Colonel Mason, of Virginia, who was also of the Jeffersonian school of +political philosophy, said: + + "Notwithstanding the oppression and injustice experienced among us + from democracy, the genius of the people is in favour of it, and the + genius of the people must be consulted." + +In this they were true prophets, for the American people have refused to +limit democracy as narrowly and rigidly as the framers of the +Constitution clearly intended. The most notable illustration of this is +the selection of the President. It was never contemplated that the +people should directly select the President, but that a chosen body of +electors should, with careful deliberation, make this momentous choice. +While, in form, the system persists to this day, from the very beginning +the electors simply vote as the people who select them desire. It should +here be noted that Thomas Jefferson, the great Democrat and draftsman of +the Declaration of Independence, was not a member of the convention. +During its sessions he was in France. He was instrumental in securing +the first ten Amendments and the subsequent adaptation of the +Constitution to meet the democratic instincts of the American people is +largely due to his great leadership. + +Moreover, the spirit of representative government has greatly changed +since the Constitution was adopted. The ideal of the earlier time was +that so nobly expressed by Edmund Burke in his address to the electors +of Bristol, for the framers believed that a representative held a +judicial position of the most sacred character, and that he should vote +as his judgment and conscience dictated without respect to the wishes of +his constituents. To-day, and notably in the last half century, the +contrary belief, due largely to Jefferson's political ideals, has so +influenced American politics that the representatives of the people, +either in the legislature or the executive departments of the +government, are considered by the masses as only the mouthpieces of the +people who select them, and to ignore their wishes is regarded as +virtually a betrayal of a trust and the negation of democracy. + +For this change in attitude there has been much justification, for in my +country, as elsewhere, the people do not always select their best men as +representatives, and, with the imperfections of human nature, there has +been so much of ignorance and, at times, venality, that the instinct of +the people is to take the conduct of affairs into their own hands. On +the other hand, this change of attitude has led, in many instances, to +government by organized minorities, for, with the division of the masses +into political parties, it is easy for an organized minority to hold the +balance of power, and thus impress its will upon majorities. Time may +yet vindicate the theory of the framers that the limit of democracy is +the selection of true and tried representatives. + + + +2. + + +_The second and most novel principle of the Constitution is its dual +form of Government._ + +This did constitute a unique contribution to the science of politics. +This was early recognized by de Tocqueville, one of the most acute +students of the Constitution, who said that it was based "upon a wholly, +novel theory, which may be considered a great discovery in modern +political science." + +Previous to the Constitution it had not been thought possible to divide +sovereignty, or at least to have two different sovereignties moving as +planets in the same orbit. Therefore, all previous federated governments +had been based upon the plan that a league could only effect its will +through the constituent States and that the citizens in these States +owed no direct allegiance to the league, but only to the States of which +they were members. The Constitution, however, developed the idea of a +dual citizenship. While the people remained citizens of their respective +States in the sphere of government which was reserved to the States, yet +they directly became citizens of the central government, and, as such, +ceased to be citizens of the several States in the sphere of government +delegated to the central power; and this allegiance was enforced by the +direct action of the central government on the citizens as individuals. +Thus has been developed one of the most intricately complex governmental +systems in the world. + +At the time of the adoption of the Constitution this division of +jurisdiction was quite feasible, for, geographically, the various States +were widely separated, and the lack of economic contact made it easy for +each government to function without serious conflict. The framers, +however, did not sufficiently reckon with the mechanical changes in +society that were then beginning. They did not anticipate, and could not +have anticipated, the centripetal influences of steam and electricity +which have woven the American people into an indissoluble unit for +commercial and many other purposes. As a result many laws of the Federal +Government, in their incidences in this complex age, directly impinge +upon rights of the State governments, and _vice versa_, and the +practical application of the Constitution has required a very subtle +adaptation of a form of government which was enacted in a primitive age +to a form of government of a complex age. + +Take, for example, the power over commerce. According to the +Constitution, the Federal Government had plenary power over foreign +commerce and commerce _between_ the States, but the power over commerce +_within_ a State was reserved to State governments. This presupposed the +power of Government to divide commerce into two water-tight +compartments, or, at least, to regard the two spheres of power as +parallel lines that would never meet; whereas with the coming of the +railroad, steamship and the telegraph commerce has become so unified +that the parallel lines have become lines of interlacing zigzags. To +adapt the commerce clause of the Constitution to these changed +conditions has required, in the highest degree, the constructive genius +of the Supreme Court of the United States, and, in a series of very +remarkable decisions, which are contained in 256 volumes of the official +reports, that great tribunal has tried to draw a line between +inter-State and domestic commerce as nearly to the original plans of the +framers as it was possible; but obviously there has been so much +adaptation to make this possible that if Washington, Franklin, Madison +and Hamilton could revisit the nation they created they would not +recognize their own handiwork. + +For the same reason, the dual system of government has been profoundly +modified by the great elemental forces of our mechanical age, so that +the scales, which try to hold in nice equipoise the Federal Government +on the one hand and the States on the other, have been greatly +disturbed. Originally, the States were the powerful political entities, +and the central government a mere agent for certain specific purposes; +but, in the development of the Constitution, the nation has naturally +become of overshadowing importance, while the States have relatively +steadily diminished in power and prestige. + +These inevitable tendencies in American politics are called +"centralization," and while for nearly a century a great political party +bitterly contested its steady progress, due to the centripetal +influences above indicated, yet the contest was long since abandoned as +a hopeless one, and the struggle to-day is rather to keep, so far as +possible, the inevitable tendency measurably in check. + +Nevertheless, it would be erroneous to suggest that the dual system of +government is a failure. It still endures in providing a large measure +of authority to the States in their purely domestic concerns, and, in a +country that extends from the Atlantic to the Pacific, and from the +Lakes to the Gulf, whose northern border is not very far from the Arctic +Circle, and whose southern border is not many degrees from the Equator, +there are such differences in the habits, conventions, and ideals of the +people that without this dual form of government the Constitution would +long since have broken down. It is not too much to say that the success +with which the framers of the Constitution reconciled national supremacy +and efficiency with local self-government is one of the great +achievements in the history of mankind. + + + +3. + + +_The third principle was the guaranty of individual liberty through +constitutional limitations._ + +This marked another great contribution of America to the science of +government. In all previous government building, the State was regarded +as a sovereign, which could grant to individuals or classes, out of its +plenary power, certain privileges or exemptions, which were called +"liberties." Thus the liberties which the barons wrung from King John at +Runnymede were virtually exemptions from the power of government. Our +fathers did not believe in the sovereignty of the State in the sense of +absolute power, nor did they believe in the sovereignty of the people in +that sense. The word "sovereignty" will not be found in the Constitution +or the Declaration of Independence. They believed that each individual, +as a responsible moral being, had certain "inalienable rights" which +neither the State nor the people could rightfully take from him. + +This conception of individualism, enforced in courts of law against +executives and legislatures, was wholly new and is the distinguishing +characteristic of American constitutionalism. As to such reserved +rights, guaranteed by Constitutional limitations, and largely by the +first ten amendments to the Constitution, a man, by virtue of his +inherent and God-given dignity as a human soul, has rights, such as +freedom of the Press, liberty of speech, property rights, and religious +freedom, which even one hundred millions of people cannot rightfully +take from him, without amending the Constitution. The framers did not +believe that the oil of anointing that was supposed to sanctify the +monarch and give him infallibility had fallen upon the "multitudinous +tongue" of the people to give it either infallibility or omnipotence. +They believed in individualism. They were animated by a sleepless +jealousy of governmental power. They believed that the greater such +power, the greater the danger of its abuse. They felt that the +individual could generally best work out his own salvation, and that his +constant prayer to Government was that of Diogenes to Alexander: "Keep +out of my sunlight." The worth and dignity of the human soul, the free +competition of man and man, the nobility of labour, the right to work, +free from the tyranny of state or class, this was their gospel. +Socialism was to them abhorrent. + +This theory of government gave a new dignity to manhood. It said to the +State: "There is a limit to your power. Thus far and no further, and +here shall thy proud waves be stayed." + + + +4. + + +_Closely allied to this doctrine of limited governmental powers, even by +a majority, is the fourth principle of an independent judiciary_. + +It is the balance wheel of the Constitution, and to function it must be +beyond the possibility of attack and destruction. My country was founded +upon the rock of property rights and the sanctity of contracts. Both the +nation and the several States are forbidden to impair the obligation of +contracts, or take away life, liberty, or property "without due process +of law." The guarantee is as old as Magna Charta; for "due process of +law" is but a paraphrase of "the law of the land," without which no +freeman could be deprived of his liberties or possessions. + +"Due process of law" means that there are certain fundamental principles +of liberty, not defined or even enumerated in the Constitution, but +having their sanction in the free and enlightened conscience of just +men, and that no man can be deprived of life, liberty, or property, +except in conformity with these fundamental decencies of liberty. To +protect these even against the will of a majority, however large, the +judiciary was given unprecedented powers. It threw about the individual +the solemn circle of the law. It made the judiciary the final conscience +of the nation. Your nation cherishes the same primal verities of +liberty, but with you, the people in Parliament, is the final judge. We, +however, are not content that a majority of the Legislature shall +override inviolable individual rights, about which the judiciary is +empowered to throw the solemn circle of the law. + +This august power has won the admiration of the world, and by many is +regarded as a novel contribution to the science of government. The idea, +however, was not wholly novel. As previously shown, four Chief Justices +of England had declared that an Act of Parliament, if against common +right and reason, could be treated as null and void; while in France the +power of the judiciary to refuse efficacy to a law, unless sanctioned by +the judiciary, had been the cause of a long struggle for at least three +centuries between the French monarch and the courts of France. However, +in England the doctrine of the common law yielded to the later doctrine +of the omnipotence of Parliament, while in France the revisory power of +the judiciary was terminated by the French Revolution. + +The United States, however, embodied it in its form of government and +thus made the judiciary, and especially the Supreme Court, the balance +wheel of the Constitution. Without such power the Constitution could +never have lasted, for neither executive officers nor legislatures are +good judges of the extent of their own powers. + +Nothing more strikingly shows the spirit of unity which the Constitution +brought into being than the unbroken success with which the Supreme +Court has discharged this difficult and most delicate duty. The +President is the Commander-in-Chief of the Army and the Navy and can +call them to his aid. The legislature has almost unlimited power through +its control of the public purse. The States have their power reinforced +by armed forces, and some of them are as great in population and +resources as many of the nations of Europe. The Supreme Court, however, +has only one officer to execute its decrees, called the United States +Marshal; and yet, without sword or purse, and with only a high sheriff +to enforce its mandates, when the Supreme Court says to a President or +to a Congress or to the authorities of a great--and, in some respects, +sovereign--State that they must do this or must refrain from doing that, +the mandate is at once obeyed. Here, indeed, is the American ideal of "a +government of laws and not of men" most strikingly realized; and if the +American Constitution, as formulated and developed, had done nothing +else than to establish in this manner the supremacy of law, even as +against the overwhelming sentiment of the people, it would have +justified the well-known encomium of Mr. Gladstone. + +It must be added, however, that in one respect this function of the +judiciary has had an unfortunate effect in lessening rather than +developing in the people the sense of constitutional morality. In your +country the power of Parliament is omnipotent, and yet in its +legislation it voluntarily observes these great fundamental decencies +of liberty which in the American Constitution are protected by formal +guarantees. This can only be true because either your representatives in +Parliament have a deep sense of constitutional morality, or that the +constituencies which select them have so much sense of constitutional +justice that their representatives dare not disregard these fundamental +decencies of liberty. + +In the United States, however, the confidence that the Supreme Court +will itself protect these guaranties of liberty has led to a diminution +of the sense of constitutional morality, both in the people and their +representatives. It abates the vigilance which is said to be ever the +price of liberty. + +Laws are passed which transgress the limitations of the Constitution +without adequate discussion as to their unconstitutional character, for +the reason that the determination of this fact is erroneously supposed +to be the exclusive function of the judiciary. + +The judiciary, contrary to the common supposition, has no plenary power +to nullify unconstitutional laws. It can only do so when there is an +irreconcilable and indubitable repugnancy between a law and the +Constitution; but obviously laws can be passed from motives that are +anti-constitutional, and there is a wide sphere of political discretion +in which many acts can be done which, while politically +anti-constitutional, are not juridically unconstitutional. For this +reason, the undue dependence upon the judiciary to nullify every law +which either in form, necessary operation, or motive transgresses the +Constitution has so far lessened the vigilance of the people to protect +their own Constitution as to lead to its serious impairment. + + + +5. + + +_The fifth fundamental principle was a system of governmental checks and +balances_. + +The founders of the Republic were not enamoured of power. As they viewed +human history, the worst evils of government were due to excessive +concentration of power, which like Othello's jealousy "makes the meat it +feeds on." + +This system of checks and balances again illustrates that the +Constitution is the great negation of unrestrained democracy. The +framers believed that a people was best governed that was least +governed. Therefore, their purpose was not so much to promote efficiency +in legislation as to put a brake upon precipitate action. + +Time does not suffice to state the intricate system of checks and +balances whereby the legislature acts as a check upon the executive and +the executive upon the legislature, and the Supreme Court upon both. +When the Republic was small, and its public affairs were few, this +system of checks and balances worked admirably, but to-day, when the +nation is one of the greatest in the world, and its public affairs are +of the most important and complicated character, and often require +speedy action, it may be questioned whether the system is not now an +undue brake upon governmental efficiency, and does _not_ require some +modification to ensure efficiency. Indeed, it is a serious question with +many thoughtful Americans whether the growth of the United States has +not put an excessive strain upon its governmental machinery. + +This system was in part due to the confident belief of the framers of +the Constitution in the Montesquieu doctrine of the division of +government into three independent departments--legislative, executive +and judicial; but experience has shown how difficult it is to apply this +doctrine in its literal rigidity. One result of the doctrine was the +mistaken attempt to keep the legislative and the executive as far apart +as possible. The Cabinet system of parliamentary government was not +adopted. While the President can appear before Congress and express his +views, his Cabinet is without such right. In practice, the gulf is +bridged by constant contact between the Cabinet and the committees of +Congress, but this does not wholly secure speedy and efficient +co-operation between the two departments. As I speak, a movement is in +progress, with the sanction of President Harding, to permit members of +his Cabinet to appear in Congress and thus defend directly and in person +the policies of the Executive. + +This separation of the two departments, which causes so much friction, +has been emphasized by one feature of the Constitution which again marks +its distrust of democracy, namely the fixed tenure of office. The +Constitution did not intend that public officials should rise or fall +with the fleeting caprices of a constituency. It preferred to give the +President and the members of Congress a fixed term of office, and, +however unpopular they might become temporarily, they should have the +right and the opportunity to proceed even with unpopular policies, and +thus challenge the final verdict of the people. + +If a parliamentary form of government, immediately responsive to +current opinion as registered in elections, is the great desideratum, +then the fixed tenure of offices is the vulnerable Achilles-heel of our +form of government. In other countries the Executive cannot survive a +vote of want of confidence by the legislature. In America, the +President, who is merely the Executive of the legislative will, +continues for his prescribed term, though he may have wholly lost the +confidence of the representatives of the people in Congress. While this +makes for stability in administration and keeps the ship of state on an +even keel, yet it also leads to the fatalism of our democracy, and often +the "native hue" of its resolution is thus "sicklied o'er with the pale +cast of thought." Take a striking instance. I am confident that after +the sinking of the _Lusitania_, the United States would have entered the +world war, if President Wilson's tenure of power had then depended upon +a vote of confidence. + + + +6. + + +_The sixth fundamental principle is the joint power of the Senate and +the Executive over the foreign relations of the Government_. + +I need not dwell at length upon this unique feature of our +constitutional system, for since the Versailles Treaty, the world has +become well acquainted with our peculiar system under which treaties are +made and war is declared or terminated. Nothing, excepting the principle +of local rule, was of deeper concern to the framers of the Constitution. +When it was framed, it was the accepted principle of all other nations +that the control of the foreign relations of the Government was the +exclusive prerogative of the Executive. In your country the only +limitation upon that power was the control of Parliament over the purse +of the nation, and some of the great struggles in your history related +to the attempt of the Crown to exact money to carry on the wars without +a Parliament grant. + +The framers were unwilling to lodge any such power in the Executive, +however great his powers in other respects. This was primarily due to +the conception of the States that then prevailed. While they had created +a central government for certain specified purposes, they yet regarded +themselves as sovereign nations, and their representatives in the Senate +were, in a sense, their ambassadors. They were as little inclined to +permit the President of the United States to make treaties or declare +war at will in their behalf as the European nations would be to-day to +vest a similar authority in the League of Nations. It was, therefore, +first proposed that the power to make treaties and appoint diplomatic +representatives should be vested exclusively in the Senate, but as that +body was not always in session, this plan was so far modified as to give +the President, who is always acting, the power to _negotiate_ treaties +"with the advice and consent of the Senate." As to making war, the +framers were not willing to entrust the power even to the President and +the Senators, and it was therefore expressly provided that only Congress +could take this momentous step. + +Here, again, the theory of the Constitution was necessarily somewhat +modified in practical administration, for under the power of nominating +diplomatic representatives, negotiating treaties, and in general, of +executing the laws of the nation, the principle was soon evolved that +the conduct of foreign affairs was primarily the function of the +President, with the limitation that the Senate must concur in diplomatic +appointments and in the validity of treaties, and that only both Houses +of Congress could jointly declare war. This cumbrous system necessarily +required that the President in conducting the foreign relations of the +Government should keep in touch with the Senate, and such was the +accepted procedure throughout the history of the nation until President +Wilson saw fit to ignore the Senate, even when the Senate had indicated +its dissent in advance to some of his policies at the Versailles +Conference. + +I suppose that since that conference no part of our constitutional +system has caused more adverse comment in Europe than this system. It +often handicaps the United States from taking a speedy and effectual +part in international negotiations, although if the President and the +Senate be in harmony and collaborate in this joint responsibility, there +is no necessary reason why this should be so. + +I share the view of many Americans that this provision of the +Constitution was wise and salutary, especially at this time, when the +United States has taken such an important position in the councils of +civilization. The President is a very powerful Executive, and his +tenure, while short, is fixed. Generally he is elected by little more +than a majority of the people, and sometimes through the curious +workings of the electoral college system, he has been only the choice +of a minority of the electorate. For these reasons, the framers of the +Constitution were unwilling to vest in the President exclusively the +immeasurable power of pledging the faith, man-power, and resources of +the nation and of declaring war. The heterogeneous character of our +population especially emphasizes the wisdom of this course, for it would +be difficult, if not impossible, for an American President to make an +offensive and defensive alliance with any nation or declare war against +another nation without running counter to the racial interests and +passions of a substantial part of the American nation. For better or +worse, the United States has limited, but not destroyed, as the world +war showed, its freedom to antagonize powerful nations from whose people +it has drawn large numbers of its own citizenship. The domestic harmony +of the nation requires that before the United States assumes treaty +obligations or makes war such policy shall represent the largely +preponderating sentiment of its people, and nothing could more +effectually secure this end than to require the President, before making +a treaty, to secure the assent of two-thirds of the Senate and a +majority of both Houses of Congress before making war. + +While this may lead, as it has in recent years, to temporary and +regrettable embarrassments, yet in the long run, it is not only better +for the United States, but it is even to the best interests of other +nations, for in this way they are safeguarded against the possible +action of an Executive with whom racial instincts might still be very +influential. In your country, where the Government of the day is subject +to immediate dismissal for want of confidence, such power over foreign +relations can be safely entrusted to a few men, but in the United +States, with its fixed tenures of office, a President could pledge the +faith and involve his nation in war against the interests and will of +the people. Suppose the President had unlimited power over our foreign +relations and that within the next ten years an American, whose parents +were born in any European nation, was elected on purely domestic issues, +he could, with his assured four years of power, bring about a new +alignment of nations and shake the political equilibrium of the world. +The Constitution wisely refused to grant such a power. Hence the +provision for the concurrence of the legislative representatives of the +nation. At all events, it constitutes a system which, as the last +presidential election showed, the American people will not willingly +forgo. It is true that this system makes it difficult for the United +States to participate effectively in the main purpose of the League of +Nations to enforce peace by joint action at Geneva, but to ask the +United States to surrender a vital part of its constitutional system, +upon which its domestic peace so largely depends, in order to promote +the League, seems to me as unreasonable as it would be to ask your +country to abolish the Crown, to which it is sincerely attached as a +vital part of its system, as a contribution towards international +co-operation. You would not surrender such an integral part of your +system, and therefore it is not reasonable to expect a similar sacrifice +on our part, even though the meritorious purposes of the League be +freely recognized. + +I have thus summarized briefly and most inadequately some of the +essential principles of the Constitution. I have only been able to +suggest very impressionistically what they are and the lessons to be +drawn from them. If I were able to deliver a dozen addresses on the +subject in this historic Hall and with this indulgent audience I would +not scratch even the surface. To understand the Constitution of the +United States you must not only read the text but the thousands of +opinions rendered in the last 130 years by the Supreme Court in its +great task of interpreting this wonderful document. Few documents have +been the subject of more extended commentaries. The four thousand words +have been meticulously examined through intellectual microscopes in +judicial opinions, textbooks, and other commentaries which are as "thick +as autumnal leaves that strow the brooks in Vallombrosa." + +One can say of this document as Dr. Furness, in his variorum edition of +_Hamlet_, says of the words of that character: + + "No words by him let fall, no syllable by him uttered, but has been + caught up and pondered, as no words except those of Holy Writ." + +But what of its future and how long will the Constitution wholly resist +the washing of time and circumstance? Lord Macaulay once ventured the +prediction that the Constitution would prove unworkable as soon as there +were no longer large areas of undeveloped land and when the United +States became a nation of great cities. That period of development has +arrived. In 1880 only 15 per cent. of the American population lived in +the cities and the remainder were still on the farms. To-day over 52 per +cent, are crowded in one hundred great cities. Lord Macaulay added: + + "I believe America's fate is only deferred by physical causes. + Institutions purely democratic will sooner or later destroy liberty + or civilization, or both.... The American Constitution is all sail + and no anchor." + +In this last commentary Lord Macaulay was clearly mistaken. As I have +shown, the Constitution is not "purely democratic." It is amazing that +so great a mind should have so little understood that more than any +other Constitution, that of America imposes powerful restraints on +democracy. The experience of a century and a quarter has shown that +while the anchor may at times drag, yet it measurably holds the ship of +state to its ancient moorings. The American Constitution still remains +in its essential principles and still enjoys not only the confidence but +the affection of the great and varied people whom it rules. To the +latter this remarkable achievement must be attributed rather than to any +inherent strength in parchment or red seals, for in a democracy the +living soul of any Constitution must be such belief of the people in its +wisdom and justice. If it should perish to-morrow, it would yet have +enjoyed a life and growth of which any nation or age might be justly +proud. Moreover, it could claim with truth, if it finally perished, that +it had been subjected to conditions for which it was never intended and +that some of its essential principles had been ignored. + +The Constitution is something more than a written formula of +government--it is a great spirit. It is a high and noble assertion, +and, indeed, vindication, of the morality of government. It "renders +unto Caesar [the political state] the things that are Caesar's," but in +safeguarding the fundamental moral rights of the people, it "renders +unto God the things that are God's." + +In concluding, I cannot refrain from again reminding you that this +consummate work of statecraft was the work of the English-speaking race, +and that your people can therefore justly share in the pride which it +awakens. It is not only one of the great achievements of that _gens +aeterna_, but also one of the great monuments of human progress. It +illustrates the possibilities of true democracy in its best estate. When +the moral anarchy out of which it was born is called to mind, it can be +truly said that while "sown in weakness, it was raised in power." + +To the succeeding ages, it will be a flaming beacon, and everywhere men, +who are confronted with the acute problems of this complex age, can +take encouragement from the fact that a small and weak people, when +confronted with similar problems, had the strength and will to impose +restraint upon themselves by peacefully proclaiming in the simple words +of the noble preamble to the Constitution: + + "We, the people of the United States, in order to form a more + perfect union, establish justice, ensure domestic tranquillity, + provide for the common defence, promote the general welfare, and + secure the blessings of liberty to ourselves and our posterity, do + ordain and establish this Constitution for the United States of + America." + +Note the words "ordain and establish." They imply perpetuity. They make +no provision for the secession of any State, even if it deems itself +aggrieved by federal action. And yet the right to secede was urged for +many years, but Lincoln completed the work of Washington, Franklin, +Madison and Hamilton by establishing that "a government for the people, +by the people and of the people should not perish from the earth." + + + + +_IV. The Revolt Against Authority_ + + +"Where there is no vision, the people perish: but he that keepeth the +law, happy is he." + +PROVERBS xxix. 18. + +One of the most quoted--and also mis-quoted--proverbs of the wise +Solomon says, as translated in the authorized version: "Where there is +no vision, the people perish." What Solomon actually said was: "Where +there is no vision, the people _cast off restraint_." The translator +thus confused an effect with a cause. What was the vision to which the +Wise Man referred? The rest of the proverb, which is rarely quoted, +explains: + +"Where there is no vision, the people cast off restraint: _but he that +keepeth the law, happy is he_." + +The vision, then, is the authority of law, and Solomon's warning is +that to which the great and noble founder of Pennsylvania, William Penn, +many centuries later gave utterance, when he said: + +"That government is free to the people under it, where the laws rule and +the people are a party to those laws; and all the rest is tyranny, +oligarchy and confusion." + +It is my present purpose to discuss the moral psychology of the present +revolt against the spirit of authority. Too little consideration has +been paid by the legal profession to questions of moral psychology. +These have been left to metaphysicians and ecclesiastics, and yet--to +paraphrase the saying of the Master--"the laws were made for man and not +man for the laws," and if the science of the law ignores the study of +human nature and attempts to conform man to the laws, rather than the +laws to man, then its development is a very partial and imperfect one. + +Let me first be sure of my premises. Is there in this day and +generation a spirit of lawlessness greater or different than that that +has always characterized human society? Such spirit of revolt against +authority has always existed, even when the penalty of death was visited +upon nearly all offences against life and property. Blackstone tells us +(Book IV, Chap. I) that in the eighteenth century it was a capital +offence to cut down a cherry tree in an orchard--a drastic penalty which +should increase our admiration for George Washington's courage and +veracity. + +We are apt to see the past in a golden haze, which obscures our vision. +Thus, we think of William Penn's "holy experiment" on the banks of the +Delaware as the realization of Sir Thomas More's dream of Utopia; and +yet Pennsylvania was somewhat intemperately called in 1698 "the greatest +refuge for pirates and rogues in America," and Penn himself wrote, about +that time, that he had heard of no place which was "more overrun with +wickedness" than his City of Brotherly Love, where things were so +"openly committed in defiance of law and virtue--facts so foul that I am +forbid by common modesty to relate them." + +Conceding that lawlessness is not a novel phenomenon, is not the present +time characterized by an exceptional revolt against the authority of +law? The statistics of our criminal courts show in recent years an +unprecedented growth in crimes. Thus, in the federal courts, pending +criminal indictments have increased from 9503 in the year 1912 to over +70,000 in the year 1921. While this abnormal increase is, in part, due +to sumptuary legislation--for approximately 30,000 cases now pending +arise under the prohibition statutes--yet, eliminating these, there yet +remains an increase in nine years of over 400 per cent, in the +comparatively narrow sphere of the federal criminal jurisdiction. I have +been unable to get the data from the State Courts; but the growth of +crimes can be measured by a few illustrative statistics. Thus, the +losses from burglaries which have been repaid by casualty companies have +grown in amount from $886,000 in 1914 to over $10,000,000 in 1920; and, +in a like period, embezzlements have increased five-fold. It is +notorious that the thefts from the mails and express companies and other +carriers have grown to enormous proportions. The hold-up of railroad +trains is now of frequent occurrence, and is not confined to the +unsettled sections of the country. Not only in the United States, but +even in Europe, such crimes of violence are of increasing frequency, and +a recent dispatch from Berne, under date of August 7, 1921, stated that +the famous International Expresses of Europe were now run under a +military guard. + +The streets of our cities, once reasonably secure from crimes of +violence, have now become the field of operations for the foot-pad and +highwayman. The days of Dick Turpin and Jack Sheppard have returned, +with this serious difference--that the Turpins and Sheppards of our day +are not dependent upon the horse, but have the powerful automobile to +facilitate their crimes and make sure their escape. + +Thus in Chicago alone, 5000 automobiles were stolen in a single year. +Once murder was an infrequent and abnormal crime. To-day in our large +cities it is of almost daily occurrence. In New York, in 1917, there +were 236 murders and only 67 convictions; in 1918, 221, and 77 +convictions. In Chicago, in 1919, there were 336, and 44 convictions. + +When the crime wave was at its height a year ago, the police authorities +in more than one American city confessed their impotence to impose +effective restraints. Life and property had seemingly become almost as +insecure as during the Middle Ages.[3] + +[Footnote 3: The reader will bear in mind that these words were spoken +in August 1921. Unquestionably, the situation has greatly improved +during the present year(1922).] + +As to the subtler and more insidious crimes against the political +state, it is enough to say that graft has become a science in city, +state and nation. Losses by such misapplication of public funds--piled +Pelion on Ossa--no longer run in the millions but the hundreds of +millions. Our city governments are, in many instances, foul cancers on +the body politic; and for us to boast of having solved the problem of +local self-government is as fatuous as for a strong man to exult in his +health when his body is covered with running sores. It has been +estimated that the annual profits from violations of the prohibition +laws have reached $300,000,000. Men who thus violate these laws for +sordid gain are not likely to obey other laws, and the respect for law +among all classes steadily diminishes as our people become familiar +with, and tolerant to, wholesale criminality. Whether the moral and +economic results of Prohibition overbalance this rising wave of crime, +time will tell. + +_In limine_, let us note the significant fact that this spirit of +revolt against authority is not confined to the political state, and +therefore its causes lie beyond that sphere of human action. + +Human life is governed by all manner of man-made laws--laws of art, of +social intercourse, of literature, music, business--all evolved by +custom and imposed by the collective will of society. Here we find the +same revolt against tradition and authority. + +In music, its fundamental canons have been thrown aside and discord has +been substituted for harmony as its ideal. Its culmination--jazz--is a +musical crime. If the forms of dancing and music are symptomatic of an +age, what shall be said of the universal craze to indulge in crude and +clumsy dancing to the vile discords of so-called "jazz" music? The cry +of the time is: + + "On with the dance, let joy be" unrefined. + +In the plastic arts, the laws of form and the criteria of beauty have +been swept aside by the futurists, cubists, vorticists, tactilists, and +other aesthetic Bolsheviki. + +In poetry, where beauty of rhythm, melody of sound and nobility of +thought were once regarded as the true tests, we now have in freak forms +of poetry the exaltation of the grotesque and brutal. Hundreds of poets +are feebly echoing the "barbaric yawp" of Walt Whitman, without the +redeeming merit of his occasional sublimity of thought. + +In commerce, the revolt is against the purity of standards and the +integrity of business morals. Who can question that this is +pre-eminently the age of the sham and the counterfeit? Science is +prostituted to deceive the public by cloaking the increasing +deterioration in quality of merchandise. The blatant medium of +advertising has become so mendacious as to defeat its own purpose. + +In the recent deflation in commodity values, there was widespread +"welching" among business men who had theretofore been classed as +reputable. Of course, I recognize that a far greater number kept their +contracts, even when it brought them to the verge of ruin. But when in +the history of American business was there such a volume of broken faith +as in the drastic deflation of 1920? + +In the greater sphere of social life, we find the same revolt against +the institutions which have the sanction of the past. Social laws, which +mark the decent restraints of print, speech and dress, have in recent +decades been increasingly disregarded. The very foundations of the great +and primitive institutions of mankind--like the family, the Church, and +the State--have been shaken. Nature itself is defied. Thus, the +fundamental difference of sex is disregarded by social and political +movements which ignore the permanent differentiation of social function +ordained by Nature. + +All these are but illustrations of the general revolt against the +authority of the past--a revolt that can be measured by the change in +the fundamental presumption of men with respect to the value of human +experience. In all former ages, all that was in the past was +presumptively true, and the burden was upon him who sought to change it. +To-day, the human mind apparently regards the lessons of the past as +presumptively false--and the burden is upon him who seeks to invoke +them. + +Lest I be accused of undue pessimism, let me cite as a witness one who, +of all men, is probably best equipped to express an opinion upon the +moral state of the world. I refer to the venerable head of that +religious organization[4] which, with its trained representatives in +every part of the world, is probably better informed as to its spiritual +state than any other organization. + +[Footnote 4: Reference is to the late Pope Benedict.] + +Speaking last Christmas Eve, in an address to the College of Cardinals, +the venerable Pontiff gave expression to an estimate of present +conditions which should have attracted far greater attention than it +apparently did. + +The Pope said that five plagues were now afflicting humanity. + +The first was the unprecedented challenge to authority. + +The second, an equally unprecedented hatred between man and man. + +The third was the abnormal aversion to work. + +The fourth, the excessive thirst for pleasure as the great aim of life. + +The fifth, a gross materialism which denied the reality of the spiritual +in human life. + +The accuracy of this indictment will commend itself to men who like +myself are not of Pope Benedict's communion. + +I trust that I have already shown that the challenge to authority is +universal and is not confined to that of the political state. Even in +the narrower confine of the latter, the fires of revolution are either +violently burning, or, at least, smouldering. Two of the oldest empires +in the world, which, together, have more than half of its population +(China and Russia) are in a welter of anarchy; while many lesser nations +are in a stage of submerged revolt. If the revolt were confined to +autocratic governments, we might see in it merely a reaction against +tyranny; but even in the most stable of democracies and among the most +enlightened peoples, the underground rumblings of revolution may be +heard. + +The Government of Italy has been preserved from overthrow, not alone by +its constituted authorities, but by a band of resolute men, called the +"fascisti," who have taken the law into their own hands, as did the +vigilance committees in western mining camps, to put down worse +disorders. + +Even England, the mother of democracies, and the most stable of all +Governments in the maintenance of law, has been shaken to its very +foundations in the last three years, when powerful groups of men +attempted to seize the State by the throat and compel submission to +their demands by threatening to starve the community. This would be +serious enough if it were only the world-old struggle between capital +and labour and had only involved the conditions of manual toil. But the +insurrection against the political state in England was more political +than it was economic. It marked, on the part of millions of men, a +portentous decay of belief in representative government and its chosen +organ--the ballot box. Great and powerful groups had suddenly +discovered--and it may be the most portentous political discovery of the +twentieth century--that the power involved in their control over the +necessaries of life, as compared with the power of the voting franchise, +was as a forty-two centimetre cannon to the bow and arrow. The end +sought to be attained, namely the nationalization of the basic +industries, and even the control of the foreign policy of Great Britain, +vindicated the truth of the British Prime Minister's statement that +these great strikes involved something more than a mere struggle over +the conditions of labour, and that they were essentially seditious +attempts against the life of the State.[5] + +[Footnote 5: I am here speaking of the conditions of 1920. I appreciate +the great improvement, which seems to me to justify the Lincoln-like +patience of Lloyd George.] + +Nor were they altogether unsuccessful; for, when the armies of Lenin and +Trotsky were at the gates of Warsaw, in the summer of 1920, the attempts +of the Governments of England and Belgium to afford assistance to the +embattled Poles were paralysed by the labour groups of both countries, +who threatened a general strike if those two nations joined with France +in aiding Poland to resist a possibly greater menace to Western +civilization than has occurred since Attila and his Huns stood on the +banks of the Marne. + +Of greater significance to the welfare of civilization is the complete +subversion during the world war of nearly all the international laws +which had been slowly built up in a thousand years. These principles, as +codified by the two Hague Conventions, were immediately swept aside in +the fierce struggle for existence, and civilized man, with his liquid +fire and poison gas and his deliberate; attacks upon undefended cities +and their women and children, waged war with the unrelenting ferocity of +primitive times. + +Surely, this fierce war of extermination, which caused the loss of three +hundred billion dollars in property and thirty millions of human lives, +did mark for the time being the "twilight of civilization." The hands on +the dial of time had been put back--temporarily, let us hope and pray--a +thousand years. + +Nor will many question the accuracy of the second count in Pope +Benedict's indictment. The war to end war only ended in unprecedented +hatred between nation and nation, class and class, and man and man. +Victors and vanquished are involved in a common ruin. And if in this +deluge of blood, which has submerged the world, there is a Mount Ararat, +upon which the ark of a truer and better peace can find refuge, it has +not yet appeared above the troubled surface of the waters. + +Still less can one question the closely related third and fourth counts +in Pope Benedict's indictment, namely the unprecedented aversion to +work, when work is most needed to reconstruct the foundations of +prosperity, or the excessive thirst for pleasure which preceded, +accompanied, and now has followed the most terrible tragedy in the +annals of mankind. The true spirit of work seems to have vanished from +millions of men; that spirit of which Shakespeare made his Orlando +speak when he said of his true servant, Adam: + + "O good old man! how well in thee appears + The constant service of the antique world. + When service sweat for duty, not for meed!" + +The _moral_ of our industrial civilization has been shattered. Work for +work's sake, as the most glorious privilege of human faculties, has +gone, both as an ideal and as a potent spirit. The conception of work as +a degrading servitude, to be done with reluctance and grudging +inefficiency, seems to be the ideal of millions of men of all classes +and in all countries. + +The spirit of work is of more than sentimental importance. It may be +said of it, as Hamlet says of death: "The readiness is all." All of us +are conscious of the fact that, given a love of work, and the capacity +for it seems almost illimitable--as witness Napoleon, with his +thousand-man power, or Shakespeare, who in twenty years could write +more than twenty masterpieces. + +On the other hand, given an aversion to work, and the less a man does +the less he wants to do, or is seemingly capable of doing. + +The great evil of the world to-day is this aversion to work. As the +mechanical era diminished the element of physical exertion in work, we +would have supposed that man would have sought expression for his +physical faculties in other ways. On the contrary, the whole history of +the mechanical era is a persistent struggle for more pay and less work, +and to-day it has culminated in world-wide ruin; for there is not a +nation in civilization which is not now in the throes of economic +distress, and many of them are on the verge of ruin. In my judgment, the +economic catastrophe of 1921 is far greater than the politico-military +catastrophe of 1914. + +The results of these two tendencies, measured in the statistics of +productive industry, are literally appalling. + +Thus, in 1920, Italy, according to statistics of her Minister of +Labour, lost 55,000,000 days of work because of strikes alone. From July +to September, many great factories were in the hands of revolutionary +communists. A full third of these strikes had for their end political +and not economic purposes. + +In Germany, the progressive revolt of labour against work is thus +measured by competent authority: There were lost in strikes in 1917, +900,000 working days; in 1918, 4,900,000, and, in 1919, 46,600,000. + +Even in our own favoured land, the same phenomena are observable. In the +State of New York alone for 1920, there was a loss due to strikes of +over 10,000,000 working days. + +In all countries the losses by such cessations from labour are little as +compared with those due to the spirit which in England is called +"ca'-canny" or the shirking of performance of work, and of sabotage, +which means the deliberate destruction of machinery in operation. +Everywhere the phenomenon has been observed that, with the highest wages +known in the history of modern times, there has been an unmistakable +lessening of efficiency, and that with an increase in the number of +workers, there has been a decrease in output. Thus, the transportation +companies in the United States have seriously made a claim against the +United States Government for damages to their roads, amounting to +$750,000,000, claimed to be due to the inefficiency of labour during the +period of governmental operation. + +Accompanying this indisposition to work efficiently has been a mad +desire for pleasure, such as, if it existed in like measure in preceding +ages, has not been seen within the memory of living man. Man has danced +upon the verge of a social abyss, and, as previously suggested, the +dancing has, both in form and in accompanying music, lost its former +grace and reverted to the primitive forms of crude vulgarity. + +which gives the spectators the maximum of emotional expression with the +minimum of mental effort, had not been eclipsed by the splendour of a +Dempsey or a Carpentier. + +Of the last count in Pope Benedict's indictment, I shall say but little. +It is more appropriate for the members of that great and noble +profession which is more intimately concerned with the spiritual advance +of mankind. It is enough to say that, while the Church as an institution +continues to exist, the belief in the supernatural and even in the +spiritual has been supplanted in the souls of millions of men by a gross +and debasing materialism. + +If my reader agrees with me in my premises then we are not likely to +disagree in the conclusion that the causes of these grave symptoms are +not ephemeral or superficial; but must have their origin in some +deep-seated and world-wide change in human society. If there is to be a +remedy, we must first diagnose this malady of the human soul. + +For example, let us not "lay the flattering unction to our souls" that +this spirit is solely the reaction of the great war. + +The present weariness and lassitude of human spirit and the +disappointment and disillusion as to the aftermath of the harvest of +blood, may have aggravated, but they could not cause the symptoms of +which I speak; for the very obvious reason that all these symptoms were +in existence and apparent to a few discerning men for decades before the +war. Indeed, it is possible that the world war, far from causing the +_malaise_ of the age, was, in itself, but one of its many symptoms. + +Undoubtedly, there are many contributing causes which have swollen the +turbid tide of this world-wide revolution against the spirit of +authority. + +Thus, the multiplicity of laws does not tend to develop a law-abiding +spirit. This fact has often been noted. Thus Napoleon, on the eve of the +18th Brumaire, complained that France, with a thousand folios of law, +was a lawless nation. Unquestionably, the political state suffers in +authority by the abuse of legislation, and especially by the appeal to +law to curb evils that are best left to individual conscience. + +In this age of democracy, the average individual is too apt to recognize +two constitutions--one, the constitution of the State, and the second, +an unwritten constitution, to him of higher authority, under which he +believes that no law is obligatory which he regards as in excess of the +true powers of government. Of this latter spirit, the widespread +violation of the prohibition law is a familiar illustration. + +A race of individualists obey reluctantly, when they obey at all, any +laws which they regard as unreasonable or vexatious. Indeed, they are +increasingly opposed to any law, which affects their selfish interests. +Thus many good women are involuntary smugglers. They deny the authority +of the state to impose a tax upon a Paquin gown. The law's delays and +laxity in administration breed a spirit of contempt, and too often +invite men to take the law into their own hands. These causes are so +familiar that their statement is a commonplace. + +Proceeding to deeper and less recognized causes, some would attribute +this spirit of lawlessness to the rampant individualism, which began in +the eighteenth century, and which has steadily and naturally grown with +the advance of democratic institutions. Undoubtedly, the excessive +emphasis upon the rights of man, which marked the political upheaval of +the close of the eighteenth and the beginning of the nineteenth century, +has contributed to this malady of the age. Men talked, and still talk, +loudly of their rights, but too rarely of their duties. And yet if we +were to attribute the malady merely to excessive individualism, we would +again err in mistaking a symptom for a cause. + +To diagnose truly this malady we must look to some cause that is +coterminous in time with the disease itself and which has been operative +throughout civilization. We must seek some widespread change in social +conditions, for man's essential nature has changed but little, and the +change must, therefore, be of environment. + +I know of but one such change that is sufficiently widespread and +deep-seated to account adequately for this malady of our time. + +Beginning with the close of the eighteenth century, and continuing +throughout the nineteenth, a prodigious transformation has taken place +in the environment of man, which has done more to revolutionize the +conditions of human life than all the changes that had taken place in +the 500,000 preceding years which science has attributed to man's life +on the planet. Up to the period of Watt's discovery of steam vapour as a +motive power, these conditions, so far as the principal facilities of +life, were substantially those of the civilization which developed +eighty centuries ago on the banks of the Nile and later on the +Euphrates. Man had indeed increased his conquest over Nature in later +centuries by a few mechanical inventions, such as gunpowder, telescope, +magnetic needle, printing-press, spinning jenny, and hand-loom, but the +characteristic of all those inventions, with the exception of gunpowder, +was that they still remained a subordinate auxiliary to the physical +strength and mental skill of man. In other words, man still dominated +the machine, and there was still full play for his physical and mental +faculties. Moreover, all the inventions of preceding ages, from the +first fashioning of the flint to the spinning-wheel and the hand-lever +press, were all conquests of the tangible and visible forces of Nature. + +With Watt's utilization of steam vapour as a motive power, man suddenly +passed into a new and portentous chapter of his varied history. +Thenceforth, he was to multiply his powers a thousandfold by the +utilization of the invisible powers of Nature--such as vapour and +electricity. This prodigious change in his powers, and therefore his +environment, has proceeded with ever-accelerating speed. + +Man has suddenly become the superman. Like the giants of the ancient +fable, he has stormed the very ramparts of Divine power, or, like +Prometheus, he has stolen fire of omnipotent forces from Heaven itself +for his use. His voice can now reach from the Atlantic to the Pacific, +and, taking wing in his aeroplane, he can fly in one swift flight from +Nova Scotia to England, or he can leave Lausanne and, resting upon the +icy summit of Mont Blanc--thus, like "the herald, Mercury, new-lighted +on a heaven-kissing hill"--he can again plunge into the void, and thus +outfly the eagles themselves. + +In thus acquiring from the forces of Nature almost illimitable power, he +has minimized the necessity for his own physical exertion or even +mental skill. The machine now not only acts for him, but too often +_thinks_ for him. + +Is it surprising that so portentous a change should have fevered his +brain and disturbed his mental equilibrium? A new ideal, which he +proudly called "progress," obsessed him, the ideal of quantity and not +quality. His practical religion became that of acceleration and +facilitation--to do things more quickly and easily--and thus to minimize +exertion became his great objective. Less and less he relied upon the +initiative of his own brain and muscle, and more and more he put his +faith in the power of machinery to relieve him of labour. The evil of +our age is that its values are all false. It overrates speed, it +underrates sureness; it overrates the new, it underrates the old; it +overrates automatic efficiency, it underrates individual craftsmanship; +it overrates rights, it underrates duties; it overrates political +institutions, it underrates individual responsibility. We glory in the +fact that we can talk a thousand miles, but we ignore the greater +question, whether when we thus out-do Stentor, we have anything worth +saying. We have now made the serene spaces of the upper Heavens our +media to transmit market reports and sporting news, second-rate music +and worse oratory and in the meantime the great masters of thought, +Homer and Shakespeare, Bach and Beethoven remain unbidden on our library +shelves. What a sordid Vanity Fair is our modern Civilization! + +This incalculable multiplication of power has intoxicated man. The lust +has obsessed him, without regard to whether it be constructive or +destructive. Quantity, not quality, becomes the great objective. Man +consumes the treasures of the earth faster than he produces them, +deforesting its surface and disembowelling its hidden wealth. As he +feverishly multiplied the things he desired, even more feverishly he +multiplied his wants. + +To gain these, man sought the congested centres of human life. While +the world, as a whole, is not over-populated, the leading countries of +civilization were subjected to this tremendous pressure. Europe, which, +at the beginning of the nineteenth century, barely numbered 100,000,000 +people, suddenly grew nearly five-fold. Millions left the farms to +gather into the cities to exploit their new and seemingly easy conquest +over Nature. + +In the United States, as recently as 1880, only 15 per cent. of the +people were crowded in the cities, 85 per cent. remained upon the farms +and still followed that occupation, which, of all occupations, still +preserves, in its integrity, the dominance of human labour over the +machine. To-day, 52 per cent. of the population is in the cities, and +with many of them existence is both feverish and artificial. While they +have employment, many of them do not themselves work, but spend their +lives in watching machines work. + +The result has been a minute subdivision of labour that has denied to +many workers the true significance and physical benefit of labour. + +The direct results of this excessive tendency to specialization, whereby +not only the work but the worker becomes divided into mere fragments, +are threefold. Hobson, in his work on John Ruskin, thus classifies them. +In the first place, _narrowness_, due to the confinement to a single +action in which the elements of human skill or strength are largely +eliminated; secondly, _monotony_, in the assimilation of man to a +machine, whereby seemingly the machine dominates man and not man the +machine, and, thirdly, _irrationality_, in that work became dissociated +in the mind of the worker with any complete or satisfying achievement. +The worker does not see the fruit of his travail, and cannot therefore +be truly satisfied. To spend one's life in opening a valve to make a +part of a pin is, as Ruskin pointed out, demoralizing in its +tendencies. The clerk who only operates an adding machine has little +opportunity for self-expression. + +Thus, millions of men have lost both the opportunity for real physical +exertion, the incentive to work in the joyous competition of skill, and +finally the reward of work in the sense of achievement. + +More serious than this, however, has been the destructive effort of +quantity, the great object of the mechanical age, at the expense of +quality. + +Take, for example, the printing-press: No one can question the immense +advantages which have flowed from the increased facility for +transmitting ideas. But may it not be true that the thousandfold +increase in such transmission by the rotary press has also tended to +muddy the current thought of the time? True it is that the +printing-press has piled up great treasures of human knowledge which +make this age the richest in accessible information. I am not speaking +of knowledge, but rather of the current thought of the living +generation. + +I gravely question whether it has the same clarity as the brain of the +generation which fashioned the Constitution of the United States. Our +fathers could not talk over the telephone for three thousand miles, but +have we surpassed them in thoughts of enduring value? Washington and +Franklin could not travel sixty miles an hour in a railroad train, or +twice that speed in an aeroplane, but does it follow that they did not +travel to as good purpose as we, who scurry to and fro like the ants in +a disordered ant-heap? + +Unquestionably, man of to-day has a thousand ideas suggested to him by +the newspaper and the library where our ancestors had one; but have we +the same spirit of calm inquiry and do we co-ordinate the facts we know +as wisely as our ancestors did? + +Athens in the days of Pericles had but thirty thousand people and few +mechanical inventions; but she produced philosophers, poets and artists, +whose work after more than twenty centuries still remain the despair of +the would-be imitators. + +Shakespeare had a theatre with the ground as its floor and the sky as +its ceiling; but New York, which has fifty theatres and annually spends +$100,000,000 in the box offices of its varied amusement resorts, has +rarely in two centuries produced a play that has lived. + +To-day, man has a cinematographic brain. A thousand images are impressed +daily upon the screen of his consciousness, but they are as fleeting as +moving pictures in a cinema theatre. The American Press prints every +year over 29,000,000,000 issues. No one can question its educational +possibilities, for the best of all colleges is potentially the +University of Gutenberg. If it printed only the truth, its value would +be infinite; but who can say in what proportions of this vast volume of +printed matter is the true and the false? The framers of the +Constitution had few books and fewer newspapers. Their thoughts were few +and simple, but what they lacked in quantity they made up in unsurpassed +quality. + +Before the beginning of the present mechanical age, the current of +living thought could be likened to a mountain stream, which though +confined within narrow banks yet had waters of transparent clearness. +May not the current thought of our time be compared with the mighty +Mississippi in the period of a spring freshet? Its banks are wide and +its current is swift, but the turbid stream that flows onward is one of +muddy swirls and eddies and overflows its banks to their destruction. + +The great indictment, however, of the present age of mechanical power is +that it has largely destroyed the spirit of work. The great enigma which +it propounds to us, and which, like the riddle of the Sphinx, we will +solve or be destroyed, is this: + +_Has the increase in the potential of human power, through +thermodynamics, been accompanied by a corresponding increase in the +potential of human character?_ + +To this life and death question, a great French philosopher, Le Bon, +writing in 1910, replied that the one unmistakable symptom of human life +was "the increasing deterioration in human character," and a great +physicist has described the symptom as "the progressive enfeeblement of +the human will." + +In a famous book, _Degeneration_, written at the close of the nineteenth +century, Max Nordau, as a pathologist, explains this tendency by arguing +that our complex civilization has placed too great a strain upon the +limited nervous organization of man. + +A great financier, the elder J.P. Morgan, once said of an existing +financial condition that it was suffering from "undigested securities," +and, paraphrasing him, is it not possible that man is suffering from +undigested achievements and that his salvation must lie in adaptation to +a new environment, which, measured by any standard known to science, is +a thousandfold greater in this year of grace than it was at the +beginning of the nineteenth century? + +No one would be mad enough to urge such a retrogression as the +abandonment of labour-saving machinery would involve. Indeed, it would +be impossible; for, in speaking of its evils, I freely recognize that +not only would civilization perish without its beneficent aid, but that +every step forward in the history of man has been coincident with, and +in large part attributable to, a new mechanical invention. + +But suppose the development of labour-saving machinery should reach a +stage where all human labour was eliminated, what would be the effect on +man? The answer is contained in an experiment which Sir John Lubbock +made with a tribe of ants. Originally the most voracious and militant of +their species, yet when denied the opportunity for exercise and freed +from the necessity of foraging for their food, in three generations they +became anaemic and perished. + +Take from man the opportunity of work and the sense of pride in +achievement and you have taken from him the very life of his existence. +Robert Burns could sing as he drove his ploughshare through the fields +of Ayr. To-day millions who simply watch an automatic infallible +machine, which requires neither strength nor skill, do not sing at their +work but too many curse the fate, which has chained them, like Ixion, to +a soulless machine. + +The evil is even greater. + +The specialization of our modern mechanical civilization has caused a +submergence of the individual into the group or class. Man is fast +ceasing to be the unit of human society. Self-governing groups are +becoming the new units. This is true of all classes of men, the employer +as well as the employee. The true justification for the American +anti-monopoly statutes, including the Sherman anti-trust law, lies not +so much in the realm of economics as in that of morals. With the +submergence of the individual, whether he be capitalist or wage-earner, +into a group, there has followed the dissipation of moral +responsibility. A mass morality has been substituted for individual +morality, and unfortunately, group morality generally intensifies the +vices more than the virtues of man. + +Possibly, the greatest result of the mechanical age is this spirit of +organization. + +Its merits are manifold and do not require statement; but they have +blinded us to the demerits of excessive organization. + +We are now beginning to see--slowly, but surely--that a faculty of +organization which, as such, submerged the spirit of individualism, is +not an unmixed good. + +Indeed, the moral lesson of the tragedy of Germany is the demoralizing +influence of organization carried to the _n_th power. No nation was ever +more highly organized than this modern State. Physically, intellectually +and spiritually it had become a highly developed machine. Its dominating +mechanical spirit so submerged the individual that, in 1914, the paradox +was observed of an enlightened nation that was seemingly destitute of a +conscience. + +What was true of Germany, however, was true--although in lesser +degree--of all civilized nations. In all of them, the individual had +been submerged in group formations, and the effect upon the character of +man has been destructive of his nobler self. + +This may explain the paradox of so-called "progress." It may be likened +to a great wheel, which, from the increasing domination of mechanical +forces, developed an ever-accelerating speed, until, by centrifugal +action, it went off its bearings in 1914 and caused an unprecedented +catastrophe. As man slowly pulls himself out of that gigantic wreck and +recovers consciousness, he begins to realize that speed is not +necessarily progress. + +Of all this, the nineteenth century, in its exultant pride in its +conquest of the invisible forces, was almost blind. It not only accepted +progress as an unmistakable fact--mistaking, however, acceleration and +facilitation for progress--but in its mad folly believed in an immutable +law of progress which, working with the blind forces of machinery, would +propel man forward. + +A few men, however, standing on the mountain ranges of human +observation, saw the future more clearly than did the mass. Emerson, +Carlyle, Ruskin, Samuel Butler, and Max Nordau, in the nineteenth +century, and, in our time, Ferrero, all pointed out the inevitable +dangers of the excessive mechanization of human society. The prophecies +were unhappily as little heeded as those of Cassandra. + +One can see the tragedy of the time, as a few saw it, in comparing the +first _Locksley Hall_ of Alfred Tennyson, written in 1827, with its +abiding faith in the "increasing purpose of the ages" and its roseate +prophecies of the golden age, when the "war-drum would throb no longer +and the battle flags be furled in the Parliament of Man and the +Federation of the World," and the later _Locksley Hall_, written sixty +years later, when the great spiritual poet of our time gave utterance to +the dark pessimism which flooded his soul: + + "Gone the cry of 'Forward, Forward,' lost within a growing gloom; + Lost, or only heard in silence from the silence of a tomb. + + Half the marvels of my morning, triumphs over time and space, + Staled by frequence, shrunk by usage, into commonest commonplace! + + Evolution ever climbing after some ideal good, + And Reversion ever dragging Evolution in the mud. + + Is it well that while we range with Science, glorying in the Time, + City children soak and blacken soul and sense in city slime?" + +Am I unduly pessimistic? I fear that this is the case with most men who, +like Dante, have crossed their fiftieth year and find themselves in a +"dark and sombre wood." + +My reader will probably subject me to the additional reproach that I +suggest no remedy. + +There are many palliatives for the evils which I have discussed. To +rekindle in men the love of work for work's sake and the spirit of +discipline, which the lost sense of human solidarity once inspired, +would do much to solve the problem, for work is the greatest moral force +in the world. But I must frankly add that I have neither the time nor +the qualifications to discuss the solution of this grave problem. + +If we of this generation can only recognize that the evil exists, then +the situation is not past remedy; for man has never yet found himself in +a blind alley of negation. He is still "master of his soul and captain +of his fate," and, to me, the most encouraging sign of the times is the +persistent evidence of contemporary literature that thoughtful men now +recognize that much of our boasted progress was as unreal as a rainbow. +While the temper of the times seems for the moment pessimistic, it +merely marks the recognition of man of an abyss whose existence he +barely suspected but over which his indomitable courage will yet carry +him. + +I have faith in the inextinguishable spark of the Divine, which is in +the human soul and which our complex mechanical civilization has not +extinguished. Of this, the world war was in itself a proof. All the +horrible resources of mechanics and chemistry were utilized to coerce +the human soul, and all proved ineffectual. Never did men rise to +greater heights of self-sacrifice or show a greater fidelity "even unto +death." Millions went to their graves, as to their beds, for an ideal; +and when that is possible, this Pandora's box of modern civilization, +which contained all imaginable evils, as well as benefits, also leaves +hope behind. + +I am reminded of a remark that the great Roumanian statesman, Taku +Jonescu, made during the Peace Conference at Paris. When asked his views +as to the future of civilization, he replied: "Judged by the light of +reason there is but little hope, but I have faith in man's +inextinguishable impulse to live." + +Happily, that cannot be affected by any change in man's environment! For +even when the cave-man retreated from the advance of the polar cap, +which once covered Europe with Arctic desolation, he not only defied the +elements but showed even then the love of the sublime by beautifying the +walls of his icy prison with those mural decorations which were the +beginning of art. + +Assuredly, the man of to-day, with the rich heritage of countless ages, +can do no less. He has but to diagnose the evil and he will then, in +some way, meet it. + +But what can man-made law do in this warfare against the blind forces of +Nature? + +It is easy to exaggerate the value of all political institutions; for +they are generally on the surface of human life and do not reach down to +the deep under-currents of human nature. But the law can do something to +protect the soul of man from destruction by the soulless machine. + +It can defend the spirit of individualism. It must champion the human +soul in its God-given right to exercise freely the faculties of mind and +body. We must defend the right to work against those who would either +destroy or degrade it. We must defend the right of every man, not only +to join with others in protecting his interests, whether he is a brain +worker or a hand worker--for without the right of combination the +individual would often be the victim of giant forces--but we must +vindicate the equal right of an individual, if he so wills, to depend +upon his own strength. + +The tendency of group morality to standardize man--and thus reduce all +men to the dead level of an average mediocrity--is one that the law +should combat. Its protection should be given to those of superior skill +and diligence, who ask the due rewards of such superiority. Any other +course, to use the fine phrase of Thomas Jefferson in his first +inaugural, is to "take from the mouth of labour the bread it has +earned." + +Of this spirit one of the noblest expressions is the Constitution of the +United States. That Magna Charta has not wholly escaped the destructive +tendencies of a mechanical age. It was framed at the very end of the +pastoral-agricultural age and at a time when the spirit of +individualism was in full flower. The hardy pioneers who, with their +axes, made straight the pathway of an advancing civilization, were +sturdy men who need not be undervalued to us of the mechanical age. The +"prairie schooner," which met the elemental forces of Nature with the +proud challenge: "Pike's Peak or bust," produced as fine a type of +manhood as the age which travels either in Mr. Ford's "fliver" or the +more luxurious Rolls-Royce. + +The Constitution was framed in the period that marked the passing of the +primitive age and the dawn of the day of the machine. Watt had recently +discovered the potency of steam vapour as a motive power; but its only +use at first was for pumping water out of the mines. + +When the framers of the Constitution met in high convention in +Philadelphia in the summer of 1787, a Connecticut Yankee, John Fitch, +was then also working in Philadelphia upon his steamboat; but twenty +years were to pass before the prow of the _Clermont_ was to part the +waters of the Hudson, and nearly a half century before transportation +was to be revolutionized by the utilization of Watt's invention in the +locomotive. Of the wonders of the steamship, the railroad, the +telegraphic cable, the wireless, the gasoline engine, and a thousand +other mechanical miracles, the framers of the American Constitution did +not even dream. + +The greatest and noblest purpose of the Constitution was not alone to +hold in nicest equipose the relative powers of the nation and the +States, but also to maintain in the scales of justice a true equilibrium +between the rights of government and the rights of an individual. It did +not believe that the State was omnipotent or infallible, and yet it +proclaimed its authority within wise and just limits. It defended the +integrity of the human soul. + +In other governments, these fundamental decencies of liberty rest upon +the conscience of the legislature. Under the American Constitution, +they are part of the fundamental law, and, as such, enforceable by +judges sworn to defend the integrity of the individual as fully as the +integrity of the State. + +When did a nobler "vision" inspire men in the political annals of +mankind? Without that vision to restrain each succeeding generation of +Americans from the tempting excesses of political power, the American +Commonwealth, with its great heterogeneous democracy, would probably +perish. + +That vision still remains as an ideal with the American people and still +leads them to ever-higher achievements, for in all the mad changes of a +frenzied hour, they have not yet lost faith in or love for the +Constitution of the Fathers! That vision will remain with them as long, +and no longer, as there is in their hearts a conscious and willing +acquiescence in its wisdom and justice. Obviously, it can have no +inherent vigour to perpetuate itself. If it ceases to be of the spirit +of the people, then the yellow parchment whereon it is inscribed can +avail nothing. When that parchment was last taken from the safe in the +State Department, the ink in which it had been engrossed nearly 134 +years ago was found to have faded. All who believe in constitutional +government must hope that this is not a portentous symbol. The American +people must write the compact, not with ink upon parchment, but with +"letters of living light"--to use Webster's phrase--upon their hearts. + +Again the solemn warning of the wise man of old recurs to us: + + +"Where there is no vision, the people perish; but he that keepeth the +law, happy is he." + + + + + +End of the Project Gutenberg EBook of The Constitution of the United States +by James M. 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For +example an eBook of filename 10234 would be found at: + + https://www.gutenberg.org/1/0/2/3/10234 + +or filename 24689 would be found at: + https://www.gutenberg.org/2/4/6/8/24689 + +An alternative method of locating eBooks: + https://www.gutenberg.org/GUTINDEX.ALL + + diff --git a/old/10065-8.zip b/old/10065-8.zip Binary files differnew file mode 100644 index 0000000..0a995f1 --- /dev/null +++ b/old/10065-8.zip diff --git a/old/10065.txt b/old/10065.txt new file mode 100644 index 0000000..9d7dd95 --- /dev/null +++ b/old/10065.txt @@ -0,0 +1,4031 @@ +Project Gutenberg's The Constitution of the United States, by James M. Beck + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Constitution of the United States + A Brief Study of the Genesis, Formulation and Political Philosophy of the Constitution + +Author: James M. Beck + +Release Date: November 12, 2003 [EBook #10065] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK THE CONSTITUTION *** + + + + +Produced by Afra Ullah, Dave Morgan and PG Distributed Proofreaders + + + + +[Illustration: _Photo Henry Dixon & Son_ _From the Portrait painted by +Harrington Mann for Gray's Inn_] + +JAMES M. BECK + +HONORARY BENCHER OF GRAY'S INN + + + + +_The Constitution of the United States_ + +_A brief Study of the Genesis, Formulation and Political Philosophy of +the Constitution of the United States_ + +_By James M. Beck, LL.D_. + +_Solicitor-General of the United States, Honorary Bencher of Gray's Inn_ + +_With a Preface by The Earl of Balfour_ + +"_Where there is no vision, the people perish; but he that keepeth the +Law, happy is he."--Proverbs xxix_. 18 + +"_Remove not the ancient landmark, which thy fathers have +set."--Proverbs xxii_. 28 + + + + +TO THE HON. HARRY M. DAUGHERTY + +ATTORNEY-GENERAL OF THE UNITED STATES + +A TRUE AND LOYAL FRIEND, A FAIR AND CHIVALROUS FOE + +With whom it is the author's great privilege to collaborate as +Solicitor-General in defending and vindicating in the Supreme Court of +the United States the principles and mandates of its Constitution + +_Chamonix_, + +_July_ 14 1922 + + + + +_Preface by the Earl of Balfour_[1] + + +I have been greatly honoured by your invitation to take the chair on +this interesting occasion. It gives me special pleasure to be able to +introduce to this distinguished audience my friend, Mr. Beck, +Solicitor-General of the United States. It is a great and responsible +office; but long before he held it he was known to the English public +and to English readers as the author who, perhaps more than any other +writer in our language, contributed a statement of the Allied case in +the Great War which produced effects far beyond the country in which it +was written or the public to which it was first addressed. Mr. Beck +approached that great theme in the spirit of a great judge; he +marshalled his arguments with the skill of a great advocate, and the +combination of these qualities--qualities, highly appreciated +everywhere, but nowhere more than in this Hall and among a Gray's Inn +audience--has given an epoch-making character to his work. To-day he +comes before us in a different character. He is neither judge nor +advocate, but historian: and he offers to guide us through one of the +most interesting and important enterprises in which our common race has +ever been engaged. + +The framers of the American Constitution were faced with an entirely new +problem, so far, at all events, as the English-speaking world was +concerned; and though they founded their doctrines upon the English +traditions of law and liberty, they had to deal with circumstances which +none of their British progenitors had to face, and they showed a +masterly spirit in adapting the ideas of which they were the heirs to a +new country and new conditions. The result is one of the greatest pieces +of constructive statesmanship ever accomplished. We, who belong to the +British Empire, are at this moment engaged, under very different +circumstances, in welding slowly and gradually the scattered fragments +of the British Empire into an organic whole, which must, from the very +nature of its geographical situation, have a Constitution as different +from that of the British Isles, as the Constitution of the British Isles +is different from that of the American States. But all three spring from +one root; all three are carried out by men of like political ideals; all +three are destined to promote the cause of ordered liberty throughout +the world. In the meanwhile we on this side of the Atlantic cannot do +better than study, under the most favourable and fortunate conditions, +the story of the great constitutional adventure which has given us the +United States of America. + +A.J.B. + +[Footnote 1: [Address of the Earl of Balfour as Chairman on the occasion +of the delivery on June 13, 1922, in Gray's Inn of the first of the +lectures herein reprinted.]] + + + + +_Introduction by Sir John Simon, K.C._[2] + + +I have the privilege and the honour of adding a few words to express our +thanks to the Solicitor-General of the United States for this memorable +course of lectures. They are memorable alike for their subject and their +form; alike for the place in which we are met and for the man who has so +generously given of his time and learning for our instruction. Mr. Beck +is always a welcome visitor to our shores, and nowhere is he more +welcome than in these ancient Inns of Court which are the home and +source of law for Americans and Englishmen alike. In contemplating the +edifice reared by the Fathers of the American Constitution we take pride +in remembering that it was built upon British foundations by men, many +of whom were trained in the English Courts; and when Mr. Beck lectures +on this subject to us, our interest and our sympathy are redoubled by +the thought that whatever differences there may be between the Old World +and the New, citizens of the United States and ourselves are the Sons of +a Common Mother and jointly inherit the treasure of the Common Law. And +we cannot part with Mr. Beck on this occasion without a personal word. +Plato records a saying of Socrates that the dog is a true philosopher +because philosophy is love of knowledge, and a dog, while growling at +strangers, always welcomes the friends that he knows. And the British +public often greets its visitors with a touch of this canine philosophy. +We regard Mr. Beck, not as a casual visitor, but as a firm friend to +whom we owe much; he has been here again and again and we hope will +often repeat his visits, and Englishmen will never forget how, at a +crisis in our fate, Mr. James Beck profoundly influenced the judgment of +the neutral world and vindicated, by his masterly and sympathetic +argument, the justice of our cause. + +[Footnote 2: Address of Sir John Simon on the conclusion, on June +19,1922, of the three lectures herein printed.] + + + + +_Author's Introduction_ + + +This book is a result of three lectures, which were delivered in the +Hall of Gray's Inn, London, on June 13, 15, and 19, 1922, respectively, +under the auspices and on the invitation of the University of London. +The invitation originated with the University of Manchester, which, +through its then Vice-Chancellor, Dr. Ramsay Muir, two years ago +graciously invited me to visit Manchester and explain American political +institutions to the undergraduates. Subsequently I was greatly honoured +when the Universities of Cambridge, Edinburgh and London joined in the +invitation. + +Unfortunately for me--for I greatly valued the privilege of explaining +the institutions of my country to the undergraduates of these great +Universities--my political duties made it impossible for me to visit +England prior to June 1, about which time the Supreme Court of the +United States, in which my official duties largely preoccupy my time, +adjourns for the summer. Any dates after June 1 were inconvenient to the +first three Universities, but it was my good fortune that the University +of London was able to carry out the plan, and that it had the cordial +co-operation of that venerable Inn of Court, Gray's Inn, one of the +"noblest nurseries of legal training." + +Thus I was privileged to address at once an academic and a professional +audience. + +I came to England for this purpose as a labour of love. I had no +anticipation of success, for I feared that the interest in the +subject-matter of my lectures would be very slight. + +My surprise and gratification increased on the occasion of each lecture, +as the audiences grew in numbers and distinction. Many leading jurists +and statesmen took more than a mere complimentary interest, and some of +them, although pressed with social and public duties, honoured me with +their attendance at all three lectures. How can I adequately express my +appreciation of the great honour thus done me by the Earl of Balfour, +the Lord Chancellor, Lord Justice Atkin, the Vice-Chancellor of the +University of London, and many other leaders in academic and legal +circles--not to forget the Chief Justice of the United States, who paid +me the great compliment of attending the last lecture. To one and nil of +my auditors, my heartfelt thanks! + +I also must not fail to acknowledge the generous space given in the +British Press to these lectures, and the even more generous allusions to +them in the editorial columns. An especial acknowledgment is due to +Viscount Burnham and _The Daily Telegraph_ for their generous interest +in this book. The good cause of Anglo-American friendship has no better +friend than Lord Burnham. + +This experience has convinced me that now, more than ever before, there +is in England a deep interest in American institutions and their +history. This is as it should be, for--for better or worse--England and +America will play together a great part in the future history of the +world. In double harness they are destined to pull the heavy load of the +world's problems. Therefore these "yoke-fellows in equity" must know +each other better, and, what is more, _pull together_. + +As I was revising the proofs of these lectures in beautiful Chamonix, +the prospectus of the Scottish-American Association reached me, in which +its Honorary Secretary and my good friend, Dr. Charles Sarolea, took +occasion to make the following suggestion to his British compatriots: + + "To remove those causes of estrangement, to avoid a fateful + catastrophe, in other words, to bring about a cordial understanding + _with_ America, the first condition must be an understanding _of_ + America. Such an understanding, or even the atmosphere in which such + an understanding may grow, has still to be created. It is indeed + passing strange that in these days of cheap books and free + education, America should be almost a '_terra incognita_,' that we + should know next to nothing of American history, of the American + Constitution, of American practical politics, of the American + mentality. We scarcely read American newspapers or American books. + Even such masters of classical prose as Francis Parkman, perhaps the + greatest historian who has used the English language as his vehicle, + are almost unknown to the average reader. Our students do not visit + American universities as they used before the War to visit German + universities. The consequence is that again and again we are running + the risk of perpetrating the most grotesque errors of judgment, of + committing the most serious political blunders, in defiance of + American public opinion." + +The success of my Gray's Inn lectures convinces me that Dr. Sarolea +underestimates the interest in America and its history in England. +However, the episode, which is treated in these lectures, is, as he +says, "_terra incognita_" not only in England, but even in the United +States. It is amazing how little is known in America of the facts given +in my second lecture. The American student, after rejoicing in the +victory at Yorktown and the end of the War of Independence, generally +skips about eight years to 1789, mid his interest in the history of his +own country recommences with the inauguration of President Washington. + +Students of history in both countries thus miss one of the most +interesting and instructive chapters of American history, and indeed of +any history. + +I have ventured to add to my Gray's Inn lectures another address, which +I delivered as the "annual address" at the session of the American Bar +Association in Cincinnati, Ohio, on August 31, 1921. I do so, because it +has a direct bearing on the decay of the spirit of constitutionalism +both in America and elsewhere. It discusses a great _malaise_ of our +age, for which, I fear, no written Constitution, however wise, is an +adequate remedy. It was published in condensed form in the issue of the +_Fortnightly_ for October, 1921, and an acknowledgment is due to its +courteous editor for permission to republish it. + +I have forborne in these lectures to make more than a passing reference +to the League of Nations and the great Conference which framed it, +tempting as the obvious analogy was. The reader who studies the +appendices will see that the Covenant of the League more nearly +resembles the Articles of Confederation than the Constitution of 1787. + +I only mention the subject to suggest that the reader of these lectures +will better understand why the American people take the written +obligations of the League so seriously and literally. We have been +trained for nearly a century and a half to measure the validity and +obligations of laws and executive acts in Courts of Justice and to apply +the plain import of the Constitution. Our constant inquiry is, "Is it so +nominated" in that compact? In Europe, and especially England, +constitutionalism is largely a spirit of great objectives and ideals. + +Therefore, while in these nations the literal obligations of Articles X, +XI, XV, and XVI of the Covenant of the League are not taken rigidly, we +in America, pursuant to our life-long habit of constitutionalism, +interpret these clauses as we do those of our Constitution, and we ask +ourselves, Are we ready to promise to do, that which these Articles +literally import, join, for example, in a commercial, social and even +military war against any nation that is deemed an aggressor, however +remote the cause of the war may be to us? Are we prepared to say that in +the event of a war or threatened danger of war, the Supreme Council of +the League may take any action it deems wise and effectual to maintain +peace? This is a very serious committal. Other nations may not take it +so literally, but with our life-long adherence to a written Constitution +as a solemn contractual obligation, we do. + +This is said in no spirit of hostility to the League, but only to +explain the American point of view. Since I delivered these lectures, I +took a short trip to the Continent, and while sojourning in Geneva, made +a visit to the offices of the League. All I there saw greatly interested +me, and I could have nothing but a feeling of admiration for the +effective and useful administrative work which the League is doing. + +The men who framed the Covenant of the League tried to do, under more +difficult, but not dissimilar, conditions, what the framers of the +American Constitution did in 1787. In both cases the aim was high, the +great purpose meritorious. Those Americans who, for the reasons stated, +are not in sympathy with the structural form and political objectives of +the League, are not lacking in sympathy for its admirable administrative +work in co-ordinating the activities of civilized nations for the common +good. In any study of a World Constitution, the example of those who +framed the American Constitution can be studied with profit. + +JAMES M. BECK. + +_Chamonix_, + +July 14, 1922. + + + + +_Contents_ + + +PREFACE BY THE EARL OF BALFOUR + +INTRODUCTION BY SIR JOHN SIMON + +AUTHOR'S INTRODUCTION + +FIRST LECTURE: THE GENESIS OF THE CONSTITUTION + +SECOND LECTURE: THE FORMULATION OF THE CONSTITUTION + +THIRD LECTURE: THE POLITICAL PHILOSOPHY OF THE CONSTITUTION + +THE REVOLT AGAINST AUTHORITY + + + + +_I. The Genesis of the Constitution of the United States_ + + +I trust I need not offer this audience, gathered in the noble hall of +this historic Inn--of "old Purpulei, Britain's ornament"--any apology +for challenging its attention in this and two succeeding addresses to +the genesis, formulation, and the fundamental political philosophy of +the Constitution of the United States. The occasion gives me peculiar +satisfaction, not only in the opportunity to thank my fellow Benchers of +the Inn for their graciousness in granting the use of this noble Hall +for this purpose, but also because the delivery of these addresses now +enables me to be, for the moment, in fact as in honorary title a +Bencher, or Reader, of this time-honoured society. + +If I needed any justification for addresses, which I was graciously +invited to deliver under the auspices of the University of London, an +honour which I also gratefully acknowledge, it would lie in the fact +that we are to consider one of the supremely great achievements of the +English-speaking race. It is in that aspect that I shall treat my theme; +for, as a philosophical or juristic discussion of the American +Constitution, my addresses will be neither as "deep as a well, nor as +wide as a church door." + +My auditors will bear in mind that I must limit each address to the +duration of an hour, and that I cannot go deeply or exhaustively into a +subject that has challenged the admiring comment and profound +consideration of the intellectual world for nearly a century and a half. + +If England and America are to act together in the coming time--and the +destinies of the world are, to a very large extent, in their keeping, +then they must know each other better, and, to this end, they must take +a greater interest in each other's history and political institutions. +My principal purpose in these lectures is to deepen the interest of this +great nation in one of the very greatest and far-reaching achievements +of our common race. + +Americans have never lacked interest in English history; for however +broad the stream of our national life, how could we ignore its chief +source? + +But is there in England an equal interest in the history of America, +whose origin and development constitute one of the most dramatic and +significant dramas ever played upon the stage of this "wide and +universal theatre of man"? It is true that Thackeray, in his +_Virginians_, gave us in fiction the finest picture of our colonial +life, and the late and deeply lamented Lord Bryce wrote one of the best +commentaries upon our institutions in _The American Commonwealth_. In +more recent years two of the most moving portraits of our Hamilton and +Lincoln are due to your Mr. Oliver and Lord Charnwood. We gratefully +recognize this; and yet, how many educated Englishmen have studied that +little known chapter of our history, which gave to the progress of +mankind a contribution to political science which your Gladstone praised +as the greatest "ever struck off at a given time by the brain and +purpose of man"? If "peace hath her victories no less renown'd than +war," this achievement may well justify your study and awaken your +admiration; for, as I have already said and cannot too strongly +emphasize, it was the work of the English-speaking race, of men who, +shortly before they entered upon this great work of constructive +statecraft, were citizens of your Empire. The conditions of colonial +development had profoundly stimulated in these English pioneers the +sense and genius for constitutionalism. + +In his speech on Conciliation with America of March 22, 1775, Edmund +Burke showed his characteristically philosophic comprehension of this +powerful constitutional conscience of the then American subjects of the +Empire. After stating that in no other country in the world was law so +generally studied, and referring to the fact that as many copies of +Blackstone's Commentaries had been sold in America as in England, he +added: + + "This study renders men acute, inquisitive, dexterous, prompt in + attack, ready in defence, full of resources. In other countries the + people, more simple and of a less mercurial cast, judge of an ill + principle in government only by an actual grievance; here they + anticipate the evil, and judge of the pressure of the grievance by + the badness of the principle." + +Moreover, these hardy pioneers were the privileged heirs of the great +political traditions of England. While the Constitution of the United +States was very much more than an adaptation of the British +Constitution, yet its underlying spirit was that of the English speaking +race and the Common Law. Behind the framers of the Constitution, as they +entered upon their momentous task, were the mighty shades of Simon de +Montfort, Coke, Sandys, Bacon, Eliot, Hampden, Lilburne, Milton, +Shaftesbury and Locke. Could there be a better illustration of Sir +Frederick Pollock's noble tribute to the genius of the common law: + + "Remember that Our Lady, the Common Law, is not a task-mistress, but + a bountiful sovereign, whose service is freedom. The destinies of + the English-speaking world are bound up with her fortunes and + migrations and its conquests are justified by her works"? + +Another reason makes the consideration of the subject not only +interesting but opportune. "These are the times that try men's souls." +It is a time of sifting, when men of all nations in civilization in +these critical days are again testing the value even of those political +institutions which have the sanction of the past. Society is in a state +of flux. Everywhere the foundations of governmental structures seem to +be settling--let us hope and pray upon a _surer_ foundation--and when +the seismic convulsion of the world war is taken into account, it is not +surprising that this is so. While the storm is not yet past and the +waves have not wholly subsided, it is natural that everywhere thoughtful +men as true mariners are taking their reckonings to know where they are +and whether the frail bark of human institutions is still sufficiently +seaworthy to keep afloat. + +Moreover, the patent evidences of weakness in the international +organization that we call civilization, the imperative need of ending +the spirit of moral anarchy, and the urgent necessity of rebuilding the +shattered ruins of the social edifice on surer foundations by the +integration of the nations, if possible, into some new form of world +organization, gives peculiar interest in these terrible days to the +manner in which the American people solved a similar problem more than a +century ago. + +Then, as now, a world war had ended. Then, as now, half the world was +prostrated by the wounds of fratricidal strife. As Washington said: "The +whole world was in an uproar," and he added that the task "was to steer +safely between Scylla and Charybdis." The problem, then as now, was not +only to make "the world safe for democracy," but to make democracy, for +which there is no alternative, safe for the world. The thirteen colonies +in 1787, while small and relatively unimportant, were, however, a little +world in themselves, and, relatively to their numbers and resources, +this problem, which they confronted and solved, differed in degree but +not in kind from that which now confronts civilization. Impoverished in +resources, exhausted by the loss of the flower of their youth, +demoralized by the reaction from feverish strife, the forces of +disintegration had set in in the United States between 1783 and 1787. +Law and order had almost perished and the provisional government had +been reduced to impotence. A few wise and noble spirits, true Faithfuls +and Great Hearts, led a despondent people out of the Slough of Despond +till their feet were again on firm ground and their faces turned towards +the Delectable Mountains of peace, justice, and liberty. Let it be +emphasized that they did this, not by seeking more power, but by +imposing restraints upon themselves. That spirit of self-restraint is +the essence of the American Constitution. + +So enduring was their achievement that to-day the Constitution of the +United States is the oldest comprehensive written form of government now +existing in the world. Few, if any, forms of government have better +withstood the mad spirit of innovation, or more effectively proved their +merit by the "arduous greatness of things done." + +For this reason, as the nations of the world are now trying in a cosmic +form and under similar conditions to do that which the founders of the +American Republic in 1787 did in a microcosmic form, a short narration +of that earlier achievement may not be unprofitable in this day and +generation, when we are blindly groping towards some common basis for +international co-ordination. + +One of England's greatest Prime Ministers, William Pitt, shortly after +the adoption of the Constitution, prophetically said that it would be +the admiration of the future ages and the pattern for future +constitution building. Time has verified his prediction, for +constitution making has been, since the American Constitution was +adopted, a continuous industry. The American Constitution has been the +classic model for the federated State. Lieber estimated that three +hundred and fifty constitutions were made in the first sixty years of +the nineteenth century, and, in the constituent States of the American +Union, one hundred and three new Constitutions were promulgated in the +first century of the United States. + +"Have you a copy of the French Constitution?" was asked of a bookseller +during the second French Empire, and the characteristically witty Gallic +reply was: "We do not deal in periodical literature." + +Constitutions, as governmental panaceas, have come and gone; but it can +be said of the American Constitution, paraphrasing the noble tribute of +Dr. Johnson to the immortal fame of Shakespeare, that the stream of +time, which has washed away the dissoluble fabric of many other paper +constitutions has left almost untouched its adamantine strength. +Excepting the first ten amendments, which were virtually a part of the +original charter, only nine others have been adopted in more than one +hundred and thirty years. + +A constitution, while primarily for the distribution of governmental +powers, is, in its last analysis, a formal expression of adherence to +that which in modern times has been called the higher law, and which in +ancient times was called natural law. The jurisprudence of every nation +has, with more or less clearness, recognized the existence of certain +primal and fundamental laws which are superior to the laws, statutes, or +conventions of living generations. The original use of the term was to +import the superiority of the Imperial edict to the laws of the Comitia. +All nations have recognized this higher law to a greater or less extent. +If we turn to the writings of the most intellectual race in ancient +time and possibly in recorded history--the Greeks--we shall see the +higher law vindicated with incomparable power in the moral philosophy of +its three greatest dramatists, Aeschylus, Sophocles, and Euripides. How +was it better expressed than by Antigone when she was asked whether she +had transgressed the laws of the state and replied: + + "Yes, for that law was not from Zeus, nor did Justice, dweller with + the gods below, establish it among men; nor deemed I that thy + decree--mere mortal that thou art--could override those unwritten + and unfailing mandates, which are not of to-day or yesterday, but + ever live and no one knows their birthtide." + +Five centuries later the greatest of the Roman lawyers and orators, +Cicero, spoke in the same terms of a higher law, "which was never +written and which we are never taught, which we never team by reading, +but which was drawn by nature herself." + +The Roman jurists gave it express recognition. They always recognized +the distinction between _jus civile_, or the law of the State, and the +_jus naturale_, or the law of Nature. They nobly conceived that human +society was a single unit and that it was governed by a law that was +both antecedent and paramount to the law of Rome. Thus, the idea of a +higher law transcending the power of a living generation, and therefore +eternal as justice itself--became lodged in our system of jurisprudence. +Nor was the Common Law wanting in a recognition of a higher law that +would curb the power of King or Parliament, for its earlier masters, +including four Chief Justices (Coke, Hobart, Holt, and Popham), +supported the doctrine, as laid down by Coke, that the judiciary had the +power to nullify a law if it were "against common right and +reason."--(_Bonham's Case_, 8 Coke Reports, 114.) + +This view as to the limitation of government and the denial of its +omnipotence was powerfully accentuated in America by the very conditions +of its colonization. The good yeomen of England who journeyed to America +went in the spirit of the noble and intrepid Kent, when, turning his +back upon King Lear's temporary injustice, he said that he would "shape +his old course in a country new." Was it strange that the early +colonists, as they braved the hardships and perils of a dangerous +voyage, only to be confronted in the wilderness by disease, famine and +massacre, should fall back for their own government upon these primal +verities of human society, and claim not only their inherited rights as +Englishmen, but also the peculiar privileges of pioneers in an +unconquered wilderness? + +This spirit of constitutionalism in America, which culminated in the +Constitution of the United States, had its institutional origin in the +spacious days of Queen Elizabeth. That wonderful age, which gave to the +world not only Shakespeare, Spenser and Jonson, but also Drake, +Frobisher and Raleigh, was the Anglo-Saxon reaction to the Renaissance. +The spirit of man had a new birth and was breaking away from the too +rigid bonds of ancient custom and authority. + +Among the notable, but little known, leaders of that time was Sir Edwin +Sandys, the leading spirit of the London (or Virginia) company. He was a +Liberal when to be such was an "extra hazardous risk." He was the son of +a Liberal, for his father, a great prelate, had been sent to the Tower +for preaching in defence of Lady Jane Grey. The son, Sir Edwin, was the +foe of monopolies, and in the same Parliament that impeached the great +genius of this Inn, Francis Bacon, Sandys advocated the then novel +proposition that accused prisoners should have the right to be +represented by counsel, to which the strange objection was made that it +would subvert the administration of justice. As early as 1613, he had +boldly declared in Parliament that even the King's authority rested upon +the clear understanding that there were reciprocal conditions which +neither ruler nor subject could violate with impunity. He might not too +fancifully be called the "Father of American Constitutionalism," for he +caused a constitution--possibly the first time that that word was ever +applied to a comprehensive scheme of government--to be drafted for the +little colony of Virginia in 1609 and amplified in 1612. Speaking in +this venerable Hall, whose very walls eloquently remind us of the mighty +genius of Francis Bacon, it is interesting to recall that these two +charters of government, which were the beginning of Constitutionalism in +America and therefore the germ of the Constitution of the United States, +were put in legal form for royal approval by Lord Bacon himself. Thus +the immortal Treasurer of this Inn is directly linked with the +development of Constitutional freedom in America. + +Bacon became a member of the council for the Virginia Company in 1609. +His deep interest in it is attested in the dedication to him by William +Strachey in 1618 of the latter's _Historie of Travaile into Virginia +Brittania_. + +In his speech in the House of Commons on January 30, 1621, Bacon saw a +vision of the future and predicted the growth of America, when he said: + + "This kingdom now first in His Majesty's Times hath gotten a lot or + portion in the New World by the plantation of Virginia and the + Summer Islands. And certainly it is with the kingdoms on earth as it + is in the kingdom of heaven, sometimes a grain of mustard seed + proves a great tree." + +Truly the mustard seed of Virginia did become a great tree in the +American Commonwealth. + +One of Bacon's nephews, also of the Inns of Court, Nathaniel Bacon, +became the first Liberal leader in the Colonies, and led the first +revolt against colonial misrule. He was probably of Gray's Inn, for it +is difficult to imagine a Bacon studying in any Inn than the one to +which the great Bacon had given so much loving care. + +Due to these charters, on July 30, 1619, the little remnant of colonists +whom disease and famine had left untouched were summoned to meet in the +church at Jamestown to form the first parliamentary assembly in America, +the first-born of the fruitful Mother of Parliaments. It was due to +Sandys not only that the first permanent English settlement in the +Western World was planted at Jamestown in 1607, but that a later group +of "adventurers"--for such they called themselves--destined to be more +famous, were driven by chance of wind and wave to land on the coast of +Massachusetts. Thus was established, not only the beginning of England's +colonial Empire--still one of the most beneficent forces in the +world--but also the principle of local self-government, which, in the +Western World, was destined to develop the American Commonwealth. The +compact, signed in the cabin of the _Mayflower_, while not in strictness +a constitution, like the Virginia Charter, was yet destined to be a +landmark of history. + +Sandys suffered for his convictions, for the party of reaction convinced +King James that Virginia was a nest of sedition, and the arbitrary +ruler, in the reorganization of the London company, gave a pointed +admonition by saying: "Choose the devil, if you will, but not Sir Edwin +Sandys." In 1621 he was committed to the Tower and only released after +the House of Commons had made a vigorous protest against his +incarceration. His successor as treasurer of the London company was +Shakespeare's patron, the Earl of Southampton, and it is not a fanciful +conjecture to assume that, when the news of the disaster which befell +one of the fleets of the London Company on the Island of Bermuda reached +England, it inspired Shakespeare to write his incomparable sea idyl, +_The Tempest_. If so, this lovely drama was Shakespeare's unconscious +apostrophe to America, for in Ariel--seeking to be free--can be +symbolized her awakening spirit, while Prospero, with his thaumaturgic +achievements, suggests a constructive genius, which in a little more +than a century has made one of the least of the nations to-day one of +the greatest. + +Bacon, Sandys, Southampton and the Liberal leaders of the House of +Commons had implanted in the ideas of the colonists the spirit of +constitutionalism, which was destined to influence profoundly the whole +development of the American colonies, and finally to culminate in the +Constitution of the United States. + +The later struggle in the Long Parliament, the fall of Charles I, and +more especially the deposition of James II, the accession of William of +Orange, and the substitution for the Stuart claim of divine right that +of the supremacy of the people in Parliament, naturally had their +reaction in the Western World in intensifying the spirit of +constitutionalism in the growing American Commonwealth. + +The colonial history was therefore increasingly marked by a spirit of +individualism, a natural partiality for local rule, and a tenacious +adherence to their special privileges, whether granted to Crown +colonies, like New Hampshire, New York, New Jersey, Virginia, the two +Carolinas, and Georgia, or proprietary governments, like Maryland, +Delaware, and Pennsylvania, or charter governments, such as +Massachusetts, Rhode Island, and Connecticut. In the three colonies last +named formal corporate charters were granted by the Crown, which in +themselves were constitutions in embryo, and the colonists thus acquired +written rights as to the government of their internal affairs, upon the +maintenance of which they jealously insisted. Thus arose the spirit in +America, which treated constitutional rights, not so much as special +privileges granted by plenary Sovereignty, but as contractual +obligations which could be enforced in the Courts against the Sovereign. + +All this developed in the colonists a powerful sense of constitutional +morality, and its pertinency to my present theme lies in the fact that +when each of the thirteen colonies became, at the conclusion of the War +of Independence, a separate and independent nation, they were more +concerned, in establishing a central government, to limit its authority +and to maintain local self-government than they were to give to the +new-born nation the powers which it needed. They carried their +constitutionalism to extremes, which nearly made a strong and efficient +central government an impossibility. + +Nothing was less desired by them than a unified government. It was +destined to be wrung from their hard necessities. The Constitution was +the reflex action of two opposing tendencies, the one the imperative +need of an efficient central government, and the other the passionate +attachment to local self-rule. Co-operation between the colonies had +been a matter of long discussion and earnest debate, and primarily +resulted from the necessity of defence against a common foe the French +in Canada, and the Indians of the forest. In 1643 four of the New +England colonies united in a league to defend themselves. In 1693 +William Penn made the first suggestion for a union of all the colonies. +In 1734 a council was held at Albany at the instance of the Crown to +provide the means for the defence against France in Canada, and it was +then that Franklin submitted the first concrete form for a union of the +colonies into a permanent alliance. It was in advance of the times, for, +conservative as it was, it was unfortunately opposed both by the Crown +and the colonies themselves. + +The time was not ripe for any such union, and the reason was apparent. +The colonies differed very much in the character of their populations, +in the nature of their economic interests, and in their political +antecedents. They were not wholly of the English race. Many nations in +Europe had already contributed to the population. For example, New York +was partly Dutch, and in Pennsylvania there was a considerable element +of the Swedes, Germans, and Swiss. Moreover, the colonists were as +widely separated from each other, measured by the facilities of +locomotion, as are the most remote nations of the world to-day. Only a +few men ever found occasion to leave their colony to journey to another, +and most men never left, from birth to death, the community in which +they lived. Outside of the few scattered communities in the different +colonies there was an almost unbroken wilderness, with few wagon roads +and in places only a bridle path. The only methods of communication were +the letters and still fewer newspapers, which were carried by post +riders often through an almost trackless wilderness. + +Obviously, a working government could not easily be constituted between +peoples of different religions, races, and economic interests, who, for +the most part, never met each other face to face and with whom frequent +communication was impossible. + +The differences between the colonies and the mother-country with respect +to internal taxation slowly developed into an issue of constitutionalism +rather than of legislative policy. As in England, the immediate question +affected the power of the Crown to give to the customs inspectors the +power to make general searches and seizures, to enforce the navigation +laws. In 1761 James Otis, of Massachusetts, made a fateful speech before +the colonial legislature, in which, asserting the illegality of the +search warrants on the ground that they violated the constitutional +rights of Englishmen to protection in their own homes, he asserted that +Acts of Parliament which violated the sanctity of the home were void and +that, more specifically, they violated the charter granted to +Massachusetts. Asserting the doctrine which at that time was the +doctrine of the English common law, as stated by Coke and three other +Chief Justices, he said: + + "To say the parliament is absolute and arbitrary is a contradiction. + The Parliament cannot make two and two five. Omnipotency cannot do + it.... Parliaments are in all cases to declare what is for the good + of the whole; but it is not the declaration of parliament that makes + it so: there must be in every instance a higher authority, viz., + GOD. Should an Act of Parliament be against any of His natural laws, + which are immutably true, their declaration would be contrary to + eternal truth, equity and justice, and consequently void; and so it + would be adjudged by the Parliament itself, when convinced of their + mistake." + +It is a curious fact that in the reaction from the tyranny of the +Stuarts your country abandoned this principle of the common law by +substituting for the omnipotence of the Crown the omnipotence of +Parliament, while in my country the somewhat vague and unworkable +principle of the common law, which gave the judiciary the power to +invalidate an act of the legislature, when against natural reason and +justice, was developed into the great principle, without which +institutions in an heterogeneous and widely scattered democracy would be +unworkable, namely that the powers of government are strictly defined, +and that neither the executive, the legislative, nor the judicial +departments of the government can go beyond the precise limits +established by the fundamental law. Like the common law, the +Constitution was thus the result of a slow evolution. Mr. Gladstone, in +his oft-quoted remark, gave an erroneous impression when he said: + + "As the British Constitution is the most subtle organism which has + proceeded from progressive history, so the American Constitution is + the most wonderful work ever struck off, at a given time by the + brain and purpose of man." + +This assumes that the Constitution sprang, like Minerva, armed +_cap-a-pie,_ from the brain of the American people, whereas it was as +much the result of a slow, laborious, and painful evolution as was the +British Constitution. Probably Gladstone so understood the development +of the American Constitution and recognized that its framing was only +the culmination of an evolution of many years. + +When the constitutional struggle between the colonies and the Parliament +became acute, the necessity of a union for a common defence became +imperative. As early as July, 1773, Franklin recommended the "convening +of a General Congress" so that the colonies would act together. His +suggestion was introduced in the Virginia House of Burgesses in May, +1774, and as a result there met in Philadelphia on September 5 of that +year the first Continental Congress, styled by themselves: "The +Delegates appointed by the Good People of these Colonies." Nothing was +further from their purpose than to form a central government or to +separate from England. This Congress only met as a conference of +representatives of the colonies to defend what they conceived to be +their constitutional rights. + +Before the second Continental Congress met in the following year, the +accidental clash at Lexington and Concord had taken place, and as the +Congress again re-convened a momentous change had taken place, which +was, in fact, the beginning of the American Commonwealth. The Congress +became by force of circumstances a provisional government, and as such +it might well have claimed plenary powers to meet an immediate exigency. +So indisposed were they to separate from England or to substitute for +its rule that of a new government, that the Continental Congress, when +it then involuntarily took over the government of America, failed to +exercise any adequate power. It remained simply a conference without +real power. Each colony had one vote and the rule of unanimity +prevailed. Even its decisions were largely advisory, for they amounted +to little more than recommendations to the constituent States as to what +measures should be taken. Each colony complied with the recommendation +in its discretion and in its own way. Notwithstanding this fatal lack of +authority, the Continental Congress, then actually engaged in civil war, +created an army, and, through its committees, entered into negotiations +with foreign nations. To support the former, it issued paper money, with +the disastrous result that could be readily anticipated. While it had a +presiding officer, it had no executive, and the new nation, which was +hardly conscious of its own birth, had no judiciary. + +Had this _de facto_ government assumed the plenary powers which +provisional governments must, under similar circumstances, necessarily +assume, it would have been better for the cause of the colonists. For +want of an efficient central government, the civil administration of the +infant nation was marked by a weakness and incapacity that defeated +Washington's plans and nearly broke his spirit. Washington's little army +was the victim of the gross incapacity of an impotent government. The +soldiers came and went, not as the general commanded, but as the various +colonies permitted. The tragedy of Valley Forge, when the little army +nearly starved to death, and literally the soldiers could be tracked +over the snows by their bleeding, unshod feet, was not due to lack of +clothing and provisions, but to the gross incapacity of a headless +government that if it had had the wisdom to act lacked the authority. +The situation was one of chaos. The colonies recruited their own +contingents, paid such taxes as they pleased, which grew increasingly +less, and the Congress had no coercive power to enforce its policies, +either with reference to internal or external affairs. This situation +was so clearly recognized that immediately after the Declaration of +Independence on July 4, 1776, the draft of a constitution was proposed +to give the central government more effective power; but, although the +necessity was manifest and most urgent, the so-called Articles of +Confederation, which were then drafted in 1776, were never finally +adopted by the requisite number of States until March, 1781, when the +war was nearly over. As the result proved, they marked only a very small +advance over the existing _de facto_ government, for the constituent +States were still too jealous of each other and too hostile to the +creation of a central government to form a truly effective government. +The founders of the Republic could only learn from their errors, but it +is their great merit that they had the ability to profit in the stern +school of experience, of which Franklin has said that it is a "dear +school, but fools will learn in no other." + +The founders of the Republic were not fools, and while they did not, as +Gladstone seems to intimate, have the inspired wisdom to develop a +wonderful Constitution by sheer intuition unaided by experience, they +did have the ability to make of their very errors the stepping-stones to +a higher destiny. + +By the Articles of Confederation, which, as stated, became effective in +1781, the conduct of foreign affairs was vested in the new government, +which was also given the power to create admiralty courts, regulate +coinage, maintain an army and navy, borrow money, and emit bills of +credit, but the great limitation was that in all other respects the +constituent States retained absolute power, especially with reference to +commerce and taxation. All that the central government could do was to +requisition the States to furnish food supplies, and the States were +then left to impose the taxes and, if necessary, to enforce their +payment in their own way, with the inevitable result that they vied with +each other in the struggle to evade them. The Confederation had no +direct power over the citizens of the several States. Moreover, the +Congress could not levy any taxes, or indeed pass any measure unless +nine out of the thirteen States agreed, and the Constitution could not +be amended except by unanimous vote. While the Congress could select a +presiding officer to serve for one year, yet he had no real executive +authority. During the recess of the Congress, a committee of thirteen, +consisting of one delegate from each State, had _ad interim_ powers, but +not greater than the Congress, which they represented. + +Such a government would have been fatal to any people, and so it nearly +proved to be to the infant nation. Two circumstances saved them from the +consequences of such incapacity: one was the invaluable aid of France, +and the other the personality of George Washington. Of this great +leader, one of the noblest that ever "lived in the tide of time," it is +only necessary to quote the fine tribute paid to him by the greatest of +the Victorian novelists in his _Virginians_: + + "What a constancy, what a magnanimity, what a surprising + persistence against fortune!... Washington, the chief of a nation + in arms, doing battle with distracted parties; calm in the midst of + conspiracy; serene against the open foe before him and the darker + enemies at his back; Washington, inspiring order and spirit into + troops hungry and in rags; stung by ingratitude, but betraying no + anger, and every ready to forgive; in defeat invincible, magnanimous + in conquest and never so sublime as on that day when he laid down + his victorious sword and sought his noble retirement--here, indeed, + is a character to admire and revere; a life without a stain, a fame + without a flaw." + +A year after the Articles of Confederation had been adopted, the war +came to an end by a preliminary treaty on November 30, 1782. + +Now follows the least known chapter in American history. It was a period +of travail, of which the Constitution of the United States and the +present American nation were born. The government slowly succumbed from +its own weakness to its inevitable death. Only the shreds and patches of +authority were left. Gradually the union fell apart. Of the Continental +Congress only fifteen members, representing seven colonies, remained to +transact the affairs of the new nation. The army, which previously to +the termination of the war had dissolved by the hundreds, was now unpaid +and in a stale of revolt. Measure after measure was proposed in Congress +to raise money to pay the interest on the bonded indebtedness, which was +in arrears, and to provide funds for the most necessary expenses, but +these failed, in Congress for the want of the necessary nine votes or, +if enacted, the States treated the requisitions with indifference. The +currency of the United States had fallen almost as low as the Austrian +kronen, and men derisively plastered the walls of their houses with the +worthless paper of the Continental Congress. Adequate authority no +longer remained to carry out the terms of the treaties with England and +France, and they were nullified by the failure of the infant nation to +comply with its own obligations and the consequent refusal of the other +contracting parties to comply with theirs. The government made a call +upon the States to raise $8,000,000 for the most vital needs, but only +$400,000 was actually received. Then Congress asked the States to vest +in it the power to levy a tax of five per cent, on imports for a limited +period, but, after waiting two years for the action of the States, less +than nine concurred. The States were then asked to pledge their own +internal revenue for twenty-five years to meet the national +indebtedness, but this could only be done by unanimous consent, and +while twelve States concurred, Rhode Island refused and the measure was +defeated. It was again the infinite folly of the _liberum veto_ which, +prior to the great partition, condemned Poland to chronic anarchy. + +The impotence of the new government, which was still sitting in +Philadelphia, can be measured by the fact that on June 9, 1783, word +came that eighty soldiers were on their way to Philadelphia to demand +relief. They stacked their arms in front of the State House, where the +Congress was then sitting, and refused to disband, when requested by +Col. Alexander Hamilton, as the representative of the Congress, to do +so. When Congress appealed to the government of Pennsylvania for +protection, it was advised that the Pennsylvania militia was likewise +insubordinate. The Congress then hastily fled by night and became a +fugitive. + +The impotence of the Confederation can be measured by the fact that in +the last fourteen months of its existence its receipts were less than +$400,000, while the interest on the foreign debt alone was over +$2,400,000, and the interest on the internal debt was five-fold greater. + +In the absence of any government and in the period of general +prostration it was not unnatural that the spirit of Bolshevism grew with +alarming rapidity. It even permeated the officers of the Army. In March, +1783, an anonymous communication was sent to Washington's officers to +meet in secret conference to take some action, possibly to overthrow the +government. A copy fell into Washington's hands and, while he forbade +the assemblage of the officers under the anonymous call, he himself +directed the officers to assemble. He unexpectedly appeared at the +meeting and, being no speaker, he had reduced his appeal to writing. As +he adjusted his spectacles to read it, he pathetically said: "I have not +only grown gray but blind in your service." He then made a touching +appeal to them not to increase by example the spreading spirit of +revolt. The very sight of their old commander turned the hearts of the +revolting element and the officers remained loyal to their noble leader. + +Where the spirit of disaffection was thus found in high places it +naturally prevailed more widely among the masses who had been driven to +frenzy by their sufferings. This culminated in a revolt in Massachusetts +under the leadership of an old soldier named Shays, and it spread with +such rapidity that not only did one-fifth of the people join in +attempting to overthrow the remnant of established authority in +Massachusetts, but it rapidly spread to other States. The offices of +government and the courthouses were seized, the collection of debts was +forbidden, and private property was forcibly appropriated to meet the +common needs. + +Chaos had come again. It filled Washington's heart with disgust and +despair. After surrendering his commission to the pitiful remnant of the +government he had retired to Mount Vernon, and for a time declined to +act further as the leader of his people. Thus, in October, 1785, he +wrote James Warren, of Massachusetts: + + "The war, as you have very justly observed, has terminated most + advantageously for America, and a fair field is presented to our + view; but I confess to you freely, my dear sir, that I do not think + we possess wisdom or justice enough to cultivate it properly. + Illiberality, jealousy, and local policy mix too much in all our + public councils for good government of the union. In a word, the + Confederation appears to me to be little more than a shadow without + the substance, and Congress a nugatory body, their ordinances being + little attended to.... By such policy as this the wheels of + government are clogged, and our brightest prospects, and that high + expectation which was entertained of us by the wondering world, are + turned into astonishment; and, from the high ground on which we + stood, we are descending into the vale of confusion and darkness." + +Again he wrote to George Mason: + + "I have seen without despondency, even for a moment, the hours which + America has styled its gloomy ones, but I have beheld no day since + the commencement of hostilities that I thought our liberties in such + imminent danger as at present. Indeed, we are verging so fast to + destruction that I am feeling that sense to which I have been a + stranger until within these three months." + +Again in 1786 he writes: + + "I think often of our situation, and view it with concern. From the + high ground we stood upon, from the plain path which invited our + footsteps, to be so fallen, so lost, is mortifying; but everything + of virtue has, in a degree, taken its departure from our land.... + What, gracious God, is man that there should be such inconsistency, + and perfidiousness in his conduct! It was but the other day that we + were shedding our blood to obtain the Constitutions under which we + now live, and now we are unsheathing our swords to overturn them. + The thing is so unaccountable that I hardly know how to realize it + or to persuade myself that I am not under an illusion of a dream." + +It was, however, the darkest hour before the dawn, and again it was +Washington who became his country's saviour. In 1785, some commissioners +from the States of Virginia and Maryland visited Mount Vernon to pay +their respects to the well-loved commander. After conferring with him +upon the chaos of the times, they decided to issue a call for a general +conference of the representatives of the States to be held on September +11, 1786, at Annapolis, Maryland, to discuss how far the States +themselves could agree on common regulations of commerce. At the +appointed time the delegates assembled from Virginia, Pennsylvania, +Delaware, New York and New Jersey, and finding themselves too few in +number to achieve the great objective, the convention contented itself +by issuing another call, drafted by Alexander Hamilton, then under +thirty years of age, to all the States to send delegates to a convention +to be held in Philadelphia on the second Monday in May, 1787, "to take +into consideration the situation of the United States, to devise such +further provisions as should appear to them necessary to render the +Constitution of the Federal Government adequate to the exigencies of the +Union." + +The dying Congress tardily approved of this suggestion, but finally, on +January 21, 1787, grudgingly adopted a resolution that-- + + "It is expedient that on the second Monday in May next a convention + of delegates, who shall have been appointed by the several States, + be held at Philadelphia _for the sole and express purpose of + revising the Articles of Confederation_ and reporting to Congress + and the several legislatures such alterations and provisions therein + as shall, _when agreed to in Congress_ and conformed to by the + States, render the Federal Constitution adequate to the exigency of + the government and the preservation of the union." + +It will be noted by the italicized portions of the resolution that this +impotent body thus vainly attempted to cling to the shadow of its +vanished authority by stating that the proposed constitutional +convention should merely revise the worthless Articles of Confederation +and that such amendments should not have validity until adopted by +Congress as well as by the people of the several States. How this +mandate was disregarded and how the convention was formed, and +proceeded to create a new government with a new Constitution, and how +it achieved its mighty work, will be the subject of the next lecture. + +Anticipating the masterly ability with which a seemingly impotent and +dying nation plucked from the nettle of danger the flower of safety, let +me conclude this first address by quoting the words of de Tocqueville, +in his remarkable work _Democracy in America_, where he says: + + "The Federal Government, condemned to impotence by its Constitution + and no longer sustained by the presence of common danger ... was + already on the verge of destruction when it officially proclaimed + its inability to conduct the government and appealed to the + constituent authority of the nation.... It is a novelty in the + history of a society to see a calm and scrutinizing eye turned upon + itself, when apprised by the legislature that the wheels of + government are stopped; to see it carefully examine the extent of + the field and patiently wait for two years until a remedy was + discovered, which it voluntarily adopted, without having ever wrung + a tear or a drop of blood from mankind." + + + + +_II. The Great Convention_ + + +Now follows a notable and yet little known scene in the drama of +history. It reveals a people who, without shedding a drop of blood, +calmly and deliberately abolished one government, substituted another, +and erected it upon foundations which have hitherto proved enduring. +Even the superstructure slowly erected upon these foundations has +suffered little change in the most changing period of the world's +history, and until recently its additions, few in number, have varied +little from the plans of the original architects. The Constitution is +to-day, not a ruined Parthenon, but rather as one of those Gothic +masterpieces, against which the storms of passionate strife have beaten +in vain. The foundations were laid at a time when disorder was rampant +and anarchy widely prevalent. As I have already shown in my first +lecture, credit was gone, business paralysed, lawlessness triumphant, +and not only between class and class, but between State and State, there +were acute controversies and an alarming disunity of spirit. To weld +thirteen jealous and discordant States, demoralized by an exhausting +war, into a unified and efficient nation against their wills, was a +seemingly impossible task. Frederick the so-called Great had said that a +federal union of widely scattered communities was impossible. Its final +accomplishment has blinded the world to the essential difficulty of the +problem. + +The time was May 25, 1787; the place, the State House in Philadelphia, a +little town of not more than 20,000 people, and, at that time, as +remote, measured by the facilities of communication, to the centres of +civilization as is now Vladivostok. + +The _dramatis personae_ in this drama, though few in numbers, were, +however, worthy of the task. + +Seventy-two had originally been offered or given credentials, for each +State was permitted to send as many delegates as it pleased, inasmuch as +the States were to vote in the convention as units. Of these, the +greatest actual attendance was fifty-five, and at the end of the +convention a saving remnant of only thirty-nine remained to finish a +work which was to immortalize its participants. + +While this notable group of men contained a few merchants, financiers, +farmers, doctors, educators, and soldiers, of the remainder, at least +thirty-one were lawyers, and of these many had been justices of the +local courts and executive officers of the commonwealths. Four had +studied in the Inner Temple, at least five in the Middle Temple, one at +Oxford under the tuition of Blackstone and two in Scottish Universities. +Few of them were inexperienced in public affairs, for of the original +fifty-five members, thirty-nine had been members of the first or second +Continental Congresses, and eight had already helped to frame the +constitutions of their respective States. At least twenty-two were +college graduates, of whom nine were graduates of Princeton, three of +Yale, two of Harvard, four of William and Mary, and one each from the +Universities of Oxford, Columbia, Glasgow, and Edinburgh. A few already +enjoyed world-wide fame, notably Doctor Franklin, possibly the most +versatile genius of the eighteenth century and universally known and +honoured as a scientist, philosopher, and diplomat, and George +Washington, whose fame, even at that day, had filled the world with the +noble purity of his character. + +It was a convention of comparatively young men, the average age being +little above forty. Franklin was the oldest member, being then +eighty-one; Dayton, the youngest, being twenty-seven. With the +exception of Franklin and Washington, most of the potential +personalities in the convention were under forty. Thus, James Madison, +who contributed so largely to the plan that he is sometimes called "The +Father of the Constitution," was thirty-six. Charles Pinckney, who, +unaided, submitted the first concrete draft of the Constitution, was +only twenty-nine, and Alexander Hamilton, who was destined to take a +leading part in securing its ratification by his powerful oratory and +his very able commentaries in the Federalist papers, was only thirty. + +Above all they were a group of gentlemen of substance and honour, who +could debate for four months during the depressing weather of a hot +summer without losing their tempers, except momentarily--and this +despite vital differences--and who showed that genius for toleration and +reconciliation of conflicting views inspired by a common fidelity to a +great objective that is the highest mark of statesmanship. They +represented the spirit of representative government at its best in +avoiding the cowardice of time-servers and the low cunning of +demagogues. All apparently were inspired by a fine spirit of +self-effacement. Selfish ambition was conspicuously absent. They +differed, at times heatedly, but always as gentlemen of candour and +honour. The very secrecy of their deliberations, of which I shall +presently speak, is ample proof how indifferent they were to popular +applause and the _civium ardor prava jubentium_. + +The convention had been slow in assembling. Ample notice had been given +that it would convene on May 13, 1787, but when that day arrived a mere +handful of the delegates, less than a quorum, had assembled. + +The Virginia delegation, six in number, and forming probably the ablest +delegation from any State, arriving in time, and failing to find a +quorum then assembled, employed the period of waiting in submitting to +the Pennsylvania delegation the outlines of a plan for the new +Constitution. The plan was largely the work of James Madison, and how +long it had been in preparation cannot be definitely stated. It is clear +that four years before a Philadelphia merchant, one Peletiah Webster, +had published a brochure proposing a scheme of dual sovereignty, under +which the citizens would owe a double allegiance--one to the constituent +States within the sphere of their reserved powers, and one to a +federated government within the sphere of its delegated powers. Leagues +of States had often existed, but a league which, within a prescribed +sphere, would have direct authority over the citizens of the constituent +States, without, however, abolishing the authority of such States as to +their reserved sphere of power, was a novel theory. How far the Virginia +project had been influenced by Webster's suggestion is not clear, but it +is certain that before the convention met Pennsylvania and Virginia, +two of the most powerful States, were committed to it. + +The suggestion was a radical one, for the States, with few exceptions, +were chiefly insistent upon the preservation of their sovereignty, and +while they were willing to amend the Articles of Confederation by giving +fuller authority to the central government, such as it was, the +suggestion of subordinating the States to a new sovereign power, whose +authority within circumscribed limits was to be supreme, was opposed to +all their conventions and traditions. Washington, however, had warmly +welcomed the creation of a strong central government, and his +correspondence with the leading men of the colonies for some years +previously had been burdened with arguments to convince them that a mere +league of States would not suffice to create a stable nation. To George +Washington, soldier and statesman, is due above all men the ideal of a +federated union, for without his influence--that of a noble and +unselfish leader--the great result would probably never have been +secured. While still waiting for the convention, to meet, and while +discussing what was expedient and practicable when they did meet, +Washington one day said to a group of delegates, who were considering +the acute nature of the crisis: + + "It is too probable that no plan that we propose will be adopted. + Perhaps another dreadful conflict is to be sustained. If, to please + the people, we offer what we ourselves disapprove, how can we + afterwards defend our work? Let us raise a standard to which the + wise and just can repair. The event is in the hand of God." + +Noble words, fit to be written in letters of gold over the portal of +every legislature of the world, and it was in this spirit that the +convention finally convened on May 25th, 1787. + +When the delegates from nine States had assembled, Washington was +unanimously elected the presiding officer of the convention. It began by +adopting rules of order, and the most significant of these was the +provision for secrecy. No copy should be taken of any entry on the +Journal, or even permission given to inspect it, without leave of the +convention, and "nothing spoken in the house be printed or otherwise +published or communicated without leave." The yeas and nays should not +be recorded. The rule of secrecy was enlarged by an unwritten +understanding that, even when the convention had adjourned, no +disclosure should be made of its proceedings during the life of its +members. When after nearly four months, the convention adjourned, the +secret had been kept, and no one knew even the concrete result of its +deliberations until the Constitution itself, and nothing else, was +offered to the approval of the people. The high-way, upon which the +State House fronted, was covered with earth, to deaden the noise of +traffic, and sentries were posted at every means of ingress and egress, +to prevent any intrusion upon the privacy of the convention. The members +were not photographed daily for the pictorial Press, nor did any cinema +register their entrance into the simple colonial hall where they were to +meet. Notwithstanding this limitation--for no present-day conference or +assembly can proceed with its labours until its members are photographed +for the curiosity of the public--these simple-minded gentlemen--less +intent upon their appearance than their task--were to accomplish a work +of enduring importance. + +The extreme care which was taken to preserve this secrecy inviolate, and +its purpose, were indicated in an incident handed down by tradition. + +One of the members dropped a copy of a proposition then before the +convention for consideration, and it was found by another of the +delegates and handed to General Washington. At the conclusion of the +session, Washington arose and sternly reprimanded the member for his +carelessness by saying: + + "I must entreat gentlemen to be more careful, lest our transactions + get into the newspapers and disturb the public repose by premature + speculations. I know not whose paper it is, but there it is + [_throwing it down on the table_]. Let him who owns it, take it." + +He then bowed, picked up his hat and left the room with such evidences +of annoyance that, like school-children, no delegate was willing to +admit the ownership of the paper. + +The thought suggests itself: How different the result at Versailles and +Genoa might have been had there been the same reasonable provisions for +discussion and action uninfluenced by too premature public comment of +the day! In these days, when representative government has degenerated +into government by a fleeting public opinion, the price we pay for such +government by, for and of the Press, is too often the inability of +representatives to do what they deem wise and just. + +At the close of the convention its records were committed into the +keeping of Washington, with instructions to "retain the journal and +other papers, subject to order of Congress, if ever formed under the +Constitution." + +Even the journal consisted of little more than daily memoranda, from +which the minutes ought to have been, but never were, made; and these +fragmentary records of the proceedings of a convention which had been in +continuous session for nearly four months were never published until the +year 1819, or thirty-two years after the close of the convention. Thus, +the American people knew nothing of their greatest convention until a +generation later, and then only a few bones of the mastodon were +exhibited to their curious gaze. + +The members of the convention kept its secrets inviolate for many years. +With few exceptions, the great secrets of the convention died with them. +Only one, James Madison, left a comprehensive statement of the more +formal proceedings. With this notable exception, only a few anecdotes, +handed down by tradition, escaped oblivion. The first of the number to +break the pledge of secrecy was Robert Yates, Chief Justice of New York, +who, in 1821, published his recollections; but, as he had left the +convention a few months after it began, his notes ceased with the 5th of +July. + +The world would thus have been for ever ignorant of the details of one +of the most remarkable conventions in the annals of mankind had it not +been that one of the ablest of their number, James Madison, regularly +attended the sessions and kept notes from day to day of the debates. +While he was not a stenographer, he had a gift for condensing a speech +and fairly representing its substance. He jealously guarded his Journal +of the Convention until his death. Its very existence was known to few. +He died in 1836, and four years later the government purchased the +manuscript from his widow. Then, for the first time, the curtain was +measurably raised upon the proceedings of a convention which had +created, as we now know, one of the greatest nations in history. +Fifty-three years after the close of the convention, and when nearly +every one of its participants were dead, Madison's Journal was first +published. + +When was a great secret better kept? Grateful as posterity must be for +this inestimable gift of great human enterprise, yet even Madison's +careful journal fills one with the deepest regret that this wonderful +debate, which lasted for nearly four months between men of no ordinary +ability, could not have been preserved to the world. + +Two or three of the speeches which Madison gives in his Journal are +complete, for when Doctor Franklin spoke he reduced his remarks to +writing and gave a copy to Madison, but of the other speeches only a +fragrant remains. Thus, that "admirable Crichton," Alexander Hamilton, +addressed the convention in a speech that lasted five hours, in which he +stated his philosophy of government, but of that only a short +condensation, and possibly not even an accurate fragment, remains. + +Without this extraordinary provision for secrecy, which is so opposed to +modern democratic conventions, and which so little resembles the famous +point as to "open covenants openly arrived at," the convention could not +have accomplished its great work, for these wise men realized that a +statesman cannot act wisely under the observation of a gallery, and +especially when the gallery compels him by the pressure of public +opinion to work as it directs. I recognize that public opinion--often +temporarily uninformed but in the end generally right--does often save +the democracies of the world from the selfish ends of self-seeking and +misguided leadership; but, given noble and wise representatives, they +work best when least influenced by the fleeting passions of the day. + +It is evident that if the framers of the Constitution had met, as +similar conventions have within recent years met at Versailles and +Genoa, with the world as their gallery and with the representatives of +the Press as an integral part of the conference, they would have +accomplished nothing. The probability is that the convention would not +have lasted a month if their immediate purpose had been to placate +current opinion. It may be doubted whether such a convention, if called +to-day, either in your country or mine, could achieve like results, for +in this day of unlimited publicity, when men divide not as individuals +but in powerful and organized groups, a constitutional convention would, +I fear, prove a witches' cauldron of class legislation and demagoguery. +Is it not possible that modern democracy is in danger of strangulation +by its present-day methods and ideals? Again the words of Washington +suggest themselves: "If, to please the people, we offer what we +ourselves disapprove, how can we afterwards defend our work? Let us +raise a standard to which the wise and just can repair." + +Working with a sad sincerity and with despair in their hearts, this +little band of men wrought a work of surpassing importance, and if they +did not receive the immediate plaudits of the living generation, their +shades can at least solace themselves with the reflection that posterity +has acclaimed their work as one of the greatest political achievements +of man. + +The rules of order and the nature of the proceedings thus determined, +the convention opened by an address by Mr. Randolph of Virginia, in +which he submitted, in the form of fifteen points--nearly the number of +the fatal fourteen--the outlines for a new government. He himself in his +opening speech summarized the propositions by candidly confessing "that +they were not intended for a federal government" (thereby meaning a mere +league of States) but "a strong consolidated union." Upon this radical +change the convention was to argue earnestly and at times bitterly for +many a weary day. The plan provided for a national legislature of which +the lower branch should be elected by the people and the upper branch by +the lower branch upon the nomination of the legislatures of the States. +This legislature should enjoy all the legislative rights given to the +federation, and there followed the sweeping grant that it "could +legislate in all cases to which the separate States are incompetent or +in which the harmony of the United States may be interrupted by the +exercise of individual legislation," with power "to negative all laws +passed by the several States contravening in the opinion of the national +legislature the Articles of the Union." + +A national executive was proposed, together with a national judiciary, +and these two bodies were given authority "to examine every act of the +national legislature before it shall operate and every act of a +particular legislature before a negative thereon shall be final." This +marked an immense advance over the Articles of Confederation, under +which there was no national executive or judiciary, and under which the +legislature had no direct power over the citizens of the States, and +could only impose duties upon the States themselves by the concurrence +of nine of the thirteen. + +Hardly had Mr. Randolph submitted the so-called Virginia plan when +Charles Pinckney, of South Carolina, a young man of twenty-nine years +of age, with the courage of youth submitted to the House a draft of the +future federal government. Curiously enough, it did not differ in +principle from the Virginia plan, but was more specific and concrete in +stating the powers which the federal government should exercise, and +many of its provisions were embodied in the final draft. Indeed, +Pinckney's plan was the future Constitution of the United States in +embryo; and when it is read and contrasted with the document which has +so justly won the acclaim of men throughout the world, it is amazing +that so young a man should have anticipated and reduced to a concrete +and effective form many of the most novel features of the Federal +Government. As the only copy of Pinckney's plan was furnished years +afterwards to Madison for his journal, it is possible that some of its +wisdom was of the _post factum_ variety. + +Having received the two plans, the convention then went, on May 30, +into a committee of the whole to consider the fifteen propositions in +the Virginia plan _seriatim_. They wisely concluded to determine +abstract ideas first and concrete forms later. Apparently for the time +being little attention was paid to Pinckney's plan, and this may have +been due to the hostile attitude of the older members of the convention +to the presumption of his youth. + +Then ensued a very remarkable debate on the immediate propositions and +the principles of government which underlay them, which lasted for two +weeks. On June 13 the committee rose. Even the fragments of this debate, +which may well have been one of the most notable in history, indicate +the care with which the members had studied governments of ancient and +modern times. There were many points of difference, but chief of them, +which nearly resulted in the collapse of the convention, was the +inevitable difficulty which always arises in the formation of a league +of States or an association of nations between the great and the little +States. + +The five larger States had a population that was nearly twice as great +as the remaining eight States. Thus Virginia's population was nearly +ten-fold as great as Georgia. Moreover, the States differed greatly in +their material wealth and power. Nevertheless, all of them entered the +convention as independent sovereign nations, and the smaller nations +contended that the equality in suffrage and political power which +prevailed in the convention (in which each State, large or small, voted +as a unit), should and must be preserved in the future government. To +this the larger States were quite unwilling to yield, and when the +committee rose they reported, in substance, the Virginia plan, with the +proviso that representation in the proposed double-chambered Congress +should be "according to some equitable ratio of representation." + +On June 15 the small States presented their draft, which was afterwards +known as the New Jersey plan, because it was introduced by Mr. Patterson +of that State. It only contemplated an amendment to the existing +Constitution and an amplification of the powers of the impotent +Confederation. Its chief advance over the existing government was that +it provided for a federal executive and a federal judiciary, but +otherwise the government remained a mere league of States, in which the +central government could generally act only by the vote of nine States, +and in which their power was exhausted when they requested the States to +enforce the decrees. Its chief advance over the Articles of +Confederation, in addition to the creation of an executive, was an +assertion that the acts of Congress "shall be the supreme law of the +respective States ... and that the judiciary of the several States shall +be bound thereby in their decisions," and that "if any State or any +body of men in any State shall oppose or prevent the carrying into +execution of such acts or treaties the federal executive shall be +authorized to call forth the power of the confederated States ... to +enforce and compel obedience to such acts or an observance of such +treaties." + +While this was some advance toward a truly national government, it yet +left the national executive dependent upon the constituent States, for +if they failed to respond to the call above stated the national +government had no direct power over their citizens. + +The New Jersey plan precipitated a crisis, and thereafter, and for many +days, the argument proceeded, only to increase in bitterness. + +On June 18 Alexander Hamilton, who agreed with no one else, addressed +the convention for the first time. He spoke for five hours and reviewed +exhaustively the Virginia and New Jersey plans, and possibly the +Pinckney draft. Even the fragment of the speech, as taken in long-hand +by Madison, shows that it was a masterly argument. He stated his belief +"that the British Government was the best in the world and that he +doubted much whether anything short of it would do in America." He +praised the British Constitution, quoting Monsieur Necker as saying that +"it was the only government in the world which unites government +strength with individual security." He analysed and explained your +Constitution as it then was and advocated an elective monarchy in form +though not in name. It is true that he called the executive a "governor" +and not a king, but the governor, so-called, was to serve for life and +was given not only "a negative on all laws about to be passed," but even +the execution of all duly enacted laws was in his discretion. The +governor, with the consent of the Senate, was to make war, conclude all +treaties, make all appointments, pardon all offences, with the full +power through his negative of saying what laws should be passed and +which enforced. Hamilton's governor would have been not dissimilar to +Louis XIV, and could have said with him, "_L'etat, c'est moi_!" The +Senate also served for life, and the only concession which Hamilton made +to democracy was an elective house of representatives. Thinly veiled, +his plan contemplated an elective king with greater powers than those of +George III, an imitation House of Lords and a popular House of Commons +with a limited tenure. + +Hamilton's plan was never taken seriously and, so far as the records +show, was never afterwards considered. His admirers have given great +praise to his work in the federal convention. His real contribution lay +in the fact that when the Constitution was finally drafted and offered +to the people, while he regarded it as a "wretched makeshift," to use +his own expression, yet he was broad and patriotic enough to surrender +his own views and advocate the adoption of the Constitution. In so +doing, he fought a valorous fight, secured the acquiescence of the State +of New York, and without its ratification the Constitution would never +have been adopted. Hamilton later thought better of the Constitution, +and its successful beginning is due in large measure to his genius for +constructive administration. + +As the debate proceeded, the crisis precipitated by the seemingly +insoluble differences between the great and little States became more +acute. The smaller States contended that the convention was +transgressing its powers, and they demanded that the credentials of the +various members be read. In this there was technical accuracy, for the +delegates had been appointed to revise the Articles of Confederation and +not to adopt a new Constitution. A majority of the convention, however, +insisted upon the convention proceeding with the consideration of a new +Constitution, and their views prevailed. It speaks well for the honour +of the delegates that although their differences became so acute as to +lead at times to bitter expressions, neither side divulged them to the +outside public. The smaller States could easily have ended the +convention by an appeal to public opinion, which was not then prepared +for a "consolidated union," but they were loyal enough to fight out +their quarrels within the walls of the convention hall. + +At times the debate became bitter in the extreme. James Wilson, a +delegate of Pennsylvania and a Scotchman by birth and education, turning +to the representatives of the little States, passionately said: + + "Will you abandon a country to which you are bound by so many strong + and enduring ties? Should the event happen, it will neither stagger + my sentiments nor duty. If the minority of the people refuse to + coalesce with the majority on just and proper principles, if a + separation must take place, it could never happen on better + grounds." + +He referred to the demand of the larger States that representation +should be proportioned to the population. To this Bedford, of Delaware, +as heatedly replied; + + "We have been told with a dictatorial air that this is the last + moment for a fair trial in favour of good government. It will be the + last, indeed, if the propositions reported by the committee go forth + to the people. The large States dare not dissolve the convention. If + they do, the small ones will find some foreign ally of more honour + and good faith, who will take them by the hand and do them justice." + +Finally, the smaller States gave their ultimatum to the larger States +that unless representation in both branches of the proposed legislature +should be on the basis of equality--each State, whether large or small, +having one vote--they would forthwith leave the convention. An +eye-witness says that, at that moment, Washington, who was in the chair, +gave old Doctor Franklin a significant look. Franklin arose and moved an +adjournment for forty-eight hours, with the understanding that the +delegates should confer with those with whom they disagreed rather than +with those with whom they agreed. + +A recess was taken, and when the convention re-convened on July 2, a +vote was taken as to equality of representation in the Senate and +resulted in a tie vote. It was then decided to appoint a committee of +eleven, one from each State, to consider the question, and this +committee reported three days later, on July 5, in favour of +proportionate representation in the House and equal representation in +the Senate. This suggestion, which finally saved the situation, was due +to that wise old utilitarian philosopher, Franklin. Again, a vehement +and passionate debate followed. Vague references were made to the sword +as the only method of solving the difference. + +On July 9 the committee again reported, maintaining the principle of +their recommendation, while modifying its details, and the debate then +turned upon the question to what extent the negro slaves should count in +estimating population for the purposes of proportionate representation +in the lower House. Various suggestions were made to base representation +upon wealth or taxation and not upon population. For several days the +debate lasted during very heated weather, but on the night of July 12 +the temperature dropped and with it the emotional temperature of the +delegates. + +Some days previous, namely, June 28, when the debates were becoming so +bitter that it seemed unlikely that the convention could continue, +Doctor Franklin, erroneously supposed by many to be an atheist, made +the following solemn and beautiful appeal to their better natures. He +said: + + "The small progress we have made after four or five weeks' close + attendance and continual reasonings with each other--our different + sentiments on almost every question, several of the last producing + as many noes as ayes, is, methinks, a melancholy proof of the + imperfection of the human understanding. We indeed seem to feel our + own want of political wisdom, since we have been running about in + search of it. We have gone back to ancient history for models of + government, and examined the different forms of those Republics + which, having been formed with the seeds of their own dissolution, + now no longer exist. And we have viewed modern States all around + Europe, but find none of their constitutions suitable to our + circumstances. + + "In this situation of this Assembly, groping as it were in the dark + to find political truth, and scarce able to distinguish it when + presented to us, how has it happened, sir, that we have not hitherto + once thought of humbly applying to the Father of Lights to + illuminate our understandings?... And have we now forgotten that + powerful Friend or do we imagine that we no longer need His + assistance? I have lived, sir, a long time, and the longer I live, + the more convincing proofs I see of this truth: That _God governs in + the affairs of men_. And if a sparrow cannot fall to the ground + without His notice, is it probable that an empire can rise without + His aid? We have been assured, sir, in the sacred writings, that + 'except the Lord build the House they labour in vain that build it.' + I firmly believe this; and I also believe that without His + concurring aid we shall succeed in this political building no better + than the builders of Babel. We shall be divided by our little + partial local interests; our projects will be confounded, and we + ourselves shall become a reproach and byword down to future ages. + And what is worse, mankind may hereafter from this unfortunate + instance, despair of establishing governments by human wisdom and + leave it to chance, war, and conquest. + + "I therefore beg leave to move that henceforth prayers imploring the + assistance of Heaven, and its blessings on our deliberations, be + held in this Assembly every morning before we proceed to business, + and that one or more of the clergy of this city be requested to + officiate in that service." + +It may surprise my audience to know the sequel. The resolution was voted +down, partly on the ground that if it became known to the public that +the convention had finally resorted to prayers it might cause undue +alarm, but also because the convention was by that time so low in funds +that, as one of the members said, it did not have enough money to pay a +clergyman his fees for the service. I suspect that their controlling +reason was their indisposition to break their self-imposed rule of +secrecy by contact with the outer world until their work was completed. +Perhaps they thought that "God helps those who help themselves." + +On July 16 the compromise was finally adopted of recognizing the claims +of the larger States to proportionate representation in the House of +Representatives, and recognizing the claims of the smaller States by +according to them equal representation in the Senate. This great result +was not effected without the first break in the convention, for the +delegates from New York left in disgust and never returned, with the +exception of Hamilton, who occasionally attended subsequent sessions. +Such was the great concession that was made to secure the Constitution; +and the only respect in which the Constitution to-day cannot be amended +is that by express provision the equality of representation in the +Senate shall never be disturbed. Thus it is that to-day some States, +which have less population than some of the wards in the city of New +York, have as many votes in the Senate as the great State of New York. +It is unquestionably a palpable negation of majority rule, for as no +measure can become a law without the concurrence of the Senate--now +numbering ninety-six Senators--a combination of the little States, whoso +aggregate population is not a fifth of the American people, can defeat +the will of the remaining four-fifths. Pennsylvania and New York, with +nearly one-sixth of the entire population of the United States, have +only four votes in ninety-six votes in the Senate. + +Fortunately, political alignments have rarely been between the greater +and the smaller States exclusively. Their equality in the Senate was a +big price to pay for the Union, but, as the event has shown, not too +great. + +The convention next turned its attention to the Executive and the manner +of its selection, and upon this point there was the widest contrariety +of view, but, fortunately, without the acute feeling that the relative +power of the States had occasioned. + +Then the judiciary article was taken up, and there was much earnest +discussion as to whether the new Constitution should embody the French +idea of giving to the judiciary, in conjunction with the Executive, a +revisory power over legislation. Three times the convention voted upon +this dangerous proposition, and on one occasion it was only defeated by +a single vote. Fortunately, the good sense of the convention rejected a +proposition, that had caused in France constant conflicts between the +Executive and the Judiciary, by substituting the right of the President +to veto congressional legislation, with the right of Congress, by a +two-thirds vote of each House, to override the veto, and secondly by an +implied power in the Judiciary to annul Congressional or State +legislation, not on the grounds of policy, but on the sole ground of +inconsistency with the paramount law of the Constitution. In this +adjustment, the influence of Montesquieu was evident. + +These and many practical details had resulted in an expansion of the +fifteen proposals of the Virginia plan to twenty-three. + +Having thus determined the general principles that should guide them in +their labours, the convention, on July 26 appointed a Committee on +Detail to embody these propositions in the formal draft of a +Constitution and adjourned until August 6 to await its report. That +report, when finally completed, covered seven folio pages, and was found +to consist of a Preamble and twenty-three Articles, embodying +forty-three sections. The draft did not slavishly follow the Virginia +propositions, for the committee embodied some valuable suggestions which +had occurred to them in their deliberations. Nevertheless, it +substantially put the Virginia plan into a workable plan which proved to +be the Constitution of the United States in embryo. + +When the committee on detail had made its report on August 6, the +convention proceeded for over a month to debate it with the most minute +care. Every day for five weeks, for five hours each day, the members +studied and debated with meticulous care every sentence of the proposed +Constitution. Time does not suffice even for the barest statement of the +many interesting questions which were thus discussed, but they nearly +ran the whole gamut of constitutional government. Many fanciful ideas +were suggested but with unvarying good sense they were rejected. Some of +the results were, under the circumstances, curious. For example, +although it was a convention of comparatively young men, and although +the convention could have taken into account the many successful young +men in public life in Europe--as, for example, William Pitt--they put a +disqualification upon age by providing that a Representative must be +twenty-five years of age, a Senator thirty years of age, and a President +thirty-five years of age. When it was suggested that young men could +learn by admission to public life, the sententious reply was made that, +while they could, they ought not to have their education at the public +expense. + +The debates proceeded, however, in better temper, and almost the only +question that again gave rise to passionate argument was that of +slavery. The extreme Southern States declared that they would never +accept the new plan "except the right to import slaves be untouched." +This question was finally compromised by agreeing that the importation +of slaves should end after the year 1808. It however left the slave +population then existing in a state of bondage, and for this necessary +compromise the nation seventy-five years later was to pay dearly by one +of the most destructive civil wars in the annals of mankind. + +August was now drawing to a close. The convention had been in session +for more than three months. Of its work the public knew nothing, and +this notwithstanding the acute interest which the American people, not +merely facing the peril of anarchy, but actually suffering from it, must +have taken in the convention. Its vital importance was not +under-estimated. While its builders, like all master builders, did +"build better than they knew," yet it cannot be said that they +under-estimated the importance of their labours. As one of their number, +Gouveneur Morris said: "The whole human race will be affected by the +proceedings of this convention." After it adjourned one of its greatest +participants, James Wilson, of Pennsylvania, said: + + "After the lapse of six thousand years since the creation of the + world, America now presents the first instance of a people assembled + to say deliberately and calmly and to decide leisurely and peaceably + on the form of government by which they will bind themselves and + their posterity." + +In the absence of any authentic information, the rumour spread through +the colonies that the convention was about to reconstitute a monarchy by +inviting the second son of George III, the Bishop of Osnaburg, to be +King of the United States; and these rumours became so persistent as to +evoke from the silent convention a semi-official denial. There is some +reason to believe that a minority of the convention did see in the +restoration of a constitutional monarchy the only solution of the +problem. + +On September 8 the committee had finally considered and, after +modifications, approved the draft of the Committee on Detail, and a new +committee was thereupon appointed "to revise the style of and arrange +the articles that had been agreed to by the House." This committee was +one of exceptional strength. There were Dr. William Samuel Johnson, a +graduate of Oxford and a friend of his great namesake, Samuel Johnson; +Alexander Hamilton, Gouveneur Morris, a brilliant mind with an unusual +gift for lucid expression; James Madison, a true scholar in politics, +and Rufus King, an orator who, in the inflated language of the day, "was +ranked among the luminaries of the present age." + +The convention then adjourned to await the final revision of the draft +by the Committee on Style. + +On September 12 the committee reported. While it is not certain, it is +believed that its work was largely that of Gouveneur Morris. + +September 13 the printed copies of the report of the Committee on Style +were ready, and three more days were spent by the convention in +carefully comparing each article and section of this final draft. + +On September 15 the work of drafting the Constitution was regarded as +ended, and it was adopted and ordered to be engrossed for signing. + +It may be interesting at this point to give the result of their labours +as measured in words, and if the framers of the Constitution deserve the +plaudits of posterity in no other respect they do in the remarkable +self-restraint which those results revealed. + +The convention had been in session for 81 continuous days. Probably +they had consumed over 300 hours in debate. If their debates had been +fully reported, they would probably have filled at least fifty volumes, +and yet the net result of their labours consisted of about 4,000 words, +89 sentences, and about 140 distinct provisions. As the late Lord Bryce, +speaking in this age of unbridled expression, both oral and printed, so +well has said: + + "The Constitution of the United States, including the amendments, + may be read aloud in twenty-three minutes. It is about half as long + as Saint Paul's Epistle to the Corinthians, and one-fourth as long + as the Irish Land Act of 1881. History knows few instruments which + in so few words lay down equally momentous rules on a vast range of + matters of the highest importance and complexity." + +Even including the nineteen amendments, the Constitution, after one +hundred and thirty-five years of development, does not exceed 7,000 +words. What admirable self-restraint! Possibly single opinions of the +Supreme Court could be cited which are as long as the whole document of +which they are interpreting a single phrase. This does not argue that +the Constitution is an obscure document, for it would be difficult to +cite any political document in the annals of mankind that was so simple +and lucid in expression. There is nothing Johnsonese about its style. +Every word is a word of plain speech, the ordinary meaning of which even +the man in the street knows. No tautology is to be found and no attempt +at ornate expression. It is a model of simplicity, and as it flows +through the reaches of history it will always excite the admiration of +those who love clarity and not rhetorical excesses. One can say of it as +Horace said of his favourite Spring: + + _O, fons Bandusiae, splendidior vitro. + Dulce digne mero, non sine floribus_. + +If I be asked why, if this be true, it has required many lengthy +opinions of the Supreme Court in the 256 volumes of its Reports to +interpret its meaning, the answer is that, as with the simple sayings of +the great Galilean, whose words have likewise been the subject of +unending commentary, the question is not one of clarity but of +adaptation of the meaning to the ever-changing conditions of human life. +Moreover, as with the sayings of the Master or the unequalled verse of +Shakespeare, questions of construction are more due to the commentators +than to the text itself. + +On September 17 the convention met for the last time. The document was +engrossed and laid before the members for signature. Of the fifty-five +members who had attended, only thirty-nine remained. Of those, a number +were unwilling to sign as individuals. While the members had not been +unconscious of the magnitude of their labours, they were quite +insensible of the magnitude of their achievement. Few there were of the +convention who were enthusiastic about this result. Indeed, as the +document was ready for signature, it became a grave question whether the +remnant which remained had sufficient faith in their own work to +subscribe their names, and if they failed to do so its adoption by the +people would have been impossible. It was then that Doctor Franklin +rendered one of the last and greatest services of his life. With +ingratiating wit and with all the impressiveness that his distinguished +career inspired, Franklin thus spoke: + + "I confess that there are several parts of this Constitution which I + do not at present approve, but I am not sure I shall never approve + them. For having lived long I have experienced many instances of + being obliged by better information or fuller consideration, to + change opinions even on important subjects, which I once thought + right, but found to be otherwise. It is therefore that the older I + grow, the more apt I am to doubt my own judgment and to pay more + respect to the judgment of others. Most men indeed as well as most + sects in religion think themselves in possession of all truth, and + that wherever others differ from them it is so far error. Steele, a + Protestant, in a dedication tells the Pope that the only difference + between our Churches in their opinions of the certainty of their + doctrines is, the Church of Rome is infallible and the Church of + England is never in the wrong. But though many private persons think + almost as highly of their own infallibility as of that of their + sect, few express it so naturally as a certain French lady, who in a + dispute with her sister, said: 'I don't know how it happens, sister, + but I meet with nobody but myself that's always in the right.'--_Il + n'y a que moi qui a toujours raison_. + + "In these sentiments, sir, I agree to this Constitution with all + its faults, if they are such; because I think a general government + necessary for us, and there is no form of government but what may be + a blessing to the people, if well administered, and I believe + further that this is likely to be well administered for a course of + years, and can only end in despotism as other forms have done before + it, when the people shall become so corrupted as to need despotic + government, being incapable of any other. I doubt, too, whether any + other convention we can obtain may be able to make a better + Constitution. For when you assemble a number of men to have the + advantage of their joint wisdom you inevitably assemble with those + men all their prejudices, their passions, their errors of opinion, + their local interests, and their selfish views. From such an + assembly can a perfect production be expected? It therefore + astonishes me, sir, to find this system approaching so near to + perfection as it does.... Thus, I consent, sir, to this Constitution + because I expect no better, and because I am not sure that it is not + the best. The opinions I have had of its errors I sacrifice to the + public good, I have never whispered a syllable of them abroad. + Within these walls they were born and here they shall die. If every + one of us in returning to our constituents were to report the + objections he has had to it and endeavour to gain partisans in + support of them, we might prevent its being generally received, and + thereby lost all the salutary effects and great advantages resulting + naturally in our favour among foreign nations as well as among + ourselves from our real or apparent unanimity. + + "On the whole, sir, I cannot help expressing a wish that every + member of the convention who may still have objections to it, would + with me, on this occasion doubt a little of his own + infallibility--and to make manifest our unanimity, put his name to + this instrument." + +Truly this spirit of Doctor Franklin could be profitably invoked in this +day and generation, when nations are so intolerant of the ideas of other +nations. + +As the members, moved by Franklin's humorous and yet moving appeal, came +forward to subscribe their names, Franklin drew the attention of some of +the members to the fact that on the back of the President's chair was +the half disk of a sun, and, with his love of metaphor, he said that +painters had often found it difficult to distinguish in their art a +rising from a setting sun. He then prophetically added: + + "I have often and often in the course of the sessions and the + vicissitudes of my hopes and fears in its issues, looked at that + behind the President without being able to tell whether it was + rising or setting. But now at length I have the happiness to know + that it is a rising and not a setting sun." + +Time has verified the genial doctor's prediction. The career of the new +nation thus formed has hitherto been a rising and not a setting sun. He +had in his sixty years of conspicuously useful citizenship--and perhaps +no nation ever had a more untiring and unselfish servant--done more than +any American to develop the American Commonwealth, but like Moses, he +was destined to see the promised land only from afar, for the new +Government had hardly been inaugurated, before Franklin died, as full of +years as honours. Prophetic as was his vision, he could never have +anticipated the reality of to-day, for this nation, thus deliberately +formed in the light of reason and without blood or passion, is to-day, +by common consent, one of the greatest and, I trust I may add, one of +the noblest republics of all time. + + + + +_III. The Political Philosophy of the Constitution_ + + +In my last address I left Doctor Franklin predicting to the discouraged +remnant of the constitutional convention that the nation then formed +would be a "rising sun" in the constellation of the nations. The sun, +however, was destined to rise through a bank of dark and murky clouds, +for the Constitution could not take effect until it was ratified by nine +of the thirteen States; and when it was submitted to the people, who +selected State conventions for the purpose of ratifying or rejecting the +proposed plan of government, a bitter controversy at once ensued between +two political parties, then in process of formation, one called the +Constitution ratified without controversy. In the remaining ten the +struggle was long and arduous, and nearly a year passed before the +requisite nine States gave their assent. Two of the States refused to +become parts of the new nation, even after it began, and three years +passed before the thirteen States were re-united under the Constitution. + +It could not have been ratified had there not been an assurance that +there would be immediate amendments to provide a Bill of Rights to +safeguard the individual. Thus came into existence the first ten +amendments to the Constitution, with their perpetual guaranty of the +fundamental rights of religion, freedom of speech and of the Press, the +right of assemblage, the immunity from unreasonable searches and +seizures, the right of trial by jury, and similar guarantees of +fundamental individual rights. + +Distrustful as the American people were of the new Constitution, they +yet had the political sagacity to prefer its imperfections, whatever +they imagined them to be, to the mad spirit of innovation; and in order +that the great instrument should not, through the excesses of party +passion or the temporary caprices of fleeting generations, speedily +become a mere "scrap of paper" they very wisely provided that no +amendment should, in the future, be made unless it was proposed by at +least two-thirds of the Senate and the House of Representatives and +ratified by three-fourths of the States through their legislatures or +through special conventions. This was only one of many striking +negations of the principle of majority rule. As a result of this +provision, if we count the first ten amendments as virtually part of the +original document, only nine amendments have been adopted in 185 years, +and of these, excepting the amendments which ended slavery as the result +of the Civil War, only the last three, passed in recent years partly +through the relaxing influence of the world war, mark a serious +departure from the basic principles of the Constitution. + +This stability is the more remarkable when we recall the profound and +revolutionary change that has taken place in the social life of man +since the Constitution was adopted. It was framed at the very end of the +pastoral-agricultural age of humanity. The industrial revolution, which +has more profoundly affected man in the last century and a half than all +the changes which had theretofore taken place in the life of man since +the cave-dweller, was only then beginning. Measured in terms of +mechanical power, men when the Constitution was formed were Lilliputians +as compared with the Brobdingnagians of our day, when man outflies the +eagle, outswims the fish, and by his conquest and utilization of the +invisible forces of nature has become the superman; and yet the +Constitution of 1787 is, in most of its essential principles, still the +Constitution of 1922. This surely marks it as a marvel in statecraft +and can only be explained by the fact that the Constitution was +developed by a people who, as "children brave and free of the great +mother-tongue," had a real genius for self-government and its essential +element, the spirit of self-restraint. + +While it is true that the _text_ of the instrument has suffered almost +as little change as the Nicene Creed, yet it would be manifest error to +suggest that in its development by practical application the +Constitution has not undergone great changes. + +The first and greatest of all its expounders, Chief Justice Marshall, +said, in one of his greatest opinions, that the Constitution was-- + + "intended to endure for ages to come, and consequently to be + _adapted_ to the various crises of human affairs. To have prescribed + the means by which government should in all future times execute + its powers would have been to change entirely the character of the + instrument and to give it the properties of a legal code. It would + have been an unwise attempt to provide by immutable rules for + exigencies which, if foreseen at all, must have been foreseen dimly, + and can best be provided for as they occur." + +In this great purpose of enumerating rather than defining the powers of +government its framers were supremely wise. While it was marvellously +sagacious in what it provided, it was wise to the point of inspiration +in what it left unprovided. + +Nothing is more admirable than the self-restraint of men who, venturing +upon an untried experiment, and after debating for four months upon the +principles of government, were content to embody their conclusions in +not more than four thousand words. To this we owe the elasticity of the +instrument. Its vitality is due to the fact that, by usage, judicial +interpretation, and, when necessary, formal amendment, it can be thus +adapted to the ever-accelerating changes of the most progressive age in +history, and that a people have administered the Constitution who, in +the process of such adaptation, have generally shown the same spirit of +conservative self-restraint as did the men who framed it. + +The Constitution is neither, on the one hand, a Gibraltar rock, which +wholly resists the ceaseless washing of time or circumstance, nor is it, +on the other hand, a sandy beach, which is slowly destroyed by the +erosion of the waves. It is rather to be likened to a floating dock, +which, while firmly attached to its moorings, and not therefore the +caprice of the waves, yet rises and falls with the tide of time and +circumstance. + +While in its practical adaptation to this complex age the men who framed +it, if they could "revisit the glimpses of the moon," would as little +recognize their own handiwork as their own nation, yet they would still +be able to find in successful operation the essential principles which +they embodied in the document more than a century ago. + +Its success is also due to the fact that its framers were little +influenced by the spirit of doctrinarianism. They were not empiricists, +but very practical men. This is the more remarkable because they worked +in a period of an emotional fermentation of human thought. The +long-repressed intellect of man had broken into a violent eruption like +that of a seemingly extinct volcano. + +From the middle of the eighteenth century until the end of the French +Revolution the masses everywhere were influenced by the emotional, and +at times hysterical, abstractions of the French encyclopedists; and that +these had influenced thought in the American colonies is readily shown +in the preamble of the Declaration of Independence, with its +unqualified assertion of the equality of men and the absolute right of +self-determination. The Declaration sought in its noble idealism to make +the "world safe for democracy," but the Constitution attempted the +greater task of making democracy safe for the world by inducing a people +to impose upon themselves salutary restraints upon majority rule. + +Fortunately, the framers of the Constitution had learned a rude and +terrible lesson in the anarchy that had followed the War of +Independence. They were not so much concerned about the rights of man as +about his duties, and their great purpose was to substitute for the +visionary idealism of a rampant individualism the authority of law. Of +the hysteria of that time, which was about to culminate in the French +Revolution, there is no trace in the Constitution. + +They were less concerned about Rousseau's social contract than to +restore law and order. Hard realities and not generous and impossible +abstractions interested them. They had suffered grievously for more than +ten years from misrule and had a distaste for mere phrase-making, of +which they had had a satiety, for the Constitution, in which there is +not a wasted word, is as cold and dry a document as a problem in +mathematics or a manual of parliamentary law. Its mandates have the +simplicity and directness of the Ten Commandments, and, like the +Decalogue, it consists more of what shall not be done than what shall be +done. In this freedom from empiricism and sturdy adherence to the +realities of life, it can be profitably commended to all nations which +may attempt a similar task. + +While the Constitution apparently only deals with the practical and +essential details of government, yet underlying these simply but +wonderfully phrased delegations of power is a broad and accurate +political philosophy, which goes far to state the "law and the +prophets" of free government. + +These essential principles of the Constitution may be briefly summarized +as follows: + + + +1. + + +_The first is representative government_. + +Nothing is more striking in the debates of the convention than the +distrust of its members, with few exceptions, of what they called +"democracy." By this term they meant the power of the people to +legislate directly and without the intervention of chosen +representatives. They believed that the utmost concession that could be +safely made to democracy was the power to select suitable men to +legislate for the common good, and nothing is more striking in the +Constitution than the care with which they sought to remove the powers +of legislation from the _direct_ action of the people. Nowhere in the +instrument is there a suggestion of the initiative or referendum. + +Even an amendment to the Constitution could not be directly proposed by +the people in the exercise of their residual power or adopted by them. +As previously said, it could only be proposed by two-thirds of the House +and the Senate, and then could only become effective, if ratified by +three-fourths of the States, acting, not by a popular vote, but through +their chosen representatives either in their legislatures or special +conventions. Thus they denied the power of a majority to alter even the +form of government. Moreover, they gave to the President the power to +nullify laws passed by a majority of the House and Senate by his simple +veto, and yet, fearful of an unqualified power of the President in this +respect, they provided that the veto itself should be vetoed, if +two-thirds of the Senate and House concurred in such action. Moreover, +the great limitations of the Constitution, which forbid the majority, or +even the whole body of the House and Senate, to pass laws either for +want of authority or because they impair fundamental rights of +individuals, are as emphatic a negation of an absolute democracy as can +be found in any form of government. + +Measured by present-day conventions of democracy, the Constitution is an +undemocratic document. The framers believed in representative +government, to which they gave the name "Republicanism" as the +antithesis to "democracy." The members of the Senate were to be selected +by State legislatures, and the President himself was, as originally +planned, to be selected by an electoral college similar to the College +of Cardinals. + +The debates are full of utterances which explain this attitude of mind. +Mr. Gerry said: "The evils we experience flow from the excesses of +democracy. The people are the dupes of pretended patriots." Mr. +Randolph, the author of the Virginia plan, observed that the general +object of the Constitution was to provide a cure for the evils under +which the United States laboured; that in tracing these evils to their +origin every man had found it in the tribulation and follies of +democracy; that some check, therefore, was to be sought for against this +tendency of our Government. + +Alexander Hamilton remarked, on June 18, that-- + + "the members most tenacious of republicanism were as loud as any in + declaiming against the evils of democracy." + +He added: + + "Give all the power to the many and they will oppress the few. Give + all the power to the few and they will oppress the many. Both ought, + therefore, to have the power that each may defend itself against the + other." + +Perhaps the attitude of the members is thus best expressed by James +Madison, in the 10th of the Federalist papers: + + "A pure democracy, by which I mean a State consisting of a small + number of citizens, who assemble and administer the government in + person, can admit of no cure for the mischiefs of faction. Such + democracies have ever been spectacles of turbulence and contention, + and have often been found incompatible with the personal security + and rights of property, and have generally been as short in their + lives as they have been violent in their deaths." + +Undoubtedly, the framers of the Constitution in thus limiting popular +rule did not take sufficient account of the genius of an +English-speaking people. A few of their number recognized this. +Franklin, a self-made man, believed in democracy and doubted the +efficacy of the Constitution unless it was, like a pyramid, broad-based +upon the will of the people. + +Colonel Mason, of Virginia, who was also of the Jeffersonian school of +political philosophy, said: + + "Notwithstanding the oppression and injustice experienced among us + from democracy, the genius of the people is in favour of it, and the + genius of the people must be consulted." + +In this they were true prophets, for the American people have refused to +limit democracy as narrowly and rigidly as the framers of the +Constitution clearly intended. The most notable illustration of this is +the selection of the President. It was never contemplated that the +people should directly select the President, but that a chosen body of +electors should, with careful deliberation, make this momentous choice. +While, in form, the system persists to this day, from the very beginning +the electors simply vote as the people who select them desire. It should +here be noted that Thomas Jefferson, the great Democrat and draftsman of +the Declaration of Independence, was not a member of the convention. +During its sessions he was in France. He was instrumental in securing +the first ten Amendments and the subsequent adaptation of the +Constitution to meet the democratic instincts of the American people is +largely due to his great leadership. + +Moreover, the spirit of representative government has greatly changed +since the Constitution was adopted. The ideal of the earlier time was +that so nobly expressed by Edmund Burke in his address to the electors +of Bristol, for the framers believed that a representative held a +judicial position of the most sacred character, and that he should vote +as his judgment and conscience dictated without respect to the wishes of +his constituents. To-day, and notably in the last half century, the +contrary belief, due largely to Jefferson's political ideals, has so +influenced American politics that the representatives of the people, +either in the legislature or the executive departments of the +government, are considered by the masses as only the mouthpieces of the +people who select them, and to ignore their wishes is regarded as +virtually a betrayal of a trust and the negation of democracy. + +For this change in attitude there has been much justification, for in my +country, as elsewhere, the people do not always select their best men as +representatives, and, with the imperfections of human nature, there has +been so much of ignorance and, at times, venality, that the instinct of +the people is to take the conduct of affairs into their own hands. On +the other hand, this change of attitude has led, in many instances, to +government by organized minorities, for, with the division of the masses +into political parties, it is easy for an organized minority to hold the +balance of power, and thus impress its will upon majorities. Time may +yet vindicate the theory of the framers that the limit of democracy is +the selection of true and tried representatives. + + + +2. + + +_The second and most novel principle of the Constitution is its dual +form of Government._ + +This did constitute a unique contribution to the science of politics. +This was early recognized by de Tocqueville, one of the most acute +students of the Constitution, who said that it was based "upon a wholly, +novel theory, which may be considered a great discovery in modern +political science." + +Previous to the Constitution it had not been thought possible to divide +sovereignty, or at least to have two different sovereignties moving as +planets in the same orbit. Therefore, all previous federated governments +had been based upon the plan that a league could only effect its will +through the constituent States and that the citizens in these States +owed no direct allegiance to the league, but only to the States of which +they were members. The Constitution, however, developed the idea of a +dual citizenship. While the people remained citizens of their respective +States in the sphere of government which was reserved to the States, yet +they directly became citizens of the central government, and, as such, +ceased to be citizens of the several States in the sphere of government +delegated to the central power; and this allegiance was enforced by the +direct action of the central government on the citizens as individuals. +Thus has been developed one of the most intricately complex governmental +systems in the world. + +At the time of the adoption of the Constitution this division of +jurisdiction was quite feasible, for, geographically, the various States +were widely separated, and the lack of economic contact made it easy for +each government to function without serious conflict. The framers, +however, did not sufficiently reckon with the mechanical changes in +society that were then beginning. They did not anticipate, and could not +have anticipated, the centripetal influences of steam and electricity +which have woven the American people into an indissoluble unit for +commercial and many other purposes. As a result many laws of the Federal +Government, in their incidences in this complex age, directly impinge +upon rights of the State governments, and _vice versa_, and the +practical application of the Constitution has required a very subtle +adaptation of a form of government which was enacted in a primitive age +to a form of government of a complex age. + +Take, for example, the power over commerce. According to the +Constitution, the Federal Government had plenary power over foreign +commerce and commerce _between_ the States, but the power over commerce +_within_ a State was reserved to State governments. This presupposed the +power of Government to divide commerce into two water-tight +compartments, or, at least, to regard the two spheres of power as +parallel lines that would never meet; whereas with the coming of the +railroad, steamship and the telegraph commerce has become so unified +that the parallel lines have become lines of interlacing zigzags. To +adapt the commerce clause of the Constitution to these changed +conditions has required, in the highest degree, the constructive genius +of the Supreme Court of the United States, and, in a series of very +remarkable decisions, which are contained in 256 volumes of the official +reports, that great tribunal has tried to draw a line between +inter-State and domestic commerce as nearly to the original plans of the +framers as it was possible; but obviously there has been so much +adaptation to make this possible that if Washington, Franklin, Madison +and Hamilton could revisit the nation they created they would not +recognize their own handiwork. + +For the same reason, the dual system of government has been profoundly +modified by the great elemental forces of our mechanical age, so that +the scales, which try to hold in nice equipoise the Federal Government +on the one hand and the States on the other, have been greatly +disturbed. Originally, the States were the powerful political entities, +and the central government a mere agent for certain specific purposes; +but, in the development of the Constitution, the nation has naturally +become of overshadowing importance, while the States have relatively +steadily diminished in power and prestige. + +These inevitable tendencies in American politics are called +"centralization," and while for nearly a century a great political party +bitterly contested its steady progress, due to the centripetal +influences above indicated, yet the contest was long since abandoned as +a hopeless one, and the struggle to-day is rather to keep, so far as +possible, the inevitable tendency measurably in check. + +Nevertheless, it would be erroneous to suggest that the dual system of +government is a failure. It still endures in providing a large measure +of authority to the States in their purely domestic concerns, and, in a +country that extends from the Atlantic to the Pacific, and from the +Lakes to the Gulf, whose northern border is not very far from the Arctic +Circle, and whose southern border is not many degrees from the Equator, +there are such differences in the habits, conventions, and ideals of the +people that without this dual form of government the Constitution would +long since have broken down. It is not too much to say that the success +with which the framers of the Constitution reconciled national supremacy +and efficiency with local self-government is one of the great +achievements in the history of mankind. + + + +3. + + +_The third principle was the guaranty of individual liberty through +constitutional limitations._ + +This marked another great contribution of America to the science of +government. In all previous government building, the State was regarded +as a sovereign, which could grant to individuals or classes, out of its +plenary power, certain privileges or exemptions, which were called +"liberties." Thus the liberties which the barons wrung from King John at +Runnymede were virtually exemptions from the power of government. Our +fathers did not believe in the sovereignty of the State in the sense of +absolute power, nor did they believe in the sovereignty of the people in +that sense. The word "sovereignty" will not be found in the Constitution +or the Declaration of Independence. They believed that each individual, +as a responsible moral being, had certain "inalienable rights" which +neither the State nor the people could rightfully take from him. + +This conception of individualism, enforced in courts of law against +executives and legislatures, was wholly new and is the distinguishing +characteristic of American constitutionalism. As to such reserved +rights, guaranteed by Constitutional limitations, and largely by the +first ten amendments to the Constitution, a man, by virtue of his +inherent and God-given dignity as a human soul, has rights, such as +freedom of the Press, liberty of speech, property rights, and religious +freedom, which even one hundred millions of people cannot rightfully +take from him, without amending the Constitution. The framers did not +believe that the oil of anointing that was supposed to sanctify the +monarch and give him infallibility had fallen upon the "multitudinous +tongue" of the people to give it either infallibility or omnipotence. +They believed in individualism. They were animated by a sleepless +jealousy of governmental power. They believed that the greater such +power, the greater the danger of its abuse. They felt that the +individual could generally best work out his own salvation, and that his +constant prayer to Government was that of Diogenes to Alexander: "Keep +out of my sunlight." The worth and dignity of the human soul, the free +competition of man and man, the nobility of labour, the right to work, +free from the tyranny of state or class, this was their gospel. +Socialism was to them abhorrent. + +This theory of government gave a new dignity to manhood. It said to the +State: "There is a limit to your power. Thus far and no further, and +here shall thy proud waves be stayed." + + + +4. + + +_Closely allied to this doctrine of limited governmental powers, even by +a majority, is the fourth principle of an independent judiciary_. + +It is the balance wheel of the Constitution, and to function it must be +beyond the possibility of attack and destruction. My country was founded +upon the rock of property rights and the sanctity of contracts. Both the +nation and the several States are forbidden to impair the obligation of +contracts, or take away life, liberty, or property "without due process +of law." The guarantee is as old as Magna Charta; for "due process of +law" is but a paraphrase of "the law of the land," without which no +freeman could be deprived of his liberties or possessions. + +"Due process of law" means that there are certain fundamental principles +of liberty, not defined or even enumerated in the Constitution, but +having their sanction in the free and enlightened conscience of just +men, and that no man can be deprived of life, liberty, or property, +except in conformity with these fundamental decencies of liberty. To +protect these even against the will of a majority, however large, the +judiciary was given unprecedented powers. It threw about the individual +the solemn circle of the law. It made the judiciary the final conscience +of the nation. Your nation cherishes the same primal verities of +liberty, but with you, the people in Parliament, is the final judge. We, +however, are not content that a majority of the Legislature shall +override inviolable individual rights, about which the judiciary is +empowered to throw the solemn circle of the law. + +This august power has won the admiration of the world, and by many is +regarded as a novel contribution to the science of government. The idea, +however, was not wholly novel. As previously shown, four Chief Justices +of England had declared that an Act of Parliament, if against common +right and reason, could be treated as null and void; while in France the +power of the judiciary to refuse efficacy to a law, unless sanctioned by +the judiciary, had been the cause of a long struggle for at least three +centuries between the French monarch and the courts of France. However, +in England the doctrine of the common law yielded to the later doctrine +of the omnipotence of Parliament, while in France the revisory power of +the judiciary was terminated by the French Revolution. + +The United States, however, embodied it in its form of government and +thus made the judiciary, and especially the Supreme Court, the balance +wheel of the Constitution. Without such power the Constitution could +never have lasted, for neither executive officers nor legislatures are +good judges of the extent of their own powers. + +Nothing more strikingly shows the spirit of unity which the Constitution +brought into being than the unbroken success with which the Supreme +Court has discharged this difficult and most delicate duty. The +President is the Commander-in-Chief of the Army and the Navy and can +call them to his aid. The legislature has almost unlimited power through +its control of the public purse. The States have their power reinforced +by armed forces, and some of them are as great in population and +resources as many of the nations of Europe. The Supreme Court, however, +has only one officer to execute its decrees, called the United States +Marshal; and yet, without sword or purse, and with only a high sheriff +to enforce its mandates, when the Supreme Court says to a President or +to a Congress or to the authorities of a great--and, in some respects, +sovereign--State that they must do this or must refrain from doing that, +the mandate is at once obeyed. Here, indeed, is the American ideal of "a +government of laws and not of men" most strikingly realized; and if the +American Constitution, as formulated and developed, had done nothing +else than to establish in this manner the supremacy of law, even as +against the overwhelming sentiment of the people, it would have +justified the well-known encomium of Mr. Gladstone. + +It must be added, however, that in one respect this function of the +judiciary has had an unfortunate effect in lessening rather than +developing in the people the sense of constitutional morality. In your +country the power of Parliament is omnipotent, and yet in its +legislation it voluntarily observes these great fundamental decencies +of liberty which in the American Constitution are protected by formal +guarantees. This can only be true because either your representatives in +Parliament have a deep sense of constitutional morality, or that the +constituencies which select them have so much sense of constitutional +justice that their representatives dare not disregard these fundamental +decencies of liberty. + +In the United States, however, the confidence that the Supreme Court +will itself protect these guaranties of liberty has led to a diminution +of the sense of constitutional morality, both in the people and their +representatives. It abates the vigilance which is said to be ever the +price of liberty. + +Laws are passed which transgress the limitations of the Constitution +without adequate discussion as to their unconstitutional character, for +the reason that the determination of this fact is erroneously supposed +to be the exclusive function of the judiciary. + +The judiciary, contrary to the common supposition, has no plenary power +to nullify unconstitutional laws. It can only do so when there is an +irreconcilable and indubitable repugnancy between a law and the +Constitution; but obviously laws can be passed from motives that are +anti-constitutional, and there is a wide sphere of political discretion +in which many acts can be done which, while politically +anti-constitutional, are not juridically unconstitutional. For this +reason, the undue dependence upon the judiciary to nullify every law +which either in form, necessary operation, or motive transgresses the +Constitution has so far lessened the vigilance of the people to protect +their own Constitution as to lead to its serious impairment. + + + +5. + + +_The fifth fundamental principle was a system of governmental checks and +balances_. + +The founders of the Republic were not enamoured of power. As they viewed +human history, the worst evils of government were due to excessive +concentration of power, which like Othello's jealousy "makes the meat it +feeds on." + +This system of checks and balances again illustrates that the +Constitution is the great negation of unrestrained democracy. The +framers believed that a people was best governed that was least +governed. Therefore, their purpose was not so much to promote efficiency +in legislation as to put a brake upon precipitate action. + +Time does not suffice to state the intricate system of checks and +balances whereby the legislature acts as a check upon the executive and +the executive upon the legislature, and the Supreme Court upon both. +When the Republic was small, and its public affairs were few, this +system of checks and balances worked admirably, but to-day, when the +nation is one of the greatest in the world, and its public affairs are +of the most important and complicated character, and often require +speedy action, it may be questioned whether the system is not now an +undue brake upon governmental efficiency, and does _not_ require some +modification to ensure efficiency. Indeed, it is a serious question with +many thoughtful Americans whether the growth of the United States has +not put an excessive strain upon its governmental machinery. + +This system was in part due to the confident belief of the framers of +the Constitution in the Montesquieu doctrine of the division of +government into three independent departments--legislative, executive +and judicial; but experience has shown how difficult it is to apply this +doctrine in its literal rigidity. One result of the doctrine was the +mistaken attempt to keep the legislative and the executive as far apart +as possible. The Cabinet system of parliamentary government was not +adopted. While the President can appear before Congress and express his +views, his Cabinet is without such right. In practice, the gulf is +bridged by constant contact between the Cabinet and the committees of +Congress, but this does not wholly secure speedy and efficient +co-operation between the two departments. As I speak, a movement is in +progress, with the sanction of President Harding, to permit members of +his Cabinet to appear in Congress and thus defend directly and in person +the policies of the Executive. + +This separation of the two departments, which causes so much friction, +has been emphasized by one feature of the Constitution which again marks +its distrust of democracy, namely the fixed tenure of office. The +Constitution did not intend that public officials should rise or fall +with the fleeting caprices of a constituency. It preferred to give the +President and the members of Congress a fixed term of office, and, +however unpopular they might become temporarily, they should have the +right and the opportunity to proceed even with unpopular policies, and +thus challenge the final verdict of the people. + +If a parliamentary form of government, immediately responsive to +current opinion as registered in elections, is the great desideratum, +then the fixed tenure of offices is the vulnerable Achilles-heel of our +form of government. In other countries the Executive cannot survive a +vote of want of confidence by the legislature. In America, the +President, who is merely the Executive of the legislative will, +continues for his prescribed term, though he may have wholly lost the +confidence of the representatives of the people in Congress. While this +makes for stability in administration and keeps the ship of state on an +even keel, yet it also leads to the fatalism of our democracy, and often +the "native hue" of its resolution is thus "sicklied o'er with the pale +cast of thought." Take a striking instance. I am confident that after +the sinking of the _Lusitania_, the United States would have entered the +world war, if President Wilson's tenure of power had then depended upon +a vote of confidence. + + + +6. + + +_The sixth fundamental principle is the joint power of the Senate and +the Executive over the foreign relations of the Government_. + +I need not dwell at length upon this unique feature of our +constitutional system, for since the Versailles Treaty, the world has +become well acquainted with our peculiar system under which treaties are +made and war is declared or terminated. Nothing, excepting the principle +of local rule, was of deeper concern to the framers of the Constitution. +When it was framed, it was the accepted principle of all other nations +that the control of the foreign relations of the Government was the +exclusive prerogative of the Executive. In your country the only +limitation upon that power was the control of Parliament over the purse +of the nation, and some of the great struggles in your history related +to the attempt of the Crown to exact money to carry on the wars without +a Parliament grant. + +The framers were unwilling to lodge any such power in the Executive, +however great his powers in other respects. This was primarily due to +the conception of the States that then prevailed. While they had created +a central government for certain specified purposes, they yet regarded +themselves as sovereign nations, and their representatives in the Senate +were, in a sense, their ambassadors. They were as little inclined to +permit the President of the United States to make treaties or declare +war at will in their behalf as the European nations would be to-day to +vest a similar authority in the League of Nations. It was, therefore, +first proposed that the power to make treaties and appoint diplomatic +representatives should be vested exclusively in the Senate, but as that +body was not always in session, this plan was so far modified as to give +the President, who is always acting, the power to _negotiate_ treaties +"with the advice and consent of the Senate." As to making war, the +framers were not willing to entrust the power even to the President and +the Senators, and it was therefore expressly provided that only Congress +could take this momentous step. + +Here, again, the theory of the Constitution was necessarily somewhat +modified in practical administration, for under the power of nominating +diplomatic representatives, negotiating treaties, and in general, of +executing the laws of the nation, the principle was soon evolved that +the conduct of foreign affairs was primarily the function of the +President, with the limitation that the Senate must concur in diplomatic +appointments and in the validity of treaties, and that only both Houses +of Congress could jointly declare war. This cumbrous system necessarily +required that the President in conducting the foreign relations of the +Government should keep in touch with the Senate, and such was the +accepted procedure throughout the history of the nation until President +Wilson saw fit to ignore the Senate, even when the Senate had indicated +its dissent in advance to some of his policies at the Versailles +Conference. + +I suppose that since that conference no part of our constitutional +system has caused more adverse comment in Europe than this system. It +often handicaps the United States from taking a speedy and effectual +part in international negotiations, although if the President and the +Senate be in harmony and collaborate in this joint responsibility, there +is no necessary reason why this should be so. + +I share the view of many Americans that this provision of the +Constitution was wise and salutary, especially at this time, when the +United States has taken such an important position in the councils of +civilization. The President is a very powerful Executive, and his +tenure, while short, is fixed. Generally he is elected by little more +than a majority of the people, and sometimes through the curious +workings of the electoral college system, he has been only the choice +of a minority of the electorate. For these reasons, the framers of the +Constitution were unwilling to vest in the President exclusively the +immeasurable power of pledging the faith, man-power, and resources of +the nation and of declaring war. The heterogeneous character of our +population especially emphasizes the wisdom of this course, for it would +be difficult, if not impossible, for an American President to make an +offensive and defensive alliance with any nation or declare war against +another nation without running counter to the racial interests and +passions of a substantial part of the American nation. For better or +worse, the United States has limited, but not destroyed, as the world +war showed, its freedom to antagonize powerful nations from whose people +it has drawn large numbers of its own citizenship. The domestic harmony +of the nation requires that before the United States assumes treaty +obligations or makes war such policy shall represent the largely +preponderating sentiment of its people, and nothing could more +effectually secure this end than to require the President, before making +a treaty, to secure the assent of two-thirds of the Senate and a +majority of both Houses of Congress before making war. + +While this may lead, as it has in recent years, to temporary and +regrettable embarrassments, yet in the long run, it is not only better +for the United States, but it is even to the best interests of other +nations, for in this way they are safeguarded against the possible +action of an Executive with whom racial instincts might still be very +influential. In your country, where the Government of the day is subject +to immediate dismissal for want of confidence, such power over foreign +relations can be safely entrusted to a few men, but in the United +States, with its fixed tenures of office, a President could pledge the +faith and involve his nation in war against the interests and will of +the people. Suppose the President had unlimited power over our foreign +relations and that within the next ten years an American, whose parents +were born in any European nation, was elected on purely domestic issues, +he could, with his assured four years of power, bring about a new +alignment of nations and shake the political equilibrium of the world. +The Constitution wisely refused to grant such a power. Hence the +provision for the concurrence of the legislative representatives of the +nation. At all events, it constitutes a system which, as the last +presidential election showed, the American people will not willingly +forgo. It is true that this system makes it difficult for the United +States to participate effectively in the main purpose of the League of +Nations to enforce peace by joint action at Geneva, but to ask the +United States to surrender a vital part of its constitutional system, +upon which its domestic peace so largely depends, in order to promote +the League, seems to me as unreasonable as it would be to ask your +country to abolish the Crown, to which it is sincerely attached as a +vital part of its system, as a contribution towards international +co-operation. You would not surrender such an integral part of your +system, and therefore it is not reasonable to expect a similar sacrifice +on our part, even though the meritorious purposes of the League be +freely recognized. + +I have thus summarized briefly and most inadequately some of the +essential principles of the Constitution. I have only been able to +suggest very impressionistically what they are and the lessons to be +drawn from them. If I were able to deliver a dozen addresses on the +subject in this historic Hall and with this indulgent audience I would +not scratch even the surface. To understand the Constitution of the +United States you must not only read the text but the thousands of +opinions rendered in the last 130 years by the Supreme Court in its +great task of interpreting this wonderful document. Few documents have +been the subject of more extended commentaries. The four thousand words +have been meticulously examined through intellectual microscopes in +judicial opinions, textbooks, and other commentaries which are as "thick +as autumnal leaves that strow the brooks in Vallombrosa." + +One can say of this document as Dr. Furness, in his variorum edition of +_Hamlet_, says of the words of that character: + + "No words by him let fall, no syllable by him uttered, but has been + caught up and pondered, as no words except those of Holy Writ." + +But what of its future and how long will the Constitution wholly resist +the washing of time and circumstance? Lord Macaulay once ventured the +prediction that the Constitution would prove unworkable as soon as there +were no longer large areas of undeveloped land and when the United +States became a nation of great cities. That period of development has +arrived. In 1880 only 15 per cent. of the American population lived in +the cities and the remainder were still on the farms. To-day over 52 per +cent, are crowded in one hundred great cities. Lord Macaulay added: + + "I believe America's fate is only deferred by physical causes. + Institutions purely democratic will sooner or later destroy liberty + or civilization, or both.... The American Constitution is all sail + and no anchor." + +In this last commentary Lord Macaulay was clearly mistaken. As I have +shown, the Constitution is not "purely democratic." It is amazing that +so great a mind should have so little understood that more than any +other Constitution, that of America imposes powerful restraints on +democracy. The experience of a century and a quarter has shown that +while the anchor may at times drag, yet it measurably holds the ship of +state to its ancient moorings. The American Constitution still remains +in its essential principles and still enjoys not only the confidence but +the affection of the great and varied people whom it rules. To the +latter this remarkable achievement must be attributed rather than to any +inherent strength in parchment or red seals, for in a democracy the +living soul of any Constitution must be such belief of the people in its +wisdom and justice. If it should perish to-morrow, it would yet have +enjoyed a life and growth of which any nation or age might be justly +proud. Moreover, it could claim with truth, if it finally perished, that +it had been subjected to conditions for which it was never intended and +that some of its essential principles had been ignored. + +The Constitution is something more than a written formula of +government--it is a great spirit. It is a high and noble assertion, +and, indeed, vindication, of the morality of government. It "renders +unto Caesar [the political state] the things that are Caesar's," but in +safeguarding the fundamental moral rights of the people, it "renders +unto God the things that are God's." + +In concluding, I cannot refrain from again reminding you that this +consummate work of statecraft was the work of the English-speaking race, +and that your people can therefore justly share in the pride which it +awakens. It is not only one of the great achievements of that _gens +aeterna_, but also one of the great monuments of human progress. It +illustrates the possibilities of true democracy in its best estate. When +the moral anarchy out of which it was born is called to mind, it can be +truly said that while "sown in weakness, it was raised in power." + +To the succeeding ages, it will be a flaming beacon, and everywhere men, +who are confronted with the acute problems of this complex age, can +take encouragement from the fact that a small and weak people, when +confronted with similar problems, had the strength and will to impose +restraint upon themselves by peacefully proclaiming in the simple words +of the noble preamble to the Constitution: + + "We, the people of the United States, in order to form a more + perfect union, establish justice, ensure domestic tranquillity, + provide for the common defence, promote the general welfare, and + secure the blessings of liberty to ourselves and our posterity, do + ordain and establish this Constitution for the United States of + America." + +Note the words "ordain and establish." They imply perpetuity. They make +no provision for the secession of any State, even if it deems itself +aggrieved by federal action. And yet the right to secede was urged for +many years, but Lincoln completed the work of Washington, Franklin, +Madison and Hamilton by establishing that "a government for the people, +by the people and of the people should not perish from the earth." + + + + +_IV. The Revolt Against Authority_ + + +"Where there is no vision, the people perish: but he that keepeth the +law, happy is he." + +PROVERBS xxix. 18. + +One of the most quoted--and also mis-quoted--proverbs of the wise +Solomon says, as translated in the authorized version: "Where there is +no vision, the people perish." What Solomon actually said was: "Where +there is no vision, the people _cast off restraint_." The translator +thus confused an effect with a cause. What was the vision to which the +Wise Man referred? The rest of the proverb, which is rarely quoted, +explains: + +"Where there is no vision, the people cast off restraint: _but he that +keepeth the law, happy is he_." + +The vision, then, is the authority of law, and Solomon's warning is +that to which the great and noble founder of Pennsylvania, William Penn, +many centuries later gave utterance, when he said: + +"That government is free to the people under it, where the laws rule and +the people are a party to those laws; and all the rest is tyranny, +oligarchy and confusion." + +It is my present purpose to discuss the moral psychology of the present +revolt against the spirit of authority. Too little consideration has +been paid by the legal profession to questions of moral psychology. +These have been left to metaphysicians and ecclesiastics, and yet--to +paraphrase the saying of the Master--"the laws were made for man and not +man for the laws," and if the science of the law ignores the study of +human nature and attempts to conform man to the laws, rather than the +laws to man, then its development is a very partial and imperfect one. + +Let me first be sure of my premises. Is there in this day and +generation a spirit of lawlessness greater or different than that that +has always characterized human society? Such spirit of revolt against +authority has always existed, even when the penalty of death was visited +upon nearly all offences against life and property. Blackstone tells us +(Book IV, Chap. I) that in the eighteenth century it was a capital +offence to cut down a cherry tree in an orchard--a drastic penalty which +should increase our admiration for George Washington's courage and +veracity. + +We are apt to see the past in a golden haze, which obscures our vision. +Thus, we think of William Penn's "holy experiment" on the banks of the +Delaware as the realization of Sir Thomas More's dream of Utopia; and +yet Pennsylvania was somewhat intemperately called in 1698 "the greatest +refuge for pirates and rogues in America," and Penn himself wrote, about +that time, that he had heard of no place which was "more overrun with +wickedness" than his City of Brotherly Love, where things were so +"openly committed in defiance of law and virtue--facts so foul that I am +forbid by common modesty to relate them." + +Conceding that lawlessness is not a novel phenomenon, is not the present +time characterized by an exceptional revolt against the authority of +law? The statistics of our criminal courts show in recent years an +unprecedented growth in crimes. Thus, in the federal courts, pending +criminal indictments have increased from 9503 in the year 1912 to over +70,000 in the year 1921. While this abnormal increase is, in part, due +to sumptuary legislation--for approximately 30,000 cases now pending +arise under the prohibition statutes--yet, eliminating these, there yet +remains an increase in nine years of over 400 per cent, in the +comparatively narrow sphere of the federal criminal jurisdiction. I have +been unable to get the data from the State Courts; but the growth of +crimes can be measured by a few illustrative statistics. Thus, the +losses from burglaries which have been repaid by casualty companies have +grown in amount from $886,000 in 1914 to over $10,000,000 in 1920; and, +in a like period, embezzlements have increased five-fold. It is +notorious that the thefts from the mails and express companies and other +carriers have grown to enormous proportions. The hold-up of railroad +trains is now of frequent occurrence, and is not confined to the +unsettled sections of the country. Not only in the United States, but +even in Europe, such crimes of violence are of increasing frequency, and +a recent dispatch from Berne, under date of August 7, 1921, stated that +the famous International Expresses of Europe were now run under a +military guard. + +The streets of our cities, once reasonably secure from crimes of +violence, have now become the field of operations for the foot-pad and +highwayman. The days of Dick Turpin and Jack Sheppard have returned, +with this serious difference--that the Turpins and Sheppards of our day +are not dependent upon the horse, but have the powerful automobile to +facilitate their crimes and make sure their escape. + +Thus in Chicago alone, 5000 automobiles were stolen in a single year. +Once murder was an infrequent and abnormal crime. To-day in our large +cities it is of almost daily occurrence. In New York, in 1917, there +were 236 murders and only 67 convictions; in 1918, 221, and 77 +convictions. In Chicago, in 1919, there were 336, and 44 convictions. + +When the crime wave was at its height a year ago, the police authorities +in more than one American city confessed their impotence to impose +effective restraints. Life and property had seemingly become almost as +insecure as during the Middle Ages.[3] + +[Footnote 3: The reader will bear in mind that these words were spoken +in August 1921. Unquestionably, the situation has greatly improved +during the present year(1922).] + +As to the subtler and more insidious crimes against the political +state, it is enough to say that graft has become a science in city, +state and nation. Losses by such misapplication of public funds--piled +Pelion on Ossa--no longer run in the millions but the hundreds of +millions. Our city governments are, in many instances, foul cancers on +the body politic; and for us to boast of having solved the problem of +local self-government is as fatuous as for a strong man to exult in his +health when his body is covered with running sores. It has been +estimated that the annual profits from violations of the prohibition +laws have reached $300,000,000. Men who thus violate these laws for +sordid gain are not likely to obey other laws, and the respect for law +among all classes steadily diminishes as our people become familiar +with, and tolerant to, wholesale criminality. Whether the moral and +economic results of Prohibition overbalance this rising wave of crime, +time will tell. + +_In limine_, let us note the significant fact that this spirit of +revolt against authority is not confined to the political state, and +therefore its causes lie beyond that sphere of human action. + +Human life is governed by all manner of man-made laws--laws of art, of +social intercourse, of literature, music, business--all evolved by +custom and imposed by the collective will of society. Here we find the +same revolt against tradition and authority. + +In music, its fundamental canons have been thrown aside and discord has +been substituted for harmony as its ideal. Its culmination--jazz--is a +musical crime. If the forms of dancing and music are symptomatic of an +age, what shall be said of the universal craze to indulge in crude and +clumsy dancing to the vile discords of so-called "jazz" music? The cry +of the time is: + + "On with the dance, let joy be" unrefined. + +In the plastic arts, the laws of form and the criteria of beauty have +been swept aside by the futurists, cubists, vorticists, tactilists, and +other aesthetic Bolsheviki. + +In poetry, where beauty of rhythm, melody of sound and nobility of +thought were once regarded as the true tests, we now have in freak forms +of poetry the exaltation of the grotesque and brutal. Hundreds of poets +are feebly echoing the "barbaric yawp" of Walt Whitman, without the +redeeming merit of his occasional sublimity of thought. + +In commerce, the revolt is against the purity of standards and the +integrity of business morals. Who can question that this is +pre-eminently the age of the sham and the counterfeit? Science is +prostituted to deceive the public by cloaking the increasing +deterioration in quality of merchandise. The blatant medium of +advertising has become so mendacious as to defeat its own purpose. + +In the recent deflation in commodity values, there was widespread +"welching" among business men who had theretofore been classed as +reputable. Of course, I recognize that a far greater number kept their +contracts, even when it brought them to the verge of ruin. But when in +the history of American business was there such a volume of broken faith +as in the drastic deflation of 1920? + +In the greater sphere of social life, we find the same revolt against +the institutions which have the sanction of the past. Social laws, which +mark the decent restraints of print, speech and dress, have in recent +decades been increasingly disregarded. The very foundations of the great +and primitive institutions of mankind--like the family, the Church, and +the State--have been shaken. Nature itself is defied. Thus, the +fundamental difference of sex is disregarded by social and political +movements which ignore the permanent differentiation of social function +ordained by Nature. + +All these are but illustrations of the general revolt against the +authority of the past--a revolt that can be measured by the change in +the fundamental presumption of men with respect to the value of human +experience. In all former ages, all that was in the past was +presumptively true, and the burden was upon him who sought to change it. +To-day, the human mind apparently regards the lessons of the past as +presumptively false--and the burden is upon him who seeks to invoke +them. + +Lest I be accused of undue pessimism, let me cite as a witness one who, +of all men, is probably best equipped to express an opinion upon the +moral state of the world. I refer to the venerable head of that +religious organization[4] which, with its trained representatives in +every part of the world, is probably better informed as to its spiritual +state than any other organization. + +[Footnote 4: Reference is to the late Pope Benedict.] + +Speaking last Christmas Eve, in an address to the College of Cardinals, +the venerable Pontiff gave expression to an estimate of present +conditions which should have attracted far greater attention than it +apparently did. + +The Pope said that five plagues were now afflicting humanity. + +The first was the unprecedented challenge to authority. + +The second, an equally unprecedented hatred between man and man. + +The third was the abnormal aversion to work. + +The fourth, the excessive thirst for pleasure as the great aim of life. + +The fifth, a gross materialism which denied the reality of the spiritual +in human life. + +The accuracy of this indictment will commend itself to men who like +myself are not of Pope Benedict's communion. + +I trust that I have already shown that the challenge to authority is +universal and is not confined to that of the political state. Even in +the narrower confine of the latter, the fires of revolution are either +violently burning, or, at least, smouldering. Two of the oldest empires +in the world, which, together, have more than half of its population +(China and Russia) are in a welter of anarchy; while many lesser nations +are in a stage of submerged revolt. If the revolt were confined to +autocratic governments, we might see in it merely a reaction against +tyranny; but even in the most stable of democracies and among the most +enlightened peoples, the underground rumblings of revolution may be +heard. + +The Government of Italy has been preserved from overthrow, not alone by +its constituted authorities, but by a band of resolute men, called the +"fascisti," who have taken the law into their own hands, as did the +vigilance committees in western mining camps, to put down worse +disorders. + +Even England, the mother of democracies, and the most stable of all +Governments in the maintenance of law, has been shaken to its very +foundations in the last three years, when powerful groups of men +attempted to seize the State by the throat and compel submission to +their demands by threatening to starve the community. This would be +serious enough if it were only the world-old struggle between capital +and labour and had only involved the conditions of manual toil. But the +insurrection against the political state in England was more political +than it was economic. It marked, on the part of millions of men, a +portentous decay of belief in representative government and its chosen +organ--the ballot box. Great and powerful groups had suddenly +discovered--and it may be the most portentous political discovery of the +twentieth century--that the power involved in their control over the +necessaries of life, as compared with the power of the voting franchise, +was as a forty-two centimetre cannon to the bow and arrow. The end +sought to be attained, namely the nationalization of the basic +industries, and even the control of the foreign policy of Great Britain, +vindicated the truth of the British Prime Minister's statement that +these great strikes involved something more than a mere struggle over +the conditions of labour, and that they were essentially seditious +attempts against the life of the State.[5] + +[Footnote 5: I am here speaking of the conditions of 1920. I appreciate +the great improvement, which seems to me to justify the Lincoln-like +patience of Lloyd George.] + +Nor were they altogether unsuccessful; for, when the armies of Lenin and +Trotsky were at the gates of Warsaw, in the summer of 1920, the attempts +of the Governments of England and Belgium to afford assistance to the +embattled Poles were paralysed by the labour groups of both countries, +who threatened a general strike if those two nations joined with France +in aiding Poland to resist a possibly greater menace to Western +civilization than has occurred since Attila and his Huns stood on the +banks of the Marne. + +Of greater significance to the welfare of civilization is the complete +subversion during the world war of nearly all the international laws +which had been slowly built up in a thousand years. These principles, as +codified by the two Hague Conventions, were immediately swept aside in +the fierce struggle for existence, and civilized man, with his liquid +fire and poison gas and his deliberate; attacks upon undefended cities +and their women and children, waged war with the unrelenting ferocity of +primitive times. + +Surely, this fierce war of extermination, which caused the loss of three +hundred billion dollars in property and thirty millions of human lives, +did mark for the time being the "twilight of civilization." The hands on +the dial of time had been put back--temporarily, let us hope and pray--a +thousand years. + +Nor will many question the accuracy of the second count in Pope +Benedict's indictment. The war to end war only ended in unprecedented +hatred between nation and nation, class and class, and man and man. +Victors and vanquished are involved in a common ruin. And if in this +deluge of blood, which has submerged the world, there is a Mount Ararat, +upon which the ark of a truer and better peace can find refuge, it has +not yet appeared above the troubled surface of the waters. + +Still less can one question the closely related third and fourth counts +in Pope Benedict's indictment, namely the unprecedented aversion to +work, when work is most needed to reconstruct the foundations of +prosperity, or the excessive thirst for pleasure which preceded, +accompanied, and now has followed the most terrible tragedy in the +annals of mankind. The true spirit of work seems to have vanished from +millions of men; that spirit of which Shakespeare made his Orlando +speak when he said of his true servant, Adam: + + "O good old man! how well in thee appears + The constant service of the antique world. + When service sweat for duty, not for meed!" + +The _moral_ of our industrial civilization has been shattered. Work for +work's sake, as the most glorious privilege of human faculties, has +gone, both as an ideal and as a potent spirit. The conception of work as +a degrading servitude, to be done with reluctance and grudging +inefficiency, seems to be the ideal of millions of men of all classes +and in all countries. + +The spirit of work is of more than sentimental importance. It may be +said of it, as Hamlet says of death: "The readiness is all." All of us +are conscious of the fact that, given a love of work, and the capacity +for it seems almost illimitable--as witness Napoleon, with his +thousand-man power, or Shakespeare, who in twenty years could write +more than twenty masterpieces. + +On the other hand, given an aversion to work, and the less a man does +the less he wants to do, or is seemingly capable of doing. + +The great evil of the world to-day is this aversion to work. As the +mechanical era diminished the element of physical exertion in work, we +would have supposed that man would have sought expression for his +physical faculties in other ways. On the contrary, the whole history of +the mechanical era is a persistent struggle for more pay and less work, +and to-day it has culminated in world-wide ruin; for there is not a +nation in civilization which is not now in the throes of economic +distress, and many of them are on the verge of ruin. In my judgment, the +economic catastrophe of 1921 is far greater than the politico-military +catastrophe of 1914. + +The results of these two tendencies, measured in the statistics of +productive industry, are literally appalling. + +Thus, in 1920, Italy, according to statistics of her Minister of +Labour, lost 55,000,000 days of work because of strikes alone. From July +to September, many great factories were in the hands of revolutionary +communists. A full third of these strikes had for their end political +and not economic purposes. + +In Germany, the progressive revolt of labour against work is thus +measured by competent authority: There were lost in strikes in 1917, +900,000 working days; in 1918, 4,900,000, and, in 1919, 46,600,000. + +Even in our own favoured land, the same phenomena are observable. In the +State of New York alone for 1920, there was a loss due to strikes of +over 10,000,000 working days. + +In all countries the losses by such cessations from labour are little as +compared with those due to the spirit which in England is called +"ca'-canny" or the shirking of performance of work, and of sabotage, +which means the deliberate destruction of machinery in operation. +Everywhere the phenomenon has been observed that, with the highest wages +known in the history of modern times, there has been an unmistakable +lessening of efficiency, and that with an increase in the number of +workers, there has been a decrease in output. Thus, the transportation +companies in the United States have seriously made a claim against the +United States Government for damages to their roads, amounting to +$750,000,000, claimed to be due to the inefficiency of labour during the +period of governmental operation. + +Accompanying this indisposition to work efficiently has been a mad +desire for pleasure, such as, if it existed in like measure in preceding +ages, has not been seen within the memory of living man. Man has danced +upon the verge of a social abyss, and, as previously suggested, the +dancing has, both in form and in accompanying music, lost its former +grace and reverted to the primitive forms of crude vulgarity. + +which gives the spectators the maximum of emotional expression with the +minimum of mental effort, had not been eclipsed by the splendour of a +Dempsey or a Carpentier. + +Of the last count in Pope Benedict's indictment, I shall say but little. +It is more appropriate for the members of that great and noble +profession which is more intimately concerned with the spiritual advance +of mankind. It is enough to say that, while the Church as an institution +continues to exist, the belief in the supernatural and even in the +spiritual has been supplanted in the souls of millions of men by a gross +and debasing materialism. + +If my reader agrees with me in my premises then we are not likely to +disagree in the conclusion that the causes of these grave symptoms are +not ephemeral or superficial; but must have their origin in some +deep-seated and world-wide change in human society. If there is to be a +remedy, we must first diagnose this malady of the human soul. + +For example, let us not "lay the flattering unction to our souls" that +this spirit is solely the reaction of the great war. + +The present weariness and lassitude of human spirit and the +disappointment and disillusion as to the aftermath of the harvest of +blood, may have aggravated, but they could not cause the symptoms of +which I speak; for the very obvious reason that all these symptoms were +in existence and apparent to a few discerning men for decades before the +war. Indeed, it is possible that the world war, far from causing the +_malaise_ of the age, was, in itself, but one of its many symptoms. + +Undoubtedly, there are many contributing causes which have swollen the +turbid tide of this world-wide revolution against the spirit of +authority. + +Thus, the multiplicity of laws does not tend to develop a law-abiding +spirit. This fact has often been noted. Thus Napoleon, on the eve of the +18th Brumaire, complained that France, with a thousand folios of law, +was a lawless nation. Unquestionably, the political state suffers in +authority by the abuse of legislation, and especially by the appeal to +law to curb evils that are best left to individual conscience. + +In this age of democracy, the average individual is too apt to recognize +two constitutions--one, the constitution of the State, and the second, +an unwritten constitution, to him of higher authority, under which he +believes that no law is obligatory which he regards as in excess of the +true powers of government. Of this latter spirit, the widespread +violation of the prohibition law is a familiar illustration. + +A race of individualists obey reluctantly, when they obey at all, any +laws which they regard as unreasonable or vexatious. Indeed, they are +increasingly opposed to any law, which affects their selfish interests. +Thus many good women are involuntary smugglers. They deny the authority +of the state to impose a tax upon a Paquin gown. The law's delays and +laxity in administration breed a spirit of contempt, and too often +invite men to take the law into their own hands. These causes are so +familiar that their statement is a commonplace. + +Proceeding to deeper and less recognized causes, some would attribute +this spirit of lawlessness to the rampant individualism, which began in +the eighteenth century, and which has steadily and naturally grown with +the advance of democratic institutions. Undoubtedly, the excessive +emphasis upon the rights of man, which marked the political upheaval of +the close of the eighteenth and the beginning of the nineteenth century, +has contributed to this malady of the age. Men talked, and still talk, +loudly of their rights, but too rarely of their duties. And yet if we +were to attribute the malady merely to excessive individualism, we would +again err in mistaking a symptom for a cause. + +To diagnose truly this malady we must look to some cause that is +coterminous in time with the disease itself and which has been operative +throughout civilization. We must seek some widespread change in social +conditions, for man's essential nature has changed but little, and the +change must, therefore, be of environment. + +I know of but one such change that is sufficiently widespread and +deep-seated to account adequately for this malady of our time. + +Beginning with the close of the eighteenth century, and continuing +throughout the nineteenth, a prodigious transformation has taken place +in the environment of man, which has done more to revolutionize the +conditions of human life than all the changes that had taken place in +the 500,000 preceding years which science has attributed to man's life +on the planet. Up to the period of Watt's discovery of steam vapour as a +motive power, these conditions, so far as the principal facilities of +life, were substantially those of the civilization which developed +eighty centuries ago on the banks of the Nile and later on the +Euphrates. Man had indeed increased his conquest over Nature in later +centuries by a few mechanical inventions, such as gunpowder, telescope, +magnetic needle, printing-press, spinning jenny, and hand-loom, but the +characteristic of all those inventions, with the exception of gunpowder, +was that they still remained a subordinate auxiliary to the physical +strength and mental skill of man. In other words, man still dominated +the machine, and there was still full play for his physical and mental +faculties. Moreover, all the inventions of preceding ages, from the +first fashioning of the flint to the spinning-wheel and the hand-lever +press, were all conquests of the tangible and visible forces of Nature. + +With Watt's utilization of steam vapour as a motive power, man suddenly +passed into a new and portentous chapter of his varied history. +Thenceforth, he was to multiply his powers a thousandfold by the +utilization of the invisible powers of Nature--such as vapour and +electricity. This prodigious change in his powers, and therefore his +environment, has proceeded with ever-accelerating speed. + +Man has suddenly become the superman. Like the giants of the ancient +fable, he has stormed the very ramparts of Divine power, or, like +Prometheus, he has stolen fire of omnipotent forces from Heaven itself +for his use. His voice can now reach from the Atlantic to the Pacific, +and, taking wing in his aeroplane, he can fly in one swift flight from +Nova Scotia to England, or he can leave Lausanne and, resting upon the +icy summit of Mont Blanc--thus, like "the herald, Mercury, new-lighted +on a heaven-kissing hill"--he can again plunge into the void, and thus +outfly the eagles themselves. + +In thus acquiring from the forces of Nature almost illimitable power, he +has minimized the necessity for his own physical exertion or even +mental skill. The machine now not only acts for him, but too often +_thinks_ for him. + +Is it surprising that so portentous a change should have fevered his +brain and disturbed his mental equilibrium? A new ideal, which he +proudly called "progress," obsessed him, the ideal of quantity and not +quality. His practical religion became that of acceleration and +facilitation--to do things more quickly and easily--and thus to minimize +exertion became his great objective. Less and less he relied upon the +initiative of his own brain and muscle, and more and more he put his +faith in the power of machinery to relieve him of labour. The evil of +our age is that its values are all false. It overrates speed, it +underrates sureness; it overrates the new, it underrates the old; it +overrates automatic efficiency, it underrates individual craftsmanship; +it overrates rights, it underrates duties; it overrates political +institutions, it underrates individual responsibility. We glory in the +fact that we can talk a thousand miles, but we ignore the greater +question, whether when we thus out-do Stentor, we have anything worth +saying. We have now made the serene spaces of the upper Heavens our +media to transmit market reports and sporting news, second-rate music +and worse oratory and in the meantime the great masters of thought, +Homer and Shakespeare, Bach and Beethoven remain unbidden on our library +shelves. What a sordid Vanity Fair is our modern Civilization! + +This incalculable multiplication of power has intoxicated man. The lust +has obsessed him, without regard to whether it be constructive or +destructive. Quantity, not quality, becomes the great objective. Man +consumes the treasures of the earth faster than he produces them, +deforesting its surface and disembowelling its hidden wealth. As he +feverishly multiplied the things he desired, even more feverishly he +multiplied his wants. + +To gain these, man sought the congested centres of human life. While +the world, as a whole, is not over-populated, the leading countries of +civilization were subjected to this tremendous pressure. Europe, which, +at the beginning of the nineteenth century, barely numbered 100,000,000 +people, suddenly grew nearly five-fold. Millions left the farms to +gather into the cities to exploit their new and seemingly easy conquest +over Nature. + +In the United States, as recently as 1880, only 15 per cent. of the +people were crowded in the cities, 85 per cent. remained upon the farms +and still followed that occupation, which, of all occupations, still +preserves, in its integrity, the dominance of human labour over the +machine. To-day, 52 per cent. of the population is in the cities, and +with many of them existence is both feverish and artificial. While they +have employment, many of them do not themselves work, but spend their +lives in watching machines work. + +The result has been a minute subdivision of labour that has denied to +many workers the true significance and physical benefit of labour. + +The direct results of this excessive tendency to specialization, whereby +not only the work but the worker becomes divided into mere fragments, +are threefold. Hobson, in his work on John Ruskin, thus classifies them. +In the first place, _narrowness_, due to the confinement to a single +action in which the elements of human skill or strength are largely +eliminated; secondly, _monotony_, in the assimilation of man to a +machine, whereby seemingly the machine dominates man and not man the +machine, and, thirdly, _irrationality_, in that work became dissociated +in the mind of the worker with any complete or satisfying achievement. +The worker does not see the fruit of his travail, and cannot therefore +be truly satisfied. To spend one's life in opening a valve to make a +part of a pin is, as Ruskin pointed out, demoralizing in its +tendencies. The clerk who only operates an adding machine has little +opportunity for self-expression. + +Thus, millions of men have lost both the opportunity for real physical +exertion, the incentive to work in the joyous competition of skill, and +finally the reward of work in the sense of achievement. + +More serious than this, however, has been the destructive effort of +quantity, the great object of the mechanical age, at the expense of +quality. + +Take, for example, the printing-press: No one can question the immense +advantages which have flowed from the increased facility for +transmitting ideas. But may it not be true that the thousandfold +increase in such transmission by the rotary press has also tended to +muddy the current thought of the time? True it is that the +printing-press has piled up great treasures of human knowledge which +make this age the richest in accessible information. I am not speaking +of knowledge, but rather of the current thought of the living +generation. + +I gravely question whether it has the same clarity as the brain of the +generation which fashioned the Constitution of the United States. Our +fathers could not talk over the telephone for three thousand miles, but +have we surpassed them in thoughts of enduring value? Washington and +Franklin could not travel sixty miles an hour in a railroad train, or +twice that speed in an aeroplane, but does it follow that they did not +travel to as good purpose as we, who scurry to and fro like the ants in +a disordered ant-heap? + +Unquestionably, man of to-day has a thousand ideas suggested to him by +the newspaper and the library where our ancestors had one; but have we +the same spirit of calm inquiry and do we co-ordinate the facts we know +as wisely as our ancestors did? + +Athens in the days of Pericles had but thirty thousand people and few +mechanical inventions; but she produced philosophers, poets and artists, +whose work after more than twenty centuries still remain the despair of +the would-be imitators. + +Shakespeare had a theatre with the ground as its floor and the sky as +its ceiling; but New York, which has fifty theatres and annually spends +$100,000,000 in the box offices of its varied amusement resorts, has +rarely in two centuries produced a play that has lived. + +To-day, man has a cinematographic brain. A thousand images are impressed +daily upon the screen of his consciousness, but they are as fleeting as +moving pictures in a cinema theatre. The American Press prints every +year over 29,000,000,000 issues. No one can question its educational +possibilities, for the best of all colleges is potentially the +University of Gutenberg. If it printed only the truth, its value would +be infinite; but who can say in what proportions of this vast volume of +printed matter is the true and the false? The framers of the +Constitution had few books and fewer newspapers. Their thoughts were few +and simple, but what they lacked in quantity they made up in unsurpassed +quality. + +Before the beginning of the present mechanical age, the current of +living thought could be likened to a mountain stream, which though +confined within narrow banks yet had waters of transparent clearness. +May not the current thought of our time be compared with the mighty +Mississippi in the period of a spring freshet? Its banks are wide and +its current is swift, but the turbid stream that flows onward is one of +muddy swirls and eddies and overflows its banks to their destruction. + +The great indictment, however, of the present age of mechanical power is +that it has largely destroyed the spirit of work. The great enigma which +it propounds to us, and which, like the riddle of the Sphinx, we will +solve or be destroyed, is this: + +_Has the increase in the potential of human power, through +thermodynamics, been accompanied by a corresponding increase in the +potential of human character?_ + +To this life and death question, a great French philosopher, Le Bon, +writing in 1910, replied that the one unmistakable symptom of human life +was "the increasing deterioration in human character," and a great +physicist has described the symptom as "the progressive enfeeblement of +the human will." + +In a famous book, _Degeneration_, written at the close of the nineteenth +century, Max Nordau, as a pathologist, explains this tendency by arguing +that our complex civilization has placed too great a strain upon the +limited nervous organization of man. + +A great financier, the elder J.P. Morgan, once said of an existing +financial condition that it was suffering from "undigested securities," +and, paraphrasing him, is it not possible that man is suffering from +undigested achievements and that his salvation must lie in adaptation to +a new environment, which, measured by any standard known to science, is +a thousandfold greater in this year of grace than it was at the +beginning of the nineteenth century? + +No one would be mad enough to urge such a retrogression as the +abandonment of labour-saving machinery would involve. Indeed, it would +be impossible; for, in speaking of its evils, I freely recognize that +not only would civilization perish without its beneficent aid, but that +every step forward in the history of man has been coincident with, and +in large part attributable to, a new mechanical invention. + +But suppose the development of labour-saving machinery should reach a +stage where all human labour was eliminated, what would be the effect on +man? The answer is contained in an experiment which Sir John Lubbock +made with a tribe of ants. Originally the most voracious and militant of +their species, yet when denied the opportunity for exercise and freed +from the necessity of foraging for their food, in three generations they +became anaemic and perished. + +Take from man the opportunity of work and the sense of pride in +achievement and you have taken from him the very life of his existence. +Robert Burns could sing as he drove his ploughshare through the fields +of Ayr. To-day millions who simply watch an automatic infallible +machine, which requires neither strength nor skill, do not sing at their +work but too many curse the fate, which has chained them, like Ixion, to +a soulless machine. + +The evil is even greater. + +The specialization of our modern mechanical civilization has caused a +submergence of the individual into the group or class. Man is fast +ceasing to be the unit of human society. Self-governing groups are +becoming the new units. This is true of all classes of men, the employer +as well as the employee. The true justification for the American +anti-monopoly statutes, including the Sherman anti-trust law, lies not +so much in the realm of economics as in that of morals. With the +submergence of the individual, whether he be capitalist or wage-earner, +into a group, there has followed the dissipation of moral +responsibility. A mass morality has been substituted for individual +morality, and unfortunately, group morality generally intensifies the +vices more than the virtues of man. + +Possibly, the greatest result of the mechanical age is this spirit of +organization. + +Its merits are manifold and do not require statement; but they have +blinded us to the demerits of excessive organization. + +We are now beginning to see--slowly, but surely--that a faculty of +organization which, as such, submerged the spirit of individualism, is +not an unmixed good. + +Indeed, the moral lesson of the tragedy of Germany is the demoralizing +influence of organization carried to the _n_th power. No nation was ever +more highly organized than this modern State. Physically, intellectually +and spiritually it had become a highly developed machine. Its dominating +mechanical spirit so submerged the individual that, in 1914, the paradox +was observed of an enlightened nation that was seemingly destitute of a +conscience. + +What was true of Germany, however, was true--although in lesser +degree--of all civilized nations. In all of them, the individual had +been submerged in group formations, and the effect upon the character of +man has been destructive of his nobler self. + +This may explain the paradox of so-called "progress." It may be likened +to a great wheel, which, from the increasing domination of mechanical +forces, developed an ever-accelerating speed, until, by centrifugal +action, it went off its bearings in 1914 and caused an unprecedented +catastrophe. As man slowly pulls himself out of that gigantic wreck and +recovers consciousness, he begins to realize that speed is not +necessarily progress. + +Of all this, the nineteenth century, in its exultant pride in its +conquest of the invisible forces, was almost blind. It not only accepted +progress as an unmistakable fact--mistaking, however, acceleration and +facilitation for progress--but in its mad folly believed in an immutable +law of progress which, working with the blind forces of machinery, would +propel man forward. + +A few men, however, standing on the mountain ranges of human +observation, saw the future more clearly than did the mass. Emerson, +Carlyle, Ruskin, Samuel Butler, and Max Nordau, in the nineteenth +century, and, in our time, Ferrero, all pointed out the inevitable +dangers of the excessive mechanization of human society. The prophecies +were unhappily as little heeded as those of Cassandra. + +One can see the tragedy of the time, as a few saw it, in comparing the +first _Locksley Hall_ of Alfred Tennyson, written in 1827, with its +abiding faith in the "increasing purpose of the ages" and its roseate +prophecies of the golden age, when the "war-drum would throb no longer +and the battle flags be furled in the Parliament of Man and the +Federation of the World," and the later _Locksley Hall_, written sixty +years later, when the great spiritual poet of our time gave utterance to +the dark pessimism which flooded his soul: + + "Gone the cry of 'Forward, Forward,' lost within a growing gloom; + Lost, or only heard in silence from the silence of a tomb. + + Half the marvels of my morning, triumphs over time and space, + Staled by frequence, shrunk by usage, into commonest commonplace! + + Evolution ever climbing after some ideal good, + And Reversion ever dragging Evolution in the mud. + + Is it well that while we range with Science, glorying in the Time, + City children soak and blacken soul and sense in city slime?" + +Am I unduly pessimistic? I fear that this is the case with most men who, +like Dante, have crossed their fiftieth year and find themselves in a +"dark and sombre wood." + +My reader will probably subject me to the additional reproach that I +suggest no remedy. + +There are many palliatives for the evils which I have discussed. To +rekindle in men the love of work for work's sake and the spirit of +discipline, which the lost sense of human solidarity once inspired, +would do much to solve the problem, for work is the greatest moral force +in the world. But I must frankly add that I have neither the time nor +the qualifications to discuss the solution of this grave problem. + +If we of this generation can only recognize that the evil exists, then +the situation is not past remedy; for man has never yet found himself in +a blind alley of negation. He is still "master of his soul and captain +of his fate," and, to me, the most encouraging sign of the times is the +persistent evidence of contemporary literature that thoughtful men now +recognize that much of our boasted progress was as unreal as a rainbow. +While the temper of the times seems for the moment pessimistic, it +merely marks the recognition of man of an abyss whose existence he +barely suspected but over which his indomitable courage will yet carry +him. + +I have faith in the inextinguishable spark of the Divine, which is in +the human soul and which our complex mechanical civilization has not +extinguished. Of this, the world war was in itself a proof. All the +horrible resources of mechanics and chemistry were utilized to coerce +the human soul, and all proved ineffectual. Never did men rise to +greater heights of self-sacrifice or show a greater fidelity "even unto +death." Millions went to their graves, as to their beds, for an ideal; +and when that is possible, this Pandora's box of modern civilization, +which contained all imaginable evils, as well as benefits, also leaves +hope behind. + +I am reminded of a remark that the great Roumanian statesman, Taku +Jonescu, made during the Peace Conference at Paris. When asked his views +as to the future of civilization, he replied: "Judged by the light of +reason there is but little hope, but I have faith in man's +inextinguishable impulse to live." + +Happily, that cannot be affected by any change in man's environment! For +even when the cave-man retreated from the advance of the polar cap, +which once covered Europe with Arctic desolation, he not only defied the +elements but showed even then the love of the sublime by beautifying the +walls of his icy prison with those mural decorations which were the +beginning of art. + +Assuredly, the man of to-day, with the rich heritage of countless ages, +can do no less. He has but to diagnose the evil and he will then, in +some way, meet it. + +But what can man-made law do in this warfare against the blind forces of +Nature? + +It is easy to exaggerate the value of all political institutions; for +they are generally on the surface of human life and do not reach down to +the deep under-currents of human nature. But the law can do something to +protect the soul of man from destruction by the soulless machine. + +It can defend the spirit of individualism. It must champion the human +soul in its God-given right to exercise freely the faculties of mind and +body. We must defend the right to work against those who would either +destroy or degrade it. We must defend the right of every man, not only +to join with others in protecting his interests, whether he is a brain +worker or a hand worker--for without the right of combination the +individual would often be the victim of giant forces--but we must +vindicate the equal right of an individual, if he so wills, to depend +upon his own strength. + +The tendency of group morality to standardize man--and thus reduce all +men to the dead level of an average mediocrity--is one that the law +should combat. Its protection should be given to those of superior skill +and diligence, who ask the due rewards of such superiority. Any other +course, to use the fine phrase of Thomas Jefferson in his first +inaugural, is to "take from the mouth of labour the bread it has +earned." + +Of this spirit one of the noblest expressions is the Constitution of the +United States. That Magna Charta has not wholly escaped the destructive +tendencies of a mechanical age. It was framed at the very end of the +pastoral-agricultural age and at a time when the spirit of +individualism was in full flower. The hardy pioneers who, with their +axes, made straight the pathway of an advancing civilization, were +sturdy men who need not be undervalued to us of the mechanical age. The +"prairie schooner," which met the elemental forces of Nature with the +proud challenge: "Pike's Peak or bust," produced as fine a type of +manhood as the age which travels either in Mr. Ford's "fliver" or the +more luxurious Rolls-Royce. + +The Constitution was framed in the period that marked the passing of the +primitive age and the dawn of the day of the machine. Watt had recently +discovered the potency of steam vapour as a motive power; but its only +use at first was for pumping water out of the mines. + +When the framers of the Constitution met in high convention in +Philadelphia in the summer of 1787, a Connecticut Yankee, John Fitch, +was then also working in Philadelphia upon his steamboat; but twenty +years were to pass before the prow of the _Clermont_ was to part the +waters of the Hudson, and nearly a half century before transportation +was to be revolutionized by the utilization of Watt's invention in the +locomotive. Of the wonders of the steamship, the railroad, the +telegraphic cable, the wireless, the gasoline engine, and a thousand +other mechanical miracles, the framers of the American Constitution did +not even dream. + +The greatest and noblest purpose of the Constitution was not alone to +hold in nicest equipose the relative powers of the nation and the +States, but also to maintain in the scales of justice a true equilibrium +between the rights of government and the rights of an individual. It did +not believe that the State was omnipotent or infallible, and yet it +proclaimed its authority within wise and just limits. It defended the +integrity of the human soul. + +In other governments, these fundamental decencies of liberty rest upon +the conscience of the legislature. Under the American Constitution, +they are part of the fundamental law, and, as such, enforceable by +judges sworn to defend the integrity of the individual as fully as the +integrity of the State. + +When did a nobler "vision" inspire men in the political annals of +mankind? Without that vision to restrain each succeeding generation of +Americans from the tempting excesses of political power, the American +Commonwealth, with its great heterogeneous democracy, would probably +perish. + +That vision still remains as an ideal with the American people and still +leads them to ever-higher achievements, for in all the mad changes of a +frenzied hour, they have not yet lost faith in or love for the +Constitution of the Fathers! That vision will remain with them as long, +and no longer, as there is in their hearts a conscious and willing +acquiescence in its wisdom and justice. Obviously, it can have no +inherent vigour to perpetuate itself. If it ceases to be of the spirit +of the people, then the yellow parchment whereon it is inscribed can +avail nothing. When that parchment was last taken from the safe in the +State Department, the ink in which it had been engrossed nearly 134 +years ago was found to have faded. All who believe in constitutional +government must hope that this is not a portentous symbol. The American +people must write the compact, not with ink upon parchment, but with +"letters of living light"--to use Webster's phrase--upon their hearts. + +Again the solemn warning of the wise man of old recurs to us: + + +"Where there is no vision, the people perish; but he that keepeth the +law, happy is he." + + + + + +End of the Project Gutenberg EBook of The Constitution of the United States +by James M. 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