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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/31504-8.txt b/31504-8.txt new file mode 100644 index 0000000..87234b3 --- /dev/null +++ b/31504-8.txt @@ -0,0 +1,3239 @@ +The Project Gutenberg EBook of Concerning Justice, by Lucilius A. Emery + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Concerning Justice + +Author: Lucilius A. Emery + +Release Date: March 4, 2010 [EBook #31504] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK CONCERNING JUSTICE *** + + + + +Produced by The Online Distributed Proofreading Team at +https://www.pgdp.net (This file was produced from images +generously made available by The Internet Archive/Canadian +Libraries) + + + + + + + + + + CONCERNING JUSTICE + + BY + LUCILIUS A. EMERY + + + NEW HAVEN: YALE UNIVERSITY PRESS + LONDON: HUMPHREY MILFORD + OXFORD UNIVERSITY PRESS + MDCCCCXIV + + + + + COPYRIGHT, 1914 + BY YALE UNIVERSITY PRESS + + First printed August, 1914, 1000 copies + + + + + TO MY CHILDREN + + HENRY CROSBY EMERY + ANNE CROSBY EMERY ALLINSON + + + + + THE ADDRESSES CONTAINED IN THIS BOOK WERE DELIVERED IN + THE WILLIAM L. STORRS LECTURE SERIES, 1914, BEFORE THE + LAW SCHOOL OF YALE UNIVERSITY, NEW HAVEN, CONNECTICUT. + + + + + CONTENTS + + + CHAPTER PAGE + I. THE PROBLEM STATED. THEORIES AS TO THE SOURCE OF + JUSTICE. DEFINITIONS OF JUSTICE 3 + + II. THE PROBLEM OF RIGHTS. DIFFERENT THEORIES AS TO THE + SOURCE OF RIGHTS 31 + + III. THE PROBLEM OF RIGHTS CONTINUED. THE NEED OF LIBERTY + OF ACTION FOR THE INDIVIDUAL 43 + + IV. JUSTICE THE EQUILIBRIUM BETWEEN THE FREEDOM OF THE + INDIVIDUAL AND THE SAFETY OF SOCIETY 56 + + V. JUSTICE CAN BE SECURED ONLY THROUGH GOVERNMENTAL + ACTION. THE BEST FORM OF GOVERNMENT 77 + + VI. THE NECESSITY OF CONSTITUTIONAL LIMITATIONS UPON THE + POWERS OF THE GOVERNMENT. BILLS OF RIGHTS 95 + + VII. THE INTERPRETATION AND ENFORCEMENT OF CONSTITUTIONAL + LIMITATIONS NECESSARILY A FUNCTION OF THE JUDICIARY 110 + + VIII. AN INDEPENDENT AND IMPARTIAL JUDICIARY ESSENTIAL FOR + JUSTICE 121 + + IX. THE NECESSITY OF MAINTAINING UNDIMINISHED THE + CONSTITUTIONAL LIMITATIONS AND THE POWER OF THE + COURTS TO ENFORCE THEM.--CONCLUSION 146 + + + + +CONCERNING JUSTICE + + + + +CHAPTER I + +THE PROBLEM STATED. THEORIES AS TO THE SOURCE OF JUSTICE. DEFINITIONS +OF JUSTICE + + +For centuries now much has been written and proclaimed concerning +justice and today the word seems to be more than ever upon the lips of +men, more than ever used, but not always appositely, in arguments for +proposed political action. Hence it may not be inappropriate to the +time and occasion to venture, not answers to, but some observations +upon the questions, what is justice, and how can it be secured. It was +declared by the Roman jurist Ulpian, centuries ago, that students of +law should also be students of justice. + +By way of prelude, however, and in the hope of accentuating the main +question and presenting the subject more vividly by comparison and +contrast, I would recall to your minds another and even more +fundamental question asked twenty centuries ago in a judicial +proceeding in distant Judea. It is related that when Jesus, upon his +accusation before Pilate, claimed in defense that he had "come into +the world to bear witness unto the truth," Pilate inquired of him +"What is truth?"; but it is further related that when Pilate "had said +this he went out again unto the Jews." Apparently he did not wait for +an answer. Perhaps he repented of his question as soon as asked and +went out to escape an answer. Men before and since Pilate have sought +to avoid hearing the truth. + +Indeed, however grave the question, however essential the answer to +their well-being, there does not seem to be even now on the part of +the multitude an earnest desire for the truth. Their wishes and +emotions cloud their vision and they are reluctant to have those +clouds brushed aside lest the truth thus revealed be harsh and +condemnatory. The truth often causes pain. As said by the Preacher, +"He that increaseth knowledge increaseth sorrow." People generally +give much the greater welcome and heed to him who tells them that +their desires and schemes are righteous and can be realized, than to +him who tells them that their desires are selfish or that their +schemes are impracticable. It has always been the few who have sought +the truth, resolute to find it and declare it, whether pleasant or +unpleasant, in accord with the wishes of mankind or otherwise. Such +men have sometimes suffered martyrdom in the past, and often incur +hostility in the present, even when seeking that truth on which alone +justice can securely rest. + +Nevertheless, so closely linked are truth and justice in the speech, +if not the minds, of men, there should be some consideration of +Pilate's question. Whether truth is absolute or only relative has been +perhaps the most actively discussed topic in the field of philosophy +for the last decade. Into this discussion, however, we need not enter, +for such discussion is really over the problem of determining the +proper criterion of truth. Wherever be this criterion, whether in some +quality of inherent rationality or in some utilitarian test of +practicability, the truth itself has some attributes so far +unquestioned and of which we may feel certain as being inherent, +necessary, and self-evident. + +Truth is uncompromising. It is unadaptable; all else must be adapted +to it. It is not a matter of convention among men, is not established +even by their unanimous assent, and it does not change with changes of +opinion. It is identical throughout time and space. If it be true now +that since creation the earth has swung in an orbit round the sun, it +was true before the birth of Copernicus and Galileo. If it be true now +that the sum of the three angles of a triangle is equal to the sum of +two right angles, it was always true and always will be true, true at +the poles and at the equator, true among all peoples and in all +countries, true alike in monarchies, oligarchies, and democracies. + +Truth is also single. There are no different kinds of truth, though +there may be innumerable kinds of propositions of which truth may or +may not be predicated. Whichever criterion the philosophers may +finally agree upon, it will hold in all propositions alike. The truth +of a proposition in mathematics is the same as the truth of a +proposition in any other science, physical, social, political, or +theological. It can be no more nor less true in each and all. Again, +in every science, social and political as well as others, and as to +every proposition in any science, the truth is to be discovered, not +assumed by mere convention; and men must discover it and discover it +fully at their peril. Failure even after the utmost effort will not be +forgiven. If the truth be found it will be a sure guide in life. If it +be not found the lives of men will so far go awry. That it may be +difficult to find, that we may never be sure we have found it, makes +no difference. + +Are there any attributes of justice of which we can speak so +confidently as being necessary, inherent, and self-evident? That +justice ranks next to truth, if not with it, seems to have been, and +to be, the general judgment of mankind. It has engaged the thought and +fired the imagination of the greatest minds. A few quotations from +such, ranging from ancient to modern times, will illustrate this. +The Hebrew Psalmist gloried that "justice and judgment" were the +habitation of Jehovah's throne. Aristotle wrote, "political science is +the most excellent of all the arts and sciences, and the end sought +for in political science is the greatest good for man, which is +justice, for justice is the interest of all." Early in the 12th +century the jurist Irnerius, distinguished for his learning and +for his zeal in promoting the revival of the study of law and +jurisprudence, and also as the reputed founder of the famous Law +School at Bologna, imaged justice as "clothed with dignity ineffable, +shining with reason and equity, and supported by Religion, Loyalty, +Charity, Retribution, Reverence, and Truth." + +Six centuries later Addison, famed as a clear thinker and writer, +thus wrote of justice: "There is no virtue so truly great and godlike +as justice.... Omniscience and omnipotence are requisites for the full +exercise of it." Almost in our own time Daniel Webster, called in his +day the great expounder and even now reckoned among the greatest of +men intellectually, in his eulogy upon Justice Story thus +apostrophized justice: "Justice is the great interest of man on earth. +It is the ligament which holds civilized beings and civilized nations +together. Wherever her temple stands and so long as it is duly +honored, there is a foundation for social security, general happiness, +and the improvement and progress of our race." Perhaps, however, none +of these laudations is so vividly impressive as is the pithy remark of +an old English judge that "injustice cuts to the bone." + +But what is this justice, declared to be so great a virtue, so +ineffable, so supremely important? I have said we feel certain of some +attributes of truth. Do we know or can we know anything certain about +justice? Is it something above and apart from the will of men, or is +it simply a matter of convention among men? Is it immutable, or does +its nature change with changing times and conditions? If mutable, does +it change of itself or do men change it? Is it universal or local, the +same everywhere or is it different in different localities? Is it the +same for all men and races of men or does it differ according to +classes and races? Again, is it single or diverse in its nature? Is +there more than one kind of justice? We hear of natural justice, +social justice, industrial justice, political justice. What do they +who use those terms mean by them? Do nature, society, industry, +politics, each have a different criterion? Still again, and briefly, +is justice an inexorable law like the law of gravitation or can its +operation have exceptions? Is it simply a quality of action or +conduct, or, as stated by Ulpian, is it a disposition or state of +mind? Finally, is it a reality or, as Falstaff said of honor, is it +after all "a word," "a mere scutcheon?" + +I am not so presumptuous as to venture an answer to any of these +questions except perhaps the last. As to that, I appeal to our +consciousness, to our innate conviction that there does exist +something, some virtue, some sentiment, however undefinable in terms, +holding men together in society despite their natural selfishness, and +without which they would fall apart. It is this virtue, this ligament +of society, that we call justice. We feel that the word is not a mere +word, but that it connotes a vital reality in human relationship. If +this reality be ignored, men cannot be held together in any society. + +If justice be the greatest good, as so generally asserted, then its +negative, or injustice, must be the greatest evil. Hence error in +men's opinions of what is justice will work that greatest evil. +Society as a whole is liable to error in respect to justice; has often +been mistaken in the past and may be mistaken today. The individuals +composing society are seldom, if ever, wholly disinterested and +dispassionate in their judgments. Each individual is prone to believe +that what is apparently good for himself or his group or class, is in +accord with justice. Himself persuaded that he is battling for +justice, he does not see that he may be battling only for some +advantage over others, for some individual relief from common burdens, +for some privilege not to be accorded to others; does not see that +what he is battling for may cause injustice to others. Through +ignorance of the real nature of justice, the grant to one of his plea +for what he calls justice may work grievous injustice to others. So +when altruists, warm with sympathy, obtain the enactment of laws +intended for the betterment of the less fortunate, they may at times +do injustice to others and even to those they hoped to benefit. +History records many instances where laws intended to insure justice +had the contrary effect. Many a statute designed to prevent oppression +has itself proved oppressive in operation. Many a theory of justice +has been found to work injustice. A conspicuous and familiar instance +is found in the history of the French Revolution. The Jacobins +believed that their theories if given effect would usher in the reign +of justice in France. They obtained power and exploited their theories +only to bring in the Reign of Terror, that reign of terrible +injustice. + +As mistakes and grievous mistakes have been made in the past as to +what is justice, so they will be made now and in the future, and can +be lessened only by greater wisdom and forethought, by greater effort +to consider justice apart by itself, with philosophical detachment, +with minds unclouded by pity, sympathy, charity, and other like +virtues, on the one hand, or by envy, hate, prejudice, and like evil +sentiments, on the other. True, men are more enlightened now and +education is more general, but society is more complex, with more +diverse and conflicting interests, than formerly. The social mechanism +is now so intricate that even a slight disturbance in one part may +disarrange the whole. Injustice to one may injure the many. Hence the +duty of ascertaining as completely as possible the real nature of +justice is as imperative today as ever. As declared by Ulpian, this +duty is especially incumbent upon those who have to do with the +framing or administration of the laws, since justice can be enforced +only by law. + +In any inquiry into the nature of justice we get little help from the +wisdom of the ancients. They wrestled with the question but seem to +have been as puzzled as we of today. Indeed, Plato represents the sage +Socrates as frankly confessing his inability to answer satisfactorily +the persistent question "What is justice?" The question comes up for +discussion by Socrates and some friends at the home of Cephalus at the +Pirĉus. Socrates criticizes and punctures the definitions advanced by +the others until Thrasymachus, apparently with some heat, challenges +Socrates to give an answer of his own to the question "what is +justice?" and not to content himself, nor to consume time, with merely +refuting others. After some further discussion of various aspects of +the question, Socrates finally says, "I have gone from one subject to +another without having discovered what I sought at first, the nature +of justice. I left the inquiry and turned away to consider whether +justice is virtue and wisdom, or evil and folly, and when there arose +a further question about the comparative advantages of justice and +injustice I could not refrain from passing on to that. The result of +the whole discussion has been that I know nothing at all. I know not +what justice is and therefore am not likely to know whether or not it +is a virtue, nor can I say whether the just man is happy or unhappy." +Granting that the confession may have been intended ironically, the +further discussion did not result in any practical solution, even if +in one possible in Plato's ideal, but impossible, state. Indeed, the +inquiry is not yet closed and will not be until the millennium. + +Still, upon a question so old, so important, so persistent, so +ingrained in human society, and even now receiving such diverse and +conflicting answers, a brief consideration of the earlier beliefs and +theories may not be useless. As said by Bishop Stubbs, the historian, +"The roots of the present lie deep in the past and nothing in the past +is dead to him who would learn how the present came to be what it is." +The roots should be examined by him who would understand the tree. + +In Homer we get a glimpse of a theory of his time, to wit, that each +separate decision given by the magistrate in any litigated controversy +was furnished to him by Zeus specially for that case. The Greek word +for such a decision was _themis_, and it was supposed that somewhere +in the Pantheon was a corresponding deity whose special function was +to furnish the appropriate themis for each case. This deity was +shadowily personified as the goddess Themis, the daughter of heaven +and earth, the companion and counselor of Zeus. It was she who +summoned gods and men to council and presided unseen over their +deliberations. Hence she came to be regarded as also the spirit of +order without which the Greek philosophers, notably Plato, held there +could be no justice. + +This theory that justice and even the laws were but the will of deity, +revealed in various ways, was long generally accepted. In Rome, in the +time of the kings, the king was the Pontifex Maximus, and as such, +with the help of the College of Priests, declared the laws and decided +lawsuits. For some time also under the Republic, when a vote was to be +taken in the Comitia upon a proposed law, the question was thus put: +"Is this your pleasure, O Quirites, and do you hold it to be the will +of the gods?" Under the Empire, despite the reasoning of many +philosophers and lawyers that the Emperor derived from the people his +power to make laws and declare the law in any given case, he assumed +and was assumed to have derived the power and inspiration solely from +the gods. + +The early Christian Church also preached the doctrine that the ruling +power in the state, however established, was ordained of God and as +such was entitled to the obedience of the pious. This belief that +justice and judgment were simply the will of God, to be ascertained, +not by reason but by other means, was so general and deep that such +crude devices as trials by ordeal and battle were often resorted to +for determining guilt or innocence and other questions of fact. +Indeed, resort to such expedients for determining questions of law, as +well as questions of fact, was not unknown. In the tenth century under +the Saxon King Otto a question arose whether upon the death of their +grandfather his grandchildren by a prior deceased son should share in +the inheritance along with their surviving uncles. The king ordered a +trial by battle, which being had, the champions for the grandchildren +were the victors. It was therefore held to be the divine will that +grandchildren by a prior deceased child should inherit direct from +their grandfather. I may here remind you that trial by battle was not +formally abolished in England until well into the 19th century. And +there is even now professed a belief that the will of God can be +ascertained by counting ballots. "Vox Populi Vox Dei" is still a +shibboleth. + +But the doctrine that justice is heaven born, superior to and +controlling the opinions and wills of men, did not escape challenge +even in ancient times. Those sects of philosophers known as Epicureans +and Sophists, consistently with their theory of the nature of virtue +in general, maintained that justice was merely a name for such +conventions among men as they should adjudge best for their own +utility and happiness. The most vigorous champion of this latter +theory appears to have been one Carneades, a Greek philosopher of the +second century B.C., said to have been the founder of the third +Academy and expounder of the philosophy of probabilities and to have +possessed the acutest mind of antiquity. In a course of lectures at +Rome he stated the arguments for the orthodox view of justice and +then boldly assumed to answer them and demonstrate that justice was +not a virtue at all as virtue was defined by the philosophers, but was +merely a convention; was what men should agree to be a sound basis for +the maintenance of civil society, and hence that it varied with times, +places, circumstances, and even opinions. This argument evidently had +much effect upon public opinion, for Cato urged in the Senate that +Carneades be banished because dangerous to the state. + +So great was the influence of Carneades that a century later Cicero, a +disciple of the Stoic school of philosophy, thought it necessary to +refute him specifically as the chief heretic, and to uphold the +orthodox theory against his arguments. Cicero denounced with eloquent +warmth the doctrine that utility was the foundation of justice. He +declared that, not utility, but nature, was the source of justice, +that justice was a principle of nature, the ultimate principle behind +all law. To abridge the familiar quotation from his "De Republica," +"There is a law which is the same as true reason, accordant with +nature, a law which is constant and eternal, which calls and commands +to duty, which warns and terrifies men from the practice of deceit. +This law is not one thing at Rome, another at Athens, but is eternal +and immutable, the expression and command of Deity." In his treatise +"De Legibus" he declared that men are born to justice; that right is +established not by opinion but by nature; that all civil law is but +the expression or application of this eternal law of nature; that the +people or the prince may make laws but these have not the true +character of law unless they be derived from the ultimate law; that +the source and foundation of right law must be looked for in that +supreme law which came into being ages before any state was formed. + +This theory of the Stoics so eloquently urged by Cicero was +practically the _jus naturale_ of the Roman jurists of classical +times, though more moderately expressed by them. It does not seem to +have been wholly academic, but to have been actually applied at times. +In his history of Rome, Mommsen relates that even during the nearly +absolute sway of Sulla, after the fall of Marius, the Cornelian Laws +enacted to deprive various Italian communities of their Roman +franchise were ignored in judicial proceedings as null and void; also +that, contrary to Sulla's decree, the jurists held that the franchise +of citizenship was not forfeited by capture and sale into slavery +during the civil war with Marius. Later, when the church became a +power in the state there are instances where laws adjudged to be +contrary to the laws of God were refused effect. In England as late as +the middle of the 17th century Chief Justice Hobart, a judge of high +repute, asserted that "even an act of Parliament made against natural +equity, as to make a man judge in his own case, is void in itself for +the laws of nature are immutable and they are the laws of laws." In +the 18th century Blackstone assented to the doctrine of a _jus +naturale_ and wrote of it: "This law of nature being coeval with +mankind and dictated by God himself is of course superior in +obligation to any other.... No human laws are of any validity if +contrary to this, and such of them as are valid derive all their force +and all their authority, mediately or immediately, from this +original." True, Blackstone combated the doctrine that duly enacted +statutes were to be held void if the judges thought them contrary to +reason, but he admitted that that extreme doctrine was more generally +held. In this country the doctrine of a higher law than the +Constitution even, and to be obeyed rather than the Constitution and +laws enacted in accordance therewith, has had and even now has earnest +advocates. + +But the contrary doctrine of Carneades and the Sophists would not +down. After Cicero and the civilians, after Hobart and Blackstone, +came our modern utilitarians, or sophists, Bentham, Mill, Austin, and +others, who have vigorously maintained with weighty arguments the +utilitarian theory of justice; and that theory is now generally +accepted by lawyers and statesmen as at least the most workable +theory in human affairs. There still exists, however, in the minds of +many the belief that above and behind all the turmoil and strife of +politics, all the flux and reflux of social movements and public +sentiment, the confusion of enactments, amendments, and repeals of +statutes, the swaying of judicial opinion, there is some law of nature +or in nature, some criterion, which if ascertained and obeyed would be +perfect justice. + +This question of the origin, the foundation of justice, whether it +be of God or of men, seems to have been much more debated than the +question what is the nature of justice whatever its origin or +foundation. Yet some attempts, other than those attributed to +Socrates, have been made of old to give a definition of justice. The +earliest description I have found is that of the early Pythagoreans, +who, in accordance with their practise of symbolizing the virtues by +geometrical figures, designated justice by the square, and the just +man by the cube. Plato seems to have had a theory of justice when he +wrote in the "Gorgias," "Nature herself intimates that it is just for +the better to have more than the worse, the stronger than the weaker, +and in many ways she shows that among men as well as among animals +justice consists in the superior ruling over and having more than the +inferior." In these days our first impulse may be to denounce Plato's +statement as altogether wrong if not worse. We should remember, +however, that Plato was not considering any altruistic virtue such as +kindness, sympathy, benevolence, generosity and the like, but only +what nature indicates to be the essential condition of successful +association. Thus interpreted, are we prepared to confute the +statement? Do we know of any state of society in human or animal life +at any time, past or present, of which the contrary of Plato's +statement is true? + +But passing over all other attempts of the ancients to define justice, +none of which seems to have been much regarded by contemporary +opinion, I will only cite the most famous, that by Ulpian, the +renowned jurist of the best period of Roman jurisprudence, whose +writings were most drawn upon by the learned compilers of the +Institutes and Digest of Justinian; viz., "Justitia est constans et +perpetua voluntas jus suum cuique tribuendi," or "Justice is the +constant and perpetual will to render to every one his right." This +definition was adopted by the compilers as correct and made the +introduction to the Institutes. It thus received the imperial sanction +and was quoted wherever the law of Rome prevailed, down through +medieval times and later, almost as if it were an inspired or at least +authoritative definition not to be questioned. But notwithstanding the +acclaim with which this definition was hailed, I question that it was +any improvement on that of Aristotle, who tersely defined justice as +"that virtue of the soul which is distributive according to desert." +Indeed, I think Aristotle was nearer the mark. + +Upon the revival of the study of law and jurisprudence in the 11th +and 12th centuries several of the more famous jurists of that time, +Azo, Irnerius, Placentinus and others, essayed definitions of justice, +but they do not seem to have improved upon Ulpian. Their definitions +were vitiated by theological assumptions and none of them has become +a text for commentators or students. Neither in modern times has any +definition of justice been suggested which has received such universal +assent as did that of Ulpian in his time and for centuries afterward. +We may therefore return to Ulpian's definition as our point of +departure, since his definition is substantially that suggested +earlier by Aristotle, and observations on the later will also apply in +many respects to the earlier. + +Ulpian's definition is elegant in style, but it does not carry us very +far in our inquiry. We are told indeed that justice is a state or +disposition of the mind, the disposition to render to everyone his +right or, as put by Aristotle, is the disposition to distribute +according to desert. It was this statement that captured the medieval +jurists and which they made their text, but it is now regarded as +incomplete and even inaccurate. One may have the disposition, the +desire, the will, to render to every one his right, but unless he can +know what is his fellow's right he may unwittingly fail to accord it +to him and thus unwittingly do injustice. It evidently is not enough +to have the disposition or will; hence the definition is incomplete, +and any definition is incomplete which does not furnish a criterion +for determining what is the given man's right. + +But the definition as far as it does go is not strictly accurate. The +man of malevolent disposition who would wrong his fellow if he dared, +may yet, to avoid unpleasant consequences to himself, render fully to +every other man his right. It would seem, therefore, that justice is +an attribute or quality of conduct rather than a disposition or state +of mind, and of conduct toward others rather than of conduct toward +one's self. It is only of the conduct of men in their relations to +other men that we can predicate justice or injustice. One's conduct +may result in good or evil to himself and so be wise or unwise, but +assuming, what probably is never the fact, that it affects only +himself, in no way affects any other, his conduct is neither just nor +unjust. Robinson Crusoe, until the arrival of the man Friday, had no +occasion to consider our problem. + +But, admitting that each man's conduct, whether active or passive, +does affect some other person, what is the criterion by which to +determine the justice or injustice of that conduct? It is not enough +to say that if the conduct in any degree impedes the other person in +the enjoyment of any of his rights it is unjust, otherwise not; for +then the question comes to the front, what is the right of that other +in the given case? Indeed, this latter question is the crux of the +problem of justice. The derivation of the word "justice" also shows +this. The Latin _justitia_ or _justitium_ according to some scholars +is compounded of _jus_, right, and _sisto_ or _steti_, to place, or +to cause to stand, and hence the whole word may be held to signify the +maintenance of _jus_ or right. With the question of _jus_ or right +correctly answered, the problem of justice is practically solved. The +right of the one being known, the effect of any particular conduct of +another on that right, and consequently its justice or injustice, is +determinable with comparative ease. Hence to make progress in our +inquiry we must consider the problem of rights, for we almost +instinctively accept as correct so much of Ulpian's definition as +implies that justice is to be predicated of the act of rendering to +everyone his right. We instinctively feel that if we render to another +his full right we do him full justice, and that if we ourselves are +deprived of any right we suffer injustice. What is his or our right is +therefore the real question. This will be our next subject for +consideration. + + + + +CHAPTER II + +THE PROBLEM OF RIGHTS. DIFFERENT THEORIES AS TO THE SOURCE OF RIGHTS + + +The problem of Rights is also centuries old. There have been in later +years glowing tributes to human rights even more than to justice, +though the sentiment of rights is egoistic, while that of justice is +in some measure altruistic. There have also been diverse opinions in +the past, as now, as to the source, foundation, and nature of what are +called Rights, as there were and are of justice. A brief review of +these opinions and of the changes in them may present the problem more +vividly. + +In patriarchal times there could be no political questions about +rights. The head of the family was supreme and sole ruler and judge. +Even in Rome under an organized civil government the pater familias +was long left the power of life and death over the members of his +family. When families and tribes were combined in states, government +was long conducted on the theory that as the individual had belonged +to the family or tribe into which he was born or adopted, so he now +belonged to the state, to be directed and disposed of as the state +might order. What he might enjoy of life, liberty, or property was the +gift of the state, subject to revocation at will. Plato reflects this +theory in making Hippias declare that the measure of man's right is +what the state commands. The total abolition of the liberty of +innocent persons by holding them in slavery was not deemed any +infringement of any right of theirs. This theory was acted upon in +democratic as well as in monarchical states. Slavery was as lawful in +Athens, Sparta, and republican Rome as in Persia or Egypt. True, there +were rebellions and revolutions at times, but, though sometimes +provoked by oppression, they were usually to acquire the power of +government and not in defense of individual rights. The Plebeians +revolted to obtain a greater share in the governing power. The civil +wars of Marius and Sulla were not waged for liberty but for power. In +Sicily, where the slaves under Eunus had for a time wrested the +governing power from their masters, they did not hesitate to enslave +in turn. + +The doctrine that the individual man has some rights by nature which +the state ought not to disregard had no place in ancient nor medieval +governments. The English Magna Charta purports to be a grant from the +king and, though framed by the barons and forced upon the king, it +contains no assertion of rights by nature. The rights claimed were +claimed as accustomed rights previously conferred and enjoyed, such as +the laws and customs of the time of Henry I. Apart from provisions as +to improved methods of administration, the language of the Charter +implies restoration rather than revolution. + +So in the Petition of Right in the reign of Charles I, no appeal was +made to natural rights, but the demand was for accustomed privileges, +for the observance by the king of the old laws and customs of the +realm, especially those in force under Edward I and Edward III. In the +Petition, the Charter of King John is cited, not as a schedule of the +rights of man in the abstract, but as "The Great Charter of the +Liberties of England," implying that the liberties therein named were +not the natural heritage of men in general but the peculiar heritage +of Englishmen, under English law. The prayer of the Petition is simply +that the king shall accord the people of England "their rights and +liberties according to the laws and statutes of the realm." + +So in the Bill of Rights framed by Parliament and approved by William +and Mary upon their accession to the throne, it was not asserted that +the acts of James II complained of were contrary to any natural right +of the subject, but that they "were utterly and directly contrary to +the known laws and statutes and freedom of this realm." The purpose of +the Bill of Rights was declared by the Parliament in behalf of the +people to be "for the vindicating and asserting their ancient rights +and liberties." In the earlier remonstrances of the legislatures of +the English colonies in America against various acts of the king and +Parliament, only the accustomed rights of Englishmen were claimed to +be violated. The colonists, at first, claimed as against king and +Parliament no rights not accorded to Englishmen in England. + +But though the notion that man has rights by nature, not granted by +the state and which the state should respect as such, did not for +centuries find expression in state papers or state action, it was by +no means non-existent. It was early in the minds of many and found +some expression in the writings of jurists and philosophers. In Rome +it was a corollary of the doctrine of the existence of a _jus +naturale_. The statement of that doctrine by Ulpian incorporated in +the Digest implies a doctrine that man does have some rights anterior +to and independent of the state. So far, however, as the statement +was susceptible of that construction it was not generally acted upon +and remained practically a dead letter. The doctrine itself survived, +however, engaging the attention and receiving the support of various +writers. It gradually gained ground among students of politics and +spread rapidly after the Protestant Reformation, so-called, because of +the impetus given by that event to the exercise of private judgment. +As early as the 17th century, though finding little or no expression +in the Petition of Right or Bill of Rights, the doctrine that +individual rights were derived from nature rather than from the state +was generally entertained by the Puritans and other dissenters from +the Established Church, and was invoked by them to some extent as +justifying the revolution of 1640. The doctrine also passed over to +the Puritan Colonies in America and early found some expression there. +In the Massachusetts "Body of Liberties" of 1641 there is a suggestion +that the liberties, etc., therein recited, were those demanded by +"humanity, civility and christianity" rather than "accustomed" +liberties. It was further asserted that these liberties were to be +enjoyed by the people of the Colony and their posterity forever. + +The later disputes as to the proper limits of the power of the British +King and Parliament over the American Colonies led the colonial +lawyers and politicians to a study of the theory of natural rights +advanced by various political writers, English and Continental. It has +been said, I think with truth, that the writings of Locke, Voltaire, +Rousseau, Montesquieu, and even of Blackstone, were more widely read +and studied in America than in Europe. The brilliant writings of Tom +Paine also had great influence. The result was that the doctrine of +natural rights came to be generally accepted by the people of the +Colonies as the real foundation of their claims and the real +justification for their resistance to the objectionable acts of the +King and Parliament. In 1774 the first Continental Congress in its +Declaration of Rights declared that the people of the Colonies had +those rights by "the immutable laws of nature" as well as by their +charters and the principles of the English Constitution. Two years +later in the Declaration of Independence the representatives of the +people made no reference to their charters nor to the principles of +the English Constitution as the foundation of their claims, but based +them exclusively on the theory of natural rights. They declared: "We +hold these truths to be self-evident, that all men are created equal; +that they are endowed by their Creator with certain unalienable +rights; that among these are life, liberty and the pursuit of +happiness." + +The same influences undoubtedly contributed to bring about the French +Revolution of 1789, and the theory of natural rights again found +expression in the French state papers of that period. In August of +that year, in the early stages of the Revolution, the following +"Declaration of the Rights of Man and Citizen" was put forth by the +National Assembly and afterwards made the first two articles of the +Constitution of 1791, viz., "Art. 1. Men are born and remain free and +equal in rights. Social distinctions can be based only upon public +utility. Art. 2. The aim of every political association is the +preservation of the natural and imprescriptible rights of man. These +rights are liberty, property, security and resistance to oppression." + +Thus in the latter part of the 18th century the doctrine that man has +some individual rights by nature, not by grant or prescription, and +not alienable, obtained official recognition in two great nations. It +has since been formally and officially iterated in the Constitutions +of many American States and has been proclaimed and invoked as an +impregnably established political truth. Nevertheless the doctrine is +only a theory, not yet demonstrated nor undoubted. It has been +assailed and in the opinion of many refuted, by Bentham, Mill, and +other utilitarian writers, the successors of Epicurus, Carneades and +the Sophists. Even in France and America it is now repudiated by many +and declared to be an obstacle to social and political improvement. +Still, despite the vigorous arguments against the doctrine, there +remains the innate feeling and a general belief that society abridges +individual rights instead of conferring them. In support of this +notion may be cited the fact that the statutes of any state or nation +are almost wholly restrictive or compulsory in character, and rarely, +if ever, permissive. From the Decalogue down, the language of the law +has been compulsive, "Thou shalt" and "Thou shalt not"; and men +generally act upon the theory that what society does not forbid by +statute or custom the individual may do. + +In passing now from the region of theory, of speculative opinion, to +what seems to me the region of facts, of actual conditions, of actual +traits of human nature, I wish it to be understood distinctly that in +what I may say about rights I am considering only the precepts of +justice, and that I differentiate those precepts from the precepts +of religion, charity, philanthropy, benevolence, and other similar +virtues, and even those of what is loosely called humanity. If it be +true as asserted by Addison that justice is the greatest and most +godlike of the virtues, it does not follow that the just man, to be +just, must possess all or any of the other virtues. One can be just +without being religious, charitable, or philanthropic, and even +without earning the reputation of being humane. + +I wish further to premise that I am considering our subject only with +reference to those who have grown to the age of self-maintenance and +consequent freedom. I do not take into account the rights of children +under that age. + +With these premises borne in mind, I would now in the next chapter +call attention to some propositions of fact, which I shall assume +to be established by science and history and by the reader's own +experience and observation, and which I think bear more or less +directly on our subject. + + + + +CHAPTER III + +THE PROBLEM OF RIGHTS CONTINUED. THE NEED OF LIBERTY OF ACTION FOR +THE INDIVIDUAL + + +Men are endowed by nature with sundry powers, faculties, capacities, +physical and mental. These, however, are not at all uniform, but are +diverse in kind and degree in different races of men and in different +individuals of the same race. Nature seems to work through diversity +rather than through uniformity, indeed through inequality rather than +through equality. Not all men are born poets, nor are all poets +equally good poets. Not all men are by nature adapted for intellectual +pursuits, and those who are so adapted are not in that respect equally +favored by nature. Even in the field of the simplest manual labor +there is great diversity of natural capacity. It seems to be nature's +theory that mankind, the human race as a whole, will be better served +by diversities, by differences in kinds and degrees of powers, than by +uniformity and equality. + +Further, normal men are also by nature endowed, if not with rights, +yet with sundry instincts, desires, passions; also with sundry +feelings, emotions, sentiments; and also with some degree of reason +and power of choice. Some of these may not be apparent in infancy, but +they appear in a greater or less degree of intensity as the individual +develops. + +Among these instincts or desires is the desire to live, the desire to +serve each his own welfare and that of his offspring, and the desire +to decide for himself what will best serve that welfare. As a +corollary, he also has by birth the desire for freedom to exercise any +and all of his talents and powers in such manner, to such extent, and +in pursuit of such objects as he prefers, or to be idle if he prefers +idleness. Further, he has the instinct of acquisitiveness, the desire +to appropriate to himself and retain control of such material objects +as he thinks may serve his welfare and that of his offspring, and +especially does he have a natural instinct and desire to possess and +control exclusively for himself whatever, much or little, he has +wrenched from nature or otherwise obtained by the exercise of his +various powers. This instinct is also observable in some animals. A +dog will hide a bone for his own exclusive future use. Man also +instinctively claims for his own the natural increase of what he has +acquired, the young of his beasts, the fruits of his orchard. + +This desire for control includes the desire to store up, to use, to +consume, to transfer, and even to destroy at will. This desire is seen +in young children, who will try to clutch and hold whatever attracts +them, and who will hoard or break toys or throw them away as their +whims may be. As they get older the desire to control grows stronger, +for they destroy less and preserve more in order to have greater +measure of control; but still they desire freedom to consume or +destroy at their own will. So strong is this desire of control that +men wish to direct what shall be done with their property after their +death. + +If one is balked or hindered in the gratification of any of these +desires, there is excited in him a feeling of resentment against the +cause, even if it be only some force of nature. There is a note of +anger in the cries of a child over interference with his play, the +deprivation of any toy or other thing he may have or desire. That the +wind or the rain was the cause does not sooth him. In the mature man +also, anger adds some force to the kick he gives even inanimate +objects unexpectedly impeding him. Who of us has ever fallen over a +chair in the dark without mentally, at least, consigning it to +perdition? The old law of Deodand was an expression of this feeling of +resentment against inanimate objects even. By that law, according to +Blackstone, whatever chattel was the immediate cause of the death of +a reasonable creature was forfeited to the crown, as when a cart ran +over a man. By the laws of Draco whatever caused a man's death by +falling upon him was to be destroyed or cast out of the community. +Thus a statue having fallen upon a man, it was thrown into the sea. +The Mosaic law savagely declared: "If an ox gore a man that he die, +the ox shall be stoned and his flesh shall not be eaten." + +Is not this instinctive feeling of resentment at interference with +one's person, liberty, or property, the rudiment of a later developed +idea, or sentiment, of rights possessed? Resentment is felt only when +one is deprived of something he feels he is entitled to. Granting that +nature has not endowed man with rights, it has imbued him with a +belief that he has rights, and also with a disposition to defend them. + +Man is also born into a material world of natural forces, and hence to +gratify his desire to live and serve his own welfare and that of his +offspring, he must adapt himself to his environment, fit himself to +withstand heat and cold, provide himself with food and shelter. He not +only desires to, but he must, exercise his powers of mind and body and +hence should be free to exercise them to that extent at least. Nature +does not feed, clothe and shelter man. It only provides the raw +material which man must himself find, take, and convert by his labor, +manual and intellectual, into food, clothing, shelter, and whatever +else he desires. + +But man is also born into association with other men, into some sort +of social organization, and well for him that he is. It is not +society, however ill organized, that has caused, or today causes, +poverty. That is the primitive condition of the human race. It is only +through some social organization ensuring to man freedom for his labor +and security for his savings that he can escape poverty. If each +individual by his own unaided efforts had to find the raw material, +mold it to serve his needs and desires, and also defend it from +attacks by others, his life would be one of dire poverty, scarcely +above that of the higher animals. + +Further, nature has so formed man that he not only needs but desires +association with other men. Children instinctively flock together for +common play, and this social instinct continues through life and +extends to work as well as play. We find men everywhere in the +civilized world voluntarily entering into associations for various +purposes thought by the members to be of service to themselves or +others. But there is over and surrounding these associations that +larger association, racial or territorial, which we call society. This +is the necessary association into which man is born and in which he +must live if he desires other than mere animal life. This society must +be maintained if the race of men, as men and not as mere animals, is +to continue. Indeed, society itself has a sort of instinct for +self-preservation. It is not a mere aggregation of individual units +but is an association of sentient correlated beings with a resultant +life and movement of its own. + +Association, however, does not extinguish nor appreciably lessen the +natural instincts, desires, feelings, sentiments, etc., of the +individual, though they may be made less active by continued +restraint. Association even extends the scope of man's individual +desires and activities. He now desires freedom to make arrangements +with other men of such nature and for such purposes as he and they may +agree upon. If he is prevented by authority from making such +arrangements he feels some resentment, feels that his right is +infringed. He also comes to desire that those who have entered into +arrangements or contracts with him should perform their part, and he +instinctively feels resentment at their neglect or refusal to do so. +He feels that he has a right to the performance of the contract. + +Another desire is developed or given play by society,--the desire to +equal one's fellows in the race for benefits, and, that accomplished, +to excel them. He desires to win in every game, to be the victor in +every contest of physical or mental powers, and in business as well as +in sports. If he is held back he feels resentment against the power +assuming to restrain him. He thus feels he has a right to equal and to +excel if he can. Whether competition should be enforced or stimulated +by society is a question in economics. What affects the question of +rights and hence of justice is whether this desire to excel should be +impeded. + +In this association, however, each individual man finds himself in +close contact all through life with other men having like instincts, +desires, feelings, emotions, etc., as his own; and who also feel like +resentments and have like notions of rights possessed. If each is left +by society free to gratify these desires or to enforce his claims of +rights in his own way unmindful how his action may affect others; +if they be left free to "take who have the power" and only they may +"keep who can," society could not exist and civilization, if not the +race, would perish. + +Society, therefore, must frame and enforce rules for the regulation +and control of the conduct of its individual members, must even +restrain them to some extent from the gratification of some of their +desires. On the other hand, these instincts, desires, etc., must still +be reckoned with. They cannot be wholly suppressed nor even very much +reduced or impeded if society is to progress or even exist. There must +be left to the individual some degree of liberty of choice and action. +An eminent American jurist, James C. Carter, vividly stated this, +though perhaps in the extreme, when he wrote that the sole function of +law and legislation is to secure to each individual the utmost liberty +which he can enjoy consistently with the preservation of the like +liberty to all others. "Liberty (he wrote), the first of blessings, +the aspiration of every human soul, is the supreme object. Every +abridgment of it demands an excuse, and the only good excuse is the +necessity of preserving it." (Carter's "Law. Its origin and growth," +page 337.) + +There must also be left to the individual some personal motives for +labor and thrift, for, after all, it is the toil of individuals that +supports society and its members. It is the surplus products, not +consumed, but stored up by the economy of individuals that constitutes +the energy of society. However it may be improved in the future, the +nature of the average man today is such that he will not toil and deny +himself without prospect of rewards to accrue to himself for his own +personal use. He will not strive to earn and then conserve his +earnings unless he can have them for his own, to control, use and +dispose of at his pleasure. However it may be with a few unselfish, +devoted souls, men as a rule are not yet so altruistic as to devote +themselves exclusively to the good of others, of society. I think it +evident that if the impelling natural desire to serve one's self be +wholly or even largely disregarded by society, little would be +produced or saved by voluntary labor and self-denial. The alternative +would be the restoration of some system of enforced labor, of slavery, +for the vast majority of men. At this day, after centuries of +exhortation to practise the virtues of benevolence, of brotherly love, +of self-sacrifice for the good of others, men do not from pure love of +humanity voluntarily endure heat and cold, expend their labor and +savings in working mines, in braving seas, in building and operating +factories, railroads and steamships, in growing corn and cotton. Even +those public offices, in which the altruist might find the best +opportunities for serving the people, are not much sought for unless +some personal honor or pecuniary profit be attached to them. Should +society decree that the laborer, whether with hands or brain, should +have no individual reward proportionate to the efficiency of his +labor, but only his numerical proportion of the product of all +laborers, I fear the efficiency of all classes of laborers, manual +and mental, would fall to the "irreducible minimum." + +The foregoing statements and inferences lead to the question, how far +should society go in undertaking to regulate the conduct and restrict +the freedom of the individual,--that freedom which would be his if he +were alone in the world? It may be thought that this is a question of +expediency for economists and sociologists, and so it is largely, but +it is also a question of rights and hence of justice, since every +action or non-action of society affects the freedom of the individual +in the gratification of his desires or, in other words, in his pursuit +of happiness. + + + + +CHAPTER IV + +JUSTICE THE EQUILIBRIUM BETWEEN THE FREEDOM OF THE INDIVIDUAL AND THE +SAFETY OF SOCIETY + + +The question stated at the close of the last chapter is most important +and, in a sense, is perhaps the crux of the whole matter. Not only may +error in the solution of the question injuriously affect the material +interests of individuals and hence of society as a whole, but it may +cause unhappiness far greater than that caused by any material loss, +viz., a sense of injustice. As said by the English judge, "Injustice +cuts to the bone." + +At the outset I accept Herbert Spencer's theory that the idea of +justice contains two sentiments, positive and negative; the one the +sentiment of the individual that he has the right by nature to the +unimpeded use of his faculties and to the benefits he acquires by +such use; the other the consciousness that the presence of other +individuals with similar claims of rights necessitates some limitation +of his own claims. Out of those two sentiments is evolved, I think, +the idea of justice or injustice according as they are or are not in +equilibrium. They suggest the definition that justice is the +equilibrium between the full freedom of the individual and the +restrictions thereon necessary for the safety of society. The +restraint of personal conduct within too narrow limits, the necessity +of which cannot be made clear, excites resentment, stimulates angry +passions, and hence causes unhappiness through a sense of injustice. +Restraint within necessary limits only, the necessity of which can +be seen, arouses no resentment; on the contrary, it satisfies the +individual, favors harmonious cooperation, profits society and +increases the happiness of its members, through the appreciation of +that necessity. + +But for the fixing of the boundary line between necessary and +unnecessary restraints upon personal conduct, some other matters still +are to be considered. I have said that man instinctively feels +resentment at interference with whatever he may think is his right to +do, or get, or keep. If this interference is from any of his fellow +men his resentment is greater than when it is from natural forces. +There arises the desire for vengeance, the desire to "get even,"--to +use a common phrase,--by inflicting a corresponding injury on the +offender. An eye for an eye, a tooth for a tooth, is instinctively +demanded now as of old. If unable to inflict a corresponding injury +there is the desire to inflict an equivalent injury. To paraphrase +Bacon, revenge is justice running wild. + +This instinct should be heeded by society. If it be necessary for its +own preservation that society restrain this instinct, prohibit private +vengeance, then it must itself provide for satisfaction of the +instinct; the offender must be compelled to make full compensation or +else be made to suffer in turn some deprivation of rights claimed by +him that shall be commensurate with the offense. This should be done +speedily and gratuitously so far as possible. Delay and expense cause +resentment in the suitor for justice and so cause injustice. In doing +this, society not only protects itself but it restores an equilibrium +of rights disturbed by the offender. This restoration of equilibrium +is an essential element in the concept of justice. Of course, as +society progresses and human nature improves, this desire of the +injured for vengeance on the offender becomes weaker. The virtues +of mercy, forgiveness, or willingness to forego the demand for +punishment, come into play and society is allowed to attempt to reform +rather than to punish, or is allowed to pardon altogether. These +virtues, however, are not part of the concept of justice. If the +punishment seems inadequate, or the pardon seems undeserved, there +remains, or is again excited, the feeling of resentment. The +equilibrium is not restored. + +Another sentiment or feeling is to be reckoned with in order to secure +this equilibrium in society. The young, untrained child is impatient +of all restraint. It is only by experience that he learns he must +submit to restraint if he would have any sort of association with his +fellows. He learns that he must submit to the rules of the game if he +would have a part in the game. As he comes to maturity he becomes +conscious that society must impose restraint upon him and hence feels +no resentment against all restraint, as does the untrained child. He +does, however, feel resentment if restraints are imposed upon him in +his pursuit of happiness which are not imposed upon others in their +pursuit. Similarly he feels resentment if exemptions from restraint +are allowed some others and not allowed him also. Furthermore, he is +quick to note any discrimination against himself and prone to imagine +it when in fact there is none. + +Almost as soon as the average child is placed with others under a +common authority, as in a public school, he begins to complain of the +teacher's partiality to other pupils. He will stay in no game where +the rules operate unequally against him. He insists on an even chance +with his fellow players. When later in life he engages in business he +resents any favoritism shown by the government of his state or town to +others in the same or a similar business. This feeling is especially +noticeable in the matter of taxation. If one believes the taxes +imposed by the government are unnecessarily heavy he may feel some +resentment, but his resentment is much greater if he believes he is +overtaxed in comparison with his fellows, that they are escaping +their proportionate share of the burden, or that taxes are imposed +on his products in order to favor the products of others, as when +oleomargarine was taxed to handicap it in its competition with butter. + +This feeling of resentment at inequality of restraints and burdens +imposed and exemptions granted is not ignoble, is not a feeling to be +suppressed or even concealed. It is far different from the feeling of +envy. If I can only afford to ride in a trolley car I may envy the man +who can afford to ride in a luxurious motor car and yet not feel +wronged. But if I am excluded from a public street car to which he is +admitted I have a different feeling, that of resentment. I may be +perfectly willing that all others, rich or poor, shall use the streets +to the full extent that I do, but if it be proposed that my use shall +be limited in order that some others may for their private purposes +have more than an equal use with me, my feeling is not one of envy +but of indignation. So I can appreciate that if I wilfully or through +carelessness injure another I should make full compensation, and hence +can cheerfully submit to the law compelling me to do so; but if the +law undertakes to exempt any other person from a similar liability, +I feel a keen sense of wrong. Conversely, the most strict +disciplinarian, the martinet even, if otherwise competent receives +ready obedience and respect if it is seen that he treats alike, +according to their merits, all subject to his authority. This feeling +is natural. Nature is impartial in the application of its laws. It +allows no exemption. Its fires burn the weak as well as the strong, +the child as well as the man, the poor as well as the rich. One star +differs from another star in glory, but no one of all the millions of +stars is exempt from any of the laws set by nature for stars. + +This feeling of right to impartiality of treatment had some faint +expression in the Massachusetts "Body of Liberties" of 1641, in which +it was declared that the liberties, etc., therein enumerated should +be enjoyed "impartially" by all persons within the jurisdiction of +the colony. It was more distinctly recognized in the Connecticut +Declaration of 1818 and a part of the Connecticut Bill of Rights +today, "That all men when they form a social compact are equal in +rights and that no man or set of men are entitled to exclusive public +emoluments or privileges from the community." Again it appears in the +federal and some state constitutions in the provision against the +granting of titles of nobility. It seems to be at least impliedly +recognized in the XIVth amendment to the United States Constitution +in the clause that no state "shall deny any person within its +jurisdiction the equal protection of the laws," since "the equal +protection of the laws" necessarily implies protection against unequal +laws, laws favoring some at the expense of others or of the whole. If +the state favors one more than another it does deny that other equal +protection. I do not subscribe to the doctrine that "the greatest good +of the greatest number" is to be sought. The only legitimate search is +for the good of the whole number without discrimination for or against +any one. This sentiment found expression in the once popular slogan, +"Equal rights for all. Special privileges for none." I say once +popular, for today it would seem not popular in practice. True, +special privileges are still loudly denounced, but under the name of +special exemptions, they are still demanded by those who denounce +them most loudly. + +It is not inequality of natural powers of body or mind, nor inequality +in natural conditions, that excites this feeling of resentment I have +noted. The man of feeble natural powers may envy him of strong natural +powers, but he can see that society, that law, is not responsible for +that inequality. If one finds himself from lack of natural ability or +adaptiveness unable to accomplish what others of superior ability or +adaptiveness easily accomplish, and hence he fails to receive the +prize they so easily win, he may feel great disappointment and regret, +but if honest with himself will not attribute his failure to the +injustice of society. + +It is not essential to the preservation of society and the race that +such inequalities should be removed, that all men should be reduced +to a dead level of capacity, that human nature should be ignored. +It is strongly felt, however, that society should not itself create +artificial inequalities, should not allow one man or set of men a +liberty it will not allow to others, should not impose burdens on one +man or set of men to be borne by them alone while others are exempt; +or if it does undertake to do so it should be able to demonstrate that +such artificial inequality is necessary for the safety of all. The +intensity of this feeling against artificial inequalities is so great +that men sometimes prefer equality before the law even to liberty. +When the British ambassador said to Madam De Stael that Frenchmen had +no more liberty after the Revolution than before, she answered that +they had acquired equality before the law and they preferred that to +more liberty. This sentiment was tersely and well expressed in the +French Declaration of Rights of 1795. "Equality consists in this, that +the law is the same for all whether it protects or punishes." + +Of course, no assertion of rights can be carried to the extent of the +dictum, "Fiat Justitia ruat Respublica," for if the state fall, all +hopes of justice fall with it. When the alternative is the conquest +of the particular society by invasion or its disorganization by +rebellion or rioting or otherwise, some of its members must submit to +the sacrifice of some or all of their rights. Nature will sacrifice +individuals for the preservation of the race. Society must sometimes +do the same. "Inter arma silent leges." But such times are exceptional +and not within the scope of our inquiry. + +To sum up the matter, justice is the according to every one his right, +and that right is such freedom of action in gratifying one's desires +as can be exercised in harmony with like freedom by others. In other +words, it is equal freedom, equal restraint. It is order and harmony. +Plato and Aristotle were right in teaching that order is an essential +element of justice. + +But who is to determine the matter? Who is to determine what degree of +restraint or liberty is necessary to secure this order and harmony, +this justice? Obviously it is society, or rather, individuals acting +as a whole through society and not each individual acting for himself, +that must determine such questions. Society has the responsibility. If +it imposes too many restraints or imposes them unequally it excites, +as said before, resentment and antagonism, sometimes to the extent of +resistance. If it imposes no more restraints than are necessary and +imposes them equally, order and harmony are secured. And when we have +this equal freedom with equal and only necessary restraints we have +order and harmony,--in other words, justice. Indeed, to repeat, +justice in some of its aspects may be considered as the desired +equilibrium between the needs of society and the interests of its +individual members. + +I have left out of the account various virtues,--pity, sympathy, +philanthropy, generosity and the like. Though these make social life +more agreeable and contribute much to the sum of human happiness, they +are not essential to the existence of the race or society. Society as +an organization is not held together by these virtues, though many of +its weaker members might suffer and perish if they were non-existent. +Allow men as much freedom of thought and action as can be exercised +without interference with like freedom of others, but restrain them +from exercising any greater freedom, and they can and will live +together in society though they may be wholly selfish in feeling and +conduct. What is called the golden rule, that we should do to others +as we would have them do to us, is a precept of philanthropy, of +charity, not of justice. The rule enunciated by Confucius five hundred +years before Christ, the rule that we should not do to others what we +would not have them do to us, is sufficient for the existence of +society. The French Convention of 1793 stated the proposition in these +words: "Liberty is the power that belongs to man to do whatever is not +injurious to the rights of others; it has nature for its principle, +justice for its rule, law for its defense: its normal limit is the +maxim, Do not to another that which you do not wish to be done to +you." + +This order and harmony, however, are not easily secured. Not only are +there honest differences of opinion as to what restraints are +necessary and how and on whom they should be imposed, but society is +divided into groups or classes with interests conflicting, or thought +to be conflicting, and each seeking to impose restraints on others +while retaining freedom for themselves. While professing to demand +more liberty and equality, they are often really insisting on greater +restraint and inequality. The successful insistence of the +trades-unions of England in securing from Parliament a statute +exempting their funds from answering in damages for injuries caused by +them is a conspicuous instance. Another and equally glaring example is +the effort in this country to exempt from the law against combinations +in restraint of trade, combinations to increase the cost of living by +increasing the prices of agricultural products and the prices to be +paid for labor. The effort seems to be to compel men to compete in the +use of their savings no matter how wasteful the competition, and to +forbid men competing in the use of their labor, no matter what the +idleness thereby caused. I think it a truism that whoever seeks to be +exempted from the restrictions or liabilities he would impose on +others, seeks not justice, but to do injustice. + +Another hindrance arises out of the very virtues of pity and sympathy. +These impel many to endeavor, not to persuade, but to compel the more +efficient and prudent who have by their farsightedness, courage, +industry and thrift made good provision for themselves and their +offspring, to provide also for the inefficient and the improvident. To +be asked to give to these does not offend any sense of right, but if +one be told he must give he feels resentful at once. He feels he has a +right to decide for himself to whom and to what extent he shall give +of his savings. Society did not come into existence nor does it now +exist to correct the inequalities of nature, the inequalities of +natural powers, nor to prevent the efficient and prudent receiving and +enjoying the results of their efficiency and prudence. Nature itself +makes no such effort. It rather tends to eliminate the less efficient +and preserve the more efficient. Even if society may strive to +preserve the inefficient and improvident, should it do so by hampering +and restraining those wiser and more capable? We must expect nature to +deal with society, with states and nations, as it does with +individuals. If a state by its laws discourages the exercise to its +full extent of the efficiency of the few and renders less severe the +penalties for the inefficiency and imprudence of the many, it cannot +long maintain any advantageous position among other nations. Whatever +the precepts of religion, of philanthropy, or of other virtues may +require, the precepts of justice do not require society to support men +in idleness nor even to furnish them with employment. Neither do the +precepts of justice require the state to furnish opportunities, nor +even to establish equality of opportunity, but only equality of right +to take advantage of opportunity. It is a saying, but not a fact, that +opportunity knocks once at every man's door. Nature does not bring +opportunities, much less equal opportunities, to men's doors. It +requires men to go out and search for opportunities, or at least to be +on the watch for them, as it requires men to search or watch for other +things they desire; and he of the quickest perception and most +farsighted will soonest see them, and when seen he does not feel any +obligation to share them with others less vigilant or even less +fortunate. Society does not support its members, they support it and +must support it and themselves by their own exertions, find their own +place, find employment for themselves, so far as the precepts of +justice are concerned. + +However prevalent the sentiment that more than equality of right to +use his opportunities is due to any one, it is not an instinctive +sentiment. The contrary is the fact. Unless we are dominated by some +other sentiment than justice, we instinctively yield assent to +Aristotle's proposition that the prize flute should be awarded to the +best flute player whether opulent or indigent, literate or illiterate, +citizen or slave. A group of small children exploring the fields and +woods for wild flowers will concede to each what flowers he finds +whether by his better eyes or better luck. So with groups of small +boys fishing in the streams and brooks. In games of cards for stakes, +the players do not expect to hold cards of equal value and they +concede the stakes to the winner, whether won by his greater skill or +superior cards. + +Also there is an instinctive sentiment that the evil results of one's +own conduct should be borne by him alone. If one suffers loss through +his own misjudgment, incapacity, or want of care, then, whatever the +precepts of other virtues may require, we do not feel that justice +requires us to bear any part of that loss. On the contrary, we feel +instinctively that he should bear the loss alone, that it is the +natural penalty for his lack of judgment, capacity, or care. If my +neighbor neglects to insure his house and loses it by fire, I see no +reason why he should not bear the loss alone. + +In this connection, perhaps I should not omit to notice references +often made to the rights of labor, the rights of capital, property +rights, and personal rights, as if they were different in their nature +and importance. I do not as yet see such difference. All rights are +personal rights, and the right of each to control his labor, his +savings, his person, and his property is the same. I am not yet +convinced that the right of the laborer to make use of his labor is +superior to that of the capitalist to make use of his capital; that, +whatever his greater need, the right of one without property is +superior to that of one who has property; that the right to get is +superior to the right to save. It is also loudly proclaimed that +"property rights" are of little importance compared with "human +rights," unmindful of the truth that the right "of acquiring, +possessing and defending property" is, as much as any other, a human +right and, as such, necessary to be maintained if the race is to rise +above its primitive condition of poverty. However, I do not see that +the differences, if any, affect the general question of individual +rights. + +The conclusion I arrive at is this: Society, and with it the race, +cannot survive unless it restrains to some extent individual freedom +of action, nor can any particular society long survive if it carry +that restraint too far. It should, therefore, ascertain and maintain +the line, the equilibrium, between necessary freedom and necessary +restraint. It is only by such action of society that justice can be +established and the welfare of the race be advanced. This brings us to +the question of how and by what instrumentalities society can best +perform this momentous task, the securing of justice. This will be +considered in the next chapter. + + + + +CHAPTER V + +JUSTICE CAN BE SECURED ONLY THROUGH GOVERNMENTAL ACTION. THE BEST +FORM OF GOVERNMENT + + +In the present state of civilization society cannot act effectively +for determining and maintaining the line, the equilibrium, between +necessary freedom and necessary restraint, or in short, justice, +except through some governmental organization with power to define and +enforce. Appeals to altruistic sentiments will not suffice. This truth +was recognized by the framers of our federal and many state +constitutions, in naming first among the purposes of government the +establishment of justice. + +Any government, however, or rather those entrusted with its +administration, may through mistake or wilfulness do injustice to some +of its subjects. It has often done so in the past and the future is +not free from the danger. The very possession of power excites a +desire to use it, and it is an admitted characteristic of our human +nature that those vested with power, political or other, are prone to +exercise it unduly, to abuse it. Men in authority are often said to be +"drunk with power." Hence to ensure justice the governmental +organization should be such that the limits of the various powers of +the government be carefully defined and its administrators be kept +within those limits. + +Some years ago I might have pointed to our own federal and state +governments as the best in form and character for establishing justice +and rested there. In later years, however, the superiority of our +system is questioned, and radical changes are urged, and indeed some +have been made, in the federal system and in that of some of the +states. I feel, therefore, that I should make some defense of the +system, believing as I do that in its general form and character it is +best adapted to secure firmly as much individual liberty of action +and equality of right as is consistent with the welfare of the whole +number, or, in other words, best adapted to secure justice. + +It has become a familiar maxim that the functions and powers of +government may all be grouped in three classes or departments, +corresponding to the duties already named: (1) that of determining +what rules and regulations should be observed, what restraints and +duties should be imposed upon its subjects; (2) that of determining +whether in a given case any of these rules, etc., have been violated; +and (3) that of punishing their violation and otherwise enforcing +their observance. These three groups have come to be called the three +powers of government and to be designated as the legislative, +judicial, and executive, though they are usually named in another +order as the executive, legislative, and judicial. + +The most efficient form of government for good or evil, and the +quickest to act, is undoubtedly that in which all of these powers are +united in a single individual. If that individual were always strong, +yet peace-loving, self-controlled, sagacious and exclusively devoted +to the welfare of his subjects, that form of government would perhaps +secure them justice most surely and speedily. Such men, however, are +rare and such governments have been found to be invariably and almost +inevitably arbitrary in their dealings with their subjects, and in the +plenitude of their power to become oppressive. While they may +effectually protect their subjects from foreign aggression and +domestic anarchy, their tendency is to impose burdens and restrict +individual liberty more than necessary, and to disregard the innate +desire of men for liberty or at least for equality of restraint. This +form of government has already largely disappeared and is further +disappearing, though it may again be resorted to for the restoration +of order, should the present forms of government fail to prevent +violence and preserve the peace. + +But other forms of government have not been and are not yet wholly +free from the same objectionable tendency. The vesting of all these +governmental powers in a group or class of persons instead of one +person has been followed by the same results. Aristocracies or +oligarchies have the same tendency and even in a greater degree. They +have proved even more selfish and tyrannical than the single ruler. +They, like all crowds, are less sensitive in conscience, less moved by +appeals to reason, than is the single individual. They offend more the +sentiment of equality. The French Revolution was not so much against +the king as against the nobility, who with their oppressive feudal +exemptions had excited the resentment of the people at large. It was +not till after he had cast in his lot with the emigrés that the king +was deposed and guillotined. + +Nor have pure democracies, in the few instances where they have +undertaken to exercise directly all the powers of government, showed +less tendency to be arbitrary and inconsiderate of individual freedom +and desires. The nearest approach to such a government was that of +ancient Athens where the populace sent into exile, practically without +trial, Aristides, called the Just, Miltiades, the victor of Marathon, +and Themistocles, the victor of Salamis. The excesses of the Paris +Commune of 1870 during its reign, the lynchings of today by mobs of +so-called "respectable citizens" who assume the power to accuse, judge +and execute all at once, indicate how much regard unrestrained +democracies would have for the rights of their individual members. + +Nevertheless, despite the danger of more or less arbitrariness, of +more or less oppression of the individual, any government must be made +strong enough perfectly to maintain order and peace among its +subjects. Order is earth's as well as heaven's first law. The goddess +Themis in the early Greek mythology was the goddess of order as well +as the supplier of _themistes_ or decisions. She was present as the +spirit of order in the councils of gods and men. The government that +cannot or will not maintain order and peace, prevent violence and +fraud, enforce individual rights and redress individual wrongs +completely and promptly, is so far a failure and whatever its form +should be reformed or overthrown. Even military despotism is better +than disorder. + +On the other hand, there must be taken into account the tendency, +already mentioned, of the possessor of unlimited power over others to +use it for his own benefit or pleasure at the expense of those subject +to his control, where not restrained by affection or like virtues. +Under all governments there has been more or less friction between the +persons governing and those governed; more or less strife, sometimes +culminating in rebellion and even revolution. If it be said that under +a government by the people directly, a pure democracy, such as seems +to be advocated at this day, there would be no distinction between +governors and governed, that all would be governors and governed +alike, the answer is that in a pure democracy the governing power is +and can be exercised by only a part of the people, a majority it may +be, but still only a part. This part are the governors. The other +part, perhaps nearly as numerous, are governed. Friction and even +factious strife would still exist. Indeed, a government by a pure +democracy ruling directly would probably be more arbitrary than any +other, as was the case in Athens. The government by one, or that by a +few, would be restrained to some extent by public opinion, would +refrain from extreme measures lest they excite effectual resistance, +but a majority would feel no such restraint. It would itself +constitute public opinion and it would be less likely to fear +resistance. + +It is evident, therefore, that the frame of government should be such +as to secure uniformity in its action so that it shall not act +arbitrarily and unequally on its subjects. I assume that no sane man +would desire to live under any government where the wielders of the +governmental power, one or many, are entirely without legal restraint. +We all desire normally, not only order and peace, but also personal +liberty and equality of rights. The problem, then, is how to order the +frame of government so that it shall be strong enough to protect us +individually as well as collectively, but not left able to oppress us +or any of us. As said by Alexander Hamilton, we "must first enable the +government to control the governed, and in the next place oblige it to +control itself." + +One great step toward such a form of government was made in the +establishment of our federal and state governments by giving effect to +the theory of the tripartite nature of governmental powers, entrusting +each of the three to a different person or group of persons, or, in +other words, to a different department, each restraining the other +departments from exceeding their defined powers, so that the +government, however democratic, shall not run wild. At this day, +however, even this feature of our form of government is assailed as +hampering the people and their government and greatly delaying desired +reforms. It may be admitted that a government with its powers thus +separated in different departments is not able to act as quickly as +desired by zealous persons confident of the excellence of their +schemes and impatient for their realization, but, on the other hand, +it is less liable to act too hastily, less liable to act arbitrarily, +or to disregard individual rights and interests. + +The idea of a division of governmental powers is not of recent origin. +Aristotle argued that the judges should have no other political power, +should not themselves enforce their decisions. In Rome under the +Republic there was divided between the pretor and the judex the power +to decide controversies. The pretor had other duties, but the judex +was confined to the single duty to hear and determine. The framers of +our Federal Constitution and of our early state constitutions did not +act hastily nor unadvisedly. As heretofore stated, the long +controversy with Great Britain over the relations between that country +and her Colonies, the arbitrary acts of the British King and +Parliament, caused in the Colonies a profound study of the nature of +government: what should be its purposes and how best to effect its +purposes and avoid its abuses. The principal men among them in each +Colony were familiar with the history of governments and with the +theories of government advanced by European lawyers and political +philosophers. They were acquainted with the arguments of Montesquieu +and others that a separation of the powers of government and the +vesting of each, the executive, legislative, and judicial, in +different hands was essential to liberty. They did not merely +theorize, however. They had themselves lived and labored under +governments not thus divided in functions or only partially so. +Colonial governors had assumed legislative functions in the +promulgation of ordinances, and also judicial functions as judges of +probate and in other ways. The colonial legislatures did not hesitate +to dictate to the courts in particular cases and often acted as a +court of appeal. In Massachusetts Bay the legislature came to be known +as the General Court and exercised judicial power freely, sometimes +calling in the judges to sit with them. The same individual could at +one and the same time fill an executive and a legislative or judicial +office. In colonial Massachusetts William Stoughton held the offices +of military commander, lieutenant governor, and chief justice at the +same time. Because of the frequent and prolonged absences of the +titular governor he was often the acting governor. As an inevitable +consequence, when sitting as a judge he was more a zealous prosecutor +than an impartial judge. His conduct in the witchcraft trials was +comparable to that of Jeffreys in the infamous "Bloody Assizes." +Hutchinson was also often acting governor while holding his commission +as chief justice. + +In view of their experience and deep study, the opinions formed by +the framers of the early constitutions of this country should be of +great weight in forming our own. It is worth while to cite the +opinions of some. Thomas Jefferson was not in his day, nor has he been +since, regarded as opposed to popular government. Virginia had as +early as 1776 declared in its first constitution that the three great +departments should be kept separate. Jefferson, who besides his other +opportunities of observing the operation of government was himself +chief magistrate of the state, criticized that constitution as not +making such separation effectual. In his "Notes on Virginia" he wrote +of it: "All the powers of government, legislative, executive and +judiciary, result to the legislative body. The concentrating these in +the same hands is precisely the definition of despotic government. It +will be no alleviation that these powers will be exercised by a +plurality of hands and not by a single one. One hundred and +seventy-three despots would surely be as oppressive as one. Let those +who doubt it turn their eyes on the republic of Venice. As little +will it avail us that they are chosen by ourselves. An elective +despotism was not the government we fought for, but one which should +not only be founded on free principles, but in which the powers of +government should be so divided and balanced among several bodies of +magistracy as that no one could transcend their legal limits without +being effectually checked and restrained by the others. For this +reason the convention which passed the ordinance of government laid +its foundation on this basis, that the legislative, executive and +judiciary departments should be separate and distinct, so that no +person should exercise more than one of them at the same time. But no +barrier was provided between these several powers." It was this +defect, this lack of barriers, that Jefferson lamented. + +When the draft of the Federal Constitution of 1787 was submitted to +the states, one of the principal objections urged against it was that +in its structure sufficient regard was not paid to keeping the three +departments of government separate and distinct. In reference to this +objection Madison wrote in the "Federalist": "No political truth is +certainly of greater intrinsic value or is stamped with the authority +of more enlightened patrons of liberty than that on which this +objection is founded. The accumulation of all powers, legislative, +executive, and judiciary, in the same hands, whether of one, few, or +many, and whether hereditary, self-appointed, or elective, may justly +be pronounced the very definition of tyranny. Were the Federal +Constitution therefore really chargeable with this accumulation of +powers, or with a mixture of powers having a dangerous tendency to +such an accumulation, no further argument would be necessary to +inspire a universal reprobation of the system." He elsewhere declared +the maxim to be a "fundamental article of liberty." + +Hamilton was apprehensive of danger to liberty from the legislative +department and favored a strong executive to guard against it. He +declared in the "Federalist" that the legislative department was +"everywhere extending the sphere of its activity and drawing all power +into its impetuous vortex,"--that the people "never seem to have +recollected the danger from legislative usurpation which by assembling +all power in the same hands must lead to the same tyranny as is +threatened by executive usurpation." Washington in his Farewell +Address, after much experience with, and observation of, legislative +action, said: "The necessity of reciprocal checks in the exercise of +political power by dividing and distributing it in different +depositaries and constituting each the guardian of the public weal +against invasions by the others has been evinced by experiments +ancient and modern, some of them in our own country and under our own +eyes. To preserve them must be as necessary as to institute them." + +After having lived for generations under governments in which there +was no effective division of powers, the people of the various +colonies in setting up their own governments at the time of the +Revolution very generally declared for such division, in more or less +explicit terms. Even in the few cases where the division was not +expressly made, it was implied in the constitution. The provision in +the constitution of Massachusetts adopted in 1780 may be cited as an +example of the strength of the conviction. "In the government of this +Commonwealth the legislative department shall never exercise the +executive and judicial powers or either of them; the executive shall +never exercise the legislative and judicial powers or either of them; +the judicial shall never exercise the legislative and executive powers +or either of them." To this provision were appended, as the reason for +it, the memorable words, "To the end that it may be a government of +laws and not of men." + +From 1776 to the present century as new states were formed their +people in most instances have adopted similar provisions. Perhaps the +people of Maine when they separated from Massachusetts in 1820 +adopted the most stringent provision by prohibiting not only the +departments but all the persons in either department from exercising +any of the powers properly belonging to either of the other +departments. + +Of course some exceptions to the rule are necessary and these are +usually named in the constitution itself. Again the dividing line +between the powers cannot always be precisely defined and, further, +each department in the performance of its own proper functions may +sometimes be obliged to exercise a power strictly pertaining to +another department. All that the maxim requires is that the three +powers should be kept as distinct and separate as possible and have +the government still go on. + +It is true we should not fear to question the wisdom of our fathers, +but conclusions they have arrived at in matters of government after +long study, observation, and actual experience should not be +disregarded unless their error can be clearly demonstrated. + + + + +CHAPTER VI + +THE NECESSITY OF CONSTITUTIONAL LIMITATIONS UPON THE POWERS OF THE +GOVERNMENT. BILLS OF RIGHTS + + +It should be evident that the division and distribution of +governmental powers among different depositaries will not alone +prevent encroachments by the governing power upon the liberty of the +subject. The executive department in performing only executive +functions can, in the absence of other checks, act oppressively. The +legislative department, especially, without exceeding the legislative +function, can in many ways and in excessive degrees oppress the +individual by unnecessary restrictions of personal liberty, by +unnecessary exactions, by arbitrary discriminations. The theory of +representative government is that the legislature will be a body of +men who will regard themselves as entrusted with important powers to +be exercised deliberately and wisely for the welfare of the whole +commonwealth and not for any one or more classes or interests,--who +will regard themselves not as mere delegates or proxies, but as +representatives, like the directors of a corporation, to form and act +upon their own judgment after investigation and reflection. Experience +has shown, however, that members of the legislature do not always nor +generally act upon that theory. They seem to be inoculated with the +bacillus of irrepressible activity, the desire continually to be +proposing new laws, new restrictions, new exactions. If the laws +enacted prove difficult of enforcement by reason of their interference +with what individuals feel to be their rights, then new and oppressive +methods of enforcement are devised, still further restricting liberty +and equality. I have seen it stated that in the first ten days of the +session of the Massachusetts legislature this present year over a +thousand laws were proposed. Further, the members of the legislature +are beset by constituents and others to favor legislative measures for +their own special benefit, or that of their association, or of their +locality. One result is that during every legislative session the +ordinary citizen is dreading oppressive legislation and feels relieved +when the session is over. + +When we consider the wide, almost unlimited range of the legislative +function, and the power and tendency of legislatures to push that +function to the extreme, it would seem that some check should be put +upon the legislature to prevent its enacting discriminatory laws or +otherwise depriving the individual of some accustomed and cherished +freedom of action. If it be said that public opinion is sufficient +restraint, the answer is that in a democracy, or in a republic with +universal suffrage, the efficient public opinion is practically that +of the majority of the electorate, and it is an acknowledged truism +that the unrestrained majority is even more likely than the few to be +oppressive of the individual. The opinion of the many is more +variable than that of the few, more likely to be swayed by sympathy, +prejudice, and other emotions. Indeed, public opinion sometimes +induces legislatures to enact laws which they themselves feel to be +unwise and tyrannical. + +If history and reason show that the happiness of the people as a whole +requires certain individual liberties and rights to be left +undisturbed and that the safety of the people as a whole does not +require the contrary, then in order to secure justice those possessing +the powers of government should be restrained from any acts infringing +those liberties and rights; for, as already stated, justice consists +in the equilibrium between restrictions necessary for the welfare of +the whole people without discrimination, and the freedom of the +individual to serve his own welfare. + +I think there are such liberties and rights. The subjects of King John +in the 13th century thought so and compelled the king to guarantee by +the Magna Charta that certain specified rights and liberties should +not be infringed. Again, the subjects of Charles I in the 17th century +had a similar conviction and expressed it in the Petition of Right, +which named some liberties and rights not to be infringed. The king +assented to that much limitation of the royal power. In the same +century, upon the accession of William and Mary, a Bill of Rights was +framed and enacted into law by King and Parliament, naming liberties +and rights of the subject which ought not to be abridged. Succeeding +Kings and Parliaments seem to have respected the provisions of this +Bill of Rights in their legislation for British subjects. Had they +conceded the claim of the people of the American Colonies that they +also were protected by its provisions, the course of our political +history might have been different. As it was, however, the British +government practically held that neither Magna Charta, the Petition of +Right, nor the Bill of Rights restrained it in its dealings with the +Colonies, and this in despite of the protests of some of its most +eminent statesmen. The resolutions of the various Colonial +legislatures and the formal Declaration of Independence recite many +grievous instances of arbitrary action by the government in disregard +of the doctrines of those charters. + +So bitter was their experience that, when the people of the various +Colonies came to frame constitutions for "a government of the people, +by the people, and for the people" independent of the British crown +and all other external authority, they very generally insisted that +even such a government should have its powers defined and limited, +that some rights of the individual should be specified which the +government should not infringe nor have the lawful power to infringe. +From their own experience the people were convinced that such +definitions and limitations were necessary for the security of the +individual even under a popular government. + +The first step of the representatives of the people of Virginia toward +a declaration of independence of the British crown, and the setting up +an independent government, was the adoption of a declaration of rights +in the individual which no government should infringe. This was +adopted and promulgated sometime before the constitution proper was +framed. The statement was declared to be necessary in order that the +government might be "effectually secured against maladministration." +Similar limitations upon the powers of the government were imposed in +the early constitutions of Massachusetts, New Hampshire, New Jersey, +Delaware, Pennsylvania, Maryland, North Carolina, and South Carolina; +also in the first constitution of Connecticut in 1818, and in the +first constitution of Rhode Island in 1842. The people of New Jersey +in 1844 made the limitations more definite, and the people of Maryland +imposed additional limitations in 1864. The people of New York did not +in their first constitution of 1777 expressly in terms guarantee +individual rights, but they impliedly did so by making the Declaration +of Independence the preamble, and in their constitution of 1821 they +incorporated an explicit statement of individual rights not to be +infringed. The example of the original states in this respect has been +followed by most of the subsequent states of the Union. + +In 1778 a convention chosen to draft a constitution for Massachusetts +submitted a draft to the people, who rejected it by a large majority +mainly because it did not contain a "Bill of Rights." To quote from +Harry A. Cushing, a writer on the History of Commonwealth Government +in Massachusetts, "No demand was more general than that for a Bill of +Rights which should embody the best results of experience." In 1780 a +second convention submitted another draft of a constitution containing +the famous Massachusetts Declaration of Rights, and this the people +adopted by a majority of more than two to one. The only objection +urged against the Declaration of Rights was that it did not go far +enough. + +In the convention that drafted the Federal Constitution it was +strongly urged that a Bill of Rights should be incorporated in the +draft, but it was deemed, by the majority at least, unnecessary and +even dangerous to make a specific declaration of individual rights, +inasmuch as the federal government contemplated was in its very nature +limited to such powers as were expressly, or by necessary implication, +conferred by the Constitution, and hence to specify certain things the +government should not do might be construed as permitting it to do +anything not so specified. This argument prevailed and the draft +submitted to the states contained no Bill of Rights. Immediately, +however, a storm of objections was raised against it because of the +omission. Despite the arguments of Hamilton and Madison that a Bill of +Rights was unnecessary, ratification was finally obtained only by a +general assurance and understanding that a sufficient Bill of Rights +should be added immediately upon the organization of the new +government. The necessary amendments, therefore, were submitted at the +first session of the new Congress and were unanimously adopted by the +states. Other limitations have since been imposed, notably those in +the XIVth amendment, assuring to every citizen equal consideration in +legislation by the states. + +By the Federal Constitution as it now stands the citizen, in time of +peace at least, is guaranteed, among other matters, the protection of +the writ of habeas corpus; freedom from bills of attainder and ex post +facto legislation; freedom of religious belief and worship; freedom of +thought and its expression; freedom peacefully to assemble with others +and petition for redress of grievances; freedom from unreasonable +searches and seizure; the right not to be prosecuted for infamous +crimes except first accused by a grand jury; the right in all criminal +prosecutions to a speedy and public trial by an impartial jury, to be +confronted with the witnesses against him and to have assistance of +counsel; that he shall not be deprived of life, liberty, or property +without due process of law; that his private property shall not be +taken from him even for public use without just compensation; that the +obligations accruing to him under lawful contracts shall not be +impaired; that he shall not be denied the equal protection of the +laws. The guarantees in the state constitutions are generally of the +same nature. + +It is difficult to see how any of these guaranties, or such other +guaranties as may be contained in the federal and state constitutions, +prevent legislative or executive action necessary for the welfare of +the people generally. There is certainly an ample field for such +action without overstepping these boundaries. Nevertheless, it is +today urged by some impulsive persons, eager to impose their theories +on the people at once, that all or many of these limitations upon the +powers of government should be removed or disregarded and the majority +of the people allowed unrestricted sway in all matters of +governmental action. Others who do not go so far, yet urge that the +majority should be free to suspend these guaranties temporarily or in +some particular classes of cases. Against this opinion I submit that +after so many centuries of experience of the tendency of all +governments to enlarge their powers over the subject, and of struggles +to limit the powers of government over private rights and to protect +the individual from governmental oppression, the burden of evidence +and of argument is heavily on those who would now advocate unlimited +powers even for the most democratic government. A government directly +by the people is of course in practice a government by a shifting and +often narrow majority of the people. It is not yet demonstrated by +experience or reason that such a government, unlimited, would be as +regardful of individual rights or welfare as a republican form of +government with its checks and balances and constitutional +restrictions. The excesses of the unlimited democracies of ancient +Greece and of the unrestrained democracy of France during and after +the revolution of 1789 and the lynchings in this country do not +contribute to such demonstration. + +It is not those who defend our present form of government with its +constitutional guaranties, who resist political action tending to +weaken them, that should be called unprogressive, undemocratic, or +wanting in love of country. Those of our ancestors, English and +American, who fought for these guaranties, who obtained them only +after years of strife, who incorporated them in our federal and state +constitutions and safeguarded them against the varying impulses of the +populace, were not unpatriotic nor unmindful of the welfare of the +people,--were not indifferent to human liberties or human rights. +Neither are they such who today strive to preserve those guaranties +won at such expense of blood and treasure. On the contrary, it is +those who would override these guaranties and revert to the old days +of unlimited governmental power, that are the reactionaries. + +It may be admitted that some of these limitations if enforced do now +and then impede and even prevent some governmental action desired by +some group or section of the people, but while action in violation of +these limitations might benefit its sponsors it would necessarily be +at the expense of others. Those who seek such legislation against +others would quickly appeal to these limitations if legislation were +directed against themselves. The noisiest declaimers against these +guaranties fall back for protection upon the constitutional guaranty +of freedom of speech. So long as these barriers are maintained every +individual, no matter how poor and feeble, will be, theoretically at +least, secure in some rights against the attacks of the many. Without +such barriers every individual is at the mercy of an inconstant +majority. Without such barriers justice cannot be said to be secured. +Lord Treasurer Burleigh of Queen Elizabeth's time declared that +England could never be ruined by its kings, but only by its +Parliament. If the safeguards of the federal and state constitutions +are maintained, neither Congress nor the state legislatures can ruin +America. If the American people should ever consent to the removal of +these safeguards they would give evidence of their want of +self-restraint, of their unwillingness and even incapacity to govern +themselves, and would pave the way for the man on horseback as the +French Revolution paved the way for Napoleon. To deprive a single one +of his rightful liberty is to endanger the liberties of all. + + + + +CHAPTER VII + +THE INTERPRETATION AND ENFORCEMENT OF CONSTITUTIONAL LIMITATIONS +NECESSARILY A FUNCTION OF THE JUDICIARY + + +Under our federal and state form of government the question naturally +arises where should be lodged the power to determine whether in a +given instance either department has encroached on the proper field of +any other department, and whether either department has encroached on +the constitutional rights of the individual citizen. It should be +evident that neither the executive nor the legislative department is a +fit depositary of such power. Both these, from the nature of their +powers, are aggressive. They act of their own volition. They initiate +proceedings and measures to carry out policies. In their activities +they are apt, consciously or unconsciously, to overstep the boundary +lines between the departments and also the limits set for the +protection of the citizen against such activities. Again, questions +may and often do arise between the government and the individual +citizen that are not political questions, but are questions of private +right, the right of the individual against the government. The +disputants are the individual citizen or group of citizens on the one +hand, and the government on the other whether that government be a +monarchy, a republican or representative government, or a pure +democracy. In such case it would seem clear that one party should not +have the power to decide the question. It is an axiom that neither +party to a controversy should be the judge in the matter. The +legislature that enacts a statute claimed by a citizen to be beyond +its powers and to deprive him of some right guaranteed to him by the +constitution, should not be the judge of the question any more than +should the complaining citizen. So the executive should not be the +judge where a citizen claims it has exceeded its powers to the +detriment of his constitutional or statutory rights. Even if a statute +be enacted or ratified by the people directly, under the modern +initiative and referendum, and a citizen claims that the statute +deprives him of some right guaranteed by the constitution, the people +should not be the judge; much less should a majority. If the +individual is left to be the judge of his constitutional or legal +right as against the government, the result would be anarchy. If the +government, even the most popular government, is to be the judge, the +result would often be tyranny. There would be occasions, as there have +been, when an excited people or majority would tyrannize over the +individual, indeed over the minority. To secure alike the people +against anarchy and the individual against tyranny, power must +be vested in some impartial, independent arbiter to determine +authoritatively and finally the relative rights and duties of each +under the constitution. + +The proper department to be made the depositary of this important +power would seem to be the judicial. That department does not +initiate, has no policies, does not act of its own volition, but acts +only when its action is regularly invoked in some controversy and then +only to end that controversy. It may seem unnecessary even to state, +much less defend, the proposition, but as its logical result is that +the judiciary when invoked by the individual must refuse effect, so +far as he is concerned, to a legislative act which deprives him of +some right guaranteed by the constitution, and must thus disappoint +those who procured the passage of the act, the proposition has been, +is still being, denied. The action of the courts in exercising that +power has been and is even now denounced as usurpation. Though the +proposition is now long established, these attacks justify some +repetition of the argument in its support. The logic of Chief Justice +Marshall in _Marbury_ v. _Madison_, 1 _Cranch_ 137 _at p. 176_, seems +to me irresistible and worthy of frequent quotation despite the +attacks upon it. The Chief Justice said: "This original and supreme +will (of a people) organizes the government and assigns to different +departments their respective powers. It may either stop here, +or establish certain limits not to be transcended by those +departments.... The government of the United States is of the latter +description. The powers of the legislature are defined and limited; +and that those limits may not be mistaken or forgotten, the +Constitution is written. To what purpose are powers limited and to +what purpose is that limitation committed to writing if these limits +may at any time be passed by those intended to be restrained? The +distinction between a government with limited and unlimited powers is +abolished if those limits do not confine the persons on whom they are +imposed, and if acts prohibited and acts allowed are of equal +obligation. It is a proposition too plain to be contested, either that +the Constitution controls any legislative act repugnant to it, or that +the legislature may alter the Constitution by an ordinary act. +Between these alternatives there is no middle ground. The Constitution +is either a superior, paramount law unchangeable by ordinary means, or +it is on a level with ordinary legislative acts, and, like other acts, +is alterable when the legislature shall please to alter it.... +Certainly all those who have framed written constitutions contemplate +them as forming the fundamental and paramount law of the nation, and +consequently the theory of every such government must be that an act +of the legislature repugnant to the Constitution is void." + +In 1825 that eminent jurist, Chief Justice Gibson of Pennsylvania, in +a dissenting opinion in _Eakin_ v. _Raub_, 12 _S. & R._ 330, insisted +in an able, elaborate, and exhaustive argument that while the +judiciary was bound to refuse effect to a state statute in conflict +with the Federal Constitution, it was bound to give it effect if +repugnant only to the state constitution. He frankly admitted the +logical conclusion that in such case the only remedy the citizen had +to enforce his constitutional rights was that of revolution. When, +however, his opinion in _Eakin_ v. _Raub_ was cited in 1845 in +argument in _Norris_ v. _Clymer_, 2 _Pa. St._ 277, he said he had +changed his opinion on that question, partly "from experience of +the necessity of the case." In the later case, _De Chastellux_ v. +_Fairchild_, 15 _Pa. St._ 18, he was emphatic in his declaration of +the power and duty of the court to refuse effect to a state statute in +conflict with the state constitution. In delivering the opinion of the +court he used this vigorous language: "It is idle to say the authority +of each branch (of the government) is defined and limited in the +constitution, if there be not an independent power able and willing to +enforce the limitations.... From its very position it is apparent that +the conservative power is lodged with the judiciary, which in the +exercise of its undoubted right is bound to meet every emergency." + +The results of the contrary doctrine are well stated by the same court +in _Perkins_ v. _Philadelphia_, 156 _Pa. St._ 554. "If laws in +conflict with the constitution be passed by the legislature, approved +by the governor and sustained by the court, that is revolution. It is +no less revolution because accomplished without great violence. It +matters little to the house owner whether the structure built to +shelter him be blown up by dynamite, or the foundation be pried out +stone by stone with a crowbar. In either case he is houseless." + +One desirable result of this doctrine that the courts when regularly +invoked can and should refuse effect to an unconstitutional statute is +that it ensures to every person, not in the military or naval service, +the right to test in the judicial courts the authority of any official +to interfere with his person, liberty, or property, whatever +authority, executive or legislative, the official may plead. In France +and other countries of continental Europe questions of the existence +and extent of the authority of an official in his action against +individuals are triable, at least at the pleasure of the executive, +only in administrative tribunals, that is, courts pertaining to the +executive department and instituted to assist that department in the +performance of its functions. The aggrieved individual can only apply +to the superiors of the official complained of. Such tribunals +naturally incline to uphold the authority claimed, and indeed can +lawfully allow the plea that the act complained of was ordered in +pursuance of some executive policy. A recent instance is that unhappy +affair at Zabern in Alsace where an army officer in time of peace +wantonly struck and wounded a peaceful crippled citizen with his +sabre. The victim could only appeal to the officer's military +superiors, who acquitted the offender on the ground that the dignity +of the military must be protected. In the United Kingdom, while at +present, as for centuries, the individual can appeal to the judicial +courts against officials acting under any executive or legislative +orders, Parliament, and even a majority of the House of Commons, can +at any time deprive him of that right. In this country the executive +and legislative departments combined have no such power. So long as +our present system is maintained, questions between government +officials and individuals must remain cognizable by the judicial +courts where the private citizen is on a par with the highest +official, and the single individual is on a par with the government +itself. In contrast to the Zabern affair we may note that the striking +copper miners of Michigan were not obliged to apply to higher military +officials for redress of wrongs claimed to have been inflicted upon +them by the military. They were free to apply, and did apply, to +tribunals outside of and independent of the executive. They and such +as they should be the most unwilling to degrade the courts or lessen +their power. A similar instance is that of the striking miners in +Colorado who so loudly complained of the acts of the militia. They +were not obliged to appeal to military or executive officers for +redress. The Judicial Courts were as open to them as to any others and +there they would be upon an equality with the officials. + + + + +CHAPTER VIII + +AN INDEPENDENT AND IMPARTIAL JUDICIARY ESSENTIAL FOR JUSTICE + + +For the judiciary to be in fact, as well as in theory, the protector +of the constitutional rights of the individual against the government, +and of the legal rights of the individual against the aggressions of +others, it should be made so far as possible free, impartial and +independent. The judges should have such security of tenure, and such +security and liberality of maintenance, that they will have no +occasion nor disposition to court the favor, or fear the disfavor, of +any individual or class however powerful or numerous, not even the +government itself. They should be made free to consider only what is +the truth as to the existing law or fact in question, uninfluenced by +any suggestions of what is demanded by prince, people, or individual, +or by any suggestion of consequent good or evil to themselves. This +proposition to my mind is so self-evident that quotations from eminent +philosophers cannot strengthen it. + +The necessity of some independent tribunal between the governors and +the governed was recognized in republican Rome, where it was provided +that the persons of the tribunes should be inviolate, an immunity not +granted to any other officials. The medieval cities of Italy +frequently selected their judges from some other city that they might +be free from any connection with different local factions or +interests. When, however, the empire supplanted the republic in Rome, +and the free cities of Italy were made subject to despotic domination, +the independence of these tribunals was lost. History shows that those +possessing the governmental power have always been unwilling to +maintain an independent judiciary. The only countries today possessing +a judiciary with any considerable degree of independence are the +United Kingdom and some of its "Dominions beyond the seas" and our +own country. The need of it was seen in the experience of the people +of England and of the English Colonies in America under a judiciary +liable to be deprived of office or salary if its opinions were +displeasing to the crown. + +Charles I assented to the Petition of Right and promised to observe +it, but no provision was made for any tribunal independent of the king +to determine whether his acts were in violation of any article of the +Petition. Consequently, when afterward in the matter of the tonnage +and poundage tax Parliament remonstrated against the imposition of the +tax as a violation of the royal promise in assenting to the Petition +of Right, the king abruptly ended the session and in his speech of +prorogation denied the right of Parliament to interpret the Petition +and asserted that it was for him alone to determine "the true intent +thereof." Again, the legality of the imposition by the king of the +"ship money" tax without the consent of Parliament was hopelessly +questioned. The king procured from the judges an opinion that he could +lawfully impose such a tax without awaiting the assent of Parliament, +when necessary for the defense of the kingdom, and that he was the +judge of the necessity and proper amount of the tax. But this was not +the opinion of an independent judiciary. The judges at that time could +be promoted, removed, or "recalled" at any time at the king's sole +pleasure, and they well knew the king's obstinate insistence in the +matter. Their opinion simply gave expression to the king's will, and +hence inspired no respect. + +Finally, for want of an independent tribunal empowered to determine +authoritatively between king and subject "the true intent" of the +Petition of Right, the legal extent and limitation of the royal power, +the lawfulness of its exercise upon the subject in a given case, the +issues between them had to be submitted to the arbitrament of civil +war, with the result that the monarchical system of government was +overthrown. Its successor, an unchecked parliament, was no less +arbitrary in many of its acts, and was in turn overthrown and the +monarchy restored. The restored dynasty, however, obeying the impulse +of all possessors of governmental powers, soon began again to claim +and exercise autocratic power, to encroach upon the rights and +liberties thought to have been secured to the subject by the royal +assent to the Petition of Right and vindicated by successful +resistance, and also to suspend the operation of the laws at his +pleasure. Unfortunately again there was as yet no impartial, +independent tribunal in England to determine authoritatively the line +between the royal power and the specified rights of the subject. The +judges were still removable at the king's sole pleasure. James II did +not hesitate to use this power to obtain such opinions and decisions +as he desired. Preparatory to the trial of the Quo Warranto case +against the City of London to procure the forfeiture of its charter, +the king removed Chief Justice Pemberton and appointed in his place +the servile Saunders who had drawn the writ in the case and had +conducted all the proceedings in behalf of the crown as its counsel to +the stage where the case was ready for argument in the Court of King's +Bench. The case of the city was thereby made hopeless and the city +itself helpless. In the case of the "Seven Bishops," prosecuted for +libel in presenting to the king a petition for him to recall his order +for the reading in the churches his Declaration of Indulgence, he +seems to have felt tolerably sure of the court as it was already +constituted. Two able and learned justices, however, Holloway and +Powell, ventured the opinion that the petition was not libelous. They +were both promptly "recalled." + +Again force had to be used to free the subject and maintain his +"rights and liberties" against the sovereign. James II was driven from +the country and William of Orange called to the throne. This time the +people in settling the new government through parliamentary action +went farther than before in the way of restraint upon the government +and took the necessary step to secure their rights and liberties. In a +new instrument, this time called a Declaration instead of a Petition, +they reiterated the rights of the subject as twice before they had +been formally asserted in the Magna Charta and the Petition of Right. +This instrument, known as the Declaration of Rights of 1688, was +presented to William and Mary, who solemnly engaged to observe and +maintain its provisions. Further still (and this was the new and +effective guaranty of the subject's rights), in the Act for the +settlement of the crown it was enacted by king, lords, and commons +that thereafter the judicial tenure of the judges of the courts should +be during good behavior. Since that time for more than two centuries +"the true intent" of the laws has been determined, not by king or +parliament or people, but by a judiciary made strong and independent. +There has been no need to resort to force to defend the legal rights +of the subject. + +But this security for individual rights and liberties was not extended +to British subjects in America. After the Colonies had so increased in +population and wealth that they were deemed worth exploitation, the +government, among other means of controlling them, took over the +appointment of their judges, in many instances with a tenure during +the government's pleasure only. In the circular letter of +Massachusetts Bay Colony to the other Colonies in 1768 they are asked +to consider whether for the judges of the land not to hold their +commissions during good behavior and to have their salaries appointed +for them by the crown did not have a tendency to "endanger the +happiness and security of the subjects." One of the counts in the +indictment of July 4, 1776, against the king's government was that it +had made the colonial judges dependent on the king's will alone for +the tenure of their offices and the amount and payment of their +salaries. + +As a consequence of this experience with a judiciary dependent on the +governing power for the tenure and maintenance of its judges, the +Colonies when they set up independent governments of their own +provided a fixed tenure for their judges in every instance but one. +Connecticut in its first constitution made the tenure during good +behavior, as did Delaware, Maryland, Massachusetts, New Hampshire, +North Carolina, South Carolina, and Virginia. Pennsylvania at first +fixed the tenure at seven years, but in 1790 changed it to good +behavior. The same tenure was fixed for the federal judges in the +Federal Constitution. In some instances also, further provision was +made for the independence of the judges by forbidding the diminishing +of their salaries during their term of office. + +The people of Massachusetts, which had been the most harried of the +Colonies, declared emphatically the necessity for an independent +judiciary. Article XXIX of the Massachusetts Declaration of Rights +adopted in 1780 is as follows: "It is essential to the preservation +of every individual, his life, liberty and property and character +that there be an impartial interpretation of the laws, and +administration of justice. It is the right of every citizen to be +tried by judges as free, impartial and independent as the lot of +humanity will admit. It is, therefore, not only the best policy but +for the security of the rights of the people and of every citizen that +the judges of the supreme judicial court should hold their offices so +long as they behave themselves well; and that they should have +honorable salaries ascertained and established by standing laws." New +Hampshire, with a similar experience, adopted the same language in +Art. XXXV of her Bill of Rights. The Maryland Declaration of Rights +of 1776 contains this article: "Art. XXX. That the independency +and uprightness of the judges are essential to the impartial +administration of justice and a great security to the rights and +liberties of the people; wherefore the chancellor and judges ought +to hold commissions during good behavior." + +It is true that in most of the states the official tenure of the +judges has since been reduced to a more or less brief term of years. +This fact is only another instance of the tendency of the governing +power to lower if not remove all barriers set up against it for the +protection of the individual. Majorities as well as absolute kings +like their own way. The change where made may have given majorities +greater freedom to enforce their will upon individuals, but it has not +increased confidence in the integrity of the judges nor made them more +firm to ascertain and declare only the truth. + +It is true also that in most states now the people have taken to +themselves directly the task of selecting men suitable for judges +instead of entrusting that important duty to the governor or +legislature, as was the practice in the early days of the republic. +I cannot think this has tended to secure better judges, though it may +have secured judges more subservient to majorities. Effectually to +guard the constitutional and legal rights of all alike, the judges +should possess what is called the legal mind and the judicial +temperament. They should be able and learned that they may appreciate +the real meaning, purpose, and scope of the constitution and statutes; +calm and equable in temperament that they may not be influenced by +sympathy, prejudice, or other emotions; strong and courageous in +character that they may resist all pressure other than fair argument. +To find the men possessing these qualities requires extensive and +protracted inquiry and patient consideration, such as are not and +cannot be exercised by the people directly. The task should be deputed +in the first instance to the head of the state, the chief executive. +He has the best means of ascertaining who possesses the requisite +qualifications in the greatest degree. He would feel that he alone was +responsible for a proper selection, and that feeling of responsibility +would tend to make him deliberate and painstaking in his choice. On +the other hand, if the original selection be entrusted to the +legislature or left with the people acting directly, individual +members would have a much lower sense of personal responsibility and +the individual members of the electorate scarcely any at all. True, in +those states where the judges are elected by the people directly, +excellent judges are often and perhaps ordinarily chosen, but I think +I state a truth in stating that upon the whole those courts composed +of judges with a long tenure and appointed by the executive stand +higher in public estimation and their opinions have greater weight. +Such courts are certainly a greater protection to those guilty of no +wrong, but who have been so unfortunate as to incur the displeasure of +an excited community. + +Nevertheless, despite the lessons of history and the reasons contra, +it is proposed in this twentieth century that the tenure of the judges +shall again be during pleasure only,--this time during the pleasure of +the majority of the electorate. The proposition is not stated so +baldly by its proposers. They phrase it as the right of the people to +remove or recall unsatisfactory public servants, whether judges, or +governors, or other officials. They propose that at the request of a +certain small percentage of the electorate, setting forth their +dissatisfaction with a judge, he may be removed by a majority of the +voters. As precedents for their proposal they point triumphantly to +the provision of the British Act of Settlement that judges should be +removable by the crown upon the request of both Houses of Parliament, +and to similar provisions in many of our state constitutions. + +Of course, there should be lodged somewhere the power to remove judges +proven to be unworthy of their high office, or incapable of performing +its high duties, but it should be lodged in a body of men before whom +the accused judge can appear in person or by counsel, hear the +complaints and face the witnesses against him, and adduce evidence and +argument in reply,--and who can on their part see the witnesses and +hear the arguments before deciding. That was the opinion of the +British Parliament in the few cases presented to them, and the state +legislatures in this country have generally entertained the same +opinion. It was also held by Parliament that the address for removal +should state the reasons therefor. In 1855 Governor Gardner of +Massachusetts declined to remove a judge of probate on address by the +legislature because no sufficient grounds were stated in the address. +He said that in every instance then on record full reasons for removal +had accompanied the address. + +The constitutional provision for removal by address evidently was not +designed to lessen the impartiality and independence of the judge by +subjecting him to removal at the mere will of the executive and +legislature, but that he might be removed for corruption, neglect of +duty, incapacity, immorality, or other disgraceful conduct, after +notice, hearing, and deliberation. For the executive and legislature, +or even the majority of the people, to remove a judge because they do +not like his opinions as to what the constitution requires or forbids +them to do, would destroy the independence of the judges and thus +deprive the citizen of all security for his rights and liberties under +the constitution,--would be despotism. + +The principal argument for lessening the independence of the judges +and making them more subservient to the inconstant majority seems to +be that otherwise the judges will misuse their power and impede the +operation of statutes they do not themselves approve of. The argument +has little or no foundation in fact. Perhaps among the hundreds, if +not thousands, of cases of holding a statute unconstitutional a few +may seem to have been so decided because the judges thought them +unwise and oppressive. Some expressions in judicial opinions have been +unfortunate in that respect, but the courts everywhere in this +country, now if not at first, disclaim any such power. The same Chief +Justice Marshall, who had so convincingly stated the duty of the +judiciary to refuse effect to unconstitutional statutes, later in +_McCulloch_ v. _Maryland_, 4 _Wheat._ 316, disclaimed for the courts +all pretensions to any power to inquire into the necessity of any +statute, or in any way to interfere with the discretion of the +legislature. In strong and explicit language other courts have +disclaimed such pretensions. The Minnesota court in _State_ v. +_Corbett_, 57 _Minn._ 345, held that courts were not at liberty to +declare a statute unconstitutional because it is thought by them to be +unjust or oppressive, or to violate some natural, social, or political +right of the citizen, unless it can be shown that such injustice is +prohibited, or such rights protected, by the constitution. The +Pennsylvania court in _Com._ v. _Moir_, 199 _Pa. St._ 534, used this +language: "Much of the argument and nearly all the specific objections +advanced are to the wisdom and propriety and to the justice of the +statute and the motives supposed to have inspired its passage. With +these we have nothing to do. They are beyond our province and are +considerations to be adduced solely to the legislature." The court of +West Virginia in _Slack_ v. _Jacob_, 8 _W. Va._ 612, said: "That the +judges are convinced that a statute is contrary to natural right, +absolute justice, or sound morality does not authorize them to refuse +it effect." The court of Washington in _Fishing Co._ v. _George_, 28 +_Wash._ 200, held that "a statute cannot be ignored by the courts +because leading in its application to absurd, incongruous, or +mischievous results." A few cases may also be cited showing how +relentlessly this disclaimer is applied. The court of New York in +_Kittinger_ v. _Buffalo Traction Co._, 160 _N. Y._ 377, held that the +courts had no power to inquire into the motives inducing legislation +and could not impute to the legislature any other than public motives. +The Pennsylvania court in _Sunbury R.R. Co._ v. _People_, 33 _Pa. St._ +278, had urged upon it the argument that the statute in question had +been "passed in fraud of the rights of the people." The court held +that, if true, that fact would not authorize it to refuse it effect. +The Tennessee court in _Lynn_ v. _Polk_, 76 _Tenn. St._ 121, was asked +to declare a statute ineffective because its enactment was procured by +bribing members of the legislature. The court held it could not do so. +The Missouri court in _Slate_ v. _Clarke_, 54 _Mo._ 17, had before it +a statute authorizing the licensing of bawdy houses and was urged to +declare it unconstitutional because against public policy and +destructive of good morals. The court held it had no such power. The +Justices of the Maine Supreme Court in an opinion reported in 103 +_Maine_ 508 stated the principle as follows: "It is for the +legislature to determine from time to time the occasion and what laws +are necessary or expedient for the defense and benefit of the people; +and however inconvenienced, restricted, or even damaged particular +persons and corporations may be, such general laws are to be held +valid unless there can be pointed out some provision in the State or +United States Constitution which clearly prohibits them." + +Further, it is a maxim of the judiciary, from the beginning and now, +that no statute should be refused effect unless clearly contrary to +some provision of the constitution,--unless the conflict is evident +beyond a reasonable doubt. This is a maxim, a canon of interpretation, +that courts always have in mind and apply in considering the question +of the constitutionality of a statute. + +Thus scrupulous are the courts to keep within their proper sphere, to +respect the limits of their powers. If the legislatures would be +equally scrupulous, would themselves refrain from infringing on those +rights and liberties of the citizen guaranteed by the constitution, +there would be less restriction, less friction, less turmoil, less +need of the judicial check, less injustice. + +But the complaints against the courts are not all because of their +holding statutes unconstitutional. Many have felt that courts +sometimes erred in having too much respect for the legislative power +and because of that respect have allowed constitutional rights and +liberties to be sacrificed at the behest of majorities and often at +the behest of active, interested minorities more insistent than the +inert majority. The decision of the United States Supreme Court in the +_Charles River Bridge_ case, 11 _Peters_ 420, was mourned by such men +as Webster, Kent, Story, and others as breaking down the safeguards of +the constitution. The decision in the _Slaughter House_ cases was +regarded by many able jurists as ignoring that provision of the XIVth +amendment to the Federal Constitution forbidding any denial to any one +of the equal protection of the laws. The _Elevator_ cases, holding +that elevators were public utilities and therefore subject to public +control as to charges for service, though the owners had no special +franchise, no part of public power, are even now thought to have made +a wide breach in the constitutional barriers against the invasion of +private rights. The decision in the _Chinese Deportation_ cases, 149 +U. S. 698, shocked the sense of justice of many. It was to the effect +that Congress could empower the executive to arrest upon its own +warrant any person it claimed to be an alien unlawfully residing in +the United States and to deport him without trial, unless he could +affirmatively prove to the satisfaction of a single judge (to be +selected by the executive), and by a specified kind of evidence only, +that he was not guilty, however ample and probative other evidence +might be adduced and however impossible to produce the specified +evidence. Justices Fuller, Field, and Brewer vigorously dissented on +the ground that such action by the executive, though under the +authority of Congress, was in violation of the constitutional +guaranties against arrest without judicial warrant, against +deprivation of liberty without trial by jury and due process of law. + +Justice Brewer after quoting Madison, that banishment is among the +severest of punishments, went on to say: "But punishment implies a +trial. 'No person shall be deprived of life, liberty or property +without due process of law.' Due process of law requires that a man +be heard before he is condemned, and both heard and condemned in the +due and orderly procedure as recognized by the common law from time +immemorial." + +In my research I have found more cases where it has seemed to me the +courts have construed constitutional guaranties too strictly, than +where they have construed them too liberally. The tendency has been +rather away from the enforcement of constitutional guaranties and to +allow legislative encroachments upon them. I regard this as a very +dangerous tendency. Perhaps the encroachments have not been at first +perceived, but I think courts should be vigilantly on the watch for +them, otherwise individual rights guaranteed to the people by the +constitution may be gradually weakened and finally destroyed. This +duty of the courts was declared in the case of _Boyd_ v. _United +States_, 116 _U. S._ 616 at page 641--where in refusing effect to a +statute requiring the production of his books and papers by a +defendant in proceedings for forfeiture, the court said: "Though the +proceeding in question is devested of the aggravating effects of +actual search and seizure, yet it contains their substance and +essence, and effects their substantial purpose. It may be that it is +the obnoxious thing in its mildest and least repulsive form; but +illegitimate and unconstitutional practices get their first footing in +that way, namely, by silent approaches and slight deviations from +legal modes of procedure. This can only be obviated by adhering to the +rule that constitutional provisions for the security of person and +property should be liberally construed. A close and literal +construction deprives them of half their efficacy and leads to gradual +depreciation of the right as if it consisted more in sound than in +substance. It is the duty of courts to be watchful for the +constitutional rights of the citizen and against any stealthy +encroachments thereon. Their motto should be _obsta principiis_." + +A review of the cases in which the courts have been called upon to +decide whether a statute breaks over the constitutional limitation +will demonstrate to any dispassionate person that upon questions of +expediency, of the general welfare, or even of justice, the judges +rarely if ever oppose their opinion to that of the legislators. The +courts do not obstruct the current of progress; they only keep it from +overflowing its banks to the devastation of the constitutional rights +of the people. + + + + +CHAPTER IX + +THE NECESSITY OF MAINTAINING UNDIMINISHED THE CONSTITUTIONAL +LIMITATIONS AND THE POWER OF THE COURTS TO ENFORCE THEM.--CONCLUSION + + +Despite the lessons of history showing the need of specified +limitations upon the legislative power to ensure personal liberty and +justice, it is still urged by the impatient that this check upon +legislative action should be removed, or at least that the legislature +should itself be the judge of the constitutionality of its acts, and +that the legislatures as the representatives of the people may be +trusted to observe constitutional requirements and limitations. From +the beginning, however, the people of this country have not fully +trusted their legislatures. They have not only set bounds to +legislative power, but within those bounds they have imposed in most +instances the check of an executive veto. They have also complained of +their legislatures far more loudly than they have of their courts, and +latterly have subjected them to the initiative and referendum and in +some instances to the recall. + +Perhaps the judgment of those urging that the legislature should be +trusted not to trespass on the constitutional rights of the people may +be enlightened by recalling some instances of legislative action upon +constitutional questions left to its decision by the constitution +itself. It is hardly necessary to cite instances of the abuse of this +power in the matter of determining who are entitled to seats in the +legislature. It is common knowledge that, in the past at least, both +law and fact have often been over-ridden for partisan advantage. As an +illustration of how far a legislature will sometimes go in this +direction I may cite a recent instance in Maine. The constitution of +that state provides (Art. IV, Pt. 3, Sec. 11) that "no person holding +any office under the United States (post officers excepted) shall +have a seat in either house of the legislature during his continuing +in such office." This provision was in the original constitution of +1821, and until the legislative session of 1913 the exception of "post +officers" was understood to refer to officers in the postal service +and such officers often held seats in the legislature without +question. In 1913, however, the House of Representatives held for +awhile that the exception referred only to military officers of the +United States stationed at military posts within the state, though no +such officer had ever held a seat in the legislature. + +That legislatures are prone to disregard constitutional provisions is +also manifest in the vast amount of special legislation enacted +despite constitutional prohibitions of such legislation. There are +also numerous instances where legislatures while perfunctorily heeding +the letter of the constitution consciously violate its spirit and +evade its requirements. In many states there is a constitutional +provision that no legislative act shall become effective until after +a specified time has elapsed from its enactment "except in cases of +emergency," which emergency, however, is to be declared in the act +itself. This provision, of course, is to give the people time to +understand the statute and prepare to obey it. The word "emergency" in +the exception implies a sudden, unexpected happening. It is defined in +Webster as a "pressing necessity; an unforeseen occurrence or +combination of circumstances which calls for immediate action or +remedy." In Indiana in one legislative session, out of 200 acts, 155 +were made to take effect at once by a recital that an emergency +existed therefor. In Illinois a two-thirds vote of all the members +elected to each house is required for the adoption of the emergency +clause. Among the acts of the last session containing the emergency +clause was one appropriating $600 for printing the report of a +monument association. In Tennessee the exception was of cases where +"the public welfare" required an earlier date. Out of 265 laws passed +at one session 230 contained the declaration that the public welfare +required their going into effect immediately. In Texas the +constitution provides that no bill shall be passed until it has been +read on three several days in each house and free discussion allowed +thereon, but that "in cases of imperative public necessity four-fifths +of the house may suspend the rule." Out of 118 laws passed at one +session all but five contained the statement that "imperative public +necessity" required suspension of the rule. + +Legislatures also seem prone to disregard the constitutional provision +for the referendum despite the strong, explicit language of that +provision. In California the constitutional provision is as follows: +"No act shall go into effect until ninety days after the adjournment +of the legislature which passed such act ... except urgency measures +necessary for the immediate preservation of the public peace, health +or safety, passed by a two-thirds vote of all the members elected to +each house." Surely the language of the exception is strong and +forceful. Two-thirds of all the members elected to each house must +hold that the measure is urgent, not admitting of delay, that the +public peace, health or safety, not the mere interests or convenience +of individuals or localities, is threatened and that the danger is +imminent, requiring immediate action. Among other instances, the +legislature of California at its special session of 1911 adjudged an +act to validate certain defective registrations of voters in some +municipalities to be an urgency measure within the language of the +exception; also an act to change the boundaries in a Reclamation +District. Oregon has a similar constitutional requirement and +exception which its legislature does not always observe. At the +session of 1911, among other cases the legislature adjudged an act +authorizing a county to levy a tax for advertising the county's +resources to be within the exception; also an act dividing a road +district; but an act appropriating money to guard against the bubonic +plague was not declared to be within the exception. In Oklahoma with a +similar constitutional provision and exception, the legislature seems +to have run riot. At the session of 1910 a very large proportion, if +not a majority, of the statutes were adjudged to be within the +exception. Among them was an act to pay the mileage and per diem of +the members; an act providing stenographers for the Supreme Court; an +act authorizing the sale of four tracts of land at public sale; an act +to pay J. J. O'Rourke $238.10 for room rent. On the other hand, an act +to reimburse the Governor $5000 expended by him for state purposes, +and an act to reimburse a sheriff $4000 expended by him in the support +of state prisoners were not so considered. + +True, Oklahoma is a new and radical state, but let us turn to the +extreme east, to Maine with its heritage of law-abiding traditions +from the parent state of Massachusetts. Maine has also adopted the +referendum in language similar to that in the California +constitution, including the exception. The state had got along quite +comfortably without making Lincoln's birthday a legal holiday, but in +1909 the legislature awoke to the imminent danger to the public peace, +health or safety of the state in longer delay and so established such +a holiday at once without according to the people their right of +review. The town of Eden, in which is situated Bar Harbor, a summer +resort, had by vote for sometime excluded automobiles without any +apparent danger to the public peace, health or safety, but at its last +session in 1913 the legislature by a two-thirds vote of all the +members elected to each house adjudged that the public peace, health +or safety would be imperiled by postponing for ninety days the +operation of an act authorizing a repeal of the vote. + +In all the instances cited, which are but few out of many, it is +difficult to see how the ninety days' postponement of the operation +of the acts cited could imperil the peace, health or safety of the +public, however much it might inconvenience or annoy individuals or +localities. These instances should, however, throw considerable doubt +upon the proposition that the constitutional rights of the people are +safe in the hands of the legislative department without the check of +the judiciary. I have somewhere seen the statement that during recent +years upwards of 500 acts of federal and state legislation have been +held by the courts to be in violation of some constitutional +provision, and that this fact should arouse the people to put some +check on such exercise of the judicial power. On the contrary, it +should arouse the people to insist on the retention of that power, and +to elect wiser legislators who will more faithfully respect their +oaths to observe constitutional limitations. + +But another and different proposition is urged upon us. It is not to +leave the legislature without check upon the tendency to disregard +constitutional limitations upon its power, but to subject the judicial +check itself to reversal by a majority of that part of the electorate +choosing to act on the matter. It is proposed that whenever a court of +last resort shall adjudge that a statute trespasses upon the reserved +constitutional rights of the individual, an appeal may be taken direct +to the electorate, and that if a majority of those choosing to vote on +the question desire the statute to stand, the constitution shall +thereafter be held to be amended to that extent. It is submitted that +such a procedure would destroy all constitutional guaranties, no +matter what safeguards are attempted. Is there any assurance that such +a majority would be more considerate of the individual's right to +life, liberty, and property than their representatives whom they have +selected or should have selected for their virtue and wisdom, and who +are sworn, as well as the judges, to respect constitutional +guaranties? + +Under the present procedure for amendment to constitutions, +propositions for amendment are first considered and debated face to +face in a legislature or constitutional convention by representatives +of the people, and cannot be submitted to the people until after +opportunity for full and free discussion by their representatives, and +the people themselves have thereby been more or less prepared for its +consideration. Even under this procedure, amendments have been adopted +that the people have afterward regretted. There is now much agitation +for the "short ballot," for restoring to the chief executive the power +of appointment of important officials, a power at first possessed by +him, but taken away by later constitutional amendments. The adoption +of the "initiative and referendum" has not produced the beneficial +results expected. It is found that the initiative sometimes produces +defective, unworkable statutes, and that the referendum can be used to +delay and even veto expedient legislation. + +Under the proposed procedure the questions whether the constitution +should be amended and as to the nature of the amendment are sprung +upon the people without this preliminary examination, debate and +approval by their chosen representatives, and this often, if not +always, in times of popular excitement. With such a procedure I can +see no more stability of right, no more security for justice, than +under any unlimited, absolute government. + +How unstable popular sentiment may be at times may be seen in the +classic example of the citizens of Rome applauding Marius and Sulla in +turn with equal fervor, and in the lesser and very recent example of +the voters of the city of Seattle, who elected a mayor, then soon +recalled him, and but little later re-elected him by a larger majority +than before. Constitutions to be of any value as bulwarks of liberty +should not be immediately changeable with the popular sentiment of the +day, but slowly and only after long reflection and discussion. They +should contain only the results of long thought and long experience. + +Legislation is ever active, ever moving this way and that way, ever +experimenting, enacting new statutes and amending and repealing old +ones, now imposing fetters on individual liberty, now striking them +off and perhaps imposing others. Even in England and America, where +personal liberty of action is most prized, time was when statutes were +enacted almost putting people and business in strait-jackets. In +English Norfolk as late as Henry VIII's time no one was to "dye, shear +or calender" cloth except in the town of Norwich; and no one in the +northern counties was to make "worsted coverlets" except in the city +of York. In the reign of Elizabeth a statute was passed forbidding the +eating of meat on Wednesday and Saturdays and this not on the score of +health or religion but avowedly to increase the price of fish. +Statutes fixing the weight and price of loaves of bread and the size +and price of a glass of ale were not formally repealed till 1824. The +famous Statute of Laborers forbade laboring men to ask or receive more +than a prescribed low sum for their labor and also forbade their +moving about seeking employment. The statutes against forestalling, +regrating, and engrossing were not formally repealed until 1844. In +early times in New England also, statutory attempts were made to fix +the price of various commodities and the wages of various kinds of +workmen. Men were fined for accepting higher than the prescribed +wages. The Sunday laws in some places forbade walking about on Sunday +except "reverently to go to and return from meeting." Everywhere was +the ever present tendency of the legislative power to invade and +direct every function of society,--social, religious, political, and +economical. It should be noted that all these and similar statutes +were under governments unrestrained by written constitutions and bills +of right enforced by an independent judiciary. + +Though from time to time many restrictive statutes have been modified +and many repealed, other restrictive statutes have been enacted. Today +the same process is going on. While now and then restrictions and +embargoes of longer or shorter standing are removed, there is still +the same tendency to enact other restrictions and prohibitions. At +every session of Congress and of the state legislatures measures are +constantly proposed hampering in some way the freedom of the citizen +in his occupation, in his pursuit of happiness. Demands are being made +upon the legislative department by one class or interest for +legislation to restrain other classes or interests, but for exemption +for itself. In earlier times there were statutes fixing a maximum wage +for labor, and though these proved ineffectual it is now proposed to +fix a minimum wage, even though it should prove to be much more than +the labor is worth. There are also proposed, and in many instances +enacted, statutes restricting the freedom of the workman as to his +output, of the employer as to his direction of his business. The +natural activities of men are sought to be hampered and handicapped in +vexatious ways. In illustration, I quote the following from the +"Boston Herald" of June 5, 1914: + +"Twenty-five states and the United States itself forbid any +discrimination by an employer against union men. Utah alone has a law +to protect the non-union men from organized discrimination of union +labor to drive him from his trade. Several of our states require that +all public printing shall bear the union label. One extends that rule +to all stationery. Twelve states require employers advertising for +help to mention in the advertisement the existence of a strike. The +Minnesota statute provides that, per contra, no employer shall require +any statement from a person seeking employment as to his participation +in a strike. Eight states have enacted statutes exempting labor +organizations from their respective anti-trust laws. The unscrupulous +employer may yet find the labor union the best means of throttling his +competitors and securing a monopoly." There seems at times to be a +frenzy for such legislation. Only a vivid imagination can adequately +picture what might result if Congress and the state legislatures, or +the inconstant majority of the electorate, were freed from all +constitutional limitations or from the check of an independent +judiciary. + +Though Great Britain, our mother country, has no written constitution +and no judiciary empowered to enforce its limitations, it is the happy +possessor of a practically homogeneous people of the Anglo-Saxon race, +little affected by immigration, and imbued for centuries with a deep +regard for personal liberty and private rights. Yet, even there today, +statutes are demanded and sometimes enacted in derogation of them. In +this country the population as the result of great immigration is more +heterogeneous. It comprises races and peoples of diverse temperaments, +of diverse experiences, of diverse traditions, many unschooled in +self-government and lacking in that traditional reverence for liberty +and order so characteristic of the Teutonic races. We even find some +classes openly declaring that if they can get possession of the +government they will exploit the rest of the people for their own +benefit. They essay also to bargain their votes for special +legislation in their favor at the expense of the people at large and +without regard to the principles of equality of right. + +With such a population with its universal suffrage, were it not for +our written constitutions with their Bills of Rights and with an +independent judiciary to guard them, there would be no security here +for personal liberty and rights. We should be in the condition of the +people of France as depicted by Wm. S. Lilly in his recent book, "The +New France." He wrote: "It is now more than a century since the +principles of 1789 were formulated there. But in no country, not even +in Russia, is individual freedom less. The state is as ubiquitous and +as autocratic as under the worst Bourbon or Oriental despots. Nowhere +is its hand so heavy upon the subject in every department of human +life. Nowhere is the negation of the value and of the rights of +personal independence more absolute, more complete, and more +effective." Yet France is a republic with manhood suffrage and with an +elective legislature. But its courts are not vested with any power to +conserve any rights of the people against legislative caprice. + + +CONCLUSION + +The thesis I have endeavored to support in these lectures, so far as I +have a thesis, is this: (1) that, after all, human justice consists in +securing to each individual as much liberty of action in the exercise +of his physical and mental powers and as much liberty to enjoy the +fruits of such action as is consistent with like liberty for other +individuals, and with such restrictions only as are necessary for the +welfare of society as a whole without discrimination for or against +any individual; and (2) that that justice is more firmly secured by +a government with a division of powers, with a written constitution +excluding from governmental interference such personal rights as +long experience has shown to be necessary both for the happiness +and efficiency of the individual subject and for the welfare and +efficiency of all; and (3) finally with an independent judiciary to +defend those rights when assailed, as they often have been, and will +be, by impatient and changeable majorities. + +It may be admitted that the courts sometimes err in their +interpretation of the constitution and the laws, since judges, however +carefully selected, are but men; but there must be somewhere in the +body politic of a free state some body of men with the power of +authoritative interpretation of the fundamental law as well as other +laws. Does earlier history or later experience point to any better +equipped, more stable, more safe tribunal? Should not the people +endeavor to raise rather than lower the position of the courts; to +conserve rather than impair that freedom, impartiality, and +independence of the judges declared by the people of Massachusetts in +their Declaration of Rights, after years of galling experience of the +contrary, to be "essential to the preservation of every individual, +his life, liberty, property and character"? Are not they the +reactionaries who, despite the lessons of history, would revert to +the days of a dependent, recallable, and hence timid judiciary? + +But justice is not fully and certainly secured by the maintenance +of particular political institutions, however excellent. Political +institutions are not self-acting. They are only instrumentalities +for the action of society. They are not only to be established and +maintained; they are to be administered, and the best institutions may +be maladministered. Even under such a system of government as I have +endeavored to show to be the best yet devised to secure justice, +injustice is still often suffered by the individual or by society. +Oppressive statutes within the legislative power are too readily +enacted. Abuses in administration are too long permitted to exist. The +only remedy for these is a more enlightened public opinion, a wider +diffusion of the spirit of impartiality, a greater realization of the +right and need of every person to life, liberty, and the results of +his industry and economy. + +Nor are the judgments of our courts always righteous. Some of the +instances of unrighteous judgments result from failure to ascertain +and apply the truth as to the facts of the case; some from errors in +judgment; some from lack of firmness in judges in enforcing the known +rights of the individual on the one hand, or those of society on the +other; and perhaps a very few from incompetency or corruption. These +causes can be removed to a large extent, by a more rigid insistence on +skill, ability, industry, learning, and courage on the part of those +assuming to administer justice as attorneys and counselors. The same +insistence in the selection of judges will lessen the injustice +resulting from their errors in judgment and from their lack of +firmness. + +There is yet another cause of injustice, the delay and expense in +obtaining even righteous judgments. It is an axiom, that justice +delayed is justice denied. This delay and expense are often charged +against the courts and judges, as if they had full control over +judicial procedure. It is not the judges but the legislature that +shapes the judicial system and prescribes the judicial procedure, +so far as they are not fixed by the constitution. + +It is not the courts but the legislatures that provide for so many +appeals and allow so many stays and consequent delays. Judges and +lawyers the country over are urging a more simplified, a more speedy, +and less expensive procedure. They are also urging the establishment +of more courts with more judges to cope with the constantly increasing +litigation, in order that the wrongs against the individual and the +wrongs against society may be redressed with a minimum of delay and +cost. It is the legislatures that hesitate and often it is the +legislatures that tie the hands of the judges. In some states it is +sought to deprive the judges of their proper influence in jury trials. +In some states it is even sought to prevent them from saying more than +yes or no to proposed instructions to a jury. In many states nearly +the whole matter of procedure, its various steps, are fixed by statute +and become difficult of improvement. If courts could have more power +and the legislatures would interfere less in matters of procedure, I +am sure the cause of justice would be better served. + +In conclusion, perfect justice may not be attainable by us imperfect +men. As said by Addison, "omniscience and omnipotence are requisite +for its full attainment." Yet it is our duty and especially the duty +of those of the legal profession to attain to such approximation as +may be possible. No more noble work can engage our powers; no greater +service can be rendered mankind. I do not except the endowment of +schools, colleges, libraries, and the like, nor the endowment of +hospitals and other charitable institutions. Great as are the virtues +of charity, benevolence, philanthropy, piety and the like, justice +is a yet greater virtue. To quote Addison again, "There is no virtue +so truly great and godlike as justice"; and in the words of Daniel +Webster's eulogy: "Whoever labors on this edifice of justice, clears +its foundations, strengthens its pillars, adorns its entablatures, +or contributes to raise its august dome still higher in the skies, +connects himself in name, fame, and character with that which is, and +must be, as durable as the frame of human society." + + + + + PUBLISHED ON THE FOUNDATION + ESTABLISHED IN MEMORY OF + HENRY WELDON BARNES + OF THE CLASS OF 1882, YALE COLLEGE + + + + + STORRS LECTURES + + + Published by Yale University Press + + THE REFORM OF LEGAL PROCEDURE. By MOORFIELD STOREY. Price + $1.35 net delivered. + + THE JUDICIARY AND THE PEOPLE. By FREDERICK N. JUDSON. Price + $1.35 net delivered. + + CONCERNING JUSTICE. By LUCILIUS A. EMERY. Price $1.15 net + delivered. + + + _Uniform in style with the Storrs Lectures_ + + INTERNATIONAL ARBITRATION AND PROCEDURE. By ROBERT C. MORRIS, + with a foreword by PRESIDENT TAFT. Price $1.35 net delivered. + + + + + +End of the Project Gutenberg EBook of Concerning Justice, by Lucilius A. 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Emery. + </title> + <style type="text/css"> + + p { margin-top: .75em; + text-align: justify; + margin-bottom: .75em; + } + h1,h2,h3,h4,h5,h6 { + text-align: center; /* all headings centered */ + clear: both; + } + hr { width: 33%; + margin-top: 2em; + margin-bottom: 2em; + margin-left: auto; + margin-right: auto; + clear: both; + } + + table {margin-left: auto; margin-right: auto;} + + body{margin-left: 10%; + margin-right: 10%; + } + + .pagenum { /* uncomment the next line for invisible page numbers */ + /* visibility: hidden; */ + position: absolute; + left: 92%; + font-size: smaller; + text-align: right; + } /* page numbers */ + + .bbox {border: solid 2px; margin-left: 10%; margin-right: 10%; + padding-left: 2em; padding-right: 2em;} + + .center {text-align: center;} + .smcap {font-variant: small-caps;} + + </style> + </head> +<body> + + +<pre> + +The Project Gutenberg EBook of Concerning Justice, by Lucilius A. Emery + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Concerning Justice + +Author: Lucilius A. Emery + +Release Date: March 4, 2010 [EBook #31504] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK CONCERNING JUSTICE *** + + + + +Produced by The Online Distributed Proofreading Team at +https://www.pgdp.net (This file was produced from images +generously made available by The Internet Archive/Canadian +Libraries) + + + + + + +</pre> + + + + +<h1> +CONCERNING<br /> +JUSTICE</h1> + +<h3><small>BY</small><br /> +<big>LUCILIUS A. EMERY</big></h3> + +<h4>NEW HAVEN: YALE UNIVERSITY PRESS<br /> +LONDON: HUMPHREY MILFORD<br /> +OXFORD UNIVERSITY PRESS<br /> +MDCCCCXIV</h4> + + +<hr style="width: 65%;" /> +<h5>COPYRIGHT, 1914<br /> +BY YALE UNIVERSITY PRESS</h5> + +<h6>First printed August, 1914, 1000 copies</h6> + + + +<hr style="width: 65%;" /> +<h4>TO MY CHILDREN</h4> + +<h3>HENRY CROSBY EMERY<br /> +ANNE CROSBY EMERY ALLINSON</h3> + + + +<hr style="width: 65%;" /> +<div class="bbox"><p>THE ADDRESSES CONTAINED IN THIS BOOK WERE +DELIVERED IN THE WILLIAM L. STORRS LECTURE +SERIES, 1914, BEFORE THE LAW SCHOOL OF YALE +UNIVERSITY, NEW HAVEN, CONNECTICUT.</p></div> + + + +<hr style="width: 65%;" /> +<h2>CONTENTS</h2> + +<table border="0" cellpadding="5" cellspacing="0" summary="Table of Contents"> +<tr> + <td colspan="2"><small>CHAPTER</small></td> + <td align="right"><small>PAGE</small></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_I">I.</a></td> + <td><span class="smcap">The Problem Stated. Theories as to the Source of Justice. Definitions of Justice</span></td> + <td align="right"><a href="#Page_3">3</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_II">II.</a></td> + <td><span class="smcap">The Problem of Rights. Different Theories as to the Source of Rights</span></td> + <td align="right"><a href="#Page_31">31</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_III">III.</a></td> + <td><span class="smcap">The Problem of Rights Continued. The Need of Liberty of Action for the Individual</span></td> + <td align="right"><a href="#Page_43">43</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_IV">IV.</a></td> + <td><span class="smcap">Justice the Equilibrium Between the Freedom of the Individual and the Safety of Society</span></td> + <td align="right"><a href="#Page_56">56</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_V">V.</a></td> + <td><span class="smcap">Justice Can Be Secured only through Governmental Action. The Best Form of Government</span></td> + <td align="right"><a href="#Page_77">77</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_VI">VI.</a></td> + <td><span class="smcap">The Necessity of Constitutional Limitations upon the Powers of the Government. Bills of Rights</span></td> + <td align="right"><a href="#Page_95">95</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_VII">VII.</a></td> + <td><span class="smcap">The Interpretation and Enforcement of Constitutional Limitations Necessarily a Function of the Judiciary</span></td> + <td align="right"><a href="#Page_110">110</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_VIII">VIII.</a></td> + <td><span class="smcap">An Independent and Impartial Judiciary Essential for Justice</span></td> + <td align="right"><a href="#Page_121">121</a></td> +</tr> +<tr> + <td align="right"><a href="#CHAPTER_IX">IX.</a></td> + <td><span class="smcap">The Necessity of Maintaining Undiminished the Constitutional Limitations and the Power of the Courts to Enforce Them.—Conclusion</span></td> + <td align="right"><a href="#Page_146">146</a></td> +</tr> +</table> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_1" id="Page_1">[Pg 1]</a></span></p> +<h2>CONCERNING JUSTICE</h2> +<p><span class='pagenum'><a name="Page_2" id="Page_2">[Pg 2]</a></span></p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_3" id="Page_3">[Pg 3]</a></span></p> +<h1>CONCERNING JUSTICE</h1> + +<h2><a name="CHAPTER_I" id="CHAPTER_I"></a>CHAPTER I</h2> + +<h3><i>THE PROBLEM STATED. THEORIES AS TO THE SOURCE OF JUSTICE. DEFINITIONS +OF JUSTICE</i></h3> + + +<p>For centuries now much has been written and proclaimed concerning +justice and today the word seems to be more than ever upon the lips of +men, more than ever used, but not always appositely, in arguments for +proposed political action. Hence it may not be inappropriate to the +time and occasion to venture, not answers to, but some observations +upon the questions, what is justice, and how can it be secured. It was +declared by the Roman jurist Ulpian, centuries ago, that students of +law should also be students of justice.</p> + +<p>By way of prelude, however, and in the hope of accentuating the main +question and presenting the subject more vividly by comparison and +<span class='pagenum'><a name="Page_4" id="Page_4">[Pg 4]</a></span> +contrast, I would recall to your minds another and even more +fundamental question asked twenty centuries ago in a judicial +proceeding in distant Judea. It is related that when Jesus, upon his +accusation before Pilate, claimed in defense that he had "come into +the world to bear witness unto the truth," Pilate inquired of him +"What is truth?"; but it is further related that when Pilate "had said +this he went out again unto the Jews." Apparently he did not wait for +an answer. Perhaps he repented of his question as soon as asked and +went out to escape an answer. Men before and since Pilate have sought +to avoid hearing the truth.</p> + +<p>Indeed, however grave the question, however essential the answer to +their well-being, there does not seem to be even now on the part of +the multitude an earnest desire for the truth. Their wishes and +emotions cloud their vision and they are reluctant to have +those clouds brushed aside lest the truth thus revealed be +harsh and condemnatory. The truth often causes pain. As +<span class='pagenum'><a name="Page_5" id="Page_5">[Pg 5]</a></span> +said by the Preacher, "He that increaseth knowledge increaseth +sorrow." People generally give much the greater welcome and heed to +him who tells them that their desires and schemes are righteous and +can be realized, than to him who tells them that their desires are +selfish or that their schemes are impracticable. It has always been +the few who have sought the truth, resolute to find it and declare it, +whether pleasant or unpleasant, in accord with the wishes of mankind +or otherwise. Such men have sometimes suffered martyrdom in the past, +and often incur hostility in the present, even when seeking that truth +on which alone justice can securely rest.</p> + +<p>Nevertheless, so closely linked are truth and justice in the +speech, if not the minds, of men, there should be some consideration +of Pilate's question. Whether truth is absolute or only relative +has been perhaps the most actively discussed topic in the +field of philosophy for the last decade. Into this discussion, +however, we need not enter, for such discussion is really over +<span class='pagenum'><a name="Page_6" id="Page_6">[Pg 6]</a></span> +the problem of determining the proper criterion of truth. Wherever be +this criterion, whether in some quality of inherent rationality or in +some utilitarian test of practicability, the truth itself has some +attributes so far unquestioned and of which we may feel certain as +being inherent, necessary, and self-evident.</p> + +<p>Truth is uncompromising. It is unadaptable; all else must be adapted +to it. It is not a matter of convention among men, is not established +even by their unanimous assent, and it does not change with changes of +opinion. It is identical throughout time and space. If it be true now +that since creation the earth has swung in an orbit round the sun, it +was true before the birth of Copernicus and Galileo. If it be true now +that the sum of the three angles of a triangle is equal to the sum of +two right angles, it was always true and always will be true, true at +the poles and at the equator, true among all peoples and in all +countries, true alike in monarchies, oligarchies, and democracies.</p> + +<p><span class='pagenum'><a name="Page_7" id="Page_7">[Pg 7]</a></span> +Truth is also single. There are no different kinds of truth, though +there may be innumerable kinds of propositions of which truth may or +may not be predicated. Whichever criterion the philosophers may +finally agree upon, it will hold in all propositions alike. The truth +of a proposition in mathematics is the same as the truth of a +proposition in any other science, physical, social, political, or +theological. It can be no more nor less true in each and all. Again, +in every science, social and political as well as others, and as to +every proposition in any science, the truth is to be discovered, not +assumed by mere convention; and men must discover it and discover it +fully at their peril. Failure even after the utmost effort will not be +forgiven. If the truth be found it will be a sure guide in life. If it +be not found the lives of men will so far go awry. That it may be +difficult to find, that we may never be sure we have found it, makes +no difference.</p> + +<p>Are there any attributes of justice of which we can speak so confidently as being necessary, +<span class='pagenum'><a name="Page_8" id="Page_8">[Pg 8]</a></span> +inherent, and self-evident? That justice ranks next to truth, if not +with it, seems to have been, and to be, the general judgment of +mankind. It has engaged the thought and fired the imagination of the +greatest minds. A few quotations from such, ranging from ancient to +modern times, will illustrate this. The Hebrew Psalmist gloried that +"justice and judgment" were the habitation of Jehovah's throne. +Aristotle wrote, "political science is the most excellent of all the +arts and sciences, and the end sought for in political science is the +greatest good for man, which is justice, for justice is the interest +of all." Early in the 12th century the jurist Irnerius, distinguished +for his learning and for his zeal in promoting the revival of the +study of law and jurisprudence, and also as the reputed founder of the +famous Law School at Bologna, imaged justice as "clothed with dignity +ineffable, shining with reason and equity, and supported by Religion, +Loyalty, Charity, Retribution, Reverence, and Truth."</p> + +<p>Six centuries later Addison, famed as a clear +<span class='pagenum'><a name="Page_9" id="Page_9">[Pg 9]</a></span> +thinker and writer, thus wrote of justice: "There is no virtue so +truly great and godlike as justice.... Omniscience and omnipotence are +requisites for the full exercise of it." Almost in our own time Daniel +Webster, called in his day the great expounder and even now reckoned +among the greatest of men intellectually, in his eulogy upon Justice +Story thus apostrophized justice: "Justice is the great interest of +man on earth. It is the ligament which holds civilized beings and +civilized nations together. Wherever her temple stands and so long as +it is duly honored, there is a foundation for social security, general +happiness, and the improvement and progress of our race." Perhaps, +however, none of these laudations is so vividly impressive as is the +pithy remark of an old English judge that "injustice cuts to the +bone."</p> + +<p>But what is this justice, declared to be so great a virtue, so +ineffable, so supremely important? I have said we feel certain of some +attributes of truth. Do we know or can we know anything +<span class='pagenum'><a name="Page_10" id="Page_10">[Pg 10]</a></span> +certain about justice? Is it something above and apart from the will of men, +or is it simply a matter of convention among men? Is it immutable, or does +its nature change with changing times and conditions? If mutable, does +it change of itself or do men change it? Is it universal or local, the +same everywhere or is it different in different localities? Is it the +same for all men and races of men or does it differ according to +classes and races? Again, is it single or diverse in its nature? Is +there more than one kind of justice? We hear of natural justice, +social justice, industrial justice, political justice. What do they +who use those terms mean by them? Do nature, society, industry, +politics, each have a different criterion? Still again, and briefly, +is justice an inexorable law like the law of gravitation or can its +operation have exceptions? Is it simply a quality of action or +conduct, or, as stated by Ulpian, is it a disposition or state of +mind? Finally, is it a reality or, as Falstaff said of honor, is it +after all "a word," "a mere scutcheon?"</p> + +<p><span class='pagenum'><a name="Page_11" id="Page_11">[Pg 11]</a></span> +I am not so presumptuous as to venture an answer to any of these +questions except perhaps the last. As to that, I appeal to our +consciousness, to our innate conviction that there does exist +something, some virtue, some sentiment, however undefinable in terms, +holding men together in society despite their natural selfishness, and +without which they would fall apart. It is this virtue, this ligament +of society, that we call justice. We feel that the word is not a mere +word, but that it connotes a vital reality in human relationship. If +this reality be ignored, men cannot be held together in any society.</p> + +<p>If justice be the greatest good, as so generally asserted, then its +negative, or injustice, must be the greatest evil. Hence error in +men's opinions of what is justice will work that greatest evil. +Society as a whole is liable to error in respect to justice; +has often been mistaken in the past and may be mistaken today. +The individuals composing society are seldom, if ever, wholly +disinterested and dispassionate in their judgments. +<span class='pagenum'><a name="Page_12" id="Page_12">[Pg 12]</a></span> +Each individual is prone to believe that what is apparently good for +himself or his group or class, is in accord with justice. Himself +persuaded that he is battling for justice, he does not see that he may +be battling only for some advantage over others, for some individual +relief from common burdens, for some privilege not to be accorded to +others; does not see that what he is battling for may cause injustice +to others. Through ignorance of the real nature of justice, the grant +to one of his plea for what he calls justice may work grievous +injustice to others. So when altruists, warm with sympathy, obtain the +enactment of laws intended for the betterment of the less fortunate, +they may at times do injustice to others and even to those they hoped +to benefit. History records many instances where laws intended to insure +justice had the contrary effect. Many a statute designed to prevent +oppression has itself proved oppressive in operation. Many a theory of +justice has been found to work injustice. A conspicuous and familiar instance is +<span class='pagenum'><a name="Page_13" id="Page_13">[Pg 13]</a></span> +found in the history of the French Revolution. The Jacobins believed +that their theories if given effect would usher in the reign of +justice in France. They obtained power and exploited their theories +only to bring in the Reign of Terror, that reign of terrible +injustice.</p> + +<p>As mistakes and grievous mistakes have been made in the past as to +what is justice, so they will be made now and in the future, and can +be lessened only by greater wisdom and forethought, by greater effort +to consider justice apart by itself, with philosophical detachment, +with minds unclouded by pity, sympathy, charity, and other like virtues, +on the one hand, or by envy, hate, prejudice, and like evil sentiments, +on the other. True, men are more enlightened now and education is more +general, but society is more complex, with more diverse and conflicting +interests, than formerly. The social mechanism is now so intricate that +even a slight disturbance in one part may disarrange the whole. +Injustice to one may injure the many. Hence the duty of ascertaining +<span class='pagenum'><a name="Page_14" id="Page_14">[Pg 14]</a></span> +as completely as possible the real nature of justice is as imperative +today as ever. As declared by Ulpian, this duty is especially +incumbent upon those who have to do with the framing or administration +of the laws, since justice can be enforced only by law.</p> + +<p>In any inquiry into the nature of justice we get little help from the +wisdom of the ancients. They wrestled with the question but seem to +have been as puzzled as we of today. Indeed, Plato represents the sage +Socrates as frankly confessing his inability to answer satisfactorily +the persistent question "What is justice?" The question comes up for +discussion by Socrates and some friends at the home of Cephalus at the +Piræus. Socrates criticizes and punctures the definitions advanced by +the others until Thrasymachus, apparently with some heat, challenges +Socrates to give an answer of his own to the question "what is +justice?" and not to content himself, nor to consume time, with +merely refuting others. After some further discussion of various +<span class='pagenum'><a name="Page_15" id="Page_15">[Pg 15]</a></span> +aspects of the question, Socrates finally says, "I have gone from one subject to +another without having discovered what I sought at first, the nature +of justice. I left the inquiry and turned away to consider whether +justice is virtue and wisdom, or evil and folly, and when there arose +a further question about the comparative advantages of justice and +injustice I could not refrain from passing on to that. The result of +the whole discussion has been that I know nothing at all. I know not +what justice is and therefore am not likely to know whether or not it +is a virtue, nor can I say whether the just man is happy or unhappy." +Granting that the confession may have been intended ironically, the +further discussion did not result in any practical solution, even if +in one possible in Plato's ideal, but impossible, state. Indeed, the +inquiry is not yet closed and will not be until the millennium.</p> + +<p>Still, upon a question so old, so important, so persistent, so ingrained +in human society, and even now receiving such diverse and conflicting +<span class='pagenum'><a name="Page_16" id="Page_16">[Pg 16]</a></span> +answers, a brief consideration of the earlier beliefs and +theories may not be useless. As said by Bishop Stubbs, the historian, +"The roots of the present lie deep in the past and nothing in the past +is dead to him who would learn how the present came to be what it is." +The roots should be examined by him who would understand the tree.</p> + +<p>In Homer we get a glimpse of a theory of his time, to wit, that each +separate decision given by the magistrate in any litigated controversy +was furnished to him by Zeus specially for that case. The Greek word +for such a decision was <i>themis</i>, and it was supposed that somewhere +in the Pantheon was a corresponding deity whose special function was +to furnish the appropriate themis for each case. This deity was +shadowily personified as the goddess Themis, the daughter of heaven +and earth, the companion and counselor of Zeus. It was she who +summoned gods and men to council and presided unseen over their +deliberations. Hence she came to be regarded +<span class='pagenum'><a name="Page_17" id="Page_17">[Pg 17]</a></span> +as also the spirit of order without which the Greek philosophers, +notably Plato, held there could be no justice.</p> + +<p>This theory that justice and even the laws were but the will of deity, +revealed in various ways, was long generally accepted. In Rome, in the +time of the kings, the king was the Pontifex Maximus, and as such, +with the help of the College of Priests, declared the laws and decided +lawsuits. For some time also under the Republic, when a vote was to be +taken in the Comitia upon a proposed law, the question was thus put: +"Is this your pleasure, O Quirites, and do you hold it to be the will +of the gods?" Under the Empire, despite the reasoning of many +philosophers and lawyers that the Emperor derived from the people his +power to make laws and declare the law in any given case, he assumed +and was assumed to have derived the power and inspiration solely from +the gods.</p> + +<p>The early Christian Church also preached the doctrine that the ruling power in the state, however +<span class='pagenum'><a name="Page_18" id="Page_18">[Pg 18]</a></span> +established, was ordained of God and as such was entitled to the +obedience of the pious. This belief that justice and judgment were +simply the will of God, to be ascertained, not by reason but by other +means, was so general and deep that such crude devices as trials by +ordeal and battle were often resorted to for determining guilt or +innocence and other questions of fact. Indeed, resort to such +expedients for determining questions of law, as well as questions of +fact, was not unknown. In the tenth century under the Saxon King Otto +a question arose whether upon the death of their grandfather his +grandchildren by a prior deceased son should share in the inheritance +along with their surviving uncles. The king ordered a trial by battle, +which being had, the champions for the grandchildren were the victors. +It was therefore held to be the divine will that grandchildren by a +prior deceased child should inherit direct from their grandfather. +I may here remind you that trial by battle was not +formally abolished in England until well into the +<span class='pagenum'><a name="Page_19" id="Page_19">[Pg 19]</a></span> +19th century. And there is even now professed a belief that the will +of God can be ascertained by counting ballots. "Vox Populi Vox Dei" is +still a shibboleth.</p> + +<p>But the doctrine that justice is heaven born, superior to and +controlling the opinions and wills of men, did not escape challenge +even in ancient times. Those sects of philosophers known as Epicureans +and Sophists, consistently with their theory of the nature of virtue +in general, maintained that justice was merely a name for such +conventions among men as they should adjudge best for their own +utility and happiness. The most vigorous champion of this latter +theory appears to have been one Carneades, a Greek philosopher of the +second century <span class="smcap">B.C.</span>, said to have been the founder of the third +Academy and expounder of the philosophy of probabilities and to have +possessed the acutest mind of antiquity. In a course of lectures at +Rome he stated the arguments for the orthodox view of justice and then +boldly assumed to answer them and demonstrate +<span class='pagenum'><a name="Page_20" id="Page_20">[Pg 20]</a></span> +that justice was not a virtue at all as virtue was defined by the philosophers, +but was merely a convention; was what men should agree to be a sound basis for +the maintenance of civil society, and hence that it varied with times, +places, circumstances, and even opinions. This argument evidently had +much effect upon public opinion, for Cato urged in the Senate that +Carneades be banished because dangerous to the state.</p> + +<p>So great was the influence of Carneades that a century later Cicero, a +disciple of the Stoic school of philosophy, thought it necessary to +refute him specifically as the chief heretic, and to uphold the +orthodox theory against his arguments. Cicero denounced with eloquent +warmth the doctrine that utility was the foundation of justice. He +declared that, not utility, but nature, was the source of justice, +that justice was a principle of nature, the ultimate principle behind +all law. To abridge the familiar quotation from his "De Republica," +"There is a law which is the same as true reason, accordant with +<span class='pagenum'><a name="Page_21" id="Page_21">[Pg 21]</a></span> +nature, a law which is constant and eternal, which calls and commands +to duty, which warns and terrifies men from the practice of deceit. +This law is not one thing at Rome, another at Athens, but is eternal +and immutable, the expression and command of Deity." In his treatise +"De Legibus" he declared that men are born to justice; that right is +established not by opinion but by nature; that all civil law is but +the expression or application of this eternal law of nature; that the +people or the prince may make laws but these have not the true +character of law unless they be derived from the ultimate law; that +the source and foundation of right law must be looked for in that +supreme law which came into being ages before any state was formed.</p> + +<p>This theory of the Stoics so eloquently urged by Cicero was +practically the <i>jus naturale</i> of the Roman jurists of classical +times, though more moderately expressed by them. It does not seem to +have been wholly academic, but to have been actually applied at times. +In his history<span class='pagenum'><a name="Page_22" id="Page_22">[Pg 22]</a></span> of Rome, Mommsen relates that even during the nearly +absolute sway of Sulla, after the fall of Marius, the Cornelian Laws +enacted to deprive various Italian communities of their Roman +franchise were ignored in judicial proceedings as null and void; also +that, contrary to Sulla's decree, the jurists held that the franchise +of citizenship was not forfeited by capture and sale into slavery +during the civil war with Marius. Later, when the church became a +power in the state there are instances where laws adjudged to be +contrary to the laws of God were refused effect. In England as late as +the middle of the 17th century Chief Justice Hobart, a judge of high +repute, asserted that "even an act of Parliament made against natural +equity, as to make a man judge in his own case, is void in itself for +the laws of nature are immutable and they are the laws of laws." In +the 18th century Blackstone assented to the doctrine of a <i>jus +naturale</i> and wrote of it: "This law of nature being coeval with +mankind and dictated by God him<span class='pagenum'><a name="Page_23" id="Page_23">[Pg 23]</a></span>self is of course superior in +obligation to any other.... No human laws are of any validity if +contrary to this, and such of them as are valid derive all their force +and all their authority, mediately or immediately, from this +original." True, Blackstone combated the doctrine that duly enacted +statutes were to be held void if the judges thought them contrary to +reason, but he admitted that that extreme doctrine was more generally +held. In this country the doctrine of a higher law than the +Constitution even, and to be obeyed rather than the Constitution and +laws enacted in accordance therewith, has had and even now has earnest +advocates.</p> + +<p>But the contrary doctrine of Carneades and the Sophists would not +down. After Cicero and the civilians, after Hobart and Blackstone, +came our modern utilitarians, or sophists, Bentham, Mill, Austin, and +others, who have vigorously maintained with weighty arguments the +utilitarian theory of justice; and that theory is now generally +accepted by lawyers and statesmen as<span class='pagenum'><a name="Page_24" id="Page_24">[Pg 24]</a></span> at least the most workable +theory in human affairs. There still exists, however, in the minds of +many the belief that above and behind all the turmoil and strife of +politics, all the flux and reflux of social movements and public +sentiment, the confusion of enactments, amendments, and repeals of +statutes, the swaying of judicial opinion, there is some law of nature +or in nature, some criterion, which if ascertained and obeyed would be +perfect justice.</p> + +<p>This question of the origin, the foundation of justice, whether it be +of God or of men, seems to have been much more debated than the +question what is the nature of justice whatever its origin or +foundation. Yet some attempts, other than those attributed to +Socrates, have been made of old to give a definition of justice. The +earliest description I have found is that of the early Pythagoreans, +who, in accordance with their practise of symbolizing the virtues by +geometrical figures, designated justice by the square, and the just +man by the cube. Plato seems to<span class='pagenum'><a name="Page_25" id="Page_25">[Pg 25]</a></span> have had a theory of justice when he +wrote in the "Gorgias," "Nature herself intimates that it is just for +the better to have more than the worse, the stronger than the weaker, +and in many ways she shows that among men as well as among animals +justice consists in the superior ruling over and having more than the +inferior." In these days our first impulse may be to denounce Plato's +statement as altogether wrong if not worse. We should remember, +however, that Plato was not considering any altruistic virtue such as +kindness, sympathy, benevolence, generosity and the like, but only +what nature indicates to be the essential condition of successful +association. Thus interpreted, are we prepared to confute the +statement? Do we know of any state of society in human or animal life +at any time, past or present, of which the contrary of Plato's +statement is true?</p> + +<p>But passing over all other attempts of the ancients to define justice, +none of which seems to have been much regarded by contemporary +<span class='pagenum'><a name="Page_26" id="Page_26">[Pg 26]</a></span> +opinion, I will only cite the most famous, that by Ulpian, the +renowned jurist of the best period of Roman jurisprudence, whose +writings were most drawn upon by the learned compilers of the +Institutes and Digest of Justinian; viz., "Justitia est constans et +perpetua voluntas jus suum cuique tribuendi," or "Justice is the +constant and perpetual will to render to every one his right." This +definition was adopted by the compilers as correct and made the +introduction to the Institutes. It thus received the imperial sanction +and was quoted wherever the law of Rome prevailed, down through +medieval times and later, almost as if it were an inspired or at least +authoritative definition not to be questioned. But notwithstanding the +acclaim with which this definition was hailed, I question that it was +any improvement on that of Aristotle, who tersely defined justice as +"that virtue of the soul which is distributive according to desert." +Indeed, I think Aristotle was nearer the mark.</p> + +<p>Upon the revival of the study of law and<span class='pagenum'><a name="Page_27" id="Page_27">[Pg 27]</a></span> jurisprudence in the 11th +and 12th centuries several of the more famous jurists of that time, +Azo, Irnerius, Placentinus and others, essayed definitions of justice, +but they do not seem to have improved upon Ulpian. Their definitions +were vitiated by theological assumptions and none of them has become a +text for commentators or students. Neither in modern times has any +definition of justice been suggested which has received such universal +assent as did that of Ulpian in his time and for centuries afterward. +We may therefore return to Ulpian's definition as our point of +departure, since his definition is substantially that suggested +earlier by Aristotle, and observations on the later will also apply in +many respects to the earlier.</p> + +<p>Ulpian's definition is elegant in style, but it does not carry us very +far in our inquiry. We are told indeed that justice is a state or +disposition of the mind, the disposition to render to everyone his +right or, as put by Aristotle, is the disposition to distribute +according to desert. It<span class='pagenum'><a name="Page_28" id="Page_28">[Pg 28]</a></span> was this statement that captured the medieval +jurists and which they made their text, but it is now regarded as +incomplete and even inaccurate. One may have the disposition, the +desire, the will, to render to every one his right, but unless he can +know what is his fellow's right he may unwittingly fail to accord it +to him and thus unwittingly do injustice. It evidently is not enough +to have the disposition or will; hence the definition is incomplete, +and any definition is incomplete which does not furnish a criterion +for determining what is the given man's right.</p> + +<p>But the definition as far as it does go is not strictly accurate. The +man of malevolent disposition who would wrong his fellow if he dared, +may yet, to avoid unpleasant consequences to himself, render fully to +every other man his right. It would seem, therefore, that justice is +an attribute or quality of conduct rather than a disposition or state +of mind, and of conduct toward others rather than of conduct toward +one's self. It is only of the conduct of men in<span class='pagenum'><a name="Page_29" id="Page_29">[Pg 29]</a></span> their relations to +other men that we can predicate justice or injustice. One's conduct +may result in good or evil to himself and so be wise or unwise, but +assuming, what probably is never the fact, that it affects only +himself, in no way affects any other, his conduct is neither just nor +unjust. Robinson Crusoe, until the arrival of the man Friday, had no +occasion to consider our problem.</p> + +<p>But, admitting that each man's conduct, whether active or passive, +does affect some other person, what is the criterion by which to +determine the justice or injustice of that conduct? It is not enough +to say that if the conduct in any degree impedes the other person in +the enjoyment of any of his rights it is unjust, otherwise not; for +then the question comes to the front, what is the right of that other +in the given case? Indeed, this latter question is the crux of the +problem of justice. The derivation of the word "justice" also shows +this. The Latin <i>justitia</i> or <i>justitium</i> according to some scholars +is compounded of <i>jus</i>, right, and <i>sisto</i> or <i>steti</i>, to place,<span class='pagenum'><a name="Page_30" id="Page_30">[Pg 30]</a></span> or +to cause to stand, and hence the whole word may be held to signify the +maintenance of <i>jus</i> or right. With the question of <i>jus</i> or right +correctly answered, the problem of justice is practically solved. The +right of the one being known, the effect of any particular conduct of +another on that right, and consequently its justice or injustice, is +determinable with comparative ease. Hence to make progress in our +inquiry we must consider the problem of rights, for we almost +instinctively accept as correct so much of Ulpian's definition as +implies that justice is to be predicated of the act of rendering to +everyone his right. We instinctively feel that if we render to another +his full right we do him full justice, and that if we ourselves are +deprived of any right we suffer injustice. What is his or our right is +therefore the real question. This will be our next subject for +consideration.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_31" id="Page_31">[Pg 31]</a></span></p> +<h2><a name="CHAPTER_II" id="CHAPTER_II"></a>CHAPTER II</h2> + +<h3><i>THE PROBLEM OF RIGHTS. DIFFERENT THEORIES AS TO THE SOURCE OF RIGHTS</i></h3> + + +<p>The problem of Rights is also centuries old. There have been in later +years glowing tributes to human rights even more than to justice, +though the sentiment of rights is egoistic, while that of justice is +in some measure altruistic. There have also been diverse opinions in +the past, as now, as to the source, foundation, and nature of what are +called Rights, as there were and are of justice. A brief review of +these opinions and of the changes in them may present the problem more +vividly.</p> + +<p>In patriarchal times there could be no political questions about +rights. The head of the family was supreme and sole ruler and judge. +Even in Rome under an organized civil government the pater familias +was long left the power of life and<span class='pagenum'><a name="Page_32" id="Page_32">[Pg 32]</a></span> death over the members of his +family. When families and tribes were combined in states, government +was long conducted on the theory that as the individual had belonged +to the family or tribe into which he was born or adopted, so he now +belonged to the state, to be directed and disposed of as the state +might order. What he might enjoy of life, liberty, or property was the +gift of the state, subject to revocation at will. Plato reflects this +theory in making Hippias declare that the measure of man's right is +what the state commands. The total abolition of the liberty of +innocent persons by holding them in slavery was not deemed any +infringement of any right of theirs. This theory was acted upon in +democratic as well as in monarchical states. Slavery was as lawful in +Athens, Sparta, and republican Rome as in Persia or Egypt. True, there +were rebellions and revolutions at times, but, though sometimes +provoked by oppression, they were usually to acquire the power of +government and not in defense of individual rights.<span class='pagenum'><a name="Page_33" id="Page_33">[Pg 33]</a></span> The Plebeians +revolted to obtain a greater share in the governing power. The civil +wars of Marius and Sulla were not waged for liberty but for power. In +Sicily, where the slaves under Eunus had for a time wrested the +governing power from their masters, they did not hesitate to enslave +in turn.</p> + +<p>The doctrine that the individual man has some rights by nature which +the state ought not to disregard had no place in ancient nor medieval +governments. The English Magna Charta purports to be a grant from the +king and, though framed by the barons and forced upon the king, it +contains no assertion of rights by nature. The rights claimed were +claimed as accustomed rights previously conferred and enjoyed, such as +the laws and customs of the time of Henry I. Apart from provisions as +to improved methods of administration, the language of the Charter +implies restoration rather than revolution.</p> + +<p>So in the Petition of Right in the reign of Charles I, no appeal was +made to natural rights,<span class='pagenum'><a name="Page_34" id="Page_34">[Pg 34]</a></span> but the demand was for accustomed privileges, +for the observance by the king of the old laws and customs of the +realm, especially those in force under Edward I and Edward III. In the +Petition, the Charter of King John is cited, not as a schedule of the +rights of man in the abstract, but as "The Great Charter of the +Liberties of England," implying that the liberties therein named were +not the natural heritage of men in general but the peculiar heritage +of Englishmen, under English law. The prayer of the Petition is simply +that the king shall accord the people of England "their rights and +liberties according to the laws and statutes of the realm."</p> + +<p>So in the Bill of Rights framed by Parliament and approved by William +and Mary upon their accession to the throne, it was not asserted that +the acts of James II complained of were contrary to any natural right +of the subject, but that they "were utterly and directly contrary to +the known laws and statutes and freedom of this realm." The purpose of +the Bill of Rights was declared<span class='pagenum'><a name="Page_35" id="Page_35">[Pg 35]</a></span> by the Parliament in behalf of the +people to be "for the vindicating and asserting their ancient rights +and liberties." In the earlier remonstrances of the legislatures of +the English colonies in America against various acts of the king and +Parliament, only the accustomed rights of Englishmen were claimed to +be violated. The colonists, at first, claimed as against king and +Parliament no rights not accorded to Englishmen in England.</p> + +<p>But though the notion that man has rights by nature, not granted by +the state and which the state should respect as such, did not for +centuries find expression in state papers or state action, it was by +no means non-existent. It was early in the minds of many and found +some expression in the writings of jurists and philosophers. In Rome +it was a corollary of the doctrine of the existence of a <i>jus +naturale</i>. The statement of that doctrine by Ulpian incorporated in +the Digest implies a doctrine that man does have some rights anterior +to and in<span class='pagenum'><a name="Page_36" id="Page_36">[Pg 36]</a></span>dependent of the state. So far, however, as the statement +was susceptible of that construction it was not generally acted upon +and remained practically a dead letter. The doctrine itself survived, +however, engaging the attention and receiving the support of various +writers. It gradually gained ground among students of politics and +spread rapidly after the Protestant Reformation, so-called, because of +the impetus given by that event to the exercise of private judgment. +As early as the 17th century, though finding little or no expression +in the Petition of Right or Bill of Rights, the doctrine that +individual rights were derived from nature rather than from the state +was generally entertained by the Puritans and other dissenters from +the Established Church, and was invoked by them to some extent as +justifying the revolution of 1640. The doctrine also passed over to +the Puritan Colonies in America and early found some expression there. +In the Massachusetts "Body of Liberties" of 1641 there is a suggestion +that the liberties, etc., therein<span class='pagenum'><a name="Page_37" id="Page_37">[Pg 37]</a></span> recited, were those demanded by +"humanity, civility and christianity" rather than "accustomed" +liberties. It was further asserted that these liberties were to be +enjoyed by the people of the Colony and their posterity forever.</p> + +<p>The later disputes as to the proper limits of the power of the British +King and Parliament over the American Colonies led the colonial +lawyers and politicians to a study of the theory of natural rights +advanced by various political writers, English and Continental. It has +been said, I think with truth, that the writings of Locke, Voltaire, +Rousseau, Montesquieu, and even of Blackstone, were more widely read +and studied in America than in Europe. The brilliant writings of Tom +Paine also had great influence. The result was that the doctrine of +natural rights came to be generally accepted by the people of the +Colonies as the real foundation of their claims and the real +justification for their resistance to the objectionable acts of the +King and Parliament. In 1774 the first Continental<span class='pagenum'><a name="Page_38" id="Page_38">[Pg 38]</a></span> Congress in its +Declaration of Rights declared that the people of the Colonies had +those rights by "the immutable laws of nature" as well as by their +charters and the principles of the English Constitution. Two years +later in the Declaration of Independence the representatives of the +people made no reference to their charters nor to the principles of +the English Constitution as the foundation of their claims, but based +them exclusively on the theory of natural rights. They declared: "We +hold these truths to be self-evident, that all men are created equal; +that they are endowed by their Creator with certain unalienable +rights; that among these are life, liberty and the pursuit of +happiness."</p> + +<p>The same influences undoubtedly contributed to bring about the French +Revolution of 1789, and the theory of natural rights again found +expression in the French state papers of that period. In August of +that year, in the early stages of the Revolution, the following +"Declaration of the Rights of Man and Citizen" was<span class='pagenum'><a name="Page_39" id="Page_39">[Pg 39]</a></span> put forth by the +National Assembly and afterwards made the first two articles of the +Constitution of 1791, viz., "Art. 1. Men are born and remain free and +equal in rights. Social distinctions can be based only upon public +utility. Art. 2. The aim of every political association is the +preservation of the natural and imprescriptible rights of man. These +rights are liberty, property, security and resistance to oppression."</p> + +<p>Thus in the latter part of the 18th century the doctrine that man has +some individual rights by nature, not by grant or prescription, and +not alienable, obtained official recognition in two great nations. It +has since been formally and officially iterated in the Constitutions +of many American States and has been proclaimed and invoked as an +impregnably established political truth. Nevertheless the doctrine is +only a theory, not yet demonstrated nor undoubted. It has been +assailed and in the opinion of many refuted, by Bentham, Mill, and<span class='pagenum'><a name="Page_40" id="Page_40">[Pg 40]</a></span> +other utilitarian writers, the successors of Epicurus, Carneades and +the Sophists. Even in France and America it is now repudiated by many +and declared to be an obstacle to social and political improvement. +Still, despite the vigorous arguments against the doctrine, there +remains the innate feeling and a general belief that society abridges +individual rights instead of conferring them. In support of this +notion may be cited the fact that the statutes of any state or nation +are almost wholly restrictive or compulsory in character, and rarely, +if ever, permissive. From the Decalogue down, the language of the law +has been compulsive, "Thou shalt" and "Thou shalt not"; and men +generally act upon the theory that what society does not forbid by +statute or custom the individual may do.</p> + +<p>In passing now from the region of theory, of speculative opinion, to +what seems to me the region of facts, of actual conditions, of actual +traits of human nature, I wish it to be under<span class='pagenum'><a name="Page_41" id="Page_41">[Pg 41]</a></span>stood distinctly that in +what I may say about rights I am considering only the precepts of +justice, and that I differentiate those precepts from the precepts of +religion, charity, philanthropy, benevolence, and other similar +virtues, and even those of what is loosely called humanity. If it be +true as asserted by Addison that justice is the greatest and most +godlike of the virtues, it does not follow that the just man, to be +just, must possess all or any of the other virtues. One can be just +without being religious, charitable, or philanthropic, and even +without earning the reputation of being humane.</p> + +<p>I wish further to premise that I am considering our subject only with +reference to those who have grown to the age of self-maintenance and +consequent freedom. I do not take into account the rights of children +under that age.</p> + +<p>With these premises borne in mind, I would now in the next chapter +call attention to some propositions of fact, which I shall assume to be +<span class='pagenum'><a name="Page_42" id="Page_42">[Pg 42]</a></span> +established by science and history and by the reader's own +experience and observation, and which I think bear more or less +directly on our subject.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_43" id="Page_43">[Pg 43]</a></span></p> +<h2><a name="CHAPTER_III" id="CHAPTER_III"></a>CHAPTER III</h2> + +<h3><i>THE PROBLEM OF RIGHTS CONTINUED. THE NEED OF LIBERTY OF ACTION FOR +THE INDIVIDUAL</i></h3> + + +<p>Men are endowed by nature with sundry powers, faculties, capacities, +physical and mental. These, however, are not at all uniform, but are +diverse in kind and degree in different races of men and in different +individuals of the same race. Nature seems to work through diversity +rather than through uniformity, indeed through inequality rather than +through equality. Not all men are born poets, nor are all poets +equally good poets. Not all men are by nature adapted for intellectual +pursuits, and those who are so adapted are not in that respect equally +favored by nature. Even in the field of the simplest manual labor +there is great diversity of natural capacity. It seems to be<span class='pagenum'><a name="Page_44" id="Page_44">[Pg 44]</a></span> nature's +theory that mankind, the human race as a whole, will be better served +by diversities, by differences in kinds and degrees of powers, than by +uniformity and equality.</p> + +<p>Further, normal men are also by nature endowed, if not with rights, +yet with sundry instincts, desires, passions; also with sundry +feelings, emotions, sentiments; and also with some degree of reason +and power of choice. Some of these may not be apparent in infancy, but +they appear in a greater or less degree of intensity as the individual +develops.</p> + +<p>Among these instincts or desires is the desire to live, the desire to +serve each his own welfare and that of his offspring, and the desire +to decide for himself what will best serve that welfare. As a +corollary, he also has by birth the desire for freedom to exercise any +and all of his talents and powers in such manner, to such extent, and +in pursuit of such objects as he prefers, or to be idle if he prefers +idleness. Further, he has the instinct of acquisitiveness, the desire +to appro<span class='pagenum'><a name="Page_45" id="Page_45">[Pg 45]</a></span>priate to himself and retain control of such material objects +as he thinks may serve his welfare and that of his offspring, and +especially does he have a natural instinct and desire to possess and +control exclusively for himself whatever, much or little, he has +wrenched from nature or otherwise obtained by the exercise of his +various powers. This instinct is also observable in some animals. A +dog will hide a bone for his own exclusive future use. Man also +instinctively claims for his own the natural increase of what he has +acquired, the young of his beasts, the fruits of his orchard.</p> + +<p>This desire for control includes the desire to store up, to use, to +consume, to transfer, and even to destroy at will. This desire is seen +in young children, who will try to clutch and hold whatever attracts +them, and who will hoard or break toys or throw them away as their +whims may be. As they get older the desire to control grows stronger, +for they destroy less and preserve more in order to have greater +measure of<span class='pagenum'><a name="Page_46" id="Page_46">[Pg 46]</a></span> control; but still they desire freedom to consume or +destroy at their own will. So strong is this desire of control that +men wish to direct what shall be done with their property after their +death.</p> + +<p>If one is balked or hindered in the gratification of any of these +desires, there is excited in him a feeling of resentment against the +cause, even if it be only some force of nature. There is a note of +anger in the cries of a child over interference with his play, the +deprivation of any toy or other thing he may have or desire. That the +wind or the rain was the cause does not sooth him. In the mature man +also, anger adds some force to the kick he gives even inanimate +objects unexpectedly impeding him. Who of us has ever fallen over a +chair in the dark without mentally, at least, consigning it to +perdition? The old law of Deodand was an expression of this feeling of +resentment against inanimate objects even. By that law, according to +Blackstone, whatever chattel was the immediate cause of the death of<span class='pagenum'><a name="Page_47" id="Page_47">[Pg 47]</a></span> +a reasonable creature was forfeited to the crown, as when a cart ran +over a man. By the laws of Draco whatever caused a man's death by +falling upon him was to be destroyed or cast out of the community. +Thus a statue having fallen upon a man, it was thrown into the sea. +The Mosaic law savagely declared: "If an ox gore a man that he die, +the ox shall be stoned and his flesh shall not be eaten."</p> + +<p>Is not this instinctive feeling of resentment at interference with +one's person, liberty, or property, the rudiment of a later developed +idea, or sentiment, of rights possessed? Resentment is felt only when +one is deprived of something he feels he is entitled to. Granting that +nature has not endowed man with rights, it has imbued him with a +belief that he has rights, and also with a disposition to defend them.</p> + +<p>Man is also born into a material world of natural forces, and hence to +gratify his desire to live and serve his own welfare and that of his +offspring, he must adapt himself to his environ<span class='pagenum'><a name="Page_48" id="Page_48">[Pg 48]</a></span>ment, fit himself to +withstand heat and cold, provide himself with food and shelter. He not +only desires to, but he must, exercise his powers of mind and body and +hence should be free to exercise them to that extent at least. Nature +does not feed, clothe and shelter man. It only provides the raw +material which man must himself find, take, and convert by his labor, +manual and intellectual, into food, clothing, shelter, and whatever +else he desires.</p> + +<p>But man is also born into association with other men, into some sort +of social organization, and well for him that he is. It is not +society, however ill organized, that has caused, or today causes, +poverty. That is the primitive condition of the human race. It is only +through some social organization ensuring to man freedom for his labor +and security for his savings that he can escape poverty. If each +individual by his own unaided efforts had to find the raw material, +mold it to serve his needs and desires, and also defend it from +attacks by others, his life would<span class='pagenum'><a name="Page_49" id="Page_49">[Pg 49]</a></span> be one of dire poverty, scarcely +above that of the higher animals.</p> + +<p>Further, nature has so formed man that he not only needs but desires +association with other men. Children instinctively flock together for +common play, and this social instinct continues through life and +extends to work as well as play. We find men everywhere in the +civilized world voluntarily entering into associations for various +purposes thought by the members to be of service to themselves or +others. But there is over and surrounding these associations that +larger association, racial or territorial, which we call society. This +is the necessary association into which man is born and in which he +must live if he desires other than mere animal life. This society must +be maintained if the race of men, as men and not as mere animals, is +to continue. Indeed, society itself has a sort of instinct for +self-preservation. It is not a mere aggregation of individual units +but is an association of sentient correlated<span class='pagenum'><a name="Page_50" id="Page_50">[Pg 50]</a></span> beings with a resultant +life and movement of its own.</p> + +<p>Association, however, does not extinguish nor appreciably lessen the +natural instincts, desires, feelings, sentiments, etc., of the +individual, though they may be made less active by continued +restraint. Association even extends the scope of man's individual +desires and activities. He now desires freedom to make arrangements +with other men of such nature and for such purposes as he and they may +agree upon. If he is prevented by authority from making such +arrangements he feels some resentment, feels that his right is +infringed. He also comes to desire that those who have entered into +arrangements or contracts with him should perform their part, and he +instinctively feels resentment at their neglect or refusal to do so. +He feels that he has a right to the performance of the contract.</p> + +<p>Another desire is developed or given play by society,—the desire to +equal one's fellows in<span class='pagenum'><a name="Page_51" id="Page_51">[Pg 51]</a></span> the race for benefits, and, that accomplished, +to excel them. He desires to win in every game, to be the victor in +every contest of physical or mental powers, and in business as well as +in sports. If he is held back he feels resentment against the power +assuming to restrain him. He thus feels he has a right to equal and to +excel if he can. Whether competition should be enforced or stimulated +by society is a question in economics. What affects the question of +rights and hence of justice is whether this desire to excel should be +impeded.</p> + +<p>In this association, however, each individual man finds himself in +close contact all through life with other men having like instincts, +desires, feelings, emotions, etc., as his own; and who also feel like +resentments and have like notions of rights possessed. If each is left +by society free to gratify these desires or to enforce his claims of +rights in his own way unmindful how his action may affect others; if +they be left free to "take who have the power" and only they may<span class='pagenum'><a name="Page_52" id="Page_52">[Pg 52]</a></span> +"keep who can," society could not exist and civilization, if not the +race, would perish.</p> + +<p>Society, therefore, must frame and enforce rules for the regulation +and control of the conduct of its individual members, must even +restrain them to some extent from the gratification of some of their +desires. On the other hand, these instincts, desires, etc., must still +be reckoned with. They cannot be wholly suppressed nor even very much +reduced or impeded if society is to progress or even exist. There must +be left to the individual some degree of liberty of choice and action. +An eminent American jurist, James C. Carter, vividly stated this, +though perhaps in the extreme, when he wrote that the sole function of +law and legislation is to secure to each individual the utmost liberty +which he can enjoy consistently with the preservation of the like +liberty to all others. "Liberty (he wrote), the first of blessings, +the aspiration of every human soul, is the supreme object. Every +abridgment of it demands an excuse, and the<span class='pagenum'><a name="Page_53" id="Page_53">[Pg 53]</a></span> only good excuse is the +necessity of preserving it." (Carter's "Law. Its origin and growth," +page 337.)</p> + +<p>There must also be left to the individual some personal motives for +labor and thrift, for, after all, it is the toil of individuals that +supports society and its members. It is the surplus products, not +consumed, but stored up by the economy of individuals that constitutes +the energy of society. However it may be improved in the future, the +nature of the average man today is such that he will not toil and deny +himself without prospect of rewards to accrue to himself for his own +personal use. He will not strive to earn and then conserve his +earnings unless he can have them for his own, to control, use and +dispose of at his pleasure. However it may be with a few unselfish, +devoted souls, men as a rule are not yet so altruistic as to devote +themselves exclusively to the good of others, of society. I think it +evident that if the impelling natural desire to serve one's self be +wholly or even largely<span class='pagenum'><a name="Page_54" id="Page_54">[Pg 54]</a></span> disregarded by society, little would be +produced or saved by voluntary labor and self-denial. The alternative +would be the restoration of some system of enforced labor, of slavery, +for the vast majority of men. At this day, after centuries of +exhortation to practise the virtues of benevolence, of brotherly love, +of self-sacrifice for the good of others, men do not from pure love of +humanity voluntarily endure heat and cold, expend their labor and +savings in working mines, in braving seas, in building and operating +factories, railroads and steamships, in growing corn and cotton. Even +those public offices, in which the altruist might find the best +opportunities for serving the people, are not much sought for unless +some personal honor or pecuniary profit be attached to them. Should +society decree that the laborer, whether with hands or brain, should +have no individual reward proportionate to the efficiency of his +labor, but only his numerical proportion of the product of all +laborers, I fear the efficiency of all classes of laborers, manual<span class='pagenum'><a name="Page_55" id="Page_55">[Pg 55]</a></span> +and mental, would fall to the "irreducible minimum."</p> + +<p>The foregoing statements and inferences lead to the question, how far +should society go in undertaking to regulate the conduct and restrict +the freedom of the individual,—that freedom which would be his if he +were alone in the world? It may be thought that this is a question of +expediency for economists and sociologists, and so it is largely, but +it is also a question of rights and hence of justice, since every +action or non-action of society affects the freedom of the individual +in the gratification of his desires or, in other words, in his pursuit +of happiness.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_56" id="Page_56">[Pg 56]</a></span></p> +<h2><a name="CHAPTER_IV" id="CHAPTER_IV"></a>CHAPTER IV</h2> + +<h3><i>JUSTICE THE EQUILIBRIUM BETWEEN THE FREEDOM OF THE INDIVIDUAL AND THE +SAFETY OF SOCIETY</i></h3> + + +<p>The question stated at the close of the last chapter is most important +and, in a sense, is perhaps the crux of the whole matter. Not only may +error in the solution of the question injuriously affect the material +interests of individuals and hence of society as a whole, but it may +cause unhappiness far greater than that caused by any material loss, +viz., a sense of injustice. As said by the English judge, "Injustice +cuts to the bone."</p> + +<p>At the outset I accept Herbert Spencer's theory that the idea of +justice contains two sentiments, positive and negative; the one the +sentiment of the individual that he has the right by nature to the +unimpeded use of his faculties and to the<span class='pagenum'><a name="Page_57" id="Page_57">[Pg 57]</a></span> benefits he acquires by +such use; the other the consciousness that the presence of other +individuals with similar claims of rights necessitates some limitation +of his own claims. Out of those two sentiments is evolved, I think, +the idea of justice or injustice according as they are or are not in +equilibrium. They suggest the definition that justice is the +equilibrium between the full freedom of the individual and the +restrictions thereon necessary for the safety of society. The +restraint of personal conduct within too narrow limits, the necessity +of which cannot be made clear, excites resentment, stimulates angry +passions, and hence causes unhappiness through a sense of injustice. +Restraint within necessary limits only, the necessity of which can be +seen, arouses no resentment; on the contrary, it satisfies the +individual, favors harmonious cooperation, profits society and +increases the happiness of its members, through the appreciation of +that necessity.</p> + +<p>But for the fixing of the boundary line between<span class='pagenum'><a name="Page_58" id="Page_58">[Pg 58]</a></span> necessary and +unnecessary restraints upon personal conduct, some other matters still +are to be considered. I have said that man instinctively feels +resentment at interference with whatever he may think is his right to +do, or get, or keep. If this interference is from any of his fellow +men his resentment is greater than when it is from natural forces. +There arises the desire for vengeance, the desire to "get even,"—to +use a common phrase,—by inflicting a corresponding injury on the +offender. An eye for an eye, a tooth for a tooth, is instinctively +demanded now as of old. If unable to inflict a corresponding injury +there is the desire to inflict an equivalent injury. To paraphrase +Bacon, revenge is justice running wild.</p> + +<p>This instinct should be heeded by society. If it be necessary for its +own preservation that society restrain this instinct, prohibit private +vengeance, then it must itself provide for satisfaction of the instinct; +the offender must be compelled to make full compensation or else be +<span class='pagenum'><a name="Page_59" id="Page_59">[Pg 59]</a></span> +made to suffer in turn some deprivation of rights claimed by +him that shall be commensurate with the offense. This should be done +speedily and gratuitously so far as possible. Delay and expense cause +resentment in the suitor for justice and so cause injustice. In doing +this, society not only protects itself but it restores an equilibrium +of rights disturbed by the offender. This restoration of equilibrium +is an essential element in the concept of justice. Of course, as +society progresses and human nature improves, this desire of the +injured for vengeance on the offender becomes weaker. The virtues of +mercy, forgiveness, or willingness to forego the demand for +punishment, come into play and society is allowed to attempt to reform +rather than to punish, or is allowed to pardon altogether. These +virtues, however, are not part of the concept of justice. If the +punishment seems inadequate, or the pardon seems undeserved, there +remains, or is again excited, the feeling of resentment. The +equilibrium is not restored.</p> + +<p><span class='pagenum'><a name="Page_60" id="Page_60">[Pg 60]</a></span> +Another sentiment or feeling is to be reckoned with in order to secure +this equilibrium in society. The young, untrained child is impatient +of all restraint. It is only by experience that he learns he must +submit to restraint if he would have any sort of association with his +fellows. He learns that he must submit to the rules of the game if he +would have a part in the game. As he comes to maturity he becomes +conscious that society must impose restraint upon him and hence feels +no resentment against all restraint, as does the untrained child. He +does, however, feel resentment if restraints are imposed upon him in +his pursuit of happiness which are not imposed upon others in their +pursuit. Similarly he feels resentment if exemptions from restraint +are allowed some others and not allowed him also. Furthermore, he is +quick to note any discrimination against himself and prone to imagine +it when in fact there is none.</p> + +<p>Almost as soon as the average child is placed with others under a +common authority, as in a<span class='pagenum'><a name="Page_61" id="Page_61">[Pg 61]</a></span> public school, he begins to complain of the +teacher's partiality to other pupils. He will stay in no game where +the rules operate unequally against him. He insists on an even chance +with his fellow players. When later in life he engages in business he +resents any favoritism shown by the government of his state or town to +others in the same or a similar business. This feeling is especially +noticeable in the matter of taxation. If one believes the taxes +imposed by the government are unnecessarily heavy he may feel some +resentment, but his resentment is much greater if he believes he is +overtaxed in comparison with his fellows, that they are escaping their +proportionate share of the burden, or that taxes are imposed on his +products in order to favor the products of others, as when +oleomargarine was taxed to handicap it in its competition with butter.</p> + +<p>This feeling of resentment at inequality of restraints and burdens +imposed and exemptions granted is not ignoble, is not a feeling to be +sup<span class='pagenum'><a name="Page_62" id="Page_62">[Pg 62]</a></span>pressed or even concealed. It is far different from the feeling of +envy. If I can only afford to ride in a trolley car I may envy the man +who can afford to ride in a luxurious motor car and yet not feel +wronged. But if I am excluded from a public street car to which he is +admitted I have a different feeling, that of resentment. I may be +perfectly willing that all others, rich or poor, shall use the streets +to the full extent that I do, but if it be proposed that my use shall +be limited in order that some others may for their private purposes +have more than an equal use with me, my feeling is not one of envy but +of indignation. So I can appreciate that if I wilfully or through +carelessness injure another I should make full compensation, and hence +can cheerfully submit to the law compelling me to do so; but if the +law undertakes to exempt any other person from a similar liability, I +feel a keen sense of wrong. Conversely, the most strict +disciplinarian, the martinet even, if otherwise competent receives +ready obedience and respect<span class='pagenum'><a name="Page_63" id="Page_63">[Pg 63]</a></span> if it is seen that he treats alike, +according to their merits, all subject to his authority. This feeling +is natural. Nature is impartial in the application of its laws. It +allows no exemption. Its fires burn the weak as well as the strong, +the child as well as the man, the poor as well as the rich. One star +differs from another star in glory, but no one of all the millions of +stars is exempt from any of the laws set by nature for stars.</p> + +<p>This feeling of right to impartiality of treatment had some faint +expression in the Massachusetts "Body of Liberties" of 1641, in which +it was declared that the liberties, etc., therein enumerated should be +enjoyed "impartially" by all persons within the jurisdiction of the +colony. It was more distinctly recognized in the Connecticut +Declaration of 1818 and a part of the Connecticut Bill of Rights +today, "That all men when they form a social compact are equal in +rights and that no man or set of men are entitled to exclusive public +emoluments or privileges from the community." Again it appears in the<span class='pagenum'><a name="Page_64" id="Page_64">[Pg 64]</a></span> +federal and some state constitutions in the provision against the +granting of titles of nobility. It seems to be at least impliedly +recognized in the XIVth amendment to the United States Constitution in +the clause that no state "shall deny any person within its +jurisdiction the equal protection of the laws," since "the equal +protection of the laws" necessarily implies protection against unequal +laws, laws favoring some at the expense of others or of the whole. If +the state favors one more than another it does deny that other equal +protection. I do not subscribe to the doctrine that "the greatest good +of the greatest number" is to be sought. The only legitimate search is +for the good of the whole number without discrimination for or against +any one. This sentiment found expression in the once popular slogan, +"Equal rights for all. Special privileges for none." I say once +popular, for today it would seem not popular in practice. True, +special privileges are still loudly denounced, but under the name of +special exemptions, they are<span class='pagenum'><a name="Page_65" id="Page_65">[Pg 65]</a></span> still demanded by those who denounce +them most loudly.</p> + +<p>It is not inequality of natural powers of body or mind, nor inequality +in natural conditions, that excites this feeling of resentment I have +noted. The man of feeble natural powers may envy him of strong natural +powers, but he can see that society, that law, is not responsible for +that inequality. If one finds himself from lack of natural ability or +adaptiveness unable to accomplish what others of superior ability or +adaptiveness easily accomplish, and hence he fails to receive the +prize they so easily win, he may feel great disappointment and regret, +but if honest with himself will not attribute his failure to the +injustice of society.</p> + +<p>It is not essential to the preservation of society and the race that +such inequalities should be removed, that all men should be reduced to +a dead level of capacity, that human nature should be ignored. It is +strongly felt, however, that society should not itself create +artificial inequal<span class='pagenum'><a name="Page_66" id="Page_66">[Pg 66]</a></span>ities, should not allow one man or set of men a +liberty it will not allow to others, should not impose burdens on one +man or set of men to be borne by them alone while others are exempt; +or if it does undertake to do so it should be able to demonstrate that +such artificial inequality is necessary for the safety of all. The +intensity of this feeling against artificial inequalities is so great +that men sometimes prefer equality before the law even to liberty. +When the British ambassador said to Madam De Stael that Frenchmen had +no more liberty after the Revolution than before, she answered that +they had acquired equality before the law and they preferred that to +more liberty. This sentiment was tersely and well expressed in the +French Declaration of Rights of 1795. "Equality consists in this, that +the law is the same for all whether it protects or punishes."</p> + +<p>Of course, no assertion of rights can be carried to the extent of the +dictum, "Fiat Justitia ruat Respublica," for if the state fall, all +hopes of<span class='pagenum'><a name="Page_67" id="Page_67">[Pg 67]</a></span> justice fall with it. When the alternative is the conquest +of the particular society by invasion or its disorganization by +rebellion or rioting or otherwise, some of its members must submit to +the sacrifice of some or all of their rights. Nature will sacrifice +individuals for the preservation of the race. Society must sometimes +do the same. "Inter arma silent leges." But such times are exceptional +and not within the scope of our inquiry.</p> + +<p>To sum up the matter, justice is the according to every one his right, +and that right is such freedom of action in gratifying one's desires +as can be exercised in harmony with like freedom by others. In other +words, it is equal freedom, equal restraint. It is order and harmony. +Plato and Aristotle were right in teaching that order is an essential +element of justice.</p> + +<p>But who is to determine the matter? Who is to determine what degree of +restraint or liberty is necessary to secure this order and harmony, +this justice? Obviously it is society, or rather,<span class='pagenum'><a name="Page_68" id="Page_68">[Pg 68]</a></span> individuals acting +as a whole through society and not each individual acting for himself, +that must determine such questions. Society has the responsibility. If +it imposes too many restraints or imposes them unequally it excites, +as said before, resentment and antagonism, sometimes to the extent of +resistance. If it imposes no more restraints than are necessary and +imposes them equally, order and harmony are secured. And when we have +this equal freedom with equal and only necessary restraints we have +order and harmony,—in other words, justice. Indeed, to repeat, +justice in some of its aspects may be considered as the desired +equilibrium between the needs of society and the interests of its +individual members.</p> + +<p>I have left out of the account various virtues,—pity, sympathy, +philanthropy, generosity and the like. Though these make social life +more agreeable and contribute much to the sum of human happiness, they +are not essential to the existence of the race or society. Society<span class='pagenum'><a name="Page_69" id="Page_69">[Pg 69]</a></span> as +an organization is not held together by these virtues, though many of +its weaker members might suffer and perish if they were non-existent. +Allow men as much freedom of thought and action as can be exercised +without interference with like freedom of others, but restrain them +from exercising any greater freedom, and they can and will live +together in society though they may be wholly selfish in feeling and +conduct. What is called the golden rule, that we should do to others +as we would have them do to us, is a precept of philanthropy, of +charity, not of justice. The rule enunciated by Confucius five hundred +years before Christ, the rule that we should not do to others what we +would not have them do to us, is sufficient for the existence of +society. The French Convention of 1793 stated the proposition in these +words: "Liberty is the power that belongs to man to do whatever is not +injurious to the rights of others; it has nature for its principle, +justice for its rule, law for its defense: its normal limit is the +maxim, Do<span class='pagenum'><a name="Page_70" id="Page_70">[Pg 70]</a></span> not to another that which you do not wish to be done to +you."</p> + +<p>This order and harmony, however, are not easily secured. Not only are +there honest differences of opinion as to what restraints are +necessary and how and on whom they should be imposed, but society is +divided into groups or classes with interests conflicting, or thought +to be conflicting, and each seeking to impose restraints on others +while retaining freedom for themselves. While professing to demand +more liberty and equality, they are often really insisting on greater +restraint and inequality. The successful insistence of the +trades-unions of England in securing from Parliament a statute +exempting their funds from answering in damages for injuries caused by +them is a conspicuous instance. Another and equally glaring example is +the effort in this country to exempt from the law against combinations +in restraint of trade, combinations to increase the cost of living by +increasing the prices of agricultural products<span class='pagenum'><a name="Page_71" id="Page_71">[Pg 71]</a></span> and the prices to be +paid for labor. The effort seems to be to compel men to compete in the +use of their savings no matter how wasteful the competition, and to +forbid men competing in the use of their labor, no matter what the +idleness thereby caused. I think it a truism that whoever seeks to be +exempted from the restrictions or liabilities he would impose on +others, seeks not justice, but to do injustice.</p> + +<p>Another hindrance arises out of the very virtues of pity and sympathy. +These impel many to endeavor, not to persuade, but to compel the more +efficient and prudent who have by their farsightedness, courage, +industry and thrift made good provision for themselves and their +offspring, to provide also for the inefficient and the improvident. To +be asked to give to these does not offend any sense of right, but if +one be told he must give he feels resentful at once. He feels he has a +right to decide for himself to whom and to what extent he shall give +of his savings. Society did not come into existence nor does it<span class='pagenum'><a name="Page_72" id="Page_72">[Pg 72]</a></span> now +exist to correct the inequalities of nature, the inequalities of +natural powers, nor to prevent the efficient and prudent receiving and +enjoying the results of their efficiency and prudence. Nature itself +makes no such effort. It rather tends to eliminate the less efficient +and preserve the more efficient. Even if society may strive to +preserve the inefficient and improvident, should it do so by hampering +and restraining those wiser and more capable? We must expect nature to +deal with society, with states and nations, as it does with +individuals. If a state by its laws discourages the exercise to its +full extent of the efficiency of the few and renders less severe the +penalties for the inefficiency and imprudence of the many, it cannot +long maintain any advantageous position among other nations. Whatever +the precepts of religion, of philanthropy, or of other virtues may +require, the precepts of justice do not require society to support men +in idleness nor even to furnish them with employment. Neither do the +pre<span class='pagenum'><a name="Page_73" id="Page_73">[Pg 73]</a></span>cepts of justice require the state to furnish opportunities, nor +even to establish equality of opportunity, but only equality of right +to take advantage of opportunity. It is a saying, but not a fact, that +opportunity knocks once at every man's door. Nature does not bring +opportunities, much less equal opportunities, to men's doors. It +requires men to go out and search for opportunities, or at least to be +on the watch for them, as it requires men to search or watch for other +things they desire; and he of the quickest perception and most +farsighted will soonest see them, and when seen he does not feel any +obligation to share them with others less vigilant or even less +fortunate. Society does not support its members, they support it and +must support it and themselves by their own exertions, find their own +place, find employment for themselves, so far as the precepts of +justice are concerned.</p> + +<p>However prevalent the sentiment that more than equality of right to +use his opportunities<span class='pagenum'><a name="Page_74" id="Page_74">[Pg 74]</a></span> is due to any one, it is not an instinctive +sentiment. The contrary is the fact. Unless we are dominated by some +other sentiment than justice, we instinctively yield assent to +Aristotle's proposition that the prize flute should be awarded to the +best flute player whether opulent or indigent, literate or illiterate, +citizen or slave. A group of small children exploring the fields and +woods for wild flowers will concede to each what flowers he finds +whether by his better eyes or better luck. So with groups of small +boys fishing in the streams and brooks. In games of cards for stakes, +the players do not expect to hold cards of equal value and they +concede the stakes to the winner, whether won by his greater skill or +superior cards.</p> + +<p>Also there is an instinctive sentiment that the evil results of one's +own conduct should be borne by him alone. If one suffers loss through +his own misjudgment, incapacity, or want of care, then, whatever the +precepts of other virtues may require, we do not feel that justice +requires us to bear any part of that loss. On the<span class='pagenum'><a name="Page_75" id="Page_75">[Pg 75]</a></span> contrary, we feel +instinctively that he should bear the loss alone, that it is the +natural penalty for his lack of judgment, capacity, or care. If my +neighbor neglects to insure his house and loses it by fire, I see no +reason why he should not bear the loss alone.</p> + +<p>In this connection, perhaps I should not omit to notice references +often made to the rights of labor, the rights of capital, property +rights, and personal rights, as if they were different in their nature +and importance. I do not as yet see such difference. All rights are +personal rights, and the right of each to control his labor, his +savings, his person, and his property is the same. I am not yet +convinced that the right of the laborer to make use of his labor is +superior to that of the capitalist to make use of his capital; that, +whatever his greater need, the right of one without property is +superior to that of one who has property; that the right to get is +superior to the right to save. It is also loudly proclaimed that +"property rights" are of little importance com<span class='pagenum'><a name="Page_76" id="Page_76">[Pg 76]</a></span>pared with "human +rights," unmindful of the truth that the right "of acquiring, +possessing and defending property" is, as much as any other, a human +right and, as such, necessary to be maintained if the race is to rise +above its primitive condition of poverty. However, I do not see that +the differences, if any, affect the general question of individual +rights.</p> + +<p>The conclusion I arrive at is this: Society, and with it the race, +cannot survive unless it restrains to some extent individual freedom +of action, nor can any particular society long survive if it carry +that restraint too far. It should, therefore, ascertain and maintain +the line, the equilibrium, between necessary freedom and necessary +restraint. It is only by such action of society that justice can be +established and the welfare of the race be advanced. This brings us to +the question of how and by what instrumentalities society can best +perform this momentous task, the securing of justice. This will be +considered in the next chapter.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_77" id="Page_77">[Pg 77]</a></span></p> +<h2><a name="CHAPTER_V" id="CHAPTER_V"></a>CHAPTER V</h2> + +<h3><i>JUSTICE CAN BE SECURED ONLY THROUGH GOVERNMENTAL ACTION. THE BEST +FORM OF GOVERNMENT</i></h3> + + +<p>In the present state of civilization society cannot act effectively +for determining and maintaining the line, the equilibrium, between +necessary freedom and necessary restraint, or in short, justice, +except through some governmental organization with power to define and +enforce. Appeals to altruistic sentiments will not suffice. This truth +was recognized by the framers of our federal and many state +constitutions, in naming first among the purposes of government the +establishment of justice.</p> + +<p>Any government, however, or rather those entrusted with its +administration, may through mistake or wilfulness do injustice to some +of its subjects. It has often done so in the past and<span class='pagenum'><a name="Page_78" id="Page_78">[Pg 78]</a></span> the future is +not free from the danger. The very possession of power excites a +desire to use it, and it is an admitted characteristic of our human +nature that those vested with power, political or other, are prone to +exercise it unduly, to abuse it. Men in authority are often said to be +"drunk with power." Hence to ensure justice the governmental +organization should be such that the limits of the various powers of +the government be carefully defined and its administrators be kept +within those limits.</p> + +<p>Some years ago I might have pointed to our own federal and state +governments as the best in form and character for establishing justice +and rested there. In later years, however, the superiority of our +system is questioned, and radical changes are urged, and indeed some +have been made, in the federal system and in that of some of the +states. I feel, therefore, that I should make some defense of the +system, believing as I do that in its general form and character it is +best adapted to secure firmly as much<span class='pagenum'><a name="Page_79" id="Page_79">[Pg 79]</a></span> individual liberty of action +and equality of right as is consistent with the welfare of the whole +number, or, in other words, best adapted to secure justice.</p> + +<p>It has become a familiar maxim that the functions and powers of +government may all be grouped in three classes or departments, +corresponding to the duties already named: (1) that of determining +what rules and regulations should be observed, what restraints and +duties should be imposed upon its subjects; (2) that of determining +whether in a given case any of these rules, etc., have been violated; +and (3) that of punishing their violation and otherwise enforcing +their observance. These three groups have come to be called the three +powers of government and to be designated as the legislative, +judicial, and executive, though they are usually named in another +order as the executive, legislative, and judicial.</p> + +<p>The most efficient form of government for good or evil, and the +quickest to act, is undoubt<span class='pagenum'><a name="Page_80" id="Page_80">[Pg 80]</a></span>edly that in which all of these powers are +united in a single individual. If that individual were always strong, +yet peace-loving, self-controlled, sagacious and exclusively devoted +to the welfare of his subjects, that form of government would perhaps +secure them justice most surely and speedily. Such men, however, are +rare and such governments have been found to be invariably and almost +inevitably arbitrary in their dealings with their subjects, and in the +plenitude of their power to become oppressive. While they may +effectually protect their subjects from foreign aggression and +domestic anarchy, their tendency is to impose burdens and restrict +individual liberty more than necessary, and to disregard the innate +desire of men for liberty or at least for equality of restraint. This +form of government has already largely disappeared and is further +disappearing, though it may again be resorted to for the restoration +of order, should the present forms of government fail to prevent +violence and preserve the peace.</p> + +<p><span class='pagenum'><a name="Page_81" id="Page_81">[Pg 81]</a></span> +But other forms of government have not been and are not yet wholly +free from the same objectionable tendency. The vesting of all these +governmental powers in a group or class of persons instead of one +person has been followed by the same results. Aristocracies or +oligarchies have the same tendency and even in a greater degree. They +have proved even more selfish and tyrannical than the single ruler. +They, like all crowds, are less sensitive in conscience, less moved by +appeals to reason, than is the single individual. They offend more the +sentiment of equality. The French Revolution was not so much against +the king as against the nobility, who with their oppressive feudal +exemptions had excited the resentment of the people at large. It was +not till after he had cast in his lot with the emigrés that the king +was deposed and guillotined.</p> + +<p>Nor have pure democracies, in the few instances where they have +undertaken to exercise directly all the powers of government, showed +less ten<span class='pagenum'><a name="Page_82" id="Page_82">[Pg 82]</a></span>dency to be arbitrary and inconsiderate of individual freedom +and desires. The nearest approach to such a government was that of +ancient Athens where the populace sent into exile, practically without +trial, Aristides, called the Just, Miltiades, the victor of Marathon, +and Themistocles, the victor of Salamis. The excesses of the Paris +Commune of 1870 during its reign, the lynchings of today by mobs of +so-called "respectable citizens" who assume the power to accuse, judge +and execute all at once, indicate how much regard unrestrained +democracies would have for the rights of their individual members.</p> + +<p>Nevertheless, despite the danger of more or less arbitrariness, of +more or less oppression of the individual, any government must be made +strong enough perfectly to maintain order and peace among its +subjects. Order is earth's as well as heaven's first law. The goddess +Themis in the early Greek mythology was the goddess of order as well +as the supplier of <i>themistes</i> or de<span class='pagenum'><a name="Page_83" id="Page_83">[Pg 83]</a></span>cisions. She was present as the +spirit of order in the councils of gods and men. The government that +cannot or will not maintain order and peace, prevent violence and +fraud, enforce individual rights and redress individual wrongs +completely and promptly, is so far a failure and whatever its form +should be reformed or overthrown. Even military despotism is better +than disorder.</p> + +<p>On the other hand, there must be taken into account the tendency, +already mentioned, of the possessor of unlimited power over others to +use it for his own benefit or pleasure at the expense of those subject +to his control, where not restrained by affection or like virtues. +Under all governments there has been more or less friction between the +persons governing and those governed; more or less strife, sometimes +culminating in rebellion and even revolution. If it be said that under +a government by the people directly, a pure democracy, such as seems +to be advocated at this day, there would be no distinction between +governors and governed, that<span class='pagenum'><a name="Page_84" id="Page_84">[Pg 84]</a></span> all would be governors and governed +alike, the answer is that in a pure democracy the governing power is +and can be exercised by only a part of the people, a majority it may +be, but still only a part. This part are the governors. The other +part, perhaps nearly as numerous, are governed. Friction and even +factious strife would still exist. Indeed, a government by a pure +democracy ruling directly would probably be more arbitrary than any +other, as was the case in Athens. The government by one, or that by a +few, would be restrained to some extent by public opinion, would +refrain from extreme measures lest they excite effectual resistance, +but a majority would feel no such restraint. It would itself +constitute public opinion and it would be less likely to fear +resistance.</p> + +<p>It is evident, therefore, that the frame of government should be such +as to secure uniformity in its action so that it shall not act +arbitrarily and unequally on its subjects. I assume that no sane man +would desire to live<span class='pagenum'><a name="Page_85" id="Page_85">[Pg 85]</a></span> under any government where the wielders of the +governmental power, one or many, are entirely without legal restraint. +We all desire normally, not only order and peace, but also personal +liberty and equality of rights. The problem, then, is how to order the +frame of government so that it shall be strong enough to protect us +individually as well as collectively, but not left able to oppress us +or any of us. As said by Alexander Hamilton, we "must first enable the +government to control the governed, and in the next place oblige it to +control itself."</p> + +<p>One great step toward such a form of government was made in the +establishment of our federal and state governments by giving effect to +the theory of the tripartite nature of governmental powers, entrusting +each of the three to a different person or group of persons, or, in +other words, to a different department, each restraining the other +departments from exceeding their defined powers, so that the +government, however democratic, shall not run wild. At this day, +<span class='pagenum'><a name="Page_86" id="Page_86">[Pg 86]</a></span> +however, even this feature of our form of government is assailed as +hampering the people and their government and greatly delaying desired +reforms. It may be admitted that a government with its powers thus +separated in different departments is not able to act as quickly as +desired by zealous persons confident of the excellence of their +schemes and impatient for their realization, but, on the other hand, +it is less liable to act too hastily, less liable to act arbitrarily, +or to disregard individual rights and interests.</p> + +<p>The idea of a division of governmental powers is not of recent origin. +Aristotle argued that the judges should have no other political power, +should not themselves enforce their decisions. In Rome under the +Republic there was divided between the pretor and the judex the power +to decide controversies. The pretor had other duties, but the judex +was confined to the single duty to hear and determine. The framers of +our Federal Constitution and of our early state constitutions did not +act hastily nor unadvisedly.<span class='pagenum'><a name="Page_87" id="Page_87">[Pg 87]</a></span> As heretofore stated, the long +controversy with Great Britain over the relations between that country +and her Colonies, the arbitrary acts of the British King and +Parliament, caused in the Colonies a profound study of the nature of +government: what should be its purposes and how best to effect its +purposes and avoid its abuses. The principal men among them in each +Colony were familiar with the history of governments and with the +theories of government advanced by European lawyers and political +philosophers. They were acquainted with the arguments of Montesquieu +and others that a separation of the powers of government and the +vesting of each, the executive, legislative, and judicial, in +different hands was essential to liberty. They did not merely +theorize, however. They had themselves lived and labored under +governments not thus divided in functions or only partially so. +Colonial governors had assumed legislative functions in the +promulgation of ordinances, and also judicial functions as judges of +probate and in other ways.<span class='pagenum'><a name="Page_88" id="Page_88">[Pg 88]</a></span> The colonial legislatures did not hesitate +to dictate to the courts in particular cases and often acted as a +court of appeal. In Massachusetts Bay the legislature came to be known +as the General Court and exercised judicial power freely, sometimes +calling in the judges to sit with them. The same individual could at +one and the same time fill an executive and a legislative or judicial +office. In colonial Massachusetts William Stoughton held the offices +of military commander, lieutenant governor, and chief justice at the +same time. Because of the frequent and prolonged absences of the +titular governor he was often the acting governor. As an inevitable +consequence, when sitting as a judge he was more a zealous prosecutor +than an impartial judge. His conduct in the witchcraft trials was +comparable to that of Jeffreys in the infamous "Bloody Assizes." +Hutchinson was also often acting governor while holding his commission +as chief justice.</p> + +<p>In view of their experience and deep study,<span class='pagenum'><a name="Page_89" id="Page_89">[Pg 89]</a></span> the opinions formed by +the framers of the early constitutions of this country should be of +great weight in forming our own. It is worth while to cite the +opinions of some. Thomas Jefferson was not in his day, nor has he been +since, regarded as opposed to popular government. Virginia had as +early as 1776 declared in its first constitution that the three great +departments should be kept separate. Jefferson, who besides his other +opportunities of observing the operation of government was himself +chief magistrate of the state, criticized that constitution as not +making such separation effectual. In his "Notes on Virginia" he wrote +of it: "All the powers of government, legislative, executive and +judiciary, result to the legislative body. The concentrating these in +the same hands is precisely the definition of despotic government. It +will be no alleviation that these powers will be exercised by a +plurality of hands and not by a single one. One hundred and +seventy-three despots would surely be as oppressive as one. Let those +who<span class='pagenum'><a name="Page_90" id="Page_90">[Pg 90]</a></span> doubt it turn their eyes on the republic of Venice. As little +will it avail us that they are chosen by ourselves. An elective +despotism was not the government we fought for, but one which should +not only be founded on free principles, but in which the powers of +government should be so divided and balanced among several bodies of +magistracy as that no one could transcend their legal limits without +being effectually checked and restrained by the others. For this +reason the convention which passed the ordinance of government laid +its foundation on this basis, that the legislative, executive and +judiciary departments should be separate and distinct, so that no +person should exercise more than one of them at the same time. But no +barrier was provided between these several powers." It was this +defect, this lack of barriers, that Jefferson lamented.</p> + +<p>When the draft of the Federal Constitution of 1787 was submitted to +the states, one of the principal objections urged against it was that +in its structure sufficient regard was not paid to<span class='pagenum'><a name="Page_91" id="Page_91">[Pg 91]</a></span> keeping the three +departments of government separate and distinct. In reference to this +objection Madison wrote in the "Federalist": "No political truth is +certainly of greater intrinsic value or is stamped with the authority +of more enlightened patrons of liberty than that on which this +objection is founded. The accumulation of all powers, legislative, +executive, and judiciary, in the same hands, whether of one, few, or +many, and whether hereditary, self-appointed, or elective, may justly +be pronounced the very definition of tyranny. Were the Federal +Constitution therefore really chargeable with this accumulation of +powers, or with a mixture of powers having a dangerous tendency to +such an accumulation, no further argument would be necessary to +inspire a universal reprobation of the system." He elsewhere declared +the maxim to be a "fundamental article of liberty."</p> + +<p>Hamilton was apprehensive of danger to liberty from the legislative +department and favored a strong executive to guard against it. He +de<span class='pagenum'><a name="Page_92" id="Page_92">[Pg 92]</a></span>clared in the "Federalist" that the legislative department was +"everywhere extending the sphere of its activity and drawing all power +into its impetuous vortex,"—that the people "never seem to have +recollected the danger from legislative usurpation which by assembling +all power in the same hands must lead to the same tyranny as is +threatened by executive usurpation." Washington in his Farewell +Address, after much experience with, and observation of, legislative +action, said: "The necessity of reciprocal checks in the exercise of +political power by dividing and distributing it in different +depositaries and constituting each the guardian of the public weal +against invasions by the others has been evinced by experiments +ancient and modern, some of them in our own country and under our own +eyes. To preserve them must be as necessary as to institute them."</p> + +<p>After having lived for generations under governments in which there +was no effective division of powers, the people of the various<span class='pagenum'><a name="Page_93" id="Page_93">[Pg 93]</a></span> +colonies in setting up their own governments at the time of the +Revolution very generally declared for such division, in more or less +explicit terms. Even in the few cases where the division was not +expressly made, it was implied in the constitution. The provision in +the constitution of Massachusetts adopted in 1780 may be cited as an +example of the strength of the conviction. "In the government of this +Commonwealth the legislative department shall never exercise the +executive and judicial powers or either of them; the executive shall +never exercise the legislative and judicial powers or either of them; +the judicial shall never exercise the legislative and executive powers +or either of them." To this provision were appended, as the reason for +it, the memorable words, "To the end that it may be a government of +laws and not of men."</p> + +<p>From 1776 to the present century as new states were formed their +people in most instances have adopted similar provisions. Perhaps the +people of Maine when they separated from<span class='pagenum'><a name="Page_94" id="Page_94">[Pg 94]</a></span> Massachusetts in 1820 +adopted the most stringent provision by prohibiting not only the +departments but all the persons in either department from exercising +any of the powers properly belonging to either of the other +departments.</p> + +<p>Of course some exceptions to the rule are necessary and these are +usually named in the constitution itself. Again the dividing line +between the powers cannot always be precisely defined and, further, +each department in the performance of its own proper functions may +sometimes be obliged to exercise a power strictly pertaining to +another department. All that the maxim requires is that the three +powers should be kept as distinct and separate as possible and have +the government still go on.</p> + +<p>It is true we should not fear to question the wisdom of our fathers, +but conclusions they have arrived at in matters of government after +long study, observation, and actual experience should not be +disregarded unless their error can be clearly demonstrated.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_95" id="Page_95">[Pg 95]</a></span></p> +<h2><a name="CHAPTER_VI" id="CHAPTER_VI"></a>CHAPTER VI</h2> + +<h3><i>THE NECESSITY OF CONSTITUTIONAL LIMITATIONS UPON THE POWERS OF THE +GOVERNMENT. BILLS OF RIGHTS</i></h3> + + +<p>It should be evident that the division and distribution of +governmental powers among different depositaries will not alone +prevent encroachments by the governing power upon the liberty of the +subject. The executive department in performing only executive +functions can, in the absence of other checks, act oppressively. The +legislative department, especially, without exceeding the legislative +function, can in many ways and in excessive degrees oppress the +individual by unnecessary restrictions of personal liberty, by +unnecessary exactions, by arbitrary discriminations. The theory of +representative government is that the legislature will be a body of +men who will regard themselves as entrusted<span class='pagenum'><a name="Page_96" id="Page_96">[Pg 96]</a></span> with important powers to +be exercised deliberately and wisely for the welfare of the whole +commonwealth and not for any one or more classes or interests,—who +will regard themselves not as mere delegates or proxies, but as +representatives, like the directors of a corporation, to form and act +upon their own judgment after investigation and reflection. Experience +has shown, however, that members of the legislature do not always nor +generally act upon that theory. They seem to be inoculated with the +bacillus of irrepressible activity, the desire continually to be +proposing new laws, new restrictions, new exactions. If the laws +enacted prove difficult of enforcement by reason of their interference +with what individuals feel to be their rights, then new and oppressive +methods of enforcement are devised, still further restricting liberty +and equality. I have seen it stated that in the first ten days of the +session of the Massachusetts legislature this present year over a +thousand laws were proposed. Further, the members of<span class='pagenum'><a name="Page_97" id="Page_97">[Pg 97]</a></span> the legislature +are beset by constituents and others to favor legislative measures for +their own special benefit, or that of their association, or of their +locality. One result is that during every legislative session the +ordinary citizen is dreading oppressive legislation and feels relieved +when the session is over.</p> + +<p>When we consider the wide, almost unlimited range of the legislative +function, and the power and tendency of legislatures to push that +function to the extreme, it would seem that some check should be put +upon the legislature to prevent its enacting discriminatory laws or +otherwise depriving the individual of some accustomed and cherished +freedom of action. If it be said that public opinion is sufficient +restraint, the answer is that in a democracy, or in a republic with +universal suffrage, the efficient public opinion is practically that +of the majority of the electorate, and it is an acknowledged truism +that the unrestrained majority is even more likely than the few to be +oppressive of the in<span class='pagenum'><a name="Page_98" id="Page_98">[Pg 98]</a></span>dividual. The opinion of the many is more +variable than that of the few, more likely to be swayed by sympathy, +prejudice, and other emotions. Indeed, public opinion sometimes +induces legislatures to enact laws which they themselves feel to be +unwise and tyrannical.</p> + +<p>If history and reason show that the happiness of the people as a whole +requires certain individual liberties and rights to be left +undisturbed and that the safety of the people as a whole does not +require the contrary, then in order to secure justice those possessing +the powers of government should be restrained from any acts infringing +those liberties and rights; for, as already stated, justice consists +in the equilibrium between restrictions necessary for the welfare of +the whole people without discrimination, and the freedom of the +individual to serve his own welfare.</p> + +<p>I think there are such liberties and rights. The subjects of King John +in the 13th century thought so and compelled the king to guarantee<span class='pagenum'><a name="Page_99" id="Page_99">[Pg 99]</a></span> by +the Magna Charta that certain specified rights and liberties should +not be infringed. Again, the subjects of Charles I in the 17th century +had a similar conviction and expressed it in the Petition of Right, +which named some liberties and rights not to be infringed. The king +assented to that much limitation of the royal power. In the same +century, upon the accession of William and Mary, a Bill of Rights was +framed and enacted into law by King and Parliament, naming liberties +and rights of the subject which ought not to be abridged. Succeeding +Kings and Parliaments seem to have respected the provisions of this +Bill of Rights in their legislation for British subjects. Had they +conceded the claim of the people of the American Colonies that they +also were protected by its provisions, the course of our political +history might have been different. As it was, however, the British +government practically held that neither Magna Charta, the Petition of +Right, nor the Bill of Rights restrained it in its dealings with<span class='pagenum'><a name="Page_100" id="Page_100">[Pg 100]</a></span> the +Colonies, and this in despite of the protests of some of its most +eminent statesmen. The resolutions of the various Colonial +legislatures and the formal Declaration of Independence recite many +grievous instances of arbitrary action by the government in disregard +of the doctrines of those charters.</p> + +<p>So bitter was their experience that, when the people of the various +Colonies came to frame constitutions for "a government of the people, +by the people, and for the people" independent of the British crown +and all other external authority, they very generally insisted that +even such a government should have its powers defined and limited, +that some rights of the individual should be specified which the +government should not infringe nor have the lawful power to infringe. +From their own experience the people were convinced that such +definitions and limitations were necessary for the security of the +individual even under a popular government.</p> + +<p><span class='pagenum'><a name="Page_101" id="Page_101">[Pg 101]</a></span> +The first step of the representatives of the people of Virginia toward +a declaration of independence of the British crown, and the setting up +an independent government, was the adoption of a declaration of rights +in the individual which no government should infringe. This was +adopted and promulgated sometime before the constitution proper was +framed. The statement was declared to be necessary in order that the +government might be "effectually secured against maladministration." +Similar limitations upon the powers of the government were imposed in +the early constitutions of Massachusetts, New Hampshire, New Jersey, +Delaware, Pennsylvania, Maryland, North Carolina, and South Carolina; +also in the first constitution of Connecticut in 1818, and in the +first constitution of Rhode Island in 1842. The people of New Jersey +in 1844 made the limitations more definite, and the people of Maryland +imposed additional limitations in 1864. The people of New York did not +in their first constitution of 1777 expressly<span class='pagenum'><a name="Page_102" id="Page_102">[Pg 102]</a></span> in terms guarantee +individual rights, but they impliedly did so by making the Declaration +of Independence the preamble, and in their constitution of 1821 they +incorporated an explicit statement of individual rights not to be +infringed. The example of the original states in this respect has been +followed by most of the subsequent states of the Union.</p> + +<p>In 1778 a convention chosen to draft a constitution for Massachusetts +submitted a draft to the people, who rejected it by a large majority +mainly because it did not contain a "Bill of Rights." To quote from +Harry A. Cushing, a writer on the History of Commonwealth Government +in Massachusetts, "No demand was more general than that for a Bill of +Rights which should embody the best results of experience." In 1780 a +second convention submitted another draft of a constitution containing +the famous Massachusetts Declaration of Rights, and this the people +adopted by a majority of more than two to one. The only objection +urged against<span class='pagenum'><a name="Page_103" id="Page_103">[Pg 103]</a></span> the Declaration of Rights was that it did not go far +enough.</p> + +<p>In the convention that drafted the Federal Constitution it was +strongly urged that a Bill of Rights should be incorporated in the +draft, but it was deemed, by the majority at least, unnecessary and +even dangerous to make a specific declaration of individual rights, +inasmuch as the federal government contemplated was in its very nature +limited to such powers as were expressly, or by necessary implication, +conferred by the Constitution, and hence to specify certain things the +government should not do might be construed as permitting it to do +anything not so specified. This argument prevailed and the draft +submitted to the states contained no Bill of Rights. Immediately, +however, a storm of objections was raised against it because of the +omission. Despite the arguments of Hamilton and Madison that a Bill of +Rights was unnecessary, ratification was finally obtained only by a +general assurance and understanding that a sufficient Bill of Rights<span class='pagenum'><a name="Page_104" id="Page_104">[Pg 104]</a></span> +should be added immediately upon the organization of the new +government. The necessary amendments, therefore, were submitted at the +first session of the new Congress and were unanimously adopted by the +states. Other limitations have since been imposed, notably those in +the XIVth amendment, assuring to every citizen equal consideration in +legislation by the states.</p> + +<p>By the Federal Constitution as it now stands the citizen, in time of +peace at least, is guaranteed, among other matters, the protection of +the writ of habeas corpus; freedom from bills of attainder and ex post +facto legislation; freedom of religious belief and worship; freedom of +thought and its expression; freedom peacefully to assemble with others +and petition for redress of grievances; freedom from unreasonable +searches and seizure; the right not to be prosecuted for infamous +crimes except first accused by a grand jury; the right in all criminal +prosecutions to a speedy and public trial by an impartial jury, to be +confronted with the witnesses against him and to have<span class='pagenum'><a name="Page_105" id="Page_105">[Pg 105]</a></span> assistance of +counsel; that he shall not be deprived of life, liberty, or property +without due process of law; that his private property shall not be +taken from him even for public use without just compensation; that the +obligations accruing to him under lawful contracts shall not be +impaired; that he shall not be denied the equal protection of the +laws. The guarantees in the state constitutions are generally of the +same nature.</p> + +<p>It is difficult to see how any of these guaranties, or such other +guaranties as may be contained in the federal and state constitutions, +prevent legislative or executive action necessary for the welfare of +the people generally. There is certainly an ample field for such +action without overstepping these boundaries. Nevertheless, it is +today urged by some impulsive persons, eager to impose their theories +on the people at once, that all or many of these limitations upon the +powers of government should be removed or disregarded and the majority +of the people allowed unrestricted sway in all matters of +governmental<span class='pagenum'><a name="Page_106" id="Page_106">[Pg 106]</a></span> action. Others who do not go so far, yet urge that the +majority should be free to suspend these guaranties temporarily or in +some particular classes of cases. Against this opinion I submit that +after so many centuries of experience of the tendency of all +governments to enlarge their powers over the subject, and of struggles +to limit the powers of government over private rights and to protect +the individual from governmental oppression, the burden of evidence +and of argument is heavily on those who would now advocate unlimited +powers even for the most democratic government. A government directly +by the people is of course in practice a government by a shifting and +often narrow majority of the people. It is not yet demonstrated by +experience or reason that such a government, unlimited, would be as +regardful of individual rights or welfare as a republican form of +government with its checks and balances and constitutional +restrictions. The excesses of the unlimited democracies of ancient +Greece and of the unrestrained democ<span class='pagenum'><a name="Page_107" id="Page_107">[Pg 107]</a></span>racy of France during and after +the revolution of 1789 and the lynchings in this country do not +contribute to such demonstration.</p> + +<p>It is not those who defend our present form of government with its +constitutional guaranties, who resist political action tending to +weaken them, that should be called unprogressive, undemocratic, or +wanting in love of country. Those of our ancestors, English and +American, who fought for these guaranties, who obtained them only +after years of strife, who incorporated them in our federal and state +constitutions and safeguarded them against the varying impulses of the +populace, were not unpatriotic nor unmindful of the welfare of the +people,—were not indifferent to human liberties or human rights. +Neither are they such who today strive to preserve those guaranties +won at such expense of blood and treasure. On the contrary, it is +those who would override these guaranties and revert to the old days +of unlimited governmental power, that are the reactionaries.</p> + +<p><span class='pagenum'><a name="Page_108" id="Page_108">[Pg 108]</a></span> +It may be admitted that some of these limitations if enforced do now +and then impede and even prevent some governmental action desired by +some group or section of the people, but while action in violation of +these limitations might benefit its sponsors it would necessarily be +at the expense of others. Those who seek such legislation against +others would quickly appeal to these limitations if legislation were +directed against themselves. The noisiest declaimers against these +guaranties fall back for protection upon the constitutional guaranty +of freedom of speech. So long as these barriers are maintained every +individual, no matter how poor and feeble, will be, theoretically at +least, secure in some rights against the attacks of the many. Without +such barriers every individual is at the mercy of an inconstant +majority. Without such barriers justice cannot be said to be secured. +Lord Treasurer Burleigh of Queen Elizabeth's time declared that +England could never be ruined by its kings, but only by its +<span class='pagenum'><a name="Page_109" id="Page_109">[Pg 109]</a></span> +Parliament. If the safeguards of the federal and state constitutions +are maintained, neither Congress nor the state legislatures can ruin +America. If the American people should ever consent to the removal of +these safeguards they would give evidence of their want of +self-restraint, of their unwillingness and even incapacity to govern +themselves, and would pave the way for the man on horseback as the +French Revolution paved the way for Napoleon. To deprive a single one +of his rightful liberty is to endanger the liberties of all.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_110" id="Page_110">[Pg 110]</a></span></p> +<h2><a name="CHAPTER_VII" id="CHAPTER_VII"></a>CHAPTER VII</h2> + +<h3><i>THE INTERPRETATION AND ENFORCEMENT OF CONSTITUTIONAL LIMITATIONS +NECESSARILY A FUNCTION OF THE JUDICIARY</i></h3> + + +<p>Under our federal and state form of government the question naturally +arises where should be lodged the power to determine whether in a +given instance either department has encroached on the proper field of +any other department, and whether either department has encroached on +the constitutional rights of the individual citizen. It should be +evident that neither the executive nor the legislative department is a +fit depositary of such power. Both these, from the nature of their +powers, are aggressive. They act of their own volition. They initiate +proceedings and measures to carry out policies. In their activities +they are apt, con<span class='pagenum'><a name="Page_111" id="Page_111">[Pg 111]</a></span>sciously or unconsciously, to overstep the boundary +lines between the departments and also the limits set for the +protection of the citizen against such activities. Again, questions +may and often do arise between the government and the individual +citizen that are not political questions, but are questions of private +right, the right of the individual against the government. The +disputants are the individual citizen or group of citizens on the one +hand, and the government on the other whether that government be a +monarchy, a republican or representative government, or a pure +democracy. In such case it would seem clear that one party should not +have the power to decide the question. It is an axiom that neither +party to a controversy should be the judge in the matter. The +legislature that enacts a statute claimed by a citizen to be beyond +its powers and to deprive him of some right guaranteed to him by the +constitution, should not be the judge of the question any more than +should the complaining citizen. So the<span class='pagenum'><a name="Page_112" id="Page_112">[Pg 112]</a></span> executive should not be the +judge where a citizen claims it has exceeded its powers to the +detriment of his constitutional or statutory rights. Even if a statute +be enacted or ratified by the people directly, under the modern +initiative and referendum, and a citizen claims that the statute +deprives him of some right guaranteed by the constitution, the people +should not be the judge; much less should a majority. If the +individual is left to be the judge of his constitutional or legal +right as against the government, the result would be anarchy. If the +government, even the most popular government, is to be the judge, the +result would often be tyranny. There would be occasions, as there have +been, when an excited people or majority would tyrannize over the +individual, indeed over the minority. To secure alike the people +against anarchy and the individual against tyranny, power must be +vested in some impartial, independent arbiter to determine +authoritatively and finally the relative rights and duties of each +under the constitution.</p> + +<p><span class='pagenum'><a name="Page_113" id="Page_113">[Pg 113]</a></span> +The proper department to be made the depositary of this important +power would seem to be the judicial. That department does not +initiate, has no policies, does not act of its own volition, but acts +only when its action is regularly invoked in some controversy and then +only to end that controversy. It may seem unnecessary even to state, +much less defend, the proposition, but as its logical result is that +the judiciary when invoked by the individual must refuse effect, so +far as he is concerned, to a legislative act which deprives him of +some right guaranteed by the constitution, and must thus disappoint +those who procured the passage of the act, the proposition has been, +is still being, denied. The action of the courts in exercising that +power has been and is even now denounced as usurpation. Though the +proposition is now long established, these attacks justify some +repetition of the argument in its support. The logic of +Chief Justice Marshall in <i>Marbury</i> v. <i>Madison</i>, +1 <i>Cranch</i> 137 <i>at p.</i> 176, seems to me irresistible and +<span class='pagenum'><a name="Page_114" id="Page_114">[Pg 114]</a></span> +worthy of frequent quotation despite the attacks upon it. The Chief +Justice said: "This original and supreme will (of a people) organizes +the government and assigns to different departments their respective +powers. It may either stop here, or establish certain limits not to be +transcended by those departments.... The government of the United +States is of the latter description. The powers of the legislature are +defined and limited; and that those limits may not be mistaken or +forgotten, the Constitution is written. To what purpose are powers +limited and to what purpose is that limitation committed to writing if +these limits may at any time be passed by those intended to be +restrained? The distinction between a government with limited and +unlimited powers is abolished if those limits do not confine the +persons on whom they are imposed, and if acts prohibited and acts +allowed are of equal obligation. It is a proposition too plain to be +contested, either that the Constitution controls any legislative act +repugnant to it, or that the +<span class='pagenum'><a name="Page_115" id="Page_115">[Pg 115]</a></span> +legislature may alter the Constitution by an ordinary act. Between +these alternatives there is no middle ground. The Constitution is +either a superior, paramount law unchangeable by ordinary means, or it +is on a level with ordinary legislative acts, and, like other acts, is +alterable when the legislature shall please to alter it.... Certainly +all those who have framed written constitutions contemplate them as +forming the fundamental and paramount law of the nation, and +consequently the theory of every such government must be that an act +of the legislature repugnant to the Constitution is void."</p> + +<p>In 1825 that eminent jurist, Chief Justice Gibson of Pennsylvania, in +a dissenting opinion in <i>Eakin</i> v. <i>Raub</i>, 12 <i>S. & R.</i> 330, insisted in +an able, elaborate, and exhaustive argument that while the judiciary +was bound to refuse effect to a state statute in conflict with the +Federal Constitution, it was bound to give it effect if repugnant only +to the state constitution. He frankly ad<span class='pagenum'><a name="Page_116" id="Page_116">[Pg 116]</a></span>mitted the logical conclusion +that in such case the only remedy the citizen had to enforce his +constitutional rights was that of revolution. When, however, his +opinion in <i>Eakin</i> v. <i>Raub</i> was cited in 1845 in argument in <i>Norris</i> +v. <i>Clymer</i>, 2 <i>Pa. St.</i> 277, he said he had changed his opinion on that +question, partly "from experience of the necessity of the case." In +the later case, <i>De Chastellux</i> v. <i>Fairchild</i>, 15 <i>Pa. St.</i> 18, +he was emphatic in his declaration of the power and duty of the court to +refuse effect to a state statute in conflict with the state +constitution. In delivering the opinion of the court he used this +vigorous language: "It is idle to say the authority of each branch (of +the government) is defined and limited in the constitution, if there +be not an independent power able and willing to enforce the +limitations.... From its very position it is apparent that the +conservative power is lodged with the judiciary, which in the exercise +of its undoubted right is bound to meet every emergency."</p> + +<p><span class='pagenum'><a name="Page_117" id="Page_117">[Pg 117]</a></span> +The results of the contrary doctrine are well stated by the same court +in <i>Perkins</i> v. <i>Philadelphia</i>, 156 <i>Pa. St.</i> 554. "If laws in conflict +with the constitution be passed by the legislature, approved by the +governor and sustained by the court, that is revolution. It is no less +revolution because accomplished without great violence. It matters +little to the house owner whether the structure built to shelter him +be blown up by dynamite, or the foundation be pried out stone by stone +with a crowbar. In either case he is houseless."</p> + +<p>One desirable result of this doctrine that the courts when regularly +invoked can and should refuse effect to an unconstitutional statute is +that it ensures to every person, not in the military or naval service, +the right to test in the judicial courts the authority of any official +to interfere with his person, liberty, or property, whatever +authority, executive or legislative, the official may plead. In France +and other countries of continental Europe questions of the existence +<span class='pagenum'><a name="Page_118" id="Page_118">[Pg 118]</a></span> +and extent of the authority of an official in his action against +individuals are triable, at least at the pleasure of the executive, +only in administrative tribunals, that is, courts pertaining to the +executive department and instituted to assist that department in the +performance of its functions. The aggrieved individual can only apply +to the superiors of the official complained of. Such tribunals +naturally incline to uphold the authority claimed, and indeed can +lawfully allow the plea that the act complained of was ordered in +pursuance of some executive policy. A recent instance is that unhappy +affair at Zabern in Alsace where an army officer in time of peace +wantonly struck and wounded a peaceful crippled citizen with his +sabre. The victim could only appeal to the officer's military +superiors, who acquitted the offender on the ground that the dignity +of the military must be protected. In the United Kingdom, while at +present, as for centuries, the individual can appeal to the judicial +courts against officials acting under any execu<span class='pagenum'><a name="Page_119" id="Page_119">[Pg 119]</a></span>tive or legislative +orders, Parliament, and even a majority of the House of Commons, can +at any time deprive him of that right. In this country the executive +and legislative departments combined have no such power. So long as +our present system is maintained, questions between government +officials and individuals must remain cognizable by the judicial +courts where the private citizen is on a par with the highest +official, and the single individual is on a par with the government +itself. In contrast to the Zabern affair we may note that the striking +copper miners of Michigan were not obliged to apply to higher military +officials for redress of wrongs claimed to have been inflicted upon +them by the military. They were free to apply, and did apply, to +tribunals outside of and independent of the executive. They and such +as they should be the most unwilling to degrade the courts or lessen +their power. A similar instance is that of the striking miners in +Colorado who so loudly complained of the acts of the militia. They +were not obliged to appeal<span class='pagenum'><a name="Page_120" id="Page_120">[Pg 120]</a></span> to military or executive officers for +redress. The Judicial Courts were as open to them as to any others and +there they would be upon an equality with the officials.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_121" id="Page_121">[Pg 121]</a></span></p> +<h2><a name="CHAPTER_VIII" id="CHAPTER_VIII"></a>CHAPTER VIII</h2> + +<h3><i>AN INDEPENDENT AND IMPARTIAL JUDICIARY ESSENTIAL FOR JUSTICE</i></h3> + + +<p>For the judiciary to be in fact, as well as in theory, the protector +of the constitutional rights of the individual against the government, +and of the legal rights of the individual against the aggressions of +others, it should be made so far as possible free, impartial and +independent. The judges should have such security of tenure, and such +security and liberality of maintenance, that they will have no +occasion nor disposition to court the favor, or fear the disfavor, of +any individual or class however powerful or numerous, not even the +government itself. They should be made free to consider only what is +the truth as to the existing law or fact in question, uninfluenced by +any suggestions of what is demanded by prince, people, or individual, +or by<span class='pagenum'><a name="Page_122" id="Page_122">[Pg 122]</a></span> any suggestion of consequent good or evil to themselves. This +proposition to my mind is so self-evident that quotations from eminent +philosophers cannot strengthen it.</p> + +<p>The necessity of some independent tribunal between the governors and +the governed was recognized in republican Rome, where it was provided +that the persons of the tribunes should be inviolate, an immunity not +granted to any other officials. The medieval cities of Italy +frequently selected their judges from some other city that they might +be free from any connection with different local factions or +interests. When, however, the empire supplanted the republic in Rome, +and the free cities of Italy were made subject to despotic domination, +the independence of these tribunals was lost. History shows that those +possessing the governmental power have always been unwilling to +maintain an independent judiciary. The only countries today possessing +a judiciary with any considerable degree of independence are the +United Kingdom<span class='pagenum'><a name="Page_123" id="Page_123">[Pg 123]</a></span> and some of its "Dominions beyond the seas" and our +own country. The need of it was seen in the experience of the people +of England and of the English Colonies in America under a judiciary +liable to be deprived of office or salary if its opinions were +displeasing to the crown.</p> + +<p>Charles I assented to the Petition of Right and promised to observe +it, but no provision was made for any tribunal independent of the king +to determine whether his acts were in violation of any article of the +Petition. Consequently, when afterward in the matter of the tonnage +and poundage tax Parliament remonstrated against the imposition of the +tax as a violation of the royal promise in assenting to the Petition +of Right, the king abruptly ended the session and in his speech of +prorogation denied the right of Parliament to interpret the Petition +and asserted that it was for him alone to determine "the true intent +thereof." Again, the legality of the imposition by the king of the +"ship money" tax without the consent of Parliament was<span class='pagenum'><a name="Page_124" id="Page_124">[Pg 124]</a></span> hopelessly +questioned. The king procured from the judges an opinion that he could +lawfully impose such a tax without awaiting the assent of Parliament, +when necessary for the defense of the kingdom, and that he was the +judge of the necessity and proper amount of the tax. But this was not +the opinion of an independent judiciary. The judges at that time could +be promoted, removed, or "recalled" at any time at the king's sole +pleasure, and they well knew the king's obstinate insistence in the +matter. Their opinion simply gave expression to the king's will, and +hence inspired no respect.</p> + +<p>Finally, for want of an independent tribunal empowered to determine +authoritatively between king and subject "the true intent" of the +Petition of Right, the legal extent and limitation of the royal power, +the lawfulness of its exercise upon the subject in a given case, the +issues between them had to be submitted to the arbitrament of civil +war, with the result that the monarchical system of government was +overthrown. Its<span class='pagenum'><a name="Page_125" id="Page_125">[Pg 125]</a></span> successor, an unchecked parliament, was no less +arbitrary in many of its acts, and was in turn overthrown and the +monarchy restored. The restored dynasty, however, obeying the impulse +of all possessors of governmental powers, soon began again to claim +and exercise autocratic power, to encroach upon the rights and +liberties thought to have been secured to the subject by the royal +assent to the Petition of Right and vindicated by successful +resistance, and also to suspend the operation of the laws at his +pleasure. Unfortunately again there was as yet no impartial, +independent tribunal in England to determine authoritatively the line +between the royal power and the specified rights of the subject. The +judges were still removable at the king's sole pleasure. James II did +not hesitate to use this power to obtain such opinions and decisions +as he desired. Preparatory to the trial of the Quo Warranto case +against the City of London to procure the forfeiture of its charter, +the king removed Chief Justice Pemberton and appointed<span class='pagenum'><a name="Page_126" id="Page_126">[Pg 126]</a></span> in his place +the servile Saunders who had drawn the writ in the case and had +conducted all the proceedings in behalf of the crown as its counsel to +the stage where the case was ready for argument in the Court of King's +Bench. The case of the city was thereby made hopeless and the city +itself helpless. In the case of the "Seven Bishops," prosecuted for +libel in presenting to the king a petition for him to recall his order +for the reading in the churches his Declaration of Indulgence, he +seems to have felt tolerably sure of the court as it was already +constituted. Two able and learned justices, however, Holloway and +Powell, ventured the opinion that the petition was not libelous. They +were both promptly "recalled."</p> + +<p>Again force had to be used to free the subject and maintain his +"rights and liberties" against the sovereign. James II was driven from +the country and William of Orange called to the throne. This time the +people in settling the new government through parliamentary action +went<span class='pagenum'><a name="Page_127" id="Page_127">[Pg 127]</a></span> farther than before in the way of restraint upon the government +and took the necessary step to secure their rights and liberties. In a +new instrument, this time called a Declaration instead of a Petition, +they reiterated the rights of the subject as twice before they had +been formally asserted in the Magna Charta and the Petition of Right. +This instrument, known as the Declaration of Rights of 1688, was +presented to William and Mary, who solemnly engaged to observe and +maintain its provisions. Further still (and this was the new and +effective guaranty of the subject's rights), in the Act for the +settlement of the crown it was enacted by king, lords, and commons +that thereafter the judicial tenure of the judges of the courts should +be during good behavior. Since that time for more than two centuries +"the true intent" of the laws has been determined, not by king or +parliament or people, but by a judiciary made strong and independent. +There has been no need to resort to force to defend the legal rights +of the subject.</p> + +<p><span class='pagenum'><a name="Page_128" id="Page_128">[Pg 128]</a></span> +But this security for individual rights and liberties was not extended +to British subjects in America. After the Colonies had so increased in +population and wealth that they were deemed worth exploitation, the +government, among other means of controlling them, took over the +appointment of their judges, in many instances with a tenure during +the government's pleasure only. In the circular letter of +Massachusetts Bay Colony to the other Colonies in 1768 they are asked +to consider whether for the judges of the land not to hold their +commissions during good behavior and to have their salaries appointed +for them by the crown did not have a tendency to "endanger the +happiness and security of the subjects." One of the counts in the +indictment of July 4, 1776, against the king's government was that it +had made the colonial judges dependent on the king's will alone for +the tenure of their offices and the amount and payment of their +salaries.</p> + +<p>As a consequence of this experience with a<span class='pagenum'><a name="Page_129" id="Page_129">[Pg 129]</a></span> judiciary dependent on the +governing power for the tenure and maintenance of its judges, the +Colonies when they set up independent governments of their own +provided a fixed tenure for their judges in every instance but one. +Connecticut in its first constitution made the tenure during good +behavior, as did Delaware, Maryland, Massachusetts, New Hampshire, +North Carolina, South Carolina, and Virginia. Pennsylvania at first +fixed the tenure at seven years, but in 1790 changed it to good +behavior. The same tenure was fixed for the federal judges in the +Federal Constitution. In some instances also, further provision was +made for the independence of the judges by forbidding the diminishing +of their salaries during their term of office.</p> + +<p>The people of Massachusetts, which had been the most harried of the +Colonies, declared emphatically the necessity for an independent +judiciary. Article XXIX of the Massachusetts Declaration of Rights +adopted in 1780 is as follows: "It is essential to the preservation +of<span class='pagenum'><a name="Page_130" id="Page_130">[Pg 130]</a></span> every individual, his life, liberty and property and character +that there be an impartial interpretation of the laws, and +administration of justice. It is the right of every citizen to be +tried by judges as free, impartial and independent as the lot of +humanity will admit. It is, therefore, not only the best policy but +for the security of the rights of the people and of every citizen that +the judges of the supreme judicial court should hold their offices so +long as they behave themselves well; and that they should have +honorable salaries ascertained and established by standing laws." New +Hampshire, with a similar experience, adopted the same language in +Art. XXXV of her Bill of Rights. The Maryland Declaration of Rights of +1776 contains this article: "Art. XXX. That the independency and +uprightness of the judges are essential to the impartial +administration of justice and a great security to the rights and +liberties of the people; wherefore the chancellor and judges ought to +hold commissions during good behavior."</p> + +<p><span class='pagenum'><a name="Page_131" id="Page_131">[Pg 131]</a></span> +It is true that in most of the states the official tenure of the +judges has since been reduced to a more or less brief term of years. +This fact is only another instance of the tendency of the governing +power to lower if not remove all barriers set up against it for the +protection of the individual. Majorities as well as absolute kings +like their own way. The change where made may have given majorities +greater freedom to enforce their will upon individuals, but it has not +increased confidence in the integrity of the judges nor made them more +firm to ascertain and declare only the truth.</p> + +<p>It is true also that in most states now the people have taken to +themselves directly the task of selecting men suitable for judges +instead of entrusting that important duty to the governor or +legislature, as was the practice in the early days of the republic. I +cannot think this has tended to secure better judges, though it may +have secured judges more subservient to majorities. Effectually to +guard the constitutional<span class='pagenum'><a name="Page_132" id="Page_132">[Pg 132]</a></span> and legal rights of all alike, the judges +should possess what is called the legal mind and the judicial +temperament. They should be able and learned that they may appreciate +the real meaning, purpose, and scope of the constitution and statutes; +calm and equable in temperament that they may not be influenced by +sympathy, prejudice, or other emotions; strong and courageous in +character that they may resist all pressure other than fair argument. +To find the men possessing these qualities requires extensive and +protracted inquiry and patient consideration, such as are not and +cannot be exercised by the people directly. The task should be deputed +in the first instance to the head of the state, the chief executive. +He has the best means of ascertaining who possesses the requisite +qualifications in the greatest degree. He would feel that he alone was +responsible for a proper selection, and that feeling of responsibility would +tend to make him deliberate and painstaking in his choice. On the other hand, +<span class='pagenum'><a name="Page_133" id="Page_133">[Pg 133]</a></span> +if the original selection be entrusted to the legislature or left with +the people acting directly, individual members would have a much lower +sense of personal responsibility and the individual members of the +electorate scarcely any at all. True, in those states where the judges +are elected by the people directly, excellent judges are often and +perhaps ordinarily chosen, but I think I state a truth in stating that +upon the whole those courts composed of judges with a long tenure and +appointed by the executive stand higher in public estimation and their +opinions have greater weight. Such courts are certainly a greater +protection to those guilty of no wrong, but who have been so +unfortunate as to incur the displeasure of an excited community.</p> + +<p>Nevertheless, despite the lessons of history and the reasons contra, +it is proposed in this twentieth century that the tenure of the judges +shall again be during pleasure only,—this time during the pleasure of +the majority of the electorate. The proposition is not stated so baldly +<span class='pagenum'><a name="Page_134" id="Page_134">[Pg 134]</a></span> +by its proposers. They phrase it as the right of the people to +remove or recall unsatisfactory public servants, whether judges, or +governors, or other officials. They propose that at the request of a +certain small percentage of the electorate, setting forth their +dissatisfaction with a judge, he may be removed by a majority of the +voters. As precedents for their proposal they point triumphantly to +the provision of the British Act of Settlement that judges should be +removable by the crown upon the request of both Houses of Parliament, +and to similar provisions in many of our state constitutions.</p> + +<p>Of course, there should be lodged somewhere the power to remove judges +proven to be unworthy of their high office, or incapable of performing +its high duties, but it should be lodged in a body of men before whom +the accused judge can appear in person or by counsel, hear the +complaints and face the witnesses against him, and adduce evidence and +argument in reply,—and who can on their part see the witnesses and +<span class='pagenum'><a name="Page_135" id="Page_135">[Pg 135]</a></span> +hear the arguments before deciding. That was the opinion of the +British Parliament in the few cases presented to them, and the state +legislatures in this country have generally entertained the same +opinion. It was also held by Parliament that the address for removal +should state the reasons therefor. In 1855 Governor Gardner of +Massachusetts declined to remove a judge of probate on address by the +legislature because no sufficient grounds were stated in the address. +He said that in every instance then on record full reasons for removal +had accompanied the address.</p> + +<p>The constitutional provision for removal by address evidently was not +designed to lessen the impartiality and independence of the judge by +subjecting him to removal at the mere will of the executive and +legislature, but that he might be removed for corruption, neglect of +duty, incapacity, immorality, or other disgraceful conduct, after +notice, hearing, and deliberation. For the executive and legislature, +or even the majority of the people, to remove a judge because they +<span class='pagenum'><a name="Page_136" id="Page_136">[Pg 136]</a></span> +do not like his opinions as to what the constitution requires or forbids +them to do, would destroy the independence of the judges and thus +deprive the citizen of all security for his rights and liberties under +the constitution,—would be despotism.</p> + +<p>The principal argument for lessening the independence of the judges +and making them more subservient to the inconstant majority seems to +be that otherwise the judges will misuse their power and impede the +operation of statutes they do not themselves approve of. The argument +has little or no foundation in fact. Perhaps among the hundreds, if +not thousands, of cases of holding a statute unconstitutional a few +may seem to have been so decided because the judges thought them +unwise and oppressive. Some expressions in judicial opinions have been +unfortunate in that respect, but the courts everywhere in this +country, now if not at first, disclaim any such power. The same Chief +Justice Marshall, who had so convincingly stated the duty of the +<span class='pagenum'><a name="Page_137" id="Page_137">[Pg 137]</a></span> +judiciary to refuse effect to unconstitutional statutes, later in +<i>McCulloch</i> v. <i>Maryland</i>, 4 <i>Wheat.</i> 316, disclaimed for the courts all +pretensions to any power to inquire into the necessity of any statute, +or in any way to interfere with the discretion of the legislature. In +strong and explicit language other courts have disclaimed such +pretensions. The Minnesota court in <i>State</i> v. <i>Corbett</i>, +57 <i>Minn.</i> 345, held that courts were not at liberty to declare +a statute unconstitutional because it is thought by them to be unjust or +oppressive, or to violate some natural, social, or political right of +the citizen, unless it can be shown that such injustice is prohibited, +or such rights protected, by the constitution. The Pennsylvania court +in <i>Com.</i> v. <i>Moir</i>, 199 <i>Pa. St.</i> 534, used this language: "Much of the +argument and nearly all the specific objections advanced are to the +wisdom and propriety and to the justice of the statute and the motives +supposed to have inspired its passage. With these we have nothing to +do. They are beyond our province and are<span class='pagenum'><a name="Page_138" id="Page_138">[Pg 138]</a></span> considerations to be adduced +solely to the legislature." The court of West Virginia in <i>Slack</i> v. +<i>Jacob</i>, 8 <i>W. Va.</i> 612, said: "That the judges are convinced +that a statute is contrary to natural right, absolute justice, or sound +morality does not authorize them to refuse it effect." The court of +Washington in <i>Fishing Co.</i> v. <i>George</i>, 28 <i>Wash.</i> 200, +held that "a statute cannot be ignored by the courts because leading in +its application to absurd, incongruous, or mischievous results." A few +cases may also be cited showing how relentlessly this disclaimer is +applied. The court of New York in <i>Kittinger</i> v. <i>Buffalo Traction +Co.</i>, 160 <i>N. Y.</i> 377, held that the courts had no power to inquire +into the motives inducing legislation and could not impute to the +legislature any other than public motives. The Pennsylvania court in +<i>Sunbury R.R. Co.</i> v. <i>People</i>, 33 <i>Pa. St.</i> 278, had urged upon +it the argument that the statute in question had been "passed in fraud of the +rights of the people." The court held that, if true, that fact would not authorize it to +<span class='pagenum'><a name="Page_139" id="Page_139">[Pg 139]</a></span> +refuse it effect. The Tennessee court in <i>Lynn</i> +v. <i>Polk</i>, 76 <i>Tenn. St.</i> 121, was asked to declare a statute +ineffective because its enactment was procured by bribing members of +the legislature. The court held it could not do so. The Missouri court +in <i>Slate</i> v. <i>Clarke</i>, 54 <i>Mo.</i> 17, had before it a statute +authorizing the licensing of bawdy houses and was urged to declare it +unconstitutional because against public policy and destructive of good +morals. The court held it had no such power. The Justices of the Maine +Supreme Court in an opinion reported in 103 <i>Maine</i> 508 stated the +principle as follows: "It is for the legislature to determine from +time to time the occasion and what laws are necessary or expedient for +the defense and benefit of the people; and however inconvenienced, +restricted, or even damaged particular persons and corporations may +be, such general laws are to be held valid unless there can be pointed +out some provision in the State or United States Constitution which +clearly prohibits them."<span class='pagenum'><a name="Page_140" id="Page_140">[Pg 140]</a></span></p> + +<p>Further, it is a maxim of the judiciary, from the beginning and now, +that no statute should be refused effect unless clearly contrary to +some provision of the constitution,—unless the conflict is evident +beyond a reasonable doubt. This is a maxim, a canon of interpretation, +that courts always have in mind and apply in considering the question +of the constitutionality of a statute.</p> + +<p>Thus scrupulous are the courts to keep within their proper sphere, to +respect the limits of their powers. If the legislatures would be +equally scrupulous, would themselves refrain from infringing on those +rights and liberties of the citizen guaranteed by the constitution, +there would be less restriction, less friction, less turmoil, less +need of the judicial check, less injustice.</p> + +<p>But the complaints against the courts are not all because of their +holding statutes unconstitutional. Many have felt that courts sometimes +erred in having too much respect for the legislative power and because +of that respect have allowed constitutional rights and liberties to be +<span class='pagenum'><a name="Page_141" id="Page_141">[Pg 141]</a></span> +sacrificed at the behest of majorities and often at +the behest of active, interested minorities more insistent than the +inert majority. The decision of the United States Supreme Court in the +<i>Charles River Bridge</i> case, 11 <i>Peters</i> 420, was mourned by such men +as Webster, Kent, Story, and others as breaking down the safeguards of +the constitution. The decision in the <i>Slaughter House</i> cases was +regarded by many able jurists as ignoring that provision of the XIVth +amendment to the Federal Constitution forbidding any denial to any one +of the equal protection of the laws. The <i>Elevator</i> cases, holding +that elevators were public utilities and therefore subject to public +control as to charges for service, though the owners had no special +franchise, no part of public power, are even now thought to have made +a wide breach in the constitutional barriers against the invasion of +private rights. The decision in the <i>Chinese Deportation</i> cases, +149 U. S. 698, shocked the sense of justice of many. It was to the effect that +<span class='pagenum'><a name="Page_142" id="Page_142">[Pg 142]</a></span> +Congress could empower the executive to arrest upon its own warrant +any person it claimed to be an alien unlawfully residing in the United +States and to deport him without trial, unless he could affirmatively +prove to the satisfaction of a single judge (to be selected by the +executive), and by a specified kind of evidence only, that he was not +guilty, however ample and probative other evidence might be adduced +and however impossible to produce the specified evidence. Justices +Fuller, Field, and Brewer vigorously dissented on the ground that such +action by the executive, though under the authority of Congress, was +in violation of the constitutional guaranties against arrest without +judicial warrant, against deprivation of liberty without trial by jury +and due process of law.</p> + +<p>Justice Brewer after quoting Madison, that banishment is among the severest +of punishments, went on to say: "But punishment implies a trial. 'No person +shall be deprived of life, liberty or property without due process of law.' +<span class='pagenum'><a name="Page_143" id="Page_143">[Pg 143]</a></span> +Due process of law requires that a man be heard before he is +condemned, and both heard and condemned in the due and orderly +procedure as recognized by the common law from time immemorial."</p> + +<p>In my research I have found more cases where it has seemed to me the +courts have construed constitutional guaranties too strictly, than +where they have construed them too liberally. The tendency has been +rather away from the enforcement of constitutional guaranties and to +allow legislative encroachments upon them. I regard this as a very +dangerous tendency. Perhaps the encroachments have not been at first +perceived, but I think courts should be vigilantly on the watch for +them, otherwise individual rights guaranteed to the people by the +constitution may be gradually weakened and finally destroyed. This +duty of the courts was declared in the case of <i>Boyd</i> v. <i>United +States</i>, 116 <i>U. S.</i> 616 at page 641—where in refusing effect to a +statute requiring the production of his books<span class='pagenum'><a name="Page_144" id="Page_144">[Pg 144]</a></span> and papers by a +defendant in proceedings for forfeiture, the court said: "Though the +proceeding in question is devested of the aggravating effects of +actual search and seizure, yet it contains their substance and +essence, and effects their substantial purpose. It may be that it is +the obnoxious thing in its mildest and least repulsive form; but +illegitimate and unconstitutional practices get their first footing in +that way, namely, by silent approaches and slight deviations from +legal modes of procedure. This can only be obviated by adhering to the +rule that constitutional provisions for the security of person and +property should be liberally construed. A close and literal +construction deprives them of half their efficacy and leads to gradual +depreciation of the right as if it consisted more in sound than in +substance. It is the duty of courts to be watchful for the +constitutional rights of the citizen and against any stealthy +encroachments thereon. Their motto should be <i>obsta principiis</i>."</p> + +<p><span class='pagenum'><a name="Page_145" id="Page_145">[Pg 145]</a></span> +A review of the cases in which the courts have been called upon to +decide whether a statute breaks over the constitutional limitation +will demonstrate to any dispassionate person that upon questions of +expediency, of the general welfare, or even of justice, the judges +rarely if ever oppose their opinion to that of the legislators. The +courts do not obstruct the current of progress; they only keep it from +overflowing its banks to the devastation of the constitutional rights +of the people.</p> + + + +<hr style="width: 65%;" /> +<p><span class='pagenum'><a name="Page_146" id="Page_146">[Pg 146]</a></span></p> +<h2><a name="CHAPTER_IX" id="CHAPTER_IX"></a>CHAPTER IX</h2> + +<h3><i>THE NECESSITY OF MAINTAINING UNDIMINISHED THE CONSTITUTIONAL +LIMITATIONS AND THE POWER OF THE COURTS TO ENFORCE THEM.—CONCLUSION</i></h3> + + +<p>Despite the lessons of history showing the need of specified +limitations upon the legislative power to ensure personal liberty and +justice, it is still urged by the impatient that this check upon +legislative action should be removed, or at least that the legislature +should itself be the judge of the constitutionality of its acts, and +that the legislatures as the representatives of the people may be +trusted to observe constitutional requirements and limitations. From +the beginning, however, the people of this country have not fully +trusted their legislatures. They have not only set bounds to +legislative power, but within those<span class='pagenum'><a name="Page_147" id="Page_147">[Pg 147]</a></span> bounds they have imposed in most +instances the check of an executive veto. They have also complained of +their legislatures far more loudly than they have of their courts, and +latterly have subjected them to the initiative and referendum and in +some instances to the recall.</p> + +<p>Perhaps the judgment of those urging that the legislature should be +trusted not to trespass on the constitutional rights of the people may +be enlightened by recalling some instances of legislative action upon +constitutional questions left to its decision by the constitution +itself. It is hardly necessary to cite instances of the abuse of this +power in the matter of determining who are entitled to seats in the +legislature. It is common knowledge that, in the past at least, both +law and fact have often been over-ridden for partisan advantage. As an +illustration of how far a legislature will sometimes go in this +direction I may cite a recent instance in Maine. The constitution of +that state provides (Art. IV, Pt. 3, Sec. 11) that "no person holding +any office under<span class='pagenum'><a name="Page_148" id="Page_148">[Pg 148]</a></span> the United States (post officers excepted) shall +have a seat in either house of the legislature during his continuing +in such office." This provision was in the original constitution of +1821, and until the legislative session of 1913 the exception of "post +officers" was understood to refer to officers in the postal service +and such officers often held seats in the legislature without +question. In 1913, however, the House of Representatives held for +awhile that the exception referred only to military officers of the +United States stationed at military posts within the state, though no +such officer had ever held a seat in the legislature.</p> + +<p>That legislatures are prone to disregard constitutional provisions is +also manifest in the vast amount of special legislation enacted +despite constitutional prohibitions of such legislation. There are +also numerous instances where legislatures while perfunctorily heeding +the letter of the constitution consciously violate its spirit and +evade its requirements. In many states there is a constitutional +provision that no legis<span class='pagenum'><a name="Page_149" id="Page_149">[Pg 149]</a></span>lative act shall become effective until after +a specified time has elapsed from its enactment "except in cases of +emergency," which emergency, however, is to be declared in the act +itself. This provision, of course, is to give the people time to +understand the statute and prepare to obey it. The word "emergency" in +the exception implies a sudden, unexpected happening. It is defined in +Webster as a "pressing necessity; an unforeseen occurrence or +combination of circumstances which calls for immediate action or +remedy." In Indiana in one legislative session, out of 200 acts, 155 +were made to take effect at once by a recital that an emergency +existed therefor. In Illinois a two-thirds vote of all the members +elected to each house is required for the adoption of the emergency +clause. Among the acts of the last session containing the emergency +clause was one appropriating $600 for printing the report of a +monument association. In Tennessee the exception was of cases where +"the public welfare" required an<span class='pagenum'><a name="Page_150" id="Page_150">[Pg 150]</a></span> earlier date. Out of 265 laws passed +at one session 230 contained the declaration that the public welfare +required their going into effect immediately. In Texas the +constitution provides that no bill shall be passed until it has been +read on three several days in each house and free discussion allowed +thereon, but that "in cases of imperative public necessity four-fifths +of the house may suspend the rule." Out of 118 laws passed at one +session all but five contained the statement that "imperative public +necessity" required suspension of the rule.</p> + +<p>Legislatures also seem prone to disregard the constitutional provision +for the referendum despite the strong, explicit language of that +provision. In California the constitutional provision is as follows: +"No act shall go into effect until ninety days after the adjournment +of the legislature which passed such act ... except urgency measures +necessary for the immediate preservation of the public peace, health +or safety, passed by a two-thirds vote of all the members<span class='pagenum'><a name="Page_151" id="Page_151">[Pg 151]</a></span> elected to +each house." Surely the language of the exception is strong and +forceful. Two-thirds of all the members elected to each house must +hold that the measure is urgent, not admitting of delay, that the +public peace, health or safety, not the mere interests or convenience +of individuals or localities, is threatened and that the danger is +imminent, requiring immediate action. Among other instances, the +legislature of California at its special session of 1911 adjudged an +act to validate certain defective registrations of voters in some +municipalities to be an urgency measure within the language of the +exception; also an act to change the boundaries in a Reclamation +District. Oregon has a similar constitutional requirement and +exception which its legislature does not always observe. At the +session of 1911, among other cases the legislature adjudged an act +authorizing a county to levy a tax for advertising the county's +resources to be within the exception; also an act dividing a road +district; but an act appropriating money<span class='pagenum'><a name="Page_152" id="Page_152">[Pg 152]</a></span> to guard against the bubonic +plague was not declared to be within the exception. In Oklahoma with a +similar constitutional provision and exception, the legislature seems +to have run riot. At the session of 1910 a very large proportion, if +not a majority, of the statutes were adjudged to be within the +exception. Among them was an act to pay the mileage and per diem of +the members; an act providing stenographers for the Supreme Court; an +act authorizing the sale of four tracts of land at public sale; an act +to pay J. J. O'Rourke $238.10 for room rent. On the other hand, an act +to reimburse the Governor $5000 expended by him for state purposes, +and an act to reimburse a sheriff $4000 expended by him in the support +of state prisoners were not so considered.</p> + +<p>True, Oklahoma is a new and radical state, but let us turn to the +extreme east, to Maine with its heritage of law-abiding traditions +from the parent state of Massachusetts. Maine has also adopted the +referendum in language similar to<span class='pagenum'><a name="Page_153" id="Page_153">[Pg 153]</a></span> that in the California +constitution, including the exception. The state had got along quite +comfortably without making Lincoln's birthday a legal holiday, but in +1909 the legislature awoke to the imminent danger to the public peace, +health or safety of the state in longer delay and so established such +a holiday at once without according to the people their right of +review. The town of Eden, in which is situated Bar Harbor, a summer +resort, had by vote for sometime excluded automobiles without any +apparent danger to the public peace, health or safety, but at its last +session in 1913 the legislature by a two-thirds vote of all the +members elected to each house adjudged that the public peace, health +or safety would be imperiled by postponing for ninety days the +operation of an act authorizing a repeal of the vote.</p> + +<p>In all the instances cited, which are but few out of many, it is +difficult to see how the ninety days' postponement of the operation of +the acts cited could imperil the peace, health or safety of<span class='pagenum'><a name="Page_154" id="Page_154">[Pg 154]</a></span> the +public, however much it might inconvenience or annoy individuals or +localities. These instances should, however, throw considerable doubt +upon the proposition that the constitutional rights of the people are +safe in the hands of the legislative department without the check of +the judiciary. I have somewhere seen the statement that during recent +years upwards of 500 acts of federal and state legislation have been +held by the courts to be in violation of some constitutional +provision, and that this fact should arouse the people to put some +check on such exercise of the judicial power. On the contrary, it +should arouse the people to insist on the retention of that power, and +to elect wiser legislators who will more faithfully respect their +oaths to observe constitutional limitations.</p> + +<p>But another and different proposition is urged upon us. It is not to +leave the legislature without check upon the tendency to disregard +constitutional limitations upon its power, but to subject the judicial +check itself to reversal by a majority<span class='pagenum'><a name="Page_155" id="Page_155">[Pg 155]</a></span> of that part of the electorate +choosing to act on the matter. It is proposed that whenever a court of +last resort shall adjudge that a statute trespasses upon the reserved +constitutional rights of the individual, an appeal may be taken direct +to the electorate, and that if a majority of those choosing to vote on +the question desire the statute to stand, the constitution shall +thereafter be held to be amended to that extent. It is submitted that +such a procedure would destroy all constitutional guaranties, no +matter what safeguards are attempted. Is there any assurance that such +a majority would be more considerate of the individual's right to +life, liberty, and property than their representatives whom they have +selected or should have selected for their virtue and wisdom, and who +are sworn, as well as the judges, to respect constitutional +guaranties?</p> + +<p>Under the present procedure for amendment to constitutions, +propositions for amendment are first considered and debated face to +face in a<span class='pagenum'><a name="Page_156" id="Page_156">[Pg 156]</a></span> legislature or constitutional convention by representatives +of the people, and cannot be submitted to the people until after +opportunity for full and free discussion by their representatives, and +the people themselves have thereby been more or less prepared for its +consideration. Even under this procedure, amendments have been adopted +that the people have afterward regretted. There is now much agitation +for the "short ballot," for restoring to the chief executive the power +of appointment of important officials, a power at first possessed by +him, but taken away by later constitutional amendments. The adoption +of the "initiative and referendum" has not produced the beneficial +results expected. It is found that the initiative sometimes produces +defective, unworkable statutes, and that the referendum can be used to +delay and even veto expedient legislation.</p> + +<p>Under the proposed procedure the questions whether the constitution +should be amended and as to the nature of the amendment are sprung +<span class='pagenum'><a name="Page_157" id="Page_157">[Pg 157]</a></span> +upon the people without this preliminary examination, debate and +approval by their chosen representatives, and this often, if not +always, in times of popular excitement. With such a procedure I can +see no more stability of right, no more security for justice, than +under any unlimited, absolute government.</p> + +<p>How unstable popular sentiment may be at times may be seen in the +classic example of the citizens of Rome applauding Marius and Sulla in +turn with equal fervor, and in the lesser and very recent example of +the voters of the city of Seattle, who elected a mayor, then soon +recalled him, and but little later re-elected him by a larger majority +than before. Constitutions to be of any value as bulwarks of liberty +should not be immediately changeable with the popular sentiment of the +day, but slowly and only after long reflection and discussion. They +should contain only the results of long thought and long experience.</p> + +<p>Legislation is ever active, ever moving this<span class='pagenum'><a name="Page_158" id="Page_158">[Pg 158]</a></span> way and that way, ever +experimenting, enacting new statutes and amending and repealing old +ones, now imposing fetters on individual liberty, now striking them +off and perhaps imposing others. Even in England and America, where +personal liberty of action is most prized, time was when statutes were +enacted almost putting people and business in strait-jackets. In +English Norfolk as late as Henry VIII's time no one was to "dye, shear +or calender" cloth except in the town of Norwich; and no one in the +northern counties was to make "worsted coverlets" except in the city +of York. In the reign of Elizabeth a statute was passed forbidding the +eating of meat on Wednesday and Saturdays and this not on the score of +health or religion but avowedly to increase the price of fish. +Statutes fixing the weight and price of loaves of bread and the size +and price of a glass of ale were not formally repealed till 1824. The +famous Statute of Laborers forbade laboring men to ask or receive more +than a prescribed low sum for their labor and<span class='pagenum'><a name="Page_159" id="Page_159">[Pg 159]</a></span> also forbade their +moving about seeking employment. The statutes against forestalling, +regrating, and engrossing were not formally repealed until 1844. In +early times in New England also, statutory attempts were made to fix +the price of various commodities and the wages of various kinds of +workmen. Men were fined for accepting higher than the prescribed +wages. The Sunday laws in some places forbade walking about on Sunday +except "reverently to go to and return from meeting." Everywhere was +the ever present tendency of the legislative power to invade and +direct every function of society,—social, religious, political, and +economical. It should be noted that all these and similar statutes +were under governments unrestrained by written constitutions and bills +of right enforced by an independent judiciary.</p> + +<p>Though from time to time many restrictive statutes have been modified +and many repealed, other restrictive statutes have been enacted. Today +the same process is going on. While<span class='pagenum'><a name="Page_160" id="Page_160">[Pg 160]</a></span> now and then restrictions and +embargoes of longer or shorter standing are removed, there is still +the same tendency to enact other restrictions and prohibitions. At +every session of Congress and of the state legislatures measures are +constantly proposed hampering in some way the freedom of the citizen +in his occupation, in his pursuit of happiness. Demands are being made +upon the legislative department by one class or interest for +legislation to restrain other classes or interests, but for exemption +for itself. In earlier times there were statutes fixing a maximum wage +for labor, and though these proved ineffectual it is now proposed to +fix a minimum wage, even though it should prove to be much more than +the labor is worth. There are also proposed, and in many instances +enacted, statutes restricting the freedom of the workman as to his +output, of the employer as to his direction of his business. The +natural activities of men are sought to be hampered and handicapped in +vexatious ways. In illustration, I quote the<span class='pagenum'><a name="Page_161" id="Page_161">[Pg 161]</a></span> following from the +"Boston Herald" of June 5, 1914:</p> + +<p>"Twenty-five states and the United States itself forbid any +discrimination by an employer against union men. Utah alone has a law +to protect the non-union men from organized discrimination of union +labor to drive him from his trade. Several of our states require that +all public printing shall bear the union label. One extends that rule +to all stationery. Twelve states require employers advertising for +help to mention in the advertisement the existence of a strike. The +Minnesota statute provides that, per contra, no employer shall require +any statement from a person seeking employment as to his participation +in a strike. Eight states have enacted statutes exempting labor +organizations from their respective anti-trust laws. The unscrupulous +employer may yet find the labor union the best means of throttling his +competitors and securing a monopoly." There seems at times to be a +frenzy for such legislation. Only a vivid<span class='pagenum'><a name="Page_162" id="Page_162">[Pg 162]</a></span> imagination can adequately +picture what might result if Congress and the state legislatures, or +the inconstant majority of the electorate, were freed from all +constitutional limitations or from the check of an independent +judiciary.</p> + +<p>Though Great Britain, our mother country, has no written constitution +and no judiciary empowered to enforce its limitations, it is the happy +possessor of a practically homogeneous people of the Anglo-Saxon race, +little affected by immigration, and imbued for centuries with a deep +regard for personal liberty and private rights. Yet, even there today, +statutes are demanded and sometimes enacted in derogation of them. In +this country the population as the result of great immigration is more +heterogeneous. It comprises races and peoples of diverse temperaments, +of diverse experiences, of diverse traditions, many unschooled in +self-government and lacking in that traditional reverence for liberty +and order so characteristic of the Teutonic races. We even find some +classes openly declaring that<span class='pagenum'><a name="Page_163" id="Page_163">[Pg 163]</a></span> if they can get possession of the +government they will exploit the rest of the people for their own +benefit. They essay also to bargain their votes for special +legislation in their favor at the expense of the people at large and +without regard to the principles of equality of right.</p> + +<p>With such a population with its universal suffrage, were it not for +our written constitutions with their Bills of Rights and with an +independent judiciary to guard them, there would be no security here +for personal liberty and rights. We should be in the condition of the +people of France as depicted by Wm. S. Lilly in his recent book, "The +New France." He wrote: "It is now more than a century since the +principles of 1789 were formulated there. But in no country, not even +in Russia, is individual freedom less. The state is as ubiquitous and +as autocratic as under the worst Bourbon or Oriental despots. Nowhere +is its hand so heavy upon the subject in every department of human +life. Nowhere is the negation of the value and of the rights of +<span class='pagenum'><a name="Page_164" id="Page_164">[Pg 164]</a></span> +personal independence more absolute, more complete, and more +effective." Yet France is a republic with manhood suffrage and with an +elective legislature. But its courts are not vested with any power to +conserve any rights of the people against legislative caprice.</p> + + +<h4><span class="smcap">Conclusion</span></h4> + +<p>The thesis I have endeavored to support in these lectures, so far as I +have a thesis, is this: (1) that, after all, human justice consists in +securing to each individual as much liberty of action in the exercise +of his physical and mental powers and as much liberty to enjoy the +fruits of such action as is consistent with like liberty for other +individuals, and with such restrictions only as are necessary for the +welfare of society as a whole without discrimination for or against +any individual; and (2) that that justice is more firmly secured by a +government with a division of powers, with a written constitution +excluding from governmental interference such personal<span class='pagenum'><a name="Page_165" id="Page_165">[Pg 165]</a></span> rights as long +experience has shown to be necessary both for the happiness and +efficiency of the individual subject and for the welfare and +efficiency of all; and (3) finally with an independent judiciary to +defend those rights when assailed, as they often have been, and will +be, by impatient and changeable majorities.</p> + +<p>It may be admitted that the courts sometimes err in their +interpretation of the constitution and the laws, since judges, however +carefully selected, are but men; but there must be somewhere in the +body politic of a free state some body of men with the power of +authoritative interpretation of the fundamental law as well as other +laws. Does earlier history or later experience point to any better +equipped, more stable, more safe tribunal? Should not the people +endeavor to raise rather than lower the position of the courts; +to conserve rather than impair that freedom, impartiality, and +independence of the judges declared by the people of Massachusetts in +their Declaration of Rights,<span class='pagenum'><a name="Page_166" id="Page_166">[Pg 166]</a></span> after years of galling experience of the +contrary, to be "essential to the preservation of every individual, +his life, liberty, property and character"? Are not they the +reactionaries who, despite the lessons of history, would revert to the +days of a dependent, recallable, and hence timid judiciary?</p> + +<p>But justice is not fully and certainly secured by the maintenance of +particular political institutions, however excellent. Political +institutions are not self-acting. They are only instrumentalities for +the action of society. They are not only to be established and +maintained; they are to be administered, and the best institutions may +be maladministered. Even under such a system of government as I have +endeavored to show to be the best yet devised to secure justice, +injustice is still often suffered by the individual or by society. +Oppressive statutes within the legislative power are too readily +enacted. Abuses in administration are too long permitted to exist. The +only remedy for these is a more enlightened<span class='pagenum'><a name="Page_167" id="Page_167">[Pg 167]</a></span> public opinion, a wider +diffusion of the spirit of impartiality, a greater realization of the +right and need of every person to life, liberty, and the results of +his industry and economy.</p> + +<p>Nor are the judgments of our courts always righteous. Some of the +instances of unrighteous judgments result from failure to ascertain +and apply the truth as to the facts of the case; some from errors in +judgment; some from lack of firmness in judges in enforcing the known +rights of the individual on the one hand, or those of society on the +other; and perhaps a very few from incompetency or corruption. These +causes can be removed to a large extent, by a more rigid insistence on +skill, ability, industry, learning, and courage on the part of those +assuming to administer justice as attorneys and counselors. The same +insistence in the selection of judges will lessen the injustice +resulting from their errors in judgment and from their lack of +firmness.</p> + +<p>There is yet another cause of injustice, the<span class='pagenum'><a name="Page_168" id="Page_168">[Pg 168]</a></span> +delay and expense in obtaining even righteous judgments. It is an axiom, that +justice delayed is justice denied. This delay and expense are often charged +against the courts and judges, as if they had full control over +judicial procedure. It is not the judges but the legislature that +shapes the judicial system and prescribes the judicial procedure, +so far as they are not fixed by the constitution.</p> + +<p>It is not the courts but the legislatures that provide for so many +appeals and allow so many stays and consequent delays. Judges and +lawyers the country over are urging a more simplified, a more speedy, +and less expensive procedure. They are also urging the establishment +of more courts with more judges to cope with the constantly increasing +litigation, in order that the wrongs against the individual and the +wrongs against society may be redressed with a minimum of delay and +cost. It is the legislatures that hesitate and often it is the +legislatures that tie the hands of the judges. In some states it is +<span class='pagenum'><a name="Page_169" id="Page_169">[Pg 169]</a></span> +sought to deprive the judges of their proper influence in jury trials. +In some states it is even sought to prevent them from saying more than +yes or no to proposed instructions to a jury. In many states nearly +the whole matter of procedure, its various steps, are fixed by statute +and become difficult of improvement. If courts could have more power +and the legislatures would interfere less in matters of procedure, I +am sure the cause of justice would be better served.</p> + +<p>In conclusion, perfect justice may not be attainable by us imperfect +men. As said by Addison, "omniscience and omnipotence are requisite +for its full attainment." Yet it is our duty and especially the duty +of those of the legal profession to attain to such approximation as +may be possible. No more noble work can engage our powers; no greater +service can be rendered mankind. I do not except the endowment of +schools, colleges, libraries, and the like, nor the endowment of +hospitals and other charitable institutions. Great as are the virtues of +<span class='pagenum'><a name="Page_170" id="Page_170">[Pg 170]</a></span> +charity, benevolence, philanthropy, piety and the like, justice is +a yet greater virtue. To quote Addison again, "There is no virtue so +truly great and godlike as justice"; and in the words of Daniel +Webster's eulogy: "Whoever labors on this edifice of justice, clears +its foundations, strengthens its pillars, adorns its entablatures, +or contributes to raise its august dome still higher in the skies, +connects himself in name, fame, and character with that which is, and +must be, as durable as the frame of human society."</p> + + +<hr style="width: 65%;" /> +<h4>PUBLISHED ON THE FOUNDATION<br /> +ESTABLISHED IN MEMORY OF<br /> + +<big>HENRY WELDON BARNES</big><br /> + +OF THE CLASS OF 1882, YALE COLLEGE</h4> + + + +<hr style="width: 65%;" /> + +<div class="bbox"> +<h3>STORRS LECTURES</h3> + +<h4>Published by Yale University Press</h4> + +<p> +THE REFORM OF LEGAL PROCEDURE. +By <span class="smcap">Moorfield Storey</span>. +Price $1.35 net delivered.<br /> +<br /> +THE JUDICIARY AND THE PEOPLE. +By <span class="smcap">Frederick N. Judson</span>. +Price $1.35 net delivered.<br /> +<br /> +CONCERNING JUSTICE. By <span class="smcap">Lucilius A. Emery</span>. +Price $1.15 net delivered.<br /> +</p> + +<hr style="width: 20%;" /> + +<h4><i>Uniform in style with the Storrs Lectures</i></h4> + +<p>INTERNATIONAL ARBITRATION AND PROCEDURE. +By <span class="smcap">Robert C. Morris</span>, with a +foreword by <span class="smcap">President Taft</span>. +Price $1.35 net delivered.</p> +</div> + + + + + + + + + +<pre> + + + + + +End of the Project Gutenberg EBook of Concerning Justice, by Lucilius A. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Concerning Justice + +Author: Lucilius A. Emery + +Release Date: March 4, 2010 [EBook #31504] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK CONCERNING JUSTICE *** + + + + +Produced by The Online Distributed Proofreading Team at +https://www.pgdp.net (This file was produced from images +generously made available by The Internet Archive/Canadian +Libraries) + + + + + + + + + + CONCERNING JUSTICE + + BY + LUCILIUS A. EMERY + + + NEW HAVEN: YALE UNIVERSITY PRESS + LONDON: HUMPHREY MILFORD + OXFORD UNIVERSITY PRESS + MDCCCCXIV + + + + + COPYRIGHT, 1914 + BY YALE UNIVERSITY PRESS + + First printed August, 1914, 1000 copies + + + + + TO MY CHILDREN + + HENRY CROSBY EMERY + ANNE CROSBY EMERY ALLINSON + + + + + THE ADDRESSES CONTAINED IN THIS BOOK WERE DELIVERED IN + THE WILLIAM L. STORRS LECTURE SERIES, 1914, BEFORE THE + LAW SCHOOL OF YALE UNIVERSITY, NEW HAVEN, CONNECTICUT. + + + + + CONTENTS + + + CHAPTER PAGE + I. THE PROBLEM STATED. THEORIES AS TO THE SOURCE OF + JUSTICE. DEFINITIONS OF JUSTICE 3 + + II. THE PROBLEM OF RIGHTS. DIFFERENT THEORIES AS TO THE + SOURCE OF RIGHTS 31 + + III. THE PROBLEM OF RIGHTS CONTINUED. THE NEED OF LIBERTY + OF ACTION FOR THE INDIVIDUAL 43 + + IV. JUSTICE THE EQUILIBRIUM BETWEEN THE FREEDOM OF THE + INDIVIDUAL AND THE SAFETY OF SOCIETY 56 + + V. JUSTICE CAN BE SECURED ONLY THROUGH GOVERNMENTAL + ACTION. THE BEST FORM OF GOVERNMENT 77 + + VI. THE NECESSITY OF CONSTITUTIONAL LIMITATIONS UPON THE + POWERS OF THE GOVERNMENT. BILLS OF RIGHTS 95 + + VII. THE INTERPRETATION AND ENFORCEMENT OF CONSTITUTIONAL + LIMITATIONS NECESSARILY A FUNCTION OF THE JUDICIARY 110 + + VIII. AN INDEPENDENT AND IMPARTIAL JUDICIARY ESSENTIAL FOR + JUSTICE 121 + + IX. THE NECESSITY OF MAINTAINING UNDIMINISHED THE + CONSTITUTIONAL LIMITATIONS AND THE POWER OF THE + COURTS TO ENFORCE THEM.--CONCLUSION 146 + + + + +CONCERNING JUSTICE + + + + +CHAPTER I + +THE PROBLEM STATED. THEORIES AS TO THE SOURCE OF JUSTICE. DEFINITIONS +OF JUSTICE + + +For centuries now much has been written and proclaimed concerning +justice and today the word seems to be more than ever upon the lips of +men, more than ever used, but not always appositely, in arguments for +proposed political action. Hence it may not be inappropriate to the +time and occasion to venture, not answers to, but some observations +upon the questions, what is justice, and how can it be secured. It was +declared by the Roman jurist Ulpian, centuries ago, that students of +law should also be students of justice. + +By way of prelude, however, and in the hope of accentuating the main +question and presenting the subject more vividly by comparison and +contrast, I would recall to your minds another and even more +fundamental question asked twenty centuries ago in a judicial +proceeding in distant Judea. It is related that when Jesus, upon his +accusation before Pilate, claimed in defense that he had "come into +the world to bear witness unto the truth," Pilate inquired of him +"What is truth?"; but it is further related that when Pilate "had said +this he went out again unto the Jews." Apparently he did not wait for +an answer. Perhaps he repented of his question as soon as asked and +went out to escape an answer. Men before and since Pilate have sought +to avoid hearing the truth. + +Indeed, however grave the question, however essential the answer to +their well-being, there does not seem to be even now on the part of +the multitude an earnest desire for the truth. Their wishes and +emotions cloud their vision and they are reluctant to have those +clouds brushed aside lest the truth thus revealed be harsh and +condemnatory. The truth often causes pain. As said by the Preacher, +"He that increaseth knowledge increaseth sorrow." People generally +give much the greater welcome and heed to him who tells them that +their desires and schemes are righteous and can be realized, than to +him who tells them that their desires are selfish or that their +schemes are impracticable. It has always been the few who have sought +the truth, resolute to find it and declare it, whether pleasant or +unpleasant, in accord with the wishes of mankind or otherwise. Such +men have sometimes suffered martyrdom in the past, and often incur +hostility in the present, even when seeking that truth on which alone +justice can securely rest. + +Nevertheless, so closely linked are truth and justice in the speech, +if not the minds, of men, there should be some consideration of +Pilate's question. Whether truth is absolute or only relative has been +perhaps the most actively discussed topic in the field of philosophy +for the last decade. Into this discussion, however, we need not enter, +for such discussion is really over the problem of determining the +proper criterion of truth. Wherever be this criterion, whether in some +quality of inherent rationality or in some utilitarian test of +practicability, the truth itself has some attributes so far +unquestioned and of which we may feel certain as being inherent, +necessary, and self-evident. + +Truth is uncompromising. It is unadaptable; all else must be adapted +to it. It is not a matter of convention among men, is not established +even by their unanimous assent, and it does not change with changes of +opinion. It is identical throughout time and space. If it be true now +that since creation the earth has swung in an orbit round the sun, it +was true before the birth of Copernicus and Galileo. If it be true now +that the sum of the three angles of a triangle is equal to the sum of +two right angles, it was always true and always will be true, true at +the poles and at the equator, true among all peoples and in all +countries, true alike in monarchies, oligarchies, and democracies. + +Truth is also single. There are no different kinds of truth, though +there may be innumerable kinds of propositions of which truth may or +may not be predicated. Whichever criterion the philosophers may +finally agree upon, it will hold in all propositions alike. The truth +of a proposition in mathematics is the same as the truth of a +proposition in any other science, physical, social, political, or +theological. It can be no more nor less true in each and all. Again, +in every science, social and political as well as others, and as to +every proposition in any science, the truth is to be discovered, not +assumed by mere convention; and men must discover it and discover it +fully at their peril. Failure even after the utmost effort will not be +forgiven. If the truth be found it will be a sure guide in life. If it +be not found the lives of men will so far go awry. That it may be +difficult to find, that we may never be sure we have found it, makes +no difference. + +Are there any attributes of justice of which we can speak so +confidently as being necessary, inherent, and self-evident? That +justice ranks next to truth, if not with it, seems to have been, and +to be, the general judgment of mankind. It has engaged the thought and +fired the imagination of the greatest minds. A few quotations from +such, ranging from ancient to modern times, will illustrate this. +The Hebrew Psalmist gloried that "justice and judgment" were the +habitation of Jehovah's throne. Aristotle wrote, "political science is +the most excellent of all the arts and sciences, and the end sought +for in political science is the greatest good for man, which is +justice, for justice is the interest of all." Early in the 12th +century the jurist Irnerius, distinguished for his learning and +for his zeal in promoting the revival of the study of law and +jurisprudence, and also as the reputed founder of the famous Law +School at Bologna, imaged justice as "clothed with dignity ineffable, +shining with reason and equity, and supported by Religion, Loyalty, +Charity, Retribution, Reverence, and Truth." + +Six centuries later Addison, famed as a clear thinker and writer, +thus wrote of justice: "There is no virtue so truly great and godlike +as justice.... Omniscience and omnipotence are requisites for the full +exercise of it." Almost in our own time Daniel Webster, called in his +day the great expounder and even now reckoned among the greatest of +men intellectually, in his eulogy upon Justice Story thus +apostrophized justice: "Justice is the great interest of man on earth. +It is the ligament which holds civilized beings and civilized nations +together. Wherever her temple stands and so long as it is duly +honored, there is a foundation for social security, general happiness, +and the improvement and progress of our race." Perhaps, however, none +of these laudations is so vividly impressive as is the pithy remark of +an old English judge that "injustice cuts to the bone." + +But what is this justice, declared to be so great a virtue, so +ineffable, so supremely important? I have said we feel certain of some +attributes of truth. Do we know or can we know anything certain about +justice? Is it something above and apart from the will of men, or is +it simply a matter of convention among men? Is it immutable, or does +its nature change with changing times and conditions? If mutable, does +it change of itself or do men change it? Is it universal or local, the +same everywhere or is it different in different localities? Is it the +same for all men and races of men or does it differ according to +classes and races? Again, is it single or diverse in its nature? Is +there more than one kind of justice? We hear of natural justice, +social justice, industrial justice, political justice. What do they +who use those terms mean by them? Do nature, society, industry, +politics, each have a different criterion? Still again, and briefly, +is justice an inexorable law like the law of gravitation or can its +operation have exceptions? Is it simply a quality of action or +conduct, or, as stated by Ulpian, is it a disposition or state of +mind? Finally, is it a reality or, as Falstaff said of honor, is it +after all "a word," "a mere scutcheon?" + +I am not so presumptuous as to venture an answer to any of these +questions except perhaps the last. As to that, I appeal to our +consciousness, to our innate conviction that there does exist +something, some virtue, some sentiment, however undefinable in terms, +holding men together in society despite their natural selfishness, and +without which they would fall apart. It is this virtue, this ligament +of society, that we call justice. We feel that the word is not a mere +word, but that it connotes a vital reality in human relationship. If +this reality be ignored, men cannot be held together in any society. + +If justice be the greatest good, as so generally asserted, then its +negative, or injustice, must be the greatest evil. Hence error in +men's opinions of what is justice will work that greatest evil. +Society as a whole is liable to error in respect to justice; has often +been mistaken in the past and may be mistaken today. The individuals +composing society are seldom, if ever, wholly disinterested and +dispassionate in their judgments. Each individual is prone to believe +that what is apparently good for himself or his group or class, is in +accord with justice. Himself persuaded that he is battling for +justice, he does not see that he may be battling only for some +advantage over others, for some individual relief from common burdens, +for some privilege not to be accorded to others; does not see that +what he is battling for may cause injustice to others. Through +ignorance of the real nature of justice, the grant to one of his plea +for what he calls justice may work grievous injustice to others. So +when altruists, warm with sympathy, obtain the enactment of laws +intended for the betterment of the less fortunate, they may at times +do injustice to others and even to those they hoped to benefit. +History records many instances where laws intended to insure justice +had the contrary effect. Many a statute designed to prevent oppression +has itself proved oppressive in operation. Many a theory of justice +has been found to work injustice. A conspicuous and familiar instance +is found in the history of the French Revolution. The Jacobins +believed that their theories if given effect would usher in the reign +of justice in France. They obtained power and exploited their theories +only to bring in the Reign of Terror, that reign of terrible +injustice. + +As mistakes and grievous mistakes have been made in the past as to +what is justice, so they will be made now and in the future, and can +be lessened only by greater wisdom and forethought, by greater effort +to consider justice apart by itself, with philosophical detachment, +with minds unclouded by pity, sympathy, charity, and other like +virtues, on the one hand, or by envy, hate, prejudice, and like evil +sentiments, on the other. True, men are more enlightened now and +education is more general, but society is more complex, with more +diverse and conflicting interests, than formerly. The social mechanism +is now so intricate that even a slight disturbance in one part may +disarrange the whole. Injustice to one may injure the many. Hence the +duty of ascertaining as completely as possible the real nature of +justice is as imperative today as ever. As declared by Ulpian, this +duty is especially incumbent upon those who have to do with the +framing or administration of the laws, since justice can be enforced +only by law. + +In any inquiry into the nature of justice we get little help from the +wisdom of the ancients. They wrestled with the question but seem to +have been as puzzled as we of today. Indeed, Plato represents the sage +Socrates as frankly confessing his inability to answer satisfactorily +the persistent question "What is justice?" The question comes up for +discussion by Socrates and some friends at the home of Cephalus at the +Piraeus. Socrates criticizes and punctures the definitions advanced by +the others until Thrasymachus, apparently with some heat, challenges +Socrates to give an answer of his own to the question "what is +justice?" and not to content himself, nor to consume time, with merely +refuting others. After some further discussion of various aspects of +the question, Socrates finally says, "I have gone from one subject to +another without having discovered what I sought at first, the nature +of justice. I left the inquiry and turned away to consider whether +justice is virtue and wisdom, or evil and folly, and when there arose +a further question about the comparative advantages of justice and +injustice I could not refrain from passing on to that. The result of +the whole discussion has been that I know nothing at all. I know not +what justice is and therefore am not likely to know whether or not it +is a virtue, nor can I say whether the just man is happy or unhappy." +Granting that the confession may have been intended ironically, the +further discussion did not result in any practical solution, even if +in one possible in Plato's ideal, but impossible, state. Indeed, the +inquiry is not yet closed and will not be until the millennium. + +Still, upon a question so old, so important, so persistent, so +ingrained in human society, and even now receiving such diverse and +conflicting answers, a brief consideration of the earlier beliefs and +theories may not be useless. As said by Bishop Stubbs, the historian, +"The roots of the present lie deep in the past and nothing in the past +is dead to him who would learn how the present came to be what it is." +The roots should be examined by him who would understand the tree. + +In Homer we get a glimpse of a theory of his time, to wit, that each +separate decision given by the magistrate in any litigated controversy +was furnished to him by Zeus specially for that case. The Greek word +for such a decision was _themis_, and it was supposed that somewhere +in the Pantheon was a corresponding deity whose special function was +to furnish the appropriate themis for each case. This deity was +shadowily personified as the goddess Themis, the daughter of heaven +and earth, the companion and counselor of Zeus. It was she who +summoned gods and men to council and presided unseen over their +deliberations. Hence she came to be regarded as also the spirit of +order without which the Greek philosophers, notably Plato, held there +could be no justice. + +This theory that justice and even the laws were but the will of deity, +revealed in various ways, was long generally accepted. In Rome, in the +time of the kings, the king was the Pontifex Maximus, and as such, +with the help of the College of Priests, declared the laws and decided +lawsuits. For some time also under the Republic, when a vote was to be +taken in the Comitia upon a proposed law, the question was thus put: +"Is this your pleasure, O Quirites, and do you hold it to be the will +of the gods?" Under the Empire, despite the reasoning of many +philosophers and lawyers that the Emperor derived from the people his +power to make laws and declare the law in any given case, he assumed +and was assumed to have derived the power and inspiration solely from +the gods. + +The early Christian Church also preached the doctrine that the ruling +power in the state, however established, was ordained of God and as +such was entitled to the obedience of the pious. This belief that +justice and judgment were simply the will of God, to be ascertained, +not by reason but by other means, was so general and deep that such +crude devices as trials by ordeal and battle were often resorted to +for determining guilt or innocence and other questions of fact. +Indeed, resort to such expedients for determining questions of law, as +well as questions of fact, was not unknown. In the tenth century under +the Saxon King Otto a question arose whether upon the death of their +grandfather his grandchildren by a prior deceased son should share in +the inheritance along with their surviving uncles. The king ordered a +trial by battle, which being had, the champions for the grandchildren +were the victors. It was therefore held to be the divine will that +grandchildren by a prior deceased child should inherit direct from +their grandfather. I may here remind you that trial by battle was not +formally abolished in England until well into the 19th century. And +there is even now professed a belief that the will of God can be +ascertained by counting ballots. "Vox Populi Vox Dei" is still a +shibboleth. + +But the doctrine that justice is heaven born, superior to and +controlling the opinions and wills of men, did not escape challenge +even in ancient times. Those sects of philosophers known as Epicureans +and Sophists, consistently with their theory of the nature of virtue +in general, maintained that justice was merely a name for such +conventions among men as they should adjudge best for their own +utility and happiness. The most vigorous champion of this latter +theory appears to have been one Carneades, a Greek philosopher of the +second century B.C., said to have been the founder of the third +Academy and expounder of the philosophy of probabilities and to have +possessed the acutest mind of antiquity. In a course of lectures at +Rome he stated the arguments for the orthodox view of justice and +then boldly assumed to answer them and demonstrate that justice was +not a virtue at all as virtue was defined by the philosophers, but was +merely a convention; was what men should agree to be a sound basis for +the maintenance of civil society, and hence that it varied with times, +places, circumstances, and even opinions. This argument evidently had +much effect upon public opinion, for Cato urged in the Senate that +Carneades be banished because dangerous to the state. + +So great was the influence of Carneades that a century later Cicero, a +disciple of the Stoic school of philosophy, thought it necessary to +refute him specifically as the chief heretic, and to uphold the +orthodox theory against his arguments. Cicero denounced with eloquent +warmth the doctrine that utility was the foundation of justice. He +declared that, not utility, but nature, was the source of justice, +that justice was a principle of nature, the ultimate principle behind +all law. To abridge the familiar quotation from his "De Republica," +"There is a law which is the same as true reason, accordant with +nature, a law which is constant and eternal, which calls and commands +to duty, which warns and terrifies men from the practice of deceit. +This law is not one thing at Rome, another at Athens, but is eternal +and immutable, the expression and command of Deity." In his treatise +"De Legibus" he declared that men are born to justice; that right is +established not by opinion but by nature; that all civil law is but +the expression or application of this eternal law of nature; that the +people or the prince may make laws but these have not the true +character of law unless they be derived from the ultimate law; that +the source and foundation of right law must be looked for in that +supreme law which came into being ages before any state was formed. + +This theory of the Stoics so eloquently urged by Cicero was +practically the _jus naturale_ of the Roman jurists of classical +times, though more moderately expressed by them. It does not seem to +have been wholly academic, but to have been actually applied at times. +In his history of Rome, Mommsen relates that even during the nearly +absolute sway of Sulla, after the fall of Marius, the Cornelian Laws +enacted to deprive various Italian communities of their Roman +franchise were ignored in judicial proceedings as null and void; also +that, contrary to Sulla's decree, the jurists held that the franchise +of citizenship was not forfeited by capture and sale into slavery +during the civil war with Marius. Later, when the church became a +power in the state there are instances where laws adjudged to be +contrary to the laws of God were refused effect. In England as late as +the middle of the 17th century Chief Justice Hobart, a judge of high +repute, asserted that "even an act of Parliament made against natural +equity, as to make a man judge in his own case, is void in itself for +the laws of nature are immutable and they are the laws of laws." In +the 18th century Blackstone assented to the doctrine of a _jus +naturale_ and wrote of it: "This law of nature being coeval with +mankind and dictated by God himself is of course superior in +obligation to any other.... No human laws are of any validity if +contrary to this, and such of them as are valid derive all their force +and all their authority, mediately or immediately, from this +original." True, Blackstone combated the doctrine that duly enacted +statutes were to be held void if the judges thought them contrary to +reason, but he admitted that that extreme doctrine was more generally +held. In this country the doctrine of a higher law than the +Constitution even, and to be obeyed rather than the Constitution and +laws enacted in accordance therewith, has had and even now has earnest +advocates. + +But the contrary doctrine of Carneades and the Sophists would not +down. After Cicero and the civilians, after Hobart and Blackstone, +came our modern utilitarians, or sophists, Bentham, Mill, Austin, and +others, who have vigorously maintained with weighty arguments the +utilitarian theory of justice; and that theory is now generally +accepted by lawyers and statesmen as at least the most workable +theory in human affairs. There still exists, however, in the minds of +many the belief that above and behind all the turmoil and strife of +politics, all the flux and reflux of social movements and public +sentiment, the confusion of enactments, amendments, and repeals of +statutes, the swaying of judicial opinion, there is some law of nature +or in nature, some criterion, which if ascertained and obeyed would be +perfect justice. + +This question of the origin, the foundation of justice, whether it +be of God or of men, seems to have been much more debated than the +question what is the nature of justice whatever its origin or +foundation. Yet some attempts, other than those attributed to +Socrates, have been made of old to give a definition of justice. The +earliest description I have found is that of the early Pythagoreans, +who, in accordance with their practise of symbolizing the virtues by +geometrical figures, designated justice by the square, and the just +man by the cube. Plato seems to have had a theory of justice when he +wrote in the "Gorgias," "Nature herself intimates that it is just for +the better to have more than the worse, the stronger than the weaker, +and in many ways she shows that among men as well as among animals +justice consists in the superior ruling over and having more than the +inferior." In these days our first impulse may be to denounce Plato's +statement as altogether wrong if not worse. We should remember, +however, that Plato was not considering any altruistic virtue such as +kindness, sympathy, benevolence, generosity and the like, but only +what nature indicates to be the essential condition of successful +association. Thus interpreted, are we prepared to confute the +statement? Do we know of any state of society in human or animal life +at any time, past or present, of which the contrary of Plato's +statement is true? + +But passing over all other attempts of the ancients to define justice, +none of which seems to have been much regarded by contemporary +opinion, I will only cite the most famous, that by Ulpian, the +renowned jurist of the best period of Roman jurisprudence, whose +writings were most drawn upon by the learned compilers of the +Institutes and Digest of Justinian; viz., "Justitia est constans et +perpetua voluntas jus suum cuique tribuendi," or "Justice is the +constant and perpetual will to render to every one his right." This +definition was adopted by the compilers as correct and made the +introduction to the Institutes. It thus received the imperial sanction +and was quoted wherever the law of Rome prevailed, down through +medieval times and later, almost as if it were an inspired or at least +authoritative definition not to be questioned. But notwithstanding the +acclaim with which this definition was hailed, I question that it was +any improvement on that of Aristotle, who tersely defined justice as +"that virtue of the soul which is distributive according to desert." +Indeed, I think Aristotle was nearer the mark. + +Upon the revival of the study of law and jurisprudence in the 11th +and 12th centuries several of the more famous jurists of that time, +Azo, Irnerius, Placentinus and others, essayed definitions of justice, +but they do not seem to have improved upon Ulpian. Their definitions +were vitiated by theological assumptions and none of them has become +a text for commentators or students. Neither in modern times has any +definition of justice been suggested which has received such universal +assent as did that of Ulpian in his time and for centuries afterward. +We may therefore return to Ulpian's definition as our point of +departure, since his definition is substantially that suggested +earlier by Aristotle, and observations on the later will also apply in +many respects to the earlier. + +Ulpian's definition is elegant in style, but it does not carry us very +far in our inquiry. We are told indeed that justice is a state or +disposition of the mind, the disposition to render to everyone his +right or, as put by Aristotle, is the disposition to distribute +according to desert. It was this statement that captured the medieval +jurists and which they made their text, but it is now regarded as +incomplete and even inaccurate. One may have the disposition, the +desire, the will, to render to every one his right, but unless he can +know what is his fellow's right he may unwittingly fail to accord it +to him and thus unwittingly do injustice. It evidently is not enough +to have the disposition or will; hence the definition is incomplete, +and any definition is incomplete which does not furnish a criterion +for determining what is the given man's right. + +But the definition as far as it does go is not strictly accurate. The +man of malevolent disposition who would wrong his fellow if he dared, +may yet, to avoid unpleasant consequences to himself, render fully to +every other man his right. It would seem, therefore, that justice is +an attribute or quality of conduct rather than a disposition or state +of mind, and of conduct toward others rather than of conduct toward +one's self. It is only of the conduct of men in their relations to +other men that we can predicate justice or injustice. One's conduct +may result in good or evil to himself and so be wise or unwise, but +assuming, what probably is never the fact, that it affects only +himself, in no way affects any other, his conduct is neither just nor +unjust. Robinson Crusoe, until the arrival of the man Friday, had no +occasion to consider our problem. + +But, admitting that each man's conduct, whether active or passive, +does affect some other person, what is the criterion by which to +determine the justice or injustice of that conduct? It is not enough +to say that if the conduct in any degree impedes the other person in +the enjoyment of any of his rights it is unjust, otherwise not; for +then the question comes to the front, what is the right of that other +in the given case? Indeed, this latter question is the crux of the +problem of justice. The derivation of the word "justice" also shows +this. The Latin _justitia_ or _justitium_ according to some scholars +is compounded of _jus_, right, and _sisto_ or _steti_, to place, or +to cause to stand, and hence the whole word may be held to signify the +maintenance of _jus_ or right. With the question of _jus_ or right +correctly answered, the problem of justice is practically solved. The +right of the one being known, the effect of any particular conduct of +another on that right, and consequently its justice or injustice, is +determinable with comparative ease. Hence to make progress in our +inquiry we must consider the problem of rights, for we almost +instinctively accept as correct so much of Ulpian's definition as +implies that justice is to be predicated of the act of rendering to +everyone his right. We instinctively feel that if we render to another +his full right we do him full justice, and that if we ourselves are +deprived of any right we suffer injustice. What is his or our right is +therefore the real question. This will be our next subject for +consideration. + + + + +CHAPTER II + +THE PROBLEM OF RIGHTS. DIFFERENT THEORIES AS TO THE SOURCE OF RIGHTS + + +The problem of Rights is also centuries old. There have been in later +years glowing tributes to human rights even more than to justice, +though the sentiment of rights is egoistic, while that of justice is +in some measure altruistic. There have also been diverse opinions in +the past, as now, as to the source, foundation, and nature of what are +called Rights, as there were and are of justice. A brief review of +these opinions and of the changes in them may present the problem more +vividly. + +In patriarchal times there could be no political questions about +rights. The head of the family was supreme and sole ruler and judge. +Even in Rome under an organized civil government the pater familias +was long left the power of life and death over the members of his +family. When families and tribes were combined in states, government +was long conducted on the theory that as the individual had belonged +to the family or tribe into which he was born or adopted, so he now +belonged to the state, to be directed and disposed of as the state +might order. What he might enjoy of life, liberty, or property was the +gift of the state, subject to revocation at will. Plato reflects this +theory in making Hippias declare that the measure of man's right is +what the state commands. The total abolition of the liberty of +innocent persons by holding them in slavery was not deemed any +infringement of any right of theirs. This theory was acted upon in +democratic as well as in monarchical states. Slavery was as lawful in +Athens, Sparta, and republican Rome as in Persia or Egypt. True, there +were rebellions and revolutions at times, but, though sometimes +provoked by oppression, they were usually to acquire the power of +government and not in defense of individual rights. The Plebeians +revolted to obtain a greater share in the governing power. The civil +wars of Marius and Sulla were not waged for liberty but for power. In +Sicily, where the slaves under Eunus had for a time wrested the +governing power from their masters, they did not hesitate to enslave +in turn. + +The doctrine that the individual man has some rights by nature which +the state ought not to disregard had no place in ancient nor medieval +governments. The English Magna Charta purports to be a grant from the +king and, though framed by the barons and forced upon the king, it +contains no assertion of rights by nature. The rights claimed were +claimed as accustomed rights previously conferred and enjoyed, such as +the laws and customs of the time of Henry I. Apart from provisions as +to improved methods of administration, the language of the Charter +implies restoration rather than revolution. + +So in the Petition of Right in the reign of Charles I, no appeal was +made to natural rights, but the demand was for accustomed privileges, +for the observance by the king of the old laws and customs of the +realm, especially those in force under Edward I and Edward III. In the +Petition, the Charter of King John is cited, not as a schedule of the +rights of man in the abstract, but as "The Great Charter of the +Liberties of England," implying that the liberties therein named were +not the natural heritage of men in general but the peculiar heritage +of Englishmen, under English law. The prayer of the Petition is simply +that the king shall accord the people of England "their rights and +liberties according to the laws and statutes of the realm." + +So in the Bill of Rights framed by Parliament and approved by William +and Mary upon their accession to the throne, it was not asserted that +the acts of James II complained of were contrary to any natural right +of the subject, but that they "were utterly and directly contrary to +the known laws and statutes and freedom of this realm." The purpose of +the Bill of Rights was declared by the Parliament in behalf of the +people to be "for the vindicating and asserting their ancient rights +and liberties." In the earlier remonstrances of the legislatures of +the English colonies in America against various acts of the king and +Parliament, only the accustomed rights of Englishmen were claimed to +be violated. The colonists, at first, claimed as against king and +Parliament no rights not accorded to Englishmen in England. + +But though the notion that man has rights by nature, not granted by +the state and which the state should respect as such, did not for +centuries find expression in state papers or state action, it was by +no means non-existent. It was early in the minds of many and found +some expression in the writings of jurists and philosophers. In Rome +it was a corollary of the doctrine of the existence of a _jus +naturale_. The statement of that doctrine by Ulpian incorporated in +the Digest implies a doctrine that man does have some rights anterior +to and independent of the state. So far, however, as the statement +was susceptible of that construction it was not generally acted upon +and remained practically a dead letter. The doctrine itself survived, +however, engaging the attention and receiving the support of various +writers. It gradually gained ground among students of politics and +spread rapidly after the Protestant Reformation, so-called, because of +the impetus given by that event to the exercise of private judgment. +As early as the 17th century, though finding little or no expression +in the Petition of Right or Bill of Rights, the doctrine that +individual rights were derived from nature rather than from the state +was generally entertained by the Puritans and other dissenters from +the Established Church, and was invoked by them to some extent as +justifying the revolution of 1640. The doctrine also passed over to +the Puritan Colonies in America and early found some expression there. +In the Massachusetts "Body of Liberties" of 1641 there is a suggestion +that the liberties, etc., therein recited, were those demanded by +"humanity, civility and christianity" rather than "accustomed" +liberties. It was further asserted that these liberties were to be +enjoyed by the people of the Colony and their posterity forever. + +The later disputes as to the proper limits of the power of the British +King and Parliament over the American Colonies led the colonial +lawyers and politicians to a study of the theory of natural rights +advanced by various political writers, English and Continental. It has +been said, I think with truth, that the writings of Locke, Voltaire, +Rousseau, Montesquieu, and even of Blackstone, were more widely read +and studied in America than in Europe. The brilliant writings of Tom +Paine also had great influence. The result was that the doctrine of +natural rights came to be generally accepted by the people of the +Colonies as the real foundation of their claims and the real +justification for their resistance to the objectionable acts of the +King and Parliament. In 1774 the first Continental Congress in its +Declaration of Rights declared that the people of the Colonies had +those rights by "the immutable laws of nature" as well as by their +charters and the principles of the English Constitution. Two years +later in the Declaration of Independence the representatives of the +people made no reference to their charters nor to the principles of +the English Constitution as the foundation of their claims, but based +them exclusively on the theory of natural rights. They declared: "We +hold these truths to be self-evident, that all men are created equal; +that they are endowed by their Creator with certain unalienable +rights; that among these are life, liberty and the pursuit of +happiness." + +The same influences undoubtedly contributed to bring about the French +Revolution of 1789, and the theory of natural rights again found +expression in the French state papers of that period. In August of +that year, in the early stages of the Revolution, the following +"Declaration of the Rights of Man and Citizen" was put forth by the +National Assembly and afterwards made the first two articles of the +Constitution of 1791, viz., "Art. 1. Men are born and remain free and +equal in rights. Social distinctions can be based only upon public +utility. Art. 2. The aim of every political association is the +preservation of the natural and imprescriptible rights of man. These +rights are liberty, property, security and resistance to oppression." + +Thus in the latter part of the 18th century the doctrine that man has +some individual rights by nature, not by grant or prescription, and +not alienable, obtained official recognition in two great nations. It +has since been formally and officially iterated in the Constitutions +of many American States and has been proclaimed and invoked as an +impregnably established political truth. Nevertheless the doctrine is +only a theory, not yet demonstrated nor undoubted. It has been +assailed and in the opinion of many refuted, by Bentham, Mill, and +other utilitarian writers, the successors of Epicurus, Carneades and +the Sophists. Even in France and America it is now repudiated by many +and declared to be an obstacle to social and political improvement. +Still, despite the vigorous arguments against the doctrine, there +remains the innate feeling and a general belief that society abridges +individual rights instead of conferring them. In support of this +notion may be cited the fact that the statutes of any state or nation +are almost wholly restrictive or compulsory in character, and rarely, +if ever, permissive. From the Decalogue down, the language of the law +has been compulsive, "Thou shalt" and "Thou shalt not"; and men +generally act upon the theory that what society does not forbid by +statute or custom the individual may do. + +In passing now from the region of theory, of speculative opinion, to +what seems to me the region of facts, of actual conditions, of actual +traits of human nature, I wish it to be understood distinctly that in +what I may say about rights I am considering only the precepts of +justice, and that I differentiate those precepts from the precepts +of religion, charity, philanthropy, benevolence, and other similar +virtues, and even those of what is loosely called humanity. If it be +true as asserted by Addison that justice is the greatest and most +godlike of the virtues, it does not follow that the just man, to be +just, must possess all or any of the other virtues. One can be just +without being religious, charitable, or philanthropic, and even +without earning the reputation of being humane. + +I wish further to premise that I am considering our subject only with +reference to those who have grown to the age of self-maintenance and +consequent freedom. I do not take into account the rights of children +under that age. + +With these premises borne in mind, I would now in the next chapter +call attention to some propositions of fact, which I shall assume +to be established by science and history and by the reader's own +experience and observation, and which I think bear more or less +directly on our subject. + + + + +CHAPTER III + +THE PROBLEM OF RIGHTS CONTINUED. THE NEED OF LIBERTY OF ACTION FOR +THE INDIVIDUAL + + +Men are endowed by nature with sundry powers, faculties, capacities, +physical and mental. These, however, are not at all uniform, but are +diverse in kind and degree in different races of men and in different +individuals of the same race. Nature seems to work through diversity +rather than through uniformity, indeed through inequality rather than +through equality. Not all men are born poets, nor are all poets +equally good poets. Not all men are by nature adapted for intellectual +pursuits, and those who are so adapted are not in that respect equally +favored by nature. Even in the field of the simplest manual labor +there is great diversity of natural capacity. It seems to be nature's +theory that mankind, the human race as a whole, will be better served +by diversities, by differences in kinds and degrees of powers, than by +uniformity and equality. + +Further, normal men are also by nature endowed, if not with rights, +yet with sundry instincts, desires, passions; also with sundry +feelings, emotions, sentiments; and also with some degree of reason +and power of choice. Some of these may not be apparent in infancy, but +they appear in a greater or less degree of intensity as the individual +develops. + +Among these instincts or desires is the desire to live, the desire to +serve each his own welfare and that of his offspring, and the desire +to decide for himself what will best serve that welfare. As a +corollary, he also has by birth the desire for freedom to exercise any +and all of his talents and powers in such manner, to such extent, and +in pursuit of such objects as he prefers, or to be idle if he prefers +idleness. Further, he has the instinct of acquisitiveness, the desire +to appropriate to himself and retain control of such material objects +as he thinks may serve his welfare and that of his offspring, and +especially does he have a natural instinct and desire to possess and +control exclusively for himself whatever, much or little, he has +wrenched from nature or otherwise obtained by the exercise of his +various powers. This instinct is also observable in some animals. A +dog will hide a bone for his own exclusive future use. Man also +instinctively claims for his own the natural increase of what he has +acquired, the young of his beasts, the fruits of his orchard. + +This desire for control includes the desire to store up, to use, to +consume, to transfer, and even to destroy at will. This desire is seen +in young children, who will try to clutch and hold whatever attracts +them, and who will hoard or break toys or throw them away as their +whims may be. As they get older the desire to control grows stronger, +for they destroy less and preserve more in order to have greater +measure of control; but still they desire freedom to consume or +destroy at their own will. So strong is this desire of control that +men wish to direct what shall be done with their property after their +death. + +If one is balked or hindered in the gratification of any of these +desires, there is excited in him a feeling of resentment against the +cause, even if it be only some force of nature. There is a note of +anger in the cries of a child over interference with his play, the +deprivation of any toy or other thing he may have or desire. That the +wind or the rain was the cause does not sooth him. In the mature man +also, anger adds some force to the kick he gives even inanimate +objects unexpectedly impeding him. Who of us has ever fallen over a +chair in the dark without mentally, at least, consigning it to +perdition? The old law of Deodand was an expression of this feeling of +resentment against inanimate objects even. By that law, according to +Blackstone, whatever chattel was the immediate cause of the death of +a reasonable creature was forfeited to the crown, as when a cart ran +over a man. By the laws of Draco whatever caused a man's death by +falling upon him was to be destroyed or cast out of the community. +Thus a statue having fallen upon a man, it was thrown into the sea. +The Mosaic law savagely declared: "If an ox gore a man that he die, +the ox shall be stoned and his flesh shall not be eaten." + +Is not this instinctive feeling of resentment at interference with +one's person, liberty, or property, the rudiment of a later developed +idea, or sentiment, of rights possessed? Resentment is felt only when +one is deprived of something he feels he is entitled to. Granting that +nature has not endowed man with rights, it has imbued him with a +belief that he has rights, and also with a disposition to defend them. + +Man is also born into a material world of natural forces, and hence to +gratify his desire to live and serve his own welfare and that of his +offspring, he must adapt himself to his environment, fit himself to +withstand heat and cold, provide himself with food and shelter. He not +only desires to, but he must, exercise his powers of mind and body and +hence should be free to exercise them to that extent at least. Nature +does not feed, clothe and shelter man. It only provides the raw +material which man must himself find, take, and convert by his labor, +manual and intellectual, into food, clothing, shelter, and whatever +else he desires. + +But man is also born into association with other men, into some sort +of social organization, and well for him that he is. It is not +society, however ill organized, that has caused, or today causes, +poverty. That is the primitive condition of the human race. It is only +through some social organization ensuring to man freedom for his labor +and security for his savings that he can escape poverty. If each +individual by his own unaided efforts had to find the raw material, +mold it to serve his needs and desires, and also defend it from +attacks by others, his life would be one of dire poverty, scarcely +above that of the higher animals. + +Further, nature has so formed man that he not only needs but desires +association with other men. Children instinctively flock together for +common play, and this social instinct continues through life and +extends to work as well as play. We find men everywhere in the +civilized world voluntarily entering into associations for various +purposes thought by the members to be of service to themselves or +others. But there is over and surrounding these associations that +larger association, racial or territorial, which we call society. This +is the necessary association into which man is born and in which he +must live if he desires other than mere animal life. This society must +be maintained if the race of men, as men and not as mere animals, is +to continue. Indeed, society itself has a sort of instinct for +self-preservation. It is not a mere aggregation of individual units +but is an association of sentient correlated beings with a resultant +life and movement of its own. + +Association, however, does not extinguish nor appreciably lessen the +natural instincts, desires, feelings, sentiments, etc., of the +individual, though they may be made less active by continued +restraint. Association even extends the scope of man's individual +desires and activities. He now desires freedom to make arrangements +with other men of such nature and for such purposes as he and they may +agree upon. If he is prevented by authority from making such +arrangements he feels some resentment, feels that his right is +infringed. He also comes to desire that those who have entered into +arrangements or contracts with him should perform their part, and he +instinctively feels resentment at their neglect or refusal to do so. +He feels that he has a right to the performance of the contract. + +Another desire is developed or given play by society,--the desire to +equal one's fellows in the race for benefits, and, that accomplished, +to excel them. He desires to win in every game, to be the victor in +every contest of physical or mental powers, and in business as well as +in sports. If he is held back he feels resentment against the power +assuming to restrain him. He thus feels he has a right to equal and to +excel if he can. Whether competition should be enforced or stimulated +by society is a question in economics. What affects the question of +rights and hence of justice is whether this desire to excel should be +impeded. + +In this association, however, each individual man finds himself in +close contact all through life with other men having like instincts, +desires, feelings, emotions, etc., as his own; and who also feel like +resentments and have like notions of rights possessed. If each is left +by society free to gratify these desires or to enforce his claims of +rights in his own way unmindful how his action may affect others; +if they be left free to "take who have the power" and only they may +"keep who can," society could not exist and civilization, if not the +race, would perish. + +Society, therefore, must frame and enforce rules for the regulation +and control of the conduct of its individual members, must even +restrain them to some extent from the gratification of some of their +desires. On the other hand, these instincts, desires, etc., must still +be reckoned with. They cannot be wholly suppressed nor even very much +reduced or impeded if society is to progress or even exist. There must +be left to the individual some degree of liberty of choice and action. +An eminent American jurist, James C. Carter, vividly stated this, +though perhaps in the extreme, when he wrote that the sole function of +law and legislation is to secure to each individual the utmost liberty +which he can enjoy consistently with the preservation of the like +liberty to all others. "Liberty (he wrote), the first of blessings, +the aspiration of every human soul, is the supreme object. Every +abridgment of it demands an excuse, and the only good excuse is the +necessity of preserving it." (Carter's "Law. Its origin and growth," +page 337.) + +There must also be left to the individual some personal motives for +labor and thrift, for, after all, it is the toil of individuals that +supports society and its members. It is the surplus products, not +consumed, but stored up by the economy of individuals that constitutes +the energy of society. However it may be improved in the future, the +nature of the average man today is such that he will not toil and deny +himself without prospect of rewards to accrue to himself for his own +personal use. He will not strive to earn and then conserve his +earnings unless he can have them for his own, to control, use and +dispose of at his pleasure. However it may be with a few unselfish, +devoted souls, men as a rule are not yet so altruistic as to devote +themselves exclusively to the good of others, of society. I think it +evident that if the impelling natural desire to serve one's self be +wholly or even largely disregarded by society, little would be +produced or saved by voluntary labor and self-denial. The alternative +would be the restoration of some system of enforced labor, of slavery, +for the vast majority of men. At this day, after centuries of +exhortation to practise the virtues of benevolence, of brotherly love, +of self-sacrifice for the good of others, men do not from pure love of +humanity voluntarily endure heat and cold, expend their labor and +savings in working mines, in braving seas, in building and operating +factories, railroads and steamships, in growing corn and cotton. Even +those public offices, in which the altruist might find the best +opportunities for serving the people, are not much sought for unless +some personal honor or pecuniary profit be attached to them. Should +society decree that the laborer, whether with hands or brain, should +have no individual reward proportionate to the efficiency of his +labor, but only his numerical proportion of the product of all +laborers, I fear the efficiency of all classes of laborers, manual +and mental, would fall to the "irreducible minimum." + +The foregoing statements and inferences lead to the question, how far +should society go in undertaking to regulate the conduct and restrict +the freedom of the individual,--that freedom which would be his if he +were alone in the world? It may be thought that this is a question of +expediency for economists and sociologists, and so it is largely, but +it is also a question of rights and hence of justice, since every +action or non-action of society affects the freedom of the individual +in the gratification of his desires or, in other words, in his pursuit +of happiness. + + + + +CHAPTER IV + +JUSTICE THE EQUILIBRIUM BETWEEN THE FREEDOM OF THE INDIVIDUAL AND THE +SAFETY OF SOCIETY + + +The question stated at the close of the last chapter is most important +and, in a sense, is perhaps the crux of the whole matter. Not only may +error in the solution of the question injuriously affect the material +interests of individuals and hence of society as a whole, but it may +cause unhappiness far greater than that caused by any material loss, +viz., a sense of injustice. As said by the English judge, "Injustice +cuts to the bone." + +At the outset I accept Herbert Spencer's theory that the idea of +justice contains two sentiments, positive and negative; the one the +sentiment of the individual that he has the right by nature to the +unimpeded use of his faculties and to the benefits he acquires by +such use; the other the consciousness that the presence of other +individuals with similar claims of rights necessitates some limitation +of his own claims. Out of those two sentiments is evolved, I think, +the idea of justice or injustice according as they are or are not in +equilibrium. They suggest the definition that justice is the +equilibrium between the full freedom of the individual and the +restrictions thereon necessary for the safety of society. The +restraint of personal conduct within too narrow limits, the necessity +of which cannot be made clear, excites resentment, stimulates angry +passions, and hence causes unhappiness through a sense of injustice. +Restraint within necessary limits only, the necessity of which can +be seen, arouses no resentment; on the contrary, it satisfies the +individual, favors harmonious cooperation, profits society and +increases the happiness of its members, through the appreciation of +that necessity. + +But for the fixing of the boundary line between necessary and +unnecessary restraints upon personal conduct, some other matters still +are to be considered. I have said that man instinctively feels +resentment at interference with whatever he may think is his right to +do, or get, or keep. If this interference is from any of his fellow +men his resentment is greater than when it is from natural forces. +There arises the desire for vengeance, the desire to "get even,"--to +use a common phrase,--by inflicting a corresponding injury on the +offender. An eye for an eye, a tooth for a tooth, is instinctively +demanded now as of old. If unable to inflict a corresponding injury +there is the desire to inflict an equivalent injury. To paraphrase +Bacon, revenge is justice running wild. + +This instinct should be heeded by society. If it be necessary for its +own preservation that society restrain this instinct, prohibit private +vengeance, then it must itself provide for satisfaction of the +instinct; the offender must be compelled to make full compensation or +else be made to suffer in turn some deprivation of rights claimed by +him that shall be commensurate with the offense. This should be done +speedily and gratuitously so far as possible. Delay and expense cause +resentment in the suitor for justice and so cause injustice. In doing +this, society not only protects itself but it restores an equilibrium +of rights disturbed by the offender. This restoration of equilibrium +is an essential element in the concept of justice. Of course, as +society progresses and human nature improves, this desire of the +injured for vengeance on the offender becomes weaker. The virtues +of mercy, forgiveness, or willingness to forego the demand for +punishment, come into play and society is allowed to attempt to reform +rather than to punish, or is allowed to pardon altogether. These +virtues, however, are not part of the concept of justice. If the +punishment seems inadequate, or the pardon seems undeserved, there +remains, or is again excited, the feeling of resentment. The +equilibrium is not restored. + +Another sentiment or feeling is to be reckoned with in order to secure +this equilibrium in society. The young, untrained child is impatient +of all restraint. It is only by experience that he learns he must +submit to restraint if he would have any sort of association with his +fellows. He learns that he must submit to the rules of the game if he +would have a part in the game. As he comes to maturity he becomes +conscious that society must impose restraint upon him and hence feels +no resentment against all restraint, as does the untrained child. He +does, however, feel resentment if restraints are imposed upon him in +his pursuit of happiness which are not imposed upon others in their +pursuit. Similarly he feels resentment if exemptions from restraint +are allowed some others and not allowed him also. Furthermore, he is +quick to note any discrimination against himself and prone to imagine +it when in fact there is none. + +Almost as soon as the average child is placed with others under a +common authority, as in a public school, he begins to complain of the +teacher's partiality to other pupils. He will stay in no game where +the rules operate unequally against him. He insists on an even chance +with his fellow players. When later in life he engages in business he +resents any favoritism shown by the government of his state or town to +others in the same or a similar business. This feeling is especially +noticeable in the matter of taxation. If one believes the taxes +imposed by the government are unnecessarily heavy he may feel some +resentment, but his resentment is much greater if he believes he is +overtaxed in comparison with his fellows, that they are escaping +their proportionate share of the burden, or that taxes are imposed +on his products in order to favor the products of others, as when +oleomargarine was taxed to handicap it in its competition with butter. + +This feeling of resentment at inequality of restraints and burdens +imposed and exemptions granted is not ignoble, is not a feeling to be +suppressed or even concealed. It is far different from the feeling of +envy. If I can only afford to ride in a trolley car I may envy the man +who can afford to ride in a luxurious motor car and yet not feel +wronged. But if I am excluded from a public street car to which he is +admitted I have a different feeling, that of resentment. I may be +perfectly willing that all others, rich or poor, shall use the streets +to the full extent that I do, but if it be proposed that my use shall +be limited in order that some others may for their private purposes +have more than an equal use with me, my feeling is not one of envy +but of indignation. So I can appreciate that if I wilfully or through +carelessness injure another I should make full compensation, and hence +can cheerfully submit to the law compelling me to do so; but if the +law undertakes to exempt any other person from a similar liability, +I feel a keen sense of wrong. Conversely, the most strict +disciplinarian, the martinet even, if otherwise competent receives +ready obedience and respect if it is seen that he treats alike, +according to their merits, all subject to his authority. This feeling +is natural. Nature is impartial in the application of its laws. It +allows no exemption. Its fires burn the weak as well as the strong, +the child as well as the man, the poor as well as the rich. One star +differs from another star in glory, but no one of all the millions of +stars is exempt from any of the laws set by nature for stars. + +This feeling of right to impartiality of treatment had some faint +expression in the Massachusetts "Body of Liberties" of 1641, in which +it was declared that the liberties, etc., therein enumerated should +be enjoyed "impartially" by all persons within the jurisdiction of +the colony. It was more distinctly recognized in the Connecticut +Declaration of 1818 and a part of the Connecticut Bill of Rights +today, "That all men when they form a social compact are equal in +rights and that no man or set of men are entitled to exclusive public +emoluments or privileges from the community." Again it appears in the +federal and some state constitutions in the provision against the +granting of titles of nobility. It seems to be at least impliedly +recognized in the XIVth amendment to the United States Constitution +in the clause that no state "shall deny any person within its +jurisdiction the equal protection of the laws," since "the equal +protection of the laws" necessarily implies protection against unequal +laws, laws favoring some at the expense of others or of the whole. If +the state favors one more than another it does deny that other equal +protection. I do not subscribe to the doctrine that "the greatest good +of the greatest number" is to be sought. The only legitimate search is +for the good of the whole number without discrimination for or against +any one. This sentiment found expression in the once popular slogan, +"Equal rights for all. Special privileges for none." I say once +popular, for today it would seem not popular in practice. True, +special privileges are still loudly denounced, but under the name of +special exemptions, they are still demanded by those who denounce +them most loudly. + +It is not inequality of natural powers of body or mind, nor inequality +in natural conditions, that excites this feeling of resentment I have +noted. The man of feeble natural powers may envy him of strong natural +powers, but he can see that society, that law, is not responsible for +that inequality. If one finds himself from lack of natural ability or +adaptiveness unable to accomplish what others of superior ability or +adaptiveness easily accomplish, and hence he fails to receive the +prize they so easily win, he may feel great disappointment and regret, +but if honest with himself will not attribute his failure to the +injustice of society. + +It is not essential to the preservation of society and the race that +such inequalities should be removed, that all men should be reduced +to a dead level of capacity, that human nature should be ignored. +It is strongly felt, however, that society should not itself create +artificial inequalities, should not allow one man or set of men a +liberty it will not allow to others, should not impose burdens on one +man or set of men to be borne by them alone while others are exempt; +or if it does undertake to do so it should be able to demonstrate that +such artificial inequality is necessary for the safety of all. The +intensity of this feeling against artificial inequalities is so great +that men sometimes prefer equality before the law even to liberty. +When the British ambassador said to Madam De Stael that Frenchmen had +no more liberty after the Revolution than before, she answered that +they had acquired equality before the law and they preferred that to +more liberty. This sentiment was tersely and well expressed in the +French Declaration of Rights of 1795. "Equality consists in this, that +the law is the same for all whether it protects or punishes." + +Of course, no assertion of rights can be carried to the extent of the +dictum, "Fiat Justitia ruat Respublica," for if the state fall, all +hopes of justice fall with it. When the alternative is the conquest +of the particular society by invasion or its disorganization by +rebellion or rioting or otherwise, some of its members must submit to +the sacrifice of some or all of their rights. Nature will sacrifice +individuals for the preservation of the race. Society must sometimes +do the same. "Inter arma silent leges." But such times are exceptional +and not within the scope of our inquiry. + +To sum up the matter, justice is the according to every one his right, +and that right is such freedom of action in gratifying one's desires +as can be exercised in harmony with like freedom by others. In other +words, it is equal freedom, equal restraint. It is order and harmony. +Plato and Aristotle were right in teaching that order is an essential +element of justice. + +But who is to determine the matter? Who is to determine what degree of +restraint or liberty is necessary to secure this order and harmony, +this justice? Obviously it is society, or rather, individuals acting +as a whole through society and not each individual acting for himself, +that must determine such questions. Society has the responsibility. If +it imposes too many restraints or imposes them unequally it excites, +as said before, resentment and antagonism, sometimes to the extent of +resistance. If it imposes no more restraints than are necessary and +imposes them equally, order and harmony are secured. And when we have +this equal freedom with equal and only necessary restraints we have +order and harmony,--in other words, justice. Indeed, to repeat, +justice in some of its aspects may be considered as the desired +equilibrium between the needs of society and the interests of its +individual members. + +I have left out of the account various virtues,--pity, sympathy, +philanthropy, generosity and the like. Though these make social life +more agreeable and contribute much to the sum of human happiness, they +are not essential to the existence of the race or society. Society as +an organization is not held together by these virtues, though many of +its weaker members might suffer and perish if they were non-existent. +Allow men as much freedom of thought and action as can be exercised +without interference with like freedom of others, but restrain them +from exercising any greater freedom, and they can and will live +together in society though they may be wholly selfish in feeling and +conduct. What is called the golden rule, that we should do to others +as we would have them do to us, is a precept of philanthropy, of +charity, not of justice. The rule enunciated by Confucius five hundred +years before Christ, the rule that we should not do to others what we +would not have them do to us, is sufficient for the existence of +society. The French Convention of 1793 stated the proposition in these +words: "Liberty is the power that belongs to man to do whatever is not +injurious to the rights of others; it has nature for its principle, +justice for its rule, law for its defense: its normal limit is the +maxim, Do not to another that which you do not wish to be done to +you." + +This order and harmony, however, are not easily secured. Not only are +there honest differences of opinion as to what restraints are +necessary and how and on whom they should be imposed, but society is +divided into groups or classes with interests conflicting, or thought +to be conflicting, and each seeking to impose restraints on others +while retaining freedom for themselves. While professing to demand +more liberty and equality, they are often really insisting on greater +restraint and inequality. The successful insistence of the +trades-unions of England in securing from Parliament a statute +exempting their funds from answering in damages for injuries caused by +them is a conspicuous instance. Another and equally glaring example is +the effort in this country to exempt from the law against combinations +in restraint of trade, combinations to increase the cost of living by +increasing the prices of agricultural products and the prices to be +paid for labor. The effort seems to be to compel men to compete in the +use of their savings no matter how wasteful the competition, and to +forbid men competing in the use of their labor, no matter what the +idleness thereby caused. I think it a truism that whoever seeks to be +exempted from the restrictions or liabilities he would impose on +others, seeks not justice, but to do injustice. + +Another hindrance arises out of the very virtues of pity and sympathy. +These impel many to endeavor, not to persuade, but to compel the more +efficient and prudent who have by their farsightedness, courage, +industry and thrift made good provision for themselves and their +offspring, to provide also for the inefficient and the improvident. To +be asked to give to these does not offend any sense of right, but if +one be told he must give he feels resentful at once. He feels he has a +right to decide for himself to whom and to what extent he shall give +of his savings. Society did not come into existence nor does it now +exist to correct the inequalities of nature, the inequalities of +natural powers, nor to prevent the efficient and prudent receiving and +enjoying the results of their efficiency and prudence. Nature itself +makes no such effort. It rather tends to eliminate the less efficient +and preserve the more efficient. Even if society may strive to +preserve the inefficient and improvident, should it do so by hampering +and restraining those wiser and more capable? We must expect nature to +deal with society, with states and nations, as it does with +individuals. If a state by its laws discourages the exercise to its +full extent of the efficiency of the few and renders less severe the +penalties for the inefficiency and imprudence of the many, it cannot +long maintain any advantageous position among other nations. Whatever +the precepts of religion, of philanthropy, or of other virtues may +require, the precepts of justice do not require society to support men +in idleness nor even to furnish them with employment. Neither do the +precepts of justice require the state to furnish opportunities, nor +even to establish equality of opportunity, but only equality of right +to take advantage of opportunity. It is a saying, but not a fact, that +opportunity knocks once at every man's door. Nature does not bring +opportunities, much less equal opportunities, to men's doors. It +requires men to go out and search for opportunities, or at least to be +on the watch for them, as it requires men to search or watch for other +things they desire; and he of the quickest perception and most +farsighted will soonest see them, and when seen he does not feel any +obligation to share them with others less vigilant or even less +fortunate. Society does not support its members, they support it and +must support it and themselves by their own exertions, find their own +place, find employment for themselves, so far as the precepts of +justice are concerned. + +However prevalent the sentiment that more than equality of right to +use his opportunities is due to any one, it is not an instinctive +sentiment. The contrary is the fact. Unless we are dominated by some +other sentiment than justice, we instinctively yield assent to +Aristotle's proposition that the prize flute should be awarded to the +best flute player whether opulent or indigent, literate or illiterate, +citizen or slave. A group of small children exploring the fields and +woods for wild flowers will concede to each what flowers he finds +whether by his better eyes or better luck. So with groups of small +boys fishing in the streams and brooks. In games of cards for stakes, +the players do not expect to hold cards of equal value and they +concede the stakes to the winner, whether won by his greater skill or +superior cards. + +Also there is an instinctive sentiment that the evil results of one's +own conduct should be borne by him alone. If one suffers loss through +his own misjudgment, incapacity, or want of care, then, whatever the +precepts of other virtues may require, we do not feel that justice +requires us to bear any part of that loss. On the contrary, we feel +instinctively that he should bear the loss alone, that it is the +natural penalty for his lack of judgment, capacity, or care. If my +neighbor neglects to insure his house and loses it by fire, I see no +reason why he should not bear the loss alone. + +In this connection, perhaps I should not omit to notice references +often made to the rights of labor, the rights of capital, property +rights, and personal rights, as if they were different in their nature +and importance. I do not as yet see such difference. All rights are +personal rights, and the right of each to control his labor, his +savings, his person, and his property is the same. I am not yet +convinced that the right of the laborer to make use of his labor is +superior to that of the capitalist to make use of his capital; that, +whatever his greater need, the right of one without property is +superior to that of one who has property; that the right to get is +superior to the right to save. It is also loudly proclaimed that +"property rights" are of little importance compared with "human +rights," unmindful of the truth that the right "of acquiring, +possessing and defending property" is, as much as any other, a human +right and, as such, necessary to be maintained if the race is to rise +above its primitive condition of poverty. However, I do not see that +the differences, if any, affect the general question of individual +rights. + +The conclusion I arrive at is this: Society, and with it the race, +cannot survive unless it restrains to some extent individual freedom +of action, nor can any particular society long survive if it carry +that restraint too far. It should, therefore, ascertain and maintain +the line, the equilibrium, between necessary freedom and necessary +restraint. It is only by such action of society that justice can be +established and the welfare of the race be advanced. This brings us to +the question of how and by what instrumentalities society can best +perform this momentous task, the securing of justice. This will be +considered in the next chapter. + + + + +CHAPTER V + +JUSTICE CAN BE SECURED ONLY THROUGH GOVERNMENTAL ACTION. THE BEST +FORM OF GOVERNMENT + + +In the present state of civilization society cannot act effectively +for determining and maintaining the line, the equilibrium, between +necessary freedom and necessary restraint, or in short, justice, +except through some governmental organization with power to define and +enforce. Appeals to altruistic sentiments will not suffice. This truth +was recognized by the framers of our federal and many state +constitutions, in naming first among the purposes of government the +establishment of justice. + +Any government, however, or rather those entrusted with its +administration, may through mistake or wilfulness do injustice to some +of its subjects. It has often done so in the past and the future is +not free from the danger. The very possession of power excites a +desire to use it, and it is an admitted characteristic of our human +nature that those vested with power, political or other, are prone to +exercise it unduly, to abuse it. Men in authority are often said to be +"drunk with power." Hence to ensure justice the governmental +organization should be such that the limits of the various powers of +the government be carefully defined and its administrators be kept +within those limits. + +Some years ago I might have pointed to our own federal and state +governments as the best in form and character for establishing justice +and rested there. In later years, however, the superiority of our +system is questioned, and radical changes are urged, and indeed some +have been made, in the federal system and in that of some of the +states. I feel, therefore, that I should make some defense of the +system, believing as I do that in its general form and character it is +best adapted to secure firmly as much individual liberty of action +and equality of right as is consistent with the welfare of the whole +number, or, in other words, best adapted to secure justice. + +It has become a familiar maxim that the functions and powers of +government may all be grouped in three classes or departments, +corresponding to the duties already named: (1) that of determining +what rules and regulations should be observed, what restraints and +duties should be imposed upon its subjects; (2) that of determining +whether in a given case any of these rules, etc., have been violated; +and (3) that of punishing their violation and otherwise enforcing +their observance. These three groups have come to be called the three +powers of government and to be designated as the legislative, +judicial, and executive, though they are usually named in another +order as the executive, legislative, and judicial. + +The most efficient form of government for good or evil, and the +quickest to act, is undoubtedly that in which all of these powers are +united in a single individual. If that individual were always strong, +yet peace-loving, self-controlled, sagacious and exclusively devoted +to the welfare of his subjects, that form of government would perhaps +secure them justice most surely and speedily. Such men, however, are +rare and such governments have been found to be invariably and almost +inevitably arbitrary in their dealings with their subjects, and in the +plenitude of their power to become oppressive. While they may +effectually protect their subjects from foreign aggression and +domestic anarchy, their tendency is to impose burdens and restrict +individual liberty more than necessary, and to disregard the innate +desire of men for liberty or at least for equality of restraint. This +form of government has already largely disappeared and is further +disappearing, though it may again be resorted to for the restoration +of order, should the present forms of government fail to prevent +violence and preserve the peace. + +But other forms of government have not been and are not yet wholly +free from the same objectionable tendency. The vesting of all these +governmental powers in a group or class of persons instead of one +person has been followed by the same results. Aristocracies or +oligarchies have the same tendency and even in a greater degree. They +have proved even more selfish and tyrannical than the single ruler. +They, like all crowds, are less sensitive in conscience, less moved by +appeals to reason, than is the single individual. They offend more the +sentiment of equality. The French Revolution was not so much against +the king as against the nobility, who with their oppressive feudal +exemptions had excited the resentment of the people at large. It was +not till after he had cast in his lot with the emigres that the king +was deposed and guillotined. + +Nor have pure democracies, in the few instances where they have +undertaken to exercise directly all the powers of government, showed +less tendency to be arbitrary and inconsiderate of individual freedom +and desires. The nearest approach to such a government was that of +ancient Athens where the populace sent into exile, practically without +trial, Aristides, called the Just, Miltiades, the victor of Marathon, +and Themistocles, the victor of Salamis. The excesses of the Paris +Commune of 1870 during its reign, the lynchings of today by mobs of +so-called "respectable citizens" who assume the power to accuse, judge +and execute all at once, indicate how much regard unrestrained +democracies would have for the rights of their individual members. + +Nevertheless, despite the danger of more or less arbitrariness, of +more or less oppression of the individual, any government must be made +strong enough perfectly to maintain order and peace among its +subjects. Order is earth's as well as heaven's first law. The goddess +Themis in the early Greek mythology was the goddess of order as well +as the supplier of _themistes_ or decisions. She was present as the +spirit of order in the councils of gods and men. The government that +cannot or will not maintain order and peace, prevent violence and +fraud, enforce individual rights and redress individual wrongs +completely and promptly, is so far a failure and whatever its form +should be reformed or overthrown. Even military despotism is better +than disorder. + +On the other hand, there must be taken into account the tendency, +already mentioned, of the possessor of unlimited power over others to +use it for his own benefit or pleasure at the expense of those subject +to his control, where not restrained by affection or like virtues. +Under all governments there has been more or less friction between the +persons governing and those governed; more or less strife, sometimes +culminating in rebellion and even revolution. If it be said that under +a government by the people directly, a pure democracy, such as seems +to be advocated at this day, there would be no distinction between +governors and governed, that all would be governors and governed +alike, the answer is that in a pure democracy the governing power is +and can be exercised by only a part of the people, a majority it may +be, but still only a part. This part are the governors. The other +part, perhaps nearly as numerous, are governed. Friction and even +factious strife would still exist. Indeed, a government by a pure +democracy ruling directly would probably be more arbitrary than any +other, as was the case in Athens. The government by one, or that by a +few, would be restrained to some extent by public opinion, would +refrain from extreme measures lest they excite effectual resistance, +but a majority would feel no such restraint. It would itself +constitute public opinion and it would be less likely to fear +resistance. + +It is evident, therefore, that the frame of government should be such +as to secure uniformity in its action so that it shall not act +arbitrarily and unequally on its subjects. I assume that no sane man +would desire to live under any government where the wielders of the +governmental power, one or many, are entirely without legal restraint. +We all desire normally, not only order and peace, but also personal +liberty and equality of rights. The problem, then, is how to order the +frame of government so that it shall be strong enough to protect us +individually as well as collectively, but not left able to oppress us +or any of us. As said by Alexander Hamilton, we "must first enable the +government to control the governed, and in the next place oblige it to +control itself." + +One great step toward such a form of government was made in the +establishment of our federal and state governments by giving effect to +the theory of the tripartite nature of governmental powers, entrusting +each of the three to a different person or group of persons, or, in +other words, to a different department, each restraining the other +departments from exceeding their defined powers, so that the +government, however democratic, shall not run wild. At this day, +however, even this feature of our form of government is assailed as +hampering the people and their government and greatly delaying desired +reforms. It may be admitted that a government with its powers thus +separated in different departments is not able to act as quickly as +desired by zealous persons confident of the excellence of their +schemes and impatient for their realization, but, on the other hand, +it is less liable to act too hastily, less liable to act arbitrarily, +or to disregard individual rights and interests. + +The idea of a division of governmental powers is not of recent origin. +Aristotle argued that the judges should have no other political power, +should not themselves enforce their decisions. In Rome under the +Republic there was divided between the pretor and the judex the power +to decide controversies. The pretor had other duties, but the judex +was confined to the single duty to hear and determine. The framers of +our Federal Constitution and of our early state constitutions did not +act hastily nor unadvisedly. As heretofore stated, the long +controversy with Great Britain over the relations between that country +and her Colonies, the arbitrary acts of the British King and +Parliament, caused in the Colonies a profound study of the nature of +government: what should be its purposes and how best to effect its +purposes and avoid its abuses. The principal men among them in each +Colony were familiar with the history of governments and with the +theories of government advanced by European lawyers and political +philosophers. They were acquainted with the arguments of Montesquieu +and others that a separation of the powers of government and the +vesting of each, the executive, legislative, and judicial, in +different hands was essential to liberty. They did not merely +theorize, however. They had themselves lived and labored under +governments not thus divided in functions or only partially so. +Colonial governors had assumed legislative functions in the +promulgation of ordinances, and also judicial functions as judges of +probate and in other ways. The colonial legislatures did not hesitate +to dictate to the courts in particular cases and often acted as a +court of appeal. In Massachusetts Bay the legislature came to be known +as the General Court and exercised judicial power freely, sometimes +calling in the judges to sit with them. The same individual could at +one and the same time fill an executive and a legislative or judicial +office. In colonial Massachusetts William Stoughton held the offices +of military commander, lieutenant governor, and chief justice at the +same time. Because of the frequent and prolonged absences of the +titular governor he was often the acting governor. As an inevitable +consequence, when sitting as a judge he was more a zealous prosecutor +than an impartial judge. His conduct in the witchcraft trials was +comparable to that of Jeffreys in the infamous "Bloody Assizes." +Hutchinson was also often acting governor while holding his commission +as chief justice. + +In view of their experience and deep study, the opinions formed by +the framers of the early constitutions of this country should be of +great weight in forming our own. It is worth while to cite the +opinions of some. Thomas Jefferson was not in his day, nor has he been +since, regarded as opposed to popular government. Virginia had as +early as 1776 declared in its first constitution that the three great +departments should be kept separate. Jefferson, who besides his other +opportunities of observing the operation of government was himself +chief magistrate of the state, criticized that constitution as not +making such separation effectual. In his "Notes on Virginia" he wrote +of it: "All the powers of government, legislative, executive and +judiciary, result to the legislative body. The concentrating these in +the same hands is precisely the definition of despotic government. It +will be no alleviation that these powers will be exercised by a +plurality of hands and not by a single one. One hundred and +seventy-three despots would surely be as oppressive as one. Let those +who doubt it turn their eyes on the republic of Venice. As little +will it avail us that they are chosen by ourselves. An elective +despotism was not the government we fought for, but one which should +not only be founded on free principles, but in which the powers of +government should be so divided and balanced among several bodies of +magistracy as that no one could transcend their legal limits without +being effectually checked and restrained by the others. For this +reason the convention which passed the ordinance of government laid +its foundation on this basis, that the legislative, executive and +judiciary departments should be separate and distinct, so that no +person should exercise more than one of them at the same time. But no +barrier was provided between these several powers." It was this +defect, this lack of barriers, that Jefferson lamented. + +When the draft of the Federal Constitution of 1787 was submitted to +the states, one of the principal objections urged against it was that +in its structure sufficient regard was not paid to keeping the three +departments of government separate and distinct. In reference to this +objection Madison wrote in the "Federalist": "No political truth is +certainly of greater intrinsic value or is stamped with the authority +of more enlightened patrons of liberty than that on which this +objection is founded. The accumulation of all powers, legislative, +executive, and judiciary, in the same hands, whether of one, few, or +many, and whether hereditary, self-appointed, or elective, may justly +be pronounced the very definition of tyranny. Were the Federal +Constitution therefore really chargeable with this accumulation of +powers, or with a mixture of powers having a dangerous tendency to +such an accumulation, no further argument would be necessary to +inspire a universal reprobation of the system." He elsewhere declared +the maxim to be a "fundamental article of liberty." + +Hamilton was apprehensive of danger to liberty from the legislative +department and favored a strong executive to guard against it. He +declared in the "Federalist" that the legislative department was +"everywhere extending the sphere of its activity and drawing all power +into its impetuous vortex,"--that the people "never seem to have +recollected the danger from legislative usurpation which by assembling +all power in the same hands must lead to the same tyranny as is +threatened by executive usurpation." Washington in his Farewell +Address, after much experience with, and observation of, legislative +action, said: "The necessity of reciprocal checks in the exercise of +political power by dividing and distributing it in different +depositaries and constituting each the guardian of the public weal +against invasions by the others has been evinced by experiments +ancient and modern, some of them in our own country and under our own +eyes. To preserve them must be as necessary as to institute them." + +After having lived for generations under governments in which there +was no effective division of powers, the people of the various +colonies in setting up their own governments at the time of the +Revolution very generally declared for such division, in more or less +explicit terms. Even in the few cases where the division was not +expressly made, it was implied in the constitution. The provision in +the constitution of Massachusetts adopted in 1780 may be cited as an +example of the strength of the conviction. "In the government of this +Commonwealth the legislative department shall never exercise the +executive and judicial powers or either of them; the executive shall +never exercise the legislative and judicial powers or either of them; +the judicial shall never exercise the legislative and executive powers +or either of them." To this provision were appended, as the reason for +it, the memorable words, "To the end that it may be a government of +laws and not of men." + +From 1776 to the present century as new states were formed their +people in most instances have adopted similar provisions. Perhaps the +people of Maine when they separated from Massachusetts in 1820 +adopted the most stringent provision by prohibiting not only the +departments but all the persons in either department from exercising +any of the powers properly belonging to either of the other +departments. + +Of course some exceptions to the rule are necessary and these are +usually named in the constitution itself. Again the dividing line +between the powers cannot always be precisely defined and, further, +each department in the performance of its own proper functions may +sometimes be obliged to exercise a power strictly pertaining to +another department. All that the maxim requires is that the three +powers should be kept as distinct and separate as possible and have +the government still go on. + +It is true we should not fear to question the wisdom of our fathers, +but conclusions they have arrived at in matters of government after +long study, observation, and actual experience should not be +disregarded unless their error can be clearly demonstrated. + + + + +CHAPTER VI + +THE NECESSITY OF CONSTITUTIONAL LIMITATIONS UPON THE POWERS OF THE +GOVERNMENT. BILLS OF RIGHTS + + +It should be evident that the division and distribution of +governmental powers among different depositaries will not alone +prevent encroachments by the governing power upon the liberty of the +subject. The executive department in performing only executive +functions can, in the absence of other checks, act oppressively. The +legislative department, especially, without exceeding the legislative +function, can in many ways and in excessive degrees oppress the +individual by unnecessary restrictions of personal liberty, by +unnecessary exactions, by arbitrary discriminations. The theory of +representative government is that the legislature will be a body of +men who will regard themselves as entrusted with important powers to +be exercised deliberately and wisely for the welfare of the whole +commonwealth and not for any one or more classes or interests,--who +will regard themselves not as mere delegates or proxies, but as +representatives, like the directors of a corporation, to form and act +upon their own judgment after investigation and reflection. Experience +has shown, however, that members of the legislature do not always nor +generally act upon that theory. They seem to be inoculated with the +bacillus of irrepressible activity, the desire continually to be +proposing new laws, new restrictions, new exactions. If the laws +enacted prove difficult of enforcement by reason of their interference +with what individuals feel to be their rights, then new and oppressive +methods of enforcement are devised, still further restricting liberty +and equality. I have seen it stated that in the first ten days of the +session of the Massachusetts legislature this present year over a +thousand laws were proposed. Further, the members of the legislature +are beset by constituents and others to favor legislative measures for +their own special benefit, or that of their association, or of their +locality. One result is that during every legislative session the +ordinary citizen is dreading oppressive legislation and feels relieved +when the session is over. + +When we consider the wide, almost unlimited range of the legislative +function, and the power and tendency of legislatures to push that +function to the extreme, it would seem that some check should be put +upon the legislature to prevent its enacting discriminatory laws or +otherwise depriving the individual of some accustomed and cherished +freedom of action. If it be said that public opinion is sufficient +restraint, the answer is that in a democracy, or in a republic with +universal suffrage, the efficient public opinion is practically that +of the majority of the electorate, and it is an acknowledged truism +that the unrestrained majority is even more likely than the few to be +oppressive of the individual. The opinion of the many is more +variable than that of the few, more likely to be swayed by sympathy, +prejudice, and other emotions. Indeed, public opinion sometimes +induces legislatures to enact laws which they themselves feel to be +unwise and tyrannical. + +If history and reason show that the happiness of the people as a whole +requires certain individual liberties and rights to be left +undisturbed and that the safety of the people as a whole does not +require the contrary, then in order to secure justice those possessing +the powers of government should be restrained from any acts infringing +those liberties and rights; for, as already stated, justice consists +in the equilibrium between restrictions necessary for the welfare of +the whole people without discrimination, and the freedom of the +individual to serve his own welfare. + +I think there are such liberties and rights. The subjects of King John +in the 13th century thought so and compelled the king to guarantee by +the Magna Charta that certain specified rights and liberties should +not be infringed. Again, the subjects of Charles I in the 17th century +had a similar conviction and expressed it in the Petition of Right, +which named some liberties and rights not to be infringed. The king +assented to that much limitation of the royal power. In the same +century, upon the accession of William and Mary, a Bill of Rights was +framed and enacted into law by King and Parliament, naming liberties +and rights of the subject which ought not to be abridged. Succeeding +Kings and Parliaments seem to have respected the provisions of this +Bill of Rights in their legislation for British subjects. Had they +conceded the claim of the people of the American Colonies that they +also were protected by its provisions, the course of our political +history might have been different. As it was, however, the British +government practically held that neither Magna Charta, the Petition of +Right, nor the Bill of Rights restrained it in its dealings with the +Colonies, and this in despite of the protests of some of its most +eminent statesmen. The resolutions of the various Colonial +legislatures and the formal Declaration of Independence recite many +grievous instances of arbitrary action by the government in disregard +of the doctrines of those charters. + +So bitter was their experience that, when the people of the various +Colonies came to frame constitutions for "a government of the people, +by the people, and for the people" independent of the British crown +and all other external authority, they very generally insisted that +even such a government should have its powers defined and limited, +that some rights of the individual should be specified which the +government should not infringe nor have the lawful power to infringe. +From their own experience the people were convinced that such +definitions and limitations were necessary for the security of the +individual even under a popular government. + +The first step of the representatives of the people of Virginia toward +a declaration of independence of the British crown, and the setting up +an independent government, was the adoption of a declaration of rights +in the individual which no government should infringe. This was +adopted and promulgated sometime before the constitution proper was +framed. The statement was declared to be necessary in order that the +government might be "effectually secured against maladministration." +Similar limitations upon the powers of the government were imposed in +the early constitutions of Massachusetts, New Hampshire, New Jersey, +Delaware, Pennsylvania, Maryland, North Carolina, and South Carolina; +also in the first constitution of Connecticut in 1818, and in the +first constitution of Rhode Island in 1842. The people of New Jersey +in 1844 made the limitations more definite, and the people of Maryland +imposed additional limitations in 1864. The people of New York did not +in their first constitution of 1777 expressly in terms guarantee +individual rights, but they impliedly did so by making the Declaration +of Independence the preamble, and in their constitution of 1821 they +incorporated an explicit statement of individual rights not to be +infringed. The example of the original states in this respect has been +followed by most of the subsequent states of the Union. + +In 1778 a convention chosen to draft a constitution for Massachusetts +submitted a draft to the people, who rejected it by a large majority +mainly because it did not contain a "Bill of Rights." To quote from +Harry A. Cushing, a writer on the History of Commonwealth Government +in Massachusetts, "No demand was more general than that for a Bill of +Rights which should embody the best results of experience." In 1780 a +second convention submitted another draft of a constitution containing +the famous Massachusetts Declaration of Rights, and this the people +adopted by a majority of more than two to one. The only objection +urged against the Declaration of Rights was that it did not go far +enough. + +In the convention that drafted the Federal Constitution it was +strongly urged that a Bill of Rights should be incorporated in the +draft, but it was deemed, by the majority at least, unnecessary and +even dangerous to make a specific declaration of individual rights, +inasmuch as the federal government contemplated was in its very nature +limited to such powers as were expressly, or by necessary implication, +conferred by the Constitution, and hence to specify certain things the +government should not do might be construed as permitting it to do +anything not so specified. This argument prevailed and the draft +submitted to the states contained no Bill of Rights. Immediately, +however, a storm of objections was raised against it because of the +omission. Despite the arguments of Hamilton and Madison that a Bill of +Rights was unnecessary, ratification was finally obtained only by a +general assurance and understanding that a sufficient Bill of Rights +should be added immediately upon the organization of the new +government. The necessary amendments, therefore, were submitted at the +first session of the new Congress and were unanimously adopted by the +states. Other limitations have since been imposed, notably those in +the XIVth amendment, assuring to every citizen equal consideration in +legislation by the states. + +By the Federal Constitution as it now stands the citizen, in time of +peace at least, is guaranteed, among other matters, the protection of +the writ of habeas corpus; freedom from bills of attainder and ex post +facto legislation; freedom of religious belief and worship; freedom of +thought and its expression; freedom peacefully to assemble with others +and petition for redress of grievances; freedom from unreasonable +searches and seizure; the right not to be prosecuted for infamous +crimes except first accused by a grand jury; the right in all criminal +prosecutions to a speedy and public trial by an impartial jury, to be +confronted with the witnesses against him and to have assistance of +counsel; that he shall not be deprived of life, liberty, or property +without due process of law; that his private property shall not be +taken from him even for public use without just compensation; that the +obligations accruing to him under lawful contracts shall not be +impaired; that he shall not be denied the equal protection of the +laws. The guarantees in the state constitutions are generally of the +same nature. + +It is difficult to see how any of these guaranties, or such other +guaranties as may be contained in the federal and state constitutions, +prevent legislative or executive action necessary for the welfare of +the people generally. There is certainly an ample field for such +action without overstepping these boundaries. Nevertheless, it is +today urged by some impulsive persons, eager to impose their theories +on the people at once, that all or many of these limitations upon the +powers of government should be removed or disregarded and the majority +of the people allowed unrestricted sway in all matters of +governmental action. Others who do not go so far, yet urge that the +majority should be free to suspend these guaranties temporarily or in +some particular classes of cases. Against this opinion I submit that +after so many centuries of experience of the tendency of all +governments to enlarge their powers over the subject, and of struggles +to limit the powers of government over private rights and to protect +the individual from governmental oppression, the burden of evidence +and of argument is heavily on those who would now advocate unlimited +powers even for the most democratic government. A government directly +by the people is of course in practice a government by a shifting and +often narrow majority of the people. It is not yet demonstrated by +experience or reason that such a government, unlimited, would be as +regardful of individual rights or welfare as a republican form of +government with its checks and balances and constitutional +restrictions. The excesses of the unlimited democracies of ancient +Greece and of the unrestrained democracy of France during and after +the revolution of 1789 and the lynchings in this country do not +contribute to such demonstration. + +It is not those who defend our present form of government with its +constitutional guaranties, who resist political action tending to +weaken them, that should be called unprogressive, undemocratic, or +wanting in love of country. Those of our ancestors, English and +American, who fought for these guaranties, who obtained them only +after years of strife, who incorporated them in our federal and state +constitutions and safeguarded them against the varying impulses of the +populace, were not unpatriotic nor unmindful of the welfare of the +people,--were not indifferent to human liberties or human rights. +Neither are they such who today strive to preserve those guaranties +won at such expense of blood and treasure. On the contrary, it is +those who would override these guaranties and revert to the old days +of unlimited governmental power, that are the reactionaries. + +It may be admitted that some of these limitations if enforced do now +and then impede and even prevent some governmental action desired by +some group or section of the people, but while action in violation of +these limitations might benefit its sponsors it would necessarily be +at the expense of others. Those who seek such legislation against +others would quickly appeal to these limitations if legislation were +directed against themselves. The noisiest declaimers against these +guaranties fall back for protection upon the constitutional guaranty +of freedom of speech. So long as these barriers are maintained every +individual, no matter how poor and feeble, will be, theoretically at +least, secure in some rights against the attacks of the many. Without +such barriers every individual is at the mercy of an inconstant +majority. Without such barriers justice cannot be said to be secured. +Lord Treasurer Burleigh of Queen Elizabeth's time declared that +England could never be ruined by its kings, but only by its +Parliament. If the safeguards of the federal and state constitutions +are maintained, neither Congress nor the state legislatures can ruin +America. If the American people should ever consent to the removal of +these safeguards they would give evidence of their want of +self-restraint, of their unwillingness and even incapacity to govern +themselves, and would pave the way for the man on horseback as the +French Revolution paved the way for Napoleon. To deprive a single one +of his rightful liberty is to endanger the liberties of all. + + + + +CHAPTER VII + +THE INTERPRETATION AND ENFORCEMENT OF CONSTITUTIONAL LIMITATIONS +NECESSARILY A FUNCTION OF THE JUDICIARY + + +Under our federal and state form of government the question naturally +arises where should be lodged the power to determine whether in a +given instance either department has encroached on the proper field of +any other department, and whether either department has encroached on +the constitutional rights of the individual citizen. It should be +evident that neither the executive nor the legislative department is a +fit depositary of such power. Both these, from the nature of their +powers, are aggressive. They act of their own volition. They initiate +proceedings and measures to carry out policies. In their activities +they are apt, consciously or unconsciously, to overstep the boundary +lines between the departments and also the limits set for the +protection of the citizen against such activities. Again, questions +may and often do arise between the government and the individual +citizen that are not political questions, but are questions of private +right, the right of the individual against the government. The +disputants are the individual citizen or group of citizens on the one +hand, and the government on the other whether that government be a +monarchy, a republican or representative government, or a pure +democracy. In such case it would seem clear that one party should not +have the power to decide the question. It is an axiom that neither +party to a controversy should be the judge in the matter. The +legislature that enacts a statute claimed by a citizen to be beyond +its powers and to deprive him of some right guaranteed to him by the +constitution, should not be the judge of the question any more than +should the complaining citizen. So the executive should not be the +judge where a citizen claims it has exceeded its powers to the +detriment of his constitutional or statutory rights. Even if a statute +be enacted or ratified by the people directly, under the modern +initiative and referendum, and a citizen claims that the statute +deprives him of some right guaranteed by the constitution, the people +should not be the judge; much less should a majority. If the +individual is left to be the judge of his constitutional or legal +right as against the government, the result would be anarchy. If the +government, even the most popular government, is to be the judge, the +result would often be tyranny. There would be occasions, as there have +been, when an excited people or majority would tyrannize over the +individual, indeed over the minority. To secure alike the people +against anarchy and the individual against tyranny, power must +be vested in some impartial, independent arbiter to determine +authoritatively and finally the relative rights and duties of each +under the constitution. + +The proper department to be made the depositary of this important +power would seem to be the judicial. That department does not +initiate, has no policies, does not act of its own volition, but acts +only when its action is regularly invoked in some controversy and then +only to end that controversy. It may seem unnecessary even to state, +much less defend, the proposition, but as its logical result is that +the judiciary when invoked by the individual must refuse effect, so +far as he is concerned, to a legislative act which deprives him of +some right guaranteed by the constitution, and must thus disappoint +those who procured the passage of the act, the proposition has been, +is still being, denied. The action of the courts in exercising that +power has been and is even now denounced as usurpation. Though the +proposition is now long established, these attacks justify some +repetition of the argument in its support. The logic of Chief Justice +Marshall in _Marbury_ v. _Madison_, 1 _Cranch_ 137 _at p. 176_, seems +to me irresistible and worthy of frequent quotation despite the +attacks upon it. The Chief Justice said: "This original and supreme +will (of a people) organizes the government and assigns to different +departments their respective powers. It may either stop here, +or establish certain limits not to be transcended by those +departments.... The government of the United States is of the latter +description. The powers of the legislature are defined and limited; +and that those limits may not be mistaken or forgotten, the +Constitution is written. To what purpose are powers limited and to +what purpose is that limitation committed to writing if these limits +may at any time be passed by those intended to be restrained? The +distinction between a government with limited and unlimited powers is +abolished if those limits do not confine the persons on whom they are +imposed, and if acts prohibited and acts allowed are of equal +obligation. It is a proposition too plain to be contested, either that +the Constitution controls any legislative act repugnant to it, or that +the legislature may alter the Constitution by an ordinary act. +Between these alternatives there is no middle ground. The Constitution +is either a superior, paramount law unchangeable by ordinary means, or +it is on a level with ordinary legislative acts, and, like other acts, +is alterable when the legislature shall please to alter it.... +Certainly all those who have framed written constitutions contemplate +them as forming the fundamental and paramount law of the nation, and +consequently the theory of every such government must be that an act +of the legislature repugnant to the Constitution is void." + +In 1825 that eminent jurist, Chief Justice Gibson of Pennsylvania, in +a dissenting opinion in _Eakin_ v. _Raub_, 12 _S. & R._ 330, insisted +in an able, elaborate, and exhaustive argument that while the +judiciary was bound to refuse effect to a state statute in conflict +with the Federal Constitution, it was bound to give it effect if +repugnant only to the state constitution. He frankly admitted the +logical conclusion that in such case the only remedy the citizen had +to enforce his constitutional rights was that of revolution. When, +however, his opinion in _Eakin_ v. _Raub_ was cited in 1845 in +argument in _Norris_ v. _Clymer_, 2 _Pa. St._ 277, he said he had +changed his opinion on that question, partly "from experience of +the necessity of the case." In the later case, _De Chastellux_ v. +_Fairchild_, 15 _Pa. St._ 18, he was emphatic in his declaration of +the power and duty of the court to refuse effect to a state statute in +conflict with the state constitution. In delivering the opinion of the +court he used this vigorous language: "It is idle to say the authority +of each branch (of the government) is defined and limited in the +constitution, if there be not an independent power able and willing to +enforce the limitations.... From its very position it is apparent that +the conservative power is lodged with the judiciary, which in the +exercise of its undoubted right is bound to meet every emergency." + +The results of the contrary doctrine are well stated by the same court +in _Perkins_ v. _Philadelphia_, 156 _Pa. St._ 554. "If laws in +conflict with the constitution be passed by the legislature, approved +by the governor and sustained by the court, that is revolution. It is +no less revolution because accomplished without great violence. It +matters little to the house owner whether the structure built to +shelter him be blown up by dynamite, or the foundation be pried out +stone by stone with a crowbar. In either case he is houseless." + +One desirable result of this doctrine that the courts when regularly +invoked can and should refuse effect to an unconstitutional statute is +that it ensures to every person, not in the military or naval service, +the right to test in the judicial courts the authority of any official +to interfere with his person, liberty, or property, whatever +authority, executive or legislative, the official may plead. In France +and other countries of continental Europe questions of the existence +and extent of the authority of an official in his action against +individuals are triable, at least at the pleasure of the executive, +only in administrative tribunals, that is, courts pertaining to the +executive department and instituted to assist that department in the +performance of its functions. The aggrieved individual can only apply +to the superiors of the official complained of. Such tribunals +naturally incline to uphold the authority claimed, and indeed can +lawfully allow the plea that the act complained of was ordered in +pursuance of some executive policy. A recent instance is that unhappy +affair at Zabern in Alsace where an army officer in time of peace +wantonly struck and wounded a peaceful crippled citizen with his +sabre. The victim could only appeal to the officer's military +superiors, who acquitted the offender on the ground that the dignity +of the military must be protected. In the United Kingdom, while at +present, as for centuries, the individual can appeal to the judicial +courts against officials acting under any executive or legislative +orders, Parliament, and even a majority of the House of Commons, can +at any time deprive him of that right. In this country the executive +and legislative departments combined have no such power. So long as +our present system is maintained, questions between government +officials and individuals must remain cognizable by the judicial +courts where the private citizen is on a par with the highest +official, and the single individual is on a par with the government +itself. In contrast to the Zabern affair we may note that the striking +copper miners of Michigan were not obliged to apply to higher military +officials for redress of wrongs claimed to have been inflicted upon +them by the military. They were free to apply, and did apply, to +tribunals outside of and independent of the executive. They and such +as they should be the most unwilling to degrade the courts or lessen +their power. A similar instance is that of the striking miners in +Colorado who so loudly complained of the acts of the militia. They +were not obliged to appeal to military or executive officers for +redress. The Judicial Courts were as open to them as to any others and +there they would be upon an equality with the officials. + + + + +CHAPTER VIII + +AN INDEPENDENT AND IMPARTIAL JUDICIARY ESSENTIAL FOR JUSTICE + + +For the judiciary to be in fact, as well as in theory, the protector +of the constitutional rights of the individual against the government, +and of the legal rights of the individual against the aggressions of +others, it should be made so far as possible free, impartial and +independent. The judges should have such security of tenure, and such +security and liberality of maintenance, that they will have no +occasion nor disposition to court the favor, or fear the disfavor, of +any individual or class however powerful or numerous, not even the +government itself. They should be made free to consider only what is +the truth as to the existing law or fact in question, uninfluenced by +any suggestions of what is demanded by prince, people, or individual, +or by any suggestion of consequent good or evil to themselves. This +proposition to my mind is so self-evident that quotations from eminent +philosophers cannot strengthen it. + +The necessity of some independent tribunal between the governors and +the governed was recognized in republican Rome, where it was provided +that the persons of the tribunes should be inviolate, an immunity not +granted to any other officials. The medieval cities of Italy +frequently selected their judges from some other city that they might +be free from any connection with different local factions or +interests. When, however, the empire supplanted the republic in Rome, +and the free cities of Italy were made subject to despotic domination, +the independence of these tribunals was lost. History shows that those +possessing the governmental power have always been unwilling to +maintain an independent judiciary. The only countries today possessing +a judiciary with any considerable degree of independence are the +United Kingdom and some of its "Dominions beyond the seas" and our +own country. The need of it was seen in the experience of the people +of England and of the English Colonies in America under a judiciary +liable to be deprived of office or salary if its opinions were +displeasing to the crown. + +Charles I assented to the Petition of Right and promised to observe +it, but no provision was made for any tribunal independent of the king +to determine whether his acts were in violation of any article of the +Petition. Consequently, when afterward in the matter of the tonnage +and poundage tax Parliament remonstrated against the imposition of the +tax as a violation of the royal promise in assenting to the Petition +of Right, the king abruptly ended the session and in his speech of +prorogation denied the right of Parliament to interpret the Petition +and asserted that it was for him alone to determine "the true intent +thereof." Again, the legality of the imposition by the king of the +"ship money" tax without the consent of Parliament was hopelessly +questioned. The king procured from the judges an opinion that he could +lawfully impose such a tax without awaiting the assent of Parliament, +when necessary for the defense of the kingdom, and that he was the +judge of the necessity and proper amount of the tax. But this was not +the opinion of an independent judiciary. The judges at that time could +be promoted, removed, or "recalled" at any time at the king's sole +pleasure, and they well knew the king's obstinate insistence in the +matter. Their opinion simply gave expression to the king's will, and +hence inspired no respect. + +Finally, for want of an independent tribunal empowered to determine +authoritatively between king and subject "the true intent" of the +Petition of Right, the legal extent and limitation of the royal power, +the lawfulness of its exercise upon the subject in a given case, the +issues between them had to be submitted to the arbitrament of civil +war, with the result that the monarchical system of government was +overthrown. Its successor, an unchecked parliament, was no less +arbitrary in many of its acts, and was in turn overthrown and the +monarchy restored. The restored dynasty, however, obeying the impulse +of all possessors of governmental powers, soon began again to claim +and exercise autocratic power, to encroach upon the rights and +liberties thought to have been secured to the subject by the royal +assent to the Petition of Right and vindicated by successful +resistance, and also to suspend the operation of the laws at his +pleasure. Unfortunately again there was as yet no impartial, +independent tribunal in England to determine authoritatively the line +between the royal power and the specified rights of the subject. The +judges were still removable at the king's sole pleasure. James II did +not hesitate to use this power to obtain such opinions and decisions +as he desired. Preparatory to the trial of the Quo Warranto case +against the City of London to procure the forfeiture of its charter, +the king removed Chief Justice Pemberton and appointed in his place +the servile Saunders who had drawn the writ in the case and had +conducted all the proceedings in behalf of the crown as its counsel to +the stage where the case was ready for argument in the Court of King's +Bench. The case of the city was thereby made hopeless and the city +itself helpless. In the case of the "Seven Bishops," prosecuted for +libel in presenting to the king a petition for him to recall his order +for the reading in the churches his Declaration of Indulgence, he +seems to have felt tolerably sure of the court as it was already +constituted. Two able and learned justices, however, Holloway and +Powell, ventured the opinion that the petition was not libelous. They +were both promptly "recalled." + +Again force had to be used to free the subject and maintain his +"rights and liberties" against the sovereign. James II was driven from +the country and William of Orange called to the throne. This time the +people in settling the new government through parliamentary action +went farther than before in the way of restraint upon the government +and took the necessary step to secure their rights and liberties. In a +new instrument, this time called a Declaration instead of a Petition, +they reiterated the rights of the subject as twice before they had +been formally asserted in the Magna Charta and the Petition of Right. +This instrument, known as the Declaration of Rights of 1688, was +presented to William and Mary, who solemnly engaged to observe and +maintain its provisions. Further still (and this was the new and +effective guaranty of the subject's rights), in the Act for the +settlement of the crown it was enacted by king, lords, and commons +that thereafter the judicial tenure of the judges of the courts should +be during good behavior. Since that time for more than two centuries +"the true intent" of the laws has been determined, not by king or +parliament or people, but by a judiciary made strong and independent. +There has been no need to resort to force to defend the legal rights +of the subject. + +But this security for individual rights and liberties was not extended +to British subjects in America. After the Colonies had so increased in +population and wealth that they were deemed worth exploitation, the +government, among other means of controlling them, took over the +appointment of their judges, in many instances with a tenure during +the government's pleasure only. In the circular letter of +Massachusetts Bay Colony to the other Colonies in 1768 they are asked +to consider whether for the judges of the land not to hold their +commissions during good behavior and to have their salaries appointed +for them by the crown did not have a tendency to "endanger the +happiness and security of the subjects." One of the counts in the +indictment of July 4, 1776, against the king's government was that it +had made the colonial judges dependent on the king's will alone for +the tenure of their offices and the amount and payment of their +salaries. + +As a consequence of this experience with a judiciary dependent on the +governing power for the tenure and maintenance of its judges, the +Colonies when they set up independent governments of their own +provided a fixed tenure for their judges in every instance but one. +Connecticut in its first constitution made the tenure during good +behavior, as did Delaware, Maryland, Massachusetts, New Hampshire, +North Carolina, South Carolina, and Virginia. Pennsylvania at first +fixed the tenure at seven years, but in 1790 changed it to good +behavior. The same tenure was fixed for the federal judges in the +Federal Constitution. In some instances also, further provision was +made for the independence of the judges by forbidding the diminishing +of their salaries during their term of office. + +The people of Massachusetts, which had been the most harried of the +Colonies, declared emphatically the necessity for an independent +judiciary. Article XXIX of the Massachusetts Declaration of Rights +adopted in 1780 is as follows: "It is essential to the preservation +of every individual, his life, liberty and property and character +that there be an impartial interpretation of the laws, and +administration of justice. It is the right of every citizen to be +tried by judges as free, impartial and independent as the lot of +humanity will admit. It is, therefore, not only the best policy but +for the security of the rights of the people and of every citizen that +the judges of the supreme judicial court should hold their offices so +long as they behave themselves well; and that they should have +honorable salaries ascertained and established by standing laws." New +Hampshire, with a similar experience, adopted the same language in +Art. XXXV of her Bill of Rights. The Maryland Declaration of Rights +of 1776 contains this article: "Art. XXX. That the independency +and uprightness of the judges are essential to the impartial +administration of justice and a great security to the rights and +liberties of the people; wherefore the chancellor and judges ought +to hold commissions during good behavior." + +It is true that in most of the states the official tenure of the +judges has since been reduced to a more or less brief term of years. +This fact is only another instance of the tendency of the governing +power to lower if not remove all barriers set up against it for the +protection of the individual. Majorities as well as absolute kings +like their own way. The change where made may have given majorities +greater freedom to enforce their will upon individuals, but it has not +increased confidence in the integrity of the judges nor made them more +firm to ascertain and declare only the truth. + +It is true also that in most states now the people have taken to +themselves directly the task of selecting men suitable for judges +instead of entrusting that important duty to the governor or +legislature, as was the practice in the early days of the republic. +I cannot think this has tended to secure better judges, though it may +have secured judges more subservient to majorities. Effectually to +guard the constitutional and legal rights of all alike, the judges +should possess what is called the legal mind and the judicial +temperament. They should be able and learned that they may appreciate +the real meaning, purpose, and scope of the constitution and statutes; +calm and equable in temperament that they may not be influenced by +sympathy, prejudice, or other emotions; strong and courageous in +character that they may resist all pressure other than fair argument. +To find the men possessing these qualities requires extensive and +protracted inquiry and patient consideration, such as are not and +cannot be exercised by the people directly. The task should be deputed +in the first instance to the head of the state, the chief executive. +He has the best means of ascertaining who possesses the requisite +qualifications in the greatest degree. He would feel that he alone was +responsible for a proper selection, and that feeling of responsibility +would tend to make him deliberate and painstaking in his choice. On +the other hand, if the original selection be entrusted to the +legislature or left with the people acting directly, individual +members would have a much lower sense of personal responsibility and +the individual members of the electorate scarcely any at all. True, in +those states where the judges are elected by the people directly, +excellent judges are often and perhaps ordinarily chosen, but I think +I state a truth in stating that upon the whole those courts composed +of judges with a long tenure and appointed by the executive stand +higher in public estimation and their opinions have greater weight. +Such courts are certainly a greater protection to those guilty of no +wrong, but who have been so unfortunate as to incur the displeasure of +an excited community. + +Nevertheless, despite the lessons of history and the reasons contra, +it is proposed in this twentieth century that the tenure of the judges +shall again be during pleasure only,--this time during the pleasure of +the majority of the electorate. The proposition is not stated so +baldly by its proposers. They phrase it as the right of the people to +remove or recall unsatisfactory public servants, whether judges, or +governors, or other officials. They propose that at the request of a +certain small percentage of the electorate, setting forth their +dissatisfaction with a judge, he may be removed by a majority of the +voters. As precedents for their proposal they point triumphantly to +the provision of the British Act of Settlement that judges should be +removable by the crown upon the request of both Houses of Parliament, +and to similar provisions in many of our state constitutions. + +Of course, there should be lodged somewhere the power to remove judges +proven to be unworthy of their high office, or incapable of performing +its high duties, but it should be lodged in a body of men before whom +the accused judge can appear in person or by counsel, hear the +complaints and face the witnesses against him, and adduce evidence and +argument in reply,--and who can on their part see the witnesses and +hear the arguments before deciding. That was the opinion of the +British Parliament in the few cases presented to them, and the state +legislatures in this country have generally entertained the same +opinion. It was also held by Parliament that the address for removal +should state the reasons therefor. In 1855 Governor Gardner of +Massachusetts declined to remove a judge of probate on address by the +legislature because no sufficient grounds were stated in the address. +He said that in every instance then on record full reasons for removal +had accompanied the address. + +The constitutional provision for removal by address evidently was not +designed to lessen the impartiality and independence of the judge by +subjecting him to removal at the mere will of the executive and +legislature, but that he might be removed for corruption, neglect of +duty, incapacity, immorality, or other disgraceful conduct, after +notice, hearing, and deliberation. For the executive and legislature, +or even the majority of the people, to remove a judge because they do +not like his opinions as to what the constitution requires or forbids +them to do, would destroy the independence of the judges and thus +deprive the citizen of all security for his rights and liberties under +the constitution,--would be despotism. + +The principal argument for lessening the independence of the judges +and making them more subservient to the inconstant majority seems to +be that otherwise the judges will misuse their power and impede the +operation of statutes they do not themselves approve of. The argument +has little or no foundation in fact. Perhaps among the hundreds, if +not thousands, of cases of holding a statute unconstitutional a few +may seem to have been so decided because the judges thought them +unwise and oppressive. Some expressions in judicial opinions have been +unfortunate in that respect, but the courts everywhere in this +country, now if not at first, disclaim any such power. The same Chief +Justice Marshall, who had so convincingly stated the duty of the +judiciary to refuse effect to unconstitutional statutes, later in +_McCulloch_ v. _Maryland_, 4 _Wheat._ 316, disclaimed for the courts +all pretensions to any power to inquire into the necessity of any +statute, or in any way to interfere with the discretion of the +legislature. In strong and explicit language other courts have +disclaimed such pretensions. The Minnesota court in _State_ v. +_Corbett_, 57 _Minn._ 345, held that courts were not at liberty to +declare a statute unconstitutional because it is thought by them to be +unjust or oppressive, or to violate some natural, social, or political +right of the citizen, unless it can be shown that such injustice is +prohibited, or such rights protected, by the constitution. The +Pennsylvania court in _Com._ v. _Moir_, 199 _Pa. St._ 534, used this +language: "Much of the argument and nearly all the specific objections +advanced are to the wisdom and propriety and to the justice of the +statute and the motives supposed to have inspired its passage. With +these we have nothing to do. They are beyond our province and are +considerations to be adduced solely to the legislature." The court of +West Virginia in _Slack_ v. _Jacob_, 8 _W. Va._ 612, said: "That the +judges are convinced that a statute is contrary to natural right, +absolute justice, or sound morality does not authorize them to refuse +it effect." The court of Washington in _Fishing Co._ v. _George_, 28 +_Wash._ 200, held that "a statute cannot be ignored by the courts +because leading in its application to absurd, incongruous, or +mischievous results." A few cases may also be cited showing how +relentlessly this disclaimer is applied. The court of New York in +_Kittinger_ v. _Buffalo Traction Co._, 160 _N. Y._ 377, held that the +courts had no power to inquire into the motives inducing legislation +and could not impute to the legislature any other than public motives. +The Pennsylvania court in _Sunbury R.R. Co._ v. _People_, 33 _Pa. St._ +278, had urged upon it the argument that the statute in question had +been "passed in fraud of the rights of the people." The court held +that, if true, that fact would not authorize it to refuse it effect. +The Tennessee court in _Lynn_ v. _Polk_, 76 _Tenn. St._ 121, was asked +to declare a statute ineffective because its enactment was procured by +bribing members of the legislature. The court held it could not do so. +The Missouri court in _Slate_ v. _Clarke_, 54 _Mo._ 17, had before it +a statute authorizing the licensing of bawdy houses and was urged to +declare it unconstitutional because against public policy and +destructive of good morals. The court held it had no such power. The +Justices of the Maine Supreme Court in an opinion reported in 103 +_Maine_ 508 stated the principle as follows: "It is for the +legislature to determine from time to time the occasion and what laws +are necessary or expedient for the defense and benefit of the people; +and however inconvenienced, restricted, or even damaged particular +persons and corporations may be, such general laws are to be held +valid unless there can be pointed out some provision in the State or +United States Constitution which clearly prohibits them." + +Further, it is a maxim of the judiciary, from the beginning and now, +that no statute should be refused effect unless clearly contrary to +some provision of the constitution,--unless the conflict is evident +beyond a reasonable doubt. This is a maxim, a canon of interpretation, +that courts always have in mind and apply in considering the question +of the constitutionality of a statute. + +Thus scrupulous are the courts to keep within their proper sphere, to +respect the limits of their powers. If the legislatures would be +equally scrupulous, would themselves refrain from infringing on those +rights and liberties of the citizen guaranteed by the constitution, +there would be less restriction, less friction, less turmoil, less +need of the judicial check, less injustice. + +But the complaints against the courts are not all because of their +holding statutes unconstitutional. Many have felt that courts +sometimes erred in having too much respect for the legislative power +and because of that respect have allowed constitutional rights and +liberties to be sacrificed at the behest of majorities and often at +the behest of active, interested minorities more insistent than the +inert majority. The decision of the United States Supreme Court in the +_Charles River Bridge_ case, 11 _Peters_ 420, was mourned by such men +as Webster, Kent, Story, and others as breaking down the safeguards of +the constitution. The decision in the _Slaughter House_ cases was +regarded by many able jurists as ignoring that provision of the XIVth +amendment to the Federal Constitution forbidding any denial to any one +of the equal protection of the laws. The _Elevator_ cases, holding +that elevators were public utilities and therefore subject to public +control as to charges for service, though the owners had no special +franchise, no part of public power, are even now thought to have made +a wide breach in the constitutional barriers against the invasion of +private rights. The decision in the _Chinese Deportation_ cases, 149 +U. S. 698, shocked the sense of justice of many. It was to the effect +that Congress could empower the executive to arrest upon its own +warrant any person it claimed to be an alien unlawfully residing in +the United States and to deport him without trial, unless he could +affirmatively prove to the satisfaction of a single judge (to be +selected by the executive), and by a specified kind of evidence only, +that he was not guilty, however ample and probative other evidence +might be adduced and however impossible to produce the specified +evidence. Justices Fuller, Field, and Brewer vigorously dissented on +the ground that such action by the executive, though under the +authority of Congress, was in violation of the constitutional +guaranties against arrest without judicial warrant, against +deprivation of liberty without trial by jury and due process of law. + +Justice Brewer after quoting Madison, that banishment is among the +severest of punishments, went on to say: "But punishment implies a +trial. 'No person shall be deprived of life, liberty or property +without due process of law.' Due process of law requires that a man +be heard before he is condemned, and both heard and condemned in the +due and orderly procedure as recognized by the common law from time +immemorial." + +In my research I have found more cases where it has seemed to me the +courts have construed constitutional guaranties too strictly, than +where they have construed them too liberally. The tendency has been +rather away from the enforcement of constitutional guaranties and to +allow legislative encroachments upon them. I regard this as a very +dangerous tendency. Perhaps the encroachments have not been at first +perceived, but I think courts should be vigilantly on the watch for +them, otherwise individual rights guaranteed to the people by the +constitution may be gradually weakened and finally destroyed. This +duty of the courts was declared in the case of _Boyd_ v. _United +States_, 116 _U. S._ 616 at page 641--where in refusing effect to a +statute requiring the production of his books and papers by a +defendant in proceedings for forfeiture, the court said: "Though the +proceeding in question is devested of the aggravating effects of +actual search and seizure, yet it contains their substance and +essence, and effects their substantial purpose. It may be that it is +the obnoxious thing in its mildest and least repulsive form; but +illegitimate and unconstitutional practices get their first footing in +that way, namely, by silent approaches and slight deviations from +legal modes of procedure. This can only be obviated by adhering to the +rule that constitutional provisions for the security of person and +property should be liberally construed. A close and literal +construction deprives them of half their efficacy and leads to gradual +depreciation of the right as if it consisted more in sound than in +substance. It is the duty of courts to be watchful for the +constitutional rights of the citizen and against any stealthy +encroachments thereon. Their motto should be _obsta principiis_." + +A review of the cases in which the courts have been called upon to +decide whether a statute breaks over the constitutional limitation +will demonstrate to any dispassionate person that upon questions of +expediency, of the general welfare, or even of justice, the judges +rarely if ever oppose their opinion to that of the legislators. The +courts do not obstruct the current of progress; they only keep it from +overflowing its banks to the devastation of the constitutional rights +of the people. + + + + +CHAPTER IX + +THE NECESSITY OF MAINTAINING UNDIMINISHED THE CONSTITUTIONAL +LIMITATIONS AND THE POWER OF THE COURTS TO ENFORCE THEM.--CONCLUSION + + +Despite the lessons of history showing the need of specified +limitations upon the legislative power to ensure personal liberty and +justice, it is still urged by the impatient that this check upon +legislative action should be removed, or at least that the legislature +should itself be the judge of the constitutionality of its acts, and +that the legislatures as the representatives of the people may be +trusted to observe constitutional requirements and limitations. From +the beginning, however, the people of this country have not fully +trusted their legislatures. They have not only set bounds to +legislative power, but within those bounds they have imposed in most +instances the check of an executive veto. They have also complained of +their legislatures far more loudly than they have of their courts, and +latterly have subjected them to the initiative and referendum and in +some instances to the recall. + +Perhaps the judgment of those urging that the legislature should be +trusted not to trespass on the constitutional rights of the people may +be enlightened by recalling some instances of legislative action upon +constitutional questions left to its decision by the constitution +itself. It is hardly necessary to cite instances of the abuse of this +power in the matter of determining who are entitled to seats in the +legislature. It is common knowledge that, in the past at least, both +law and fact have often been over-ridden for partisan advantage. As an +illustration of how far a legislature will sometimes go in this +direction I may cite a recent instance in Maine. The constitution of +that state provides (Art. IV, Pt. 3, Sec. 11) that "no person holding +any office under the United States (post officers excepted) shall +have a seat in either house of the legislature during his continuing +in such office." This provision was in the original constitution of +1821, and until the legislative session of 1913 the exception of "post +officers" was understood to refer to officers in the postal service +and such officers often held seats in the legislature without +question. In 1913, however, the House of Representatives held for +awhile that the exception referred only to military officers of the +United States stationed at military posts within the state, though no +such officer had ever held a seat in the legislature. + +That legislatures are prone to disregard constitutional provisions is +also manifest in the vast amount of special legislation enacted +despite constitutional prohibitions of such legislation. There are +also numerous instances where legislatures while perfunctorily heeding +the letter of the constitution consciously violate its spirit and +evade its requirements. In many states there is a constitutional +provision that no legislative act shall become effective until after +a specified time has elapsed from its enactment "except in cases of +emergency," which emergency, however, is to be declared in the act +itself. This provision, of course, is to give the people time to +understand the statute and prepare to obey it. The word "emergency" in +the exception implies a sudden, unexpected happening. It is defined in +Webster as a "pressing necessity; an unforeseen occurrence or +combination of circumstances which calls for immediate action or +remedy." In Indiana in one legislative session, out of 200 acts, 155 +were made to take effect at once by a recital that an emergency +existed therefor. In Illinois a two-thirds vote of all the members +elected to each house is required for the adoption of the emergency +clause. Among the acts of the last session containing the emergency +clause was one appropriating $600 for printing the report of a +monument association. In Tennessee the exception was of cases where +"the public welfare" required an earlier date. Out of 265 laws passed +at one session 230 contained the declaration that the public welfare +required their going into effect immediately. In Texas the +constitution provides that no bill shall be passed until it has been +read on three several days in each house and free discussion allowed +thereon, but that "in cases of imperative public necessity four-fifths +of the house may suspend the rule." Out of 118 laws passed at one +session all but five contained the statement that "imperative public +necessity" required suspension of the rule. + +Legislatures also seem prone to disregard the constitutional provision +for the referendum despite the strong, explicit language of that +provision. In California the constitutional provision is as follows: +"No act shall go into effect until ninety days after the adjournment +of the legislature which passed such act ... except urgency measures +necessary for the immediate preservation of the public peace, health +or safety, passed by a two-thirds vote of all the members elected to +each house." Surely the language of the exception is strong and +forceful. Two-thirds of all the members elected to each house must +hold that the measure is urgent, not admitting of delay, that the +public peace, health or safety, not the mere interests or convenience +of individuals or localities, is threatened and that the danger is +imminent, requiring immediate action. Among other instances, the +legislature of California at its special session of 1911 adjudged an +act to validate certain defective registrations of voters in some +municipalities to be an urgency measure within the language of the +exception; also an act to change the boundaries in a Reclamation +District. Oregon has a similar constitutional requirement and +exception which its legislature does not always observe. At the +session of 1911, among other cases the legislature adjudged an act +authorizing a county to levy a tax for advertising the county's +resources to be within the exception; also an act dividing a road +district; but an act appropriating money to guard against the bubonic +plague was not declared to be within the exception. In Oklahoma with a +similar constitutional provision and exception, the legislature seems +to have run riot. At the session of 1910 a very large proportion, if +not a majority, of the statutes were adjudged to be within the +exception. Among them was an act to pay the mileage and per diem of +the members; an act providing stenographers for the Supreme Court; an +act authorizing the sale of four tracts of land at public sale; an act +to pay J. J. O'Rourke $238.10 for room rent. On the other hand, an act +to reimburse the Governor $5000 expended by him for state purposes, +and an act to reimburse a sheriff $4000 expended by him in the support +of state prisoners were not so considered. + +True, Oklahoma is a new and radical state, but let us turn to the +extreme east, to Maine with its heritage of law-abiding traditions +from the parent state of Massachusetts. Maine has also adopted the +referendum in language similar to that in the California +constitution, including the exception. The state had got along quite +comfortably without making Lincoln's birthday a legal holiday, but in +1909 the legislature awoke to the imminent danger to the public peace, +health or safety of the state in longer delay and so established such +a holiday at once without according to the people their right of +review. The town of Eden, in which is situated Bar Harbor, a summer +resort, had by vote for sometime excluded automobiles without any +apparent danger to the public peace, health or safety, but at its last +session in 1913 the legislature by a two-thirds vote of all the +members elected to each house adjudged that the public peace, health +or safety would be imperiled by postponing for ninety days the +operation of an act authorizing a repeal of the vote. + +In all the instances cited, which are but few out of many, it is +difficult to see how the ninety days' postponement of the operation +of the acts cited could imperil the peace, health or safety of the +public, however much it might inconvenience or annoy individuals or +localities. These instances should, however, throw considerable doubt +upon the proposition that the constitutional rights of the people are +safe in the hands of the legislative department without the check of +the judiciary. I have somewhere seen the statement that during recent +years upwards of 500 acts of federal and state legislation have been +held by the courts to be in violation of some constitutional +provision, and that this fact should arouse the people to put some +check on such exercise of the judicial power. On the contrary, it +should arouse the people to insist on the retention of that power, and +to elect wiser legislators who will more faithfully respect their +oaths to observe constitutional limitations. + +But another and different proposition is urged upon us. It is not to +leave the legislature without check upon the tendency to disregard +constitutional limitations upon its power, but to subject the judicial +check itself to reversal by a majority of that part of the electorate +choosing to act on the matter. It is proposed that whenever a court of +last resort shall adjudge that a statute trespasses upon the reserved +constitutional rights of the individual, an appeal may be taken direct +to the electorate, and that if a majority of those choosing to vote on +the question desire the statute to stand, the constitution shall +thereafter be held to be amended to that extent. It is submitted that +such a procedure would destroy all constitutional guaranties, no +matter what safeguards are attempted. Is there any assurance that such +a majority would be more considerate of the individual's right to +life, liberty, and property than their representatives whom they have +selected or should have selected for their virtue and wisdom, and who +are sworn, as well as the judges, to respect constitutional +guaranties? + +Under the present procedure for amendment to constitutions, +propositions for amendment are first considered and debated face to +face in a legislature or constitutional convention by representatives +of the people, and cannot be submitted to the people until after +opportunity for full and free discussion by their representatives, and +the people themselves have thereby been more or less prepared for its +consideration. Even under this procedure, amendments have been adopted +that the people have afterward regretted. There is now much agitation +for the "short ballot," for restoring to the chief executive the power +of appointment of important officials, a power at first possessed by +him, but taken away by later constitutional amendments. The adoption +of the "initiative and referendum" has not produced the beneficial +results expected. It is found that the initiative sometimes produces +defective, unworkable statutes, and that the referendum can be used to +delay and even veto expedient legislation. + +Under the proposed procedure the questions whether the constitution +should be amended and as to the nature of the amendment are sprung +upon the people without this preliminary examination, debate and +approval by their chosen representatives, and this often, if not +always, in times of popular excitement. With such a procedure I can +see no more stability of right, no more security for justice, than +under any unlimited, absolute government. + +How unstable popular sentiment may be at times may be seen in the +classic example of the citizens of Rome applauding Marius and Sulla in +turn with equal fervor, and in the lesser and very recent example of +the voters of the city of Seattle, who elected a mayor, then soon +recalled him, and but little later re-elected him by a larger majority +than before. Constitutions to be of any value as bulwarks of liberty +should not be immediately changeable with the popular sentiment of the +day, but slowly and only after long reflection and discussion. They +should contain only the results of long thought and long experience. + +Legislation is ever active, ever moving this way and that way, ever +experimenting, enacting new statutes and amending and repealing old +ones, now imposing fetters on individual liberty, now striking them +off and perhaps imposing others. Even in England and America, where +personal liberty of action is most prized, time was when statutes were +enacted almost putting people and business in strait-jackets. In +English Norfolk as late as Henry VIII's time no one was to "dye, shear +or calender" cloth except in the town of Norwich; and no one in the +northern counties was to make "worsted coverlets" except in the city +of York. In the reign of Elizabeth a statute was passed forbidding the +eating of meat on Wednesday and Saturdays and this not on the score of +health or religion but avowedly to increase the price of fish. +Statutes fixing the weight and price of loaves of bread and the size +and price of a glass of ale were not formally repealed till 1824. The +famous Statute of Laborers forbade laboring men to ask or receive more +than a prescribed low sum for their labor and also forbade their +moving about seeking employment. The statutes against forestalling, +regrating, and engrossing were not formally repealed until 1844. In +early times in New England also, statutory attempts were made to fix +the price of various commodities and the wages of various kinds of +workmen. Men were fined for accepting higher than the prescribed +wages. The Sunday laws in some places forbade walking about on Sunday +except "reverently to go to and return from meeting." Everywhere was +the ever present tendency of the legislative power to invade and +direct every function of society,--social, religious, political, and +economical. It should be noted that all these and similar statutes +were under governments unrestrained by written constitutions and bills +of right enforced by an independent judiciary. + +Though from time to time many restrictive statutes have been modified +and many repealed, other restrictive statutes have been enacted. Today +the same process is going on. While now and then restrictions and +embargoes of longer or shorter standing are removed, there is still +the same tendency to enact other restrictions and prohibitions. At +every session of Congress and of the state legislatures measures are +constantly proposed hampering in some way the freedom of the citizen +in his occupation, in his pursuit of happiness. Demands are being made +upon the legislative department by one class or interest for +legislation to restrain other classes or interests, but for exemption +for itself. In earlier times there were statutes fixing a maximum wage +for labor, and though these proved ineffectual it is now proposed to +fix a minimum wage, even though it should prove to be much more than +the labor is worth. There are also proposed, and in many instances +enacted, statutes restricting the freedom of the workman as to his +output, of the employer as to his direction of his business. The +natural activities of men are sought to be hampered and handicapped in +vexatious ways. In illustration, I quote the following from the +"Boston Herald" of June 5, 1914: + +"Twenty-five states and the United States itself forbid any +discrimination by an employer against union men. Utah alone has a law +to protect the non-union men from organized discrimination of union +labor to drive him from his trade. Several of our states require that +all public printing shall bear the union label. One extends that rule +to all stationery. Twelve states require employers advertising for +help to mention in the advertisement the existence of a strike. The +Minnesota statute provides that, per contra, no employer shall require +any statement from a person seeking employment as to his participation +in a strike. Eight states have enacted statutes exempting labor +organizations from their respective anti-trust laws. The unscrupulous +employer may yet find the labor union the best means of throttling his +competitors and securing a monopoly." There seems at times to be a +frenzy for such legislation. Only a vivid imagination can adequately +picture what might result if Congress and the state legislatures, or +the inconstant majority of the electorate, were freed from all +constitutional limitations or from the check of an independent +judiciary. + +Though Great Britain, our mother country, has no written constitution +and no judiciary empowered to enforce its limitations, it is the happy +possessor of a practically homogeneous people of the Anglo-Saxon race, +little affected by immigration, and imbued for centuries with a deep +regard for personal liberty and private rights. Yet, even there today, +statutes are demanded and sometimes enacted in derogation of them. In +this country the population as the result of great immigration is more +heterogeneous. It comprises races and peoples of diverse temperaments, +of diverse experiences, of diverse traditions, many unschooled in +self-government and lacking in that traditional reverence for liberty +and order so characteristic of the Teutonic races. We even find some +classes openly declaring that if they can get possession of the +government they will exploit the rest of the people for their own +benefit. They essay also to bargain their votes for special +legislation in their favor at the expense of the people at large and +without regard to the principles of equality of right. + +With such a population with its universal suffrage, were it not for +our written constitutions with their Bills of Rights and with an +independent judiciary to guard them, there would be no security here +for personal liberty and rights. We should be in the condition of the +people of France as depicted by Wm. S. Lilly in his recent book, "The +New France." He wrote: "It is now more than a century since the +principles of 1789 were formulated there. But in no country, not even +in Russia, is individual freedom less. The state is as ubiquitous and +as autocratic as under the worst Bourbon or Oriental despots. Nowhere +is its hand so heavy upon the subject in every department of human +life. Nowhere is the negation of the value and of the rights of +personal independence more absolute, more complete, and more +effective." Yet France is a republic with manhood suffrage and with an +elective legislature. But its courts are not vested with any power to +conserve any rights of the people against legislative caprice. + + +CONCLUSION + +The thesis I have endeavored to support in these lectures, so far as I +have a thesis, is this: (1) that, after all, human justice consists in +securing to each individual as much liberty of action in the exercise +of his physical and mental powers and as much liberty to enjoy the +fruits of such action as is consistent with like liberty for other +individuals, and with such restrictions only as are necessary for the +welfare of society as a whole without discrimination for or against +any individual; and (2) that that justice is more firmly secured by +a government with a division of powers, with a written constitution +excluding from governmental interference such personal rights as +long experience has shown to be necessary both for the happiness +and efficiency of the individual subject and for the welfare and +efficiency of all; and (3) finally with an independent judiciary to +defend those rights when assailed, as they often have been, and will +be, by impatient and changeable majorities. + +It may be admitted that the courts sometimes err in their +interpretation of the constitution and the laws, since judges, however +carefully selected, are but men; but there must be somewhere in the +body politic of a free state some body of men with the power of +authoritative interpretation of the fundamental law as well as other +laws. Does earlier history or later experience point to any better +equipped, more stable, more safe tribunal? Should not the people +endeavor to raise rather than lower the position of the courts; to +conserve rather than impair that freedom, impartiality, and +independence of the judges declared by the people of Massachusetts in +their Declaration of Rights, after years of galling experience of the +contrary, to be "essential to the preservation of every individual, +his life, liberty, property and character"? Are not they the +reactionaries who, despite the lessons of history, would revert to +the days of a dependent, recallable, and hence timid judiciary? + +But justice is not fully and certainly secured by the maintenance +of particular political institutions, however excellent. Political +institutions are not self-acting. They are only instrumentalities +for the action of society. They are not only to be established and +maintained; they are to be administered, and the best institutions may +be maladministered. Even under such a system of government as I have +endeavored to show to be the best yet devised to secure justice, +injustice is still often suffered by the individual or by society. +Oppressive statutes within the legislative power are too readily +enacted. Abuses in administration are too long permitted to exist. The +only remedy for these is a more enlightened public opinion, a wider +diffusion of the spirit of impartiality, a greater realization of the +right and need of every person to life, liberty, and the results of +his industry and economy. + +Nor are the judgments of our courts always righteous. Some of the +instances of unrighteous judgments result from failure to ascertain +and apply the truth as to the facts of the case; some from errors in +judgment; some from lack of firmness in judges in enforcing the known +rights of the individual on the one hand, or those of society on the +other; and perhaps a very few from incompetency or corruption. These +causes can be removed to a large extent, by a more rigid insistence on +skill, ability, industry, learning, and courage on the part of those +assuming to administer justice as attorneys and counselors. The same +insistence in the selection of judges will lessen the injustice +resulting from their errors in judgment and from their lack of +firmness. + +There is yet another cause of injustice, the delay and expense in +obtaining even righteous judgments. It is an axiom, that justice +delayed is justice denied. This delay and expense are often charged +against the courts and judges, as if they had full control over +judicial procedure. It is not the judges but the legislature that +shapes the judicial system and prescribes the judicial procedure, +so far as they are not fixed by the constitution. + +It is not the courts but the legislatures that provide for so many +appeals and allow so many stays and consequent delays. Judges and +lawyers the country over are urging a more simplified, a more speedy, +and less expensive procedure. They are also urging the establishment +of more courts with more judges to cope with the constantly increasing +litigation, in order that the wrongs against the individual and the +wrongs against society may be redressed with a minimum of delay and +cost. It is the legislatures that hesitate and often it is the +legislatures that tie the hands of the judges. In some states it is +sought to deprive the judges of their proper influence in jury trials. +In some states it is even sought to prevent them from saying more than +yes or no to proposed instructions to a jury. In many states nearly +the whole matter of procedure, its various steps, are fixed by statute +and become difficult of improvement. If courts could have more power +and the legislatures would interfere less in matters of procedure, I +am sure the cause of justice would be better served. + +In conclusion, perfect justice may not be attainable by us imperfect +men. As said by Addison, "omniscience and omnipotence are requisite +for its full attainment." Yet it is our duty and especially the duty +of those of the legal profession to attain to such approximation as +may be possible. No more noble work can engage our powers; no greater +service can be rendered mankind. I do not except the endowment of +schools, colleges, libraries, and the like, nor the endowment of +hospitals and other charitable institutions. Great as are the virtues +of charity, benevolence, philanthropy, piety and the like, justice +is a yet greater virtue. To quote Addison again, "There is no virtue +so truly great and godlike as justice"; and in the words of Daniel +Webster's eulogy: "Whoever labors on this edifice of justice, clears +its foundations, strengthens its pillars, adorns its entablatures, +or contributes to raise its august dome still higher in the skies, +connects himself in name, fame, and character with that which is, and +must be, as durable as the frame of human society." + + + + + PUBLISHED ON THE FOUNDATION + ESTABLISHED IN MEMORY OF + HENRY WELDON BARNES + OF THE CLASS OF 1882, YALE COLLEGE + + + + + STORRS LECTURES + + + Published by Yale University Press + + THE REFORM OF LEGAL PROCEDURE. By MOORFIELD STOREY. Price + $1.35 net delivered. + + THE JUDICIARY AND THE PEOPLE. By FREDERICK N. JUDSON. Price + $1.35 net delivered. + + CONCERNING JUSTICE. By LUCILIUS A. EMERY. Price $1.15 net + delivered. + + + _Uniform in style with the Storrs Lectures_ + + INTERNATIONAL ARBITRATION AND PROCEDURE. By ROBERT C. MORRIS, + with a foreword by PRESIDENT TAFT. Price $1.35 net delivered. + + + + + +End of the Project Gutenberg EBook of Concerning Justice, by Lucilius A. 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