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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/4291.txt b/4291.txt new file mode 100644 index 0000000..c89b527 --- /dev/null +++ b/4291.txt @@ -0,0 +1,14345 @@ +The Project Gutenberg EBook of Copyright Law of the United States of +America and Related Laws Contained in Title 17 of the United States Code, Circular 92, by Library of Congress. Copyright Office. and United States + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Copyright Law of the United States of America and Related Laws Contained in Title 17 of the United States Code, Circular 92 + +Author: Library of Congress. Copyright Office. + United States + +Posting Date: August 8, 2009 [EBook #4291] +Release Date: July, 2003 +First Posted: December 30, 2001 + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK COPYRIGHT LAW OF THE U.S. *** + + + + +Produced by George Davis + + + + + + + + + +Copyright Law of the United States of America + +and + +Related Laws Contained in Title 17 of the *United States Code* + +Circular 92 + +------------------------------------------------------------------------ +Contents + + + The Constitutional Provision Respecting Copyright + + Preface + + Chapter 1 - Subject Matter and Scope of Copyright + + Chapter 2 - Copyright Ownership and Transfer + + Chapter 3 - Duration of Copyright + + Chapter 4 - Copyright Notice, Deposit, and Registration + + Chapter 5 - Copyright Infringement and Remedies + + Chapter 6 - Manufacturing Requirements and Importation + + Chapter 7 - Copyright Office + + Chapter 8 - Copyright Arbitration Royalty Panels + + Chapter 9 - Protection of Semiconductor Chip Products + + Chapter 10 - Digital Audio Recording Devices and Media + + Chapter 11 - Sound Recordings and Music Videos + + Chapter 12 - Copyright Protection and Management Systems + + Chapter 13 - Protection of Original Designs + + Appendix I. Transitional and Supplementary Provisions of the + Copyright Act of 1976 + + Appendix II. Berne Convention Implementation Act of 1988 + + Appendix III. Uruguay Round Agreements Act + + Appendix IV. GATT/Trade-Related Aspects of Intellectual Property + Rights (TRIPs) Agreement, Part II, Section 6: + Layout-Designs (Topographies) of Integrated Circuits + + Appendix V. Additional Provisions of the Digital Millennium + Copyright Act + + Appendix VI. Definition of "Berne Convention Work" + + Appendix VII. Selected Provisions of the U.S. Code Relating to + Copyright + +------------------------------------------------------------------------ + +The Constitutional Provision Respecting Copyright + +The Congress shall have Power ... To promote the Progress of Science and +useful Arts, by securing for limited Times to Authors and Inventors the +exclusive Right to their respective Writings and Discoveries + +(United States Constitution, Article I, Section 8) + +------------------------------------------------------------------------ + +Preface + +This volume contains the text of title 17 of the *United States Code*, +including all amendments enacted through the end of the second session +of the 106th Congress in 2000. It includes the Copyright Act of 1976 and +all subsequent amendments to copyright law; the Semiconductor Chip +Protection Act of 1984, as amended; and the Vessel Hull Design +Protection Act, as amended. The Copyright Office is responsible for +registering claims under all three. + +The United States copyright law is contained in chapters 1 through 8 and +10 through 12 of title 17 of the *United States Code.* The Copyright Act +of 1976, which provides the basic framework for the current copyright +law, was enacted on October 19, 1976 as Pub. L. No. 94-553, 90 Stat. +2541. Listed below in chronological order of their enactment are +subsequent amendments to copyright law. + +Chapters 9 and 13 of title 17 contain statutory design protection that +is independent of copyright protection. Chapter 9 of title 17 is the +Semiconductor Chip Protection Act of 1984 (SCPA), as amended. On +November 8, 1984, the SCPA was enacted as title III of Pub. L. No. +98-620, 98 Stat. 3335, 3347. Chapter 13 of title 17 is the Vessel Hull +Design Protection Act (VHDPA). It was enacted on October 28, 1998 as +title V of the Digital Millennium Copyright Act (DMCA), Pub. L. No. +105-304, 112 Stat. 2860, 2905. Subsequent amendments to the SCPA and the +VHDPA are also included in the list below, in chronological order of +their enactment. + +For transitional and supplementary copyright provisions that were +enacted as part of the Copyright Act of 1976 and the DMCA, but which do +not amend title 17, see the Appendix. + +Statutory Enactments Contained in Title 17 of the *United States Code* + + + [Copyright Act of 1976], Pub. L. No. 94-553, 90 Stat. 2541 (for the +general revision of copyright law, title 17 of the *United States Code*, +and for other purposes), October 19, 1976. + + + Legislative Branch Appropriation Act, 1978, Pub. L. No. 95-94, 91 +Stat. 653, 682 (amending Sec. 203 and 708, title 17, *United States Code*, +regarding the deposit of moneys by the Register of Copyrights in the +Treasury of the United States), enacted August 5, 1977. + + + [Copyright Amendments], Pub. L. No. 95-598, 92 Stat. 2549, 2676 +(amending Sec. 201(e), title 17, *United States Code*, to permit +involuntary transfer under the Bankruptcy Law), enacted November 6, 1978. + + + [Copyright Amendments], Pub. L. No. 96-517, 94 Stat. 3015, 3028 +(amending Sec. 101 and 117, title 17, *United States Code*, regarding +computer programs), enacted December 12, 1980. + + + Piracy and Counterfeiting Amendments Act of 1982, Pub. L. No. +97-180, 96 Stat. 91, 93 (amending Sec. 506(a), title 17, *United States +Code* and title 18 of the *United States Code*), enacted May 24, 1982. + + + [Copyright Amendments], Pub. L. No. 97-215, 96 Stat. 178 (amending +the manufacturing clause in chapter 6, title 17, *United States Code*), +enacted July 13, 1982. + + + [Copyright Amendments], Pub. L. No. 97-366, 96 Stat. 1759 (amending +Sec. 110 and Sec. 708, title 17, *United States Code*, regarding the +redesignation of registration fees as filing fees, and the exemption +from copyright liability of certain performances of nondramatic literary +or musical works), enacted October 25, 1982. + + + Record Rental Amendment of 1984, Pub. L. No. 98-450, 98 Stat. 1727 +(amending Sec. 109 and Sec. 115, title 17, *United States Code*, with +respect to rental, lease or lending of sound recordings), enacted +October 4, 1984. + + + Semiconductor Chip Protection Act of 1984, title III of Pub. L. No. +98-620, 98 Stat. 3335, 3347 (adding chapter 9, title 17, *United States +Code*, to provide design protection for semiconductor chips), November +8, 1984. + + + [Copyright Amendments], Pub. L. No. 99-397, 100 Stat. 848 (amending +Sec. 111 and Sec. 801, title 17, *United States Code*, to clarify the +definition of the local service area of a primary transmitter in the +case of a low power television station), enacted on August 27, 1986. + + + [Amendments to the Semiconductor Chip Protection Act of 1984], Pub. +L. No. 100-159, 101 Stat. 899 (amending chapter 9, title 17, *United +States Code*, regarding protection extended to semiconductor chip +products of foreign entities), enacted November 9, 1987. + + + Berne Convention Implementation Act of 1988, Pub. L. No. 100-568, +102 Stat. 2853, enacted October 31, 1988. (See the Appendix for certain +provisions of this Act that do not amend title 17 of the *United States +Code.*) + + + [Copyright Amendments], Pub. L. No. 100-617, 102 Stat. 3194 +(extending for an additional eight-year period certain provisions of +title 17, *United States Code*, relating to the rental of sound +recordings and for other purposes), enacted November 5, 1988. + + + Satellite Home Viewer Act of 1988, title II of Pub. L. No. 100-667, +102 Stat. 3935, 3949, enacted November 16, 1988. + + + Judicial Improvements and Access to Justice Act, Pub. L. No. +100-702, 102 Stat. 4642, 4672 (amending Sec. 912, title 17, *United States +Code*), enacted November 19, 1988. + + + Copyright Fees and Technical Amendments Act of 1989, Pub. L. No. +101-318, 104 Stat. 287, enacted on July 3, 1990. + + + Copyright Royalty Tribunal Reform and Miscellaneous Pay Act of 1989, +Pub. L. No. 101-319, 104 Stat. 290, enacted July 3, 1990. + + + Copyright Remedy Clarification Act, Pub. L. No. 101-553, 104 Stat. +2749, enacted November 15, 1990. + + + Visual Artists Rights Act of 1990, title VI of the Judicial +Improvements Act of 1990, Pub. L. No. 101-650, 104 Stat. 5089, 5128, +enacted December 1, 1990. + + + Architectural Works Copyright Protection Act, title VII of the +Judicial Improvements Act of 1990, Pub. L. No. 101-650, 104 Stat. 5089, +5133, enacted December 1, 1990. + + + Computer Software Rental Amendments Act of 1990, title VIII of the +Judicial Improvements Act of 1990, Pub. L. No. 101-650, 104 Stat 5089, +5134, enacted December 1, 1990. + + + Semiconductor International Protection Extension Act of 1991, Pub. +L. No. 102-64, 105 Stat. 320 (amending chapter 9, title 17, *United +States Code*, regarding protection extended to semiconductor chip +products of foreign entities), enacted June 28, 1991. + + + Copyright Amendments Act of 1992, Pub. L. No. 102-307, 106 Stat. +264, 272 (amending title 17 of the *United States Code*, by deleting +subsection 108(i) in its entirety), enacted June 26, 1992. + + + Copyright Renewal Act of 1992, title I of the Copyright Amendments +Act of 1992, Pub. L. No. 102-307, 106 Stat. 264, enacted June 26, 1992. + + + [Copyright Amendments], Pub. L. No. 102-492, 106 Stat. 3145 +(amending Sec. 107, title 17, *United States Code*, regarding unpublished +works), enacted October 24, 1992. + + + [Copyright Amendments], Pub. L. No. 102-561, 106 Stat. 4233 +(amending Sec. 2319, title 18, *United States Code*, regarding criminal +penalties for copyright infringement), enacted October 28, 1992. + + + Audio Home Recording Act of 1992, Pub. L. No. 102-563, 106 Stat. +4237 (amending title 17 of the *United States Code* by adding a new +chapter 10), enacted October 28, 1992. + + + North American Free Trade Agreement Implementation Act, Pub. L. No. +103-182, 107 Stat. 2057, 2114 and 2115 (amending Sec. 109, title 17, +*United States Code*, and adding a new Sec. 104A), enacted December 8, +1993. + + + Copyright Royalty Tribunal Reform Act of 1993, Pub. L. No. 103-198, +107 Stat. 2304 (amending, *inter alia*, chapter 8, title 17, *United +States Code*), enacted December 17, 1993. + + + Satellite Home Viewer Act of 1994, Pub. L. No. 103-369, 108 Stat. +3477 (amending, *inter alia*, Sec. 111 and Sec. 119, title 17, *United +States Code*, relating to the definition of a local service area of a +primary transmitter), enacted October 18, 1994. + + + Uruguay Round Agreements Act, Pub. L. No. 103-465, 108 Stat. 4809, +4973 (amending, *inter alia*, Sec. 104A, title 17, *United States Code*, +and adding a new chapter 11), enacted December 8, 1994. (See the +Appendix for the text of certain provisions of this Act that do not +amend title 17 of the *United States Code.*) + + + Digital Performance Right in Sound Recordings Act of 1995, Pub. L. +No. 104-39, 109 Stat. 336 (amending, *inter alia*, Sec. 114 and Sec. 115, +title 17, *United States Code*), enacted November 1, 1995. + + + Anticounterfeiting Consumer Protection Act of 1996, Pub. L. No. +104-153, 110 Stat. 1386, 1388 (amending Sec. 603(c), title 17, *United +States Code* and Sec. 2318, title 18, *United States Code*), enacted +July 2, 1996. + + + Legislative Branch Appropriations Act, 1997, Pub. L. No. 104-197, +110 Stat. 2394, 2416 (amending*, inter alia*, title 17 of the *United +States Code*, by adding a new Sec. 121 concerning the limitation on +exclusive copyrights for literary works in specialized format for the +blind and disabled), enacted September 16, 1996. + + + [Copyright Amendments and Amendments to the Semiconductor Chip +Protection Act of 1984], Pub. L. No. 105-80, 111 Stat. 1529 (making +technical amendments to certain provisions of title 17, *United States +Code*), enacted November 13, 1997. + + + No Electronic Theft (NET) Act, Pub. L. No. 105-147, 111 Stat. 2678, +enacted December 16, 1997. + + + Sonny Bono Copyright Term Extension Act, title I of Pub. L. No. +105-298, 112 Stat. 2827 (amending chapter 3, title 17, *United States +Code*, to extend the term of copyright protection for most works to life +plus 70 years), enacted October 27, 1998. + + + Fairness in Music Licensing Act of 1998, title II of Pub. L. No. +105-298, 112 Stat. 2827, 2830 (amending, *inter alia*, Sec. 110, title 17, +*United States Code*, and adding Sec. 513 to provide a music licensing +exemption for food service and drinking establishments), enacted October +27, 1998. + + + Digital Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. +2860, 2887 (title IV amending Sec. 108, 112, 114, chapter 7 and chapter +8, title 17, *United States Code*), enacted October 28, 1998. (This Act +also contains four separate acts within titles I, II, III and V that +amended title 17 of the *United States Code.* These four acts are each +separately listed below. See the Appendix for additional provisions of +this Act that do not amend title 17 of the *United States Code.*) + + + WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998, title I of the Digital Millennium Copyright +Act, Pub. L. No. 105-304, 112 Stat. 2860, 2861 (amending title 17 of the +*United States Code*, *inter alia*, to add a new chapter 12 which +prohibits circumvention of copyright protection systems and provides +protection for copyright management information), enacted October 28, +1998. + + + Online Copyright Infringement Liability Limitation Act, title II of +the Digital Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. +2860, 2877 (amending title 17 of the *United States Code*, to add a new +Sec. 512), enacted October 28, 1998. + + + Computer Maintenance Competition Assurance Act, title III of the +Digital Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. 2860, +2886 (amending Sec. 117, title 17, *United States Code*), enacted October +28, 1998. + + + Vessel Hull Design Protection Act, title V of the Digital Millennium +Copyright Act, Pub. L. No. 105-304, 112 Stat. 2860, 2905 (adding chapter +13, title 17, *United States Code*, to provide design protection for +vessel hulls), enacted October 28, 1998. + + + [Copyright Amendments and Amendments to the Vessel Hull Design +Protection Act], Pub. L. No. 106-44, 113 Stat. 221 (making technical +corrections to title 17 of the *United States Code*), enacted August 5, +1999. + + + Satellite Home Viewer Improvement Act of 1999, title I of the +Intellectual Property and Communications Omnibus Reform Act of 1999, +Pub. L. No. 106-113, 113 Stat. 1501, app. I (amending chapters 1 and 5 +of title 17 of the *United States Code* to replace the Satellite Home +Viewer Act of 1994 and amending chapters 12 and 13 of title 17), enacted +November 29, 1999. + + + Digital Theft Deterrence and Copyright Damages Improvement Act of +1999, Pub. L. No. 106-160, 113 Stat 1774, (amending chapter 5 of title +17 of the *United States Code* to increase statutory damages for +copyright infringement), enacted December 9, 1999. + + + Work Made for Hire and Copyright Corrections Act of 2000, Pub. L. +No. 106-379, 114 Stat. 1444 (amending the definition of work made for +hire in title 17 of the *United States Code*, amending chapter 7 of +title 17, including changing the language regarding Copyright Office +fees, and making other technical and conforming amendments to title 17), +enacted October 27, 2000. + +------------------------------------------------------------------------ + +Chapter 1 + +Subject Matter and Scope of Copyright + + + 101. Definitions + + 102. Subject matter of copyright: In general + + 103. Subject matter of copyright: Compilations and derivative works + + 104. Subject matter of copyright: National origin + + 104A. Copyright in restored works + + 105. Subject matter of copyright: United States Government works + + 106. Exclusive rights in copyrighted works + + 106A. Rights of certain authors to attribution and integrity + + 107. Limitations on exclusive rights: Fair use + + 108. Limitations on exclusive rights: Reproduction by libraries and + archives + + 109. Limitations on exclusive rights: Effect of transfer of + particular copy or phonorecord + + 110. Limitations on exclusive rights: Exemption of certain + performances and displays + + 111. Limitations on exclusive rights: Secondary transmissions + + 112. Limitations on exclusive rights: Ephemeral recordings + + 113. Scope of exclusive rights in pictorial, graphic, and sculptural + works + + 114. Scope of exclusive rights in sound recordings + + 115. Scope of exclusive rights in nondramatic musical works: + Compulsory license for making and distributing phonorecords + + 116. Negotiated licenses for public performances by means of coin- + operated phonorecord players + + 117. Limitations on exclusive rights: Computer programs [1] + + 118. Scope of exclusive rights: Use of certain works in connection + with noncommercial broadcasting + + 119. Limitations on exclusive rights: Secondary transmissions of + superstations and network stations for private home viewing + + 120. Scope of exclusive rights in architectural works + + 121. Limitations on exclusive rights: reproduction for blind or + other people with disabilities + + 122. Limitations on exclusive rights; secondary transmissions by + satellite carriers within local market + + +Section 101. Definitions [2] + +Except as otherwise provided in this title, as used in this title, the +following terms and their variant forms mean the following: + +An "anonymous work" is a work on the copies or phonorecords of which no +natural person is identified as author. + +An "architectural work" is the design of a building as embodied in any +tangible medium of expression, including a building, architectural +plans, or drawings. The work includes the overall form as well as the +arrangement and composition of spaces and elements in the design, but +does not include individual standard features. [3] + +"Audiovisual works" are works that consist of a series of related images +which are intrinsically intended to be shown by the use of machines or +devices such as projectors, viewers, or electronic equipment, together +with accompanying sounds, if any, regardless of the nature of the +material objects, such as films or tapes, in which the works are +embodied. + +The "Berne Convention" is the Convention for the Protection of Literary +and Artistic Works, signed at Berne, Switzerland, on September 9, 1886, +and all acts, protocols, and revisions thereto. [4] + +The "best edition" of a work is the edition, published in the United +States at any time before the date of deposit, that the Library of +Congress determines to be most suitable for its purposes. + +A person's "children" are that person's immediate offspring, whether +legitimate or not, and any children legally adopted by that person. + +A "collective work" is a work, such as a periodical issue, anthology, or +encyclopedia, in which a number of contributions, constituting separate +and independent works in themselves, are assembled into a collective +whole. + +A "compilation" is a work formed by the collection and assembling of +preexisting materials or of data that are selected, coordinated, or +arranged in such a way that the resulting work as a whole constitutes an +original work of authorship. The term "compilation" includes collective +works. + +"Copies" are material objects, other than phonorecords, in which a work +is fixed by any method now known or later developed, and from which the +work can be perceived, reproduced, or otherwise communicated, either +directly or with the aid of a machine or device. The term "copies" +includes the material object, other than a phonorecord, in which the +work is first fixed. + +"Copyright owner", with respect to any one of the exclusive rights +comprised in a copyright, refers to the owner of that particular right. + +A work is "created" when it is fixed in a copy or phonorecord for the +first time; where a work is prepared over a period of time, the portion +of it that has been fixed at any particular time constitutes the work as +of that time, and where the work has been prepared in different +versions, each version constitutes a separate work. + +A "derivative work" is a work based upon one or more preexisting works, +such as a translation, musical arrangement, dramatization, +fictionalization, motion picture version, sound recording, art +reproduction, abridgment, condensation, or any other form in which a +work may be recast, transformed, or adapted. A work consisting of +editorial revisions, annotations, elaborations, or other modifications, +which, as a whole, represent an original work of authorship, is a +"derivative work". + +A "device", "machine", or "process" is one now known or later developed. + +A "digital transmission" is a transmission in whole or in part in a +digital or other non-analog format. [5] + +To "display" a work means to show a copy of it, either directly or by +means of a film, slide, television image, or any other device or process +or, in the case of a motion picture or other audiovisual work, to show +individual images nonsequentially. + +An "establishment" is a store, shop, or any similar place of business +open to the general public for the primary purpose of selling goods or +services in which the majority of the gross square feet of space that is +nonresidential is used for that purpose, and in which nondramatic +musical works are performed publicly. [6] + +A "food service or drinking establishment" is a restaurant, inn, bar, +tavern, or any other similar place of business in which the public or +patrons assemble for the primary purpose of being served food or drink, +in which the majority of the gross square feet of space that is +nonresidential is used for that purpose, and in which nondramatic +musical works are performed publicly. [7] + +The term "financial gain" includes receipt, or expectation of receipt, +of anything of value, including the receipt of other copyrighted works. +[8] + +A work is "fixed" in a tangible medium of expression when its embodiment +in a copy or phonorecord, by or under the authority of the author, is +sufficiently permanent or stable to permit it to be perceived, +reproduced, or otherwise communicated for a period of more than +transitory duration. A work consisting of sounds, images, or both, that +are being transmitted, is "fixed" for purposes of this title if a +fixation of the work is being made simultaneously with its transmission. + +The "Geneva Phonograms Convention" is the Convention for the Protection +of Producers of Phonograms Against Unauthorized Duplication of Their +Phonograms, concluded at Geneva, Switzerland, on October 29, 1971. [9] + +The "gross square feet of space" of an establishment means the entire +interior space of that establishment, and any adjoining outdoor space +used to serve patrons, whether on a seasonal basis or otherwise. [10] + +The terms "including" and "such as" are illustrative and not limitative. + +An "international agreement" is- + +(1) the Universal Copyright Convention; +(2) the Geneva Phonograms Convention; +(3) the Berne Convention; +(4) the WTO Agreement; +(5) the WIPO Copyright Treaty; [11] +(6) the WIPO Performances and Phonograms Treaty; [12] and +(7) any other copyright treaty to which the United States is a party. [13] + +A "joint work" is a work prepared by two or more authors with the +intention that their contributions be merged into inseparable or +interdependent parts of a unitary whole. + +"Literary works" are works, other than audiovisual works, expressed in +words, numbers, or other verbal or numerical symbols or indicia, +regardless of the nature of the material objects, such as books, +periodicals, manuscripts, phonorecords, film, tapes, disks, or cards, in +which they are embodied. + +"Motion pictures" are audiovisual works consisting of a series of +related images which, when shown in succession, impart an impression of +motion, together with accompanying sounds, if any. + +To "perform" a work means to recite, render, play, dance, or act it, +either directly or by means of any device or process or, in the case of +a motion picture or other audiovisual work, to show its images in any +sequence or to make the sounds accompanying it audible. + +A "performing rights society" is an association, corporation, or other +entity that licenses the public performance of nondramatic musical works +on behalf of copyright owners of such works, such as the American +Society of Composers, Authors and Publishers (ASCAP), Broadcast Music, +Inc. (BMI), and SESAC, Inc. [14] + +"Phonorecords" are material objects in which sounds, other than those +accompanying a motion picture or other audiovisual work, are fixed by +any method now known or later developed, and from which the sounds can +be perceived, reproduced, or otherwise communicated, either directly or +with the aid of a machine or device. The term "phonorecords" includes +the material object in which the sounds are first fixed. + +"Pictorial, graphic, and sculptural works" include two-dimensional and +three-dimensional works of fine, graphic, and applied art, photographs, +prints and art reproductions, maps, globes, charts, diagrams, models, +and technical drawings, including architectural plans. Such works shall +include works of artistic craftsmanship insofar as their form but not +their mechanical or utilitarian aspects are concerned; the design of a +useful article, as defined in this section, shall be considered a +pictorial, graphic, or sculptural work only if, and only to the extent +that, such design incorporates pictorial, graphic, or sculptural +features that can be identified separately from, and are capable of +existing independently of, the utilitarian aspects of the article. [15] + +For purposes of section 513, a "proprietor" is an individual, +corporation, partnership, or other entity, as the case may be, that owns +an establishment or a food service or drinking establishment, except +that no owner or operator of a radio or television station licensed by +the Federal Communications Commission, cable system or satellite +carrier, cable or satellite carrier service or programmer, provider of +online services or network access or the operator of facilities +therefor, telecommunications company, or any other such audio or +audiovisual service or programmer now known or as may be developed in +the future, commercial subscription music service, or owner or operator +of any other transmission service, shall under any circumstances be +deemed to be a proprietor. [16] + +A "pseudonymous work" is a work on the copies or phonorecords of which +the author is identified under a fictitious name. + +"Publication" is the distribution of copies or phonorecords of a work to +the public by sale or other transfer of ownership, or by rental, lease, +or lending. The offering to distribute copies or phonorecords to a group +of persons for purposes of further distribution, public performance, or +public display, constitutes publication. A public performance or display +of a work does not of itself constitute publication. + +To perform or display a work "publicly" means- + +(1) to perform or display it at a place open to the public or at any +place where a substantial number of persons outside of a normal circle +of a family and its social acquaintances is gathered; or + +(2) to transmit or otherwise communicate a performance or display of the +work to a place specified by clause (1) or to the public, by means of +any device or process, whether the members of the public capable of +receiving the performance or display receive it in the same place or in +separate places and at the same time or at different times. + +"Registration", for purposes of sections 205(c)(2), 405, 406, 410(d), +411, 412, and 506(e), means a registration of a claim in the original or +the renewed and extended term of copyright. [17] + +"Sound recordings" are works that result from the fixation of a series +of musical, spoken, or other sounds, but not including the sounds +accompanying a motion picture or other audiovisual work, regardless of +the nature of the material objects, such as disks, tapes, or other +phonorecords, in which they are embodied. + +"State" includes the District of Columbia and the Commonwealth of Puerto +Rico, and any territories to which this title is made applicable by an +Act of Congress. + +A "transfer of copyright ownership" is an assignment, mortgage, +exclusive license, or any other conveyance, alienation, or hypothecation +of a copyright or of any of the exclusive rights comprised in a +copyright, whether or not it is limited in time or place of effect, but +not including a nonexclusive license. + +A "transmission program" is a body of material that, as an aggregate, +has been produced for the sole purpose of transmission to the public in +sequence and as a unit. + +To "transmit" a performance or display is to communicate it by any +device or process whereby images or sounds are received beyond the place +from which they are sent. + +A "treaty party" is a country or intergovernmental organization other +than the United States that is a party to an international agreement. [18] + +The "United States", when used in a geographical sense, comprises the +several States, the District of Columbia and the Commonwealth of Puerto +Rico, and the organized territories under the jurisdiction of the United +States Government. + +For purposes of section 411, a work is a "United States work" only if: + +(1) in the case of a published work, the work is first published- + +(A) in the United States; + +(B) simultaneously in the United States and another treaty party or +parties, whose law grants a term of copyright protection that is the +same as or longer than the term provided in the United States; + +(C) simultaneously in the United States and a foreign nation that is not +a treaty party; or + +(D) in a foreign nation that is not a treaty party, and all of the +authors of the work are nationals, domiciliaries, or habitual residents +of, or in the case of an audiovisual work legal entities with +headquarters in, the United States; + +(2) in the case of an unpublished work, all the authors of the work are +nationals, domiciliaries, or habitual residents of the United States, +or, in the case of an unpublished audiovisual work, all the authors are +legal entities with headquarters in the United States; or + +(3) in the case of a pictorial, graphic, or sculptural work incorporated +in a building or structure, the building or structure is located in the +United States. [19] + +A "useful article" is an article having an intrinsic utilitarian +function that is not merely to portray the appearance of the article or +to convey information. An article that is normally a part of a useful +article is considered a "useful article". + +The author's "widow" or "widower" is the author's surviving spouse under +the law of the author's domicile at the time of his or her death, +whether or not the spouse has later remarried. + +The "WIPO Copyright Treaty" is the WIPO Copyright Treaty concluded at +Geneva, Switzerland, on December 20, 1996. [20] + +The "WIPO Performances and Phonograms Treaty" is the WIPO Performances +and Phonograms Treaty concluded at Geneva, Switzerland, on December 20, +1996. [21] + +A "work of visual art" is- + +(1) a painting, drawing, print or sculpture, existing in a single copy, +in a limited edition of 200 copies or fewer that are signed and +consecutively numbered by the author, or, in the case of a sculpture, in +multiple cast, carved, or fabricated sculptures of 200 or fewer that are +consecutively numbered by the author and bear the signature or other +identifying mark of the author; or + +(2) a still photographic image produced for exhibition purposes only, +existing in a single copy that is signed by the author, or in a limited +edition of 200 copies or fewer that are signed and consecutively +numbered by the author. + +A work of visual art does not include- + +(A)(i) any poster, map, globe, chart, technical drawing, diagram, model, +applied art, motion picture or other audiovisual work, book, magazine, +newspaper, periodical, data base, electronic information service, +electronic publication, or similar publication; + +(ii) any merchandising item or advertising, promotional, descriptive, +covering, or packaging material or container; + +(iii) any portion or part of any item described in clause (i) or (ii); + +(B) any work made for hire; or + +(C) any work not subject to copyright protection under this title. [22] + +A "work of the United States Government" is a work prepared by an +officer or employee of the United States Government as part of that +person's official duties. + +A "work made for hire" is- + +(1) a work prepared by an employee within the scope of his or her +employment; or + +(2) a work specially ordered or commissioned for use as a contribution +to a collective work, as a part of a motion picture or other audiovisual +work, as a translation, as a supplementary work, as a compilation, as an +instructional text, as a test, as answer material for a test, or as an +atlas, if the parties expressly agree in a written instrument signed by +them that the work shall be considered a work made for hire. For the +purpose of the foregoing sentence, a "supplementary work" is a work +prepared for publication as a secondary adjunct to a work by another +author for the purpose of introducing, concluding, illustrating, +explaining, revising, commenting upon, or assisting in the use of the +other work, such as forewords, afterwords, pictorial illustrations, +maps, charts, tables, editorial notes, musical arrangements, answer +material for tests, bibliographies, appendixes, and indexes, and an +"instructional text" is a literary, pictorial, or graphic work prepared +for publication and with the purpose of use in systematic instructional +activities. + +In determining whether any work is eligible to be considered a work made +for hire under paragraph (2), neither the amendment contained in section +1011(d) of the Intellectual Property and Communications Omnibus Reform +Act of 1999, as enacted by section 1000(a)(9) of Public Law 106-113, nor +the deletion of the words added by that amendment-- + +(A) shall be considered or otherwise given any legal significance, or + +(B) shall be interpreted to indicate congressional approval or +disapproval of, or acquiescence in, any judicial determination, + +by the courts or the Copyright Office. Paragraph (2) shall be +interpreted as if both section 2(a)(1) of the Work Made For Hire and +Copyright Corrections Act of 2000 and section 1011(d) of the +Intellectual Property and Communications Omnibus Reform Act of 1999, as +enacted by section 1000(a)(9) of Public Law 106-113, were never enacted, +and without regard to any inaction or awareness by the Congress at any +time of any judicial determinations. [23] + +The terms "WTO Agreement" and "WTO member country" have the meanings +given those terms in paragraphs (9) and (10), respectively, of section 2 +of the Uruguay Round Agreements Act. {24} + +A "computer program" is a set of statements or instructions to be used +directly or indirectly in a computer in order to bring about a certain +result. [25] + + +Section 102. Subject matter of copyright: In general [26] + +(a) Copyright protection subsists, in accordance with this title, in +original works of authorship fixed in any tangible medium of expression, +now known or later developed, from which they can be perceived, +reproduced, or otherwise communicated, either directly or with the aid +of a machine or device. Works of authorship include the following +categories: + +(1) literary works; +(2) musical works, including any accompanying words; +(3) dramatic works, including any accompanying music; +(4) pantomimes and choreographic works; +(5) pictorial, graphic, and sculptural works; +(6) motion pictures and other audiovisual works; +(7) sound recordings; and +(8) architectural works. +(b) In no case does copyright protection for an original work of +authorship extend to any idea, procedure, process, system, method of +operation, concept, principle, or discovery, regardless of the form in +which it is described, explained, illustrated, or embodied in such work. + + +Section 103. Subject matter of copyright: Compilations and derivative +works + +(a) The subject matter of copyright as specified by section 102 includes +compilations and derivative works, but protection for a work employing +preexisting material in which copyright subsists does not extend to any +part of the work in which such material has been used unlawfully. + +(b) The copyright in a compilation or derivative work extends only to +the material contributed by the author of such work, as distinguished +from the preexisting material employed in the work, and does not imply +any exclusive right in the preexisting material. The copyright in such +work is independent of, and does not affect or enlarge the scope, +duration, ownership, or subsistence of, any copyright protection in the +preexisting material. + + +Section 104. Subject matter of copyright: National origin [27] + +(a) Unpublished Works. The works specified by sections 102 and 103, +while unpublished, are subject to protection under this title without +regard to the nationality or domicile of the author. + +(b) Published Works. The works specified by sections 102 and 103, when +published, are subject to protection under this title if- + +(1) on the date of first publication, one or more of the authors is a +national or domiciliary of the United States, or is a national, +domiciliary, or sovereign authority of a treaty party, or is a stateless +person, wherever that person may be domiciled; or + +(2) the work is first published in the United States or in a foreign +nation that, on the date of first publication, is a treaty party; or + +(3) the work is a sound recording that was first fixed in a treaty +party; or + +(4) the work is a pictorial, graphic, or sculptural work that is +incorporated in a building or other structure, or an architectural work +that is embodied in a building and the building or structure is located +in the United States or a treaty party; or + +(5) the work is first published by the United Nations or any of its +specialized agencies, or by the Organization of American States; or + +(6) the work comes within the scope of a Presidential proclamation. +Whenever the President finds that a particular foreign nation extends, +to works by authors who are nationals or domiciliaries of the United +States or to works that are first published in the United States, +copyright protection on substantially the same basis as that on which +the foreign nation extends protection to works of its own nationals and +domiciliaries and works first published in that nation, the President +may by proclamation extend protection under this title to works of which +one or more of the authors is, on the date of first publication, a +national, domiciliary, or sovereign authority of that nation, or which +was first published in that nation. The President may revise, suspend, +or revoke any such proclamation or impose any conditions or limitations +on protection under a proclamation. + +For purposes of paragraph (2), a work that is published in the United +States or a treaty party within 30 days after publication in a foreign +nation that is not a treaty party shall be considered to be first +published in the United States or such treaty party, as the case may be. + +(c) Effect of Berne Convention. No right or interest in a work eligible +for protection under this title may be claimed by virtue of, or in +reliance upon, the provisions of the Berne Convention, or the adherence +of the United States thereto. Any rights in a work eligible for +protection under this title that derive from this title, other Federal +or State statutes, or the common law, shall not be expanded or reduced +by virtue of, or in reliance upon, the provisions of the Berne +Convention, or the adherence of the United States thereto. + +(d) Effect of Phonograms Treaties. Notwithstanding the provisions of +subsection (b), no works other than sound recordings shall be eligible +for protection under this title solely by virtue of the adherence of the +United States to the Geneva Phonograms Convention or the WIPO +Performances and Phonograms Treaty. [28] + + +Section 104A. Copyright in restored works [29] + +(a) Automatic Protection and Term.- + +(1) Term.- + +(A) Copyright subsists, in accordance with this section, in restored +works, and vests automatically on the date of restoration. + +(B) Any work in which copyright is restored under this section shall +subsist for the remainder of the term of copyright that the work would +have otherwise been granted in the United States if the work never +entered the public domain in the United States. + +(2) Exception. Any work in which the copyright was ever owned or +administered by the Alien Property Custodian and in which the restored +copyright would be owned by a government or instrumentality thereof, is +not a restored work. + +(b) Ownership of Restored Copyright. A restored work vests initially in +the author or initial rightholder of the work as determined by the law +of the source country of the work. + +(c) Filing of Notice of Intent to Enforce Restored Copyright Against +Reliance Parties. On or after the date of restoration, any person who +owns a copyright in a restored work or an exclusive right therein may +file with the Copyright Office a notice of intent to enforce that +person's copyright or exclusive right or may serve such a notice +directly on a reliance party. Acceptance of a notice by the Copyright +Office is effective as to any reliance parties but shall not create a +presumption of the validity of any of the facts stated therein. Service +on a reliance party is effective as to that reliance party and any other +reliance parties with actual knowledge of such service and of the +contents of that notice. + +(d) Remedies for Infringement of Restored Copyrights.- + +(1) Enforcement of Copyright in Restored Works in the Absence of a +Reliance Party. As against any party who is not a reliance party, the +remedies provided in chapter 5 of this title shall be available on or +after the date of restoration of a restored copyright with respect to an +act of infringement of the restored copyright that is commenced on or +after the date of restoration. + +(2) Enforcement of Copyright in Restored Works as Against Reliance +Parties. As against a reliance party, except to the extent provided in +paragraphs (3) and (4), the remedies provided in chapter 5 of this title +shall be available, with respect to an act of infringement of a restored +copyright, on or after the date of restoration of the restored copyright +if the requirements of either of the following subparagraphs are met: + +(A)(i) The owner of the restored copyright (or such owner's agent) or +the owner of an exclusive right therein (or such owner's agent) files +with the Copyright Office, during the 24-month period beginning on the +date of restoration, a notice of intent to enforce the restored +copyright; and + +(ii)(I) the act of infringement commenced after the end of the 12-month +period beginning on the date of publication of the notice in the Federal +Register; + +(II) the act of infringement commenced before the end of the 12-month +period described in subclause (I) and continued after the end of that +12-month period, in which case remedies shall be available only for +infringement occurring after the end of that 12-month period; or + +(III) copies or phonorecords of a work in which copyright has been +restored under this section are made after publication of the notice of +intent in the Federal Register. + +(B)(i) The owner of the restored copyright (or such owner's agent) or +the owner of an exclusive right therein (or such owner's agent) serves +upon a reliance party a notice of intent to enforce a restored +copyright; and + +(ii)(I) the act of infringement commenced after the end of the 12-month +period beginning on the date the notice of intent is received; + +(II) the act of infringement commenced before the end of the 12-month +period described in subclause (I) and continued after the end of that +12-month period, in which case remedies shall be available only for the +infringement occurring after the end of that 12-month period; or + +(III) copies or phonorecords of a work in which copyright has been +restored under this section are made after receipt of the notice of +intent. + +In the event that notice is provided under both subparagraphs (A) and +(B), the 12-month period referred to in such subparagraphs shall run +from the earlier of publication or service of notice. + +(3) Existing Derivative Works.- + +(A) In the case of a derivative work that is based upon a restored work +and is created- + +(i) before the date of the enactment of the Uruguay Round Agreements +Act, if the source country of the restored work is an eligible country +on such date, or + +(ii) before the date on which the source country of the restored work +becomes an eligible country, if that country is not an eligible country +on such date of enactment, a reliance party may continue to exploit that +derivative work for the duration of the restored copyright if the +reliance party pays to the owner of the restored copyright reasonable +compensation for conduct which would be subject to a remedy for +infringement but for the provisions of this paragraph. + +(B) In the absence of an agreement between the parties, the amount of +such compensation shall be determined by an action in United States +district court, and shall reflect any harm to the actual or potential +market for or value of the restored work from the reliance party's +continued exploitation of the work, as well as compensation for the +relative contributions of expression of the author of the restored work +and the reliance party to the derivative work. + +(4) Commencement of Infringement for Reliance Parties. For purposes of +section 412, in the case of reliance parties, infringement shall be +deemed to have commenced before registration when acts which would have +constituted infringement had the restored work been subject to copyright +were commenced before the date of restoration. + +(e) Notices of Intent to Enforce a Restored Copyright.- + +(1) Notices of Intent Filed With the Copyright Office.- + +(A)(i) A notice of intent filed with the Copyright Office to enforce a +restored copyright shall be signed by the owner of the restored +copyright or the owner of an exclusive right therein, who files the +notice under subsection (d)(2)(A)(i) (hereafter in this paragraph +referred to as the "owner"), or by the owner's agent, shall identify the +title of the restored work, and shall include an English translation of +the title and any other alternative titles known to the owner by which +the restored work may be identified, and an address and telephone number +at which the owner may be contacted. If the notice is signed by an +agent, the agency relationship must have been constituted in a writing +signed by the owner before the filing of the notice. The Copyright +Office may specifically require in regulations other information to be +included in the notice, but failure to provide such other information +shall not invalidate the notice or be a basis for refusal to list the +restored work in the Federal Register. + +(ii) If a work in which copyright is restored has no formal title, it +shall be described in the notice of intent in detail sufficient to +identify it. + +(iii) Minor errors or omissions may be corrected by further notice at +any time after the notice of intent is filed. Notices of corrections for +such minor errors or omissions shall be accepted after the period +established in subsection (d)(2)(A)(i). Notices shall be published in +the Federal Register pursuant to subparagraph (B). + +(B)(i) The Register of Copyrights shall publish in the Federal Register, +commencing not later than 4 months after the date of restoration for a +particular nation and every 4 months thereafter for a period of 2 years, +lists identifying restored works and the ownership thereof if a notice +of intent to enforce a restored copyright has been filed. + +(ii) Not less than 1 list containing all notices of intent to enforce +shall be maintained in the Public Information Office of the Copyright +Office and shall be available for public inspection and copying during +regular business hours pursuant to sections 705 and 708. + +(C) The Register of Copyrights is authorized to fix reasonable fees +based on the costs of receipt, processing, recording, and publication of +notices of intent to enforce a restored copyright and corrections +thereto. + +(D)(i) Not later than 90 days before the date the Agreement on +Trade-Related Aspects of Intellectual Property referred to in section +101(d) (15) of the Uruguay Round Agreements Act enters into force with +respect to the United States, the Copyright Office shall issue and +publish in the Federal Register regulations governing the filing under +this subsection of notices of intent to enforce a restored copyright. + +(ii) Such regulations shall permit owners of restored copyrights to file +simultaneously for registration of the restored copyright. + +(2) Notices of Intent Served on a Reliance Party.- + +(A) Notices of intent to enforce a restored copyright may be served on a +reliance party at any time after the date of restoration of the restored +copyright. + +(B) Notices of intent to enforce a restored copyright served on a +reliance party shall be signed by the owner or the owner's agent, shall +identify the restored work and the work in which the restored work is +used, if any, in detail sufficient to identify them, and shall include +an English translation of the title, any other alternative titles known +to the owner by which the work may be identified, the use or uses to +which the owner objects, and an address and telephone number at which +the reliance party may contact the owner. If the notice is signed by an +agent, the agency relationship must have been constituted in writing and +signed by the owner before service of the notice. + +(3) Effect of Material False Statements. Any material false statement +knowingly made with respect to any restored copyright identified in any +notice of intent shall make void all claims and assertions made with +respect to such restored copyright. + +(f) Immunity From Warranty and Related Liability.- + +(1) In General. Any person who warrants, promises, or guarantees that +a work does not violate an exclusive right granted in section 106 shall +not be liable for legal, equitable, arbitral, or administrative relief +if the warranty, promise, or guarantee is breached by virtue of the +restoration of copyright under this section, if such warranty, promise, +or guarantee is made before January 1, 1995. + +(2) Performances. No person shall be required to perform any act if +such performance is made infringing by virtue of the restoration of +copyright under the provisions of this section, if the obligation to +perform was undertaken before January 1, 1995. + +(g) Proclamation of Copyright Restoration. Whenever the President finds +that a particular foreign nation extends, to works by authors who are +nationals or domiciliaries of the United States, restored copyright +protection on substantially the same basis as provided under this +section, the President may by proclamation extend restored protection +provided under this section to any work + +(1) of which one or more of the authors is, on the date of first +publication, a national, domiciliary, or sovereign authority of that +nation; or + +(2) which was first published in that nation. + +The President may revise, suspend, or revoke any such proclamation or +impose any conditions or limitations on protection under such a +proclamation. + +(h) Definitions. For purposes of this section and section 109(a): + +(1) The term "date of adherence or proclamation" means the earlier of +the date on which a foreign nation which, as of the date the WTO +Agreement enters into force with respect to the United States, is not a +nation adhering to the Berne Convention or a WTO member country, +becomes- + +(A) a nation adhering to the Berne Convention; + +(B) a WTO member country; + +(C) a nation adhering to the WIPO Copyright Treaty; [30] + +(D) a nation adhering to the WIPO Performances and Phonograms Treaty; [31] +or + +(E) subject to a Presidential proclamation under subsection (g). + +(2) The "date of restoration" of a restored copyright is- + +(A) January 1, 1996, if the source country of the restored work is a +nation adhering to the Berne Convention or a WTO member country on such +date, or + +(B) the date of adherence or proclamation, in the case of any other +source country of the restored work. + +(3) The term "eligible country" means a nation, other than the United +States, that + +(A) becomes a WTO member country after the date of the enactment of the +Uruguay Round Agreements Act; + +(B) on such date of enactment is, or after such date of enactment +becomes, a nation adhering to the Berne Convention; + +(C) adheres to the WIPO Copyright Treaty; [32] + +(D) adheres to the WIPO Performances and Phonograms Treaty; [33] or + +(E) after such date of enactment becomes subject to a proclamation under +subsection (g). + +(4) The term "reliance party" means any person who- + +(A) with respect to a particular work, engages in acts, before the +source country of that work becomes an eligible country, which would +have violated section 106 if the restored work had been subject to +copyright protection, and who, after the source country becomes an +eligible country, continues to engage in such acts; + +(B) before the source country of a particular work becomes an eligible +country, makes or acquires 1 or more copies or phonorecords of that +work; or + +(C) as the result of the sale or other disposition of a derivative work +covered under subsection (d)(3), or significant assets of a person +described in subparagraph (A) or (B), is a successor, assignee, or +licensee of that person. + +(5) The term "restored copyright" means copyright in a restored work +under this section. + +(6) The term "restored work" means an original work of authorship that- + +(A) is protected under subsection (a); + +(B) is not in the public domain in its source country through expiration +of term of protection; + +(C) is in the public domain in the United States due to- + +(i) noncompliance with formalities imposed at any time by United States +copyright law, including failure of renewal, lack of proper notice, or +failure to comply with any manufacturing requirements; + +(ii) lack of subject matter protection in the case of sound recordings +fixed before February 15, 1972; or + +(iii) lack of national eligibility; + +(D) has at least one author or rightholder who was, at the time the work +was created, a national or domiciliary of an eligible country, and if +published, was first published in an eligible country and not published +in the United States during the 30-day period following publication in +such eligible country; and + +(E) if the source country for the work is an eligible country solely by +virtue of its adherence to the WIPO Performances and Phonograms Treaty, +is a sound recording. [34] + +(7) The term "rightholder" means the person- + +(A) who, with respect to a sound recording, first fixes a sound +recording with authorization, or + +(B) who has acquired rights from the person described in subparagraph +(A) by means of any conveyance or by operation of law. + +(8) The "source country" of a restored work is- + +(A) a nation other than the United States; + +(B) in the case of an unpublished work- + +(i) the eligible country in which the author or rightholder is a +national or domiciliary, or, if a restored work has more than 1 author +or rightholder, of which the majority of foreign authors or rightholders +are nationals or domiciliaries; or + +(ii) if the majority of authors or rightholders are not foreign, the +nation other than the United States which has the most significant +contacts with the work; and + +(C) in the case of a published work- + +(i) the eligible country in which the work is first published, or + +(ii) if the restored work is published on the same day in 2 or more +eligible countries, the eligible country which has the most significant +contacts with the work. + + +Section 105. Subject matter of copyright: United States Government + works [35] + +Copyright protection under this title is not available for any work of +the United States Government, but the United States Government is not +precluded from receiving and holding copyrights transferred to it by +assignment, bequest, or otherwise. + + +Section 106. Exclusive rights in copyrighted works [36] + +Subject to sections 107 through 121, the owner of copyright under this +title has the exclusive rights to do and to authorize any of the +following: + +(1) to reproduce the copyrighted work in copies or phonorecords; + +(2) to prepare derivative works based upon the copyrighted work; + +(3) to distribute copies or phonorecords of the copyrighted work to the +public by sale or other transfer of ownership, or by rental, lease, or +lending; + +(4) in the case of literary, musical, dramatic, and choreographic works, +pantomimes, and motion pictures and other audiovisual works, to perform +the copyrighted work publicly; + +(5) in the case of literary, musical, dramatic, and choreographic works, +pantomimes, and pictorial, graphic, or sculptural works, including the +individual images of a motion picture or other audiovisual work, to +display the copyrighted work publicly; and + +(6) in the case of sound recordings, to perform the copyrighted work +publicly by means of a digital audio transmission. + + +Section 106A. Rights of certain authors to attribution and integrity [37] + +(a) Rights of Attribution and Integrity. Subject to section 107 and +independent of the exclusive rights provided in section 106, the author +of a work of visual art + +(1) shall have the right- + +(A) to claim authorship of that work, and + +(B) to prevent the use of his or her name as the author of any work of +visual art which he or she did not create; + +(2) shall have the right to prevent the use of his or her name as the +author of the work of visual art in the event of a distortion, +mutilation, or other modification of the work which would be prejudicial +to his or her honor or reputation; and + +(3) subject to the limitations set forth in section 113(d), shall have +the right- + +(A) to prevent any intentional distortion, mutilation, or other +modification of that work which would be prejudicial to his or her honor +or reputation, and any intentional distortion, mutilation, or +modification of that work is a violation of that right, and + +(B) to prevent any destruction of a work of recognized stature, and any +intentional or grossly negligent destruction of that work is a violation +of that right. + +(b) Scope and Exercise of Rights. Only the author of a work of visual +art has the rights conferred by subsection (a) in that work, whether or +not the author is the copyright owner. The authors of a joint work of +visual art are coowners of the rights conferred by subsection (a) in +that work. + +(c) Exceptions.- (1) The modification of a work of visual art which is +the result of the passage of time or the inherent nature of the +materials is not a distortion, mutilation, or other modification +described in subsection (a)(3)(A). + +(2) The modification of a work of visual art which is the result of +conservation, or of the public presentation, including lighting and +placement, of the work is not a destruction, distortion, mutilation, or +other modification described in subsection (a)(3) unless the +modification is caused by gross negligence. + +(3) The rights described in paragraphs (1) and (2) of subsection (a) +shall not apply to any reproduction, depiction, portrayal, or other use +of a work in, upon, or in any connection with any item described in +subparagraph (A) or (B) of the definition of "work of visual art" in +section 101, and any such reproduction, depiction, portrayal, or other +use of a work is not a destruction, distortion, mutilation, or other +modification described in paragraph (3) of subsection (a). + +(d) Duration of Rights.- (1) With respect to works of visual art created +on or after the effective date set forth in section 610(a) of the Visual +Artists Rights Act of 1990, the rights conferred by subsection (a) shall +endure for a term consisting of the life of the author. + +(2) With respect to works of visual art created before the effective +date set forth in section 610(a) of the Visual Artists Rights Act of +1990, but title to which has not, as of such effective date, been +transferred from the author, the rights conferred by subsection (a) +shall be coextensive with, and shall expire at the same time as, the +rights conferred by section 106. + +(3) In the case of a joint work prepared by two or more authors, the +rights conferred by subsection (a) shall endure for a term consisting of +the life of the last surviving author. + +(4) All terms of the rights conferred by subsection (a) run to the end +of the calendar year in which they would otherwise expire. + +(e) Transfer and Waiver.- (1) The rights conferred by subsection (a) may +not be transferred, but those rights may be waived if the author +expressly agrees to such waiver in a written instrument signed by the +author. Such instrument shall specifically identify the work, and uses +of that work, to which the waiver applies, and the waiver shall apply +only to the work and uses so identified. In the case of a joint work +prepared by two or more authors, a waiver of rights under this paragraph +made by one such author waives such rights for all such authors. + +(2) Ownership of the rights conferred by subsection (a) with respect to +a work of visual art is distinct from ownership of any copy of that +work, or of a copyright or any exclusive right under a copyright in that +work. Transfer of ownership of any copy of a work of visual art, or of a +copyright or any exclusive right under a copyright, shall not constitute +a waiver of the rights conferred by subsection (a). Except as may +otherwise be agreed by the author in a written instrument signed by the +author, a waiver of the rights conferred by subsection (a) with respect +to a work of visual art shall not constitute a transfer of ownership of +any copy of that work, or of ownership of a copyright or of any +exclusive right under a copyright in that work. + + +Section 107. Limitations on exclusive rights: Fair use [38] + +Notwithstanding the provisions of sections 106 and 106A, the fair use of +a copyrighted work, including such use by reproduction in copies or +phonorecords or by any other means specified by that section, for +purposes such as criticism, comment, news reporting, teaching (including +multiple copies for classroom use), scholarship, or research, is not an +infringement of copyright. In determining whether the use made of a work +in any particular case is a fair use the factors to be considered shall +include- + +(1) the purpose and character of the use, including whether such use is +of a commercial nature or is for nonprofit educational purposes; + +(2) the nature of the copyrighted work; + +(3) the amount and substantiality of the portion used in relation to the +copyrighted work as a whole; and + +(4) the effect of the use upon the potential market for or value of the +copyrighted work. + +The fact that a work is unpublished shall not itself bar a finding of +fair use if such finding is made upon consideration of all the above +factors. + + +Section 108. Limitations on exclusive rights: Reproduction by libraries +and archives [39] + +(a) Except as otherwise provided in this title and notwithstanding the +provisions of section 106, it is not an infringement of copyright for a +library or archives, or any of its employees acting within the scope of +their employment, to reproduce no more than one copy or phonorecord of a +work, except as provided in subsections (b) and (c), or to distribute +such copy or phonorecord, under the conditions specified by this +section, if- + +(1) the reproduction or distribution is made without any purpose of +direct or indirect commercial advantage; + +(2) the collections of the library or archives are (i) open to the +public, or (ii) available not only to researchers affiliated with the +library or archives or with the institution of which it is a part, but +also to other persons doing research in a specialized field; and + +(3) the reproduction or distribution of the work includes a notice of +copyright that appears on the copy or phonorecord that is reproduced +under the provisions of this section, or includes a legend stating that +the work may be protected by copy-right if no such notice can be found +on the copy or phonorecord that is reproduced under the provisions of +this section. + +(b) The rights of reproduction and distribution under this section apply +to three copies or phonorecords of an unpublished work duplicated solely +for purposes of preservation and security or for deposit for research +use in another library or archives of the type described by clause (2) +of subsection (a), if- + +(1) the copy or phonorecord reproduced is currently in the collections +of the library or archives; and + +(2) any such copy or phonorecord that is reproduced in digital format is +not otherwise distributed in that format and is not made available to +the public in that format outside the premises of the library or +archives. + +(c) The right of reproduction under this section applies to three copies +or phonorecords of a published work duplicated solely for the purpose of +replacement of a copy or phonorecord that is damaged, deteriorating, +lost, or stolen, or if the existing format in which the work is stored +has become obsolete, if- + +(1) the library or archives has, after a reasonable effort, determined +that an unused replacement cannot be obtained at a fair price; and + +(2) any such copy or phonorecord that is reproduced in digital format is +not made available to the public in that format outside the premises of +the library or archives in lawful possession of such copy. + +For purposes of this subsection, a format shall be considered obsolete +if the machine or device necessary to render perceptible a work stored +in that format is no longer manufactured or is no longer reasonably +available in the commercial marketplace. + +(d) The rights of reproduction and distribution under this section apply +to a copy, made from the collection of a library or archives where the +user makes his or her request or from that of another library or +archives, of no more than one article or other contribution to a +copyrighted collection or periodical issue, or to a copy or phonorecord +of a small part of any other copyrighted work, if- + +(1) the copy or phonorecord becomes the property of the user, and the +library or archives has had no notice that the copy or phonorecord would +be used for any purpose other than private study, scholarship, or +research; and + +(2) the library or archives displays prominently, at the place where +orders are accepted, and includes on its order form, a warning of +copyright in accordance with requirements that the Register of +Copyrights shall prescribe by regulation. + +(e) The rights of reproduction and distribution under this section apply +to the entire work, or to a substantial part of it, made from the +collection of a library or archives where the user makes his or her +request or from that of another library or archives, if the library or +archives has first determined, on the basis of a reasonable +investigation, that a copy or phonorecord of the copyrighted work cannot +be obtained at a fair price, if- + +(1) the copy or phonorecord becomes the property of the user, and the +library or archives has had no notice that the copy or phonorecord would +be used for any purpose other than private study, scholarship, or +research; and + +(2) the library or archives displays prominently, at the place where +orders are accepted, and includes on its order form, a warning of +copyright in accordance with requirements that the Register of +Copyrights shall prescribe by regulation. + +(f) Nothing in this section- + +(1) shall be construed to impose liability for copyright infringement +upon a library or archives or its employees for the unsupervised use of +reproducing equipment located on its premises: *Provided*, That such +equipment displays a notice that the making of a copy may be subject to +the copyright law; + +(2) excuses a person who uses such reproducing equipment or who requests +a copy or phonorecord under subsection (d) from liability for copyright +infringement for any such act, or for any later use of such copy or +phonorecord, if it exceeds fair use as provided by section 107; + +(3) shall be construed to limit the reproduction and distribution by +lending of a limited number of copies and excerpts by a library or +archives of an audiovisual news program, subject to clauses (1), (2), +and (3) of subsection (a); or + +(4) in any way affects the right of fair use as provided by section 107, +or any contractual obligations assumed at any time by the library or +archives when it obtained a copy or phonorecord of a work in its +collections. + +(g) The rights of reproduction and distribution under this section +extend to the isolated and unrelated reproduction or distribution of a +single copy or phonorecord of the same material on separate occasions, +but do not extend to cases where the library or archives, or its +employee- + +(1) is aware or has substantial reason to believe that it is engaging in +the related or concerted reproduction or distribution of multiple copies +or phonorecords of the same material, whether made on one occasion or +over a period of time, and whether intended for aggregate use by one or +more individuals or for separate use by the individual members of a +group; or + +(2) engages in the systematic reproduction or distribution of single or +multiple copies or phonorecords of material described in subsection (d): +*Provided*, That nothing in this clause prevents a library or archives +from participating in interlibrary arrangements that do not have, as +their purpose or effect, that the library or archives receiving such +copies or phonorecords for distribution does so in such aggregate +quantities as to substitute for a subscription to or purchase of such +work. + +(h)(1) For purposes of this section, during the last 20 years of any +term of copyright of a published work, a library or archives, including +a nonprofit educational institution that functions as such, may +reproduce, distribute, display, or perform in facsimile or digital form +a copy or phonorecord of such work, or portions thereof, for purposes of +preservation, scholarship, or research, if such library or archives has +first determined, on the basis of a reasonable investigation, that none +of the conditions set forth in subparagraphs (A), (B), and (C) of +paragraph (2) apply. + +(2) No reproduction, distribution, display, or performance is authorized +under this subsection if= + +(A) the work is subject to normal commercial exploitation; + +(B) a copy or phonorecord of the work can be obtained at a reasonable +price; or + +(C) the copyright owner or its agent provides notice pursuant to +regulations promulgated by the Register of Copyrights that either of the +conditions set forth in subparagraphs (A) and (B) applies. + +(3) The exemption provided in this subsection does not apply to any +subsequent uses by users other than such library or archives. + +(i) The rights of reproduction and distribution under this section do +not apply to a musical work, a pictorial, graphic or sculptural work, or +a motion picture or other audiovisual work other than an audiovisual +work dealing with news, except that no such limitation shall apply with +respect to rights granted by subsections (b) and (c), or with respect to +pictorial or graphic works published as illustrations, diagrams, or +similar adjuncts to works of which copies are reproduced or distributed +in accordance with subsections (d) and (e). + + +Section 109. Limitations on exclusive rights: Effect of transfer of +particular copy or phonorecord [40] + +(a) Notwithstanding the provisions of section 106(3), the owner of a +particular copy or phonorecord lawfully made under this title, or any +person authorized by such owner, is entitled, without the authority of +the copyright owner, to sell or otherwise dispose of the possession of +that copy or phonorecord. Notwithstanding the preceding sentence, copies +or phonorecords of works subject to restored copyright under section +104A that are manufactured before the date of restoration of copyright +or, with respect to reliance parties, before publication or service of +notice under section 104A(e), may be sold or otherwise disposed of +without the authorization of the owner of the restored copyright for +purposes of direct or indirect commercial advantage only during the +12-month period beginning on- + +(1) the date of the publication in the Federal Register of the notice of +intent filed with the Copyright Office under section 104A(d)(2)(A), or + +(2) the date of the receipt of actual notice served under section +104A(d)(2)(B), whichever occurs first. + +(b)(1)(A) Notwithstanding the provisions of subsection (a), unless +authorized by the owners of copyright in the sound recording or the +owner of copyright in a computer program (including any tape, disk, or +other medium embodying such program), and in the case of a sound +recording in the musical works embodied therein, neither the owner of a +particular phonorecord nor any person in possession of a particular copy +of a computer program (including any tape, disk, or other medium +embodying such program), may, for the purposes of direct or indirect +commercial advantage, dispose of, or authorize the disposal of, the +possession of that phonorecord or computer program (including any tape, +disk, or other medium embodying such program) by rental, lease, or +lending, or by any other act or practice in the nature of rental, lease, +or lending. Nothing in the preceding sentence shall apply to the rental, +lease, or lending of a phonorecord for nonprofit purposes by a nonprofit +library or nonprofit educational institution. The transfer of possession +of a lawfully made copy of a computer program by a nonprofit educational +institution to another nonprofit educational institution or to faculty, +staff, and students does not constitute rental, lease, or lending for +direct or indirect commercial purposes under this subsection. + +(B) This subsection does not apply to- + +(i) a computer program which is embodied in a machine or product and +which cannot be copied during the ordinary operation or use of the +machine or product; or + +(ii) a computer program embodied in or used in conjunction with a +limited purpose computer that is designed for playing video games and +may be designed for other purposes. + +(C) Nothing in this subsection affects any provision of chapter 9 of +this title. + +(2)(A) Nothing in this subsection shall apply to the lending of a +computer program for nonprofit purposes by a nonprofit library, if each +copy of a computer program which is lent by such library has affixed to +the packaging containing the program a warning of copyright in +accordance with requirements that the Register of Copyrights shall +prescribe by regulation. + +(B) Not later than three years after the date of the enactment of the +Computer Software Rental Amendments Act of 1990, and at such times +thereafter as the Register of Copyrights considers appropriate, the +Register of Copyrights, after consultation with representatives of +copyright owners and librarians, shall submit to the Congress a report +stating whether this paragraph has achieved its intended purpose of +maintaining the integrity of the copyright system while providing +nonprofit libraries the capability to fulfill their function. Such +report shall advise the Congress as to any information or +recommendations that the Register of Copyrights considers necessary to +carry out the purposes of this subsection. + +(3) Nothing in this subsection shall affect any provision of the +antitrust laws. For purposes of the preceding sentence, "antitrust laws" +has the meaning given that term in the first section of the Clayton Act +and includes section 5 of the Federal Trade Commission Act to the extent +that section relates to unfair methods of competition. + +(4) Any person who distributes a phonorecord or a copy of a computer +program (including any tape, disk, or other medium embodying such +program) in violation of paragraph (1) is an infringer of copyright +under section 501 of this title and is subject to the remedies set forth +in sections 502, 503, 504, 505, and 509. Such violation shall not be a +criminal offense under section 506 or cause such person to be subject to +the criminal penalties set forth in section 2319 of title 18. + +(c) Notwithstanding the provisions of section 106(5), the owner of a +particular copy lawfully made under this title, or any person authorized +by such owner, is entitled, without the authority of the copyright +owner, to display that copy publicly, either directly or by the +projection of no more than one image at a time, to viewers present at +the place where the copy is located. + +(d) The privileges prescribed by subsections (a) and (c) do not, unless +authorized by the copyright owner, extend to any person who has acquired +possession of the copy or phonorecord from the copyright owner, by +rental, lease, loan, or otherwise, without acquiring ownership of it. + +(e) Notwithstanding the provisions of sections 106(4) and 106(5), in the +case of an electronic audiovisual game intended for use in coin-operated +equipment, the owner of a particular copy of such a game lawfully made +under this title, is entitled, without the authority of the copyright +owner of the game, to publicly perform or display that game in coin- +operated equipment, except that this subsection shall not apply to any +work of authorship embodied in the audiovisual game if the copyright +owner of the electronic audiovisual game is not also the copyright owner +of the work of authorship. + + +Section 110. Limitations on exclusive rights: Exemption of certain +performances and displays [41] + +Notwithstanding the provisions of section 106, the following are not +infringements of copyright: + +(1) performance or display of a work by instructors or pupils in the +course of face-to-face teaching activities of a nonprofit educational +institution, in a classroom or similar place devoted to instruction, +unless, in the case of a motion picture or other audiovisual work, the +performance, or the display of individual images, is given by means of a +copy that was not lawfully made under this title, and that the person +responsible for the performance knew or had reason to believe was not +lawfully made; + +(2) performance of a nondramatic literary or musical work or display of +a work, by or in the course of a transmission, if- + +(A) the performance or display is a regular part of the systematic +instructional activities of a governmental body or a nonprofit +educational institution; and + +(B) the performance or display is directly related and of material +assistance to the teaching content of the transmission; and + +(C) the transmission is made primarily for- + +(i) reception in classrooms or similar places normally devoted to +instruction, or + +(ii) reception by persons to whom the transmission is directed because +their disabilities or other special circumstances prevent their +attendance in classrooms or similar places normally devoted to +instruction, or + +(iii) reception by officers or employees of governmental bodies as a +part of their official duties or employment; + +(3) performance of a nondramatic literary or musical work or of a +dramatico-musical work of a religious nature, or display of a work, in +the course of services at a place of worship or other religious +assembly; + +(4) performance of a nondramatic literary or musical work otherwise than +in a transmission to the public, without any purpose of direct or +indirect commercial advantage and without payment of any fee or other +compensation for the performance to any of its performers, promoters, or +organizers, if- + +(A) there is no direct or indirect admission charge; or + +(B) the proceeds, after deducting the reasonable costs of producing the +performance, are used exclusively for educational, religious, or +charitable purposes and not for private financial gain, except where the +copyright owner has served notice of objection to the performance under +the following conditions; + +(i) the notice shall be in writing and signed by the copyright owner or +such owner's duly authorized agent; and + +(ii) the notice shall be served on the person responsible for the +performance at least seven days before the date of the performance, and +shall state the reasons for the objection; and + +(iii) the notice shall comply, in form, content, and manner of service, +with requirements that the Register of Copyrights shall prescribe by +regulation; + +(5)(A) except as provided in subparagraph (B), communication of a +transmission embodying a performance or display of a work by the public +reception of the transmission on a single receiving apparatus of a kind +commonly used in private homes, unless- + +(i) a direct charge is made to see or hear the transmission; or + +(ii) the transmission thus received is further transmitted to the +public; + +(B) communication by an establishment of a transmission or +retransmission embodying a performance or display of a nondramatic +musical work intended to be received by the general public, originated +by a radio or television broadcast station licensed as such by the +Federal Communications Commission, or, if an audiovisual transmission, +by a cable system or satellite carrier, if- + +(i) in the case of an establishment other than a food service or +drinking establishment, either the establishment in which the +communication occurs has less than 2,000 gross square feet of space +(excluding space used for customer parking and for no other purpose), or +the establishment in which the communication occurs has 2,000 or more +gross square feet of space (excluding space used for customer parking +and for no other purpose) and- + +(I) if the performance is by audio means only, the performance is +communicated by means of a total of not more than 6 loudspeakers, of +which not more than 4 loudspeakers are located in any 1 room or +adjoining outdoor space; or + +(II) if the performance or display is by audiovisual means, any visual +portion of the performance or display is communicated by means of a +total of not more than 4 audiovisual devices, of which not more than 1 +audiovisual device is located in any 1 room, and no such audiovisual +device has a diagonal screen size greater than 55 inches, and any audio +portion of the performance or display is communicated by means of a +total of not more than 6 loudspeakers, of which not more than 4 +loudspeakers are located in any 1 room or adjoining outdoor space; + +(ii) in the case of a food service or drinking establishment, either the +establishment in which the communication occurs has less than 3,750 +gross square feet of space (excluding space used for customer parking +and for no other purpose), or the establishment in which the +communication occurs has 3,750 gross square feet of space or more +(excluding space used for customer parking and for no other purpose) +and + +(I) if the performance is by audio means only, the performance is +communicated by means of a total of not more than 6 loudspeakers, of +which not more than 4 loudspeakers are located in any 1 room or +adjoining outdoor space; or + +(II) if the performance or display is by audiovisual means, any visual +portion of the performance or display is communicated by means of a +total of not more than 4 audiovisual devices, of which not more than 1 +audiovisual device is located in any 1 room, and no such audiovisual +device has a diagonal screen size greater than 55 inches, and any audio +portion of the performance or display is communicated by means of a +total of not more than 6 loudspeakers, of which not more than 4 +loudspeakers are located in any 1 room or adjoining outdoor space; + +(iii) no direct charge is made to see or hear the transmission or +retransmission; + +(iv) the transmission or retransmission is not further transmitted +beyond the establishment where it is received; and + +(v) the transmission or retransmission is licensed by the copyright +owner of the work so publicly performed or displayed; + +(6) performance of a nondramatic musical work by a governmental body or +a nonprofit agricultural or horticultural organization, in the course of +an annual agricultural or horticultural fair or exhibition conducted by +such body or organization; the exemption provided by this clause shall +extend to any liability for copyright infringement that would otherwise +be imposed on such body or organization, under doctrines of vicarious +liability or related infringement, for a performance by a +concessionnaire, business establishment, or other person at such fair or +exhibition, but shall not excuse any such person from liability for the +performance; + +(7) performance of a nondramatic musical work by a vending establishment +open to the public at large without any direct or indirect admission +charge, where the sole purpose of the performance is to promote the +retail sale of copies or phonorecords of the work, or of the audiovisual +or other devices utilized in such performance, and the performance is +not transmitted beyond the place where the establishment is located and +is within the immediate area where the sale is occurring; + +(8) performance of a nondramatic literary work, by or in the course of a +transmission specifically designed for and primarily directed to blind +or other handicapped persons who are unable to read normal printed +material as a result of their handicap, or deaf or other handicapped +persons who are unable to hear the aural signals accompanying a +transmission of visual signals, if the performance is made without any +purpose of direct or indirect commercial advantage and its transmission +is made through the facilities of: (i) a governmental body; or (ii) a +noncommercial educational broadcast station (as defined in section 397 +of title 47); or (iii) a radio subcarrier authorization (as defined in +47 CFR 73.293-73.295 and 73.593-73.595); or (iv) a cable system (as +defined in section 111 (f)); + +(9) performance on a single occasion of a dramatic literary work +published at least ten years before the date of the performance, by or +in the course of a transmission specifically designed for and primarily +directed to blind or other handicapped persons who are unable to read +normal printed material as a result of their handicap, if the +performance is made without any purpose of direct or indirect commercial +advantage and its transmission is made through the facilities of a radio +subcarrier authorization referred to in clause (8) (iii), *Provided*, +That the provisions of this clause shall not be applicable to more than +one performance of the same work by the same performers or under the +auspices of the same organization; and + +(10) notwithstanding paragraph (4), the following is not an infringement +of copyright: performance of a nondramatic literary or musical work in +the course of a social function which is organized and promoted by a +nonprofit veterans' organization or a nonprofit fraternal organization +to which the general public is not invited, but not including the +invitees of the organizations, if the proceeds from the performance, +after deducting the reasonable costs of producing the performance, are +used exclusively for charitable purposes and not for financial gain. For +purposes of this section the social functions of any college or +university fraternity or sorority shall not be included unless the +social function is held solely to raise funds for a specific charitable +purpose. + +The exemptions provided under paragraph (5) shall not be taken into +account in any administrative, judicial, or other governmental +proceeding to set or adjust the royalties payable to copyright owners +for the public performance or display of their works. Royalties payable +to copyright owners for any public performance or display of their works +other than such performances or displays as are exempted under paragraph +(5) shall not be diminished in any respect as a result of such +exemption. + + +Section 111. Limitations on exclusive rights: Secondary transmissions [42] + +(a) Certain Secondary Transmissions Exempted. The secondary transmission +of a performance or display of a work embodied in a primary transmission +is not an infringement of copyright if- + +(1) the secondary transmission is not made by a cable system, and +consists entirely of the relaying, by the management of a hotel, +apartment house, or similar establishment, of signals transmitted by a +broadcast station licensed by the Federal Communications Commission, +within the local service area of such station, to the private lodgings +of guests or residents of such establishment, and no direct charge is +made to see or hear the secondary transmission; or + +(2) the secondary transmission is made solely for the purpose and under +the conditions specified by clause (2) of section 110; or + +(3) the secondary transmission is made by any carrier who has no direct +or indirect control over the content or selection of the primary +transmission or over the particular recipients of the secondary +transmission, and whose activities with respect to the secondary +transmission consist solely of providing wires, cables, or other +communications channels for the use of others: *Provided*, That the +provisions of this clause extend only to the activities of said carrier +with respect to secondary transmissions and do not exempt from liability +the activities of others with respect to their own primary or secondary +transmissions; + +(4) the secondary transmission is made by a satellite carrier for +private home viewing pursuant to a statutory license under section 119; +or + +(5) the secondary transmission is not made by a cable system but is made +by a governmental body, or other nonprofit organization, without any +purpose of direct or indirect commercial advantage, and without charge +to the recipients of the secondary transmission other than assessments +necessary to defray the actual and reasonable costs of maintaining and +operating the secondary transmission service. + +(b) Secondary Transmission of Primary Transmission to Controlled Group. +Notwithstanding the provisions of subsections (a) and (c), the secondary +transmission to the public of a performance or display of a work +embodied in a primary transmission is actionable as an act of +infringement under section 501, and is fully subject to the remedies +provided by sections 502 through 506 and 509, if the primary +transmission is not made for reception by the public at large but is +controlled and limited to reception by particular members of the public: +*Provided*, however, That such secondary transmission is not actionable +as an act of infringement if- + +(1) the primary transmission is made by a broadcast station licensed by +the Federal Communications Commission; and + +(2) the carriage of the signals comprising the secondary transmission is +required under the rules, regulations, or authorizations of the Federal +Communications Commission; and + +(3) the signal of the primary transmitter is not altered or changed in +any way by the secondary transmitter. + +(c) Secondary Transmissions by Cable Systems.- + +(1) Subject to the provisions of clauses (2), (3), and (4) of this +subsection and section 114(d), secondary transmissions to the public by +a cable system of a performance or display of a work embodied in a +primary transmission made by a broadcast station licensed by the Federal +Communications Commission or by an appropriate governmental authority of +Canada or Mexico shall be subject to statutory licensing upon compliance +with the requirements of subsection (d) where the carriage of the +signals comprising the secondary transmission is permissible under the +rules, regulations, or authorizations of the Federal Communications +Commission. + +(2) Notwithstanding the provisions of clause (1) of this subsection, the +willful or repeated secondary transmission to the public by a cable +system of a primary transmission made by a broadcast station licensed by +the Federal Communications Commission or by an appropriate governmental +authority of Canada or Mexico and embodying a performance or display of +a work is actionable as an act of infringement under section 501, and is +fully subject to the remedies provided by sections 502 through 506 and +509, in the following cases: + +(A) where the carriage of the signals comprising the secondary +transmission is not permissible under the rules, regulations, or +authorizations of the Federal Communications Commission; or + +(B) where the cable system has not deposited the statement of account +and royalty fee required by subsection (d). + +(3) Notwithstanding the provisions of clause (1) of this subsection and +subject to the provisions of subsection (e) of this section, the +secondary transmission to the public by a cable system of a performance +or display of a work embodied in a primary transmission made by a +broadcast station licensed by the Federal Communications Commission or +by an appropriate governmental authority of Canada or Mexico is +actionable as an act of infringement under section 501, and is fully +subject to the remedies provided by sections 502 through 506 and +sections 509 and 510, if the content of the particular program in which +the performance or display is embodied, or any commercial advertising or +station announcements transmitted by the primary transmitter during, or +immediately before or after, the transmission of such program, is in any +way willfully altered by the cable system through changes, deletions, or +additions, except for the alteration, deletion, or substitution of +commercial advertisements performed by those engaged in television +commercial advertising market research: *Provided*, That the research +company has obtained the prior consent of the advertiser who has +purchased the original commercial advertisement, the television station +broadcasting that commercial advertisement, and the cable system +performing the secondary transmission: *And provided further*, That such +commercial alteration, deletion, or substitution is not performed for +the purpose of deriving income from the sale of that commercial time. + +(4) Notwithstanding the provisions of clause (1) of this subsection, the +secondary transmission to the public by a cable system of a performance +or display of a work embodied in a primary transmission made by a +broadcast station licensed by an appropriate governmental authority of +Canada or Mexico is actionable as an act of infringement under section +501, and is fully subject to the remedies provided by sections 502 +through 506 and section 509, if (A) with respect to Canadian signals, +the community of the cable system is located more than 150 miles from +the United States-Canadian border and is also located south of the +forty-second parallel of latitude, or (B) with respect to Mexican +signals, the secondary transmission is made by a cable system which +received the primary transmission by means other than direct +interception of a free space radio wave emitted by such broadcast +television station, unless prior to April 15, 1976, such cable system +was actually carrying, or was specifically authorized to carry, the +signal of such foreign station on the system pursuant to the rules, +regulations, or authorizations of the Federal Communications Commission. + +(d) Statutory License for Secondary Transmissions by Cable Systems. [43] + +(1) A cable system whose secondary transmissions have been subject to +statutory licensing under subsection (c) shall, on a semiannual basis, +deposit with the Register of Copyrights, in accordance with requirements +that the Register shall prescribe by regulation- + +(A) a statement of account, covering the six months next preceding, +specifying the number of channels on which the cable system made +secondary transmissions to its subscribers, the names and locations of +all primary transmitters whose transmissions were further transmitted by +the cable system, the total number of subscribers, the gross amounts +paid to the cable system for the basic service of providing secondary +transmissions of primary broadcast transmitters, and such other data as +the Register of Copyrights may from time to time prescribe by +regulation. In determining the total number of subscribers and the gross +amounts paid to the cable system for the basic service of providing +secondary transmissions of primary broadcast transmitters, the cable +system shall not include subscribers and amounts collected from +subscribers receiving secondary transmissions for private home viewing +pursuant to section 119. Such statement shall also include a special +statement of account covering any nonnetwork television programming that +was carried by the cable system in whole or in part beyond the local +service area of the primary transmitter, under rules, regulations, or +authorizations of the Federal Communications Commission permitting the +substitution or addition of signals under certain circumstances, +together with logs showing the times, dates, stations, and programs +involved in such substituted or added carriage; and + +(B) except in the case of a cable system whose royalty is specified in +subclause (C) or (D), a total royalty fee for the period covered by the +statement, computed on the basis of specified percentages of the gross +receipts from subscribers to the cable service during said period for +the basic service of providing secondary transmissions of primary +broadcast transmitters, as follows: + +(i) 0.675 of 1 per centum of such gross receipts for the privilege of +further transmitting any nonnetwork programming of a primary transmitter +in whole or in part beyond the local service area of such primary +transmitter, such amount to be applied against the fee, if any, payable +pursuant to paragraphs (ii) through (iv); + +(ii) 0.675 of 1 per centum of such gross receipts for the first distant +signal equivalent; + +(iii) 0.425 of 1 per centum of such gross receipts for each of the +second, third, and fourth distant signal equivalents; + +(iv) 0.2 of 1 per centum of such gross receipts for the fifth distant +signal equivalent and each additional distant signal equivalent +thereafter; and + +in computing the amounts payable under paragraph (ii) through (iv), +above, any fraction of a distant signal equivalent shall be computed at +its fractional value and, in the case of any cable system located partly +within and partly without the local service area of a primary +transmitter, gross receipts shall be limited to those gross receipts +derived from subscribers located without the local service area of such +primary transmitter; and + +(C) if the actual gross receipts paid by subscribers to a cable system +for the period covered by the statement for the basic service of +providing secondary transmissions of primary broadcast transmitters +total $80,000 or less, gross receipts of the cable system for the +purpose of this subclause shall be computed by subtracting from such +actual gross receipts the amount by which $80,000 exceeds such actual +gross receipts, except that in no case shall a cable system's gross +receipts be reduced to less than $3,000. The royalty fee payable under +this subclause shall be 0.5 of 1 per centum, regardless of the number of +distant signal equivalents, if any; and + +(D) if the actual gross receipts paid by subscribers to a cable system +for the period covered by the statement, for the basic service of +providing secondary transmissions of primary broadcast transmitters, are +more than $80,000 but less than $160,000, the royalty fee payable under +this subclause shall be + +(i) 0.5 of 1 per centum of any gross receipts up to $80,000; and + +(ii) 1 per centum of any gross receipts in excess of $80,000 but less +than $160,000, regardless of the number of distant signal equivalents, +if any. + +(2) The Register of Copyrights shall receive all fees deposited under +this section and, after deducting the reasonable costs incurred by the +Copyright Office under this section, shall deposit the balance in the +Treasury of the United States, in such manner as the Secretary of the +Treasury directs. All funds held by the Secretary of the Treasury shall +be invested in interest-bearing United States securities for later +distribution with interest by the Librarian of Congress in the event no +controversy over distribution exists, or by a copyright arbitration +royalty panel in the event a controversy over such distribution exists. + +(3) The royalty fees thus deposited shall, in accordance with the +procedures provided by clause (4), be distributed to those among the +following copyright owners who claim that their works were the subject +of secondary transmissions by cable systems during the relevant +semiannual period: + +(A) any such owner whose work was included in a secondary transmission +made by a cable system of a nonnetwork television program in whole or in +part beyond the local service area of the primary transmitter; and + +(B) any such owner whose work was included in a secondary transmission +identified in a special statement of account deposited under clause (1) +(A); and + +(C) any such owner whose work was included in nonnetwork programming +consisting exclusively of aural signals carried by a cable system in +whole or in part beyond the local service area of the primary +transmitter of such programs. + +(4) The royalty fees thus deposited shall be distributed in accordance +with the following procedures: + +(A) During the month of July in each year, every person claiming to be +entitled to statutory license fees for secondary transmissions shall +file a claim with the Librarian of Congress, in accordance with +requirements that the Librarian of Congress shall prescribe by +regulation. Notwithstanding any provisions of the antitrust laws, for +purposes of this clause any claimants may agree among themselves as to +the proportionate division of statutory licensing fees among them, may +lump their claims together and file them jointly or as a single claim, +or may designate a common agent to receive payment on their behalf. + +(B) After the first day of August of each year, the Librarian of +Congress shall, upon the recommendation of the Register of Copyrights, +determine whether there exists a controversy concerning the distribution +of royalty fees. If the Librarian determines that no such controversy +exists, the Librarian shall, after deducting reasonable administrative +costs under this section, distribute such fees to the copyright owners +entitled to such fees, or to their designated agents. If the Librarian +finds the existence of a controversy, the Librarian shall, pursuant to +chapter 8 of this title, convene a copyright arbitration royalty panel +to determine the distribution of royalty fees. + +(C) During the pendency of any proceeding under this subsection, the +Librarian of Congress shall withhold from distribution an amount +sufficient to satisfy all claims with respect to which a controversy +exists, but shall have discretion to proceed to distribute any amounts +that are not in controversy. + +(e) Nonsimultaneous Secondary Transmissions by Cable Systems.- + +(1) Notwithstanding those provisions of the second paragraph of +subsection (f) relating to nonsimultaneous secondary transmissions by a +cable system, any such transmissions are actionable as an act of +infringement under section 501, and are fully subject to the remedies +provided by sections 502 through 506 and sections 509 and 510, unless + +(A) the program on the videotape is transmitted no more than one time to +the cable system's subscribers; and + +(B) the copyrighted program, episode, or motion picture videotape, +including the commercials contained within such program, episode, or +picture, is transmitted without deletion or editing; and + +(C) an owner or officer of the cable system + +(i) prevents the duplication of the videotape while in the possession of +the system, + +(ii) prevents unauthorized duplication while in the possession of the +facility making the videotape for the system if the system owns or +controls the facility, or takes reasonable precautions to prevent such +duplication if it does not own or control the facility, + +(iii) takes adequate precautions to prevent duplication while the tape +is being transported, and + +(iv) subject to clause (2), erases or destroys, or causes the erasure or +destruction of, the videotape; and + +(D) within forty-five days after the end of each calendar quarter, an +owner or officer of the cable system executes an affidavit attesting + +(i) to the steps and precautions taken to prevent duplication of the +videotape, and + +(ii) subject to clause (2), to the erasure or destruction of all +videotapes made or used during such quarter; and + +(E) such owner or officer places or causes each such affidavit, and +affidavits received pursuant to clause (2) (C), to be placed in a file, +open to public inspection, at such system's main office in the community +where the transmission is made or in the nearest community where such +system maintains an office; and + +(F) the nonsimultaneous transmission is one that the cable system would +be authorized to transmit under the rules, regulations, and +authorizations of the Federal Communications Commission in effect at the +time of the nonsimultaneous transmission if the transmission had been +made simultaneously, except that this subclause shall not apply to +inadvertent or accidental transmissions. + +(2) If a cable system transfers to any person a videotape of a program +nonsimultaneously transmitted by it, such transfer is actionable as an +act of infringement under section 501, and is fully subject to the +remedies provided by sections 502 through 506 and 509, except that, +pursuant to a written, nonprofit contract providing for the equitable +sharing of the costs of such videotape and its transfer, a videotape +nonsimultaneously transmitted by it, in accordance with clause (1), may +be transferred by one cable system in Alaska to another system in +Alaska, by one cable system in Hawaii permitted to make such +nonsimultaneous transmissions to another such cable system in Hawaii, or +by one cable system in Guam, the Northern Mariana Islands, or the Trust +Territory of the Pacific Islands, to another cable system in any of +those three territories, if- + +(A) each such contract is available for public inspection in the offices +of the cable systems involved, and a copy of such contract is filed, +within thirty days after such contract is entered into, with the +Copyright Office (which Office shall make each such contract available +for public inspection); and + +(B) the cable system to which the videotape is transferred complies with +clause (1) (A), (B), (C) (i), (iii), and (iv), and (D) through (F); and + +(C) such system provides a copy of the affidavit required to be made in +accordance with clause (1) (D) to each cable system making a previous +nonsimultaneous transmission of the same videotape. + +(3) This subsection shall not be construed to supersede the exclusivity +protection provisions of any existing agreement, or any such agreement +hereafter entered into, between a cable system and a television +broadcast station in the area in which the cable system is located, or a +network with which such station is affiliated. + +(4) As used in this subsection, the term "videotape", and each of its +variant forms, means the reproduction of the images and sounds of a +program or programs broadcast by a television broadcast station licensed +by the Federal Communications Commission, regardless of the nature of +the material objects, such as tapes or films, in which the reproduction +is embodied. + +(f) Definitions. As used in this section, the following terms and their +variant forms mean the following: + +A "primary transmission" is a transmission made to the public by the +transmitting facility whose signals are being received and further +transmitted by the secondary transmission service, regardless of where +or when the performance or display was first transmitted. + +A "secondary transmission" is the further transmitting of a primary +transmission simultaneously with the primary transmission, or +nonsimultaneously with the primary transmission if by a "cable system" +not located in whole or in part within the boundary of the forty-eight +contiguous States, Hawaii, or Puerto Rico: *Provided, however*, That a +nonsimultaneous further transmission by a cable system located in Hawaii +of a primary transmission shall be deemed to be a secondary transmission +if the carriage of the television broadcast signal comprising such +further transmission is permissible under the rules, regulations, or +authorizations of the Federal Communications Commission. + +A "cable system" is a facility, located in any State, Territory, Trust +Territory, or Possession, that in whole or in part receives signals +transmitted or programs broadcast by one or more television broadcast +stations licensed by the Federal Communications Commission, and makes +secondary transmissions of such signals or programs by wires, cables, +microwave, or other communications channels to subscribing members of +the public who pay for such service. For purposes of determining the +royalty fee under subsection (d)(1), two or more cable systems in +contiguous communities under common ownership or control or operating +from one headend shall be considered as one system. + +The "local service area of a primary transmitter", in the case of a +television broadcast station, comprises the area in which such station +is entitled to insist upon its signal being retransmitted by a cable +system pursuant to the rules, regulations, and authorizations of the +Federal Communications Commission in effect on April 15, 1976, or such +station's television market as defined in section 76.55(e) of title 47, +Code of Federal Regulations (as in effect on September 18, 1993), or any +modifications to such television market made, on or after September 18, +1993, pursuant to section 76.55(e) or 76.59 of title 47 of the Code of +Federal Regulations, or in the case of a television broadcast station +licensed by an appropriate governmental authority of Canada or Mexico, +the area in which it would be entitled to insist upon its signal being +retransmitted if it were a television broadcast station subject to such +rules, regulations, and authorizations. In the case of a low power +television station, as defined by the rules and regulations of the +Federal Communications Commission, the "local service area of a primary +transmitter" comprises the area within 35 miles of the transmitter site, +except that in the case of such a station located in a standard +metropolitan statistical area which has one of the 50 largest +populations of all standard metropolitan statistical areas (based on the +1980 decennial census of population taken by the Secretary of Commerce), +the number of miles shall be 20 miles. The "local service area of a +primary transmitter", in the case of a radio broadcast station, +comprises the primary service area of such station, pursuant to the +rules and regulations of the Federal Communications Commission. + +A "distant signal equivalent" is the value assigned to the secondary +transmission of any nonnetwork television programming carried by a cable +system in whole or in part beyond the local service area of the primary +transmitter of such programming. It is computed by assigning a value of +one to each independent station and a value of one-quarter to each +network station and noncommercial educational station for the nonnetwork +programming so carried pursuant to the rules, regulations, and +authorizations of the Federal Communications Commission. The foregoing +values for independent, network, and noncommercial educational stations +are subject, however, to the following exceptions and limitations. Where +the rules and regulations of the Federal Communications Commission +require a cable system to omit the further transmission of a particular +program and such rules and regulations also permit the substitution of +another program embodying a performance or display of a work in place of +the omitted transmission, or where such rules and regulations in effect +on the date of enactment of this Act permit a cable system, at its +election, to effect such deletion and substitution of a nonlive program +or to carry additional programs not transmitted by primary transmitters +within whose local service area the cable system is located, no value +shall be assigned for the substituted or additional program; where the +rules, regulations, or authorizations of the Federal Communications +Commission in effect on the date of enactment of this Act permit a cable +system, at its election, to omit the further transmission of a +particular program and such rules, regulations, or authorizations also +permit the substitution of another program embodying a performance or +display of a work in place of the omitted transmission, the value +assigned for the substituted or additional program shall be, in the case +of a live program, the value of one full distant signal equivalent +multiplied by a fraction that has as its numerator the number of days in +the year in which such substitution occurs and as its denominator the +number of days in the year. In the case of a station carried pursuant to +the late-night or specialty programming rules of the Federal +Communications Commission, or a station carried on a part-time basis +where full-time carriage is not possible because the cable system lacks +the activated channel capacity to retransmit on a full-time basis all +signals which it is authorized to carry, the values for independent, +network, and noncommercial educational stations set forth above, as the +case may be, shall be multiplied by a fraction which is equal to the +ratio of the broadcast hours of such station carried by the cable system +to the total broadcast hours of the station. + +A "network station" is a television broadcast station that is owned or +operated by, or affiliated with, one or more of the television networks +in the United States providing nationwide transmissions, and that +transmits a substantial part of the programming supplied by such +networks for a substantial part of that station's typical broadcast day. + +An "independent station" is a commercial television broadcast station +other than a network station. + +A "noncommercial educational station" is a television station that is a +noncommercial educational broadcast station as defined in section 397 of +title 47. + + +Section 112. Limitations on exclusive rights: Ephemeral recordings [44] + +(a)(1) Notwithstanding the provisions of section 106, and except in the +case of a motion picture or other audiovisual work, it is not an +infringement of copyright for a transmitting organization entitled to +transmit to the public a performance or display of a work, under a +license, including a statutory license under section 114(f), or transfer +of the copyright or under the limitations on exclusive rights in sound +recordings specified by section 114 (a) or for a transmitting +organization that is a broadcast radio or television station licensed as +such by the Federal Communications Commission and that makes a broadcast +transmission of a performance of a sound recording in a digital format +on a nonsubscription basis, to make no more than one copy or phonorecord +of a particular transmission program embodying the performance or +display, if- + +(A) the copy or phonorecord is retained and used solely by the +transmitting organization that made it, and no further copies or +phonorecords are reproduced from it; and + +(B) the copy or phonorecord is used solely for the transmitting +organization's own transmissions within its local service area, or for +purposes of archival preservation or security; and + +(C) unless preserved exclusively for archival purposes, the copy or +phonorecord is destroyed within six months from the date the +transmission program was first transmitted to the public. + +(2) In a case in which a transmitting organization entitled to make a +copy or phonorecord under paragraph (1) in connection with the +transmission to the public of a performance or display of a work is +prevented from making such copy or phonorecord by reason of the +application by the copyright owner of technical measures that prevent +the reproduction of the work, the copyright owner shall make available +to the transmitting organization the necessary means for permitting the +making of such copy or phonorecord as permitted under that paragraph, if +it is technologically feasible and economically reasonable for the +copyright owner to do so. If the copyright owner fails to do so in a +timely manner in light of the transmitting organization's reasonable +business requirements, the transmitting organization shall not be liable +for a violation of section 1201(a)(1) of this title for engaging in such +activities as are necessary to make such copies or phonorecords as +permitted under paragraph (1) of this subsection. + +(b) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for a governmental body or other nonprofit +organization entitled to transmit a performance or display of a work, +under section 110(2) or under the limitations on exclusive rights in +sound recordings specified by section 114(a), to make no more than +thirty copies or phonorecords of a particular transmission program +embodying the performance or display, if + +(1) no further copies or phonorecords are reproduced from the copies or +phonorecords made under this clause; and + +(2) except for one copy or phonorecord that may be preserved exclusively +for archival purposes, the copies or phonorecords are destroyed within +seven years from the date the transmission program was first transmitted +to the public. + +(c) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for a governmental body or other nonprofit +organization to make for distribution no more than one copy or +phonorecord, for each transmitting organization specified in clause (2) +of this subsection, of a particular transmission program embodying a +performance of a nondramatic musical work of a religious nature, or of a +sound recording of such a musical work, if- + +(1) there is no direct or indirect charge for making or distributing any +such copies or phonorecords; and + +(2) none of such copies or phonorecords is used for any performance +other than a single transmission to the public by a transmitting +organization entitled to transmit to the public a performance of the +work under a license or transfer of the copyright; and + +(3) except for one copy or phonorecord that may be preserved exclusively +for archival purposes, the copies or phonorecords are all destroyed +within one year from the date the transmission program was first +transmitted to the public. + +(d) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for a governmental body or other nonprofit +organization entitled to transmit a performance of a work under section +110(8) to make no more than ten copies or phonorecords embodying the +performance, or to permit the use of any such copy or phonorecord by any +governmental body or nonprofit organization entitled to transmit a +performance of a work under section 110(8), if- + +(1) any such copy or phonorecord is retained and used solely by the +organization that made it, or by a governmental body or nonprofit +organization entitled to transmit a performance of a work under section +110(8), and no further copies or phonorecords are reproduced from it; +and + +(2) any such copy or phonorecord is used solely for transmissions +authorized under section 110(8), or for purposes of archival +preservation or security; and + +(3) the governmental body or nonprofit organization permitting any use +of any such copy or phonorecord by any governmental body or nonprofit +organization under this subsection does not make any charge for such +use. + +(e) Statutory License. (1) A transmitting organization entitled to +transmit to the public a performance of a sound recording under the +limitation on exclusive rights specified by section 114(d)(1)(C)(iv) or +under a statutory license in accordance with section 114(f) is entitled +to a statutory license, under the conditions specified by this +subsection, to make no more than 1 phonorecord of the sound recording +(unless the terms and conditions of the statutory license allow for +more), if the following conditions are satisfied: + +(A) The phonorecord is retained and used solely by the transmitting +organization that made it, and no further phonorecords are reproduced +from it. + +(B) The phonorecord is used solely for the transmitting organization's +own transmissions originating in the United States under a statutory +license in accordance with section 114(f) or the limitation on exclusive +rights specified by section 114(d)(1)(C)(iv). + +(C) Unless preserved exclusively for purposes of archival preservation, +the phonorecord is destroyed within 6 months from the date the sound +recording was first transmitted to the public using the phonorecord. + +(D) Phonorecords of the sound recording have been distributed to the +public under the authority of the copyright owner or the copyright owner +authorizes the transmitting entity to transmit the sound recording, and +the transmitting entity makes the phonorecord under this subsection from +a phonorecord lawfully made and acquired under the authority of the +copyright owner. + +(2) Notwithstanding any provision of the antitrust laws, any copyright +owners of sound recordings and any transmitting organizations entitled +to a statutory license under this subsection may negotiate and agree +upon royalty rates and license terms and conditions for making +phonorecords of such sound recordings under this section and the +proportionate division of fees paid among copyright owners, and may +designate common agents to negotiate, agree to, pay, or receive such +royalty payments. + +(3) No later than 30 days after the date of the enactment of the Digital +Millennium Copyright Act, the Librarian of Congress shall cause notice +to be published in the Federal Register of the initiation of voluntary +negotiation proceedings for the purpose of determining reasonable terms +and rates of royalty payments for the activities specified by paragraph +(1) of this subsection during the period beginning on the date of the +enactment of such Act and ending on December 31, 2000, or such other +date as the parties may agree. Such rates shall include a minimum fee +for each type of service offered by transmitting organizations. Any +copyright owners of sound recordings or any transmitting organizations +entitled to a statutory license under this subsection may submit to the +Librarian of Congress licenses covering such activities with respect to +such sound recordings. The parties to each negotiation proceeding shall +bear their own costs. + +(4) In the absence of license agreements negotiated under paragraph (2), +during the 60-day period commencing 6 months after publication of the +notice specified in paragraph (3), and upon the filing of a petition in +accordance with section 803(a)(1), the Librarian of Congress shall, +pursuant to chapter 8, convene a copyright arbitration royalty panel to +determine and publish in the Federal Register a schedule of reasonable +rates and terms which, subject to paragraph (5), shall be binding on all +copyright owners of sound recordings and transmitting organizations +entitled to a statutory license under this subsection during the period +beginning on the date of the enactment of the Digital Millennium +Copyright Act and ending on December 31, 2000, or such other date as the +parties may agree. Such rates shall include a minimum fee for each type +of service offered by transmitting organizations. The copyright +arbitration royalty panel shall establish rates that most clearly +represent the fees that would have been negotiated in the marketplace +between a willing buyer and a willing seller. In determining such rates +and terms, the copyright arbitration royalty panel shall base its +decision on economic, competitive, and programming information presented +by the parties, including- + +(A) whether use of the service may substitute for or may promote the +sales of phonorecords or otherwise interferes with or enhances the +copyright owner's traditional streams of revenue; and + +(B) the relative roles of the copyright owner and the transmitting +organization in the copyrighted work and the service made available to +the public with respect to relative creative contribution, technological +contribution, capital investment, cost, and risk. + +In establishing such rates and terms, the copyright arbitration royalty +panel may consider the rates and terms under voluntary license +agreements negotiated as provided in paragraphs (2) and (3). The +Librarian of Congress shall also establish requirements by which +copyright owners may receive reasonable notice of the use of their sound +recordings under this section, and under which records of such use shall +be kept and made available by transmitting organizations entitled to +obtain a statutory license under this subsection. + +(5) License agreements voluntarily negotiated at any time between 1 or +more copyright owners of sound recordings and 1 or more transmitting +organizations entitled to obtain a statutory license under this +subsection shall be given effect in lieu of any determination by a +copyright arbitration royalty panel or decision by the Librarian of +Congress. + +(6) Publication of a notice of the initiation of voluntary negotiation +proceedings as specified in paragraph (3) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, in the first week of January 2000, and at 2-year intervals +thereafter, except to the extent that different years for the repeating +of such proceedings may be determined in accordance with paragraph (3). +The procedures specified in paragraph (4) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, upon filing of a petition in accordance with section 803(a) +(1), during a 60-day period commencing on July 1, 2000, and at 2-year +intervals thereafter, except to the extent that different years for the +repeating of such proceedings may be determined in accordance with +paragraph (3). The procedures specified in paragraph (4) shall be +concluded in accordance with section 802. + +(7)(A) Any person who wishes to make a phonorecord of a sound recording +under a statutory license in accordance with this subsection may do so +without infringing the exclusive right of the copyright owner of the +sound recording under section 106(1) + +(i) by complying with such notice requirements as the Librarian of +Congress shall prescribe by regulation and by paying royalty fees in +accordance with this subsection; or + +(ii) if such royalty fees have not been set, by agreeing to pay such +royalty fees as shall be determined in accordance with this subsection. + +(B) Any royalty payments in arrears shall be made on or before the 20th +day of the month next succeeding the month in which the royalty fees are +set. + +(8) If a transmitting organization entitled to make a phonorecord under +this subsection is prevented from making such phonorecord by reason of +the application by the copyright owner of technical measures that +prevent the reproduction of the sound recording, the copyright owner +shall make available to the transmitting organization the necessary +means for permitting the making of such phonorecord as permitted under +this subsection, if it is technologically feasible and economically +reasonable for the copyright owner to do so. If the copyright owner +fails to do so in a timely manner in light of the transmitting +organization's reasonable business requirements, the transmitting +organization shall not be liable for a violation of section 1201(a)(1) +of this title for engaging in such activities as are necessary to make +such phonorecords as permitted under this subsection. + +(9) Nothing in this subsection annuls, limits, impairs, or otherwise +affects in any way the existence or value of any of the exclusive rights +of the copyright owners in a sound recording, except as otherwise +provided in this subsection, or in a musical work, including the +exclusive rights to reproduce and distribute a sound recording or +musical work, including by means of a digital phonorecord delivery, +under section 106(1), 106(3), and 115, and the right to perform publicly +a sound recording or musical work, including by means of a digital audio +transmission, under sections 106(4) and 106(6). + +(f) The transmission program embodied in a copy or phonorecord made +under this section is not subject to protection as a derivative work +under this title except with the express consent of the owners of +copyright in the preexisting works employed in the program. + + +Section 113. Scope of exclusive rights in pictorial, graphic, and +sculptural works [45] + +(a) Subject to the provisions of subsections (b) and (c) of this +section, the exclusive right to reproduce a copyrighted pictorial, +graphic, or sculptural work in copies under section 106 includes the +right to reproduce the work in or on any kind of article, whether useful +or otherwise. + +(b) This title does not afford, to the owner of copyright in a work that +portrays a useful article as such, any greater or lesser rights with +respect to the making, distribution, or display of the useful article so +portrayed than those afforded to such works under the law, whether title +17 or the common law or statutes of a State, in effect on December 31, +1977, as held applicable and construed by a court in an action brought +under this title. + +(c) In the case of a work lawfully reproduced in useful articles that +have been offered for sale or other distribution to the public, +copyright does not include any right to prevent the making, +distribution, or display of pictures or photographs of such articles in +connection with advertisements or commentaries related to the +distribution or display of such articles, or in connection with news +reports. + +(d)(1) In a case in which- + +(A) a work of visual art has been incorporated in or made part of a +building in such a way that removing the work from the building will +cause the destruction, distortion, mutilation, or other modification of +the work as described in section 106A(a)(3), and + +(B) the author consented to the installation of the work in the building +either before the effective date set forth in section 610(a) of the +Visual Artists Rights Act of 1990, or in a written instrument executed +on or after such effective date that is signed by the owner of the +building and the author and that specifies that installation of the work +may subject the work to destruction, distortion, mutilation, or other +modification, by reason of its removal, + +then the rights conferred by paragraphs (2) and (3) of section 106A(a) +shall not apply. + +(2) If the owner of a building wishes to remove a work of visual art +which is a part of such building and which can be removed from the +building without the destruction, distortion, mutilation, or other +modification of the work as described in section 106A(a)(3), the +author's rights under paragraphs (2) and (3) of section 106A(a) shall +apply unless- + +(A) the owner has made a diligent, good faith attempt without success to +notify the author of the owner's intended action affecting the work of +visual art, or + +(B) the owner did provide such notice in writing and the person so +notified failed, within 90 days after receiving such notice, either to +remove the work or to pay for its removal. + +For purposes of subparagraph (A), an owner shall be presumed to have +made a diligent, good faith attempt to send notice if the owner sent +such notice by registered mail to the author at the most recent address +of the author that was recorded with the Register of Copyrights pursuant +to paragraph (3). If the work is removed at the expense of the author, +title to that copy of the work shall be deemed to be in the author. + +(3) The Register of Copyrights shall establish a system of records +whereby any author of a work of visual art that has been incorporated in +or made part of a building, may record his or her identity and address +with the Copyright Office. The Register shall also establish procedures +under which any such author may update the information so recorded, and +procedures under which owners of buildings may record with the Copyright +Office evidence of their efforts to comply with this subsection. + + +Section 114. Scope of exclusive rights in sound recordings [46] + +(a) The exclusive rights of the owner of copyright in a sound recording +are limited to the rights specified by clauses (1), (2), (3) and (6) of +section 106, and do not include any right of performance under section +106(4). + +(b) The exclusive right of the owner of copyright in a sound recording +under clause (1) of section 106 is limited to the right to duplicate the +sound recording in the form of phonorecords or copies that directly or +indirectly recapture the actual sounds fixed in the recording. The +exclusive right of the owner of copyright in a sound recording under +clause (2) of section 106 is limited to the right to prepare a +derivative work in which the actual sounds fixed in the sound recording +are rearranged, remixed, or otherwise altered in sequence or quality. +The exclusive rights of the owner of copyright in a sound recording +under clauses (1) and (2) of section 106 do not extend to the making or +duplication of another sound recording that consists entirely of an +independent fixation of other sounds, even though such sounds imitate or +simulate those in the copyrighted sound recording. The exclusive rights +of the owner of copyright in a sound recording under clauses (1), (2), +and (3) of section 106 do not apply to sound recordings included in +educational television and radio programs (as defined in section 397 of +title 47) distributed or transmitted by or through public broadcasting +entities (as defined by section 118(g)): *Provided*, That copies or +phonorecords of said programs are not commercially distributed by or +through public broadcasting entities to the general public. + +(c) This section does not limit or impair the exclusive right to perform +publicly, by means of a phonorecord, any of the works specified by +section 106(4). + +(d) Limitations on Exclusive Right. Notwithstanding the provisions of +section 106(6)- + +(1) Exempt transmissions and retransmissions. The performance of a sound +recording publicly by means of a digital audio transmission, other than +as a part of an interactive service, is not an infringement of section +106(6) if the performance is part of- + +(A) a nonsubscription broadcast transmission; + +(B) a retransmission of a nonsubscription broadcast transmission: +*Provided*, That, in the case of a retransmission of a radio station's +broadcast transmission- + +(i) the radio station's broadcast transmission is not willfully or +repeatedly retransmitted more than a radius of 150 miles from the site +of the radio broadcast transmitter, however- + +(I) the 150 mile limitation under this clause shall not apply when a +nonsubscription broadcast transmission by a radio station licensed by +the Federal Communications Commission is retransmitted on a non- +subscription basis by a terrestrial broadcast station, terrestrial +translator, or terrestrial repeater licensed by the Federal +Communications Commission; and + +(II) in the case of a subscription retransmission of a non-subscription +broadcast retransmission covered by subclause (I), the 150 mile radius +shall be measured from the transmitter site of such broadcast +retransmitter; + +(ii) the retransmission is of radio station broadcast transmissions that +are + +(I) obtained by the retransmitter over the air; + +(II) not electronically processed by the retransmitter to deliver +separate and discrete signals; and + +(III) retransmitted only within the local communities served by the +retransmitter; + +(iii) the radio station's broadcast transmission was being retransmitted +to cable systems (as defined in section 111(f)) by a satellite carrier +on January 1, 1995, and that retransmission was being retransmitted by +cable systems as a separate and discrete signal, and the satellite +carrier obtains the radio station's broadcast transmission in an analog +format: *Provided*, That the broadcast transmission being retransmitted +may embody the programming of no more than one radio station; or + +(iv) the radio station's broadcast transmission is made by a +noncommercial educational broadcast station funded on or after January +1, 1995, under section 396(k) of the Communications Act of 1934 (47 +U.S.C. 396(k)), consists solely of noncommercial educational and +cultural radio programs, and the retransmission, whether or not +simultaneous, is a nonsubscription terrestrial broadcast retransmission; +or + +(C) a transmission that comes within any of the following categories- + +(i) a prior or simultaneous transmission incidental to an exempt +transmission, such as a feed received by and then retransmitted by an +exempt transmitter: *Provided*, That such incidental transmissions do +not include any subscription transmission directly for reception by +members of the public; + +(ii) a transmission within a business establishment, confined to its +premises or the immediately surrounding vicinity; + +(iii) a retransmission by any retransmitter, including a multichannel +video programming distributor as defined in section 602(12) of the +Communications Act of 1934 (47 U.S.C. 522 (12)), of a transmission by a +transmitter licensed to publicly perform the sound recording as a part +of that transmission, if the retransmission is simultaneous with the +licensed transmission and authorized by the transmitter; or + +(iv) a transmission to a business establishment for use in the ordinary +course of its business: *Provided*, That the business recipient does not +retransmit the transmission outside of its premises or the immediately +surrounding vicinity, and that the transmission does not exceed the +sound recording performance complement. Nothing in this clause shall +limit the scope of the exemption in clause (ii). + +(2) Statutory licensing of certain transmissions.- + +The performance of a sound recording publicly by means of a subscription +digital audio transmission not exempt under paragraph (1), an eligible +nonsubscription transmission, or a transmission not exempt under +paragraph (1) that is made by a preexisting satellite digital audio +radio service shall be subject to statutory licensing, in accordance +with subsection (f) if- + +(A)(i) the transmission is not part of an interactive service; + +(ii) except in the case of a transmission to a business establishment, +the transmitting entity does not automatically and intentionally cause +any device receiving the transmission to switch from one program channel +to another; and + +(iii) except as provided in section 1002(e), the transmission of the +sound recording is accompanied, if technically feasible, by the +information encoded in that sound recording, if any, by or under the +authority of the copyright owner of that sound recording, that +identifies the title of the sound recording, the featured recording +artist who performs on the sound recording, and related information, +including information concerning the underlying musical work and its +writer; + +(B) in the case of a subscription transmission not exempt under +paragraph (1) that is made by a preexisting subscription service in the +same transmission medium used by such service on July 31, 1998, or in +the case of a transmission not exempt under paragraph (1) that is made +by a preexisting satellite digital audio radio service- + +(i) the transmission does not exceed the sound recording performance +complement; and + +(ii) the transmitting entity does not cause to be published by means of +an advance program schedule or prior announcement the titles of the +specific sound recordings or phonorecords embodying such sound +recordings to be transmitted; and + +(C) in the case of an eligible nonsubscription transmission or a +subscription transmission not exempt under paragraph (1) that is made by +a new subscription service or by a preexisting subscription service +other than in the same transmission medium used by such service on July +31, 1998- + +(i) the transmission does not exceed the sound recording performance +complement, except that this requirement shall not apply in the case of +a retransmission of a broadcast transmission if the retransmission is +made by a transmitting entity that does not have the right or ability to +control the programming of the broadcast station making the broadcast +transmission, unless- + +(I) the broadcast station makes broadcast transmissions- + +(aa) in digital format that regularly exceed the sound recording +performance complement; or + +(bb) in analog format, a substantial portion of which, on a weekly +basis, exceed the sound recording performance complement; and + +(II) the sound recording copyright owner or its representative has +notified the transmitting entity in writing that broadcast transmissions +of the copyright owner's sound recordings exceed the sound recording +performance complement as provided in this clause; + +(ii) the transmitting entity does not cause to be published, or induce +or facilitate the publication, by means of an advance program schedule +or prior announcement, the titles of the specific sound recordings to be +transmitted, the phonorecords embodying such sound recordings, or, other +than for illustrative purposes, the names of the featured recording +artists, except that this clause does not disqualify a transmitting +entity that makes a prior announcement that a particular artist will be +featured within an unspecified future time period, and in the case of a +retransmission of a broadcast transmission by a transmitting entity that +does not have the right or ability to control the programming of the +broadcast transmission, the requirement of this clause shall not apply +to a prior oral announcement by the broadcast station, or to an advance +program schedule published, induced, or facilitated by the broadcast +station, if the transmitting entity does not have actual knowledge and +has not received written notice from the copyright owner or its +representative that the broadcast station publishes or induces or +facilitates the publication of such advance program schedule, or if such +advance program schedule is a schedule of classical music programming +published by the broadcast station in the same manner as published by +that broadcast station on or before September 30, 1998; + +(iii) the transmission- + +(I) is not part of an archived program of less than 5 hours duration; + +(II) is not part of an archived program of 5 hours or greater in +duration that is made available for a period exceeding 2 weeks; + +(III) is not part of a continuous program which is of less than 3 hours +duration; or + +(IV) is not part of an identifiable program in which performances of +sound recordings are rendered in a predetermined order, other than an +archived or continuous program, that is transmitted at- + +(aa) more than 3 times in any 2-week period that have been publicly +announced in advance, in the case of a program of less than 1 hour in +duration, or + +(bb) more than 4 times in any 2-week period that have been publicly +announced in advance, in the case of a program of 1 hour or more in +duration, except that the requirement of this subclause shall not apply +in the case of a retransmission of a broadcast transmission by a +transmitting entity that does not have the right or ability to control +the programming of the broadcast transmission, unless the transmitting +entity is given notice in writing by the copyright owner of the sound +recording that the broadcast station makes broadcast transmissions that +regularly violate such requirement; + +(iv) the transmitting entity does not knowingly perform the sound +recording, as part of a service that offers transmissions of visual +images contemporaneously with transmissions of sound recordings, in a +manner that is likely to cause confusion, to cause mistake, or to +deceive, as to the affiliation, connection, or association of the +copyright owner or featured recording artist with the transmitting +entity or a particular product or service advertised by the transmitting +entity, or as to the origin, sponsorship, or approval by the copyright +owner or featured recording artist of the activities of the transmitting +entity other than the performance of the sound recording itself; + +(v) the transmitting entity cooperates to prevent, to the extent +feasible without imposing substantial costs or burdens, a transmission +recipient or any other person or entity from automatically scanning the +transmitting entity's transmissions alone or together with transmissions +by other transmitting entities in order to select a particular sound +recording to be transmitted to the transmission recipient, except that +the requirement of this clause shall not apply to a satellite digital +audio service that is in operation, or that is licensed by the Federal +Communications Commission, on or before July 31, 1998; + +(vi) the transmitting entity takes no affirmative steps to cause or +induce the making of a phonorecord by the transmission recipient, and if +the technology used by the transmitting entity enables the transmitting +entity to limit the making by the transmission recipient of phonorecords +of the transmission directly in a digital format, the transmitting +entity sets such technology to limit such making of phonorecords to the +extent permitted by such technology; + +(vii) phonorecords of the sound recording have been distributed to the +public under the authority of the copyright owner or the copyright owner +authorizes the transmitting entity to transmit the sound recording, and +the transmitting entity makes the transmission from a phonorecord +lawfully made under the authority of the copyright owner, except that +the requirement of this clause shall not apply to a retransmission of a +broadcast transmission by a transmitting entity that does not have the +right or ability to control the programming of the broadcast +transmission, unless the transmitting entity is given notice in writing +by the copyright owner of the sound recording that the broadcast station +makes broadcast transmissions that regularly violate such requirement; + +(viii) the transmitting entity accommodates and does not interfere with +the transmission of technical measures that are widely used by sound +recording copyright owners to identify or protect copyrighted works, and +that are technically feasible of being transmitted by the transmitting +entity without imposing substantial costs on the transmitting entity or +resulting in perceptible aural or visual degradation of the digital +signal, except that the requirement of this clause shall not apply to a +satellite digital audio service that is in operation, or that is +licensed under the authority of the Federal Communications Commission, +on or before July 31, 1998, to the extent that such service has +designed, developed, or made commitments to procure equipment or +technology that is not compatible with such technical measures before +such technical measures are widely adopted by sound recording copyright +owners; and + +(ix) the transmitting entity identifies in textual data the sound +recording during, but not before, the time it is performed, including +the title of the sound recording, the title of the phonorecord embodying +such sound recording, if any, and the featured recording artist, in a +manner to permit it to be displayed to the transmission recipient by the +device or technology intended for receiving the service provided by the +transmitting entity, except that the obligation in this clause shall not +take effect until 1 year after the date of the enactment of the Digital +Millennium Copyright Act and shall not apply in the case of a +retransmission of a broadcast transmission by a transmitting entity that +does not have the right or ability to control the programming of the +broadcast transmission, or in the case in which devices or technology +intended for receiving the service provided by the transmitting entity +that have the capability to display such textual data are not common in +the marketplace. + +(3) Licenses for transmissions by interactive services.- + +(A) No interactive service shall be granted an exclusive license under +section 106(6) for the performance of a sound recording publicly by +means of digital audio transmission for a period in excess of 12 months, +except that with respect to an exclusive license granted to an +interactive service by a licensor that holds the copyright to 1,000 or +fewer sound recordings, the period of such license shall not exceed 24 +months: *Provided, however*, That the grantee of such exclusive license +shall be ineligible to receive another exclusive license for the +performance of that sound recording for a period of 13 months from the +expiration of the prior exclusive license. + +(B) The limitation set forth in subparagraph (A) of this paragraph shall +not apply if- + +(i) the licensor has granted and there remain in effect licenses under +section 106(6) for the public performance of sound recordings by means +of digital audio transmission by at least 5 different interactive +services; *Provided, however*, That each such license must be for a +minimum of 10 percent of the copyrighted sound recordings owned by the +licensor that have been licensed to interactive services, but in no +event less than 50 sound recordings; or + +(ii) the exclusive license is granted to perform publicly up to 45 +seconds of a sound recording and the sole purpose of the performance is +to promote the distribution or performance of that sound recording. + +(C) Notwithstanding the grant of an exclusive or nonexclusive license of +the right of public performance under section 106(6), an interactive +service may not publicly perform a sound recording unless a license has +been granted for the public performance of any copyrighted musical work +contained in the sound recording: *Provided*, That such license to +publicly perform the copyrighted musical work may be granted either by a +performing rights society representing the copyright owner or by the +copyright owner. + +(D) The performance of a sound recording by means of a retransmission of +a digital audio transmission is not an infringement of section 106(6) +if- + +(i) the retransmission is of a transmission by an interactive service +licensed to publicly perform the sound recording to a particular member +of the public as part of that transmission; and + +(ii) the retransmission is simultaneous with the licensed transmission, +authorized by the transmitter, and limited to that particular member of +the public intended by the interactive service to be the recipient of +the transmission. + +(E) For the purposes of this paragraph- + +(i) a "licensor" shall include the licensing entity and any other entity +under any material degree of common ownership, management, or control +that owns copyrights in sound recordings; and + +(ii) a "performing rights society" is an association or corporation that +licenses the public performance of nondramatic musical works on behalf +of the copyright owner, such as the American Society of Composers, +Authors and Publishers, Broadcast Music, Inc., and SESAC, Inc. + +(4) Rights not otherwise limited.- + +(A) Except as expressly provided in this section, this section does not +limit or impair the exclusive right to perform a sound recording +publicly by means of a digital audio transmission under section 106(6). + +(B) Nothing in this section annuls or limits in any way- + +(i) the exclusive right to publicly perform a musical work, including by +means of a digital audio transmission, under section 106(4); + +(ii) the exclusive rights in a sound recording or the musical work +embodied therein under sections 106(1), 106(2) and 106(3); or + +(iii) any other rights under any other clause of section 106, or +remedies available under this title as such rights or remedies exist +either before or after the date of enactment of the Digital Performance +Right in Sound Recordings Act of 1995. + +(C) Any limitations in this section on the exclusive right under section +106(6) apply only to the exclusive right under section 106(6) and not to +any other exclusive rights under section 106. Nothing in this section +shall be construed to annul, limit, impair or otherwise affect in any +way the ability of the owner of a copyright in a sound recording to +exercise the rights under sections 106(1), 106(2) and 106(3), or to +obtain the remedies available under this title pursuant to such rights, +as such rights and remedies exist either before or after the date of +enactment of the Digital Performance Right in Sound Recordings Act of +1995. + +(e) Authority for Negotiations.- + +(1) Notwithstanding any provision of the antitrust laws, in negotiating +statutory licenses in accordance with subsection (f), any copyright +owners of sound recordings and any entities performing sound recordings +affected by this section may negotiate and agree upon the royalty rates +and license terms and conditions for the performance of such sound +recordings and the proportionate division of fees paid among copyright +owners, and may designate common agents on a nonexclusive basis to +negotiate, agree to, pay, or receive payments. + +(2) For licenses granted under section 106(6), other than statutory +licenses, such as for performances by interactive services or +performances that exceed the sound recording performance complement + +(A) copyright owners of sound recordings affected by this section may +designate common agents to act on their behalf to grant licenses and +receive and remit royalty payments: *Provided*, That each copyright +owner shall establish the royalty rates and material license terms and +conditions unilaterally, that is, not in agreement, combination, or +concert with other copyright owners of sound recordings; and + +(B) entities performing sound recordings affected by this section may +designate common agents to act on their behalf to obtain licenses and +collect and pay royalty fees: *Provided*, That each entity performing +sound recordings shall determine the royalty rates and material license +terms and conditions unilaterally, that is, not in agreement, +combination, or concert with other entities performing sound recordings. + +(f) Licenses for Certain Nonexempt Transmissions. [47] + +(1)(A) [48] No later than 30 days after the enactment of the Digital +Performance Right in Sound Recordings Act of 1995, the Librarian of +Congress shall cause notice to be published in the Federal Register of +the initiation of voluntary negotiation proceedings for the purpose of +determining reasonable terms and rates of royalty payments for +subscription transmissions by preexisting subscription services and +transmissions by preexisting satellite digital audio radio services +specified by subsection (d)(2) of this section during the period +beginning on the effective date of such Act and ending on December 31, +2001, or, if a copyright arbitration royalty panel is convened, ending +30 days after the Librarian issues and publishes in the Federal Register +an order adopting the determination of the copyright arbitration royalty +panel or an order setting the terms and rates (if the Librarian rejects +the panel's determination). Such terms and rates shall distinguish among +the different types of digital audio transmission services then in +operation. Any copyright owners of sound recordings, preexisting +subscription services, or preexisting satellite digital audio radio +services may submit to the Librarian of Congress licenses covering such +subscription transmissions with respect to such sound recordings. The +parties to each negotiation proceeding shall bear their own costs. + +(B) In the absence of license agreements negotiated under subparagraph +(A), during the 60-day period commencing 6 months after publication of +the notice specified in subparagraph (A), and upon the filing of a +petition in accordance with section 803(a)(1), the Librarian of Congress +shall, pursuant to chapter 8, convene a copyright arbitration royalty +panel to determine and publish in the Federal Register a schedule of +rates and terms which, subject to paragraph (3), shall be binding on all +copyright owners of sound recordings and entities performing sound +recordings affected by this paragraph. In establishing rates and terms +for preexisting subscription services and preexisting satellite digital +audio radio services, in addition to the objectives set forth in section +801(b)(1), the copyright arbitration royalty panel may consider the +rates and terms for comparable types of subscription digital audio +transmission services and comparable circumstances under voluntary +license agreements negotiated as provided in subparagraph (A). + +(C)(i) Publication of a notice of the initiation of voluntary +negotiation proceedings as specified in subparagraph (A) shall be +repeated, in accordance with regulations that the Librarian of Congress +shall prescribe- + +(I) no later than 30 days after a petition is filed by any copyright +owners of sound recordings, any preexisting subscription services, or +any preexisting satellite digital audio radio services indicating that a +new type of subscription digital audio transmission service on which +sound recordings are performed is or is about to become operational; and + +(II) in the first week of January 2001, and at 5-year intervals +thereafter. + +(ii) The procedures specified in subparagraph (B) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, upon filing of a petition in accordance with section 803(a) +(1) during a 60-day period commencing- + +(I) 6 months after publication of a notice of the initiation of +voluntary negotiation proceedings under subparagraph (A) pursuant to a +petition under clause (i)(I) of this subparagraph; or + +(II) on July 1, 2001, and at 5-year intervals thereafter. + +(iii) The procedures specified in subparagraph (B) shall be concluded in +accordance with section 802. + +(2)(A) No later than 30 days after the date of the enactment of the +Digital Millennium Copyright Act, the Librarian of Congress shall cause +notice to be published in the Federal Register of the initiation of +voluntary negotiation proceedings for the purpose of determining +reasonable terms and rates of royalty payments for public performances +of sound recordings by means of eligible nonsubscription transmissions +and transmissions by new subscription services specified by subsection +(d)(2) during the period beginning on the date of the enactment of such +Act and ending on December 31, 2000, or such other date as the parties +may agree. Such rates and terms shall distinguish among the different +types of eligible nonsubscription transmission services and new +subscription services then in operation and shall include a minimum fee +for each such type of service. Any copyright owners of sound recordings +or any entities performing sound recordings affected by this paragraph +may submit to the Librarian of Congress licenses covering such eligible +nonsubscription transmissions and new subscription services with respect +to such sound recordings. The parties to each negotiation proceeding +shall bear their own costs. + +(B) In the absence of license agreements negotiated under subparagraph +(A), during the 60-day period commencing 6 months after publication of +the notice specified in subparagraph (A), and upon the filing of a +petition in accordance with section 803(a)(1), the Librarian of Congress +shall, pursuant to chapter 8, convene a copyright arbitration royalty +panel to determine and publish in the Federal Register a schedule of +rates and terms which, subject to paragraph (3), shall be binding on all +copyright owners of sound recordings and entities performing sound +recordings affected by this paragraph during the period beginning on the +date of the enactment of the Digital Millennium Copyright Act and ending +on December 31, 2000, or such other date as the parties may agree. Such +rates and terms shall distinguish among the different types of eligible +nonsubscription transmission services then in operation and shall +include a minimum fee for each such type of service, such differences to +be based on criteria including, but not limited to, the quantity and +nature of the use of sound recordings and the degree to which use of the +service may substitute for or may promote the purchase of phonorecords +by consumers. In establishing rates and terms for transmissions by +eligible nonsubscription services and new subscription services, the +copyright arbitration royalty panel shall establish rates and terms that +most clearly represent the rates and terms that would have been +negotiated in the marketplace between a willing buyer and a willing +seller. In determining such rates and terms, the copyright arbitration +royalty panel shall base its decision on economic, competitive and +programming information presented by the parties, including- + +(i) whether use of the service may substitute for or may promote the +sales of phonorecords or otherwise may interfere with or may enhance the +sound recording copyright owner's other streams of revenue from its +sound recordings; and + +(ii) the relative roles of the copyright owner and the transmitting +entity in the copyrighted work and the service made available to the +public with respect to relative creative contribution, technological +contribution, capital in-vestment, cost, and risk. + +In establishing such rates and terms, the copyright arbitration royalty +panel may consider the rates and terms for comparable types of digital +audio transmission services and comparable circumstances under voluntary +license agreements negotiated under subparagraph (A). + +(C)(i) Publication of a notice of the initiation of voluntary +negotiation proceedings as specified in subparagraph (A) shall be +repeated in accordance with regulations that the Librarian of Congress +shall prescribe- + +(I) no later than 30 days after a petition is filed by any copyright +owners of sound recordings or any eligible nonsubscription service or +new subscription service indicating that a new type of eligible +nonsubscription service or new subscription service on which sound +recordings are performed is or is about to become operational; and + +(II) in the first week of January 2000, and at 2-year intervals +thereafter, except to the extent that different years for the repeating +of such proceedings may be determined in accordance with subparagraph +(A). + +(ii) The procedures specified in subparagraph (B) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, upon filing of a petition in accordance with section 803(a) +(1) during a 60-day period commencing- + +(I) 6 months after publication of a notice of the initiation of +voluntary negotiation proceedings under subparagraph (A) pursuant to a +petition under clause (i)(I); or + +(II) on July 1, 2000, and at 2-year intervals thereafter, except to the +extent that different years for the repeating of such proceedings may be +determined in accordance with subparagraph (A). + +(iii) The procedures specified in subparagraph (B) shall be concluded in +accordance with section 802. + +(3) License agreements voluntarily negotiated at any time between 1 or +more copyright owners of sound recordings and 1 or more entities +performing sound recordings shall be given effect in lieu of any +determination by a copyright arbitration royalty panel or decision by +the Librarian of Congress. + +(4)(A) The Librarian of Congress shall also establish requirements by +which copyright owners may receive reasonable notice of the use of their +sound recordings under this section, and under which records of such use +shall be kept and made available by entities performing sound +recordings. + +(B) Any person who wishes to perform a sound recording publicly by means +of a transmission eligible for statutory licensing under this subsection +may do so without infringing the exclusive right of the copyright owner +of the sound recording- + +(i) by complying with such notice requirements as the Librarian of +Congress shall prescribe by regulation and by paying royalty fees in +accordance with this subsection; or + +(ii) if such royalty fees have not been set, by agreeing to pay such +royalty fees as shall be determined in accordance with this subsection. + +(C) Any royalty payments in arrears shall be made on or before the +twentieth day of the month next succeeding the month in which the +royalty fees are set. + +(g) Proceeds From Licensing of Transmissions.- + +(1) Except in the case of a transmission licensed under a statutory +license in accordance with subsection (f) of this section- + +(A) a featured recording artist who performs on a sound recording that +has been licensed for a transmission shall be entitled to receive +payments from the copyright owner of the sound recording in accordance +with the terms of the artist's contract; and + +(B) a nonfeatured recording artist who performs on a sound recording +that has been licensed for a transmission shall be entitled to receive +payments from the copyright owner of the sound recording in accordance +with the terms of the nonfeatured recording artist's applicable contract +or other applicable agreement. + +(2) The copyright owner of the exclusive right under section 106(6) of +this title to publicly perform a sound recording by means of a digital +audio transmission shall allocate to recording artists in the following +manner its receipts from the statutory licensing of transmission +performances of the sound recording in accordance with subsection (f) of +this section: + +(A) 21/2 percent of the receipts shall be deposited in an escrow account +managed by an independent administrator jointly appointed by copyright +owners of sound recordings and the American Federation of Musicians (or +any successor entity) to be distributed to nonfeatured musicians +(whether or not members of the American Federation of Musicians) who +have performed on sound recordings. + +(B) 21/2 percent of the receipts shall be deposited in an escrow account +managed by an independent administrator jointly appointed by copyright +owners of sound recordings and the American Federation of Television and +Radio Artists (or any successor entity) to be distributed to nonfeatured +vocalists (whether or not members of the American Federation of +Television and Radio Artists) who have performed on sound recordings. + +(C) 45 percent of the receipts shall be allocated, on a per sound +recording basis, to the recording artist or artists featured on such +sound recording (or the persons conveying rights in the artists' +performance in the sound recordings). + +(h) Licensing to Affiliates.- + +(1) If the copyright owner of a sound recording licenses an affiliated +entity the right to publicly perform a sound recording by means of a +digital audio transmission under section 106(6), the copyright owner +shall make the licensed sound recording available under section 106(6) +on no less favorable terms and conditions to all bona fide entities that +offer similar services, except that, if there are material differences +in the scope of the requested license with respect to the type of +service, the particular sound recordings licensed, the frequency of use, +the number of subscribers served, or the duration, then the copyright +owner may establish different terms and conditions for such other +services. + +(2) The limitation set forth in paragraph (1) of this subsection shall +not apply in the case where the copyright owner of a sound recording +licenses- + +(A) an interactive service; or + +(B) an entity to perform publicly up to 45 seconds of the sound +recording and the sole purpose of the performance is to promote the +distribution or performance of that sound recording. + +(i) No Effect on Royalties for Underlying Works. License fees payable +for the public performance of sound recordings under section 106(6) +shall not be taken into account in any administrative, judicial, or +other governmental proceeding to set or adjust the royalties payable to +copyright owners of musical works for the public performance of their +works. It is the intent of Congress that royalties payable to copyright +owners of musical works for the public performance of their works shall +not be diminished in any respect as a result of the rights granted by +section 106(6). + +(j) Definitions. As used in this section, the following terms have the +following meanings: + +(l) An "affiliated entity" is an entity engaging in digital audio +transmissions covered by section 106(6), other than an interactive +service, in which the licensor has any direct or indirect partnership or +any ownership interest amounting to 5 percent or more of the outstanding +voting or non-voting stock. + +(2) An "archived program" is a predetermined program that is available +repeatedly on the demand of the transmission recipient and that is +performed in the same order from the beginning, except that an archived +program shall not include a re-corded event or broadcast transmission +that makes no more than an incidental use of sound recordings, as long +as such recorded event or broadcast transmission does not contain an +entire sound recording or feature a particular sound recording. + +(3) A "broadcast" transmission is a transmission made by a terrestrial +broadcast station licensed as such by the Federal Communications +Commission. + +(4) A "continuous program" is a predetermined program that is +continuously performed in the same order and that is accessed at a point +in the program that is beyond the control of the transmission recipient. + +(5) A "digital audio transmission" is a digital transmission as defined +in section 101, that embodies the transmission of a sound recording. +This term does not include the transmission of any audiovisual work. + +(6) An "eligible nonsubscription transmission" is a noninteractive +nonsubscription digital audio transmission not exempt under subsection +(d)(1) that is made as part of a service that provides audio programming +consisting, in whole or in part, of performances of sound recordings, +including retransmissions of broadcast transmissions, if the primary +purpose of the service is to provide to the public such audio or other +entertainment programming, and the primary purpose of the service is not +to sell, advertise, or promote particular products or services other +than sound recordings, live concerts, or other music-related events. + +(7) An "interactive service" is one that enables a member of the public +to receive a transmission of a program specially created for the +recipient, or on request, a transmission of a particular sound +recording, whether or not as part of a program, which is selected by or +on behalf of the recipient. The ability of individuals to request that +particular sound recordings be performed for reception by the public at +large, or in the case of a subscription service, by all subscribers of +the service, does not make a service interactive, if the programming on +each channel of the service does not substantially consist of sound +recordings that are performed within 1 hour of the request or at a time +designated by either the transmitting entity or the individual making +such request. If an entity offers both interactive and noninteractive +services (either concurrently or at different times), the noninteractive +component shall not be treated as part of an interactive service. + +(8) A "new subscription service" is a service that performs sound +recordings by means of noninteractive subscription digital audio +transmissions and that is not a preexisting subscription service or a +preexisting satellite digital audio radio service. + +(9) A "nonsubscription" transmission is any transmission that is not a +subscription transmission. + +(10) A "preexisting satellite digital audio radio service" is a +subscription satellite digital audio radio service provided pursuant to +a satellite digital audio radio service license issued by the Federal +Communications Commission on or before July 31, 1998, and any renewal of +such license to the extent of the scope of the original license, and may +include a limited number of sample channels representative of the +subscription service that are made available on a nonsubscription basis +in order to promote the subscription service. + +(11) A "preexisting subscription service" is a service that performs +sound recordings by means of noninteractive audio-only subscription +digital audio transmissions, which was in existence and was making such +transmissions to the public for a fee on or before July 31, 1998, and +may include a limited number of sample channels representative of the +subscription service that are made available on a nonsubscription basis +in order to promote the subscription service. + +(12) A "retransmission" is a further transmission of an initial +transmission, and includes any further retransmission of the same +transmission. Except as provided in this section, a transmission +qualifies as a "retransmission" only if it is simultaneous with the +initial transmission. Nothing in this definition shall be construed to +exempt a transmission that fails to satisfy a separate element required +to qualify for an exemption under section 114(d)(1). + +(13) The "sound recording performance complement" is the transmission +during any 3-hour period, on a particular channel used by a transmitting +entity, of no more than- + +(A) 3 different selections of sound recordings from any one phonorecord +lawfully distributed for public performance or sale in the United +States, if no more than 2 such selections are transmitted consecutively; +or + +(B) 4 different selections of sound recordings- + +(i) by the same featured recording artist; or + +(ii) from any set or compilation of phonorecords lawfully distributed +together as a unit for public performance or sale in the United States, +if no more than three such selections are transmitted consecutively: + +*Provided*, That the transmission of selections in excess of the +numerical limits provided for in clauses (A) and (B) from multiple +phonorecords shall nonetheless qualify as a sound recording performance +complement if the programming of the multiple phonorecords was not +willfully intended to avoid the numerical limitations prescribed in such +clauses. + +(14) A "subscription" transmission is a transmission that is controlled +and limited to particular recipients, and for which consideration is +required to be paid or otherwise given by or on behalf of the recipient +to receive the transmission or a package of transmissions including the +transmission. + +(15) A "transmission" is either an initial transmission or a +retransmission. + + +Section 115. Scope of exclusive rights in nondramatic musical works: +Compulsory license for making and distributing phonorecords [49] + +In the case of nondramatic musical works, the exclusive rights provided +by clauses (1) and (3) of section 106, to make and to distribute +phonorecords of such works, are subject to compulsory licensing under +the conditions specified by this section. + +(a) Availability and Scope of Compulsory License.- + +(1) When phonorecords of a nondramatic musical work have been +distributed to the public in the United States under the authority of +the copyright owner, any other person, including those who make +phonorecords or digital phonorecord deliveries, may, by complying with +the provisions of this section, obtain a compulsory license to make and +distribute phonorecords of the work. A person may obtain a compulsory +license only if his or her primary purpose in making phonorecords is to +distribute them to the public for private use, including by means of a +digital phonorecord delivery. A person may not obtain a compulsory +license for use of the work in the making of phonorecords duplicating a +sound recording fixed by another, unless: + +(i) such sound recording was fixed lawfully; and + +(ii) the making of the phonorecords was authorized by the owner of +copyright in the sound recording or, if the sound recording was fixed +before February 15, 1972, by any person who fixed the sound recording +pursuant to an express license from the owner of the copyright in the +musical work or pursuant to a valid compulsory license for use of such +work in a sound recording. + +(2) A compulsory license includes the privilege of making a musical +arrangement of the work to the extent necessary to conform it to the +style or manner of interpretation of the performance involved, but the +arrangement shall not change the basic melody or fundamental character +of the work, and shall not be subject to protection as a derivative work +under this title, except with the express consent of the copyright +owner. + +(b) Notice of Intention to Obtain Compulsory License.- + +(1) Any person who wishes to obtain a compulsory license under this +section shall, before or within thirty days after making, and before +distributing any phonorecords of the work, serve notice of intention to +do so on the copyright owner. If the registration or other public +records of the Copyright Office do not identify the copyright owner and +include an address at which notice can be served, it shall be sufficient +to file the notice of intention in the Copyright Office. The notice +shall comply, in form, content, and manner of service, with requirements +that the Register of Copyrights shall prescribe by regulation. + +(2) Failure to serve or file the notice required by clause (1) +forecloses the possibility of a compulsory license and, in the absence +of a negotiated license, renders the making and distribution of +phonorecords actionable as acts of infringement under section 501 and +fully subject to the remedies provided by sections 502 through 506 and +509. + +(c) Royalty Payable Under Compulsory License. [50]- + +(1) To be entitled to receive royalties under a compulsory license, the +copyright owner must be identified in the registration or other public +records of the Copyright Office. The owner is entitled to royalties for +phonorecords made and distributed after being so identified, but is not +entitled to recover for any phonorecords previously made and +distributed. + +(2) Except as provided by clause (1), the royalty under a compulsory +license shall be payable for every phonorecord made and distributed in +accordance with the license. For this purpose, and other than as +provided in paragraph (3), a phonorecord is considered "distributed" if +the person exercising the compulsory license has voluntarily and +permanently parted with its possession. With respect to each work +embodied in the phonorecord, the royalty shall be either two and three- +fourths cents, or one-half of one cent per minute of playing time or +fraction thereof, whichever amount is larger. [51] + +(3)(A) A compulsory license under this section includes the right of the +compulsory licensee to distribute or authorize the distribution of a +phonorecord of a nondramatic musical work by means of a digital +transmission which constitutes a digital phonorecord delivery, +regardless of whether the digital transmission is also a public +performance of the sound recording under section 106(6) of this title or +of any nondramatic musical work embodied therein under section 106(4) of +this title. For every digital phonorecord delivery by or under the +authority of the compulsory licensee- + +(i) on or before December 31, 1997, the royalty payable by the +compulsory licensee shall be the royalty prescribed under paragraph (2) +and chapter 8 of this title; and + +(ii) on or after January 1, 1998, the royalty payable by the compulsory +licensee shall be the royalty prescribed under subparagraphs (B) through +(F) and chapter 8 of this title. + +(B) Notwithstanding any provision of the antitrust laws, any copyright +owners of nondramatic musical works and any persons entitled to obtain a +compulsory license under subsection (a)(1) may negotiate and agree upon +the terms and rates of royalty payments under this paragraph and the +proportionate division of fees paid among copyright owners, and may +designate common agents to negotiate, agree to, pay or receive such +royalty payments. Such authority to negotiate the terms and rates of +royalty payments includes, but is not limited to, the authority to +negotiate the year during which the royalty rates prescribed under +subparagraphs (B) through (F) and chapter 8 of this title shall next be +determined. + +(C) During the period of June 30, 1996, through December 31, 1996, the +Librarian of Congress shall cause notice to be published in the Federal +Register of the initiation of voluntary negotiation proceedings for the +purpose of determining reasonable terms and rates of royalty payments +for the activities specified by subparagraph (A) during the period +beginning January 1, 1998, and ending on the effective date of any new +terms and rates established pursuant to subparagraph (C), (D) or (F), or +such other date (regarding digital phonorecord deliveries) as the +parties may agree. Such terms and rates shall distinguish between (i) +digital phonorecord deliveries where the reproduction or distribution of +a phonorecord is incidental to the transmission which constitutes the +digital phonorecord delivery, and (ii) digital phonorecord deliveries in +general. Any copyright owners of nondramatic musical works and any +persons entitled to obtain a compulsory license under subsection (a)(1) +may submit to the Librarian of Congress licenses covering such +activities. The parties to each negotiation proceeding shall bear their +own costs. + +(D) In the absence of license agreements negotiated under subparagraphs +(B) and (C), upon the filing of a petition in accordance with section +803(a)(1), the Librarian of Congress shall, pursuant to chapter 8, +convene a copyright arbitration royalty panel to determine a schedule of +rates and terms which, subject to subparagraph (E), shall be binding on +all copyright owners of nondramatic musical works and persons entitled +to obtain a compulsory license under subsection (a)(1) during the period +beginning January 1, 1998, and ending on the effective date of any new +terms and rates established pursuant to subparagraph (C), (D) or (F), or +such other date (regarding digital phonorecord deliveries) as may be +determined pursuant to subparagraphs (B) and (C). Such terms and rates +shall distinguish between (i) digital phonorecord deliveries where the +reproduction or distribution of a phonorecord is incidental to the +transmission which constitutes the digital phonorecord delivery, and +(ii) digital phonorecord deliveries in general. In addition to the +objectives set forth in section 801(b)(1), in establishing such rates +and terms, the copyright arbitration royalty panel may consider rates +and terms under voluntary license agreements negotiated as provided in +subparagraphs (B) and (C). The royalty rates payable for a compulsory +license for a digital phonorecord delivery under this section shall be +established de novo and no precedential effect shall be given to the +amount of the royalty payable by a compulsory licensee for digital +phonorecord deliveries on or before December 31, 1997. The Librarian of +Congress shall also establish requirements by which copyright owners may +receive reasonable notice of the use of their works under this section, +and under which records of such use shall be kept and made available by +persons making digital phonorecord deliveries. + +(E)(i) License agreements voluntarily negotiated at any time between one +or more copyright owners of nondramatic musical works and one or more +persons entitled to obtain a compulsory license under subsection (a)(1) +shall be given effect in lieu of any determination by the Librarian of +Congress. Subject to clause (ii), the royalty rates determined pursuant +to subparagraph (C), (D) or (F) shall be given effect in lieu of any +contrary royalty rates specified in a contract pursuant to which a +recording artist who is the author of a nondramatic musical work grants +a license under that person's exclusive rights in the musical work under +paragraphs (1) and (3) of section 106 or commits another person to grant +a license in that musical work under paragraphs (1) and (3) of section +106, to a person desiring to fix in a tangible medium of expression a +sound recording embodying the musical work. + +(ii) The second sentence of clause (i) shall not apply to- + +(I) a contract entered into on or before June 22, 1995 and not modified +thereafter for the purpose of reducing the royalty rates determined +pursuant to subparagraph (C), (D) or (F) or of increasing the number of +musical works within the scope of the contract covered by the reduced +rates, except if a contract entered into on or before June 22, 1995, is +modified thereafter for the purpose of increasing the number of musical +works within the scope of the contract, any contrary royalty rates +specified in the contract shall be given effect in lieu of royalty rates +determined pursuant to subparagraph (C), (D) or (F) for the number of +musical works within the scope of the contract as of June 22, 1995; and + +(II) a contract entered into after the date that the sound recording is +fixed in a tangible medium of expression substantially in a form +intended for commercial release, if at the time the contract is entered +into, the recording artist retains the right to grant licenses as to the +musical work under paragraphs (1) and (3) of section 106. + +(F) The procedures specified in subparagraphs (C) and (D) shall be +repeated and concluded, in accordance with regulations that the +Librarian of Congress shall prescribe, in each fifth calendar year after +1997, except to the extent that different years for the repeating and +concluding of such proceedings may be determined in accordance with +subparagraphs (B) and (C). + +(G) Except as provided in section 1002(e) of this title, a digital +phonorecord delivery licensed under this paragraph shall be accompanied +by the information encoded in the sound recording, if any, by or under +the authority of the copyright owner of that sound recording, that +identifies the title of the sound recording, the featured recording +artist who performs on the sound recording, and related information, +including information concerning the underlying musical work and its +writer. + +(H)(i) A digital phonorecord delivery of a sound recording is actionable +as an act of infringement under section 501, and is fully subject to the +remedies provided by sections 502 through 506 and section 509, unless- + +(I) the digital phonorecord delivery has been authorized by the +copyright owner of the sound recording; and + +(II) the owner of the copyright in the sound recording or the entity +making the digital phonorecord delivery has obtained a compulsory +license under this section or has otherwise been authorized by the +copyright owner of the musical work to distribute or authorize the +distribution, by means of a digital phonorecord delivery, of each +musical work embodied in the sound recording. + +(ii) Any cause of action under this subparagraph shall be in addition to +those available to the owner of the copyright in the nondramatic musical +work under subsection (c)(6) and section 106(4) and the owner of the +copyright in the sound recording under section 106(6). + +(I) The liability of the copyright owner of a sound recording for +infringement of the copyright in a nondramatic musical work embodied in +the sound recording shall be determined in accordance with applicable +law, except that the owner of a copyright in a sound recording shall not +be liable for a digital phonorecord delivery by a third party if the +owner of the copyright in the sound recording does not license the +distribution of a phonorecord of the nondramatic musical work. + +(J) Nothing in section 1008 shall be construed to prevent the exercise +of the rights and remedies allowed by this paragraph, paragraph (6), and +chapter 5 in the event of a digital phonorecord delivery, except that no +action alleging infringement of copyright may be brought under this +title against a manufacturer, importer or distributor of a digital audio +recording device, a digital audio recording medium, an analog recording +device, or an analog recording medium, or against a consumer, based on +the actions described in such section. + +(K) Nothing in this section annuls or limits + +(i) the exclusive right to publicly perform a sound recording or the +musical work embodied therein, including by means of a digital +transmission, under sections 106(4) and 106(6), + +(ii) except for compulsory licensing under the conditions specified by +this section, the exclusive rights to reproduce and distribute the sound +recording and the musical work embodied therein under sections 106(1) +and 106(3), including by means of a digital phonorecord delivery, or +(iii) any other rights under any other provision of section 106, or +remedies available under this title, as such rights or remedies exist +either before or after the date of enactment of the Digital Performance +Right in Sound Recordings Act of 1995. + +(L) The provisions of this section concerning digital phonorecord +deliveries shall not apply to any exempt transmissions or +retransmissions under section 114(d)(1). The exemptions created in +section 114(d)(1) do not expand or reduce the rights of copyright owners +under section 106(1) through (5) with respect to such transmissions and +retransmissions. + +(4) A compulsory license under this section includes the right of the +maker of a phonorecord of a nondramatic musical work under subsection +(a)(1) to distribute or authorize distribution of such phonorecord by +rental, lease, or lending (or by acts or practices in the nature of +rental, lease, or lending). In addition to any royalty payable under +clause (2) and chapter 8 of this title, a royalty shall be payable by +the compulsory licensee for every act of distribution of a phonorecord +by or in the nature of rental, lease, or lending, by or under the +authority of the compulsory licensee. With respect to each nondramatic +musical work embodied in the phonorecord, the royalty shall be a +proportion of the revenue received by the compulsory licensee from every +such act of distribution of the phonorecord under this clause equal to +the proportion of the revenue received by the compulsory licensee from +distribution of the phonorecord under clause (2) that is payable by a +compulsory licensee under that clause and under chapter 8. The Register +of Copyrights shall issue regulations to carry out the purpose of this +clause. + +(5) Royalty payments shall be made on or before the twentieth day of +each month and shall include all royalties for the month next preceding. +Each monthly payment shall be made under oath and shall comply with +requirements that the Register of Copyrights shall prescribe by +regulation. The Register shall also prescribe regulations under which +detailed cumulative annual statements of account, certified by a +certified public accountant, shall be filed for every compulsory license +under this section. The regulations covering both the monthly and the +annual statements of account shall prescribe the form, content, and +manner of certification with respect to the number of records made and +the number of records distributed. + +(6) If the copyright owner does not receive the monthly payment and the +monthly and annual statements of account when due, the owner may give +written notice to the licensee that, unless the default is remedied +within thirty days from the date of the notice, the compulsory license +will be automatically terminated. Such termination renders either the +making or the distribution, or both, of all phonorecords for which the +royalty has not been paid, actionable as acts of infringement under +section 501 and fully subject to the remedies provided by sections 502 +through 506 and 509. + +(d) Definition. As used in this section, the following term has the +following meaning: A "digital phonorecord delivery" is each individual +delivery of a phonorecord by digital transmission of a sound recording +which results in a specifically identifiable reproduction by or for any +transmission recipient of a phonorecord of that sound recording, +regardless of whether the digital transmission is also a public +performance of the sound recording or any nondramatic musical work +embodied therein. A digital phonorecord delivery does not result from a +real-time, non-interactive subscription transmission of a sound +recording where no reproduction of the sound recording or the musical +work embodied therein is made from the inception of the transmission +through to its receipt by the transmission recipient in order to make +the sound recording audible. + + +Section 116. Negotiated licenses for public performances by means of coin- +operated phonorecord players [52] + +(a) Applicability of Section. This section applies to any nondramatic +musical work embodied in a phonorecord. + +(b) Negotiated Licenses.- + +(1) Authority for negotiations. Any owners of copyright in works to +which this section applies and any operators of coin-operated +phonorecord players may negotiate and agree upon the terms and rates of +royalty payments for the performance of such works and the proportionate +division of fees paid among copyright owners, and may designate common +agents to negotiate, agree to, pay, or receive such royalty payments. + +(2) Arbitration. Parties not subject to such a negotiation, may +determine, by arbitration in accordance with the provisions of chapter +8, the terms and rates and the division of fees described in paragraph +(1). + +(c) License Agreements Superior to Copyright Arbitration Royalty Panel +Determinations. License agreements between one or more copyright owners +and one or more operators of coin-operated phonorecord players, which +are negotiated in accordance with subsection (b), shall be given effect +in lieu of any otherwise applicable determination by a copyright +arbitration royalty panel. + +(d) Definitions. As used in this section, the following terms mean the +following: + +(1) A "coin-operated phonorecord player" is a machine or device that- + +(A) is employed solely for the performance of nondramatic musical works +by means of phonorecords upon being activated by the insertion of coins, +currency, tokens, or other monetary units or their equivalent; + +(B) is located in an establishment making no direct or indirect charge +for admission; + +(C) is accompanied by a list which is comprised of the titles of all the +musical works available for performance on it, and is affixed to the +phonorecord player or posted in the establishment in a prominent +position where it can be readily examined by the public; and + +(D) affords a choice of works available for performance and permits the +choice to be made by the patrons of the establishment in which it is +located. + +(2) An "operator" is any person who, alone or jointly with others- + +(A) owns a coin-operated phonorecord player; + +(B) has the power to make a coin-operated phonorecord player available +for placement in an establishment for purposes of public performance; or + +(C) has the power to exercise primary control over the selection of the +musical works made available for public performance on a coin-operated +phonorecord player. + + +Section 117. Limitations on exclusive rights: Computer programs [53] + +(a) Making of Additional Copy or Adaptation by Owner of Copy. +Notwithstanding the provisions of section 106, it is not an infringement +for the owner of a copy of a computer program to make or authorize the +making of another copy or adaptation of that computer program provided: + +(1) that such a new copy or adaptation is created as an essential step +in the utilization of the computer program in conjunction with a machine +and that it is used in no other manner, or + +(2) that such new copy or adaptation is for archival purposes only and +that all archival copies are destroyed in the event that continued +possession of the computer program should cease to be rightful. + +(b) Lease, Sale, or Other Transfer of Additional Copy or Adaptation. Any +exact copies prepared in accordance with the provisions of this section +may be leased, sold, or otherwise transferred, along with the copy from +which such copies were prepared, only as part of the lease, sale, or +other transfer of all rights in the program. Adaptations so prepared may +be transferred only with the authorization of the copyright owner. + +(c) Machine Maintenance or Repair. Notwithstanding the provisions of +section 106, it is not an infringement for the owner or lessee of a +machine to make or authorize the making of a copy of a computer program +if such copy is made solely by virtue of the activation of a machine +that lawfully contains an authorized copy of the computer program, for +purposes only of maintenance or repair of that machine, if- + +(1) such new copy is used in no other manner and is destroyed +immediately after the maintenance or repair is completed; and + +(2) with respect to any computer program or part thereof that is not +necessary for that machine to be activated, such program or part thereof +is not accessed or used other than to make such new copy by virtue of +the activation of the machine. + +(d) Definitions. For purposes of this section- + +(1) the "maintenance" of a machine is the servicing of the machine in +order to make it work in accordance with its original specifications and +any changes to those specifications authorized for that machine; and + +(2) the "repair" of a machine is the restoring of the machine to the +state of working in accordance with its original specifications and any +changes to those specifications authorized for that machine. + + +Section 118. Scope of exclusive rights: Use of certain works in connection +with noncommercial broadcasting [54] + +(a) The exclusive rights provided by section 106 shall, with respect to +the works specified by subsection (b) and the activities specified by +subsection (d), be subject to the conditions and limitations prescribed +by this section. + +(b) Notwithstanding any provision of the antitrust laws, any owners of +copyright in published nondramatic musical works and published +pictorial, graphic, and sculptural works and any public broadcasting +entities, respectively, may negotiate and agree upon the terms and rates +of royalty payments and the proportionate division of fees paid among +various copyright owners, and may designate common agents to negotiate, +agree to, pay, or receive payments. + +(1) Any owner of copyright in a work specified in this subsection or any +public broadcasting entity may submit to the Librarian of Congress +proposed licenses covering such activities with respect to such works. +The Librarian of Congress shall proceed on the basis of the proposals +submitted to it as well as any other relevant information. The Librarian +of Congress shall permit any interested party to submit information +relevant to such proceedings. + +(2) License agreements voluntarily negotiated at any time between one or +more copyright owners and one or more public broadcasting entities shall +be given effect in lieu of any determination by the Librarian of +Congress: *Provided*, That copies of such agreements are filed in the +Copyright Office within thirty days of execution in accordance with +regulations that the Register of Copyrights shall prescribe. + +(3) In the absence of license agreements negotiated under paragraph (2), +the Librarian of Congress shall, pursuant to chapter 8, convene a +copyright arbitration royalty panel to determine and publish in the +Federal Register a schedule of rates and terms which, subject to +paragraph (2), shall be binding on all owners of copyright in works +specified by this subsection and public broadcasting entities, +regardless of whether such copyright owners have submitted proposals to +the Librarian of Congress. In establishing such rates and terms the +copyright arbitration royalty panel may consider the rates for +comparable circumstances under voluntary license agreements negotiated +as provided in paragraph (2). The Librarian of Congress shall also +establish requirements by which copyright owners may receive reasonable +notice of the use of their works under this section, and under which +records of such use shall be kept by public broadcasting entities. + +(c) The initial procedure specified in subsection (b) shall be repeated +and concluded between June 30 and December 31, 1997, and at five-year +intervals thereafter, in accordance with regulations that the Librarian +of Congress shall prescribe. + +(d) Subject to the terms of any voluntary license agreements that have +been negotiated as provided by subsection (b) (2), a public broadcasting +entity may, upon compliance with the provisions of this section, +including the rates and terms established by a copyright arbitration +royalty panel under subsection (b) (3), engage in the following +activities with respect to published nondramatic musical works and +published pictorial, graphic, and sculptural works: + +(1) performance or display of a work by or in the course of a +transmission made by a noncommercial educational broadcast station +referred to in subsection (g); and + +(2) production of a transmission program, reproduction of copies or +phonorecords of such a transmission program, and distribution of such +copies or phonorecords, where such production, reproduction, or +distribution is made by a nonprofit institution or organization solely +for the purpose of transmissions specified in paragraph (1); and + +(3) the making of reproductions by a governmental body or a nonprofit +institution of a transmission program simultaneously with its +transmission as specified in paragraph (1), and the performance or +display of the contents of such program under the conditions specified +by paragraph (1) of section 110, but only if the reproductions are used +for performances or displays for a period of no more than seven days +from the date of the transmission specified in paragraph (1), and are +destroyed before or at the end of such period. No person supplying, in +accordance with paragraph (2), a reproduction of a transmission program +to governmental bodies or nonprofit institutions under this paragraph +shall have any liability as a result of failure of such body or +institution to destroy such reproduction: *Provided*, That it shall +have notified such body or institution of the requirement for such +destruction pursuant to this paragraph: *And provided further*, That if +such body or institution itself fails to destroy such reproduction it +shall be deemed to have infringed. + +(e) Except as expressly provided in this subsection, this section shall +have no applicability to works other than those specified in subsection +(b). Owners of copyright in nondramatic literary works and public +broadcasting entities may, during the course of voluntary negotiations, +agree among themselves, respectively, as to the terms and rates of +royalty payments without liability under the antitrust laws. Any such +terms and rates of royalty payments shall be effective upon filing in +the Copyright Office, in accordance with regulations that the Register +of Copyrights shall prescribe. + +(f) Nothing in this section shall be construed to permit, beyond the +limits of fair use as provided by section 107, the unauthorized +dramatization of a nondramatic musical work, the production of a +transmission program drawn to any substantial extent from a published +compilation of pictorial, graphic, or sculptural works, or the +unauthorized use of any portion of an audiovisual work. + +(g) As used in this section, the term "public broadcasting entity" means +a noncommercial educational broadcast station as defined in section 397 +of title 47 and any nonprofit institution or organization engaged in the +activities described in paragraph (2) of subsection (d). + + +Section 119. Limitations on exclusive rights: Secondary transmissions of +superstations and network stations for private home viewing [55] + +(a) Secondary Transmissions by Satellite Carriers.- + +(1) Superstations and PBS Satellite Feed. Subject to the provisions of +paragraphs (3), (4), and (6) of this subsection and section 114(d), +secondary transmissions of a performance or display of a work embodied +in a primary transmission made by a superstation or by the Public +Broadcasting Service satellite feed shall be subject to statutory +licensing under this section if the secondary transmission is made by a +satellite carrier to the public for private home viewing, with regard to +secondary transmissions the satellite carrier is in compliance with the +rules, regulations, or authorizations of the Federal Communications +Commission governing the carriage of television broadcast station +signals, and the carrier makes a direct or indirect charge for each +retransmission service to each household receiving the secondary +transmission or to a distributor that has contracted with the carrier +for direct or indirect delivery of the secondary transmission to the +public for private home viewing. In the case of the Public Broadcasting +Service satellite feed, the statutory license shall be effective until +January 1, 2002. [56] + +(2) Network stations.- + +(A) In general. Subject to the provisions of subparagraphs (B) and (C) +of this paragraph and paragraphs (3), (4), (5), and (6) of this +subsection and section 114(d), secondary transmissions of a performance +or display of a work embodied in a primary transmission made by a +network station shall be subject to statutory licensing under this +section if the secondary transmission is made by a satellite carrier to +the public for private home viewing, with regard to secondary +transmissions the satellite carrier is in compliance with the rules, +regulations, or authorizations of the Federal Communications Commission +governing the carriage of television broadcast station signals, and the +carrier makes a direct or indirect charge for such retransmission +service to each subscriber receiving the secondary transmission. + +(B) Secondary transmissions to unserved households.- + +(i) In general. The statutory license provided for in subparagraph (A) +shall be limited to secondary transmissions of the signals of no more +than two network stations in a single day for each television network to +persons who reside in unserved households. + +(ii) Accurate determinations of eligibility.- + +(I) Accurate predictive model. In determining presumptively whether a +person resides in an unserved household under subsection (d)(10)(A), a +court shall rely on the Individual Location Longley-Rice model set forth +by the Federal Communications Commission in Docket No. 98-201, as that +model may be amended by the Commission over time under section 339(c)(3) +of the Communications Act of 1934 to increase the accuracy of that +model. + +(II) Accurate measurements. For purposes of site measurements to +determine whether a person resides in an unserved household under +subsection (d)(10)(A), a court shall rely on section 339(c)(4) of the +Communications Act of 1934. + +(iii) C-band exemption to unserved households.- + +(I) In general. The limitations of clause (i) shall not apply to any +secondary transmissions by C-band services of network stations that a +subscriber to C-band service received before any termination of such +secondary transmissions before October 31, 1999. + +(II) Definition. In this clause the term "C-band service" means a +service that is licensed by the Federal Communications Commission and +operates in the Fixed Satellite Service under part 25 of title 47 of the +Code of Federal Regulations. + +(C) Submission of subscriber lists to networks. A satellite carrier that +makes secondary transmissions of a primary transmission made by a +network station pursuant to subparagraph (A) shall, 90 days after +commencing such secondary transmissions, submit to the network that owns +or is affiliated with the network station a list identifying (by name +and street address, including county and zip code) all subscribers to +which the satellite carrier makes secondary transmissions of that +primary transmission. Thereafter, on the 15th of each month, the +satellite carrier shall submit to the network a list identifying (by +name and street address, including county and zip code) any persons who +have been added or dropped as such subscribers since the last submission +under this subparagraph. Such subscriber information submitted by a +satellite carrier may be used only for purposes of monitoring compliance +by the satellite carrier with this subsection. The submission +requirements of this subparagraph shall apply to a satellite carrier +only if the network to whom the submissions are to be made places on +file with the Register of Copyrights a document identifying the name and +address of the person to whom such submissions are to be made. The +Register shall maintain for public inspection a file of all such +documents. + +(3) Noncompliance with reporting and payment requirements.- +Notwithstanding the provisions of paragraphs (1) and (2), the willful or +repeated secondary transmission to the public by a satellite carrier of +a primary transmission made by a superstation or a network station and +embodying a performance or display of a work is actionable as an act of +infringement under section 501, and is fully subject to the remedies +provided by sections 502 through 506 and 509, where the satellite +carrier has not deposited the statement of account and royalty fee +required by subsection (b), or has failed to make the submissions to +networks required by paragraph (2)(C). + +(4) Willful alterations. Notwithstanding the provisions of paragraphs +(1) and (2), the secondary transmission to the public by a satellite +carrier of a performance or display of a work embodied in a primary +transmission made by a superstation or a network station is actionable +as an act of infringement under section 501, and is fully subject to the +remedies provided by sections 502 through 506 and sections 509 and 510, +if the content of the particular program in which the performance or +display is embodied, or any commercial advertising or station +announcement transmitted by the primary transmitter during, or +immediately before or after, the transmission of such program, is in any +way willfully altered by the satellite carrier through changes, +deletions, or additions, or is combined with programming from any other +broadcast signal. + +(5) Violation of territorial restrictions on statutory license for +network stations.- + +(A) Individual violations. The willful or repeated secondary +transmission by a satellite carrier of a primary transmission made by a +network station and embodying a performance or display of a work to a +subscriber who does not reside in an unserved household is actionable as +an act of infringement under section 501 and is fully subject to the +remedies provided by sections 502 through 506 and 509, except that- + +(i) no damages shall be awarded for such act of infringement if the +satellite carrier took corrective action by promptly withdrawing service +from the ineligible subscriber, and + +(ii) any statutory damages shall not exceed $5 for such subscriber for +each month during which the violation occurred. + +(B) Pattern of violations. If a satellite carrier engages in a willful +or repeated pattern or practice of delivering a primary transmission +made by a network station and embodying a performance or display of a +work to subscribers who do not reside in unserved households, then in +addition to the remedies set forth in subparagraph (A)- + +(i) if the pattern or practice has been carried out on a substantially +nationwide basis, the court shall order a permanent injunction barring +the secondary transmission by the satellite carrier, for private home +viewing, of the primary transmissions of any primary network station +affiliated with the same network, and the court may order statutory +damages of not to exceed $250,000 for each 6-month period during which +the pattern or practice was carried out; and + +(ii) if the pattern or practice has been carried out on a local or +regional basis, the court shall order a permanent injunction barring the +secondary transmission, for private home viewing in that locality or +region, by the satellite carrier of the primary transmissions of any +primary network station affiliated with the same network, and the court +may order statutory damages of not to exceed $250,000 for each 6-month +period during which the pattern or practice was carried out. + +(C) Previous subscribers excluded. Subparagraphs (A) and (B) do not +apply to secondary transmissions by a satellite carrier to persons who +subscribed to receive such secondary transmissions from the satellite +carrier or a distributor before November 16, 1988. + +(D) Burden of proof. [57] In any action brought under this paragraph, +the satellite carrier shall have the burden of proving that its +secondary transmission of a primary transmission by a network station is +for private home viewing to an unserved household. + +(E) Exception. The secondary transmission by a satellite carrier of a +performance or display of a work embodied in a primary transmission made +by a network station to subscribers who do not reside in unserved +households shall not be an act of infringement if- + +(i) the station on May 1, 1991, was retransmitted by a satellite carrier +and was not on that date owned or operated by or affiliated with a +television network that offered interconnected program service on a +regular basis for 15 or more hours per week to at least 25 affiliated +television licensees in 10 or more States; + +(ii) as of July 1, 1998, such station was retransmitted by a satellite +carrier under the statutory license of this section; and + +(iii) the station is not owned or operated by or affiliated with a +television network that, as of January 1, 1995, offered interconnected +program service on a regular basis for 15 or more hours per week to at +least 25 affiliated television licensees in 10 or more States. + +(6) Discrimination by a satellite carrier. Notwithstanding the +provisions of paragraph (1), the willful or repeated secondary +transmission to the public by a satellite carrier of [a] performance or +display of a work embodied in a primary transmission made by a +superstation or a network station is actionable as an act of +infringement under section 501, and is fully subject to the remedies +provided by sections 502 through 506 and 509, if the satellite carrier +unlawfully discriminates against a distributor. [58] + +(7) Geographic limitation on secondary transmissions. The statutory +license created by this section shall apply only to secondary +transmissions to households located in the United States. + +(8) Transitional signal intensity measurement procedures. [59] + +(A) In general. Subject to subparagraph (C), upon a challenge by a +network station regarding whether a subscriber is an unserved household +within the predicted Grade B Contour of the station, the satellite +carrier shall, within 60 days after the receipt of the challenge- + +(i) terminate service to that household of the signal that is the +subject of the challenge, and within 30 days thereafter notify the +network station that made the challenge that service to that household +has been terminated; or + +(ii) conduct a measurement of the signal intensity of the subscriber's +household to determine whether the household is an unserved household +after giving reasonable notice to the network station of the satellite +carrier's intent to conduct the measurement. + +(B) Effect of measurement. If the satellite carrier conducts a signal +intensity measurement under subparagraph (A) and the measurement +indicates that- + +(i) the household is not an unserved household, the satellite carrier +shall, within 60 days after the measurement is conducted, terminate the +service to that household of the signal that is the subject of the +challenge, and within 30 days thereafter notify the network station that +made the challenge that service to that household has been terminated; +or + +(ii) the household is an unserved household, the station challenging the +service shall reimburse the satellite carrier for the costs of the +signal measurement within 60 days after receipt of the measurement +results and a statement of the costs of the measurement. + +(C) Limitation on measurements.- + +(i) Notwithstanding subparagraph (A), a satellite carrier may not be +required to conduct signal intensity measurements during any calendar +year in excess of 5 percent of the number of subscribers within the +network station's local market that have subscribed to the service as of +the effective date of the Satellite Home Viewer Act of 1994. + +(ii) If a network station challenges whether a subscriber is an unserved +household in excess of 5 percent of the subscribers within the network +station's local market within a calendar year, subparagraph (A) shall +not apply to challenges in excess of such 5 percent, but the station may +conduct its own signal intensity measurement of the subscriber's +household after giving reasonable notice to the satellite carrier of the +network station's intent to conduct the measurement. If such measurement +indicates that the household is not an unserved household, the carrier +shall, within 60 days after receipt of the measurement, terminate +service to the household of the signal that is the subject of the +challenge and within 30 days thereafter notify the network station that +made the challenge that service has been terminated. The carrier shall +also, within 60 days after receipt of the measurement and a statement of +the costs of the measurement, reimburse the network station for the cost +it incurred in conducting the measurement. + +(D) Outside the predicted grade b contour.- + +(i) If a network station challenges whether a subscriber is an unserved +household outside the predicted Grade B Contour of the station, the +station may conduct a measurement of the signal intensity of the +subscriber's household to determine whether the household is an unserved +household after giving reasonable notice to the satellite carrier of the +network station's intent to conduct the measurement. + +(ii) If the network station conducts a signal intensity measurement +under clause (i) and the measurement indicates that- + +(I) the household is not an unserved household, the station shall +forward the results to the satellite carrier who shall, within 60 days +after receipt of the measurement, terminate the service to the household +of the signal that is the subject of the challenge, and shall reimburse +the station for the costs of the measurement within 60 days after +receipt of the measurement results and a statement of such costs; or + +(II) the household is an unserved household, the station shall pay the +costs of the measurement. + +(9) Loser pays for signal intensity measurement; recovery of measurement +costs in a civil action. In any civil action filed relating to the +eligibility of subscribing households as unserved households- + +(A) a network station challenging such eligibility shall, within 60 days +after receipt of the measurement results and a statement of such costs, +reimburse the satellite carrier for any signal intensity measurement +that is conducted by that carrier in response to a challenge by the +network station and that establishes the household is an unserved +household; and + +(B) a satellite carrier shall, within 60 days after receipt of the +measurement results and a statement of such costs, reimburse the network +station challenging such eligibility for any signal intensity +measurement that is conducted by that station and that establishes the +household is not an unserved household. + +(10) inability to conduct measurement. If a network station makes a +reasonable attempt to conduct a site measurement of its signal at a +subscriber's household and is denied access for the purpose of +conducting the measurement, and is otherwise unable to conduct a +measurement, the satellite carrier shall within 60 days notice thereof, +terminate service of the station's network to that household. + +(11) Service to recreational vehicles and commercial trucks.- + +(A) Exemption.- + +(i) In general. For purposes of this subsection, and subject to clauses +(ii) and (iii), the term "unserved household" shall include- + +(I) recreational vehicles as defined in regulations of the Secretary of +Housing and Urban Development under section 3282.8 of title 24 of the +Code of Federal Regulations; and + +(II) commercial trucks that qualify as commercial motor vehicles under +regulations of the Secretary of Transportation under section 383.5 of +title 49 of the Code of Federal Regulations. + +(ii) Limitation. Clause (i) shall apply only to a recreational vehicle +or commercial truck if any satellite carrier that proposes to make a +secondary transmission of a network station to the operator of such a +recreational vehicle or commercial truck complies with the documentation +requirements under subparagraphs (B) and (C). + +(iii) Exclusion. For purposes of this subparagraph, the terms +"recreational vehicle" and "commercial truck" shall not include any +fixed dwelling, whether a mobile home or otherwise. + +(B) Documentation requirements. A recreational vehicle or commercial +truck shall be deemed to be an unserved household beginning 10 days +after the relevant satellite carrier provides to the network that owns +or is affiliated with the network station that will be secondarily +transmitted to the recreational vehicle or commercial truck the +following documents: + +(i) Declaration. A signed declaration by the operator of the +recreational vehicle or commercial truck that the satellite dish is +permanently attached to the recreational vehicle or commercial truck, +and will not be used to receive satellite programming at any fixed +dwelling. + +(ii) Registration. In the case of a recreational vehicle, a copy of the +current State vehicle registration for the recreational vehicle. + +(iii) Registration and license. In the case of a commercial truck, a +copy of- + +(I) the current State vehicle registration for the truck; and + +(II) a copy of a valid, current commercial driver's license, as defined +in regulations of the Secretary of Transportation under section 383 of +title 49 of the Code of Federal Regulations, issued to the operator. + +(C) Updated documentation requirements. If a satellite carrier wishes to +continue to make secondary transmissions to a recreational vehicle or +commercial truck for more than a 2-year period, that carrier shall +provide each network, upon request, with updated documentation in the +form described under subparagraph (B) during the 90 days before +expiration of that 2-year period. + +(12) Statutory license contingent on compliance with fcc rules and +remedial steps. Notwithstanding any other provision of this section, the +willful or repeated secondary transmission to the public by a satellite +carrier of a primary transmission embodying a performance or display of +a work made by a broadcast station licensed by the Federal +Communications Commission is actionable as an act of infringement under +section 501, and is fully subject to the remedies provided by sections +502 through 506 and 509, if, at the time of such transmission, the +satellite carrier is not in compliance with the rules, regulations, and +authorizations of the Federal Communications Commission concerning the +carriage of television broadcast station signals. [60] + +(b) Statutory License for Secondary Transmissions for Private Home +Viewing.- + +(1) Deposits with the register of copyrights. A satellite carrier whose +secondary transmissions are subject to statutory licensing under +subsection (a) shall, on a semiannual basis, deposit with the Register +of Copyrights, in accordance with requirements that the Register shall +prescribe by regulation- + +(A) a statement of account, covering the preceding 6-month period, +specifying the names and locations of all superstations and network +stations whose signals were transmitted, at any time during that period, +to subscribers for private home viewing as described in subsections (a) +(1) and (a)(2), the total number of subscribers that received such +transmissions, and such other data as the Register of Copyrights may +from time to time prescribe by regulation; and + +(B) a royalty fee for that 6-month period, computed by- + +(i) multiplying the total number of subscribers receiving each secondary +transmission of a superstation during each calendar month by 17.5 cents +per subscriber in the case of superstations that as retransmitted by the +satellite carrier include any program which, if delivered by any cable +system in the United States, would be subject to the syndicated +exclusivity rules of the Federal Communications Commission, and 14 cents +per subscriber in the case of superstations that are syndex-proof as +defined in section 258.2 of title 37, Code of Federal Regulations; + +(ii) multiplying the number of subscribers receiving each secondary +transmission of a network station or the Public Broadcasting Service +satellite feed during each calendar month by 6 cents; [61] and + +(iii) adding together the totals computed under clauses (i) and (ii). + +(2) Investment of fees. The Register of Copyrights shall receive all +fees deposited under this section and, after deducting the reasonable +costs incurred by the Copyright Office under this section (other than +the costs deducted under paragraph (4)), shall deposit the balance in +the Treasury of the United States, in such manner as the Secretary of +the Treasury directs. All funds held by the Secretary of the Treasury +shall be invested in interest-bearing securities of the United States +for later distribution with interest by the Librarian of Congress as +provided by this title. + +(3) Persons to whom fees are distributed. The royalty fees deposited +under paragraph (2) shall, in accordance with the procedures provided by +paragraph (4), be distributed to those copyright owners whose works were +included in a secondary transmission for private home viewing made by a +satellite carrier during the applicable 6-month accounting period and +who file a claim with the Librarian of Congress under paragraph (4). + +(4) Procedures for distribution. The royalty fees deposited under +paragraph (2) shall be distributed in accordance with the following +procedures: + +(A) Filing of claims for fees. During the month of July in each year, +each person claiming to be entitled to statutory license fees for +secondary transmissions for private home viewing shall file a claim with +the Librarian of Congress, in accordance with requirements that the +Librarian of Congress shall prescribe by regulation. For purposes of +this paragraph, any claimants may agree among themselves as to the +proportionate division of statutory license fees among them, may lump +their claims together and file them jointly or as a single claim, or may +designate a common agent to receive payment on their behalf. + +(B) Determination of controversy; distributions. After the first day of +August of each year, the Librarian of Congress shall determine whether +there exists a controversy concerning the distribution of royalty fees. +If the Librarian of Congress determines that no such controversy exists, +the Librarian of Congress shall, after deducting reasonable +administrative costs under this paragraph, distribute such fees to the +copyright owners entitled to receive them, or to their designated +agents. If the Librarian of Congress finds the existence of a +controversy, the Librarian of Congress shall, pursuant to chapter 8 of +this title, convene a copyright arbitration royalty panel to determine +the distribution of royalty fees. + +(C) Withholding of fees during controversy. During the pendency of any +proceeding under this subsection, the Librarian of Congress shall +withhold from distribution an amount sufficient to satisfy all claims +with respect to which a controversy exists, but shall have discretion to +proceed to distribute any amounts that are not in controversy. + +(c) Adjustment of Royalty Fees.- + +(1) Applicability and determination of royalty fees. The rate of the +royalty fee payable under subsection (b)(1)(B) shall be effective unless +a royalty fee is established under paragraph (2) or (3) of this +subsection. + +(2) Fee set by voluntary negotiation.- + +(A) Notice of initiation of proceedings. On or before July 1, 1996, the +Librarian of Congress shall cause notice to be published in the Federal +Register of the initiation of voluntary negotiation proceedings for the +purpose of determining the royalty fee to be paid by satellite carriers +under subsection (b)(1)(B). + +(B) Negotiations. Satellite carriers, distributors, and copyright owners +entitled to royalty fees under this section shall negotiate in good +faith in an effort to reach a voluntary agreement or voluntary +agreements for the payment of royalty fees. Any such satellite carriers, +distributors, and copyright owners may at any time negotiate and agree +to the royalty fee, and may designate common agents to negotiate, agree +to, or pay such fees. If the parties fail to identify common agents, the +Librarian of Congress shall do so, after requesting recommendations from +the parties to the negotiation proceeding. The parties to each +negotiation proceeding shall bear the entire cost thereof. + +(C) Agreements binding on parties; filing of agreements. Voluntary +agreements negotiated at any time in accordance with this paragraph +shall be binding upon all satellite carriers, distributors, and +copyright owners that are parties thereto. Copies of such agreements +shall be filed with the Copyright Office within 30 days after execution +in accordance with regulations that the Register of Copyrights shall +prescribe. + +(D) Period agreement is in effect. The obligation to pay the royalty +fees established under a voluntary agreement which has been filed with +the Copyright Office in accordance with this paragraph shall become +effective on the date specified in the agreement, and shall remain in +effect until December 31, 1999, or in accordance with the terms of the +agreement, whichever is later. + +(3) Fee set by compulsory arbitration.- + +(A) Notice of initiation of proceedings. On or before January 1, 1997, +the Librarian of Congress shall cause notice to be published in the +Federal Register of the initiation of arbitration proceedings for the +purpose of determining a reasonable royalty fee to be paid under +subsection (b)(1)(B) by satellite carriers who are not parties to a +voluntary agreement filed with the Copyright Office in accordance with +paragraph (2). Such arbitration proceeding shall be conducted under +chapter 8. + +(B) Establishment of royalty fees. In determining royalty fees under +this paragraph, the copyright arbitration royalty panel appointed under +chapter 8 shall establish fees for the retransmission of network +stations and superstations that most clearly represent the fair market +value of secondary transmissions. In determining the fair market value, +the panel shall base its decision on economic, competitive, and +programming information presented by the parties, including- + +(i) the competitive environment in which such programming is +distributed, the cost of similar signals in similar private and +compulsory license marketplaces, and any special features and conditions +of the retransmission marketplace; + +(ii) the economic impact of such fees on copyright owners and satellite +carriers; and + +(iii) the impact on the continued availability of secondary +transmissions to the public. + +(C) Period during which decision of arbitration panel or order of +librarian effective. The obligation to pay the royalty fee established +under a determination which- + +(i) is made by a copyright arbitration royalty panel in an arbitration +proceeding under this paragraph and is adopted by the Librarian of +Congress under section 802(f), or + +(ii) is established by the Librarian of Congress under section 802(f), +shall become effective as provided in section 802(g ), or July 1, 1997, +whichever is later. + +(D) Persons subject to royalty fee. The royalty fee referred to in +subparagraph (C) shall be binding on all satellite carriers, +distributors, and copyright owners, who are not party to a voluntary +agreement filed with the Copyright Office under paragraph (2). + +(4) Reduction. [62]- + +(A) Superstation. The rate of the royalty fee in effect on January 1, +1998, payable in each case under subsection (b)(1)(B)(i) shall be +reduced by 30 percent. + +(B) Network and public broadcasting satellite feed. The rate of the +royalty fee in effect on January 1, 1998, payable under subsection (b) +(1)(B)(ii) shall be reduced by 45 percent. + +(5) Public broadcasting service as agent. For purposes of section 802, +with respect to royalty fees paid by satellite carriers for +retransmitting the Public Broadcasting Service satellite feed, the +Public Broadcasting Service shall be the agent for all public television +copyright claimants and all Public Broadcasting Service member +stations. [63] + +(d) Definitions. As used in this section- + +(1) Distributor. The term "distributor" means an entity which contracts +to distribute secondary transmissions from a satellite carrier and, +either as a single channel or in a package with other programming, +provides the secondary transmission either directly to individual +subscribers for private home viewing or indirectly through other program +distribution entities. + +(2) Network station. The term "network station" means- + +(A) a television broadcast station, including any translator station or +terrestrial satellite station that rebroadcasts all or substantially all +of the programming broadcast by a network station, that is owned or +operated by, or affiliated with, one or more of the television networks +in the United States which offer an interconnected program service on a +regular basis for 15 or more hours per week to at least 25 of its +affiliated television licensees in 10 or more States; or + +(B) a noncommercial educational broadcast station (as defined in section +397 of the Communications Act of 1934). + +(3) Primary network station. The term "primary network station" means a +network station that broadcasts or rebroadcasts the basic programming +service of a particular national network. + +(4) Primary transmission. The term "primary transmission" has the +meaning given that term in section 111(f) of this title. + +(5) Private home viewing. The term "private home viewing" means the +viewing, for private use in a household by means of satellite reception +equipment which is operated by an individual in that household and which +serves only such household, of a secondary transmission delivered by a +satellite carrier of a primary transmission of a television station +licensed by the Federal Communications Commission. + +(6) Satellite carrier. The term "satellite carrier" means an entity that +uses the facilities of a satellite or satellite service licensed by the +Federal Communications Commission and operates in the Fixed-Satellite +Service under part 25 of title 47 of the Code of Federal Regulations or +the Direct Broadcast Satellite Service under part 100 of title 47 of the +Code of Federal Regulations to establish and operate a channel of +communications for point-to-multipoint distribution of television +station signals, and that owns or leases a capacity or service on a +satellite in order to provide such point-to-multipoint distribution, +except to the extent that such entity provides such distribution +pursuant to tariff under the Communications Act of 1934, other than for +private home viewing. + +(7) Secondary transmission. The term "secondary transmission" has the +meaning given that term in section 111(f) of this title. + +(8) Subscriber. The term "subscriber" means an individual who receives a +secondary transmission service for private home viewing by means of a +secondary transmission from a satellite carrier and pays a fee for the +service, directly or indirectly, to the satellite carrier or to a +distributor. + +(9) Superstation. The term "superstation"- + +(A) means a television broadcast station, other than a network station, +licensed by the Federal Communications Commission that is secondarily +transmitted by a satellite carrier; and + +(B) except for purposes of computing the royalty fee, includes the +Public Broadcasting Service satellite feed. [64] + +(10) Unserved household. The term "unserved household", with respect to +a particular television network, means a household that- + +(A) cannot receive, through the use of a conventional, stationary, +outdoor rooftop receiving antenna, an over-the-air signal of a primary +network station affiliated with that network of Grade B intensity as +defined by the Federal Communications Commission under section 73.683(a) +of title 47 of the Code of Federal Regulations, as in effect on January +1, 1999; + +(B) is subject to a waiver granted under regulations established under +section 339(c)(2) of the Communications Act of 1934; + +(C) is a subscriber to whom subsection (e) applies; + +(D) is a subscriber to whom subsection (a)(11) applies; or + +(E) is a subscriber to whom the exemption under subsection (a)(2)(B) +(iii) applies. + +(11) Local market. The term "local market" has the meaning given such +term under section 122(j). + +(12) Public broadcasting service satellite feed. The term "Public +Broadcasting Service satellite feed" means the national satellite feed +distributed and designated for purposes of this section by the Public +Broadcasting Service consisting of educational and informational +programming intended for private home viewing, to which the Public +Broadcasting Service holds national terrestrial broadcast rights. [65] + +(e) Moratorium on Copyright Liability. Until December 31, 2004, a +subscriber who does not receive a signal of Grade A intensity (as +defined in the regulations of the Federal Communications Commission +under section 73.683(a) of title 47 of the Code of Federal Regulations, +as in effect on January 1, 1999, or predicted by the Federal +Communications Commission using the Individual Location Longley-Rice +methodology described by the Federal Communications Commission in Docket +No. 98-201) of a local network television broadcast station shall remain +eligible to receive signals of network stations affiliated with the same +network, if that subscriber had satellite service of such network signal +terminated after July 11, 1998, and before October 31, 1999, as required +by this section, or received such service on October 31, 1999. + + +Section 120. Scope of exclusive rights in architectural works [66] + +(a) Pictorial Representations Permitted. The copyright in an +architectural work that has been constructed does not include the right +to prevent the making, distributing, or public display of pictures, +paintings, photographs, or other pictorial representations of the work, +if the building in which the work is embodied is located in or +ordinarily visible from a public place. + +(b) Alterations to and Destruction of Buildings. Notwithstanding the +provisions of section 106(2), the owners of a building embodying an +architectural work may, without the consent of the author or copyright +owner of the architectural work, make or authorize the making of +alterations to such building, and destroy or authorize the destruction +of such building. + + +Section 121. Limitations on exclusive rights: reproduction for blind or +other people with disabilities [67] + +(a) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for an authorized entity to reproduce or to +distribute copies or phonorecords of a previously published, nondramatic +literary work if such copies or phonorecords are reproduced or +distributed in specialized formats exclusively for use by blind or other +persons with disabilities. + +(b)(1) Copies or phonorecords to which this section applies shall + +(A) not be reproduced or distributed in a format other than a +specialized format exclusively for use by blind or other persons with +disabilities; + +(B) bear a notice that any further reproduction or distribution in a +format other than a specialized format is an infringement; and + +(C) include a copyright notice identifying the copyright owner and the +date of the original publication. + +(2) The provisions of this subsection shall not apply to standardized, +secure, or norm-referenced tests and related testing material, or to +computer programs, except the portions thereof that are in conventional +human language (including descriptions of pictorial works) and displayed +to users in the ordinary course of using the computer programs. + +(c) For purposes of this section, the term- + +(1) "authorized entity" means a nonprofit organization or a governmental +agency that has a primary mission to provide specialized services +relating to training, education, or adaptive reading or information +access needs of blind or other persons with disabilities; + +(2) "blind or other persons with disabilities" means individuals who are +eligible or who may qualify in accordance with the Act entitled "An Act +to provide books for the adult blind", approved March 3, 1931 (2 U.S.C. +135a; 46 Stat. 1487) to receive books and other publications produced in +specialized formats; and + +(3) "specialized formats" means braille, audio, or digital text which is +exclusively for use by blind or other persons with disabilities. + + +Section 122. Limitations on exclusive rights; secondary transmissions by +satellite carriers within local markets [68] + +(a) Secondary Transmissions of television Broadcast Stations by +Satellite Carriers. A secondary transmission of a performance or display +of a work embodied in a primary transmission of a television broadcast +station into the station's local market shall be subject to statutory +licensing under this section if- + +(1) the secondary transmission is made by a satellite carrier to the +public; + +(2) with regard to secondary transmissions, the satellite carrier is in +compliance with the rules, regulations, or authorizations of the Federal +Communications Commission governing the carriage of television broadcast +station signals; and + +(3) the satellite carrier makes a direct or indirect charge for the +secondary transmission to- + +(A) each subscriber receiving the secondary transmission; or + +(B) a distributor that has contracted with the satellite carrier for +direct or indirect delivery of the secondary transmission to the public. + +(b) Reporting Requirements.- + +(1) Initial lists. A satellite carrier that makes secondary +transmissions of a primary transmission made by a network station under +subsection (a) shall, within 90 days after commencing such secondary +transmissions, submit to the network that owns or is affiliated with the +network station a list identifying (by name in alphabetical order and +street address, including county and zip code) all subscribers to which +the satellite carrier makes secondary transmissions of that primary +transmission under subsection (a). + +(2) Subsequent lists. After the list is submitted under paragraph (1), +the satellite carrier shall, on the 15th of each month, submit to the +network a list identifying (by name in alphabetical order and street +address, including county and zip code) any subscribers who have been +added or dropped as subscribers since the last submission under this +subsection. + +(3) Use of subscriber information. Subscriber information submitted by a +satellite carrier under this subsection may be used only for the +purposes of monitoring compliance by the satellite carrier with this +section. + +(4) Requirements of networks. The submission requirements of this +subsection shall apply to a satellite carrier only if the network to +which the submissions are to be made places on file with the Register of +Copyrights a document identifying the name and address of the person to +whom such submissions are to be made. The Register of Copyrights shall +maintain for public inspection a file of all such documents. + +(c) No Royalty Fee Required. A satellite carrier whose secondary +transmissions are subject to statutory licensing under subsection (a) +shall have no royalty obligation for such secondary transmissions. + +(d) Noncompliance with Reporting and Regulatory Requirements. +Notwithstanding subsection (a), the willful or repeated secondary +transmission to the public by a satellite carrier into the local market +of a television broadcast station of a primary transmission embodying a +performance or display of a work made by that television broadcast +station is actionable as an act of infringement under section 501, and +is fully subject to the remedies provided under sections 502 through 506 +and 509, if the satellite carrier has not complied with the reporting +requirements of subsection (b) or with the rules, regulations, and +authorizations of the Federal Communications Commission concerning the +carriage of television broadcast signals. + +(e) Willful Alterations. Notwithstanding subsection (a), the secondary +transmission to the public by a satellite carrier into the local market +of a television broadcast station of a performance or display of a work +embodied in a primary transmission made by that television broadcast +station is actionable as an act of infringement under section 501, and +is fully subject to the remedies provided by sections 502 through 506 +and sections 509 and 510, if the content of the particular program in +which the performance or display is embodied, or any commercial +advertising or station announcement transmitted by the primary +transmitter during, or immediately before or after, the transmission of +such program, is in any way willfully altered by the satellite carrier +through changes, deletions, or additions, or is combined with +programming from any other broadcast signal. + +(f) Violation of territorial Restrictions on Statutory License for +television Broadcast Stations.- + +(1) Individual violations. The willful or repeated secondary +transmission to the public by a satellite carrier of a primary +transmission embodying a performance or display of a work made by a +television broadcast station to a subscriber who does not reside in that +station's local market, and is not subject to statutory licensing under +section 119 or a private licensing agreement, is actionable as an act of +infringement under section 501 and is fully subject to the remedies +provided by sections 502 through 506 and 509, except that- + +(A) no damages shall be awarded for such act of infringement if the +satellite carrier took corrective action by promptly withdrawing service +from the ineligible subscriber; and + +(B) any statutory damages shall not exceed $5 for such subscriber for +each month during which the violation occurred. + +(2) Pattern of violations. If a satellite carrier engages in a willful +or repeated pattern or practice of secondarily transmitting to the +public a primary transmission embodying a performance or display of a +work made by a television broadcast station to subscribers who do not +reside in that station's local market, and are not subject to statutory +licensing under section 119 or a private licensing agreement, then in +addition to the remedies under paragraph (1)- + +(A) if the pattern or practice has been carried out on a substantially +nationwide basis, the court- + +(i) shall order a permanent injunction barring the secondary +transmission by the satellite carrier of the primary transmissions of +that television broadcast station (and if such television broadcast +station is a network station, all other television broadcast stations +affiliated with such network); and + +(ii) may order statutory damages not exceeding $250,000 for each 6-month +period during which the pattern or practice was carried out; and + +(B) if the pattern or practice has been carried out on a local or +regional basis with respect to more than one television broadcast +station, the court- + +(i) shall order a permanent injunction barring the secondary +transmission in that locality or region by the satellite carrier of the +primary transmissions of any television broadcast station; and + +(ii) may order statutory damages not exceeding $250,000 for each 6-month +period during which the pattern or practice was carried out. + +(g) Burden of Proof. In any action brought under subsection (f), the +satellite carrier shall have the burden of proving that its secondary +transmission of a primary transmission by a television broadcast station +is made only to subscribers located within that station's local market +or subscribers being served in compliance with section 119 or a private +licensing agreement. + +(h) Geographic Limitations on secondary Transmissions. The statutory +license created by this section shall apply to secondary transmissions +to locations in the United States. + +(i) Exclusivity with Respect to Secondary Transmissions of Broadcast +Stations by Satellite to Members of the Public. No provision of section +111 or any other law (other than this section and section 119) shall be +construed to contain any authorization, exemption, or license through +which secondary transmissions by satellite carriers of programming +contained in a primary transmission made by a television broadcast +station may be made without obtaining the consent of the copyright +owner. + +(j) Definitions. In this section- + +(1) Distributor. The term "distributor" means an entity which contracts +to distribute secondary transmissions from a satellite carrier and, +either as a single channel or in a package with other programming, +provides the secondary transmission either directly to individual +subscribers or indirectly through other program distribution entities. + +(2) Local market.- + +(A) In general. The term "local market", in the case of both commercial +and noncommercial television broadcast stations, means the designated +market area in which a station is located, and- + +(i) in the case of a commercial television broadcast station, all +commercial television broadcast stations licensed to a community within +the same designated market area are within the same local market; and + +(ii) in the case of a noncommercial educational television broadcast +station, the market includes any station that is licensed to a community +within the same designated market area as the noncommercial educational +television broadcast station. + +(B) County of license. In addition to the area described in subparagraph +(A), a station's local market includes the county in which the station's +community of license is located. + +(C) Designated market area. For purposes of subparagraph (A), the term +"designated market area" means a designated market area, as determined +by Nielsen Media Research and published in the 1999-2000 Nielsen Station +Index Directory and Nielsen Station Index United States Television +Household Estimates or any successor publication. + +(3) Network station; satellite carrier; secondary transmission. The +terms "network station", "satellite carrier", and "secondary +transmission" have the meanings given such terms under section 119(d). + +(4) Subscriber. The term "subscriber" means a person who receives a +secondary transmission service from a satellite carrier and pays a fee +for the service, directly or indirectly, to the satellite carrier or to +a distributor. + +(5) Television broadcast station. The term "television broadcast +station"- + +(A) means an over-the-air, commercial or noncommercial television +broadcast station licensed by the Federal Communications Commission +under subpart E of part 73 of title 47, Code of Federal Regulations, +except that such term does not include a low-power or translator +television station; and + +(B) includes a television broadcast station licensed by an appropriate +governmental authority of Canada or Mexico if the station broadcasts +primarily in the English language and is a network station as defined in +section 119(d)(2)(A). + +------------------ +Chapter 1 Endnotes + +1 In 1980, section 117 was amended in its entirety with an amendment in +the nature of a substitute that included a new title. However, the table +of sections was not changed to reflect the new title. Pub. L. No. +96-517, 94 Stat. 3015, 3028. In 1997, a technical amendment made that +change. Pub. L. No. 105-80, 111 Stat. 1529, 1534. + +2 The Audio Home Recording Act of 1992 amended section 101 by inserting +"Except as otherwise provided in this title," at the beginning of the +first sentence. Pub. L. No. 102-563, 106 Stat. 4237, 4248. + +The Berne Convention Implementation Act of 1988 amended section 101 by +adding a definition for "Berne Convention work." Pub. L. No. 100-568, +102 Stat. 2853, 2854. In 1990, the Architectural Works Copyright +Protection Act amended the definition of "Berne Convention work" by +adding paragraph (5). Pub. L. No. 101-650, 104 Stat. 5089, 5133. The +WIPO Copyright and Performances and Phonograms Treaties Implementation +Act of 1998 deleted the definition of "Berne Convention work" from +section 101. Pub. L. No. 105-304, 112 Stat. 2860, 2861. The definition +of "Berne Convention work," as deleted, is contained in part VI of the +Appendix. + +3 In 1990, the Architectural Works Copyright Protection Act amended +section 101 by adding the definition for "architectural work." Pub. L. +No. 101-650, 104 Stat. 5089, 5133. That Act states that the definition +is applicable to "any architectural work that, on the date of the +enactment of this Act, is unconstructed and embodied in unpublished +plans or drawings, except that protection for such architectural work +under title 17, United States Code, by virtue of the amendments made by +this title, shall terminate on December 31, 2002, unless the work is +constructed by that date." + +4 The Berne Convention Implementation Act of 1988 amended section 101 +by adding the definition of "Berne Convention." Pub. L. No. 100-568, 102 +Stat. 2853, 2854. + +5 The Digital Performance Right in Sound Recordings Act of 1995 amended +section 101 by adding the definition of "digital transmission." Pub. L. +No.104-39, 109 Stat. 336, 348. + +6 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "establishment." Pub. L. No. 105-298, 112 Stat. +2827, 2833. + +7 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "food service or drinking establishment." Pub. +L. No. 105-298, 112 Stat. 2827, 2833. + +8 In 1997, the No Electronic Theft (NET) Act amended section 101 by +adding the definition for "financial gain." Pub. L. No. 105-147, 111 +Stat. 2678. + +9 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "Geneva Phonograms Convention." Pub. L. No. 105-304, 112 Stat. 2860, +2861. + +10 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "gross square feet of space." Pub. L. No. +105-298, 112 Stat. 2827, 2833. + +11 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that paragraph (5) of the definition +of "international agreement" take effect upon entry into force of the +WIPO Copyright Treaty with respect to the United States. Pub. L. No. +105-304, 112 Stat. 2860, 2877. + +12 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that paragraph (6) of the definition +of "international agreement" take effect upon entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +13 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "international agreement." Pub. L. No. 105-304, 112 Stat. 2860, 2861. + +14 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "performing rights society." Pub. L. No. +105-298, 112 Stat. 2827, 2833. + +15 The Berne Convention Implementation Act of 1988 amended the +definition of "Pictorial, graphic, and sculptural works" by inserting +"diagrams, models, and technical drawings, including architectural +plans" in the first sentence, in lieu of "technical drawings, diagrams, +and models." Pub. L. No. 100-568, 102 Stat. 2853, 2854. + +16 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "proprietor." Pub. L. No. 105-298, 112 Stat. +2827, 2833. In 1999, a technical amendment added the phrase "For +purposes of section 513,", to the beginning of the definition of +"proprietor." Pub. L. No. 106-44, 113 Stat. 221, 222. + +17 The Copyright Renewal Act of 1992 amended section 101 by adding the +definition of "registration." Pub. L. No. 102-307, 106 Stat. 264, 266. + +18 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "treaty party." Pub. L. No. 105-304, 112 Stat. 2860, 2861. + +19 The Berne Convention Implementation Act of 1988 amended section 101 +by adding the definition of "country of origin" of a Berne Convention +work, for purposes of section 411. Pub. L. No. 100-568, 102 Stat. 2853, +2854. The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended that definition by changing it to a +definition for "United States work," for purposes of section 411. Pub. +L. No. 105-304, 112 Stat. 2860, 2861. In 1999, a technical amendment +moved the definition of "United States work" to place it in alphabetical +order, after the definition for "United States." Pub. L. No. 106-44, 113 +Stat. 221, 222. + +20 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "WIPO Copyright Treaty." Pub. L. No. 105-304, 112 Stat. 2860, 2861. +That definition is required to take effect upon entry into force of the +WIPO Copyright Treaty with respect to the United States. Pub. L. No. +105-304, 112 Stat. 2860, 2877. + +21 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "WIPO Performances and Phonograms Treaty." Pub. L. No. 105-304, 112 +Stat. 2860, 2862. That definition is required to take effect upon entry +into force of the WIPO Performances and Phonograms Treaty with respect +to the United States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +22 The Visual Artists Rights Act of 1990 amended section 101 by adding +the definition of "work of visual art." Pub. L. No. 101-650, 104 Stat. +5089, 5128. + +23 The Satellite Home Viewer Improvement Act of 1999 amended the +definition of "a work made for hire" by inserting "as a sound recording" +after "audiovisual work." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-544. The Work Made for Hire and Copyright Corrections Act of 2000 +amended the definition of "work made for hire" by deleting "as a sound +recording" after "audiovisual work." Pub. L. No. 106-379, 114 Stat. +1444. The Act also added a second paragraph to part (2) of that +definition. *Id.* These changes are effective retroactively, as of +November 29, 1999. + +24 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definitions +of "WTO Agreement" and "WTO member country," thereby transferring those +definitions to section 101 from section 104A. Pub. L. No. 105-304, 112 +Stat. 2860, 2862. See also endnote 29, *infra.* + +25 In 1980, the definition of "computer program" was added to section +101. Pub. L. No. 96-517, 94 Stat. 3015, 3028. + +26 In 1990, the Architectural Works Copyright Protection Act amended +subsection 102(a) by adding at the end thereof paragraph (8). Pub. L. +No. 101-650, 104 Stat. 5089, 5133. + +27 The Berne Convention Implementation Act of 1988 amended section +104(b) by redesignating paragraph (4) as paragraph (5), by inserting +after paragraph (3) a new paragraph (4) and by adding subsection (c) at +the end. Pub. L. No. 100-568, 102 Stat. 2853, 2855. The WIPO Copyright +and Performances and Phonograms Treaties Implementation Act of 1998 +amended section 104 as follows: 1) by amending subsection (b) to +redesignate paragraphs (3) and (5) as (5) and (6), respectively, and by +adding a new paragraph (3); 2) by amending section 104(b), throughout; +and 3) by adding section 104(d). Pub. L. No. 105-304, 112 Stat. 2860, +2862. + +28 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subsection (d), regarding the +effect of phonograms treaties, take effect upon entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +29 In 1993, the North American Free Trade Agreement Implementation Act +added section 104A. Pub. L. No. 103-182, 107 Stat. 2057, 2115. In 1994, +the Uruguay Round Agreements Act amended section 104A in its entirety +with an amendment in the nature of a substitute. Pub. L. No. 103-465, +108 Stat. 4809, 4976. On November 13, 1997, Section 104A was amended by +replacing subsection (d)(3)(A), by striking the last sentence of +subsection (e)(1)(B)(ii) and by rewriting paragraphs (2) and (3) of +subsection (h). Pub. L. No. 105-80, 111 Stat. 1529, 1530. The WIPO +Copyright and Performances and Phonograms Treaties Implementation Act of +1998 amended section 104A by rewriting paragraphs (1) and (3) of +subsection (h); by adding subparagraph (E) to subsection (h)(6); and by +amending subsection (h)(8)(B)(i). Pub. L. No. 105-304, 112 Stat. 2860, +2862. That act also deleted paragraph (9), thereby transferring the +definitions for "WTO Agreement" and "WTO member country" from section +104A to section 101. Pub. L. No. 105-304, 112 Stat. 2860, 2863. See also +endnote 24, *supra.* + +30 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (C) of the +definition of "date of adherence or proclamation" take effect upon entry +into force of the WIPO Copyright Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +31 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (D) of the +definition of "date of adherence or proclamation" take effect upon entry +into force of the WIPO Performances and Phonograms Treaty with respect +to the United States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +32 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (C) of the +definition of "eligible country" take effect upon entry into force of +the WIPO Copyright Treaty with respect to the United States. Pub. L. No. +105-304, 112 Stat. 2860, 2877. + +33 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (D) of the +definition of "eligible country" take effect upon entry into force of +the WIPO Performance and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +34 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (E) of the +definition of "restored work" take effect upon entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +35 In 1968, the Standard Reference Data Act provided an exception to +Section 105, Pub. L. No. 90-396, 82 Stat. 339. Section 6 of that act +amended title 15 of the *United States Code* by authorizing the +Secretary of Commerce, at 15 U.S.C. 290e, to secure copyright and +renewal thereof on behalf of the United States as author or proprietor +"in all or any part of any standard reference data which he prepares or +makes available under this chapter," and to "authorize the reproduction +and publication thereof by others." See also section 105(f) of the +Transitional and Supplementary Provisions of the Copyright Act of 1976, +in Part I of the Appendix. Pub. L. No. 94-553, 90 Stat. 2541. + +36 The Digital Performance Right in Sound Recordings Act of 1995 +amended section 106 by adding paragraph (6). Pub. L. No. 104-39, 109 +Stat. 336. In 1999, a technical amendment substituted "121" for "120." +Pub. L. No. 106-44, 113 Stat. 221, 222. + +37 The Visual Artists Rights Act of 1990 added section 106A. Pub. L. +No. 101-650, 104 Stat. 5089, 5128. The Act states that, generally, +section 106A is to take effect six months after the date of its +enactment, that is, six months after December 1, 1990, and that the +rights created by section 106A shall apply to (1) works created before +such effective date but title to which has not, as of such effective +date, been transferred from the author and (2) works created on or after +such effective date, but shall not apply to any destruction, distortion, +mutilation or other modification (as described in section 106A(a)(3)) of +any work which occurred before such effective date. See also, endnote 3, +chapter 3. + +38 The Visual Artists Rights Act of 1990 amended section 107 by adding +the reference to section 106A. Pub. L. No. 101-650, 104 Stat. 5089, +5132. In 1992, section 107 was also amended to add the last sentence. +Pub. L. No. 102-492, 106 Stat. 3145. + +39 The Copyright Amendments Act of 1992 amended section 108 by +repealing subsection (i) in its entirety. Pub. L. No. 102-307, 106 Stat. +264, 272. In 1998, the Digital Millennium Copyright Act amended section +108 by making changes to subsections (a), (b) and (c); by redesignating +subsection (h) as (i); and by adding a new subsection (h). Pub. L. No. +105-304, 112 Stat. 2860, 2889. + +40 The Record Rental Amendment of 1984 amended section 109 by +redesignating subsections (b) and (c) as subsections (c) and (d), +respectively, and by inserting a new subsection (b) after subsection +(a). Pub. L. No. 98-450, 98 Stat. 1727. Section 4(b) of the Act states +that the provisions of section 109(b), as added by section 2 of the Act, +"shall not affect the right of an owner of a particular phonorecord of a +sound recording, who acquired such ownership before [October 4, 1984], +to dispose of the possession of that particular phonorecord on or after +such date of enactment in any manner permitted by section 109 of title +17, United States Code, as in effect on the day before the date of the +enactment of this Act." Pub. L. No. 98-450, 98 Stat. 1727, 1728. Section +4(c) of the Act also states that the amendments "shall not apply to +rentals, leasings, lendings (or acts or practices in the nature of +rentals, leasings, or lendings) occurring after the date which is 13 +years after [October 4, 1984]" In 1988, the Record Rental Amendment Act +of 1984 was amended to extend the time period in section 4(c) from 5 +years to 13 years. Pub. L. No. 100-617, 102 Stat. 3194. In 1993, the +North American Free Trade Agreement Implementation Act repealed section +4(c) of the Record Rental Amendment of 1984. Pub. L. No. 103-182, 107 +Stat. 2057, 2114. Also in 1988, technical amendments to section 109(d) +inserted "(c)" in lieu of "(b)" and substituted "copyright" in lieu of +"coyright" Pub. L. No. 100-617, 102 Stat. 3194. + +The Computer Software Rental Amendments Act of 1990 amended section +109(b) as follows: 1) paragraphs (2) and (3) were redesignated as +paragraphs (3) and (4), respectively; 2) paragraph (1) was struck out +and new paragraphs (1) and (2) were inserted in lieu thereof; and 3) +paragraph (4), as redesignated, was amended in its entirety with a new +paragraph (4) inserted in lieu thereof. Pub. L. No. 101-650, 104 Stat. +5089, 5134. The Act states that section 109(b), as amended, "shall not +affect the right of a person in possession of a particular copy of a +computer program, who acquired such copy before the date of the +enactment of this Act, to dispose of the possession of that copy on or +after such date of enactment in any manner permitted by section 109 of +title 17, United States Code, as in effect on the day before such date +of enactment." The Act also states that the amendments made to section +109(b) "shall not apply to rentals, leasings, or lendings (or acts or +practices in the nature of rentals, leasings, or lendings) occurring on +or after October 1, 1997." However, this limitation, which is set forth +in the first sentence of section 804 (c) of the Computer Software Rental +Amendments Act of 1990, at 104 Stat. 5136, was subsequently deleted in +1994 by the Uruguay Round Agreements Act. Pub. L. No. 103-465, 108 Stat. +4809, 4974. + +The Computer Software Rental Amendments Act of 1990 also amended section +109 by adding at the end thereof subsection (e). Pub. L. No. 101-650, +104 Stat. 5089, 5135. That Act states that the provisions contained in +the new subsection (e) shall take effect 1 year after the date of +enactment of such Act, that is, one year after December 1, 1990. The Act +also states that such amendments so made "shall not apply to public +performances or displays that occur on or after October 1, 1995." + +In 1994, the Uruguay Round Agreements Act amended section 109(a) by +adding the second sentence, which begins with "Notwithstanding the +preceding sentence." Pub. L. No. 103-465, 108 Stat. 4809, 4981. + +41 In 1988, the Extension of Record Rental Amendment amended section +110 by adding paragraph (10). Pub. L. No. 97-366, 96 Stat. 1759. In +1997, the Technical Corrections to the Satellite Home Viewer Act amended +section 110 by inserting a semicolon in lieu of the period at the end of +paragraph (8); by inserting "; and" in lieu of the period at the end of +paragraph (9); and by inserting "(4)" in lieu of "4 above" in paragraph +(10). Pub. L. No. 105-80, 111 Stat. 1529, 1534. The Fairness in Music +Licensing Act of 1998 amended section 110, in paragraph 5, by adding +subparagraph (B) and by making conforming amendments to subparagraph +(A); by adding the phrase "or of the audiovisual or other devices +utilized in such performance" to paragraph 7; and by adding the last +paragraph to section 110 that begins "The exemptions provided under +paragraph (5)." Pub. L. No. 105-298, 112 Stat. 2827, 2830. In 1999, a +technical amendment made corrections to conform paragraph designations +that were affected by amendments previously made by the Fairness in +Music Licensing Act of 1998. Pub. L. No. 106-44, 113 Stat. 221. + +42 In 1986, section 111(d) was amended by striking out paragraph (1) +and by redesignating paragraphs (2), (3), (4) and (5) as paragraphs (1), +(2), (3) and (4), respectively. Pub. L. 99-397, 100 Stat. 848. Also, in +1986, section 111(f) was amended by substituting "subsection (d)(1)" for +"subsection (d)(2)" in the last sentence of the definition of "secondary +transmission" and by adding a new sentence after the first sentence in +the definition of "local service area of a primary transmitter." Pub. L. +No. 99-397, 100 Stat. 848. + +The Satellite Home Viewer Act of 1988 amended subsection 111(a) by +striking "or" at the end of paragraph (3), by redesignating paragraph +(4) as paragraph (5) and by inserting a new paragraph (4). Pub. L. No. +100-667, 102 Stat. 3935, 3949. That Act also amended section (d)(1)(A) +by adding the second sentence which begins with "In determining the +total number."* Id.* + +The Copyright Royalty Tribunal Reform Act of 1993 amended section 111(d) +by substituting "Librarian of Congress" for "Copyright Royalty Tribunal" +where appropriate, by inserting a new sentence in lieu of the second and +third sentences of paragraph (2) and, in paragraph (4), by amending +subparagraph (B) in its entirety with substitute language. Pub. L. No. +103-198, 107 Stat. 2304, 2311. + +The Satellite Home Viewer Act of 1994 amended section 111(f) by +inserting "microwave" after "wires, cables," in the paragraph relating +to the definition of "cable system" and by inserting new matter after +"April 15, 1976," in the paragraph relating to the definition of "local +service area of a primary transmitter." Pub. L. No. 103-369, 108 Stat. +3477, 3480. That Act provides that the amendment "relating to the +definition of the local service area of a primary transmitter, shall +take effect on July 1, 1994." *Id.* + +In 1995, the Digital Performance in Sound Recordings Act amended section +111(c)(1) by inserting "and section 114(d)" in the first sentence, after +"of this subsection." Pub. L. No. 104-39, 109 Stat. 336, 348. + +The Satellite Home Viewer Improvement Act of 1999 amended section 111 by +substituting "statutory" for "compulsory" and "programming" for +"programing," wherever they appeared. Pub. L. No. 106-113, 113 Stat. +1501, app. I at 1501A-543. The Act also amended sections 111(a) and (b) +by inserting "performance or display of a work embodied in a primary +transmission" in lieu of "primary transmission embodying a performance +or display of a work." It amended paragraph (1) of section 111(c) by +inserting "a performance or display of a work embodied in" after "by a +cable system of" and by striking "and embodying a performance or display +of a work." It amended subparagraphs (3) and (4) of section 111(a) by +inserting "a performance or display of a work embodied in a primary +transmission" in lieu of "a primary transmission" and by striking "and +embodying a performance or display of a work." *Id.* + +43 Royalty rates specified by the compulsory licensing provisions of +this section are subject to adjustment by copyright arbitration royalty +panels appointed and convened by the Librarian of Congress in accordance +with the provisions of Chapter 8 of title 17 of the *United States Code, +*as amended by the Copyright Royalty Tribunal Reform Act of 1993, Pub. +L. No. 103-198, 107 Stat. 2304, 2311. + +44 In 1998, the Digital Millennium Copyright Act amended section 112 by +redesignating subsection (a) as subsection (a)(1); by redesignating +former sections (a)(1), (a)(2) and (a)(3) as subsections (a)(1)(A), (a) +(1)(B) and (a)(1)(C), respectively; by adding subsection (a)(2); and by +amending the language in new subsection (a)(1). Pub. L. No. 105-304, 112 +Stat. 2860, 2888. The Digital Millennium Copyright Act also amended +section 112 by redesignating subsection (e) as subsection (f) and adding +a new subsection (e). Pub. L. No. 105-304, 112 Stat. 2860, 2899. In +1999, a technical amendment to section 112(e) redesignated paragraphs +(3) through (10) as (2) through (9) and corrected the paragraph +references throughout that section to conform to those redesignations. +Pub. L. No. 106-44, 113 Stat. 221. + +45 The Visual Artists Rights Act of 1990 amended section 113 by adding +subsection (d) at the end thereof. Pub. L. No. 101-650, 104 Stat. 5089, +5130. + +46 The Digital Performance Right in Sound Recordings Act of 1995 +amended section 114 as follows: 1) in subsection (a), by striking "and +(3)" and inserting in lieu thereof "(3) and (6)"; 2) in subsection (b) +in the first sentence, by striking "phonorecords, or of copies of motion +pictures and other audiovisual works," and inserting "phonorecords or +copies"; and 3) by striking subsection (d) and inserting in lieu thereof +new subsections (d), (e), (f), (g), (h), (i), and (j). Pub. L. No. +104-39, 109 Stat. 336. In 1997, subsection 114(f) was amended by +inserting all the text that appears after "December 31, 2000" (which is +now December 31, 2001, in paragraph (1)(A)) and by striking "and publish +in the Federal Register." Pub. L. No. 105-80, 111 Stat. 1529, 1531. + +In 1998, the Digital Millennium Copyright Act amended section 114(d) by +replacing paragraphs (1)(A) and (2) with amendments in the nature of +substitutes. Pub. L. No. 105-304, 112 Stat. 2860, 2890. That Act also +amended section 114(f) by revising the title; by redesignating paragraph +(1) as paragraph (1)(A); by adding paragraph (1)(B) in lieu of +paragraphs (2), (3), (4) and (5); and by amending the language in newly +designated paragraph (1)(A), including revising the effective date from +December 31, 2000, to December 31, 2001. Pub. L. No. 105-304, 112 Stat. +2860, 2894. The Digital Millennium Copyright Act also amended subsection +114(g) by substituting "transmission" in lieu of "subscription +transmission," wherever it appears and, in the first sentence in +paragraph (g)(1), by substituting "transmission licensed under a +statutory license" in lieu of "subscription transmission licensed." Pub. +L. No. 105-304, 112 Stat. 2860, 2897. That Act also amended subsection +114(j) by redesignating paragraphs (2), (3), (5), (6), (7) and (8) as +(3), (5), (9), (12), (13) and (14), respectively; by amending paragraphs +(4) and (9) in their entirety and resdesignating them as paragraphs (7) +and (15), respectively; and by adding new definitions, including, +paragraph (2) defining "archived program," paragraph (4) defining +"continuous program," paragraph (6) defining "eligible nonsubscription +transmission," paragraph (8) defining "new subscription service," +paragraph (10) defining "preexisting satellite digital audio radio +service" and paragraph (11) defining "preexisting subscription service." +Pub. L. No. 105-304, 112 Stat. 2860, 2897. + +47 The Digital Millennium Copyright Act states that "the publication of +notice of proceedings under section 114(f)(1) . . . as in effect upon +the effective date of [the Digital Performance Right in Sound Recordings +Act of 1995, Pub. L. No. 104-39, 109 Stat. 336], for the determination +of royalty payments shall be deemed to have been made for the period +beginning on the effective date of that Act and ending on December 1, +2001." Pub. L. No. 105-304, 112 Stat. 2860, 2899. + +48 The Digital Millennium Copyright Act contains an additional +effective date provision for the amendment that changed the date in +subsection 114(f)(1)(A) to December 31, 2001. This provision is +paragraph 405(a)(5) of the Digital Millennium Copyright Act which is in +Appendix V of this publication. + +49 The Record Rental Amendment of 1984 amended section 115 by +redesignating paragraphs (3) and (4) of subsection (c) as paragraphs (4) +and (5), respectively, and by adding a new paragraph (3). Pub. L. No. +98-450, 98 Stat. 1727. + +In 1997, section 115 was amended by striking "and publish in the Federal +Register" in subparagraph 115(c)(3)(D). Pub. L. No. 105-80, 111 Stat. +1529, 1531. The same legislation also amended section 115(c)(3)(E) by +replacing the phrases "sections 106(1) and (3)" and "sections 106(1) and +106(3)" with "paragraphs (1) and (3) of section 106." Pub. L. No. +105-80, 111 Stat. 1529, 1534. + +The Digital Performance Right in Sound Recordings Act of 1995 amended +section 115 as follows: 1) in the first sentence of subsection (a)(1), +by striking "any other person" and inserting in lieu thereof "any other +person, including those who make phonorecords or digital phonorecord +deliveries,"; 2) in the second sentence of the same subsection, by +inserting before the period "including by means of a digital phonorecord +delivery"; 3) in the second sentence of subsection (c)(2), by inserting +"and other than as provided in paragraph (3)," after "For this +purpose,"; 4) by redesignating paragraphs (3), (4) and (5) of subsection +(c) as paragraphs (4), (5) and (6), respectively, and by inserting after +paragraph (2) a new paragraph (3); and (5) by adding after subsection +(c) a new subsection (d). Pub. L. No. 104-39, 109 Stat. 336, 344. + +50 Royalty rates specified by the compulsory licensing provisions of +this section are subject to adjustment by copyright arbitration royalty +panels appointed and convened by the Librarian of Congress in accordance +with the provisions of Chapter 8 of title 17 of the *United States +Code*, as amended by the Copyright Royalty Tribunal Reform Act of 1993. +Pub. L. No. 103-198, 107 Stat. 2304. + +51 Pursuant to this subsection and section 803(a)(3) of title 17, the +current rates have been established by regulation and may be found at 37 +C.F.R. 255. + +52 The Berne Convention Implementation Act of 1988 added section 116A. +Pub. L. No. 100-568, 102 Stat. 2853, 2855. The Copyright Royalty +Tribunal Reform Act of 1993 redesignated section 116A as section 116; +repealed the preexisting section 116; in the redesignated section 116, +struck subsections (b), (e), (f) and (g), and redesignated subsections +(c) and (d) as subsections (b) and (c), respectively; and substituted, +where appropriate, "Librarian of Congress" or "copyright arbitration +royalty panel" for "Copyright Royalty Tribunal." Pub. L. No. 103-198, +107 Stat. 2304, 2309. In 1997, section 116 was amended by rewriting +subsection (b)(2) and by adding a new subsection (d). Pub. L. No. +105-80, 111 Stat. 1529, 1531. + +53 In 1980, section 117 was amended in its entirety. Pub. L. No. +96-517, 94 Stat. 3015, 3028. In 1998, the Computer Maintenance +Competition Assurance Act amended section 117 by inserting headings for +subsections (a) and (b) and by adding subsections (c) and (d). Pub. L. +No. 105-304, 112 Stat. 2860, 2887. + +54 The Copyright Royalty Tribunal Reform Act of 1993 amended section +118 by striking the first two sentences of subsection (b), by +substituting a new first sentence in paragraph (3) and by making general +conforming amendments throughout. Pub. L. 103-198, 107 Stat. 2304, 2309. +In 1999, a technical amendment deleted paragraph (2) from section +118(e). Pub. L. No. 106-44, 113 Stat. 221, 222. + +55 The Satellite Home Viewer Act of 1988 added section 119. Pub. L. No. +100-667, 102 Stat. 3935, 3949. The Copyright Royalty Tribunal Reform Act +of 1993 amended subsections (b) and (c) of section 119 by substituting +"Librarian of Congress" in lieu of "Copyright Royalty Tribunal" wherever +it appeared and by making related conforming amendments. Pub. L. No. +103-198, 107 Stat. 2304, 2310. The Copyright Royalty Tribunal Reform Act +of 1993 also amended paragraph (c)(3) by deleting subparagraphs (B), +(C), (E) and (F) and by redesignating subparagraph (D) as (B), (G) as +(C) and (H) as (D). The redesignated subparagraph (C) was amended in its +entirety and paragraph (c)(4) was deleted. *Id.* + +The Satellite Home Viewer Act of 1994 further amended section 119. Pub. +L. No. 103-369, 108 Stat. 3477. In 1997, technical corrections and +clarifications were made to the Satellite Home Viewer Act of 1994. Pub. +L. No. 105-80, 111 Stat. 1529. Those two acts amended section 119 as +follows: 1) by deleting or replacing obsolete effective dates; 2) in +subsection (a)(5), by adding subparagraph (D); 3) in subsection (a), by +adding paragraphs (8), (9) and (10); 4) in subsection (b)(1)(B), by +adjusting the royalty rate for retransmitted superstations; 5) in +subsection (c)(3), by replacing subparagraph (B) with an amendment in +the nature of a substitute; 6) in subsections (d)(2) and (d)(6), by +modifying the definition of "network station" and "satellite carrier"; +and 7) in subsection (d), by adding paragraph 11 to define "local +market." + +Pursuant to section 4 of the Satellite Home Viewer Act of 1994, the +changes made by that Act to section 119 of the *United States Code* +ceased to be effective on December 31, 1999. Pub. L. No. 103-369, 108 +Stat. 3477, 3481. However, section 1003 of the Satellite Home Viewer +Improvement Act of 1999 extended that date to December 31, 2004. Pub. L. +No. 106-113, 113 Stat. 1501, app. I at 1501A-527. + +The Digital Performance Right in Sound Recordings Act of 1995 amended +section 119 in the first sentence of subsections (a)(1) and (a)(2)(A), +respectively, by inserting the words "and section 114(d)" after "of this +subsection." Pub. L. No. 104-39, 109 Stat. 336, 348. In 1999, a +technical amendment substituted "network station's" for "network's +stations" in section 119(a)(8)(C)(ii). Pub. L. No. 106-44, 113 Stat. +221, 222. + +The Satellite Home Viewer Improvement Act of 1999 amended section 119(a) +(1) as follows: 1) by inserting "AND PBS SATELLITE FEED" after +"SUPERSTATIONS" in the paragraph heading; 2) by inserting "performance +or display of a work embodied in a primary transmission made by a +superstation or by the Public Broadcasting Service satellite feed" in +lieu of "primary transmission made by a superstation and embodying a +performance or display of a work," (see endnote 55, *infra*) and 3) by +adding the last sentence, which begins "In the case of the Public +Broadcasting Service." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-530 and 543. The Act states that these amendments shall be +effective as of July 1, 1999, except for a portion of the second item, +starting with "performance or display" through "superstation." Pub. L. +No. 106-113, 113 Stat. 1501, app. I at 1501A-544. The Act also amended +section 119(a) by inserting the phrase "with regard to secondary +transmissions the satellite carrier is in compliance with the rules, +regulations, or authorization of the Federal Communications Commission +governing the carriage of television broadcast stations signals" in +paragraphs (1) and (2) and by inserting into paragraph (2), "a +performance or display of a work embodied in a primary transmission made +by a network station" in lieu of "programming contained in a primary +transmission made by a network station and embodying a performance or +display of a work." *Id.* at 1501A-531 and 544. The Act amended section +119(a)(2) by substituting new language for paragraph (B) and, in +paragraph (C), by deleting "currently" after "the satellite carrier" +near the end of the first sentence. *Id.* at 1501A-528 and 544. It also +amended section 119(a)(4) by inserting "a performance or display of a +work embodied in" after "by a satellite carrier of" and by deleting "and +embodying a performance or display of a work." *Id.* at 1501A-544. The +Satellite Home Viewer Improvement Act of 1999 further amended section +119(a) by adding subparagraph (E) to paragraph (5). *Id.* at 1501A-528. +It amended section 119(a)(6) by inserting "performance or display of a +work embodied in" after "by a satellite carrier of" and by deleting "and +embodying a performance or display of a work."* Id.* The Act also +amended section 119(a) by adding paragraphs (11) and (12). *Id.* at +1501A-529 and 531. + +The Satellite Home Viewer Improvement Act of 1999 amended section 119(b) +(1) by inserting "or the Public Broadcasting Service satellite feed" +into subparagraph (B). (See endnote 60, *infra.*) *Id.* at 1501A-530. +The Act amended section 119(c) by adding a new paragraph (4). *Id.* at +1501A-527. The Act amended section 119(d) by substituting new language +for paragraphs (9) through (11) and by adding paragraph (12).* Id.* at +1501A-527, 530 and 531. The Act substituted new language for section +119(e). *Id.* at 1501A-529. + +56 The Satellite Home Viewer Improvement Act of 1999 amended section +119(a)(1) by deleting "primary transmission made by a superstation and +embodying a performance or display of a work" and inserting in its place +"performance or display of a work embodied in a primary transmission +made by a superstation." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-543. This amendatory language did not take into account a prior +amendment which had inserted "or by the Public Broadcasting Service +satellite feed" after "superstation" into the phrase quoted above that +was deleted. Pub. L. No. 106-113, 113 Stat. 1501, app. I at 1501A-530. +There was no mention of the phrase "or by the Public Broadcasting +Service satellite feed" in that second amendment. To accommodate both +amendments, the phrase "or by the Public Broadcasting Service satellite +feed" has been placed at the end of the new language, after +"superstation." + +57 The Satellite Home Viewer Act of 1994 states that "The provisions of +section 119(a)(5)(D) . . . relating to the burden of proof of satellite +carriers, shall take effect on January 1, 1997, with respect to civil +actions relating to the eligibility of subscribers who subscribed to +service as an unserved household before the date of the enactment of +this Act." Pub. L. No. 103-369, 108 Stat. 3477, 3481. + +58 It appears that section 1011(b)(2)(D)(i) of the Satellite Home +Viewer Improvement Act of 1999 inadvertently omitted the word "a" when +it amended this paragraph. Pub. L. No. 106-113, 113 Stat. 1501, app. I +at 1501A-528. + +59 The Satellite Home Viewer Act of 1994 states that "The provisions of +section 119(a)(8)[,] . . . relating to transitional signal intensity +measurements, shall cease to be effective on December 31, 1996." Pub. L. +No. 103-369, 108 Stat. 3477, 3481. + +60 It appears that Congress intended for the Satellite Home Viewer +Improvement Act of 1999 to amend section 119(a) of title 17, as amended +by section 1005(d) of the Satellite Home Viewer Improvement Act of 1999, +by adding a new paragraph (12) at the end thereof. Pub. L. No. 106-113, +113 Stat. 1501, app. I at 1501A-531. However, due to a drafting error, +the reference in the amendment is to section 119(a) as amended by +section 1005(e), instead. + +61 It appears that Congress intended for the Satellite Home Viewer +Improvement Act of 1999 to amend section 119(b)(1)(B)(ii) to insert "or +the Public Broadcasting Service satellite feed" after "network station." +Pub. L. No. 106-113, 113 Stat. 1501, app. I at 1501A-530. However, due +to a drafting error, the reference in the amendment is to section 119(b) +(1)(B)(iii), instead. The Act states that this amendment shall be +effective as of July 1, 1999. Pub. L. No. 106-113, 113 Stat. 1501, app. +I at 1501A-544. + +62 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(c)(4) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-527. + +63 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(c)(5) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +64 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(d)(9) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +65 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(d)(12) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +66 In 1990, the Architectural Works Copyright Protection Act added +section 120. Pub. L. No. 101-650, 104 Stat. 5089, 5133. + +67 The Legislative Branch Appropriations Act, 1997, added section 121. +Pub. L. No. 104-197, 110 Stat. 2394, 2416. The Work Made for Hire and +Copyright Corrections Act of 2000 amended section 121 by substituting +"section 106" for "sections 106 and 710." Pub. L. No. 106-379, 114 Stat. +1444, 1445. + +68 The Satellite Home Viewer Improvement Act of 1999 added section 122. +Pub. L. No. 106-113, 113 Stat. 1501, app. I at 1501A-523. The Act states +that section 122 shall be effective as of November 29, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +------------------------------------------------------------------------ + +Chapter 2 + +Copyright Ownership and Transfer + + + 201. Ownership of copyright + + 202. Ownership of copyright as distinct from ownership of material + object + + 203. Termination of transfers and licenses granted by the author + + 204. Execution of transfers of copyright ownership + + 205. Recordation of transfers and other documents + + +Section 201. Ownership of copyright {1} + +(a) Initial Ownership. Copyright in a work protected under this title +vests initially in the author or authors of the work. The authors of a +joint work are coowner of copyright in the work. + +(b) Works Made for Hire. In the case of a work made for hire, the +employer or other person for whom the work was prepared is considered +the author for purposes of this title, and, unless the parties have +expressly agreed otherwise in a written instrument signed by them, owns +all of the rights comprised in the copyright. + +(c) Contributions to Collective Works. Copyright in each separate +contribution to a collective work is distinct from copyright in the +collective work as a whole, and vests initially in the author of the +contribution. In the absence of an express transfer of the copyright or +of any rights under it, the owner of copyright in the collective work is +presumed to have acquired only the privilege of reproducing and +distributing the contribution as part of that particular collective +work, any revision of that collective work, and any later collective +work in the same series. + +(d) Transfer of Ownership.- + +(1) The ownership of a copyright may be transferred in whole or in part +by any means of conveyance or by operation of law, and may be bequeathed +by will or pass as personal property by the applicable laws of intestate +succession. + +(2) Any of the exclusive rights comprised in a copyright, including any +subdivision of any of the rights specified by section 106, may be +transferred as provided by clause (1) and owned separately. The owner of +any particular exclusive right is entitled, to the extent of that right, +to all of the protection and remedies accorded to the copyright owner by +this title. + +(e) Involuntary Transfer. When an individual author's ownership of a +copyright, or of any of the exclusive rights under a copyright, has not +previously been transferred voluntarily by that individual author, no +action by any governmental body or other official or organization +purporting to seize, expropriate, transfer, or exercise rights of +ownership with respect to the copyright, or any of the exclusive rights +under a copyright, shall be given effect under this title, except as +provided under title 11. [2] + + +Section 202. Ownership of copyright as distinct from ownership of material +object. + +Ownership of a copyright, or of any of the exclusive rights under a +copyright, is distinct from ownership of any material object in which +the work is embodied. Transfer of ownership of any material object, +including the copy or phonorecord in which the work is first fixed, does +not of itself convey any rights in the copyrighted work embodied in the +object; nor, in the absence of an agreement, does transfer of ownership +of a copyright or of any exclusive rights under a copyright convey +property rights in any material object. + + +Section 203. Termination of transfers and licenses granted by the +author [3] + +(a) Conditions for Termination. In the case of any work other than a +work made for hire, the exclusive or nonexclusive grant of a transfer or +license of copyright or of any right under a copyright, executed by the +author on or after January 1, 1978, otherwise than by will, is subject +to termination under the following conditions: + +(1) In the case of a grant executed by one author, termination of the +grant may be effected by that author or, if the author is dead, by the +person or persons who, under clause (2) of this subsection, own and are +entitled to exercise a total of more than one-half of that author's +termination interest. In the case of a grant executed by two or more +authors of a joint work, termination of the grant may be effected by a +majority of the authors who executed it; if any of such authors is dead, +the termination interest of any such author may be exercised as a unit +by the person or persons who, under clause (2) of this subsection, own +and are entitled to exercise a total of more than one-half of that +author's interest. + +(2) Where an author is dead, his or her termination interest is owned, +and may be exercised, as follows: + +(A) the widow or widower owns the author's entire termination interest +unless there are any surviving children or grandchildren of the author, +in which case the widow or widower owns one-half of the author's +interest; + +(B) the author's surviving children, and the surviving children of any +dead child of the author, own the author's entire termination interest +unless there is a widow or widower, in which case the ownership of one- +half of the author's interest is divided among them; + +(C) the rights of the author's children and grandchildren are in all +cases divided among them and exercised on a per stirpes basis according +to the number of such author's children represented; the share of the +children of a dead child in a termination interest can be exercised only +by the action of a majority of them. + +(D) In the event that the author's widow or widower, children, and +grandchildren are not living, the author's executor, administrator, +personal representative, or trustee shall own the author's entire +termination interest. + +(3) Termination of the grant may be effected at any time during a period +of five years beginning at the end of thirty-five years from the date of +execution of the grant; or, if the grant covers the right of publication +of the work, the period begins at the end of thirty-five years from the +date of publication of the work under the grant or at the end of forty +years from the date of execution of the grant, whichever term ends +earlier. + +(4) The termination shall be effected by serving an advance notice in +writing, signed by the number and proportion of owners of termination +interests required under clauses (1) and (2) of this subsection, or by +their duly authorized agents, upon the grantee or the grantee's +successor in title. + +(A) The notice shall state the effective date of the termination, which +shall fall within the five-year period specified by clause (3) of this +subsection, and the notice shall be served not less than two or more +than ten years before that date. A copy of the notice shall be recorded +in the Copyright Office before the effective date of termination, as a +condition to its taking effect. + +(B) The notice shall comply, in form, content, and manner of service, +with requirements that the Register of Copyrights shall prescribe by +regulation. + +(5) Termination of the grant may be effected notwithstanding any +agreement to the contrary, including an agreement to make a will or to +make any future grant. + +(b) Effect of Termination. Upon the effective date of termination, all +rights under this title that were covered by the terminated grants +revert to the author, authors, and other persons owning termination +interests under clauses (1) and (2) of subsection (a), including those +owners who did not join in signing the notice of termination under +clause (4) of subsection (a), but with the following limitations: + +(1) A derivative work prepared under authority of the grant before its +termination may continue to be utilized under the terms of the grant +after its termination, but this privilege does not extend to the +preparation after the termination of other derivative works based upon +the copyrighted work covered by the terminated grant. + +(2) The future rights that will revert upon termination of the grant +become vested on the date the notice of termination has been served as +provided by clause (4) of subsection (a). The rights vest in the author, +authors, and other persons named in, and in the proportionate shares +provided by, clauses (1) and (2) of subsection (a). + +(3) Subject to the provisions of clause (4) of this subsection, a +further grant, or agreement to make a further grant, of any right +covered by a terminated grant is valid only if it is signed by the same +number and proportion of the owners, in whom the right has vested under +clause (2) of this subsection, as are required to terminate the grant +under clauses (1) and (2) of subsection (a). Such further grant or +agreement is effective with respect to all of the persons in whom the +right it covers has vested under clause (2) of this subsection, +including those who did not join in signing it. If any person dies after +rights under a terminated grant have vested in him or her, that person's +legal representatives, legatees, or heirs at law represent him or her +for purposes of this clause. + +(4) A further grant, or agreement to make a further grant, of any right +covered by a terminated grant is valid only if it is made after the +effective date of the termination. As an exception, however, an +agreement for such a further grant may be made between the persons +provided by clause (3) of this subsection and the original grantee or +such grantee's successor in title, after the notice of termination has +been served as provided by clause (4) of subsection (a). + +(5) Termination of a grant under this section affects only those rights +covered by the grants that arise under this title, and in no way affects +rights arising under any other Federal, State, or foreign laws. + +(6) Unless and until termination is effected under this section, the +grant, if it does not provide otherwise, continues in effect for the +term of copyright provided by this title. + + +Section 204. Execution of transfers of copyright ownership- + +(a) A transfer of copyright ownership, other than by operation of law, +is not valid unless an instrument of conveyance, or a note or memorandum +of the transfer, is in writing and signed by the owner of the rights +conveyed or such owner's duly authorized agent. + +(b) A certificate of acknowledgment is not required for the validity of +a transfer, but is prima facie evidence of the execution of the transfer +if- + +(1) in the case of a transfer executed in the United States, the +certificate is issued by a person authorized to administer oaths within +the United States; or + +(2) in the case of a transfer executed in a foreign country, the +certificate is issued by a diplomatic or consular officer of the United +States, or by a person authorized to administer oaths whose authority is +proved by a certificate of such an officer. + + +Section 205. Recordation of transfers and other documents [4] + +(a) Conditions for Recordation. Any transfer of copyright ownership or +other document pertaining to a copyright may be recorded in the +Copyright Office if the document filed for recordation bears the actual +signature of the person who executed it, or if it is accompanied by a +sworn or official certification that it is a true copy of the original, +signed document. + +(b) Certificate of Recordation. The Register of Copyrights shall, upon +receipt of a document as provided by subsection (a) and of the fee +provided by section 708, record the document and return it with a +certificate of recordation. + +(c) Recordation as Constructive Notice. Recordation of a document in the +Copyright Office gives all persons constructive notice of the facts +stated in the recorded document, but only if- + +(1) the document, or material attached to it, specifically identifies +the work to which it pertains so that, after the document is indexed by +the Register of Copyrights, it would be revealed by a reasonable search +under the title or registration number of the work; and + +(2) registration has been made for the work. + +(d) Priority Between Conflicting Transfers. As between two conflicting +transfers, the one executed first prevails if it is recorded, in the +manner required to give constructive notice under subsection (c), within +one month after its execution in the United States or within two months +after its execution outside the United States, or at any time before +recordation in such manner of the later transfer. Otherwise the later +transfer prevails if recorded first in such manner, and if taken in good +faith, for valuable consideration or on the basis of a binding promise +to pay royalties, and without notice of the earlier transfer. + +(e) Priority Between Conflicting Transfer of Ownership and Nonexclusive +License. A nonexclusive license, whether recorded or not, prevails over +a conflicting transfer of copyright ownership if the license is +evidenced by a written instrument signed by the owner of the rights +licensed or such owner's duly authorized agent, and if + +(1) the license was taken before execution of the transfer; or + +(2) the license was taken in good faith before recordation of the +transfer and without notice of it. + +------------------ +Chapter 2 Endnotes + +1 In 1978, section 201(e) was amended by deleting the period at the end +and adding ", except as provided under title 11." + +2 Title 11 of the *United States Code* is entitled "Bankruptcy." + +3 In 1998, the Sonny Bono Copyright Term Extension Act amended section +203 by deleting "by his widow or her widower and his or her +grandchildren" from the first sentence in paragraph (2) of subsection +(a) and by adding subparagraph (D) to paragraph (2). Pub. L. No. +105-298, 112 Stat. 2827, 2829. + +4 The Berne Convention Implementation Act of 1988 amended section 205 +by deleting subsection (d) and redesignating subsections (e) and (f) as +subsections (d) and (e), respectively. Pub. L. No. 100-568, 102 Stat. +2853, 2857. + +------------------------------------------------------------------------ + +Chapter 3 [1] + +Duration of Copyright + + + 301. Preemption with respect to other laws + + 302. Duration of copyright: Works created on or after January 1, + 1978 + + 303. Duration of copyright: Works created but not published or + copyrighted before January 1, 1978 + + 304. Duration of copyright: Subsisting copyrights + + 305. Duration of copyright: Terminal date + + +Section 301. Preemption with respect to other laws [2] + +(a) On and after January 1, 1978, all legal or equitable rights that are +equivalent to any of the exclusive rights within the general scope of +copyright as specified by section 106 in works of authorship that are +fixed in a tangible medium of expression and come within the subject +matter of copyright as specified by sections 102 and 103, whether +created before or after that date and whether published or unpublished, +are governed exclusively by this title. Thereafter, no person is +entitled to any such right or equivalent right in any such work under +the common law or statutes of any State. + +(b) Nothing in this title annuls or limits any rights or remedies under +the common law or statutes of any State with respect to- + +(1) subject matter that does not come within the subject matter of +copyright as specified by sections 102 and 103, including works of +authorship not fixed in any tangible medium of expression; or + +(2) any cause of action arising from undertakings commenced before +January 1, 1978; + +(3) activities violating legal or equitable rights that are not +equivalent to any of the exclusive rights within the general scope of +copyright as specified by section 106; or + +(4) State and local landmarks, historic preservation, zoning, or +building codes, relating to architectural works protected under section +102(a)(8). + +(c) With respect to sound recordings fixed before February 15, 1972, any +rights or remedies under the common law or statutes of any State shall +not be annulled or limited by this title until February 15, 2067. The +preemptive provisions of subsection (a) shall apply to any such rights +and remedies pertaining to any cause of action arising from undertakings +commenced on and after February 15, 2067. Notwithstanding the provisions +of section 303, no sound recording fixed before February 15, 1972, shall +be subject to copyright under this title before, on, or after February +15, 2067. + +(d) Nothing in this title annuls or limits any rights or remedies under +any other Federal statute. + +(e) The scope of Federal preemption under this section is not affected +by the adherence of the United States to the Berne Convention or the +satisfaction of obligations of the United States thereunder. + +(f)(1) On or after the effective date set forth in section 610(a) of the +Visual Artists Rights Act of 1990, all legal or equitable rights that +are equivalent to any of the rights conferred by section 106A with +respect to works of visual art to which the rights conferred by section +106A apply are governed exclusively by section 106A and section 113(d) +and the provisions of this title relating to such sections. Thereafter, +no person is entitled to any such right or equivalent right in any work +of visual art under the common law or statutes of any State. [3] + +(2) Nothing in paragraph (1) annuls or limits any rights or remedies +under the common law or statutes of any State with respect to- + +(A) any cause of action from undertakings commenced before the effective +date set forth in section 610(a) of the Visual Artists Rights Act of +1990; + +(B) activities violating legal or equitable rights that are not +equivalent to any of the rights conferred by section 106A with respect +to works of visual art; or + +(C) activities violating legal or equitable rights which extend beyond +the life of the author. + + +Section 302. Duration of copyright: Works created on or after January 1, +1978 [4] + +(a) In General. Copyright in a work created on or after January 1, 1978, +subsists from its creation and, except as provided by the following +subsections, endures for a term consisting of the life of the author and +70 years after the author's death. + +(b) Joint Works. In the case of a joint work prepared by two or more +authors who did not work for hire, the copyright endures for a term +consisting of the life of the last surviving author and 70 years after +such last surviving author's death. + +(c) Anonymous Works, Pseudonymous Works, and Works Made for Hire. In the +case of an anonymous work, a pseudonymous work, or a work made for hire, +the copyright endures for a term of 95 years from the year of its first +publication, or a term of 120 years from the year of its creation, +whichever expires first. If, before the end of such term, the identity +of one or more of the authors of an anonymous or pseudonymous work is +revealed in the records of a registration made for that work under +subsections (a) or (d) of section 408, or in the records provided by +this subsection, the copyright in the work endures for the term +specified by subsection (a) or (b), based on the life of the author or +authors whose identity has been revealed. Any person having an interest +in the copyright in an anonymous or pseudonymous work may at any time +record, in records to be maintained by the Copyright Office for that +purpose, a statement identifying one or more authors of the work; the +statement shall also identify the person filing it, the nature of that +person's interest, the source of the information recorded, and the +particular work affected, and shall comply in form and content with +requirements that the Register of Copyrights shall prescribe by +regulation. + +(d) Records Relating to Death of Authors. Any person having an interest +in a copyright may at any time record in the Copyright Office a +statement of the date of death of the author of the copyrighted work, or +a statement that the author is still living on a particular date. The +statement shall identify the person filing it, the nature of that +person's interest, and the source of the information recorded, and shall +comply in form and content with requirements that the Register of +Copyrights shall prescribe by regulation. The Register shall maintain +current records of information relating to the death of authors of +copyrighted works, based on such recorded statements and, to the extent +the Register considers practicable, on data contained in any of the +records of the Copyright Office or in other reference sources. + +(e) Presumption as to Author's Death. After a period of 95 years from +the year of first publication of a work, or a period of 120 years from +the year of its creation, whichever expires first, any person who +obtains from the Copyright Office a certified report that the records +provided by subsection (d) disclose nothing to indicate that the author +of the work is living, or died less than 70 years before, is entitled to +the benefit of a presumption that the author has been dead for at least +70 years. Reliance in good faith upon this presumption shall be a +complete defense to any action for infringement under this title. + + +Section 303. Duration of copyright: Works created but not published or +copyrighted before January 1, 1978 [5] + +(a) Copyright in a work created before January 1, 1978, but not +theretofore in the public domain or copyrighted, subsists from January +1, 1978, and endures for the term provided by section 302. In no case, +however, shall the term of copyright in such a work expire before +December 31, 2002; and, if the work is published on or before December +31, 2002, the term of copyright shall not expire before December 31, +2047. + +(b) The distribution before January 1, 1978, of a phonorecord shall not +for any purpose constitute a publication of the musical work embodied +therein. + + +Section 304. Duration of copyright: Subsisting copyrights [6] + +(a) Copyrights in Their First Term on January 1, 1978. + +(1)(A) Any copyright, in the first term of which is subsisting on +January 1, 1978, shall endure for 28 years from the date it was +originally secured. + +(B) In the case of- + +(i) any posthumous work or of any periodical, cyclopedic, or other +composite work upon which the copyright was originally secured by the +proprietor thereof, or + +(ii) any work copyrighted by a corporate body (otherwise than as +assignee or licensee of the individual author) or by an employer for +whom such work is made for hire, + +the proprietor of such copyright shall be entitled to a renewal and +extension of the copyright in such work for the further term of 67 +years. + +(C) In the case of any other copyrighted work, including a contribution +by an individual author to a periodical or to a cyclopedic or other +composite work- + +(i) the author of such work, if the author is still living, + +(ii) the widow, widower, or children of the author, if the author is not +living, + +(iii) the author's executors, if such author, widow, widower, or +children are not living, or + +(iv) the author's next of kin, in the absence of a will of the author, +shall be entitled to a renewal and extension of the copyright in such +work for a further term of 67 years. + +(2)(A) At the expiration of the original term of copyright in a work +specified in paragraph (1)(B) of this subsection, the copyright shall +endure for a renewed and extended further term of 67 years, which- + +(i) if an application to register a claim to such further term has been +made to the Copyright Office within 1 year before the expiration of the +original term of copyright, and the claim is registered, shall vest, +upon the beginning of such further term, in the proprietor of the +copyright who is entitled to claim the renewal of copyright at the time +the application is made; or + +(ii) if no such application is made or the claim pursuant to such +application is not registered, shall vest, upon the beginning of such +further term, in the person or entity that was the proprietor of the +copyright as of the last day of the original term of copyright. + +(B) At the expiration of the original term of copyright in a work +specified in paragraph (1)(C) of this subsection, the copyright shall +endure for a renewed and extended further term of 67 years, which- + +(i) if an application to register a claim to such further term has been +made to the Copyright Office within 1 year before the expiration of the +original term of copyright, and the claim is registered, shall vest, +upon the beginning of such further term, in any person who is entitled +under paragraph (1)(C) to the renewal and extension of the copyright at +the time the application is made; or + +(ii) if no such application is made or the claim pursuant to such +application is not registered, shall vest, upon the beginning of such +further term, in any person entitled under paragraph (1)(C), as of the +last day of the original term of copyright, to the renewal and extension +of the copyright. + +(3)(A) An application to register a claim to the renewed and extended +term of copyright in a work may be made to the Copyright Office- + +(i) within 1 year before the expiration of the original term of +copyright by any person entitled under paragraph (1)(B) or (C) to such +further term of 67 years; and + +(ii) at any time during the renewed and extended term by any person in +whom such further term vested, under paragraph (2)(A) or (B), or by any +successor or assign of such person, if the application is made in the +name of such person. + +(B) Such an application is not a condition of the renewal and extension +of the copyright in a work for a further term of 67 years. + +(4)(A) If an application to register a claim to the renewed and extended +term of copyright in a work is not made within 1 year before the +expiration of the original term of copyright in a work, or if the claim +pursuant to such application is not registered, then a derivative work +prepared under authority of a grant of a transfer or license of the +copyright that is made before the expiration of the original term of +copyright may continue to be used under the terms of the grant during +the renewed and extended term of copyright without infringing the +copyright, except that such use does not extend to the preparation +during such renewed and extended term of other derivative works based +upon the copyrighted work covered by such grant. + +(B) If an application to register a claim to the renewed and extended +term of copyright in a work is made within 1 year before its expiration, +and the claim is registered, the certificate of such registration shall +constitute prima facie evidence as to the validity of the copyright +during its renewed and extended term and of the facts stated in the +certificate. The evidentiary weight to be accorded the certificates of a +registration of a renewed and extended term of copyright made after the +end of that 1-year period shall be within the discretion of the court. + +(b) Copyrights in Their Renewal Term at the Time of the Effective Date +of the Sonny Bono Copyright Term Extension Act. [7] Any copyright still +in its renewal term at the time that the Sonny Bono Copyright Term +Extension Act becomes effective shall have a copyright term of 95 years +from the date copyright was originally secured. [8] + +(c) Termination of Transfers and Licenses Covering Extended Renewal +Term. In the case of any copyright subsisting in either its first or +renewal term on January 1, 1978, other than a copyright in a work made +for hire, the exclusive or nonexclusive grant of a transfer or license +of the renewal copyright or any right under it, executed before January +1, 1978, by any of the persons designated by subsection (a)(1)(C) of +this section, otherwise than by will, is subject to termination under +the following conditions: + +(1) In the case of a grant executed by a person or persons other than +the author, termination of the grant may be effected by the surviving +person or persons who executed it. In the case of a grant executed by +one or more of the authors of the work, termination of the grant may be +effected, to the extent of a particular author's share in the ownership +of the renewal copyright, by the author who executed it or, if such +author is dead, by the person or persons who, under clause (2) of this +subsection, own and are entitled to exercise a total of more than one- +half of that author's termination interest. + +(2) Where an author is dead, his or her termination interest is owned, +and may be exercised, as follows: + +(A) the widow or widower owns the author's entire termination interest +unless there are any surviving children or grandchildren of the author, +in which case the widow or widower owns one-half of the author's +interest; + +(B) the author's surviving children, and the surviving children of any +dead child of the author, own the author's entire termination interest +unless there is a widow or widower, in which case the ownership of one- +half of the author's interest is divided among them; + +(C) the rights of the author's children and grandchildren are in all +cases divided among them and exercised on a per stirpes basis according +to the number of such author's children represented; the share of the +children of a dead child in a termination interest can be exercised only +by the action of a majority of them. + +(D) In the event that the author's widow or widower, children, and +grandchildren are not living, the author's executor, administrator, +personal representative, or trustee shall own the author's entire +termination interest. + +(3) Termination of the grant may be effected at any time during a period +of five years beginning at the end of fifty-six years from the date +copyright was originally secured, or beginning on January 1, 1978, +whichever is later. + +(4) The termination shall be effected by serving an advance notice in +writing upon the grantee or the grantee's successor in title. In the +case of a grant executed by a person or persons other than the author, +the notice shall be signed by all of those entitled to terminate the +grant under clause (1) of this subsection, or by their duly authorized +agents. In the case of a grant executed by one or more of the authors of +the work, the notice as to any one author's share shall be signed by +that author or his or her duly authorized agent or, if that author is +dead, by the number and proportion of the owners of his or her +termination interest required under clauses (1) and (2) of this +subsection, or by their duly authorized agents. + +(A) The notice shall state the effective date of the termination, which +shall fall within the five-year period specified by clause (3) of this +subsection, or, in the case of a termination under subsection (d), +within the five-year period specified by subsection (d)(2), and the +notice shall be served not less than two or more than ten years before +that date. A copy of the notice shall be recorded in the Copyright +Office before the effective date of termination, as a condition to its +taking effect. + +(B) The notice shall comply, in form, content, and manner of service, +with requirements that the Register of Copyrights shall prescribe by +regulation. + +(5) Termination of the grant may be effected notwithstanding any +agreement to the contrary, including an agreement to make a will or to +make any future grant. + +(6) In the case of a grant executed by a person or persons other than +the author, all rights under this title that were covered by the +terminated grant revert, upon the effective date of termination, to all +of those entitled to terminate the grant under clause (1) of this +subsection. In the case of a grant executed by one or more of the +authors of the work, all of a particular author's rights under this +title that were covered by the terminated grant revert, upon the +effective date of termination, to that author or, if that author is +dead, to the persons owning his or her termination interest under clause +(2) of this subsection, including those owners who did not join in +signing the notice of termination under clause (4) of this subsection. +In all cases the reversion of rights is subject to the following +limitations: + +(A) A derivative work prepared under authority of the grant before its +termination may continue to be utilized under the terms of the grant +after its termination, but this privilege does not extend to the +preparation after the termination of other derivative works based upon +the copyrighted work covered by the terminated grant. + +(B) The future rights that will revert upon termination of the grant +become vested on the date the notice of termination has been served as +provided by clause (4) of this subsection. + +(C) Where the author's rights revert to two or more persons under clause +(2) of this subsection, they shall vest in those persons in the +proportionate shares provided by that clause. In such a case, and +subject to the provisions of subclause (D) of this clause, a further +grant, or agreement to make a further grant, of a particular author's +share with respect to any right covered by a terminated grant is valid +only if it is signed by the same number and proportion of the owners, in +whom the right has vested under this clause, as are required to +terminate the grant under clause (2) of this subsection. Such further +grant or agreement is effective with respect to all of the persons in +whom the right it covers has vested under this subclause, including +those who did not join in signing it. If any person dies after rights +under a terminated grant have vested in him or her, that person's legal +representatives, legatees, or heirs at law represent him or her for +purposes of this subclause. + +(D) A further grant, or agreement to make a further grant, of any right +covered by a terminated grant is valid only if it is made after the +effective date of the termination. As an exception, however, an +agreement for such a further grant may be made between the author or any +of the persons provided by the first sentence of clause (6) of this +subsection, or between the persons provided by subclause (C) of this +clause, and the original grantee or such grantee's successor in title, +after the notice of termination has been served as provided by clause +(4) of this subsection. + +(E) Termination of a grant under this subsection affects only those +rights covered by the grant that arise under this title, and in no way +affects rights arising under any other Federal, State, or foreign laws. + +(F) Unless and until termination is effected under this subsection, the +grant, if it does not provide otherwise, continues in effect for the +remainder of the extended renewal term. + +(d) Termination Rights Provided in Subsection (c) Which Have Expired on +or Before the Effective Date of the Sonny Bono Copyright Term Extension +Act. In the case of any copyright other than a work made for hire, +subsisting in its renewal term on the effective date of the Sonny Bono +Copyright Term Extension Act [9] for which the termination right provided +in subsection (c) has expired by such date, where the author or owner of +the termination right has not previously exercised such termination +right, the exclusive or nonexclusive grant of a transfer or license of +the renewal copyright or any right under it, executed before January 1, +1978, by any of the persons designated in subsection (a)(1)(C) of this +section, other than by will, is subject to termination under the +following conditions: + +(1) The conditions specified in subsections (c) (1), (2), (4), (5), and +(6) of this section apply to terminations of the last 20 years of +copyright term as provided by the amendments made by the Sonny Bono +Copyright Term Extension Act. + +(2) Termination of the grant may be effected at any time during a period +of 5 years beginning at the end of 75 years from the date copyright was +originally secured. + + +Section 305. Duration of copyright: Terminal date + +All terms of copyright provided by sections 302 through 304 run to the +end of the calendar year in which they would otherwise expire. + +------------------ +Chapter 3 Endnotes + +1 Private Law 92-60, 85 Stat. 857, effective December 15, 1971, states +that: + +[A]ny provision of law to the contrary notwithstanding, copyright is +hereby granted to the trustees under the will of Mary Baker Eddy, their +successors, and assigns, in the work "Science and Health with Key to the +Scriptures" (entitled also in some editions "Science and Health" or +"Science and Health; with a Key to the Scriptures"), by Mary Baker Eddy, +including all editions thereof in English and translation heretofore +published, or hereafter published by or on behalf of said trustees, +their successors or assigns, for a term of seventy-five years from the +effective date of this Act or from the date of first publication, +whichever is later. + +But *cf. United Christian Scientists v. Christian Science Board of +Directors, First Church of Christ, Scientist*, 829 F.2d 1152, 4 USPQ2d +1177 (D.C. Cir. 1987) (holding Priv. L. 92-60, 85 Stat. 857, to be +unconstitutional because it violates the Establishment Clause). + +2 The Berne Convention Implementation Act of 1988 amended section 301 +by adding at the end thereof subsection (e). Pub. L. No. 100-568, 102 +Stat. 2853, 2857. In 1990, the Architectural Works Copyright Protection +Act amended section 301(b) by adding at the end thereof paragraph (4). +Pub. L. No. 101-650, 104 Stat. 5133, 5134. The Visual Artists Rights Act +of 1990 amended section 301 by adding at the end thereof subsection (f). +Pub. L. No. 101-650, 104 Stat. 5089, 5131. In 1998, the Sonny Bono +Copyright Term Extension Act amended section 301 by changing "February +15, 2047" to "February 15, 2067" each place it appeared in subsection +(c). Pub. L. No. 105-298, 112 Stat. 2827. + +3 The Visual Artists Rights Act of 1990, which added subsection (f), +states, "Subject to subsection (b) and except as provided in subsection +(c), this title and the amendments made by this title take effect 6 +months after the date of the enactment of this Act," that is, six months +after December 1, 1990. Pub. L. No. 101-650, 104 Stat. 5089, 5132. See +also endnote 37, chapter 1. + +4 In 1998, the Sonny Bono Copyright Term Extension Act amended section +302 by substituting "70" for "fifty," "95" for "seventy-five" and "120" +for "one hundred" each place they appeared. Pub. L. No. 105-298, 112 +Stat. 2827. + +5 In 1997, section 303 was amended by adding subsection (b). Pub. L. +No. 105-80, 111 Stat. 1529, 1534. In 1998, the Sonny Bono Copyright Term +Extension Act amended section 303 by substituting "December 31, 2047" +for "December 31, 2027." Pub. L. No. 105-298, 112 Stat. 2827. + +6 The Copyright Renewal Act of 1992 amended section 304 by substituting +a new subsection (a) and by making a conforming amendment in the matter +preceding paragraph (1) of subsection (c). Pub. L. No. 102-307, 106 +Stat. 264. The Act, as amended by the Sonny Bono Copyright Term +Extension Act, states that the renewal and extension of a copyright for +a further term of 67 years "shall have the same effect with respect to +any grant, before the effective date of the Sonny Bono Copyright Term +Extension Act [October 27, 1998], of a transfer or license of the +further term as did the renewal of a copyright before the effective date +of the Sonny Bono Copyright Term Extension Act [October 27, 1998] under +the law in effect at the time of such grant." The Act also states that +the 1992 amendments "shall apply only to those copyrights secured +between January 1, 1964, and December 31, 1977. Copyrights secured +before January 1, 1964, shall be governed by the provisions of section +304(a) of title 17, United States Code, as in effect on the day before . +. .[enactment on June 26, 1992], except each reference to forty-seven +years in such provisions shall be deemed to be 67 years." Pub. L. No. +102-307, 106 Stat. 264, 266, as amended by the Sonny Bono Copyright Term +Extension Act, Pub. L. No. 105-298, 112 Stat. 2827, 2828. + +In 1998, the Sonny Bono Copyright Term Extension Act amended section 304 +by substituting "67" for "47" wherever it appeared in subsection (a), by +substituting a new subsection (b) and by adding subsection (d) at the +end thereof. Pub. L. No. 105-298, 112 Stat. 2827. That Act also amended +subsection 304(c) by deleting "by his widow or her widower and his or +her children or grandchildren" from the first sentence of paragraph (2), +by adding subparagraph (D) at the end of paragraph (2) and by inserting +"or, in the case of a termination under subsection (d), within the five- +year period specified by subsection (d)(2)," into the first sentence of +subparagraph (4)(A). *Id.* + +7 A series of nine Acts of Congress extended until December 31, 1976, +previously renewed copyrights in which the renewal term would otherwise +have expired between September 19, 1962 and December 31, 1976. The last +of these enactments is Pub. L. No. 93-573, 88 Stat. 1873, enacted +December 31, 1974, which cites the eight earlier acts. See also section +102 of the Transitional and Supplementary Provisions of the Copyright +Act of 1976, in Part I of the Appendix. Pub. L. No. 94-553, 90 Stat. +2541. + +8 The effective date of the Sonny Bono Copyright Term Extension Act is +October 27, 1998. + +9 See endnote 8, *supra*. + +------------------------------------------------------------------------ + +Chapter 4 + +Copyright Notice, Deposit, and Registration + + + 401. Notice of copyright: Visually perceptible copies + + 402. Notice of copyright: Phonorecords of sound recordings + + 403. Notice of copyright: Publications incorporating United States + Government works + + 404. Notice of copyright: Contributions to collective works + + 405. Notice of copyright: Omission of notice on certain copies and + phonorecords + + 406. Notice of copyright: Error in name or date on certain copies + and phonorecords + + 407. Deposit of copies or phonorecords for Library of Congress + + 408. Copyright registration in general + + 409. Application for copyright registration + + 410. Registration of claim and issuance of certificate + + 411. Registration and infringement actions + + 412. Registration as prerequisite to certain remedies for + infringement + + +Section 401. Notice of copyright: Visually perceptible copies [1] + +(a) General Provisions. Whenever a work protected under this title is +published in the United States or elsewhere by authority of the +copyright owner, a notice of copyright as provided by this section may +be placed on publicly distributed copies from which the work can be +visually perceived, either directly or with the aid of a machine or +device. + +(b) Form of Notice. If a notice appears on the copies, it shall consist +of the following three elements: + +(1) the symbol (the letter C in a circle), or the word "Copyright", or +the abbreviation "Copr."; and + +(2) the year of first publication of the work; in the case of +compilations or derivative works incorporating previously published +material, the year date of first publication of the compilation or +derivative work is sufficient. The year date may be omitted where a +pictorial, graphic, or sculptural work, with accompanying text matter, +if any, is reproduced in or on greeting cards, postcards, stationery, +jewelry, dolls, toys, or any useful articles; and + +(3) the name of the owner of copyright in the work, or an abbreviation +by which the name can be recognized, or a generally known alternative +designation of the owner. + +(c) Position of Notice. The notice shall be affixed to the copies in +such manner and location as to give reasonable notice of the claim of +copyright. The Register of Copyrights shall prescribe by regulation, as +examples, specific methods of affixation and positions of the notice on +various types of works that will satisfy this requirement, but these +specifications shall not be considered exhaustive. + +(d) Evidentiary Weight of Notice. If a notice of copyright in the form +and position specified by this section appears on the published copy or +copies to which a defendant in a copyright infringement suit had access, +then no weight shall be given to such a defendant's interposition of a +defense based on innocent infringement in mitigation of actual or +statutory damages, except as provided in the last sentence of section +504(c)(2). + + +Section 402. Notice of copyright: Phonorecords of sound recordings [2] + +(a) General Provisions. Whenever a sound recording protected under this +title is published in the United States or elsewhere by authority of the +copyright owner, a notice of copyright as provided by this section may +be placed on publicly distributed phonorecords of the sound recording. + +(b) Form of Notice. If a notice appears on the phonorecords, it shall +consist of the following three elements: + +(1) the symbol [P in a circle] (the letter P in a circle); and + +(2) the year of first publication of the sound recording; and + +(3) the name of the owner of copyright in the sound recording, or an +abbreviation by which the name can be recognized, or a generally known +alternative designation of the owner; if the producer of the sound +recording is named on the phonorecord labels or containers, and if no +other name appears in conjunction with the notice, the producer's name +shall be considered a part of the notice. + +(c) Position of Notice. The notice shall be placed on the surface of the +phonorecord, or on the phonorecord label or container, in such manner +and location as to give reasonable notice of the claim of copyright. + +(d) Evidentiary Weight of Notice. If a notice of copyright in the form +and position specified by this section appears on the published +phonorecord or phonorecords to which a defendant in a copyright +infringement suit had access, then no weight shall be given to such a +defendant's interposition of a defense based on innocent infringement in +mitigation of actual or statutory damages, except as provided in the +last sentence of section 504(c)(2). + + +Section 403. Notice of copyright: Publications incorporating United States +Government works [3] + +Sections 401(d) and 402(d) shall not apply to a work published in copies +or phonorecords consisting predominantly of one or more works of the +United States Government unless the notice of copyright appearing on the +published copies or phonorecords to which a defendant in the copyright +infringement suit had access includes a statement identifying, either +affirmatively or negatively, those portions of the copies or +phonorecords embodying any work or works protected under this title. + + +Section 404. Notice of copyright: Contributions to collective works [4] + +(a) A separate contribution to a collective work may bear its own notice +of copyright, as provided by sections 401 through 403. However, a single +notice applicable to the collective work as a whole is sufficient to +invoke the provisions of section 401(d) or 402(d), as applicable with +respect to the separate contributions it contains (not including +advertisements inserted on behalf of persons other than the owner of +copyright in the collective work), regardless of the ownership of +copyright in the contributions and whether or not they have been +previously published. + +(b) With respect to copies and phonorecords publicly distributed by +authority of the copyright owner before the effective date of the Berne +Convention Implementation Act of 1988, where the person named in a +single notice applicable to a collective work as a whole is not the +owner of copyright in a separate contribution that does not bear its own +notice, the case is governed by the provisions of section 406(a). + + +Section 405. Notice of copyright: Omission of notice on certain copies and +phonorecords [5] + +(a) Effect of Omission on Copyright. With respect to copies and +phonorecords publicly distributed by authority of the copyright owner +before the effective date of the Berne Convention Implementation Act of +1988, the omission of the copyright notice described in sections 401 +through 403 from copies or phonorecords publicly distributed by +authority of the copyright owner does not invalidate the copyright in a +work if- + +(1) the notice has been omitted from no more than a relatively small +number of copies or phonorecords distributed to the public; or + +(2) registration for the work has been made before or is made within +five years after the publication without notice, and a reasonable effort +is made to add notice to all copies or phonorecords that are distributed +to the public in the United States after the omission has been +discovered; or + +(3) the notice has been omitted in violation of an express requirement +in writing that, as a condition of the copyright owner's authorization +of the public distribution of copies or phonorecords, they bear the +prescribed notice. + +(b) Effect of Omission on Innocent Infringers. Any person who innocently +infringes a copyright, in reliance upon an authorized copy or +phonorecord from which the copyright notice has been omitted and which +was publicly distributed by authority of the copyright owner before the +effective date of the Berne Convention Implementation Act of 1988, +incurs no liability for actual or statutory damages under section 504 +for any infringing acts committed before receiving actual notice that +registration for the work has been made under section 408, if such +person proves that he or she was misled by the omission of notice. In a +suit for infringement in such a case the court may allow or disallow +recovery of any of the infringer's profits attributable to the +infringement, and may enjoin the continuation of the infringing +undertaking or may require, as a condition for permitting the +continuation of the infringing undertaking, that the infringer pay the +copyright owner a reasonable license fee in an amount and on terms fixed +by the court. + +(c) Removal of Notice. Protection under this title is not affected by +the removal, destruction, or obliteration of the notice, without the +authorization of the copyright owner, from any publicly distributed +copies or phonorecords. + + +Section 406. Notice of copyright: Error in name or date on certain copies +and phonorecords [6] + +(a) Error in Name. With respect to copies and phonorecords publicly +distributed by authority of the copyright owner before the effective +date of the Berne Convention Implementation Act of 1988, where the +person named in the copyright notice on copies or phonorecords publicly +distributed by authority of the copyright owner is not the owner of +copyright, the validity and ownership of the copyright are not affected. +In such a case, however, any person who innocently begins an undertaking +that infringes the copyright has a complete defense to any action for +such infringement if such person proves that he or she was misled by the +notice and began the undertaking in good faith under a purported +transfer or license from the person named therein, unless before the +undertaking was begun- + +(1) registration for the work had been made in the name of the owner of +copyright; or + +(2) a document executed by the person named in the notice and showing +the ownership of the copyright had been recorded. + +The person named in the notice is liable to account to the copyright +owner for all receipts from transfers or licenses purportedly made under +the copyright by the person named in the notice. + +(b) Error in Date. When the year date in the notice on copies or +phonorecords distributed before the effective date of the Berne +Convention Implementation Act of 1988 by authority of the copyright +owner is earlier than the year in which publication first occurred, any +period computed from the year of first publication under section 302 is +to be computed from the year in the notice. Where the year date is more +than one year later than the year in which publication first occurred, +the work is considered to have been published without any notice and is +governed by the provisions of section 405. + +(c) Omission of Name or Date. Where copies or phonorecords publicly +distributed before the effective date of the Berne Convention +Implementation Act of 1988 by authority of the copyright owner contain +no name or no date that could reasonably be considered a part of the +notice, the work is considered to have been published without any notice +and is governed by the provisions of section 405 as in effect on the day +before the effective date of the Berne Convention Implementation Act of +1988. + + +Section 407. Deposit of copies or phonorecords for Library of Congress [7] + +(a) Except as provided by subsection (c), and subject to the provisions +of subsection (e), the owner of copyright or of the exclusive right of +publication in a work published in the United States shall deposit, +within three months after the date of such publication- + +(1) two complete copies of the best edition; or + +(2) if the work is a sound recording, two complete phonorecords of the +best edition, together with any printed or other visually perceptible +material published with such phonorecords. + +Neither the deposit requirements of this subsection nor the acquisition +provisions of subsection (e) are conditions of copyright protection. + +(b) The required copies or phonorecords shall be deposited in the +Copyright Office for the use or disposition of the Library of Congress. +The Register of Copyrights shall, when requested by the depositor and +upon payment of the fee prescribed by section 708, issue a receipt for +the deposit. + +(c) The Register of Copyrights may by regulation exempt any categories +of material from the deposit requirements of this section, or require +deposit of only one copy or phonorecord with respect to any categories. +Such regulations shall provide either for complete exemption from the +deposit requirements of this section, or for alternative forms of +deposit aimed at providing a satisfactory archival record of a work +without imposing practical or financial hardships on the depositor, +where the individual author is the owner of copyright in a pictorial, +graphic, or sculptural work and (i) less than five copies of the work +have been published, or (ii) the work has been published in a limited +edition consisting of numbered copies, the monetary value of which would +make the mandatory deposit of two copies of the best edition of the work +burdensome, unfair, or unreasonable. + +(d) At any time after publication of a work as provided by +subsection(a), the Register of Copyrights may make written demand for +the required deposit on any of the persons obligated to make the deposit +under subsection (a). Unless deposit is made within three months after +the demand is received, the person or persons on whom the demand was +made are liable- + +(1) to a fine of not more than $250 for each work; and + +(2) to pay into a specially designated fund in the Library of Congress +the total retail price of the copies or phonorecords demanded, or, if no +retail price has been fixed, the reasonable cost to the Library of +Congress of acquiring them; and + +(3) to pay a fine of $2,500, in addition to any fine or liability +imposed under clauses (1) and (2), if such person willfully or +repeatedly fails or refuses to comply with such a demand. + +(e) With respect to transmission programs that have been fixed and +transmitted to the public in the United States but have not been +published, the Register of Copyrights shall, after consulting with the +Librarian of Congress and other interested organizations and officials, +establish regulations governing the acquisition, through deposit or +otherwise, of copies or phonorecords of such programs for the +collections of the Library of Congress. + +(1) The Librarian of Congress shall be permitted, under the standards +and conditions set forth in such regulations, to make a fixation of a +transmission program directly from a transmission to the public, and to +reproduce one copy or phonorecord from such fixation for archival +purposes. + +(2) Such regulations shall also provide standards and procedures by +which the Register of Copyrights may make written demand, upon the owner +of the right of transmission in the United States, for the deposit of a +copy or phonorecord of a specific transmission program. Such deposit +may, at the option of the owner of the right of transmission in the +United States, be accomplished by gift, by loan for purposes of +reproduction, or by sale at a price not to exceed the cost of +reproducing and supplying the copy or phonorecord. The regulations +established under this clause shall provide reasonable periods of not +less than three months for compliance with a demand, and shall allow for +extensions of such periods and adjustments in the scope of the demand or +the methods for fulfilling it, as reasonably warranted by the +circumstances. Willful failure or refusal to comply with the conditions +prescribed by such regulations shall subject the owner of the right of +transmission in the United States to liability for an amount, not to +exceed the cost of reproducing and supplying the copy or phonorecord in +question, to be paid into a specially designated fund in the Library of +Congress. + +(3) Nothing in this subsection shall be construed to require the making +or retention, for purposes of deposit, of any copy or phonorecord of an +unpublished transmission program, the transmission of which occurs +before the receipt of a specific written demand as provided by clause +(2). + +(4) No activity undertaken in compliance with regulations prescribed +under clauses (1) and (2) of this subsection shall result in liability +if intended solely to assist in the acquisition of copies or +phonorecords under this subsection. + + +Section 408. Copyright registration in general [8] + +(a) Registration Permissive. At any time during the subsistence of the +first term of copyright in any published or unpublished work in which +the copyright was secured before January 1, 1978, and during the +subsistence of any copyright secured on or after that date, the owner of +copyright or of any exclusive right in the work may obtain registration +of the copyright claim by delivering to the Copyright Office the deposit +specified by this section, together with the application and fee +specified by sections 409 and 708. Such registration is not a condition +of copyright protection. + +(b) Deposit for Copyright Registration. Except as provided by subsection +(c), the material deposited for registration shall include- + +(1) in the case of an unpublished work, one complete copy or +phonorecord; + +(2) in the case of a published work, two complete copies or phonorecords +of the best edition; + +(3) in the case of a work first published outside the United States, one +complete copy or phonorecord as so published; + +(4) in the case of a contribution to a collective work, one complete +copy or phonorecord of the best edition of the collective work. + +Copies or phonorecords deposited for the Library of Congress under +section 407 may be used to satisfy the deposit provisions of this +section, if they are accompanied by the prescribed application and fee, +and by any additional identifying material that the Register may, by +regulation, require. The Register shall also prescribe regulations +establishing requirements under which copies or phonorecords acquired +for the Library of Congress under subsection (e) of section 407, +otherwise than by deposit, may be used to satisfy the deposit provisions +of this section. (c) Administrative Classification and Optional +Deposit. (1) The Register of Copyrights is authorized to specify by +regulation the administrative classes into which works are to be placed +for purposes of deposit and registration, and the nature of the copies +or phonorecords to be deposited in the various classes specified. The +regulations may require or permit, for particular classes, the deposit +of identifying material instead of copies or phonorecords, the deposit +of only one copy or phonorecord where two would normally be required, or +a single registration for a group of related works. This administrative +classification of works has no significance with respect to the subject +matter of copyright or the exclusive rights provided by this title. + +(2) Without prejudice to the general authority provided under clause +(1), the Register of Copyrights shall establish regulations specifically +permitting a single registration for a group of works by the same +individual author, all first published as contributions to periodicals, +including newspapers, within a twelve-month period, on the basis of a +single deposit, application, and registration fee, under the following +conditions- + +(A) if the deposit consists of one copy of the entire issue of the +periodical, or of the entire section in the case of a newspaper, in +which each contribution was first published; and + +(B) if the application identifies each work separately, including the +periodical containing it and its date of first publication. + +(3) As an alternative to separate renewal registrations under subsection +(a) of section 304, a single renewal registration may be made for a +group of works by the same individual author, all first published as +contributions to periodicals, including newspapers, upon the filing of a +single application and fee, under all of the following conditions: + +(A) the renewal claimant or claimants, and the basis of claim or claims +under section 304(a), is the same for each of the works; and + +(B) the works were all copyrighted upon their first publication, either +through separate copyright notice and registration or by virtue of a +general copyright notice in the periodical issue as a whole; and + +(C) the renewal application and fee are received not more than twenty- +eight or less than twenty-seven years after the thirty-first day of +December of the calendar year in which all of the works were first +published; and + +(D) the renewal application identifies each work separately, including +the periodical containing it and its date of first publication. + +(d) Corrections and Amplifications. The Register may also establish, by +regulation, formal procedures for the filing of an application for +supplementary registration, to correct an error in a copyright +registration or to amplify the information given in a registration. Such +application shall be accompanied by the fee provided by section 708, and +shall clearly identify the registration to be corrected or amplified. +The information contained in a supplementary registration augments but +does not supersede that contained in the earlier registration. + +(e) Published Edition of Previously Registered Work. Registration for +the first published edition of a work previously registered in +unpublished form may be made even though the work as published is +substantially the same as the unpublished version. + + +Section 409. Application for copyright registration [9] + +The application for copyright registration shall be made on a form +prescribed by the Register of Copyrights and shall include + +(1) the name and address of the copyright claimant; + +(2) in the case of a work other than an anonymous or pseudonymous work, +the name and nationality or domicile of the author or authors, and, if +one or more of the authors is dead, the dates of their deaths; + +(3) if the work is anonymous or pseudonymous, the nationality or +domicile of the author or authors; + +(4) in the case of a work made for hire, a statement to this effect; + +(5) if the copyright claimant is not the author, a brief statement of +how the claimant obtained ownership of the copyright; + +(6) the title of the work, together with any previous or alternative +titles under which the work can be identified; + +(7) the year in which creation of the work was completed; + +(8) if the work has been published, the date and nation of its first +publication; + +(9) in the case of a compilation or derivative work, an identification +of any preexisting work or works that it is based on or incorporates, +and a brief, general statement of the additional material covered by the +copyright claim being registered; + +(10) in the case of a published work containing material of which copies +are required by section 601 to be manufactured in the United States, the +names of the persons or organizations who performed the processes +specified by subsection (c) of section 601 with respect to that +material, and the places where those processes were performed; and + +(11) any other information regarded by the Register of Copyrights as +bearing upon the preparation or identification of the work or the +existence, ownership, or duration of the copyright. + +If an application is submitted for the renewed and extended term +provided for in section 304(a)(3)(A) and an original term registration +has not been made, the Register may request information with respect to +the existence, ownership, or duration of the copyright for the original +term. + + +Section 410. Registration of claim and issuance of certificate + +(a) When, after examination, the Register of Copyrights determines that, +in accordance with the provisions of this title, the material deposited +constitutes copyrightable subject matter and that the other legal and +formal requirements of this title have been met, the Register shall +register the claim and issue to the applicant a certificate of +registration under the seal of the Copyright Office. The certificate +shall contain the information given in the application, together with +the number and effective date of the registration. + +(b) In any case in which the Register of Copyrights determines that, in +accordance with the provisions of this title, the material deposited +does not constitute copyrightable subject matter or that the claim is +invalid for any other reason, the Register shall refuse registration and +shall notify the applicant in writing of the reasons for such refusal. + +(c) In any judicial proceedings the certificate of a registration made +before or within five years after first publication of the work shall +constitute *prima facie* evidence of the validity of the copyright and +of the facts stated in the certificate. The evidentiary weight to be +accorded the certificate of a registration made thereafter shall be +within the discretion of the court. + +(d) The effective date of a copyright registration is the day on which +an application, deposit, and fee, which are later determined by the +Register of Copyrights or by a court of competent jurisdiction to be +acceptable for registration, have all been received in the Copyright +Office. + + +Section 411. Registration and infringement actions [10] + +(a) Except for an action brought for a violation of the rights of the +author under section 106A(a), and subject to the provisions of +subsection (b), no action for infringement of the copyright in any +United States work shall be instituted until registration of the +copyright claim has been made in accordance with this title. In any +case, however, where the deposit, application, and fee required for +registration have been delivered to the Copyright Office in proper form +and registration has been refused, the applicant is entitled to +institute an action for infringement if notice thereof, with a copy of +the complaint, is served on the Register of Copyrights. The Register +may, at his or her option, become a party to the action with respect to +the issue of registrability of the copyright claim by entering an +appearance within sixty days after such service, but the Register's +failure to become a party shall not deprive the court of jurisdiction to +determine that issue. + +(b) In the case of a work consisting of sounds, images, or both, the +first fixation of which is made simultaneously with its transmission, +the copyright owner may, either before or after such fixation takes +place, institute an action for infringement under section 501, fully +subject to the remedies provided by sections 502 through 506 and +sections 509 and 510, if, in accordance with requirements that the +Register of Copyrights shall prescribe by regulation, the copyright +owner- + +(1) serves notice upon the infringer, not less than 48 hours before such +fixation, identifying the work and the specific time and source of its +first transmission, and declaring an intention to secure copyright in +the work; and + +(2) makes registration for the work, if required by subsection (a), +within three months after its first transmission. + + +Section 412. Registration as prerequisite to certain remedies for +infringement [11] + +In any action under this title, other than an action brought for a +violation of the rights of the author under section 106A(a) or an action +instituted under section 411(b), no award of statutory damages or of +attorney's fees, as provided by sections 504 and 505, shall be made for + +(1) any infringement of copyright in an unpublished work commenced +before the effective date of its registration; or + +(2) any infringement of copyright commenced after first publication of +the work and before the effective date of its registration, unless such +registration is made within three months after the first publication of +the work. + +------------------ +Chapter 4 Endnotes + +1 The Berne Convention Implementation Act of 1988 amended section 401 +as follows: 1) in subsection (a), by changing the heading to "General +Provisions" and by inserting "may be placed on" in lieu of "shall be +placed on all"; 2) in subsection (b), by inserting "If a notice appears +on the copies, it" in lieu of "The notice appearing on the copies"; and +3) by adding subsection (d). Pub. L. No. 100-568, 102 Stat. 2853, 2857. + +2 The Berne Convention Implementation Act of 1988 amended section 402 +as follows: 1) in subsection (a), by changing the heading to "General +Provisions" and by inserting "may be placed on" in lieu of "shall be +placed on all"; 2) in subsection (b), by inserting "If a notice appears +on the phonorecords, it" in lieu of "The notice appearing on the +phonorecords"; and 3) by adding subsection (d). Pub. L. No. 100-568, 102 +Stat. 2853, 2857. + +3 The Berne Convention Implementation Act of 1988 amended section 403 +in its entirety. Pub. L. No. 100-568, 102 Stat. 2853, 2858. + +4 The Berne Convention Implementation Act of 1988 amended section 404 +as follows: 1) in the second sentence of subsection (a), by inserting +"to invoke the provisions of section 401(d) or 402(d), as applicable" in +lieu of "to satisfy the requirements of sections 401 through 403" and 2) +in subsection (b), by inserting "With respect to copies and phonorecords +publicly distributed by authority of the copyright owner before the +effective date of the Berne Convention Implementation Act of 1988," at +the beginning of the sentence. Pub. L. No. 100-568, 102 Stat. 2853, +2858. + +5 The Berne Convention Implementation Act of 1988 amended section 405 +as follows: 1) in subsection (a), by inserting "With respect to copies +and phonorecords publicly distributed by authority of the copyright +owner before the effective date of the Berne Convention Implementation +Act of 1988, the omission of the copyright notice described in" at the +beginning of the first sentence, in lieu of "The omission of the +copyright notice prescribed by"; 2) in subsection (b), by inserting +after "omitted," in the first sentence, "and which was publicly +distributed by authority of the copyright owner before the effective +date of the Berne Convention Implementation Act of 1988"; and 3) by +amending the section heading to add "on certain copies and phonorecords" +at the end thereof. Pub. L. No. 100-568, 102 Stat. 2853, 2858. + +6 The Berne Convention Implementation Act of 1988 amended section 406 +as follows: 1) in subsection (a), by inserting "With respect to copies +and phonorecords publicly distributed by authority of the copyright +owner before the effective date of the Berne Convention Implementation +Act of 1988," at the beginning of the first sentence; 2) in subsection +(b), by inserting "before the effective date of the Berne Convention +Implementation Act of 1988" after "distributed"; 3) in subsection (c), +by inserting "before the effective date of the Berne Convention +Implementation Act of 1988" after "publicly distributed" and by +inserting "as in effect on the day before the effective date of the +Berne Convention Implementation Act of 1988" after "405"; and 4) by +amending the section heading to add "on certain copies and phonorecords" +at the end thereof. Pub. L. No. 100-568, 102 Stat. 2853, 2858. + +7 The Berne Convention Implementation Act of 1988 amended section 407 by +striking out the words "with notice of copyright" in subsection (a). +Pub. L. No. 100-568, 102 Stat. 2853, 2859. + +8 The Berne Convention Implementation Act of 1988 amended section 408 by +deleting "Subject to the provisions of section 405(a)," at the beginning +of the second sentence of subsection (a). Pub. L. No. 100-568, 102 Stat. +2853, 2859. That Act also amended section 408(c)(2) by inserting "the +following conditions:" in lieu of "all of the following conditions" and +by striking subparagraph (A) and by redesignating subparagraphs (B) and +(C) as subparagraphs (A) and (B), respectively. *Id.* + +The Copyright Renewal Act of 1992 amended section 408 by revising the +first sentence of subsection (a), preceding the words "the owner of +copyright or of any exclusive right." Pub. L. No. 102-307, 106 Stat. +264, 266. + +9 The Copyright Renewal Act of 1992 amended section 409 by adding the +last sentence. Pub. L. No. 102-307, 106 Stat. 264, 266. + +10 The Berne Convention Implementation Act of 1988 amended section 411 as +follows: 1) in subsection (a), by inserting "Except for actions for +infringement of copyright in Berne Convention works whose country of +origin is not the United States, and" before "subject"; 2) in paragraph +(b)(2), by inserting ", if required by subsection (a)," after "work"; +and 3) by inserting "and infringement actions" in the heading, in lieu +of "as prerequisite to infringement suit." Pub. L. No. 100-568, 102 +Stat. 2853, 2859. + +The Visual Artists Rights Act of 1990 amended section 411(a) by +inserting "and an action brought for a violation of the rights of the +author under section 106A(a)" after "United States." Pub. L. No. +101-650, 104 Stat. 5089, 5131. In 1997, section 411(b)(1) was amended in +its entirety. Pub. L. No. 105-80, 111 Stat. 1529, 1532. + +The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended the first sentence in section 411(a) +by deleting "actions for infringement of copyright in Berne Convention +works whose country of origin is not the United and" and by inserting +"United States" after "no action for infringement of the copyright in +any." Pub. L. No. 105-304, 112 Stat. 2860, 2863. + +11 The Visual Artists Rights Act of 1990 amended section 412 by inserting +"an action brought for a violation of the rights of the author under +section 106A(a) or" after "other than." Pub. L. No. 101-650, 104 Stat. +5089, 5131. + +------------------------------------------------------------------------ + +Chapter 5 [1] + +Copyright Infringement and Remedies + + + 501. Infringement of copyright + + 502. Remedies for infringement: Injunctions + + 503. Remedies for infringement: Impounding and disposition of + infringing articles + + 504. Remedies for infringement: Damages and profits + + 505. Remedies for infringement: Costs and attorney's fees + + 506. Criminal offenses + + 507. Limitations on actions + + 508. Notification of filing and determination of actions + + 509. Seizure and forfeiture + + 510. Remedies for alteration of programming by cable systems + + 511. Liability of States, instrumentalities of States, and State + officials for infringement of copyright + + 512. Limitations on liability relating to material online + + 513. [2] Determination of reasonable license fees for individual + proprietors + + +Section 501. Infringement of copyright [3] + +(a) Anyone who violates any of the exclusive rights of the copyright +owner as provided by sections 106 through 121 or of the author as +provided in section 106A(a), or who imports copies or phonorecords into +the United States in violation of section 602, is an infringer of the +copyright or right of the author, as the case may be. For purposes of +this chapter (other than section 506), any reference to copyright shall +be deemed to include the rights conferred by section 106A(a). As used in +this subsection, the term "anyone" includes any State, any +instrumentality of a State, and any officer or employee of a State or +instrumentality of a State acting in his or her official capacity. Any +State, and any such instrumentality, officer, or employee, shall be +subject to the provisions of this title in the same manner and to the +same extent as any nongovernmental entity. + +(b) The legal or beneficial owner of an exclusive right under a +copyright is entitled, subject to the requirements of section 411, to +institute an action for any infringement of that particular right +committed while he or she is the owner of it. The court may require such +owner to serve written notice of the action with a copy of the complaint +upon any person shown, by the records of the Copyright Office or +otherwise, to have or claim an interest in the copyright, and shall +require that such notice be served upon any person whose interest is +likely to be affected by a decision in the case. The court may require +the joinder, and shall permit the intervention, of any person having or +claiming an interest in the copyright. + +(c) For any secondary transmission by a cable system that embodies a +performance or a display of a work which is actionable as an act of +infringement under subsection (c) of section 111, a television broadcast +station holding a copyright or other license to transmit or perform the +same version of that work shall, for purposes of subsection (b) of this +section, be treated as a legal or beneficial owner if such secondary +transmission occurs within the local service area of that television +station. + +(d) For any secondary transmission by a cable system that is actionable +as an act of infringement pursuant to section 111(c)(3), the following +shall also have standing to sue: (i) the primary transmitter whose +transmission has been altered by the cable system; and (ii) any +broadcast station within whose local service area the secondary +transmission occurs. + +(e) With respect to any secondary transmission that is made by a +satellite carrier of a performance or display of a work embodied in a +primary transmission and is actionable as an act of infringement under +section 119(a)(5), a network station holding a copyright or other +license to transmit or perform the same version of that work shall, for +purposes of subsection (b) of this section, be treated as a legal or +beneficial owner if such secondary transmission occurs within the local +service area of that station. + +(f)(1) With respect to any secondary transmission that is made by a +satellite carrier of a performance or display of a work embodied in a +primary transmission and is actionable as an act of infringement under +section 122, a television broadcast station holding a copyright or other +license to transmit or perform the same version of that work shall, for +purposes of subsection (b) of this section, be treated as a legal or +beneficial owner if such secondary transmission occurs within the local +market of that station. + +(2) A television broadcast station may file a civil action against any +satellite carrier that has refused to carry television broadcast +signals, as required under section 122(a)(2), to enforce that television +broadcast station's rights under section 338(a) of the Communications +Act of 1934. + + +Section 502. Remedies for infringement: Injunctions + +(a) Any court having jurisdiction of a civil action arising under this +title may, subject to the provisions of section 1498 of title 28, grant +temporary and final injunctions on such terms as it may deem reasonable +to prevent or restrain infringement of a copyright. + +(b) Any such injunction may be served anywhere in the United States on +the person enjoined; it shall be operative throughout the United States +and shall be enforceable, by proceedings in contempt or otherwise, by +any United States court having jurisdiction of that person. The clerk of +the court granting the injunction shall, when requested by any other +court in which enforcement of the injunction is sought, transmit +promptly to the other court a certified copy of all the papers in the +case on file in such clerk's office. + +Section 503. Remedies for infringement: Impounding and disposition of +infringing articles + +(a) At any time while an action under this title is pending, the court +may order the impounding, on such terms as it may deem reasonable, of +all copies or phonorecords claimed to have been made or used in +violation of the copyright owner's exclusive rights, and of all plates, +molds, matrices, masters, tapes, film negatives, or other articles by +means of which such copies or phonorecords may be reproduced. + +(b) As part of a final judgment or decree, the court may order the +destruction or other reasonable disposition of all copies or +phonorecords found to have been made or used in violation of the +copyright owner's exclusive rights, and of all plates, molds, matrices, +masters, tapes, film negatives, or other articles by means of which such +copies or phonorecords may be reproduced. + + +Section 504. Remedies for infringement: Damages and profits [4] + +(a) In General. Except as otherwise provided by this title, an infringer +of copyright is liable for either- + +(1) the copyright owner's actual damages and any additional profits of +the infringer, as provided by subsection (b); or + +(2) statutory damages, as provided by subsection (c). + +(b) Actual Damages and Profits. The copyright owner is entitled to +recover the actual damages suffered by him or her as a result of the +infringement, and any profits of the infringer that are attributable to +the infringement and are not taken into account in computing the actual +damages. In establishing the infringer's profits, the copyright owner is +required to present proof only of the infringer's gross revenue, and the +infringer is required to prove his or her deductible expenses and the +elements of profit attributable to factors other than the copyrighted +work. + +(c) Statutory Damages. + +(1) Except as provided by clause (2) of this subsection, the copyright +owner may elect, at any time before final judgment is rendered, to +recover, instead of actual damages and profits, an award of statutory +damages for all infringements involved in the action, with respect to +any one work, for which any one infringer is liable individually, or for +which any two or more infringers are liable jointly and severally, in a +sum of not less than $750 or more than $30,000 as the court considers +just. For the purposes of this subsection, all the parts of a +compilation or derivative work constitute one work. + +(2) In a case where the copyright owner sustains the burden of proving, +and the court finds, that infringement was committed willfully, the +court in its discretion may increase the award of statutory damages to a +sum of not more than $150,000. In a case where the infringer sustains +the burden of proving, and the court finds, that such infringer was not +aware and had no reason to believe that his or her acts constituted an +infringement of copyright, the court in its discretion may reduce the +award of statutory damages to a sum of not less than $200. The court +shall remit statutory damages in any case where an infringer believed +and had reasonable grounds for believing that his or her use of the +copyrighted work was a fair use under section 107, if the infringer was: +(i) an employee or agent of a nonprofit educational institution, +library, or archives acting within the scope of his or her employment +who, or such institution, library, or archives itself, which infringed +by reproducing the work in copies or phonorecords; or (ii) a public +broadcasting entity which or a person who, as a regular part of the +nonprofit activities of a public broadcasting entity (as defined in +subsection (g) of section 118) infringed by performing a published +nondramatic literary work or by reproducing a transmission program +embodying a performance of such a work. + +(d) Additional Damages in Certain Cases. In any case in which the court +finds that a defendant proprietor of an establishment who claims as a +defense that its activities were exempt under section 110(5) did not +have reasonable grounds to believe that its use of a copyrighted work +was exempt under such section, the plaintiff shall be entitled to, in +addition to any award of damages under this section, an additional award +of two times the amount of the license fee that the proprietor of the +establishment concerned should have paid the plaintiff for such use +during the preceding period of up to 3 years. + + +Section 505. Remedies for infringement: Costs and attorney's fees + +In any civil action under this title, the court in its discretion may +allow the recovery of full costs by or against any party other than the +United States or an officer thereof. Except as otherwise provided by +this title, the court may also award a reasonable attorney's fee to the +prevailing party as part of the costs. + + +Section 506. Criminal offenses [5] + +(a) Criminal Infringement. Any person who infringes a copyright +willfully either + +(1) for purposes of commercial advantage or private financial gain, or + +(2) by the reproduction or distribution, including by electronic means, +during any 180-day period, of 1 or more copies or phonorecords of 1 or +more copyrighted works, which have a total retail value of more than +$1,000, + +shall be punished as provided under section 2319 of title 18, United +States Code. For purposes of this subsection, evidence of reproduction +or distribution of a copyrighted work, by itself, shall not be +sufficient to establish willful infringement. + +(b) Forfeiture and Destruction. When any person is convicted of any +violation of subsection (a), the court in its judgment of conviction +shall, in addition to the penalty therein prescribed, order the +forfeiture and destruction or other disposition of all infringing copies +or phonorecords and all implements, devices, or equipment used in the +manufacture of such infringing copies or phonorecords. + +(c) Fraudulent Copyright Notice. Any person who, with fraudulent intent, +places on any article a notice of copyright or words of the same purport +that such person knows to be false, or who, with fraudulent intent, +publicly distributes or imports for public distribution any article +bearing such notice or words that such person knows to be false, shall +be fined not more than $2,500. + +(d) Fraudulent Removal of Copyright Notice. Any person who, with +fraudulent intent, removes or alters any notice of copyright appearing +on a copy of a copyrighted work shall be fined not more than $2,500. + +(e) False Representation. Any person who knowingly makes a false +representation of a material fact in the application for copyright +registration provided for by section 409, or in any written statement +filed in connection with the application, shall be fined not more than +$2,500. + +(f) Rights of Attribution and Integrity. Nothing in this section applies +to infringement of the rights conferred by section 106A(a). + + +Section 507. Limitations on actions [6] + +(a) Criminal Proceedings. Except as expressly provided otherwise in this +title, no criminal proceeding shall be maintained under the provisions +of this title unless it is commenced within 5 years after the cause of +action arose. + +(b) Civil Actions. No civil action shall be maintained under the +provisions of this title unless it is commenced within three years after +the claim accrued. + + +Section 508. Notification of filing and determination of actions + +(a) Within one month after the filing of any action under this title, +the clerks of the courts of the United States shall send written +notification to the Register of Copyrights setting forth, as far as is +shown by the papers filed in the court, the names and addresses of the +parties and the title, author, and registration number of each work +involved in the action. If any other copyrighted work is later included +in the action by amendment, answer, or other pleading, the clerk shall +also send a notification concerning it to the Register within one month +after the pleading is filed. + +(b) Within one month after any final order or judgment is issued in the +case, the clerk of the court shall notify the Register of it, sending +with the notification a copy of the order or judgment together with the +written opinion, if any, of the court. + +(c) Upon receiving the notifications specified in this section, the +Register shall make them a part of the public records of the Copyright +Office. + + +Section 509. Seizure and forfeiture + +(a) All copies or phonorecords manufactured, reproduced, distributed, +sold, or otherwise used, intended for use, or possessed with intent to +use in violation of section 506 (a), and all plates, molds, matrices, +masters, tapes, film negatives, or other articles by means of which such +copies or phonorecords may be reproduced, and all electronic, +mechanical, or other devices for manufacturing, reproducing, or +assembling such copies or phonorecords may be seized and forfeited to +the United States. + +(b) The applicable procedures relating to + +(i) the seizure, summary and judicial forfeiture, and condemnation of +vessels, vehicles, merchandise, and baggage for violations of the +customs laws contained in title 19, + +(ii) the disposition of such vessels, vehicles, merchandise, and baggage +or the proceeds from the sale thereof, + +(iii) the remission or mitigation of such forfeiture, + +(iv) the compromise of claims, and + +(v) the award of compensation to informers in respect of such +forfeitures, shall apply to seizures and forfeitures incurred, or +alleged to have been incurred, under the provisions of this section, +insofar as applicable and not inconsistent with the provisions of this +section; except that such duties as are imposed upon any officer or +employee of the Treasury Department or any other person with respect to +the seizure and forfeiture of vessels, vehicles, merchandise, and +baggage under the provisions of the customs laws contained in title 19 +shall be performed with respect to seizure and forfeiture of all +articles described in subsection (a) by such officers, agents, or other +persons as may be authorized or designated for that purpose by the +Attorney General. + + +Section 510. Remedies for alteration of programming by cable systems [7] + +(a) In any action filed pursuant to section 111(c)(3), the following +remedies shall be available: + +(1) Where an action is brought by a party identified in subsections (b) +or (c) of section 501, the remedies provided by sections 502 through +505, and the remedy provided by subsection (b) of this section; and + +(2) When an action is brought by a party identified in subsection (d) of +section 501, the remedies provided by sections 502 and 505, together +with any actual damages suffered by such party as a result of the +infringement, and the remedy provided by subsection (b) of this section. + +(b) In any action filed pursuant to section 111(c)(3), the court may +decree that, for a period not to exceed thirty days, the cable system +shall be deprived of the benefit of a statutory license for one or more +distant signals carried by such cable system. + + +Section 511. Liability of States, instrumentalities of States, and State +officials for infringement of copyright [8] + +(a) In General. Any State, any instrumentality of a State, and any +officer or employee of a State or instrumentality of a State acting in +his or her official capacity, shall not be immune, under the Eleventh +Amendment of the Constitution of the United States or under any other +doctrine of sovereign immunity, from suit in Federal Court by any +person, including any governmental or nongovernmental entity, for a +violation of any of the exclusive rights of a copyright owner provided +by sections 106 through 121, for importing copies of phonorecords in +violation of section 602, or for any other violation under this title. + +(b) Remedies. In a suit described in subsection (a) for a violation +described in that subsection, remedies (including remedies both at law +and in equity) are available for the violation to the same extent as +such remedies are available for such a violation in a suit against any +public or private entity other than a State, instrumentality of a State, +or officer or employee of a State acting in his or her official +capacity. Such remedies include impounding and disposition of infringing +articles under section 503, actual damages and profits and statutory +damages under section 504, costs and attorney's fees under section 505, +and the remedies provided in section 510. + + +Section 512. Limitations on liability relating to material online [9] + +(a) Transitory Digital Network Communications. A service provider shall +not be liable for monetary relief, or, except as provided in subsection +(j), for injunctive or other equitable relief, for infringement of +copyright by reason of the provider's transmitting, routing, or +providing connections for, material through a system or network +controlled or operated by or for the service provider, or by reason of +the intermediate and transient storage of that material in the course of +such transmitting, routing, or providing connections, if- + +(1) the transmission of the material was initiated by or at the +direction of a person other than the service provider; + +(2) the transmission, routing, provision of connections, or storage is +carried out through an automatic technical process without selection of +the material by the service provider; + +(3) the service provider does not select the recipients of the material +except as an automatic response to the request of another person; + +(4) no copy of the material made by the service provider in the course +of such intermediate or transient storage is maintained on the system or +network in a manner ordinarily accessible to anyone other than +anticipated recipients, and no such copy is maintained on the system or +network in a manner ordinarily accessible to such anticipated recipients +for a longer period than is reasonably necessary for the transmission, +routing, or provision of connections; and + +(5) the material is transmitted through the system or network without +modification of its content. + +(b) System Caching. + +(1) Limitation on Liability. A service provider shall not be liable for +monetary relief, or, except as provided in subsection (j), for +injunctive or other equitable relief, for infringement of copyright by +reason of the intermediate and temporary storage of material on a system +or network controlled or operated by or for the service provider in a +case in which- + +(A) the material is made available online by a person other than the +service provider; + +(B) the material is transmitted from the person described in +subparagraph (A) through the system or network to a person other than +the person described in subparagraph (A) at the direction of that other +person; and + +(C) the storage is carried out through an automatic technical process +for the purpose of making the material available to users of the system +or network who, after the material is transmitted as described in +subparagraph (B), request access to the material from the person +described in subparagraph (A), if the conditions set forth in paragraph +(2) are met. + +(2) Conditions. The conditions referred to in paragraph (1) are that- + +(A) the material described in paragraph (1) is transmitted to the +subsequent users described in paragraph (1)(C) without modification to +its content from the manner in which the material was transmitted from +the person described in paragraph (1)(A); + +(B) the service provider described in paragraph (1) complies with rules +concerning the refreshing, reloading, or other updating of the material +when specified by the person making the material available online in +accordance with a generally accepted industry standard data +communications protocol for the system or network through which that +person makes the material available, except that this subparagraph +applies only if those rules are not used by the person described in +paragraph (1)(A) to prevent or unreasonably impair the intermediate +storage to which this subsection applies; + +(C) the service provider does not interfere with the ability of +technology associated with the material to return to the person +described in paragraph (1)(A) the information that would have been +available to that person if the material had been obtained by the +subsequent users described in paragraph (1)(C) directly from that +person, except that this subparagraph applies only if that technology- + +(i) does not significantly interfere with the performance of the +provider's system or network or with the intermediate storage of the +material; + +(ii) is consistent with generally accepted industry standard +communications protocols; and + +(iii) does not extract information from the provider's system or network +other than the information that would have been available to the person +described in paragraph (1)(A) if the subsequent users had gained access +to the material directly from that person; + +(D) if the person described in paragraph (1)(A) has in effect a +condition that a person must meet prior to having access to the +material, such as a condition based on payment of a fee or provision of +a password or other information, the service provider permits access to +the stored material in significant part only to users of its system or +network that have met those conditions and only in accordance with those +conditions; and + +(E) if the person described in paragraph (1)(A) makes that material +available online without the authorization of the copyright owner of the +material, the service provider responds expeditiously to remove, or +disable access to, the material that is claimed to be infringing upon +notification of claimed infringement as described in subsection (c)(3), +except that this subparagraph applies only if- + +(i) the material has previously been removed from the originating site +or access to it has been disabled, or a court has ordered that the +material be removed from the originating site or that access to the +material on the originating site be disabled; and + +(ii) the party giving the notification includes in the notification a +statement confirming that the material has been removed from the +originating site or access to it has been disabled or that a court has +ordered that the material be removed from the originating site or that +access to the material on the originating site be disabled. + +(c) Information Residing on Systems or Networks at Direction of Users. + +(1) In General. A service provider shall not be liable for monetary +relief, or, except as provided in subsection (j), for injunctive or +other equitable relief, for infringement of copyright by reason of the +storage at the direction of a user of material that resides on a system +or network controlled or operated by or for the service provider, if the +service provider- + +(A)(i) does not have actual knowledge that the material or an activity +using the material on the system or network is infringing; + +(ii) in the absence of such actual knowledge, is not aware of facts or +circumstances from which infringing activity is apparent; or + +(iii) upon obtaining such knowledge or awareness, acts expeditiously to +remove, or disable access to, the material; + +(B) does not receive a financial benefit directly attributable to the +infringing activity, in a case in which the service provider has the +right and ability to control such activity; and + +(C) upon notification of claimed infringement as described in paragraph +(3), responds expeditiously to remove, or disable access to, the +material that is claimed to be infringing or to be the subject of +infringing activity. + +(2) Designated Agent. The limitations on liability established in this +subsection apply to a service provider only if the service provider has +designated an agent to receive notifications of claimed infringement +described in paragraph (3), by making available through its service, +including on its website in a location accessible to the public, and by +providing to the Copyright Office, substantially the following +information: + +(A) the name, address, phone number, and electronic mail address of the +agent. + +(B) other contact information which the Register of Copyrights may deem +appropriate. + +The Register of Copyrights shall maintain a current directory of agents +available to the public for inspection, including through the Internet, +in both electronic and hard copy formats, and may require payment of a +fee by service providers to cover the costs of maintaining the +directory. + +(3) Elements of Notification. + +(A) To be effective under this subsection, a notification of claimed +infringement must be a written communication provided to the designated +agent of a service provider that includes substantially the following: + +(i) A physical or electronic signature of a person authorized to act on +behalf of the owner of an exclusive right that is allegedly infringed. + +(ii) Identification of the copyrighted work claimed to have been +infringed, or, if multiple copyrighted works at a single online site are +covered by a single notification, a representative list of such works at +that site. + +(iii) Identification of the material that is claimed to be infringing or +to be the subject of infringing activity and that is to be removed or +access to which is to be disabled, and information reasonably sufficient +to permit the service provider to locate the material. + +(iv) Information reasonably sufficient to permit the service provider to +contact the complaining party, such as an address, telephone number, +and, if available, an electronic mail address at which the complaining +party may be contacted. + +(v) A statement that the complaining party has a good faith belief that +use of the material in the manner complained of is not authorized by the +copyright owner, its agent, or the law. + +(vi) A statement that the information in the notification is accurate, +and under penalty of perjury, that the complaining party is authorized +to act on behalf of the owner of an exclusive right that is allegedly +infringed. + +(B)(i) Subject to clause (ii), a notification from a copyright owner or +from a person authorized to act on behalf of the copyright owner that +fails to comply substantially with the provisions of subparagraph (A) +shall not be considered under paragraph (1)(A) in determining whether a +service provider has actual knowledge or is aware of facts or +circumstances from which infringing activity is apparent. + +(ii) In a case in which the notification that is provided to the service +provider's designated agent fails to comply substantially with all the +provisions of subparagraph (A) but substantially complies with clauses +(ii), (iii), and (iv) of subparagraph (A), clause (i) of this +subparagraph applies only if the service provider promptly attempts to +contact the person making the notification or takes other reasonable +steps to assist in the receipt of notification that substantially +complies with all the provisions of subparagraph (A). + +(d) Information Location Tools. A service provider shall not be liable +for monetary relief, or, except as provided in subsection (j), for +injunctive or other equitable relief, for infringement of copyright by +reason of the provider referring or linking users to an online location +containing infringing material or infringing activity, by using +information location tools, including a directory, index, reference, +pointer, or hypertext link, if the service provider- + +(1)(A) does not have actual knowledge that the material or activity is +infringing; + +(B) in the absence of such actual knowledge, is not aware of facts or +circumstances from which infringing activity is apparent; or + +(C) upon obtaining such knowledge or awareness, acts expeditiously to +remove, or disable access to, the material; + +(2) does not receive a financial benefit directly attributable to the +infringing activity, in a case in which the service provider has the +right and ability to control such activity; and + +(3) upon notification of claimed infringement as described in subsection +(c)(3), responds expeditiously to remove, or disable access to, the +material that is claimed to be infringing or to be the subject of +infringing activity, except that, for purposes of this paragraph, the +information described in subsection (c)(3)(A)(iii) shall be +identification of the reference or link, to material or activity claimed +to be infringing, that is to be removed or access to which is to be +disabled, and information reasonably sufficient to permit the service +provider to locate that reference or link. + +(e) Limitation on Liability of Nonprofit Educational Institutions. (1) +When a public or other nonprofit institution of higher education is a +service provider, and when a faculty member or graduate student who is +an employee of such institution is performing a teaching or research +function, for the purposes of subsections (a) and (b) such faculty +member or graduate student shall be considered to be a person other than +the institution, and for the purposes of subsections (c) and (d) such +faculty member's or graduate student's knowledge or awareness of his or +her infringing activities shall not be attributed to the institution, +if- + +(A) such faculty member's or graduate student's infringing activities do +not involve the provision of online access to instructional materials +that are or were required or recommended, within the preceding 3-year +period, for a course taught at the institution by such faculty member or +graduate student; + +(B) the institution has not, within the preceding 3-year period, +received more than 2 notifications described in subsection (c)(3) of +claimed infringement by such faculty member or graduate student, and +such notifications of claimed infringement were not actionable under +subsection (f); and + +(C) the institution provides to all users of its system or network +informational materials that accurately describe, and promote compliance +with, the laws of the United States relating to copyright. + +(2) For the purposes of this subsection, the limitations on injunctive +relief contained in subsections (j)(2) and (j)(3), but not those in (j) +(1), shall apply. + +(f) Misrepresentations. Any person who knowingly materially +misrepresents under this section- + +(1) that material or activity is infringing, or + +(2) that material or activity was removed or disabled by mistake or +misidentification, + +shall be liable for any damages, including costs and attorneys' fees, +incurred by the alleged infringer, by any copyright owner or copyright +owner's authorized licensee, or by a service provider, who is injured by +such misrepresentation, as the result of the service provider relying +upon such misrepresentation in removing or disabling access to the +material or activity claimed to be infringing, or in replacing the +removed material or ceasing to disable access to it. + +(g) Replacement of Removed or Disabled Material and Limitation on Other +Liability. + +(1) No Liability for Taking Down Generally. Subject to paragraph (2), a +service provider shall not be liable to any person for any claim based +on the service provider's good faith disabling of access to, or removal +of, material or activity claimed to be infringing or based on facts or +circumstances from which infringing activity is apparent, regardless of +whether the material or activity is ultimately determined to be +infringing. + +(2) Exception. Paragraph (1) shall not apply with respect to material +residing at the direction of a subscriber of the service provider on a +system or network controlled or operated by or for the service provider +that is removed, or to which access is disabled by the service provider, +pursuant to a notice provided under subsection (c)(1)(C), unless the +service provider- + +(A) takes reasonable steps promptly to notify the subscriber that it has +removed or disabled access to the material; + +(B) upon receipt of a counter notification described in paragraph (3), +promptly provides the person who provided the notification under +subsection (c)(1)(C) with a copy of the counter notification, and +informs that person that it will re-place the removed material or cease +disabling access to it in 10 business days; and + +(C) replaces the removed material and ceases disabling access to it not +less than 10, nor more than 14, business days following receipt of the +counter notice, unless its designated agent first receives notice from +the person who submitted the notification under subsection (c)(1)(C) +that such person has filed an action seeking a court order to restrain +the subscriber from engaging in infringing activity relating to the +material on the service provider's system or network. + +(3) Contents of Counter Notification. To be effective under this +subsection, a counter notification must be a written communication +provided to the service provider's designated agent that includes +substantially the following: + +(A) A physical or electronic signature of the subscriber. + +(B) Identification of the material that has been removed or to which +access has been disabled and the location at which the material appeared +before it was removed or access to it was disabled. + +(C) A statement under penalty of perjury that the subscriber has a good +faith belief that the material was removed or disabled as a result of +mistake or misidentification of the material to be removed or disabled. + +(D) The subscriber's name, address, and telephone number, and a +statement that the subscriber consents to the jurisdiction of Federal +District Court for the judicial district in which the address is +located, or if the subscriber's address is outside of the United States, +for any judicial district in which the service provider may be found, +and that the subscriber will accept service of process from the person +who provided notification under subsection (c)(1)(C) or an agent of such +person. + +(4) Limitation on Other Liability. A service provider's compliance with +paragraph (2) shall not subject the service provider to liability for +copyright infringement with respect to the material identified in the +notice provided under subsection (c)(1)(C). + +(h) Subpoena to Identify Infringer. + +(1) Request. A copyright owner or a person authorized to act on the +owner's behalf may request the clerk of any United States district court +to issue a subpoena to a service provider for identification of an +alleged infringer in accordance with this subsection. + +(2) Contents of Request. The request may be made by filing with the +clerk- + +(A) a copy of a notification described in subsection (c)(3)(A); + +(B) a proposed subpoena; and + +(C) a sworn declaration to the effect that the purpose for which the +subpoena is sought is to obtain the identity of an alleged infringer and +that such information will only be used for the purpose of protecting +rights under this title. + +(3) Contents of Subpoena. The subpoena shall authorize and order the +service provider receiving the notification and the subpoena to +expeditiously disclose to the copyright owner or person authorized by +the copyright owner information sufficient to identify the alleged +infringer of the material described in the notification to the extent +such information is available to the service provider. + +(4) Basis for Granting Subpoena. If the notification filed satisfies the +provisions of subsection (c)(3)(A), the proposed subpoena is in proper +form, and the accompanying declaration is properly executed, the clerk +shall expeditiously issue and sign the proposed subpoena and return it +to the requester for delivery to the service provider. + +(5) Actions of Service Provider Receiving Subpoena. Upon receipt of the +issued subpoena, either accompanying or subsequent to the receipt of a +notification described in subsection (c)(3)(A), the service provider +shall expeditiously disclose to the copyright owner or person authorized +by the copyright owner the information required by the subpoena, +notwithstanding any other provision of law and regardless of whether the +service provider responds to the notification. + +(6) Rules Applicable to Subpoena. Unless otherwise provided by this +section or by applicable rules of the court, the procedure for issuance +and delivery of the subpoena, and the remedies for noncompliance with +the subpoena, shall be governed to the greatest extent practicable by +those provisions of the Federal Rules of Civil Procedure governing the +issuance, service, and enforcement of a subpoena duces tecum. + +(i) Conditions for Eligibility. + +(1) Accommodation of Technology. The limitations on liability +established by this section shall apply to a service provider only if +the service provider- + +(A) has adopted and reasonably implemented, and informs subscribers and +account holders of the service provider's system or network of, a policy +that provides for the termination in appropriate circumstances of +subscribers and account holders of the service provider's system or +network who are repeat infringers; and + +(B) accommodates and does not interfere with standard technical +measures. + +(2) Definition. As used in this subsection, the term "standard technical +measures" means technical measures that are used by copyright owners to +identify or protect copyrighted works and- + +(A) have been developed pursuant to a broad consensus of copyright +owners and service providers in an open, fair, voluntary, multi-industry +standards process; + +(B) are available to any person on reasonable and nondiscriminatory +terms; and + +(C) do not impose substantial costs on service providers or substantial +burdens on their systems or networks. + +(j) Injunctions. The following rules shall apply in the case of any +application for an injunction under section 502 against a service +provider that is not subject to monetary remedies under this section: + +(1) Scope of Relief. (A) With respect to conduct other than that which +qualifies for the limitation on remedies set forth in subsection (a), +the court may grant injunctive relief with respect to a service provider +only in one or more of the following forms: + +(i) An order restraining the service provider from providing access to +infringing material or activity residing at a particular online site on +the provider's system or network. + +(ii) An order restraining the service provider from providing access to +a subscriber or account holder of the service provider's system or +network who is engaging in infringing activity and is identified in the +order, by terminating the accounts of the subscriber or account holder +that are specified in the order. + +(iii) Such other injunctive relief as the court may consider necessary +to prevent or restrain infringement of copyrighted material specified in +the order of the court at a particular online location, if such relief +is the least burdensome to the service provider among the forms of +relief comparably effective for that purpose. + +(B) If the service provider qualifies for the limitation on remedies +described in subsection (a), the court may only grant injunctive relief +in one or both of the following forms: + +(i) An order restraining the service provider from providing access to a +subscriber or account holder of the service provider's system or network +who is using the provider's service to engage in infringing activity and +is identified in the order, by terminating the accounts of the +subscriber or account holder that are specified in the order. + +(ii) An order restraining the service provider from providing access, by +taking reasonable steps specified in the order to block access, to a +specific, identified, online location outside the United States. + +(2) Considerations. The court, in considering the relevant criteria for +injunctive relief under applicable law, shall consider- + +(A) whether such an injunction, either alone or in combination with +other such injunctions issued against the same service provider under +this subsection, would significantly burden either the provider or the +operation of the provider's system or network; + +(B) the magnitude of the harm likely to be suffered by the copyright +owner in the digital network environment if steps are not taken to +prevent or restrain the infringement; + +(C) whether implementation of such an injunction would be technically +feasible and effective, and would not interfere with access to +noninfringing material at other online locations; and + +(D) whether other less burdensome and comparably effective means of +preventing or restraining access to the infringing material are +available. + +(3) Notice and Ex Parte Orders. Injunctive relief under this subsection +shall be available only after notice to the service provider and an +opportunity for the service provider to appear are provided, except for +orders ensuring the preservation of evidence or other orders having no +material adverse effect on the operation of the service provider's +communications network. + +(k) Definitions. + +(1) Service Provider. (A) As used in subsection (a), the term "service +provider" means an entity offering the transmission, routing, or +providing of connections for digital online communications, between or +among points specified by a user, of material of the user's choosing, +without modification to the content of the material as sent or received. + +(B) As used in this section, other than subsection (a), the term +"service provider" means a provider of online services or network +access, or the operator of facilities therefor, and includes an entity +described in subparagraph (A). + +(2) Monetary Relief. As used in this section, the term "monetary relief" +means damages, costs, attorneys' fees, and any other form of monetary +payment. + +(l) Other Defenses Not Affected. The failure of a service provider's +conduct to qualify for limitation of liability under this section shall +not bear adversely upon the consideration of a defense by the service +provider that the service provider's conduct is not infringing under +this title or any other defense. + +(m) Protection of Privacy. Nothing in this section shall be construed to +condition the applicability of subsections (a) through (d) on- + +(1) a service provider monitoring its service or affirmatively seeking +facts indicating infringing activity, except to the extent consistent +with a standard technical measure complying with the provisions of +subsection (i); or + +(2) a service provider gaining access to, removing, or disabling access +to material in cases in which such conduct is prohibited by law. + +(n) Construction. Subsections (a), (b), (c), and (d) describe separate +and distinct functions for purposes of applying this section. Whether a +service provider qualifies for the limitation on liability in any one of +those subsections shall be based solely on the criteria in that +subsection, and shall not affect a determination of whether that service +provider qualifies for the limitations on liability under any other such +subsection. + + +Section 513. Determination of reasonable license fees for individual +proprietors [10] + +In the case of any performing rights society subject to a consent decree +which provides for the determination of reasonable license rates or fees +to be charged by the performing rights society, notwithstanding the +provisions of that consent decree, an individual proprietor who owns or +operates fewer than 7 non-publicly traded establishments in which +nondramatic musical works are performed publicly and who claims that any +license agreement offered by that performing rights society is +unreasonable in its license rate or fee as to that individual +proprietor, shall be entitled to determination of a reasonable license +rate or fee as follows: + +(1) The individual proprietor may commence such proceeding for +determination of a reasonable license rate or fee by filing an +application in the applicable district court under paragraph (2) that a +rate disagreement exists and by serving a copy of the application on the +performing rights society. Such proceeding shall commence in the +applicable district court within 90 days after the service of such copy, +except that such 90-day requirement shall be subject to the +administrative requirements of the court. + +(2) The proceeding under paragraph (1) shall be held, at the individual +proprietor's election, in the judicial district of the district court +with jurisdiction over the applicable consent decree or in that place of +holding court of a district court that is the seat of the Federal +circuit (other than the Court of Appeals for the Federal Circuit) in +which the proprietor's establishment is located. + +(3) Such proceeding shall be held before the judge of the court with +jurisdiction over the consent decree governing the performing rights +society. At the discretion of the court, the proceeding shall be held +before a special master or magistrate judge appointed by such judge. +Should that consent decree provide for the appointment of an advisor or +advisors to the court for any purpose, any such advisor shall be the +special master so named by the court. + +(4) In any such proceeding, the industry rate shall be presumed to have +been reasonable at the time it was agreed to or determined by the court. +Such presumption shall in no way affect a determination of whether the +rate is being correctly applied to the individual proprietor. + +(5) Pending the completion of such proceeding, the individual proprietor +shall have the right to perform publicly the copyrighted musical +compositions in the repertoire of the performing rights society by +paying an interim license rate or fee into an interest bearing escrow +account with the clerk of the court, subject to retroactive adjustment +when a final rate or fee has been determined, in an amount equal to the +industry rate, or, in the absence of an industry rate, the amount of the +most recent license rate or fee agreed to by the parties. + +(6) Any decision rendered in such proceeding by a special master or +magistrate judge named under paragraph (3) shall be reviewed by the +judge of the court with jurisdiction over the consent decree governing +the performing rights society. Such proceeding, including such review, +shall be concluded within 6 months after its commencement. + +(7) Any such final determination shall be binding only as to the +individual proprietor commencing the proceeding, and shall not be +applicable to any other proprietor or any other performing rights +society, and the performing rights society shall be relieved of any +obligation of nondiscrimination among similarly situated music users +that may be imposed by the consent decree governing its operations. + +(8) An individual proprietor may not bring more than one proceeding +provided for in this section for the determination of a reasonable +license rate or fee under any license agreement with respect to any one +performing rights society. + +(9) For purposes of this section, the term "industry rate" means the +license fee a performing rights society has agreed to with, or which has +been determined by the court for, a significant segment of the music +user industry to which the individual proprietor belongs. + +------------------ +Chapter 5 Endnotes + +1 Concerning the liability of the United States Government for +copyright infringement, see 28 U.S.C. 1498. Title 28 of the *United +States Code* is entitled "Judiciary and Judicial Procedure." + +2 In 1998, two sections 512 were enacted into law. On October 17, 1998, +the Fairness in Music Licensing Act of 1998 was enacted. This Act +amended chapter five to add section 512 entitled "Determination of +reasonable license fees for individual proprietors." Pub. L. No. +105-298, 112 Stat. 2827, 2831. On October 28, 1998, the Online Copyright +Infringement Liability Limitation Act was enacted. This Act amended +chapter five to add section 512 entitled "Limitations on liability +relating to material online." Pub. L. No. 105-304, 112 Stat. 2860, 2877. +In 1999, a technical correction was enacted to redesignate the section +512 that was entitled "Determination of reasonable license fees for +individual proprietors" as section 513. Also, the table of sections was +amended to reflect that change. Pub. L. No. 106-44, 113 Stat. 221. See +also endnote 10*, infra.* + +3 The Berne Convention Implementation Act of 1988 amended section +501(b) by striking out "sections 205(d) and 411" and inserting in lieu +thereof "section 411." Pub. L. No. 100-568, 102 Stat. 2853, 2860. The +Satellite Home Viewer Act of 1988 amended section 501 by adding +subsection (e). Pub. L. No. 100-667, 102 Stat. 3935, 3957. + +In 1990, the Copyright Remedy Clarification Act amended section 501(a) +by adding the last two sentences. Pub. L. No. 101-553, 104 Stat. 2749. +The Visual Artists Rights Act of 1990 also amended section 501(a) as +follows: 1) by inserting "or of the author as provided in section +106A(a)" after "118" and 2) by striking out "copyright." and inserting +in lieu thereof "copyright or right of the author, as the case may be. +For purposes of this chapter (other than section 506), any reference to +copyright shall be deemed to include the rights conferred by section +106A(a)." Pub. L. No. 101-650, 104 Stat. 5089, 5131. + +In 1999, a technical correction amended the first sentence in subsection +501(a) by inserting "121" in lieu of "118." Pub. L. No. 106-44, 113 +Stat. 221, 222. The Satellite Home Viewer Improvement Act of 1999 +amended section 501 by adding a subsection (f) and, in subsection (e), +by inserting "performance or display of a work embodied in a primary +transmission" in lieu of "primary transmission embodying the performance +or display of a work." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-527 and 544. The Satellite Home Viewer Improvement Act of 1999 +states that section 501(f) shall be effective as of July 1, 1999. Pub. +L. No. 106-113, 113 Stat. 1501, app. I at 1501A-544. + +4 The Berne Convention Implementation Act of 1988 amended section +504(c) as follows: 1) in paragraph (1), by inserting "$500" in lieu of +"$250" and by inserting "$20,000" in lieu of "$10,000" and 2) in +paragraph (2), by inserting "$100,000" in lieu of "$50,000" and by +inserting "$200" in lieu of "$100." Pub. L. No. 100-568, 102 Stat. 2853, +2860. The Digital Theft Deterrence and Copyright Damages Improvement Act +of 1999 amended section 504(c), in paragraph (1), by substituting "$750" +for "$500" and "$30,000" for "$20,000" and, in paragraph (2), by +substituting "$150,000" for "$100,000." Pub. L. No. 106-160, 113 Stat. +1774. + +5 The Piracy and Counterfeiting Amendments Act of 1982 amended section +506 by substituting a new subsection(a). Pub. L. No. 97-180, 96 Stat. +91, 93. The Visual Artists Rights Act of 1990 amended section 506 by +adding subsection (f). Pub. L. No.101-650, 104 Stat. 5089, 5131. In +1997, the No Electronic Theft (NET) Act again amended section 506 by +amending subsection (a) in its entirety. Pub. L. No. 105-147, 111 Stat. +2678. That Act also directed the United States Sentencing Commission to +"ensure that the applicable guideline range for a defendant convicted of +a crime against intellectual property . . . is sufficiently stringent to +deter such a crime" and to "ensure that the guidelines provide for +consideration of the retail value and quantity of the items with respect +to which the crime against intellectual property was committed." Pub. L. +No. 105-147, 111 Stat. 2678, 2680. See also endnote 2 in Part VII of the +Appendix. + +6 In 1997, the No Electronic Theft (NET) Act amended section 507(a) by +inserting "5" in lieu of "three." Pub. L. No. 105-147, 111 Stat. 2678. + +7 The Satellite Home Viewer Improvement Act of 1999 amended the heading +for section 510 by substituting "programming" for "programing" and, in +subsection (b), by substituting "statutory" for "compulsory." Pub. L. +No. 106-113, 113 Stat. 1501, app. I at 1501A-543. + +8 In 1990, the Copyright Remedy Clarification Act added section 511. +Pub. L. No. 101-553, 104 Stat. 2749. In 1999, a technical correction +amended subsection 511(a) by inserting "121" in lieu of "119." Pub. L. +No. 106-44, 113 Stat. 221, 222. + +9 In 1998, the Online Copyright Infringement Liability Limitation Act +added section 512. Pub. L. No. 105-304, 112 Stat. 2860, 2877. In 1999, a +technical correction deleted the heading for paragraph (2) of section +512(e), which was "Injunctions." Pub. L. No. 106-44, 113 Stat. 221, 222. + +10 The Fairness in Music Licensing Act of 1998 added section 513. Pub. +L. No. 105-298, 112 Stat. 2827, 2831. This section was originally +designated as section 512. However, because two sections 512 had been +enacted into law in 1998, a technical amendment redesignated this as +section 513. Pub. L. No. 106-44, 113 Stat. 221. See also endnote 2*, +supra.* + +------------------------------------------------------------------------ + +Chapter 6 + +Manufacturing Requirements and Importation + + + 601. Manufacture, importation, and public distribution of certain + copies + + 602. Infringing importation of copies or phonorecords + + 603. Importation prohibitions: Enforcement and disposition of + excluded articles + + +Section 601. Manufacture, importation, and public distribution of certain +copies [1] + +(a) Prior to July 1, 1986, and except as provided by subsection (b), the +importation into or public distribution in the United States of copies +of a work consisting preponderantly of nondramatic literary material +that is in the English language and is protected under this title is +prohibited unless the portions consisting of such material have been +manufactured in the United States or Canada. + +(b) The provisions of subsection (a) do not apply- + +(1) where, on the date when importation is sought or public distribution +in the United States is made, the author of any substantial part of such +material is neither a national nor a domiciliary of the United States +or, if such author is a national of the United States, he or she has +been domiciled outside the United States for a continuous period of at +least one year immediately preceding that date; in the case of a work +made for hire, the exemption provided by this clause does not apply +unless a substantial part of the work was prepared for an employer or +other person who is not a national or domiciliary of the United States +or a domestic corporation or enterprise; + +(2) where the United States Customs Service is presented with an import +statement issued under the seal of the Copyright Office, in which case a +total of no more than two thousand copies of any one such work shall be +allowed entry; the import statement shall be issued upon request to the +copyright owner or to a person designated by such owner at the time of +registration for the work under section 408 or at any time thereafter; + +(3) where importation is sought under the authority or for the use, +other than in schools, of the Government of the United States or of any +State or political subdivision of a State; + +(4) where importation, for use and not for sale, is sought- + +(A) by any person with respect to no more than one copy of any work at +any one time; + +(B) by any person arriving from outside the United States, with respect +to copies forming part of such person's personal baggage; or + +(C) by an organization operated for scholarly, educational, or religious +purposes and not for private gain, with respect to copies intended to +form a part of its library; + +(5) where the copies are reproduced in raised characters for the use of +the blind; or + +(6) where, in addition to copies imported under clauses (3) and (4) of +this subsection, no more than two thousand copies of any one such work, +which have not been manufactured in the United States or Canada, are +publicly distributed in the United States; or + +(7) where, on the date when importation is sought or public distribution +in the United States is made- + +(A) the author of any substantial part of such material is an individual +and receives compensation for the transfer or license of the right to +distribute the work in the United States; and + +(B) the first publication of the work has previously taken place outside +the United States under a transfer or license granted by such author to +a transferee or licensee who was not a national or domiciliary of the +United States or a domestic corporation or enterprise; and + +(C) there has been no publication of an authorized edition of the work +of which the copies were manufactured in the United States; and + +(D) the copies were reproduced under a transfer or license granted by +such author or by the transferee or licensee of the right of first +publication as mentioned in subclause (B), and the transferee or the +licensee of the right of reproduction was not a national or domiciliary +of the United States or a domestic corporation or enterprise. + +(c) The requirement of this section that copies be manufactured in the +United States or Canada is satisfied if- + +(1) in the case where the copies are printed directly from type that has +been set, or directly from plates made from such type, the setting of +the type and the making of the plates have been performed in the United +States or Canada; or + +(2) in the case where the making of plates by a lithographic or +photoengraving process is a final or intermediate step preceding the +printing of the copies, the making of the plates has been performed in +the United States or Canada; and + +(3) in any case, the printing or other final process of producing +multiple copies and any binding of the copies have been performed in the +United States or Canada. + +(d) Importation or public distribution of copies in violation of this +section does not invalidate protection for a work under this title. +However, in any civil action or criminal proceeding for infringement of +the exclusive rights to reproduce and distribute copies of the work, the +infringer has a complete defense with respect to all of the nondramatic +literary material comprised in the work and any other parts of the work +in which the exclusive rights to reproduce and distribute copies are +owned by the same person who owns such exclusive rights in the +nondramatic literary material, if the infringer proves- + +(1) that copies of the work have been imported into or publicly +distributed in the United States in violation of this section by or with +the authority of the owner of such exclusive rights; and + +(2) that the infringing copies were manufactured in the United States or +Canada in accordance with the provisions of subsection (c); and + +(3) that the infringement was commenced before the effective date of +registration for an authorized edition of the work, the copies of which +have been manufactured in the United States or Canada in accordance with +the provisions of subsection (c). + +(e) In any action for infringement of the exclusive rights to reproduce +and distribute copies of a work containing material required by this +section to be manufactured in the United States or Canada, the copyright +owner shall set forth in the complaint the names of the persons or +organizations who performed the processes specified by subsection (c) +with respect to that material, and the places where those processes were +performed. + + +Section 602. Infringing importation of copies or phonorecords + +(a) Importation into the United States, without the authority of the +owner of copyright under this title, of copies or phonorecords of a work +that have been acquired outside the United States is an infringement of +the exclusive right to distribute copies or phonorecords under section +106, actionable under section 501. This subsection does not apply to- + +(1) importation of copies or phonorecords under the authority or for the +use of the Government of the United States or of any State or political +subdivision of a State, but not including copies or phonorecords for use +in schools, or copies of any audiovisual work imported for purposes +other than archival use; + +(2) importation, for the private use of the importer and not for +distribution, by any person with respect to no more than one copy or +phonorecord of any one work at any one time, or by any person arriving +from outside the United States with respect to copies or phonorecords +forming part of such person's personal baggage; or + +(3) importation by or for an organization operated for scholarly, +educational, or religious purposes and not for private gain, with +respect to no more than one copy of an audiovisual work solely for its +archival purposes, and no more than five copies or phonorecords of any +other work for its library lending or archival purposes, unless the +importation of such copies or phonorecords is part of an activity +consisting of systematic reproduction or distribution, engaged in by +such organization in violation of the provisions of section 108(g)(2). + +(b) In a case where the making of the copies or phonorecords would have +constituted an infringement of copyright if this title had been +applicable, their importation is prohibited. In a case where the copies +or phonorecords were lawfully made, the United States Customs Service +has no authority to prevent their importation unless the provisions of +section 601 are applicable. In either case, the Secretary of the +Treasury is authorized to prescribe, by regulation, a procedure under +which any person claiming an interest in the copyright in a particular +work may, upon payment of a specified fee, be entitled to notification +by the Customs Service of the importation of articles that appear to be +copies or phonorecords of the work. + + +Section 603. Importation prohibitions: Enforcement and disposition of +excluded articles [2] + +(a) The Secretary of the Treasury and the United States Postal Service +shall separately or jointly make regulations for the enforcement of the +provisions of this title prohibiting importation. + +(b) These regulations may require, as a condition for the exclusion of +articles under section 602- + +(1) that the person seeking exclusion obtain a court order enjoining +importation of the articles; or + +(2) that the person seeking exclusion furnish proof, of a specified +nature and in accordance with prescribed procedures, that the copyright +in which such person claims an interest is valid and that the +importation would violate the prohibition in section 602; the person +seeking exclusion may also be required to post a surety bond for any +injury that may result if the detention or exclusion of the articles +proves to be unjustified. + +(c) Articles imported in violation of the importation prohibitions of +this title are subject to seizure and forfeiture in the same manner as +property imported in violation of the customs revenue laws. Forfeited +articles shall be destroyed as directed by the Secretary of the Treasury +or the court, as the case may be. + +------------------ +Chapter 6 Endnotes + +1 In 1982, section 601(a) was amended in the first sentence by +substituting "1986" for "1982." Pub. L. No. 97-215, 96 Stat. 178. + +2 The Anticounterfeiting Consumer Protection Act of 1996 amended the +last sentence of section 603(c) by deleting the semicolon and all text +immediately following the words "as the case may be." Pub. L. No. +104-153, 110 Stat. 1386, 1388. + +------------------------------------------------------------------------ + +Chapter 7 [1] + +Copyright Office + + + 701. The Copyright Office: General responsibilities and organization + + 702. Copyright Office regulations + + 703. Effective date of actions in Copyright Office + + 704. Retention and disposition of articles deposited in Copyright + Office + + 705. Copyright Office records: Preparation, maintenance, public + inspection, and searching + + 706. Copies of Copyright Office records + + 707. Copyright Office forms and publications + + 708. Copyright Office fees + + 709. Delay in delivery caused by disruption of postal or other + services + + +Section 701. The Copyright Office: General responsibilities and +organization [2] + +(a) All administrative functions and duties under this title, except as +otherwise specified, are the responsibility of the Register of +Copyrights as director of the Copyright Office of the Library of +Congress. The Register of Copyrights, together with the subordinate +officers and employees of the Copyright Office, shall be appointed by +the Librarian of Congress, and shall act under the Librarian's general +direction and supervision. + +(b) In addition to the functions and duties set out elsewhere in this +chapter, the Register of Copyrights shall perform the following +functions: + +(1) Advise Congress on national and international issues relating to +copyright, other matters arising under this title, and related matters. + +(2) Provide information and assistance to Federal departments and +agencies and the Judiciary on national and international issues relating +to copyright, other matters arising under this title, and related +matters. + +(3) Participate in meetings of international intergovernmental +organizations and meetings with foreign government officials relating to +copyright, other matters arising under this title, and related matters, +including as a member of United States delegations as authorized by the +appropriate Executive branch authority. + +(4) Conduct studies and programs regarding copyright, other matters +arising under this title, and related matters, the administration of the +Copyright Office, or any function vested in the Copyright Office by law, +including educational programs conducted cooperatively with foreign +intellectual property offices and international intergovernmental +organizations. + +(5) Perform such other functions as Congress may direct, or as may be +appropriate in furtherance of the functions and duties specifically set +forth in this title. + +(c) The Register of Copyrights shall adopt a seal to be used on and +after January 1, 1978, to authenticate all certified documents issued by +the Copyright Office. + +(d) The Register of Copyrights shall make an annual report to the +Librarian of Congress of the work and accomplishments of the Copyright +Office during the previous fiscal year. The annual report of the +Register of Copyrights shall be published separately and as a part of +the annual report of the Librarian of Congress. + +(e) Except as provided by section 706(b) and the regulations issued +thereunder, all actions taken by the Register of Copyrights under this +title are subject to the provisions of the Administrative Procedure Act +of June 11, 1946, as amended (c. 324, 60 Stat. 237, title 5, United +States Code, Chapter 5, Subchapter II and Chapter 7). + +(f) The Register of Copyrights shall be compensated at the rate of pay +in effect for level III of the Executive Schedule under section 5314 of +title 5.3 The Librarian of Congress shall establish not more than four +positions for Associate Registers of Copyrights, in accordance with the +recommendations of the Register of Copyrights. The Librarian shall make +appointments to such positions after consultation with the Register of +Copyrights. Each Associate Register of Copyrights shall be paid at a +rate not to exceed the maximum annual rate of basic pay payable for +GS-18 of the General Schedule under section 5332 of title 5. + + +Section 702. Copyright Office regulations [4] + +The Register of Copyrights is authorized to establish regulations not +inconsistent with law for the administration of the functions and duties +made the responsibility of the Register under this title. All +regulations established by the Register under this title are subject to +the approval of the Librarian of Congress. + + +Section 703. Effective date of actions in Copyright Office + +In any case in which time limits are prescribed under this title for the +performance of an action in the Copyright Office, and in which the last +day of the prescribed period falls on a Saturday, Sunday, holiday, or +other nonbusiness day within the District of Columbia or the Federal +Government, the action may be taken on the next succeeding business day, +and is effective as of the date when the period expired. + + +Section 704. Retention and disposition of articles deposited in Copyright +Office + +(a) Upon their deposit in the Copyright Office under sections 407 and +408, all copies, phonorecords, and identifying material, including those +deposited in connection with claims that have been refused registration, +are the property of the United States Government. + +(b) In the case of published works, all copies, phonorecords, and +identifying material deposited are available to the Library of Congress +for its collections, or for exchange or transfer to any other library. +In the case of unpublished works, the Library is entitled, under +regulations that the Register of Copyrights shall prescribe, to select +any deposits for its collections or for transfer to the National +Archives of the United States or to a Federal records center, as defined +in section 2901 of title 44. + +(c) The Register of Copyrights is authorized, for specific or general +categories of works, to make a facsimile reproduction of all or any part +of the material deposited under section 408, and to make such +reproduction a part of the Copyright Office records of the registration, +before transferring such material to the Library of Congress as provided +by subsection (b), or before destroying or otherwise disposing of such +material as provided by subsection (d). + +(d) Deposits not selected by the Library under subsection (b), or +identifying portions or reproductions of them, shall be retained under +the control of the Copyright Office, including retention in Government +storage facilities, for the longest period considered practicable and +desirable by the Register of Copyrights and the Librarian of Congress. +After that period it is within the joint discretion of the Register and +the Librarian to order their destruction or other disposition; but, in +the case of unpublished works, no deposit shall be knowingly or +intentionally destroyed or otherwise disposed of during its term of +copyright unless a facsimile reproduction of the entire deposit has been +made a part of the Copyright Office records as provided by subsection +(c). + +(e) The depositor of copies, phonorecords, or identifying material under +section 408, or the copyright owner of record, may request retention, +under the control of the Copyright Office, of one or more of such +articles for the full term of copyright in the work. The Register of +Copyrights shall prescribe, by regulation, the conditions under which +such requests are to be made and granted, and shall fix the fee to be +charged under section 708(a)(10) if the request is granted. + + +Section 705. Copyright Office records: Preparation, maintenance, public +inspection, and searching [5] + +(a) The Register of Copyrights shall ensure that records of deposits, +registrations, recordations, and other actions taken under this title +are maintained, and that indexes of such records are prepared. + +(b) Such records and indexes, as well as the articles deposited in +connection with completed copyright registrations and retained under the +control of the Copyright Office, shall be open to public inspection. + +(c) Upon request and payment of the fee specified by section 708, the +Copyright Office shall make a search of its public records, indexes, and +deposits, and shall furnish a report of the information they disclose +with respect to any particular deposits, registrations, or recorded +documents. + + +Section 706. Copies of Copyright Office records + +(a) Copies may be made of any public records or indexes of the Copyright +Office; additional certificates of copyright registration and copies of +any public records or indexes may be furnished upon request and payment +of the fees specified by section 708. + +(b) Copies or reproductions of deposited articles retained under the +control of the Copyright Office shall be authorized or furnished only +under the conditions specified by the Copyright Office regulations. + + +Section 707. Copyright Office forms and publications + +(a) Catalog of Copyright Entries. The Register of Copyrights shall +compile and publish at periodic intervals catalogs of all copyright +registrations. These catalogs shall be divided into parts in accordance +with the various classes of works, and the Register has discretion to +determine, on the basis of practicability and usefulness, the form and +frequency of publication of each particular part. + +(b) Other Publications. The Register shall furnish, free of charge upon +request, application forms for copyright registration and general +informational material in connection with the functions of the Copyright +Office. The Register also has the authority to publish compilations of +information, bibliographies, and other material he or she considers to +be of value to the public. + +(c) Distribution of Publications. All publications of the Copyright +Office shall be furnished to depository libraries as specified under +section 1905 of title 44, and, aside from those furnished free of +charge, shall be offered for sale to the public at prices based on the +cost of reproduction and distribution. + + +Section 708. Copyright Office fees [6] + +(a) Fees. Fees shall be paid to the Register of Copyrights- + +(1) on filing each application under section 408 for registration of a +copyright claim or for a supplementary registration, including the +issuance of a certificate of registration if registration is made; + +(2) on filing each application for registration of a claim for renewal +of a subsisting copyright under section 304(a), including the issuance +of a certificate of registration if registration is made; + +(3) for the issuance of a receipt for a deposit under section 407; + +(4) for the recordation, as provided by section 205, of a transfer of +copyright ownership or other document; + +(5) for the filing, under section 115(b), of a notice of intention to +obtain a compulsory license; + +(6) for the recordation, under section 302(c), of a statement revealing +the identity of an author of an anonymous or pseudonymous work, or for +the recordation, under section 302(d), of a statement relating to the +death of an author; + +(7) for the issuance, under section 706, of an additional certificate of +registration; + +(8) for the issuance of any other certification; and + +(9) for the making and reporting of a search as provided by section 705, +and for any related services. + +The Register of Copyrights is authorized to fix fees for other services, +including the cost of preparing copies of Copyright Office records, +whether or not such copies are certified, based on the cost of providing +the service. + +(b) Adjustment of Fees. The Register of Copyrights may, by regulation, +adjust the fees for the services specified in paragraphs (1) through (9) +of subsection (a) in the following manner: [7] + +(1) The Register shall conduct a study of the costs incurred by the +Copyright Office for the registration of claims, the recordation of +documents, and the provision of services. The study shall also consider +the timing of any adjustment in fees and the authority to use such fees +consistent with the budget. + +(2) The Register may, on the basis of the study under paragraph (1), and +subject to paragraph (5), adjust fees to not more than that necessary to +cover the reasonable costs incurred by the Copyright Office for the +services described in paragraph (1), plus a reasonable inflation +adjustment to account for any estimated increase in costs. + +(3) Any fee established under paragraph (2) shall be rounded off to the +nearest dollar, or for a fee less than $12, rounded off to the nearest +50 cents. + +(4) Fees established under this subsection shall be fair and equitable +and give due consideration to the objectives of the copyright system. + +(5) If the Register determines under paragraph (2) that fees should be +adjusted, the Register shall prepare a proposed fee schedule and submit +the schedule with the accompanying economic analysis to the Congress. +The fees proposed by the Register may be instituted after the end of 120 +days after the schedule is submitted to the Congress unless, within that +120-day period, a law is enacted stating in substance that the Congress +does not approve the schedule. + +(c) The fees prescribed by or under this section are applicable to the +United States Government and any of its agencies, employees, or +officers, but the Register of Copyrights has discretion to waive the +requirement of this subsection in occasional or isolated cases involving +relatively small amounts. + +(d) (1) Except as provided in paragraph (2), all fees received under +this section shall be deposited by the Register of Copyrights in the +Treasury of the United States and shall be credited to the +appropriations for necessary expenses of the Copyright Office. Such fees +that are collected shall remain available until expended. The Register +may, in accordance with regulations that he or she shall prescribe, +refund any sum paid by mistake or in excess of the fee required by this +section. + +(2) In the case of fees deposited against future services, the Register +of Copyrights shall request the Secretary of the Treasury to invest in +interest-bearing securities in the United States Treasury any portion of +the fees that, as determined by the Register, is not required to meet +current deposit account demands. Funds from such portion of fees shall +be invested in securities that permit funds to be available to the +Copyright Office at all times if they are determined to be necessary to +meet current deposit account demands. Such investments shall be in +public debt securities with maturities suitable to the needs of the +Copyright Office, as determined by the Register of Copyrights, and +bearing interest at rates determined by the Secretary of the Treasury, +taking into consideration current market yields on outstanding +marketable obligations of the United States of comparable maturities. + +(3) The income on such investments shall be deposited in the Treasury of +the United States and shall be credited to the appropriations for +necessary expenses of the Copyright Office. + + +Section 709. Delay in delivery caused by disruption of postal or other +services + +In any case in which the Register of Copyrights determines, on the basis +of such evidence as the Register may by regulation require, that a +deposit, application, fee, or any other material to be delivered to the +Copyright Office by a particular date, would have been received in the +Copyright Office in due time except for a general disruption or +suspension of postal or other transportation or communications services, +the actual receipt of such material in the Copyright Office within one +month after the date on which the Register determines that the +disruption or suspension of such services has terminated, shall be +considered timely. + +------------------ +Chapter 7 Endnotes + +1 The Work Made for Hire and Copyright Corrections Act of 2000 amended +the table of sections for chapter 7 by deleting section 710, entitled, +"Reproduction for use of the blind and physically handicapped: Voluntary +licensing forms and procedures." Pub. L. No. 106-379, 114 Stat. 1444, +1445. + +2 The Copyright Fees and Technical Amendments Act of 1989 amended +section 701 by adding subsection (e). Pub. L. No. 101-319, 104 Stat. +290. In 1998, the Digital Millennium Copyright Act amended section 701 +by adding a new subsection (b), redesignating former subsections (b) +through (e) as (c) through (f) respectively, and, in the new subsection +(f), by substituting "III" for "IV" and "5314" for "5315." Pub. L. No. +105-304, 112 Stat. 2860, 2887. + +3 Title 5 of the *United States Code* is entitled "Government +Organization and Employees." + +4 Copyright Office regulations are published in the *Federal Register + [http://www.loc.gov/copyright/fedreg/] *and in title 37, Chapter II, + of the *Code of Federal Regulations. + [http://www.loc.gov/copyright/title37/] * + +5 The Work Made for Hire and Copyright Corrections Act of 2000 amended +section 705 by rewriting paragraph (a). Pub. L. No. 106-379, 114 Stat. +1444, 1445. + +6 The Copyright Fees and Technical Amendments Act of 1989 amended +section 708 by substituting a new subsection (a), by redesignating +subsections (b) and (c) as subsections (c) and (d), respectively, and by +adding a new subsection (b). Pub. L. No. 101-318, 104 Stat. 287. The Act +states that these amendments "shall take effect 6 months after the date +of the enactment of this Act" and shall apply to: + +(A) claims to original, supplementary, and renewal copyright received +for registration, and to items received for recordation in the Copyright +Office, on or after such effective date, and + +(B) other requests for services received on or after such effective +date, or received before such effective date for services not yet +rendered as of such date. + +With respect to prior claims, the Act states that claims to original, +supplementary, and renewal copyright received for registration and items +received for recordation in acceptable form in the Copyright Office +before the above mentioned effective date, and requests for services +which are rendered before such effective date "shall be governed by +section 708 of title 17, United States Code, as in effect before such +effective date." Pub. L. No. 101-318, 104 Stat. 287, 288. + +The Copyright Renewal Act of 1992 amended paragraph (2) of section +708(a) by striking the words "in its first term" and by substituting +"$20" in lieu of "$12." Pub. L. No. 102-307, 106 Stat. 264, 266. + +In 1997, section 708 was amended by rewriting subsections (b) and (d) in +their entirety. Pub. L. No. 105-80, 111 Stat. 1529, 1532. + +The Work Made for Hire and Copyright Corrections Act of 2000 amended +section 708 by rewriting subsection (a), by substituting new language +for the first sentence in subsection (b) and by substituting +"adjustment" for "increase" in paragraph (b)(1), the word "adjust" for +"increase" in paragraph (b)(2) and the word "adjusted" for "increased" +in paragraph (b)(5). Pub. L. No. 106-379, 114 Stat. 1444, 1445. The Act +also stated that "The fees under section 708(a) of title 17, United +States Code, on the date of the enactment of this Act shall be the fees +in effect under section 708(a) of such title on the day before such date +of enactment." + +7 The current fees may be found in the *Code of Federal Regulations, +[http://www.loc.gov/copyright/title37/] * at 37 C.F.R. Sec. 201.3, +[http://www.loc.gov/copyright/title37/] as authorized by Pub. L. No. +105-80, 111 Stat. 1529, 1532. In Pub. L. No. 105-80, Congress amended +section 708(b) to require that the Register of Copyrights establish fees +by regulation. + +------------------------------------------------------------------------ + +Chapter 8 [1] + +Copyright Arbitration Royalty Panels + + + 801. Copyright arbitration royalty panels: Establishment and purpose + + 802. Membership and proceedings of copyright arbitration royalty + panels + + 803. Institution and conclusion of proceedings + + +Section 801. Copyright arbitration royalty panels: Establishment and +purpose [2] + +(a) Establishment. The Librarian of Congress, upon the recommendation of +the Register of Copyrights, is authorized to appoint and convene +copyright arbitration royalty panels. + +(b) Purposes. Subject to the provisions of this chapter, the purposes of +the copyright arbitration royalty panels shall be as follows: + +(1) To make determinations concerning the adjustment of reasonable +copyright royalty rates as provided in sections 114, 115, 116, and 119, +and to make determinations as to reasonable terms and rates of royalty +payments as provided in section 118. The rates applicable under sections +114(f)(1)(B), 115, and 116 shall be calculated to achieve the following +objectives: + +(A) To maximize the availability of creative works to the public; + +(B) To afford the copyright owner a fair return for his creative work +and the copyright user a fair income under existing economic conditions; + +(C) To reflect the relative roles of the copyright owner and the +copyright user in the product made available to the public with respect +to relative creative contribution, technological contribution, capital +investment, cost, risk, and contribution to the opening of new markets +for creative expression and media for their communication; + +(D) To minimize any disruptive impact on the structure of the industries +involved and on generally prevailing industry practices. + +(2) To make determinations concerning the adjustment of the copyright +royalty rates in section 111 solely in accordance with the following +provisions: + +(A) The rates established by section 111(d)(1)(B) may be adjusted to +reflect (i) national monetary inflation or deflation or (ii) changes in +the average rates charged cable subscribers for the basic service of +providing secondary transmissions to maintain the real constant dollar +level of the royalty fee per subscriber which existed as of the date of +enactment of this Act: *Provided*, That if the average rates charged +cable system subscribers for the basic service of providing secondary +transmissions are changed so that the average rates exceed national +monetary inflation, no change in the rates established by section 111(d) +(1)(B) shall be permitted: *And provided further, *That no increase in +the royalty fee shall be permitted based on any reduction in the average +number of distant signal equivalents per subscriber. The copyright +arbitration royalty panels may consider all factors relating to the +maintenance of such level of payments including, as an extenuating +factor, whether the industry has been restrained by subscriber rate +regulating authorities from increasing the rates for the basic service +of providing secondary transmissions. + +(B) In the event that the rules and regulations of the Federal +Communications Commission are amended at any time after April 15, 1976, +to permit the carriage by cable systems of additional television +broadcast signals beyond the local service area of the primary +transmitters of such signals, the royalty rates established by section +111(d)(1)(B) may be adjusted to insure that the rates for the additional +distant signal equivalents resulting from such carriage are reasonable +in the light of the changes effected by the amendment to such rules and +regulations. In determining the reasonableness of rates proposed +following an amendment of Federal Communications Commission rules and +regulations, the copyright arbitration royalty panels shall consider, +among other factors, the economic impact on copyright owners and users: +*Provided*, That no adjustment in royalty rates shall be made under this +subclause with respect to any distant signal equivalent or fraction +thereof represented by (i) carriage of any signal permitted under the +rules and regulations of the Federal Communications Commission in effect +on April 15, 1976, or the carriage of a signal of the same type (that +is, independent, network, or noncommercial educational) substituted for +such permitted signal, or (ii) a television broadcast signal first +carried after April 15, 1976, pursuant to an individual waiver of the +rules and regulations of the Federal Communications Commission, as such +rules and regulations were in effect on April 15,1976. + +(C) In the event of any change in the rules and regulations of the +Federal Communications Commission with respect to syndicated and sports +program exclusivity after April 15, 1976, the rates established by +section 111(d)(1)(B) may be adjusted to assure that such rates are +reasonable in light of the changes to such rules and regulations, but +any such adjustment shall apply only to the affected television +broadcast signals carried on those systems affected by the change. + +(D) The gross receipts limitations established by section 111(d)(1)(C) +and (D) shall be adjusted to reflect national monetary inflation or +deflation or changes in the average rates charged cable system +subscribers for the basic service of providing secondary transmissions +to maintain the real constant dollar value of the exemption provided by +such section; and the royalty rate specified therein shall not be +subject to adjustment. + +(3) To distribute royalty fees deposited with the Register of Copyrights +under sections 111, 116, 119(b), and 1003, and to determine, in cases +where controversy exists, the distribution of such fees. + +(c) Rulings. The Librarian of Congress, upon the recommendation of the +Register of Copyrights, may, before a copyright arbitration royalty +panel is convened, make any necessary procedural or evidentiary rulings +that would apply to the proceedings conducted by such panel, including- + +(1) authorizing the distribution of those royalty fees collected under +sections 111, 119, and 1005 that the Librarian has found are not subject +to controversy; and + +(2) accepting or rejecting royalty claims filed under sections 111, 119, +and 1007 on the basis of timeliness or the failure to establish the +basis for a claim. + +(d) Support and Reimbursement of Arbitration Panels. The Librarian of +Congress, upon the recommendation of the Register of Copyrights, shall +provide the copyright arbitration royalty panels with the necessary +administrative services related to proceedings under this chapter, and +shall reimburse the arbitrators presiding in distribution proceedings at +such intervals and in such manner as the Librarian shall provide by +regulation. Each such arbitrator is an independent contractor acting on +behalf of the United States, and shall be hired pursuant to a signed +agreement between the Library of Congress and the arbitrator. Payments +to the arbitrators shall be considered reasonable costs incurred by the +Library of Congress and the Copyright Office for purposes of section +802(h)(1). + + +Section 802. Membership and proceedings of copyright arbitration royalty +panels [3] + +(a) Composition of Copyright Arbitration Royalty Panels. A copyright +arbitration royalty panel shall consist of 3 arbitrators selected by the +Librarian of Congress pursuant to subsection (b). + +(b) Selection of Arbitration Panel. Not later than 10 days after +publication of a notice in the Federal Register initiating an +arbitration proceeding under section 803, and in accordance with +procedures specified by the Register of Copyrights, the Librarian of +Congress shall, upon the recommendation of the Register of Copyrights, +select 2 arbitrators from lists provided by professional arbitration +associations. Qualifications of the arbitrators shall include experience +in conducting arbitration proceedings and facilitating the resolution +and settlement of disputes, and any qualifications which the Librarian +of Congress, upon the recommendation of the Register of Copyrights, +shall adopt by regulation. The 2 arbitrators so selected shall, within +10 days after their selection, choose a third arbitrator from the same +lists, who shall serve as the chairperson of the arbitrators. If such 2 +arbitrators fail to agree upon the selection of a third arbitrator, the +Librarian of Congress shall promptly select the third arbitrator. The +Librarian of Congress, upon the recommendation of the Register of +Copyrights, shall adopt regulations regarding standards of conduct which +shall govern arbitrators and the proceedings under this chapter. [4] + +(c) Arbitration Proceedings. Copyright arbitration royalty panels shall +conduct arbitration proceedings, subject to subchapter II of chapter 5 +of title 5, for the purpose of making their determinations in carrying +out the purposes set forth in section 801. The arbitration panels shall +act on the basis of a fully documented written record, prior decisions +of the Copyright Royalty Tribunal, prior copyright arbitration panel +determinations, and rulings by the Librarian of Congress under section +801(c). Any copyright owner who claims to be entitled to royalties under +section 111, 112, 114, 116, or 119, any transmitting organization +entitled to a statutory license under section 112(f), any person +entitled to a statutory license under section 114(d), any person +entitled to a compulsory license under section 115, or any interested +copyright party who claims to be entitled to royalties under section +1006, may submit relevant information and proposals to the arbitration +panels in proceedings applicable to such copyright owner or interested +copyright party, and any other person participating in arbitration +proceedings may submit such relevant information and proposals to the +arbitration panel conducting the proceedings. In ratemaking proceedings, +the parties to the proceedings shall bear the entire cost thereof in +such manner and proportion as the arbitration panels shall direct. In +distribution proceedings, the parties shall bear the cost in direct +proportion to their share of the distribution. + +(d) Procedures. Effective on the date of the enactment of the Copyright +Royalty Tribunal Reform Act of 1993, the Librarian of Congress shall +adopt the rules and regulations set forth in chapter 3 of title 37 of +the Code of Federal Regulations to govern proceedings under this +chapter. Such rules and regulations shall remain in effect unless and +until the Librarian, upon the recommendation of the Register of +Copyrights, adopts supplemental or superseding regulations under +subchapter II of chapter 5 of title 5. + +(e) Report to the Librarian of Congress. Not later than 180 days after +publication of the notice in the Federal Register initiating an +arbitration proceeding, the copyright arbitration royalty panel +conducting the proceeding shall report to the Librarian of Congress its +determination concerning the royalty fee or distribution of royalty +fees, as the case may be. Such report shall be accompanied by the +written record, and shall set forth the facts that the arbitration panel +found relevant to its determination. + +(f) Action by Librarian of Congress. Within 90 days after receiving the +report of a copyright arbitration royalty panel under subsection (e), +the Librarian of Congress, upon the recommendation of the Register of +Copyrights, shall adopt or reject the determination of the arbitration +panel. The Librarian shall adopt the determination of the arbitration +panel unless the Librarian finds that the determination is arbitrary or +contrary to the applicable provisions of this title. If the Librarian +rejects the determination of the arbitration panel, the Librarian shall, +before the end of an additional 30-day period, and after full +examination of the record created in the arbitration proceeding, issue +an order setting the royalty fee or distribution of fees, as the case +may be. The Librarian shall cause to be published in the Federal +Register the determination of the arbitration panel, and the decision of +the Librarian (including an order issued under the preceding sentence). +The Librarian shall also publicize such determination and decision in +such other manner as the Librarian considers appropriate. The Librarian +shall also make the report of the arbitration panel and the accompanying +record available for public inspection and copying. + +(g) Judicial Review. Any decision of the Librarian of Congress under +subsection (f) with respect to a determination of an arbitration panel +may be appealed, by any aggrieved party who would be bound by the +determination, to the United States Court of Appeals for the District of +Columbia Circuit, within 30 days after the publication of the decision +in the Federal Register. If no appeal is brought within such 30-day +period, the decision of the Librarian is final, and the royalty fee or +determination with respect to the distribution of fees, as the case may +be, shall take effect as set forth in the decision. When this title +provides that the royalty rates or terms that were previously in effect +are to expire on a specified date, any adjustment by the Librarian of +those rates or terms shall be effective as of the day following the date +of expiration of the rates or terms that were previously in effect, even +if the Librarian's decision is rendered on a later date. The pendency of +an appeal under this paragraph shall not relieve persons obligated to +make royalty payments under sections 111, 112, 114, 115, 116, 118, 119, +or 1003 who would be affected by the determination on appeal to deposit +the statement of account and royalty fees specified in those sections. +The court shall have jurisdiction to modify or vacate a decision of the +Librarian only if it finds, on the basis of the record before the +Librarian, that the Librarian acted in an arbitrary manner. If the court +modifies the decision of the Librarian, the court shall have +jurisdiction to enter its own determination with respect to the amount +or distribution of royalty fees and costs, to order the repayment of any +excess fees, and to order the payment of any underpaid fees, and the +interest pertaining respectively thereto, in accordance with its final +judgment. The court may further vacate the decision of the arbitration +panel and remand the case to the Librarian for arbitration proceedings +in accordance with subsection (c). + +(h) Administrative Matters. + +(1) Deduction of costs of library of congress and copyright office from +royalty fees. The Librarian of Congress and the Register of Copyrights +may, to the extent not otherwise provided under this title, deduct from +royalty fees deposited or collected under this title the reasonable +costs incurred by the Library of Congress and the Copyright Office under +this chapter. Such deduction may be made before the fees are distributed +to any copyright claimants. In addition, all funds made available by an +appropriations Act as offsetting collections and available for +deductions under this subsection shall remain available until expended. +In ratemaking proceedings, the reasonable costs of the Librarian of +Congress and the Copyright Office shall be borne by the parties to the +proceedings as directed by the arbitration panels under subsection (c). + +(2) Positions required for administration of compulsory licensing. +Section 307 of the Legislative Branch Appropriations Act, 1994, shall +not apply to employee positions in the Library of Congress that are +required to be filled in order to carry out section 111, 112, 114, 115, +116, 118, or 119 or chapter 10. + + +Section 803. Institution and conclusion of proceedings [5] + +(a)(1) With respect to proceedings under section 801(b)(1) concerning +the adjustment of royalty rates as provided in sections 112, 114, 115, +and 116, and with respect to proceedings under subparagraphs (A) and (D) +of section 801(b)(2), during the calendar years specified in the +schedule set forth in paragraphs (2), (3), (4), and (5), any owner or +user of a copyrighted work whose royalty rates are specified by this +title, established by the Copyright Royalty Tribunal before the date of +the enactment of the Copyright Royalty Tribunal Reform Act of 1993, or +established by a copyright arbitration royalty panel after such date of +enactment, may file a petition with the Librarian of Congress declaring +that the petitioner requests an adjustment of the rate. The Librarian of +Congress shall, upon the recommendation of the Register of Copyrights, +make a determination as to whether the petitioner has such a significant +interest in the royalty rate in which an adjustment is requested. If the +Librarian determines that the petitioner has such a significant +interest, the Librarian shall cause notice of this determination, with +the reasons therefor, to be published in the Federal Register, together +with the notice of commencement of proceedings under this chapter. + +(2) In proceedings under section 801(b)(2)(A) and (D), a petition +described in paragraph (1) may be filed during 1995 and in each +subsequent fifth calendar year. + +(3) In proceedings under section 801(b)(1) concerning the adjustment of +royalty rates as provided in section 115, a petition described in +paragraph (1) may be filed in 1997 and in each subsequent tenth calendar +year or as prescribed in section 115(c)(3)(D). + +(4)(A) In proceedings under section 801(b)(1) concerning the adjustment +of royalty rates as provided in section 116, a petition described in +paragraph (1) may be filed at any time within 1 year after negotiated +licenses authorized by section 116 are terminated or expire and are not +replaced by subsequent agreements. + +(B) If a negotiated license authorized by section 116 is terminated or +expires and is not replaced by another such license agreement which +provides permission to use a quantity of musical works not substantially +smaller than the quantity of such works performed on coin-operated +phonorecord players during the 1-year period ending March 1, 1989, the +Librarian of Congress shall, upon petition filed under paragraph (1) +within 1 year after such termination or expiration, convene a copyright +arbitration royalty panel. The arbitration panel shall promptly +establish an interim royalty rate or rates for the public performance by +means of a coin-operated phonorecord player of non-dramatic musical +works embodied in phonorecords which had been subject to the terminated +or expired negotiated license agreement. Such rate or rates shall be the +same as the last such rate or rates and shall remain in force until the +conclusion of proceedings by the arbitration panel, in accordance with +section 802, to adjust the royalty rates applicable to such works, or +until superseded by a new negotiated license agreement, as provided in +section 116(b). + +(5) With respect to proceedings under section 801(b)(1) concerning the +determination of reasonable terms and rates of royalty payments as +provided in section 112 or 114, the Librarian of Congress shall proceed +when and as provided by those sections. + +(b) With respect to proceedings under subparagraph (B) or (C) of section +801(b)(2), following an event described in either of those subsections, +any owner or user of a copyrighted work whose royalty rates are +specified by section 111, or by a rate established by the Copyright +Royalty Tribunal or the Librarian of Congress, may, within twelve +months, file a petition with the Librarian declaring that the petitioner +requests an adjustment of the rate. In this event the Librarian shall +proceed as in subsection (a) of this section. Any change in royalty +rates made by the Copyright Royalty Tribunal or the Librarian of +Congress pursuant to this subsection may be reconsidered in 1980, 1985, +and each fifth calendar year thereafter, in accordance with the +provisions in section 801(b)(2)(B) or (C), as the case may be. + +(c) With respect to proceedings under section 801(b)(1), concerning the +determination of reasonable terms and rates of royalty payments as +provided in section 118, the Librarian of Congress shall proceed when +and as provided by that section. + +(d) With respect to proceedings under section 801(b)(3) or (4), +concerning the distribution of royalty fees in certain circumstances +under section 111, 116, 119, or 1007, the Librarian of Congress shall, +upon a determination that a controversy exists concerning such +distribution, cause to be published in the Federal Register notice of +commencement of proceedings under this chapter. + +------------------ +Chapter 8 Endnotes + +1 The Copyright Royalty Tribunal Reform Act of 1993 amended chapter 8 +by substituting a new chapter title heading and by repealing sections +803 and 805 through 810. Pub. L. No. 103-198, 107 Stat. 2304, 2308. + +2 In 1986, section 801(b) was amended in paragraph (2)(A) by inserting +"111(d)(1)(B)" in lieu of "111(d)(2)(B)," wherever it appeared. Pub. L. +No. 99-397, 100 Stat. 848. The Satellite Home Viewer Act of 1988 amended +section 801(b)(3) by substituting ", 116 and 119(b)" in lieu of "and +116." Pub. L. No. 100-667, 102 Stat. 3935, 3949, 3958. The Copyright +Royalty Tribunal Reform Act of 1993 amended section 801 by giving it a +new heading, by amending subsection (a) in its entirety, by making +conforming amendments throughout subsection (b), by amending the first +sentence of subsection (c) and by adding subsection (d). Pub. L. No. +103-198, 107 Stat. 2304. In 1997, section 801 was amended by inserting +"119" in the first sentence of subsection (b)(1), by adding paragraphs +(1) and (2) of subsection (c) and by amending subsection (d) in its +entirety. Pub. L. No. 105-80, 111 Stat. 1529, 1533. In 1998, the Digital +Millennium Copyright Act amended the first sentence of section 801(b) by +inserting "114(f)(1)(B)" in lieu of "114." Pub. L. No. 105-304, 112 +Stat. 2860, 2902. + +3 The Copyright Royalty Tribunal Reform Act of 1993 amended section 802 +in its entirety. Pub. L. No. 103-198, 107 Stat. 2304, 2305. In 1997, +section 802(h)(1) was amended in its entirety. Pub. L. No. 105-80, 111 +Stat. 1529. + +In 1998, the Digital Millennium Copyright Act amended section 802 as +follows: 1) in subsection (c), by inserting in the third sentence "any +transmitting organization entitled to a statutory license under section +112(f)" after "section 111, 112, 114, 116, and 119"; 2) in subsection +(f), by inserting "90" in lieu of "60" in the first sentence and "an +additional 30-day period" in lieu of "that additional 60 day period" in +the third sentence; 3) in subsection (g), by adding the third sentence, +which begins "When this title provides that the royalty rates" and by +inserting "112" after "111"; and 4) by inserting "112" after "111" in +subsection (h)(2). Pub. L. No. 105-304, 112 Stat. 2860, 2902. + +4 See title 37, Chapter II, of the *Code of Federal Regulations.* + +5 The Copyright Royalty Tribunal Reform Act of 1993 redesignated +section 804 as section 803 and amended the newly designated section 803 +in its entirety. Pub. L. No. 103-198, 107 Stat. 2304, 2307. In 1995, the +Digital Performance Right in Sound Recordings Act amended section 803(a) +by adding paragraph (5) and by making conforming amendments throughout +chapter 8. Pub. L. No. 104-39, 109 Stat. 336, 349. In 1998, the Digital +Millennium Copyright Act amended section 803(a) by inserting "112" +before "114" in paragraphs (1) and (5) and by substituting "those +sections" in lieu of "that section" in paragraph (5). Pub. L. No. +105-304, 112 Stat. 2860, 2902. + +------------------------------------------------------------------------ + +Chapter 9 [1] + +Protection of Semiconductor Chip Products + + + 901. Definitions + + 902. Subject matter of protection + + 903. Ownership, transfer, licensure, and recordation [2] + + 904. Duration of protection + + 905. Exclusive rights in mask works + + 906. Limitation on exclusive rights: reverse engineering; first sale + + 907. Limitation on exclusive rights: innocent infringement + + 908. Registration of claims of protection + + 909. Mask work notice + + 910. Enforcement of exclusive rights + + 911. Civil actions + + 912. Relation to other laws + + 913. Transitional provisions + + 914. International transitional provisions + + +Section 901. Definitions + +(a) As used in this chapter + +(1) a "semiconductor chip product" is the final or intermediate form of +any product- + +(A) having two or more layers of metallic, insulating, or semiconductor +material, deposited or otherwise placed on, or etched away or otherwise +removed from, a piece of semiconductor material in accordance with a +predetermined pattern; and + +(B) intended to perform electronic circuitry functions; + +(2) a "mask work" is a series of related images, however fixed or +encoded- + +(A) having or representing the predetermined, three-dimensional pattern +of metallic, insulating, or semiconductor material present or removed +from the layers of a semiconductor chip product; and + +(B) in which series the relation of the images to one another is that +each image has the pattern of the surface of one form of the +semiconductor chip product; + +(3) a mask work is "fixed" in a semiconductor chip product when its +embodiment in the product is sufficiently permanent or stable to permit +the mask work to be perceived or reproduced from the product for a +period of more than transitory duration; + +(4) to "distribute" means to sell, or to lease, bail, or otherwise +transfer, or to offer to sell, lease, bail, or otherwise transfer; + +(5) to "commercially exploit" a mask work is to distribute to the public +for commercial purposes a semiconductor chip product embodying the mask +work; except that such term includes an offer to sell or transfer a +semiconductor chip product only when the offer is in writing and occurs +after the mask work is fixed in the semiconductor chip product; + +(6) the "owner" of a mask work is the person who created the mask work, +the legal representative of that person if that person is deceased or +under a legal incapacity, or a party to whom all the rights under this +chapter of such person or representative are transferred in accordance +with section 903(b); except that, in the case of a work made within the +scope of a person's employment, the owner is the employer for whom the +person created the mask work or a party to whom all the rights under +this chapter of the employer are transferred in accordance with section +903(b); + +(7) an "innocent purchaser" is a person who purchases a semiconductor +chip product in good faith and without having notice of protection with +respect to the semiconductor chip product; + +(8) having "notice of protection" means having actual knowledge that, or +reasonable grounds to believe that, a mask work is protected under this +chapter; and + +(9) an "infringing semiconductor chip product" is a semiconductor chip +product which is made, imported, or distributed in violation of the +exclusive rights of the owner of a mask work under this chapter. + +(b) For purposes of this chapter, the distribution or importation of a +product incorporating a semiconductor chip product as a part thereof is +a distribution or importation of that semiconductor chip product. + + +Section 902. Subject matter of protection [3] + +(a)(1) Subject to the provisions of subsection (b), a mask work fixed in +a semiconductor chip product, by or under the authority of the owner of +the mask work, is eligible for protection under this chapter if- + +(A) on the date on which the mask work is registered under section 908, +or is first commercially exploited anywhere in the world, whichever +occurs first, the owner of the mask work is (i) a national or +domiciliary of the United States, (ii) a national, domiciliary, or +sovereign authority of a foreign nation that is a party to a treaty +affording protection to mask works to which the United States is also a +party, or (iii) a stateless person, wherever that person may be +domiciled; + +(B) the mask work is first commercially exploited in the United States; +or + +(C) the mask work comes within the scope of a Presidential proclamation +issued under paragraph (2). + +(2) Whenever the President finds that a foreign nation extends, to mask +works of owners who are nationals or domiciliaries of the United States +protection (A) on substantially the same basis as that on which the +foreign nation extends protection to mask works of its own nationals and +domiciliaries and mask works first commercially exploited in that +nation, or (B) on substantially the same basis as provided in this +chapter, the President may by proclamation extend protection under this +chapter to mask works (i) of owners who are, on the date on which the +mask works are registered under section 908, or the date on which the +mask works are first commercially exploited anywhere in the world, +whichever occurs first, nationals, domiciliaries, or sovereign +authorities of that nation, or (ii) which are first commercially +exploited in that nation. The President may revise, suspend, or revoke +any such proclamation or impose any conditions or limitations on +protection extended under any such proclamation. + +(b) Protection under this chapter shall not be available for a mask work +that- + +(1) is not original; or + +(2) consists of designs that are staple, commonplace, or familiar in the +semiconductor industry, or variations of such designs, combined in a way +that, considered as a whole, is not original. + +(c) In no case does protection under this chapter for a mask work extend +to any idea, procedure, process, system, method of operation, concept, +principle, or discovery, regardless of the form in which it is +described, explained, illustrated, or embodied in such work. + + +Section 903. Ownership, transfer, licensing, and recordation + +(a) The exclusive rights in a mask work subject to protection under this +chapter belong to the owner of the mask work. + +(b) The owner of the exclusive rights in a mask work may transfer all of +those rights, or license all or less than all of those rights, by any +written instrument signed by such owner or a duly authorized agent of +the owner. Such rights may be transferred or licensed by operation of +law, may be bequeathed by will, and may pass as personal property by the +applicable laws of intestate succession. + +(c)(1) Any document pertaining to a mask work may be recorded in the +Copyright Office if the document filed for recordation bears the actual +signature of the person who executed it, or if it is accompanied by a +sworn or official certification that it is a true copy of the original, +signed document. The Register of Copyrights shall, upon receipt of the +document and the fee specified pursuant to section 908(d), record the +document and return it with a certificate of recordation. The +recordation of any transfer or license under this paragraph gives all +persons constructive notice of the facts stated in the recorded document +concerning the transfer or license. + +(2) In any case in which conflicting transfers of the exclusive rights +in a mask work are made, the transfer first executed shall be void as +against a subsequent transfer which is made for a valuable consideration +and without notice of the first transfer, unless the first transfer is +recorded in accordance with paragraph (1) within three months after the +date on which it is executed, but in no case later than the day before +the date of such subsequent transfer. + +(d) Mask works prepared by an officer or employee of the United States +Government as part of that person's official duties are not protected +under this chapter, but the United States Government is not precluded +from receiving and holding exclusive rights in mask works transferred to +the Government under subsection (b). + + +Section 904. Duration of protection + +(a) The protection provided for a mask work under this chapter shall +commence on the date on which the mask work is registered under section +908, or the date on which the mask work is first commercially exploited +anywhere in the world, whichever occurs first. + +(b) Subject to subsection (c) and the provisions of this chapter, the +protection provided under this chapter to a mask work shall end ten +years after the date on which such protection commences under subsection +(a). + +(c) All terms of protection provided in this section shall run to the +end of the calendar year in which they would otherwise expire. + + +Section 905. Exclusive rights in mask works + +The owner of a mask work provided protection under this chapter has the +exclusive rights to do and to authorize any of the following: + +(1) to reproduce the mask work by optical, electronic, or any other +means; + +(2) to import or distribute a semiconductor chip product in which the +mask work is embodied; and + +(3) to induce or knowingly to cause another person to do any of the acts +described in paragraphs (1) and (2). + +Section 906. Limitation on exclusive rights: reverse engineering; first +sale + +(a) Notwithstanding the provisions of section 905, it is not an +infringement of the exclusive rights of the owner of a mask work for- + +(1) a person to reproduce the mask work solely for the purpose of +teaching, analyzing, or evaluating the concepts or techniques embodied +in the mask work or the circuitry, logic flow, or organization of +components used in the mask work; or + +(2) a person who performs the analysis or evaluation described in +paragraph (1) to incorporate the results of such conduct in an original +mask work which is made to be distributed. + +(b) Notwithstanding the provisions of section 905(2), the owner of a +particular semiconductor chip product made by the owner of the mask +work, or by any person authorized by the owner of the mask work, may +import, distribute, or otherwise dispose of or use, but not reproduce, +that particular semiconductor chip product without the authority of the +owner of the mask work. + + +Section 907. Limitation on exclusive rights: innocent infringement + +(a) Notwithstanding any other provision of this chapter, an innocent +purchaser of an infringing semiconductor chip product- + +(1) shall incur no liability under this chapter with respect to the +importation or distribution of units of the infringing semiconductor +chip product that occurs before the innocent purchaser has notice of +protection with respect to the mask work embodied in the semiconductor +chip product; and + +(2) shall be liable only for a reasonable royalty on each unit of the +infringing semiconductor chip product that the innocent purchaser +imports or distributes after having notice of protection with respect to +the mask work embodied in the semiconductor chip product. + +(b) The amount of the royalty referred to in subsection (a)(2) shall be +determined by the court in a civil action for infringement unless the +parties resolve the issue by voluntary negotiation, mediation, or +binding arbitration. + +(c) The immunity of an innocent purchaser from liability referred to in +subsection (a)(1) and the limitation of remedies with respect to an +innocent purchaser referred to in subsection (a)(2) shall extend to any +person who directly or indirectly purchases an infringing semiconductor +chip product from an innocent purchaser. + +(d) The provisions of subsections (a), (b), and (c) apply only with +respect to those units of an infringing semiconductor chip product that +an innocent purchaser purchased before having notice of protection with +respect to the mask work embodied in the semiconductor chip product. + + +Section 908. Registration of claims of protection + +(a) The owner of a mask work may apply to the Register of Copyrights for +registration of a claim of protection in a mask work. Protection of a +mask work under this chapter shall terminate if application for +registration of a claim of protection in the mask work is not made as +provided in this chapter within two years after the date on which the +mask work is first commercially exploited anywhere in the world. + +(b) The Register of Copyrights shall be responsible for all +administrative functions and duties under this chapter. Except for +section 708, the provisions of chapter 7 of this title relating to the +general responsibilities, organization, regulatory authority, actions, +records, and publications of the Copyright Office shall apply to this +chapter, except that the Register of Copyrights may make such changes as +may be necessary in applying those provisions to this chapter. + +(c) The application for registration of a mask work shall be made on a +form prescribed by the Register of Copyrights. Such form may require any +information regarded by the Register as bearing upon the preparation or +identification of the mask work, the existence or duration of protection +of the mask work under this chapter, or ownership of the mask work. The +application shall be accompanied by the fee set pursuant to subsection +(d) and the identifying material specified pursuant to such subsection. + +(d) The Register of Copyrights shall by regulation set reasonable fees +for the filing of applications to register claims of protection in mask +works under this chapter, and for other services relating to the +administration of this chapter or the rights under this chapter, taking +into consideration the cost of providing those services, the benefits of +a public record, and statutory fee schedules under this title. The +Register shall also specify the identifying material to be deposited in +connection with the claim for registration. + +(e) If the Register of Copyrights, after examining an application for +registration, determines, in accordance with the provisions of this +chapter, that the application relates to a mask work which is entitled +to protection under this chapter, then the Register shall register the +claim of protection and issue to the applicant a certificate of +registration of the claim of protection under the seal of the Copyright +Office. The effective date of registration of a claim of protection +shall be the date on which an application, deposit of identifying +material, and fee, which are determined by the Register of Copyrights or +by a court of competent jurisdiction to be acceptable for registration +of the claim, have all been received in the Copyright Office. + +(f) In any action for infringement under this chapter, the certificate +of registration of a mask work shall constitute prima facie evidence (1) +of the facts stated in the certificate, and (2) that the applicant +issued the certificate has met the requirements of this chapter, and the +regulations issued under this chapter, with respect to the registration +of claims. + +(g) Any applicant for registration under this section who is +dissatisfied with the refusal of the Register of Copyrights to issue a +certificate of registration under this section may seek judicial review +of that refusal by bringing an action for such review in an appropriate +United States district court not later than sixty days after the +refusal. The provisions of chapter 7 of title 5 shall apply to such +judicial review. The failure of the Register of Copyrights to issue a +certificate of registration within four months after an application for +registration is filed shall be deemed to be a refusal to issue a +certificate of registration for purposes of this subsection and section +910(b)(2), except that, upon a showing of good cause, the district court +may shorten such four-month period. + + +Section 909. Mask work notice [4] + +(a) The owner of a mask work provided protection under this chapter may +affix notice to the mask work, and to masks and semiconductor chip +products embodying the mask work, in such manner and location as to give +reasonable notice of such protection. The Register of Copyrights shall +prescribe by regulation, as examples, specific methods of affixation and +positions of notice for purposes of this section, but these +specifications shall not be considered exhaustive. The affixation of +such notice is not a condition of protection under this chapter, but +shall constitute prima facie evidence of notice of protection. + +(b) The notice referred to in subsection (a) shall consist of- + +(1) the words "mask work", the symbol *M*, or the symbol [M in a circle] +(the letter M in a circle); and + +(2) the name of the owner or owners of the mask work or an abbreviation +by which the name is recognized or is generally known. + + +Section 910. Enforcement of exclusive rights [5] + +(a) Except as otherwise provided in this chapter, any person who +violates any of the exclusive rights of the owner of a mask work under +this chapter, by conduct in or affecting commerce, shall be liable as an +infringer of such rights. As used in this subsection, the term "any +person" includes any State, any instrumentality of a State, and any +officer or employee of a State or instrumentality of a State acting in +his or her official capacity. Any State, and any such instrumentality, +officer, or employee, shall be subject to the provisions of this chapter +in the same manner and to the same extent as any nongovernmental entity. + +(b)(1) The owner of a mask work protected under this chapter, or the +exclusive licensee of all rights under this chapter with respect to the +mask work, shall, after a certificate of registration of a claim of +protection in that mask work has been issued under section 908, be +entitled to institute a civil action for any infringement with respect +to the mask work which is committed after the commencement of protection +of the mask work under section 904(a). + +(2) In any case in which an application for registration of a claim of +protection in a mask work and the required deposit of identifying +material and fee have been received in the Copyright Office in proper +form and registration of the mask work has been refused, the applicant +is entitled to institute a civil action for infringement under this +chapter with respect to the mask work if notice of the action, together +with a copy of the complaint, is served on the Register of Copyrights, +in accordance with the Federal Rules of Civil Procedure. The Register +may, at his or her option, become a party to the action with respect to +the issue of whether the claim of protection is eligible for +registration by entering an appearance within sixty days after such +service, but the failure of the Register to become a party to the action +shall not deprive the court of jurisdiction to determine that issue. + +(c)(1) The Secretary of the Treasury and the United States Postal +Service shall separately or jointly issue regulations for the +enforcement of the rights set forth in section 905 with respect to +importation. These regulations may require, as a condition for the +exclusion of articles from the United States, that the person seeking +exclusion take any one or more of the following actions: + +(A) Obtain a court order enjoining, or an order of the International +Trade Commission under section 337 of the Tariff Act of 1930 excluding, +importation of the articles. + +(B) Furnish proof that the mask work involved is protected under this +chapter and that the importation of the articles would infringe the +rights in the mask work under this chapter. + +(C) Post a surety bond for any injury that may result if the detention +or exclusion of the articles proves to be unjustified. + +(2) Articles imported in violation of the rights set forth in section +905 are subject to seizure and forfeiture in the same manner as property +imported in violation of the customs laws. Any such forfeited articles +shall be destroyed as directed by the Secretary of the Treasury or the +court, as the case may be, except that the articles may be returned to +the country of export whenever it is shown to the satisfaction of the +Secretary of the Treasury that the importer had no reasonable grounds +for believing that his or her acts constituted a violation of the law. + + +Section 911. Civil actions [6] + +(a) Any court having jurisdiction of a civil action arising under this +chapter may grant temporary restraining orders, preliminary injunctions, +and permanent injunctions on such terms as the court may deem reasonable +to prevent or restrain infringement of the exclusive rights in a mask +work under this chapter. + +(b) Upon finding an infringer liable, to a person entitled under section +910(b)(1) to institute a civil action, for an infringement of any +exclusive right under this chapter, the court shall award such person +actual damages suffered by the person as a result of the infringement. +The court shall also award such person the infringer's profits that are +attributable to the infringement and are not taken into account in +computing the award of actual damages. In establishing the infringer's +profits, such person is required to present proof only of the +infringer's gross revenue, and the infringer is required to prove his or +her deductible expenses and the elements of profit attributable to +factors other than the mask work. + +(c) At any time before final judgment is rendered, a person entitled to +institute a civil action for infringement may elect, instead of actual +damages and profits as provided by subsection (b), an award of statutory +damages for all infringements involved in the action, with respect to +any one mask work for which any one infringer is liable individually, or +for which any two or more infringers are liable jointly and severally, +in an amount not more than $250,000 as the court considers just. + +(d) An action for infringement under this chapter shall be barred unless +the action is commenced within three years after the claim accrues. + +(e)(1) At any time while an action for infringement of the exclusive +rights in a mask work under this chapter is pending, the court may order +the impounding, on such terms as it may deem reasonable, of all +semiconductor chip products, and any drawings, tapes, masks, or other +products by means of which such products may be reproduced, that are +claimed to have been made, imported, or used in violation of those +exclusive rights. Insofar as practicable, applications for orders under +this paragraph shall be heard and determined in the same manner as an +application for a temporary restraining order or preliminary injunction. + +(2) As part of a final judgment or decree, the court may order the +destruction or other disposition of any infringing semiconductor chip +products, and any masks, tapes, or other articles by means of which such +products may be reproduced. + +(f) In any civil action arising under this chapter, the court in its +discretion may allow the recovery of full costs, including reasonable +attorneys' fees, to the prevailing party. + +(g)(1) Any State, any instrumentality of a State, and any officer or +employee of a State or instrumentality of a State acting in his or her +official capacity, shall not be immune, under the Eleventh Amendment of +the Constitution of the United States or under any other doctrine of +sovereign immunity, from suit in Federal court by any person, including +any governmental or nongovernmental entity, for a violation of any of +the exclusive rights of the owner of a mask work under this chapter, or +for any other violation under this chapter. + +(2) In a suit described in paragraph (1) for a violation described in +that paragraph, remedies (including remedies both at law and in equity) +are available for the violation to the same extent as such remedies are +available for such a violation in a suit against any public or private +entity other than a State, instrumentality of a State, or officer or +employee of a State acting in his or her official capacity. Such +remedies include actual damages and profits under subsection (b), +statutory damages under subsection (c), impounding and disposition of +infringing articles under subsection (e), and costs and attorney's fees +under subsection (f). + + +Section 912. Relation to other laws [7] + +(a) Nothing in this chapter shall affect any right or remedy held by any +person under chapters 1 through 8 or 10 of this title, or under title +35. + +(b) Except as provided in section 908(b) of this title, references to +"this title" or "title 17" in chapters 1 through 8 or 10 of this title +shall be deemed not to apply to this chapter. + +(c) The provisions of this chapter shall preempt the laws of any State +to the extent those laws provide any rights or remedies with respect to +a mask work which are equivalent to those rights or remedies provided by +this chapter, except that such preemption shall be effective only with +respect to actions filed on or after January 1, 1986. + +(d) Notwithstanding subsection (c), nothing in this chapter shall +detract from any rights of a mask work owner, whether under Federal law +(exclusive of this chapter) or under the common law or the statutes of a +State, heretofore or hereafter declared or enacted, with respect to any +mask work first commercially exploited before July 1, 1983. + + +Section 913. Transitional provisions + +(a) No application for registration under section 908 may be filed, and +no civil action under section 910 or other enforcement proceeding under +this chapter may be instituted, until sixty days after the date of the +enactment of this chapter. + +(b) No monetary relief under section 911 may be granted with respect to +any conduct that occurred before the date of the enactment of this +chapter, except as provided in subsection (d). + +(c) Subject to subsection (a), the provisions of this chapter apply to +all mask works that are first commercially exploited or are registered +under this chapter, or both, on or after the date of the enactment of +this chapter. + +(d)(1) Subject to subsection (a), protection is available under this +chapter to any mask work that was first commercially exploited on or +after July 1, 1983, and before the date of the enactment of this +chapter, if a claim of protection in the mask work is registered in the +Copyright Office before July 1, 1985, under section 908. + +(2) In the case of any mask work described in paragraph (1) that is +provided protection under this chapter, infringing semiconductor chip +product units manufactured before the date of the enactment of this +chapter may, without liability under sections 910 and 911, be imported +into or distributed in the United States, or both, until two years after +the date of registration of the mask work under section 908, but only if +the importer or distributor, as the case may be, first pays or offers to +pay the reasonable royalty referred to in section 907(a)(2) to the mask +work owner, on all such units imported or distributed, or both, after +the date of the enactment of this chapter. + +(3) In the event that a person imports or distributes infringing +semiconductor chip product units described in paragraph (2) of this +subsection without first paying or offering to pay the reasonable +royalty specified in such paragraph, or if the person refuses or fails +to make such payment, the mask work owner shall be entitled to the +relief provided in sections 910 and 911. + + +Section 914. International transitional provisions [8] + +(a) Notwithstanding the conditions set forth in subparagraphs (A) and +(C) of section 902(a)(1) with respect to the availability of protection +under this chapter to nationals, domiciliaries, and sovereign +authorities of a foreign nation, the Secretary of Commerce may, upon the +petition of any person, or upon the Secretary's own motion, issue an +order extending protection under this chapter to such foreign nationals, +domiciliaries, and sovereign authorities if the Secretary finds- + +(1) that the foreign nation is making good faith efforts and reasonable +progress toward- + +(A) entering into a treaty described in section 902(a)(1)(A); or + +(B) enacting or implementing legislation that would be in compliance +with subparagraph (A) or (B) of section 902(a)(2); and + +(2) that the nationals, domiciliaries, and sovereign authorities of the +foreign nation, and persons controlled by them, are not engaged in the +misappropriation, or unauthorized distribution or commercial +exploitation, of mask works; and + +(3) that issuing the order would promote the purposes of this chapter +and international comity with respect to the protection of mask works. + +(b) While an order under subsection (a) is in effect with respect to a +foreign nation, no application for registration of a claim for +protection in a mask work under this chapter may be denied solely +because the owner of the mask work is a national, domiciliary, or +sovereign authority of that foreign nation, or solely because the mask +work was first commercially exploited in that foreign nation. + +(c) Any order issued by the Secretary of Commerce under subsection (a) +shall be effective for such a period as the Secretary designates in the +order, except that no such order may be effective after that date on +which the authority of the Secretary of Commerce terminates under +subsection (e). The effective date of any such order shall also be +designated in the order. In the case of an order issued upon the +petition of a person, such effective date may be no earlier than the +date on which the Secretary receives such petition. + +(d)(1) Any order issued under this section shall terminate if- + +(A) the Secretary of Commerce finds that any of the conditions set forth +in paragraphs (1), (2), and (3) of subsection (a) no longer exist; or + +(B) mask works of nationals, domiciliaries, and sovereign authorities of +that foreign nation or mask works first commercially exploited in that +foreign nation become eligible for protection under subparagraph (A) or +(C) of section 902(a)(1). + +(2) Upon the termination or expiration of an order issued under this +section, registrations of claims of protection in mask works made +pursuant to that order shall remain valid for the period specified in +section 904. + +(e) The authority of the Secretary of Commerce under this section shall +commence on the date of the enactment of this chapter, and shall +terminate on July 1, 1995. + +(f) (1) The Secretary of Commerce shall promptly notify the Register of +Copyrights and the Committees on the Judiciary of the Senate and the +House of Representatives of the issuance or termination of any order +under this section, together with a statement of the reasons for such +action. The Secretary shall also publish such notification and statement +of reasons in the Federal Register. + +(2) Two years after the date of the enactment of this chapter, the +Secretary of Commerce, in consultation with the Register of Copyrights, +shall transmit to the Committees on the Judiciary of the Senate and the +House of Representatives a report on the actions taken under this +section and on the current status of international recognition of mask +work protection. The report shall include such recommendation for +modifications of the protection accorded under this chapter to mask +works owned by nationals, domiciliaries, or sovereign authorities of +foreign nations as the Secretary, in consultation with the Register of +Copyrights, considers would promote the purposes of this chapter and +international comity with respect to mask work protection. Not later +than July 1, 1994, the Secretary of Commerce, in consultation with the +Register of Copyrights, shall transmit to the Committees on the +Judiciary of the Senate and the House of Representatives a report +updating the matters contained in the report transmitted under the +preceding sentence. + +------------------ +Chapter 9 Endnotes + +1 In 1984, the Semiconductor Chip Protection Act amended title 17 of +the *United States Code *to add a new chapter 9 entitled "Protection of +Semiconductor Chip Products." Pub. L. No. 98-620, 98 Stat. 3347. + +2 In 1997, the heading for section 903 in the table of sections was +amended by adding ", transfer, licensure, and recordation" at the end +thereof, in lieu of "and transfer." Pub. L. No. 105-80, 111 Stat. 1529, +1535. + +3 In 1987, section 902 was amended by adding the last sentence in +subsection (a)(2). Pub. L. No. 100-159, 101 Stat. 899, 900. + +4 In 1997, section 909 was amended by correcting misspellings in +subsection (b)(1). Pub. L. No. 105-80, 111 Stat. 1529, 1535. + +5 In 1990, the Copyright Remedy Clarification Act amended section 910 +by adding the last two sentences to subsection (a). Pub. L. No. 101-553, +104 Stat. 2749, 2750. In 1997, a technical correction amended section +910(a) by capitalizing the first word of the second sentence. Pub. L. +No. 105-80, 111 Stat. 1529 1535. + +6 In 1990, the Copyright Remedy Clarification Act amended section 911 +by adding subsection (g). Pub. L. No. 101-553, 104 Stat. 2749, 2750. + +7 In 1988, the Judicial Improvements and Access to Justice Act amended +section 912 by deleting subsection (d) and redesignating subsection (e) +as subsection (d). Pub. L. No. 100-702, 102 Stat. 4642, 4672. The Audio +Home Recording Act of 1992 amended section 912 by inserting "or 10" +after "8" in subsections (a) and (b). Pub. L. No. 102-563, 106 Stat. +4237, 4248. + +8 In 1987, section 914 was amended in subsection (e) by inserting "on +July 1, 1991" in lieu of "three years after such date of enactment" and +by adding the last sentence to subsection (f)(2). Pub. L. No. 100-159, +101 Stat. 899. The Semiconductor International Protection Extension Act +of 1991 amended section 914 by inserting "or implementing" after +"enacting" in the first sentence of subsection (a)(1)(B), by changing +the date in subsection (e) to "July 1, 1995" and by changing the date in +the last sentence of subsection (f)(2) to "July 1, 1994." Pub. L. No. +102-64, 105 Stat. 320. + +On July 1, 1995, section 914 expired as required by subsection (e). It +was rendered largely unnecessary upon the entry into force on January 1, +1995, of the Agreement on Trade-Related Aspects of Intellectual Property +Rights (TRIPs)(Annex 1C to the World Trade Organization (WTO) +Agreement). Part II, section 6 of TRIPs protects semiconductor chip +products and was the basis for Presidential Proclamation No. 6780, March +23, 1995, under section 902(a)(2) extending protection to all present +and future WTO members (34 countries as of February 10, 1999), as of +January 1, 1996. See Part IV of the Appendix. + +For a discussion of Congressional findings regarding extending +protection to semiconductor chip products of foreign entities, see Pub. +L. No. 100-159, 101 Stat. 899, and the Semiconductor International +Protection Extension Act of 1991, Pub. L. No. 102-64, 105 Stat. 320.5 + +------------------------------------------------------------------------ + +Chapter 10 [1] + +Digital Audio Recording Devices and Media + + + Subchapter A--Definitions + + 1001. Definitions + + Subchapter B--Copying Controls + + 1002. Incorporation of copying controls + + Subchapter C--Royalty Payments + + 1003. Obligation to make royalty payments + + 1004. Royalty payments + + 1005. Deposit of royalty payments and deduction of expenses + + 1006. Entitlement to royalty payments + + 1007. Procedures for distributing royalty payments + + Subchapter D--Prohibition on Certain Infringement Actions, Remedies, + and Arbitration + + 1008. Prohibition on certain infringement actions + + 1009. Civil remedies + + 1010. Arbitration of certain disputes + + +Subchapter A Definitions + + +Section 1001. Definitions + +As used in this chapter, the following terms have the following +meanings: + +(1) A "digital audio copied recording" is a reproduction in a digital +recording format of a digital musical recording, whether that +reproduction is made directly from another digital musical recording or +indirectly from a transmission. + +(2) A "digital audio interface device" is any machine or device that is +designed specifically to communicate digital audio information and +related interface data to a digital audio recording device through a +nonprofessional interface. + +(3) A "digital audio recording device" is any machine or device of a +type commonly distributed to individuals for use by individuals, whether +or not included with or as part of some other machine or device, the +digital recording function of which is designed or marketed for the +primary purpose of, and that is capable of, making a digital audio +copied recording for private use, except for- + +(A) professional model products, and + +(B) dictation machines, answering machines, and other audio recording +equipment that is designed and marketed primarily for the creation of +sound recordings resulting from the fixation of nonmusical sounds. + +(4)(A) A "digital audio recording medium" is any material object in a +form commonly distributed for use by individuals, that is primarily +marketed or most commonly used by consumers for the purpose of making +digital audio copied recordings by use of a digital audio recording +device. + +(B) Such term does not include any material object- + +(i) that embodies a sound recording at the time it is first distributed +by the importer or manufacturer; or + +(ii) that is primarily marketed and most commonly used by consumers +either for the purpose of making copies of motion pictures or other +audiovisual works or for the purpose of making copies of nonmusical +literary works, including computer programs or data bases. + +(5)(A) A "digital musical recording" is a material object- + +(i) in which are fixed, in a digital recording format, only sounds, and +material, statements, or instructions incidental to those fixed sounds, +if any, and + +(ii) from which the sounds and material can be perceived, reproduced, or +otherwise communicated, either directly or with the aid of a machine or +device. + +(B) A "digital musical recording" does not include a material object- + +(i) in which the fixed sounds consist entirely of spoken word +recordings, or + +(ii) in which one or more computer programs are fixed, except that a +digital musical recording may contain statements or instructions +constituting the fixed sounds and incidental material, and statements or +instructions to be used directly or indirectly in order to bring about +the perception, reproduction, or communication of the fixed sounds and +incidental material. + +(C) For purposes of this paragraph- + +(i) a "spoken word recording" is a sound recording in which are fixed +only a series of spoken words, except that the spoken words may be +accompanied by incidental musical or other sounds, and + +(ii) the term "incidental" means related to and relatively minor by +comparison. + +(6) "Distribute" means to sell, lease, or assign a product to consumers +in the United States, or to sell, lease, or assign a product in the +United States for ultimate transfer to consumers in the United States. + +(7) An "interested copyright party" is- + +(A) the owner of the exclusive right under section 106(1) of this title +to reproduce a sound recording of a musical work that has been embodied +in a digital musical recording or analog musical recording lawfully made +under this title that has been distributed; + +(B) the legal or beneficial owner of, or the person that controls, the +right to reproduce in a digital musical recording or analog musical +recording a musical work that has been embodied in a digital musical +recording or analog musical recording lawfully made under this title +that has been distributed; + +(C) a featured recording artist who performs on a sound recording that +has been distributed; or + +(D) any association or other organization- + +(i) representing persons specified in subparagraph (A), (B), or (C), or + +(ii) engaged in licensing rights in musical works to music users on +behalf of writers and publishers. + +(8) To "manufacture" means to produce or assemble a product in the +United States. A "manufacturer" is a person who manufactures. + +(9) A "music publisher" is a person that is authorized to license the +reproduction of a particular musical work in a sound recording. + +(10) A "professional model product" is an audio recording device that is +designed, manufactured, marketed, and intended for use by recording +professionals in the ordinary course of a lawful business, in accordance +with such requirements as the Secretary of Commerce shall establish by +regulation. + +(11) The term "serial copying" means the duplication in a digital format +of a copyrighted musical work or sound recording from a digital +reproduction of a digital musical recording. The term "digital +reproduction of a digital musical recording" does not include a digital +musical recording as distributed, by authority of the copyright owner, +for ultimate sale to consumers. + +(12) The "transfer price" of a digital audio recording device or a +digital audio recording medium- + +(A) is, subject to subparagraph (B)- + +(i) in the case of an imported product, the actual entered value at +United States Customs (exclusive of any freight, insurance, and +applicable duty), and + +(ii) in the case of a domestic product, the manufacturer's transfer +price (FOB the manufacturer, and exclusive of any direct sales taxes or +excise taxes incurred in connection with the sale); and + +(B) shall, in a case in which the transferor and transferee are related +entities or within a single entity, not be less than a reasonable arms- +length price under the principles of the regulations adopted pursuant to +section 482 of the Internal Revenue Code of 1986, or any successor +provision to such section. + +(13) A "writer" is the composer or lyricist of a particular musical +work. + + + +Subchapter B-Copying Controls + + +Section 1002. Incorporation of copying controls + +(a) Prohibition on Importation, Manufacture, and Distribution. No person +shall import, manufacture, or distribute any digital audio recording +device or digital audio interface device that does not conform to- + +(1) the Serial Copy Management System; + +(2) a system that has the same functional characteristics as the Serial +Copy Management System and requires that copyright and generation status +information be accurately sent, received, and acted upon between devices +using the system's method of serial copying regulation and devices using +the Serial Copy Management System; or + +(3) any other system certified by the Secretary of Commerce as +prohibiting unauthorized serial copying. + +(b) Development of Verification Procedure. The Secretary of Commerce +shall establish a procedure to verify, upon the petition of an +interested party, that a system meets the standards set forth in +subsection (a)(2). + +(c) Prohibition on Circumvention of the System. No person shall import, +manufacture, or distribute any device, or offer or perform any service, +the primary purpose or effect of which is to avoid, bypass, remove, +deactivate, or otherwise circumvent any program or circuit which +implements, in whole or in part, a system described in subsection (a). + +(d) Encoding of Information on Digital Musical Recordings. + +(1) Prohibition on encoding inaccurate information. No person shall +encode a digital musical recording of a sound recording with inaccurate +information relating to the category code, copyright status, or +generation status of the source material for the recording. + +(2) Encoding of copyright status not required. Nothing in this chapter +requires any person engaged in the importation or manufacture of digital +musical recordings to encode any such digital musical recording with +respect to its copyright status. + +(e) Information Accompanying Transmission in Digital Format. Any person +who transmits or otherwise communicates to the public any sound +recording in digital format is not required under this chapter to +transmit or otherwise communicate the information relating to the +copyright status of the sound recording. Any such person who does +transmit or otherwise communicate such copyright status information +shall transmit or communicate such information accurately. + + + +Subchapter C Royalty Payments + + +Section 1003. Obligation to make royalty payments + +(a) Prohibition on Importation and Manufacture. No person shall import +into and distribute, or manufacture and distribute, any digital audio +recording device or digital audio recording medium unless such person +records the notice specified by this section and subsequently deposits +the statements of account and applicable royalty payments for such +device or medium specified in section 1004. + +(b) Filing of Notice. The importer or manufacturer of any digital audio +recording device or digital audio recording medium, within a product +category or utilizing a technology with respect to which such +manufacturer or importer has not previously filed a notice under this +subsection, shall file with the Register of Copyrights a notice with +respect to such device or medium, in such form and content as the +Register shall prescribe by regulation. + +(c) Filing of Quarterly and Annual Statements of Account. + +(1) Generally. Any importer or manufacturer that distributes any digital +audio recording device or digital audio recording medium that it +manufactured or imported shall file with the Register of Copyrights, in +such form and content as the Register shall prescribe by -regulation, +such quarterly and annual statements of account with respect to such +distribution as the Register shall prescribe by regulation. + +(2) Certification, verification, and confidentiality. Each such +statement shall be certified as accurate by an authorized officer or +principal of the importer or manufacturer. The Register shall issue +regulations to provide for the verification and audit of such statements +and to protect the confidentiality of the information contained in such +statements. Such regulations shall provide for the disclosure, in +confidence, of such statements to interested copyright parties. + +(3) Royalty Payments. Each such statement shall be accompanied by the +royalty payments specified in section 1004. + + +Section 1004. Royalty payments [2] + +(a) Digital Audio Recording Devices. + +(1) Amount of payment. The royalty payment due under section 1003 for +each digital audio recording device imported into and distributed in the +United States, or manufactured and distributed in the United States, +shall be 2 percent of the transfer price. Only the first person to +manufacture and distribute or import and distribute such device shall be +required to pay the royalty with respect to such device. + +(2) Calculation for devices distributed with other devices. With respect +to a digital audio recording device first distributed in combination +with one or more devices, either as a physically integrated unit or as +separate components, the royalty payment shall be calculated as follows: + +(A) If the digital audio recording device and such other devices are +part of a physically integrated unit, the royalty payment shall be based +on the transfer price of the unit, but shall be reduced by any royalty +payment made on any digital audio recording device included within the +unit that was not first distributed in combination with the unit. + +(B) If the digital audio recording device is not part of a physically +integrated unit and substantially similar devices have been distributed +separately at any time during the preceding 4 calendar quarters, the +royalty payment shall be based on the average transfer price of such +devices during those 4 quarters. + +(C) If the digital audio recording device is not part of a physically +integrated unit and substantially similar devices have not been +distributed separately at any time during the preceding 4 calendar +quarters, the royalty payment shall be based on a constructed price +reflecting the proportional value of such device to the combination as a +whole. + +(3) Limits on royalties. Notwithstanding paragraph (1) or (2), the +amount of the royalty payment for each digital audio recording device +shall not be less than $1 nor more than the royalty maximum. The royalty +maximum shall be $8 per device, except that in the case of a physically +integrated unit containing more than 1 digital audio recording device, +the royalty maximum for such unit shall be $12. During the 6th year +after the effective date of this chapter, and not more than once each +year thereafter, any interested copyright party may petition the +Librarian of Congress to increase the royalty maximum and, if more than +20 percent of the royalty payments are at the relevant royalty maximum, +the Librarian of Congress shall prospectively increase such royalty +maximum with the goal of having no more than 10 percent of such payments +at the new royalty maximum; however the amount of any such increase as a +percentage of the royalty maximum shall in no event exceed the +percentage increase in the Consumer Price Index during the period under +review. + +(b) Digital Audio Recording Media. The royalty payment due under section +1003 for each digital audio recording medium imported into and +distributed in the United States, or manufactured and distributed in the +United States, shall be 3 percent of the transfer price. Only the first +person to manufacture and distribute or import and distribute such +medium shall be required to pay the royalty with respect to such medium. + + +Section 1005. Deposit of royalty payments and deduction of expenses [3] + +The Register of Copyrights shall receive all royalty payments deposited +under this chapter and, after deducting the reasonable costs incurred by +the Copyright Office under this chapter, shall deposit the balance in +the Treasury of the United States as offsetting receipts, in such manner +as the Secretary of the Treasury directs. All funds held by the +Secretary of the Treasury shall be invested in interest-bearing United +States securities for later distribution with interest under section +1007. The Register may, in the Register's discretion, 4 years after the +close of any calendar year, close out the royalty payments account for +that calendar year, and may treat any funds remaining in such account +and any subsequent deposits that would otherwise be attributable to that +calendar year as attributable to the succeeding calendar year. + + +Section 1006. Entitlement to royalty payments [4] + +(a) Interested Copyright Parties. The royalty payments deposited +pursuant to section 1005 shall, in accordance with the procedures +specified in section 1007, be distributed to any interested copyright +party- + +(1) whose musical work or sound recording has been- + +(A) embodied in a digital musical recording or an analog musical +recording lawfully made under this title that has been distributed, and + +(B) distributed in the form of digital musical recordings or analog +musical recordings or disseminated to the public in transmissions, +during the period to which such payments pertain; and + +(2) who has filed a claim under section 1007. + +(b) Allocation of Royalty Payments to Groups. The royalty payments shall +be divided into 2 funds as follows: + +(1) The sound recordings fund. 66 2/3 percent of the royalty payments +shall be allocated to the Sound Recordings Fund. 2 5/8 percent of the +royalty payments allocated to the Sound Recordings Fund shall be placed +in an escrow account managed by an independent administrator jointly +appointed by the interested copyright parties described in section +1001(7)(A) and the American Federation of Musicians (or any successor +entity) to be distributed to nonfeatured musicians (whether or not +members of the American Federation of Musicians or any successor entity) +who have performed on sound recordings distributed in the United States. +1 3/8 percent of the royalty payments allocated to the Sound Recordings +Fund shall be placed in an escrow account managed by an independent +administrator jointly appointed by the interested copyright parties +described in section 1001(7)(A) and the American Federation of +Television and Radio Artists (or any successor entity) to be distributed +to nonfeatured vocalists (whether or not members of the American +Federation of Television and Radio Artists or any successor entity) who +have performed on sound recordings distributed in the United States. 40 +percent of the remaining royalty payments in the Sound Recordings Fund +shall be distributed to the interested copyright parties described in +section 1001(7)(C), and 60 percent of such remaining royalty payments +shall be distributed to the interested copyright parties described in +section 1001(7)(A). + +(2) The musical works fund. + +(A) 33 1/3 percent of the royalty payments shall be allocated to the +Musical Works Fund for distribution to interested copyright parties +described in section 1001(7)(B). + +(B)(i) Music publishers shall be entitled to 50 percent of the royalty +payments allocated to the Musical Works Fund. + +(ii) Writers shall be entitled to the other 50 percent of the royalty +payments allocated to the Musical Works Fund. + +(c) Allocation of Royalty Payments Within Groups. If all interested +copyright parties within a group specified in subsection (b) do not +agree on a voluntary proposal for the distribution of the royalty +payments within each group, the Librarian of Congress shall convene a +copyright arbitration royalty panel which shall, pursuant to the +procedures specified under section 1007(c), allocate royalty payments +under this section based on the extent to which, during the relevant +period- + +(1) for the Sound Recordings Fund, each sound recording was distributed +in the form of digital musical recordings or analog musical recordings; +and + +(2) for the Musical Works Fund, each musical work was distributed in the +form of digital musical recordings or analog musical recordings or +disseminated to the public in transmissions. + + +Section 1007. Procedures for distributing royalty payments [5] + +(a) Filing of Claims and Negotiations. + +(1) Filing of claims. During the first 2 months of each calendar year +after calendar year 1992, every interested copyright party seeking to +receive royalty payments to which such party is entitled under section +1006 shall file with the Librarian of Congress a claim for payments +collected during the preceding year in such form and manner as the +Librarian of Congress shall prescribe by regulation. + +(2) Negotiations. Notwithstanding any provision of the antitrust laws, +for purposes of this section interested copyright parties within each +group specified in section 1006(b) may agree among themselves to the +proportionate division of royalty payments, may lump their claims +together and file them jointly or as a single claim, or may designate a +common agent, including any organization described in section 1001(7) +(D), to negotiate or receive payment on their behalf; except that no +agreement under this subsection may modify the allocation of royalties +specified in section 1006(b). + +(b) Distribution of Payments in the Absence of a Dispute. After the +period established for the filing of claims under subsection (a), in +each year after 1992, the Librarian of Congress shall determine whether +there exists a controversy concerning the distribution of royalty +payments under section 1006(c). If the Librarian of Congress determines +that no such controversy exists, the Librarian of Congress shall, within +30 days after such determination, authorize the distribution of the +royalty payments as set forth in the agreements regarding the +distribution of royalty payments entered into pursuant to subsection +(a), after deducting its reasonable administrative costs under this +section. + +(c) Resolution of Disputes. If the Librarian of Congress finds the +existence of a controversy, the Librarian shall, pursuant to chapter 8 +of this title, convene a copyright arbitration royalty panel to +determine the distribution of royalty payments. During the pendency of +such a proceeding, the Librarian of Congress shall withhold from +distribution an amount sufficient to satisfy all claims with respect to +which a controversy exists, but shall, to the extent feasible, authorize +the distribution of any amounts that are not in controversy. The +Librarian of Congress shall, before authorizing the distribution of such +royalty payments, deduct the reasonable administrative costs incurred by +the Librarian under this section. + + + +Subchapter D - Prohibition on Certain Infringement Actions, Remedies, +and Arbitration + + +Section 1008. Prohibition on certain infringement actions + +No action may be brought under this title alleging infringement of +copyright based on the manufacture, importation, or distribution of a +digital audio recording device, a digital audio recording medium, an +analog recording device, or an analog recording medium, or based on the +noncommercial use by a consumer of such a device or medium for making +digital musical recordings or analog musical recordings. + + +Section 1009. Civil remedies + +(a) Civil Actions. Any interested copyright party injured by a violation +of section 1002 or 1003 may bring a civil action in an appropriate +United States district court against any person for such violation. + +(b) Other Civil Actions. Any person injured by a violation of this +chapter may bring a civil action in an appropriate United States +district court for actual damages incurred as a result of such +violation. + +(c) Powers of the Court. In an action brought under subsection (a), the +court- + +(1) may grant temporary and permanent injunctions on such terms as it +deems reasonable to prevent or restrain such violation; + +(2) in the case of a violation of section 1002, or in the case of an +injury resulting from a failure to make royalty payments required by +section 1003, shall award damages under subsection (d); + +(3) in its discretion may allow the recovery of costs by or against any +party other than the United States or an officer thereof; and + +(4) in its discretion may award a reasonable attorney's fee to the +prevailing party. + +(d) Award of Damages. + +(1) Damages for section 1002 or 1003 violations. + +(A) Actual damages. + +(i) In an action brought under subsection (a), if the court finds that a +violation of section 1002 or 1003 has occurred, the court shall award to +the complaining party its actual damages if the complaining party elects +such damages at any time before final judgment is entered. + +(ii) In the case of section 1003, actual damages shall constitute the +royalty payments that should have been paid under section 1004 and +deposited under section 1005. In such a case, the court, in its +discretion, may award an additional amount of not to exceed 50 percent +of the actual damages. + +(B) Statutory damages for section 1002 violations. + +(i) Device. A complaining party may recover an award of statutory +damages for each violation of section 1002(a) or (c) in the sum of not +more than $2,500 per device involved in such violation or per device on +which a service prohibited by section 1002(c) has been performed, as the +court considers just. + +(ii) Digital musical recording. A complaining party may recover an award +of statutory damages for each violation of section 1002(d) in the sum of +not more than $25 per digital musical recording involved in such +violation, as the court considers just. + +(iii) Transmission. A complaining party may recover an award of damages +for each transmission or communication that violates section 1002(e) in +the sum of not more than $10,000, as the court considers just. + +(2) Repeated violations. In any case in which the court finds that a +person has violated section 1002 or 1003 within 3 years after a final +judgment against that person for another such violation was entered, the +court may increase the award of damages to not more than double the +amounts that would otherwise be awarded under paragraph (1), as the +court considers just. + +(3) Innocent violations of section 1002. The court in its discretion may +reduce the total award of damages against a person violating section +1002 to a sum of not less than $250 in any case in which the court finds +that the violator was not aware and had no reason to believe that its +acts constituted a violation of section 1002. + +(e) Payment of Damages. Any award of damages under subsection (d) shall +be deposited with the Register pursuant to section 1005 for distribution +to interested copyright parties as though such funds were royalty +payments made pursuant to section 1003. + +(f) Impounding of Articles. At any time while an action under subsection +(a) is pending, the court may order the impounding, on such terms as it +deems reasonable, of any digital audio recording device, digital musical +recording, or device specified in section 1002(c) that is in the custody +or control of the alleged violator and that the court has reasonable +cause to believe does not comply with, or was involved in a violation +of, section 1002. + +(g) Remedial Modification and Destruction of Articles. In an action +brought under subsection (a), the court may, as part of a final judgment +or decree finding a violation of section 1002, order the remedial +modification or the destruction of any digital audio recording device, +digital musical recording, or device specified in section 1002(c) that- + +(1) does not comply with, or was involved in a violation of, section +1002, and + +(2) is in the custody or control of the violator or has been impounded +under subsection (f). + + +Section 1010. Arbitration of certain disputes [6] + +(a) Scope of Arbitration. Before the date of first distribution in the +United States of a digital audio recording device or a digital audio +interface device, any party manufacturing, importing, or distributing +such device, and any interested copyright party may mutually agree to +binding arbitration for the purpose of determining whether such device +is subject to section 1002, or the basis on which royalty payments for +such device are to be made under section 1003. + +(b) Initiation of Arbitration Proceedings. Parties agreeing to such +arbitration shall file a petition with the Librarian of Congress +requesting the commencement of an arbitration proceeding. The petition +may include the names and qualifications of potential arbitrators. +Within 2 weeks after receiving such a petition, the Librarian of +Congress shall cause notice to be published in the Federal Register of +the initiation of an arbitration proceeding. Such notice shall include +the names and qualifications of 3 arbitrators chosen by the Librarian of +Congress from a list of available arbitrators obtained from the American +Arbitration Association or such similar organization as the Librarian of +Congress shall select, and from potential arbitrators listed in the +parties' petition. The arbitrators selected under this subsection shall +constitute an Arbitration Panel. + +(c) Stay of Judicial Proceedings. Any civil action brought under section +1009 against a party to arbitration under this section shall, on +application of one of the parties to the arbitration, be stayed until +completion of the arbitration proceeding. + +(d) Arbitration Proceeding. The Arbitration Panel shall conduct an +arbitration proceeding with respect to the matter concerned, in +accordance with such procedures as it may adopt. The Panel shall act on +the basis of a fully documented written record. Any party to the +arbitration may submit relevant information and proposals to the Panel. +The parties to the proceeding shall bear the entire cost thereof in such +manner and proportion as the Panel shall direct. + +(e) Report to the Librarian of Congress. Not later than 60 days after +publication of the notice under subsection (b) of the initiation of an +arbitration proceeding, the Arbitration Panel shall report to the +Librarian of Congress its determination concerning whether the device +concerned is subject to section 1002, or the basis on which royalty +payments for the device are to be made under section 1003. Such report +shall be accompanied by the written record, and shall set forth the +facts that the Panel found relevant to its determination. + +(f) Action by the Librarian of Congress. Within 60 days after receiving +the report of the Arbitration Panel under subsection (e), the Librarian +of Congress shall adopt or reject the determination of the Panel. The +Librarian of Congress shall adopt the determination of the Panel unless +the Librarian of Congress finds that the determination is clearly +erroneous. If the Librarian of Congress rejects the determination of the +Panel, the Librarian of Congress shall, before the end of that 60-day +period, and after full examination of the record created in the +arbitration proceeding, issue an order setting forth the Librarian's +decision and the reasons therefor. The Librarian of Congress shall cause +to be published in the Federal Register the determination of the Panel +and the decision of the Librarian of Congress under this subsection with +respect to the determination (including any order issued under the +preceding sentence). + +(g) Judicial Review. Any decision of the Librarian of Congress under +subsection (f) with respect to a determination of the Arbitration Panel +may be appealed, by a party to the arbitration, to the United States +Court of Appeals for the District of Columbia Circuit, within 30 days +after the publication of the decision in the Federal Register. The +pendency of an appeal under this subsection shall not stay the decision +of the Librarian of Congress. The court shall have jurisdiction to +modify or vacate a decision of the Librarian of Congress only if it +finds, on the basis of the record before the Librarian of Congress, that +the Arbitration Panel or the Librarian of Congress acted in an arbitrary +manner. If the court modifies the decision of the Librarian of Congress, +the court shall have jurisdiction to enter its own decision in +accordance with its final judgment. The court may further vacate the +decision of the Librarian of Congress and remand the case for +arbitration proceedings as provided in this section. + +------------------- +Chapter 10 Endnotes + +1 The Audio Home Recording Act of 1992 added chapter 10, entitled +"Digital Audio Recording Devices and Media," to title 17. Pub. L. No. +102-563, 106 Stat. 4237. + +2 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1004(a)(3) by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal," where appropriate. Pub. L. No. 103-198, 107 Stat. +2304, 2312. + +3 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1005 by striking the last sentence which began "The Register shall +submit to the Copyright Royalty Tribunal." Pub. L. No. 103-198, 107 +Stat. 2304, 2312. + +4 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1006(c) by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal," where appropriate. Pub. L. No. 103-198, 107 Stat. +2304, 2312. In 1997, section 1006(b)(1) was amended to insert +"Federation of Television" in lieu of "Federation Television" wherever +it appeared. Pub. L. No. 105-80, 111 Stat. 1529, 1535. + +5 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1007 by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal" or "Tribunal," where appropriate, by amending the +first sentence in subsection (c) and by inserting "the reasonable +administrative costs incurred by the Librarian" in the last sentence of +subsection (c), in lieu of "its reasonable administrative costs." Pub. +L. No. 103-198, 107 Stat. 2304, 2312. + +In 1997, section 1007 was amended, in subsection (a)(1), by inserting +"calendar year 1992" in lieu of "the calendar year in which this chapter +takes effect" and, in subsection (b), by inserting "1992" in lieu of +"the year in which this section takes effect," and also in subsection +(b), by inserting "After" in lieu of "Within 30 days after." Pub. L. No. +105-80, 111 Stat. 1529, 1534 and 1535. + +6 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1010 by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal" or "Tribunal," where appropriate, and by inserting +"Librarian's" in lieu of "its." Pub. L. No. 103-198, 107 Stat. 2304, +2312. That Act, which established copyright arbitration royalty panels, +states that "[a]ll royalty rates and all determinations with respect to +the proportionate division of compulsory license fees among copyright +claimants, whether made by the Copyright Royalty Tribunal, or by +voluntary agreement, before the effective date set forth in subsection +(a) [December 17, 1993] shall remain in effect until modified by +voluntary agreement or pursuant to the amendments made by this Act." +Pub. L. No. 103-198, 107 Stat. 2304, 2313. + +------------------------------------------------------------------------ + +Chapter 11 [1] + +Sound Recordings and Music Videos + + + 1101. Unauthorized fixation and trafficking in sound recordings and + music videos + + +Section 1101. Unauthorized fixation and trafficking in sound recordings and +music videos + +(a) Unauthorized Acts. Anyone who, without the consent of the performer +or performers involved- + +(1) fixes the sounds or sounds and images of a live musical performance +in a copy or phonorecord, or reproduces copies or phonorecords of such a +performance from an unauthorized fixation, + +(2) transmits or otherwise communicates to the public the sounds or +sounds and images of a live musical performance, or + +(3) distributes or offers to distribute, sells or offers to sell, rents +or offers to rent, or traffics in any copy or phonorecord fixed as +described in paragraph (1), regardless of whether the fixations occurred +in the United States, + +shall be subject to the remedies provided in sections 502 through 505, +to the same extent as an infringer of copyright. + +(b) Definition. As used in this section, the term "traffic in" means +transport, transfer, or otherwise dispose of, to another, as +consideration for anything of value, or make or obtain control of with +intent to transport, transfer, or dispose of. + +(c) Applicability. This section shall apply to any act or acts that +occur on or after the date of the enactment of the Uruguay Round +Agreements Act. + +(d) State Law Not Preempted. Nothing in this section may be construed to +annul or limit any rights or remedies under the common law or statutes +of any State. + +------------------ +Chapter 11 Endnote + +1 In 1994, the Uruguay Round Agreements Act added chapter 11, entitled +"Sound Recordings and Music Videos," to title 17. Pub. L. No. 103-465, +108 Stat. 4809, 4974. + +------------------------------------------------------------------------ + +Chapter 12 [1] Copyright Protection and Management Systems + + + 1201. Circumvention of copyright protection systems + + 1202. Integrity of copyright management information + + 1203. Civil remedies + + 1204. Criminal offenses and penalties + + 1205. Savings clause + + +Section 1201. Circumvention of copyright protection systems [2] + +(a) Violations Regarding Circumvention of Technological Measures. (1)(A) +No person shall circumvent a technological measure that effectively +controls access to a work protected under this title. The prohibition +contained in the preceding sentence shall take effect at the end of the +2-year period beginning on the date of the enactment of this chapter. + +(B) The prohibition contained in subparagraph (A) shall not apply to +persons who are users of a copyrighted work which is in a particular +class of works, if such persons are, or are likely to be in the +succeeding 3-year period, adversely affected by virtue of such +prohibition in their ability to make noninfringing uses of that +particular class of works under this title, as determined under +subparagraph (C). + +(C) During the 2-year period described in subparagraph (A), and during +each succeeding 3-year period, the Librarian of Congress, upon the +recommendation of the Register of Copyrights, who shall consult with the +Assistant Secretary for Communications and Information of the Department +of Commerce and report and comment on his or her views in making such +recommendation, shall make the determination in a rulemaking proceeding +for purposes of subparagraph (B) of whether persons who are users of a +copyrighted work are, or are likely to be in the succeeding 3-year +period, adversely affected by the prohibition under subparagraph (A) in +their ability to make noninfringing uses under this title of a +particular class of copyrighted works. In conducting such rule-making, +the Librarian shall examine- + +(i) the availability for use of copyrighted works; + +(ii) the availability for use of works for nonprofit archival, +preservation, and educational purposes; + +(iii) the impact that the prohibition on the circumvention of +technological measures applied to copyrighted works has on criticism, +comment, news reporting, teaching, scholarship, or research; + +(iv) the effect of circumvention of technological measures on the market +for or value of copyrighted works; and + +(v) such other factors as the Librarian considers appropriate. + +(D) The Librarian shall publish any class of copyrighted works for which +the Librarian has determined, pursuant to the rulemaking conducted under +subparagraph (C), that noninfringing uses by persons who are users of a +copyrighted work are, or are likely to be, adversely affected, and the +prohibition contained in subparagraph (A) shall not apply to such users +with respect to such class of works for the ensuing 3-year period. + +(E) Neither the exception under subparagraph (B) from the applicability +of the prohibition contained in subparagraph (A), nor any determination +made in a rulemaking conducted under subparagraph (C), may be used as a +defense in any action to enforce any provision of this title other than +this paragraph. + +(2) No person shall manufacture, import, offer to the public, provide, +or otherwise traffic in any technology, product, service, device, +component, or part thereof, that- + +(A) is primarily designed or produced for the purpose of circumventing a +technological measure that effectively controls access to a work +protected under this title; + +(B) has only limited commercially significant purpose or use other than +to circumvent a technological measure that effectively controls access +to a work protected under this title; or + +(C) is marketed by that person or another acting in concert with that +person with that person's knowledge for use in circumventing a +technological measure that effectively controls access to a work +protected under this title. + +(3) As used in this subsection- + +(A) to "circumvent a technological measure" means to descramble a +scrambled work, to decrypt an encrypted work, or otherwise to avoid, +bypass, remove, deactivate, or impair a technological measure, without +the authority of the copyright owner; and + +(B) a technological measure "effectively controls access to a work" if +the measure, in the ordinary course of its operation, requires the +application of information, or a process or a treatment, with the +authority of the copyright owner, to gain access to the work. + +(b) Additional Violations. (1) No person shall manufacture, import, +offer to the public, provide, or otherwise traffic in any technology, +product, service, device, component, or part thereof, that- + +(A) is primarily designed or produced for the purpose of circumventing +protection afforded by a technological measure that effectively protects +a right of a copyright owner under this title in a work or a portion +thereof; + +(B) has only limited commercially significant purpose or use other than +to circumvent protection afforded by a technological measure that +effectively protects a right of a copyright owner under this title in a +work or a portion thereof; or + +(C) is marketed by that person or another acting in concert with that +person with that person's knowledge for use in circumventing protection +afforded by a technological measure that effectively protects a right of +a copyright owner under this title in a work or a portion thereof. + +(2) As used in this subsection- + +(A) to "circumvent protection afforded by a technological measure" means +avoiding, bypassing, removing, deactivating, or otherwise impairing a +technological measure; and + +(B) a technological measure "effectively protects a right of a copyright +owner under this title" if the measure, in the ordinary course of its +operation, prevents, restricts, or otherwise limits the exercise of a +right of a copyright owner under this title. + +(c) Other Rights, Etc., Not Affected. (1) Nothing in this section shall +affect rights, remedies, limitations, or defenses to copyright +infringement, including fair use, under this title. + +(2) Nothing in this section shall enlarge or diminish vicarious or +contributory liability for copyright infringement in connection with any +technology, product, service, device, component, or part thereof. + +(3) Nothing in this section shall require that the design of, or design +and selection of parts and components for, a consumer electronics, +telecommunications, or computing product provide for a response to any +particular technological measure, so long as such part or component, or +the product in which such part or component is integrated, does not +otherwise fall within the prohibitions of subsection (a)(2) or (b)(1). + +(4) Nothing in this section shall enlarge or diminish any rights of free +speech or the press for activities using consumer electronics, +telecommunications, or computing products. + +(d) Exemption for Nonprofit Libraries, Archives, and Educational +Institutions. + +(1) A nonprofit library, archives, or educational institution which +gains access to a commercially exploited copyrighted work solely in +order to make a good faith determination of whether to acquire a copy of +that work for the sole purpose of engaging in conduct permitted under +this title shall not be in violation of subsection (a)(1)(A). A copy of +a work to which access has been gained under this paragraph- + +(A) may not be retained longer than necessary to make such good faith +determination; and + +(B) may not be used for any other purpose. + +(2) The exemption made available under paragraph (1) shall only apply +with respect to a work when an identical copy of that work is not +reasonably available in another form. + +(3) A nonprofit library, archives, or educational institution that +willfully for the purpose of commercial advantage or financial gain +violates paragraph (1)- + +(A) shall, for the first offense, be subject to the civil remedies under +section 1203; and + +(B) shall, for repeated or subsequent offenses, in addition to the civil +remedies under section 1203, forfeit the exemption provided under +paragraph (1). + +(4) This subsection may not be used as a defense to a claim under +subsection (a)(2) or (b), nor may this subsection permit a nonprofit +library, archives, or educational institution to manufacture, import, +offer to the public, provide, or otherwise traffic in any technology, +product, service, component, or part thereof, which circumvents a +technological measure. + +(5) In order for a library or archives to qualify for the exemption +under this subsection, the collections of that library or archives shall +be- + +(A) open to the public; or + +(B) available not only to researchers affiliated with the library or +archives or with the institution of which it is a part, but also to +other persons doing research in a specialized field. + +(e) Law Enforcement, Intelligence, and Other Government Activities. This +section does not prohibit any lawfully authorized investigative, +protective, information security, or intelligence activity of an +officer, agent, or employee of the United States, a State, or a +political subdivision of a State, or a person acting pursuant to a +contract with the United States, a State, or a political subdivision of +a State. For purposes of this subsection, the term "information +security" means activities carried out in order to identify and address +the vulnerabilities of a government computer, computer system, or +computer network. + +(f) Reverse Engineering. (1) Notwithstanding the provisions of +subsection (a)(1)(A), a person who has lawfully obtained the right to +use a copy of a computer program may circumvent a technological measure +that effectively controls access to a particular portion of that program +for the sole purpose of identifying and analyzing those elements of the +program that are necessary to achieve interoperability of an +independently created computer program with other programs, and that +have not previously been readily available to the person engaging in the +circumvention, to the extent any such acts of identification and +analysis do not constitute infringement under this title. + +(2) Notwithstanding the provisions of subsections (a)(2) and (b), a +person may develop and employ technological means to circumvent a +technological measure, or to circumvent protection afforded by a +technological measure, in order to enable the identification and +analysis under paragraph (1), or for the purpose of enabling +interoperability of an independently created computer program with other +programs, if such means are necessary to achieve such interoperability, +to the extent that doing so does not constitute infringement under this +title. + +(3) The information acquired through the acts permitted under paragraph +(1), and the means permitted under paragraph (2), may be made available +to others if the person referred to in paragraph (1) or (2), as the case +may be, provides such information or means solely for the purpose of +enabling interoperability of an independently created computer program +with other programs, and to the extent that doing so does not constitute +infringement under this title or violate applicable law other than this +section. + +(4) For purposes of this subsection, the term "interoperability" means +the ability of computer programs to exchange information, and of such +programs mutually to use the information which has been exchanged. + +(g) Encryption Research. + +(1) Definitions. For purposes of this subsection- + +(A) the term "encryption research" means activities necessary to +identify and analyze flaws and vulnerabilities of encryption +technologies applied to copyrighted works, if these activities are +conducted to advance the state of knowledge in the field of encryption +technology or to assist in the development of encryption products; and + +(B) the term "encryption technology" means the scrambling and +descrambling of information using mathematical formulas or algorithms. + +(2) Permissible Acts of Encryption Research. Notwithstanding the +provisions of subsection (a)(1)(A), it is not a violation of that +subsection for a person to circumvent a technological measure as applied +to a copy, phonorecord, performance, or display of a published work in +the course of an act of good faith encryption research if- + +(A) the person lawfully obtained the encrypted copy, phonorecord, +performance, or display of the published work; + +(B) such act is necessary to conduct such encryption research; + +(C) the person made a good faith effort to obtain authorization before +the circumvention; and + +(D) such act does not constitute infringement under this title or a +violation of applicable law other than this section, including section +1030 of title 18 and those provisions of title 18 amended by the +Computer Fraud and Abuse Act of 1986. + +(3) Factors in Determining Exemption. In determining whether a person +qualifies for the exemption under paragraph (2), the factors to be +considered shall include- + +(A) whether the information derived from the encryption research was +disseminated, and if so, whether it was disseminated in a manner +reasonably calculated to advance the state of knowledge or development +of encryption technology, versus whether it was disseminated in a manner +that facilitates infringement under this title or a violation of +applicable law other than this section, including a violation of privacy +or breach of security; + +(B) whether the person is engaged in a legitimate course of study, is +employed, or is appropriately trained or experienced, in the field of +encryption technology; and + +(C) whether the person provides the copyright owner of the work to which +the technological measure is applied with notice of the findings and +documentation of the research, and the time when such notice is +provided. + +(4) Use of Technological Means for Research Activities. Notwithstanding +the provisions of subsection (a)(2), it is not a violation of that +subsection for a person to- + +(A) develop and employ technological means to circumvent a technological +measure for the sole purpose of that person performing the acts of good +faith encryption research described in paragraph (2); and + +(B) provide the technological means to another person with whom he or +she is working collaboratively for the purpose of conducting the acts of +good faith encryption research described in paragraph (2) or for the +purpose of having that other person verify his or her acts of good faith +encryption research described in paragraph (2). + +(5) Report to Congress. Not later than 1 year after the date of the +enactment of this chapter, the Register of Copyrights and the Assistant +Secretary for Communications and Information of the Department of +Commerce shall jointly report to the Congress on the effect this +subsection has had on- + +(A) encryption research and the development of encryption technology; + +(B) the adequacy and effectiveness of technological measures designed to +protect copyrighted works; and + +(C) protection of copyright owners against the unauthorized access to +their encrypted copyrighted works. + +The report shall include legislative recommendations, if any. + +(h) Exceptions Regarding Minors. In applying subsection (a) to a +component or part, the court may consider the necessity for its intended +and actual incorporation in a technology, product, service, or device, +which- + +(1) does not itself violate the provisions of this title; and + +(2) has the sole purpose to prevent the access of minors to material on +the Internet. + +(i) Protection of Personally Identifying Information. + +(1) Circumvention Permitted. Notwithstanding the provisions of +subsection (a)(1)(A), it is not a violation of that subsection for a +person to circumvent a technological measure that effectively controls +access to a work protected under this title, if- + +(A) the technological measure, or the work it protects, contains the +capability of collecting or disseminating personally identifying +information reflecting the online activities of a natural person who +seeks to gain access to the work protected; + +(B) in the normal course of its operation, the technological measure, or +the work it protects, collects or disseminates personally identifying +information about the person who seeks to gain access to the work +protected, without providing conspicuous notice of such collection or +dissemination to such person, and without providing such person with the +capability to prevent or restrict such collection or dissemination; + +(C) the act of circumvention has the sole effect of identifying and +disabling the capability described in subparagraph (A), and has no other +effect on the ability of any person to gain access to any work; and + +(D) the act of circumvention is carried out solely for the purpose of +preventing the collection or dissemination of personally identifying +information about a natural person who seeks to gain access to the work +protected, and is not in violation of any other law. + +(2) Inapplicability to Certain Technological Measures. + +This subsection does not apply to a technological measure, or a work it +protects, that does not collect or disseminate personally identifying +information and that is disclosed to a user as not having or using such +capability. + +(j) Security Testing. + +(1) Definition. For purposes of this subsection, the term "security +testing" means accessing a computer, computer system, or computer +network, solely for the purpose of good faith testing, investigating, or +correcting, a security flaw or vulnerability, with the authorization of +the owner or operator of such computer, computer system, or computer +network. + +(2) Permissible Acts of Security Testing. Notwithstanding the provisions +of subsection (a)(1)(A), it is not a violation of that subsection for a +person to engage in an act of security testing, if such act does not +constitute infringement under this title or a violation of applicable +law other than this section, including section 1030 of title 18 and +those provisions of title 18 amended by the Computer Fraud and Abuse Act +of 1986. + +(3) Factors in Determining Exemption. In determining whether a person +qualifies for the exemption under paragraph (2), the factors to be +considered shall include- + +(A) whether the information derived from the security testing was used +solely to promote the security of the owner or operator of such +computer, computer system or computer network, or shared directly with +the developer of such computer, computer system, or computer network; +and + +(B) whether the information derived from the security testing was used +or maintained in a manner that does not facilitate infringement under +this title or a violation of applicable law other than this section, +including a violation of privacy or breach of security. + +(4) Use of Technological Means for Security Testing. Notwithstanding +the provisions of subsection (a)(2), it is not a violation of that +subsection for a person to develop, produce, distribute or employ +technological means for the sole purpose of performing the acts of +security testing described in subsection (2), provided such +technological means does not otherwise violate section (a)(2). + +(k) Certain Analog Devices and Certain Technological Measures. + +(1) Certain Analog Devices. + +(A) Effective 18 months after the date of the enactment of this chapter, +no person shall manufacture, import, offer to the public, provide or +otherwise traffic in any- + +(i) VHS format analog video cassette recorder unless such recorder +conforms to the automatic gain control copy control technology; + +(ii) 8mm format analog video cassette camcorder unless such camcorder +conforms to the automatic gain control technology; + +(iii) Beta format analog video cassette recorder, unless such recorder +conforms to the automatic gain control copy control technology, except +that this requirement shall not apply until there are 1,000 Beta format +analog video cassette recorders sold in the United States in any one +calendar year after the date of the enactment of this chapter; + +(iv) 8mm format analog video cassette recorder that is not an analog +video cassette camcorder, unless such recorder conforms to the automatic +gain control copy control technology, except that this requirement shall +not apply until there are 20,000 such recorders sold in the United +States in any one calendar year after the date of the enactment of this +chapter; or + +(v) analog video cassette recorder that records using an NTSC format +video input and that is not otherwise covered under clauses (i) through +(iv), unless such device conforms to the automatic gain control copy +control technology. + +(B) Effective on the date of the enactment of this chapter, no person +shall manufacture, import, offer to the public, provide or otherwise +traffic in- + +(i) any VHS format analog video cassette recorder or any 8mm format +analog video cassette recorder if the design of the model of such +recorder has been modified after such date of enactment so that a model +of recorder that previously conformed to the automatic gain control copy +control technology no longer conforms to such technology; or + +(ii) any VHS format analog video cassette recorder, or any 8mm format +analog video cassette recorder that is not an 8mm analog video cassette +camcorder, if the design of the model of such recorder has been modified +after such date of enactment so that a model of recorder that previously +conformed to the four-line colorstripe copy control technology no longer +conforms to such technology. + +Manufacturers that have not previously manufactured or sold a VHS format +analog video cassette recorder, or an 8mm format analog cassette +recorder, shall be required to conform to the four-line colorstripe copy +control technology in the initial model of any such recorder +manufactured after the date of the enactment of this chapter, and +thereafter to continue conforming to the four-line colorstripe copy +control technology. For purposes of this subparagraph, an analog video +cassette recorder "conforms to" the four-line colorstripe copy control +technology if it records a signal that, when played back by the playback +function of that recorder in the normal viewing mode, exhibits, on a +reference display device, a display containing distracting visible lines +through portions of the viewable picture. + +(2) Certain Encoding Restrictions. No person shall apply the automatic +gain control copy control technology or colorstripe copy control +technology to prevent or limit consumer copying except such copying- + +(A) of a single transmission, or specified group of transmissions, of +live events or of audiovisual works for which a member of the public has +exercised choice in selecting the transmissions, including the content +of the transmissions or the time of receipt of such transmissions, or +both, and as to which such member is charged a separate fee for each +such transmission or specified group of transmissions; + +(B) from a copy of a transmission of a live event or an audiovisual work +if such transmission is provided by a channel or service where payment +is made by a member of the public for such channel or service in the +form of a subscription fee that entitles the member of the public to +receive all of the programming contained in such channel or service; + +(C) from a physical medium containing one or more prerecorded +audiovisual works; or + +(D) from a copy of a transmission described in subparagraph (A) or from +a copy made from a physical medium described in subparagraph (C). + +In the event that a transmission meets both the conditions set forth in +subparagraph (A) and those set forth in subparagraph (B), the +transmission shall be treated as a transmission described in +subparagraph (A). + +(3) Inapplicability. This subsection shall not- + +(A) require any analog video cassette camcorder to conform to the +automatic gain control copy control technology with respect to any video +signal received through a camera lens; + +(B) apply to the manufacture, importation, offer for sale, provision of, +or other trafficking in, any professional analog video cassette +recorder; or + +(C) apply to the offer for sale or provision of, or other trafficking +in, any previously owned analog video cassette recorder, if such +recorder was legally manufactured and sold when new and not subsequently +modified in violation of paragraph (1)(B). + +(4) Definitions. For purposes of this subsection: + +(A) An "analog video cassette recorder" means a device that records, or +a device that includes a function that records, on electromagnetic tape +in an analog format the electronic impulses produced by the video and +audio portions of a television program, motion picture, or other form of +audiovisual work. + +(B) An "analog video cassette camcorder" means an analog video cassette +recorder that contains a recording function that operates through a +camera lens and through a video input that may be connected with a +television or other video playback device. + +(C) An analog video cassette recorder "conforms" to the automatic gain +control copy control technology if it- + +(i) detects one or more of the elements of such technology and does not +record the motion picture or transmission protected by such technology; +or + +(ii) records a signal that, when played back, exhibits a meaningfully +distorted or degraded display. + +(D) The term "professional analog video cassette recorder" means an +analog video cassette recorder that is designed, manufactured, marketed, +and intended for use by a person who regularly employs such a device for +a lawful business or industrial use, including making, performing , +displaying, distributing, or transmitting copies of motion pictures on a +commercial scale. + +(E) The terms "VHS format," "8mm format," "Beta format," "automatic gain +control copy control technology," "colorstripe copy control technology," +"four-line version of the colorstripe copy control technology," and +"NTSC" have the meanings that are commonly understood in the consumer +electronics and motion picture industries as of the date of the +enactment of this chapter. + +(5) Violations. Any violation of paragraph (1) of this subsection shall +be treated as a violation of subsection (b)(1) of this section. Any +violation of paragraph (2) of this subsection shall be deemed an "act of +circumvention" for the purposes of section 1203(c)(3)(A) of this +chapter. + + +Section 1202. Integrity of copyright management information [3] + +(a) False Copyright Management Information. No person shall knowingly +and with the intent to induce, enable, facilitate, or conceal +infringement- + +(1) provide copyright management information that is false, or + +(2) distribute or import for distribution copyright management +information that is false. + +(b) Removal or Alteration of Copyright Management Information. No person +shall, without the authority of the copyright owner or the law- + +(1) intentionally remove or alter any copyright management information, + +(2) distribute or import for distribution copyright management +information knowing that the copyright management information has been +removed or altered without authority of the copyright owner or the law, +or + +(3) distribute, import for distribution, or publicly perform works, +copies of works, or phonorecords, knowing that copyright management +information has been removed or altered without authority of the +copyright owner or the law, + +knowing, or, with respect to civil remedies under section 1203, having +reasonable grounds to know, that it will induce, enable, facilitate, or +conceal an infringement of any right under this title. + +(c) Definition. As used in this section, the term "copyright management +information" means any of the following information conveyed in +connection with copies or phonorecords of a work or performances or +displays of a work, including in digital form, except that such term +does not include any personally identifying information about a user of +a work or of a copy, phonorecord, performance, or display of a work: + +(1) The title and other information identifying the work, including the +information set forth on a notice of copyright. + +(2) The name of, and other identifying information about, the author of +a work. + +(3) The name of, and other identifying information about, the copyright +owner of the work, including the information set forth in a notice of +copyright. + +(4) With the exception of public performances of works by radio and +television broadcast stations, the name of, and other identifying +information about, a performer whose performance is fixed in a work +other than an audiovisual work. + +(5) With the exception of public performances of works by radio and +television broadcast stations, in the case of an audiovisual work, the +name of, and other identifying information about, a writer, performer, +or director who is credited in the audiovisual work. + +(6) Terms and conditions for use of the work. + +(7) Identifying numbers or symbols referring to such information or +links to such information. + +(8) Such other information as the Register of Copyrights may prescribe +by regulation, except that the Register of Copyrights may not require +the provision of any information concerning the user of a copyrighted +work. + +(d) Law Enforcement, Intelligence, and Other Government Activities. This +section does not prohibit any lawfully authorized investigative, +protective, information security, or intelligence activity of an +officer, agent, or employee of the United States, a State, or a +political subdivision of a State, or a person acting pursuant to a +contract with the United States, a State, or a political subdivision of +a State. For purposes of this subsection, the term "information +security" means activities carried out in order to identify and address +the vulnerabilities of a government computer, computer system, or +computer network. + +(e) Limitations on Liability. + +(1) Analog Transmissions. In the case of an analog transmission, a +person who is making transmissions in its capacity as a broadcast +station, or as a cable system, or someone who provides programming to +such station or system, shall not be liable for a violation of +subsection (b) if- + +(A) avoiding the activity that constitutes such violation is not +technically feasible or would create an undue financial hardship on such +person; and + +(B) such person did not intend, by engaging in such activity, to induce, +enable, facilitate, or conceal infringement of a right under this title. + +(2) Digital Transmissions. + +(A) If a digital transmission standard for the placement of copyright +management information for a category of works is set in a voluntary, +consensus standard-setting process involving a representative cross- +section of broadcast stations or cable systems and copyright owners of a +category of works that are intended for public performance by such +stations or systems, a person identified in paragraph (1) shall not be +liable for a violation of subsection (b) with respect to the particular +copyright management information addressed by such standard if- + +(i) the placement of such information by someone other than such person +is not in accordance with such standard; and + +(ii) the activity that constitutes such violation is not intended to +induce, enable, facilitate, or conceal infringement of a right under +this title. + +(B) Until a digital transmission standard has been set pursuant to +subparagraph (A) with respect to the placement of copyright management +information for a category of works, a person identified in paragraph +(1) shall not be liable for a violation of subsection (b) with respect +to such copyright management information, if the activity that +constitutes such violation is not intended to induce, enable, +facilitate, or conceal infringement of a right under this title, and if- + +(i) the transmission of such information by such person would result in +a perceptible visual or aural degradation of the digital signal; or + +(ii) the transmission of such information by such person would conflict +with- + +(I) an applicable government regulation relating to transmission of +information in a digital signal; + +(II) an applicable industry-wide standard relating to the transmission +of information in a digital signal that was adopted by a voluntary +consensus standards body prior to the effective date of this chapter; or + +(III) an applicable industry-wide standard relating to the transmission +of information in a digital signal that was adopted in a voluntary, +consensus standards-setting process open to participation by a +representative cross-section of broadcast stations or cable systems and +copyright owners of a category of works that are intended for public +performance by such stations or systems. + +(3) Definitions. As used in this subsection- + +(A) the term "broadcast station" has the meaning given that term in +section 3 of the Communications Act of 1934 (47 U.S.C. 153); and + +(B) the term "cable system" has the meaning given that term in section +602 of the Communications Act of 1934 (47 U.S.C. 522). + + +Section 1203. Civil remedies [5] + +(a) Civil Actions. Any person injured by a violation of section 1201 or +1202 may bring a civil action in an appropriate United States district +court for such violation. + +(b) Powers of the Court. In an action brought under subsection (a), the +court- + +(1) may grant temporary and permanent injunctions on such terms as it +deems reasonable to prevent or restrain a violation, but in no event +shall impose a prior restraint on free speech or the press protected +under the 1st amendment to the Constitution; + +(2) at any time while an action is pending, may order the impounding, on +such terms as it deems reasonable, of any device or product that is in +the custody or control of the alleged violator and that the court has +reasonable cause to believe was involved in a violation; + +(3) may award damages under subsection (c); + +(4) in its discretion may allow the recovery of costs by or against any +party other than the United States or an officer thereof; + +(5) in its discretion may award reasonable attorney's fees to the +prevailing party; and + +(6) may, as part of a final judgment or decree finding a violation, +order the remedial modification or the destruction of any device or +product involved in the violation that is in the custody or control of +the violator or has been impounded under paragraph (2). + +(c) Award of Damages. + +(1) In General. Except as otherwise provided in this title, a person +committing a violation of section 1201 or 1202 is liable for either- + +(A) the actual damages and any additional profits of the violator, as +provided in paragraph (2), or + +(B) statutory damages, as provided in paragraph (3). + +(2) Actual Damages. The court shall award to the complaining party the +actual damages suffered by the party as a result of the violation, and +any profits of the violator that are attributable to the violation and +are not taken into account in computing the actual damages, if the +complaining party elects such damages at any time before final judgment +is entered. + +(3) Statutory Damages. (A) At any time before final judgment is entered, +a complaining party may elect to recover an award of statutory damages +for each violation of section 1201 in the sum of not less than $200 or +more than $2,500 per act of circumvention, device, product, component, +offer, or performance of service, as the court considers just. + +(B) At any time before final judgment is entered, a complaining party +may elect to recover an award of statutory damages for each violation of +section 1202 in the sum of not less than $2,500 or more than $25,000. + +(4) Repeated Violations. In any case in which the injured party sustains +the burden of proving, and the court finds, that a person has violated +section 1201 or 1202 within three years after a final judgment was +entered against the person for another such violation, the court may +increase the award of damages up to triple the amount that would +otherwise be awarded, as the court considers just. + +(5) Innocent Violations. + +(A) In General. The court in its discretion may reduce or remit the +total award of damages in any case in which the violator sustains the +burden of proving, and the court finds, that the violator was not aware +and had no reason to believe that its acts constituted a violation. + +(B) Nonprofit Library, Archives, Educational Institutions, or Public +Broadcasting Entities. + +(i) Definition. In this subparagraph, the term "public broadcasting +entity" has the meaning given such term under section 118(g). + +(ii) In general. In the case of a nonprofit library, archives, +educational institution, or public broadcasting entity, the court shall +remit damages in any case in which the library, archives, educational +institution, or public broadcasting entity sustains the burden of +proving, and the court finds, that the library, archives, educational +institution, or public broadcasting entity was not aware and had no +reason to believe that its acts constituted a violation. + + +Section 1204. Criminal offenses and penalties [5] + +(a) In General. Any person who violates section 1201 or 1202 willfully +and for purposes of commercial advantage or private financial gain- + +(1) shall be fined not more than $500,000 or imprisoned for not more +than 5 years, or both, for the first offense; and + +(2) shall be fined not more than $1,000,000 or imprisoned for not more +than 10 years, or both, for any subsequent offense. + +(b) Limitation for Nonprofit Library, Archives, Educational Institution, +or Public Broadcasting Entity. Subsection (a) shall not apply to a +nonprofit library, archives, educational institution, or public +broadcasting entity (as defined under section 118(g)). + +(c) Statute of Limitations. No criminal proceeding shall be brought +under this section unless such proceeding is commenced within five years +after the cause of action arose. + + +Section 1205. Savings clause + +Nothing in this chapter abrogates, diminishes, or weakens the provisions +of, nor provides any defense or element of mitigation in a criminal +prosecution or civil action under, any Federal or State law that +prevents the violation of the privacy of an individual in connection +with the individual's use of the Internet. + +------------------- +Chapter 12 Endnotes + +1 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 added chapter 12, entitled "Copyright +Protection and Management Systems," to title 17. Pub. L. No. 105-304, +112 Stat. 2860, 2863. The WIPO Copyright and Performances and Phonograms +Treaties Implementation Act of 1998 is title I of the Digital Millennium +Copyright Act. Pub. L. No. 105-304, 112 Stat. 2860. + +2 The Satellite Home Viewer Improvement Act of 1999 amended section +1201(a)(1)(C) by deleting "on the record." Pub. L. No. 106-113, 113 +Stat. 1501, app. I at 1501A-594. + +3 In 1999, section 1202 was amended by inserting "category of works" +for "category or works," in subsection (e)(2)(B). Pub. L. No. 106-44, +113 Stat. 221, 222. + +4 The Satellite Home Viewer Improvement Act of 1999 amended section +1203(c)(5)(B) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. +I at 1501A-593. + +5 The Satellite Home Viewer Improvement Act of 1999 amended section +1204(b) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-593. + +------------------------------------------------------------------------ + +Chapter 13 [1] + +Protection of Original Designs + + + 1301. Designs protected + + 1302. Designs not subject to protection + + 1303. Revisions, adaptations, and rearrangements + + 1304. Commencement of protection + + 1305. Term of protection + + 1306. Design notice + + 1307. Effect of omission of notice + + 1308. Exclusive rights + + 1309. Infringement + + 1310. Application for registration + + 1311. Benefit of earlier filing date in foreign country + + 1312. Oaths and acknowledgments + + 1313. Examination of application and issue or refusal of + registration + + 1314. Certification of registration + + 1315. Publication of announcements and indexes + + 1316. Fees + + 1317. Regulations + + 1318. Copies of records + + 1319. Correction of errors in certificates + + 1320. Ownership and transfer + + 1321. Remedy for infringement + + 1322. Injunctions + + 1323. Recovery for infringement + + 1324. Power of court over registration + + 1325. Liability for action on registration fraudulently obtained + + 1326. Penalty for false marking + + 1327. Penalty for false representation + + 1328. Enforcement by Treasury and Postal Service + + 1329. Relation to design patent law + + 1330. Common law and other rights unaffected + + 1331. Administrator; Office of the Administrator + + 1332. No retroactive effect + + +Section 1301. Designs protected [3] + +(a) Designs Protected. + +(1) In General. The designer or other owner of an original design of a +useful article which makes the article attractive or distinctive in +appearance to the purchasing or using public may secure the protection +provided by this chapter upon complying with and subject to this +chapter. + +(2) Vessel Hulls. The design of a vessel hull, including a plug or mold, +is subject to protection under this chapter, notwithstanding section +1302(4). + +(b) Definitions. For the purpose of this chapter, the following terms +have the following meanings: + +(1) A design is "original" if it is the result of the designer's +creative endeavor that provides a distinguishable variation over prior +work pertaining to similar articles which is more than merely trivial +and has not been copied from another source. + +(2) A "useful article" is a vessel hull, including a plug or mold, which +in normal use has an intrinsic utilitarian function that is not merely +to portray the appearance of the article or to convey information. An +article which normally is part of a useful article shall be deemed to be +a useful article. + +(3) A "vessel" is a craft- + +(A) that is designed and capable of independently steering a course on +or through water through its own means of propulsion; and + +(B) that is designed and capable of carrying and transporting one or +more passengers. + +(4) A "hull" is the frame or body of a vessel, including the deck of a +vessel, exclusive of masts, sails, yards, and rigging. + +(5) A "plug" means a device or model used to make a mold for the purpose +of exact duplication, regardless of whether the device or model has an +intrinsic utilitarian function that is not only to portray the +appearance of the product or to convey information. + +(6) A "mold" means a matrix or form in which a substance for material is +used, regardless of whether the matrix or form has an intrinsic +utilitarian function that is not only to portray the appearance of the +product or to convey information. + + +Section 1302. Designs not subject to protection [3] + +Protection under this chapter shall not be available for a design that +is- + +(1) not original; + +(2) staple or commonplace, such as a standard geometric figure, a +familiar symbol, an emblem, or a motif, or another shape, pattern, or +configuration which has become standard, common, prevalent, or ordinary; + +(3) different from a design excluded by paragraph (2) only in +insignificant details or in elements which are variants commonly used in +the relevant trades; + +(4) dictated solely by a utilitarian function of the article that +embodies it; or + +(5) embodied in a useful article that was made public by the designer or +owner in the United States or a foreign country more than 2 years before +the date of the application for registration under this chapter. + + +Section 1303. Revisions, adaptations, and rearrangements + +Protection for a design under this chapter shall be available +notwithstanding the employment in the design of subject matter excluded +from protection under section 1302 if the design is a substantial +revision, adaptation, or rearrangement of such subject matter. Such +protection shall be independent of any subsisting protection in subject +matter employed in the design, and shall not be construed as securing +any right to subject matter excluded from protection under this chapter +or as extending any subsisting protection under this chapter. + + +Section 1304. Commencement of protection + +The protection provided for a design under this chapter shall commence +upon the earlier of the date of publication of the registration under +section 1313(a) or the date the design is first made public as defined +by section 1310(b). + + +Section 1305. Term of protection + +(a) In General. Subject to subsection (b), the protection provided under +this chapter for a design shall continue for a term of 10 years +beginning on the date of the commencement of protection under section +1304. + +(b) Expiration. All terms of protection provided in this section shall +run to the end of the calendar year in which they would otherwise +expire. + +(c) Termination of Rights. Upon expiration or termination of protection +in a particular design under this chapter, all rights under this chapter +in the design shall terminate, regardless of the number of different +articles in which the design may have been used during the term of its +protection. + + +Section 1306. Design notice + +(a) Contents of Design Notice. + +(1) Whenever any design for which protection is sought under this +chapter is made public under section 1310(b), the owner of the design +shall, subject to the provisions of section 1307, mark it or have it +marked legibly with a design notice consisting of + +(A) the words "Protected Design", the abbreviation "Prot'd Des.", or the +letter "D" with a circle, or the symbol "*D*"; + +(B) the year of the date on which protection for the design commenced; +and + +(C) the name of the owner, an abbreviation by which the name can be +recognized, or a generally accepted alternative designation of the +owner. + +Any distinctive identification of the owner may be used for purposes of +subparagraph (C) if it has been recorded by the Administrator before the +design marked with such identification is registered. + +(2) After registration, the registration number may be used instead of +the elements specified in subparagraphs (B) and (C) of paragraph (1). + +(b) Location of Notice. The design notice shall be so located and +applied as to give reasonable notice of design protection while the +useful article embodying the design is passing through its normal +channels of commerce. + +(c) Subsequent Removal of Notice. When the owner of a design has +complied with the provisions of this section, protection under this +chapter shall not be affected by the removal, destruction, or +obliteration by others of the design notice on an article. + + +Section 1307. Effect of omission of notice + +(a) Actions with Notice. Except as provided in subsection (b), the +omission of the notice prescribed in section 1306 shall not cause loss +of the protection under this chapter or prevent recovery for +infringement under this chapter against any person who, after receiving +written notice of the design protection, begins an undertaking leading +to infringement under this chapter. + +(b) Actions without Notice. The omission of the notice prescribed in +section 1306 shall prevent any recovery under section 1323 against a +person who began an undertaking leading to infringement under this +chapter before receiving written notice of the design protection. No +injunction shall be issued under this chapter with respect to such +undertaking unless the owner of the design reimburses that person for +any reasonable expenditure or contractual obligation in connection with +such undertaking that was incurred before receiving written notice of +the design protection, as the court in its discretion directs. The +burden of providing written notice of design protection shall be on the +owner of the design. + + +Section 1308. Exclusive rights + +The owner of a design protected under this chapter has the exclusive +right to- + +(1) make, have made, or import, for sale or for use in trade, any useful +article embodying that design; and + +(2) sell or distribute for sale or for use in trade any useful article +embodying that design. + + +Section 1309. Infringement + +(a) Acts of Infringement. Except as provided in subsection (b), it shall +be infringement of the exclusive rights in a design protected under this +chapter for any person, without the consent of the owner of the design, +within the United States and during the term of such protection, to- + +(1) make, have made, or import, for sale or for use in trade, any +infringing article as defined in subsection (e); or + +(2) sell or distribute for sale or for use in trade any such infringing +article. + +(b) Acts of Sellers and Distributors. A seller or distributor of an +infringing article who did not make or import the article shall be +deemed to have infringed on a design protected under this chapter only +if that person- + +(1) induced or acted in collusion with a manufacturer to make, or an +importer to import such article, except that merely purchasing or giving +an order to purchase such article in the ordinary course of business +shall not of itself constitute such inducement or collusion; or + +(2) refused or failed, upon the request of the owner of the design, to +make a prompt and full disclosure of that person's source of such +article, and that person orders or reorders such article after receiving +notice by registered or certified mail of the protection subsisting in +the design. + +(c) Acts without Knowledge. It shall not be infringement under this +section to make, have made, import, sell, or distribute, any article +embodying a design which was created without knowledge that a design was +protected under this chapter and was copied from such protected design. + +(d) Acts in Ordinary Course of Business. A person who incorporates into +that person's product of manufacture an infringing article acquired from +others in the ordinary course of business, or who, without knowledge of +the protected design embodied in an infringing article, makes or +processes the infringing article for the account of another person in +the ordinary course of business, shall not be deemed to have infringed +the rights in that design under this chapter except under a condition +contained in paragraph (1) or (2) of subsection (b). Accepting an order +or reorder from the source of the infringing article shall be deemed +ordering or reordering within the meaning of subsection (b)(2). + +(e) Infringing Article Defined. As used in this section, an "infringing +article" is any article the design of which has been copied from a +design protected under this chapter, without the consent of the owner of +the protected design. An infringing article is not an illustration or +picture of a protected design in an advertisement, book, periodical, +newspaper, photograph, broadcast, motion picture, or similar medium. A +design shall not be deemed to have been copied from a protected design +if it is original and not substantially similar in appearance to a +protected design. + +(f) Establishing Originality. The party to any action or proceeding +under this chapter who alleges rights under this chapter in a design +shall have the burden of establishing the design's originality whenever +the opposing party introduces an earlier work which is identical to such +design, or so similar as to make prima facie showing that such design +was copied from such work. + +(g) Reproduction for Teaching or Analysis. It is not an infringement of +the exclusive rights of a design owner for a person to reproduce the +design in a useful article or in any other form solely for the purpose +of teaching, analyzing, or evaluating the appearance, concepts, or +techniques embodied in the design, or the function of the useful article +embodying the design. + + +Section 1310. Application for registration + +(a) Time Limit for Application for Registration. Protection under this +chapter shall be lost if application for registration of the design is +not made within 2 years after the date on which the design is first made +public. + +(b) When Design is Made Public. A design is made public when an existing +useful article embodying the design is anywhere publicly exhibited, +publicly distributed, or offered for sale or sold to the public by the +owner of the design or with the owner's consent. + +(c) Application by Owner of Design. Application for registration may be +made by the owner of the design. + +(d) Contents of Application. The application for registration shall be +made to the Administrator and shall state- + +(1) the name and address of the designer or designers of the design; + +(2) the name and address of the owner if different from the designer; + +(3) the specific name of the useful article embodying the design; + +(4) the date, if any, that the design was first made public, if such +date was earlier than the date of the application; + +(5) affirmation that the design has been fixed in a useful article; and + +(6) such other information as may be required by the Administrator. + +The application for registration may include a description setting forth +the salient features of the design, but the absence of such a +description shall not prevent registration under this chapter. + +(e) Sworn Statement. The application for registration shall be +accompanied by a statement under oath by the applicant or the +applicant's duly authorized agent or representative, setting forth, to +the best of the applicant's knowledge and belief- + +(1) that the design is original and was created by the designer or +designers named in the application; + +(2) that the design has not previously been registered on behalf of the +applicant or the applicant's predecessor in title; and + +(3) that the applicant is the person entitled to protection and to +registration under this chapter. + +If the design has been made public with the design notice prescribed in +section 1306, the statement shall also describe the exact form and +position of the design notice. + +(f) Effect of Errors. (1) Error in any statement or assertion as to the +utility of the useful article named in the application under this +section, the design of which is sought to be registered, shall not +affect the protection secured under this chapter. + +(2) Errors in omitting a joint designer or in naming an alleged joint +designer shall not affect the validity of the registration, or the +actual ownership or the protection of the design, unless it is shown +that the error occurred with deceptive intent. + +(g) Design Made in Scope of Employment. In a case in which the design +was made within the regular scope of the designer's employment and +individual authorship of the design is difficult or impossible to +ascribe and the application so states, the name and address of the +employer for whom the design was made may be stated instead of that of +the individual designer. + +(h) Pictorial Representation of Design. The application for registration +shall be accompanied by two copies of a drawing or other pictorial +representation of the useful article embodying the design, having one or +more views, adequate to show the design, in a form and style suitable +for reproduction, which shall be deemed a part of the application. + +(i) Design in More Than One Useful Article. If the distinguishing +elements of a design are in substantially the same form in different +useful articles, the design shall be protected as to all such useful +articles when protected as to one of them, but not more than one +registration shall be required for the design. + +(j) Application for More Than One Design. More than one design may be +included in the same application under such conditions as may be +prescribed by the Administrator. For each design included in an +application the fee prescribed for a single design shall be paid. + + +Section 1311. Benefit of earlier filing date in foreign country + +An application for registration of a design filed in the United States +by any person who has, or whose legal representative or predecessor or +successor in title has, previously filed an application for registration +of the same design in a foreign country which extends to designs of +owners who are citizens of the United States, or to applications filed +under this chapter, similar protection to that provided under this +chapter shall have that same effect as if filed in the United States on +the date on which the application was first filed in such foreign +country, if the application in the United States is filed within 6 +months after the earliest date on which any such foreign application was +filed. + + +Section 1312. Oaths and acknowledgments + +(a) In General. Oaths and acknowledgments required by this chapter- + +(1) may be made- + +(A) before any person in the United States authorized by law to +administer oaths; or + +(B) when made in a foreign country, before any diplomatic or consular +officer of the United States authorized to administer oaths, or before +any official authorized to administer oaths in the foreign country +concerned, whose authority shall be proved by a certificate of a +diplomatic or consular officer of the United States; and + +(2) shall be valid if they comply with the laws of the State or country +where made. + +(b) Written Declaration in Lieu of Oath. (1) The Administrator may by +rule prescribe that any document which is to be filed under this chapter +in the Office of the Administrator and which is required by any law, +rule, or other regulation to be under oath, may be subscribed to by a +written declaration in such form as the Administrator may prescribe, and +such declaration shall be in lieu of the oath otherwise required. + +(2) Whenever a written declaration under paragraph (1) is used, the +document containing the declaration shall state that willful false +statements are punishable by fine or imprisonment, or both, pursuant to +section 1001 of title 18, and may jeopardize the validity of the +application or document or a registration resulting therefrom. + + +Section 1313. Examination of application and issue or refusal of +registration [4] + +(a) Determination of Registrability of Design; Registration. + +Upon the filing of an application for registration in proper form under +section 1310, and upon payment of the fee prescribed under section 1316, +the Administrator shall determine whether or not the application relates +to a design which on its face appears to be subject to protection under +this chapter, and, if so, the Register shall register the design. +Registration under this subsection shall be announced by publication. +The date of registration shall be the date of publication. + +(b) Refusal To Register; Reconsideration. If, in the judgment of the +Administrator, the application for registration relates to a design +which on its face is not subject to protection under this chapter, the +Administrator shall send to the applicant a notice of refusal to +register and the grounds for the refusal. Within 3 months after the date +on which the notice of refusal is sent, the applicant may, by written +request, seek reconsideration of the application. After consideration of +such a request, the Administrator shall either register the design or +send to the applicant a notice of final refusal to register. + +(c) Application To Cancel Registration. Any person who believes he or +she is or will be damaged by a registration under this chapter may, upon +payment of the prescribed fee, apply to the Administrator at any time to +cancel the registration on the ground that the design is not subject to +protection under this chapter, stating the reasons for the request. Upon +receipt of an application for cancellation, the Administrator shall send +to the owner of the design, as shown in the records of the Office of the +Administrator, a notice of the application, and the owner shall have a +period of 3 months after the date on which such notice is mailed in +which to present arguments to the Administrator for support of the +validity of the registration. The Administrator shall also have the +authority to establish, by regulation, conditions under which the +opposing parties may appear and be heard in support of their arguments. +If, after the periods provided for the presentation of arguments have +expired, the Administrator determines that the applicant for +cancellation has established that the design is not subject to +protection under this chapter, the Administrator shall order the +registration stricken from the record. Cancellation under this +subsection shall be announced by publication, and notice of the +Administrator's final determination with respect to any application for +cancellation shall be sent to the applicant and to the owner of record. +Costs of the cancellation procedure under this subsection shall be borne +by the nonprevailing party or parties, and the Administrator shall have +the authority to assess and collect such costs. + + +Section 1314. Certification of registration + +Certificates of registration shall be issued in the name of the United +States under the seal of the Office of the Administrator and shall be +recorded in the official records of the Office. The certificate shall +state the name of the useful article, the date of filing of the +application, the date of registration, and the date the design was made +public, if earlier than the date of filing of the application, and shall +contain a reproduction of the drawing or other pictorial representation +of the design. If a description of the salient features of the design +appears in the application, the description shall also appear in the +certificate. A certificate of registration shall be admitted in any +court as prima facie evidence of the facts stated in the certificate. + + +Section 1315. Publication of announcements and indexes + +(a) Publications of the Administrator. The Administrator shall publish +lists and indexes of registered designs and cancellations of designs and +may also publish the drawings or other pictorial representations of +registered designs for sale or other distribution. + +(b) File of Representatives of Registered Designs. The Administrator +shall establish and maintain a file of the drawings or other pictorial +representations of registered designs. The file shall be available for +use by the public under such conditions as the Administrator may +prescribe. + + +Section 1316. Fees + +The Administrator shall by regulation set reasonable fees for the filing +of applications to register designs under this chapter and for other +services relating to the administration of this chapter, taking into +consideration the cost of providing these services and the benefit of a +public record. + + +Section 1317. Regulations + +The Administrator may establish regulations for the administration of +this chapter. + + +Section 1318. Copies of records + +Upon payment of the prescribed fee, any person may obtain a certified +copy of any official record of the Office of the Administrator that +relates to this chapter. That copy shall be admissible in evidence with +the same effect as the original. + + +Section 1319. Correction of errors in certificates + +The Administrator may, by a certificate of correction under seal, +correct any error in a registration incurred through the fault of the +Office, or, upon payment of the required fee, any error of a clerical or +typographical nature occurring in good faith but not through the fault +of the Office. Such registration, together with the certificate, shall +thereafter have the same effect as if it had been originally issued in +such corrected form. + + +Section 1320. Ownership and transfer [5] + +(a) Property Right in Design. The property right in a design subject to +protection under this chapter shall vest in the designer, the legal +representatives of a deceased designer or of one under legal incapacity, +the employer for whom the designer created the design in the case of a +design made within the regular scope of the designer's employment, or a +person to whom the rights of the designer or of such employer have been +transferred. The person in whom the property right is vested shall be +considered the owner of the design. + +(b) Transfer of Property Right. The property right in a registered +design, or a design for which an application for registration has been +or may be filed, may be assigned, granted, conveyed, or mortgaged by an +instrument in writing, signed by the owner, or may be bequeathed by +will. + +(c) Oath or Acknowledgment of Transfer. An oath or acknowledgment under +section 1312 shall be prima facie evidence of the execution of an +assignment, grant, conveyance, or mortgage under subsection (b). + +(d) Recordation of Transfer. An assignment, grant, conveyance, or +mortgage under subsection (b) shall be void as against any subsequent +purchaser or mortgagee for a valuable consideration, unless it is +recorded in the Office of the Administrator within 3 months after its +date of execution or before the date of such subsequent purchase or +mortgage. + + +Section 1321. Remedy for infringement + +(a) In General. The owner of a design is entitled, after issuance of a +certificate of registration of the design under this chapter, to +institute an action for any infringement of the design. + +(b) Review of Refusal To Register. (1) Subject to paragraph (2), the +owner of a design may seek judicial review of a final refusal of the +Administrator to register the design under this chapter by bringing a +civil action, and may in the same action, if the court adjudges the +design subject to protection under this chapter, enforce the rights in +that design under this chapter. + +(2) The owner of a design may seek judicial review under this section +if- + +(A) the owner has previously duly filed and prosecuted to final refusal +an application in proper form for registration of the design; + +(B) the owner causes a copy of the complaint in the action to be +delivered to the Administrator within 10 days after the commencement of +the action; and + +(C) the defendant has committed acts in respect to the design which +would constitute infringement with respect to a design protected under +this chapter. + +(c) Administrator as Party to Action. The Administrator may, at the +Administrator's option, become a party to the action with respect to the +issue of registrability of the design claim by entering an appearance +within 60 days after being served with the complaint, but the failure of +the Administrator to become a party shall not deprive the court of +jurisdiction to determine that issue. + +(d) Use of Arbitration To Resolve Dispute. The parties to an +infringement dispute under this chapter, within such time as may be +specified by the Administrator by regulation, may determine the dispute, +or any aspect of the dispute, by arbitration. Arbitration shall be +governed by title 9. The parties shall give notice of any arbitration +award to the Administrator, and such award shall, as between the parties +to the arbitration, be dispositive of the issues to which it relates. +The arbitration award shall be unenforceable until such notice is given. +Nothing in this subsection shall preclude the Administrator from +determining whether a design is subject to registration in a +cancellation proceeding under section 1313(c). + + +Section 1322. Injunctions + +(a) In General. A court having jurisdiction over actions under this +chapter may grant injunctions in accordance with the principles of +equity to prevent infringement of a design under this chapter, +including, in its discretion, prompt relief by temporary restraining +orders and preliminary injunctions. + +(b) Damages for Injunctive Relief Wrongfully Obtained. A seller or +distributor who suffers damage by reason of injunctive relief wrongfully +obtained under this section has a cause of action against the applicant +for such injunctive relief and may recover such relief as may be +appropriate, including damages for lost profits, cost of materials, loss +of good will, and punitive damages in instances where the injunctive +relief was sought in bad faith, and, unless the court finds extenuating +circumstances, reasonable attorney's fees. + + +Section 1323. Recovery for infringement + +(a) Damages. Upon a finding for the claimant in an action for +infringement under this chapter, the court shall award the claimant +damages adequate to compensate for the infringement. In addition, the +court may increase the damages to such amount, not exceeding $50,000 or +$1 per copy, whichever is greater, as the court determines to be just. +The damages awarded shall constitute compensation and not a penalty. The +court may receive expert testimony as an aid to the determination of +damages. + +(b) Infringer's Profits. As an alternative to the remedies provided in +subsection (a), the court may award the claimant the infringer's profits +resulting from the sale of the copies if the court finds that the +infringer's sales are reasonably related to the use of the claimant's +design. In such a case, the claimant shall be required to prove only the +amount of the infringer's sales and the infringer shall be required to +prove its expenses against such sales. + +(c) Statute of Limitations. No recovery under subsection (a) or (b) +shall be had for any infringement committed more than 3 years before the +date on which the complaint is filed. + +(d) Attorney's Fees. In an action for infringement under this chapter, +the court may award reasonable attorney's fees to the prevailing party. + +(e) Disposition of Infringing and Other Articles. The court may order +that all infringing articles, and any plates, molds, patterns, models, +or other means specifically adapted for making the articles, be +delivered up for destruction or other disposition as the court may +direct. + + +Section 1324. Power of court over registration + +In any action involving the protection of a design under this chapter, +the court, when appropriate, may order registration of a design under +this chapter or the cancellation of such a registration. Any such order +shall be certified by the court to the Administrator, who shall make an +appropriate entry upon the record. + + +Section 1325. Liability for action on registration fraudulently obtained + +Any person who brings an action for infringement knowing that +registration of the design was obtained by a false or fraudulent +representation materially affecting the rights under this chapter, shall +be liable in the sum of $10,000, or such part of that amount as the +court may determine. That amount shall be to compensate the defendant +and shall be charged against the plaintiff and paid to the defendant, in +addition to such costs and attorney's fees of the defendant as may be +assessed by the court. + + +Section 1326. Penalty for false marking + +(a) In General. Whoever, for the purpose of deceiving the public, marks +upon, applies to, or uses in advertising in connection with an article +made, used, distributed, or sold, a design which is not protected under +this chapter, a design notice specified in section 1306, or any other +words or symbols importing that the design is protected under this +chapter, knowing that the design is not so protected, shall pay a civil +fine of not more than $500 for each such offense. + +(b) Suit by Private Persons. Any person may sue for the penalty +established by subsection (a), in which event one-half of the penalty +shall be awarded to the person suing and the remainder shall be awarded +to the United States. + + +Section 1327. Penalty for false representation + +Whoever knowingly makes a false representation materially affecting the +rights obtainable under this chapter for the purpose of obtaining +registration of a design under this chapter shall pay a penalty of not +less than $500 and not more than $1,000, and any rights or privileges +that individual may have in the design under this chapter shall be +forfeited. + + +Section 1328. Enforcement by Treasury and Postal Service + +(a) Regulations. The Secretary of the Treasury and the United States +Postal Service shall separately or jointly issue regulations for the +enforcement of the rights set forth in section 1308 with respect to +importation. Such regulations may require, as a condition for the +exclusion of articles from the United States, that the person seeking +exclusion take any one or more of the following actions: + +(1) Obtain a court order enjoining, or an order of the International +Trade Commission under section 337 of the Tariff Act of 1930 excluding, +importation of the articles. + +(2) Furnish proof that the design involved is protected under this +chapter and that the importation of the articles would infringe the +rights in the design under this chapter. + +(3) Post a surety bond for any injury that may result if the detention +or exclusion of the articles proves to be unjustified. + +(b) Seizure and Forfeiture. Articles imported in violation of the rights +set forth in section 1308 are subject to seizure and forfeiture in the +same manner as property imported in violation of the customs laws. Any +such forfeited articles shall be destroyed as directed by the Secretary +of the Treasury or the court, as the case may be, except that the +articles may be returned to the country of export whenever it is shown +to the satisfaction of the Secretary of the Treasury that the importer +had no reasonable grounds for believing that his or her acts constituted +a violation of the law. + + +Section 1329. Relation to design patent law + +The issuance of a design patent under title 35, United States Code, for +an original design for an article of manufacture shall terminate any +protection of the original design under this chapter. + + +Section 1330. Common law and other rights unaffected + +Nothing in this chapter shall annul or limit- + +(1) common law or other rights or remedies, if any, available to or held +by any person with respect to a design which has not been registered +under this chapter; or + +(2) any right under the trademark laws or any right protected against +unfair competition. + + +Section 1331. Administrator; Office of the Administrator + +In this chapter, the "Administrator" is the Register of Copyrights, and +the "Office of the Administrator" and the "Office" refer to the +Copyright Office of the Library of Congress. + + +Section 1332. No retroactive effect + +Protection under this chapter shall not be available for any design that +has been made public under section 1310(b) before the effective date of +this chapter. + +------------------- +Chapter 13 Endnotes + +1 In 1998, the Vessel Hull Design Protection Act added chapter 13, +entitled "Protection of Original Designs," to title 17. Pub. L. No. +105-304, 112 Stat. 2860, 2905. The Vessel Hull Design Protection Act is +title V of the Digital Millennium Copyright Act, Pub. L. No. 105-304, +112 Stat. 2860. + +2 The Satellite Home Viewer Improvement Act of 1999 amended section +1301(b)(3) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. I +at 1501A-593. + +3 In 1999, section 1302(5) was amended to substitute "2 years" in lieu +of "1 year." Pub. L. No. 106-44, 113 Stat. 221, 222. + +4 The Satellite Home Viewer Improvement Act of 1999 amended section +1313(c) by adding at the end thereof the last sentence, which begins +"Costs of the cancellation procedure." Pub. L. No. 106-113, 113 Stat. +1501, app. I at 1501A-594. + +5 In 1999, section 1320 was amended to change the spelling in the +heading of subsection (c) from "acknowledgement" to "acknowledgment." +Pub. L. No. 106-44, 113 Stat. 221, 222. + +------------------------------------------------------------------------ + +Appendix I. Transitional and Supplementary Provisions of the +Copyright Act of 1976 [1] + +Sec. 102. This Act becomes effective on January 1, 1978, except as +otherwise expressly provided by this Act, including provisions of the +first section of this Act. The provisions of sections 118, 304(b), and +chapter 8 of title 17, as amended by the first section of this Act, take +effect upon enactment of this Act. + +Sec. 103. This Act does not provide copyright protection for any work +that goes into the public domain before January 1, 1978. The exclusive +rights, as provided by section 106 of title 17 as amended by the first +section of this Act, to reproduce a work in phonorecords and to +distribute phonorecords of the work, do not extend to any nondramatic +musical work copyrighted before July 1, 1909. + +Sec. 104. All proclamations issued by the President under section 1(e) +or 9(b) of title 17 as it existed on December 31, 1977, or under +previous copyright statutes of the United States, shall continue in +force until terminated, suspended, or revised by the President. + +Sec. 105. (a)(1) Section 505 of title 44 is amended to read as follows: + +"Sec. 505. Sale of duplicate plates + +"The Public Printer shall sell, under regulations of the Joint Committee +on Printing to persons who may apply, additional or duplicate stereotype +or electrotype plates from which a Government publication is printed, at +a price not to exceed the cost of composition, the metal, and making to +the Government, plus 10 per centum, and the full amount of the price +shall be paid when the order is filed." + +(2) The item relating to section 505 in the sectional analysis at the +beginning of chapter 5 of title 44, is amended to read as follows: + +"505. Sale of duplicate plates.". + +(b) Section 2113 of title 44 is amended to read as follows: + + +[To assist the reader, section 2113 of title 44, now designated section +2117, appears in part VII of the Appendix, *infra*, as currently +amended.] + + +(c) In section 1498(b) of title 28, the phrase "section 101(b) of title +17" is amended to read "section 504(c) of title 17". + +(d) Section 543(a)(4) of the Internal Revenue Code of 1954, as amended, +is amended by striking out "(other than by reason of section 2 or 6 +thereof)". + +(e) Section 3202(a) of title 39 is amended by striking out clause (5). +Section 3206 of title 39 is amended by deleting the words "subsections +(b) and (c)" and inserting "subsection (b)" in subsection (a), and by +deleting subsection (c). Section 3206(d) is renumbered (c). + +(f) Subsection (a) of section 290(e) of title 15 is amended by deleting +the phrase "section 8" and inserting in lieu thereof the phrase "section +105". [2] + +(g) Section 131 of title 2 is amended by deleting the phrase "deposit to +secure copyright," and inserting in lieu thereof the phrase "acquisition +of material under the copyright law,". + +Sec. 106. In any case where, before January 1, 1978, a person has +lawfully made parts of instruments serving to reproduce mechanically a +copyrighted work under the compulsory license provisions of section 1(e) +of title 17 as it existed on December 31, 1977, such person may continue +to make and distribute such parts embodying the same mechanical +reproduction without obtaining a new compulsory license under the terms +of section 115 of title 17 as amended by the first section of this Act. +However, such parts made on or after January 1, 1978, constitute +phonorecords and are otherwise subject to the provisions of said section +115. + +Sec. 107. In the case of any work in which an ad interim copyright is +subsisting or is capable of being secured on December 31, 1977, under +section 22 of title 17 as it existed on that date, copyright protection +is hereby extended to endure for the term or terms provided by section +304 of title 17 as amended by the first section of this Act. + +Sec. 108. The notice provisions of sections 401 through 403 of title 17 +as amended by the first section of this Act apply to all copies or +phonorecords publicly distributed on or after January 1, 1978. However, +in the case of a work published before January 1, 1978, compliance with +the notice provisions of title 17 either as it existed on December 31, +1977, or as amended by the first section of this Act, is adequate with +respect to copies publicly distributed after December 31, 1977. + +Sec. 109. The registration of claims to copyright for which the required +deposit, application, and fee were received in the Copyright Office +before January 1, 1978, and the recordation of assignments of copyright +or other instruments received in the Copyright Office before January 1, +1978, shall be made in accordance with title 17 as it existed on +December 31, 1977. + +Sec. 110. The demand and penalty provisions of section 14 of title 17 as +it existed on December 31, 1977, apply to any work in which copyright +has been secured by publication with notice of copyright on or before +that date, but any deposit and registration made after that date in +response to a demand under that section shall be made in accordance with +the provisions of title 17 as amended by the first section of this Act. + +Sec. 111. Section 2318 of title 18 of the United States Code is amended +to read as follows: + + +[To assist the reader, section 2318 of title 18, as currently amended, +along with related criminal provisions, appears in part VII of the +Appendix, *infra*.] + + +Sec. 112. All causes of action that arose under title 17 before January +1, 1978, shall be governed by title 17 as it existed when the cause of +action arose. + +Sec. 113. (a) The Librarian of Congress (hereinafter referred to as the +"Librarian") shall establish and maintain in the Library of Congress a +library to be known as the American Television and Radio Archives +(hereinafter referred to as the "Archives"). The purpose of the Archives +shall be to preserve a permanent record of the television and radio +programs which are the heritage of the people of the United States and +to provide access to such programs to historians and scholars without +encouraging or causing copyright infringement. + +(1) The Librarian, after consultation with interested organizations and +individuals, shall determine and place in the Archives such copies and +phonorecords of television and radio programs transmitted to the public +in the United States and in other countries which are of present or +potential public or cultural interest, historical significance, +cognitive value, or otherwise worthy of preservation, including copies +and phonorecords of published and unpublished transmission programs- + +(A) acquired in accordance with sections 407 and 408 of title 17 as +amended by the first section of this Act; and + +(B) transferred from the existing collections of the Library of +Congress; and + +(C) given to or exchanged with the Archives by other libraries, +archives, organizations, and individuals; and + +(D) purchased from the owner thereof. + +(2) The Librarian shall maintain and publish appropriate catalogs and +indexes of the collections of the Archives, and shall make such +collections available for study and research under the conditions +prescribed under this section. + +(b) Notwithstanding the provisions of section 106 of title 17 as amended +by the first section of this Act, the Librarian is authorized with +respect to a transmission program which consists of a regularly +scheduled newscast or on-the-spot coverage of news events and, under +standards and conditions that the Librarian shall prescribe by +regulation- + +(1) to reproduce a fixation of such a program, in the same or another +tangible form, for the purposes of preservation or security or for +distribution under the conditions of clause (3) of this subsection; and + +(2) to compile, without abridgment or any other editing, portions of +such fixations according to subject matter, and to reproduce such +compilations for the purpose of clause (1) of this subsection; and + +(3) to distribute a reproduction made under clause (1) or (2) of this +subsection- + +(A) by loan to a person engaged in research; and + +(B) for deposit in a library or archives which meets the requirements of +section 108(a) of title 17 as amended by the first section of this Act, + +in either case for use only in research and not for further reproduction +or performance. + +(c) The Librarian or any employee of the Library who is acting under the +authority of this section shall not be liable in any action for +copyright infringement committed by any other person unless the +Librarian or such employee knowingly participated in the act of +infringement committed by such person. Nothing in this section shall be +construed to excuse or limit liability under title 17 as amended by the +first section of this Act for any act not authorized by that title or +this section, or for any act performed by a person not authorized to act +under that title or this section. + +(d) This section may be cited as the "American Television and Radio +Archives Act". + +Sec. 114. There are hereby authorized to be appropriated such funds as +may be necessary to carry out the purposes of this Act. + +Sec. 115. If any provision of title 17, as amended by the first section +of this Act, is declared unconstitutional, the validity of the remainder +of this title is not affected. + +------------------- +Appendix I Endnotes + +1 Part I of the Appendix contains the Transitional and Supplementary +Provisions of the Copyright Act of 1976, Pub. L. No. 94-533, 90 Stat. +2541, that do not amend title 17 of the *United States Code.* + +2 The correct reference is to "290e," not "290(e)." + +------------------------------------------------------------------------ + +Appendix II. Berne Convention Implementation Act of 1988 [1] + +Sec. 2. Declarations. + +The Congress makes the following declarations: + +(1) The Convention for the Protection of Literary and Artistic Works, +signed at Berne, Switzerland, on September 9, 1886, and all acts, +protocols, and revisions thereto (hereafter in this Act referred to as +the "Berne Convention") are not self-executing under the Constitution +and laws of the United States. + +(2) The obligations of the United States under the Berne Convention may +be performed only pursuant to appropriate domestic law. + +(3) The amendments made by this Act, together with the law as it exists +on the date of the enactment of this Act, satisfy the obligations of the +United States in adhering to the Berne Convention and no further rights +or interests shall be recognized or created for that purpose. + +Sec. 3. Construction of the Berne Convention. + +(a) Relationship With Domestic Law. The provisions of the Berne +Convention- + +(1) shall be given effect under title 17, as amended by this Act, and +any other relevant provision of Federal or State law, including the +common law; and + +(2) shall not be enforceable in any action brought pursuant to the +provisions of the Berne Convention itself. + +(b) Certain Rights Not Affected. The provisions of the Berne Convention, +the adherence of the United States thereto, and satisfaction of United +States obligations thereunder, do not expand or reduce any right of an +author of a work, whether claimed under Federal, State, or the common +law- + +(1) to claim authorship of the work; or + +(2) to object to any distortion, mutilation, or other modification of, +or other derogatory action in relation to, the work, that would +prejudice the author's honor or reputation. + +Sec. 12. Works in the public domain. + +Title 17, United States Code, as amended by this Act, does not provide +copyright protection for any work that is in the public domain in the +United States. + +Sec. 13. Effective date: effect on pending cases. + +(a) Effective Date. This Act and the amendments made by this Act take +effect on the date on which the Berne Convention (as defined in section +101 of title 17, United States Code) enters into force with respect to +the United States. [2] + +(b) Effect on Pending Cases. Any cause of action arising under title 17, +United States Code, before the effective date of this Act shall be +governed by the provisions of such title as in effect when the cause of +action arose. + +-------------------- +Appendix II Endnotes + +1 Part II of the Appendix consists of provisions of the Berne +Convention Implementation Act of 1988, Pub. L. No. 100-568, 102 Stat. +2853, that do not amend title 17 of the *United States Code.* + +2 The Berne Convention entered into force in the United States on March +1, 1989. + +------------------------------------------------------------------------ + +Appendix III. Uruguay Round Agreements Act [1] + +Sec. 2. Definitions. + +For purposes of this Act: + +(1) GATT 1947; GATT 1994. + +(A) GATT 1947. The term "GATT 1947" means the General Agreement on +Tariffs and Trade, dated October 30, 1947, annexed to the Final Act +Adopted at the Conclusion of the Second Session of the Preparatory +Committee of the United Nations Conference on Trade and Employment, as +subsequently rectified, amended, or modified by the terms of legal +instruments which have entered into force before the date of entry into +force of the WTO Agreement. + +(B) GATT 1994. The term "GATT 1994" means the General Agreement on +Tariffs and Trade annexed to the WTO Agreement. + +(2) HTS. The term "HTS" means the Harmonized Tariff Schedule of the +United States. + +(3)International trade commission. The term "International Trade +Commission" means the United States International Trade Commission. + +(4) Multilateral trade agreement. The term "multilateral trade +agreement" means an agreement described in section 101(d) of this Act +(other than an agreement described in paragraph (17) or (18) of such +section). + +(5) Schedule XX. The term "Schedule XX" means Schedule XX - United States +of America annexed to the Marrakesh Protocol to the GATT 1994. + +(6) Trade representative. The term "Trade Representative" means the +United States Trade Representative. + +(7) Uruguay round agreements. The term "Uruguay Round Agreements" means +the agreements approved by the Congress under section 101(a)(1). + +(8) World trade organization and WTO. The terms "World Trade +Organization" and "WTO" mean the organization established pursuant to +the WTO Agreement. + +(9) WTO agreement. The term "WTO Agreement" means the Agreement +Establishing the World Trade Organization entered into on April 15, +1994. + +(10) WTO member and WTO member country. The terms "WTO member" and "WTO +member country" mean a state, or separate customs territory (within the +meaning of Article XII of the WTO Agreement), with respect to which the +United States applies the WTO Agreement. + +Sec. 101. Approval and entry into force of the Uruguay Round Agreements. + +(a) Approval of Agreements and Statement of Administrative Action. +Pursuant to section 1103 of the Omnibus Trade and Competitiveness Act of +1988 (19 U.S.C. 2903) and section 151 of the Trade Act of 1974 (19 +U.S.C. 2191), the Congress approves- + +(1) the trade agreements described in subsection (d) resulting from the +Uruguay Round of multilateral trade negotiations under the auspices of +the General Agreement on Tariffs and Trade, entered into on April 15, +1994, and submitted to the Congress on September 27, 1994; and + +(2) the statement of administrative action proposed to implement the +agreements that was submitted to the Congress on September 27, 1994. + +(b) Entry Into Force. At such time as the President determines that a +sufficient number of foreign countries are accepting the obligations of +the Uruguay Round Agreements, in accordance with article XIV of the WTO +Agreement, to ensure the effective operation of, and adequate benefits +for the United States under, those Agreements, the President may accept +the Uruguay Round Agreements and implement article VIII of the WTO +Agreement. + +(c) Authorization of Appropriations. There are authorized to be +appropriated annually such sums as may be necessary for the payment by +the United States of its share of the expenses of the WTO. + +(d) Trade Agreements to Which This Act Applies. Subsection (a) applies +to the WTO Agreement and to the following agreements annexed to that +Agreement: + +(1) The General Agreement on Tariffs and Trade 1994. + +(2) The Agreement on Agriculture. + +(3) The Agreement on the Application of Sanitary and Phytosanitary +Measures. + +(4) The Agreement on Textiles and Clothing. + +(5) The Agreement on Technical Barriers to Trade. + +(6) The Agreement on Trade-Related Investment Measures. + +(7) The Agreement on Implementation of Article VI of the General +Agreement on Tariffs and Trade 1994. + +(8) The Agreement on Implementation of Article VII of the General +Agreement on Tariffs and Trade 1994. + +(9) The Agreement on Preshipment Inspection. + +(10) The Agreement on Rules of Origin. + +(11) The Agreement on Import Licensing Procedures. + +(12) The Agreement on Subsidies and Countervailing Measures. + +(13) The Agreement on Safeguards. + +(14) The General Agreement on Trade in Services. + +(15) The Agreement on Trade-Related Aspects of Intellectual Property +Rights. + +(16) The Understanding on Rules and Procedures Governing the Settlement +of Disputes. + +(17) The Agreement on Government Procurement. + +(18) The International Bovine Meat Agreement. + +Sec. 102. Relationship of the agreements to United States law and +state law. + +(a) Relationship of Agreements to United States Law. + +(1) United states law to prevail in conflict. No provision of any of the +Uruguay Round Agreements, nor the application of any such provision to +any person or circumstance, that is inconsistent with any law of the +United States shall have effect. + +(2) Construction. Nothing in this Act shall be construed + +(A) to amend or modify any law of the United States, including any law +relating to- + +(i) the protection of human, animal, or plant life or health, + +(ii) the protection of the environment, or + +(iii) worker safety, or + +(B) to limit any authority conferred under any law of the United States, +including section 301 of the Trade Act of 1974, + +unless specifically provided for in this Act. + +(b) Relationship of Agreements to State Law.- + +(1) Federal-State Consultation. + +(A) In General. Upon the enactment of this Act, the President shall, +through the intergovernmental policy advisory committees on trade +established under section 306(c)(2)(A) of the Trade and Tariff Act of +1984 (19 U.S.C. 2114c(2)(A)), consult with the States for the purpose of +achieving conformity of State laws and practices with the Uruguay Round +Agreements. + +(B) Federal-State Consultation Process. The Trade Representative shall +establish within the Office of the United States Trade Representative a +Federal-State consultation process for addressing issues relating to the +Uruguay Round Agreements that directly relate to, or will potentially +have a direct effect on, the States. The Federal-State consultation +process shall include procedures under which- + +(i) the States will be informed on a continuing basis of matters under +the Uruguay Round Agreements that directly relate to, or will +potentially have a direct impact on, the States; + +(ii) the States will be provided an opportunity to submit, on a +continuing basis, to the Trade Representative information and advice +with respect to matters referred to in clause (i); and + +(iii) the Trade Representative will take into account the information +and advice received from the States under clause (ii) when formulating +United States positions regarding matters referred to in clause (i). + +The Federal Advisory Committee Act (5 U.S.C. App.) shall not apply to +the Federal-State consultation process established by this paragraph. + +(C) Federal-State Cooperation in WTO Dispute Settlement. + +(i) When a WTO member requests consultations with the United States +under Article 4 of the Understanding on Rules and Procedures Governing +the Settlement of Disputes referred to in section 101(d)(16) (hereafter +in this subsection referred to as the "Dispute Settlement +Understanding") concerning whether the law of a State is inconsistent +with the obligations undertaken by the United States in any of the +Uruguay Round Agreements, the Trade Representative shall notify the +Governor of the State or the Governor's designee, and the chief legal +officer of the jurisdiction whose law is the subject of the +consultations, as soon as possible after the request is received, but in +no event later than 7 days thereafter. + +(ii) Not later than 30 days after receiving such a request for +consultations, the Trade Representative shall consult with +representatives of the State concerned regarding the matter. If the +consultations involve the laws of a large number of States, the Trade +Representative may consult with an appropriate group of representatives +of the States concerned, as determined by those States. + +(iii) The Trade Representative shall make every effort to ensure that +the State concerned is involved in the development of the position of +the United States at each stage of the consultations and each subsequent +stage of dispute settlement proceedings regarding the matter. In +particular, the Trade Representative shall- + +(I) notify the State concerned not later than 7 days after a WTO member +requests the establishment of a dispute settlement panel or gives notice +of the WTO member's decision to appeal a report by a dispute settlement +panel regarding the matter; and + +(II) provide the State concerned with the opportunity to advise and +assist the Trade Representative in the preparation of factual +information and argumentation for any written or oral presentations by +the United States in consultations or in proceedings of a panel or the +Appellate Body regarding the matter. + +(iv) If a dispute settlement panel or the Appellate Body finds that the +law of a State is inconsistent with any of the Uruguay Round Agreements, +the Trade Representative shall consult with the State concerned in an +effort to develop a mutually agreeable response to the report of the +panel or the Appellate Body and shall make every effort to ensure that +the State concerned is involved in the development of the United States +position regarding the response. + +(D) Notice to States Regarding Consultations on Foreign Subcentral +Government Laws. + +(i) Subject to clause (ii), the Trade Representative shall, at least 30 +days before making a request for consultations under Article 4 of the +Dispute Settlement Understanding regarding a subcentral government +measure of another WTO member, notify, and solicit the views of, +appropriate representatives of each State regarding the matter. + +(ii) In exigent circumstances clause (i) shall not apply, in which case +the Trade Representative shall notify the appropriate representatives of +each State not later than 3 days after making the request for +consultations referred to in clause (i). + +(2) Legal Challenge. + +(A) In General. No State law, or the application of such a State law, +may be declared invalid as to any person or circumstance on the ground +that the provision or application is inconsistent with any of the +Uruguay Round Agreements, except in an action brought by the United +States for the purpose of declaring such law or application invalid. + +(B) Procedures Governing Action. In any action described in subparagraph +(A) that is brought by the United States against a State or any +subdivision thereof + +(i) a report of a dispute settlement panel or the Appellate Body +convened under the Dispute Settlement Understanding regarding the State +law, or the law of any political subdivision thereof, shall not be +considered as binding or otherwise accorded deference; + +(ii) the United States shall have the burden of proving that the law +that is the subject of the action, or the application of that law, is +inconsistent with the agreement in question; + +(iii) any State whose interests may be impaired or impeded in the action +shall have the unconditional right to intervene in the action as a +party, and the United States shall be entitled to amend its complaint to +include a claim or cross-claim concerning the law of a State that so +intervenes; and + +(iv) any State law that is declared invalid shall not be deemed to have +been invalid in its application during any period before the court's +judgment becomes final and all timely appeals, including discretionary +review, of such judgment are exhausted. + +(C) Reports to Congressional Committees. At least 30 days before the +United States brings an action described in subparagraph (A), the Trade +Representative shall provide a report to the Committee on Ways and Means +of the House of Representatives and the Committee on Finance of the +Senate- + +(i) describing the proposed action; + +(ii) describing efforts by the Trade Representative to resolve the +matter with the State concerned by other means; and + +(iii) if the State law was the subject of consultations under the +Dispute Settlement Understanding, certifying that the Trade +Representative has substantially complied with the requirements of +paragraph (1)(C) in connection with the matter. + +Following the submission of the report, and before the action is +brought, the Trade Representative shall consult with the committees +referred to in the preceding sentence concerning the matter. + +(3) Definition of State Law. For purposes of this subsection- + +(A) the term "State law" includes- + +(i) any law of a political subdivision of a State; and + +(ii) any State law regulating or taxing the business of insurance; and + +(B) the terms "dispute settlement panel" and "Appellate Body" have the +meanings given those terms in section 121. + +(c) Effect of Agreement With Respect to Private Remedies. + +(1) Limitations. No person other than the United States- + +(A) shall have any cause of action or defense under any of the Uruguay +Round Agreements or by virtue of congressional approval of such an +agreement, or + +(B) may challenge, in any action brought under any provision of law, any +action or inaction by any department, agency, or other instrumentality +of the United States, any State, or any political subdivision of a State +on the ground that such action or inaction is inconsistent with such +agreement. + +(2) Intent of congress. It is the intention of the Congress through +paragraph (1) to occupy the field with respect to any cause of action or +defense under or in connection with any of the Uruguay Round Agreements, +including by precluding any person other than the United States from +bringing any action against any State or political subdivision thereof +or raising any defense to the application of State law under or in +connection with any of the Uruguay Round Agreements- + +(A) on the basis of a judgment obtained by the United States in an +action brought under any such agreement; or + +(B) on any other basis. + +(d) Statement of Administrative Action. The statement of administrative +action approved by the Congress under section 101(a) shall be regarded +as an authoritative expression by the United States concerning the +interpretation and application of the Uruguay Round Agreements and this +Act in any judicial proceeding in which a question arises concerning +such interpretation or application. + +Sec. 103. Implementing actions in anticipation of entry into force; +regulations. + +(a) Implementing Actions. After the date of the enactment of this Act- + +(1) the President may proclaim such actions, and + +(2) other appropriate officers of the United States Government may issue +such regulations, + +as may be necessary to ensure that any provision of this Act, or +amendment made by this Act, that takes effect on the date any of the +Uruguay Round Agreements enters into force with respect to the United +States is appropriately implemented on such date. Such proclamation or +regulation may not have an effective date earlier than the date of entry +into force with respect to the United States of the agreement to which +the proclamation or regulation relates. + +(b) Regulations. Any interim regulation necessary or appropriate to +carry out any action proposed in the statement of administrative action +approved under section 101(a) to implement an agreement described in +section 101(d) (7), (12), or (13) shall be issued not later than 1 year +after the date on which the agreement enters into force with respect to +the United States. + +-------------------- +Appendix III Endnote + +1 Part III of the Appendix consists of provisions of the Uruguay Round +Agreements Act, Pub. L. No. 103-465, 108 Stat. 4809, that do not amend +title 17 of the *United States Code.* + +------------------------------------------------------------------------ + +Appendix IV. GATT/Trade-Related Aspects of Intellectual +Property Rights (TRIPs) Agreement, Part II: [1] + +Section 6: Layout-Designs (Topographies) of Integrated Circuits + +Article 35 + +Relation to IPIC Treaty + +Members agree to provide protection to the layout-designs (topographies) +of integrated circuits (hereinafter referred to as "layout-designs") in +accordance with Articles 2-7 (other than paragraph 3 of Article 6), +Article 12 and paragraph 3 of Article 16 of the Treaty on Intellectual +Property in Respect of Integrated Circuits and, in addition, to comply +with the following provisions. + +Article 36 + +Scope of the Protection [2] + +Subject to the provisions of paragraph 1 of Article 37 below, Members +shall consider unlawful the following acts if performed without the +authorization of the right holder: importing, selling, or otherwise +distributing for commercial purposes a protected layout-design, an +integrated circuit in which a protected layout-design is incorporated, +or an article incorporating such an integrated circuit only insofar as +it continues to contain an unlawfully reproduced layout-design. + +Article 37 + +Acts not Requiring the Authorization of the Right Holder + +1. Notwithstanding Article 36 above, no Member shall consider unlawful +the performance of any of the acts referred to in that Article in +respect of an integrated circuit incorporating an unlawfully reproduced +layout-design or any article incorporating such an integrated circuit +where the person performing or ordering such acts did not know and had +no reasonable ground to know, when acquiring the integrated circuit or +article incorporating such an integrated circuit, that it incorporated +an unlawfully reproduced layout-design. Members shall provide that, +after the time that such person has received sufficient notice that the +layout-design was unlawfully reproduced, he may perform any of the acts +with respect to the stock on hand or ordered before such time, but shall +be liable to pay to the right holder a sum equivalent to a reasonable +royalty such as would be payable under a freely negotiated license in +respect of such a layout-design. + +2. The conditions set out in sub-paragraphs (a)-(k) of Article 31 above +shall apply *mutatis mutandis* in the event of any non-voluntary +licensing of a layout-design or of its use by or for the government +without the authorization of the right holder. + +Article 38 + +Term of Protection + +1. In Members requiring registration as a condition of protection, the +term of protection of layout-designs shall not end before the expiration +of a period of ten years counted from the date of filing an application +for registration or from the first commercial exploitation wherever in +the world it occurs. + +2. In Members not requiring registration as a condition for protection, +layout-designs shall be protected for a term of no less than ten years +from the date of the first commercial exploitation wherever in the world +it occurs. + +3. Notwithstanding paragraphs 1 and 2 above, a Member may provide that +protection shall lapse fifteen years after the creation of the layout- +design. + +-------------------- +Appendix IV Endnotes + +1 For an explanation of the relationship of this section of TRIPs to +title 17 of the *United States Code*, see the second paragraph of +endnote 8, chapter 9, *supra.* + +2 The term "right holder" in this section shall be understood as having +the same meaning as the term "holder of the right" in the Treaty on +Intellectual Property in Respect of Integrated Circuits, done at +Washington, D.C., on May 26, 1989. + +------------------------------------------------------------------------ + +Appendix V. Additional Provisions of the Digital Millennium +Copyright Act [1] + +Section 1. Short Title. + +This Act may be cited as the "Digital Millennium Copyright Act". + +Title I-WIPO Treaties Implementation + +SEC. 101. SHORT TITLE. + +This title may be cited as the "WIPO Copyright and Performances and +Phonograms Treaties Implementation Act of 1998". + +* * * * * * * + +SEC. 104. EVALUATION OF IMPACT OF COPYRIGHT LAW AND AMENDMENTS ON +ELECTRONIC COMMERCE AND TECHNOLOGICAL DEVELOPMENT. + +(a) Evaluation by the Register of Copyrights and the Assistant Secretary +for Communications and Information. The Register of Copyrights and the +Assistant Secretary for Communications and Information of the Department +of Commerce shall jointly evaluate- + +(1) the effects of the amendments made by this title and the development +of electronic commerce and associated technology on the operation of +sections 109 and 117 of title 17, United States Code; and + +(2) the relationship between existing and emergent technology and the +operation of sections 109 and 117 of title 17, United States Code. + +(b) Report to Congress. The Register of Copyrights and the Assistant +Secretary for Communications and Information of the Department of +Commerce shall, not later than 24 months after the date of the enactment +of this Act, submit to the Congress a joint report on the evaluation +conducted under subsection (a), including any legislative +recommendations the Register and the Assistant Secretary may have. + +SEC. 105. EFFECTIVE DATE. + +(a) In General. Except as otherwise provided in this title, this title +and the amendments made by this title shall take effect on the date of +the enactment of this Act. + +(b) Amendments Relating to Certain International Agreements. (1) The +following shall take effect upon the entry into force of the WIPO +Copyright Treaty with respect to the United States: + +(A) Paragraph (5) of the definition of "international agreement" +contained in section 101 of title 17, United States Code, as amended by +section 102(a)(4) of this Act. + +(B) The amendment made by section 102(a)(6) of this Act. + +(C) Subparagraph (C) of section 104A(h)(1) of title 17, United States +Code, as amended by section 102(c)(1) of this Act. + +(D) Subparagraph (C) of section 104A(h)(3) of title 17, United States +Code, as amended by section 102(c)(2) of this Act. + +(2) The following shall take effect upon the entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States: + +(A) Paragraph (6) of the definition of "international agreement" +contained in section 101 of title 17, United States Code, as amended by +section 102(a)(4) of this Act. + +(B) The amendment made by section 102(a)(7) of this Act. + +(C) The amendment made by section 102(b)(2) of this Act. + +(D) Subparagraph (D) of section 104A(h)(1) of title 17, United States +Code, as amended by section 102(c)(1) of this Act. + +(E) Subparagraph (D) of section 104A(h)(3) of title 17, United States +Code, as amended by section 102(c)(2) of this Act. + +(F) The amendments made by section 102(c)(3) of this Act. + +* * * * * * * + +Title II - Online Copyright Infringement Liability Limitation + +SEC. 201. SHORT TITLE. + +This title may be cited as the "Online Copyright Infringement Liability +Limitation Act". + +* * * * * * * + +SEC. 203. EFFECTIVE DATE. + +This title and the amendments made by this title shall take effect on +the date of the enactment of this Act. + +* * * * * * * + +Title IV - Miscellaneous Provisions + +SEC. 401. PROVISIONS RELATING TO THE COMMISSIONER OF PATENTS AND +TRADEMARKS AND THE REGISTER OF COPYRIGHTS- + +(a) Compensation. (1) Section 3(d) of title 35, United States Code, is +amended by striking "prescribed by law for Assistant Secretaries of +Commerce" and inserting "in effect for level III of the Executive +Schedule under section 5314 of title 5, United States Code". + +* * * * * * * + +(3) Section 5314 of title 5, United States Code, is amended by adding at +the end the following: + +"Assistant Secretary of Commerce and Commissioner of Patents and +Trademarks. + +"Register of Copyrights.". + +* * * * * * * + +SEC. 403. LIMITATIONS ON EXCLUSIVE RIGHTS; DISTANCE EDUCATION. + +(a) Recommendations by Register of Copyrights. Not later than 6 months +after the date of the enactment of this Act, the Register of Copyrights, +after consultation with representatives of copyright owners, nonprofit +educational institutions, and nonprofit libraries and archives, shall +submit to the Congress recommendations on how to promote distance +education through digital technologies, including interactive digital +networks, while maintaining an appropriate balance between the rights of +copyright owners and the needs of users of copyrighted works. Such +recommendations shall include any legislation the Register of Copyrights +considers appropriate to achieve the objective described in the +preceding sentence. + +(b) Factors. In formulating recommendations under subsection (a), the +Register of Copyrights shall consider- + +(1) the need for an exemption from exclusive rights of copyright owners +for distance education through digital networks; + +(2) the categories of works to be included under any distance education +exemption; + +(3) the extent of appropriate quantitative limitations on the portions +of works that may be used under any distance education exemption; + +(4) the parties who should be entitled to the benefits of any distance +education exemption; + +(5) the parties who should be designated as eligible recipients of +distance education materials under any distance education exemption; + +(6) whether and what types of technological measures can or should be +employed to safeguard against unauthorized access to, and use or +retention of, copyrighted materials as a condition of eligibility for +any distance education exemption, including, in light of developing +technological capabilities, the exemption set out in section 110(2) of +title 17, United States Code; + +(7) the extent to which the availability of licenses for the use of +copyrighted works in distance education through interactive digital +networks should be considered in assessing eligibility for any distance +education exemption; and + +(8) such other issues relating to distance education through interactive +digital networks that the Register considers appropriate. + +* * * * * * * + +SEC. 405. SCOPE OF EXCLUSIVE RIGHTS IN SOUND RECORDINGS; + +EPHEMERAL RECORDINGS. + +(a) Scope of Exclusive Rights in Sound Recordings. + +* * * * * * * + +(5) The amendment made by paragraph (2)(B)(i)(III) of this subsection +shall be deemed to have been enacted as part of the Digital Performance +Right in Sound Recordings Act of 1995, and the publication of notice of +proceedings under section 114(f)(1) of title 17, United States Code, as +in effect upon the effective date of that Act, for the determination of +royalty payments shall be deemed to have been made for the period +beginning on the effective date of that Act and ending on December 1, +2001. + +(6) The amendments made by this subsection do not annul, limit, or +otherwise impair the rights that are preserved by section 114 of title +17, United States Code, including the rights preserved by subsections +(c), (d)(4), and (i) of such section. + +* * * * * * * + +(c) Scope of Section 112(a) of Title 17 Not Affected. + +Nothing in this section or the amendments made by this section shall +affect the scope of section 112(a) of title 17, United States Code, or +the entitlement of any person to an exemption thereunder. + +* * * * * * * + +SEC. 406. ASSUMPTION OF CONTRACTUAL OBLIGATIONS RELATED TO- + +TRANSFERS OF RIGHTS IN MOTION PICTURES. + +(a) In General. Part VI of title 28, United States Code, is amended by +adding at the end the following new chapter: + +"CHAPTER 180-ASSUMPTION OF +CERTAIN CONTRACTUAL OBLIGATIONS + +"Sec. 4001. Assumption of contractual obligations related to transfers +of rights in motion pictures. + +"Sec. 4001. Assumption of contractual obligations related to transfers +of rights in motion pictures + +"(a) Assumption of Obligations. (1) In the case of a transfer of +copyright ownership under United States law in a motion picture (as the +terms 'transfer of copyright ownership' and 'motion picture' are defined +in section 101 of title 17) that is produced subject to 1 or more +collective bargaining agreements negotiated under the laws of the United +States, if the transfer is executed on or after the effective date of +this chapter and is not limited to public performance rights, the +transfer instrument shall be deemed to incorporate the assumption +agreements applicable to the copyright ownership being transferred that +are required by the applicable collective bargaining agreement, and the +transferee shall be subject to the obligations under each such +assumption agreement to make residual payments and provide related +notices, accruing after the effective date of the transfer and +applicable to the exploitation of the rights transferred, and any +remedies under each such assumption agreement for breach of those +obligations, as those obligations and remedies are set forth in the +applicable collective bargaining agreement, if- + +"(A) the transferee knows or has reason to know at the time of the +transfer that such collective bargaining agreement was or will be +applicable to the motion picture; or + +"(B) in the event of a court order confirming an arbitration award +against the transferor under the collective bargaining agreement, the +transferor does not have the financial ability to satisfy the award +within 90 days after the order is issued. + +"(2) For purposes of paragraph (1)(A), 'knows or has reason to know' +means any of the following: + +"(A) Actual knowledge that the collective bargaining agreement was or +will be applicable to the motion picture. + +"(B)(i) Constructive knowledge that the collective bargaining agreement +was or will be applicable to the motion picture, arising from +recordation of a document pertaining to copyright in the motion picture +under section 205 of title 17 or from publication, at a site available +to the public on-line that is operated by the relevant union, of +information that identifies the motion picture as subject to a +collective bargaining agreement with that union, if the site permits +commercially reasonable verification of the date on which the +information was available for access. + +"(ii) Clause (i) applies only if the transfer referred to in subsection +(a)(1) occurs- + +"(I) after the motion picture is completed, or + +"(II) before the motion picture is completed and- + +"(aa) within 18 months before the filing of an application for +copyright registration for the motion picture under section 408 of title +17, or + +"(bb) if no such application is filed, within 18 months before the +first publication of the motion picture in the United States. + +"(C) Awareness of other facts and circumstances pertaining to a +particular transfer from which it is apparent that the collective +bargaining agreement was or will be applicable to the motion picture. + +"(b) Scope of Exclusion of Transfers of Public Performance Rights. For +purposes of this section, the exclusion under subsection (a) of +transfers of copyright ownership in a motion picture that are limited to +public performance rights includes transfers to a terrestrial broadcast +station, cable system, or programmer to the extent that the station, +system, or programmer is functioning as an exhibitor of the motion +picture, either by exhibiting the motion picture on its own network, +system, service, or station, or by initiating the transmission of an +exhibition that is carried on another network, system, service, or +station. When a terrestrial broadcast station, cable system, or +programmer, or other transferee, is also functioning otherwise as a +distributor or as a producer of the motion picture, the public +performance exclusion does not affect any obligations imposed on the +transferee to the extent that it is engaging in such functions. + +"(c) Exclusion for Grants of Security Interests. Subsection (a) shall +not apply to- + +"(1) a transfer of copyright ownership consisting solely of a mortgage, +hypothecation, or other security interest; or + +"(2) a subsequent transfer of the copyright ownership secured by the +security interest described in paragraph (1) by or under the authority +of the secured party, including a transfer through the exercise of the +secured party's rights or remedies as a secured party, or by a +subsequent transferee. + +"The exclusion under this subsection shall not affect any rights or +remedies under law or contract. + +"(d) Deferral Pending Resolution of Bona Fide Dispute. + +"A transferee on which obligations are imposed under subsection (a) by +virtue of paragraph (1) of that subsection may elect to defer +performance of such obligations that are subject to a bona fide dispute +between a union and a prior transferor until that dispute is resolved, +except that such deferral shall not stay accrual of any union claims due +under an applicable collective bargaining agreement. + +"(e) Scope of Obligations Determined by Private Agreement. Nothing in +this section shall expand or diminish the rights, obligations, or +remedies of any person under the collective bargaining agreements or +assumption agreements referred to in this section. + +"(f) Failure to Notify. If the transferor under subsection (a) fails to +notify the transferee under subsection (a) of applicable collective +bargaining obligations before the execution of the transfer instrument, +and subsection (a) is made applicable to the transferee solely by virtue +of subsection (a)(1)(B), the transferor shall be liable to the +transferee for any damages suffered by the transferee as a result of the +failure to notify. + +"(g) Determination of Disputes and Claims. Any dispute concerning the +application of subsections (a) through (f) shall be determined by an +action in United States district court, and the court in its discretion +may allow the recovery of full costs by or against any party and may +also award a reasonable attorney's fee to the prevailing party as part +of the costs. + +"(h) Study. The Comptroller General, in consultation with the Register +of Copyrights, shall conduct a study of the conditions in the motion +picture industry that gave rise to this section, and the impact of this +section on the motion picture industry. The Comptroller General shall +report the findings of the study to the Congress within 2 years after +the effective date of this chapter." + +* * * * * * * + +SEC. 407. EFFECTIVE DATE. + +Except as otherwise provided in this title, this title and the +amendments made by this title shall take effect on the date of the +enactment of this Act. + +* * * * * * * + +Title V-Protection of Certain Original Designs + +SEC. 501. SHORT TITLE. + +This Act may be referred to as the "Vessel Hull Design Protection Act". + +* * * * * * * + +SEC. 503. CONFORMING AMENDMENTS. + +* * * * * * * + +(b) Jurisdictions of District Courts Over Design Actions. (1) Section +1338(c) of title 28, United States Code, is amended by inserting ", and +to exclusive rights in designs under chapter 13 of title 17," after +"title 17". + +(2)(A) The section heading for section 1338 of title 28, United States +Code, is amended by inserting "designs," after "mask works,". + +(B) The item relating to section 1338 in the table of sections at the +beginning of chapter 85 of title 28, United States Code, is amended by +inserting "designs," after "mask works,". + +(c) Place for Bringing Design Actions. (1) Section 1400(a) of title 28, +United States Code, is amended by inserting "or designs" after "mask +works". + +(2) The section heading for section 1400 of title 28, United States Code +is amended to read as follows: + +"Patents and copyrights, mask works, and designs". + +(3) The item relating to section 1400 in the table of sections at the +beginning of chapter 87 of title 28, United States Code, is amended to +read as follows: + +"1400. Patents and copyrights, mask works, and designs.". + +(d) Actions Against the United States. Section 1498(e) of title 28, +United States Code, is amended by inserting ", and to exclusive rights +in designs under chapter 13 of title 17," after "title 17". + +SEC. 504. JOINT STUDY OF THE EFFECT OF THIS TITLE [2] + +(a) In General. Not later than November 1, 2003, the Register of +Copyrights and the Commissioner of Patents and Trademarks shall submit +to the Committees on the Judiciary of the Senate and the House of +Representatives a joint report evaluating the effect of the amendments +made by this title. + +(b) Elements for Consideration. In carrying out subsection (a), the +Register of Copyrights and the Commissioner of Patents and Trademarks +shall consider- + +(1) the extent to which the amendments made by this title has been +effective in suppressing infringement of the design of vessel hulls; + +(2) the extent to which the registration provided for in chapter 13 of +title 17, United States Code, as added by this title, has been utilized; + +(3) the extent to which the creation of new designs of vessel hulls have +been encouraged by the amendments made by this title; + +(4) the effect, if any, of the amendments made by this title on the +price of vessels with hulls protected under such amendments; and + +(5) such other considerations as the Register and the Commissioner may +deem relevant to accomplish the purposes of the evaluation conducted +under subsection (a). + +SEC. 505. EFFECTIVE DATE. [3] + +The amendments made by sections 502 and 503 shall take effect on the +date of the enactment of this Act. + +------------------- +Appendix V Endnotes + +1 Part V of the Appendix contains provisions from the Digital +Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. 2860, that do +not amend title 17 of the *United States Code.* + +2 The Satellite Home Viewer Improvement Act of 1999 amended section +504(a) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-593. + +3 The Intellectual Property and Communications Omnibus Reform Act of +1999 amended section 505 by deleting everything at the end of the +sentence, after "Act." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-593. + +------------------------------------------------------------------------ + +Appendix VI. Definition of "Berne Convention Work" + +The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 deleted the definition of "Berne Convention +work" from section 101. [1] Pub. L. No. 105-304, 112 Stat. 2861. The +definition of Berne Convention work, as deleted, is as follows: + +A work is a "Berne Convention work" if- + +(1) in the case of an unpublished work, one or more of the authors is a +national of a nation adhering to the Berne Convention, or in the case of +a published work, one or more of the authors is a national of a nation +adhering to the Berne Convention on the date of first publication; + +(2) the work was first published in a nation adhering to the Berne +Convention, or was simultaneously first published in a nation adhering +to the Berne convention and in a foreign nation that does not adhere to +the Berne Convention; + +(3) in the case of an audiovisual work- + +(A) if one or more of the authors is a legal entity, that author has its +headquarters in a nation adhering to the Berne Convention; or + +(B) if one or more of the authors is an individual, that author is +domiciled, or has his or her habitual residence in, a nation adhering to +the Berne Convention; or + +(4) in the case of a pictorial, graphic, or sculptural work that is +incorporated in a building or other structure, the building or structure +is located in a nation adhering to the Berne Convention; or + +(5) in the case of an architectural work embodied in a building, such +building is erected in a country adhering to the Berne Convention. + +For purposes of paragraph (1), an author who is domiciled in or has his +or her habitual residence in, a nation adhering to the Berne Convention +is considered to be a national of that nation. For purposes of paragraph +(2), a work is considered to have been simultaneously published in two +or more nations if its dates of publication are within 30 days of one +another. + +------------------- +Appendix VI Endnote + +1 For a discussion of the legislative history of the definition of +"Berne Convention work," see endnote 2, chapter 1, *supra.* + +------------------------------------------------------------------------ + +Appendix VII. Selected Provisions of the U.S. Code Relating to Copyright + +Title 18 - Crimes and Criminal Procedure + +Part I - Crimes + +Chapter 113 - Stolen Property + +* * * * * * * + +Sec. 2318. Trafficking in counterfeit labels for phonorecords, copies +of computer programs or computer program documentation or packaging, and +copies of motion pictures or other audio visual works, and trafficking +in counterfeit computer program documentation or packaging. [1] + +(a) Whoever, in any of the circumstances described in subsection (c) of +this section, knowingly traffics in a counterfeit label affixed or +designed to be affixed to a phonorecord, or a copy of a computer program +or documentation or packaging for a computer program, or a copy of a +motion picture or other audiovisual work, and whoever, in any of the +circumstances described in subsection (c) of this section, knowingly +traffics in counterfeit documentation or packaging for a computer +program, shall be fined under this title or imprisoned for not more than +five years, or both. + +(b) As used in this section- + +(1) the term "counterfeit label" means an identifying label or container +that appears to be genuine, but is not; + +(2) the term "traffic" means to transport, transfer or otherwise dispose +of, to another, as consideration for anything of value or to make or +obtain control of with intent to so transport, transfer or dispose of; +and + +(3) the terms "copy", "phonorecord", "motion picture", "computer +program", and "audiovisual work" have, respectively, the meanings given +those terms in section 101 (relating to definitions) of title 17. + +(c) The circumstances referred to in subsection (a) of this section are- + +(1) the offense is committed within the special maritime and territorial +jurisdiction of the United States; or within the special aircraft +jurisdiction of the United States (as defined in section 46501 of title +49); + +(2) the mail or a facility of interstate or foreign commerce is used or +intended to be used in the commission of the offense; + +(3) the counterfeit label is affixed to or encloses, or is designed to +be affixed to or enclose, a copy of a copyrighted computer program or +copyrighted documentation or packaging for a computer program, a +copyrighted motion picture or other audiovisual work, or a phonorecord +of a copyrighted sound recording; or + +(4) the counterfeited documentation or packaging for a computer program +is copyrighted. + +(d) When any person is convicted of any violation of subsection (a), the +court in its judgment of conviction shall in addition to the penalty +therein prescribed, order the forfeiture and destruction or other +disposition of all counterfeit labels and all articles to which +counterfeit labels have been affixed or which were intended to have had +such labels affixed. + +(e) Except to the extent they are inconsistent with the provisions of +this title, all provisions of section 509, title 17, United States Code, +are applicable to violations of subsection (a). + +Sec. 2319. Criminal infringement of a copyright [2] + +(a) Whoever violates section 506(a) (relating to criminal offenses) of +title 17 shall be punished as provided in subsections (b) and (c) of +this section and such penalties shall be in addition to any other +provisions of title 17 or any other law. + +(b) Any person who commits an offense under section 506 (a)(1) of title +17- + +(1) shall be imprisoned not more than 5 years, or fined in the amount +set forth in this title, or both, if the offense consists of the +reproduction or distribution, including by electronic means, during any +180-day period, of at least 10 copies or phonorecords, of 1 or more +copyrighted works, which have a total retail value of more than $2,500; + +(2) shall be imprisoned not more than 10 years, or fined in the amount +set forth in this title, or both, if the offense is a second or +subsequent offense under paragraph (1); and + +(3) shall be imprisoned not more than 1 year, or fined in the amount set +forth in this title, or both, in any other case. + +(c) Any person who commits an offense under section 506(a)(2) of title +17, United States Code- + +(1) shall be imprisoned not more than 3 years, or fined in the amount +set forth in this title, or both, if the offense consists of the +reproduction or distribution of 10 or more copies or phonorecords of 1 +or more copyrighted works, which have a total retail value of $2,500 or +more; + +(2) shall be imprisoned not more than 6 years, or fined in the amount +set forth in this title, or both, if the offense is a second or +subsequent offense under paragraph (1); and + +(3) shall be imprisoned not more than 1 year, or fined in the amount set +forth in this title, or both, if the offense consists of the +reproduction or distribution of 1 or more copies or phonorecords of 1 or +more copyrighted works, which have a total retail value of more than +$1,000. + +(d) (1) During preparation of the presentence report pursuant to Rule +32(c) of the Federal Rules of Criminal Procedure, victims of the offense +shall be permitted to submit, and the probation officer shall receive, a +victim impact statement that identifies the victim of the offense and +the extent and scope of the injury and loss suffered by the victim, +including the estimated economic impact of the offense on that victim. + +(2) Persons permitted to submit victim impact statements shall include- + +(A) producers and sellers of legitimate works affected by conduct +involved in the offense; + +(B) holders of intellectual property rights in such works; and + +(C) the legal representatives of such producers, sellers, and holders. + +(e) As used in this section- + +(1) the terms "phonorecord" and "copies" have, respectively, the +meanings set forth in section 101 (relating to definitions) of title 17; +and + +(2) the terms "reproduction" and "distribution" refer to the exclusive +rights of a copyright owner under clauses (1) and (3) respectively of +section 106 (relating to exclusive rights in copyrighted works), as +limited by sections 107 through 120, of title 17. + +Sec. 2319A. Unauthorized fixation of and trafficking in sound recordings +and music videos of live musical performances [3] + +(a) Offense. Whoever, without the consent of the performer or performers +involved, knowingly and for purposes of commercial advantage or private +financial gain- + +(1) fixes the sounds or sounds and images of a live musical performance +in a copy or phonorecord, or reproduces copies or phonorecords of such a +performance from an unauthorized fixation; + +(2) transmits or otherwise communicates to the public the sounds or +sounds and images of a live musical performance; or + +(3) distributes or offers to distribute, sells or offers to sell, rents +or offers to rent, or traffics in any copy or phonorecord fixed as +described in paragraph (1), regardless of whether the fixations occurred +in the United States; + +shall be imprisoned for not more than 5 years or fined in the amount set +forth in this title, or both, or if the offense is a second or +subsequent offense, shall be imprisoned for not more than 10 years or +fined in the amount set forth in this title, or both. + +(b) Forfeiture and Destruction. When a person is convicted of a +violation of subsection (a), the court shall order the forfeiture and +destruction of any copies or phonorecords created in violation thereof, +as well as any plates, molds, matrices, masters, tapes, and film +negatives by means of which such copies or phonorecords may be made. The +court may also, in its discretion, order the forfeiture and destruction +of any other equipment by means of which such copies or phonorecords may +be reproduced, taking into account the nature, scope, and +proportionality of the use of the equipment in the offense. + +(c) Seizure and Forfeiture. If copies or phonorecords of sounds or +sounds and images of a live musical performance are fixed outside of the +United States without the consent of the performer or performers +involved, such copies or phonorecords are subject to seizure and +forfeiture in the United States in the same manner as property imported +in violation of the customs laws. The Secretary of the Treasury shall, +not later than 60 days after the date of the enactment of the Uruguay +Round Agreements Act, issue regulations to carry out this subsection, +including regulations by which any performer may, upon payment of a +specified fee, be entitled to notification by the United States Customs +Service of the importation of copies or phonorecords that appear to +consist of unauthorized fixations of the sounds or sounds and images of +a live musical performance. + +(d) Victim Impact Statement. + +(1) During preparation of the presentence report pursuant to Rule 32(c) +of the Federal Rules of Criminal Procedure, victims of the offense shall +be permitted to submit, and the probation officer shall receive, a +victim impact statement that identifies the victim of the offense and +the extent and scope of the injury and loss suffered by the victim, +including the estimated economic impact of the offense on that victim. + +(2) Persons permitted to submit victim impact statements shall include- + +(A) producers and sellers of legitimate works affected by conduct +involved in the offense; + +(B) holders of intellectual property rights in such works; and + +(C) the legal representatives of such producers, sellers, and holders. + +(e) Definitions. As used in this section- + +(1) the terms "copy", "fixed", "musical work", "phonorecord", +"reproduce", "sound recordings", and "transmit" mean those terms within +the meaning of title 17; and + +(2) the term "traffic in" means transport, transfer, or otherwise +dispose of, to another, as consideration for anything of value, or make +or obtain control of with intent to transport, transfer, or dispose of. + +(f) Applicability. This section shall apply to any Act or Acts that +occur on or after the date of the enactment of the Uruguay Round +Agreements Act. + +* * * * * * * + +Title 28 - Judiciary and Judicial Procedure + +Part IV - Jurisdiction and Venue + +Chapter 85 - District Courts; Jurisdiction + +* * * * * * * + +Sec. 1338. Patents, plant variety protection, copyrights, mask works, +trade-marks, and unfair competition {4} + +(a) The district courts shall have original jurisdiction of any civil +action arising under any Act of Congress relating to patents, plant +variety protection, copyrights and trade-marks. Such jurisdiction shall +be exclusive of the courts of the states in patent, plant variety +protection and copyright cases. + +(b) The district courts shall have original jurisdiction of any civil +action asserting a claim of unfair competition when joined with a +substantial and related claim under the copyright, patent, plant variety +protection or trade-mark laws. + +(c) Subsections (a) and (b) apply to exclusive rights in mask works +under chapter 9 of title 17 to the same extent as such subsections apply +to copyrights. + +* * * * * * * * * + +Chapter 91 - United States Court of Federal Claims + +* * * * * * * * * + +Sec. 1498. Patent and copyright cases [5] + +* * * * * * * * * + +(b) Hereafter, whenever the copyright in any work protected under the +copyright laws of the United States shall be infringed by the United +States, by a corporation owned or controlled by the United States, or by +a contractor, subcontractor, or any person, firm, or corporation acting +for the Government and with the authorization or consent of the +Government, the exclusive action which may be brought for such +infringement shall be an action by the copyright owner against the +United States in the Court of Federal Claims for the recovery of his +reasonable and entire compensation as damages for such infringement, +including the minimum statutory damages as set forth in section 504(c) +of title 17, United States Code: Provided, That a Government employee +shall have a right of action against the Government under this +subsection except where he was in a position to order, influence, or +induce use of the copyrighted work by the Government: Provided, however, +That this subsection shall not confer a right of action on any copyright +owner or any assignee of such owner with respect to any copyrighted work +prepared by a person while in the employment or service of the United +States, where the copyrighted work was prepared as a part of the +official functions of the employee, or in the preparation of which +Government time, material, or facilities were used: And provided +further, That before such action against the United States has been +instituted the appropriate corporation owned or controlled by the United +States or the head of the appropriate department or agency of the +Government, as the case may be, is authorized to enter into an agreement +with the copyright owner in full settlement and compromise for the +damages accruing to him by reason of such infringement and to settle the +claim administratively out of available appropriations. + +Except as otherwise provided by law, no recovery shall be had for any +infringement of a copyright covered by this subsection committed more +than three years prior to the filing of the complaint or counterclaim +for infringement in the action, except that the period between the date +of receipt of a written claim for compensation by the Department or +agency of the Government or corporation owned or controlled by the +United States, as the case may be, having authority to settle such claim +and the date of mailing by the Government of a notice to the claimant +that his claim has been denied shall not be counted as a part of the +three years, unless suit is brought before the last-mentioned date. + +(c) The provisions of this section shall not apply to any claim arising +in a foreign country. + +* * * * * * * * * * + +(e) Subsections (b) and (c) of this section apply to exclusive rights in +mask works under chapter 9 of title 17 to the same extent as such +subsections apply to copyrights. + +* * * * * * * * * * + +Title 44 - Public Printing and Documents + +Chapter 21 - National Archives and Records Administration + +* * * * * * * * * * + +Sec. 2117. Limitation on liability [6] + +When letters and other intellectual productions (exclusive of patented +material, published works under copyright protection, and unpublished +works for which copyright registration has been made) come into the +custody or possession of the Archivist, the United States or its agents +are not liable for infringement of copyright or analogous rights arising +out of use of the materials for display, inspection, research, +reproduction, or other purposes. + +--------------------- +Appendix VII Endnotes + +1 In 1962, section 2318, entitled "Transportation, sale, or receipt of +phonograph records bearing forged or counterfeit labels," was added to +title 18 of the *United States Code.* Pub. L. No. 87-773, 76 Stat. 775. +In 1974, section 2318 was amended to change the penalties. Pub. L. No. +93-573, 88 Stat. 1873. The Copyright Act of 1976 revised section 2318 +with an amendment in the nature of a substitute. Pub. L. No. 94-553, 90 +Stat. 2541, 2600. The Piracy and Counterfeiting Amendments Act of 1982 +again revised section 2318 with an amendment in the nature of a +substitute that included a new title, "Trafficking in counterfeit labels +for phonorecords, and copies of motion pictures or other audiovisual +works." Pub. L. No. 97-180, 96 Stat. 91. The Crime Control Act of 1990 +made a technical amendment to section 2318 to delete the comma after +"phonorecords" in the title. Pub. L. No. 101-647, 104 Stat. 4789, 4928. +In 1994, section 2318(c)(1) was amended by inserting "section 46501 of +title 49" in lieu of "section 101 of the Federal Aviation Act of 1958. +Pub. L. No. 103-272, 108 Stat. 745, 1374. The Violent Crime Control and +Law Enforcement Act of 1994 amended section 2318(a) by inserting "under +this title" in lieu of "not more than $250,000." Pub. L. No. 103-322, +108 Stat. 1796, 2148. (As provided in 18 U.S.C. Sec. 3571, the maximum +fine for an individual is $250,000, and the maximum fine for an +organization is $500,000.) + +The Anticounterfeiting Consumer Protection Act of 1996 amended section +2318 by changing the title, by amending subsection (a) to insert "a +computer program or documentation" through to "knowingly traffics in +counterfeit documentation or packaging for a computer program" in lieu +of "a motion picture or other audiovisual work" and by amending +subsection (b)(3) to insert "computer program" after "motion picture." +Pub. L. No. 104-153, 110 Stat. 1386. The Act also amended section +2318(c) by inserting "a copy of a copyrighted computer program or +copyrighted documentation or packaging for a computer program" into +paragraph (3) and by adding paragraph (4). *Id.* at 1387. + +2 The Piracy and Counterfeiting Amendments Act of 1982 added section +2319 to title 18 of the *United States Code.* Pub. L. No. 97-180, 96 +Stat. 91, 92. In 1992, section 2319 was amended by substituting a new +subsection (b), by deleting "sound recording," "motion picture" and +"audiovisual work" from subsection (c)(1) and by substituting "120" for +"118" in subsection (c)(2). Pub. L. No. 102-561, 106 Stat. 4233. In +1997, a technical amendment corrected the spelling of "last" in +subsection (b)(1) to "least." Pub. L. No. 105-80, 111 Stat. 1529, 1536. + +In 1997, the No Electronic Theft Act amended section 2319 of title 18 as +follows: 1) in subsection (a) by inserting "and (c)" after "subsection +(b),"; 2) in subsection (b), in the matter preceding paragraph (1), by +inserting "section 506(a)(1) of title 17" in lieu of "subsection (a) of +this section,"; 3) in subsection (b)(1) by inserting "including by +electronic means" and by inserting "which have a total retail value" in +lieu of "with a retail value," 4) by redesignating subsection (c) as +subsection (e); and 5) by adding new subsections (c) and (d). Pub. L. +No. 105-147, 111 Stat. 2678. The Act also directed the United States +Sentencing Commission to "ensure that the applicable guideline range for +a defendant convicted of a crime against intellectual property . . . is +sufficiently stringent to deter such a crime" and to "ensure that the +guidelines provide for consideration of the retail value and quantity of +the items with respect to which the crime against intellectual property +was committed."* Id.* See also endnote 5, chapter 5, *supra.* + +3 In 1994, the Uruguay Round Agreements Act added section 2319A to +title 18 of the *United States Code.* Pub. L. No. 103-465, 108 Stat. +4809, 4974. In 1997, the No Electronic Theft Act amended section 2319A +by redesignating subsections (d) and (e) as subsections (e) and (f), +respectively, and by adding subsection (d). Pub. L. No. 105-147, 111 +Stat. 2678. See also endnote 2, *supra*, regarding the United States +Sentencing Commission. + +4 In 1948, section 1338, entitled "Patents, copyrights, trade-marks, +and unfair competition," was added to title 28 of the *United States +Code.* Pub. L. No. 773, 62 Stat. 869, 931. In 1970, the title of section +1338 and the text of subsection (b) were amended to insert "plant +variety protection" after "patent." Pub. L. No. 91-577, 84 Stat. 1542, +1559. In 1988, the Judicial Improvements and Access to Justice Act +amended section 1338 by adding "mask works" to the title and by adding +subsection (c). Pub. L. No. 100-702, 102 Stat. 4642, 4671. + +5 In 1960, section 1498 of the *United States Code* was amended to add +subsections (b) and (c). Pub. L. No. 86-726, 74 Stat. 855. The Copyright +Act of 1976 amended section 1498(b) to insert "section 504(c) of title +17" in lieu of "section 101(b) of title 17." Pub. L. No. 94-553, 90 +Stat. 2541, 2599. The Federal Courts Improvement Act of 1982 amended +section 1498(a) to insert "United States Claims Court" in lieu of "Court +of Claims" and, in subsections (b) and (d), to insert "Claims Court" in +lieu of "Court of Claims," wherever it appeared. Pub. L. No. 97-164, 96 +Stat. 25, 40. In 1988, the Judicial Improvements and Access to Justice +Act amended section 1498 by adding subsection (e). Pub. L. No. 100-702, +102 Stat. 4642, 4671. The Federal Courts Administration Act of 1992 +amended section 1498 by inserting "United States Court of Federal +Claims" in lieu of "United States Claims Court," wherever it appeared, +and by inserting "Court of Federal Claims" in lieu of "Claims Court," +wherever it appeared. Pub. L. No. 102-572, 106 Stat. 4506, 4516. In +1997, the No Electronic Theft (NET) Act amended section 1498(b) to +insert "action which may be brought for such infringement shall be an +action by the copyright owner" in lieu of "remedy of the owner of such +copyright shall be by action." Pub. L. No. 105-147, 111 Stat. 2678, +2680. + +6 In 1968, section 2113, entitled "Limitation on liability," was added +to title 44 of the *United States Code.* Pub. L. No. 90-620, 82 Stat. +1238, 1291. The Copyright Act of 1976 amended section 2113 in its +entirety. Pub. L. No. 94-553, 90 Stat. 2541, 2599. The National Archives +and Records Administration Act of 1984 amended section 2113 by +redesignating it as section 2117 and by inserting "Archivist" in lieu of +"Administrator of General Services." Pub. L. No. 98-497, 98 Stat. 2280 +and 2286. + +------------------------------------------------------------------------ + +09-Aug-2001 + + + + + + + + + +End of the Project Gutenberg EBook of Copyright Law of the United States of +America and Related Laws Contained in Title 17 of the United States Code, Circular 92, by Library of Congress. Copyright Office. and United States + +*** END OF THIS PROJECT GUTENBERG EBOOK COPYRIGHT LAW OF THE U.S. *** + +***** This file should be named 4291.txt or 4291.zip ***** +This and all associated files of various formats will be found in: + https://www.gutenberg.org/4/2/9/4291/ + +Produced by George Davis + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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Hart +and may be reprinted only when these Etexts are free of all fees.] +[Project Gutenberg is a TradeMark and may not be used in any sales +of Project Gutenberg Etexts or other materials be they hardware or +software or any other related product without express permission.] + +*END THE SMALL PRINT! FOR PUBLIC DOMAIN ETEXTS*Ver.10/04/01*END* + + + + +Prepared by George Davis. + +Copyright Law of the United States of America + +and + +Related Laws Contained in Title 17 of the *United States Code* + +Circular 92 + +------------------------------------------------------------------------ +Contents + + + The Constitutional Provision Respecting Copyright + + Preface + + Chapter 1 - Subject Matter and Scope of Copyright + + Chapter 2 - Copyright Ownership and Transfer + + Chapter 3 - Duration of Copyright + + Chapter 4 - Copyright Notice, Deposit, and Registration + + Chapter 5 - Copyright Infringement and Remedies + + Chapter 6 - Manufacturing Requirements and Importation + + Chapter 7 - Copyright Office + + Chapter 8 - Copyright Arbitration Royalty Panels + + Chapter 9 - Protection of Semiconductor Chip Products + + Chapter 10 - Digital Audio Recording Devices and Media + + Chapter 11 - Sound Recordings and Music Videos + + Chapter 12 - Copyright Protection and Management Systems + + Chapter 13 - Protection of Original Designs + + Appendix I. Transitional and Supplementary Provisions of the + Copyright Act of 1976 + + Appendix II. Berne Convention Implementation Act of 1988 + + Appendix III. Uruguay Round Agreements Act + + Appendix IV. GATT/Trade-Related Aspects of Intellectual Property + Rights (TRIPs) Agreement, Part II, Section 6: + Layout-Designs (Topographies) of Integrated Circuits + + Appendix V. Additional Provisions of the Digital Millennium + Copyright Act + + Appendix VI. Definition of "Berne Convention Work" + + Appendix VII. Selected Provisions of the U.S. Code Relating to + Copyright + +------------------------------------------------------------------------ + +The Constitutional Provision Respecting Copyright + +The Congress shall have Power ... To promote the Progress of Science and +useful Arts, by securing for limited Times to Authors and Inventors the +exclusive Right to their respective Writings and Discoveries + +(United States Constitution, Article I, Section 8) + +------------------------------------------------------------------------ + +Preface + +This volume contains the text of title 17 of the *United States Code*, +including all amendments enacted through the end of the second session +of the 106th Congress in 2000. It includes the Copyright Act of 1976 and +all subsequent amendments to copyright law; the Semiconductor Chip +Protection Act of 1984, as amended; and the Vessel Hull Design +Protection Act, as amended. The Copyright Office is responsible for +registering claims under all three. + +The United States copyright law is contained in chapters 1 through 8 and +10 through 12 of title 17 of the *United States Code.* The Copyright Act +of 1976, which provides the basic framework for the current copyright +law, was enacted on October 19, 1976 as Pub. L. No. 94-553, 90 Stat. +2541. Listed below in chronological order of their enactment are +subsequent amendments to copyright law. + +Chapters 9 and 13 of title 17 contain statutory design protection that +is independent of copyright protection. Chapter 9 of title 17 is the +Semiconductor Chip Protection Act of 1984 (SCPA), as amended. On +November 8, 1984, the SCPA was enacted as title III of Pub. L. No. +98-620, 98 Stat. 3335, 3347. Chapter 13 of title 17 is the Vessel Hull +Design Protection Act (VHDPA). It was enacted on October 28, 1998 as +title V of the Digital Millennium Copyright Act (DMCA), Pub. L. No. +105-304, 112 Stat. 2860, 2905. Subsequent amendments to the SCPA and the +VHDPA are also included in the list below, in chronological order of +their enactment. + +For transitional and supplementary copyright provisions that were +enacted as part of the Copyright Act of 1976 and the DMCA, but which do +not amend title 17, see the Appendix. + +Statutory Enactments Contained in Title 17 of the *United States Code* + + + [Copyright Act of 1976], Pub. L. No. 94-553, 90 Stat. 2541 (for the +general revision of copyright law, title 17 of the *United States Code*, +and for other purposes), October 19, 1976. + + + Legislative Branch Appropriation Act, 1978, Pub. L. No. 95-94, 91 +Stat. 653, 682 (amending Sec. 203 and 708, title 17, *United States Code*, +regarding the deposit of moneys by the Register of Copyrights in the +Treasury of the United States), enacted August 5, 1977. + + + [Copyright Amendments], Pub. L. No. 95-598, 92 Stat. 2549, 2676 +(amending Sec. 201(e), title 17, *United States Code*, to permit +involuntary transfer under the Bankruptcy Law), enacted November 6, 1978. + + + [Copyright Amendments], Pub. L. No. 96-517, 94 Stat. 3015, 3028 +(amending Sec. 101 and 117, title 17, *United States Code*, regarding +computer programs), enacted December 12, 1980. + + + Piracy and Counterfeiting Amendments Act of 1982, Pub. L. No. +97-180, 96 Stat. 91, 93 (amending Sec. 506(a), title 17, *United States +Code* and title 18 of the *United States Code*), enacted May 24, 1982. + + + [Copyright Amendments], Pub. L. No. 97-215, 96 Stat. 178 (amending +the manufacturing clause in chapter 6, title 17, *United States Code*), +enacted July 13, 1982. + + + [Copyright Amendments], Pub. L. No. 97-366, 96 Stat. 1759 (amending +Sec. 110 and Sec. 708, title 17, *United States Code*, regarding the +redesignation of registration fees as filing fees, and the exemption +from copyright liability of certain performances of nondramatic literary +or musical works), enacted October 25, 1982. + + + Record Rental Amendment of 1984, Pub. L. No. 98-450, 98 Stat. 1727 +(amending Sec. 109 and Sec. 115, title 17, *United States Code*, with +respect to rental, lease or lending of sound recordings), enacted +October 4, 1984. + + + Semiconductor Chip Protection Act of 1984, title III of Pub. L. No. +98-620, 98 Stat. 3335, 3347 (adding chapter 9, title 17, *United States +Code*, to provide design protection for semiconductor chips), November +8, 1984. + + + [Copyright Amendments], Pub. L. No. 99-397, 100 Stat. 848 (amending +Sec. 111 and Sec. 801, title 17, *United States Code*, to clarify the +definition of the local service area of a primary transmitter in the +case of a low power television station), enacted on August 27, 1986. + + + [Amendments to the Semiconductor Chip Protection Act of 1984], Pub. +L. No. 100-159, 101 Stat. 899 (amending chapter 9, title 17, *United +States Code*, regarding protection extended to semiconductor chip +products of foreign entities), enacted November 9, 1987. + + + Berne Convention Implementation Act of 1988, Pub. L. No. 100-568, +102 Stat. 2853, enacted October 31, 1988. (See the Appendix for certain +provisions of this Act that do not amend title 17 of the *United States +Code.*) + + + [Copyright Amendments], Pub. L. No. 100-617, 102 Stat. 3194 +(extending for an additional eight-year period certain provisions of +title 17, *United States Code*, relating to the rental of sound +recordings and for other purposes), enacted November 5, 1988. + + + Satellite Home Viewer Act of 1988, title II of Pub. L. No. 100-667, +102 Stat. 3935, 3949, enacted November 16, 1988. + + + Judicial Improvements and Access to Justice Act, Pub. L. No. +100-702, 102 Stat. 4642, 4672 (amending Sec. 912, title 17, *United States +Code*), enacted November 19, 1988. + + + Copyright Fees and Technical Amendments Act of 1989, Pub. L. No. +101-318, 104 Stat. 287, enacted on July 3, 1990. + + + Copyright Royalty Tribunal Reform and Miscellaneous Pay Act of 1989, +Pub. L. No. 101-319, 104 Stat. 290, enacted July 3, 1990. + + + Copyright Remedy Clarification Act, Pub. L. No. 101-553, 104 Stat. +2749, enacted November 15, 1990. + + + Visual Artists Rights Act of 1990, title VI of the Judicial +Improvements Act of 1990, Pub. L. No. 101-650, 104 Stat. 5089, 5128, +enacted December 1, 1990. + + + Architectural Works Copyright Protection Act, title VII of the +Judicial Improvements Act of 1990, Pub. L. No. 101-650, 104 Stat. 5089, +5133, enacted December 1, 1990. + + + Computer Software Rental Amendments Act of 1990, title VIII of the +Judicial Improvements Act of 1990, Pub. L. No. 101-650, 104 Stat 5089, +5134, enacted December 1, 1990. + + + Semiconductor International Protection Extension Act of 1991, Pub. +L. No. 102-64, 105 Stat. 320 (amending chapter 9, title 17, *United +States Code*, regarding protection extended to semiconductor chip +products of foreign entities), enacted June 28, 1991. + + + Copyright Amendments Act of 1992, Pub. L. No. 102-307, 106 Stat. +264, 272 (amending title 17 of the *United States Code*, by deleting +subsection 108(i) in its entirety), enacted June 26, 1992. + + + Copyright Renewal Act of 1992, title I of the Copyright Amendments +Act of 1992, Pub. L. No. 102-307, 106 Stat. 264, enacted June 26, 1992. + + + [Copyright Amendments], Pub. L. No. 102-492, 106 Stat. 3145 +(amending Sec. 107, title 17, *United States Code*, regarding unpublished +works), enacted October 24, 1992. + + + [Copyright Amendments], Pub. L. No. 102-561, 106 Stat. 4233 +(amending Sec. 2319, title 18, *United States Code*, regarding criminal +penalties for copyright infringement), enacted October 28, 1992. + + + Audio Home Recording Act of 1992, Pub. L. No. 102-563, 106 Stat. +4237 (amending title 17 of the *United States Code* by adding a new +chapter 10), enacted October 28, 1992. + + + North American Free Trade Agreement Implementation Act, Pub. L. No. +103-182, 107 Stat. 2057, 2114 and 2115 (amending Sec. 109, title 17, +*United States Code*, and adding a new Sec. 104A), enacted December 8, +1993. + + + Copyright Royalty Tribunal Reform Act of 1993, Pub. L. No. 103-198, +107 Stat. 2304 (amending, *inter alia*, chapter 8, title 17, *United +States Code*), enacted December 17, 1993. + + + Satellite Home Viewer Act of 1994, Pub. L. No. 103-369, 108 Stat. +3477 (amending, *inter alia*, Sec. 111 and Sec. 119, title 17, *United +States Code*, relating to the definition of a local service area of a +primary transmitter), enacted October 18, 1994. + + + Uruguay Round Agreements Act, Pub. L. No. 103-465, 108 Stat. 4809, +4973 (amending, *inter alia*, Sec. 104A, title 17, *United States Code*, +and adding a new chapter 11), enacted December 8, 1994. (See the +Appendix for the text of certain provisions of this Act that do not +amend title 17 of the *United States Code.*) + + + Digital Performance Right in Sound Recordings Act of 1995, Pub. L. +No. 104-39, 109 Stat. 336 (amending, *inter alia*, Sec. 114 and Sec. 115, +title 17, *United States Code*), enacted November 1, 1995. + + + Anticounterfeiting Consumer Protection Act of 1996, Pub. L. No. +104-153, 110 Stat. 1386, 1388 (amending Sec. 603(c), title 17, *United +States Code* and Sec. 2318, title 18, *United States Code*), enacted +July 2, 1996. + + + Legislative Branch Appropriations Act, 1997, Pub. L. No. 104-197, +110 Stat. 2394, 2416 (amending*, inter alia*, title 17 of the *United +States Code*, by adding a new Sec. 121 concerning the limitation on +exclusive copyrights for literary works in specialized format for the +blind and disabled), enacted September 16, 1996. + + + [Copyright Amendments and Amendments to the Semiconductor Chip +Protection Act of 1984], Pub. L. No. 105-80, 111 Stat. 1529 (making +technical amendments to certain provisions of title 17, *United States +Code*), enacted November 13, 1997. + + + No Electronic Theft (NET) Act, Pub. L. No. 105-147, 111 Stat. 2678, +enacted December 16, 1997. + + + Sonny Bono Copyright Term Extension Act, title I of Pub. L. No. +105-298, 112 Stat. 2827 (amending chapter 3, title 17, *United States +Code*, to extend the term of copyright protection for most works to life +plus 70 years), enacted October 27, 1998. + + + Fairness in Music Licensing Act of 1998, title II of Pub. L. No. +105-298, 112 Stat. 2827, 2830 (amending, *inter alia*, Sec. 110, title 17, +*United States Code*, and adding Sec. 513 to provide a music licensing +exemption for food service and drinking establishments), enacted October +27, 1998. + + + Digital Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. +2860, 2887 (title IV amending Sec. 108, 112, 114, chapter 7 and chapter +8, title 17, *United States Code*), enacted October 28, 1998. (This Act +also contains four separate acts within titles I, II, III and V that +amended title 17 of the *United States Code.* These four acts are each +separately listed below. See the Appendix for additional provisions of +this Act that do not amend title 17 of the *United States Code.*) + + + WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998, title I of the Digital Millennium Copyright +Act, Pub. L. No. 105-304, 112 Stat. 2860, 2861 (amending title 17 of the +*United States Code*, *inter alia*, to add a new chapter 12 which +prohibits circumvention of copyright protection systems and provides +protection for copyright management information), enacted October 28, +1998. + + + Online Copyright Infringement Liability Limitation Act, title II of +the Digital Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. +2860, 2877 (amending title 17 of the *United States Code*, to add a new +Sec. 512), enacted October 28, 1998. + + + Computer Maintenance Competition Assurance Act, title III of the +Digital Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. 2860, +2886 (amending Sec. 117, title 17, *United States Code*), enacted October +28, 1998. + + + Vessel Hull Design Protection Act, title V of the Digital Millennium +Copyright Act, Pub. L. No. 105-304, 112 Stat. 2860, 2905 (adding chapter +13, title 17, *United States Code*, to provide design protection for +vessel hulls), enacted October 28, 1998. + + + [Copyright Amendments and Amendments to the Vessel Hull Design +Protection Act], Pub. L. No. 106-44, 113 Stat. 221 (making technical +corrections to title 17 of the *United States Code*), enacted August 5, +1999. + + + Satellite Home Viewer Improvement Act of 1999, title I of the +Intellectual Property and Communications Omnibus Reform Act of 1999, +Pub. L. No. 106-113, 113 Stat. 1501, app. I (amending chapters 1 and 5 +of title 17 of the *United States Code* to replace the Satellite Home +Viewer Act of 1994 and amending chapters 12 and 13 of title 17), enacted +November 29, 1999. + + + Digital Theft Deterrence and Copyright Damages Improvement Act of +1999, Pub. L. No. 106-160, 113 Stat 1774, (amending chapter 5 of title +17 of the *United States Code* to increase statutory damages for +copyright infringement), enacted December 9, 1999. + + + Work Made for Hire and Copyright Corrections Act of 2000, Pub. L. +No. 106-379, 114 Stat. 1444 (amending the definition of work made for +hire in title 17 of the *United States Code*, amending chapter 7 of +title 17, including changing the language regarding Copyright Office +fees, and making other technical and conforming amendments to title 17), +enacted October 27, 2000. + +------------------------------------------------------------------------ + +Chapter 1 + +Subject Matter and Scope of Copyright + + + 101. Definitions + + 102. Subject matter of copyright: In general + + 103. Subject matter of copyright: Compilations and derivative works + + 104. Subject matter of copyright: National origin + + 104A. Copyright in restored works + + 105. Subject matter of copyright: United States Government works + + 106. Exclusive rights in copyrighted works + + 106A. Rights of certain authors to attribution and integrity + + 107. Limitations on exclusive rights: Fair use + + 108. Limitations on exclusive rights: Reproduction by libraries and + archives + + 109. Limitations on exclusive rights: Effect of transfer of + particular copy or phonorecord + + 110. Limitations on exclusive rights: Exemption of certain + performances and displays + + 111. Limitations on exclusive rights: Secondary transmissions + + 112. Limitations on exclusive rights: Ephemeral recordings + + 113. Scope of exclusive rights in pictorial, graphic, and sculptural + works + + 114. Scope of exclusive rights in sound recordings + + 115. Scope of exclusive rights in nondramatic musical works: + Compulsory license for making and distributing phonorecords + + 116. Negotiated licenses for public performances by means of coin- + operated phonorecord players + + 117. Limitations on exclusive rights: Computer programs [1] + + 118. Scope of exclusive rights: Use of certain works in connection + with noncommercial broadcasting + + 119. Limitations on exclusive rights: Secondary transmissions of + superstations and network stations for private home viewing + + 120. Scope of exclusive rights in architectural works + + 121. Limitations on exclusive rights: reproduction for blind or + other people with disabilities + + 122. Limitations on exclusive rights; secondary transmissions by + satellite carriers within local market + + +Section 101. Definitions [2] + +Except as otherwise provided in this title, as used in this title, the +following terms and their variant forms mean the following: + +An "anonymous work" is a work on the copies or phonorecords of which no +natural person is identified as author. + +An "architectural work" is the design of a building as embodied in any +tangible medium of expression, including a building, architectural +plans, or drawings. The work includes the overall form as well as the +arrangement and composition of spaces and elements in the design, but +does not include individual standard features. [3] + +"Audiovisual works" are works that consist of a series of related images +which are intrinsically intended to be shown by the use of machines or +devices such as projectors, viewers, or electronic equipment, together +with accompanying sounds, if any, regardless of the nature of the +material objects, such as films or tapes, in which the works are +embodied. + +The "Berne Convention" is the Convention for the Protection of Literary +and Artistic Works, signed at Berne, Switzerland, on September 9, 1886, +and all acts, protocols, and revisions thereto. [4] + +The "best edition" of a work is the edition, published in the United +States at any time before the date of deposit, that the Library of +Congress determines to be most suitable for its purposes. + +A person's "children" are that person's immediate offspring, whether +legitimate or not, and any children legally adopted by that person. + +A "collective work" is a work, such as a periodical issue, anthology, or +encyclopedia, in which a number of contributions, constituting separate +and independent works in themselves, are assembled into a collective +whole. + +A "compilation" is a work formed by the collection and assembling of +preexisting materials or of data that are selected, coordinated, or +arranged in such a way that the resulting work as a whole constitutes an +original work of authorship. The term "compilation" includes collective +works. + +"Copies" are material objects, other than phonorecords, in which a work +is fixed by any method now known or later developed, and from which the +work can be perceived, reproduced, or otherwise communicated, either +directly or with the aid of a machine or device. The term "copies" +includes the material object, other than a phonorecord, in which the +work is first fixed. + +"Copyright owner", with respect to any one of the exclusive rights +comprised in a copyright, refers to the owner of that particular right. + +A work is "created" when it is fixed in a copy or phonorecord for the +first time; where a work is prepared over a period of time, the portion +of it that has been fixed at any particular time constitutes the work as +of that time, and where the work has been prepared in different +versions, each version constitutes a separate work. + +A "derivative work" is a work based upon one or more preexisting works, +such as a translation, musical arrangement, dramatization, +fictionalization, motion picture version, sound recording, art +reproduction, abridgment, condensation, or any other form in which a +work may be recast, transformed, or adapted. A work consisting of +editorial revisions, annotations, elaborations, or other modifications, +which, as a whole, represent an original work of authorship, is a +"derivative work". + +A "device", "machine", or "process" is one now known or later developed. + +A "digital transmission" is a transmission in whole or in part in a +digital or other non-analog format. [5] + +To "display" a work means to show a copy of it, either directly or by +means of a film, slide, television image, or any other device or process +or, in the case of a motion picture or other audiovisual work, to show +individual images nonsequentially. + +An "establishment" is a store, shop, or any similar place of business +open to the general public for the primary purpose of selling goods or +services in which the majority of the gross square feet of space that is +nonresidential is used for that purpose, and in which nondramatic +musical works are performed publicly. [6] + +A "food service or drinking establishment" is a restaurant, inn, bar, +tavern, or any other similar place of business in which the public or +patrons assemble for the primary purpose of being served food or drink, +in which the majority of the gross square feet of space that is +nonresidential is used for that purpose, and in which nondramatic +musical works are performed publicly. [7] + +The term "financial gain" includes receipt, or expectation of receipt, +of anything of value, including the receipt of other copyrighted works. +[8] + +A work is "fixed" in a tangible medium of expression when its embodiment +in a copy or phonorecord, by or under the authority of the author, is +sufficiently permanent or stable to permit it to be perceived, +reproduced, or otherwise communicated for a period of more than +transitory duration. A work consisting of sounds, images, or both, that +are being transmitted, is "fixed" for purposes of this title if a +fixation of the work is being made simultaneously with its transmission. + +The "Geneva Phonograms Convention" is the Convention for the Protection +of Producers of Phonograms Against Unauthorized Duplication of Their +Phonograms, concluded at Geneva, Switzerland, on October 29, 1971. [9] + +The "gross square feet of space" of an establishment means the entire +interior space of that establishment, and any adjoining outdoor space +used to serve patrons, whether on a seasonal basis or otherwise. [10] + +The terms "including" and "such as" are illustrative and not limitative. + +An "international agreement" is- + +(1) the Universal Copyright Convention; +(2) the Geneva Phonograms Convention; +(3) the Berne Convention; +(4) the WTO Agreement; +(5) the WIPO Copyright Treaty; [11] +(6) the WIPO Performances and Phonograms Treaty; [12] and +(7) any other copyright treaty to which the United States is a party. [13] + +A "joint work" is a work prepared by two or more authors with the +intention that their contributions be merged into inseparable or +interdependent parts of a unitary whole. + +"Literary works" are works, other than audiovisual works, expressed in +words, numbers, or other verbal or numerical symbols or indicia, +regardless of the nature of the material objects, such as books, +periodicals, manuscripts, phonorecords, film, tapes, disks, or cards, in +which they are embodied. + +"Motion pictures" are audiovisual works consisting of a series of +related images which, when shown in succession, impart an impression of +motion, together with accompanying sounds, if any. + +To "perform" a work means to recite, render, play, dance, or act it, +either directly or by means of any device or process or, in the case of +a motion picture or other audiovisual work, to show its images in any +sequence or to make the sounds accompanying it audible. + +A "performing rights society" is an association, corporation, or other +entity that licenses the public performance of nondramatic musical works +on behalf of copyright owners of such works, such as the American +Society of Composers, Authors and Publishers (ASCAP), Broadcast Music, +Inc. (BMI), and SESAC, Inc. [14] + +"Phonorecords" are material objects in which sounds, other than those +accompanying a motion picture or other audiovisual work, are fixed by +any method now known or later developed, and from which the sounds can +be perceived, reproduced, or otherwise communicated, either directly or +with the aid of a machine or device. The term "phonorecords" includes +the material object in which the sounds are first fixed. + +"Pictorial, graphic, and sculptural works" include two-dimensional and +three-dimensional works of fine, graphic, and applied art, photographs, +prints and art reproductions, maps, globes, charts, diagrams, models, +and technical drawings, including architectural plans. Such works shall +include works of artistic craftsmanship insofar as their form but not +their mechanical or utilitarian aspects are concerned; the design of a +useful article, as defined in this section, shall be considered a +pictorial, graphic, or sculptural work only if, and only to the extent +that, such design incorporates pictorial, graphic, or sculptural +features that can be identified separately from, and are capable of +existing independently of, the utilitarian aspects of the article. [15] + +For purposes of section 513, a "proprietor" is an individual, +corporation, partnership, or other entity, as the case may be, that owns +an establishment or a food service or drinking establishment, except +that no owner or operator of a radio or television station licensed by +the Federal Communications Commission, cable system or satellite +carrier, cable or satellite carrier service or programmer, provider of +online services or network access or the operator of facilities +therefor, telecommunications company, or any other such audio or +audiovisual service or programmer now known or as may be developed in +the future, commercial subscription music service, or owner or operator +of any other transmission service, shall under any circumstances be +deemed to be a proprietor. [16] + +A "pseudonymous work" is a work on the copies or phonorecords of which +the author is identified under a fictitious name. + +"Publication" is the distribution of copies or phonorecords of a work to +the public by sale or other transfer of ownership, or by rental, lease, +or lending. The offering to distribute copies or phonorecords to a group +of persons for purposes of further distribution, public performance, or +public display, constitutes publication. A public performance or display +of a work does not of itself constitute publication. + +To perform or display a work "publicly" means- + +(1) to perform or display it at a place open to the public or at any +place where a substantial number of persons outside of a normal circle +of a family and its social acquaintances is gathered; or + +(2) to transmit or otherwise communicate a performance or display of the +work to a place specified by clause (1) or to the public, by means of +any device or process, whether the members of the public capable of +receiving the performance or display receive it in the same place or in +separate places and at the same time or at different times. + +"Registration", for purposes of sections 205(c)(2), 405, 406, 410(d), +411, 412, and 506(e), means a registration of a claim in the original or +the renewed and extended term of copyright. [17] + +"Sound recordings" are works that result from the fixation of a series +of musical, spoken, or other sounds, but not including the sounds +accompanying a motion picture or other audiovisual work, regardless of +the nature of the material objects, such as disks, tapes, or other +phonorecords, in which they are embodied. + +"State" includes the District of Columbia and the Commonwealth of Puerto +Rico, and any territories to which this title is made applicable by an +Act of Congress. + +A "transfer of copyright ownership" is an assignment, mortgage, +exclusive license, or any other conveyance, alienation, or hypothecation +of a copyright or of any of the exclusive rights comprised in a +copyright, whether or not it is limited in time or place of effect, but +not including a nonexclusive license. + +A "transmission program" is a body of material that, as an aggregate, +has been produced for the sole purpose of transmission to the public in +sequence and as a unit. + +To "transmit" a performance or display is to communicate it by any +device or process whereby images or sounds are received beyond the place +from which they are sent. + +A "treaty party" is a country or intergovernmental organization other +than the United States that is a party to an international agreement. [18] + +The "United States", when used in a geographical sense, comprises the +several States, the District of Columbia and the Commonwealth of Puerto +Rico, and the organized territories under the jurisdiction of the United +States Government. + +For purposes of section 411, a work is a "United States work" only if: + +(1) in the case of a published work, the work is first published- + +(A) in the United States; + +(B) simultaneously in the United States and another treaty party or +parties, whose law grants a term of copyright protection that is the +same as or longer than the term provided in the United States; + +(C) simultaneously in the United States and a foreign nation that is not +a treaty party; or + +(D) in a foreign nation that is not a treaty party, and all of the +authors of the work are nationals, domiciliaries, or habitual residents +of, or in the case of an audiovisual work legal entities with +headquarters in, the United States; + +(2) in the case of an unpublished work, all the authors of the work are +nationals, domiciliaries, or habitual residents of the United States, +or, in the case of an unpublished audiovisual work, all the authors are +legal entities with headquarters in the United States; or + +(3) in the case of a pictorial, graphic, or sculptural work incorporated +in a building or structure, the building or structure is located in the +United States. [19] + +A "useful article" is an article having an intrinsic utilitarian +function that is not merely to portray the appearance of the article or +to convey information. An article that is normally a part of a useful +article is considered a "useful article". + +The author's "widow" or "widower" is the author's surviving spouse under +the law of the author's domicile at the time of his or her death, +whether or not the spouse has later remarried. + +The "WIPO Copyright Treaty" is the WIPO Copyright Treaty concluded at +Geneva, Switzerland, on December 20, 1996. [20] + +The "WIPO Performances and Phonograms Treaty" is the WIPO Performances +and Phonograms Treaty concluded at Geneva, Switzerland, on December 20, +1996. [21] + +A "work of visual art" is- + +(1) a painting, drawing, print or sculpture, existing in a single copy, +in a limited edition of 200 copies or fewer that are signed and +consecutively numbered by the author, or, in the case of a sculpture, in +multiple cast, carved, or fabricated sculptures of 200 or fewer that are +consecutively numbered by the author and bear the signature or other +identifying mark of the author; or + +(2) a still photographic image produced for exhibition purposes only, +existing in a single copy that is signed by the author, or in a limited +edition of 200 copies or fewer that are signed and consecutively +numbered by the author. + +A work of visual art does not include- + +(A)(i) any poster, map, globe, chart, technical drawing, diagram, model, +applied art, motion picture or other audiovisual work, book, magazine, +newspaper, periodical, data base, electronic information service, +electronic publication, or similar publication; + +(ii) any merchandising item or advertising, promotional, descriptive, +covering, or packaging material or container; + +(iii) any portion or part of any item described in clause (i) or (ii); + +(B) any work made for hire; or + +(C) any work not subject to copyright protection under this title. [22] + +A "work of the United States Government" is a work prepared by an +officer or employee of the United States Government as part of that +person's official duties. + +A "work made for hire" is- + +(1) a work prepared by an employee within the scope of his or her +employment; or + +(2) a work specially ordered or commissioned for use as a contribution +to a collective work, as a part of a motion picture or other audiovisual +work, as a translation, as a supplementary work, as a compilation, as an +instructional text, as a test, as answer material for a test, or as an +atlas, if the parties expressly agree in a written instrument signed by +them that the work shall be considered a work made for hire. For the +purpose of the foregoing sentence, a "supplementary work" is a work +prepared for publication as a secondary adjunct to a work by another +author for the purpose of introducing, concluding, illustrating, +explaining, revising, commenting upon, or assisting in the use of the +other work, such as forewords, afterwords, pictorial illustrations, +maps, charts, tables, editorial notes, musical arrangements, answer +material for tests, bibliographies, appendixes, and indexes, and an +"instructional text" is a literary, pictorial, or graphic work prepared +for publication and with the purpose of use in systematic instructional +activities. + +In determining whether any work is eligible to be considered a work made +for hire under paragraph (2), neither the amendment contained in section +1011(d) of the Intellectual Property and Communications Omnibus Reform +Act of 1999, as enacted by section 1000(a)(9) of Public Law 106-113, nor +the deletion of the words added by that amendment-- + +(A) shall be considered or otherwise given any legal significance, or + +(B) shall be interpreted to indicate congressional approval or +disapproval of, or acquiescence in, any judicial determination, + +by the courts or the Copyright Office. Paragraph (2) shall be +interpreted as if both section 2(a)(1) of the Work Made For Hire and +Copyright Corrections Act of 2000 and section 1011(d) of the +Intellectual Property and Communications Omnibus Reform Act of 1999, as +enacted by section 1000(a)(9) of Public Law 106-113, were never enacted, +and without regard to any inaction or awareness by the Congress at any +time of any judicial determinations. [23] + +The terms "WTO Agreement" and "WTO member country" have the meanings +given those terms in paragraphs (9) and (10), respectively, of section 2 +of the Uruguay Round Agreements Act. {24} + +A "computer program" is a set of statements or instructions to be used +directly or indirectly in a computer in order to bring about a certain +result. [25] + + +Section 102. Subject matter of copyright: In general [26] + +(a) Copyright protection subsists, in accordance with this title, in +original works of authorship fixed in any tangible medium of expression, +now known or later developed, from which they can be perceived, +reproduced, or otherwise communicated, either directly or with the aid +of a machine or device. Works of authorship include the following +categories: + +(1) literary works; +(2) musical works, including any accompanying words; +(3) dramatic works, including any accompanying music; +(4) pantomimes and choreographic works; +(5) pictorial, graphic, and sculptural works; +(6) motion pictures and other audiovisual works; +(7) sound recordings; and +(8) architectural works. +(b) In no case does copyright protection for an original work of +authorship extend to any idea, procedure, process, system, method of +operation, concept, principle, or discovery, regardless of the form in +which it is described, explained, illustrated, or embodied in such work. + + +Section 103. Subject matter of copyright: Compilations and derivative +works + +(a) The subject matter of copyright as specified by section 102 includes +compilations and derivative works, but protection for a work employing +preexisting material in which copyright subsists does not extend to any +part of the work in which such material has been used unlawfully. + +(b) The copyright in a compilation or derivative work extends only to +the material contributed by the author of such work, as distinguished +from the preexisting material employed in the work, and does not imply +any exclusive right in the preexisting material. The copyright in such +work is independent of, and does not affect or enlarge the scope, +duration, ownership, or subsistence of, any copyright protection in the +preexisting material. + + +Section 104. Subject matter of copyright: National origin [27] + +(a) Unpublished Works. The works specified by sections 102 and 103, +while unpublished, are subject to protection under this title without +regard to the nationality or domicile of the author. + +(b) Published Works. The works specified by sections 102 and 103, when +published, are subject to protection under this title if- + +(1) on the date of first publication, one or more of the authors is a +national or domiciliary of the United States, or is a national, +domiciliary, or sovereign authority of a treaty party, or is a stateless +person, wherever that person may be domiciled; or + +(2) the work is first published in the United States or in a foreign +nation that, on the date of first publication, is a treaty party; or + +(3) the work is a sound recording that was first fixed in a treaty +party; or + +(4) the work is a pictorial, graphic, or sculptural work that is +incorporated in a building or other structure, or an architectural work +that is embodied in a building and the building or structure is located +in the United States or a treaty party; or + +(5) the work is first published by the United Nations or any of its +specialized agencies, or by the Organization of American States; or + +(6) the work comes within the scope of a Presidential proclamation. +Whenever the President finds that a particular foreign nation extends, +to works by authors who are nationals or domiciliaries of the United +States or to works that are first published in the United States, +copyright protection on substantially the same basis as that on which +the foreign nation extends protection to works of its own nationals and +domiciliaries and works first published in that nation, the President +may by proclamation extend protection under this title to works of which +one or more of the authors is, on the date of first publication, a +national, domiciliary, or sovereign authority of that nation, or which +was first published in that nation. The President may revise, suspend, +or revoke any such proclamation or impose any conditions or limitations +on protection under a proclamation. + +For purposes of paragraph (2), a work that is published in the United +States or a treaty party within 30 days after publication in a foreign +nation that is not a treaty party shall be considered to be first +published in the United States or such treaty party, as the case may be. + +(c) Effect of Berne Convention. No right or interest in a work eligible +for protection under this title may be claimed by virtue of, or in +reliance upon, the provisions of the Berne Convention, or the adherence +of the United States thereto. Any rights in a work eligible for +protection under this title that derive from this title, other Federal +or State statutes, or the common law, shall not be expanded or reduced +by virtue of, or in reliance upon, the provisions of the Berne +Convention, or the adherence of the United States thereto. + +(d) Effect of Phonograms Treaties. Notwithstanding the provisions of +subsection (b), no works other than sound recordings shall be eligible +for protection under this title solely by virtue of the adherence of the +United States to the Geneva Phonograms Convention or the WIPO +Performances and Phonograms Treaty. [28] + + +Section 104A. Copyright in restored works [29] + +(a) Automatic Protection and Term.- + +(1) Term.- + +(A) Copyright subsists, in accordance with this section, in restored +works, and vests automatically on the date of restoration. + +(B) Any work in which copyright is restored under this section shall +subsist for the remainder of the term of copyright that the work would +have otherwise been granted in the United States if the work never +entered the public domain in the United States. + +(2) Exception. Any work in which the copyright was ever owned or +administered by the Alien Property Custodian and in which the restored +copyright would be owned by a government or instrumentality thereof, is +not a restored work. + +(b) Ownership of Restored Copyright. A restored work vests initially in +the author or initial rightholder of the work as determined by the law +of the source country of the work. + +(c) Filing of Notice of Intent to Enforce Restored Copyright Against +Reliance Parties. On or after the date of restoration, any person who +owns a copyright in a restored work or an exclusive right therein may +file with the Copyright Office a notice of intent to enforce that +person's copyright or exclusive right or may serve such a notice +directly on a reliance party. Acceptance of a notice by the Copyright +Office is effective as to any reliance parties but shall not create a +presumption of the validity of any of the facts stated therein. Service +on a reliance party is effective as to that reliance party and any other +reliance parties with actual knowledge of such service and of the +contents of that notice. + +(d) Remedies for Infringement of Restored Copyrights.- + +(1) Enforcement of Copyright in Restored Works in the Absence of a +Reliance Party. As against any party who is not a reliance party, the +remedies provided in chapter 5 of this title shall be available on or +after the date of restoration of a restored copyright with respect to an +act of infringement of the restored copyright that is commenced on or +after the date of restoration. + +(2) Enforcement of Copyright in Restored Works as Against Reliance +Parties. As against a reliance party, except to the extent provided in +paragraphs (3) and (4), the remedies provided in chapter 5 of this title +shall be available, with respect to an act of infringement of a restored +copyright, on or after the date of restoration of the restored copyright +if the requirements of either of the following subparagraphs are met: + +(A)(i) The owner of the restored copyright (or such owner's agent) or +the owner of an exclusive right therein (or such owner's agent) files +with the Copyright Office, during the 24-month period beginning on the +date of restoration, a notice of intent to enforce the restored +copyright; and + +(ii)(I) the act of infringement commenced after the end of the 12-month +period beginning on the date of publication of the notice in the Federal +Register; + +(II) the act of infringement commenced before the end of the 12-month +period described in subclause (I) and continued after the end of that +12-month period, in which case remedies shall be available only for +infringement occurring after the end of that 12-month period; or + +(III) copies or phonorecords of a work in which copyright has been +restored under this section are made after publication of the notice of +intent in the Federal Register. + +(B)(i) The owner of the restored copyright (or such owner's agent) or +the owner of an exclusive right therein (or such owner's agent) serves +upon a reliance party a notice of intent to enforce a restored +copyright; and + +(ii)(I) the act of infringement commenced after the end of the 12-month +period beginning on the date the notice of intent is received; + +(II) the act of infringement commenced before the end of the 12-month +period described in subclause (I) and continued after the end of that +12-month period, in which case remedies shall be available only for the +infringement occurring after the end of that 12-month period; or + +(III) copies or phonorecords of a work in which copyright has been +restored under this section are made after receipt of the notice of +intent. + +In the event that notice is provided under both subparagraphs (A) and +(B), the 12-month period referred to in such subparagraphs shall run +from the earlier of publication or service of notice. + +(3) Existing Derivative Works.- + +(A) In the case of a derivative work that is based upon a restored work +and is created- + +(i) before the date of the enactment of the Uruguay Round Agreements +Act, if the source country of the restored work is an eligible country +on such date, or + +(ii) before the date on which the source country of the restored work +becomes an eligible country, if that country is not an eligible country +on such date of enactment, a reliance party may continue to exploit that +derivative work for the duration of the restored copyright if the +reliance party pays to the owner of the restored copyright reasonable +compensation for conduct which would be subject to a remedy for +infringement but for the provisions of this paragraph. + +(B) In the absence of an agreement between the parties, the amount of +such compensation shall be determined by an action in United States +district court, and shall reflect any harm to the actual or potential +market for or value of the restored work from the reliance party's +continued exploitation of the work, as well as compensation for the +relative contributions of expression of the author of the restored work +and the reliance party to the derivative work. + +(4) Commencement of Infringement for Reliance Parties. For purposes of +section 412, in the case of reliance parties, infringement shall be +deemed to have commenced before registration when acts which would have +constituted infringement had the restored work been subject to copyright +were commenced before the date of restoration. + +(e) Notices of Intent to Enforce a Restored Copyright.- + +(1) Notices of Intent Filed With the Copyright Office.- + +(A)(i) A notice of intent filed with the Copyright Office to enforce a +restored copyright shall be signed by the owner of the restored +copyright or the owner of an exclusive right therein, who files the +notice under subsection (d)(2)(A)(i) (hereafter in this paragraph +referred to as the "owner"), or by the owner's agent, shall identify the +title of the restored work, and shall include an English translation of +the title and any other alternative titles known to the owner by which +the restored work may be identified, and an address and telephone number +at which the owner may be contacted. If the notice is signed by an +agent, the agency relationship must have been constituted in a writing +signed by the owner before the filing of the notice. The Copyright +Office may specifically require in regulations other information to be +included in the notice, but failure to provide such other information +shall not invalidate the notice or be a basis for refusal to list the +restored work in the Federal Register. + +(ii) If a work in which copyright is restored has no formal title, it +shall be described in the notice of intent in detail sufficient to +identify it. + +(iii) Minor errors or omissions may be corrected by further notice at +any time after the notice of intent is filed. Notices of corrections for +such minor errors or omissions shall be accepted after the period +established in subsection (d)(2)(A)(i). Notices shall be published in +the Federal Register pursuant to subparagraph (B). + +(B)(i) The Register of Copyrights shall publish in the Federal Register, +commencing not later than 4 months after the date of restoration for a +particular nation and every 4 months thereafter for a period of 2 years, +lists identifying restored works and the ownership thereof if a notice +of intent to enforce a restored copyright has been filed. + +(ii) Not less than 1 list containing all notices of intent to enforce +shall be maintained in the Public Information Office of the Copyright +Office and shall be available for public inspection and copying during +regular business hours pursuant to sections 705 and 708. + +(C) The Register of Copyrights is authorized to fix reasonable fees +based on the costs of receipt, processing, recording, and publication of +notices of intent to enforce a restored copyright and corrections +thereto. + +(D)(i) Not later than 90 days before the date the Agreement on +Trade-Related Aspects of Intellectual Property referred to in section +101(d) (15) of the Uruguay Round Agreements Act enters into force with +respect to the United States, the Copyright Office shall issue and +publish in the Federal Register regulations governing the filing under +this subsection of notices of intent to enforce a restored copyright. + +(ii) Such regulations shall permit owners of restored copyrights to file +simultaneously for registration of the restored copyright. + +(2) Notices of Intent Served on a Reliance Party.- + +(A) Notices of intent to enforce a restored copyright may be served on a +reliance party at any time after the date of restoration of the restored +copyright. + +(B) Notices of intent to enforce a restored copyright served on a +reliance party shall be signed by the owner or the owner's agent, shall +identify the restored work and the work in which the restored work is +used, if any, in detail sufficient to identify them, and shall include +an English translation of the title, any other alternative titles known +to the owner by which the work may be identified, the use or uses to +which the owner objects, and an address and telephone number at which +the reliance party may contact the owner. If the notice is signed by an +agent, the agency relationship must have been constituted in writing and +signed by the owner before service of the notice. + +(3) Effect of Material False Statements. Any material false statement +knowingly made with respect to any restored copyright identified in any +notice of intent shall make void all claims and assertions made with +respect to such restored copyright. + +(f) Immunity From Warranty and Related Liability.- + +(1) In General. Any person who warrants, promises, or guarantees that +a work does not violate an exclusive right granted in section 106 shall +not be liable for legal, equitable, arbitral, or administrative relief +if the warranty, promise, or guarantee is breached by virtue of the +restoration of copyright under this section, if such warranty, promise, +or guarantee is made before January 1, 1995. + +(2) Performances. No person shall be required to perform any act if +such performance is made infringing by virtue of the restoration of +copyright under the provisions of this section, if the obligation to +perform was undertaken before January 1, 1995. + +(g) Proclamation of Copyright Restoration. Whenever the President finds +that a particular foreign nation extends, to works by authors who are +nationals or domiciliaries of the United States, restored copyright +protection on substantially the same basis as provided under this +section, the President may by proclamation extend restored protection +provided under this section to any work + +(1) of which one or more of the authors is, on the date of first +publication, a national, domiciliary, or sovereign authority of that +nation; or + +(2) which was first published in that nation. + +The President may revise, suspend, or revoke any such proclamation or +impose any conditions or limitations on protection under such a +proclamation. + +(h) Definitions. For purposes of this section and section 109(a): + +(1) The term "date of adherence or proclamation" means the earlier of +the date on which a foreign nation which, as of the date the WTO +Agreement enters into force with respect to the United States, is not a +nation adhering to the Berne Convention or a WTO member country, +becomes- + +(A) a nation adhering to the Berne Convention; + +(B) a WTO member country; + +(C) a nation adhering to the WIPO Copyright Treaty; [30] + +(D) a nation adhering to the WIPO Performances and Phonograms Treaty; [31] +or + +(E) subject to a Presidential proclamation under subsection (g). + +(2) The "date of restoration" of a restored copyright is- + +(A) January 1, 1996, if the source country of the restored work is a +nation adhering to the Berne Convention or a WTO member country on such +date, or + +(B) the date of adherence or proclamation, in the case of any other +source country of the restored work. + +(3) The term "eligible country" means a nation, other than the United +States, that + +(A) becomes a WTO member country after the date of the enactment of the +Uruguay Round Agreements Act; + +(B) on such date of enactment is, or after such date of enactment +becomes, a nation adhering to the Berne Convention; + +(C) adheres to the WIPO Copyright Treaty; [32] + +(D) adheres to the WIPO Performances and Phonograms Treaty; [33] or + +(E) after such date of enactment becomes subject to a proclamation under +subsection (g). + +(4) The term "reliance party" means any person who- + +(A) with respect to a particular work, engages in acts, before the +source country of that work becomes an eligible country, which would +have violated section 106 if the restored work had been subject to +copyright protection, and who, after the source country becomes an +eligible country, continues to engage in such acts; + +(B) before the source country of a particular work becomes an eligible +country, makes or acquires 1 or more copies or phonorecords of that +work; or + +(C) as the result of the sale or other disposition of a derivative work +covered under subsection (d)(3), or significant assets of a person +described in subparagraph (A) or (B), is a successor, assignee, or +licensee of that person. + +(5) The term "restored copyright" means copyright in a restored work +under this section. + +(6) The term "restored work" means an original work of authorship that- + +(A) is protected under subsection (a); + +(B) is not in the public domain in its source country through expiration +of term of protection; + +(C) is in the public domain in the United States due to- + +(i) noncompliance with formalities imposed at any time by United States +copyright law, including failure of renewal, lack of proper notice, or +failure to comply with any manufacturing requirements; + +(ii) lack of subject matter protection in the case of sound recordings +fixed before February 15, 1972; or + +(iii) lack of national eligibility; + +(D) has at least one author or rightholder who was, at the time the work +was created, a national or domiciliary of an eligible country, and if +published, was first published in an eligible country and not published +in the United States during the 30-day period following publication in +such eligible country; and + +(E) if the source country for the work is an eligible country solely by +virtue of its adherence to the WIPO Performances and Phonograms Treaty, +is a sound recording. [34] + +(7) The term "rightholder" means the person- + +(A) who, with respect to a sound recording, first fixes a sound +recording with authorization, or + +(B) who has acquired rights from the person described in subparagraph +(A) by means of any conveyance or by operation of law. + +(8) The "source country" of a restored work is- + +(A) a nation other than the United States; + +(B) in the case of an unpublished work- + +(i) the eligible country in which the author or rightholder is a +national or domiciliary, or, if a restored work has more than 1 author +or rightholder, of which the majority of foreign authors or rightholders +are nationals or domiciliaries; or + +(ii) if the majority of authors or rightholders are not foreign, the +nation other than the United States which has the most significant +contacts with the work; and + +(C) in the case of a published work- + +(i) the eligible country in which the work is first published, or + +(ii) if the restored work is published on the same day in 2 or more +eligible countries, the eligible country which has the most significant +contacts with the work. + + +Section 105. Subject matter of copyright: United States Government + works [35] + +Copyright protection under this title is not available for any work of +the United States Government, but the United States Government is not +precluded from receiving and holding copyrights transferred to it by +assignment, bequest, or otherwise. + + +Section 106. Exclusive rights in copyrighted works [36] + +Subject to sections 107 through 121, the owner of copyright under this +title has the exclusive rights to do and to authorize any of the +following: + +(1) to reproduce the copyrighted work in copies or phonorecords; + +(2) to prepare derivative works based upon the copyrighted work; + +(3) to distribute copies or phonorecords of the copyrighted work to the +public by sale or other transfer of ownership, or by rental, lease, or +lending; + +(4) in the case of literary, musical, dramatic, and choreographic works, +pantomimes, and motion pictures and other audiovisual works, to perform +the copyrighted work publicly; + +(5) in the case of literary, musical, dramatic, and choreographic works, +pantomimes, and pictorial, graphic, or sculptural works, including the +individual images of a motion picture or other audiovisual work, to +display the copyrighted work publicly; and + +(6) in the case of sound recordings, to perform the copyrighted work +publicly by means of a digital audio transmission. + + +Section 106A. Rights of certain authors to attribution and integrity [37] + +(a) Rights of Attribution and Integrity. Subject to section 107 and +independent of the exclusive rights provided in section 106, the author +of a work of visual art + +(1) shall have the right- + +(A) to claim authorship of that work, and + +(B) to prevent the use of his or her name as the author of any work of +visual art which he or she did not create; + +(2) shall have the right to prevent the use of his or her name as the +author of the work of visual art in the event of a distortion, +mutilation, or other modification of the work which would be prejudicial +to his or her honor or reputation; and + +(3) subject to the limitations set forth in section 113(d), shall have +the right- + +(A) to prevent any intentional distortion, mutilation, or other +modification of that work which would be prejudicial to his or her honor +or reputation, and any intentional distortion, mutilation, or +modification of that work is a violation of that right, and + +(B) to prevent any destruction of a work of recognized stature, and any +intentional or grossly negligent destruction of that work is a violation +of that right. + +(b) Scope and Exercise of Rights. Only the author of a work of visual +art has the rights conferred by subsection (a) in that work, whether or +not the author is the copyright owner. The authors of a joint work of +visual art are coowners of the rights conferred by subsection (a) in +that work. + +(c) Exceptions.- (1) The modification of a work of visual art which is +the result of the passage of time or the inherent nature of the +materials is not a distortion, mutilation, or other modification +described in subsection (a)(3)(A). + +(2) The modification of a work of visual art which is the result of +conservation, or of the public presentation, including lighting and +placement, of the work is not a destruction, distortion, mutilation, or +other modification described in subsection (a)(3) unless the +modification is caused by gross negligence. + +(3) The rights described in paragraphs (1) and (2) of subsection (a) +shall not apply to any reproduction, depiction, portrayal, or other use +of a work in, upon, or in any connection with any item described in +subparagraph (A) or (B) of the definition of "work of visual art" in +section 101, and any such reproduction, depiction, portrayal, or other +use of a work is not a destruction, distortion, mutilation, or other +modification described in paragraph (3) of subsection (a). + +(d) Duration of Rights.- (1) With respect to works of visual art created +on or after the effective date set forth in section 610(a) of the Visual +Artists Rights Act of 1990, the rights conferred by subsection (a) shall +endure for a term consisting of the life of the author. + +(2) With respect to works of visual art created before the effective +date set forth in section 610(a) of the Visual Artists Rights Act of +1990, but title to which has not, as of such effective date, been +transferred from the author, the rights conferred by subsection (a) +shall be coextensive with, and shall expire at the same time as, the +rights conferred by section 106. + +(3) In the case of a joint work prepared by two or more authors, the +rights conferred by subsection (a) shall endure for a term consisting of +the life of the last surviving author. + +(4) All terms of the rights conferred by subsection (a) run to the end +of the calendar year in which they would otherwise expire. + +(e) Transfer and Waiver.- (1) The rights conferred by subsection (a) may +not be transferred, but those rights may be waived if the author +expressly agrees to such waiver in a written instrument signed by the +author. Such instrument shall specifically identify the work, and uses +of that work, to which the waiver applies, and the waiver shall apply +only to the work and uses so identified. In the case of a joint work +prepared by two or more authors, a waiver of rights under this paragraph +made by one such author waives such rights for all such authors. + +(2) Ownership of the rights conferred by subsection (a) with respect to +a work of visual art is distinct from ownership of any copy of that +work, or of a copyright or any exclusive right under a copyright in that +work. Transfer of ownership of any copy of a work of visual art, or of a +copyright or any exclusive right under a copyright, shall not constitute +a waiver of the rights conferred by subsection (a). Except as may +otherwise be agreed by the author in a written instrument signed by the +author, a waiver of the rights conferred by subsection (a) with respect +to a work of visual art shall not constitute a transfer of ownership of +any copy of that work, or of ownership of a copyright or of any +exclusive right under a copyright in that work. + + +Section 107. Limitations on exclusive rights: Fair use [38] + +Notwithstanding the provisions of sections 106 and 106A, the fair use of +a copyrighted work, including such use by reproduction in copies or +phonorecords or by any other means specified by that section, for +purposes such as criticism, comment, news reporting, teaching (including +multiple copies for classroom use), scholarship, or research, is not an +infringement of copyright. In determining whether the use made of a work +in any particular case is a fair use the factors to be considered shall +include- + +(1) the purpose and character of the use, including whether such use is +of a commercial nature or is for nonprofit educational purposes; + +(2) the nature of the copyrighted work; + +(3) the amount and substantiality of the portion used in relation to the +copyrighted work as a whole; and + +(4) the effect of the use upon the potential market for or value of the +copyrighted work. + +The fact that a work is unpublished shall not itself bar a finding of +fair use if such finding is made upon consideration of all the above +factors. + + +Section 108. Limitations on exclusive rights: Reproduction by libraries +and archives [39] + +(a) Except as otherwise provided in this title and notwithstanding the +provisions of section 106, it is not an infringement of copyright for a +library or archives, or any of its employees acting within the scope of +their employment, to reproduce no more than one copy or phonorecord of a +work, except as provided in subsections (b) and (c), or to distribute +such copy or phonorecord, under the conditions specified by this +section, if- + +(1) the reproduction or distribution is made without any purpose of +direct or indirect commercial advantage; + +(2) the collections of the library or archives are (i) open to the +public, or (ii) available not only to researchers affiliated with the +library or archives or with the institution of which it is a part, but +also to other persons doing research in a specialized field; and + +(3) the reproduction or distribution of the work includes a notice of +copyright that appears on the copy or phonorecord that is reproduced +under the provisions of this section, or includes a legend stating that +the work may be protected by copy-right if no such notice can be found +on the copy or phonorecord that is reproduced under the provisions of +this section. + +(b) The rights of reproduction and distribution under this section apply +to three copies or phonorecords of an unpublished work duplicated solely +for purposes of preservation and security or for deposit for research +use in another library or archives of the type described by clause (2) +of subsection (a), if- + +(1) the copy or phonorecord reproduced is currently in the collections +of the library or archives; and + +(2) any such copy or phonorecord that is reproduced in digital format is +not otherwise distributed in that format and is not made available to +the public in that format outside the premises of the library or +archives. + +(c) The right of reproduction under this section applies to three copies +or phonorecords of a published work duplicated solely for the purpose of +replacement of a copy or phonorecord that is damaged, deteriorating, +lost, or stolen, or if the existing format in which the work is stored +has become obsolete, if- + +(1) the library or archives has, after a reasonable effort, determined +that an unused replacement cannot be obtained at a fair price; and + +(2) any such copy or phonorecord that is reproduced in digital format is +not made available to the public in that format outside the premises of +the library or archives in lawful possession of such copy. + +For purposes of this subsection, a format shall be considered obsolete +if the machine or device necessary to render perceptible a work stored +in that format is no longer manufactured or is no longer reasonably +available in the commercial marketplace. + +(d) The rights of reproduction and distribution under this section apply +to a copy, made from the collection of a library or archives where the +user makes his or her request or from that of another library or +archives, of no more than one article or other contribution to a +copyrighted collection or periodical issue, or to a copy or phonorecord +of a small part of any other copyrighted work, if- + +(1) the copy or phonorecord becomes the property of the user, and the +library or archives has had no notice that the copy or phonorecord would +be used for any purpose other than private study, scholarship, or +research; and + +(2) the library or archives displays prominently, at the place where +orders are accepted, and includes on its order form, a warning of +copyright in accordance with requirements that the Register of +Copyrights shall prescribe by regulation. + +(e) The rights of reproduction and distribution under this section apply +to the entire work, or to a substantial part of it, made from the +collection of a library or archives where the user makes his or her +request or from that of another library or archives, if the library or +archives has first determined, on the basis of a reasonable +investigation, that a copy or phonorecord of the copyrighted work cannot +be obtained at a fair price, if- + +(1) the copy or phonorecord becomes the property of the user, and the +library or archives has had no notice that the copy or phonorecord would +be used for any purpose other than private study, scholarship, or +research; and + +(2) the library or archives displays prominently, at the place where +orders are accepted, and includes on its order form, a warning of +copyright in accordance with requirements that the Register of +Copyrights shall prescribe by regulation. + +(f) Nothing in this section- + +(1) shall be construed to impose liability for copyright infringement +upon a library or archives or its employees for the unsupervised use of +reproducing equipment located on its premises: *Provided*, That such +equipment displays a notice that the making of a copy may be subject to +the copyright law; + +(2) excuses a person who uses such reproducing equipment or who requests +a copy or phonorecord under subsection (d) from liability for copyright +infringement for any such act, or for any later use of such copy or +phonorecord, if it exceeds fair use as provided by section 107; + +(3) shall be construed to limit the reproduction and distribution by +lending of a limited number of copies and excerpts by a library or +archives of an audiovisual news program, subject to clauses (1), (2), +and (3) of subsection (a); or + +(4) in any way affects the right of fair use as provided by section 107, +or any contractual obligations assumed at any time by the library or +archives when it obtained a copy or phonorecord of a work in its +collections. + +(g) The rights of reproduction and distribution under this section +extend to the isolated and unrelated reproduction or distribution of a +single copy or phonorecord of the same material on separate occasions, +but do not extend to cases where the library or archives, or its +employee- + +(1) is aware or has substantial reason to believe that it is engaging in +the related or concerted reproduction or distribution of multiple copies +or phonorecords of the same material, whether made on one occasion or +over a period of time, and whether intended for aggregate use by one or +more individuals or for separate use by the individual members of a +group; or + +(2) engages in the systematic reproduction or distribution of single or +multiple copies or phonorecords of material described in subsection (d): +*Provided*, That nothing in this clause prevents a library or archives +from participating in interlibrary arrangements that do not have, as +their purpose or effect, that the library or archives receiving such +copies or phonorecords for distribution does so in such aggregate +quantities as to substitute for a subscription to or purchase of such +work. + +(h)(1) For purposes of this section, during the last 20 years of any +term of copyright of a published work, a library or archives, including +a nonprofit educational institution that functions as such, may +reproduce, distribute, display, or perform in facsimile or digital form +a copy or phonorecord of such work, or portions thereof, for purposes of +preservation, scholarship, or research, if such library or archives has +first determined, on the basis of a reasonable investigation, that none +of the conditions set forth in subparagraphs (A), (B), and (C) of +paragraph (2) apply. + +(2) No reproduction, distribution, display, or performance is authorized +under this subsection if= + +(A) the work is subject to normal commercial exploitation; + +(B) a copy or phonorecord of the work can be obtained at a reasonable +price; or + +(C) the copyright owner or its agent provides notice pursuant to +regulations promulgated by the Register of Copyrights that either of the +conditions set forth in subparagraphs (A) and (B) applies. + +(3) The exemption provided in this subsection does not apply to any +subsequent uses by users other than such library or archives. + +(i) The rights of reproduction and distribution under this section do +not apply to a musical work, a pictorial, graphic or sculptural work, or +a motion picture or other audiovisual work other than an audiovisual +work dealing with news, except that no such limitation shall apply with +respect to rights granted by subsections (b) and (c), or with respect to +pictorial or graphic works published as illustrations, diagrams, or +similar adjuncts to works of which copies are reproduced or distributed +in accordance with subsections (d) and (e). + + +Section 109. Limitations on exclusive rights: Effect of transfer of +particular copy or phonorecord [40] + +(a) Notwithstanding the provisions of section 106(3), the owner of a +particular copy or phonorecord lawfully made under this title, or any +person authorized by such owner, is entitled, without the authority of +the copyright owner, to sell or otherwise dispose of the possession of +that copy or phonorecord. Notwithstanding the preceding sentence, copies +or phonorecords of works subject to restored copyright under section +104A that are manufactured before the date of restoration of copyright +or, with respect to reliance parties, before publication or service of +notice under section 104A(e), may be sold or otherwise disposed of +without the authorization of the owner of the restored copyright for +purposes of direct or indirect commercial advantage only during the +12-month period beginning on- + +(1) the date of the publication in the Federal Register of the notice of +intent filed with the Copyright Office under section 104A(d)(2)(A), or + +(2) the date of the receipt of actual notice served under section +104A(d)(2)(B), whichever occurs first. + +(b)(1)(A) Notwithstanding the provisions of subsection (a), unless +authorized by the owners of copyright in the sound recording or the +owner of copyright in a computer program (including any tape, disk, or +other medium embodying such program), and in the case of a sound +recording in the musical works embodied therein, neither the owner of a +particular phonorecord nor any person in possession of a particular copy +of a computer program (including any tape, disk, or other medium +embodying such program), may, for the purposes of direct or indirect +commercial advantage, dispose of, or authorize the disposal of, the +possession of that phonorecord or computer program (including any tape, +disk, or other medium embodying such program) by rental, lease, or +lending, or by any other act or practice in the nature of rental, lease, +or lending. Nothing in the preceding sentence shall apply to the rental, +lease, or lending of a phonorecord for nonprofit purposes by a nonprofit +library or nonprofit educational institution. The transfer of possession +of a lawfully made copy of a computer program by a nonprofit educational +institution to another nonprofit educational institution or to faculty, +staff, and students does not constitute rental, lease, or lending for +direct or indirect commercial purposes under this subsection. + +(B) This subsection does not apply to- + +(i) a computer program which is embodied in a machine or product and +which cannot be copied during the ordinary operation or use of the +machine or product; or + +(ii) a computer program embodied in or used in conjunction with a +limited purpose computer that is designed for playing video games and +may be designed for other purposes. + +(C) Nothing in this subsection affects any provision of chapter 9 of +this title. + +(2)(A) Nothing in this subsection shall apply to the lending of a +computer program for nonprofit purposes by a nonprofit library, if each +copy of a computer program which is lent by such library has affixed to +the packaging containing the program a warning of copyright in +accordance with requirements that the Register of Copyrights shall +prescribe by regulation. + +(B) Not later than three years after the date of the enactment of the +Computer Software Rental Amendments Act of 1990, and at such times +thereafter as the Register of Copyrights considers appropriate, the +Register of Copyrights, after consultation with representatives of +copyright owners and librarians, shall submit to the Congress a report +stating whether this paragraph has achieved its intended purpose of +maintaining the integrity of the copyright system while providing +nonprofit libraries the capability to fulfill their function. Such +report shall advise the Congress as to any information or +recommendations that the Register of Copyrights considers necessary to +carry out the purposes of this subsection. + +(3) Nothing in this subsection shall affect any provision of the +antitrust laws. For purposes of the preceding sentence, "antitrust laws" +has the meaning given that term in the first section of the Clayton Act +and includes section 5 of the Federal Trade Commission Act to the extent +that section relates to unfair methods of competition. + +(4) Any person who distributes a phonorecord or a copy of a computer +program (including any tape, disk, or other medium embodying such +program) in violation of paragraph (1) is an infringer of copyright +under section 501 of this title and is subject to the remedies set forth +in sections 502, 503, 504, 505, and 509. Such violation shall not be a +criminal offense under section 506 or cause such person to be subject to +the criminal penalties set forth in section 2319 of title 18. + +(c) Notwithstanding the provisions of section 106(5), the owner of a +particular copy lawfully made under this title, or any person authorized +by such owner, is entitled, without the authority of the copyright +owner, to display that copy publicly, either directly or by the +projection of no more than one image at a time, to viewers present at +the place where the copy is located. + +(d) The privileges prescribed by subsections (a) and (c) do not, unless +authorized by the copyright owner, extend to any person who has acquired +possession of the copy or phonorecord from the copyright owner, by +rental, lease, loan, or otherwise, without acquiring ownership of it. + +(e) Notwithstanding the provisions of sections 106(4) and 106(5), in the +case of an electronic audiovisual game intended for use in coin-operated +equipment, the owner of a particular copy of such a game lawfully made +under this title, is entitled, without the authority of the copyright +owner of the game, to publicly perform or display that game in coin- +operated equipment, except that this subsection shall not apply to any +work of authorship embodied in the audiovisual game if the copyright +owner of the electronic audiovisual game is not also the copyright owner +of the work of authorship. + + +Section 110. Limitations on exclusive rights: Exemption of certain +performances and displays [41] + +Notwithstanding the provisions of section 106, the following are not +infringements of copyright: + +(1) performance or display of a work by instructors or pupils in the +course of face-to-face teaching activities of a nonprofit educational +institution, in a classroom or similar place devoted to instruction, +unless, in the case of a motion picture or other audiovisual work, the +performance, or the display of individual images, is given by means of a +copy that was not lawfully made under this title, and that the person +responsible for the performance knew or had reason to believe was not +lawfully made; + +(2) performance of a nondramatic literary or musical work or display of +a work, by or in the course of a transmission, if- + +(A) the performance or display is a regular part of the systematic +instructional activities of a governmental body or a nonprofit +educational institution; and + +(B) the performance or display is directly related and of material +assistance to the teaching content of the transmission; and + +(C) the transmission is made primarily for- + +(i) reception in classrooms or similar places normally devoted to +instruction, or + +(ii) reception by persons to whom the transmission is directed because +their disabilities or other special circumstances prevent their +attendance in classrooms or similar places normally devoted to +instruction, or + +(iii) reception by officers or employees of governmental bodies as a +part of their official duties or employment; + +(3) performance of a nondramatic literary or musical work or of a +dramatico-musical work of a religious nature, or display of a work, in +the course of services at a place of worship or other religious +assembly; + +(4) performance of a nondramatic literary or musical work otherwise than +in a transmission to the public, without any purpose of direct or +indirect commercial advantage and without payment of any fee or other +compensation for the performance to any of its performers, promoters, or +organizers, if- + +(A) there is no direct or indirect admission charge; or + +(B) the proceeds, after deducting the reasonable costs of producing the +performance, are used exclusively for educational, religious, or +charitable purposes and not for private financial gain, except where the +copyright owner has served notice of objection to the performance under +the following conditions; + +(i) the notice shall be in writing and signed by the copyright owner or +such owner's duly authorized agent; and + +(ii) the notice shall be served on the person responsible for the +performance at least seven days before the date of the performance, and +shall state the reasons for the objection; and + +(iii) the notice shall comply, in form, content, and manner of service, +with requirements that the Register of Copyrights shall prescribe by +regulation; + +(5)(A) except as provided in subparagraph (B), communication of a +transmission embodying a performance or display of a work by the public +reception of the transmission on a single receiving apparatus of a kind +commonly used in private homes, unless- + +(i) a direct charge is made to see or hear the transmission; or + +(ii) the transmission thus received is further transmitted to the +public; + +(B) communication by an establishment of a transmission or +retransmission embodying a performance or display of a nondramatic +musical work intended to be received by the general public, originated +by a radio or television broadcast station licensed as such by the +Federal Communications Commission, or, if an audiovisual transmission, +by a cable system or satellite carrier, if- + +(i) in the case of an establishment other than a food service or +drinking establishment, either the establishment in which the +communication occurs has less than 2,000 gross square feet of space +(excluding space used for customer parking and for no other purpose), or +the establishment in which the communication occurs has 2,000 or more +gross square feet of space (excluding space used for customer parking +and for no other purpose) and- + +(I) if the performance is by audio means only, the performance is +communicated by means of a total of not more than 6 loudspeakers, of +which not more than 4 loudspeakers are located in any 1 room or +adjoining outdoor space; or + +(II) if the performance or display is by audiovisual means, any visual +portion of the performance or display is communicated by means of a +total of not more than 4 audiovisual devices, of which not more than 1 +audiovisual device is located in any 1 room, and no such audiovisual +device has a diagonal screen size greater than 55 inches, and any audio +portion of the performance or display is communicated by means of a +total of not more than 6 loudspeakers, of which not more than 4 +loudspeakers are located in any 1 room or adjoining outdoor space; + +(ii) in the case of a food service or drinking establishment, either the +establishment in which the communication occurs has less than 3,750 +gross square feet of space (excluding space used for customer parking +and for no other purpose), or the establishment in which the +communication occurs has 3,750 gross square feet of space or more +(excluding space used for customer parking and for no other purpose) +and + +(I) if the performance is by audio means only, the performance is +communicated by means of a total of not more than 6 loudspeakers, of +which not more than 4 loudspeakers are located in any 1 room or +adjoining outdoor space; or + +(II) if the performance or display is by audiovisual means, any visual +portion of the performance or display is communicated by means of a +total of not more than 4 audiovisual devices, of which not more than 1 +audiovisual device is located in any 1 room, and no such audiovisual +device has a diagonal screen size greater than 55 inches, and any audio +portion of the performance or display is communicated by means of a +total of not more than 6 loudspeakers, of which not more than 4 +loudspeakers are located in any 1 room or adjoining outdoor space; + +(iii) no direct charge is made to see or hear the transmission or +retransmission; + +(iv) the transmission or retransmission is not further transmitted +beyond the establishment where it is received; and + +(v) the transmission or retransmission is licensed by the copyright +owner of the work so publicly performed or displayed; + +(6) performance of a nondramatic musical work by a governmental body or +a nonprofit agricultural or horticultural organization, in the course of +an annual agricultural or horticultural fair or exhibition conducted by +such body or organization; the exemption provided by this clause shall +extend to any liability for copyright infringement that would otherwise +be imposed on such body or organization, under doctrines of vicarious +liability or related infringement, for a performance by a +concessionnaire, business establishment, or other person at such fair or +exhibition, but shall not excuse any such person from liability for the +performance; + +(7) performance of a nondramatic musical work by a vending establishment +open to the public at large without any direct or indirect admission +charge, where the sole purpose of the performance is to promote the +retail sale of copies or phonorecords of the work, or of the audiovisual +or other devices utilized in such performance, and the performance is +not transmitted beyond the place where the establishment is located and +is within the immediate area where the sale is occurring; + +(8) performance of a nondramatic literary work, by or in the course of a +transmission specifically designed for and primarily directed to blind +or other handicapped persons who are unable to read normal printed +material as a result of their handicap, or deaf or other handicapped +persons who are unable to hear the aural signals accompanying a +transmission of visual signals, if the performance is made without any +purpose of direct or indirect commercial advantage and its transmission +is made through the facilities of: (i) a governmental body; or (ii) a +noncommercial educational broadcast station (as defined in section 397 +of title 47); or (iii) a radio subcarrier authorization (as defined in +47 CFR 73.293-73.295 and 73.593-73.595); or (iv) a cable system (as +defined in section 111 (f)); + +(9) performance on a single occasion of a dramatic literary work +published at least ten years before the date of the performance, by or +in the course of a transmission specifically designed for and primarily +directed to blind or other handicapped persons who are unable to read +normal printed material as a result of their handicap, if the +performance is made without any purpose of direct or indirect commercial +advantage and its transmission is made through the facilities of a radio +subcarrier authorization referred to in clause (8) (iii), *Provided*, +That the provisions of this clause shall not be applicable to more than +one performance of the same work by the same performers or under the +auspices of the same organization; and + +(10) notwithstanding paragraph (4), the following is not an infringement +of copyright: performance of a nondramatic literary or musical work in +the course of a social function which is organized and promoted by a +nonprofit veterans' organization or a nonprofit fraternal organization +to which the general public is not invited, but not including the +invitees of the organizations, if the proceeds from the performance, +after deducting the reasonable costs of producing the performance, are +used exclusively for charitable purposes and not for financial gain. For +purposes of this section the social functions of any college or +university fraternity or sorority shall not be included unless the +social function is held solely to raise funds for a specific charitable +purpose. + +The exemptions provided under paragraph (5) shall not be taken into +account in any administrative, judicial, or other governmental +proceeding to set or adjust the royalties payable to copyright owners +for the public performance or display of their works. Royalties payable +to copyright owners for any public performance or display of their works +other than such performances or displays as are exempted under paragraph +(5) shall not be diminished in any respect as a result of such +exemption. + + +Section 111. Limitations on exclusive rights: Secondary transmissions [42] + +(a) Certain Secondary Transmissions Exempted. The secondary transmission +of a performance or display of a work embodied in a primary transmission +is not an infringement of copyright if- + +(1) the secondary transmission is not made by a cable system, and +consists entirely of the relaying, by the management of a hotel, +apartment house, or similar establishment, of signals transmitted by a +broadcast station licensed by the Federal Communications Commission, +within the local service area of such station, to the private lodgings +of guests or residents of such establishment, and no direct charge is +made to see or hear the secondary transmission; or + +(2) the secondary transmission is made solely for the purpose and under +the conditions specified by clause (2) of section 110; or + +(3) the secondary transmission is made by any carrier who has no direct +or indirect control over the content or selection of the primary +transmission or over the particular recipients of the secondary +transmission, and whose activities with respect to the secondary +transmission consist solely of providing wires, cables, or other +communications channels for the use of others: *Provided*, That the +provisions of this clause extend only to the activities of said carrier +with respect to secondary transmissions and do not exempt from liability +the activities of others with respect to their own primary or secondary +transmissions; + +(4) the secondary transmission is made by a satellite carrier for +private home viewing pursuant to a statutory license under section 119; +or + +(5) the secondary transmission is not made by a cable system but is made +by a governmental body, or other nonprofit organization, without any +purpose of direct or indirect commercial advantage, and without charge +to the recipients of the secondary transmission other than assessments +necessary to defray the actual and reasonable costs of maintaining and +operating the secondary transmission service. + +(b) Secondary Transmission of Primary Transmission to Controlled Group. +Notwithstanding the provisions of subsections (a) and (c), the secondary +transmission to the public of a performance or display of a work +embodied in a primary transmission is actionable as an act of +infringement under section 501, and is fully subject to the remedies +provided by sections 502 through 506 and 509, if the primary +transmission is not made for reception by the public at large but is +controlled and limited to reception by particular members of the public: +*Provided*, however, That such secondary transmission is not actionable +as an act of infringement if- + +(1) the primary transmission is made by a broadcast station licensed by +the Federal Communications Commission; and + +(2) the carriage of the signals comprising the secondary transmission is +required under the rules, regulations, or authorizations of the Federal +Communications Commission; and + +(3) the signal of the primary transmitter is not altered or changed in +any way by the secondary transmitter. + +(c) Secondary Transmissions by Cable Systems.- + +(1) Subject to the provisions of clauses (2), (3), and (4) of this +subsection and section 114(d), secondary transmissions to the public by +a cable system of a performance or display of a work embodied in a +primary transmission made by a broadcast station licensed by the Federal +Communications Commission or by an appropriate governmental authority of +Canada or Mexico shall be subject to statutory licensing upon compliance +with the requirements of subsection (d) where the carriage of the +signals comprising the secondary transmission is permissible under the +rules, regulations, or authorizations of the Federal Communications +Commission. + +(2) Notwithstanding the provisions of clause (1) of this subsection, the +willful or repeated secondary transmission to the public by a cable +system of a primary transmission made by a broadcast station licensed by +the Federal Communications Commission or by an appropriate governmental +authority of Canada or Mexico and embodying a performance or display of +a work is actionable as an act of infringement under section 501, and is +fully subject to the remedies provided by sections 502 through 506 and +509, in the following cases: + +(A) where the carriage of the signals comprising the secondary +transmission is not permissible under the rules, regulations, or +authorizations of the Federal Communications Commission; or + +(B) where the cable system has not deposited the statement of account +and royalty fee required by subsection (d). + +(3) Notwithstanding the provisions of clause (1) of this subsection and +subject to the provisions of subsection (e) of this section, the +secondary transmission to the public by a cable system of a performance +or display of a work embodied in a primary transmission made by a +broadcast station licensed by the Federal Communications Commission or +by an appropriate governmental authority of Canada or Mexico is +actionable as an act of infringement under section 501, and is fully +subject to the remedies provided by sections 502 through 506 and +sections 509 and 510, if the content of the particular program in which +the performance or display is embodied, or any commercial advertising or +station announcements transmitted by the primary transmitter during, or +immediately before or after, the transmission of such program, is in any +way willfully altered by the cable system through changes, deletions, or +additions, except for the alteration, deletion, or substitution of +commercial advertisements performed by those engaged in television +commercial advertising market research: *Provided*, That the research +company has obtained the prior consent of the advertiser who has +purchased the original commercial advertisement, the television station +broadcasting that commercial advertisement, and the cable system +performing the secondary transmission: *And provided further*, That such +commercial alteration, deletion, or substitution is not performed for +the purpose of deriving income from the sale of that commercial time. + +(4) Notwithstanding the provisions of clause (1) of this subsection, the +secondary transmission to the public by a cable system of a performance +or display of a work embodied in a primary transmission made by a +broadcast station licensed by an appropriate governmental authority of +Canada or Mexico is actionable as an act of infringement under section +501, and is fully subject to the remedies provided by sections 502 +through 506 and section 509, if (A) with respect to Canadian signals, +the community of the cable system is located more than 150 miles from +the United States-Canadian border and is also located south of the +forty-second parallel of latitude, or (B) with respect to Mexican +signals, the secondary transmission is made by a cable system which +received the primary transmission by means other than direct +interception of a free space radio wave emitted by such broadcast +television station, unless prior to April 15, 1976, such cable system +was actually carrying, or was specifically authorized to carry, the +signal of such foreign station on the system pursuant to the rules, +regulations, or authorizations of the Federal Communications Commission. + +(d) Statutory License for Secondary Transmissions by Cable Systems. [43] + +(1) A cable system whose secondary transmissions have been subject to +statutory licensing under subsection (c) shall, on a semiannual basis, +deposit with the Register of Copyrights, in accordance with requirements +that the Register shall prescribe by regulation- + +(A) a statement of account, covering the six months next preceding, +specifying the number of channels on which the cable system made +secondary transmissions to its subscribers, the names and locations of +all primary transmitters whose transmissions were further transmitted by +the cable system, the total number of subscribers, the gross amounts +paid to the cable system for the basic service of providing secondary +transmissions of primary broadcast transmitters, and such other data as +the Register of Copyrights may from time to time prescribe by +regulation. In determining the total number of subscribers and the gross +amounts paid to the cable system for the basic service of providing +secondary transmissions of primary broadcast transmitters, the cable +system shall not include subscribers and amounts collected from +subscribers receiving secondary transmissions for private home viewing +pursuant to section 119. Such statement shall also include a special +statement of account covering any nonnetwork television programming that +was carried by the cable system in whole or in part beyond the local +service area of the primary transmitter, under rules, regulations, or +authorizations of the Federal Communications Commission permitting the +substitution or addition of signals under certain circumstances, +together with logs showing the times, dates, stations, and programs +involved in such substituted or added carriage; and + +(B) except in the case of a cable system whose royalty is specified in +subclause (C) or (D), a total royalty fee for the period covered by the +statement, computed on the basis of specified percentages of the gross +receipts from subscribers to the cable service during said period for +the basic service of providing secondary transmissions of primary +broadcast transmitters, as follows: + +(i) 0.675 of 1 per centum of such gross receipts for the privilege of +further transmitting any nonnetwork programming of a primary transmitter +in whole or in part beyond the local service area of such primary +transmitter, such amount to be applied against the fee, if any, payable +pursuant to paragraphs (ii) through (iv); + +(ii) 0.675 of 1 per centum of such gross receipts for the first distant +signal equivalent; + +(iii) 0.425 of 1 per centum of such gross receipts for each of the +second, third, and fourth distant signal equivalents; + +(iv) 0.2 of 1 per centum of such gross receipts for the fifth distant +signal equivalent and each additional distant signal equivalent +thereafter; and + +in computing the amounts payable under paragraph (ii) through (iv), +above, any fraction of a distant signal equivalent shall be computed at +its fractional value and, in the case of any cable system located partly +within and partly without the local service area of a primary +transmitter, gross receipts shall be limited to those gross receipts +derived from subscribers located without the local service area of such +primary transmitter; and + +(C) if the actual gross receipts paid by subscribers to a cable system +for the period covered by the statement for the basic service of +providing secondary transmissions of primary broadcast transmitters +total $80,000 or less, gross receipts of the cable system for the +purpose of this subclause shall be computed by subtracting from such +actual gross receipts the amount by which $80,000 exceeds such actual +gross receipts, except that in no case shall a cable system's gross +receipts be reduced to less than $3,000. The royalty fee payable under +this subclause shall be 0.5 of 1 per centum, regardless of the number of +distant signal equivalents, if any; and + +(D) if the actual gross receipts paid by subscribers to a cable system +for the period covered by the statement, for the basic service of +providing secondary transmissions of primary broadcast transmitters, are +more than $80,000 but less than $160,000, the royalty fee payable under +this subclause shall be + +(i) 0.5 of 1 per centum of any gross receipts up to $80,000; and + +(ii) 1 per centum of any gross receipts in excess of $80,000 but less +than $160,000, regardless of the number of distant signal equivalents, +if any. + +(2) The Register of Copyrights shall receive all fees deposited under +this section and, after deducting the reasonable costs incurred by the +Copyright Office under this section, shall deposit the balance in the +Treasury of the United States, in such manner as the Secretary of the +Treasury directs. All funds held by the Secretary of the Treasury shall +be invested in interest-bearing United States securities for later +distribution with interest by the Librarian of Congress in the event no +controversy over distribution exists, or by a copyright arbitration +royalty panel in the event a controversy over such distribution exists. + +(3) The royalty fees thus deposited shall, in accordance with the +procedures provided by clause (4), be distributed to those among the +following copyright owners who claim that their works were the subject +of secondary transmissions by cable systems during the relevant +semiannual period: + +(A) any such owner whose work was included in a secondary transmission +made by a cable system of a nonnetwork television program in whole or in +part beyond the local service area of the primary transmitter; and + +(B) any such owner whose work was included in a secondary transmission +identified in a special statement of account deposited under clause (1) +(A); and + +(C) any such owner whose work was included in nonnetwork programming +consisting exclusively of aural signals carried by a cable system in +whole or in part beyond the local service area of the primary +transmitter of such programs. + +(4) The royalty fees thus deposited shall be distributed in accordance +with the following procedures: + +(A) During the month of July in each year, every person claiming to be +entitled to statutory license fees for secondary transmissions shall +file a claim with the Librarian of Congress, in accordance with +requirements that the Librarian of Congress shall prescribe by +regulation. Notwithstanding any provisions of the antitrust laws, for +purposes of this clause any claimants may agree among themselves as to +the proportionate division of statutory licensing fees among them, may +lump their claims together and file them jointly or as a single claim, +or may designate a common agent to receive payment on their behalf. + +(B) After the first day of August of each year, the Librarian of +Congress shall, upon the recommendation of the Register of Copyrights, +determine whether there exists a controversy concerning the distribution +of royalty fees. If the Librarian determines that no such controversy +exists, the Librarian shall, after deducting reasonable administrative +costs under this section, distribute such fees to the copyright owners +entitled to such fees, or to their designated agents. If the Librarian +finds the existence of a controversy, the Librarian shall, pursuant to +chapter 8 of this title, convene a copyright arbitration royalty panel +to determine the distribution of royalty fees. + +(C) During the pendency of any proceeding under this subsection, the +Librarian of Congress shall withhold from distribution an amount +sufficient to satisfy all claims with respect to which a controversy +exists, but shall have discretion to proceed to distribute any amounts +that are not in controversy. + +(e) Nonsimultaneous Secondary Transmissions by Cable Systems.- + +(1) Notwithstanding those provisions of the second paragraph of +subsection (f) relating to nonsimultaneous secondary transmissions by a +cable system, any such transmissions are actionable as an act of +infringement under section 501, and are fully subject to the remedies +provided by sections 502 through 506 and sections 509 and 510, unless + +(A) the program on the videotape is transmitted no more than one time to +the cable system's subscribers; and + +(B) the copyrighted program, episode, or motion picture videotape, +including the commercials contained within such program, episode, or +picture, is transmitted without deletion or editing; and + +(C) an owner or officer of the cable system + +(i) prevents the duplication of the videotape while in the possession of +the system, + +(ii) prevents unauthorized duplication while in the possession of the +facility making the videotape for the system if the system owns or +controls the facility, or takes reasonable precautions to prevent such +duplication if it does not own or control the facility, + +(iii) takes adequate precautions to prevent duplication while the tape +is being transported, and + +(iv) subject to clause (2), erases or destroys, or causes the erasure or +destruction of, the videotape; and + +(D) within forty-five days after the end of each calendar quarter, an +owner or officer of the cable system executes an affidavit attesting + +(i) to the steps and precautions taken to prevent duplication of the +videotape, and + +(ii) subject to clause (2), to the erasure or destruction of all +videotapes made or used during such quarter; and + +(E) such owner or officer places or causes each such affidavit, and +affidavits received pursuant to clause (2) (C), to be placed in a file, +open to public inspection, at such system's main office in the community +where the transmission is made or in the nearest community where such +system maintains an office; and + +(F) the nonsimultaneous transmission is one that the cable system would +be authorized to transmit under the rules, regulations, and +authorizations of the Federal Communications Commission in effect at the +time of the nonsimultaneous transmission if the transmission had been +made simultaneously, except that this subclause shall not apply to +inadvertent or accidental transmissions. + +(2) If a cable system transfers to any person a videotape of a program +nonsimultaneously transmitted by it, such transfer is actionable as an +act of infringement under section 501, and is fully subject to the +remedies provided by sections 502 through 506 and 509, except that, +pursuant to a written, nonprofit contract providing for the equitable +sharing of the costs of such videotape and its transfer, a videotape +nonsimultaneously transmitted by it, in accordance with clause (1), may +be transferred by one cable system in Alaska to another system in +Alaska, by one cable system in Hawaii permitted to make such +nonsimultaneous transmissions to another such cable system in Hawaii, or +by one cable system in Guam, the Northern Mariana Islands, or the Trust +Territory of the Pacific Islands, to another cable system in any of +those three territories, if- + +(A) each such contract is available for public inspection in the offices +of the cable systems involved, and a copy of such contract is filed, +within thirty days after such contract is entered into, with the +Copyright Office (which Office shall make each such contract available +for public inspection); and + +(B) the cable system to which the videotape is transferred complies with +clause (1) (A), (B), (C) (i), (iii), and (iv), and (D) through (F); and + +(C) such system provides a copy of the affidavit required to be made in +accordance with clause (1) (D) to each cable system making a previous +nonsimultaneous transmission of the same videotape. + +(3) This subsection shall not be construed to supersede the exclusivity +protection provisions of any existing agreement, or any such agreement +hereafter entered into, between a cable system and a television +broadcast station in the area in which the cable system is located, or a +network with which such station is affiliated. + +(4) As used in this subsection, the term "videotape", and each of its +variant forms, means the reproduction of the images and sounds of a +program or programs broadcast by a television broadcast station licensed +by the Federal Communications Commission, regardless of the nature of +the material objects, such as tapes or films, in which the reproduction +is embodied. + +(f) Definitions. As used in this section, the following terms and their +variant forms mean the following: + +A "primary transmission" is a transmission made to the public by the +transmitting facility whose signals are being received and further +transmitted by the secondary transmission service, regardless of where +or when the performance or display was first transmitted. + +A "secondary transmission" is the further transmitting of a primary +transmission simultaneously with the primary transmission, or +nonsimultaneously with the primary transmission if by a "cable system" +not located in whole or in part within the boundary of the forty-eight +contiguous States, Hawaii, or Puerto Rico: *Provided, however*, That a +nonsimultaneous further transmission by a cable system located in Hawaii +of a primary transmission shall be deemed to be a secondary transmission +if the carriage of the television broadcast signal comprising such +further transmission is permissible under the rules, regulations, or +authorizations of the Federal Communications Commission. + +A "cable system" is a facility, located in any State, Territory, Trust +Territory, or Possession, that in whole or in part receives signals +transmitted or programs broadcast by one or more television broadcast +stations licensed by the Federal Communications Commission, and makes +secondary transmissions of such signals or programs by wires, cables, +microwave, or other communications channels to subscribing members of +the public who pay for such service. For purposes of determining the +royalty fee under subsection (d)(1), two or more cable systems in +contiguous communities under common ownership or control or operating +from one headend shall be considered as one system. + +The "local service area of a primary transmitter", in the case of a +television broadcast station, comprises the area in which such station +is entitled to insist upon its signal being retransmitted by a cable +system pursuant to the rules, regulations, and authorizations of the +Federal Communications Commission in effect on April 15, 1976, or such +station's television market as defined in section 76.55(e) of title 47, +Code of Federal Regulations (as in effect on September 18, 1993), or any +modifications to such television market made, on or after September 18, +1993, pursuant to section 76.55(e) or 76.59 of title 47 of the Code of +Federal Regulations, or in the case of a television broadcast station +licensed by an appropriate governmental authority of Canada or Mexico, +the area in which it would be entitled to insist upon its signal being +retransmitted if it were a television broadcast station subject to such +rules, regulations, and authorizations. In the case of a low power +television station, as defined by the rules and regulations of the +Federal Communications Commission, the "local service area of a primary +transmitter" comprises the area within 35 miles of the transmitter site, +except that in the case of such a station located in a standard +metropolitan statistical area which has one of the 50 largest +populations of all standard metropolitan statistical areas (based on the +1980 decennial census of population taken by the Secretary of Commerce), +the number of miles shall be 20 miles. The "local service area of a +primary transmitter", in the case of a radio broadcast station, +comprises the primary service area of such station, pursuant to the +rules and regulations of the Federal Communications Commission. + +A "distant signal equivalent" is the value assigned to the secondary +transmission of any nonnetwork television programming carried by a cable +system in whole or in part beyond the local service area of the primary +transmitter of such programming. It is computed by assigning a value of +one to each independent station and a value of one-quarter to each +network station and noncommercial educational station for the nonnetwork +programming so carried pursuant to the rules, regulations, and +authorizations of the Federal Communications Commission. The foregoing +values for independent, network, and noncommercial educational stations +are subject, however, to the following exceptions and limitations. Where +the rules and regulations of the Federal Communications Commission +require a cable system to omit the further transmission of a particular +program and such rules and regulations also permit the substitution of +another program embodying a performance or display of a work in place of +the omitted transmission, or where such rules and regulations in effect +on the date of enactment of this Act permit a cable system, at its +election, to effect such deletion and substitution of a nonlive program +or to carry additional programs not transmitted by primary transmitters +within whose local service area the cable system is located, no value +shall be assigned for the substituted or additional program; where the +rules, regulations, or authorizations of the Federal Communications +Commission in effect on the date of enactment of this Act permit a cable +system, at its election, to omit the further transmission of a +particular program and such rules, regulations, or authorizations also +permit the substitution of another program embodying a performance or +display of a work in place of the omitted transmission, the value +assigned for the substituted or additional program shall be, in the case +of a live program, the value of one full distant signal equivalent +multiplied by a fraction that has as its numerator the number of days in +the year in which such substitution occurs and as its denominator the +number of days in the year. In the case of a station carried pursuant to +the late-night or specialty programming rules of the Federal +Communications Commission, or a station carried on a part-time basis +where full-time carriage is not possible because the cable system lacks +the activated channel capacity to retransmit on a full-time basis all +signals which it is authorized to carry, the values for independent, +network, and noncommercial educational stations set forth above, as the +case may be, shall be multiplied by a fraction which is equal to the +ratio of the broadcast hours of such station carried by the cable system +to the total broadcast hours of the station. + +A "network station" is a television broadcast station that is owned or +operated by, or affiliated with, one or more of the television networks +in the United States providing nationwide transmissions, and that +transmits a substantial part of the programming supplied by such +networks for a substantial part of that station's typical broadcast day. + +An "independent station" is a commercial television broadcast station +other than a network station. + +A "noncommercial educational station" is a television station that is a +noncommercial educational broadcast station as defined in section 397 of +title 47. + + +Section 112. Limitations on exclusive rights: Ephemeral recordings [44] + +(a)(1) Notwithstanding the provisions of section 106, and except in the +case of a motion picture or other audiovisual work, it is not an +infringement of copyright for a transmitting organization entitled to +transmit to the public a performance or display of a work, under a +license, including a statutory license under section 114(f), or transfer +of the copyright or under the limitations on exclusive rights in sound +recordings specified by section 114 (a) or for a transmitting +organization that is a broadcast radio or television station licensed as +such by the Federal Communications Commission and that makes a broadcast +transmission of a performance of a sound recording in a digital format +on a nonsubscription basis, to make no more than one copy or phonorecord +of a particular transmission program embodying the performance or +display, if- + +(A) the copy or phonorecord is retained and used solely by the +transmitting organization that made it, and no further copies or +phonorecords are reproduced from it; and + +(B) the copy or phonorecord is used solely for the transmitting +organization's own transmissions within its local service area, or for +purposes of archival preservation or security; and + +(C) unless preserved exclusively for archival purposes, the copy or +phonorecord is destroyed within six months from the date the +transmission program was first transmitted to the public. + +(2) In a case in which a transmitting organization entitled to make a +copy or phonorecord under paragraph (1) in connection with the +transmission to the public of a performance or display of a work is +prevented from making such copy or phonorecord by reason of the +application by the copyright owner of technical measures that prevent +the reproduction of the work, the copyright owner shall make available +to the transmitting organization the necessary means for permitting the +making of such copy or phonorecord as permitted under that paragraph, if +it is technologically feasible and economically reasonable for the +copyright owner to do so. If the copyright owner fails to do so in a +timely manner in light of the transmitting organization's reasonable +business requirements, the transmitting organization shall not be liable +for a violation of section 1201(a)(1) of this title for engaging in such +activities as are necessary to make such copies or phonorecords as +permitted under paragraph (1) of this subsection. + +(b) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for a governmental body or other nonprofit +organization entitled to transmit a performance or display of a work, +under section 110(2) or under the limitations on exclusive rights in +sound recordings specified by section 114(a), to make no more than +thirty copies or phonorecords of a particular transmission program +embodying the performance or display, if + +(1) no further copies or phonorecords are reproduced from the copies or +phonorecords made under this clause; and + +(2) except for one copy or phonorecord that may be preserved exclusively +for archival purposes, the copies or phonorecords are destroyed within +seven years from the date the transmission program was first transmitted +to the public. + +(c) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for a governmental body or other nonprofit +organization to make for distribution no more than one copy or +phonorecord, for each transmitting organization specified in clause (2) +of this subsection, of a particular transmission program embodying a +performance of a nondramatic musical work of a religious nature, or of a +sound recording of such a musical work, if- + +(1) there is no direct or indirect charge for making or distributing any +such copies or phonorecords; and + +(2) none of such copies or phonorecords is used for any performance +other than a single transmission to the public by a transmitting +organization entitled to transmit to the public a performance of the +work under a license or transfer of the copyright; and + +(3) except for one copy or phonorecord that may be preserved exclusively +for archival purposes, the copies or phonorecords are all destroyed +within one year from the date the transmission program was first +transmitted to the public. + +(d) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for a governmental body or other nonprofit +organization entitled to transmit a performance of a work under section +110(8) to make no more than ten copies or phonorecords embodying the +performance, or to permit the use of any such copy or phonorecord by any +governmental body or nonprofit organization entitled to transmit a +performance of a work under section 110(8), if- + +(1) any such copy or phonorecord is retained and used solely by the +organization that made it, or by a governmental body or nonprofit +organization entitled to transmit a performance of a work under section +110(8), and no further copies or phonorecords are reproduced from it; +and + +(2) any such copy or phonorecord is used solely for transmissions +authorized under section 110(8), or for purposes of archival +preservation or security; and + +(3) the governmental body or nonprofit organization permitting any use +of any such copy or phonorecord by any governmental body or nonprofit +organization under this subsection does not make any charge for such +use. + +(e) Statutory License. (1) A transmitting organization entitled to +transmit to the public a performance of a sound recording under the +limitation on exclusive rights specified by section 114(d)(1)(C)(iv) or +under a statutory license in accordance with section 114(f) is entitled +to a statutory license, under the conditions specified by this +subsection, to make no more than 1 phonorecord of the sound recording +(unless the terms and conditions of the statutory license allow for +more), if the following conditions are satisfied: + +(A) The phonorecord is retained and used solely by the transmitting +organization that made it, and no further phonorecords are reproduced +from it. + +(B) The phonorecord is used solely for the transmitting organization's +own transmissions originating in the United States under a statutory +license in accordance with section 114(f) or the limitation on exclusive +rights specified by section 114(d)(1)(C)(iv). + +(C) Unless preserved exclusively for purposes of archival preservation, +the phonorecord is destroyed within 6 months from the date the sound +recording was first transmitted to the public using the phonorecord. + +(D) Phonorecords of the sound recording have been distributed to the +public under the authority of the copyright owner or the copyright owner +authorizes the transmitting entity to transmit the sound recording, and +the transmitting entity makes the phonorecord under this subsection from +a phonorecord lawfully made and acquired under the authority of the +copyright owner. + +(2) Notwithstanding any provision of the antitrust laws, any copyright +owners of sound recordings and any transmitting organizations entitled +to a statutory license under this subsection may negotiate and agree +upon royalty rates and license terms and conditions for making +phonorecords of such sound recordings under this section and the +proportionate division of fees paid among copyright owners, and may +designate common agents to negotiate, agree to, pay, or receive such +royalty payments. + +(3) No later than 30 days after the date of the enactment of the Digital +Millennium Copyright Act, the Librarian of Congress shall cause notice +to be published in the Federal Register of the initiation of voluntary +negotiation proceedings for the purpose of determining reasonable terms +and rates of royalty payments for the activities specified by paragraph +(1) of this subsection during the period beginning on the date of the +enactment of such Act and ending on December 31, 2000, or such other +date as the parties may agree. Such rates shall include a minimum fee +for each type of service offered by transmitting organizations. Any +copyright owners of sound recordings or any transmitting organizations +entitled to a statutory license under this subsection may submit to the +Librarian of Congress licenses covering such activities with respect to +such sound recordings. The parties to each negotiation proceeding shall +bear their own costs. + +(4) In the absence of license agreements negotiated under paragraph (2), +during the 60-day period commencing 6 months after publication of the +notice specified in paragraph (3), and upon the filing of a petition in +accordance with section 803(a)(1), the Librarian of Congress shall, +pursuant to chapter 8, convene a copyright arbitration royalty panel to +determine and publish in the Federal Register a schedule of reasonable +rates and terms which, subject to paragraph (5), shall be binding on all +copyright owners of sound recordings and transmitting organizations +entitled to a statutory license under this subsection during the period +beginning on the date of the enactment of the Digital Millennium +Copyright Act and ending on December 31, 2000, or such other date as the +parties may agree. Such rates shall include a minimum fee for each type +of service offered by transmitting organizations. The copyright +arbitration royalty panel shall establish rates that most clearly +represent the fees that would have been negotiated in the marketplace +between a willing buyer and a willing seller. In determining such rates +and terms, the copyright arbitration royalty panel shall base its +decision on economic, competitive, and programming information presented +by the parties, including- + +(A) whether use of the service may substitute for or may promote the +sales of phonorecords or otherwise interferes with or enhances the +copyright owner's traditional streams of revenue; and + +(B) the relative roles of the copyright owner and the transmitting +organization in the copyrighted work and the service made available to +the public with respect to relative creative contribution, technological +contribution, capital investment, cost, and risk. + +In establishing such rates and terms, the copyright arbitration royalty +panel may consider the rates and terms under voluntary license +agreements negotiated as provided in paragraphs (2) and (3). The +Librarian of Congress shall also establish requirements by which +copyright owners may receive reasonable notice of the use of their sound +recordings under this section, and under which records of such use shall +be kept and made available by transmitting organizations entitled to +obtain a statutory license under this subsection. + +(5) License agreements voluntarily negotiated at any time between 1 or +more copyright owners of sound recordings and 1 or more transmitting +organizations entitled to obtain a statutory license under this +subsection shall be given effect in lieu of any determination by a +copyright arbitration royalty panel or decision by the Librarian of +Congress. + +(6) Publication of a notice of the initiation of voluntary negotiation +proceedings as specified in paragraph (3) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, in the first week of January 2000, and at 2-year intervals +thereafter, except to the extent that different years for the repeating +of such proceedings may be determined in accordance with paragraph (3). +The procedures specified in paragraph (4) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, upon filing of a petition in accordance with section 803(a) +(1), during a 60-day period commencing on July 1, 2000, and at 2-year +intervals thereafter, except to the extent that different years for the +repeating of such proceedings may be determined in accordance with +paragraph (3). The procedures specified in paragraph (4) shall be +concluded in accordance with section 802. + +(7)(A) Any person who wishes to make a phonorecord of a sound recording +under a statutory license in accordance with this subsection may do so +without infringing the exclusive right of the copyright owner of the +sound recording under section 106(1) + +(i) by complying with such notice requirements as the Librarian of +Congress shall prescribe by regulation and by paying royalty fees in +accordance with this subsection; or + +(ii) if such royalty fees have not been set, by agreeing to pay such +royalty fees as shall be determined in accordance with this subsection. + +(B) Any royalty payments in arrears shall be made on or before the 20th +day of the month next succeeding the month in which the royalty fees are +set. + +(8) If a transmitting organization entitled to make a phonorecord under +this subsection is prevented from making such phonorecord by reason of +the application by the copyright owner of technical measures that +prevent the reproduction of the sound recording, the copyright owner +shall make available to the transmitting organization the necessary +means for permitting the making of such phonorecord as permitted under +this subsection, if it is technologically feasible and economically +reasonable for the copyright owner to do so. If the copyright owner +fails to do so in a timely manner in light of the transmitting +organization's reasonable business requirements, the transmitting +organization shall not be liable for a violation of section 1201(a)(1) +of this title for engaging in such activities as are necessary to make +such phonorecords as permitted under this subsection. + +(9) Nothing in this subsection annuls, limits, impairs, or otherwise +affects in any way the existence or value of any of the exclusive rights +of the copyright owners in a sound recording, except as otherwise +provided in this subsection, or in a musical work, including the +exclusive rights to reproduce and distribute a sound recording or +musical work, including by means of a digital phonorecord delivery, +under section 106(1), 106(3), and 115, and the right to perform publicly +a sound recording or musical work, including by means of a digital audio +transmission, under sections 106(4) and 106(6). + +(f) The transmission program embodied in a copy or phonorecord made +under this section is not subject to protection as a derivative work +under this title except with the express consent of the owners of +copyright in the preexisting works employed in the program. + + +Section 113. Scope of exclusive rights in pictorial, graphic, and +sculptural works [45] + +(a) Subject to the provisions of subsections (b) and (c) of this +section, the exclusive right to reproduce a copyrighted pictorial, +graphic, or sculptural work in copies under section 106 includes the +right to reproduce the work in or on any kind of article, whether useful +or otherwise. + +(b) This title does not afford, to the owner of copyright in a work that +portrays a useful article as such, any greater or lesser rights with +respect to the making, distribution, or display of the useful article so +portrayed than those afforded to such works under the law, whether title +17 or the common law or statutes of a State, in effect on December 31, +1977, as held applicable and construed by a court in an action brought +under this title. + +(c) In the case of a work lawfully reproduced in useful articles that +have been offered for sale or other distribution to the public, +copyright does not include any right to prevent the making, +distribution, or display of pictures or photographs of such articles in +connection with advertisements or commentaries related to the +distribution or display of such articles, or in connection with news +reports. + +(d)(1) In a case in which- + +(A) a work of visual art has been incorporated in or made part of a +building in such a way that removing the work from the building will +cause the destruction, distortion, mutilation, or other modification of +the work as described in section 106A(a)(3), and + +(B) the author consented to the installation of the work in the building +either before the effective date set forth in section 610(a) of the +Visual Artists Rights Act of 1990, or in a written instrument executed +on or after such effective date that is signed by the owner of the +building and the author and that specifies that installation of the work +may subject the work to destruction, distortion, mutilation, or other +modification, by reason of its removal, + +then the rights conferred by paragraphs (2) and (3) of section 106A(a) +shall not apply. + +(2) If the owner of a building wishes to remove a work of visual art +which is a part of such building and which can be removed from the +building without the destruction, distortion, mutilation, or other +modification of the work as described in section 106A(a)(3), the +author's rights under paragraphs (2) and (3) of section 106A(a) shall +apply unless- + +(A) the owner has made a diligent, good faith attempt without success to +notify the author of the owner's intended action affecting the work of +visual art, or + +(B) the owner did provide such notice in writing and the person so +notified failed, within 90 days after receiving such notice, either to +remove the work or to pay for its removal. + +For purposes of subparagraph (A), an owner shall be presumed to have +made a diligent, good faith attempt to send notice if the owner sent +such notice by registered mail to the author at the most recent address +of the author that was recorded with the Register of Copyrights pursuant +to paragraph (3). If the work is removed at the expense of the author, +title to that copy of the work shall be deemed to be in the author. + +(3) The Register of Copyrights shall establish a system of records +whereby any author of a work of visual art that has been incorporated in +or made part of a building, may record his or her identity and address +with the Copyright Office. The Register shall also establish procedures +under which any such author may update the information so recorded, and +procedures under which owners of buildings may record with the Copyright +Office evidence of their efforts to comply with this subsection. + + +Section 114. Scope of exclusive rights in sound recordings [46] + +(a) The exclusive rights of the owner of copyright in a sound recording +are limited to the rights specified by clauses (1), (2), (3) and (6) of +section 106, and do not include any right of performance under section +106(4). + +(b) The exclusive right of the owner of copyright in a sound recording +under clause (1) of section 106 is limited to the right to duplicate the +sound recording in the form of phonorecords or copies that directly or +indirectly recapture the actual sounds fixed in the recording. The +exclusive right of the owner of copyright in a sound recording under +clause (2) of section 106 is limited to the right to prepare a +derivative work in which the actual sounds fixed in the sound recording +are rearranged, remixed, or otherwise altered in sequence or quality. +The exclusive rights of the owner of copyright in a sound recording +under clauses (1) and (2) of section 106 do not extend to the making or +duplication of another sound recording that consists entirely of an +independent fixation of other sounds, even though such sounds imitate or +simulate those in the copyrighted sound recording. The exclusive rights +of the owner of copyright in a sound recording under clauses (1), (2), +and (3) of section 106 do not apply to sound recordings included in +educational television and radio programs (as defined in section 397 of +title 47) distributed or transmitted by or through public broadcasting +entities (as defined by section 118(g)): *Provided*, That copies or +phonorecords of said programs are not commercially distributed by or +through public broadcasting entities to the general public. + +(c) This section does not limit or impair the exclusive right to perform +publicly, by means of a phonorecord, any of the works specified by +section 106(4). + +(d) Limitations on Exclusive Right. Notwithstanding the provisions of +section 106(6)- + +(1) Exempt transmissions and retransmissions. The performance of a sound +recording publicly by means of a digital audio transmission, other than +as a part of an interactive service, is not an infringement of section +106(6) if the performance is part of- + +(A) a nonsubscription broadcast transmission; + +(B) a retransmission of a nonsubscription broadcast transmission: +*Provided*, That, in the case of a retransmission of a radio station's +broadcast transmission- + +(i) the radio station's broadcast transmission is not willfully or +repeatedly retransmitted more than a radius of 150 miles from the site +of the radio broadcast transmitter, however- + +(I) the 150 mile limitation under this clause shall not apply when a +nonsubscription broadcast transmission by a radio station licensed by +the Federal Communications Commission is retransmitted on a non- +subscription basis by a terrestrial broadcast station, terrestrial +translator, or terrestrial repeater licensed by the Federal +Communications Commission; and + +(II) in the case of a subscription retransmission of a non-subscription +broadcast retransmission covered by subclause (I), the 150 mile radius +shall be measured from the transmitter site of such broadcast +retransmitter; + +(ii) the retransmission is of radio station broadcast transmissions that +are + +(I) obtained by the retransmitter over the air; + +(II) not electronically processed by the retransmitter to deliver +separate and discrete signals; and + +(III) retransmitted only within the local communities served by the +retransmitter; + +(iii) the radio station's broadcast transmission was being retransmitted +to cable systems (as defined in section 111(f)) by a satellite carrier +on January 1, 1995, and that retransmission was being retransmitted by +cable systems as a separate and discrete signal, and the satellite +carrier obtains the radio station's broadcast transmission in an analog +format: *Provided*, That the broadcast transmission being retransmitted +may embody the programming of no more than one radio station; or + +(iv) the radio station's broadcast transmission is made by a +noncommercial educational broadcast station funded on or after January +1, 1995, under section 396(k) of the Communications Act of 1934 (47 +U.S.C. 396(k)), consists solely of noncommercial educational and +cultural radio programs, and the retransmission, whether or not +simultaneous, is a nonsubscription terrestrial broadcast retransmission; +or + +(C) a transmission that comes within any of the following categories- + +(i) a prior or simultaneous transmission incidental to an exempt +transmission, such as a feed received by and then retransmitted by an +exempt transmitter: *Provided*, That such incidental transmissions do +not include any subscription transmission directly for reception by +members of the public; + +(ii) a transmission within a business establishment, confined to its +premises or the immediately surrounding vicinity; + +(iii) a retransmission by any retransmitter, including a multichannel +video programming distributor as defined in section 602(12) of the +Communications Act of 1934 (47 U.S.C. 522 (12)), of a transmission by a +transmitter licensed to publicly perform the sound recording as a part +of that transmission, if the retransmission is simultaneous with the +licensed transmission and authorized by the transmitter; or + +(iv) a transmission to a business establishment for use in the ordinary +course of its business: *Provided*, That the business recipient does not +retransmit the transmission outside of its premises or the immediately +surrounding vicinity, and that the transmission does not exceed the +sound recording performance complement. Nothing in this clause shall +limit the scope of the exemption in clause (ii). + +(2) Statutory licensing of certain transmissions.- + +The performance of a sound recording publicly by means of a subscription +digital audio transmission not exempt under paragraph (1), an eligible +nonsubscription transmission, or a transmission not exempt under +paragraph (1) that is made by a preexisting satellite digital audio +radio service shall be subject to statutory licensing, in accordance +with subsection (f) if- + +(A)(i) the transmission is not part of an interactive service; + +(ii) except in the case of a transmission to a business establishment, +the transmitting entity does not automatically and intentionally cause +any device receiving the transmission to switch from one program channel +to another; and + +(iii) except as provided in section 1002(e), the transmission of the +sound recording is accompanied, if technically feasible, by the +information encoded in that sound recording, if any, by or under the +authority of the copyright owner of that sound recording, that +identifies the title of the sound recording, the featured recording +artist who performs on the sound recording, and related information, +including information concerning the underlying musical work and its +writer; + +(B) in the case of a subscription transmission not exempt under +paragraph (1) that is made by a preexisting subscription service in the +same transmission medium used by such service on July 31, 1998, or in +the case of a transmission not exempt under paragraph (1) that is made +by a preexisting satellite digital audio radio service- + +(i) the transmission does not exceed the sound recording performance +complement; and + +(ii) the transmitting entity does not cause to be published by means of +an advance program schedule or prior announcement the titles of the +specific sound recordings or phonorecords embodying such sound +recordings to be transmitted; and + +(C) in the case of an eligible nonsubscription transmission or a +subscription transmission not exempt under paragraph (1) that is made by +a new subscription service or by a preexisting subscription service +other than in the same transmission medium used by such service on July +31, 1998- + +(i) the transmission does not exceed the sound recording performance +complement, except that this requirement shall not apply in the case of +a retransmission of a broadcast transmission if the retransmission is +made by a transmitting entity that does not have the right or ability to +control the programming of the broadcast station making the broadcast +transmission, unless- + +(I) the broadcast station makes broadcast transmissions- + +(aa) in digital format that regularly exceed the sound recording +performance complement; or + +(bb) in analog format, a substantial portion of which, on a weekly +basis, exceed the sound recording performance complement; and + +(II) the sound recording copyright owner or its representative has +notified the transmitting entity in writing that broadcast transmissions +of the copyright owner's sound recordings exceed the sound recording +performance complement as provided in this clause; + +(ii) the transmitting entity does not cause to be published, or induce +or facilitate the publication, by means of an advance program schedule +or prior announcement, the titles of the specific sound recordings to be +transmitted, the phonorecords embodying such sound recordings, or, other +than for illustrative purposes, the names of the featured recording +artists, except that this clause does not disqualify a transmitting +entity that makes a prior announcement that a particular artist will be +featured within an unspecified future time period, and in the case of a +retransmission of a broadcast transmission by a transmitting entity that +does not have the right or ability to control the programming of the +broadcast transmission, the requirement of this clause shall not apply +to a prior oral announcement by the broadcast station, or to an advance +program schedule published, induced, or facilitated by the broadcast +station, if the transmitting entity does not have actual knowledge and +has not received written notice from the copyright owner or its +representative that the broadcast station publishes or induces or +facilitates the publication of such advance program schedule, or if such +advance program schedule is a schedule of classical music programming +published by the broadcast station in the same manner as published by +that broadcast station on or before September 30, 1998; + +(iii) the transmission- + +(I) is not part of an archived program of less than 5 hours duration; + +(II) is not part of an archived program of 5 hours or greater in +duration that is made available for a period exceeding 2 weeks; + +(III) is not part of a continuous program which is of less than 3 hours +duration; or + +(IV) is not part of an identifiable program in which performances of +sound recordings are rendered in a predetermined order, other than an +archived or continuous program, that is transmitted at- + +(aa) more than 3 times in any 2-week period that have been publicly +announced in advance, in the case of a program of less than 1 hour in +duration, or + +(bb) more than 4 times in any 2-week period that have been publicly +announced in advance, in the case of a program of 1 hour or more in +duration, except that the requirement of this subclause shall not apply +in the case of a retransmission of a broadcast transmission by a +transmitting entity that does not have the right or ability to control +the programming of the broadcast transmission, unless the transmitting +entity is given notice in writing by the copyright owner of the sound +recording that the broadcast station makes broadcast transmissions that +regularly violate such requirement; + +(iv) the transmitting entity does not knowingly perform the sound +recording, as part of a service that offers transmissions of visual +images contemporaneously with transmissions of sound recordings, in a +manner that is likely to cause confusion, to cause mistake, or to +deceive, as to the affiliation, connection, or association of the +copyright owner or featured recording artist with the transmitting +entity or a particular product or service advertised by the transmitting +entity, or as to the origin, sponsorship, or approval by the copyright +owner or featured recording artist of the activities of the transmitting +entity other than the performance of the sound recording itself; + +(v) the transmitting entity cooperates to prevent, to the extent +feasible without imposing substantial costs or burdens, a transmission +recipient or any other person or entity from automatically scanning the +transmitting entity's transmissions alone or together with transmissions +by other transmitting entities in order to select a particular sound +recording to be transmitted to the transmission recipient, except that +the requirement of this clause shall not apply to a satellite digital +audio service that is in operation, or that is licensed by the Federal +Communications Commission, on or before July 31, 1998; + +(vi) the transmitting entity takes no affirmative steps to cause or +induce the making of a phonorecord by the transmission recipient, and if +the technology used by the transmitting entity enables the transmitting +entity to limit the making by the transmission recipient of phonorecords +of the transmission directly in a digital format, the transmitting +entity sets such technology to limit such making of phonorecords to the +extent permitted by such technology; + +(vii) phonorecords of the sound recording have been distributed to the +public under the authority of the copyright owner or the copyright owner +authorizes the transmitting entity to transmit the sound recording, and +the transmitting entity makes the transmission from a phonorecord +lawfully made under the authority of the copyright owner, except that +the requirement of this clause shall not apply to a retransmission of a +broadcast transmission by a transmitting entity that does not have the +right or ability to control the programming of the broadcast +transmission, unless the transmitting entity is given notice in writing +by the copyright owner of the sound recording that the broadcast station +makes broadcast transmissions that regularly violate such requirement; + +(viii) the transmitting entity accommodates and does not interfere with +the transmission of technical measures that are widely used by sound +recording copyright owners to identify or protect copyrighted works, and +that are technically feasible of being transmitted by the transmitting +entity without imposing substantial costs on the transmitting entity or +resulting in perceptible aural or visual degradation of the digital +signal, except that the requirement of this clause shall not apply to a +satellite digital audio service that is in operation, or that is +licensed under the authority of the Federal Communications Commission, +on or before July 31, 1998, to the extent that such service has +designed, developed, or made commitments to procure equipment or +technology that is not compatible with such technical measures before +such technical measures are widely adopted by sound recording copyright +owners; and + +(ix) the transmitting entity identifies in textual data the sound +recording during, but not before, the time it is performed, including +the title of the sound recording, the title of the phonorecord embodying +such sound recording, if any, and the featured recording artist, in a +manner to permit it to be displayed to the transmission recipient by the +device or technology intended for receiving the service provided by the +transmitting entity, except that the obligation in this clause shall not +take effect until 1 year after the date of the enactment of the Digital +Millennium Copyright Act and shall not apply in the case of a +retransmission of a broadcast transmission by a transmitting entity that +does not have the right or ability to control the programming of the +broadcast transmission, or in the case in which devices or technology +intended for receiving the service provided by the transmitting entity +that have the capability to display such textual data are not common in +the marketplace. + +(3) Licenses for transmissions by interactive services.- + +(A) No interactive service shall be granted an exclusive license under +section 106(6) for the performance of a sound recording publicly by +means of digital audio transmission for a period in excess of 12 months, +except that with respect to an exclusive license granted to an +interactive service by a licensor that holds the copyright to 1,000 or +fewer sound recordings, the period of such license shall not exceed 24 +months: *Provided, however*, That the grantee of such exclusive license +shall be ineligible to receive another exclusive license for the +performance of that sound recording for a period of 13 months from the +expiration of the prior exclusive license. + +(B) The limitation set forth in subparagraph (A) of this paragraph shall +not apply if- + +(i) the licensor has granted and there remain in effect licenses under +section 106(6) for the public performance of sound recordings by means +of digital audio transmission by at least 5 different interactive +services; *Provided, however*, That each such license must be for a +minimum of 10 percent of the copyrighted sound recordings owned by the +licensor that have been licensed to interactive services, but in no +event less than 50 sound recordings; or + +(ii) the exclusive license is granted to perform publicly up to 45 +seconds of a sound recording and the sole purpose of the performance is +to promote the distribution or performance of that sound recording. + +(C) Notwithstanding the grant of an exclusive or nonexclusive license of +the right of public performance under section 106(6), an interactive +service may not publicly perform a sound recording unless a license has +been granted for the public performance of any copyrighted musical work +contained in the sound recording: *Provided*, That such license to +publicly perform the copyrighted musical work may be granted either by a +performing rights society representing the copyright owner or by the +copyright owner. + +(D) The performance of a sound recording by means of a retransmission of +a digital audio transmission is not an infringement of section 106(6) +if- + +(i) the retransmission is of a transmission by an interactive service +licensed to publicly perform the sound recording to a particular member +of the public as part of that transmission; and + +(ii) the retransmission is simultaneous with the licensed transmission, +authorized by the transmitter, and limited to that particular member of +the public intended by the interactive service to be the recipient of +the transmission. + +(E) For the purposes of this paragraph- + +(i) a "licensor" shall include the licensing entity and any other entity +under any material degree of common ownership, management, or control +that owns copyrights in sound recordings; and + +(ii) a "performing rights society" is an association or corporation that +licenses the public performance of nondramatic musical works on behalf +of the copyright owner, such as the American Society of Composers, +Authors and Publishers, Broadcast Music, Inc., and SESAC, Inc. + +(4) Rights not otherwise limited.- + +(A) Except as expressly provided in this section, this section does not +limit or impair the exclusive right to perform a sound recording +publicly by means of a digital audio transmission under section 106(6). + +(B) Nothing in this section annuls or limits in any way- + +(i) the exclusive right to publicly perform a musical work, including by +means of a digital audio transmission, under section 106(4); + +(ii) the exclusive rights in a sound recording or the musical work +embodied therein under sections 106(1), 106(2) and 106(3); or + +(iii) any other rights under any other clause of section 106, or +remedies available under this title as such rights or remedies exist +either before or after the date of enactment of the Digital Performance +Right in Sound Recordings Act of 1995. + +(C) Any limitations in this section on the exclusive right under section +106(6) apply only to the exclusive right under section 106(6) and not to +any other exclusive rights under section 106. Nothing in this section +shall be construed to annul, limit, impair or otherwise affect in any +way the ability of the owner of a copyright in a sound recording to +exercise the rights under sections 106(1), 106(2) and 106(3), or to +obtain the remedies available under this title pursuant to such rights, +as such rights and remedies exist either before or after the date of +enactment of the Digital Performance Right in Sound Recordings Act of +1995. + +(e) Authority for Negotiations.- + +(1) Notwithstanding any provision of the antitrust laws, in negotiating +statutory licenses in accordance with subsection (f), any copyright +owners of sound recordings and any entities performing sound recordings +affected by this section may negotiate and agree upon the royalty rates +and license terms and conditions for the performance of such sound +recordings and the proportionate division of fees paid among copyright +owners, and may designate common agents on a nonexclusive basis to +negotiate, agree to, pay, or receive payments. + +(2) For licenses granted under section 106(6), other than statutory +licenses, such as for performances by interactive services or +performances that exceed the sound recording performance complement + +(A) copyright owners of sound recordings affected by this section may +designate common agents to act on their behalf to grant licenses and +receive and remit royalty payments: *Provided*, That each copyright +owner shall establish the royalty rates and material license terms and +conditions unilaterally, that is, not in agreement, combination, or +concert with other copyright owners of sound recordings; and + +(B) entities performing sound recordings affected by this section may +designate common agents to act on their behalf to obtain licenses and +collect and pay royalty fees: *Provided*, That each entity performing +sound recordings shall determine the royalty rates and material license +terms and conditions unilaterally, that is, not in agreement, +combination, or concert with other entities performing sound recordings. + +(f) Licenses for Certain Nonexempt Transmissions. [47] + +(1)(A) [48] No later than 30 days after the enactment of the Digital +Performance Right in Sound Recordings Act of 1995, the Librarian of +Congress shall cause notice to be published in the Federal Register of +the initiation of voluntary negotiation proceedings for the purpose of +determining reasonable terms and rates of royalty payments for +subscription transmissions by preexisting subscription services and +transmissions by preexisting satellite digital audio radio services +specified by subsection (d)(2) of this section during the period +beginning on the effective date of such Act and ending on December 31, +2001, or, if a copyright arbitration royalty panel is convened, ending +30 days after the Librarian issues and publishes in the Federal Register +an order adopting the determination of the copyright arbitration royalty +panel or an order setting the terms and rates (if the Librarian rejects +the panel's determination). Such terms and rates shall distinguish among +the different types of digital audio transmission services then in +operation. Any copyright owners of sound recordings, preexisting +subscription services, or preexisting satellite digital audio radio +services may submit to the Librarian of Congress licenses covering such +subscription transmissions with respect to such sound recordings. The +parties to each negotiation proceeding shall bear their own costs. + +(B) In the absence of license agreements negotiated under subparagraph +(A), during the 60-day period commencing 6 months after publication of +the notice specified in subparagraph (A), and upon the filing of a +petition in accordance with section 803(a)(1), the Librarian of Congress +shall, pursuant to chapter 8, convene a copyright arbitration royalty +panel to determine and publish in the Federal Register a schedule of +rates and terms which, subject to paragraph (3), shall be binding on all +copyright owners of sound recordings and entities performing sound +recordings affected by this paragraph. In establishing rates and terms +for preexisting subscription services and preexisting satellite digital +audio radio services, in addition to the objectives set forth in section +801(b)(1), the copyright arbitration royalty panel may consider the +rates and terms for comparable types of subscription digital audio +transmission services and comparable circumstances under voluntary +license agreements negotiated as provided in subparagraph (A). + +(C)(i) Publication of a notice of the initiation of voluntary +negotiation proceedings as specified in subparagraph (A) shall be +repeated, in accordance with regulations that the Librarian of Congress +shall prescribe- + +(I) no later than 30 days after a petition is filed by any copyright +owners of sound recordings, any preexisting subscription services, or +any preexisting satellite digital audio radio services indicating that a +new type of subscription digital audio transmission service on which +sound recordings are performed is or is about to become operational; and + +(II) in the first week of January 2001, and at 5-year intervals +thereafter. + +(ii) The procedures specified in subparagraph (B) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, upon filing of a petition in accordance with section 803(a) +(1) during a 60-day period commencing- + +(I) 6 months after publication of a notice of the initiation of +voluntary negotiation proceedings under subparagraph (A) pursuant to a +petition under clause (i)(I) of this subparagraph; or + +(II) on July 1, 2001, and at 5-year intervals thereafter. + +(iii) The procedures specified in subparagraph (B) shall be concluded in +accordance with section 802. + +(2)(A) No later than 30 days after the date of the enactment of the +Digital Millennium Copyright Act, the Librarian of Congress shall cause +notice to be published in the Federal Register of the initiation of +voluntary negotiation proceedings for the purpose of determining +reasonable terms and rates of royalty payments for public performances +of sound recordings by means of eligible nonsubscription transmissions +and transmissions by new subscription services specified by subsection +(d)(2) during the period beginning on the date of the enactment of such +Act and ending on December 31, 2000, or such other date as the parties +may agree. Such rates and terms shall distinguish among the different +types of eligible nonsubscription transmission services and new +subscription services then in operation and shall include a minimum fee +for each such type of service. Any copyright owners of sound recordings +or any entities performing sound recordings affected by this paragraph +may submit to the Librarian of Congress licenses covering such eligible +nonsubscription transmissions and new subscription services with respect +to such sound recordings. The parties to each negotiation proceeding +shall bear their own costs. + +(B) In the absence of license agreements negotiated under subparagraph +(A), during the 60-day period commencing 6 months after publication of +the notice specified in subparagraph (A), and upon the filing of a +petition in accordance with section 803(a)(1), the Librarian of Congress +shall, pursuant to chapter 8, convene a copyright arbitration royalty +panel to determine and publish in the Federal Register a schedule of +rates and terms which, subject to paragraph (3), shall be binding on all +copyright owners of sound recordings and entities performing sound +recordings affected by this paragraph during the period beginning on the +date of the enactment of the Digital Millennium Copyright Act and ending +on December 31, 2000, or such other date as the parties may agree. Such +rates and terms shall distinguish among the different types of eligible +nonsubscription transmission services then in operation and shall +include a minimum fee for each such type of service, such differences to +be based on criteria including, but not limited to, the quantity and +nature of the use of sound recordings and the degree to which use of the +service may substitute for or may promote the purchase of phonorecords +by consumers. In establishing rates and terms for transmissions by +eligible nonsubscription services and new subscription services, the +copyright arbitration royalty panel shall establish rates and terms that +most clearly represent the rates and terms that would have been +negotiated in the marketplace between a willing buyer and a willing +seller. In determining such rates and terms, the copyright arbitration +royalty panel shall base its decision on economic, competitive and +programming information presented by the parties, including- + +(i) whether use of the service may substitute for or may promote the +sales of phonorecords or otherwise may interfere with or may enhance the +sound recording copyright owner's other streams of revenue from its +sound recordings; and + +(ii) the relative roles of the copyright owner and the transmitting +entity in the copyrighted work and the service made available to the +public with respect to relative creative contribution, technological +contribution, capital in-vestment, cost, and risk. + +In establishing such rates and terms, the copyright arbitration royalty +panel may consider the rates and terms for comparable types of digital +audio transmission services and comparable circumstances under voluntary +license agreements negotiated under subparagraph (A). + +(C)(i) Publication of a notice of the initiation of voluntary +negotiation proceedings as specified in subparagraph (A) shall be +repeated in accordance with regulations that the Librarian of Congress +shall prescribe- + +(I) no later than 30 days after a petition is filed by any copyright +owners of sound recordings or any eligible nonsubscription service or +new subscription service indicating that a new type of eligible +nonsubscription service or new subscription service on which sound +recordings are performed is or is about to become operational; and + +(II) in the first week of January 2000, and at 2-year intervals +thereafter, except to the extent that different years for the repeating +of such proceedings may be determined in accordance with subparagraph +(A). + +(ii) The procedures specified in subparagraph (B) shall be repeated, in +accordance with regulations that the Librarian of Congress shall +prescribe, upon filing of a petition in accordance with section 803(a) +(1) during a 60-day period commencing- + +(I) 6 months after publication of a notice of the initiation of +voluntary negotiation proceedings under subparagraph (A) pursuant to a +petition under clause (i)(I); or + +(II) on July 1, 2000, and at 2-year intervals thereafter, except to the +extent that different years for the repeating of such proceedings may be +determined in accordance with subparagraph (A). + +(iii) The procedures specified in subparagraph (B) shall be concluded in +accordance with section 802. + +(3) License agreements voluntarily negotiated at any time between 1 or +more copyright owners of sound recordings and 1 or more entities +performing sound recordings shall be given effect in lieu of any +determination by a copyright arbitration royalty panel or decision by +the Librarian of Congress. + +(4)(A) The Librarian of Congress shall also establish requirements by +which copyright owners may receive reasonable notice of the use of their +sound recordings under this section, and under which records of such use +shall be kept and made available by entities performing sound +recordings. + +(B) Any person who wishes to perform a sound recording publicly by means +of a transmission eligible for statutory licensing under this subsection +may do so without infringing the exclusive right of the copyright owner +of the sound recording- + +(i) by complying with such notice requirements as the Librarian of +Congress shall prescribe by regulation and by paying royalty fees in +accordance with this subsection; or + +(ii) if such royalty fees have not been set, by agreeing to pay such +royalty fees as shall be determined in accordance with this subsection. + +(C) Any royalty payments in arrears shall be made on or before the +twentieth day of the month next succeeding the month in which the +royalty fees are set. + +(g) Proceeds From Licensing of Transmissions.- + +(1) Except in the case of a transmission licensed under a statutory +license in accordance with subsection (f) of this section- + +(A) a featured recording artist who performs on a sound recording that +has been licensed for a transmission shall be entitled to receive +payments from the copyright owner of the sound recording in accordance +with the terms of the artist's contract; and + +(B) a nonfeatured recording artist who performs on a sound recording +that has been licensed for a transmission shall be entitled to receive +payments from the copyright owner of the sound recording in accordance +with the terms of the nonfeatured recording artist's applicable contract +or other applicable agreement. + +(2) The copyright owner of the exclusive right under section 106(6) of +this title to publicly perform a sound recording by means of a digital +audio transmission shall allocate to recording artists in the following +manner its receipts from the statutory licensing of transmission +performances of the sound recording in accordance with subsection (f) of +this section: + +(A) 21/2 percent of the receipts shall be deposited in an escrow account +managed by an independent administrator jointly appointed by copyright +owners of sound recordings and the American Federation of Musicians (or +any successor entity) to be distributed to nonfeatured musicians +(whether or not members of the American Federation of Musicians) who +have performed on sound recordings. + +(B) 21/2 percent of the receipts shall be deposited in an escrow account +managed by an independent administrator jointly appointed by copyright +owners of sound recordings and the American Federation of Television and +Radio Artists (or any successor entity) to be distributed to nonfeatured +vocalists (whether or not members of the American Federation of +Television and Radio Artists) who have performed on sound recordings. + +(C) 45 percent of the receipts shall be allocated, on a per sound +recording basis, to the recording artist or artists featured on such +sound recording (or the persons conveying rights in the artists' +performance in the sound recordings). + +(h) Licensing to Affiliates.- + +(1) If the copyright owner of a sound recording licenses an affiliated +entity the right to publicly perform a sound recording by means of a +digital audio transmission under section 106(6), the copyright owner +shall make the licensed sound recording available under section 106(6) +on no less favorable terms and conditions to all bona fide entities that +offer similar services, except that, if there are material differences +in the scope of the requested license with respect to the type of +service, the particular sound recordings licensed, the frequency of use, +the number of subscribers served, or the duration, then the copyright +owner may establish different terms and conditions for such other +services. + +(2) The limitation set forth in paragraph (1) of this subsection shall +not apply in the case where the copyright owner of a sound recording +licenses- + +(A) an interactive service; or + +(B) an entity to perform publicly up to 45 seconds of the sound +recording and the sole purpose of the performance is to promote the +distribution or performance of that sound recording. + +(i) No Effect on Royalties for Underlying Works. License fees payable +for the public performance of sound recordings under section 106(6) +shall not be taken into account in any administrative, judicial, or +other governmental proceeding to set or adjust the royalties payable to +copyright owners of musical works for the public performance of their +works. It is the intent of Congress that royalties payable to copyright +owners of musical works for the public performance of their works shall +not be diminished in any respect as a result of the rights granted by +section 106(6). + +(j) Definitions. As used in this section, the following terms have the +following meanings: + +(l) An "affiliated entity" is an entity engaging in digital audio +transmissions covered by section 106(6), other than an interactive +service, in which the licensor has any direct or indirect partnership or +any ownership interest amounting to 5 percent or more of the outstanding +voting or non-voting stock. + +(2) An "archived program" is a predetermined program that is available +repeatedly on the demand of the transmission recipient and that is +performed in the same order from the beginning, except that an archived +program shall not include a re-corded event or broadcast transmission +that makes no more than an incidental use of sound recordings, as long +as such recorded event or broadcast transmission does not contain an +entire sound recording or feature a particular sound recording. + +(3) A "broadcast" transmission is a transmission made by a terrestrial +broadcast station licensed as such by the Federal Communications +Commission. + +(4) A "continuous program" is a predetermined program that is +continuously performed in the same order and that is accessed at a point +in the program that is beyond the control of the transmission recipient. + +(5) A "digital audio transmission" is a digital transmission as defined +in section 101, that embodies the transmission of a sound recording. +This term does not include the transmission of any audiovisual work. + +(6) An "eligible nonsubscription transmission" is a noninteractive +nonsubscription digital audio transmission not exempt under subsection +(d)(1) that is made as part of a service that provides audio programming +consisting, in whole or in part, of performances of sound recordings, +including retransmissions of broadcast transmissions, if the primary +purpose of the service is to provide to the public such audio or other +entertainment programming, and the primary purpose of the service is not +to sell, advertise, or promote particular products or services other +than sound recordings, live concerts, or other music-related events. + +(7) An "interactive service" is one that enables a member of the public +to receive a transmission of a program specially created for the +recipient, or on request, a transmission of a particular sound +recording, whether or not as part of a program, which is selected by or +on behalf of the recipient. The ability of individuals to request that +particular sound recordings be performed for reception by the public at +large, or in the case of a subscription service, by all subscribers of +the service, does not make a service interactive, if the programming on +each channel of the service does not substantially consist of sound +recordings that are performed within 1 hour of the request or at a time +designated by either the transmitting entity or the individual making +such request. If an entity offers both interactive and noninteractive +services (either concurrently or at different times), the noninteractive +component shall not be treated as part of an interactive service. + +(8) A "new subscription service" is a service that performs sound +recordings by means of noninteractive subscription digital audio +transmissions and that is not a preexisting subscription service or a +preexisting satellite digital audio radio service. + +(9) A "nonsubscription" transmission is any transmission that is not a +subscription transmission. + +(10) A "preexisting satellite digital audio radio service" is a +subscription satellite digital audio radio service provided pursuant to +a satellite digital audio radio service license issued by the Federal +Communications Commission on or before July 31, 1998, and any renewal of +such license to the extent of the scope of the original license, and may +include a limited number of sample channels representative of the +subscription service that are made available on a nonsubscription basis +in order to promote the subscription service. + +(11) A "preexisting subscription service" is a service that performs +sound recordings by means of noninteractive audio-only subscription +digital audio transmissions, which was in existence and was making such +transmissions to the public for a fee on or before July 31, 1998, and +may include a limited number of sample channels representative of the +subscription service that are made available on a nonsubscription basis +in order to promote the subscription service. + +(12) A "retransmission" is a further transmission of an initial +transmission, and includes any further retransmission of the same +transmission. Except as provided in this section, a transmission +qualifies as a "retransmission" only if it is simultaneous with the +initial transmission. Nothing in this definition shall be construed to +exempt a transmission that fails to satisfy a separate element required +to qualify for an exemption under section 114(d)(1). + +(13) The "sound recording performance complement" is the transmission +during any 3-hour period, on a particular channel used by a transmitting +entity, of no more than- + +(A) 3 different selections of sound recordings from any one phonorecord +lawfully distributed for public performance or sale in the United +States, if no more than 2 such selections are transmitted consecutively; +or + +(B) 4 different selections of sound recordings- + +(i) by the same featured recording artist; or + +(ii) from any set or compilation of phonorecords lawfully distributed +together as a unit for public performance or sale in the United States, +if no more than three such selections are transmitted consecutively: + +*Provided*, That the transmission of selections in excess of the +numerical limits provided for in clauses (A) and (B) from multiple +phonorecords shall nonetheless qualify as a sound recording performance +complement if the programming of the multiple phonorecords was not +willfully intended to avoid the numerical limitations prescribed in such +clauses. + +(14) A "subscription" transmission is a transmission that is controlled +and limited to particular recipients, and for which consideration is +required to be paid or otherwise given by or on behalf of the recipient +to receive the transmission or a package of transmissions including the +transmission. + +(15) A "transmission" is either an initial transmission or a +retransmission. + + +Section 115. Scope of exclusive rights in nondramatic musical works: +Compulsory license for making and distributing phonorecords [49] + +In the case of nondramatic musical works, the exclusive rights provided +by clauses (1) and (3) of section 106, to make and to distribute +phonorecords of such works, are subject to compulsory licensing under +the conditions specified by this section. + +(a) Availability and Scope of Compulsory License.- + +(1) When phonorecords of a nondramatic musical work have been +distributed to the public in the United States under the authority of +the copyright owner, any other person, including those who make +phonorecords or digital phonorecord deliveries, may, by complying with +the provisions of this section, obtain a compulsory license to make and +distribute phonorecords of the work. A person may obtain a compulsory +license only if his or her primary purpose in making phonorecords is to +distribute them to the public for private use, including by means of a +digital phonorecord delivery. A person may not obtain a compulsory +license for use of the work in the making of phonorecords duplicating a +sound recording fixed by another, unless: + +(i) such sound recording was fixed lawfully; and + +(ii) the making of the phonorecords was authorized by the owner of +copyright in the sound recording or, if the sound recording was fixed +before February 15, 1972, by any person who fixed the sound recording +pursuant to an express license from the owner of the copyright in the +musical work or pursuant to a valid compulsory license for use of such +work in a sound recording. + +(2) A compulsory license includes the privilege of making a musical +arrangement of the work to the extent necessary to conform it to the +style or manner of interpretation of the performance involved, but the +arrangement shall not change the basic melody or fundamental character +of the work, and shall not be subject to protection as a derivative work +under this title, except with the express consent of the copyright +owner. + +(b) Notice of Intention to Obtain Compulsory License.- + +(1) Any person who wishes to obtain a compulsory license under this +section shall, before or within thirty days after making, and before +distributing any phonorecords of the work, serve notice of intention to +do so on the copyright owner. If the registration or other public +records of the Copyright Office do not identify the copyright owner and +include an address at which notice can be served, it shall be sufficient +to file the notice of intention in the Copyright Office. The notice +shall comply, in form, content, and manner of service, with requirements +that the Register of Copyrights shall prescribe by regulation. + +(2) Failure to serve or file the notice required by clause (1) +forecloses the possibility of a compulsory license and, in the absence +of a negotiated license, renders the making and distribution of +phonorecords actionable as acts of infringement under section 501 and +fully subject to the remedies provided by sections 502 through 506 and +509. + +(c) Royalty Payable Under Compulsory License. [50]- + +(1) To be entitled to receive royalties under a compulsory license, the +copyright owner must be identified in the registration or other public +records of the Copyright Office. The owner is entitled to royalties for +phonorecords made and distributed after being so identified, but is not +entitled to recover for any phonorecords previously made and +distributed. + +(2) Except as provided by clause (1), the royalty under a compulsory +license shall be payable for every phonorecord made and distributed in +accordance with the license. For this purpose, and other than as +provided in paragraph (3), a phonorecord is considered "distributed" if +the person exercising the compulsory license has voluntarily and +permanently parted with its possession. With respect to each work +embodied in the phonorecord, the royalty shall be either two and three- +fourths cents, or one-half of one cent per minute of playing time or +fraction thereof, whichever amount is larger. [51] + +(3)(A) A compulsory license under this section includes the right of the +compulsory licensee to distribute or authorize the distribution of a +phonorecord of a nondramatic musical work by means of a digital +transmission which constitutes a digital phonorecord delivery, +regardless of whether the digital transmission is also a public +performance of the sound recording under section 106(6) of this title or +of any nondramatic musical work embodied therein under section 106(4) of +this title. For every digital phonorecord delivery by or under the +authority of the compulsory licensee- + +(i) on or before December 31, 1997, the royalty payable by the +compulsory licensee shall be the royalty prescribed under paragraph (2) +and chapter 8 of this title; and + +(ii) on or after January 1, 1998, the royalty payable by the compulsory +licensee shall be the royalty prescribed under subparagraphs (B) through +(F) and chapter 8 of this title. + +(B) Notwithstanding any provision of the antitrust laws, any copyright +owners of nondramatic musical works and any persons entitled to obtain a +compulsory license under subsection (a)(1) may negotiate and agree upon +the terms and rates of royalty payments under this paragraph and the +proportionate division of fees paid among copyright owners, and may +designate common agents to negotiate, agree to, pay or receive such +royalty payments. Such authority to negotiate the terms and rates of +royalty payments includes, but is not limited to, the authority to +negotiate the year during which the royalty rates prescribed under +subparagraphs (B) through (F) and chapter 8 of this title shall next be +determined. + +(C) During the period of June 30, 1996, through December 31, 1996, the +Librarian of Congress shall cause notice to be published in the Federal +Register of the initiation of voluntary negotiation proceedings for the +purpose of determining reasonable terms and rates of royalty payments +for the activities specified by subparagraph (A) during the period +beginning January 1, 1998, and ending on the effective date of any new +terms and rates established pursuant to subparagraph (C), (D) or (F), or +such other date (regarding digital phonorecord deliveries) as the +parties may agree. Such terms and rates shall distinguish between (i) +digital phonorecord deliveries where the reproduction or distribution of +a phonorecord is incidental to the transmission which constitutes the +digital phonorecord delivery, and (ii) digital phonorecord deliveries in +general. Any copyright owners of nondramatic musical works and any +persons entitled to obtain a compulsory license under subsection (a)(1) +may submit to the Librarian of Congress licenses covering such +activities. The parties to each negotiation proceeding shall bear their +own costs. + +(D) In the absence of license agreements negotiated under subparagraphs +(B) and (C), upon the filing of a petition in accordance with section +803(a)(1), the Librarian of Congress shall, pursuant to chapter 8, +convene a copyright arbitration royalty panel to determine a schedule of +rates and terms which, subject to subparagraph (E), shall be binding on +all copyright owners of nondramatic musical works and persons entitled +to obtain a compulsory license under subsection (a)(1) during the period +beginning January 1, 1998, and ending on the effective date of any new +terms and rates established pursuant to subparagraph (C), (D) or (F), or +such other date (regarding digital phonorecord deliveries) as may be +determined pursuant to subparagraphs (B) and (C). Such terms and rates +shall distinguish between (i) digital phonorecord deliveries where the +reproduction or distribution of a phonorecord is incidental to the +transmission which constitutes the digital phonorecord delivery, and +(ii) digital phonorecord deliveries in general. In addition to the +objectives set forth in section 801(b)(1), in establishing such rates +and terms, the copyright arbitration royalty panel may consider rates +and terms under voluntary license agreements negotiated as provided in +subparagraphs (B) and (C). The royalty rates payable for a compulsory +license for a digital phonorecord delivery under this section shall be +established de novo and no precedential effect shall be given to the +amount of the royalty payable by a compulsory licensee for digital +phonorecord deliveries on or before December 31, 1997. The Librarian of +Congress shall also establish requirements by which copyright owners may +receive reasonable notice of the use of their works under this section, +and under which records of such use shall be kept and made available by +persons making digital phonorecord deliveries. + +(E)(i) License agreements voluntarily negotiated at any time between one +or more copyright owners of nondramatic musical works and one or more +persons entitled to obtain a compulsory license under subsection (a)(1) +shall be given effect in lieu of any determination by the Librarian of +Congress. Subject to clause (ii), the royalty rates determined pursuant +to subparagraph (C), (D) or (F) shall be given effect in lieu of any +contrary royalty rates specified in a contract pursuant to which a +recording artist who is the author of a nondramatic musical work grants +a license under that person's exclusive rights in the musical work under +paragraphs (1) and (3) of section 106 or commits another person to grant +a license in that musical work under paragraphs (1) and (3) of section +106, to a person desiring to fix in a tangible medium of expression a +sound recording embodying the musical work. + +(ii) The second sentence of clause (i) shall not apply to- + +(I) a contract entered into on or before June 22, 1995 and not modified +thereafter for the purpose of reducing the royalty rates determined +pursuant to subparagraph (C), (D) or (F) or of increasing the number of +musical works within the scope of the contract covered by the reduced +rates, except if a contract entered into on or before June 22, 1995, is +modified thereafter for the purpose of increasing the number of musical +works within the scope of the contract, any contrary royalty rates +specified in the contract shall be given effect in lieu of royalty rates +determined pursuant to subparagraph (C), (D) or (F) for the number of +musical works within the scope of the contract as of June 22, 1995; and + +(II) a contract entered into after the date that the sound recording is +fixed in a tangible medium of expression substantially in a form +intended for commercial release, if at the time the contract is entered +into, the recording artist retains the right to grant licenses as to the +musical work under paragraphs (1) and (3) of section 106. + +(F) The procedures specified in subparagraphs (C) and (D) shall be +repeated and concluded, in accordance with regulations that the +Librarian of Congress shall prescribe, in each fifth calendar year after +1997, except to the extent that different years for the repeating and +concluding of such proceedings may be determined in accordance with +subparagraphs (B) and (C). + +(G) Except as provided in section 1002(e) of this title, a digital +phonorecord delivery licensed under this paragraph shall be accompanied +by the information encoded in the sound recording, if any, by or under +the authority of the copyright owner of that sound recording, that +identifies the title of the sound recording, the featured recording +artist who performs on the sound recording, and related information, +including information concerning the underlying musical work and its +writer. + +(H)(i) A digital phonorecord delivery of a sound recording is actionable +as an act of infringement under section 501, and is fully subject to the +remedies provided by sections 502 through 506 and section 509, unless- + +(I) the digital phonorecord delivery has been authorized by the +copyright owner of the sound recording; and + +(II) the owner of the copyright in the sound recording or the entity +making the digital phonorecord delivery has obtained a compulsory +license under this section or has otherwise been authorized by the +copyright owner of the musical work to distribute or authorize the +distribution, by means of a digital phonorecord delivery, of each +musical work embodied in the sound recording. + +(ii) Any cause of action under this subparagraph shall be in addition to +those available to the owner of the copyright in the nondramatic musical +work under subsection (c)(6) and section 106(4) and the owner of the +copyright in the sound recording under section 106(6). + +(I) The liability of the copyright owner of a sound recording for +infringement of the copyright in a nondramatic musical work embodied in +the sound recording shall be determined in accordance with applicable +law, except that the owner of a copyright in a sound recording shall not +be liable for a digital phonorecord delivery by a third party if the +owner of the copyright in the sound recording does not license the +distribution of a phonorecord of the nondramatic musical work. + +(J) Nothing in section 1008 shall be construed to prevent the exercise +of the rights and remedies allowed by this paragraph, paragraph (6), and +chapter 5 in the event of a digital phonorecord delivery, except that no +action alleging infringement of copyright may be brought under this +title against a manufacturer, importer or distributor of a digital audio +recording device, a digital audio recording medium, an analog recording +device, or an analog recording medium, or against a consumer, based on +the actions described in such section. + +(K) Nothing in this section annuls or limits + +(i) the exclusive right to publicly perform a sound recording or the +musical work embodied therein, including by means of a digital +transmission, under sections 106(4) and 106(6), + +(ii) except for compulsory licensing under the conditions specified by +this section, the exclusive rights to reproduce and distribute the sound +recording and the musical work embodied therein under sections 106(1) +and 106(3), including by means of a digital phonorecord delivery, or +(iii) any other rights under any other provision of section 106, or +remedies available under this title, as such rights or remedies exist +either before or after the date of enactment of the Digital Performance +Right in Sound Recordings Act of 1995. + +(L) The provisions of this section concerning digital phonorecord +deliveries shall not apply to any exempt transmissions or +retransmissions under section 114(d)(1). The exemptions created in +section 114(d)(1) do not expand or reduce the rights of copyright owners +under section 106(1) through (5) with respect to such transmissions and +retransmissions. + +(4) A compulsory license under this section includes the right of the +maker of a phonorecord of a nondramatic musical work under subsection +(a)(1) to distribute or authorize distribution of such phonorecord by +rental, lease, or lending (or by acts or practices in the nature of +rental, lease, or lending). In addition to any royalty payable under +clause (2) and chapter 8 of this title, a royalty shall be payable by +the compulsory licensee for every act of distribution of a phonorecord +by or in the nature of rental, lease, or lending, by or under the +authority of the compulsory licensee. With respect to each nondramatic +musical work embodied in the phonorecord, the royalty shall be a +proportion of the revenue received by the compulsory licensee from every +such act of distribution of the phonorecord under this clause equal to +the proportion of the revenue received by the compulsory licensee from +distribution of the phonorecord under clause (2) that is payable by a +compulsory licensee under that clause and under chapter 8. The Register +of Copyrights shall issue regulations to carry out the purpose of this +clause. + +(5) Royalty payments shall be made on or before the twentieth day of +each month and shall include all royalties for the month next preceding. +Each monthly payment shall be made under oath and shall comply with +requirements that the Register of Copyrights shall prescribe by +regulation. The Register shall also prescribe regulations under which +detailed cumulative annual statements of account, certified by a +certified public accountant, shall be filed for every compulsory license +under this section. The regulations covering both the monthly and the +annual statements of account shall prescribe the form, content, and +manner of certification with respect to the number of records made and +the number of records distributed. + +(6) If the copyright owner does not receive the monthly payment and the +monthly and annual statements of account when due, the owner may give +written notice to the licensee that, unless the default is remedied +within thirty days from the date of the notice, the compulsory license +will be automatically terminated. Such termination renders either the +making or the distribution, or both, of all phonorecords for which the +royalty has not been paid, actionable as acts of infringement under +section 501 and fully subject to the remedies provided by sections 502 +through 506 and 509. + +(d) Definition. As used in this section, the following term has the +following meaning: A "digital phonorecord delivery" is each individual +delivery of a phonorecord by digital transmission of a sound recording +which results in a specifically identifiable reproduction by or for any +transmission recipient of a phonorecord of that sound recording, +regardless of whether the digital transmission is also a public +performance of the sound recording or any nondramatic musical work +embodied therein. A digital phonorecord delivery does not result from a +real-time, non-interactive subscription transmission of a sound +recording where no reproduction of the sound recording or the musical +work embodied therein is made from the inception of the transmission +through to its receipt by the transmission recipient in order to make +the sound recording audible. + + +Section 116. Negotiated licenses for public performances by means of coin- +operated phonorecord players [52] + +(a) Applicability of Section. This section applies to any nondramatic +musical work embodied in a phonorecord. + +(b) Negotiated Licenses.- + +(1) Authority for negotiations. Any owners of copyright in works to +which this section applies and any operators of coin-operated +phonorecord players may negotiate and agree upon the terms and rates of +royalty payments for the performance of such works and the proportionate +division of fees paid among copyright owners, and may designate common +agents to negotiate, agree to, pay, or receive such royalty payments. + +(2) Arbitration. Parties not subject to such a negotiation, may +determine, by arbitration in accordance with the provisions of chapter +8, the terms and rates and the division of fees described in paragraph +(1). + +(c) License Agreements Superior to Copyright Arbitration Royalty Panel +Determinations. License agreements between one or more copyright owners +and one or more operators of coin-operated phonorecord players, which +are negotiated in accordance with subsection (b), shall be given effect +in lieu of any otherwise applicable determination by a copyright +arbitration royalty panel. + +(d) Definitions. As used in this section, the following terms mean the +following: + +(1) A "coin-operated phonorecord player" is a machine or device that- + +(A) is employed solely for the performance of nondramatic musical works +by means of phonorecords upon being activated by the insertion of coins, +currency, tokens, or other monetary units or their equivalent; + +(B) is located in an establishment making no direct or indirect charge +for admission; + +(C) is accompanied by a list which is comprised of the titles of all the +musical works available for performance on it, and is affixed to the +phonorecord player or posted in the establishment in a prominent +position where it can be readily examined by the public; and + +(D) affords a choice of works available for performance and permits the +choice to be made by the patrons of the establishment in which it is +located. + +(2) An "operator" is any person who, alone or jointly with others- + +(A) owns a coin-operated phonorecord player; + +(B) has the power to make a coin-operated phonorecord player available +for placement in an establishment for purposes of public performance; or + +(C) has the power to exercise primary control over the selection of the +musical works made available for public performance on a coin-operated +phonorecord player. + + +Section 117. Limitations on exclusive rights: Computer programs [53] + +(a) Making of Additional Copy or Adaptation by Owner of Copy. +Notwithstanding the provisions of section 106, it is not an infringement +for the owner of a copy of a computer program to make or authorize the +making of another copy or adaptation of that computer program provided: + +(1) that such a new copy or adaptation is created as an essential step +in the utilization of the computer program in conjunction with a machine +and that it is used in no other manner, or + +(2) that such new copy or adaptation is for archival purposes only and +that all archival copies are destroyed in the event that continued +possession of the computer program should cease to be rightful. + +(b) Lease, Sale, or Other Transfer of Additional Copy or Adaptation. Any +exact copies prepared in accordance with the provisions of this section +may be leased, sold, or otherwise transferred, along with the copy from +which such copies were prepared, only as part of the lease, sale, or +other transfer of all rights in the program. Adaptations so prepared may +be transferred only with the authorization of the copyright owner. + +(c) Machine Maintenance or Repair. Notwithstanding the provisions of +section 106, it is not an infringement for the owner or lessee of a +machine to make or authorize the making of a copy of a computer program +if such copy is made solely by virtue of the activation of a machine +that lawfully contains an authorized copy of the computer program, for +purposes only of maintenance or repair of that machine, if- + +(1) such new copy is used in no other manner and is destroyed +immediately after the maintenance or repair is completed; and + +(2) with respect to any computer program or part thereof that is not +necessary for that machine to be activated, such program or part thereof +is not accessed or used other than to make such new copy by virtue of +the activation of the machine. + +(d) Definitions. For purposes of this section- + +(1) the "maintenance" of a machine is the servicing of the machine in +order to make it work in accordance with its original specifications and +any changes to those specifications authorized for that machine; and + +(2) the "repair" of a machine is the restoring of the machine to the +state of working in accordance with its original specifications and any +changes to those specifications authorized for that machine. + + +Section 118. Scope of exclusive rights: Use of certain works in connection +with noncommercial broadcasting [54] + +(a) The exclusive rights provided by section 106 shall, with respect to +the works specified by subsection (b) and the activities specified by +subsection (d), be subject to the conditions and limitations prescribed +by this section. + +(b) Notwithstanding any provision of the antitrust laws, any owners of +copyright in published nondramatic musical works and published +pictorial, graphic, and sculptural works and any public broadcasting +entities, respectively, may negotiate and agree upon the terms and rates +of royalty payments and the proportionate division of fees paid among +various copyright owners, and may designate common agents to negotiate, +agree to, pay, or receive payments. + +(1) Any owner of copyright in a work specified in this subsection or any +public broadcasting entity may submit to the Librarian of Congress +proposed licenses covering such activities with respect to such works. +The Librarian of Congress shall proceed on the basis of the proposals +submitted to it as well as any other relevant information. The Librarian +of Congress shall permit any interested party to submit information +relevant to such proceedings. + +(2) License agreements voluntarily negotiated at any time between one or +more copyright owners and one or more public broadcasting entities shall +be given effect in lieu of any determination by the Librarian of +Congress: *Provided*, That copies of such agreements are filed in the +Copyright Office within thirty days of execution in accordance with +regulations that the Register of Copyrights shall prescribe. + +(3) In the absence of license agreements negotiated under paragraph (2), +the Librarian of Congress shall, pursuant to chapter 8, convene a +copyright arbitration royalty panel to determine and publish in the +Federal Register a schedule of rates and terms which, subject to +paragraph (2), shall be binding on all owners of copyright in works +specified by this subsection and public broadcasting entities, +regardless of whether such copyright owners have submitted proposals to +the Librarian of Congress. In establishing such rates and terms the +copyright arbitration royalty panel may consider the rates for +comparable circumstances under voluntary license agreements negotiated +as provided in paragraph (2). The Librarian of Congress shall also +establish requirements by which copyright owners may receive reasonable +notice of the use of their works under this section, and under which +records of such use shall be kept by public broadcasting entities. + +(c) The initial procedure specified in subsection (b) shall be repeated +and concluded between June 30 and December 31, 1997, and at five-year +intervals thereafter, in accordance with regulations that the Librarian +of Congress shall prescribe. + +(d) Subject to the terms of any voluntary license agreements that have +been negotiated as provided by subsection (b) (2), a public broadcasting +entity may, upon compliance with the provisions of this section, +including the rates and terms established by a copyright arbitration +royalty panel under subsection (b) (3), engage in the following +activities with respect to published nondramatic musical works and +published pictorial, graphic, and sculptural works: + +(1) performance or display of a work by or in the course of a +transmission made by a noncommercial educational broadcast station +referred to in subsection (g); and + +(2) production of a transmission program, reproduction of copies or +phonorecords of such a transmission program, and distribution of such +copies or phonorecords, where such production, reproduction, or +distribution is made by a nonprofit institution or organization solely +for the purpose of transmissions specified in paragraph (1); and + +(3) the making of reproductions by a governmental body or a nonprofit +institution of a transmission program simultaneously with its +transmission as specified in paragraph (1), and the performance or +display of the contents of such program under the conditions specified +by paragraph (1) of section 110, but only if the reproductions are used +for performances or displays for a period of no more than seven days +from the date of the transmission specified in paragraph (1), and are +destroyed before or at the end of such period. No person supplying, in +accordance with paragraph (2), a reproduction of a transmission program +to governmental bodies or nonprofit institutions under this paragraph +shall have any liability as a result of failure of such body or +institution to destroy such reproduction: *Provided*, That it shall +have notified such body or institution of the requirement for such +destruction pursuant to this paragraph: *And provided further*, That if +such body or institution itself fails to destroy such reproduction it +shall be deemed to have infringed. + +(e) Except as expressly provided in this subsection, this section shall +have no applicability to works other than those specified in subsection +(b). Owners of copyright in nondramatic literary works and public +broadcasting entities may, during the course of voluntary negotiations, +agree among themselves, respectively, as to the terms and rates of +royalty payments without liability under the antitrust laws. Any such +terms and rates of royalty payments shall be effective upon filing in +the Copyright Office, in accordance with regulations that the Register +of Copyrights shall prescribe. + +(f) Nothing in this section shall be construed to permit, beyond the +limits of fair use as provided by section 107, the unauthorized +dramatization of a nondramatic musical work, the production of a +transmission program drawn to any substantial extent from a published +compilation of pictorial, graphic, or sculptural works, or the +unauthorized use of any portion of an audiovisual work. + +(g) As used in this section, the term "public broadcasting entity" means +a noncommercial educational broadcast station as defined in section 397 +of title 47 and any nonprofit institution or organization engaged in the +activities described in paragraph (2) of subsection (d). + + +Section 119. Limitations on exclusive rights: Secondary transmissions of +superstations and network stations for private home viewing [55] + +(a) Secondary Transmissions by Satellite Carriers.- + +(1) Superstations and PBS Satellite Feed. Subject to the provisions of +paragraphs (3), (4), and (6) of this subsection and section 114(d), +secondary transmissions of a performance or display of a work embodied +in a primary transmission made by a superstation or by the Public +Broadcasting Service satellite feed shall be subject to statutory +licensing under this section if the secondary transmission is made by a +satellite carrier to the public for private home viewing, with regard to +secondary transmissions the satellite carrier is in compliance with the +rules, regulations, or authorizations of the Federal Communications +Commission governing the carriage of television broadcast station +signals, and the carrier makes a direct or indirect charge for each +retransmission service to each household receiving the secondary +transmission or to a distributor that has contracted with the carrier +for direct or indirect delivery of the secondary transmission to the +public for private home viewing. In the case of the Public Broadcasting +Service satellite feed, the statutory license shall be effective until +January 1, 2002. [56] + +(2) Network stations.- + +(A) In general. Subject to the provisions of subparagraphs (B) and (C) +of this paragraph and paragraphs (3), (4), (5), and (6) of this +subsection and section 114(d), secondary transmissions of a performance +or display of a work embodied in a primary transmission made by a +network station shall be subject to statutory licensing under this +section if the secondary transmission is made by a satellite carrier to +the public for private home viewing, with regard to secondary +transmissions the satellite carrier is in compliance with the rules, +regulations, or authorizations of the Federal Communications Commission +governing the carriage of television broadcast station signals, and the +carrier makes a direct or indirect charge for such retransmission +service to each subscriber receiving the secondary transmission. + +(B) Secondary transmissions to unserved households.- + +(i) In general. The statutory license provided for in subparagraph (A) +shall be limited to secondary transmissions of the signals of no more +than two network stations in a single day for each television network to +persons who reside in unserved households. + +(ii) Accurate determinations of eligibility.- + +(I) Accurate predictive model. In determining presumptively whether a +person resides in an unserved household under subsection (d)(10)(A), a +court shall rely on the Individual Location Longley-Rice model set forth +by the Federal Communications Commission in Docket No. 98-201, as that +model may be amended by the Commission over time under section 339(c)(3) +of the Communications Act of 1934 to increase the accuracy of that +model. + +(II) Accurate measurements. For purposes of site measurements to +determine whether a person resides in an unserved household under +subsection (d)(10)(A), a court shall rely on section 339(c)(4) of the +Communications Act of 1934. + +(iii) C-band exemption to unserved households.- + +(I) In general. The limitations of clause (i) shall not apply to any +secondary transmissions by C-band services of network stations that a +subscriber to C-band service received before any termination of such +secondary transmissions before October 31, 1999. + +(II) Definition. In this clause the term "C-band service" means a +service that is licensed by the Federal Communications Commission and +operates in the Fixed Satellite Service under part 25 of title 47 of the +Code of Federal Regulations. + +(C) Submission of subscriber lists to networks. A satellite carrier that +makes secondary transmissions of a primary transmission made by a +network station pursuant to subparagraph (A) shall, 90 days after +commencing such secondary transmissions, submit to the network that owns +or is affiliated with the network station a list identifying (by name +and street address, including county and zip code) all subscribers to +which the satellite carrier makes secondary transmissions of that +primary transmission. Thereafter, on the 15th of each month, the +satellite carrier shall submit to the network a list identifying (by +name and street address, including county and zip code) any persons who +have been added or dropped as such subscribers since the last submission +under this subparagraph. Such subscriber information submitted by a +satellite carrier may be used only for purposes of monitoring compliance +by the satellite carrier with this subsection. The submission +requirements of this subparagraph shall apply to a satellite carrier +only if the network to whom the submissions are to be made places on +file with the Register of Copyrights a document identifying the name and +address of the person to whom such submissions are to be made. The +Register shall maintain for public inspection a file of all such +documents. + +(3) Noncompliance with reporting and payment requirements.- +Notwithstanding the provisions of paragraphs (1) and (2), the willful or +repeated secondary transmission to the public by a satellite carrier of +a primary transmission made by a superstation or a network station and +embodying a performance or display of a work is actionable as an act of +infringement under section 501, and is fully subject to the remedies +provided by sections 502 through 506 and 509, where the satellite +carrier has not deposited the statement of account and royalty fee +required by subsection (b), or has failed to make the submissions to +networks required by paragraph (2)(C). + +(4) Willful alterations. Notwithstanding the provisions of paragraphs +(1) and (2), the secondary transmission to the public by a satellite +carrier of a performance or display of a work embodied in a primary +transmission made by a superstation or a network station is actionable +as an act of infringement under section 501, and is fully subject to the +remedies provided by sections 502 through 506 and sections 509 and 510, +if the content of the particular program in which the performance or +display is embodied, or any commercial advertising or station +announcement transmitted by the primary transmitter during, or +immediately before or after, the transmission of such program, is in any +way willfully altered by the satellite carrier through changes, +deletions, or additions, or is combined with programming from any other +broadcast signal. + +(5) Violation of territorial restrictions on statutory license for +network stations.- + +(A) Individual violations. The willful or repeated secondary +transmission by a satellite carrier of a primary transmission made by a +network station and embodying a performance or display of a work to a +subscriber who does not reside in an unserved household is actionable as +an act of infringement under section 501 and is fully subject to the +remedies provided by sections 502 through 506 and 509, except that- + +(i) no damages shall be awarded for such act of infringement if the +satellite carrier took corrective action by promptly withdrawing service +from the ineligible subscriber, and + +(ii) any statutory damages shall not exceed $5 for such subscriber for +each month during which the violation occurred. + +(B) Pattern of violations. If a satellite carrier engages in a willful +or repeated pattern or practice of delivering a primary transmission +made by a network station and embodying a performance or display of a +work to subscribers who do not reside in unserved households, then in +addition to the remedies set forth in subparagraph (A)- + +(i) if the pattern or practice has been carried out on a substantially +nationwide basis, the court shall order a permanent injunction barring +the secondary transmission by the satellite carrier, for private home +viewing, of the primary transmissions of any primary network station +affiliated with the same network, and the court may order statutory +damages of not to exceed $250,000 for each 6-month period during which +the pattern or practice was carried out; and + +(ii) if the pattern or practice has been carried out on a local or +regional basis, the court shall order a permanent injunction barring the +secondary transmission, for private home viewing in that locality or +region, by the satellite carrier of the primary transmissions of any +primary network station affiliated with the same network, and the court +may order statutory damages of not to exceed $250,000 for each 6-month +period during which the pattern or practice was carried out. + +(C) Previous subscribers excluded. Subparagraphs (A) and (B) do not +apply to secondary transmissions by a satellite carrier to persons who +subscribed to receive such secondary transmissions from the satellite +carrier or a distributor before November 16, 1988. + +(D) Burden of proof. [57] In any action brought under this paragraph, +the satellite carrier shall have the burden of proving that its +secondary transmission of a primary transmission by a network station is +for private home viewing to an unserved household. + +(E) Exception. The secondary transmission by a satellite carrier of a +performance or display of a work embodied in a primary transmission made +by a network station to subscribers who do not reside in unserved +households shall not be an act of infringement if- + +(i) the station on May 1, 1991, was retransmitted by a satellite carrier +and was not on that date owned or operated by or affiliated with a +television network that offered interconnected program service on a +regular basis for 15 or more hours per week to at least 25 affiliated +television licensees in 10 or more States; + +(ii) as of July 1, 1998, such station was retransmitted by a satellite +carrier under the statutory license of this section; and + +(iii) the station is not owned or operated by or affiliated with a +television network that, as of January 1, 1995, offered interconnected +program service on a regular basis for 15 or more hours per week to at +least 25 affiliated television licensees in 10 or more States. + +(6) Discrimination by a satellite carrier. Notwithstanding the +provisions of paragraph (1), the willful or repeated secondary +transmission to the public by a satellite carrier of [a] performance or +display of a work embodied in a primary transmission made by a +superstation or a network station is actionable as an act of +infringement under section 501, and is fully subject to the remedies +provided by sections 502 through 506 and 509, if the satellite carrier +unlawfully discriminates against a distributor. [58] + +(7) Geographic limitation on secondary transmissions. The statutory +license created by this section shall apply only to secondary +transmissions to households located in the United States. + +(8) Transitional signal intensity measurement procedures. [59] + +(A) In general. Subject to subparagraph (C), upon a challenge by a +network station regarding whether a subscriber is an unserved household +within the predicted Grade B Contour of the station, the satellite +carrier shall, within 60 days after the receipt of the challenge- + +(i) terminate service to that household of the signal that is the +subject of the challenge, and within 30 days thereafter notify the +network station that made the challenge that service to that household +has been terminated; or + +(ii) conduct a measurement of the signal intensity of the subscriber's +household to determine whether the household is an unserved household +after giving reasonable notice to the network station of the satellite +carrier's intent to conduct the measurement. + +(B) Effect of measurement. If the satellite carrier conducts a signal +intensity measurement under subparagraph (A) and the measurement +indicates that- + +(i) the household is not an unserved household, the satellite carrier +shall, within 60 days after the measurement is conducted, terminate the +service to that household of the signal that is the subject of the +challenge, and within 30 days thereafter notify the network station that +made the challenge that service to that household has been terminated; +or + +(ii) the household is an unserved household, the station challenging the +service shall reimburse the satellite carrier for the costs of the +signal measurement within 60 days after receipt of the measurement +results and a statement of the costs of the measurement. + +(C) Limitation on measurements.- + +(i) Notwithstanding subparagraph (A), a satellite carrier may not be +required to conduct signal intensity measurements during any calendar +year in excess of 5 percent of the number of subscribers within the +network station's local market that have subscribed to the service as of +the effective date of the Satellite Home Viewer Act of 1994. + +(ii) If a network station challenges whether a subscriber is an unserved +household in excess of 5 percent of the subscribers within the network +station's local market within a calendar year, subparagraph (A) shall +not apply to challenges in excess of such 5 percent, but the station may +conduct its own signal intensity measurement of the subscriber's +household after giving reasonable notice to the satellite carrier of the +network station's intent to conduct the measurement. If such measurement +indicates that the household is not an unserved household, the carrier +shall, within 60 days after receipt of the measurement, terminate +service to the household of the signal that is the subject of the +challenge and within 30 days thereafter notify the network station that +made the challenge that service has been terminated. The carrier shall +also, within 60 days after receipt of the measurement and a statement of +the costs of the measurement, reimburse the network station for the cost +it incurred in conducting the measurement. + +(D) Outside the predicted grade b contour.- + +(i) If a network station challenges whether a subscriber is an unserved +household outside the predicted Grade B Contour of the station, the +station may conduct a measurement of the signal intensity of the +subscriber's household to determine whether the household is an unserved +household after giving reasonable notice to the satellite carrier of the +network station's intent to conduct the measurement. + +(ii) If the network station conducts a signal intensity measurement +under clause (i) and the measurement indicates that- + +(I) the household is not an unserved household, the station shall +forward the results to the satellite carrier who shall, within 60 days +after receipt of the measurement, terminate the service to the household +of the signal that is the subject of the challenge, and shall reimburse +the station for the costs of the measurement within 60 days after +receipt of the measurement results and a statement of such costs; or + +(II) the household is an unserved household, the station shall pay the +costs of the measurement. + +(9) Loser pays for signal intensity measurement; recovery of measurement +costs in a civil action. In any civil action filed relating to the +eligibility of subscribing households as unserved households- + +(A) a network station challenging such eligibility shall, within 60 days +after receipt of the measurement results and a statement of such costs, +reimburse the satellite carrier for any signal intensity measurement +that is conducted by that carrier in response to a challenge by the +network station and that establishes the household is an unserved +household; and + +(B) a satellite carrier shall, within 60 days after receipt of the +measurement results and a statement of such costs, reimburse the network +station challenging such eligibility for any signal intensity +measurement that is conducted by that station and that establishes the +household is not an unserved household. + +(10) inability to conduct measurement. If a network station makes a +reasonable attempt to conduct a site measurement of its signal at a +subscriber's household and is denied access for the purpose of +conducting the measurement, and is otherwise unable to conduct a +measurement, the satellite carrier shall within 60 days notice thereof, +terminate service of the station's network to that household. + +(11) Service to recreational vehicles and commercial trucks.- + +(A) Exemption.- + +(i) In general. For purposes of this subsection, and subject to clauses +(ii) and (iii), the term "unserved household" shall include- + +(I) recreational vehicles as defined in regulations of the Secretary of +Housing and Urban Development under section 3282.8 of title 24 of the +Code of Federal Regulations; and + +(II) commercial trucks that qualify as commercial motor vehicles under +regulations of the Secretary of Transportation under section 383.5 of +title 49 of the Code of Federal Regulations. + +(ii) Limitation. Clause (i) shall apply only to a recreational vehicle +or commercial truck if any satellite carrier that proposes to make a +secondary transmission of a network station to the operator of such a +recreational vehicle or commercial truck complies with the documentation +requirements under subparagraphs (B) and (C). + +(iii) Exclusion. For purposes of this subparagraph, the terms +"recreational vehicle" and "commercial truck" shall not include any +fixed dwelling, whether a mobile home or otherwise. + +(B) Documentation requirements. A recreational vehicle or commercial +truck shall be deemed to be an unserved household beginning 10 days +after the relevant satellite carrier provides to the network that owns +or is affiliated with the network station that will be secondarily +transmitted to the recreational vehicle or commercial truck the +following documents: + +(i) Declaration. A signed declaration by the operator of the +recreational vehicle or commercial truck that the satellite dish is +permanently attached to the recreational vehicle or commercial truck, +and will not be used to receive satellite programming at any fixed +dwelling. + +(ii) Registration. In the case of a recreational vehicle, a copy of the +current State vehicle registration for the recreational vehicle. + +(iii) Registration and license. In the case of a commercial truck, a +copy of- + +(I) the current State vehicle registration for the truck; and + +(II) a copy of a valid, current commercial driver's license, as defined +in regulations of the Secretary of Transportation under section 383 of +title 49 of the Code of Federal Regulations, issued to the operator. + +(C) Updated documentation requirements. If a satellite carrier wishes to +continue to make secondary transmissions to a recreational vehicle or +commercial truck for more than a 2-year period, that carrier shall +provide each network, upon request, with updated documentation in the +form described under subparagraph (B) during the 90 days before +expiration of that 2-year period. + +(12) Statutory license contingent on compliance with fcc rules and +remedial steps. Notwithstanding any other provision of this section, the +willful or repeated secondary transmission to the public by a satellite +carrier of a primary transmission embodying a performance or display of +a work made by a broadcast station licensed by the Federal +Communications Commission is actionable as an act of infringement under +section 501, and is fully subject to the remedies provided by sections +502 through 506 and 509, if, at the time of such transmission, the +satellite carrier is not in compliance with the rules, regulations, and +authorizations of the Federal Communications Commission concerning the +carriage of television broadcast station signals. [60] + +(b) Statutory License for Secondary Transmissions for Private Home +Viewing.- + +(1) Deposits with the register of copyrights. A satellite carrier whose +secondary transmissions are subject to statutory licensing under +subsection (a) shall, on a semiannual basis, deposit with the Register +of Copyrights, in accordance with requirements that the Register shall +prescribe by regulation- + +(A) a statement of account, covering the preceding 6-month period, +specifying the names and locations of all superstations and network +stations whose signals were transmitted, at any time during that period, +to subscribers for private home viewing as described in subsections (a) +(1) and (a)(2), the total number of subscribers that received such +transmissions, and such other data as the Register of Copyrights may +from time to time prescribe by regulation; and + +(B) a royalty fee for that 6-month period, computed by- + +(i) multiplying the total number of subscribers receiving each secondary +transmission of a superstation during each calendar month by 17.5 cents +per subscriber in the case of superstations that as retransmitted by the +satellite carrier include any program which, if delivered by any cable +system in the United States, would be subject to the syndicated +exclusivity rules of the Federal Communications Commission, and 14 cents +per subscriber in the case of superstations that are syndex-proof as +defined in section 258.2 of title 37, Code of Federal Regulations; + +(ii) multiplying the number of subscribers receiving each secondary +transmission of a network station or the Public Broadcasting Service +satellite feed during each calendar month by 6 cents; [61] and + +(iii) adding together the totals computed under clauses (i) and (ii). + +(2) Investment of fees. The Register of Copyrights shall receive all +fees deposited under this section and, after deducting the reasonable +costs incurred by the Copyright Office under this section (other than +the costs deducted under paragraph (4)), shall deposit the balance in +the Treasury of the United States, in such manner as the Secretary of +the Treasury directs. All funds held by the Secretary of the Treasury +shall be invested in interest-bearing securities of the United States +for later distribution with interest by the Librarian of Congress as +provided by this title. + +(3) Persons to whom fees are distributed. The royalty fees deposited +under paragraph (2) shall, in accordance with the procedures provided by +paragraph (4), be distributed to those copyright owners whose works were +included in a secondary transmission for private home viewing made by a +satellite carrier during the applicable 6-month accounting period and +who file a claim with the Librarian of Congress under paragraph (4). + +(4) Procedures for distribution. The royalty fees deposited under +paragraph (2) shall be distributed in accordance with the following +procedures: + +(A) Filing of claims for fees. During the month of July in each year, +each person claiming to be entitled to statutory license fees for +secondary transmissions for private home viewing shall file a claim with +the Librarian of Congress, in accordance with requirements that the +Librarian of Congress shall prescribe by regulation. For purposes of +this paragraph, any claimants may agree among themselves as to the +proportionate division of statutory license fees among them, may lump +their claims together and file them jointly or as a single claim, or may +designate a common agent to receive payment on their behalf. + +(B) Determination of controversy; distributions. After the first day of +August of each year, the Librarian of Congress shall determine whether +there exists a controversy concerning the distribution of royalty fees. +If the Librarian of Congress determines that no such controversy exists, +the Librarian of Congress shall, after deducting reasonable +administrative costs under this paragraph, distribute such fees to the +copyright owners entitled to receive them, or to their designated +agents. If the Librarian of Congress finds the existence of a +controversy, the Librarian of Congress shall, pursuant to chapter 8 of +this title, convene a copyright arbitration royalty panel to determine +the distribution of royalty fees. + +(C) Withholding of fees during controversy. During the pendency of any +proceeding under this subsection, the Librarian of Congress shall +withhold from distribution an amount sufficient to satisfy all claims +with respect to which a controversy exists, but shall have discretion to +proceed to distribute any amounts that are not in controversy. + +(c) Adjustment of Royalty Fees.- + +(1) Applicability and determination of royalty fees. The rate of the +royalty fee payable under subsection (b)(1)(B) shall be effective unless +a royalty fee is established under paragraph (2) or (3) of this +subsection. + +(2) Fee set by voluntary negotiation.- + +(A) Notice of initiation of proceedings. On or before July 1, 1996, the +Librarian of Congress shall cause notice to be published in the Federal +Register of the initiation of voluntary negotiation proceedings for the +purpose of determining the royalty fee to be paid by satellite carriers +under subsection (b)(1)(B). + +(B) Negotiations. Satellite carriers, distributors, and copyright owners +entitled to royalty fees under this section shall negotiate in good +faith in an effort to reach a voluntary agreement or voluntary +agreements for the payment of royalty fees. Any such satellite carriers, +distributors, and copyright owners may at any time negotiate and agree +to the royalty fee, and may designate common agents to negotiate, agree +to, or pay such fees. If the parties fail to identify common agents, the +Librarian of Congress shall do so, after requesting recommendations from +the parties to the negotiation proceeding. The parties to each +negotiation proceeding shall bear the entire cost thereof. + +(C) Agreements binding on parties; filing of agreements. Voluntary +agreements negotiated at any time in accordance with this paragraph +shall be binding upon all satellite carriers, distributors, and +copyright owners that are parties thereto. Copies of such agreements +shall be filed with the Copyright Office within 30 days after execution +in accordance with regulations that the Register of Copyrights shall +prescribe. + +(D) Period agreement is in effect. The obligation to pay the royalty +fees established under a voluntary agreement which has been filed with +the Copyright Office in accordance with this paragraph shall become +effective on the date specified in the agreement, and shall remain in +effect until December 31, 1999, or in accordance with the terms of the +agreement, whichever is later. + +(3) Fee set by compulsory arbitration.- + +(A) Notice of initiation of proceedings. On or before January 1, 1997, +the Librarian of Congress shall cause notice to be published in the +Federal Register of the initiation of arbitration proceedings for the +purpose of determining a reasonable royalty fee to be paid under +subsection (b)(1)(B) by satellite carriers who are not parties to a +voluntary agreement filed with the Copyright Office in accordance with +paragraph (2). Such arbitration proceeding shall be conducted under +chapter 8. + +(B) Establishment of royalty fees. In determining royalty fees under +this paragraph, the copyright arbitration royalty panel appointed under +chapter 8 shall establish fees for the retransmission of network +stations and superstations that most clearly represent the fair market +value of secondary transmissions. In determining the fair market value, +the panel shall base its decision on economic, competitive, and +programming information presented by the parties, including- + +(i) the competitive environment in which such programming is +distributed, the cost of similar signals in similar private and +compulsory license marketplaces, and any special features and conditions +of the retransmission marketplace; + +(ii) the economic impact of such fees on copyright owners and satellite +carriers; and + +(iii) the impact on the continued availability of secondary +transmissions to the public. + +(C) Period during which decision of arbitration panel or order of +librarian effective. The obligation to pay the royalty fee established +under a determination which- + +(i) is made by a copyright arbitration royalty panel in an arbitration +proceeding under this paragraph and is adopted by the Librarian of +Congress under section 802(f), or + +(ii) is established by the Librarian of Congress under section 802(f), +shall become effective as provided in section 802(g ), or July 1, 1997, +whichever is later. + +(D) Persons subject to royalty fee. The royalty fee referred to in +subparagraph (C) shall be binding on all satellite carriers, +distributors, and copyright owners, who are not party to a voluntary +agreement filed with the Copyright Office under paragraph (2). + +(4) Reduction. [62]- + +(A) Superstation. The rate of the royalty fee in effect on January 1, +1998, payable in each case under subsection (b)(1)(B)(i) shall be +reduced by 30 percent. + +(B) Network and public broadcasting satellite feed. The rate of the +royalty fee in effect on January 1, 1998, payable under subsection (b) +(1)(B)(ii) shall be reduced by 45 percent. + +(5) Public broadcasting service as agent. For purposes of section 802, +with respect to royalty fees paid by satellite carriers for +retransmitting the Public Broadcasting Service satellite feed, the +Public Broadcasting Service shall be the agent for all public television +copyright claimants and all Public Broadcasting Service member +stations. [63] + +(d) Definitions. As used in this section- + +(1) Distributor. The term "distributor" means an entity which contracts +to distribute secondary transmissions from a satellite carrier and, +either as a single channel or in a package with other programming, +provides the secondary transmission either directly to individual +subscribers for private home viewing or indirectly through other program +distribution entities. + +(2) Network station. The term "network station" means- + +(A) a television broadcast station, including any translator station or +terrestrial satellite station that rebroadcasts all or substantially all +of the programming broadcast by a network station, that is owned or +operated by, or affiliated with, one or more of the television networks +in the United States which offer an interconnected program service on a +regular basis for 15 or more hours per week to at least 25 of its +affiliated television licensees in 10 or more States; or + +(B) a noncommercial educational broadcast station (as defined in section +397 of the Communications Act of 1934). + +(3) Primary network station. The term "primary network station" means a +network station that broadcasts or rebroadcasts the basic programming +service of a particular national network. + +(4) Primary transmission. The term "primary transmission" has the +meaning given that term in section 111(f) of this title. + +(5) Private home viewing. The term "private home viewing" means the +viewing, for private use in a household by means of satellite reception +equipment which is operated by an individual in that household and which +serves only such household, of a secondary transmission delivered by a +satellite carrier of a primary transmission of a television station +licensed by the Federal Communications Commission. + +(6) Satellite carrier. The term "satellite carrier" means an entity that +uses the facilities of a satellite or satellite service licensed by the +Federal Communications Commission and operates in the Fixed-Satellite +Service under part 25 of title 47 of the Code of Federal Regulations or +the Direct Broadcast Satellite Service under part 100 of title 47 of the +Code of Federal Regulations to establish and operate a channel of +communications for point-to-multipoint distribution of television +station signals, and that owns or leases a capacity or service on a +satellite in order to provide such point-to-multipoint distribution, +except to the extent that such entity provides such distribution +pursuant to tariff under the Communications Act of 1934, other than for +private home viewing. + +(7) Secondary transmission. The term "secondary transmission" has the +meaning given that term in section 111(f) of this title. + +(8) Subscriber. The term "subscriber" means an individual who receives a +secondary transmission service for private home viewing by means of a +secondary transmission from a satellite carrier and pays a fee for the +service, directly or indirectly, to the satellite carrier or to a +distributor. + +(9) Superstation. The term "superstation"- + +(A) means a television broadcast station, other than a network station, +licensed by the Federal Communications Commission that is secondarily +transmitted by a satellite carrier; and + +(B) except for purposes of computing the royalty fee, includes the +Public Broadcasting Service satellite feed. [64] + +(10) Unserved household. The term "unserved household", with respect to +a particular television network, means a household that- + +(A) cannot receive, through the use of a conventional, stationary, +outdoor rooftop receiving antenna, an over-the-air signal of a primary +network station affiliated with that network of Grade B intensity as +defined by the Federal Communications Commission under section 73.683(a) +of title 47 of the Code of Federal Regulations, as in effect on January +1, 1999; + +(B) is subject to a waiver granted under regulations established under +section 339(c)(2) of the Communications Act of 1934; + +(C) is a subscriber to whom subsection (e) applies; + +(D) is a subscriber to whom subsection (a)(11) applies; or + +(E) is a subscriber to whom the exemption under subsection (a)(2)(B) +(iii) applies. + +(11) Local market. The term "local market" has the meaning given such +term under section 122(j). + +(12) Public broadcasting service satellite feed. The term "Public +Broadcasting Service satellite feed" means the national satellite feed +distributed and designated for purposes of this section by the Public +Broadcasting Service consisting of educational and informational +programming intended for private home viewing, to which the Public +Broadcasting Service holds national terrestrial broadcast rights. [65] + +(e) Moratorium on Copyright Liability. Until December 31, 2004, a +subscriber who does not receive a signal of Grade A intensity (as +defined in the regulations of the Federal Communications Commission +under section 73.683(a) of title 47 of the Code of Federal Regulations, +as in effect on January 1, 1999, or predicted by the Federal +Communications Commission using the Individual Location Longley-Rice +methodology described by the Federal Communications Commission in Docket +No. 98-201) of a local network television broadcast station shall remain +eligible to receive signals of network stations affiliated with the same +network, if that subscriber had satellite service of such network signal +terminated after July 11, 1998, and before October 31, 1999, as required +by this section, or received such service on October 31, 1999. + + +Section 120. Scope of exclusive rights in architectural works [66] + +(a) Pictorial Representations Permitted. The copyright in an +architectural work that has been constructed does not include the right +to prevent the making, distributing, or public display of pictures, +paintings, photographs, or other pictorial representations of the work, +if the building in which the work is embodied is located in or +ordinarily visible from a public place. + +(b) Alterations to and Destruction of Buildings. Notwithstanding the +provisions of section 106(2), the owners of a building embodying an +architectural work may, without the consent of the author or copyright +owner of the architectural work, make or authorize the making of +alterations to such building, and destroy or authorize the destruction +of such building. + + +Section 121. Limitations on exclusive rights: reproduction for blind or +other people with disabilities [67] + +(a) Notwithstanding the provisions of section 106, it is not an +infringement of copyright for an authorized entity to reproduce or to +distribute copies or phonorecords of a previously published, nondramatic +literary work if such copies or phonorecords are reproduced or +distributed in specialized formats exclusively for use by blind or other +persons with disabilities. + +(b)(1) Copies or phonorecords to which this section applies shall + +(A) not be reproduced or distributed in a format other than a +specialized format exclusively for use by blind or other persons with +disabilities; + +(B) bear a notice that any further reproduction or distribution in a +format other than a specialized format is an infringement; and + +(C) include a copyright notice identifying the copyright owner and the +date of the original publication. + +(2) The provisions of this subsection shall not apply to standardized, +secure, or norm-referenced tests and related testing material, or to +computer programs, except the portions thereof that are in conventional +human language (including descriptions of pictorial works) and displayed +to users in the ordinary course of using the computer programs. + +(c) For purposes of this section, the term- + +(1) "authorized entity" means a nonprofit organization or a governmental +agency that has a primary mission to provide specialized services +relating to training, education, or adaptive reading or information +access needs of blind or other persons with disabilities; + +(2) "blind or other persons with disabilities" means individuals who are +eligible or who may qualify in accordance with the Act entitled "An Act +to provide books for the adult blind", approved March 3, 1931 (2 U.S.C. +135a; 46 Stat. 1487) to receive books and other publications produced in +specialized formats; and + +(3) "specialized formats" means braille, audio, or digital text which is +exclusively for use by blind or other persons with disabilities. + + +Section 122. Limitations on exclusive rights; secondary transmissions by +satellite carriers within local markets [68] + +(a) Secondary Transmissions of television Broadcast Stations by +Satellite Carriers. A secondary transmission of a performance or display +of a work embodied in a primary transmission of a television broadcast +station into the station's local market shall be subject to statutory +licensing under this section if- + +(1) the secondary transmission is made by a satellite carrier to the +public; + +(2) with regard to secondary transmissions, the satellite carrier is in +compliance with the rules, regulations, or authorizations of the Federal +Communications Commission governing the carriage of television broadcast +station signals; and + +(3) the satellite carrier makes a direct or indirect charge for the +secondary transmission to- + +(A) each subscriber receiving the secondary transmission; or + +(B) a distributor that has contracted with the satellite carrier for +direct or indirect delivery of the secondary transmission to the public. + +(b) Reporting Requirements.- + +(1) Initial lists. A satellite carrier that makes secondary +transmissions of a primary transmission made by a network station under +subsection (a) shall, within 90 days after commencing such secondary +transmissions, submit to the network that owns or is affiliated with the +network station a list identifying (by name in alphabetical order and +street address, including county and zip code) all subscribers to which +the satellite carrier makes secondary transmissions of that primary +transmission under subsection (a). + +(2) Subsequent lists. After the list is submitted under paragraph (1), +the satellite carrier shall, on the 15th of each month, submit to the +network a list identifying (by name in alphabetical order and street +address, including county and zip code) any subscribers who have been +added or dropped as subscribers since the last submission under this +subsection. + +(3) Use of subscriber information. Subscriber information submitted by a +satellite carrier under this subsection may be used only for the +purposes of monitoring compliance by the satellite carrier with this +section. + +(4) Requirements of networks. The submission requirements of this +subsection shall apply to a satellite carrier only if the network to +which the submissions are to be made places on file with the Register of +Copyrights a document identifying the name and address of the person to +whom such submissions are to be made. The Register of Copyrights shall +maintain for public inspection a file of all such documents. + +(c) No Royalty Fee Required. A satellite carrier whose secondary +transmissions are subject to statutory licensing under subsection (a) +shall have no royalty obligation for such secondary transmissions. + +(d) Noncompliance with Reporting and Regulatory Requirements. +Notwithstanding subsection (a), the willful or repeated secondary +transmission to the public by a satellite carrier into the local market +of a television broadcast station of a primary transmission embodying a +performance or display of a work made by that television broadcast +station is actionable as an act of infringement under section 501, and +is fully subject to the remedies provided under sections 502 through 506 +and 509, if the satellite carrier has not complied with the reporting +requirements of subsection (b) or with the rules, regulations, and +authorizations of the Federal Communications Commission concerning the +carriage of television broadcast signals. + +(e) Willful Alterations. Notwithstanding subsection (a), the secondary +transmission to the public by a satellite carrier into the local market +of a television broadcast station of a performance or display of a work +embodied in a primary transmission made by that television broadcast +station is actionable as an act of infringement under section 501, and +is fully subject to the remedies provided by sections 502 through 506 +and sections 509 and 510, if the content of the particular program in +which the performance or display is embodied, or any commercial +advertising or station announcement transmitted by the primary +transmitter during, or immediately before or after, the transmission of +such program, is in any way willfully altered by the satellite carrier +through changes, deletions, or additions, or is combined with +programming from any other broadcast signal. + +(f) Violation of territorial Restrictions on Statutory License for +television Broadcast Stations.- + +(1) Individual violations. The willful or repeated secondary +transmission to the public by a satellite carrier of a primary +transmission embodying a performance or display of a work made by a +television broadcast station to a subscriber who does not reside in that +station's local market, and is not subject to statutory licensing under +section 119 or a private licensing agreement, is actionable as an act of +infringement under section 501 and is fully subject to the remedies +provided by sections 502 through 506 and 509, except that- + +(A) no damages shall be awarded for such act of infringement if the +satellite carrier took corrective action by promptly withdrawing service +from the ineligible subscriber; and + +(B) any statutory damages shall not exceed $5 for such subscriber for +each month during which the violation occurred. + +(2) Pattern of violations. If a satellite carrier engages in a willful +or repeated pattern or practice of secondarily transmitting to the +public a primary transmission embodying a performance or display of a +work made by a television broadcast station to subscribers who do not +reside in that station's local market, and are not subject to statutory +licensing under section 119 or a private licensing agreement, then in +addition to the remedies under paragraph (1)- + +(A) if the pattern or practice has been carried out on a substantially +nationwide basis, the court- + +(i) shall order a permanent injunction barring the secondary +transmission by the satellite carrier of the primary transmissions of +that television broadcast station (and if such television broadcast +station is a network station, all other television broadcast stations +affiliated with such network); and + +(ii) may order statutory damages not exceeding $250,000 for each 6-month +period during which the pattern or practice was carried out; and + +(B) if the pattern or practice has been carried out on a local or +regional basis with respect to more than one television broadcast +station, the court- + +(i) shall order a permanent injunction barring the secondary +transmission in that locality or region by the satellite carrier of the +primary transmissions of any television broadcast station; and + +(ii) may order statutory damages not exceeding $250,000 for each 6-month +period during which the pattern or practice was carried out. + +(g) Burden of Proof. In any action brought under subsection (f), the +satellite carrier shall have the burden of proving that its secondary +transmission of a primary transmission by a television broadcast station +is made only to subscribers located within that station's local market +or subscribers being served in compliance with section 119 or a private +licensing agreement. + +(h) Geographic Limitations on secondary Transmissions. The statutory +license created by this section shall apply to secondary transmissions +to locations in the United States. + +(i) Exclusivity with Respect to Secondary Transmissions of Broadcast +Stations by Satellite to Members of the Public. No provision of section +111 or any other law (other than this section and section 119) shall be +construed to contain any authorization, exemption, or license through +which secondary transmissions by satellite carriers of programming +contained in a primary transmission made by a television broadcast +station may be made without obtaining the consent of the copyright +owner. + +(j) Definitions. In this section- + +(1) Distributor. The term "distributor" means an entity which contracts +to distribute secondary transmissions from a satellite carrier and, +either as a single channel or in a package with other programming, +provides the secondary transmission either directly to individual +subscribers or indirectly through other program distribution entities. + +(2) Local market.- + +(A) In general. The term "local market", in the case of both commercial +and noncommercial television broadcast stations, means the designated +market area in which a station is located, and- + +(i) in the case of a commercial television broadcast station, all +commercial television broadcast stations licensed to a community within +the same designated market area are within the same local market; and + +(ii) in the case of a noncommercial educational television broadcast +station, the market includes any station that is licensed to a community +within the same designated market area as the noncommercial educational +television broadcast station. + +(B) County of license. In addition to the area described in subparagraph +(A), a station's local market includes the county in which the station's +community of license is located. + +(C) Designated market area. For purposes of subparagraph (A), the term +"designated market area" means a designated market area, as determined +by Nielsen Media Research and published in the 1999-2000 Nielsen Station +Index Directory and Nielsen Station Index United States Television +Household Estimates or any successor publication. + +(3) Network station; satellite carrier; secondary transmission. The +terms "network station", "satellite carrier", and "secondary +transmission" have the meanings given such terms under section 119(d). + +(4) Subscriber. The term "subscriber" means a person who receives a +secondary transmission service from a satellite carrier and pays a fee +for the service, directly or indirectly, to the satellite carrier or to +a distributor. + +(5) Television broadcast station. The term "television broadcast +station"- + +(A) means an over-the-air, commercial or noncommercial television +broadcast station licensed by the Federal Communications Commission +under subpart E of part 73 of title 47, Code of Federal Regulations, +except that such term does not include a low-power or translator +television station; and + +(B) includes a television broadcast station licensed by an appropriate +governmental authority of Canada or Mexico if the station broadcasts +primarily in the English language and is a network station as defined in +section 119(d)(2)(A). + +------------------ +Chapter 1 Endnotes + +1 In 1980, section 117 was amended in its entirety with an amendment in +the nature of a substitute that included a new title. However, the table +of sections was not changed to reflect the new title. Pub. L. No. +96-517, 94 Stat. 3015, 3028. In 1997, a technical amendment made that +change. Pub. L. No. 105-80, 111 Stat. 1529, 1534. + +2 The Audio Home Recording Act of 1992 amended section 101 by inserting +"Except as otherwise provided in this title," at the beginning of the +first sentence. Pub. L. No. 102-563, 106 Stat. 4237, 4248. + +The Berne Convention Implementation Act of 1988 amended section 101 by +adding a definition for "Berne Convention work." Pub. L. No. 100-568, +102 Stat. 2853, 2854. In 1990, the Architectural Works Copyright +Protection Act amended the definition of "Berne Convention work" by +adding paragraph (5). Pub. L. No. 101-650, 104 Stat. 5089, 5133. The +WIPO Copyright and Performances and Phonograms Treaties Implementation +Act of 1998 deleted the definition of "Berne Convention work" from +section 101. Pub. L. No. 105-304, 112 Stat. 2860, 2861. The definition +of "Berne Convention work," as deleted, is contained in part VI of the +Appendix. + +3 In 1990, the Architectural Works Copyright Protection Act amended +section 101 by adding the definition for "architectural work." Pub. L. +No. 101-650, 104 Stat. 5089, 5133. That Act states that the definition +is applicable to "any architectural work that, on the date of the +enactment of this Act, is unconstructed and embodied in unpublished +plans or drawings, except that protection for such architectural work +under title 17, United States Code, by virtue of the amendments made by +this title, shall terminate on December 31, 2002, unless the work is +constructed by that date." + +4 The Berne Convention Implementation Act of 1988 amended section 101 +by adding the definition of "Berne Convention." Pub. L. No. 100-568, 102 +Stat. 2853, 2854. + +5 The Digital Performance Right in Sound Recordings Act of 1995 amended +section 101 by adding the definition of "digital transmission." Pub. L. +No.104-39, 109 Stat. 336, 348. + +6 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "establishment." Pub. L. No. 105-298, 112 Stat. +2827, 2833. + +7 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "food service or drinking establishment." Pub. +L. No. 105-298, 112 Stat. 2827, 2833. + +8 In 1997, the No Electronic Theft (NET) Act amended section 101 by +adding the definition for "financial gain." Pub. L. No. 105-147, 111 +Stat. 2678. + +9 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "Geneva Phonograms Convention." Pub. L. No. 105-304, 112 Stat. 2860, +2861. + +10 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "gross square feet of space." Pub. L. No. +105-298, 112 Stat. 2827, 2833. + +11 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that paragraph (5) of the definition +of "international agreement" take effect upon entry into force of the +WIPO Copyright Treaty with respect to the United States. Pub. L. No. +105-304, 112 Stat. 2860, 2877. + +12 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that paragraph (6) of the definition +of "international agreement" take effect upon entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +13 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "international agreement." Pub. L. No. 105-304, 112 Stat. 2860, 2861. + +14 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "performing rights society." Pub. L. No. +105-298, 112 Stat. 2827, 2833. + +15 The Berne Convention Implementation Act of 1988 amended the +definition of "Pictorial, graphic, and sculptural works" by inserting +"diagrams, models, and technical drawings, including architectural +plans" in the first sentence, in lieu of "technical drawings, diagrams, +and models." Pub. L. No. 100-568, 102 Stat. 2853, 2854. + +16 The Fairness in Music Licensing Act of 1998 amended section 101 by +adding the definition of "proprietor." Pub. L. No. 105-298, 112 Stat. +2827, 2833. In 1999, a technical amendment added the phrase "For +purposes of section 513,", to the beginning of the definition of +"proprietor." Pub. L. No. 106-44, 113 Stat. 221, 222. + +17 The Copyright Renewal Act of 1992 amended section 101 by adding the +definition of "registration." Pub. L. No. 102-307, 106 Stat. 264, 266. + +18 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "treaty party." Pub. L. No. 105-304, 112 Stat. 2860, 2861. + +19 The Berne Convention Implementation Act of 1988 amended section 101 +by adding the definition of "country of origin" of a Berne Convention +work, for purposes of section 411. Pub. L. No. 100-568, 102 Stat. 2853, +2854. The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended that definition by changing it to a +definition for "United States work," for purposes of section 411. Pub. +L. No. 105-304, 112 Stat. 2860, 2861. In 1999, a technical amendment +moved the definition of "United States work" to place it in alphabetical +order, after the definition for "United States." Pub. L. No. 106-44, 113 +Stat. 221, 222. + +20 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "WIPO Copyright Treaty." Pub. L. No. 105-304, 112 Stat. 2860, 2861. +That definition is required to take effect upon entry into force of the +WIPO Copyright Treaty with respect to the United States. Pub. L. No. +105-304, 112 Stat. 2860, 2877. + +21 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definition +of "WIPO Performances and Phonograms Treaty." Pub. L. No. 105-304, 112 +Stat. 2860, 2862. That definition is required to take effect upon entry +into force of the WIPO Performances and Phonograms Treaty with respect +to the United States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +22 The Visual Artists Rights Act of 1990 amended section 101 by adding +the definition of "work of visual art." Pub. L. No. 101-650, 104 Stat. +5089, 5128. + +23 The Satellite Home Viewer Improvement Act of 1999 amended the +definition of "a work made for hire" by inserting "as a sound recording" +after "audiovisual work." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-544. The Work Made for Hire and Copyright Corrections Act of 2000 +amended the definition of "work made for hire" by deleting "as a sound +recording" after "audiovisual work." Pub. L. No. 106-379, 114 Stat. +1444. The Act also added a second paragraph to part (2) of that +definition. *Id.* These changes are effective retroactively, as of +November 29, 1999. + +24 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended section 101 by adding the definitions +of "WTO Agreement" and "WTO member country," thereby transferring those +definitions to section 101 from section 104A. Pub. L. No. 105-304, 112 +Stat. 2860, 2862. See also endnote 29, *infra.* + +25 In 1980, the definition of "computer program" was added to section +101. Pub. L. No. 96-517, 94 Stat. 3015, 3028. + +26 In 1990, the Architectural Works Copyright Protection Act amended +subsection 102(a) by adding at the end thereof paragraph (8). Pub. L. +No. 101-650, 104 Stat. 5089, 5133. + +27 The Berne Convention Implementation Act of 1988 amended section +104(b) by redesignating paragraph (4) as paragraph (5), by inserting +after paragraph (3) a new paragraph (4) and by adding subsection (c) at +the end. Pub. L. No. 100-568, 102 Stat. 2853, 2855. The WIPO Copyright +and Performances and Phonograms Treaties Implementation Act of 1998 +amended section 104 as follows: 1) by amending subsection (b) to +redesignate paragraphs (3) and (5) as (5) and (6), respectively, and by +adding a new paragraph (3); 2) by amending section 104(b), throughout; +and 3) by adding section 104(d). Pub. L. No. 105-304, 112 Stat. 2860, +2862. + +28 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subsection (d), regarding the +effect of phonograms treaties, take effect upon entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +29 In 1993, the North American Free Trade Agreement Implementation Act +added section 104A. Pub. L. No. 103-182, 107 Stat. 2057, 2115. In 1994, +the Uruguay Round Agreements Act amended section 104A in its entirety +with an amendment in the nature of a substitute. Pub. L. No. 103-465, +108 Stat. 4809, 4976. On November 13, 1997, Section 104A was amended by +replacing subsection (d)(3)(A), by striking the last sentence of +subsection (e)(1)(B)(ii) and by rewriting paragraphs (2) and (3) of +subsection (h). Pub. L. No. 105-80, 111 Stat. 1529, 1530. The WIPO +Copyright and Performances and Phonograms Treaties Implementation Act of +1998 amended section 104A by rewriting paragraphs (1) and (3) of +subsection (h); by adding subparagraph (E) to subsection (h)(6); and by +amending subsection (h)(8)(B)(i). Pub. L. No. 105-304, 112 Stat. 2860, +2862. That act also deleted paragraph (9), thereby transferring the +definitions for "WTO Agreement" and "WTO member country" from section +104A to section 101. Pub. L. No. 105-304, 112 Stat. 2860, 2863. See also +endnote 24, *supra.* + +30 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (C) of the +definition of "date of adherence or proclamation" take effect upon entry +into force of the WIPO Copyright Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +31 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (D) of the +definition of "date of adherence or proclamation" take effect upon entry +into force of the WIPO Performances and Phonograms Treaty with respect +to the United States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +32 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (C) of the +definition of "eligible country" take effect upon entry into force of +the WIPO Copyright Treaty with respect to the United States. Pub. L. No. +105-304, 112 Stat. 2860, 2877. + +33 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (D) of the +definition of "eligible country" take effect upon entry into force of +the WIPO Performance and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +34 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 requires that subparagraph (E) of the +definition of "restored work" take effect upon entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States. Pub. L. No. 105-304, 112 Stat. 2860, 2877. + +35 In 1968, the Standard Reference Data Act provided an exception to +Section 105, Pub. L. No. 90-396, 82 Stat. 339. Section 6 of that act +amended title 15 of the *United States Code* by authorizing the +Secretary of Commerce, at 15 U.S.C. 290e, to secure copyright and +renewal thereof on behalf of the United States as author or proprietor +"in all or any part of any standard reference data which he prepares or +makes available under this chapter," and to "authorize the reproduction +and publication thereof by others." See also section 105(f) of the +Transitional and Supplementary Provisions of the Copyright Act of 1976, +in Part I of the Appendix. Pub. L. No. 94-553, 90 Stat. 2541. + +36 The Digital Performance Right in Sound Recordings Act of 1995 +amended section 106 by adding paragraph (6). Pub. L. No. 104-39, 109 +Stat. 336. In 1999, a technical amendment substituted "121" for "120." +Pub. L. No. 106-44, 113 Stat. 221, 222. + +37 The Visual Artists Rights Act of 1990 added section 106A. Pub. L. +No. 101-650, 104 Stat. 5089, 5128. The Act states that, generally, +section 106A is to take effect six months after the date of its +enactment, that is, six months after December 1, 1990, and that the +rights created by section 106A shall apply to (1) works created before +such effective date but title to which has not, as of such effective +date, been transferred from the author and (2) works created on or after +such effective date, but shall not apply to any destruction, distortion, +mutilation or other modification (as described in section 106A(a)(3)) of +any work which occurred before such effective date. See also, endnote 3, +chapter 3. + +38 The Visual Artists Rights Act of 1990 amended section 107 by adding +the reference to section 106A. Pub. L. No. 101-650, 104 Stat. 5089, +5132. In 1992, section 107 was also amended to add the last sentence. +Pub. L. No. 102-492, 106 Stat. 3145. + +39 The Copyright Amendments Act of 1992 amended section 108 by +repealing subsection (i) in its entirety. Pub. L. No. 102-307, 106 Stat. +264, 272. In 1998, the Digital Millennium Copyright Act amended section +108 by making changes to subsections (a), (b) and (c); by redesignating +subsection (h) as (i); and by adding a new subsection (h). Pub. L. No. +105-304, 112 Stat. 2860, 2889. + +40 The Record Rental Amendment of 1984 amended section 109 by +redesignating subsections (b) and (c) as subsections (c) and (d), +respectively, and by inserting a new subsection (b) after subsection +(a). Pub. L. No. 98-450, 98 Stat. 1727. Section 4(b) of the Act states +that the provisions of section 109(b), as added by section 2 of the Act, +"shall not affect the right of an owner of a particular phonorecord of a +sound recording, who acquired such ownership before [October 4, 1984], +to dispose of the possession of that particular phonorecord on or after +such date of enactment in any manner permitted by section 109 of title +17, United States Code, as in effect on the day before the date of the +enactment of this Act." Pub. L. No. 98-450, 98 Stat. 1727, 1728. Section +4(c) of the Act also states that the amendments "shall not apply to +rentals, leasings, lendings (or acts or practices in the nature of +rentals, leasings, or lendings) occurring after the date which is 13 +years after [October 4, 1984]" In 1988, the Record Rental Amendment Act +of 1984 was amended to extend the time period in section 4(c) from 5 +years to 13 years. Pub. L. No. 100-617, 102 Stat. 3194. In 1993, the +North American Free Trade Agreement Implementation Act repealed section +4(c) of the Record Rental Amendment of 1984. Pub. L. No. 103-182, 107 +Stat. 2057, 2114. Also in 1988, technical amendments to section 109(d) +inserted "(c)" in lieu of "(b)" and substituted "copyright" in lieu of +"coyright" Pub. L. No. 100-617, 102 Stat. 3194. + +The Computer Software Rental Amendments Act of 1990 amended section +109(b) as follows: 1) paragraphs (2) and (3) were redesignated as +paragraphs (3) and (4), respectively; 2) paragraph (1) was struck out +and new paragraphs (1) and (2) were inserted in lieu thereof; and 3) +paragraph (4), as redesignated, was amended in its entirety with a new +paragraph (4) inserted in lieu thereof. Pub. L. No. 101-650, 104 Stat. +5089, 5134. The Act states that section 109(b), as amended, "shall not +affect the right of a person in possession of a particular copy of a +computer program, who acquired such copy before the date of the +enactment of this Act, to dispose of the possession of that copy on or +after such date of enactment in any manner permitted by section 109 of +title 17, United States Code, as in effect on the day before such date +of enactment." The Act also states that the amendments made to section +109(b) "shall not apply to rentals, leasings, or lendings (or acts or +practices in the nature of rentals, leasings, or lendings) occurring on +or after October 1, 1997." However, this limitation, which is set forth +in the first sentence of section 804 (c) of the Computer Software Rental +Amendments Act of 1990, at 104 Stat. 5136, was subsequently deleted in +1994 by the Uruguay Round Agreements Act. Pub. L. No. 103-465, 108 Stat. +4809, 4974. + +The Computer Software Rental Amendments Act of 1990 also amended section +109 by adding at the end thereof subsection (e). Pub. L. No. 101-650, +104 Stat. 5089, 5135. That Act states that the provisions contained in +the new subsection (e) shall take effect 1 year after the date of +enactment of such Act, that is, one year after December 1, 1990. The Act +also states that such amendments so made "shall not apply to public +performances or displays that occur on or after October 1, 1995." + +In 1994, the Uruguay Round Agreements Act amended section 109(a) by +adding the second sentence, which begins with "Notwithstanding the +preceding sentence." Pub. L. No. 103-465, 108 Stat. 4809, 4981. + +41 In 1988, the Extension of Record Rental Amendment amended section +110 by adding paragraph (10). Pub. L. No. 97-366, 96 Stat. 1759. In +1997, the Technical Corrections to the Satellite Home Viewer Act amended +section 110 by inserting a semicolon in lieu of the period at the end of +paragraph (8); by inserting "; and" in lieu of the period at the end of +paragraph (9); and by inserting "(4)" in lieu of "4 above" in paragraph +(10). Pub. L. No. 105-80, 111 Stat. 1529, 1534. The Fairness in Music +Licensing Act of 1998 amended section 110, in paragraph 5, by adding +subparagraph (B) and by making conforming amendments to subparagraph +(A); by adding the phrase "or of the audiovisual or other devices +utilized in such performance" to paragraph 7; and by adding the last +paragraph to section 110 that begins "The exemptions provided under +paragraph (5)." Pub. L. No. 105-298, 112 Stat. 2827, 2830. In 1999, a +technical amendment made corrections to conform paragraph designations +that were affected by amendments previously made by the Fairness in +Music Licensing Act of 1998. Pub. L. No. 106-44, 113 Stat. 221. + +42 In 1986, section 111(d) was amended by striking out paragraph (1) +and by redesignating paragraphs (2), (3), (4) and (5) as paragraphs (1), +(2), (3) and (4), respectively. Pub. L. 99-397, 100 Stat. 848. Also, in +1986, section 111(f) was amended by substituting "subsection (d)(1)" for +"subsection (d)(2)" in the last sentence of the definition of "secondary +transmission" and by adding a new sentence after the first sentence in +the definition of "local service area of a primary transmitter." Pub. L. +No. 99-397, 100 Stat. 848. + +The Satellite Home Viewer Act of 1988 amended subsection 111(a) by +striking "or" at the end of paragraph (3), by redesignating paragraph +(4) as paragraph (5) and by inserting a new paragraph (4). Pub. L. No. +100-667, 102 Stat. 3935, 3949. That Act also amended section (d)(1)(A) +by adding the second sentence which begins with "In determining the +total number."* Id.* + +The Copyright Royalty Tribunal Reform Act of 1993 amended section 111(d) +by substituting "Librarian of Congress" for "Copyright Royalty Tribunal" +where appropriate, by inserting a new sentence in lieu of the second and +third sentences of paragraph (2) and, in paragraph (4), by amending +subparagraph (B) in its entirety with substitute language. Pub. L. No. +103-198, 107 Stat. 2304, 2311. + +The Satellite Home Viewer Act of 1994 amended section 111(f) by +inserting "microwave" after "wires, cables," in the paragraph relating +to the definition of "cable system" and by inserting new matter after +"April 15, 1976," in the paragraph relating to the definition of "local +service area of a primary transmitter." Pub. L. No. 103-369, 108 Stat. +3477, 3480. That Act provides that the amendment "relating to the +definition of the local service area of a primary transmitter, shall +take effect on July 1, 1994." *Id.* + +In 1995, the Digital Performance in Sound Recordings Act amended section +111(c)(1) by inserting "and section 114(d)" in the first sentence, after +"of this subsection." Pub. L. No. 104-39, 109 Stat. 336, 348. + +The Satellite Home Viewer Improvement Act of 1999 amended section 111 by +substituting "statutory" for "compulsory" and "programming" for +"programing," wherever they appeared. Pub. L. No. 106-113, 113 Stat. +1501, app. I at 1501A-543. The Act also amended sections 111(a) and (b) +by inserting "performance or display of a work embodied in a primary +transmission" in lieu of "primary transmission embodying a performance +or display of a work." It amended paragraph (1) of section 111(c) by +inserting "a performance or display of a work embodied in" after "by a +cable system of" and by striking "and embodying a performance or display +of a work." It amended subparagraphs (3) and (4) of section 111(a) by +inserting "a performance or display of a work embodied in a primary +transmission" in lieu of "a primary transmission" and by striking "and +embodying a performance or display of a work." *Id.* + +43 Royalty rates specified by the compulsory licensing provisions of +this section are subject to adjustment by copyright arbitration royalty +panels appointed and convened by the Librarian of Congress in accordance +with the provisions of Chapter 8 of title 17 of the *United States Code, +*as amended by the Copyright Royalty Tribunal Reform Act of 1993, Pub. +L. No. 103-198, 107 Stat. 2304, 2311. + +44 In 1998, the Digital Millennium Copyright Act amended section 112 by +redesignating subsection (a) as subsection (a)(1); by redesignating +former sections (a)(1), (a)(2) and (a)(3) as subsections (a)(1)(A), (a) +(1)(B) and (a)(1)(C), respectively; by adding subsection (a)(2); and by +amending the language in new subsection (a)(1). Pub. L. No. 105-304, 112 +Stat. 2860, 2888. The Digital Millennium Copyright Act also amended +section 112 by redesignating subsection (e) as subsection (f) and adding +a new subsection (e). Pub. L. No. 105-304, 112 Stat. 2860, 2899. In +1999, a technical amendment to section 112(e) redesignated paragraphs +(3) through (10) as (2) through (9) and corrected the paragraph +references throughout that section to conform to those redesignations. +Pub. L. No. 106-44, 113 Stat. 221. + +45 The Visual Artists Rights Act of 1990 amended section 113 by adding +subsection (d) at the end thereof. Pub. L. No. 101-650, 104 Stat. 5089, +5130. + +46 The Digital Performance Right in Sound Recordings Act of 1995 +amended section 114 as follows: 1) in subsection (a), by striking "and +(3)" and inserting in lieu thereof "(3) and (6)"; 2) in subsection (b) +in the first sentence, by striking "phonorecords, or of copies of motion +pictures and other audiovisual works," and inserting "phonorecords or +copies"; and 3) by striking subsection (d) and inserting in lieu thereof +new subsections (d), (e), (f), (g), (h), (i), and (j). Pub. L. No. +104-39, 109 Stat. 336. In 1997, subsection 114(f) was amended by +inserting all the text that appears after "December 31, 2000" (which is +now December 31, 2001, in paragraph (1)(A)) and by striking "and publish +in the Federal Register." Pub. L. No. 105-80, 111 Stat. 1529, 1531. + +In 1998, the Digital Millennium Copyright Act amended section 114(d) by +replacing paragraphs (1)(A) and (2) with amendments in the nature of +substitutes. Pub. L. No. 105-304, 112 Stat. 2860, 2890. That Act also +amended section 114(f) by revising the title; by redesignating paragraph +(1) as paragraph (1)(A); by adding paragraph (1)(B) in lieu of +paragraphs (2), (3), (4) and (5); and by amending the language in newly +designated paragraph (1)(A), including revising the effective date from +December 31, 2000, to December 31, 2001. Pub. L. No. 105-304, 112 Stat. +2860, 2894. The Digital Millennium Copyright Act also amended subsection +114(g) by substituting "transmission" in lieu of "subscription +transmission," wherever it appears and, in the first sentence in +paragraph (g)(1), by substituting "transmission licensed under a +statutory license" in lieu of "subscription transmission licensed." Pub. +L. No. 105-304, 112 Stat. 2860, 2897. That Act also amended subsection +114(j) by redesignating paragraphs (2), (3), (5), (6), (7) and (8) as +(3), (5), (9), (12), (13) and (14), respectively; by amending paragraphs +(4) and (9) in their entirety and resdesignating them as paragraphs (7) +and (15), respectively; and by adding new definitions, including, +paragraph (2) defining "archived program," paragraph (4) defining +"continuous program," paragraph (6) defining "eligible nonsubscription +transmission," paragraph (8) defining "new subscription service," +paragraph (10) defining "preexisting satellite digital audio radio +service" and paragraph (11) defining "preexisting subscription service." +Pub. L. No. 105-304, 112 Stat. 2860, 2897. + +47 The Digital Millennium Copyright Act states that "the publication of +notice of proceedings under section 114(f)(1) . . . as in effect upon +the effective date of [the Digital Performance Right in Sound Recordings +Act of 1995, Pub. L. No. 104-39, 109 Stat. 336], for the determination +of royalty payments shall be deemed to have been made for the period +beginning on the effective date of that Act and ending on December 1, +2001." Pub. L. No. 105-304, 112 Stat. 2860, 2899. + +48 The Digital Millennium Copyright Act contains an additional +effective date provision for the amendment that changed the date in +subsection 114(f)(1)(A) to December 31, 2001. This provision is +paragraph 405(a)(5) of the Digital Millennium Copyright Act which is in +Appendix V of this publication. + +49 The Record Rental Amendment of 1984 amended section 115 by +redesignating paragraphs (3) and (4) of subsection (c) as paragraphs (4) +and (5), respectively, and by adding a new paragraph (3). Pub. L. No. +98-450, 98 Stat. 1727. + +In 1997, section 115 was amended by striking "and publish in the Federal +Register" in subparagraph 115(c)(3)(D). Pub. L. No. 105-80, 111 Stat. +1529, 1531. The same legislation also amended section 115(c)(3)(E) by +replacing the phrases "sections 106(1) and (3)" and "sections 106(1) and +106(3)" with "paragraphs (1) and (3) of section 106." Pub. L. No. +105-80, 111 Stat. 1529, 1534. + +The Digital Performance Right in Sound Recordings Act of 1995 amended +section 115 as follows: 1) in the first sentence of subsection (a)(1), +by striking "any other person" and inserting in lieu thereof "any other +person, including those who make phonorecords or digital phonorecord +deliveries,"; 2) in the second sentence of the same subsection, by +inserting before the period "including by means of a digital phonorecord +delivery"; 3) in the second sentence of subsection (c)(2), by inserting +"and other than as provided in paragraph (3)," after "For this +purpose,"; 4) by redesignating paragraphs (3), (4) and (5) of subsection +(c) as paragraphs (4), (5) and (6), respectively, and by inserting after +paragraph (2) a new paragraph (3); and (5) by adding after subsection +(c) a new subsection (d). Pub. L. No. 104-39, 109 Stat. 336, 344. + +50 Royalty rates specified by the compulsory licensing provisions of +this section are subject to adjustment by copyright arbitration royalty +panels appointed and convened by the Librarian of Congress in accordance +with the provisions of Chapter 8 of title 17 of the *United States +Code*, as amended by the Copyright Royalty Tribunal Reform Act of 1993. +Pub. L. No. 103-198, 107 Stat. 2304. + +51 Pursuant to this subsection and section 803(a)(3) of title 17, the +current rates have been established by regulation and may be found at 37 +C.F.R. 255. + +52 The Berne Convention Implementation Act of 1988 added section 116A. +Pub. L. No. 100-568, 102 Stat. 2853, 2855. The Copyright Royalty +Tribunal Reform Act of 1993 redesignated section 116A as section 116; +repealed the preexisting section 116; in the redesignated section 116, +struck subsections (b), (e), (f) and (g), and redesignated subsections +(c) and (d) as subsections (b) and (c), respectively; and substituted, +where appropriate, "Librarian of Congress" or "copyright arbitration +royalty panel" for "Copyright Royalty Tribunal." Pub. L. No. 103-198, +107 Stat. 2304, 2309. In 1997, section 116 was amended by rewriting +subsection (b)(2) and by adding a new subsection (d). Pub. L. No. +105-80, 111 Stat. 1529, 1531. + +53 In 1980, section 117 was amended in its entirety. Pub. L. No. +96-517, 94 Stat. 3015, 3028. In 1998, the Computer Maintenance +Competition Assurance Act amended section 117 by inserting headings for +subsections (a) and (b) and by adding subsections (c) and (d). Pub. L. +No. 105-304, 112 Stat. 2860, 2887. + +54 The Copyright Royalty Tribunal Reform Act of 1993 amended section +118 by striking the first two sentences of subsection (b), by +substituting a new first sentence in paragraph (3) and by making general +conforming amendments throughout. Pub. L. 103-198, 107 Stat. 2304, 2309. +In 1999, a technical amendment deleted paragraph (2) from section +118(e). Pub. L. No. 106-44, 113 Stat. 221, 222. + +55 The Satellite Home Viewer Act of 1988 added section 119. Pub. L. No. +100-667, 102 Stat. 3935, 3949. The Copyright Royalty Tribunal Reform Act +of 1993 amended subsections (b) and (c) of section 119 by substituting +"Librarian of Congress" in lieu of "Copyright Royalty Tribunal" wherever +it appeared and by making related conforming amendments. Pub. L. No. +103-198, 107 Stat. 2304, 2310. The Copyright Royalty Tribunal Reform Act +of 1993 also amended paragraph (c)(3) by deleting subparagraphs (B), +(C), (E) and (F) and by redesignating subparagraph (D) as (B), (G) as +(C) and (H) as (D). The redesignated subparagraph (C) was amended in its +entirety and paragraph (c)(4) was deleted. *Id.* + +The Satellite Home Viewer Act of 1994 further amended section 119. Pub. +L. No. 103-369, 108 Stat. 3477. In 1997, technical corrections and +clarifications were made to the Satellite Home Viewer Act of 1994. Pub. +L. No. 105-80, 111 Stat. 1529. Those two acts amended section 119 as +follows: 1) by deleting or replacing obsolete effective dates; 2) in +subsection (a)(5), by adding subparagraph (D); 3) in subsection (a), by +adding paragraphs (8), (9) and (10); 4) in subsection (b)(1)(B), by +adjusting the royalty rate for retransmitted superstations; 5) in +subsection (c)(3), by replacing subparagraph (B) with an amendment in +the nature of a substitute; 6) in subsections (d)(2) and (d)(6), by +modifying the definition of "network station" and "satellite carrier"; +and 7) in subsection (d), by adding paragraph 11 to define "local +market." + +Pursuant to section 4 of the Satellite Home Viewer Act of 1994, the +changes made by that Act to section 119 of the *United States Code* +ceased to be effective on December 31, 1999. Pub. L. No. 103-369, 108 +Stat. 3477, 3481. However, section 1003 of the Satellite Home Viewer +Improvement Act of 1999 extended that date to December 31, 2004. Pub. L. +No. 106-113, 113 Stat. 1501, app. I at 1501A-527. + +The Digital Performance Right in Sound Recordings Act of 1995 amended +section 119 in the first sentence of subsections (a)(1) and (a)(2)(A), +respectively, by inserting the words "and section 114(d)" after "of this +subsection." Pub. L. No. 104-39, 109 Stat. 336, 348. In 1999, a +technical amendment substituted "network station's" for "network's +stations" in section 119(a)(8)(C)(ii). Pub. L. No. 106-44, 113 Stat. +221, 222. + +The Satellite Home Viewer Improvement Act of 1999 amended section 119(a) +(1) as follows: 1) by inserting "AND PBS SATELLITE FEED" after +"SUPERSTATIONS" in the paragraph heading; 2) by inserting "performance +or display of a work embodied in a primary transmission made by a +superstation or by the Public Broadcasting Service satellite feed" in +lieu of "primary transmission made by a superstation and embodying a +performance or display of a work," (see endnote 55, *infra*) and 3) by +adding the last sentence, which begins "In the case of the Public +Broadcasting Service." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-530 and 543. The Act states that these amendments shall be +effective as of July 1, 1999, except for a portion of the second item, +starting with "performance or display" through "superstation." Pub. L. +No. 106-113, 113 Stat. 1501, app. I at 1501A-544. The Act also amended +section 119(a) by inserting the phrase "with regard to secondary +transmissions the satellite carrier is in compliance with the rules, +regulations, or authorization of the Federal Communications Commission +governing the carriage of television broadcast stations signals" in +paragraphs (1) and (2) and by inserting into paragraph (2), "a +performance or display of a work embodied in a primary transmission made +by a network station" in lieu of "programming contained in a primary +transmission made by a network station and embodying a performance or +display of a work." *Id.* at 1501A-531 and 544. The Act amended section +119(a)(2) by substituting new language for paragraph (B) and, in +paragraph (C), by deleting "currently" after "the satellite carrier" +near the end of the first sentence. *Id.* at 1501A-528 and 544. It also +amended section 119(a)(4) by inserting "a performance or display of a +work embodied in" after "by a satellite carrier of" and by deleting "and +embodying a performance or display of a work." *Id.* at 1501A-544. The +Satellite Home Viewer Improvement Act of 1999 further amended section +119(a) by adding subparagraph (E) to paragraph (5). *Id.* at 1501A-528. +It amended section 119(a)(6) by inserting "performance or display of a +work embodied in" after "by a satellite carrier of" and by deleting "and +embodying a performance or display of a work."* Id.* The Act also +amended section 119(a) by adding paragraphs (11) and (12). *Id.* at +1501A-529 and 531. + +The Satellite Home Viewer Improvement Act of 1999 amended section 119(b) +(1) by inserting "or the Public Broadcasting Service satellite feed" +into subparagraph (B). (See endnote 60, *infra.*) *Id.* at 1501A-530. +The Act amended section 119(c) by adding a new paragraph (4). *Id.* at +1501A-527. The Act amended section 119(d) by substituting new language +for paragraphs (9) through (11) and by adding paragraph (12).* Id.* at +1501A-527, 530 and 531. The Act substituted new language for section +119(e). *Id.* at 1501A-529. + +56 The Satellite Home Viewer Improvement Act of 1999 amended section +119(a)(1) by deleting "primary transmission made by a superstation and +embodying a performance or display of a work" and inserting in its place +"performance or display of a work embodied in a primary transmission +made by a superstation." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-543. This amendatory language did not take into account a prior +amendment which had inserted "or by the Public Broadcasting Service +satellite feed" after "superstation" into the phrase quoted above that +was deleted. Pub. L. No. 106-113, 113 Stat. 1501, app. I at 1501A-530. +There was no mention of the phrase "or by the Public Broadcasting +Service satellite feed" in that second amendment. To accommodate both +amendments, the phrase "or by the Public Broadcasting Service satellite +feed" has been placed at the end of the new language, after +"superstation." + +57 The Satellite Home Viewer Act of 1994 states that "The provisions of +section 119(a)(5)(D) . . . relating to the burden of proof of satellite +carriers, shall take effect on January 1, 1997, with respect to civil +actions relating to the eligibility of subscribers who subscribed to +service as an unserved household before the date of the enactment of +this Act." Pub. L. No. 103-369, 108 Stat. 3477, 3481. + +58 It appears that section 1011(b)(2)(D)(i) of the Satellite Home +Viewer Improvement Act of 1999 inadvertently omitted the word "a" when +it amended this paragraph. Pub. L. No. 106-113, 113 Stat. 1501, app. I +at 1501A-528. + +59 The Satellite Home Viewer Act of 1994 states that "The provisions of +section 119(a)(8)[,] . . . relating to transitional signal intensity +measurements, shall cease to be effective on December 31, 1996." Pub. L. +No. 103-369, 108 Stat. 3477, 3481. + +60 It appears that Congress intended for the Satellite Home Viewer +Improvement Act of 1999 to amend section 119(a) of title 17, as amended +by section 1005(d) of the Satellite Home Viewer Improvement Act of 1999, +by adding a new paragraph (12) at the end thereof. Pub. L. No. 106-113, +113 Stat. 1501, app. I at 1501A-531. However, due to a drafting error, +the reference in the amendment is to section 119(a) as amended by +section 1005(e), instead. + +61 It appears that Congress intended for the Satellite Home Viewer +Improvement Act of 1999 to amend section 119(b)(1)(B)(ii) to insert "or +the Public Broadcasting Service satellite feed" after "network station." +Pub. L. No. 106-113, 113 Stat. 1501, app. I at 1501A-530. However, due +to a drafting error, the reference in the amendment is to section 119(b) +(1)(B)(iii), instead. The Act states that this amendment shall be +effective as of July 1, 1999. Pub. L. No. 106-113, 113 Stat. 1501, app. +I at 1501A-544. + +62 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(c)(4) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-527. + +63 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(c)(5) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +64 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(d)(9) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +65 The Satellite Home Viewer Improvement Act of 1999 states that +section 119(d)(12) shall be effective as of July 1, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +66 In 1990, the Architectural Works Copyright Protection Act added +section 120. Pub. L. No. 101-650, 104 Stat. 5089, 5133. + +67 The Legislative Branch Appropriations Act, 1997, added section 121. +Pub. L. No. 104-197, 110 Stat. 2394, 2416. The Work Made for Hire and +Copyright Corrections Act of 2000 amended section 121 by substituting +"section 106" for "sections 106 and 710." Pub. L. No. 106-379, 114 Stat. +1444, 1445. + +68 The Satellite Home Viewer Improvement Act of 1999 added section 122. +Pub. L. No. 106-113, 113 Stat. 1501, app. I at 1501A-523. The Act states +that section 122 shall be effective as of November 29, 1999. Pub. L. No. +106-113, 113 Stat. 1501, app. I at 1501A-544. + +------------------------------------------------------------------------ + +Chapter 2 + +Copyright Ownership and Transfer + + + 201. Ownership of copyright + + 202. Ownership of copyright as distinct from ownership of material + object + + 203. Termination of transfers and licenses granted by the author + + 204. Execution of transfers of copyright ownership + + 205. Recordation of transfers and other documents + + +Section 201. Ownership of copyright {1} + +(a) Initial Ownership. Copyright in a work protected under this title +vests initially in the author or authors of the work. The authors of a +joint work are coowner of copyright in the work. + +(b) Works Made for Hire. In the case of a work made for hire, the +employer or other person for whom the work was prepared is considered +the author for purposes of this title, and, unless the parties have +expressly agreed otherwise in a written instrument signed by them, owns +all of the rights comprised in the copyright. + +(c) Contributions to Collective Works. Copyright in each separate +contribution to a collective work is distinct from copyright in the +collective work as a whole, and vests initially in the author of the +contribution. In the absence of an express transfer of the copyright or +of any rights under it, the owner of copyright in the collective work is +presumed to have acquired only the privilege of reproducing and +distributing the contribution as part of that particular collective +work, any revision of that collective work, and any later collective +work in the same series. + +(d) Transfer of Ownership.- + +(1) The ownership of a copyright may be transferred in whole or in part +by any means of conveyance or by operation of law, and may be bequeathed +by will or pass as personal property by the applicable laws of intestate +succession. + +(2) Any of the exclusive rights comprised in a copyright, including any +subdivision of any of the rights specified by section 106, may be +transferred as provided by clause (1) and owned separately. The owner of +any particular exclusive right is entitled, to the extent of that right, +to all of the protection and remedies accorded to the copyright owner by +this title. + +(e) Involuntary Transfer. When an individual author's ownership of a +copyright, or of any of the exclusive rights under a copyright, has not +previously been transferred voluntarily by that individual author, no +action by any governmental body or other official or organization +purporting to seize, expropriate, transfer, or exercise rights of +ownership with respect to the copyright, or any of the exclusive rights +under a copyright, shall be given effect under this title, except as +provided under title 11. [2] + + +Section 202. Ownership of copyright as distinct from ownership of material +object. + +Ownership of a copyright, or of any of the exclusive rights under a +copyright, is distinct from ownership of any material object in which +the work is embodied. Transfer of ownership of any material object, +including the copy or phonorecord in which the work is first fixed, does +not of itself convey any rights in the copyrighted work embodied in the +object; nor, in the absence of an agreement, does transfer of ownership +of a copyright or of any exclusive rights under a copyright convey +property rights in any material object. + + +Section 203. Termination of transfers and licenses granted by the +author [3] + +(a) Conditions for Termination. In the case of any work other than a +work made for hire, the exclusive or nonexclusive grant of a transfer or +license of copyright or of any right under a copyright, executed by the +author on or after January 1, 1978, otherwise than by will, is subject +to termination under the following conditions: + +(1) In the case of a grant executed by one author, termination of the +grant may be effected by that author or, if the author is dead, by the +person or persons who, under clause (2) of this subsection, own and are +entitled to exercise a total of more than one-half of that author's +termination interest. In the case of a grant executed by two or more +authors of a joint work, termination of the grant may be effected by a +majority of the authors who executed it; if any of such authors is dead, +the termination interest of any such author may be exercised as a unit +by the person or persons who, under clause (2) of this subsection, own +and are entitled to exercise a total of more than one-half of that +author's interest. + +(2) Where an author is dead, his or her termination interest is owned, +and may be exercised, as follows: + +(A) the widow or widower owns the author's entire termination interest +unless there are any surviving children or grandchildren of the author, +in which case the widow or widower owns one-half of the author's +interest; + +(B) the author's surviving children, and the surviving children of any +dead child of the author, own the author's entire termination interest +unless there is a widow or widower, in which case the ownership of one- +half of the author's interest is divided among them; + +(C) the rights of the author's children and grandchildren are in all +cases divided among them and exercised on a per stirpes basis according +to the number of such author's children represented; the share of the +children of a dead child in a termination interest can be exercised only +by the action of a majority of them. + +(D) In the event that the author's widow or widower, children, and +grandchildren are not living, the author's executor, administrator, +personal representative, or trustee shall own the author's entire +termination interest. + +(3) Termination of the grant may be effected at any time during a period +of five years beginning at the end of thirty-five years from the date of +execution of the grant; or, if the grant covers the right of publication +of the work, the period begins at the end of thirty-five years from the +date of publication of the work under the grant or at the end of forty +years from the date of execution of the grant, whichever term ends +earlier. + +(4) The termination shall be effected by serving an advance notice in +writing, signed by the number and proportion of owners of termination +interests required under clauses (1) and (2) of this subsection, or by +their duly authorized agents, upon the grantee or the grantee's +successor in title. + +(A) The notice shall state the effective date of the termination, which +shall fall within the five-year period specified by clause (3) of this +subsection, and the notice shall be served not less than two or more +than ten years before that date. A copy of the notice shall be recorded +in the Copyright Office before the effective date of termination, as a +condition to its taking effect. + +(B) The notice shall comply, in form, content, and manner of service, +with requirements that the Register of Copyrights shall prescribe by +regulation. + +(5) Termination of the grant may be effected notwithstanding any +agreement to the contrary, including an agreement to make a will or to +make any future grant. + +(b) Effect of Termination. Upon the effective date of termination, all +rights under this title that were covered by the terminated grants +revert to the author, authors, and other persons owning termination +interests under clauses (1) and (2) of subsection (a), including those +owners who did not join in signing the notice of termination under +clause (4) of subsection (a), but with the following limitations: + +(1) A derivative work prepared under authority of the grant before its +termination may continue to be utilized under the terms of the grant +after its termination, but this privilege does not extend to the +preparation after the termination of other derivative works based upon +the copyrighted work covered by the terminated grant. + +(2) The future rights that will revert upon termination of the grant +become vested on the date the notice of termination has been served as +provided by clause (4) of subsection (a). The rights vest in the author, +authors, and other persons named in, and in the proportionate shares +provided by, clauses (1) and (2) of subsection (a). + +(3) Subject to the provisions of clause (4) of this subsection, a +further grant, or agreement to make a further grant, of any right +covered by a terminated grant is valid only if it is signed by the same +number and proportion of the owners, in whom the right has vested under +clause (2) of this subsection, as are required to terminate the grant +under clauses (1) and (2) of subsection (a). Such further grant or +agreement is effective with respect to all of the persons in whom the +right it covers has vested under clause (2) of this subsection, +including those who did not join in signing it. If any person dies after +rights under a terminated grant have vested in him or her, that person's +legal representatives, legatees, or heirs at law represent him or her +for purposes of this clause. + +(4) A further grant, or agreement to make a further grant, of any right +covered by a terminated grant is valid only if it is made after the +effective date of the termination. As an exception, however, an +agreement for such a further grant may be made between the persons +provided by clause (3) of this subsection and the original grantee or +such grantee's successor in title, after the notice of termination has +been served as provided by clause (4) of subsection (a). + +(5) Termination of a grant under this section affects only those rights +covered by the grants that arise under this title, and in no way affects +rights arising under any other Federal, State, or foreign laws. + +(6) Unless and until termination is effected under this section, the +grant, if it does not provide otherwise, continues in effect for the +term of copyright provided by this title. + + +Section 204. Execution of transfers of copyright ownership- + +(a) A transfer of copyright ownership, other than by operation of law, +is not valid unless an instrument of conveyance, or a note or memorandum +of the transfer, is in writing and signed by the owner of the rights +conveyed or such owner's duly authorized agent. + +(b) A certificate of acknowledgment is not required for the validity of +a transfer, but is prima facie evidence of the execution of the transfer +if- + +(1) in the case of a transfer executed in the United States, the +certificate is issued by a person authorized to administer oaths within +the United States; or + +(2) in the case of a transfer executed in a foreign country, the +certificate is issued by a diplomatic or consular officer of the United +States, or by a person authorized to administer oaths whose authority is +proved by a certificate of such an officer. + + +Section 205. Recordation of transfers and other documents [4] + +(a) Conditions for Recordation. Any transfer of copyright ownership or +other document pertaining to a copyright may be recorded in the +Copyright Office if the document filed for recordation bears the actual +signature of the person who executed it, or if it is accompanied by a +sworn or official certification that it is a true copy of the original, +signed document. + +(b) Certificate of Recordation. The Register of Copyrights shall, upon +receipt of a document as provided by subsection (a) and of the fee +provided by section 708, record the document and return it with a +certificate of recordation. + +(c) Recordation as Constructive Notice. Recordation of a document in the +Copyright Office gives all persons constructive notice of the facts +stated in the recorded document, but only if- + +(1) the document, or material attached to it, specifically identifies +the work to which it pertains so that, after the document is indexed by +the Register of Copyrights, it would be revealed by a reasonable search +under the title or registration number of the work; and + +(2) registration has been made for the work. + +(d) Priority Between Conflicting Transfers. As between two conflicting +transfers, the one executed first prevails if it is recorded, in the +manner required to give constructive notice under subsection (c), within +one month after its execution in the United States or within two months +after its execution outside the United States, or at any time before +recordation in such manner of the later transfer. Otherwise the later +transfer prevails if recorded first in such manner, and if taken in good +faith, for valuable consideration or on the basis of a binding promise +to pay royalties, and without notice of the earlier transfer. + +(e) Priority Between Conflicting Transfer of Ownership and Nonexclusive +License. A nonexclusive license, whether recorded or not, prevails over +a conflicting transfer of copyright ownership if the license is +evidenced by a written instrument signed by the owner of the rights +licensed or such owner's duly authorized agent, and if + +(1) the license was taken before execution of the transfer; or + +(2) the license was taken in good faith before recordation of the +transfer and without notice of it. + +------------------ +Chapter 2 Endnotes + +1 In 1978, section 201(e) was amended by deleting the period at the end +and adding ", except as provided under title 11." + +2 Title 11 of the *United States Code* is entitled "Bankruptcy." + +3 In 1998, the Sonny Bono Copyright Term Extension Act amended section +203 by deleting "by his widow or her widower and his or her +grandchildren" from the first sentence in paragraph (2) of subsection +(a) and by adding subparagraph (D) to paragraph (2). Pub. L. No. +105-298, 112 Stat. 2827, 2829. + +4 The Berne Convention Implementation Act of 1988 amended section 205 +by deleting subsection (d) and redesignating subsections (e) and (f) as +subsections (d) and (e), respectively. Pub. L. No. 100-568, 102 Stat. +2853, 2857. + +------------------------------------------------------------------------ + +Chapter 3 [1] + +Duration of Copyright + + + 301. Preemption with respect to other laws + + 302. Duration of copyright: Works created on or after January 1, + 1978 + + 303. Duration of copyright: Works created but not published or + copyrighted before January 1, 1978 + + 304. Duration of copyright: Subsisting copyrights + + 305. Duration of copyright: Terminal date + + +Section 301. Preemption with respect to other laws [2] + +(a) On and after January 1, 1978, all legal or equitable rights that are +equivalent to any of the exclusive rights within the general scope of +copyright as specified by section 106 in works of authorship that are +fixed in a tangible medium of expression and come within the subject +matter of copyright as specified by sections 102 and 103, whether +created before or after that date and whether published or unpublished, +are governed exclusively by this title. Thereafter, no person is +entitled to any such right or equivalent right in any such work under +the common law or statutes of any State. + +(b) Nothing in this title annuls or limits any rights or remedies under +the common law or statutes of any State with respect to- + +(1) subject matter that does not come within the subject matter of +copyright as specified by sections 102 and 103, including works of +authorship not fixed in any tangible medium of expression; or + +(2) any cause of action arising from undertakings commenced before +January 1, 1978; + +(3) activities violating legal or equitable rights that are not +equivalent to any of the exclusive rights within the general scope of +copyright as specified by section 106; or + +(4) State and local landmarks, historic preservation, zoning, or +building codes, relating to architectural works protected under section +102(a)(8). + +(c) With respect to sound recordings fixed before February 15, 1972, any +rights or remedies under the common law or statutes of any State shall +not be annulled or limited by this title until February 15, 2067. The +preemptive provisions of subsection (a) shall apply to any such rights +and remedies pertaining to any cause of action arising from undertakings +commenced on and after February 15, 2067. Notwithstanding the provisions +of section 303, no sound recording fixed before February 15, 1972, shall +be subject to copyright under this title before, on, or after February +15, 2067. + +(d) Nothing in this title annuls or limits any rights or remedies under +any other Federal statute. + +(e) The scope of Federal preemption under this section is not affected +by the adherence of the United States to the Berne Convention or the +satisfaction of obligations of the United States thereunder. + +(f)(1) On or after the effective date set forth in section 610(a) of the +Visual Artists Rights Act of 1990, all legal or equitable rights that +are equivalent to any of the rights conferred by section 106A with +respect to works of visual art to which the rights conferred by section +106A apply are governed exclusively by section 106A and section 113(d) +and the provisions of this title relating to such sections. Thereafter, +no person is entitled to any such right or equivalent right in any work +of visual art under the common law or statutes of any State. [3] + +(2) Nothing in paragraph (1) annuls or limits any rights or remedies +under the common law or statutes of any State with respect to- + +(A) any cause of action from undertakings commenced before the effective +date set forth in section 610(a) of the Visual Artists Rights Act of +1990; + +(B) activities violating legal or equitable rights that are not +equivalent to any of the rights conferred by section 106A with respect +to works of visual art; or + +(C) activities violating legal or equitable rights which extend beyond +the life of the author. + + +Section 302. Duration of copyright: Works created on or after January 1, +1978 [4] + +(a) In General. Copyright in a work created on or after January 1, 1978, +subsists from its creation and, except as provided by the following +subsections, endures for a term consisting of the life of the author and +70 years after the author's death. + +(b) Joint Works. In the case of a joint work prepared by two or more +authors who did not work for hire, the copyright endures for a term +consisting of the life of the last surviving author and 70 years after +such last surviving author's death. + +(c) Anonymous Works, Pseudonymous Works, and Works Made for Hire. In the +case of an anonymous work, a pseudonymous work, or a work made for hire, +the copyright endures for a term of 95 years from the year of its first +publication, or a term of 120 years from the year of its creation, +whichever expires first. If, before the end of such term, the identity +of one or more of the authors of an anonymous or pseudonymous work is +revealed in the records of a registration made for that work under +subsections (a) or (d) of section 408, or in the records provided by +this subsection, the copyright in the work endures for the term +specified by subsection (a) or (b), based on the life of the author or +authors whose identity has been revealed. Any person having an interest +in the copyright in an anonymous or pseudonymous work may at any time +record, in records to be maintained by the Copyright Office for that +purpose, a statement identifying one or more authors of the work; the +statement shall also identify the person filing it, the nature of that +person's interest, the source of the information recorded, and the +particular work affected, and shall comply in form and content with +requirements that the Register of Copyrights shall prescribe by +regulation. + +(d) Records Relating to Death of Authors. Any person having an interest +in a copyright may at any time record in the Copyright Office a +statement of the date of death of the author of the copyrighted work, or +a statement that the author is still living on a particular date. The +statement shall identify the person filing it, the nature of that +person's interest, and the source of the information recorded, and shall +comply in form and content with requirements that the Register of +Copyrights shall prescribe by regulation. The Register shall maintain +current records of information relating to the death of authors of +copyrighted works, based on such recorded statements and, to the extent +the Register considers practicable, on data contained in any of the +records of the Copyright Office or in other reference sources. + +(e) Presumption as to Author's Death. After a period of 95 years from +the year of first publication of a work, or a period of 120 years from +the year of its creation, whichever expires first, any person who +obtains from the Copyright Office a certified report that the records +provided by subsection (d) disclose nothing to indicate that the author +of the work is living, or died less than 70 years before, is entitled to +the benefit of a presumption that the author has been dead for at least +70 years. Reliance in good faith upon this presumption shall be a +complete defense to any action for infringement under this title. + + +Section 303. Duration of copyright: Works created but not published or +copyrighted before January 1, 1978 [5] + +(a) Copyright in a work created before January 1, 1978, but not +theretofore in the public domain or copyrighted, subsists from January +1, 1978, and endures for the term provided by section 302. In no case, +however, shall the term of copyright in such a work expire before +December 31, 2002; and, if the work is published on or before December +31, 2002, the term of copyright shall not expire before December 31, +2047. + +(b) The distribution before January 1, 1978, of a phonorecord shall not +for any purpose constitute a publication of the musical work embodied +therein. + + +Section 304. Duration of copyright: Subsisting copyrights [6] + +(a) Copyrights in Their First Term on January 1, 1978. + +(1)(A) Any copyright, in the first term of which is subsisting on +January 1, 1978, shall endure for 28 years from the date it was +originally secured. + +(B) In the case of- + +(i) any posthumous work or of any periodical, cyclopedic, or other +composite work upon which the copyright was originally secured by the +proprietor thereof, or + +(ii) any work copyrighted by a corporate body (otherwise than as +assignee or licensee of the individual author) or by an employer for +whom such work is made for hire, + +the proprietor of such copyright shall be entitled to a renewal and +extension of the copyright in such work for the further term of 67 +years. + +(C) In the case of any other copyrighted work, including a contribution +by an individual author to a periodical or to a cyclopedic or other +composite work- + +(i) the author of such work, if the author is still living, + +(ii) the widow, widower, or children of the author, if the author is not +living, + +(iii) the author's executors, if such author, widow, widower, or +children are not living, or + +(iv) the author's next of kin, in the absence of a will of the author, +shall be entitled to a renewal and extension of the copyright in such +work for a further term of 67 years. + +(2)(A) At the expiration of the original term of copyright in a work +specified in paragraph (1)(B) of this subsection, the copyright shall +endure for a renewed and extended further term of 67 years, which- + +(i) if an application to register a claim to such further term has been +made to the Copyright Office within 1 year before the expiration of the +original term of copyright, and the claim is registered, shall vest, +upon the beginning of such further term, in the proprietor of the +copyright who is entitled to claim the renewal of copyright at the time +the application is made; or + +(ii) if no such application is made or the claim pursuant to such +application is not registered, shall vest, upon the beginning of such +further term, in the person or entity that was the proprietor of the +copyright as of the last day of the original term of copyright. + +(B) At the expiration of the original term of copyright in a work +specified in paragraph (1)(C) of this subsection, the copyright shall +endure for a renewed and extended further term of 67 years, which- + +(i) if an application to register a claim to such further term has been +made to the Copyright Office within 1 year before the expiration of the +original term of copyright, and the claim is registered, shall vest, +upon the beginning of such further term, in any person who is entitled +under paragraph (1)(C) to the renewal and extension of the copyright at +the time the application is made; or + +(ii) if no such application is made or the claim pursuant to such +application is not registered, shall vest, upon the beginning of such +further term, in any person entitled under paragraph (1)(C), as of the +last day of the original term of copyright, to the renewal and extension +of the copyright. + +(3)(A) An application to register a claim to the renewed and extended +term of copyright in a work may be made to the Copyright Office- + +(i) within 1 year before the expiration of the original term of +copyright by any person entitled under paragraph (1)(B) or (C) to such +further term of 67 years; and + +(ii) at any time during the renewed and extended term by any person in +whom such further term vested, under paragraph (2)(A) or (B), or by any +successor or assign of such person, if the application is made in the +name of such person. + +(B) Such an application is not a condition of the renewal and extension +of the copyright in a work for a further term of 67 years. + +(4)(A) If an application to register a claim to the renewed and extended +term of copyright in a work is not made within 1 year before the +expiration of the original term of copyright in a work, or if the claim +pursuant to such application is not registered, then a derivative work +prepared under authority of a grant of a transfer or license of the +copyright that is made before the expiration of the original term of +copyright may continue to be used under the terms of the grant during +the renewed and extended term of copyright without infringing the +copyright, except that such use does not extend to the preparation +during such renewed and extended term of other derivative works based +upon the copyrighted work covered by such grant. + +(B) If an application to register a claim to the renewed and extended +term of copyright in a work is made within 1 year before its expiration, +and the claim is registered, the certificate of such registration shall +constitute prima facie evidence as to the validity of the copyright +during its renewed and extended term and of the facts stated in the +certificate. The evidentiary weight to be accorded the certificates of a +registration of a renewed and extended term of copyright made after the +end of that 1-year period shall be within the discretion of the court. + +(b) Copyrights in Their Renewal Term at the Time of the Effective Date +of the Sonny Bono Copyright Term Extension Act. [7] Any copyright still +in its renewal term at the time that the Sonny Bono Copyright Term +Extension Act becomes effective shall have a copyright term of 95 years +from the date copyright was originally secured. [8] + +(c) Termination of Transfers and Licenses Covering Extended Renewal +Term. In the case of any copyright subsisting in either its first or +renewal term on January 1, 1978, other than a copyright in a work made +for hire, the exclusive or nonexclusive grant of a transfer or license +of the renewal copyright or any right under it, executed before January +1, 1978, by any of the persons designated by subsection (a)(1)(C) of +this section, otherwise than by will, is subject to termination under +the following conditions: + +(1) In the case of a grant executed by a person or persons other than +the author, termination of the grant may be effected by the surviving +person or persons who executed it. In the case of a grant executed by +one or more of the authors of the work, termination of the grant may be +effected, to the extent of a particular author's share in the ownership +of the renewal copyright, by the author who executed it or, if such +author is dead, by the person or persons who, under clause (2) of this +subsection, own and are entitled to exercise a total of more than one- +half of that author's termination interest. + +(2) Where an author is dead, his or her termination interest is owned, +and may be exercised, as follows: + +(A) the widow or widower owns the author's entire termination interest +unless there are any surviving children or grandchildren of the author, +in which case the widow or widower owns one-half of the author's +interest; + +(B) the author's surviving children, and the surviving children of any +dead child of the author, own the author's entire termination interest +unless there is a widow or widower, in which case the ownership of one- +half of the author's interest is divided among them; + +(C) the rights of the author's children and grandchildren are in all +cases divided among them and exercised on a per stirpes basis according +to the number of such author's children represented; the share of the +children of a dead child in a termination interest can be exercised only +by the action of a majority of them. + +(D) In the event that the author's widow or widower, children, and +grandchildren are not living, the author's executor, administrator, +personal representative, or trustee shall own the author's entire +termination interest. + +(3) Termination of the grant may be effected at any time during a period +of five years beginning at the end of fifty-six years from the date +copyright was originally secured, or beginning on January 1, 1978, +whichever is later. + +(4) The termination shall be effected by serving an advance notice in +writing upon the grantee or the grantee's successor in title. In the +case of a grant executed by a person or persons other than the author, +the notice shall be signed by all of those entitled to terminate the +grant under clause (1) of this subsection, or by their duly authorized +agents. In the case of a grant executed by one or more of the authors of +the work, the notice as to any one author's share shall be signed by +that author or his or her duly authorized agent or, if that author is +dead, by the number and proportion of the owners of his or her +termination interest required under clauses (1) and (2) of this +subsection, or by their duly authorized agents. + +(A) The notice shall state the effective date of the termination, which +shall fall within the five-year period specified by clause (3) of this +subsection, or, in the case of a termination under subsection (d), +within the five-year period specified by subsection (d)(2), and the +notice shall be served not less than two or more than ten years before +that date. A copy of the notice shall be recorded in the Copyright +Office before the effective date of termination, as a condition to its +taking effect. + +(B) The notice shall comply, in form, content, and manner of service, +with requirements that the Register of Copyrights shall prescribe by +regulation. + +(5) Termination of the grant may be effected notwithstanding any +agreement to the contrary, including an agreement to make a will or to +make any future grant. + +(6) In the case of a grant executed by a person or persons other than +the author, all rights under this title that were covered by the +terminated grant revert, upon the effective date of termination, to all +of those entitled to terminate the grant under clause (1) of this +subsection. In the case of a grant executed by one or more of the +authors of the work, all of a particular author's rights under this +title that were covered by the terminated grant revert, upon the +effective date of termination, to that author or, if that author is +dead, to the persons owning his or her termination interest under clause +(2) of this subsection, including those owners who did not join in +signing the notice of termination under clause (4) of this subsection. +In all cases the reversion of rights is subject to the following +limitations: + +(A) A derivative work prepared under authority of the grant before its +termination may continue to be utilized under the terms of the grant +after its termination, but this privilege does not extend to the +preparation after the termination of other derivative works based upon +the copyrighted work covered by the terminated grant. + +(B) The future rights that will revert upon termination of the grant +become vested on the date the notice of termination has been served as +provided by clause (4) of this subsection. + +(C) Where the author's rights revert to two or more persons under clause +(2) of this subsection, they shall vest in those persons in the +proportionate shares provided by that clause. In such a case, and +subject to the provisions of subclause (D) of this clause, a further +grant, or agreement to make a further grant, of a particular author's +share with respect to any right covered by a terminated grant is valid +only if it is signed by the same number and proportion of the owners, in +whom the right has vested under this clause, as are required to +terminate the grant under clause (2) of this subsection. Such further +grant or agreement is effective with respect to all of the persons in +whom the right it covers has vested under this subclause, including +those who did not join in signing it. If any person dies after rights +under a terminated grant have vested in him or her, that person's legal +representatives, legatees, or heirs at law represent him or her for +purposes of this subclause. + +(D) A further grant, or agreement to make a further grant, of any right +covered by a terminated grant is valid only if it is made after the +effective date of the termination. As an exception, however, an +agreement for such a further grant may be made between the author or any +of the persons provided by the first sentence of clause (6) of this +subsection, or between the persons provided by subclause (C) of this +clause, and the original grantee or such grantee's successor in title, +after the notice of termination has been served as provided by clause +(4) of this subsection. + +(E) Termination of a grant under this subsection affects only those +rights covered by the grant that arise under this title, and in no way +affects rights arising under any other Federal, State, or foreign laws. + +(F) Unless and until termination is effected under this subsection, the +grant, if it does not provide otherwise, continues in effect for the +remainder of the extended renewal term. + +(d) Termination Rights Provided in Subsection (c) Which Have Expired on +or Before the Effective Date of the Sonny Bono Copyright Term Extension +Act. In the case of any copyright other than a work made for hire, +subsisting in its renewal term on the effective date of the Sonny Bono +Copyright Term Extension Act [9] for which the termination right provided +in subsection (c) has expired by such date, where the author or owner of +the termination right has not previously exercised such termination +right, the exclusive or nonexclusive grant of a transfer or license of +the renewal copyright or any right under it, executed before January 1, +1978, by any of the persons designated in subsection (a)(1)(C) of this +section, other than by will, is subject to termination under the +following conditions: + +(1) The conditions specified in subsections (c) (1), (2), (4), (5), and +(6) of this section apply to terminations of the last 20 years of +copyright term as provided by the amendments made by the Sonny Bono +Copyright Term Extension Act. + +(2) Termination of the grant may be effected at any time during a period +of 5 years beginning at the end of 75 years from the date copyright was +originally secured. + + +Section 305. Duration of copyright: Terminal date + +All terms of copyright provided by sections 302 through 304 run to the +end of the calendar year in which they would otherwise expire. + +------------------ +Chapter 3 Endnotes + +1 Private Law 92-60, 85 Stat. 857, effective December 15, 1971, states +that: + +[A]ny provision of law to the contrary notwithstanding, copyright is +hereby granted to the trustees under the will of Mary Baker Eddy, their +successors, and assigns, in the work "Science and Health with Key to the +Scriptures" (entitled also in some editions "Science and Health" or +"Science and Health; with a Key to the Scriptures"), by Mary Baker Eddy, +including all editions thereof in English and translation heretofore +published, or hereafter published by or on behalf of said trustees, +their successors or assigns, for a term of seventy-five years from the +effective date of this Act or from the date of first publication, +whichever is later. + +But *cf. United Christian Scientists v. Christian Science Board of +Directors, First Church of Christ, Scientist*, 829 F.2d 1152, 4 USPQ2d +1177 (D.C. Cir. 1987) (holding Priv. L. 92-60, 85 Stat. 857, to be +unconstitutional because it violates the Establishment Clause). + +2 The Berne Convention Implementation Act of 1988 amended section 301 +by adding at the end thereof subsection (e). Pub. L. No. 100-568, 102 +Stat. 2853, 2857. In 1990, the Architectural Works Copyright Protection +Act amended section 301(b) by adding at the end thereof paragraph (4). +Pub. L. No. 101-650, 104 Stat. 5133, 5134. The Visual Artists Rights Act +of 1990 amended section 301 by adding at the end thereof subsection (f). +Pub. L. No. 101-650, 104 Stat. 5089, 5131. In 1998, the Sonny Bono +Copyright Term Extension Act amended section 301 by changing "February +15, 2047" to "February 15, 2067" each place it appeared in subsection +(c). Pub. L. No. 105-298, 112 Stat. 2827. + +3 The Visual Artists Rights Act of 1990, which added subsection (f), +states, "Subject to subsection (b) and except as provided in subsection +(c), this title and the amendments made by this title take effect 6 +months after the date of the enactment of this Act," that is, six months +after December 1, 1990. Pub. L. No. 101-650, 104 Stat. 5089, 5132. See +also endnote 37, chapter 1. + +4 In 1998, the Sonny Bono Copyright Term Extension Act amended section +302 by substituting "70" for "fifty," "95" for "seventy-five" and "120" +for "one hundred" each place they appeared. Pub. L. No. 105-298, 112 +Stat. 2827. + +5 In 1997, section 303 was amended by adding subsection (b). Pub. L. +No. 105-80, 111 Stat. 1529, 1534. In 1998, the Sonny Bono Copyright Term +Extension Act amended section 303 by substituting "December 31, 2047" +for "December 31, 2027." Pub. L. No. 105-298, 112 Stat. 2827. + +6 The Copyright Renewal Act of 1992 amended section 304 by substituting +a new subsection (a) and by making a conforming amendment in the matter +preceding paragraph (1) of subsection (c). Pub. L. No. 102-307, 106 +Stat. 264. The Act, as amended by the Sonny Bono Copyright Term +Extension Act, states that the renewal and extension of a copyright for +a further term of 67 years "shall have the same effect with respect to +any grant, before the effective date of the Sonny Bono Copyright Term +Extension Act [October 27, 1998], of a transfer or license of the +further term as did the renewal of a copyright before the effective date +of the Sonny Bono Copyright Term Extension Act [October 27, 1998] under +the law in effect at the time of such grant." The Act also states that +the 1992 amendments "shall apply only to those copyrights secured +between January 1, 1964, and December 31, 1977. Copyrights secured +before January 1, 1964, shall be governed by the provisions of section +304(a) of title 17, United States Code, as in effect on the day before . +. .[enactment on June 26, 1992], except each reference to forty-seven +years in such provisions shall be deemed to be 67 years." Pub. L. No. +102-307, 106 Stat. 264, 266, as amended by the Sonny Bono Copyright Term +Extension Act, Pub. L. No. 105-298, 112 Stat. 2827, 2828. + +In 1998, the Sonny Bono Copyright Term Extension Act amended section 304 +by substituting "67" for "47" wherever it appeared in subsection (a), by +substituting a new subsection (b) and by adding subsection (d) at the +end thereof. Pub. L. No. 105-298, 112 Stat. 2827. That Act also amended +subsection 304(c) by deleting "by his widow or her widower and his or +her children or grandchildren" from the first sentence of paragraph (2), +by adding subparagraph (D) at the end of paragraph (2) and by inserting +"or, in the case of a termination under subsection (d), within the five- +year period specified by subsection (d)(2)," into the first sentence of +subparagraph (4)(A). *Id.* + +7 A series of nine Acts of Congress extended until December 31, 1976, +previously renewed copyrights in which the renewal term would otherwise +have expired between September 19, 1962 and December 31, 1976. The last +of these enactments is Pub. L. No. 93-573, 88 Stat. 1873, enacted +December 31, 1974, which cites the eight earlier acts. See also section +102 of the Transitional and Supplementary Provisions of the Copyright +Act of 1976, in Part I of the Appendix. Pub. L. No. 94-553, 90 Stat. +2541. + +8 The effective date of the Sonny Bono Copyright Term Extension Act is +October 27, 1998. + +9 See endnote 8, *supra*. + +------------------------------------------------------------------------ + +Chapter 4 + +Copyright Notice, Deposit, and Registration + + + 401. Notice of copyright: Visually perceptible copies + + 402. Notice of copyright: Phonorecords of sound recordings + + 403. Notice of copyright: Publications incorporating United States + Government works + + 404. Notice of copyright: Contributions to collective works + + 405. Notice of copyright: Omission of notice on certain copies and + phonorecords + + 406. Notice of copyright: Error in name or date on certain copies + and phonorecords + + 407. Deposit of copies or phonorecords for Library of Congress + + 408. Copyright registration in general + + 409. Application for copyright registration + + 410. Registration of claim and issuance of certificate + + 411. Registration and infringement actions + + 412. Registration as prerequisite to certain remedies for + infringement + + +Section 401. Notice of copyright: Visually perceptible copies [1] + +(a) General Provisions. Whenever a work protected under this title is +published in the United States or elsewhere by authority of the +copyright owner, a notice of copyright as provided by this section may +be placed on publicly distributed copies from which the work can be +visually perceived, either directly or with the aid of a machine or +device. + +(b) Form of Notice. If a notice appears on the copies, it shall consist +of the following three elements: + +(1) the symbol (the letter C in a circle), or the word "Copyright", or +the abbreviation "Copr."; and + +(2) the year of first publication of the work; in the case of +compilations or derivative works incorporating previously published +material, the year date of first publication of the compilation or +derivative work is sufficient. The year date may be omitted where a +pictorial, graphic, or sculptural work, with accompanying text matter, +if any, is reproduced in or on greeting cards, postcards, stationery, +jewelry, dolls, toys, or any useful articles; and + +(3) the name of the owner of copyright in the work, or an abbreviation +by which the name can be recognized, or a generally known alternative +designation of the owner. + +(c) Position of Notice. The notice shall be affixed to the copies in +such manner and location as to give reasonable notice of the claim of +copyright. The Register of Copyrights shall prescribe by regulation, as +examples, specific methods of affixation and positions of the notice on +various types of works that will satisfy this requirement, but these +specifications shall not be considered exhaustive. + +(d) Evidentiary Weight of Notice. If a notice of copyright in the form +and position specified by this section appears on the published copy or +copies to which a defendant in a copyright infringement suit had access, +then no weight shall be given to such a defendant's interposition of a +defense based on innocent infringement in mitigation of actual or +statutory damages, except as provided in the last sentence of section +504(c)(2). + + +Section 402. Notice of copyright: Phonorecords of sound recordings [2] + +(a) General Provisions. Whenever a sound recording protected under this +title is published in the United States or elsewhere by authority of the +copyright owner, a notice of copyright as provided by this section may +be placed on publicly distributed phonorecords of the sound recording. + +(b) Form of Notice. If a notice appears on the phonorecords, it shall +consist of the following three elements: + +(1) the symbol [P in a circle] (the letter P in a circle); and + +(2) the year of first publication of the sound recording; and + +(3) the name of the owner of copyright in the sound recording, or an +abbreviation by which the name can be recognized, or a generally known +alternative designation of the owner; if the producer of the sound +recording is named on the phonorecord labels or containers, and if no +other name appears in conjunction with the notice, the producer's name +shall be considered a part of the notice. + +(c) Position of Notice. The notice shall be placed on the surface of the +phonorecord, or on the phonorecord label or container, in such manner +and location as to give reasonable notice of the claim of copyright. + +(d) Evidentiary Weight of Notice. If a notice of copyright in the form +and position specified by this section appears on the published +phonorecord or phonorecords to which a defendant in a copyright +infringement suit had access, then no weight shall be given to such a +defendant's interposition of a defense based on innocent infringement in +mitigation of actual or statutory damages, except as provided in the +last sentence of section 504(c)(2). + + +Section 403. Notice of copyright: Publications incorporating United States +Government works [3] + +Sections 401(d) and 402(d) shall not apply to a work published in copies +or phonorecords consisting predominantly of one or more works of the +United States Government unless the notice of copyright appearing on the +published copies or phonorecords to which a defendant in the copyright +infringement suit had access includes a statement identifying, either +affirmatively or negatively, those portions of the copies or +phonorecords embodying any work or works protected under this title. + + +Section 404. Notice of copyright: Contributions to collective works [4] + +(a) A separate contribution to a collective work may bear its own notice +of copyright, as provided by sections 401 through 403. However, a single +notice applicable to the collective work as a whole is sufficient to +invoke the provisions of section 401(d) or 402(d), as applicable with +respect to the separate contributions it contains (not including +advertisements inserted on behalf of persons other than the owner of +copyright in the collective work), regardless of the ownership of +copyright in the contributions and whether or not they have been +previously published. + +(b) With respect to copies and phonorecords publicly distributed by +authority of the copyright owner before the effective date of the Berne +Convention Implementation Act of 1988, where the person named in a +single notice applicable to a collective work as a whole is not the +owner of copyright in a separate contribution that does not bear its own +notice, the case is governed by the provisions of section 406(a). + + +Section 405. Notice of copyright: Omission of notice on certain copies and +phonorecords [5] + +(a) Effect of Omission on Copyright. With respect to copies and +phonorecords publicly distributed by authority of the copyright owner +before the effective date of the Berne Convention Implementation Act of +1988, the omission of the copyright notice described in sections 401 +through 403 from copies or phonorecords publicly distributed by +authority of the copyright owner does not invalidate the copyright in a +work if- + +(1) the notice has been omitted from no more than a relatively small +number of copies or phonorecords distributed to the public; or + +(2) registration for the work has been made before or is made within +five years after the publication without notice, and a reasonable effort +is made to add notice to all copies or phonorecords that are distributed +to the public in the United States after the omission has been +discovered; or + +(3) the notice has been omitted in violation of an express requirement +in writing that, as a condition of the copyright owner's authorization +of the public distribution of copies or phonorecords, they bear the +prescribed notice. + +(b) Effect of Omission on Innocent Infringers. Any person who innocently +infringes a copyright, in reliance upon an authorized copy or +phonorecord from which the copyright notice has been omitted and which +was publicly distributed by authority of the copyright owner before the +effective date of the Berne Convention Implementation Act of 1988, +incurs no liability for actual or statutory damages under section 504 +for any infringing acts committed before receiving actual notice that +registration for the work has been made under section 408, if such +person proves that he or she was misled by the omission of notice. In a +suit for infringement in such a case the court may allow or disallow +recovery of any of the infringer's profits attributable to the +infringement, and may enjoin the continuation of the infringing +undertaking or may require, as a condition for permitting the +continuation of the infringing undertaking, that the infringer pay the +copyright owner a reasonable license fee in an amount and on terms fixed +by the court. + +(c) Removal of Notice. Protection under this title is not affected by +the removal, destruction, or obliteration of the notice, without the +authorization of the copyright owner, from any publicly distributed +copies or phonorecords. + + +Section 406. Notice of copyright: Error in name or date on certain copies +and phonorecords [6] + +(a) Error in Name. With respect to copies and phonorecords publicly +distributed by authority of the copyright owner before the effective +date of the Berne Convention Implementation Act of 1988, where the +person named in the copyright notice on copies or phonorecords publicly +distributed by authority of the copyright owner is not the owner of +copyright, the validity and ownership of the copyright are not affected. +In such a case, however, any person who innocently begins an undertaking +that infringes the copyright has a complete defense to any action for +such infringement if such person proves that he or she was misled by the +notice and began the undertaking in good faith under a purported +transfer or license from the person named therein, unless before the +undertaking was begun- + +(1) registration for the work had been made in the name of the owner of +copyright; or + +(2) a document executed by the person named in the notice and showing +the ownership of the copyright had been recorded. + +The person named in the notice is liable to account to the copyright +owner for all receipts from transfers or licenses purportedly made under +the copyright by the person named in the notice. + +(b) Error in Date. When the year date in the notice on copies or +phonorecords distributed before the effective date of the Berne +Convention Implementation Act of 1988 by authority of the copyright +owner is earlier than the year in which publication first occurred, any +period computed from the year of first publication under section 302 is +to be computed from the year in the notice. Where the year date is more +than one year later than the year in which publication first occurred, +the work is considered to have been published without any notice and is +governed by the provisions of section 405. + +(c) Omission of Name or Date. Where copies or phonorecords publicly +distributed before the effective date of the Berne Convention +Implementation Act of 1988 by authority of the copyright owner contain +no name or no date that could reasonably be considered a part of the +notice, the work is considered to have been published without any notice +and is governed by the provisions of section 405 as in effect on the day +before the effective date of the Berne Convention Implementation Act of +1988. + + +Section 407. Deposit of copies or phonorecords for Library of Congress [7] + +(a) Except as provided by subsection (c), and subject to the provisions +of subsection (e), the owner of copyright or of the exclusive right of +publication in a work published in the United States shall deposit, +within three months after the date of such publication- + +(1) two complete copies of the best edition; or + +(2) if the work is a sound recording, two complete phonorecords of the +best edition, together with any printed or other visually perceptible +material published with such phonorecords. + +Neither the deposit requirements of this subsection nor the acquisition +provisions of subsection (e) are conditions of copyright protection. + +(b) The required copies or phonorecords shall be deposited in the +Copyright Office for the use or disposition of the Library of Congress. +The Register of Copyrights shall, when requested by the depositor and +upon payment of the fee prescribed by section 708, issue a receipt for +the deposit. + +(c) The Register of Copyrights may by regulation exempt any categories +of material from the deposit requirements of this section, or require +deposit of only one copy or phonorecord with respect to any categories. +Such regulations shall provide either for complete exemption from the +deposit requirements of this section, or for alternative forms of +deposit aimed at providing a satisfactory archival record of a work +without imposing practical or financial hardships on the depositor, +where the individual author is the owner of copyright in a pictorial, +graphic, or sculptural work and (i) less than five copies of the work +have been published, or (ii) the work has been published in a limited +edition consisting of numbered copies, the monetary value of which would +make the mandatory deposit of two copies of the best edition of the work +burdensome, unfair, or unreasonable. + +(d) At any time after publication of a work as provided by +subsection(a), the Register of Copyrights may make written demand for +the required deposit on any of the persons obligated to make the deposit +under subsection (a). Unless deposit is made within three months after +the demand is received, the person or persons on whom the demand was +made are liable- + +(1) to a fine of not more than $250 for each work; and + +(2) to pay into a specially designated fund in the Library of Congress +the total retail price of the copies or phonorecords demanded, or, if no +retail price has been fixed, the reasonable cost to the Library of +Congress of acquiring them; and + +(3) to pay a fine of $2,500, in addition to any fine or liability +imposed under clauses (1) and (2), if such person willfully or +repeatedly fails or refuses to comply with such a demand. + +(e) With respect to transmission programs that have been fixed and +transmitted to the public in the United States but have not been +published, the Register of Copyrights shall, after consulting with the +Librarian of Congress and other interested organizations and officials, +establish regulations governing the acquisition, through deposit or +otherwise, of copies or phonorecords of such programs for the +collections of the Library of Congress. + +(1) The Librarian of Congress shall be permitted, under the standards +and conditions set forth in such regulations, to make a fixation of a +transmission program directly from a transmission to the public, and to +reproduce one copy or phonorecord from such fixation for archival +purposes. + +(2) Such regulations shall also provide standards and procedures by +which the Register of Copyrights may make written demand, upon the owner +of the right of transmission in the United States, for the deposit of a +copy or phonorecord of a specific transmission program. Such deposit +may, at the option of the owner of the right of transmission in the +United States, be accomplished by gift, by loan for purposes of +reproduction, or by sale at a price not to exceed the cost of +reproducing and supplying the copy or phonorecord. The regulations +established under this clause shall provide reasonable periods of not +less than three months for compliance with a demand, and shall allow for +extensions of such periods and adjustments in the scope of the demand or +the methods for fulfilling it, as reasonably warranted by the +circumstances. Willful failure or refusal to comply with the conditions +prescribed by such regulations shall subject the owner of the right of +transmission in the United States to liability for an amount, not to +exceed the cost of reproducing and supplying the copy or phonorecord in +question, to be paid into a specially designated fund in the Library of +Congress. + +(3) Nothing in this subsection shall be construed to require the making +or retention, for purposes of deposit, of any copy or phonorecord of an +unpublished transmission program, the transmission of which occurs +before the receipt of a specific written demand as provided by clause +(2). + +(4) No activity undertaken in compliance with regulations prescribed +under clauses (1) and (2) of this subsection shall result in liability +if intended solely to assist in the acquisition of copies or +phonorecords under this subsection. + + +Section 408. Copyright registration in general [8] + +(a) Registration Permissive. At any time during the subsistence of the +first term of copyright in any published or unpublished work in which +the copyright was secured before January 1, 1978, and during the +subsistence of any copyright secured on or after that date, the owner of +copyright or of any exclusive right in the work may obtain registration +of the copyright claim by delivering to the Copyright Office the deposit +specified by this section, together with the application and fee +specified by sections 409 and 708. Such registration is not a condition +of copyright protection. + +(b) Deposit for Copyright Registration. Except as provided by subsection +(c), the material deposited for registration shall include- + +(1) in the case of an unpublished work, one complete copy or +phonorecord; + +(2) in the case of a published work, two complete copies or phonorecords +of the best edition; + +(3) in the case of a work first published outside the United States, one +complete copy or phonorecord as so published; + +(4) in the case of a contribution to a collective work, one complete +copy or phonorecord of the best edition of the collective work. + +Copies or phonorecords deposited for the Library of Congress under +section 407 may be used to satisfy the deposit provisions of this +section, if they are accompanied by the prescribed application and fee, +and by any additional identifying material that the Register may, by +regulation, require. The Register shall also prescribe regulations +establishing requirements under which copies or phonorecords acquired +for the Library of Congress under subsection (e) of section 407, +otherwise than by deposit, may be used to satisfy the deposit provisions +of this section. (c) Administrative Classification and Optional +Deposit. (1) The Register of Copyrights is authorized to specify by +regulation the administrative classes into which works are to be placed +for purposes of deposit and registration, and the nature of the copies +or phonorecords to be deposited in the various classes specified. The +regulations may require or permit, for particular classes, the deposit +of identifying material instead of copies or phonorecords, the deposit +of only one copy or phonorecord where two would normally be required, or +a single registration for a group of related works. This administrative +classification of works has no significance with respect to the subject +matter of copyright or the exclusive rights provided by this title. + +(2) Without prejudice to the general authority provided under clause +(1), the Register of Copyrights shall establish regulations specifically +permitting a single registration for a group of works by the same +individual author, all first published as contributions to periodicals, +including newspapers, within a twelve-month period, on the basis of a +single deposit, application, and registration fee, under the following +conditions- + +(A) if the deposit consists of one copy of the entire issue of the +periodical, or of the entire section in the case of a newspaper, in +which each contribution was first published; and + +(B) if the application identifies each work separately, including the +periodical containing it and its date of first publication. + +(3) As an alternative to separate renewal registrations under subsection +(a) of section 304, a single renewal registration may be made for a +group of works by the same individual author, all first published as +contributions to periodicals, including newspapers, upon the filing of a +single application and fee, under all of the following conditions: + +(A) the renewal claimant or claimants, and the basis of claim or claims +under section 304(a), is the same for each of the works; and + +(B) the works were all copyrighted upon their first publication, either +through separate copyright notice and registration or by virtue of a +general copyright notice in the periodical issue as a whole; and + +(C) the renewal application and fee are received not more than twenty- +eight or less than twenty-seven years after the thirty-first day of +December of the calendar year in which all of the works were first +published; and + +(D) the renewal application identifies each work separately, including +the periodical containing it and its date of first publication. + +(d) Corrections and Amplifications. The Register may also establish, by +regulation, formal procedures for the filing of an application for +supplementary registration, to correct an error in a copyright +registration or to amplify the information given in a registration. Such +application shall be accompanied by the fee provided by section 708, and +shall clearly identify the registration to be corrected or amplified. +The information contained in a supplementary registration augments but +does not supersede that contained in the earlier registration. + +(e) Published Edition of Previously Registered Work. Registration for +the first published edition of a work previously registered in +unpublished form may be made even though the work as published is +substantially the same as the unpublished version. + + +Section 409. Application for copyright registration [9] + +The application for copyright registration shall be made on a form +prescribed by the Register of Copyrights and shall include + +(1) the name and address of the copyright claimant; + +(2) in the case of a work other than an anonymous or pseudonymous work, +the name and nationality or domicile of the author or authors, and, if +one or more of the authors is dead, the dates of their deaths; + +(3) if the work is anonymous or pseudonymous, the nationality or +domicile of the author or authors; + +(4) in the case of a work made for hire, a statement to this effect; + +(5) if the copyright claimant is not the author, a brief statement of +how the claimant obtained ownership of the copyright; + +(6) the title of the work, together with any previous or alternative +titles under which the work can be identified; + +(7) the year in which creation of the work was completed; + +(8) if the work has been published, the date and nation of its first +publication; + +(9) in the case of a compilation or derivative work, an identification +of any preexisting work or works that it is based on or incorporates, +and a brief, general statement of the additional material covered by the +copyright claim being registered; + +(10) in the case of a published work containing material of which copies +are required by section 601 to be manufactured in the United States, the +names of the persons or organizations who performed the processes +specified by subsection (c) of section 601 with respect to that +material, and the places where those processes were performed; and + +(11) any other information regarded by the Register of Copyrights as +bearing upon the preparation or identification of the work or the +existence, ownership, or duration of the copyright. + +If an application is submitted for the renewed and extended term +provided for in section 304(a)(3)(A) and an original term registration +has not been made, the Register may request information with respect to +the existence, ownership, or duration of the copyright for the original +term. + + +Section 410. Registration of claim and issuance of certificate + +(a) When, after examination, the Register of Copyrights determines that, +in accordance with the provisions of this title, the material deposited +constitutes copyrightable subject matter and that the other legal and +formal requirements of this title have been met, the Register shall +register the claim and issue to the applicant a certificate of +registration under the seal of the Copyright Office. The certificate +shall contain the information given in the application, together with +the number and effective date of the registration. + +(b) In any case in which the Register of Copyrights determines that, in +accordance with the provisions of this title, the material deposited +does not constitute copyrightable subject matter or that the claim is +invalid for any other reason, the Register shall refuse registration and +shall notify the applicant in writing of the reasons for such refusal. + +(c) In any judicial proceedings the certificate of a registration made +before or within five years after first publication of the work shall +constitute *prima facie* evidence of the validity of the copyright and +of the facts stated in the certificate. The evidentiary weight to be +accorded the certificate of a registration made thereafter shall be +within the discretion of the court. + +(d) The effective date of a copyright registration is the day on which +an application, deposit, and fee, which are later determined by the +Register of Copyrights or by a court of competent jurisdiction to be +acceptable for registration, have all been received in the Copyright +Office. + + +Section 411. Registration and infringement actions [10] + +(a) Except for an action brought for a violation of the rights of the +author under section 106A(a), and subject to the provisions of +subsection (b), no action for infringement of the copyright in any +United States work shall be instituted until registration of the +copyright claim has been made in accordance with this title. In any +case, however, where the deposit, application, and fee required for +registration have been delivered to the Copyright Office in proper form +and registration has been refused, the applicant is entitled to +institute an action for infringement if notice thereof, with a copy of +the complaint, is served on the Register of Copyrights. The Register +may, at his or her option, become a party to the action with respect to +the issue of registrability of the copyright claim by entering an +appearance within sixty days after such service, but the Register's +failure to become a party shall not deprive the court of jurisdiction to +determine that issue. + +(b) In the case of a work consisting of sounds, images, or both, the +first fixation of which is made simultaneously with its transmission, +the copyright owner may, either before or after such fixation takes +place, institute an action for infringement under section 501, fully +subject to the remedies provided by sections 502 through 506 and +sections 509 and 510, if, in accordance with requirements that the +Register of Copyrights shall prescribe by regulation, the copyright +owner- + +(1) serves notice upon the infringer, not less than 48 hours before such +fixation, identifying the work and the specific time and source of its +first transmission, and declaring an intention to secure copyright in +the work; and + +(2) makes registration for the work, if required by subsection (a), +within three months after its first transmission. + + +Section 412. Registration as prerequisite to certain remedies for +infringement [11] + +In any action under this title, other than an action brought for a +violation of the rights of the author under section 106A(a) or an action +instituted under section 411(b), no award of statutory damages or of +attorney's fees, as provided by sections 504 and 505, shall be made for + +(1) any infringement of copyright in an unpublished work commenced +before the effective date of its registration; or + +(2) any infringement of copyright commenced after first publication of +the work and before the effective date of its registration, unless such +registration is made within three months after the first publication of +the work. + +------------------ +Chapter 4 Endnotes + +1 The Berne Convention Implementation Act of 1988 amended section 401 +as follows: 1) in subsection (a), by changing the heading to "General +Provisions" and by inserting "may be placed on" in lieu of "shall be +placed on all"; 2) in subsection (b), by inserting "If a notice appears +on the copies, it" in lieu of "The notice appearing on the copies"; and +3) by adding subsection (d). Pub. L. No. 100-568, 102 Stat. 2853, 2857. + +2 The Berne Convention Implementation Act of 1988 amended section 402 +as follows: 1) in subsection (a), by changing the heading to "General +Provisions" and by inserting "may be placed on" in lieu of "shall be +placed on all"; 2) in subsection (b), by inserting "If a notice appears +on the phonorecords, it" in lieu of "The notice appearing on the +phonorecords"; and 3) by adding subsection (d). Pub. L. No. 100-568, 102 +Stat. 2853, 2857. + +3 The Berne Convention Implementation Act of 1988 amended section 403 +in its entirety. Pub. L. No. 100-568, 102 Stat. 2853, 2858. + +4 The Berne Convention Implementation Act of 1988 amended section 404 +as follows: 1) in the second sentence of subsection (a), by inserting +"to invoke the provisions of section 401(d) or 402(d), as applicable" in +lieu of "to satisfy the requirements of sections 401 through 403" and 2) +in subsection (b), by inserting "With respect to copies and phonorecords +publicly distributed by authority of the copyright owner before the +effective date of the Berne Convention Implementation Act of 1988," at +the beginning of the sentence. Pub. L. No. 100-568, 102 Stat. 2853, +2858. + +5 The Berne Convention Implementation Act of 1988 amended section 405 +as follows: 1) in subsection (a), by inserting "With respect to copies +and phonorecords publicly distributed by authority of the copyright +owner before the effective date of the Berne Convention Implementation +Act of 1988, the omission of the copyright notice described in" at the +beginning of the first sentence, in lieu of "The omission of the +copyright notice prescribed by"; 2) in subsection (b), by inserting +after "omitted," in the first sentence, "and which was publicly +distributed by authority of the copyright owner before the effective +date of the Berne Convention Implementation Act of 1988"; and 3) by +amending the section heading to add "on certain copies and phonorecords" +at the end thereof. Pub. L. No. 100-568, 102 Stat. 2853, 2858. + +6 The Berne Convention Implementation Act of 1988 amended section 406 +as follows: 1) in subsection (a), by inserting "With respect to copies +and phonorecords publicly distributed by authority of the copyright +owner before the effective date of the Berne Convention Implementation +Act of 1988," at the beginning of the first sentence; 2) in subsection +(b), by inserting "before the effective date of the Berne Convention +Implementation Act of 1988" after "distributed"; 3) in subsection (c), +by inserting "before the effective date of the Berne Convention +Implementation Act of 1988" after "publicly distributed" and by +inserting "as in effect on the day before the effective date of the +Berne Convention Implementation Act of 1988" after "405"; and 4) by +amending the section heading to add "on certain copies and phonorecords" +at the end thereof. Pub. L. No. 100-568, 102 Stat. 2853, 2858. + +7 The Berne Convention Implementation Act of 1988 amended section 407 by +striking out the words "with notice of copyright" in subsection (a). +Pub. L. No. 100-568, 102 Stat. 2853, 2859. + +8 The Berne Convention Implementation Act of 1988 amended section 408 by +deleting "Subject to the provisions of section 405(a)," at the beginning +of the second sentence of subsection (a). Pub. L. No. 100-568, 102 Stat. +2853, 2859. That Act also amended section 408(c)(2) by inserting "the +following conditions:" in lieu of "all of the following conditions" and +by striking subparagraph (A) and by redesignating subparagraphs (B) and +(C) as subparagraphs (A) and (B), respectively. *Id.* + +The Copyright Renewal Act of 1992 amended section 408 by revising the +first sentence of subsection (a), preceding the words "the owner of +copyright or of any exclusive right." Pub. L. No. 102-307, 106 Stat. +264, 266. + +9 The Copyright Renewal Act of 1992 amended section 409 by adding the +last sentence. Pub. L. No. 102-307, 106 Stat. 264, 266. + +10 The Berne Convention Implementation Act of 1988 amended section 411 as +follows: 1) in subsection (a), by inserting "Except for actions for +infringement of copyright in Berne Convention works whose country of +origin is not the United States, and" before "subject"; 2) in paragraph +(b)(2), by inserting ", if required by subsection (a)," after "work"; +and 3) by inserting "and infringement actions" in the heading, in lieu +of "as prerequisite to infringement suit." Pub. L. No. 100-568, 102 +Stat. 2853, 2859. + +The Visual Artists Rights Act of 1990 amended section 411(a) by +inserting "and an action brought for a violation of the rights of the +author under section 106A(a)" after "United States." Pub. L. No. +101-650, 104 Stat. 5089, 5131. In 1997, section 411(b)(1) was amended in +its entirety. Pub. L. No. 105-80, 111 Stat. 1529, 1532. + +The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 amended the first sentence in section 411(a) +by deleting "actions for infringement of copyright in Berne Convention +works whose country of origin is not the United and" and by inserting +"United States" after "no action for infringement of the copyright in +any." Pub. L. No. 105-304, 112 Stat. 2860, 2863. + +11 The Visual Artists Rights Act of 1990 amended section 412 by inserting +"an action brought for a violation of the rights of the author under +section 106A(a) or" after "other than." Pub. L. No. 101-650, 104 Stat. +5089, 5131. + +------------------------------------------------------------------------ + +Chapter 5 [1] + +Copyright Infringement and Remedies + + + 501. Infringement of copyright + + 502. Remedies for infringement: Injunctions + + 503. Remedies for infringement: Impounding and disposition of + infringing articles + + 504. Remedies for infringement: Damages and profits + + 505. Remedies for infringement: Costs and attorney's fees + + 506. Criminal offenses + + 507. Limitations on actions + + 508. Notification of filing and determination of actions + + 509. Seizure and forfeiture + + 510. Remedies for alteration of programming by cable systems + + 511. Liability of States, instrumentalities of States, and State + officials for infringement of copyright + + 512. Limitations on liability relating to material online + + 513. [2] Determination of reasonable license fees for individual + proprietors + + +Section 501. Infringement of copyright [3] + +(a) Anyone who violates any of the exclusive rights of the copyright +owner as provided by sections 106 through 121 or of the author as +provided in section 106A(a), or who imports copies or phonorecords into +the United States in violation of section 602, is an infringer of the +copyright or right of the author, as the case may be. For purposes of +this chapter (other than section 506), any reference to copyright shall +be deemed to include the rights conferred by section 106A(a). As used in +this subsection, the term "anyone" includes any State, any +instrumentality of a State, and any officer or employee of a State or +instrumentality of a State acting in his or her official capacity. Any +State, and any such instrumentality, officer, or employee, shall be +subject to the provisions of this title in the same manner and to the +same extent as any nongovernmental entity. + +(b) The legal or beneficial owner of an exclusive right under a +copyright is entitled, subject to the requirements of section 411, to +institute an action for any infringement of that particular right +committed while he or she is the owner of it. The court may require such +owner to serve written notice of the action with a copy of the complaint +upon any person shown, by the records of the Copyright Office or +otherwise, to have or claim an interest in the copyright, and shall +require that such notice be served upon any person whose interest is +likely to be affected by a decision in the case. The court may require +the joinder, and shall permit the intervention, of any person having or +claiming an interest in the copyright. + +(c) For any secondary transmission by a cable system that embodies a +performance or a display of a work which is actionable as an act of +infringement under subsection (c) of section 111, a television broadcast +station holding a copyright or other license to transmit or perform the +same version of that work shall, for purposes of subsection (b) of this +section, be treated as a legal or beneficial owner if such secondary +transmission occurs within the local service area of that television +station. + +(d) For any secondary transmission by a cable system that is actionable +as an act of infringement pursuant to section 111(c)(3), the following +shall also have standing to sue: (i) the primary transmitter whose +transmission has been altered by the cable system; and (ii) any +broadcast station within whose local service area the secondary +transmission occurs. + +(e) With respect to any secondary transmission that is made by a +satellite carrier of a performance or display of a work embodied in a +primary transmission and is actionable as an act of infringement under +section 119(a)(5), a network station holding a copyright or other +license to transmit or perform the same version of that work shall, for +purposes of subsection (b) of this section, be treated as a legal or +beneficial owner if such secondary transmission occurs within the local +service area of that station. + +(f)(1) With respect to any secondary transmission that is made by a +satellite carrier of a performance or display of a work embodied in a +primary transmission and is actionable as an act of infringement under +section 122, a television broadcast station holding a copyright or other +license to transmit or perform the same version of that work shall, for +purposes of subsection (b) of this section, be treated as a legal or +beneficial owner if such secondary transmission occurs within the local +market of that station. + +(2) A television broadcast station may file a civil action against any +satellite carrier that has refused to carry television broadcast +signals, as required under section 122(a)(2), to enforce that television +broadcast station's rights under section 338(a) of the Communications +Act of 1934. + + +Section 502. Remedies for infringement: Injunctions + +(a) Any court having jurisdiction of a civil action arising under this +title may, subject to the provisions of section 1498 of title 28, grant +temporary and final injunctions on such terms as it may deem reasonable +to prevent or restrain infringement of a copyright. + +(b) Any such injunction may be served anywhere in the United States on +the person enjoined; it shall be operative throughout the United States +and shall be enforceable, by proceedings in contempt or otherwise, by +any United States court having jurisdiction of that person. The clerk of +the court granting the injunction shall, when requested by any other +court in which enforcement of the injunction is sought, transmit +promptly to the other court a certified copy of all the papers in the +case on file in such clerk's office. + +Section 503. Remedies for infringement: Impounding and disposition of +infringing articles + +(a) At any time while an action under this title is pending, the court +may order the impounding, on such terms as it may deem reasonable, of +all copies or phonorecords claimed to have been made or used in +violation of the copyright owner's exclusive rights, and of all plates, +molds, matrices, masters, tapes, film negatives, or other articles by +means of which such copies or phonorecords may be reproduced. + +(b) As part of a final judgment or decree, the court may order the +destruction or other reasonable disposition of all copies or +phonorecords found to have been made or used in violation of the +copyright owner's exclusive rights, and of all plates, molds, matrices, +masters, tapes, film negatives, or other articles by means of which such +copies or phonorecords may be reproduced. + + +Section 504. Remedies for infringement: Damages and profits [4] + +(a) In General. Except as otherwise provided by this title, an infringer +of copyright is liable for either- + +(1) the copyright owner's actual damages and any additional profits of +the infringer, as provided by subsection (b); or + +(2) statutory damages, as provided by subsection (c). + +(b) Actual Damages and Profits. The copyright owner is entitled to +recover the actual damages suffered by him or her as a result of the +infringement, and any profits of the infringer that are attributable to +the infringement and are not taken into account in computing the actual +damages. In establishing the infringer's profits, the copyright owner is +required to present proof only of the infringer's gross revenue, and the +infringer is required to prove his or her deductible expenses and the +elements of profit attributable to factors other than the copyrighted +work. + +(c) Statutory Damages. + +(1) Except as provided by clause (2) of this subsection, the copyright +owner may elect, at any time before final judgment is rendered, to +recover, instead of actual damages and profits, an award of statutory +damages for all infringements involved in the action, with respect to +any one work, for which any one infringer is liable individually, or for +which any two or more infringers are liable jointly and severally, in a +sum of not less than $750 or more than $30,000 as the court considers +just. For the purposes of this subsection, all the parts of a +compilation or derivative work constitute one work. + +(2) In a case where the copyright owner sustains the burden of proving, +and the court finds, that infringement was committed willfully, the +court in its discretion may increase the award of statutory damages to a +sum of not more than $150,000. In a case where the infringer sustains +the burden of proving, and the court finds, that such infringer was not +aware and had no reason to believe that his or her acts constituted an +infringement of copyright, the court in its discretion may reduce the +award of statutory damages to a sum of not less than $200. The court +shall remit statutory damages in any case where an infringer believed +and had reasonable grounds for believing that his or her use of the +copyrighted work was a fair use under section 107, if the infringer was: +(i) an employee or agent of a nonprofit educational institution, +library, or archives acting within the scope of his or her employment +who, or such institution, library, or archives itself, which infringed +by reproducing the work in copies or phonorecords; or (ii) a public +broadcasting entity which or a person who, as a regular part of the +nonprofit activities of a public broadcasting entity (as defined in +subsection (g) of section 118) infringed by performing a published +nondramatic literary work or by reproducing a transmission program +embodying a performance of such a work. + +(d) Additional Damages in Certain Cases. In any case in which the court +finds that a defendant proprietor of an establishment who claims as a +defense that its activities were exempt under section 110(5) did not +have reasonable grounds to believe that its use of a copyrighted work +was exempt under such section, the plaintiff shall be entitled to, in +addition to any award of damages under this section, an additional award +of two times the amount of the license fee that the proprietor of the +establishment concerned should have paid the plaintiff for such use +during the preceding period of up to 3 years. + + +Section 505. Remedies for infringement: Costs and attorney's fees + +In any civil action under this title, the court in its discretion may +allow the recovery of full costs by or against any party other than the +United States or an officer thereof. Except as otherwise provided by +this title, the court may also award a reasonable attorney's fee to the +prevailing party as part of the costs. + + +Section 506. Criminal offenses [5] + +(a) Criminal Infringement. Any person who infringes a copyright +willfully either + +(1) for purposes of commercial advantage or private financial gain, or + +(2) by the reproduction or distribution, including by electronic means, +during any 180-day period, of 1 or more copies or phonorecords of 1 or +more copyrighted works, which have a total retail value of more than +$1,000, + +shall be punished as provided under section 2319 of title 18, United +States Code. For purposes of this subsection, evidence of reproduction +or distribution of a copyrighted work, by itself, shall not be +sufficient to establish willful infringement. + +(b) Forfeiture and Destruction. When any person is convicted of any +violation of subsection (a), the court in its judgment of conviction +shall, in addition to the penalty therein prescribed, order the +forfeiture and destruction or other disposition of all infringing copies +or phonorecords and all implements, devices, or equipment used in the +manufacture of such infringing copies or phonorecords. + +(c) Fraudulent Copyright Notice. Any person who, with fraudulent intent, +places on any article a notice of copyright or words of the same purport +that such person knows to be false, or who, with fraudulent intent, +publicly distributes or imports for public distribution any article +bearing such notice or words that such person knows to be false, shall +be fined not more than $2,500. + +(d) Fraudulent Removal of Copyright Notice. Any person who, with +fraudulent intent, removes or alters any notice of copyright appearing +on a copy of a copyrighted work shall be fined not more than $2,500. + +(e) False Representation. Any person who knowingly makes a false +representation of a material fact in the application for copyright +registration provided for by section 409, or in any written statement +filed in connection with the application, shall be fined not more than +$2,500. + +(f) Rights of Attribution and Integrity. Nothing in this section applies +to infringement of the rights conferred by section 106A(a). + + +Section 507. Limitations on actions [6] + +(a) Criminal Proceedings. Except as expressly provided otherwise in this +title, no criminal proceeding shall be maintained under the provisions +of this title unless it is commenced within 5 years after the cause of +action arose. + +(b) Civil Actions. No civil action shall be maintained under the +provisions of this title unless it is commenced within three years after +the claim accrued. + + +Section 508. Notification of filing and determination of actions + +(a) Within one month after the filing of any action under this title, +the clerks of the courts of the United States shall send written +notification to the Register of Copyrights setting forth, as far as is +shown by the papers filed in the court, the names and addresses of the +parties and the title, author, and registration number of each work +involved in the action. If any other copyrighted work is later included +in the action by amendment, answer, or other pleading, the clerk shall +also send a notification concerning it to the Register within one month +after the pleading is filed. + +(b) Within one month after any final order or judgment is issued in the +case, the clerk of the court shall notify the Register of it, sending +with the notification a copy of the order or judgment together with the +written opinion, if any, of the court. + +(c) Upon receiving the notifications specified in this section, the +Register shall make them a part of the public records of the Copyright +Office. + + +Section 509. Seizure and forfeiture + +(a) All copies or phonorecords manufactured, reproduced, distributed, +sold, or otherwise used, intended for use, or possessed with intent to +use in violation of section 506 (a), and all plates, molds, matrices, +masters, tapes, film negatives, or other articles by means of which such +copies or phonorecords may be reproduced, and all electronic, +mechanical, or other devices for manufacturing, reproducing, or +assembling such copies or phonorecords may be seized and forfeited to +the United States. + +(b) The applicable procedures relating to + +(i) the seizure, summary and judicial forfeiture, and condemnation of +vessels, vehicles, merchandise, and baggage for violations of the +customs laws contained in title 19, + +(ii) the disposition of such vessels, vehicles, merchandise, and baggage +or the proceeds from the sale thereof, + +(iii) the remission or mitigation of such forfeiture, + +(iv) the compromise of claims, and + +(v) the award of compensation to informers in respect of such +forfeitures, shall apply to seizures and forfeitures incurred, or +alleged to have been incurred, under the provisions of this section, +insofar as applicable and not inconsistent with the provisions of this +section; except that such duties as are imposed upon any officer or +employee of the Treasury Department or any other person with respect to +the seizure and forfeiture of vessels, vehicles, merchandise, and +baggage under the provisions of the customs laws contained in title 19 +shall be performed with respect to seizure and forfeiture of all +articles described in subsection (a) by such officers, agents, or other +persons as may be authorized or designated for that purpose by the +Attorney General. + + +Section 510. Remedies for alteration of programming by cable systems [7] + +(a) In any action filed pursuant to section 111(c)(3), the following +remedies shall be available: + +(1) Where an action is brought by a party identified in subsections (b) +or (c) of section 501, the remedies provided by sections 502 through +505, and the remedy provided by subsection (b) of this section; and + +(2) When an action is brought by a party identified in subsection (d) of +section 501, the remedies provided by sections 502 and 505, together +with any actual damages suffered by such party as a result of the +infringement, and the remedy provided by subsection (b) of this section. + +(b) In any action filed pursuant to section 111(c)(3), the court may +decree that, for a period not to exceed thirty days, the cable system +shall be deprived of the benefit of a statutory license for one or more +distant signals carried by such cable system. + + +Section 511. Liability of States, instrumentalities of States, and State +officials for infringement of copyright [8] + +(a) In General. Any State, any instrumentality of a State, and any +officer or employee of a State or instrumentality of a State acting in +his or her official capacity, shall not be immune, under the Eleventh +Amendment of the Constitution of the United States or under any other +doctrine of sovereign immunity, from suit in Federal Court by any +person, including any governmental or nongovernmental entity, for a +violation of any of the exclusive rights of a copyright owner provided +by sections 106 through 121, for importing copies of phonorecords in +violation of section 602, or for any other violation under this title. + +(b) Remedies. In a suit described in subsection (a) for a violation +described in that subsection, remedies (including remedies both at law +and in equity) are available for the violation to the same extent as +such remedies are available for such a violation in a suit against any +public or private entity other than a State, instrumentality of a State, +or officer or employee of a State acting in his or her official +capacity. Such remedies include impounding and disposition of infringing +articles under section 503, actual damages and profits and statutory +damages under section 504, costs and attorney's fees under section 505, +and the remedies provided in section 510. + + +Section 512. Limitations on liability relating to material online [9] + +(a) Transitory Digital Network Communications. A service provider shall +not be liable for monetary relief, or, except as provided in subsection +(j), for injunctive or other equitable relief, for infringement of +copyright by reason of the provider's transmitting, routing, or +providing connections for, material through a system or network +controlled or operated by or for the service provider, or by reason of +the intermediate and transient storage of that material in the course of +such transmitting, routing, or providing connections, if- + +(1) the transmission of the material was initiated by or at the +direction of a person other than the service provider; + +(2) the transmission, routing, provision of connections, or storage is +carried out through an automatic technical process without selection of +the material by the service provider; + +(3) the service provider does not select the recipients of the material +except as an automatic response to the request of another person; + +(4) no copy of the material made by the service provider in the course +of such intermediate or transient storage is maintained on the system or +network in a manner ordinarily accessible to anyone other than +anticipated recipients, and no such copy is maintained on the system or +network in a manner ordinarily accessible to such anticipated recipients +for a longer period than is reasonably necessary for the transmission, +routing, or provision of connections; and + +(5) the material is transmitted through the system or network without +modification of its content. + +(b) System Caching. + +(1) Limitation on Liability. A service provider shall not be liable for +monetary relief, or, except as provided in subsection (j), for +injunctive or other equitable relief, for infringement of copyright by +reason of the intermediate and temporary storage of material on a system +or network controlled or operated by or for the service provider in a +case in which- + +(A) the material is made available online by a person other than the +service provider; + +(B) the material is transmitted from the person described in +subparagraph (A) through the system or network to a person other than +the person described in subparagraph (A) at the direction of that other +person; and + +(C) the storage is carried out through an automatic technical process +for the purpose of making the material available to users of the system +or network who, after the material is transmitted as described in +subparagraph (B), request access to the material from the person +described in subparagraph (A), if the conditions set forth in paragraph +(2) are met. + +(2) Conditions. The conditions referred to in paragraph (1) are that- + +(A) the material described in paragraph (1) is transmitted to the +subsequent users described in paragraph (1)(C) without modification to +its content from the manner in which the material was transmitted from +the person described in paragraph (1)(A); + +(B) the service provider described in paragraph (1) complies with rules +concerning the refreshing, reloading, or other updating of the material +when specified by the person making the material available online in +accordance with a generally accepted industry standard data +communications protocol for the system or network through which that +person makes the material available, except that this subparagraph +applies only if those rules are not used by the person described in +paragraph (1)(A) to prevent or unreasonably impair the intermediate +storage to which this subsection applies; + +(C) the service provider does not interfere with the ability of +technology associated with the material to return to the person +described in paragraph (1)(A) the information that would have been +available to that person if the material had been obtained by the +subsequent users described in paragraph (1)(C) directly from that +person, except that this subparagraph applies only if that technology- + +(i) does not significantly interfere with the performance of the +provider's system or network or with the intermediate storage of the +material; + +(ii) is consistent with generally accepted industry standard +communications protocols; and + +(iii) does not extract information from the provider's system or network +other than the information that would have been available to the person +described in paragraph (1)(A) if the subsequent users had gained access +to the material directly from that person; + +(D) if the person described in paragraph (1)(A) has in effect a +condition that a person must meet prior to having access to the +material, such as a condition based on payment of a fee or provision of +a password or other information, the service provider permits access to +the stored material in significant part only to users of its system or +network that have met those conditions and only in accordance with those +conditions; and + +(E) if the person described in paragraph (1)(A) makes that material +available online without the authorization of the copyright owner of the +material, the service provider responds expeditiously to remove, or +disable access to, the material that is claimed to be infringing upon +notification of claimed infringement as described in subsection (c)(3), +except that this subparagraph applies only if- + +(i) the material has previously been removed from the originating site +or access to it has been disabled, or a court has ordered that the +material be removed from the originating site or that access to the +material on the originating site be disabled; and + +(ii) the party giving the notification includes in the notification a +statement confirming that the material has been removed from the +originating site or access to it has been disabled or that a court has +ordered that the material be removed from the originating site or that +access to the material on the originating site be disabled. + +(c) Information Residing on Systems or Networks at Direction of Users. + +(1) In General. A service provider shall not be liable for monetary +relief, or, except as provided in subsection (j), for injunctive or +other equitable relief, for infringement of copyright by reason of the +storage at the direction of a user of material that resides on a system +or network controlled or operated by or for the service provider, if the +service provider- + +(A)(i) does not have actual knowledge that the material or an activity +using the material on the system or network is infringing; + +(ii) in the absence of such actual knowledge, is not aware of facts or +circumstances from which infringing activity is apparent; or + +(iii) upon obtaining such knowledge or awareness, acts expeditiously to +remove, or disable access to, the material; + +(B) does not receive a financial benefit directly attributable to the +infringing activity, in a case in which the service provider has the +right and ability to control such activity; and + +(C) upon notification of claimed infringement as described in paragraph +(3), responds expeditiously to remove, or disable access to, the +material that is claimed to be infringing or to be the subject of +infringing activity. + +(2) Designated Agent. The limitations on liability established in this +subsection apply to a service provider only if the service provider has +designated an agent to receive notifications of claimed infringement +described in paragraph (3), by making available through its service, +including on its website in a location accessible to the public, and by +providing to the Copyright Office, substantially the following +information: + +(A) the name, address, phone number, and electronic mail address of the +agent. + +(B) other contact information which the Register of Copyrights may deem +appropriate. + +The Register of Copyrights shall maintain a current directory of agents +available to the public for inspection, including through the Internet, +in both electronic and hard copy formats, and may require payment of a +fee by service providers to cover the costs of maintaining the +directory. + +(3) Elements of Notification. + +(A) To be effective under this subsection, a notification of claimed +infringement must be a written communication provided to the designated +agent of a service provider that includes substantially the following: + +(i) A physical or electronic signature of a person authorized to act on +behalf of the owner of an exclusive right that is allegedly infringed. + +(ii) Identification of the copyrighted work claimed to have been +infringed, or, if multiple copyrighted works at a single online site are +covered by a single notification, a representative list of such works at +that site. + +(iii) Identification of the material that is claimed to be infringing or +to be the subject of infringing activity and that is to be removed or +access to which is to be disabled, and information reasonably sufficient +to permit the service provider to locate the material. + +(iv) Information reasonably sufficient to permit the service provider to +contact the complaining party, such as an address, telephone number, +and, if available, an electronic mail address at which the complaining +party may be contacted. + +(v) A statement that the complaining party has a good faith belief that +use of the material in the manner complained of is not authorized by the +copyright owner, its agent, or the law. + +(vi) A statement that the information in the notification is accurate, +and under penalty of perjury, that the complaining party is authorized +to act on behalf of the owner of an exclusive right that is allegedly +infringed. + +(B)(i) Subject to clause (ii), a notification from a copyright owner or +from a person authorized to act on behalf of the copyright owner that +fails to comply substantially with the provisions of subparagraph (A) +shall not be considered under paragraph (1)(A) in determining whether a +service provider has actual knowledge or is aware of facts or +circumstances from which infringing activity is apparent. + +(ii) In a case in which the notification that is provided to the service +provider's designated agent fails to comply substantially with all the +provisions of subparagraph (A) but substantially complies with clauses +(ii), (iii), and (iv) of subparagraph (A), clause (i) of this +subparagraph applies only if the service provider promptly attempts to +contact the person making the notification or takes other reasonable +steps to assist in the receipt of notification that substantially +complies with all the provisions of subparagraph (A). + +(d) Information Location Tools. A service provider shall not be liable +for monetary relief, or, except as provided in subsection (j), for +injunctive or other equitable relief, for infringement of copyright by +reason of the provider referring or linking users to an online location +containing infringing material or infringing activity, by using +information location tools, including a directory, index, reference, +pointer, or hypertext link, if the service provider- + +(1)(A) does not have actual knowledge that the material or activity is +infringing; + +(B) in the absence of such actual knowledge, is not aware of facts or +circumstances from which infringing activity is apparent; or + +(C) upon obtaining such knowledge or awareness, acts expeditiously to +remove, or disable access to, the material; + +(2) does not receive a financial benefit directly attributable to the +infringing activity, in a case in which the service provider has the +right and ability to control such activity; and + +(3) upon notification of claimed infringement as described in subsection +(c)(3), responds expeditiously to remove, or disable access to, the +material that is claimed to be infringing or to be the subject of +infringing activity, except that, for purposes of this paragraph, the +information described in subsection (c)(3)(A)(iii) shall be +identification of the reference or link, to material or activity claimed +to be infringing, that is to be removed or access to which is to be +disabled, and information reasonably sufficient to permit the service +provider to locate that reference or link. + +(e) Limitation on Liability of Nonprofit Educational Institutions. (1) +When a public or other nonprofit institution of higher education is a +service provider, and when a faculty member or graduate student who is +an employee of such institution is performing a teaching or research +function, for the purposes of subsections (a) and (b) such faculty +member or graduate student shall be considered to be a person other than +the institution, and for the purposes of subsections (c) and (d) such +faculty member's or graduate student's knowledge or awareness of his or +her infringing activities shall not be attributed to the institution, +if- + +(A) such faculty member's or graduate student's infringing activities do +not involve the provision of online access to instructional materials +that are or were required or recommended, within the preceding 3-year +period, for a course taught at the institution by such faculty member or +graduate student; + +(B) the institution has not, within the preceding 3-year period, +received more than 2 notifications described in subsection (c)(3) of +claimed infringement by such faculty member or graduate student, and +such notifications of claimed infringement were not actionable under +subsection (f); and + +(C) the institution provides to all users of its system or network +informational materials that accurately describe, and promote compliance +with, the laws of the United States relating to copyright. + +(2) For the purposes of this subsection, the limitations on injunctive +relief contained in subsections (j)(2) and (j)(3), but not those in (j) +(1), shall apply. + +(f) Misrepresentations. Any person who knowingly materially +misrepresents under this section- + +(1) that material or activity is infringing, or + +(2) that material or activity was removed or disabled by mistake or +misidentification, + +shall be liable for any damages, including costs and attorneys' fees, +incurred by the alleged infringer, by any copyright owner or copyright +owner's authorized licensee, or by a service provider, who is injured by +such misrepresentation, as the result of the service provider relying +upon such misrepresentation in removing or disabling access to the +material or activity claimed to be infringing, or in replacing the +removed material or ceasing to disable access to it. + +(g) Replacement of Removed or Disabled Material and Limitation on Other +Liability. + +(1) No Liability for Taking Down Generally. Subject to paragraph (2), a +service provider shall not be liable to any person for any claim based +on the service provider's good faith disabling of access to, or removal +of, material or activity claimed to be infringing or based on facts or +circumstances from which infringing activity is apparent, regardless of +whether the material or activity is ultimately determined to be +infringing. + +(2) Exception. Paragraph (1) shall not apply with respect to material +residing at the direction of a subscriber of the service provider on a +system or network controlled or operated by or for the service provider +that is removed, or to which access is disabled by the service provider, +pursuant to a notice provided under subsection (c)(1)(C), unless the +service provider- + +(A) takes reasonable steps promptly to notify the subscriber that it has +removed or disabled access to the material; + +(B) upon receipt of a counter notification described in paragraph (3), +promptly provides the person who provided the notification under +subsection (c)(1)(C) with a copy of the counter notification, and +informs that person that it will re-place the removed material or cease +disabling access to it in 10 business days; and + +(C) replaces the removed material and ceases disabling access to it not +less than 10, nor more than 14, business days following receipt of the +counter notice, unless its designated agent first receives notice from +the person who submitted the notification under subsection (c)(1)(C) +that such person has filed an action seeking a court order to restrain +the subscriber from engaging in infringing activity relating to the +material on the service provider's system or network. + +(3) Contents of Counter Notification. To be effective under this +subsection, a counter notification must be a written communication +provided to the service provider's designated agent that includes +substantially the following: + +(A) A physical or electronic signature of the subscriber. + +(B) Identification of the material that has been removed or to which +access has been disabled and the location at which the material appeared +before it was removed or access to it was disabled. + +(C) A statement under penalty of perjury that the subscriber has a good +faith belief that the material was removed or disabled as a result of +mistake or misidentification of the material to be removed or disabled. + +(D) The subscriber's name, address, and telephone number, and a +statement that the subscriber consents to the jurisdiction of Federal +District Court for the judicial district in which the address is +located, or if the subscriber's address is outside of the United States, +for any judicial district in which the service provider may be found, +and that the subscriber will accept service of process from the person +who provided notification under subsection (c)(1)(C) or an agent of such +person. + +(4) Limitation on Other Liability. A service provider's compliance with +paragraph (2) shall not subject the service provider to liability for +copyright infringement with respect to the material identified in the +notice provided under subsection (c)(1)(C). + +(h) Subpoena to Identify Infringer. + +(1) Request. A copyright owner or a person authorized to act on the +owner's behalf may request the clerk of any United States district court +to issue a subpoena to a service provider for identification of an +alleged infringer in accordance with this subsection. + +(2) Contents of Request. The request may be made by filing with the +clerk- + +(A) a copy of a notification described in subsection (c)(3)(A); + +(B) a proposed subpoena; and + +(C) a sworn declaration to the effect that the purpose for which the +subpoena is sought is to obtain the identity of an alleged infringer and +that such information will only be used for the purpose of protecting +rights under this title. + +(3) Contents of Subpoena. The subpoena shall authorize and order the +service provider receiving the notification and the subpoena to +expeditiously disclose to the copyright owner or person authorized by +the copyright owner information sufficient to identify the alleged +infringer of the material described in the notification to the extent +such information is available to the service provider. + +(4) Basis for Granting Subpoena. If the notification filed satisfies the +provisions of subsection (c)(3)(A), the proposed subpoena is in proper +form, and the accompanying declaration is properly executed, the clerk +shall expeditiously issue and sign the proposed subpoena and return it +to the requester for delivery to the service provider. + +(5) Actions of Service Provider Receiving Subpoena. Upon receipt of the +issued subpoena, either accompanying or subsequent to the receipt of a +notification described in subsection (c)(3)(A), the service provider +shall expeditiously disclose to the copyright owner or person authorized +by the copyright owner the information required by the subpoena, +notwithstanding any other provision of law and regardless of whether the +service provider responds to the notification. + +(6) Rules Applicable to Subpoena. Unless otherwise provided by this +section or by applicable rules of the court, the procedure for issuance +and delivery of the subpoena, and the remedies for noncompliance with +the subpoena, shall be governed to the greatest extent practicable by +those provisions of the Federal Rules of Civil Procedure governing the +issuance, service, and enforcement of a subpoena duces tecum. + +(i) Conditions for Eligibility. + +(1) Accommodation of Technology. The limitations on liability +established by this section shall apply to a service provider only if +the service provider- + +(A) has adopted and reasonably implemented, and informs subscribers and +account holders of the service provider's system or network of, a policy +that provides for the termination in appropriate circumstances of +subscribers and account holders of the service provider's system or +network who are repeat infringers; and + +(B) accommodates and does not interfere with standard technical +measures. + +(2) Definition. As used in this subsection, the term "standard technical +measures" means technical measures that are used by copyright owners to +identify or protect copyrighted works and- + +(A) have been developed pursuant to a broad consensus of copyright +owners and service providers in an open, fair, voluntary, multi-industry +standards process; + +(B) are available to any person on reasonable and nondiscriminatory +terms; and + +(C) do not impose substantial costs on service providers or substantial +burdens on their systems or networks. + +(j) Injunctions. The following rules shall apply in the case of any +application for an injunction under section 502 against a service +provider that is not subject to monetary remedies under this section: + +(1) Scope of Relief. (A) With respect to conduct other than that which +qualifies for the limitation on remedies set forth in subsection (a), +the court may grant injunctive relief with respect to a service provider +only in one or more of the following forms: + +(i) An order restraining the service provider from providing access to +infringing material or activity residing at a particular online site on +the provider's system or network. + +(ii) An order restraining the service provider from providing access to +a subscriber or account holder of the service provider's system or +network who is engaging in infringing activity and is identified in the +order, by terminating the accounts of the subscriber or account holder +that are specified in the order. + +(iii) Such other injunctive relief as the court may consider necessary +to prevent or restrain infringement of copyrighted material specified in +the order of the court at a particular online location, if such relief +is the least burdensome to the service provider among the forms of +relief comparably effective for that purpose. + +(B) If the service provider qualifies for the limitation on remedies +described in subsection (a), the court may only grant injunctive relief +in one or both of the following forms: + +(i) An order restraining the service provider from providing access to a +subscriber or account holder of the service provider's system or network +who is using the provider's service to engage in infringing activity and +is identified in the order, by terminating the accounts of the +subscriber or account holder that are specified in the order. + +(ii) An order restraining the service provider from providing access, by +taking reasonable steps specified in the order to block access, to a +specific, identified, online location outside the United States. + +(2) Considerations. The court, in considering the relevant criteria for +injunctive relief under applicable law, shall consider- + +(A) whether such an injunction, either alone or in combination with +other such injunctions issued against the same service provider under +this subsection, would significantly burden either the provider or the +operation of the provider's system or network; + +(B) the magnitude of the harm likely to be suffered by the copyright +owner in the digital network environment if steps are not taken to +prevent or restrain the infringement; + +(C) whether implementation of such an injunction would be technically +feasible and effective, and would not interfere with access to +noninfringing material at other online locations; and + +(D) whether other less burdensome and comparably effective means of +preventing or restraining access to the infringing material are +available. + +(3) Notice and Ex Parte Orders. Injunctive relief under this subsection +shall be available only after notice to the service provider and an +opportunity for the service provider to appear are provided, except for +orders ensuring the preservation of evidence or other orders having no +material adverse effect on the operation of the service provider's +communications network. + +(k) Definitions. + +(1) Service Provider. (A) As used in subsection (a), the term "service +provider" means an entity offering the transmission, routing, or +providing of connections for digital online communications, between or +among points specified by a user, of material of the user's choosing, +without modification to the content of the material as sent or received. + +(B) As used in this section, other than subsection (a), the term +"service provider" means a provider of online services or network +access, or the operator of facilities therefor, and includes an entity +described in subparagraph (A). + +(2) Monetary Relief. As used in this section, the term "monetary relief" +means damages, costs, attorneys' fees, and any other form of monetary +payment. + +(l) Other Defenses Not Affected. The failure of a service provider's +conduct to qualify for limitation of liability under this section shall +not bear adversely upon the consideration of a defense by the service +provider that the service provider's conduct is not infringing under +this title or any other defense. + +(m) Protection of Privacy. Nothing in this section shall be construed to +condition the applicability of subsections (a) through (d) on- + +(1) a service provider monitoring its service or affirmatively seeking +facts indicating infringing activity, except to the extent consistent +with a standard technical measure complying with the provisions of +subsection (i); or + +(2) a service provider gaining access to, removing, or disabling access +to material in cases in which such conduct is prohibited by law. + +(n) Construction. Subsections (a), (b), (c), and (d) describe separate +and distinct functions for purposes of applying this section. Whether a +service provider qualifies for the limitation on liability in any one of +those subsections shall be based solely on the criteria in that +subsection, and shall not affect a determination of whether that service +provider qualifies for the limitations on liability under any other such +subsection. + + +Section 513. Determination of reasonable license fees for individual +proprietors [10] + +In the case of any performing rights society subject to a consent decree +which provides for the determination of reasonable license rates or fees +to be charged by the performing rights society, notwithstanding the +provisions of that consent decree, an individual proprietor who owns or +operates fewer than 7 non-publicly traded establishments in which +nondramatic musical works are performed publicly and who claims that any +license agreement offered by that performing rights society is +unreasonable in its license rate or fee as to that individual +proprietor, shall be entitled to determination of a reasonable license +rate or fee as follows: + +(1) The individual proprietor may commence such proceeding for +determination of a reasonable license rate or fee by filing an +application in the applicable district court under paragraph (2) that a +rate disagreement exists and by serving a copy of the application on the +performing rights society. Such proceeding shall commence in the +applicable district court within 90 days after the service of such copy, +except that such 90-day requirement shall be subject to the +administrative requirements of the court. + +(2) The proceeding under paragraph (1) shall be held, at the individual +proprietor's election, in the judicial district of the district court +with jurisdiction over the applicable consent decree or in that place of +holding court of a district court that is the seat of the Federal +circuit (other than the Court of Appeals for the Federal Circuit) in +which the proprietor's establishment is located. + +(3) Such proceeding shall be held before the judge of the court with +jurisdiction over the consent decree governing the performing rights +society. At the discretion of the court, the proceeding shall be held +before a special master or magistrate judge appointed by such judge. +Should that consent decree provide for the appointment of an advisor or +advisors to the court for any purpose, any such advisor shall be the +special master so named by the court. + +(4) In any such proceeding, the industry rate shall be presumed to have +been reasonable at the time it was agreed to or determined by the court. +Such presumption shall in no way affect a determination of whether the +rate is being correctly applied to the individual proprietor. + +(5) Pending the completion of such proceeding, the individual proprietor +shall have the right to perform publicly the copyrighted musical +compositions in the repertoire of the performing rights society by +paying an interim license rate or fee into an interest bearing escrow +account with the clerk of the court, subject to retroactive adjustment +when a final rate or fee has been determined, in an amount equal to the +industry rate, or, in the absence of an industry rate, the amount of the +most recent license rate or fee agreed to by the parties. + +(6) Any decision rendered in such proceeding by a special master or +magistrate judge named under paragraph (3) shall be reviewed by the +judge of the court with jurisdiction over the consent decree governing +the performing rights society. Such proceeding, including such review, +shall be concluded within 6 months after its commencement. + +(7) Any such final determination shall be binding only as to the +individual proprietor commencing the proceeding, and shall not be +applicable to any other proprietor or any other performing rights +society, and the performing rights society shall be relieved of any +obligation of nondiscrimination among similarly situated music users +that may be imposed by the consent decree governing its operations. + +(8) An individual proprietor may not bring more than one proceeding +provided for in this section for the determination of a reasonable +license rate or fee under any license agreement with respect to any one +performing rights society. + +(9) For purposes of this section, the term "industry rate" means the +license fee a performing rights society has agreed to with, or which has +been determined by the court for, a significant segment of the music +user industry to which the individual proprietor belongs. + +------------------ +Chapter 5 Endnotes + +1 Concerning the liability of the United States Government for +copyright infringement, see 28 U.S.C. 1498. Title 28 of the *United +States Code* is entitled "Judiciary and Judicial Procedure." + +2 In 1998, two sections 512 were enacted into law. On October 17, 1998, +the Fairness in Music Licensing Act of 1998 was enacted. This Act +amended chapter five to add section 512 entitled "Determination of +reasonable license fees for individual proprietors." Pub. L. No. +105-298, 112 Stat. 2827, 2831. On October 28, 1998, the Online Copyright +Infringement Liability Limitation Act was enacted. This Act amended +chapter five to add section 512 entitled "Limitations on liability +relating to material online." Pub. L. No. 105-304, 112 Stat. 2860, 2877. +In 1999, a technical correction was enacted to redesignate the section +512 that was entitled "Determination of reasonable license fees for +individual proprietors" as section 513. Also, the table of sections was +amended to reflect that change. Pub. L. No. 106-44, 113 Stat. 221. See +also endnote 10*, infra.* + +3 The Berne Convention Implementation Act of 1988 amended section +501(b) by striking out "sections 205(d) and 411" and inserting in lieu +thereof "section 411." Pub. L. No. 100-568, 102 Stat. 2853, 2860. The +Satellite Home Viewer Act of 1988 amended section 501 by adding +subsection (e). Pub. L. No. 100-667, 102 Stat. 3935, 3957. + +In 1990, the Copyright Remedy Clarification Act amended section 501(a) +by adding the last two sentences. Pub. L. No. 101-553, 104 Stat. 2749. +The Visual Artists Rights Act of 1990 also amended section 501(a) as +follows: 1) by inserting "or of the author as provided in section +106A(a)" after "118" and 2) by striking out "copyright." and inserting +in lieu thereof "copyright or right of the author, as the case may be. +For purposes of this chapter (other than section 506), any reference to +copyright shall be deemed to include the rights conferred by section +106A(a)." Pub. L. No. 101-650, 104 Stat. 5089, 5131. + +In 1999, a technical correction amended the first sentence in subsection +501(a) by inserting "121" in lieu of "118." Pub. L. No. 106-44, 113 +Stat. 221, 222. The Satellite Home Viewer Improvement Act of 1999 +amended section 501 by adding a subsection (f) and, in subsection (e), +by inserting "performance or display of a work embodied in a primary +transmission" in lieu of "primary transmission embodying the performance +or display of a work." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-527 and 544. The Satellite Home Viewer Improvement Act of 1999 +states that section 501(f) shall be effective as of July 1, 1999. Pub. +L. No. 106-113, 113 Stat. 1501, app. I at 1501A-544. + +4 The Berne Convention Implementation Act of 1988 amended section +504(c) as follows: 1) in paragraph (1), by inserting "$500" in lieu of +"$250" and by inserting "$20,000" in lieu of "$10,000" and 2) in +paragraph (2), by inserting "$100,000" in lieu of "$50,000" and by +inserting "$200" in lieu of "$100." Pub. L. No. 100-568, 102 Stat. 2853, +2860. The Digital Theft Deterrence and Copyright Damages Improvement Act +of 1999 amended section 504(c), in paragraph (1), by substituting "$750" +for "$500" and "$30,000" for "$20,000" and, in paragraph (2), by +substituting "$150,000" for "$100,000." Pub. L. No. 106-160, 113 Stat. +1774. + +5 The Piracy and Counterfeiting Amendments Act of 1982 amended section +506 by substituting a new subsection(a). Pub. L. No. 97-180, 96 Stat. +91, 93. The Visual Artists Rights Act of 1990 amended section 506 by +adding subsection (f). Pub. L. No.101-650, 104 Stat. 5089, 5131. In +1997, the No Electronic Theft (NET) Act again amended section 506 by +amending subsection (a) in its entirety. Pub. L. No. 105-147, 111 Stat. +2678. That Act also directed the United States Sentencing Commission to +"ensure that the applicable guideline range for a defendant convicted of +a crime against intellectual property . . . is sufficiently stringent to +deter such a crime" and to "ensure that the guidelines provide for +consideration of the retail value and quantity of the items with respect +to which the crime against intellectual property was committed." Pub. L. +No. 105-147, 111 Stat. 2678, 2680. See also endnote 2 in Part VII of the +Appendix. + +6 In 1997, the No Electronic Theft (NET) Act amended section 507(a) by +inserting "5" in lieu of "three." Pub. L. No. 105-147, 111 Stat. 2678. + +7 The Satellite Home Viewer Improvement Act of 1999 amended the heading +for section 510 by substituting "programming" for "programing" and, in +subsection (b), by substituting "statutory" for "compulsory." Pub. L. +No. 106-113, 113 Stat. 1501, app. I at 1501A-543. + +8 In 1990, the Copyright Remedy Clarification Act added section 511. +Pub. L. No. 101-553, 104 Stat. 2749. In 1999, a technical correction +amended subsection 511(a) by inserting "121" in lieu of "119." Pub. L. +No. 106-44, 113 Stat. 221, 222. + +9 In 1998, the Online Copyright Infringement Liability Limitation Act +added section 512. Pub. L. No. 105-304, 112 Stat. 2860, 2877. In 1999, a +technical correction deleted the heading for paragraph (2) of section +512(e), which was "Injunctions." Pub. L. No. 106-44, 113 Stat. 221, 222. + +10 The Fairness in Music Licensing Act of 1998 added section 513. Pub. +L. No. 105-298, 112 Stat. 2827, 2831. This section was originally +designated as section 512. However, because two sections 512 had been +enacted into law in 1998, a technical amendment redesignated this as +section 513. Pub. L. No. 106-44, 113 Stat. 221. See also endnote 2*, +supra.* + +------------------------------------------------------------------------ + +Chapter 6 + +Manufacturing Requirements and Importation + + + 601. Manufacture, importation, and public distribution of certain + copies + + 602. Infringing importation of copies or phonorecords + + 603. Importation prohibitions: Enforcement and disposition of + excluded articles + + +Section 601. Manufacture, importation, and public distribution of certain +copies [1] + +(a) Prior to July 1, 1986, and except as provided by subsection (b), the +importation into or public distribution in the United States of copies +of a work consisting preponderantly of nondramatic literary material +that is in the English language and is protected under this title is +prohibited unless the portions consisting of such material have been +manufactured in the United States or Canada. + +(b) The provisions of subsection (a) do not apply- + +(1) where, on the date when importation is sought or public distribution +in the United States is made, the author of any substantial part of such +material is neither a national nor a domiciliary of the United States +or, if such author is a national of the United States, he or she has +been domiciled outside the United States for a continuous period of at +least one year immediately preceding that date; in the case of a work +made for hire, the exemption provided by this clause does not apply +unless a substantial part of the work was prepared for an employer or +other person who is not a national or domiciliary of the United States +or a domestic corporation or enterprise; + +(2) where the United States Customs Service is presented with an import +statement issued under the seal of the Copyright Office, in which case a +total of no more than two thousand copies of any one such work shall be +allowed entry; the import statement shall be issued upon request to the +copyright owner or to a person designated by such owner at the time of +registration for the work under section 408 or at any time thereafter; + +(3) where importation is sought under the authority or for the use, +other than in schools, of the Government of the United States or of any +State or political subdivision of a State; + +(4) where importation, for use and not for sale, is sought- + +(A) by any person with respect to no more than one copy of any work at +any one time; + +(B) by any person arriving from outside the United States, with respect +to copies forming part of such person's personal baggage; or + +(C) by an organization operated for scholarly, educational, or religious +purposes and not for private gain, with respect to copies intended to +form a part of its library; + +(5) where the copies are reproduced in raised characters for the use of +the blind; or + +(6) where, in addition to copies imported under clauses (3) and (4) of +this subsection, no more than two thousand copies of any one such work, +which have not been manufactured in the United States or Canada, are +publicly distributed in the United States; or + +(7) where, on the date when importation is sought or public distribution +in the United States is made- + +(A) the author of any substantial part of such material is an individual +and receives compensation for the transfer or license of the right to +distribute the work in the United States; and + +(B) the first publication of the work has previously taken place outside +the United States under a transfer or license granted by such author to +a transferee or licensee who was not a national or domiciliary of the +United States or a domestic corporation or enterprise; and + +(C) there has been no publication of an authorized edition of the work +of which the copies were manufactured in the United States; and + +(D) the copies were reproduced under a transfer or license granted by +such author or by the transferee or licensee of the right of first +publication as mentioned in subclause (B), and the transferee or the +licensee of the right of reproduction was not a national or domiciliary +of the United States or a domestic corporation or enterprise. + +(c) The requirement of this section that copies be manufactured in the +United States or Canada is satisfied if- + +(1) in the case where the copies are printed directly from type that has +been set, or directly from plates made from such type, the setting of +the type and the making of the plates have been performed in the United +States or Canada; or + +(2) in the case where the making of plates by a lithographic or +photoengraving process is a final or intermediate step preceding the +printing of the copies, the making of the plates has been performed in +the United States or Canada; and + +(3) in any case, the printing or other final process of producing +multiple copies and any binding of the copies have been performed in the +United States or Canada. + +(d) Importation or public distribution of copies in violation of this +section does not invalidate protection for a work under this title. +However, in any civil action or criminal proceeding for infringement of +the exclusive rights to reproduce and distribute copies of the work, the +infringer has a complete defense with respect to all of the nondramatic +literary material comprised in the work and any other parts of the work +in which the exclusive rights to reproduce and distribute copies are +owned by the same person who owns such exclusive rights in the +nondramatic literary material, if the infringer proves- + +(1) that copies of the work have been imported into or publicly +distributed in the United States in violation of this section by or with +the authority of the owner of such exclusive rights; and + +(2) that the infringing copies were manufactured in the United States or +Canada in accordance with the provisions of subsection (c); and + +(3) that the infringement was commenced before the effective date of +registration for an authorized edition of the work, the copies of which +have been manufactured in the United States or Canada in accordance with +the provisions of subsection (c). + +(e) In any action for infringement of the exclusive rights to reproduce +and distribute copies of a work containing material required by this +section to be manufactured in the United States or Canada, the copyright +owner shall set forth in the complaint the names of the persons or +organizations who performed the processes specified by subsection (c) +with respect to that material, and the places where those processes were +performed. + + +Section 602. Infringing importation of copies or phonorecords + +(a) Importation into the United States, without the authority of the +owner of copyright under this title, of copies or phonorecords of a work +that have been acquired outside the United States is an infringement of +the exclusive right to distribute copies or phonorecords under section +106, actionable under section 501. This subsection does not apply to- + +(1) importation of copies or phonorecords under the authority or for the +use of the Government of the United States or of any State or political +subdivision of a State, but not including copies or phonorecords for use +in schools, or copies of any audiovisual work imported for purposes +other than archival use; + +(2) importation, for the private use of the importer and not for +distribution, by any person with respect to no more than one copy or +phonorecord of any one work at any one time, or by any person arriving +from outside the United States with respect to copies or phonorecords +forming part of such person's personal baggage; or + +(3) importation by or for an organization operated for scholarly, +educational, or religious purposes and not for private gain, with +respect to no more than one copy of an audiovisual work solely for its +archival purposes, and no more than five copies or phonorecords of any +other work for its library lending or archival purposes, unless the +importation of such copies or phonorecords is part of an activity +consisting of systematic reproduction or distribution, engaged in by +such organization in violation of the provisions of section 108(g)(2). + +(b) In a case where the making of the copies or phonorecords would have +constituted an infringement of copyright if this title had been +applicable, their importation is prohibited. In a case where the copies +or phonorecords were lawfully made, the United States Customs Service +has no authority to prevent their importation unless the provisions of +section 601 are applicable. In either case, the Secretary of the +Treasury is authorized to prescribe, by regulation, a procedure under +which any person claiming an interest in the copyright in a particular +work may, upon payment of a specified fee, be entitled to notification +by the Customs Service of the importation of articles that appear to be +copies or phonorecords of the work. + + +Section 603. Importation prohibitions: Enforcement and disposition of +excluded articles [2] + +(a) The Secretary of the Treasury and the United States Postal Service +shall separately or jointly make regulations for the enforcement of the +provisions of this title prohibiting importation. + +(b) These regulations may require, as a condition for the exclusion of +articles under section 602- + +(1) that the person seeking exclusion obtain a court order enjoining +importation of the articles; or + +(2) that the person seeking exclusion furnish proof, of a specified +nature and in accordance with prescribed procedures, that the copyright +in which such person claims an interest is valid and that the +importation would violate the prohibition in section 602; the person +seeking exclusion may also be required to post a surety bond for any +injury that may result if the detention or exclusion of the articles +proves to be unjustified. + +(c) Articles imported in violation of the importation prohibitions of +this title are subject to seizure and forfeiture in the same manner as +property imported in violation of the customs revenue laws. Forfeited +articles shall be destroyed as directed by the Secretary of the Treasury +or the court, as the case may be. + +------------------ +Chapter 6 Endnotes + +1 In 1982, section 601(a) was amended in the first sentence by +substituting "1986" for "1982." Pub. L. No. 97-215, 96 Stat. 178. + +2 The Anticounterfeiting Consumer Protection Act of 1996 amended the +last sentence of section 603(c) by deleting the semicolon and all text +immediately following the words "as the case may be." Pub. L. No. +104-153, 110 Stat. 1386, 1388. + +------------------------------------------------------------------------ + +Chapter 7 [1] + +Copyright Office + + + 701. The Copyright Office: General responsibilities and organization + + 702. Copyright Office regulations + + 703. Effective date of actions in Copyright Office + + 704. Retention and disposition of articles deposited in Copyright + Office + + 705. Copyright Office records: Preparation, maintenance, public + inspection, and searching + + 706. Copies of Copyright Office records + + 707. Copyright Office forms and publications + + 708. Copyright Office fees + + 709. Delay in delivery caused by disruption of postal or other + services + + +Section 701. The Copyright Office: General responsibilities and +organization [2] + +(a) All administrative functions and duties under this title, except as +otherwise specified, are the responsibility of the Register of +Copyrights as director of the Copyright Office of the Library of +Congress. The Register of Copyrights, together with the subordinate +officers and employees of the Copyright Office, shall be appointed by +the Librarian of Congress, and shall act under the Librarian's general +direction and supervision. + +(b) In addition to the functions and duties set out elsewhere in this +chapter, the Register of Copyrights shall perform the following +functions: + +(1) Advise Congress on national and international issues relating to +copyright, other matters arising under this title, and related matters. + +(2) Provide information and assistance to Federal departments and +agencies and the Judiciary on national and international issues relating +to copyright, other matters arising under this title, and related +matters. + +(3) Participate in meetings of international intergovernmental +organizations and meetings with foreign government officials relating to +copyright, other matters arising under this title, and related matters, +including as a member of United States delegations as authorized by the +appropriate Executive branch authority. + +(4) Conduct studies and programs regarding copyright, other matters +arising under this title, and related matters, the administration of the +Copyright Office, or any function vested in the Copyright Office by law, +including educational programs conducted cooperatively with foreign +intellectual property offices and international intergovernmental +organizations. + +(5) Perform such other functions as Congress may direct, or as may be +appropriate in furtherance of the functions and duties specifically set +forth in this title. + +(c) The Register of Copyrights shall adopt a seal to be used on and +after January 1, 1978, to authenticate all certified documents issued by +the Copyright Office. + +(d) The Register of Copyrights shall make an annual report to the +Librarian of Congress of the work and accomplishments of the Copyright +Office during the previous fiscal year. The annual report of the +Register of Copyrights shall be published separately and as a part of +the annual report of the Librarian of Congress. + +(e) Except as provided by section 706(b) and the regulations issued +thereunder, all actions taken by the Register of Copyrights under this +title are subject to the provisions of the Administrative Procedure Act +of June 11, 1946, as amended (c. 324, 60 Stat. 237, title 5, United +States Code, Chapter 5, Subchapter II and Chapter 7). + +(f) The Register of Copyrights shall be compensated at the rate of pay +in effect for level III of the Executive Schedule under section 5314 of +title 5.3 The Librarian of Congress shall establish not more than four +positions for Associate Registers of Copyrights, in accordance with the +recommendations of the Register of Copyrights. The Librarian shall make +appointments to such positions after consultation with the Register of +Copyrights. Each Associate Register of Copyrights shall be paid at a +rate not to exceed the maximum annual rate of basic pay payable for +GS-18 of the General Schedule under section 5332 of title 5. + + +Section 702. Copyright Office regulations [4] + +The Register of Copyrights is authorized to establish regulations not +inconsistent with law for the administration of the functions and duties +made the responsibility of the Register under this title. All +regulations established by the Register under this title are subject to +the approval of the Librarian of Congress. + + +Section 703. Effective date of actions in Copyright Office + +In any case in which time limits are prescribed under this title for the +performance of an action in the Copyright Office, and in which the last +day of the prescribed period falls on a Saturday, Sunday, holiday, or +other nonbusiness day within the District of Columbia or the Federal +Government, the action may be taken on the next succeeding business day, +and is effective as of the date when the period expired. + + +Section 704. Retention and disposition of articles deposited in Copyright +Office + +(a) Upon their deposit in the Copyright Office under sections 407 and +408, all copies, phonorecords, and identifying material, including those +deposited in connection with claims that have been refused registration, +are the property of the United States Government. + +(b) In the case of published works, all copies, phonorecords, and +identifying material deposited are available to the Library of Congress +for its collections, or for exchange or transfer to any other library. +In the case of unpublished works, the Library is entitled, under +regulations that the Register of Copyrights shall prescribe, to select +any deposits for its collections or for transfer to the National +Archives of the United States or to a Federal records center, as defined +in section 2901 of title 44. + +(c) The Register of Copyrights is authorized, for specific or general +categories of works, to make a facsimile reproduction of all or any part +of the material deposited under section 408, and to make such +reproduction a part of the Copyright Office records of the registration, +before transferring such material to the Library of Congress as provided +by subsection (b), or before destroying or otherwise disposing of such +material as provided by subsection (d). + +(d) Deposits not selected by the Library under subsection (b), or +identifying portions or reproductions of them, shall be retained under +the control of the Copyright Office, including retention in Government +storage facilities, for the longest period considered practicable and +desirable by the Register of Copyrights and the Librarian of Congress. +After that period it is within the joint discretion of the Register and +the Librarian to order their destruction or other disposition; but, in +the case of unpublished works, no deposit shall be knowingly or +intentionally destroyed or otherwise disposed of during its term of +copyright unless a facsimile reproduction of the entire deposit has been +made a part of the Copyright Office records as provided by subsection +(c). + +(e) The depositor of copies, phonorecords, or identifying material under +section 408, or the copyright owner of record, may request retention, +under the control of the Copyright Office, of one or more of such +articles for the full term of copyright in the work. The Register of +Copyrights shall prescribe, by regulation, the conditions under which +such requests are to be made and granted, and shall fix the fee to be +charged under section 708(a)(10) if the request is granted. + + +Section 705. Copyright Office records: Preparation, maintenance, public +inspection, and searching [5] + +(a) The Register of Copyrights shall ensure that records of deposits, +registrations, recordations, and other actions taken under this title +are maintained, and that indexes of such records are prepared. + +(b) Such records and indexes, as well as the articles deposited in +connection with completed copyright registrations and retained under the +control of the Copyright Office, shall be open to public inspection. + +(c) Upon request and payment of the fee specified by section 708, the +Copyright Office shall make a search of its public records, indexes, and +deposits, and shall furnish a report of the information they disclose +with respect to any particular deposits, registrations, or recorded +documents. + + +Section 706. Copies of Copyright Office records + +(a) Copies may be made of any public records or indexes of the Copyright +Office; additional certificates of copyright registration and copies of +any public records or indexes may be furnished upon request and payment +of the fees specified by section 708. + +(b) Copies or reproductions of deposited articles retained under the +control of the Copyright Office shall be authorized or furnished only +under the conditions specified by the Copyright Office regulations. + + +Section 707. Copyright Office forms and publications + +(a) Catalog of Copyright Entries. The Register of Copyrights shall +compile and publish at periodic intervals catalogs of all copyright +registrations. These catalogs shall be divided into parts in accordance +with the various classes of works, and the Register has discretion to +determine, on the basis of practicability and usefulness, the form and +frequency of publication of each particular part. + +(b) Other Publications. The Register shall furnish, free of charge upon +request, application forms for copyright registration and general +informational material in connection with the functions of the Copyright +Office. The Register also has the authority to publish compilations of +information, bibliographies, and other material he or she considers to +be of value to the public. + +(c) Distribution of Publications. All publications of the Copyright +Office shall be furnished to depository libraries as specified under +section 1905 of title 44, and, aside from those furnished free of +charge, shall be offered for sale to the public at prices based on the +cost of reproduction and distribution. + + +Section 708. Copyright Office fees [6] + +(a) Fees. Fees shall be paid to the Register of Copyrights- + +(1) on filing each application under section 408 for registration of a +copyright claim or for a supplementary registration, including the +issuance of a certificate of registration if registration is made; + +(2) on filing each application for registration of a claim for renewal +of a subsisting copyright under section 304(a), including the issuance +of a certificate of registration if registration is made; + +(3) for the issuance of a receipt for a deposit under section 407; + +(4) for the recordation, as provided by section 205, of a transfer of +copyright ownership or other document; + +(5) for the filing, under section 115(b), of a notice of intention to +obtain a compulsory license; + +(6) for the recordation, under section 302(c), of a statement revealing +the identity of an author of an anonymous or pseudonymous work, or for +the recordation, under section 302(d), of a statement relating to the +death of an author; + +(7) for the issuance, under section 706, of an additional certificate of +registration; + +(8) for the issuance of any other certification; and + +(9) for the making and reporting of a search as provided by section 705, +and for any related services. + +The Register of Copyrights is authorized to fix fees for other services, +including the cost of preparing copies of Copyright Office records, +whether or not such copies are certified, based on the cost of providing +the service. + +(b) Adjustment of Fees. The Register of Copyrights may, by regulation, +adjust the fees for the services specified in paragraphs (1) through (9) +of subsection (a) in the following manner: [7] + +(1) The Register shall conduct a study of the costs incurred by the +Copyright Office for the registration of claims, the recordation of +documents, and the provision of services. The study shall also consider +the timing of any adjustment in fees and the authority to use such fees +consistent with the budget. + +(2) The Register may, on the basis of the study under paragraph (1), and +subject to paragraph (5), adjust fees to not more than that necessary to +cover the reasonable costs incurred by the Copyright Office for the +services described in paragraph (1), plus a reasonable inflation +adjustment to account for any estimated increase in costs. + +(3) Any fee established under paragraph (2) shall be rounded off to the +nearest dollar, or for a fee less than $12, rounded off to the nearest +50 cents. + +(4) Fees established under this subsection shall be fair and equitable +and give due consideration to the objectives of the copyright system. + +(5) If the Register determines under paragraph (2) that fees should be +adjusted, the Register shall prepare a proposed fee schedule and submit +the schedule with the accompanying economic analysis to the Congress. +The fees proposed by the Register may be instituted after the end of 120 +days after the schedule is submitted to the Congress unless, within that +120-day period, a law is enacted stating in substance that the Congress +does not approve the schedule. + +(c) The fees prescribed by or under this section are applicable to the +United States Government and any of its agencies, employees, or +officers, but the Register of Copyrights has discretion to waive the +requirement of this subsection in occasional or isolated cases involving +relatively small amounts. + +(d) (1) Except as provided in paragraph (2), all fees received under +this section shall be deposited by the Register of Copyrights in the +Treasury of the United States and shall be credited to the +appropriations for necessary expenses of the Copyright Office. Such fees +that are collected shall remain available until expended. The Register +may, in accordance with regulations that he or she shall prescribe, +refund any sum paid by mistake or in excess of the fee required by this +section. + +(2) In the case of fees deposited against future services, the Register +of Copyrights shall request the Secretary of the Treasury to invest in +interest-bearing securities in the United States Treasury any portion of +the fees that, as determined by the Register, is not required to meet +current deposit account demands. Funds from such portion of fees shall +be invested in securities that permit funds to be available to the +Copyright Office at all times if they are determined to be necessary to +meet current deposit account demands. Such investments shall be in +public debt securities with maturities suitable to the needs of the +Copyright Office, as determined by the Register of Copyrights, and +bearing interest at rates determined by the Secretary of the Treasury, +taking into consideration current market yields on outstanding +marketable obligations of the United States of comparable maturities. + +(3) The income on such investments shall be deposited in the Treasury of +the United States and shall be credited to the appropriations for +necessary expenses of the Copyright Office. + + +Section 709. Delay in delivery caused by disruption of postal or other +services + +In any case in which the Register of Copyrights determines, on the basis +of such evidence as the Register may by regulation require, that a +deposit, application, fee, or any other material to be delivered to the +Copyright Office by a particular date, would have been received in the +Copyright Office in due time except for a general disruption or +suspension of postal or other transportation or communications services, +the actual receipt of such material in the Copyright Office within one +month after the date on which the Register determines that the +disruption or suspension of such services has terminated, shall be +considered timely. + +------------------ +Chapter 7 Endnotes + +1 The Work Made for Hire and Copyright Corrections Act of 2000 amended +the table of sections for chapter 7 by deleting section 710, entitled, +"Reproduction for use of the blind and physically handicapped: Voluntary +licensing forms and procedures." Pub. L. No. 106-379, 114 Stat. 1444, +1445. + +2 The Copyright Fees and Technical Amendments Act of 1989 amended +section 701 by adding subsection (e). Pub. L. No. 101-319, 104 Stat. +290. In 1998, the Digital Millennium Copyright Act amended section 701 +by adding a new subsection (b), redesignating former subsections (b) +through (e) as (c) through (f) respectively, and, in the new subsection +(f), by substituting "III" for "IV" and "5314" for "5315." Pub. L. No. +105-304, 112 Stat. 2860, 2887. + +3 Title 5 of the *United States Code* is entitled "Government +Organization and Employees." + +4 Copyright Office regulations are published in the *Federal Register + [http://www.loc.gov/copyright/fedreg/] *and in title 37, Chapter II, + of the *Code of Federal Regulations. + [http://www.loc.gov/copyright/title37/] * + +5 The Work Made for Hire and Copyright Corrections Act of 2000 amended +section 705 by rewriting paragraph (a). Pub. L. No. 106-379, 114 Stat. +1444, 1445. + +6 The Copyright Fees and Technical Amendments Act of 1989 amended +section 708 by substituting a new subsection (a), by redesignating +subsections (b) and (c) as subsections (c) and (d), respectively, and by +adding a new subsection (b). Pub. L. No. 101-318, 104 Stat. 287. The Act +states that these amendments "shall take effect 6 months after the date +of the enactment of this Act" and shall apply to: + +(A) claims to original, supplementary, and renewal copyright received +for registration, and to items received for recordation in the Copyright +Office, on or after such effective date, and + +(B) other requests for services received on or after such effective +date, or received before such effective date for services not yet +rendered as of such date. + +With respect to prior claims, the Act states that claims to original, +supplementary, and renewal copyright received for registration and items +received for recordation in acceptable form in the Copyright Office +before the above mentioned effective date, and requests for services +which are rendered before such effective date "shall be governed by +section 708 of title 17, United States Code, as in effect before such +effective date." Pub. L. No. 101-318, 104 Stat. 287, 288. + +The Copyright Renewal Act of 1992 amended paragraph (2) of section +708(a) by striking the words "in its first term" and by substituting +"$20" in lieu of "$12." Pub. L. No. 102-307, 106 Stat. 264, 266. + +In 1997, section 708 was amended by rewriting subsections (b) and (d) in +their entirety. Pub. L. No. 105-80, 111 Stat. 1529, 1532. + +The Work Made for Hire and Copyright Corrections Act of 2000 amended +section 708 by rewriting subsection (a), by substituting new language +for the first sentence in subsection (b) and by substituting +"adjustment" for "increase" in paragraph (b)(1), the word "adjust" for +"increase" in paragraph (b)(2) and the word "adjusted" for "increased" +in paragraph (b)(5). Pub. L. No. 106-379, 114 Stat. 1444, 1445. The Act +also stated that "The fees under section 708(a) of title 17, United +States Code, on the date of the enactment of this Act shall be the fees +in effect under section 708(a) of such title on the day before such date +of enactment." + +7 The current fees may be found in the *Code of Federal Regulations, +[http://www.loc.gov/copyright/title37/] * at 37 C.F.R. Sec. 201.3, +[http://www.loc.gov/copyright/title37/] as authorized by Pub. L. No. +105-80, 111 Stat. 1529, 1532. In Pub. L. No. 105-80, Congress amended +section 708(b) to require that the Register of Copyrights establish fees +by regulation. + +------------------------------------------------------------------------ + +Chapter 8 [1] + +Copyright Arbitration Royalty Panels + + + 801. Copyright arbitration royalty panels: Establishment and purpose + + 802. Membership and proceedings of copyright arbitration royalty + panels + + 803. Institution and conclusion of proceedings + + +Section 801. Copyright arbitration royalty panels: Establishment and +purpose [2] + +(a) Establishment. The Librarian of Congress, upon the recommendation of +the Register of Copyrights, is authorized to appoint and convene +copyright arbitration royalty panels. + +(b) Purposes. Subject to the provisions of this chapter, the purposes of +the copyright arbitration royalty panels shall be as follows: + +(1) To make determinations concerning the adjustment of reasonable +copyright royalty rates as provided in sections 114, 115, 116, and 119, +and to make determinations as to reasonable terms and rates of royalty +payments as provided in section 118. The rates applicable under sections +114(f)(1)(B), 115, and 116 shall be calculated to achieve the following +objectives: + +(A) To maximize the availability of creative works to the public; + +(B) To afford the copyright owner a fair return for his creative work +and the copyright user a fair income under existing economic conditions; + +(C) To reflect the relative roles of the copyright owner and the +copyright user in the product made available to the public with respect +to relative creative contribution, technological contribution, capital +investment, cost, risk, and contribution to the opening of new markets +for creative expression and media for their communication; + +(D) To minimize any disruptive impact on the structure of the industries +involved and on generally prevailing industry practices. + +(2) To make determinations concerning the adjustment of the copyright +royalty rates in section 111 solely in accordance with the following +provisions: + +(A) The rates established by section 111(d)(1)(B) may be adjusted to +reflect (i) national monetary inflation or deflation or (ii) changes in +the average rates charged cable subscribers for the basic service of +providing secondary transmissions to maintain the real constant dollar +level of the royalty fee per subscriber which existed as of the date of +enactment of this Act: *Provided*, That if the average rates charged +cable system subscribers for the basic service of providing secondary +transmissions are changed so that the average rates exceed national +monetary inflation, no change in the rates established by section 111(d) +(1)(B) shall be permitted: *And provided further, *That no increase in +the royalty fee shall be permitted based on any reduction in the average +number of distant signal equivalents per subscriber. The copyright +arbitration royalty panels may consider all factors relating to the +maintenance of such level of payments including, as an extenuating +factor, whether the industry has been restrained by subscriber rate +regulating authorities from increasing the rates for the basic service +of providing secondary transmissions. + +(B) In the event that the rules and regulations of the Federal +Communications Commission are amended at any time after April 15, 1976, +to permit the carriage by cable systems of additional television +broadcast signals beyond the local service area of the primary +transmitters of such signals, the royalty rates established by section +111(d)(1)(B) may be adjusted to insure that the rates for the additional +distant signal equivalents resulting from such carriage are reasonable +in the light of the changes effected by the amendment to such rules and +regulations. In determining the reasonableness of rates proposed +following an amendment of Federal Communications Commission rules and +regulations, the copyright arbitration royalty panels shall consider, +among other factors, the economic impact on copyright owners and users: +*Provided*, That no adjustment in royalty rates shall be made under this +subclause with respect to any distant signal equivalent or fraction +thereof represented by (i) carriage of any signal permitted under the +rules and regulations of the Federal Communications Commission in effect +on April 15, 1976, or the carriage of a signal of the same type (that +is, independent, network, or noncommercial educational) substituted for +such permitted signal, or (ii) a television broadcast signal first +carried after April 15, 1976, pursuant to an individual waiver of the +rules and regulations of the Federal Communications Commission, as such +rules and regulations were in effect on April 15,1976. + +(C) In the event of any change in the rules and regulations of the +Federal Communications Commission with respect to syndicated and sports +program exclusivity after April 15, 1976, the rates established by +section 111(d)(1)(B) may be adjusted to assure that such rates are +reasonable in light of the changes to such rules and regulations, but +any such adjustment shall apply only to the affected television +broadcast signals carried on those systems affected by the change. + +(D) The gross receipts limitations established by section 111(d)(1)(C) +and (D) shall be adjusted to reflect national monetary inflation or +deflation or changes in the average rates charged cable system +subscribers for the basic service of providing secondary transmissions +to maintain the real constant dollar value of the exemption provided by +such section; and the royalty rate specified therein shall not be +subject to adjustment. + +(3) To distribute royalty fees deposited with the Register of Copyrights +under sections 111, 116, 119(b), and 1003, and to determine, in cases +where controversy exists, the distribution of such fees. + +(c) Rulings. The Librarian of Congress, upon the recommendation of the +Register of Copyrights, may, before a copyright arbitration royalty +panel is convened, make any necessary procedural or evidentiary rulings +that would apply to the proceedings conducted by such panel, including- + +(1) authorizing the distribution of those royalty fees collected under +sections 111, 119, and 1005 that the Librarian has found are not subject +to controversy; and + +(2) accepting or rejecting royalty claims filed under sections 111, 119, +and 1007 on the basis of timeliness or the failure to establish the +basis for a claim. + +(d) Support and Reimbursement of Arbitration Panels. The Librarian of +Congress, upon the recommendation of the Register of Copyrights, shall +provide the copyright arbitration royalty panels with the necessary +administrative services related to proceedings under this chapter, and +shall reimburse the arbitrators presiding in distribution proceedings at +such intervals and in such manner as the Librarian shall provide by +regulation. Each such arbitrator is an independent contractor acting on +behalf of the United States, and shall be hired pursuant to a signed +agreement between the Library of Congress and the arbitrator. Payments +to the arbitrators shall be considered reasonable costs incurred by the +Library of Congress and the Copyright Office for purposes of section +802(h)(1). + + +Section 802. Membership and proceedings of copyright arbitration royalty +panels [3] + +(a) Composition of Copyright Arbitration Royalty Panels. A copyright +arbitration royalty panel shall consist of 3 arbitrators selected by the +Librarian of Congress pursuant to subsection (b). + +(b) Selection of Arbitration Panel. Not later than 10 days after +publication of a notice in the Federal Register initiating an +arbitration proceeding under section 803, and in accordance with +procedures specified by the Register of Copyrights, the Librarian of +Congress shall, upon the recommendation of the Register of Copyrights, +select 2 arbitrators from lists provided by professional arbitration +associations. Qualifications of the arbitrators shall include experience +in conducting arbitration proceedings and facilitating the resolution +and settlement of disputes, and any qualifications which the Librarian +of Congress, upon the recommendation of the Register of Copyrights, +shall adopt by regulation. The 2 arbitrators so selected shall, within +10 days after their selection, choose a third arbitrator from the same +lists, who shall serve as the chairperson of the arbitrators. If such 2 +arbitrators fail to agree upon the selection of a third arbitrator, the +Librarian of Congress shall promptly select the third arbitrator. The +Librarian of Congress, upon the recommendation of the Register of +Copyrights, shall adopt regulations regarding standards of conduct which +shall govern arbitrators and the proceedings under this chapter. [4] + +(c) Arbitration Proceedings. Copyright arbitration royalty panels shall +conduct arbitration proceedings, subject to subchapter II of chapter 5 +of title 5, for the purpose of making their determinations in carrying +out the purposes set forth in section 801. The arbitration panels shall +act on the basis of a fully documented written record, prior decisions +of the Copyright Royalty Tribunal, prior copyright arbitration panel +determinations, and rulings by the Librarian of Congress under section +801(c). Any copyright owner who claims to be entitled to royalties under +section 111, 112, 114, 116, or 119, any transmitting organization +entitled to a statutory license under section 112(f), any person +entitled to a statutory license under section 114(d), any person +entitled to a compulsory license under section 115, or any interested +copyright party who claims to be entitled to royalties under section +1006, may submit relevant information and proposals to the arbitration +panels in proceedings applicable to such copyright owner or interested +copyright party, and any other person participating in arbitration +proceedings may submit such relevant information and proposals to the +arbitration panel conducting the proceedings. In ratemaking proceedings, +the parties to the proceedings shall bear the entire cost thereof in +such manner and proportion as the arbitration panels shall direct. In +distribution proceedings, the parties shall bear the cost in direct +proportion to their share of the distribution. + +(d) Procedures. Effective on the date of the enactment of the Copyright +Royalty Tribunal Reform Act of 1993, the Librarian of Congress shall +adopt the rules and regulations set forth in chapter 3 of title 37 of +the Code of Federal Regulations to govern proceedings under this +chapter. Such rules and regulations shall remain in effect unless and +until the Librarian, upon the recommendation of the Register of +Copyrights, adopts supplemental or superseding regulations under +subchapter II of chapter 5 of title 5. + +(e) Report to the Librarian of Congress. Not later than 180 days after +publication of the notice in the Federal Register initiating an +arbitration proceeding, the copyright arbitration royalty panel +conducting the proceeding shall report to the Librarian of Congress its +determination concerning the royalty fee or distribution of royalty +fees, as the case may be. Such report shall be accompanied by the +written record, and shall set forth the facts that the arbitration panel +found relevant to its determination. + +(f) Action by Librarian of Congress. Within 90 days after receiving the +report of a copyright arbitration royalty panel under subsection (e), +the Librarian of Congress, upon the recommendation of the Register of +Copyrights, shall adopt or reject the determination of the arbitration +panel. The Librarian shall adopt the determination of the arbitration +panel unless the Librarian finds that the determination is arbitrary or +contrary to the applicable provisions of this title. If the Librarian +rejects the determination of the arbitration panel, the Librarian shall, +before the end of an additional 30-day period, and after full +examination of the record created in the arbitration proceeding, issue +an order setting the royalty fee or distribution of fees, as the case +may be. The Librarian shall cause to be published in the Federal +Register the determination of the arbitration panel, and the decision of +the Librarian (including an order issued under the preceding sentence). +The Librarian shall also publicize such determination and decision in +such other manner as the Librarian considers appropriate. The Librarian +shall also make the report of the arbitration panel and the accompanying +record available for public inspection and copying. + +(g) Judicial Review. Any decision of the Librarian of Congress under +subsection (f) with respect to a determination of an arbitration panel +may be appealed, by any aggrieved party who would be bound by the +determination, to the United States Court of Appeals for the District of +Columbia Circuit, within 30 days after the publication of the decision +in the Federal Register. If no appeal is brought within such 30-day +period, the decision of the Librarian is final, and the royalty fee or +determination with respect to the distribution of fees, as the case may +be, shall take effect as set forth in the decision. When this title +provides that the royalty rates or terms that were previously in effect +are to expire on a specified date, any adjustment by the Librarian of +those rates or terms shall be effective as of the day following the date +of expiration of the rates or terms that were previously in effect, even +if the Librarian's decision is rendered on a later date. The pendency of +an appeal under this paragraph shall not relieve persons obligated to +make royalty payments under sections 111, 112, 114, 115, 116, 118, 119, +or 1003 who would be affected by the determination on appeal to deposit +the statement of account and royalty fees specified in those sections. +The court shall have jurisdiction to modify or vacate a decision of the +Librarian only if it finds, on the basis of the record before the +Librarian, that the Librarian acted in an arbitrary manner. If the court +modifies the decision of the Librarian, the court shall have +jurisdiction to enter its own determination with respect to the amount +or distribution of royalty fees and costs, to order the repayment of any +excess fees, and to order the payment of any underpaid fees, and the +interest pertaining respectively thereto, in accordance with its final +judgment. The court may further vacate the decision of the arbitration +panel and remand the case to the Librarian for arbitration proceedings +in accordance with subsection (c). + +(h) Administrative Matters. + +(1) Deduction of costs of library of congress and copyright office from +royalty fees. The Librarian of Congress and the Register of Copyrights +may, to the extent not otherwise provided under this title, deduct from +royalty fees deposited or collected under this title the reasonable +costs incurred by the Library of Congress and the Copyright Office under +this chapter. Such deduction may be made before the fees are distributed +to any copyright claimants. In addition, all funds made available by an +appropriations Act as offsetting collections and available for +deductions under this subsection shall remain available until expended. +In ratemaking proceedings, the reasonable costs of the Librarian of +Congress and the Copyright Office shall be borne by the parties to the +proceedings as directed by the arbitration panels under subsection (c). + +(2) Positions required for administration of compulsory licensing. +Section 307 of the Legislative Branch Appropriations Act, 1994, shall +not apply to employee positions in the Library of Congress that are +required to be filled in order to carry out section 111, 112, 114, 115, +116, 118, or 119 or chapter 10. + + +Section 803. Institution and conclusion of proceedings [5] + +(a)(1) With respect to proceedings under section 801(b)(1) concerning +the adjustment of royalty rates as provided in sections 112, 114, 115, +and 116, and with respect to proceedings under subparagraphs (A) and (D) +of section 801(b)(2), during the calendar years specified in the +schedule set forth in paragraphs (2), (3), (4), and (5), any owner or +user of a copyrighted work whose royalty rates are specified by this +title, established by the Copyright Royalty Tribunal before the date of +the enactment of the Copyright Royalty Tribunal Reform Act of 1993, or +established by a copyright arbitration royalty panel after such date of +enactment, may file a petition with the Librarian of Congress declaring +that the petitioner requests an adjustment of the rate. The Librarian of +Congress shall, upon the recommendation of the Register of Copyrights, +make a determination as to whether the petitioner has such a significant +interest in the royalty rate in which an adjustment is requested. If the +Librarian determines that the petitioner has such a significant +interest, the Librarian shall cause notice of this determination, with +the reasons therefor, to be published in the Federal Register, together +with the notice of commencement of proceedings under this chapter. + +(2) In proceedings under section 801(b)(2)(A) and (D), a petition +described in paragraph (1) may be filed during 1995 and in each +subsequent fifth calendar year. + +(3) In proceedings under section 801(b)(1) concerning the adjustment of +royalty rates as provided in section 115, a petition described in +paragraph (1) may be filed in 1997 and in each subsequent tenth calendar +year or as prescribed in section 115(c)(3)(D). + +(4)(A) In proceedings under section 801(b)(1) concerning the adjustment +of royalty rates as provided in section 116, a petition described in +paragraph (1) may be filed at any time within 1 year after negotiated +licenses authorized by section 116 are terminated or expire and are not +replaced by subsequent agreements. + +(B) If a negotiated license authorized by section 116 is terminated or +expires and is not replaced by another such license agreement which +provides permission to use a quantity of musical works not substantially +smaller than the quantity of such works performed on coin-operated +phonorecord players during the 1-year period ending March 1, 1989, the +Librarian of Congress shall, upon petition filed under paragraph (1) +within 1 year after such termination or expiration, convene a copyright +arbitration royalty panel. The arbitration panel shall promptly +establish an interim royalty rate or rates for the public performance by +means of a coin-operated phonorecord player of non-dramatic musical +works embodied in phonorecords which had been subject to the terminated +or expired negotiated license agreement. Such rate or rates shall be the +same as the last such rate or rates and shall remain in force until the +conclusion of proceedings by the arbitration panel, in accordance with +section 802, to adjust the royalty rates applicable to such works, or +until superseded by a new negotiated license agreement, as provided in +section 116(b). + +(5) With respect to proceedings under section 801(b)(1) concerning the +determination of reasonable terms and rates of royalty payments as +provided in section 112 or 114, the Librarian of Congress shall proceed +when and as provided by those sections. + +(b) With respect to proceedings under subparagraph (B) or (C) of section +801(b)(2), following an event described in either of those subsections, +any owner or user of a copyrighted work whose royalty rates are +specified by section 111, or by a rate established by the Copyright +Royalty Tribunal or the Librarian of Congress, may, within twelve +months, file a petition with the Librarian declaring that the petitioner +requests an adjustment of the rate. In this event the Librarian shall +proceed as in subsection (a) of this section. Any change in royalty +rates made by the Copyright Royalty Tribunal or the Librarian of +Congress pursuant to this subsection may be reconsidered in 1980, 1985, +and each fifth calendar year thereafter, in accordance with the +provisions in section 801(b)(2)(B) or (C), as the case may be. + +(c) With respect to proceedings under section 801(b)(1), concerning the +determination of reasonable terms and rates of royalty payments as +provided in section 118, the Librarian of Congress shall proceed when +and as provided by that section. + +(d) With respect to proceedings under section 801(b)(3) or (4), +concerning the distribution of royalty fees in certain circumstances +under section 111, 116, 119, or 1007, the Librarian of Congress shall, +upon a determination that a controversy exists concerning such +distribution, cause to be published in the Federal Register notice of +commencement of proceedings under this chapter. + +------------------ +Chapter 8 Endnotes + +1 The Copyright Royalty Tribunal Reform Act of 1993 amended chapter 8 +by substituting a new chapter title heading and by repealing sections +803 and 805 through 810. Pub. L. No. 103-198, 107 Stat. 2304, 2308. + +2 In 1986, section 801(b) was amended in paragraph (2)(A) by inserting +"111(d)(1)(B)" in lieu of "111(d)(2)(B)," wherever it appeared. Pub. L. +No. 99-397, 100 Stat. 848. The Satellite Home Viewer Act of 1988 amended +section 801(b)(3) by substituting ", 116 and 119(b)" in lieu of "and +116." Pub. L. No. 100-667, 102 Stat. 3935, 3949, 3958. The Copyright +Royalty Tribunal Reform Act of 1993 amended section 801 by giving it a +new heading, by amending subsection (a) in its entirety, by making +conforming amendments throughout subsection (b), by amending the first +sentence of subsection (c) and by adding subsection (d). Pub. L. No. +103-198, 107 Stat. 2304. In 1997, section 801 was amended by inserting +"119" in the first sentence of subsection (b)(1), by adding paragraphs +(1) and (2) of subsection (c) and by amending subsection (d) in its +entirety. Pub. L. No. 105-80, 111 Stat. 1529, 1533. In 1998, the Digital +Millennium Copyright Act amended the first sentence of section 801(b) by +inserting "114(f)(1)(B)" in lieu of "114." Pub. L. No. 105-304, 112 +Stat. 2860, 2902. + +3 The Copyright Royalty Tribunal Reform Act of 1993 amended section 802 +in its entirety. Pub. L. No. 103-198, 107 Stat. 2304, 2305. In 1997, +section 802(h)(1) was amended in its entirety. Pub. L. No. 105-80, 111 +Stat. 1529. + +In 1998, the Digital Millennium Copyright Act amended section 802 as +follows: 1) in subsection (c), by inserting in the third sentence "any +transmitting organization entitled to a statutory license under section +112(f)" after "section 111, 112, 114, 116, and 119"; 2) in subsection +(f), by inserting "90" in lieu of "60" in the first sentence and "an +additional 30-day period" in lieu of "that additional 60 day period" in +the third sentence; 3) in subsection (g), by adding the third sentence, +which begins "When this title provides that the royalty rates" and by +inserting "112" after "111"; and 4) by inserting "112" after "111" in +subsection (h)(2). Pub. L. No. 105-304, 112 Stat. 2860, 2902. + +4 See title 37, Chapter II, of the *Code of Federal Regulations.* + +5 The Copyright Royalty Tribunal Reform Act of 1993 redesignated +section 804 as section 803 and amended the newly designated section 803 +in its entirety. Pub. L. No. 103-198, 107 Stat. 2304, 2307. In 1995, the +Digital Performance Right in Sound Recordings Act amended section 803(a) +by adding paragraph (5) and by making conforming amendments throughout +chapter 8. Pub. L. No. 104-39, 109 Stat. 336, 349. In 1998, the Digital +Millennium Copyright Act amended section 803(a) by inserting "112" +before "114" in paragraphs (1) and (5) and by substituting "those +sections" in lieu of "that section" in paragraph (5). Pub. L. No. +105-304, 112 Stat. 2860, 2902. + +------------------------------------------------------------------------ + +Chapter 9 [1] + +Protection of Semiconductor Chip Products + + + 901. Definitions + + 902. Subject matter of protection + + 903. Ownership, transfer, licensure, and recordation [2] + + 904. Duration of protection + + 905. Exclusive rights in mask works + + 906. Limitation on exclusive rights: reverse engineering; first sale + + 907. Limitation on exclusive rights: innocent infringement + + 908. Registration of claims of protection + + 909. Mask work notice + + 910. Enforcement of exclusive rights + + 911. Civil actions + + 912. Relation to other laws + + 913. Transitional provisions + + 914. International transitional provisions + + +Section 901. Definitions + +(a) As used in this chapter + +(1) a "semiconductor chip product" is the final or intermediate form of +any product- + +(A) having two or more layers of metallic, insulating, or semiconductor +material, deposited or otherwise placed on, or etched away or otherwise +removed from, a piece of semiconductor material in accordance with a +predetermined pattern; and + +(B) intended to perform electronic circuitry functions; + +(2) a "mask work" is a series of related images, however fixed or +encoded- + +(A) having or representing the predetermined, three-dimensional pattern +of metallic, insulating, or semiconductor material present or removed +from the layers of a semiconductor chip product; and + +(B) in which series the relation of the images to one another is that +each image has the pattern of the surface of one form of the +semiconductor chip product; + +(3) a mask work is "fixed" in a semiconductor chip product when its +embodiment in the product is sufficiently permanent or stable to permit +the mask work to be perceived or reproduced from the product for a +period of more than transitory duration; + +(4) to "distribute" means to sell, or to lease, bail, or otherwise +transfer, or to offer to sell, lease, bail, or otherwise transfer; + +(5) to "commercially exploit" a mask work is to distribute to the public +for commercial purposes a semiconductor chip product embodying the mask +work; except that such term includes an offer to sell or transfer a +semiconductor chip product only when the offer is in writing and occurs +after the mask work is fixed in the semiconductor chip product; + +(6) the "owner" of a mask work is the person who created the mask work, +the legal representative of that person if that person is deceased or +under a legal incapacity, or a party to whom all the rights under this +chapter of such person or representative are transferred in accordance +with section 903(b); except that, in the case of a work made within the +scope of a person's employment, the owner is the employer for whom the +person created the mask work or a party to whom all the rights under +this chapter of the employer are transferred in accordance with section +903(b); + +(7) an "innocent purchaser" is a person who purchases a semiconductor +chip product in good faith and without having notice of protection with +respect to the semiconductor chip product; + +(8) having "notice of protection" means having actual knowledge that, or +reasonable grounds to believe that, a mask work is protected under this +chapter; and + +(9) an "infringing semiconductor chip product" is a semiconductor chip +product which is made, imported, or distributed in violation of the +exclusive rights of the owner of a mask work under this chapter. + +(b) For purposes of this chapter, the distribution or importation of a +product incorporating a semiconductor chip product as a part thereof is +a distribution or importation of that semiconductor chip product. + + +Section 902. Subject matter of protection [3] + +(a)(1) Subject to the provisions of subsection (b), a mask work fixed in +a semiconductor chip product, by or under the authority of the owner of +the mask work, is eligible for protection under this chapter if- + +(A) on the date on which the mask work is registered under section 908, +or is first commercially exploited anywhere in the world, whichever +occurs first, the owner of the mask work is (i) a national or +domiciliary of the United States, (ii) a national, domiciliary, or +sovereign authority of a foreign nation that is a party to a treaty +affording protection to mask works to which the United States is also a +party, or (iii) a stateless person, wherever that person may be +domiciled; + +(B) the mask work is first commercially exploited in the United States; +or + +(C) the mask work comes within the scope of a Presidential proclamation +issued under paragraph (2). + +(2) Whenever the President finds that a foreign nation extends, to mask +works of owners who are nationals or domiciliaries of the United States +protection (A) on substantially the same basis as that on which the +foreign nation extends protection to mask works of its own nationals and +domiciliaries and mask works first commercially exploited in that +nation, or (B) on substantially the same basis as provided in this +chapter, the President may by proclamation extend protection under this +chapter to mask works (i) of owners who are, on the date on which the +mask works are registered under section 908, or the date on which the +mask works are first commercially exploited anywhere in the world, +whichever occurs first, nationals, domiciliaries, or sovereign +authorities of that nation, or (ii) which are first commercially +exploited in that nation. The President may revise, suspend, or revoke +any such proclamation or impose any conditions or limitations on +protection extended under any such proclamation. + +(b) Protection under this chapter shall not be available for a mask work +that- + +(1) is not original; or + +(2) consists of designs that are staple, commonplace, or familiar in the +semiconductor industry, or variations of such designs, combined in a way +that, considered as a whole, is not original. + +(c) In no case does protection under this chapter for a mask work extend +to any idea, procedure, process, system, method of operation, concept, +principle, or discovery, regardless of the form in which it is +described, explained, illustrated, or embodied in such work. + + +Section 903. Ownership, transfer, licensing, and recordation + +(a) The exclusive rights in a mask work subject to protection under this +chapter belong to the owner of the mask work. + +(b) The owner of the exclusive rights in a mask work may transfer all of +those rights, or license all or less than all of those rights, by any +written instrument signed by such owner or a duly authorized agent of +the owner. Such rights may be transferred or licensed by operation of +law, may be bequeathed by will, and may pass as personal property by the +applicable laws of intestate succession. + +(c)(1) Any document pertaining to a mask work may be recorded in the +Copyright Office if the document filed for recordation bears the actual +signature of the person who executed it, or if it is accompanied by a +sworn or official certification that it is a true copy of the original, +signed document. The Register of Copyrights shall, upon receipt of the +document and the fee specified pursuant to section 908(d), record the +document and return it with a certificate of recordation. The +recordation of any transfer or license under this paragraph gives all +persons constructive notice of the facts stated in the recorded document +concerning the transfer or license. + +(2) In any case in which conflicting transfers of the exclusive rights +in a mask work are made, the transfer first executed shall be void as +against a subsequent transfer which is made for a valuable consideration +and without notice of the first transfer, unless the first transfer is +recorded in accordance with paragraph (1) within three months after the +date on which it is executed, but in no case later than the day before +the date of such subsequent transfer. + +(d) Mask works prepared by an officer or employee of the United States +Government as part of that person's official duties are not protected +under this chapter, but the United States Government is not precluded +from receiving and holding exclusive rights in mask works transferred to +the Government under subsection (b). + + +Section 904. Duration of protection + +(a) The protection provided for a mask work under this chapter shall +commence on the date on which the mask work is registered under section +908, or the date on which the mask work is first commercially exploited +anywhere in the world, whichever occurs first. + +(b) Subject to subsection (c) and the provisions of this chapter, the +protection provided under this chapter to a mask work shall end ten +years after the date on which such protection commences under subsection +(a). + +(c) All terms of protection provided in this section shall run to the +end of the calendar year in which they would otherwise expire. + + +Section 905. Exclusive rights in mask works + +The owner of a mask work provided protection under this chapter has the +exclusive rights to do and to authorize any of the following: + +(1) to reproduce the mask work by optical, electronic, or any other +means; + +(2) to import or distribute a semiconductor chip product in which the +mask work is embodied; and + +(3) to induce or knowingly to cause another person to do any of the acts +described in paragraphs (1) and (2). + +Section 906. Limitation on exclusive rights: reverse engineering; first +sale + +(a) Notwithstanding the provisions of section 905, it is not an +infringement of the exclusive rights of the owner of a mask work for- + +(1) a person to reproduce the mask work solely for the purpose of +teaching, analyzing, or evaluating the concepts or techniques embodied +in the mask work or the circuitry, logic flow, or organization of +components used in the mask work; or + +(2) a person who performs the analysis or evaluation described in +paragraph (1) to incorporate the results of such conduct in an original +mask work which is made to be distributed. + +(b) Notwithstanding the provisions of section 905(2), the owner of a +particular semiconductor chip product made by the owner of the mask +work, or by any person authorized by the owner of the mask work, may +import, distribute, or otherwise dispose of or use, but not reproduce, +that particular semiconductor chip product without the authority of the +owner of the mask work. + + +Section 907. Limitation on exclusive rights: innocent infringement + +(a) Notwithstanding any other provision of this chapter, an innocent +purchaser of an infringing semiconductor chip product- + +(1) shall incur no liability under this chapter with respect to the +importation or distribution of units of the infringing semiconductor +chip product that occurs before the innocent purchaser has notice of +protection with respect to the mask work embodied in the semiconductor +chip product; and + +(2) shall be liable only for a reasonable royalty on each unit of the +infringing semiconductor chip product that the innocent purchaser +imports or distributes after having notice of protection with respect to +the mask work embodied in the semiconductor chip product. + +(b) The amount of the royalty referred to in subsection (a)(2) shall be +determined by the court in a civil action for infringement unless the +parties resolve the issue by voluntary negotiation, mediation, or +binding arbitration. + +(c) The immunity of an innocent purchaser from liability referred to in +subsection (a)(1) and the limitation of remedies with respect to an +innocent purchaser referred to in subsection (a)(2) shall extend to any +person who directly or indirectly purchases an infringing semiconductor +chip product from an innocent purchaser. + +(d) The provisions of subsections (a), (b), and (c) apply only with +respect to those units of an infringing semiconductor chip product that +an innocent purchaser purchased before having notice of protection with +respect to the mask work embodied in the semiconductor chip product. + + +Section 908. Registration of claims of protection + +(a) The owner of a mask work may apply to the Register of Copyrights for +registration of a claim of protection in a mask work. Protection of a +mask work under this chapter shall terminate if application for +registration of a claim of protection in the mask work is not made as +provided in this chapter within two years after the date on which the +mask work is first commercially exploited anywhere in the world. + +(b) The Register of Copyrights shall be responsible for all +administrative functions and duties under this chapter. Except for +section 708, the provisions of chapter 7 of this title relating to the +general responsibilities, organization, regulatory authority, actions, +records, and publications of the Copyright Office shall apply to this +chapter, except that the Register of Copyrights may make such changes as +may be necessary in applying those provisions to this chapter. + +(c) The application for registration of a mask work shall be made on a +form prescribed by the Register of Copyrights. Such form may require any +information regarded by the Register as bearing upon the preparation or +identification of the mask work, the existence or duration of protection +of the mask work under this chapter, or ownership of the mask work. The +application shall be accompanied by the fee set pursuant to subsection +(d) and the identifying material specified pursuant to such subsection. + +(d) The Register of Copyrights shall by regulation set reasonable fees +for the filing of applications to register claims of protection in mask +works under this chapter, and for other services relating to the +administration of this chapter or the rights under this chapter, taking +into consideration the cost of providing those services, the benefits of +a public record, and statutory fee schedules under this title. The +Register shall also specify the identifying material to be deposited in +connection with the claim for registration. + +(e) If the Register of Copyrights, after examining an application for +registration, determines, in accordance with the provisions of this +chapter, that the application relates to a mask work which is entitled +to protection under this chapter, then the Register shall register the +claim of protection and issue to the applicant a certificate of +registration of the claim of protection under the seal of the Copyright +Office. The effective date of registration of a claim of protection +shall be the date on which an application, deposit of identifying +material, and fee, which are determined by the Register of Copyrights or +by a court of competent jurisdiction to be acceptable for registration +of the claim, have all been received in the Copyright Office. + +(f) In any action for infringement under this chapter, the certificate +of registration of a mask work shall constitute prima facie evidence (1) +of the facts stated in the certificate, and (2) that the applicant +issued the certificate has met the requirements of this chapter, and the +regulations issued under this chapter, with respect to the registration +of claims. + +(g) Any applicant for registration under this section who is +dissatisfied with the refusal of the Register of Copyrights to issue a +certificate of registration under this section may seek judicial review +of that refusal by bringing an action for such review in an appropriate +United States district court not later than sixty days after the +refusal. The provisions of chapter 7 of title 5 shall apply to such +judicial review. The failure of the Register of Copyrights to issue a +certificate of registration within four months after an application for +registration is filed shall be deemed to be a refusal to issue a +certificate of registration for purposes of this subsection and section +910(b)(2), except that, upon a showing of good cause, the district court +may shorten such four-month period. + + +Section 909. Mask work notice [4] + +(a) The owner of a mask work provided protection under this chapter may +affix notice to the mask work, and to masks and semiconductor chip +products embodying the mask work, in such manner and location as to give +reasonable notice of such protection. The Register of Copyrights shall +prescribe by regulation, as examples, specific methods of affixation and +positions of notice for purposes of this section, but these +specifications shall not be considered exhaustive. The affixation of +such notice is not a condition of protection under this chapter, but +shall constitute prima facie evidence of notice of protection. + +(b) The notice referred to in subsection (a) shall consist of- + +(1) the words "mask work", the symbol *M*, or the symbol [M in a circle] +(the letter M in a circle); and + +(2) the name of the owner or owners of the mask work or an abbreviation +by which the name is recognized or is generally known. + + +Section 910. Enforcement of exclusive rights [5] + +(a) Except as otherwise provided in this chapter, any person who +violates any of the exclusive rights of the owner of a mask work under +this chapter, by conduct in or affecting commerce, shall be liable as an +infringer of such rights. As used in this subsection, the term "any +person" includes any State, any instrumentality of a State, and any +officer or employee of a State or instrumentality of a State acting in +his or her official capacity. Any State, and any such instrumentality, +officer, or employee, shall be subject to the provisions of this chapter +in the same manner and to the same extent as any nongovernmental entity. + +(b)(1) The owner of a mask work protected under this chapter, or the +exclusive licensee of all rights under this chapter with respect to the +mask work, shall, after a certificate of registration of a claim of +protection in that mask work has been issued under section 908, be +entitled to institute a civil action for any infringement with respect +to the mask work which is committed after the commencement of protection +of the mask work under section 904(a). + +(2) In any case in which an application for registration of a claim of +protection in a mask work and the required deposit of identifying +material and fee have been received in the Copyright Office in proper +form and registration of the mask work has been refused, the applicant +is entitled to institute a civil action for infringement under this +chapter with respect to the mask work if notice of the action, together +with a copy of the complaint, is served on the Register of Copyrights, +in accordance with the Federal Rules of Civil Procedure. The Register +may, at his or her option, become a party to the action with respect to +the issue of whether the claim of protection is eligible for +registration by entering an appearance within sixty days after such +service, but the failure of the Register to become a party to the action +shall not deprive the court of jurisdiction to determine that issue. + +(c)(1) The Secretary of the Treasury and the United States Postal +Service shall separately or jointly issue regulations for the +enforcement of the rights set forth in section 905 with respect to +importation. These regulations may require, as a condition for the +exclusion of articles from the United States, that the person seeking +exclusion take any one or more of the following actions: + +(A) Obtain a court order enjoining, or an order of the International +Trade Commission under section 337 of the Tariff Act of 1930 excluding, +importation of the articles. + +(B) Furnish proof that the mask work involved is protected under this +chapter and that the importation of the articles would infringe the +rights in the mask work under this chapter. + +(C) Post a surety bond for any injury that may result if the detention +or exclusion of the articles proves to be unjustified. + +(2) Articles imported in violation of the rights set forth in section +905 are subject to seizure and forfeiture in the same manner as property +imported in violation of the customs laws. Any such forfeited articles +shall be destroyed as directed by the Secretary of the Treasury or the +court, as the case may be, except that the articles may be returned to +the country of export whenever it is shown to the satisfaction of the +Secretary of the Treasury that the importer had no reasonable grounds +for believing that his or her acts constituted a violation of the law. + + +Section 911. Civil actions [6] + +(a) Any court having jurisdiction of a civil action arising under this +chapter may grant temporary restraining orders, preliminary injunctions, +and permanent injunctions on such terms as the court may deem reasonable +to prevent or restrain infringement of the exclusive rights in a mask +work under this chapter. + +(b) Upon finding an infringer liable, to a person entitled under section +910(b)(1) to institute a civil action, for an infringement of any +exclusive right under this chapter, the court shall award such person +actual damages suffered by the person as a result of the infringement. +The court shall also award such person the infringer's profits that are +attributable to the infringement and are not taken into account in +computing the award of actual damages. In establishing the infringer's +profits, such person is required to present proof only of the +infringer's gross revenue, and the infringer is required to prove his or +her deductible expenses and the elements of profit attributable to +factors other than the mask work. + +(c) At any time before final judgment is rendered, a person entitled to +institute a civil action for infringement may elect, instead of actual +damages and profits as provided by subsection (b), an award of statutory +damages for all infringements involved in the action, with respect to +any one mask work for which any one infringer is liable individually, or +for which any two or more infringers are liable jointly and severally, +in an amount not more than $250,000 as the court considers just. + +(d) An action for infringement under this chapter shall be barred unless +the action is commenced within three years after the claim accrues. + +(e)(1) At any time while an action for infringement of the exclusive +rights in a mask work under this chapter is pending, the court may order +the impounding, on such terms as it may deem reasonable, of all +semiconductor chip products, and any drawings, tapes, masks, or other +products by means of which such products may be reproduced, that are +claimed to have been made, imported, or used in violation of those +exclusive rights. Insofar as practicable, applications for orders under +this paragraph shall be heard and determined in the same manner as an +application for a temporary restraining order or preliminary injunction. + +(2) As part of a final judgment or decree, the court may order the +destruction or other disposition of any infringing semiconductor chip +products, and any masks, tapes, or other articles by means of which such +products may be reproduced. + +(f) In any civil action arising under this chapter, the court in its +discretion may allow the recovery of full costs, including reasonable +attorneys' fees, to the prevailing party. + +(g)(1) Any State, any instrumentality of a State, and any officer or +employee of a State or instrumentality of a State acting in his or her +official capacity, shall not be immune, under the Eleventh Amendment of +the Constitution of the United States or under any other doctrine of +sovereign immunity, from suit in Federal court by any person, including +any governmental or nongovernmental entity, for a violation of any of +the exclusive rights of the owner of a mask work under this chapter, or +for any other violation under this chapter. + +(2) In a suit described in paragraph (1) for a violation described in +that paragraph, remedies (including remedies both at law and in equity) +are available for the violation to the same extent as such remedies are +available for such a violation in a suit against any public or private +entity other than a State, instrumentality of a State, or officer or +employee of a State acting in his or her official capacity. Such +remedies include actual damages and profits under subsection (b), +statutory damages under subsection (c), impounding and disposition of +infringing articles under subsection (e), and costs and attorney's fees +under subsection (f). + + +Section 912. Relation to other laws [7] + +(a) Nothing in this chapter shall affect any right or remedy held by any +person under chapters 1 through 8 or 10 of this title, or under title +35. + +(b) Except as provided in section 908(b) of this title, references to +"this title" or "title 17" in chapters 1 through 8 or 10 of this title +shall be deemed not to apply to this chapter. + +(c) The provisions of this chapter shall preempt the laws of any State +to the extent those laws provide any rights or remedies with respect to +a mask work which are equivalent to those rights or remedies provided by +this chapter, except that such preemption shall be effective only with +respect to actions filed on or after January 1, 1986. + +(d) Notwithstanding subsection (c), nothing in this chapter shall +detract from any rights of a mask work owner, whether under Federal law +(exclusive of this chapter) or under the common law or the statutes of a +State, heretofore or hereafter declared or enacted, with respect to any +mask work first commercially exploited before July 1, 1983. + + +Section 913. Transitional provisions + +(a) No application for registration under section 908 may be filed, and +no civil action under section 910 or other enforcement proceeding under +this chapter may be instituted, until sixty days after the date of the +enactment of this chapter. + +(b) No monetary relief under section 911 may be granted with respect to +any conduct that occurred before the date of the enactment of this +chapter, except as provided in subsection (d). + +(c) Subject to subsection (a), the provisions of this chapter apply to +all mask works that are first commercially exploited or are registered +under this chapter, or both, on or after the date of the enactment of +this chapter. + +(d)(1) Subject to subsection (a), protection is available under this +chapter to any mask work that was first commercially exploited on or +after July 1, 1983, and before the date of the enactment of this +chapter, if a claim of protection in the mask work is registered in the +Copyright Office before July 1, 1985, under section 908. + +(2) In the case of any mask work described in paragraph (1) that is +provided protection under this chapter, infringing semiconductor chip +product units manufactured before the date of the enactment of this +chapter may, without liability under sections 910 and 911, be imported +into or distributed in the United States, or both, until two years after +the date of registration of the mask work under section 908, but only if +the importer or distributor, as the case may be, first pays or offers to +pay the reasonable royalty referred to in section 907(a)(2) to the mask +work owner, on all such units imported or distributed, or both, after +the date of the enactment of this chapter. + +(3) In the event that a person imports or distributes infringing +semiconductor chip product units described in paragraph (2) of this +subsection without first paying or offering to pay the reasonable +royalty specified in such paragraph, or if the person refuses or fails +to make such payment, the mask work owner shall be entitled to the +relief provided in sections 910 and 911. + + +Section 914. International transitional provisions [8] + +(a) Notwithstanding the conditions set forth in subparagraphs (A) and +(C) of section 902(a)(1) with respect to the availability of protection +under this chapter to nationals, domiciliaries, and sovereign +authorities of a foreign nation, the Secretary of Commerce may, upon the +petition of any person, or upon the Secretary's own motion, issue an +order extending protection under this chapter to such foreign nationals, +domiciliaries, and sovereign authorities if the Secretary finds- + +(1) that the foreign nation is making good faith efforts and reasonable +progress toward- + +(A) entering into a treaty described in section 902(a)(1)(A); or + +(B) enacting or implementing legislation that would be in compliance +with subparagraph (A) or (B) of section 902(a)(2); and + +(2) that the nationals, domiciliaries, and sovereign authorities of the +foreign nation, and persons controlled by them, are not engaged in the +misappropriation, or unauthorized distribution or commercial +exploitation, of mask works; and + +(3) that issuing the order would promote the purposes of this chapter +and international comity with respect to the protection of mask works. + +(b) While an order under subsection (a) is in effect with respect to a +foreign nation, no application for registration of a claim for +protection in a mask work under this chapter may be denied solely +because the owner of the mask work is a national, domiciliary, or +sovereign authority of that foreign nation, or solely because the mask +work was first commercially exploited in that foreign nation. + +(c) Any order issued by the Secretary of Commerce under subsection (a) +shall be effective for such a period as the Secretary designates in the +order, except that no such order may be effective after that date on +which the authority of the Secretary of Commerce terminates under +subsection (e). The effective date of any such order shall also be +designated in the order. In the case of an order issued upon the +petition of a person, such effective date may be no earlier than the +date on which the Secretary receives such petition. + +(d)(1) Any order issued under this section shall terminate if- + +(A) the Secretary of Commerce finds that any of the conditions set forth +in paragraphs (1), (2), and (3) of subsection (a) no longer exist; or + +(B) mask works of nationals, domiciliaries, and sovereign authorities of +that foreign nation or mask works first commercially exploited in that +foreign nation become eligible for protection under subparagraph (A) or +(C) of section 902(a)(1). + +(2) Upon the termination or expiration of an order issued under this +section, registrations of claims of protection in mask works made +pursuant to that order shall remain valid for the period specified in +section 904. + +(e) The authority of the Secretary of Commerce under this section shall +commence on the date of the enactment of this chapter, and shall +terminate on July 1, 1995. + +(f) (1) The Secretary of Commerce shall promptly notify the Register of +Copyrights and the Committees on the Judiciary of the Senate and the +House of Representatives of the issuance or termination of any order +under this section, together with a statement of the reasons for such +action. The Secretary shall also publish such notification and statement +of reasons in the Federal Register. + +(2) Two years after the date of the enactment of this chapter, the +Secretary of Commerce, in consultation with the Register of Copyrights, +shall transmit to the Committees on the Judiciary of the Senate and the +House of Representatives a report on the actions taken under this +section and on the current status of international recognition of mask +work protection. The report shall include such recommendation for +modifications of the protection accorded under this chapter to mask +works owned by nationals, domiciliaries, or sovereign authorities of +foreign nations as the Secretary, in consultation with the Register of +Copyrights, considers would promote the purposes of this chapter and +international comity with respect to mask work protection. Not later +than July 1, 1994, the Secretary of Commerce, in consultation with the +Register of Copyrights, shall transmit to the Committees on the +Judiciary of the Senate and the House of Representatives a report +updating the matters contained in the report transmitted under the +preceding sentence. + +------------------ +Chapter 9 Endnotes + +1 In 1984, the Semiconductor Chip Protection Act amended title 17 of +the *United States Code *to add a new chapter 9 entitled "Protection of +Semiconductor Chip Products." Pub. L. No. 98-620, 98 Stat. 3347. + +2 In 1997, the heading for section 903 in the table of sections was +amended by adding ", transfer, licensure, and recordation" at the end +thereof, in lieu of "and transfer." Pub. L. No. 105-80, 111 Stat. 1529, +1535. + +3 In 1987, section 902 was amended by adding the last sentence in +subsection (a)(2). Pub. L. No. 100-159, 101 Stat. 899, 900. + +4 In 1997, section 909 was amended by correcting misspellings in +subsection (b)(1). Pub. L. No. 105-80, 111 Stat. 1529, 1535. + +5 In 1990, the Copyright Remedy Clarification Act amended section 910 +by adding the last two sentences to subsection (a). Pub. L. No. 101-553, +104 Stat. 2749, 2750. In 1997, a technical correction amended section +910(a) by capitalizing the first word of the second sentence. Pub. L. +No. 105-80, 111 Stat. 1529 1535. + +6 In 1990, the Copyright Remedy Clarification Act amended section 911 +by adding subsection (g). Pub. L. No. 101-553, 104 Stat. 2749, 2750. + +7 In 1988, the Judicial Improvements and Access to Justice Act amended +section 912 by deleting subsection (d) and redesignating subsection (e) +as subsection (d). Pub. L. No. 100-702, 102 Stat. 4642, 4672. The Audio +Home Recording Act of 1992 amended section 912 by inserting "or 10" +after "8" in subsections (a) and (b). Pub. L. No. 102-563, 106 Stat. +4237, 4248. + +8 In 1987, section 914 was amended in subsection (e) by inserting "on +July 1, 1991" in lieu of "three years after such date of enactment" and +by adding the last sentence to subsection (f)(2). Pub. L. No. 100-159, +101 Stat. 899. The Semiconductor International Protection Extension Act +of 1991 amended section 914 by inserting "or implementing" after +"enacting" in the first sentence of subsection (a)(1)(B), by changing +the date in subsection (e) to "July 1, 1995" and by changing the date in +the last sentence of subsection (f)(2) to "July 1, 1994." Pub. L. No. +102-64, 105 Stat. 320. + +On July 1, 1995, section 914 expired as required by subsection (e). It +was rendered largely unnecessary upon the entry into force on January 1, +1995, of the Agreement on Trade-Related Aspects of Intellectual Property +Rights (TRIPs)(Annex 1C to the World Trade Organization (WTO) +Agreement). Part II, section 6 of TRIPs protects semiconductor chip +products and was the basis for Presidential Proclamation No. 6780, March +23, 1995, under section 902(a)(2) extending protection to all present +and future WTO members (34 countries as of February 10, 1999), as of +January 1, 1996. See Part IV of the Appendix. + +For a discussion of Congressional findings regarding extending +protection to semiconductor chip products of foreign entities, see Pub. +L. No. 100-159, 101 Stat. 899, and the Semiconductor International +Protection Extension Act of 1991, Pub. L. No. 102-64, 105 Stat. 320.5 + +------------------------------------------------------------------------ + +Chapter 10 [1] + +Digital Audio Recording Devices and Media + + + Subchapter A--Definitions + + 1001. Definitions + + Subchapter B--Copying Controls + + 1002. Incorporation of copying controls + + Subchapter C--Royalty Payments + + 1003. Obligation to make royalty payments + + 1004. Royalty payments + + 1005. Deposit of royalty payments and deduction of expenses + + 1006. Entitlement to royalty payments + + 1007. Procedures for distributing royalty payments + + Subchapter D--Prohibition on Certain Infringement Actions, Remedies, + and Arbitration + + 1008. Prohibition on certain infringement actions + + 1009. Civil remedies + + 1010. Arbitration of certain disputes + + +Subchapter A Definitions + + +Section 1001. Definitions + +As used in this chapter, the following terms have the following +meanings: + +(1) A "digital audio copied recording" is a reproduction in a digital +recording format of a digital musical recording, whether that +reproduction is made directly from another digital musical recording or +indirectly from a transmission. + +(2) A "digital audio interface device" is any machine or device that is +designed specifically to communicate digital audio information and +related interface data to a digital audio recording device through a +nonprofessional interface. + +(3) A "digital audio recording device" is any machine or device of a +type commonly distributed to individuals for use by individuals, whether +or not included with or as part of some other machine or device, the +digital recording function of which is designed or marketed for the +primary purpose of, and that is capable of, making a digital audio +copied recording for private use, except for- + +(A) professional model products, and + +(B) dictation machines, answering machines, and other audio recording +equipment that is designed and marketed primarily for the creation of +sound recordings resulting from the fixation of nonmusical sounds. + +(4)(A) A "digital audio recording medium" is any material object in a +form commonly distributed for use by individuals, that is primarily +marketed or most commonly used by consumers for the purpose of making +digital audio copied recordings by use of a digital audio recording +device. + +(B) Such term does not include any material object- + +(i) that embodies a sound recording at the time it is first distributed +by the importer or manufacturer; or + +(ii) that is primarily marketed and most commonly used by consumers +either for the purpose of making copies of motion pictures or other +audiovisual works or for the purpose of making copies of nonmusical +literary works, including computer programs or data bases. + +(5)(A) A "digital musical recording" is a material object- + +(i) in which are fixed, in a digital recording format, only sounds, and +material, statements, or instructions incidental to those fixed sounds, +if any, and + +(ii) from which the sounds and material can be perceived, reproduced, or +otherwise communicated, either directly or with the aid of a machine or +device. + +(B) A "digital musical recording" does not include a material object- + +(i) in which the fixed sounds consist entirely of spoken word +recordings, or + +(ii) in which one or more computer programs are fixed, except that a +digital musical recording may contain statements or instructions +constituting the fixed sounds and incidental material, and statements or +instructions to be used directly or indirectly in order to bring about +the perception, reproduction, or communication of the fixed sounds and +incidental material. + +(C) For purposes of this paragraph- + +(i) a "spoken word recording" is a sound recording in which are fixed +only a series of spoken words, except that the spoken words may be +accompanied by incidental musical or other sounds, and + +(ii) the term "incidental" means related to and relatively minor by +comparison. + +(6) "Distribute" means to sell, lease, or assign a product to consumers +in the United States, or to sell, lease, or assign a product in the +United States for ultimate transfer to consumers in the United States. + +(7) An "interested copyright party" is- + +(A) the owner of the exclusive right under section 106(1) of this title +to reproduce a sound recording of a musical work that has been embodied +in a digital musical recording or analog musical recording lawfully made +under this title that has been distributed; + +(B) the legal or beneficial owner of, or the person that controls, the +right to reproduce in a digital musical recording or analog musical +recording a musical work that has been embodied in a digital musical +recording or analog musical recording lawfully made under this title +that has been distributed; + +(C) a featured recording artist who performs on a sound recording that +has been distributed; or + +(D) any association or other organization- + +(i) representing persons specified in subparagraph (A), (B), or (C), or + +(ii) engaged in licensing rights in musical works to music users on +behalf of writers and publishers. + +(8) To "manufacture" means to produce or assemble a product in the +United States. A "manufacturer" is a person who manufactures. + +(9) A "music publisher" is a person that is authorized to license the +reproduction of a particular musical work in a sound recording. + +(10) A "professional model product" is an audio recording device that is +designed, manufactured, marketed, and intended for use by recording +professionals in the ordinary course of a lawful business, in accordance +with such requirements as the Secretary of Commerce shall establish by +regulation. + +(11) The term "serial copying" means the duplication in a digital format +of a copyrighted musical work or sound recording from a digital +reproduction of a digital musical recording. The term "digital +reproduction of a digital musical recording" does not include a digital +musical recording as distributed, by authority of the copyright owner, +for ultimate sale to consumers. + +(12) The "transfer price" of a digital audio recording device or a +digital audio recording medium- + +(A) is, subject to subparagraph (B)- + +(i) in the case of an imported product, the actual entered value at +United States Customs (exclusive of any freight, insurance, and +applicable duty), and + +(ii) in the case of a domestic product, the manufacturer's transfer +price (FOB the manufacturer, and exclusive of any direct sales taxes or +excise taxes incurred in connection with the sale); and + +(B) shall, in a case in which the transferor and transferee are related +entities or within a single entity, not be less than a reasonable arms- +length price under the principles of the regulations adopted pursuant to +section 482 of the Internal Revenue Code of 1986, or any successor +provision to such section. + +(13) A "writer" is the composer or lyricist of a particular musical +work. + + + +Subchapter B-Copying Controls + + +Section 1002. Incorporation of copying controls + +(a) Prohibition on Importation, Manufacture, and Distribution. No person +shall import, manufacture, or distribute any digital audio recording +device or digital audio interface device that does not conform to- + +(1) the Serial Copy Management System; + +(2) a system that has the same functional characteristics as the Serial +Copy Management System and requires that copyright and generation status +information be accurately sent, received, and acted upon between devices +using the system's method of serial copying regulation and devices using +the Serial Copy Management System; or + +(3) any other system certified by the Secretary of Commerce as +prohibiting unauthorized serial copying. + +(b) Development of Verification Procedure. The Secretary of Commerce +shall establish a procedure to verify, upon the petition of an +interested party, that a system meets the standards set forth in +subsection (a)(2). + +(c) Prohibition on Circumvention of the System. No person shall import, +manufacture, or distribute any device, or offer or perform any service, +the primary purpose or effect of which is to avoid, bypass, remove, +deactivate, or otherwise circumvent any program or circuit which +implements, in whole or in part, a system described in subsection (a). + +(d) Encoding of Information on Digital Musical Recordings. + +(1) Prohibition on encoding inaccurate information. No person shall +encode a digital musical recording of a sound recording with inaccurate +information relating to the category code, copyright status, or +generation status of the source material for the recording. + +(2) Encoding of copyright status not required. Nothing in this chapter +requires any person engaged in the importation or manufacture of digital +musical recordings to encode any such digital musical recording with +respect to its copyright status. + +(e) Information Accompanying Transmission in Digital Format. Any person +who transmits or otherwise communicates to the public any sound +recording in digital format is not required under this chapter to +transmit or otherwise communicate the information relating to the +copyright status of the sound recording. Any such person who does +transmit or otherwise communicate such copyright status information +shall transmit or communicate such information accurately. + + + +Subchapter C Royalty Payments + + +Section 1003. Obligation to make royalty payments + +(a) Prohibition on Importation and Manufacture. No person shall import +into and distribute, or manufacture and distribute, any digital audio +recording device or digital audio recording medium unless such person +records the notice specified by this section and subsequently deposits +the statements of account and applicable royalty payments for such +device or medium specified in section 1004. + +(b) Filing of Notice. The importer or manufacturer of any digital audio +recording device or digital audio recording medium, within a product +category or utilizing a technology with respect to which such +manufacturer or importer has not previously filed a notice under this +subsection, shall file with the Register of Copyrights a notice with +respect to such device or medium, in such form and content as the +Register shall prescribe by regulation. + +(c) Filing of Quarterly and Annual Statements of Account. + +(1) Generally. Any importer or manufacturer that distributes any digital +audio recording device or digital audio recording medium that it +manufactured or imported shall file with the Register of Copyrights, in +such form and content as the Register shall prescribe by -regulation, +such quarterly and annual statements of account with respect to such +distribution as the Register shall prescribe by regulation. + +(2) Certification, verification, and confidentiality. Each such +statement shall be certified as accurate by an authorized officer or +principal of the importer or manufacturer. The Register shall issue +regulations to provide for the verification and audit of such statements +and to protect the confidentiality of the information contained in such +statements. Such regulations shall provide for the disclosure, in +confidence, of such statements to interested copyright parties. + +(3) Royalty Payments. Each such statement shall be accompanied by the +royalty payments specified in section 1004. + + +Section 1004. Royalty payments [2] + +(a) Digital Audio Recording Devices. + +(1) Amount of payment. The royalty payment due under section 1003 for +each digital audio recording device imported into and distributed in the +United States, or manufactured and distributed in the United States, +shall be 2 percent of the transfer price. Only the first person to +manufacture and distribute or import and distribute such device shall be +required to pay the royalty with respect to such device. + +(2) Calculation for devices distributed with other devices. With respect +to a digital audio recording device first distributed in combination +with one or more devices, either as a physically integrated unit or as +separate components, the royalty payment shall be calculated as follows: + +(A) If the digital audio recording device and such other devices are +part of a physically integrated unit, the royalty payment shall be based +on the transfer price of the unit, but shall be reduced by any royalty +payment made on any digital audio recording device included within the +unit that was not first distributed in combination with the unit. + +(B) If the digital audio recording device is not part of a physically +integrated unit and substantially similar devices have been distributed +separately at any time during the preceding 4 calendar quarters, the +royalty payment shall be based on the average transfer price of such +devices during those 4 quarters. + +(C) If the digital audio recording device is not part of a physically +integrated unit and substantially similar devices have not been +distributed separately at any time during the preceding 4 calendar +quarters, the royalty payment shall be based on a constructed price +reflecting the proportional value of such device to the combination as a +whole. + +(3) Limits on royalties. Notwithstanding paragraph (1) or (2), the +amount of the royalty payment for each digital audio recording device +shall not be less than $1 nor more than the royalty maximum. The royalty +maximum shall be $8 per device, except that in the case of a physically +integrated unit containing more than 1 digital audio recording device, +the royalty maximum for such unit shall be $12. During the 6th year +after the effective date of this chapter, and not more than once each +year thereafter, any interested copyright party may petition the +Librarian of Congress to increase the royalty maximum and, if more than +20 percent of the royalty payments are at the relevant royalty maximum, +the Librarian of Congress shall prospectively increase such royalty +maximum with the goal of having no more than 10 percent of such payments +at the new royalty maximum; however the amount of any such increase as a +percentage of the royalty maximum shall in no event exceed the +percentage increase in the Consumer Price Index during the period under +review. + +(b) Digital Audio Recording Media. The royalty payment due under section +1003 for each digital audio recording medium imported into and +distributed in the United States, or manufactured and distributed in the +United States, shall be 3 percent of the transfer price. Only the first +person to manufacture and distribute or import and distribute such +medium shall be required to pay the royalty with respect to such medium. + + +Section 1005. Deposit of royalty payments and deduction of expenses [3] + +The Register of Copyrights shall receive all royalty payments deposited +under this chapter and, after deducting the reasonable costs incurred by +the Copyright Office under this chapter, shall deposit the balance in +the Treasury of the United States as offsetting receipts, in such manner +as the Secretary of the Treasury directs. All funds held by the +Secretary of the Treasury shall be invested in interest-bearing United +States securities for later distribution with interest under section +1007. The Register may, in the Register's discretion, 4 years after the +close of any calendar year, close out the royalty payments account for +that calendar year, and may treat any funds remaining in such account +and any subsequent deposits that would otherwise be attributable to that +calendar year as attributable to the succeeding calendar year. + + +Section 1006. Entitlement to royalty payments [4] + +(a) Interested Copyright Parties. The royalty payments deposited +pursuant to section 1005 shall, in accordance with the procedures +specified in section 1007, be distributed to any interested copyright +party- + +(1) whose musical work or sound recording has been- + +(A) embodied in a digital musical recording or an analog musical +recording lawfully made under this title that has been distributed, and + +(B) distributed in the form of digital musical recordings or analog +musical recordings or disseminated to the public in transmissions, +during the period to which such payments pertain; and + +(2) who has filed a claim under section 1007. + +(b) Allocation of Royalty Payments to Groups. The royalty payments shall +be divided into 2 funds as follows: + +(1) The sound recordings fund. 66 2/3 percent of the royalty payments +shall be allocated to the Sound Recordings Fund. 2 5/8 percent of the +royalty payments allocated to the Sound Recordings Fund shall be placed +in an escrow account managed by an independent administrator jointly +appointed by the interested copyright parties described in section +1001(7)(A) and the American Federation of Musicians (or any successor +entity) to be distributed to nonfeatured musicians (whether or not +members of the American Federation of Musicians or any successor entity) +who have performed on sound recordings distributed in the United States. +1 3/8 percent of the royalty payments allocated to the Sound Recordings +Fund shall be placed in an escrow account managed by an independent +administrator jointly appointed by the interested copyright parties +described in section 1001(7)(A) and the American Federation of +Television and Radio Artists (or any successor entity) to be distributed +to nonfeatured vocalists (whether or not members of the American +Federation of Television and Radio Artists or any successor entity) who +have performed on sound recordings distributed in the United States. 40 +percent of the remaining royalty payments in the Sound Recordings Fund +shall be distributed to the interested copyright parties described in +section 1001(7)(C), and 60 percent of such remaining royalty payments +shall be distributed to the interested copyright parties described in +section 1001(7)(A). + +(2) The musical works fund. + +(A) 33 1/3 percent of the royalty payments shall be allocated to the +Musical Works Fund for distribution to interested copyright parties +described in section 1001(7)(B). + +(B)(i) Music publishers shall be entitled to 50 percent of the royalty +payments allocated to the Musical Works Fund. + +(ii) Writers shall be entitled to the other 50 percent of the royalty +payments allocated to the Musical Works Fund. + +(c) Allocation of Royalty Payments Within Groups. If all interested +copyright parties within a group specified in subsection (b) do not +agree on a voluntary proposal for the distribution of the royalty +payments within each group, the Librarian of Congress shall convene a +copyright arbitration royalty panel which shall, pursuant to the +procedures specified under section 1007(c), allocate royalty payments +under this section based on the extent to which, during the relevant +period- + +(1) for the Sound Recordings Fund, each sound recording was distributed +in the form of digital musical recordings or analog musical recordings; +and + +(2) for the Musical Works Fund, each musical work was distributed in the +form of digital musical recordings or analog musical recordings or +disseminated to the public in transmissions. + + +Section 1007. Procedures for distributing royalty payments [5] + +(a) Filing of Claims and Negotiations. + +(1) Filing of claims. During the first 2 months of each calendar year +after calendar year 1992, every interested copyright party seeking to +receive royalty payments to which such party is entitled under section +1006 shall file with the Librarian of Congress a claim for payments +collected during the preceding year in such form and manner as the +Librarian of Congress shall prescribe by regulation. + +(2) Negotiations. Notwithstanding any provision of the antitrust laws, +for purposes of this section interested copyright parties within each +group specified in section 1006(b) may agree among themselves to the +proportionate division of royalty payments, may lump their claims +together and file them jointly or as a single claim, or may designate a +common agent, including any organization described in section 1001(7) +(D), to negotiate or receive payment on their behalf; except that no +agreement under this subsection may modify the allocation of royalties +specified in section 1006(b). + +(b) Distribution of Payments in the Absence of a Dispute. After the +period established for the filing of claims under subsection (a), in +each year after 1992, the Librarian of Congress shall determine whether +there exists a controversy concerning the distribution of royalty +payments under section 1006(c). If the Librarian of Congress determines +that no such controversy exists, the Librarian of Congress shall, within +30 days after such determination, authorize the distribution of the +royalty payments as set forth in the agreements regarding the +distribution of royalty payments entered into pursuant to subsection +(a), after deducting its reasonable administrative costs under this +section. + +(c) Resolution of Disputes. If the Librarian of Congress finds the +existence of a controversy, the Librarian shall, pursuant to chapter 8 +of this title, convene a copyright arbitration royalty panel to +determine the distribution of royalty payments. During the pendency of +such a proceeding, the Librarian of Congress shall withhold from +distribution an amount sufficient to satisfy all claims with respect to +which a controversy exists, but shall, to the extent feasible, authorize +the distribution of any amounts that are not in controversy. The +Librarian of Congress shall, before authorizing the distribution of such +royalty payments, deduct the reasonable administrative costs incurred by +the Librarian under this section. + + + +Subchapter D - Prohibition on Certain Infringement Actions, Remedies, +and Arbitration + + +Section 1008. Prohibition on certain infringement actions + +No action may be brought under this title alleging infringement of +copyright based on the manufacture, importation, or distribution of a +digital audio recording device, a digital audio recording medium, an +analog recording device, or an analog recording medium, or based on the +noncommercial use by a consumer of such a device or medium for making +digital musical recordings or analog musical recordings. + + +Section 1009. Civil remedies + +(a) Civil Actions. Any interested copyright party injured by a violation +of section 1002 or 1003 may bring a civil action in an appropriate +United States district court against any person for such violation. + +(b) Other Civil Actions. Any person injured by a violation of this +chapter may bring a civil action in an appropriate United States +district court for actual damages incurred as a result of such +violation. + +(c) Powers of the Court. In an action brought under subsection (a), the +court- + +(1) may grant temporary and permanent injunctions on such terms as it +deems reasonable to prevent or restrain such violation; + +(2) in the case of a violation of section 1002, or in the case of an +injury resulting from a failure to make royalty payments required by +section 1003, shall award damages under subsection (d); + +(3) in its discretion may allow the recovery of costs by or against any +party other than the United States or an officer thereof; and + +(4) in its discretion may award a reasonable attorney's fee to the +prevailing party. + +(d) Award of Damages. + +(1) Damages for section 1002 or 1003 violations. + +(A) Actual damages. + +(i) In an action brought under subsection (a), if the court finds that a +violation of section 1002 or 1003 has occurred, the court shall award to +the complaining party its actual damages if the complaining party elects +such damages at any time before final judgment is entered. + +(ii) In the case of section 1003, actual damages shall constitute the +royalty payments that should have been paid under section 1004 and +deposited under section 1005. In such a case, the court, in its +discretion, may award an additional amount of not to exceed 50 percent +of the actual damages. + +(B) Statutory damages for section 1002 violations. + +(i) Device. A complaining party may recover an award of statutory +damages for each violation of section 1002(a) or (c) in the sum of not +more than $2,500 per device involved in such violation or per device on +which a service prohibited by section 1002(c) has been performed, as the +court considers just. + +(ii) Digital musical recording. A complaining party may recover an award +of statutory damages for each violation of section 1002(d) in the sum of +not more than $25 per digital musical recording involved in such +violation, as the court considers just. + +(iii) Transmission. A complaining party may recover an award of damages +for each transmission or communication that violates section 1002(e) in +the sum of not more than $10,000, as the court considers just. + +(2) Repeated violations. In any case in which the court finds that a +person has violated section 1002 or 1003 within 3 years after a final +judgment against that person for another such violation was entered, the +court may increase the award of damages to not more than double the +amounts that would otherwise be awarded under paragraph (1), as the +court considers just. + +(3) Innocent violations of section 1002. The court in its discretion may +reduce the total award of damages against a person violating section +1002 to a sum of not less than $250 in any case in which the court finds +that the violator was not aware and had no reason to believe that its +acts constituted a violation of section 1002. + +(e) Payment of Damages. Any award of damages under subsection (d) shall +be deposited with the Register pursuant to section 1005 for distribution +to interested copyright parties as though such funds were royalty +payments made pursuant to section 1003. + +(f) Impounding of Articles. At any time while an action under subsection +(a) is pending, the court may order the impounding, on such terms as it +deems reasonable, of any digital audio recording device, digital musical +recording, or device specified in section 1002(c) that is in the custody +or control of the alleged violator and that the court has reasonable +cause to believe does not comply with, or was involved in a violation +of, section 1002. + +(g) Remedial Modification and Destruction of Articles. In an action +brought under subsection (a), the court may, as part of a final judgment +or decree finding a violation of section 1002, order the remedial +modification or the destruction of any digital audio recording device, +digital musical recording, or device specified in section 1002(c) that- + +(1) does not comply with, or was involved in a violation of, section +1002, and + +(2) is in the custody or control of the violator or has been impounded +under subsection (f). + + +Section 1010. Arbitration of certain disputes [6] + +(a) Scope of Arbitration. Before the date of first distribution in the +United States of a digital audio recording device or a digital audio +interface device, any party manufacturing, importing, or distributing +such device, and any interested copyright party may mutually agree to +binding arbitration for the purpose of determining whether such device +is subject to section 1002, or the basis on which royalty payments for +such device are to be made under section 1003. + +(b) Initiation of Arbitration Proceedings. Parties agreeing to such +arbitration shall file a petition with the Librarian of Congress +requesting the commencement of an arbitration proceeding. The petition +may include the names and qualifications of potential arbitrators. +Within 2 weeks after receiving such a petition, the Librarian of +Congress shall cause notice to be published in the Federal Register of +the initiation of an arbitration proceeding. Such notice shall include +the names and qualifications of 3 arbitrators chosen by the Librarian of +Congress from a list of available arbitrators obtained from the American +Arbitration Association or such similar organization as the Librarian of +Congress shall select, and from potential arbitrators listed in the +parties' petition. The arbitrators selected under this subsection shall +constitute an Arbitration Panel. + +(c) Stay of Judicial Proceedings. Any civil action brought under section +1009 against a party to arbitration under this section shall, on +application of one of the parties to the arbitration, be stayed until +completion of the arbitration proceeding. + +(d) Arbitration Proceeding. The Arbitration Panel shall conduct an +arbitration proceeding with respect to the matter concerned, in +accordance with such procedures as it may adopt. The Panel shall act on +the basis of a fully documented written record. Any party to the +arbitration may submit relevant information and proposals to the Panel. +The parties to the proceeding shall bear the entire cost thereof in such +manner and proportion as the Panel shall direct. + +(e) Report to the Librarian of Congress. Not later than 60 days after +publication of the notice under subsection (b) of the initiation of an +arbitration proceeding, the Arbitration Panel shall report to the +Librarian of Congress its determination concerning whether the device +concerned is subject to section 1002, or the basis on which royalty +payments for the device are to be made under section 1003. Such report +shall be accompanied by the written record, and shall set forth the +facts that the Panel found relevant to its determination. + +(f) Action by the Librarian of Congress. Within 60 days after receiving +the report of the Arbitration Panel under subsection (e), the Librarian +of Congress shall adopt or reject the determination of the Panel. The +Librarian of Congress shall adopt the determination of the Panel unless +the Librarian of Congress finds that the determination is clearly +erroneous. If the Librarian of Congress rejects the determination of the +Panel, the Librarian of Congress shall, before the end of that 60-day +period, and after full examination of the record created in the +arbitration proceeding, issue an order setting forth the Librarian's +decision and the reasons therefor. The Librarian of Congress shall cause +to be published in the Federal Register the determination of the Panel +and the decision of the Librarian of Congress under this subsection with +respect to the determination (including any order issued under the +preceding sentence). + +(g) Judicial Review. Any decision of the Librarian of Congress under +subsection (f) with respect to a determination of the Arbitration Panel +may be appealed, by a party to the arbitration, to the United States +Court of Appeals for the District of Columbia Circuit, within 30 days +after the publication of the decision in the Federal Register. The +pendency of an appeal under this subsection shall not stay the decision +of the Librarian of Congress. The court shall have jurisdiction to +modify or vacate a decision of the Librarian of Congress only if it +finds, on the basis of the record before the Librarian of Congress, that +the Arbitration Panel or the Librarian of Congress acted in an arbitrary +manner. If the court modifies the decision of the Librarian of Congress, +the court shall have jurisdiction to enter its own decision in +accordance with its final judgment. The court may further vacate the +decision of the Librarian of Congress and remand the case for +arbitration proceedings as provided in this section. + +------------------- +Chapter 10 Endnotes + +1 The Audio Home Recording Act of 1992 added chapter 10, entitled +"Digital Audio Recording Devices and Media," to title 17. Pub. L. No. +102-563, 106 Stat. 4237. + +2 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1004(a)(3) by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal," where appropriate. Pub. L. No. 103-198, 107 Stat. +2304, 2312. + +3 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1005 by striking the last sentence which began "The Register shall +submit to the Copyright Royalty Tribunal." Pub. L. No. 103-198, 107 +Stat. 2304, 2312. + +4 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1006(c) by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal," where appropriate. Pub. L. No. 103-198, 107 Stat. +2304, 2312. In 1997, section 1006(b)(1) was amended to insert +"Federation of Television" in lieu of "Federation Television" wherever +it appeared. Pub. L. No. 105-80, 111 Stat. 1529, 1535. + +5 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1007 by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal" or "Tribunal," where appropriate, by amending the +first sentence in subsection (c) and by inserting "the reasonable +administrative costs incurred by the Librarian" in the last sentence of +subsection (c), in lieu of "its reasonable administrative costs." Pub. +L. No. 103-198, 107 Stat. 2304, 2312. + +In 1997, section 1007 was amended, in subsection (a)(1), by inserting +"calendar year 1992" in lieu of "the calendar year in which this chapter +takes effect" and, in subsection (b), by inserting "1992" in lieu of +"the year in which this section takes effect," and also in subsection +(b), by inserting "After" in lieu of "Within 30 days after." Pub. L. No. +105-80, 111 Stat. 1529, 1534 and 1535. + +6 The Copyright Royalty Tribunal Reform Act of 1993 amended section +1010 by substituting "Librarian of Congress" in lieu of "Copyright +Royalty Tribunal" or "Tribunal," where appropriate, and by inserting +"Librarian's" in lieu of "its." Pub. L. No. 103-198, 107 Stat. 2304, +2312. That Act, which established copyright arbitration royalty panels, +states that "[a]ll royalty rates and all determinations with respect to +the proportionate division of compulsory license fees among copyright +claimants, whether made by the Copyright Royalty Tribunal, or by +voluntary agreement, before the effective date set forth in subsection +(a) [December 17, 1993] shall remain in effect until modified by +voluntary agreement or pursuant to the amendments made by this Act." +Pub. L. No. 103-198, 107 Stat. 2304, 2313. + +------------------------------------------------------------------------ + +Chapter 11 [1] + +Sound Recordings and Music Videos + + + 1101. Unauthorized fixation and trafficking in sound recordings and + music videos + + +Section 1101. Unauthorized fixation and trafficking in sound recordings and +music videos + +(a) Unauthorized Acts. Anyone who, without the consent of the performer +or performers involved- + +(1) fixes the sounds or sounds and images of a live musical performance +in a copy or phonorecord, or reproduces copies or phonorecords of such a +performance from an unauthorized fixation, + +(2) transmits or otherwise communicates to the public the sounds or +sounds and images of a live musical performance, or + +(3) distributes or offers to distribute, sells or offers to sell, rents +or offers to rent, or traffics in any copy or phonorecord fixed as +described in paragraph (1), regardless of whether the fixations occurred +in the United States, + +shall be subject to the remedies provided in sections 502 through 505, +to the same extent as an infringer of copyright. + +(b) Definition. As used in this section, the term "traffic in" means +transport, transfer, or otherwise dispose of, to another, as +consideration for anything of value, or make or obtain control of with +intent to transport, transfer, or dispose of. + +(c) Applicability. This section shall apply to any act or acts that +occur on or after the date of the enactment of the Uruguay Round +Agreements Act. + +(d) State Law Not Preempted. Nothing in this section may be construed to +annul or limit any rights or remedies under the common law or statutes +of any State. + +------------------ +Chapter 11 Endnote + +1 In 1994, the Uruguay Round Agreements Act added chapter 11, entitled +"Sound Recordings and Music Videos," to title 17. Pub. L. No. 103-465, +108 Stat. 4809, 4974. + +------------------------------------------------------------------------ + +Chapter 12 [1] Copyright Protection and Management Systems + + + 1201. Circumvention of copyright protection systems + + 1202. Integrity of copyright management information + + 1203. Civil remedies + + 1204. Criminal offenses and penalties + + 1205. Savings clause + + +Section 1201. Circumvention of copyright protection systems [2] + +(a) Violations Regarding Circumvention of Technological Measures. (1)(A) +No person shall circumvent a technological measure that effectively +controls access to a work protected under this title. The prohibition +contained in the preceding sentence shall take effect at the end of the +2-year period beginning on the date of the enactment of this chapter. + +(B) The prohibition contained in subparagraph (A) shall not apply to +persons who are users of a copyrighted work which is in a particular +class of works, if such persons are, or are likely to be in the +succeeding 3-year period, adversely affected by virtue of such +prohibition in their ability to make noninfringing uses of that +particular class of works under this title, as determined under +subparagraph (C). + +(C) During the 2-year period described in subparagraph (A), and during +each succeeding 3-year period, the Librarian of Congress, upon the +recommendation of the Register of Copyrights, who shall consult with the +Assistant Secretary for Communications and Information of the Department +of Commerce and report and comment on his or her views in making such +recommendation, shall make the determination in a rulemaking proceeding +for purposes of subparagraph (B) of whether persons who are users of a +copyrighted work are, or are likely to be in the succeeding 3-year +period, adversely affected by the prohibition under subparagraph (A) in +their ability to make noninfringing uses under this title of a +particular class of copyrighted works. In conducting such rule-making, +the Librarian shall examine- + +(i) the availability for use of copyrighted works; + +(ii) the availability for use of works for nonprofit archival, +preservation, and educational purposes; + +(iii) the impact that the prohibition on the circumvention of +technological measures applied to copyrighted works has on criticism, +comment, news reporting, teaching, scholarship, or research; + +(iv) the effect of circumvention of technological measures on the market +for or value of copyrighted works; and + +(v) such other factors as the Librarian considers appropriate. + +(D) The Librarian shall publish any class of copyrighted works for which +the Librarian has determined, pursuant to the rulemaking conducted under +subparagraph (C), that noninfringing uses by persons who are users of a +copyrighted work are, or are likely to be, adversely affected, and the +prohibition contained in subparagraph (A) shall not apply to such users +with respect to such class of works for the ensuing 3-year period. + +(E) Neither the exception under subparagraph (B) from the applicability +of the prohibition contained in subparagraph (A), nor any determination +made in a rulemaking conducted under subparagraph (C), may be used as a +defense in any action to enforce any provision of this title other than +this paragraph. + +(2) No person shall manufacture, import, offer to the public, provide, +or otherwise traffic in any technology, product, service, device, +component, or part thereof, that- + +(A) is primarily designed or produced for the purpose of circumventing a +technological measure that effectively controls access to a work +protected under this title; + +(B) has only limited commercially significant purpose or use other than +to circumvent a technological measure that effectively controls access +to a work protected under this title; or + +(C) is marketed by that person or another acting in concert with that +person with that person's knowledge for use in circumventing a +technological measure that effectively controls access to a work +protected under this title. + +(3) As used in this subsection- + +(A) to "circumvent a technological measure" means to descramble a +scrambled work, to decrypt an encrypted work, or otherwise to avoid, +bypass, remove, deactivate, or impair a technological measure, without +the authority of the copyright owner; and + +(B) a technological measure "effectively controls access to a work" if +the measure, in the ordinary course of its operation, requires the +application of information, or a process or a treatment, with the +authority of the copyright owner, to gain access to the work. + +(b) Additional Violations. (1) No person shall manufacture, import, +offer to the public, provide, or otherwise traffic in any technology, +product, service, device, component, or part thereof, that- + +(A) is primarily designed or produced for the purpose of circumventing +protection afforded by a technological measure that effectively protects +a right of a copyright owner under this title in a work or a portion +thereof; + +(B) has only limited commercially significant purpose or use other than +to circumvent protection afforded by a technological measure that +effectively protects a right of a copyright owner under this title in a +work or a portion thereof; or + +(C) is marketed by that person or another acting in concert with that +person with that person's knowledge for use in circumventing protection +afforded by a technological measure that effectively protects a right of +a copyright owner under this title in a work or a portion thereof. + +(2) As used in this subsection- + +(A) to "circumvent protection afforded by a technological measure" means +avoiding, bypassing, removing, deactivating, or otherwise impairing a +technological measure; and + +(B) a technological measure "effectively protects a right of a copyright +owner under this title" if the measure, in the ordinary course of its +operation, prevents, restricts, or otherwise limits the exercise of a +right of a copyright owner under this title. + +(c) Other Rights, Etc., Not Affected. (1) Nothing in this section shall +affect rights, remedies, limitations, or defenses to copyright +infringement, including fair use, under this title. + +(2) Nothing in this section shall enlarge or diminish vicarious or +contributory liability for copyright infringement in connection with any +technology, product, service, device, component, or part thereof. + +(3) Nothing in this section shall require that the design of, or design +and selection of parts and components for, a consumer electronics, +telecommunications, or computing product provide for a response to any +particular technological measure, so long as such part or component, or +the product in which such part or component is integrated, does not +otherwise fall within the prohibitions of subsection (a)(2) or (b)(1). + +(4) Nothing in this section shall enlarge or diminish any rights of free +speech or the press for activities using consumer electronics, +telecommunications, or computing products. + +(d) Exemption for Nonprofit Libraries, Archives, and Educational +Institutions. + +(1) A nonprofit library, archives, or educational institution which +gains access to a commercially exploited copyrighted work solely in +order to make a good faith determination of whether to acquire a copy of +that work for the sole purpose of engaging in conduct permitted under +this title shall not be in violation of subsection (a)(1)(A). A copy of +a work to which access has been gained under this paragraph- + +(A) may not be retained longer than necessary to make such good faith +determination; and + +(B) may not be used for any other purpose. + +(2) The exemption made available under paragraph (1) shall only apply +with respect to a work when an identical copy of that work is not +reasonably available in another form. + +(3) A nonprofit library, archives, or educational institution that +willfully for the purpose of commercial advantage or financial gain +violates paragraph (1)- + +(A) shall, for the first offense, be subject to the civil remedies under +section 1203; and + +(B) shall, for repeated or subsequent offenses, in addition to the civil +remedies under section 1203, forfeit the exemption provided under +paragraph (1). + +(4) This subsection may not be used as a defense to a claim under +subsection (a)(2) or (b), nor may this subsection permit a nonprofit +library, archives, or educational institution to manufacture, import, +offer to the public, provide, or otherwise traffic in any technology, +product, service, component, or part thereof, which circumvents a +technological measure. + +(5) In order for a library or archives to qualify for the exemption +under this subsection, the collections of that library or archives shall +be- + +(A) open to the public; or + +(B) available not only to researchers affiliated with the library or +archives or with the institution of which it is a part, but also to +other persons doing research in a specialized field. + +(e) Law Enforcement, Intelligence, and Other Government Activities. This +section does not prohibit any lawfully authorized investigative, +protective, information security, or intelligence activity of an +officer, agent, or employee of the United States, a State, or a +political subdivision of a State, or a person acting pursuant to a +contract with the United States, a State, or a political subdivision of +a State. For purposes of this subsection, the term "information +security" means activities carried out in order to identify and address +the vulnerabilities of a government computer, computer system, or +computer network. + +(f) Reverse Engineering. (1) Notwithstanding the provisions of +subsection (a)(1)(A), a person who has lawfully obtained the right to +use a copy of a computer program may circumvent a technological measure +that effectively controls access to a particular portion of that program +for the sole purpose of identifying and analyzing those elements of the +program that are necessary to achieve interoperability of an +independently created computer program with other programs, and that +have not previously been readily available to the person engaging in the +circumvention, to the extent any such acts of identification and +analysis do not constitute infringement under this title. + +(2) Notwithstanding the provisions of subsections (a)(2) and (b), a +person may develop and employ technological means to circumvent a +technological measure, or to circumvent protection afforded by a +technological measure, in order to enable the identification and +analysis under paragraph (1), or for the purpose of enabling +interoperability of an independently created computer program with other +programs, if such means are necessary to achieve such interoperability, +to the extent that doing so does not constitute infringement under this +title. + +(3) The information acquired through the acts permitted under paragraph +(1), and the means permitted under paragraph (2), may be made available +to others if the person referred to in paragraph (1) or (2), as the case +may be, provides such information or means solely for the purpose of +enabling interoperability of an independently created computer program +with other programs, and to the extent that doing so does not constitute +infringement under this title or violate applicable law other than this +section. + +(4) For purposes of this subsection, the term "interoperability" means +the ability of computer programs to exchange information, and of such +programs mutually to use the information which has been exchanged. + +(g) Encryption Research. + +(1) Definitions. For purposes of this subsection- + +(A) the term "encryption research" means activities necessary to +identify and analyze flaws and vulnerabilities of encryption +technologies applied to copyrighted works, if these activities are +conducted to advance the state of knowledge in the field of encryption +technology or to assist in the development of encryption products; and + +(B) the term "encryption technology" means the scrambling and +descrambling of information using mathematical formulas or algorithms. + +(2) Permissible Acts of Encryption Research. Notwithstanding the +provisions of subsection (a)(1)(A), it is not a violation of that +subsection for a person to circumvent a technological measure as applied +to a copy, phonorecord, performance, or display of a published work in +the course of an act of good faith encryption research if- + +(A) the person lawfully obtained the encrypted copy, phonorecord, +performance, or display of the published work; + +(B) such act is necessary to conduct such encryption research; + +(C) the person made a good faith effort to obtain authorization before +the circumvention; and + +(D) such act does not constitute infringement under this title or a +violation of applicable law other than this section, including section +1030 of title 18 and those provisions of title 18 amended by the +Computer Fraud and Abuse Act of 1986. + +(3) Factors in Determining Exemption. In determining whether a person +qualifies for the exemption under paragraph (2), the factors to be +considered shall include- + +(A) whether the information derived from the encryption research was +disseminated, and if so, whether it was disseminated in a manner +reasonably calculated to advance the state of knowledge or development +of encryption technology, versus whether it was disseminated in a manner +that facilitates infringement under this title or a violation of +applicable law other than this section, including a violation of privacy +or breach of security; + +(B) whether the person is engaged in a legitimate course of study, is +employed, or is appropriately trained or experienced, in the field of +encryption technology; and + +(C) whether the person provides the copyright owner of the work to which +the technological measure is applied with notice of the findings and +documentation of the research, and the time when such notice is +provided. + +(4) Use of Technological Means for Research Activities. Notwithstanding +the provisions of subsection (a)(2), it is not a violation of that +subsection for a person to- + +(A) develop and employ technological means to circumvent a technological +measure for the sole purpose of that person performing the acts of good +faith encryption research described in paragraph (2); and + +(B) provide the technological means to another person with whom he or +she is working collaboratively for the purpose of conducting the acts of +good faith encryption research described in paragraph (2) or for the +purpose of having that other person verify his or her acts of good faith +encryption research described in paragraph (2). + +(5) Report to Congress. Not later than 1 year after the date of the +enactment of this chapter, the Register of Copyrights and the Assistant +Secretary for Communications and Information of the Department of +Commerce shall jointly report to the Congress on the effect this +subsection has had on- + +(A) encryption research and the development of encryption technology; + +(B) the adequacy and effectiveness of technological measures designed to +protect copyrighted works; and + +(C) protection of copyright owners against the unauthorized access to +their encrypted copyrighted works. + +The report shall include legislative recommendations, if any. + +(h) Exceptions Regarding Minors. In applying subsection (a) to a +component or part, the court may consider the necessity for its intended +and actual incorporation in a technology, product, service, or device, +which- + +(1) does not itself violate the provisions of this title; and + +(2) has the sole purpose to prevent the access of minors to material on +the Internet. + +(i) Protection of Personally Identifying Information. + +(1) Circumvention Permitted. Notwithstanding the provisions of +subsection (a)(1)(A), it is not a violation of that subsection for a +person to circumvent a technological measure that effectively controls +access to a work protected under this title, if- + +(A) the technological measure, or the work it protects, contains the +capability of collecting or disseminating personally identifying +information reflecting the online activities of a natural person who +seeks to gain access to the work protected; + +(B) in the normal course of its operation, the technological measure, or +the work it protects, collects or disseminates personally identifying +information about the person who seeks to gain access to the work +protected, without providing conspicuous notice of such collection or +dissemination to such person, and without providing such person with the +capability to prevent or restrict such collection or dissemination; + +(C) the act of circumvention has the sole effect of identifying and +disabling the capability described in subparagraph (A), and has no other +effect on the ability of any person to gain access to any work; and + +(D) the act of circumvention is carried out solely for the purpose of +preventing the collection or dissemination of personally identifying +information about a natural person who seeks to gain access to the work +protected, and is not in violation of any other law. + +(2) Inapplicability to Certain Technological Measures. + +This subsection does not apply to a technological measure, or a work it +protects, that does not collect or disseminate personally identifying +information and that is disclosed to a user as not having or using such +capability. + +(j) Security Testing. + +(1) Definition. For purposes of this subsection, the term "security +testing" means accessing a computer, computer system, or computer +network, solely for the purpose of good faith testing, investigating, or +correcting, a security flaw or vulnerability, with the authorization of +the owner or operator of such computer, computer system, or computer +network. + +(2) Permissible Acts of Security Testing. Notwithstanding the provisions +of subsection (a)(1)(A), it is not a violation of that subsection for a +person to engage in an act of security testing, if such act does not +constitute infringement under this title or a violation of applicable +law other than this section, including section 1030 of title 18 and +those provisions of title 18 amended by the Computer Fraud and Abuse Act +of 1986. + +(3) Factors in Determining Exemption. In determining whether a person +qualifies for the exemption under paragraph (2), the factors to be +considered shall include- + +(A) whether the information derived from the security testing was used +solely to promote the security of the owner or operator of such +computer, computer system or computer network, or shared directly with +the developer of such computer, computer system, or computer network; +and + +(B) whether the information derived from the security testing was used +or maintained in a manner that does not facilitate infringement under +this title or a violation of applicable law other than this section, +including a violation of privacy or breach of security. + +(4) Use of Technological Means for Security Testing. Notwithstanding +the provisions of subsection (a)(2), it is not a violation of that +subsection for a person to develop, produce, distribute or employ +technological means for the sole purpose of performing the acts of +security testing described in subsection (2), provided such +technological means does not otherwise violate section (a)(2). + +(k) Certain Analog Devices and Certain Technological Measures. + +(1) Certain Analog Devices. + +(A) Effective 18 months after the date of the enactment of this chapter, +no person shall manufacture, import, offer to the public, provide or +otherwise traffic in any- + +(i) VHS format analog video cassette recorder unless such recorder +conforms to the automatic gain control copy control technology; + +(ii) 8mm format analog video cassette camcorder unless such camcorder +conforms to the automatic gain control technology; + +(iii) Beta format analog video cassette recorder, unless such recorder +conforms to the automatic gain control copy control technology, except +that this requirement shall not apply until there are 1,000 Beta format +analog video cassette recorders sold in the United States in any one +calendar year after the date of the enactment of this chapter; + +(iv) 8mm format analog video cassette recorder that is not an analog +video cassette camcorder, unless such recorder conforms to the automatic +gain control copy control technology, except that this requirement shall +not apply until there are 20,000 such recorders sold in the United +States in any one calendar year after the date of the enactment of this +chapter; or + +(v) analog video cassette recorder that records using an NTSC format +video input and that is not otherwise covered under clauses (i) through +(iv), unless such device conforms to the automatic gain control copy +control technology. + +(B) Effective on the date of the enactment of this chapter, no person +shall manufacture, import, offer to the public, provide or otherwise +traffic in- + +(i) any VHS format analog video cassette recorder or any 8mm format +analog video cassette recorder if the design of the model of such +recorder has been modified after such date of enactment so that a model +of recorder that previously conformed to the automatic gain control copy +control technology no longer conforms to such technology; or + +(ii) any VHS format analog video cassette recorder, or any 8mm format +analog video cassette recorder that is not an 8mm analog video cassette +camcorder, if the design of the model of such recorder has been modified +after such date of enactment so that a model of recorder that previously +conformed to the four-line colorstripe copy control technology no longer +conforms to such technology. + +Manufacturers that have not previously manufactured or sold a VHS format +analog video cassette recorder, or an 8mm format analog cassette +recorder, shall be required to conform to the four-line colorstripe copy +control technology in the initial model of any such recorder +manufactured after the date of the enactment of this chapter, and +thereafter to continue conforming to the four-line colorstripe copy +control technology. For purposes of this subparagraph, an analog video +cassette recorder "conforms to" the four-line colorstripe copy control +technology if it records a signal that, when played back by the playback +function of that recorder in the normal viewing mode, exhibits, on a +reference display device, a display containing distracting visible lines +through portions of the viewable picture. + +(2) Certain Encoding Restrictions. No person shall apply the automatic +gain control copy control technology or colorstripe copy control +technology to prevent or limit consumer copying except such copying- + +(A) of a single transmission, or specified group of transmissions, of +live events or of audiovisual works for which a member of the public has +exercised choice in selecting the transmissions, including the content +of the transmissions or the time of receipt of such transmissions, or +both, and as to which such member is charged a separate fee for each +such transmission or specified group of transmissions; + +(B) from a copy of a transmission of a live event or an audiovisual work +if such transmission is provided by a channel or service where payment +is made by a member of the public for such channel or service in the +form of a subscription fee that entitles the member of the public to +receive all of the programming contained in such channel or service; + +(C) from a physical medium containing one or more prerecorded +audiovisual works; or + +(D) from a copy of a transmission described in subparagraph (A) or from +a copy made from a physical medium described in subparagraph (C). + +In the event that a transmission meets both the conditions set forth in +subparagraph (A) and those set forth in subparagraph (B), the +transmission shall be treated as a transmission described in +subparagraph (A). + +(3) Inapplicability. This subsection shall not- + +(A) require any analog video cassette camcorder to conform to the +automatic gain control copy control technology with respect to any video +signal received through a camera lens; + +(B) apply to the manufacture, importation, offer for sale, provision of, +or other trafficking in, any professional analog video cassette +recorder; or + +(C) apply to the offer for sale or provision of, or other trafficking +in, any previously owned analog video cassette recorder, if such +recorder was legally manufactured and sold when new and not subsequently +modified in violation of paragraph (1)(B). + +(4) Definitions. For purposes of this subsection: + +(A) An "analog video cassette recorder" means a device that records, or +a device that includes a function that records, on electromagnetic tape +in an analog format the electronic impulses produced by the video and +audio portions of a television program, motion picture, or other form of +audiovisual work. + +(B) An "analog video cassette camcorder" means an analog video cassette +recorder that contains a recording function that operates through a +camera lens and through a video input that may be connected with a +television or other video playback device. + +(C) An analog video cassette recorder "conforms" to the automatic gain +control copy control technology if it- + +(i) detects one or more of the elements of such technology and does not +record the motion picture or transmission protected by such technology; +or + +(ii) records a signal that, when played back, exhibits a meaningfully +distorted or degraded display. + +(D) The term "professional analog video cassette recorder" means an +analog video cassette recorder that is designed, manufactured, marketed, +and intended for use by a person who regularly employs such a device for +a lawful business or industrial use, including making, performing , +displaying, distributing, or transmitting copies of motion pictures on a +commercial scale. + +(E) The terms "VHS format," "8mm format," "Beta format," "automatic gain +control copy control technology," "colorstripe copy control technology," +"four-line version of the colorstripe copy control technology," and +"NTSC" have the meanings that are commonly understood in the consumer +electronics and motion picture industries as of the date of the +enactment of this chapter. + +(5) Violations. Any violation of paragraph (1) of this subsection shall +be treated as a violation of subsection (b)(1) of this section. Any +violation of paragraph (2) of this subsection shall be deemed an "act of +circumvention" for the purposes of section 1203(c)(3)(A) of this +chapter. + + +Section 1202. Integrity of copyright management information [3] + +(a) False Copyright Management Information. No person shall knowingly +and with the intent to induce, enable, facilitate, or conceal +infringement- + +(1) provide copyright management information that is false, or + +(2) distribute or import for distribution copyright management +information that is false. + +(b) Removal or Alteration of Copyright Management Information. No person +shall, without the authority of the copyright owner or the law- + +(1) intentionally remove or alter any copyright management information, + +(2) distribute or import for distribution copyright management +information knowing that the copyright management information has been +removed or altered without authority of the copyright owner or the law, +or + +(3) distribute, import for distribution, or publicly perform works, +copies of works, or phonorecords, knowing that copyright management +information has been removed or altered without authority of the +copyright owner or the law, + +knowing, or, with respect to civil remedies under section 1203, having +reasonable grounds to know, that it will induce, enable, facilitate, or +conceal an infringement of any right under this title. + +(c) Definition. As used in this section, the term "copyright management +information" means any of the following information conveyed in +connection with copies or phonorecords of a work or performances or +displays of a work, including in digital form, except that such term +does not include any personally identifying information about a user of +a work or of a copy, phonorecord, performance, or display of a work: + +(1) The title and other information identifying the work, including the +information set forth on a notice of copyright. + +(2) The name of, and other identifying information about, the author of +a work. + +(3) The name of, and other identifying information about, the copyright +owner of the work, including the information set forth in a notice of +copyright. + +(4) With the exception of public performances of works by radio and +television broadcast stations, the name of, and other identifying +information about, a performer whose performance is fixed in a work +other than an audiovisual work. + +(5) With the exception of public performances of works by radio and +television broadcast stations, in the case of an audiovisual work, the +name of, and other identifying information about, a writer, performer, +or director who is credited in the audiovisual work. + +(6) Terms and conditions for use of the work. + +(7) Identifying numbers or symbols referring to such information or +links to such information. + +(8) Such other information as the Register of Copyrights may prescribe +by regulation, except that the Register of Copyrights may not require +the provision of any information concerning the user of a copyrighted +work. + +(d) Law Enforcement, Intelligence, and Other Government Activities. This +section does not prohibit any lawfully authorized investigative, +protective, information security, or intelligence activity of an +officer, agent, or employee of the United States, a State, or a +political subdivision of a State, or a person acting pursuant to a +contract with the United States, a State, or a political subdivision of +a State. For purposes of this subsection, the term "information +security" means activities carried out in order to identify and address +the vulnerabilities of a government computer, computer system, or +computer network. + +(e) Limitations on Liability. + +(1) Analog Transmissions. In the case of an analog transmission, a +person who is making transmissions in its capacity as a broadcast +station, or as a cable system, or someone who provides programming to +such station or system, shall not be liable for a violation of +subsection (b) if- + +(A) avoiding the activity that constitutes such violation is not +technically feasible or would create an undue financial hardship on such +person; and + +(B) such person did not intend, by engaging in such activity, to induce, +enable, facilitate, or conceal infringement of a right under this title. + +(2) Digital Transmissions. + +(A) If a digital transmission standard for the placement of copyright +management information for a category of works is set in a voluntary, +consensus standard-setting process involving a representative cross- +section of broadcast stations or cable systems and copyright owners of a +category of works that are intended for public performance by such +stations or systems, a person identified in paragraph (1) shall not be +liable for a violation of subsection (b) with respect to the particular +copyright management information addressed by such standard if- + +(i) the placement of such information by someone other than such person +is not in accordance with such standard; and + +(ii) the activity that constitutes such violation is not intended to +induce, enable, facilitate, or conceal infringement of a right under +this title. + +(B) Until a digital transmission standard has been set pursuant to +subparagraph (A) with respect to the placement of copyright management +information for a category of works, a person identified in paragraph +(1) shall not be liable for a violation of subsection (b) with respect +to such copyright management information, if the activity that +constitutes such violation is not intended to induce, enable, +facilitate, or conceal infringement of a right under this title, and if- + +(i) the transmission of such information by such person would result in +a perceptible visual or aural degradation of the digital signal; or + +(ii) the transmission of such information by such person would conflict +with- + +(I) an applicable government regulation relating to transmission of +information in a digital signal; + +(II) an applicable industry-wide standard relating to the transmission +of information in a digital signal that was adopted by a voluntary +consensus standards body prior to the effective date of this chapter; or + +(III) an applicable industry-wide standard relating to the transmission +of information in a digital signal that was adopted in a voluntary, +consensus standards-setting process open to participation by a +representative cross-section of broadcast stations or cable systems and +copyright owners of a category of works that are intended for public +performance by such stations or systems. + +(3) Definitions. As used in this subsection- + +(A) the term "broadcast station" has the meaning given that term in +section 3 of the Communications Act of 1934 (47 U.S.C. 153); and + +(B) the term "cable system" has the meaning given that term in section +602 of the Communications Act of 1934 (47 U.S.C. 522). + + +Section 1203. Civil remedies [5] + +(a) Civil Actions. Any person injured by a violation of section 1201 or +1202 may bring a civil action in an appropriate United States district +court for such violation. + +(b) Powers of the Court. In an action brought under subsection (a), the +court- + +(1) may grant temporary and permanent injunctions on such terms as it +deems reasonable to prevent or restrain a violation, but in no event +shall impose a prior restraint on free speech or the press protected +under the 1st amendment to the Constitution; + +(2) at any time while an action is pending, may order the impounding, on +such terms as it deems reasonable, of any device or product that is in +the custody or control of the alleged violator and that the court has +reasonable cause to believe was involved in a violation; + +(3) may award damages under subsection (c); + +(4) in its discretion may allow the recovery of costs by or against any +party other than the United States or an officer thereof; + +(5) in its discretion may award reasonable attorney's fees to the +prevailing party; and + +(6) may, as part of a final judgment or decree finding a violation, +order the remedial modification or the destruction of any device or +product involved in the violation that is in the custody or control of +the violator or has been impounded under paragraph (2). + +(c) Award of Damages. + +(1) In General. Except as otherwise provided in this title, a person +committing a violation of section 1201 or 1202 is liable for either- + +(A) the actual damages and any additional profits of the violator, as +provided in paragraph (2), or + +(B) statutory damages, as provided in paragraph (3). + +(2) Actual Damages. The court shall award to the complaining party the +actual damages suffered by the party as a result of the violation, and +any profits of the violator that are attributable to the violation and +are not taken into account in computing the actual damages, if the +complaining party elects such damages at any time before final judgment +is entered. + +(3) Statutory Damages. (A) At any time before final judgment is entered, +a complaining party may elect to recover an award of statutory damages +for each violation of section 1201 in the sum of not less than $200 or +more than $2,500 per act of circumvention, device, product, component, +offer, or performance of service, as the court considers just. + +(B) At any time before final judgment is entered, a complaining party +may elect to recover an award of statutory damages for each violation of +section 1202 in the sum of not less than $2,500 or more than $25,000. + +(4) Repeated Violations. In any case in which the injured party sustains +the burden of proving, and the court finds, that a person has violated +section 1201 or 1202 within three years after a final judgment was +entered against the person for another such violation, the court may +increase the award of damages up to triple the amount that would +otherwise be awarded, as the court considers just. + +(5) Innocent Violations. + +(A) In General. The court in its discretion may reduce or remit the +total award of damages in any case in which the violator sustains the +burden of proving, and the court finds, that the violator was not aware +and had no reason to believe that its acts constituted a violation. + +(B) Nonprofit Library, Archives, Educational Institutions, or Public +Broadcasting Entities. + +(i) Definition. In this subparagraph, the term "public broadcasting +entity" has the meaning given such term under section 118(g). + +(ii) In general. In the case of a nonprofit library, archives, +educational institution, or public broadcasting entity, the court shall +remit damages in any case in which the library, archives, educational +institution, or public broadcasting entity sustains the burden of +proving, and the court finds, that the library, archives, educational +institution, or public broadcasting entity was not aware and had no +reason to believe that its acts constituted a violation. + + +Section 1204. Criminal offenses and penalties [5] + +(a) In General. Any person who violates section 1201 or 1202 willfully +and for purposes of commercial advantage or private financial gain- + +(1) shall be fined not more than $500,000 or imprisoned for not more +than 5 years, or both, for the first offense; and + +(2) shall be fined not more than $1,000,000 or imprisoned for not more +than 10 years, or both, for any subsequent offense. + +(b) Limitation for Nonprofit Library, Archives, Educational Institution, +or Public Broadcasting Entity. Subsection (a) shall not apply to a +nonprofit library, archives, educational institution, or public +broadcasting entity (as defined under section 118(g)). + +(c) Statute of Limitations. No criminal proceeding shall be brought +under this section unless such proceeding is commenced within five years +after the cause of action arose. + + +Section 1205. Savings clause + +Nothing in this chapter abrogates, diminishes, or weakens the provisions +of, nor provides any defense or element of mitigation in a criminal +prosecution or civil action under, any Federal or State law that +prevents the violation of the privacy of an individual in connection +with the individual's use of the Internet. + +------------------- +Chapter 12 Endnotes + +1 The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 added chapter 12, entitled "Copyright +Protection and Management Systems," to title 17. Pub. L. No. 105-304, +112 Stat. 2860, 2863. The WIPO Copyright and Performances and Phonograms +Treaties Implementation Act of 1998 is title I of the Digital Millennium +Copyright Act. Pub. L. No. 105-304, 112 Stat. 2860. + +2 The Satellite Home Viewer Improvement Act of 1999 amended section +1201(a)(1)(C) by deleting "on the record." Pub. L. No. 106-113, 113 +Stat. 1501, app. I at 1501A-594. + +3 In 1999, section 1202 was amended by inserting "category of works" +for "category or works," in subsection (e)(2)(B). Pub. L. No. 106-44, +113 Stat. 221, 222. + +4 The Satellite Home Viewer Improvement Act of 1999 amended section +1203(c)(5)(B) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. +I at 1501A-593. + +5 The Satellite Home Viewer Improvement Act of 1999 amended section +1204(b) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-593. + +------------------------------------------------------------------------ + +Chapter 13 [1] + +Protection of Original Designs + + + 1301. Designs protected + + 1302. Designs not subject to protection + + 1303. Revisions, adaptations, and rearrangements + + 1304. Commencement of protection + + 1305. Term of protection + + 1306. Design notice + + 1307. Effect of omission of notice + + 1308. Exclusive rights + + 1309. Infringement + + 1310. Application for registration + + 1311. Benefit of earlier filing date in foreign country + + 1312. Oaths and acknowledgments + + 1313. Examination of application and issue or refusal of + registration + + 1314. Certification of registration + + 1315. Publication of announcements and indexes + + 1316. Fees + + 1317. Regulations + + 1318. Copies of records + + 1319. Correction of errors in certificates + + 1320. Ownership and transfer + + 1321. Remedy for infringement + + 1322. Injunctions + + 1323. Recovery for infringement + + 1324. Power of court over registration + + 1325. Liability for action on registration fraudulently obtained + + 1326. Penalty for false marking + + 1327. Penalty for false representation + + 1328. Enforcement by Treasury and Postal Service + + 1329. Relation to design patent law + + 1330. Common law and other rights unaffected + + 1331. Administrator; Office of the Administrator + + 1332. No retroactive effect + + +Section 1301. Designs protected [3] + +(a) Designs Protected. + +(1) In General. The designer or other owner of an original design of a +useful article which makes the article attractive or distinctive in +appearance to the purchasing or using public may secure the protection +provided by this chapter upon complying with and subject to this +chapter. + +(2) Vessel Hulls. The design of a vessel hull, including a plug or mold, +is subject to protection under this chapter, notwithstanding section +1302(4). + +(b) Definitions. For the purpose of this chapter, the following terms +have the following meanings: + +(1) A design is "original" if it is the result of the designer's +creative endeavor that provides a distinguishable variation over prior +work pertaining to similar articles which is more than merely trivial +and has not been copied from another source. + +(2) A "useful article" is a vessel hull, including a plug or mold, which +in normal use has an intrinsic utilitarian function that is not merely +to portray the appearance of the article or to convey information. An +article which normally is part of a useful article shall be deemed to be +a useful article. + +(3) A "vessel" is a craft- + +(A) that is designed and capable of independently steering a course on +or through water through its own means of propulsion; and + +(B) that is designed and capable of carrying and transporting one or +more passengers. + +(4) A "hull" is the frame or body of a vessel, including the deck of a +vessel, exclusive of masts, sails, yards, and rigging. + +(5) A "plug" means a device or model used to make a mold for the purpose +of exact duplication, regardless of whether the device or model has an +intrinsic utilitarian function that is not only to portray the +appearance of the product or to convey information. + +(6) A "mold" means a matrix or form in which a substance for material is +used, regardless of whether the matrix or form has an intrinsic +utilitarian function that is not only to portray the appearance of the +product or to convey information. + + +Section 1302. Designs not subject to protection [3] + +Protection under this chapter shall not be available for a design that +is- + +(1) not original; + +(2) staple or commonplace, such as a standard geometric figure, a +familiar symbol, an emblem, or a motif, or another shape, pattern, or +configuration which has become standard, common, prevalent, or ordinary; + +(3) different from a design excluded by paragraph (2) only in +insignificant details or in elements which are variants commonly used in +the relevant trades; + +(4) dictated solely by a utilitarian function of the article that +embodies it; or + +(5) embodied in a useful article that was made public by the designer or +owner in the United States or a foreign country more than 2 years before +the date of the application for registration under this chapter. + + +Section 1303. Revisions, adaptations, and rearrangements + +Protection for a design under this chapter shall be available +notwithstanding the employment in the design of subject matter excluded +from protection under section 1302 if the design is a substantial +revision, adaptation, or rearrangement of such subject matter. Such +protection shall be independent of any subsisting protection in subject +matter employed in the design, and shall not be construed as securing +any right to subject matter excluded from protection under this chapter +or as extending any subsisting protection under this chapter. + + +Section 1304. Commencement of protection + +The protection provided for a design under this chapter shall commence +upon the earlier of the date of publication of the registration under +section 1313(a) or the date the design is first made public as defined +by section 1310(b). + + +Section 1305. Term of protection + +(a) In General. Subject to subsection (b), the protection provided under +this chapter for a design shall continue for a term of 10 years +beginning on the date of the commencement of protection under section +1304. + +(b) Expiration. All terms of protection provided in this section shall +run to the end of the calendar year in which they would otherwise +expire. + +(c) Termination of Rights. Upon expiration or termination of protection +in a particular design under this chapter, all rights under this chapter +in the design shall terminate, regardless of the number of different +articles in which the design may have been used during the term of its +protection. + + +Section 1306. Design notice + +(a) Contents of Design Notice. + +(1) Whenever any design for which protection is sought under this +chapter is made public under section 1310(b), the owner of the design +shall, subject to the provisions of section 1307, mark it or have it +marked legibly with a design notice consisting of + +(A) the words "Protected Design", the abbreviation "Prot'd Des.", or the +letter "D" with a circle, or the symbol "*D*"; + +(B) the year of the date on which protection for the design commenced; +and + +(C) the name of the owner, an abbreviation by which the name can be +recognized, or a generally accepted alternative designation of the +owner. + +Any distinctive identification of the owner may be used for purposes of +subparagraph (C) if it has been recorded by the Administrator before the +design marked with such identification is registered. + +(2) After registration, the registration number may be used instead of +the elements specified in subparagraphs (B) and (C) of paragraph (1). + +(b) Location of Notice. The design notice shall be so located and +applied as to give reasonable notice of design protection while the +useful article embodying the design is passing through its normal +channels of commerce. + +(c) Subsequent Removal of Notice. When the owner of a design has +complied with the provisions of this section, protection under this +chapter shall not be affected by the removal, destruction, or +obliteration by others of the design notice on an article. + + +Section 1307. Effect of omission of notice + +(a) Actions with Notice. Except as provided in subsection (b), the +omission of the notice prescribed in section 1306 shall not cause loss +of the protection under this chapter or prevent recovery for +infringement under this chapter against any person who, after receiving +written notice of the design protection, begins an undertaking leading +to infringement under this chapter. + +(b) Actions without Notice. The omission of the notice prescribed in +section 1306 shall prevent any recovery under section 1323 against a +person who began an undertaking leading to infringement under this +chapter before receiving written notice of the design protection. No +injunction shall be issued under this chapter with respect to such +undertaking unless the owner of the design reimburses that person for +any reasonable expenditure or contractual obligation in connection with +such undertaking that was incurred before receiving written notice of +the design protection, as the court in its discretion directs. The +burden of providing written notice of design protection shall be on the +owner of the design. + + +Section 1308. Exclusive rights + +The owner of a design protected under this chapter has the exclusive +right to- + +(1) make, have made, or import, for sale or for use in trade, any useful +article embodying that design; and + +(2) sell or distribute for sale or for use in trade any useful article +embodying that design. + + +Section 1309. Infringement + +(a) Acts of Infringement. Except as provided in subsection (b), it shall +be infringement of the exclusive rights in a design protected under this +chapter for any person, without the consent of the owner of the design, +within the United States and during the term of such protection, to- + +(1) make, have made, or import, for sale or for use in trade, any +infringing article as defined in subsection (e); or + +(2) sell or distribute for sale or for use in trade any such infringing +article. + +(b) Acts of Sellers and Distributors. A seller or distributor of an +infringing article who did not make or import the article shall be +deemed to have infringed on a design protected under this chapter only +if that person- + +(1) induced or acted in collusion with a manufacturer to make, or an +importer to import such article, except that merely purchasing or giving +an order to purchase such article in the ordinary course of business +shall not of itself constitute such inducement or collusion; or + +(2) refused or failed, upon the request of the owner of the design, to +make a prompt and full disclosure of that person's source of such +article, and that person orders or reorders such article after receiving +notice by registered or certified mail of the protection subsisting in +the design. + +(c) Acts without Knowledge. It shall not be infringement under this +section to make, have made, import, sell, or distribute, any article +embodying a design which was created without knowledge that a design was +protected under this chapter and was copied from such protected design. + +(d) Acts in Ordinary Course of Business. A person who incorporates into +that person's product of manufacture an infringing article acquired from +others in the ordinary course of business, or who, without knowledge of +the protected design embodied in an infringing article, makes or +processes the infringing article for the account of another person in +the ordinary course of business, shall not be deemed to have infringed +the rights in that design under this chapter except under a condition +contained in paragraph (1) or (2) of subsection (b). Accepting an order +or reorder from the source of the infringing article shall be deemed +ordering or reordering within the meaning of subsection (b)(2). + +(e) Infringing Article Defined. As used in this section, an "infringing +article" is any article the design of which has been copied from a +design protected under this chapter, without the consent of the owner of +the protected design. An infringing article is not an illustration or +picture of a protected design in an advertisement, book, periodical, +newspaper, photograph, broadcast, motion picture, or similar medium. A +design shall not be deemed to have been copied from a protected design +if it is original and not substantially similar in appearance to a +protected design. + +(f) Establishing Originality. The party to any action or proceeding +under this chapter who alleges rights under this chapter in a design +shall have the burden of establishing the design's originality whenever +the opposing party introduces an earlier work which is identical to such +design, or so similar as to make prima facie showing that such design +was copied from such work. + +(g) Reproduction for Teaching or Analysis. It is not an infringement of +the exclusive rights of a design owner for a person to reproduce the +design in a useful article or in any other form solely for the purpose +of teaching, analyzing, or evaluating the appearance, concepts, or +techniques embodied in the design, or the function of the useful article +embodying the design. + + +Section 1310. Application for registration + +(a) Time Limit for Application for Registration. Protection under this +chapter shall be lost if application for registration of the design is +not made within 2 years after the date on which the design is first made +public. + +(b) When Design is Made Public. A design is made public when an existing +useful article embodying the design is anywhere publicly exhibited, +publicly distributed, or offered for sale or sold to the public by the +owner of the design or with the owner's consent. + +(c) Application by Owner of Design. Application for registration may be +made by the owner of the design. + +(d) Contents of Application. The application for registration shall be +made to the Administrator and shall state- + +(1) the name and address of the designer or designers of the design; + +(2) the name and address of the owner if different from the designer; + +(3) the specific name of the useful article embodying the design; + +(4) the date, if any, that the design was first made public, if such +date was earlier than the date of the application; + +(5) affirmation that the design has been fixed in a useful article; and + +(6) such other information as may be required by the Administrator. + +The application for registration may include a description setting forth +the salient features of the design, but the absence of such a +description shall not prevent registration under this chapter. + +(e) Sworn Statement. The application for registration shall be +accompanied by a statement under oath by the applicant or the +applicant's duly authorized agent or representative, setting forth, to +the best of the applicant's knowledge and belief- + +(1) that the design is original and was created by the designer or +designers named in the application; + +(2) that the design has not previously been registered on behalf of the +applicant or the applicant's predecessor in title; and + +(3) that the applicant is the person entitled to protection and to +registration under this chapter. + +If the design has been made public with the design notice prescribed in +section 1306, the statement shall also describe the exact form and +position of the design notice. + +(f) Effect of Errors. (1) Error in any statement or assertion as to the +utility of the useful article named in the application under this +section, the design of which is sought to be registered, shall not +affect the protection secured under this chapter. + +(2) Errors in omitting a joint designer or in naming an alleged joint +designer shall not affect the validity of the registration, or the +actual ownership or the protection of the design, unless it is shown +that the error occurred with deceptive intent. + +(g) Design Made in Scope of Employment. In a case in which the design +was made within the regular scope of the designer's employment and +individual authorship of the design is difficult or impossible to +ascribe and the application so states, the name and address of the +employer for whom the design was made may be stated instead of that of +the individual designer. + +(h) Pictorial Representation of Design. The application for registration +shall be accompanied by two copies of a drawing or other pictorial +representation of the useful article embodying the design, having one or +more views, adequate to show the design, in a form and style suitable +for reproduction, which shall be deemed a part of the application. + +(i) Design in More Than One Useful Article. If the distinguishing +elements of a design are in substantially the same form in different +useful articles, the design shall be protected as to all such useful +articles when protected as to one of them, but not more than one +registration shall be required for the design. + +(j) Application for More Than One Design. More than one design may be +included in the same application under such conditions as may be +prescribed by the Administrator. For each design included in an +application the fee prescribed for a single design shall be paid. + + +Section 1311. Benefit of earlier filing date in foreign country + +An application for registration of a design filed in the United States +by any person who has, or whose legal representative or predecessor or +successor in title has, previously filed an application for registration +of the same design in a foreign country which extends to designs of +owners who are citizens of the United States, or to applications filed +under this chapter, similar protection to that provided under this +chapter shall have that same effect as if filed in the United States on +the date on which the application was first filed in such foreign +country, if the application in the United States is filed within 6 +months after the earliest date on which any such foreign application was +filed. + + +Section 1312. Oaths and acknowledgments + +(a) In General. Oaths and acknowledgments required by this chapter- + +(1) may be made- + +(A) before any person in the United States authorized by law to +administer oaths; or + +(B) when made in a foreign country, before any diplomatic or consular +officer of the United States authorized to administer oaths, or before +any official authorized to administer oaths in the foreign country +concerned, whose authority shall be proved by a certificate of a +diplomatic or consular officer of the United States; and + +(2) shall be valid if they comply with the laws of the State or country +where made. + +(b) Written Declaration in Lieu of Oath. (1) The Administrator may by +rule prescribe that any document which is to be filed under this chapter +in the Office of the Administrator and which is required by any law, +rule, or other regulation to be under oath, may be subscribed to by a +written declaration in such form as the Administrator may prescribe, and +such declaration shall be in lieu of the oath otherwise required. + +(2) Whenever a written declaration under paragraph (1) is used, the +document containing the declaration shall state that willful false +statements are punishable by fine or imprisonment, or both, pursuant to +section 1001 of title 18, and may jeopardize the validity of the +application or document or a registration resulting therefrom. + + +Section 1313. Examination of application and issue or refusal of +registration [4] + +(a) Determination of Registrability of Design; Registration. + +Upon the filing of an application for registration in proper form under +section 1310, and upon payment of the fee prescribed under section 1316, +the Administrator shall determine whether or not the application relates +to a design which on its face appears to be subject to protection under +this chapter, and, if so, the Register shall register the design. +Registration under this subsection shall be announced by publication. +The date of registration shall be the date of publication. + +(b) Refusal To Register; Reconsideration. If, in the judgment of the +Administrator, the application for registration relates to a design +which on its face is not subject to protection under this chapter, the +Administrator shall send to the applicant a notice of refusal to +register and the grounds for the refusal. Within 3 months after the date +on which the notice of refusal is sent, the applicant may, by written +request, seek reconsideration of the application. After consideration of +such a request, the Administrator shall either register the design or +send to the applicant a notice of final refusal to register. + +(c) Application To Cancel Registration. Any person who believes he or +she is or will be damaged by a registration under this chapter may, upon +payment of the prescribed fee, apply to the Administrator at any time to +cancel the registration on the ground that the design is not subject to +protection under this chapter, stating the reasons for the request. Upon +receipt of an application for cancellation, the Administrator shall send +to the owner of the design, as shown in the records of the Office of the +Administrator, a notice of the application, and the owner shall have a +period of 3 months after the date on which such notice is mailed in +which to present arguments to the Administrator for support of the +validity of the registration. The Administrator shall also have the +authority to establish, by regulation, conditions under which the +opposing parties may appear and be heard in support of their arguments. +If, after the periods provided for the presentation of arguments have +expired, the Administrator determines that the applicant for +cancellation has established that the design is not subject to +protection under this chapter, the Administrator shall order the +registration stricken from the record. Cancellation under this +subsection shall be announced by publication, and notice of the +Administrator's final determination with respect to any application for +cancellation shall be sent to the applicant and to the owner of record. +Costs of the cancellation procedure under this subsection shall be borne +by the nonprevailing party or parties, and the Administrator shall have +the authority to assess and collect such costs. + + +Section 1314. Certification of registration + +Certificates of registration shall be issued in the name of the United +States under the seal of the Office of the Administrator and shall be +recorded in the official records of the Office. The certificate shall +state the name of the useful article, the date of filing of the +application, the date of registration, and the date the design was made +public, if earlier than the date of filing of the application, and shall +contain a reproduction of the drawing or other pictorial representation +of the design. If a description of the salient features of the design +appears in the application, the description shall also appear in the +certificate. A certificate of registration shall be admitted in any +court as prima facie evidence of the facts stated in the certificate. + + +Section 1315. Publication of announcements and indexes + +(a) Publications of the Administrator. The Administrator shall publish +lists and indexes of registered designs and cancellations of designs and +may also publish the drawings or other pictorial representations of +registered designs for sale or other distribution. + +(b) File of Representatives of Registered Designs. The Administrator +shall establish and maintain a file of the drawings or other pictorial +representations of registered designs. The file shall be available for +use by the public under such conditions as the Administrator may +prescribe. + + +Section 1316. Fees + +The Administrator shall by regulation set reasonable fees for the filing +of applications to register designs under this chapter and for other +services relating to the administration of this chapter, taking into +consideration the cost of providing these services and the benefit of a +public record. + + +Section 1317. Regulations + +The Administrator may establish regulations for the administration of +this chapter. + + +Section 1318. Copies of records + +Upon payment of the prescribed fee, any person may obtain a certified +copy of any official record of the Office of the Administrator that +relates to this chapter. That copy shall be admissible in evidence with +the same effect as the original. + + +Section 1319. Correction of errors in certificates + +The Administrator may, by a certificate of correction under seal, +correct any error in a registration incurred through the fault of the +Office, or, upon payment of the required fee, any error of a clerical or +typographical nature occurring in good faith but not through the fault +of the Office. Such registration, together with the certificate, shall +thereafter have the same effect as if it had been originally issued in +such corrected form. + + +Section 1320. Ownership and transfer [5] + +(a) Property Right in Design. The property right in a design subject to +protection under this chapter shall vest in the designer, the legal +representatives of a deceased designer or of one under legal incapacity, +the employer for whom the designer created the design in the case of a +design made within the regular scope of the designer's employment, or a +person to whom the rights of the designer or of such employer have been +transferred. The person in whom the property right is vested shall be +considered the owner of the design. + +(b) Transfer of Property Right. The property right in a registered +design, or a design for which an application for registration has been +or may be filed, may be assigned, granted, conveyed, or mortgaged by an +instrument in writing, signed by the owner, or may be bequeathed by +will. + +(c) Oath or Acknowledgment of Transfer. An oath or acknowledgment under +section 1312 shall be prima facie evidence of the execution of an +assignment, grant, conveyance, or mortgage under subsection (b). + +(d) Recordation of Transfer. An assignment, grant, conveyance, or +mortgage under subsection (b) shall be void as against any subsequent +purchaser or mortgagee for a valuable consideration, unless it is +recorded in the Office of the Administrator within 3 months after its +date of execution or before the date of such subsequent purchase or +mortgage. + + +Section 1321. Remedy for infringement + +(a) In General. The owner of a design is entitled, after issuance of a +certificate of registration of the design under this chapter, to +institute an action for any infringement of the design. + +(b) Review of Refusal To Register. (1) Subject to paragraph (2), the +owner of a design may seek judicial review of a final refusal of the +Administrator to register the design under this chapter by bringing a +civil action, and may in the same action, if the court adjudges the +design subject to protection under this chapter, enforce the rights in +that design under this chapter. + +(2) The owner of a design may seek judicial review under this section +if- + +(A) the owner has previously duly filed and prosecuted to final refusal +an application in proper form for registration of the design; + +(B) the owner causes a copy of the complaint in the action to be +delivered to the Administrator within 10 days after the commencement of +the action; and + +(C) the defendant has committed acts in respect to the design which +would constitute infringement with respect to a design protected under +this chapter. + +(c) Administrator as Party to Action. The Administrator may, at the +Administrator's option, become a party to the action with respect to the +issue of registrability of the design claim by entering an appearance +within 60 days after being served with the complaint, but the failure of +the Administrator to become a party shall not deprive the court of +jurisdiction to determine that issue. + +(d) Use of Arbitration To Resolve Dispute. The parties to an +infringement dispute under this chapter, within such time as may be +specified by the Administrator by regulation, may determine the dispute, +or any aspect of the dispute, by arbitration. Arbitration shall be +governed by title 9. The parties shall give notice of any arbitration +award to the Administrator, and such award shall, as between the parties +to the arbitration, be dispositive of the issues to which it relates. +The arbitration award shall be unenforceable until such notice is given. +Nothing in this subsection shall preclude the Administrator from +determining whether a design is subject to registration in a +cancellation proceeding under section 1313(c). + + +Section 1322. Injunctions + +(a) In General. A court having jurisdiction over actions under this +chapter may grant injunctions in accordance with the principles of +equity to prevent infringement of a design under this chapter, +including, in its discretion, prompt relief by temporary restraining +orders and preliminary injunctions. + +(b) Damages for Injunctive Relief Wrongfully Obtained. A seller or +distributor who suffers damage by reason of injunctive relief wrongfully +obtained under this section has a cause of action against the applicant +for such injunctive relief and may recover such relief as may be +appropriate, including damages for lost profits, cost of materials, loss +of good will, and punitive damages in instances where the injunctive +relief was sought in bad faith, and, unless the court finds extenuating +circumstances, reasonable attorney's fees. + + +Section 1323. Recovery for infringement + +(a) Damages. Upon a finding for the claimant in an action for +infringement under this chapter, the court shall award the claimant +damages adequate to compensate for the infringement. In addition, the +court may increase the damages to such amount, not exceeding $50,000 or +$1 per copy, whichever is greater, as the court determines to be just. +The damages awarded shall constitute compensation and not a penalty. The +court may receive expert testimony as an aid to the determination of +damages. + +(b) Infringer's Profits. As an alternative to the remedies provided in +subsection (a), the court may award the claimant the infringer's profits +resulting from the sale of the copies if the court finds that the +infringer's sales are reasonably related to the use of the claimant's +design. In such a case, the claimant shall be required to prove only the +amount of the infringer's sales and the infringer shall be required to +prove its expenses against such sales. + +(c) Statute of Limitations. No recovery under subsection (a) or (b) +shall be had for any infringement committed more than 3 years before the +date on which the complaint is filed. + +(d) Attorney's Fees. In an action for infringement under this chapter, +the court may award reasonable attorney's fees to the prevailing party. + +(e) Disposition of Infringing and Other Articles. The court may order +that all infringing articles, and any plates, molds, patterns, models, +or other means specifically adapted for making the articles, be +delivered up for destruction or other disposition as the court may +direct. + + +Section 1324. Power of court over registration + +In any action involving the protection of a design under this chapter, +the court, when appropriate, may order registration of a design under +this chapter or the cancellation of such a registration. Any such order +shall be certified by the court to the Administrator, who shall make an +appropriate entry upon the record. + + +Section 1325. Liability for action on registration fraudulently obtained + +Any person who brings an action for infringement knowing that +registration of the design was obtained by a false or fraudulent +representation materially affecting the rights under this chapter, shall +be liable in the sum of $10,000, or such part of that amount as the +court may determine. That amount shall be to compensate the defendant +and shall be charged against the plaintiff and paid to the defendant, in +addition to such costs and attorney's fees of the defendant as may be +assessed by the court. + + +Section 1326. Penalty for false marking + +(a) In General. Whoever, for the purpose of deceiving the public, marks +upon, applies to, or uses in advertising in connection with an article +made, used, distributed, or sold, a design which is not protected under +this chapter, a design notice specified in section 1306, or any other +words or symbols importing that the design is protected under this +chapter, knowing that the design is not so protected, shall pay a civil +fine of not more than $500 for each such offense. + +(b) Suit by Private Persons. Any person may sue for the penalty +established by subsection (a), in which event one-half of the penalty +shall be awarded to the person suing and the remainder shall be awarded +to the United States. + + +Section 1327. Penalty for false representation + +Whoever knowingly makes a false representation materially affecting the +rights obtainable under this chapter for the purpose of obtaining +registration of a design under this chapter shall pay a penalty of not +less than $500 and not more than $1,000, and any rights or privileges +that individual may have in the design under this chapter shall be +forfeited. + + +Section 1328. Enforcement by Treasury and Postal Service + +(a) Regulations. The Secretary of the Treasury and the United States +Postal Service shall separately or jointly issue regulations for the +enforcement of the rights set forth in section 1308 with respect to +importation. Such regulations may require, as a condition for the +exclusion of articles from the United States, that the person seeking +exclusion take any one or more of the following actions: + +(1) Obtain a court order enjoining, or an order of the International +Trade Commission under section 337 of the Tariff Act of 1930 excluding, +importation of the articles. + +(2) Furnish proof that the design involved is protected under this +chapter and that the importation of the articles would infringe the +rights in the design under this chapter. + +(3) Post a surety bond for any injury that may result if the detention +or exclusion of the articles proves to be unjustified. + +(b) Seizure and Forfeiture. Articles imported in violation of the rights +set forth in section 1308 are subject to seizure and forfeiture in the +same manner as property imported in violation of the customs laws. Any +such forfeited articles shall be destroyed as directed by the Secretary +of the Treasury or the court, as the case may be, except that the +articles may be returned to the country of export whenever it is shown +to the satisfaction of the Secretary of the Treasury that the importer +had no reasonable grounds for believing that his or her acts constituted +a violation of the law. + + +Section 1329. Relation to design patent law + +The issuance of a design patent under title 35, United States Code, for +an original design for an article of manufacture shall terminate any +protection of the original design under this chapter. + + +Section 1330. Common law and other rights unaffected + +Nothing in this chapter shall annul or limit- + +(1) common law or other rights or remedies, if any, available to or held +by any person with respect to a design which has not been registered +under this chapter; or + +(2) any right under the trademark laws or any right protected against +unfair competition. + + +Section 1331. Administrator; Office of the Administrator + +In this chapter, the "Administrator" is the Register of Copyrights, and +the "Office of the Administrator" and the "Office" refer to the +Copyright Office of the Library of Congress. + + +Section 1332. No retroactive effect + +Protection under this chapter shall not be available for any design that +has been made public under section 1310(b) before the effective date of +this chapter. + +------------------- +Chapter 13 Endnotes + +1 In 1998, the Vessel Hull Design Protection Act added chapter 13, +entitled "Protection of Original Designs," to title 17. Pub. L. No. +105-304, 112 Stat. 2860, 2905. The Vessel Hull Design Protection Act is +title V of the Digital Millennium Copyright Act, Pub. L. No. 105-304, +112 Stat. 2860. + +2 The Satellite Home Viewer Improvement Act of 1999 amended section +1301(b)(3) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. I +at 1501A-593. + +3 In 1999, section 1302(5) was amended to substitute "2 years" in lieu +of "1 year." Pub. L. No. 106-44, 113 Stat. 221, 222. + +4 The Satellite Home Viewer Improvement Act of 1999 amended section +1313(c) by adding at the end thereof the last sentence, which begins +"Costs of the cancellation procedure." Pub. L. No. 106-113, 113 Stat. +1501, app. I at 1501A-594. + +5 In 1999, section 1320 was amended to change the spelling in the +heading of subsection (c) from "acknowledgement" to "acknowledgment." +Pub. L. No. 106-44, 113 Stat. 221, 222. + +------------------------------------------------------------------------ + +Appendix I. Transitional and Supplementary Provisions of the +Copyright Act of 1976 [1] + +Sec. 102. This Act becomes effective on January 1, 1978, except as +otherwise expressly provided by this Act, including provisions of the +first section of this Act. The provisions of sections 118, 304(b), and +chapter 8 of title 17, as amended by the first section of this Act, take +effect upon enactment of this Act. + +Sec. 103. This Act does not provide copyright protection for any work +that goes into the public domain before January 1, 1978. The exclusive +rights, as provided by section 106 of title 17 as amended by the first +section of this Act, to reproduce a work in phonorecords and to +distribute phonorecords of the work, do not extend to any nondramatic +musical work copyrighted before July 1, 1909. + +Sec. 104. All proclamations issued by the President under section 1(e) +or 9(b) of title 17 as it existed on December 31, 1977, or under +previous copyright statutes of the United States, shall continue in +force until terminated, suspended, or revised by the President. + +Sec. 105. (a)(1) Section 505 of title 44 is amended to read as follows: + +"Sec. 505. Sale of duplicate plates + +"The Public Printer shall sell, under regulations of the Joint Committee +on Printing to persons who may apply, additional or duplicate stereotype +or electrotype plates from which a Government publication is printed, at +a price not to exceed the cost of composition, the metal, and making to +the Government, plus 10 per centum, and the full amount of the price +shall be paid when the order is filed." + +(2) The item relating to section 505 in the sectional analysis at the +beginning of chapter 5 of title 44, is amended to read as follows: + +"505. Sale of duplicate plates.". + +(b) Section 2113 of title 44 is amended to read as follows: + + +[To assist the reader, section 2113 of title 44, now designated section +2117, appears in part VII of the Appendix, *infra*, as currently +amended.] + + +(c) In section 1498(b) of title 28, the phrase "section 101(b) of title +17" is amended to read "section 504(c) of title 17". + +(d) Section 543(a)(4) of the Internal Revenue Code of 1954, as amended, +is amended by striking out "(other than by reason of section 2 or 6 +thereof)". + +(e) Section 3202(a) of title 39 is amended by striking out clause (5). +Section 3206 of title 39 is amended by deleting the words "subsections +(b) and (c)" and inserting "subsection (b)" in subsection (a), and by +deleting subsection (c). Section 3206(d) is renumbered (c). + +(f) Subsection (a) of section 290(e) of title 15 is amended by deleting +the phrase "section 8" and inserting in lieu thereof the phrase "section +105". [2] + +(g) Section 131 of title 2 is amended by deleting the phrase "deposit to +secure copyright," and inserting in lieu thereof the phrase "acquisition +of material under the copyright law,". + +Sec. 106. In any case where, before January 1, 1978, a person has +lawfully made parts of instruments serving to reproduce mechanically a +copyrighted work under the compulsory license provisions of section 1(e) +of title 17 as it existed on December 31, 1977, such person may continue +to make and distribute such parts embodying the same mechanical +reproduction without obtaining a new compulsory license under the terms +of section 115 of title 17 as amended by the first section of this Act. +However, such parts made on or after January 1, 1978, constitute +phonorecords and are otherwise subject to the provisions of said section +115. + +Sec. 107. In the case of any work in which an ad interim copyright is +subsisting or is capable of being secured on December 31, 1977, under +section 22 of title 17 as it existed on that date, copyright protection +is hereby extended to endure for the term or terms provided by section +304 of title 17 as amended by the first section of this Act. + +Sec. 108. The notice provisions of sections 401 through 403 of title 17 +as amended by the first section of this Act apply to all copies or +phonorecords publicly distributed on or after January 1, 1978. However, +in the case of a work published before January 1, 1978, compliance with +the notice provisions of title 17 either as it existed on December 31, +1977, or as amended by the first section of this Act, is adequate with +respect to copies publicly distributed after December 31, 1977. + +Sec. 109. The registration of claims to copyright for which the required +deposit, application, and fee were received in the Copyright Office +before January 1, 1978, and the recordation of assignments of copyright +or other instruments received in the Copyright Office before January 1, +1978, shall be made in accordance with title 17 as it existed on +December 31, 1977. + +Sec. 110. The demand and penalty provisions of section 14 of title 17 as +it existed on December 31, 1977, apply to any work in which copyright +has been secured by publication with notice of copyright on or before +that date, but any deposit and registration made after that date in +response to a demand under that section shall be made in accordance with +the provisions of title 17 as amended by the first section of this Act. + +Sec. 111. Section 2318 of title 18 of the United States Code is amended +to read as follows: + + +[To assist the reader, section 2318 of title 18, as currently amended, +along with related criminal provisions, appears in part VII of the +Appendix, *infra*.] + + +Sec. 112. All causes of action that arose under title 17 before January +1, 1978, shall be governed by title 17 as it existed when the cause of +action arose. + +Sec. 113. (a) The Librarian of Congress (hereinafter referred to as the +"Librarian") shall establish and maintain in the Library of Congress a +library to be known as the American Television and Radio Archives +(hereinafter referred to as the "Archives"). The purpose of the Archives +shall be to preserve a permanent record of the television and radio +programs which are the heritage of the people of the United States and +to provide access to such programs to historians and scholars without +encouraging or causing copyright infringement. + +(1) The Librarian, after consultation with interested organizations and +individuals, shall determine and place in the Archives such copies and +phonorecords of television and radio programs transmitted to the public +in the United States and in other countries which are of present or +potential public or cultural interest, historical significance, +cognitive value, or otherwise worthy of preservation, including copies +and phonorecords of published and unpublished transmission programs- + +(A) acquired in accordance with sections 407 and 408 of title 17 as +amended by the first section of this Act; and + +(B) transferred from the existing collections of the Library of +Congress; and + +(C) given to or exchanged with the Archives by other libraries, +archives, organizations, and individuals; and + +(D) purchased from the owner thereof. + +(2) The Librarian shall maintain and publish appropriate catalogs and +indexes of the collections of the Archives, and shall make such +collections available for study and research under the conditions +prescribed under this section. + +(b) Notwithstanding the provisions of section 106 of title 17 as amended +by the first section of this Act, the Librarian is authorized with +respect to a transmission program which consists of a regularly +scheduled newscast or on-the-spot coverage of news events and, under +standards and conditions that the Librarian shall prescribe by +regulation- + +(1) to reproduce a fixation of such a program, in the same or another +tangible form, for the purposes of preservation or security or for +distribution under the conditions of clause (3) of this subsection; and + +(2) to compile, without abridgment or any other editing, portions of +such fixations according to subject matter, and to reproduce such +compilations for the purpose of clause (1) of this subsection; and + +(3) to distribute a reproduction made under clause (1) or (2) of this +subsection- + +(A) by loan to a person engaged in research; and + +(B) for deposit in a library or archives which meets the requirements of +section 108(a) of title 17 as amended by the first section of this Act, + +in either case for use only in research and not for further reproduction +or performance. + +(c) The Librarian or any employee of the Library who is acting under the +authority of this section shall not be liable in any action for +copyright infringement committed by any other person unless the +Librarian or such employee knowingly participated in the act of +infringement committed by such person. Nothing in this section shall be +construed to excuse or limit liability under title 17 as amended by the +first section of this Act for any act not authorized by that title or +this section, or for any act performed by a person not authorized to act +under that title or this section. + +(d) This section may be cited as the "American Television and Radio +Archives Act". + +Sec. 114. There are hereby authorized to be appropriated such funds as +may be necessary to carry out the purposes of this Act. + +Sec. 115. If any provision of title 17, as amended by the first section +of this Act, is declared unconstitutional, the validity of the remainder +of this title is not affected. + +------------------- +Appendix I Endnotes + +1 Part I of the Appendix contains the Transitional and Supplementary +Provisions of the Copyright Act of 1976, Pub. L. No. 94-533, 90 Stat. +2541, that do not amend title 17 of the *United States Code.* + +2 The correct reference is to "290e," not "290(e)." + +------------------------------------------------------------------------ + +Appendix II. Berne Convention Implementation Act of 1988 [1] + +Sec. 2. Declarations. + +The Congress makes the following declarations: + +(1) The Convention for the Protection of Literary and Artistic Works, +signed at Berne, Switzerland, on September 9, 1886, and all acts, +protocols, and revisions thereto (hereafter in this Act referred to as +the "Berne Convention") are not self-executing under the Constitution +and laws of the United States. + +(2) The obligations of the United States under the Berne Convention may +be performed only pursuant to appropriate domestic law. + +(3) The amendments made by this Act, together with the law as it exists +on the date of the enactment of this Act, satisfy the obligations of the +United States in adhering to the Berne Convention and no further rights +or interests shall be recognized or created for that purpose. + +Sec. 3. Construction of the Berne Convention. + +(a) Relationship With Domestic Law. The provisions of the Berne +Convention- + +(1) shall be given effect under title 17, as amended by this Act, and +any other relevant provision of Federal or State law, including the +common law; and + +(2) shall not be enforceable in any action brought pursuant to the +provisions of the Berne Convention itself. + +(b) Certain Rights Not Affected. The provisions of the Berne Convention, +the adherence of the United States thereto, and satisfaction of United +States obligations thereunder, do not expand or reduce any right of an +author of a work, whether claimed under Federal, State, or the common +law- + +(1) to claim authorship of the work; or + +(2) to object to any distortion, mutilation, or other modification of, +or other derogatory action in relation to, the work, that would +prejudice the author's honor or reputation. + +Sec. 12. Works in the public domain. + +Title 17, United States Code, as amended by this Act, does not provide +copyright protection for any work that is in the public domain in the +United States. + +Sec. 13. Effective date: effect on pending cases. + +(a) Effective Date. This Act and the amendments made by this Act take +effect on the date on which the Berne Convention (as defined in section +101 of title 17, United States Code) enters into force with respect to +the United States. [2] + +(b) Effect on Pending Cases. Any cause of action arising under title 17, +United States Code, before the effective date of this Act shall be +governed by the provisions of such title as in effect when the cause of +action arose. + +-------------------- +Appendix II Endnotes + +1 Part II of the Appendix consists of provisions of the Berne +Convention Implementation Act of 1988, Pub. L. No. 100-568, 102 Stat. +2853, that do not amend title 17 of the *United States Code.* + +2 The Berne Convention entered into force in the United States on March +1, 1989. + +------------------------------------------------------------------------ + +Appendix III. Uruguay Round Agreements Act [1] + +Sec. 2. Definitions. + +For purposes of this Act: + +(1) GATT 1947; GATT 1994. + +(A) GATT 1947. The term "GATT 1947" means the General Agreement on +Tariffs and Trade, dated October 30, 1947, annexed to the Final Act +Adopted at the Conclusion of the Second Session of the Preparatory +Committee of the United Nations Conference on Trade and Employment, as +subsequently rectified, amended, or modified by the terms of legal +instruments which have entered into force before the date of entry into +force of the WTO Agreement. + +(B) GATT 1994. The term "GATT 1994" means the General Agreement on +Tariffs and Trade annexed to the WTO Agreement. + +(2) HTS. The term "HTS" means the Harmonized Tariff Schedule of the +United States. + +(3)International trade commission. The term "International Trade +Commission" means the United States International Trade Commission. + +(4) Multilateral trade agreement. The term "multilateral trade +agreement" means an agreement described in section 101(d) of this Act +(other than an agreement described in paragraph (17) or (18) of such +section). + +(5) Schedule XX. The term "Schedule XX" means Schedule XX - United States +of America annexed to the Marrakesh Protocol to the GATT 1994. + +(6) Trade representative. The term "Trade Representative" means the +United States Trade Representative. + +(7) Uruguay round agreements. The term "Uruguay Round Agreements" means +the agreements approved by the Congress under section 101(a)(1). + +(8) World trade organization and WTO. The terms "World Trade +Organization" and "WTO" mean the organization established pursuant to +the WTO Agreement. + +(9) WTO agreement. The term "WTO Agreement" means the Agreement +Establishing the World Trade Organization entered into on April 15, +1994. + +(10) WTO member and WTO member country. The terms "WTO member" and "WTO +member country" mean a state, or separate customs territory (within the +meaning of Article XII of the WTO Agreement), with respect to which the +United States applies the WTO Agreement. + +Sec. 101. Approval and entry into force of the Uruguay Round Agreements. + +(a) Approval of Agreements and Statement of Administrative Action. +Pursuant to section 1103 of the Omnibus Trade and Competitiveness Act of +1988 (19 U.S.C. 2903) and section 151 of the Trade Act of 1974 (19 +U.S.C. 2191), the Congress approves- + +(1) the trade agreements described in subsection (d) resulting from the +Uruguay Round of multilateral trade negotiations under the auspices of +the General Agreement on Tariffs and Trade, entered into on April 15, +1994, and submitted to the Congress on September 27, 1994; and + +(2) the statement of administrative action proposed to implement the +agreements that was submitted to the Congress on September 27, 1994. + +(b) Entry Into Force. At such time as the President determines that a +sufficient number of foreign countries are accepting the obligations of +the Uruguay Round Agreements, in accordance with article XIV of the WTO +Agreement, to ensure the effective operation of, and adequate benefits +for the United States under, those Agreements, the President may accept +the Uruguay Round Agreements and implement article VIII of the WTO +Agreement. + +(c) Authorization of Appropriations. There are authorized to be +appropriated annually such sums as may be necessary for the payment by +the United States of its share of the expenses of the WTO. + +(d) Trade Agreements to Which This Act Applies. Subsection (a) applies +to the WTO Agreement and to the following agreements annexed to that +Agreement: + +(1) The General Agreement on Tariffs and Trade 1994. + +(2) The Agreement on Agriculture. + +(3) The Agreement on the Application of Sanitary and Phytosanitary +Measures. + +(4) The Agreement on Textiles and Clothing. + +(5) The Agreement on Technical Barriers to Trade. + +(6) The Agreement on Trade-Related Investment Measures. + +(7) The Agreement on Implementation of Article VI of the General +Agreement on Tariffs and Trade 1994. + +(8) The Agreement on Implementation of Article VII of the General +Agreement on Tariffs and Trade 1994. + +(9) The Agreement on Preshipment Inspection. + +(10) The Agreement on Rules of Origin. + +(11) The Agreement on Import Licensing Procedures. + +(12) The Agreement on Subsidies and Countervailing Measures. + +(13) The Agreement on Safeguards. + +(14) The General Agreement on Trade in Services. + +(15) The Agreement on Trade-Related Aspects of Intellectual Property +Rights. + +(16) The Understanding on Rules and Procedures Governing the Settlement +of Disputes. + +(17) The Agreement on Government Procurement. + +(18) The International Bovine Meat Agreement. + +Sec. 102. Relationship of the agreements to United States law and +state law. + +(a) Relationship of Agreements to United States Law. + +(1) United states law to prevail in conflict. No provision of any of the +Uruguay Round Agreements, nor the application of any such provision to +any person or circumstance, that is inconsistent with any law of the +United States shall have effect. + +(2) Construction. Nothing in this Act shall be construed + +(A) to amend or modify any law of the United States, including any law +relating to- + +(i) the protection of human, animal, or plant life or health, + +(ii) the protection of the environment, or + +(iii) worker safety, or + +(B) to limit any authority conferred under any law of the United States, +including section 301 of the Trade Act of 1974, + +unless specifically provided for in this Act. + +(b) Relationship of Agreements to State Law.- + +(1) Federal-State Consultation. + +(A) In General. Upon the enactment of this Act, the President shall, +through the intergovernmental policy advisory committees on trade +established under section 306(c)(2)(A) of the Trade and Tariff Act of +1984 (19 U.S.C. 2114c(2)(A)), consult with the States for the purpose of +achieving conformity of State laws and practices with the Uruguay Round +Agreements. + +(B) Federal-State Consultation Process. The Trade Representative shall +establish within the Office of the United States Trade Representative a +Federal-State consultation process for addressing issues relating to the +Uruguay Round Agreements that directly relate to, or will potentially +have a direct effect on, the States. The Federal-State consultation +process shall include procedures under which- + +(i) the States will be informed on a continuing basis of matters under +the Uruguay Round Agreements that directly relate to, or will +potentially have a direct impact on, the States; + +(ii) the States will be provided an opportunity to submit, on a +continuing basis, to the Trade Representative information and advice +with respect to matters referred to in clause (i); and + +(iii) the Trade Representative will take into account the information +and advice received from the States under clause (ii) when formulating +United States positions regarding matters referred to in clause (i). + +The Federal Advisory Committee Act (5 U.S.C. App.) shall not apply to +the Federal-State consultation process established by this paragraph. + +(C) Federal-State Cooperation in WTO Dispute Settlement. + +(i) When a WTO member requests consultations with the United States +under Article 4 of the Understanding on Rules and Procedures Governing +the Settlement of Disputes referred to in section 101(d)(16) (hereafter +in this subsection referred to as the "Dispute Settlement +Understanding") concerning whether the law of a State is inconsistent +with the obligations undertaken by the United States in any of the +Uruguay Round Agreements, the Trade Representative shall notify the +Governor of the State or the Governor's designee, and the chief legal +officer of the jurisdiction whose law is the subject of the +consultations, as soon as possible after the request is received, but in +no event later than 7 days thereafter. + +(ii) Not later than 30 days after receiving such a request for +consultations, the Trade Representative shall consult with +representatives of the State concerned regarding the matter. If the +consultations involve the laws of a large number of States, the Trade +Representative may consult with an appropriate group of representatives +of the States concerned, as determined by those States. + +(iii) The Trade Representative shall make every effort to ensure that +the State concerned is involved in the development of the position of +the United States at each stage of the consultations and each subsequent +stage of dispute settlement proceedings regarding the matter. In +particular, the Trade Representative shall- + +(I) notify the State concerned not later than 7 days after a WTO member +requests the establishment of a dispute settlement panel or gives notice +of the WTO member's decision to appeal a report by a dispute settlement +panel regarding the matter; and + +(II) provide the State concerned with the opportunity to advise and +assist the Trade Representative in the preparation of factual +information and argumentation for any written or oral presentations by +the United States in consultations or in proceedings of a panel or the +Appellate Body regarding the matter. + +(iv) If a dispute settlement panel or the Appellate Body finds that the +law of a State is inconsistent with any of the Uruguay Round Agreements, +the Trade Representative shall consult with the State concerned in an +effort to develop a mutually agreeable response to the report of the +panel or the Appellate Body and shall make every effort to ensure that +the State concerned is involved in the development of the United States +position regarding the response. + +(D) Notice to States Regarding Consultations on Foreign Subcentral +Government Laws. + +(i) Subject to clause (ii), the Trade Representative shall, at least 30 +days before making a request for consultations under Article 4 of the +Dispute Settlement Understanding regarding a subcentral government +measure of another WTO member, notify, and solicit the views of, +appropriate representatives of each State regarding the matter. + +(ii) In exigent circumstances clause (i) shall not apply, in which case +the Trade Representative shall notify the appropriate representatives of +each State not later than 3 days after making the request for +consultations referred to in clause (i). + +(2) Legal Challenge. + +(A) In General. No State law, or the application of such a State law, +may be declared invalid as to any person or circumstance on the ground +that the provision or application is inconsistent with any of the +Uruguay Round Agreements, except in an action brought by the United +States for the purpose of declaring such law or application invalid. + +(B) Procedures Governing Action. In any action described in subparagraph +(A) that is brought by the United States against a State or any +subdivision thereof + +(i) a report of a dispute settlement panel or the Appellate Body +convened under the Dispute Settlement Understanding regarding the State +law, or the law of any political subdivision thereof, shall not be +considered as binding or otherwise accorded deference; + +(ii) the United States shall have the burden of proving that the law +that is the subject of the action, or the application of that law, is +inconsistent with the agreement in question; + +(iii) any State whose interests may be impaired or impeded in the action +shall have the unconditional right to intervene in the action as a +party, and the United States shall be entitled to amend its complaint to +include a claim or cross-claim concerning the law of a State that so +intervenes; and + +(iv) any State law that is declared invalid shall not be deemed to have +been invalid in its application during any period before the court's +judgment becomes final and all timely appeals, including discretionary +review, of such judgment are exhausted. + +(C) Reports to Congressional Committees. At least 30 days before the +United States brings an action described in subparagraph (A), the Trade +Representative shall provide a report to the Committee on Ways and Means +of the House of Representatives and the Committee on Finance of the +Senate- + +(i) describing the proposed action; + +(ii) describing efforts by the Trade Representative to resolve the +matter with the State concerned by other means; and + +(iii) if the State law was the subject of consultations under the +Dispute Settlement Understanding, certifying that the Trade +Representative has substantially complied with the requirements of +paragraph (1)(C) in connection with the matter. + +Following the submission of the report, and before the action is +brought, the Trade Representative shall consult with the committees +referred to in the preceding sentence concerning the matter. + +(3) Definition of State Law. For purposes of this subsection- + +(A) the term "State law" includes- + +(i) any law of a political subdivision of a State; and + +(ii) any State law regulating or taxing the business of insurance; and + +(B) the terms "dispute settlement panel" and "Appellate Body" have the +meanings given those terms in section 121. + +(c) Effect of Agreement With Respect to Private Remedies. + +(1) Limitations. No person other than the United States- + +(A) shall have any cause of action or defense under any of the Uruguay +Round Agreements or by virtue of congressional approval of such an +agreement, or + +(B) may challenge, in any action brought under any provision of law, any +action or inaction by any department, agency, or other instrumentality +of the United States, any State, or any political subdivision of a State +on the ground that such action or inaction is inconsistent with such +agreement. + +(2) Intent of congress. It is the intention of the Congress through +paragraph (1) to occupy the field with respect to any cause of action or +defense under or in connection with any of the Uruguay Round Agreements, +including by precluding any person other than the United States from +bringing any action against any State or political subdivision thereof +or raising any defense to the application of State law under or in +connection with any of the Uruguay Round Agreements- + +(A) on the basis of a judgment obtained by the United States in an +action brought under any such agreement; or + +(B) on any other basis. + +(d) Statement of Administrative Action. The statement of administrative +action approved by the Congress under section 101(a) shall be regarded +as an authoritative expression by the United States concerning the +interpretation and application of the Uruguay Round Agreements and this +Act in any judicial proceeding in which a question arises concerning +such interpretation or application. + +Sec. 103. Implementing actions in anticipation of entry into force; +regulations. + +(a) Implementing Actions. After the date of the enactment of this Act- + +(1) the President may proclaim such actions, and + +(2) other appropriate officers of the United States Government may issue +such regulations, + +as may be necessary to ensure that any provision of this Act, or +amendment made by this Act, that takes effect on the date any of the +Uruguay Round Agreements enters into force with respect to the United +States is appropriately implemented on such date. Such proclamation or +regulation may not have an effective date earlier than the date of entry +into force with respect to the United States of the agreement to which +the proclamation or regulation relates. + +(b) Regulations. Any interim regulation necessary or appropriate to +carry out any action proposed in the statement of administrative action +approved under section 101(a) to implement an agreement described in +section 101(d) (7), (12), or (13) shall be issued not later than 1 year +after the date on which the agreement enters into force with respect to +the United States. + +-------------------- +Appendix III Endnote + +1 Part III of the Appendix consists of provisions of the Uruguay Round +Agreements Act, Pub. L. No. 103-465, 108 Stat. 4809, that do not amend +title 17 of the *United States Code.* + +------------------------------------------------------------------------ + +Appendix IV. GATT/Trade-Related Aspects of Intellectual +Property Rights (TRIPs) Agreement, Part II: [1] + +Section 6: Layout-Designs (Topographies) of Integrated Circuits + +Article 35 + +Relation to IPIC Treaty + +Members agree to provide protection to the layout-designs (topographies) +of integrated circuits (hereinafter referred to as "layout-designs") in +accordance with Articles 2-7 (other than paragraph 3 of Article 6), +Article 12 and paragraph 3 of Article 16 of the Treaty on Intellectual +Property in Respect of Integrated Circuits and, in addition, to comply +with the following provisions. + +Article 36 + +Scope of the Protection [2] + +Subject to the provisions of paragraph 1 of Article 37 below, Members +shall consider unlawful the following acts if performed without the +authorization of the right holder: importing, selling, or otherwise +distributing for commercial purposes a protected layout-design, an +integrated circuit in which a protected layout-design is incorporated, +or an article incorporating such an integrated circuit only insofar as +it continues to contain an unlawfully reproduced layout-design. + +Article 37 + +Acts not Requiring the Authorization of the Right Holder + +1. Notwithstanding Article 36 above, no Member shall consider unlawful +the performance of any of the acts referred to in that Article in +respect of an integrated circuit incorporating an unlawfully reproduced +layout-design or any article incorporating such an integrated circuit +where the person performing or ordering such acts did not know and had +no reasonable ground to know, when acquiring the integrated circuit or +article incorporating such an integrated circuit, that it incorporated +an unlawfully reproduced layout-design. Members shall provide that, +after the time that such person has received sufficient notice that the +layout-design was unlawfully reproduced, he may perform any of the acts +with respect to the stock on hand or ordered before such time, but shall +be liable to pay to the right holder a sum equivalent to a reasonable +royalty such as would be payable under a freely negotiated license in +respect of such a layout-design. + +2. The conditions set out in sub-paragraphs (a)-(k) of Article 31 above +shall apply *mutatis mutandis* in the event of any non-voluntary +licensing of a layout-design or of its use by or for the government +without the authorization of the right holder. + +Article 38 + +Term of Protection + +1. In Members requiring registration as a condition of protection, the +term of protection of layout-designs shall not end before the expiration +of a period of ten years counted from the date of filing an application +for registration or from the first commercial exploitation wherever in +the world it occurs. + +2. In Members not requiring registration as a condition for protection, +layout-designs shall be protected for a term of no less than ten years +from the date of the first commercial exploitation wherever in the world +it occurs. + +3. Notwithstanding paragraphs 1 and 2 above, a Member may provide that +protection shall lapse fifteen years after the creation of the layout- +design. + +-------------------- +Appendix IV Endnotes + +1 For an explanation of the relationship of this section of TRIPs to +title 17 of the *United States Code*, see the second paragraph of +endnote 8, chapter 9, *supra.* + +2 The term "right holder" in this section shall be understood as having +the same meaning as the term "holder of the right" in the Treaty on +Intellectual Property in Respect of Integrated Circuits, done at +Washington, D.C., on May 26, 1989. + +------------------------------------------------------------------------ + +Appendix V. Additional Provisions of the Digital Millennium +Copyright Act [1] + +Section 1. Short Title. + +This Act may be cited as the "Digital Millennium Copyright Act". + +Title I-WIPO Treaties Implementation + +SEC. 101. SHORT TITLE. + +This title may be cited as the "WIPO Copyright and Performances and +Phonograms Treaties Implementation Act of 1998". + +* * * * * * * + +SEC. 104. EVALUATION OF IMPACT OF COPYRIGHT LAW AND AMENDMENTS ON +ELECTRONIC COMMERCE AND TECHNOLOGICAL DEVELOPMENT. + +(a) Evaluation by the Register of Copyrights and the Assistant Secretary +for Communications and Information. The Register of Copyrights and the +Assistant Secretary for Communications and Information of the Department +of Commerce shall jointly evaluate- + +(1) the effects of the amendments made by this title and the development +of electronic commerce and associated technology on the operation of +sections 109 and 117 of title 17, United States Code; and + +(2) the relationship between existing and emergent technology and the +operation of sections 109 and 117 of title 17, United States Code. + +(b) Report to Congress. The Register of Copyrights and the Assistant +Secretary for Communications and Information of the Department of +Commerce shall, not later than 24 months after the date of the enactment +of this Act, submit to the Congress a joint report on the evaluation +conducted under subsection (a), including any legislative +recommendations the Register and the Assistant Secretary may have. + +SEC. 105. EFFECTIVE DATE. + +(a) In General. Except as otherwise provided in this title, this title +and the amendments made by this title shall take effect on the date of +the enactment of this Act. + +(b) Amendments Relating to Certain International Agreements. (1) The +following shall take effect upon the entry into force of the WIPO +Copyright Treaty with respect to the United States: + +(A) Paragraph (5) of the definition of "international agreement" +contained in section 101 of title 17, United States Code, as amended by +section 102(a)(4) of this Act. + +(B) The amendment made by section 102(a)(6) of this Act. + +(C) Subparagraph (C) of section 104A(h)(1) of title 17, United States +Code, as amended by section 102(c)(1) of this Act. + +(D) Subparagraph (C) of section 104A(h)(3) of title 17, United States +Code, as amended by section 102(c)(2) of this Act. + +(2) The following shall take effect upon the entry into force of the +WIPO Performances and Phonograms Treaty with respect to the United +States: + +(A) Paragraph (6) of the definition of "international agreement" +contained in section 101 of title 17, United States Code, as amended by +section 102(a)(4) of this Act. + +(B) The amendment made by section 102(a)(7) of this Act. + +(C) The amendment made by section 102(b)(2) of this Act. + +(D) Subparagraph (D) of section 104A(h)(1) of title 17, United States +Code, as amended by section 102(c)(1) of this Act. + +(E) Subparagraph (D) of section 104A(h)(3) of title 17, United States +Code, as amended by section 102(c)(2) of this Act. + +(F) The amendments made by section 102(c)(3) of this Act. + +* * * * * * * + +Title II - Online Copyright Infringement Liability Limitation + +SEC. 201. SHORT TITLE. + +This title may be cited as the "Online Copyright Infringement Liability +Limitation Act". + +* * * * * * * + +SEC. 203. EFFECTIVE DATE. + +This title and the amendments made by this title shall take effect on +the date of the enactment of this Act. + +* * * * * * * + +Title IV - Miscellaneous Provisions + +SEC. 401. PROVISIONS RELATING TO THE COMMISSIONER OF PATENTS AND +TRADEMARKS AND THE REGISTER OF COPYRIGHTS- + +(a) Compensation. (1) Section 3(d) of title 35, United States Code, is +amended by striking "prescribed by law for Assistant Secretaries of +Commerce" and inserting "in effect for level III of the Executive +Schedule under section 5314 of title 5, United States Code". + +* * * * * * * + +(3) Section 5314 of title 5, United States Code, is amended by adding at +the end the following: + +"Assistant Secretary of Commerce and Commissioner of Patents and +Trademarks. + +"Register of Copyrights.". + +* * * * * * * + +SEC. 403. LIMITATIONS ON EXCLUSIVE RIGHTS; DISTANCE EDUCATION. + +(a) Recommendations by Register of Copyrights. Not later than 6 months +after the date of the enactment of this Act, the Register of Copyrights, +after consultation with representatives of copyright owners, nonprofit +educational institutions, and nonprofit libraries and archives, shall +submit to the Congress recommendations on how to promote distance +education through digital technologies, including interactive digital +networks, while maintaining an appropriate balance between the rights of +copyright owners and the needs of users of copyrighted works. Such +recommendations shall include any legislation the Register of Copyrights +considers appropriate to achieve the objective described in the +preceding sentence. + +(b) Factors. In formulating recommendations under subsection (a), the +Register of Copyrights shall consider- + +(1) the need for an exemption from exclusive rights of copyright owners +for distance education through digital networks; + +(2) the categories of works to be included under any distance education +exemption; + +(3) the extent of appropriate quantitative limitations on the portions +of works that may be used under any distance education exemption; + +(4) the parties who should be entitled to the benefits of any distance +education exemption; + +(5) the parties who should be designated as eligible recipients of +distance education materials under any distance education exemption; + +(6) whether and what types of technological measures can or should be +employed to safeguard against unauthorized access to, and use or +retention of, copyrighted materials as a condition of eligibility for +any distance education exemption, including, in light of developing +technological capabilities, the exemption set out in section 110(2) of +title 17, United States Code; + +(7) the extent to which the availability of licenses for the use of +copyrighted works in distance education through interactive digital +networks should be considered in assessing eligibility for any distance +education exemption; and + +(8) such other issues relating to distance education through interactive +digital networks that the Register considers appropriate. + +* * * * * * * + +SEC. 405. SCOPE OF EXCLUSIVE RIGHTS IN SOUND RECORDINGS; + +EPHEMERAL RECORDINGS. + +(a) Scope of Exclusive Rights in Sound Recordings. + +* * * * * * * + +(5) The amendment made by paragraph (2)(B)(i)(III) of this subsection +shall be deemed to have been enacted as part of the Digital Performance +Right in Sound Recordings Act of 1995, and the publication of notice of +proceedings under section 114(f)(1) of title 17, United States Code, as +in effect upon the effective date of that Act, for the determination of +royalty payments shall be deemed to have been made for the period +beginning on the effective date of that Act and ending on December 1, +2001. + +(6) The amendments made by this subsection do not annul, limit, or +otherwise impair the rights that are preserved by section 114 of title +17, United States Code, including the rights preserved by subsections +(c), (d)(4), and (i) of such section. + +* * * * * * * + +(c) Scope of Section 112(a) of Title 17 Not Affected. + +Nothing in this section or the amendments made by this section shall +affect the scope of section 112(a) of title 17, United States Code, or +the entitlement of any person to an exemption thereunder. + +* * * * * * * + +SEC. 406. ASSUMPTION OF CONTRACTUAL OBLIGATIONS RELATED TO- + +TRANSFERS OF RIGHTS IN MOTION PICTURES. + +(a) In General. Part VI of title 28, United States Code, is amended by +adding at the end the following new chapter: + +"CHAPTER 180-ASSUMPTION OF +CERTAIN CONTRACTUAL OBLIGATIONS + +"Sec. 4001. Assumption of contractual obligations related to transfers +of rights in motion pictures. + +"Sec. 4001. Assumption of contractual obligations related to transfers +of rights in motion pictures + +"(a) Assumption of Obligations. (1) In the case of a transfer of +copyright ownership under United States law in a motion picture (as the +terms 'transfer of copyright ownership' and 'motion picture' are defined +in section 101 of title 17) that is produced subject to 1 or more +collective bargaining agreements negotiated under the laws of the United +States, if the transfer is executed on or after the effective date of +this chapter and is not limited to public performance rights, the +transfer instrument shall be deemed to incorporate the assumption +agreements applicable to the copyright ownership being transferred that +are required by the applicable collective bargaining agreement, and the +transferee shall be subject to the obligations under each such +assumption agreement to make residual payments and provide related +notices, accruing after the effective date of the transfer and +applicable to the exploitation of the rights transferred, and any +remedies under each such assumption agreement for breach of those +obligations, as those obligations and remedies are set forth in the +applicable collective bargaining agreement, if- + +"(A) the transferee knows or has reason to know at the time of the +transfer that such collective bargaining agreement was or will be +applicable to the motion picture; or + +"(B) in the event of a court order confirming an arbitration award +against the transferor under the collective bargaining agreement, the +transferor does not have the financial ability to satisfy the award +within 90 days after the order is issued. + +"(2) For purposes of paragraph (1)(A), 'knows or has reason to know' +means any of the following: + +"(A) Actual knowledge that the collective bargaining agreement was or +will be applicable to the motion picture. + +"(B)(i) Constructive knowledge that the collective bargaining agreement +was or will be applicable to the motion picture, arising from +recordation of a document pertaining to copyright in the motion picture +under section 205 of title 17 or from publication, at a site available +to the public on-line that is operated by the relevant union, of +information that identifies the motion picture as subject to a +collective bargaining agreement with that union, if the site permits +commercially reasonable verification of the date on which the +information was available for access. + +"(ii) Clause (i) applies only if the transfer referred to in subsection +(a)(1) occurs- + +"(I) after the motion picture is completed, or + +"(II) before the motion picture is completed and- + +"(aa) within 18 months before the filing of an application for +copyright registration for the motion picture under section 408 of title +17, or + +"(bb) if no such application is filed, within 18 months before the +first publication of the motion picture in the United States. + +"(C) Awareness of other facts and circumstances pertaining to a +particular transfer from which it is apparent that the collective +bargaining agreement was or will be applicable to the motion picture. + +"(b) Scope of Exclusion of Transfers of Public Performance Rights. For +purposes of this section, the exclusion under subsection (a) of +transfers of copyright ownership in a motion picture that are limited to +public performance rights includes transfers to a terrestrial broadcast +station, cable system, or programmer to the extent that the station, +system, or programmer is functioning as an exhibitor of the motion +picture, either by exhibiting the motion picture on its own network, +system, service, or station, or by initiating the transmission of an +exhibition that is carried on another network, system, service, or +station. When a terrestrial broadcast station, cable system, or +programmer, or other transferee, is also functioning otherwise as a +distributor or as a producer of the motion picture, the public +performance exclusion does not affect any obligations imposed on the +transferee to the extent that it is engaging in such functions. + +"(c) Exclusion for Grants of Security Interests. Subsection (a) shall +not apply to- + +"(1) a transfer of copyright ownership consisting solely of a mortgage, +hypothecation, or other security interest; or + +"(2) a subsequent transfer of the copyright ownership secured by the +security interest described in paragraph (1) by or under the authority +of the secured party, including a transfer through the exercise of the +secured party's rights or remedies as a secured party, or by a +subsequent transferee. + +"The exclusion under this subsection shall not affect any rights or +remedies under law or contract. + +"(d) Deferral Pending Resolution of Bona Fide Dispute. + +"A transferee on which obligations are imposed under subsection (a) by +virtue of paragraph (1) of that subsection may elect to defer +performance of such obligations that are subject to a bona fide dispute +between a union and a prior transferor until that dispute is resolved, +except that such deferral shall not stay accrual of any union claims due +under an applicable collective bargaining agreement. + +"(e) Scope of Obligations Determined by Private Agreement. Nothing in +this section shall expand or diminish the rights, obligations, or +remedies of any person under the collective bargaining agreements or +assumption agreements referred to in this section. + +"(f) Failure to Notify. If the transferor under subsection (a) fails to +notify the transferee under subsection (a) of applicable collective +bargaining obligations before the execution of the transfer instrument, +and subsection (a) is made applicable to the transferee solely by virtue +of subsection (a)(1)(B), the transferor shall be liable to the +transferee for any damages suffered by the transferee as a result of the +failure to notify. + +"(g) Determination of Disputes and Claims. Any dispute concerning the +application of subsections (a) through (f) shall be determined by an +action in United States district court, and the court in its discretion +may allow the recovery of full costs by or against any party and may +also award a reasonable attorney's fee to the prevailing party as part +of the costs. + +"(h) Study. The Comptroller General, in consultation with the Register +of Copyrights, shall conduct a study of the conditions in the motion +picture industry that gave rise to this section, and the impact of this +section on the motion picture industry. The Comptroller General shall +report the findings of the study to the Congress within 2 years after +the effective date of this chapter." + +* * * * * * * + +SEC. 407. EFFECTIVE DATE. + +Except as otherwise provided in this title, this title and the +amendments made by this title shall take effect on the date of the +enactment of this Act. + +* * * * * * * + +Title V-Protection of Certain Original Designs + +SEC. 501. SHORT TITLE. + +This Act may be referred to as the "Vessel Hull Design Protection Act". + +* * * * * * * + +SEC. 503. CONFORMING AMENDMENTS. + +* * * * * * * + +(b) Jurisdictions of District Courts Over Design Actions. (1) Section +1338(c) of title 28, United States Code, is amended by inserting ", and +to exclusive rights in designs under chapter 13 of title 17," after +"title 17". + +(2)(A) The section heading for section 1338 of title 28, United States +Code, is amended by inserting "designs," after "mask works,". + +(B) The item relating to section 1338 in the table of sections at the +beginning of chapter 85 of title 28, United States Code, is amended by +inserting "designs," after "mask works,". + +(c) Place for Bringing Design Actions. (1) Section 1400(a) of title 28, +United States Code, is amended by inserting "or designs" after "mask +works". + +(2) The section heading for section 1400 of title 28, United States Code +is amended to read as follows: + +"Patents and copyrights, mask works, and designs". + +(3) The item relating to section 1400 in the table of sections at the +beginning of chapter 87 of title 28, United States Code, is amended to +read as follows: + +"1400. Patents and copyrights, mask works, and designs.". + +(d) Actions Against the United States. Section 1498(e) of title 28, +United States Code, is amended by inserting ", and to exclusive rights +in designs under chapter 13 of title 17," after "title 17". + +SEC. 504. JOINT STUDY OF THE EFFECT OF THIS TITLE [2] + +(a) In General. Not later than November 1, 2003, the Register of +Copyrights and the Commissioner of Patents and Trademarks shall submit +to the Committees on the Judiciary of the Senate and the House of +Representatives a joint report evaluating the effect of the amendments +made by this title. + +(b) Elements for Consideration. In carrying out subsection (a), the +Register of Copyrights and the Commissioner of Patents and Trademarks +shall consider- + +(1) the extent to which the amendments made by this title has been +effective in suppressing infringement of the design of vessel hulls; + +(2) the extent to which the registration provided for in chapter 13 of +title 17, United States Code, as added by this title, has been utilized; + +(3) the extent to which the creation of new designs of vessel hulls have +been encouraged by the amendments made by this title; + +(4) the effect, if any, of the amendments made by this title on the +price of vessels with hulls protected under such amendments; and + +(5) such other considerations as the Register and the Commissioner may +deem relevant to accomplish the purposes of the evaluation conducted +under subsection (a). + +SEC. 505. EFFECTIVE DATE. [3] + +The amendments made by sections 502 and 503 shall take effect on the +date of the enactment of this Act. + +------------------- +Appendix V Endnotes + +1 Part V of the Appendix contains provisions from the Digital +Millennium Copyright Act, Pub. L. No. 105-304, 112 Stat. 2860, that do +not amend title 17 of the *United States Code.* + +2 The Satellite Home Viewer Improvement Act of 1999 amended section +504(a) in its entirety. Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-593. + +3 The Intellectual Property and Communications Omnibus Reform Act of +1999 amended section 505 by deleting everything at the end of the +sentence, after "Act." Pub. L. No. 106-113, 113 Stat. 1501, app. I at +1501A-593. + +------------------------------------------------------------------------ + +Appendix VI. Definition of "Berne Convention Work" + +The WIPO Copyright and Performances and Phonograms Treaties +Implementation Act of 1998 deleted the definition of "Berne Convention +work" from section 101. [1] Pub. L. No. 105-304, 112 Stat. 2861. The +definition of Berne Convention work, as deleted, is as follows: + +A work is a "Berne Convention work" if- + +(1) in the case of an unpublished work, one or more of the authors is a +national of a nation adhering to the Berne Convention, or in the case of +a published work, one or more of the authors is a national of a nation +adhering to the Berne Convention on the date of first publication; + +(2) the work was first published in a nation adhering to the Berne +Convention, or was simultaneously first published in a nation adhering +to the Berne convention and in a foreign nation that does not adhere to +the Berne Convention; + +(3) in the case of an audiovisual work- + +(A) if one or more of the authors is a legal entity, that author has its +headquarters in a nation adhering to the Berne Convention; or + +(B) if one or more of the authors is an individual, that author is +domiciled, or has his or her habitual residence in, a nation adhering to +the Berne Convention; or + +(4) in the case of a pictorial, graphic, or sculptural work that is +incorporated in a building or other structure, the building or structure +is located in a nation adhering to the Berne Convention; or + +(5) in the case of an architectural work embodied in a building, such +building is erected in a country adhering to the Berne Convention. + +For purposes of paragraph (1), an author who is domiciled in or has his +or her habitual residence in, a nation adhering to the Berne Convention +is considered to be a national of that nation. For purposes of paragraph +(2), a work is considered to have been simultaneously published in two +or more nations if its dates of publication are within 30 days of one +another. + +------------------- +Appendix VI Endnote + +1 For a discussion of the legislative history of the definition of +"Berne Convention work," see endnote 2, chapter 1, *supra.* + +------------------------------------------------------------------------ + +Appendix VII. Selected Provisions of the U.S. Code Relating to Copyright + +Title 18 - Crimes and Criminal Procedure + +Part I - Crimes + +Chapter 113 - Stolen Property + +* * * * * * * + +Sec. 2318. Trafficking in counterfeit labels for phonorecords, copies +of computer programs or computer program documentation or packaging, and +copies of motion pictures or other audio visual works, and trafficking +in counterfeit computer program documentation or packaging. [1] + +(a) Whoever, in any of the circumstances described in subsection (c) of +this section, knowingly traffics in a counterfeit label affixed or +designed to be affixed to a phonorecord, or a copy of a computer program +or documentation or packaging for a computer program, or a copy of a +motion picture or other audiovisual work, and whoever, in any of the +circumstances described in subsection (c) of this section, knowingly +traffics in counterfeit documentation or packaging for a computer +program, shall be fined under this title or imprisoned for not more than +five years, or both. + +(b) As used in this section- + +(1) the term "counterfeit label" means an identifying label or container +that appears to be genuine, but is not; + +(2) the term "traffic" means to transport, transfer or otherwise dispose +of, to another, as consideration for anything of value or to make or +obtain control of with intent to so transport, transfer or dispose of; +and + +(3) the terms "copy", "phonorecord", "motion picture", "computer +program", and "audiovisual work" have, respectively, the meanings given +those terms in section 101 (relating to definitions) of title 17. + +(c) The circumstances referred to in subsection (a) of this section are- + +(1) the offense is committed within the special maritime and territorial +jurisdiction of the United States; or within the special aircraft +jurisdiction of the United States (as defined in section 46501 of title +49); + +(2) the mail or a facility of interstate or foreign commerce is used or +intended to be used in the commission of the offense; + +(3) the counterfeit label is affixed to or encloses, or is designed to +be affixed to or enclose, a copy of a copyrighted computer program or +copyrighted documentation or packaging for a computer program, a +copyrighted motion picture or other audiovisual work, or a phonorecord +of a copyrighted sound recording; or + +(4) the counterfeited documentation or packaging for a computer program +is copyrighted. + +(d) When any person is convicted of any violation of subsection (a), the +court in its judgment of conviction shall in addition to the penalty +therein prescribed, order the forfeiture and destruction or other +disposition of all counterfeit labels and all articles to which +counterfeit labels have been affixed or which were intended to have had +such labels affixed. + +(e) Except to the extent they are inconsistent with the provisions of +this title, all provisions of section 509, title 17, United States Code, +are applicable to violations of subsection (a). + +Sec. 2319. Criminal infringement of a copyright [2] + +(a) Whoever violates section 506(a) (relating to criminal offenses) of +title 17 shall be punished as provided in subsections (b) and (c) of +this section and such penalties shall be in addition to any other +provisions of title 17 or any other law. + +(b) Any person who commits an offense under section 506 (a)(1) of title +17- + +(1) shall be imprisoned not more than 5 years, or fined in the amount +set forth in this title, or both, if the offense consists of the +reproduction or distribution, including by electronic means, during any +180-day period, of at least 10 copies or phonorecords, of 1 or more +copyrighted works, which have a total retail value of more than $2,500; + +(2) shall be imprisoned not more than 10 years, or fined in the amount +set forth in this title, or both, if the offense is a second or +subsequent offense under paragraph (1); and + +(3) shall be imprisoned not more than 1 year, or fined in the amount set +forth in this title, or both, in any other case. + +(c) Any person who commits an offense under section 506(a)(2) of title +17, United States Code- + +(1) shall be imprisoned not more than 3 years, or fined in the amount +set forth in this title, or both, if the offense consists of the +reproduction or distribution of 10 or more copies or phonorecords of 1 +or more copyrighted works, which have a total retail value of $2,500 or +more; + +(2) shall be imprisoned not more than 6 years, or fined in the amount +set forth in this title, or both, if the offense is a second or +subsequent offense under paragraph (1); and + +(3) shall be imprisoned not more than 1 year, or fined in the amount set +forth in this title, or both, if the offense consists of the +reproduction or distribution of 1 or more copies or phonorecords of 1 or +more copyrighted works, which have a total retail value of more than +$1,000. + +(d) (1) During preparation of the presentence report pursuant to Rule +32(c) of the Federal Rules of Criminal Procedure, victims of the offense +shall be permitted to submit, and the probation officer shall receive, a +victim impact statement that identifies the victim of the offense and +the extent and scope of the injury and loss suffered by the victim, +including the estimated economic impact of the offense on that victim. + +(2) Persons permitted to submit victim impact statements shall include- + +(A) producers and sellers of legitimate works affected by conduct +involved in the offense; + +(B) holders of intellectual property rights in such works; and + +(C) the legal representatives of such producers, sellers, and holders. + +(e) As used in this section- + +(1) the terms "phonorecord" and "copies" have, respectively, the +meanings set forth in section 101 (relating to definitions) of title 17; +and + +(2) the terms "reproduction" and "distribution" refer to the exclusive +rights of a copyright owner under clauses (1) and (3) respectively of +section 106 (relating to exclusive rights in copyrighted works), as +limited by sections 107 through 120, of title 17. + +Sec. 2319A. Unauthorized fixation of and trafficking in sound recordings +and music videos of live musical performances [3] + +(a) Offense. Whoever, without the consent of the performer or performers +involved, knowingly and for purposes of commercial advantage or private +financial gain- + +(1) fixes the sounds or sounds and images of a live musical performance +in a copy or phonorecord, or reproduces copies or phonorecords of such a +performance from an unauthorized fixation; + +(2) transmits or otherwise communicates to the public the sounds or +sounds and images of a live musical performance; or + +(3) distributes or offers to distribute, sells or offers to sell, rents +or offers to rent, or traffics in any copy or phonorecord fixed as +described in paragraph (1), regardless of whether the fixations occurred +in the United States; + +shall be imprisoned for not more than 5 years or fined in the amount set +forth in this title, or both, or if the offense is a second or +subsequent offense, shall be imprisoned for not more than 10 years or +fined in the amount set forth in this title, or both. + +(b) Forfeiture and Destruction. When a person is convicted of a +violation of subsection (a), the court shall order the forfeiture and +destruction of any copies or phonorecords created in violation thereof, +as well as any plates, molds, matrices, masters, tapes, and film +negatives by means of which such copies or phonorecords may be made. The +court may also, in its discretion, order the forfeiture and destruction +of any other equipment by means of which such copies or phonorecords may +be reproduced, taking into account the nature, scope, and +proportionality of the use of the equipment in the offense. + +(c) Seizure and Forfeiture. If copies or phonorecords of sounds or +sounds and images of a live musical performance are fixed outside of the +United States without the consent of the performer or performers +involved, such copies or phonorecords are subject to seizure and +forfeiture in the United States in the same manner as property imported +in violation of the customs laws. The Secretary of the Treasury shall, +not later than 60 days after the date of the enactment of the Uruguay +Round Agreements Act, issue regulations to carry out this subsection, +including regulations by which any performer may, upon payment of a +specified fee, be entitled to notification by the United States Customs +Service of the importation of copies or phonorecords that appear to +consist of unauthorized fixations of the sounds or sounds and images of +a live musical performance. + +(d) Victim Impact Statement. + +(1) During preparation of the presentence report pursuant to Rule 32(c) +of the Federal Rules of Criminal Procedure, victims of the offense shall +be permitted to submit, and the probation officer shall receive, a +victim impact statement that identifies the victim of the offense and +the extent and scope of the injury and loss suffered by the victim, +including the estimated economic impact of the offense on that victim. + +(2) Persons permitted to submit victim impact statements shall include- + +(A) producers and sellers of legitimate works affected by conduct +involved in the offense; + +(B) holders of intellectual property rights in such works; and + +(C) the legal representatives of such producers, sellers, and holders. + +(e) Definitions. As used in this section- + +(1) the terms "copy", "fixed", "musical work", "phonorecord", +"reproduce", "sound recordings", and "transmit" mean those terms within +the meaning of title 17; and + +(2) the term "traffic in" means transport, transfer, or otherwise +dispose of, to another, as consideration for anything of value, or make +or obtain control of with intent to transport, transfer, or dispose of. + +(f) Applicability. This section shall apply to any Act or Acts that +occur on or after the date of the enactment of the Uruguay Round +Agreements Act. + +* * * * * * * + +Title 28 - Judiciary and Judicial Procedure + +Part IV - Jurisdiction and Venue + +Chapter 85 - District Courts; Jurisdiction + +* * * * * * * + +Sec. 1338. Patents, plant variety protection, copyrights, mask works, +trade-marks, and unfair competition {4} + +(a) The district courts shall have original jurisdiction of any civil +action arising under any Act of Congress relating to patents, plant +variety protection, copyrights and trade-marks. Such jurisdiction shall +be exclusive of the courts of the states in patent, plant variety +protection and copyright cases. + +(b) The district courts shall have original jurisdiction of any civil +action asserting a claim of unfair competition when joined with a +substantial and related claim under the copyright, patent, plant variety +protection or trade-mark laws. + +(c) Subsections (a) and (b) apply to exclusive rights in mask works +under chapter 9 of title 17 to the same extent as such subsections apply +to copyrights. + +* * * * * * * * * + +Chapter 91 - United States Court of Federal Claims + +* * * * * * * * * + +Sec. 1498. Patent and copyright cases [5] + +* * * * * * * * * + +(b) Hereafter, whenever the copyright in any work protected under the +copyright laws of the United States shall be infringed by the United +States, by a corporation owned or controlled by the United States, or by +a contractor, subcontractor, or any person, firm, or corporation acting +for the Government and with the authorization or consent of the +Government, the exclusive action which may be brought for such +infringement shall be an action by the copyright owner against the +United States in the Court of Federal Claims for the recovery of his +reasonable and entire compensation as damages for such infringement, +including the minimum statutory damages as set forth in section 504(c) +of title 17, United States Code: Provided, That a Government employee +shall have a right of action against the Government under this +subsection except where he was in a position to order, influence, or +induce use of the copyrighted work by the Government: Provided, however, +That this subsection shall not confer a right of action on any copyright +owner or any assignee of such owner with respect to any copyrighted work +prepared by a person while in the employment or service of the United +States, where the copyrighted work was prepared as a part of the +official functions of the employee, or in the preparation of which +Government time, material, or facilities were used: And provided +further, That before such action against the United States has been +instituted the appropriate corporation owned or controlled by the United +States or the head of the appropriate department or agency of the +Government, as the case may be, is authorized to enter into an agreement +with the copyright owner in full settlement and compromise for the +damages accruing to him by reason of such infringement and to settle the +claim administratively out of available appropriations. + +Except as otherwise provided by law, no recovery shall be had for any +infringement of a copyright covered by this subsection committed more +than three years prior to the filing of the complaint or counterclaim +for infringement in the action, except that the period between the date +of receipt of a written claim for compensation by the Department or +agency of the Government or corporation owned or controlled by the +United States, as the case may be, having authority to settle such claim +and the date of mailing by the Government of a notice to the claimant +that his claim has been denied shall not be counted as a part of the +three years, unless suit is brought before the last-mentioned date. + +(c) The provisions of this section shall not apply to any claim arising +in a foreign country. + +* * * * * * * * * * + +(e) Subsections (b) and (c) of this section apply to exclusive rights in +mask works under chapter 9 of title 17 to the same extent as such +subsections apply to copyrights. + +* * * * * * * * * * + +Title 44 - Public Printing and Documents + +Chapter 21 - National Archives and Records Administration + +* * * * * * * * * * + +Sec. 2117. Limitation on liability [6] + +When letters and other intellectual productions (exclusive of patented +material, published works under copyright protection, and unpublished +works for which copyright registration has been made) come into the +custody or possession of the Archivist, the United States or its agents +are not liable for infringement of copyright or analogous rights arising +out of use of the materials for display, inspection, research, +reproduction, or other purposes. + +--------------------- +Appendix VII Endnotes + +1 In 1962, section 2318, entitled "Transportation, sale, or receipt of +phonograph records bearing forged or counterfeit labels," was added to +title 18 of the *United States Code.* Pub. L. No. 87-773, 76 Stat. 775. +In 1974, section 2318 was amended to change the penalties. Pub. L. No. +93-573, 88 Stat. 1873. The Copyright Act of 1976 revised section 2318 +with an amendment in the nature of a substitute. Pub. L. No. 94-553, 90 +Stat. 2541, 2600. The Piracy and Counterfeiting Amendments Act of 1982 +again revised section 2318 with an amendment in the nature of a +substitute that included a new title, "Trafficking in counterfeit labels +for phonorecords, and copies of motion pictures or other audiovisual +works." Pub. L. No. 97-180, 96 Stat. 91. The Crime Control Act of 1990 +made a technical amendment to section 2318 to delete the comma after +"phonorecords" in the title. Pub. L. No. 101-647, 104 Stat. 4789, 4928. +In 1994, section 2318(c)(1) was amended by inserting "section 46501 of +title 49" in lieu of "section 101 of the Federal Aviation Act of 1958. +Pub. L. No. 103-272, 108 Stat. 745, 1374. The Violent Crime Control and +Law Enforcement Act of 1994 amended section 2318(a) by inserting "under +this title" in lieu of "not more than $250,000." Pub. L. No. 103-322, +108 Stat. 1796, 2148. (As provided in 18 U.S.C. Sec. 3571, the maximum +fine for an individual is $250,000, and the maximum fine for an +organization is $500,000.) + +The Anticounterfeiting Consumer Protection Act of 1996 amended section +2318 by changing the title, by amending subsection (a) to insert "a +computer program or documentation" through to "knowingly traffics in +counterfeit documentation or packaging for a computer program" in lieu +of "a motion picture or other audiovisual work" and by amending +subsection (b)(3) to insert "computer program" after "motion picture." +Pub. L. No. 104-153, 110 Stat. 1386. The Act also amended section +2318(c) by inserting "a copy of a copyrighted computer program or +copyrighted documentation or packaging for a computer program" into +paragraph (3) and by adding paragraph (4). *Id.* at 1387. + +2 The Piracy and Counterfeiting Amendments Act of 1982 added section +2319 to title 18 of the *United States Code.* Pub. L. No. 97-180, 96 +Stat. 91, 92. In 1992, section 2319 was amended by substituting a new +subsection (b), by deleting "sound recording," "motion picture" and +"audiovisual work" from subsection (c)(1) and by substituting "120" for +"118" in subsection (c)(2). Pub. L. No. 102-561, 106 Stat. 4233. In +1997, a technical amendment corrected the spelling of "last" in +subsection (b)(1) to "least." Pub. L. No. 105-80, 111 Stat. 1529, 1536. + +In 1997, the No Electronic Theft Act amended section 2319 of title 18 as +follows: 1) in subsection (a) by inserting "and (c)" after "subsection +(b),"; 2) in subsection (b), in the matter preceding paragraph (1), by +inserting "section 506(a)(1) of title 17" in lieu of "subsection (a) of +this section,"; 3) in subsection (b)(1) by inserting "including by +electronic means" and by inserting "which have a total retail value" in +lieu of "with a retail value," 4) by redesignating subsection (c) as +subsection (e); and 5) by adding new subsections (c) and (d). Pub. L. +No. 105-147, 111 Stat. 2678. The Act also directed the United States +Sentencing Commission to "ensure that the applicable guideline range for +a defendant convicted of a crime against intellectual property . . . is +sufficiently stringent to deter such a crime" and to "ensure that the +guidelines provide for consideration of the retail value and quantity of +the items with respect to which the crime against intellectual property +was committed."* Id.* See also endnote 5, chapter 5, *supra.* + +3 In 1994, the Uruguay Round Agreements Act added section 2319A to +title 18 of the *United States Code.* Pub. L. No. 103-465, 108 Stat. +4809, 4974. In 1997, the No Electronic Theft Act amended section 2319A +by redesignating subsections (d) and (e) as subsections (e) and (f), +respectively, and by adding subsection (d). Pub. L. No. 105-147, 111 +Stat. 2678. See also endnote 2, *supra*, regarding the United States +Sentencing Commission. + +4 In 1948, section 1338, entitled "Patents, copyrights, trade-marks, +and unfair competition," was added to title 28 of the *United States +Code.* Pub. L. No. 773, 62 Stat. 869, 931. In 1970, the title of section +1338 and the text of subsection (b) were amended to insert "plant +variety protection" after "patent." Pub. L. No. 91-577, 84 Stat. 1542, +1559. In 1988, the Judicial Improvements and Access to Justice Act +amended section 1338 by adding "mask works" to the title and by adding +subsection (c). Pub. L. No. 100-702, 102 Stat. 4642, 4671. + +5 In 1960, section 1498 of the *United States Code* was amended to add +subsections (b) and (c). Pub. L. No. 86-726, 74 Stat. 855. The Copyright +Act of 1976 amended section 1498(b) to insert "section 504(c) of title +17" in lieu of "section 101(b) of title 17." Pub. L. No. 94-553, 90 +Stat. 2541, 2599. The Federal Courts Improvement Act of 1982 amended +section 1498(a) to insert "United States Claims Court" in lieu of "Court +of Claims" and, in subsections (b) and (d), to insert "Claims Court" in +lieu of "Court of Claims," wherever it appeared. Pub. L. No. 97-164, 96 +Stat. 25, 40. In 1988, the Judicial Improvements and Access to Justice +Act amended section 1498 by adding subsection (e). Pub. L. No. 100-702, +102 Stat. 4642, 4671. The Federal Courts Administration Act of 1992 +amended section 1498 by inserting "United States Court of Federal +Claims" in lieu of "United States Claims Court," wherever it appeared, +and by inserting "Court of Federal Claims" in lieu of "Claims Court," +wherever it appeared. Pub. L. No. 102-572, 106 Stat. 4506, 4516. In +1997, the No Electronic Theft (NET) Act amended section 1498(b) to +insert "action which may be brought for such infringement shall be an +action by the copyright owner" in lieu of "remedy of the owner of such +copyright shall be by action." Pub. L. No. 105-147, 111 Stat. 2678, +2680. + +6 In 1968, section 2113, entitled "Limitation on liability," was added +to title 44 of the *United States Code.* Pub. L. No. 90-620, 82 Stat. +1238, 1291. The Copyright Act of 1976 amended section 2113 in its +entirety. Pub. L. No. 94-553, 90 Stat. 2541, 2599. The National Archives +and Records Administration Act of 1984 amended section 2113 by +redesignating it as section 2117 and by inserting "Archivist" in lieu of +"Administrator of General Services." Pub. L. No. 98-497, 98 Stat. 2280 +and 2286. + +------------------------------------------------------------------------ + +09-Aug-2001 + + +End of The Project Gutenberg Etext of Copyright Law of the United States +of America +by The US Copyright Office + diff --git a/old/clusa10.zip b/old/clusa10.zip Binary files differnew file mode 100644 index 0000000..47cad87 --- /dev/null +++ b/old/clusa10.zip |
