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diff --git a/old/16266-8.txt b/old/16266-8.txt new file mode 100644 index 0000000..65802fd --- /dev/null +++ b/old/16266-8.txt @@ -0,0 +1,26798 @@ +Project Gutenberg's Harvard Psychological Studies, Volume 1, by Various + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Harvard Psychological Studies, Volume 1 + Containing Sixteen Experimental Investigations from the + Harvard Psychological Laboratory. + +Author: Various + +Editor: Hugo Münsterberg + +Release Date: July 12, 2005 [EBook #16266] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK PSYCHOLOGICAL STUDIES, VOL 1 *** + + + + +Produced by Gallica (http://gallica.bnf.fr/), Clare Boothby, +Victoria Woosley and the Online Distributed Proofreading +Team at https://www.pgdp.net. + + + + + + + + + + THE + Psychological Review + + + _EDITED BY_ + + + J. McKEEN CATTELL and J. MARK BALDWIN + COLUMBIA UNIVERSITY PRINCETON UNIVERSITY + + + _WITH THE CO-OPERATION OF_ + + ALFRED BINET, ÉCOLE DES HAUTES-ÉTUDES, PARIS; + JOHN DEWEY, H.H. DONALDSON, UNIVERSITY OF CHICAGO; + G.S. FULLERTON, UNIVERSITY OF PENNSYLVANIA; + G.H. HOWISON, UNIVERSITY OF CALIFORNIA; + JOSEPH JASTROW, UNIVERSITY OF WISCONSIN; + G.T. LADD, YALE UNIVERSITY; + HUGO MÜNSTERBERG, HARVARD UNIVERSITY; + M. ALLEN STARR, COLLEGE OF PHYSICIANS AND SURGEONS, NEW YORK; + CARL STUMPF, UNIVERSITY, BERLIN; + JAMES SULLY, UNIVERSITY COLLEGE, LONDON. + +H.C. WARREN, PRINCETON UNIVERSITY, _Associate Editor and Business Manager_. + + * * * * * + + + + + Series of Monograph Supplements, + Vol. IV., No. 1 (Whole No. 17), January, 1903. + + HARVARD PSYCHOLOGICAL STUDIES, + + Volume I + CONTAINING + + Sixteen Experimental Investigations from the + Harvard Psychological Laboratory. + + EDITED BY + HUGO MÜNSTERBERG. + + + PUBLISHED BI-MONTHLY BY + THE MACMILLAN COMPANY, + 41 N. QUEEN ST., LANCASTER, PA. + 66 FIFTH AVENUE, NEW YORK. + + AGENT: G.E. STECHERT, LONDON (2 Star Yard, Cary St., W.C.) + Leipzig (Hospital St., 10); PARIS (76 rue de Rennes). + + + + PRESS OF + THE NEW ERA PRINTING COMPANY + LANCASTER, PA. + + * * * * * + + + + +PREFACE. + + +The appearance of the HARVARD PSYCHOLOGICAL STUDIES does not indicate +an internal change in the work of the Harvard Psychological +Laboratory. But while up to this time the results of our +investigations have been scattered in various places, and have often +remained unpublished through lack of space, henceforth, we hope to +have in these STUDIES the opportunity to publish the researches of the +Harvard Laboratory more fully and in one place. Only contributions +from members of the Harvard Psychological Laboratory will be printed +in these volumes, which will appear at irregular intervals, and the +contributions will represent only our experimental work; +non-experimental papers will form an exception, as with the present +volume, wherein only the last one of the sixteen papers belongs to +theoretical psychology. + +This first volume does not give account of all sides of our laboratory +work. An essential part of the investigations every year has been the +study of the active processes, such as attention, apperception, and +volition. During the last year several papers from these fields have +been completed, but we were unable to include them in this volume on +account of the space limits; they are kept back for the second volume, +in which accordingly the essays on the active functions will prevail, +as those on perception, memory, and feeling prevail in this volume. It +is thus clear that we aim to extend our experimental work over the +whole field of psychology and to avoid one-sideness. Nevertheless +there is no absence of unity in our work; it is not scattered work as +might appear at a first glance; for while the choice of subjects is +always made with relation to the special interests of the students, +there is after all one central interest which unifies the work and has +influenced the development of the whole laboratory during the years of +my direction. + +I have always believed--a view I have fully discussed in my 'Grundzüge +der Psychologie'--that of the two great contending theories of modern +psychology, neither the association theory nor the apperception theory +is a satisfactory expression of facts, and that a synthesis of both +which combines the advantages without the defects of either can be +attained as soon as a psychophysical theory is developed which shall +consider the central process in its dependence, not only upon the +sensory, but also upon the motor excitement. This I call the _action +theory_. In the service of this theory it is essential to study more +fully the rōle of the centrifugal processes in mental life, and, +although perhaps no single paper of this first volume appears to offer +a direct discussion of this motor problem, it was my interest in this +most general question which controlled the selection of all the +particular problems. + +This relation to the central problem of the rōle of centrifugal +processes involves hardly any limitation as to the subject matter; +plenty of problems offer themselves in almost every chapter of +psychology, since no mental function is without relation to the +centrifugal actions. Yet, it is unavoidable that certain groups of +questions should predominate for a while. This volume indicates, for +instance, that the ęsthetic processes have attracted our attention in +an especially high degree. But even if we abstract from their +important relation to the motor functions, we have good reasons for +turning to them, as the ęsthetic feelings are of all feeling processes +decidedly those which can be produced in the laboratory most purely; +their disinterested character makes them more satisfactory for +experimental study than any other feelings. + +Another group of researches which predominates in our laboratory is +that on comparative psychology. Three rooms of the laboratory are +reserved for psychological experiments on animals, under the special +charge of Dr. Yerkes. The work is strictly psychological, not +vivisectional; and it is our special purpose to bring animal +psychology more in contact with those methods which have found their +development in the laboratories for human psychology. The use of the +reaction-time method for the study of the frog, as described in the +fifteenth paper, may stand as a typical illustration of our aim. + +All the work of this volume has been done by well-trained +post-graduate students, and, above all, such advanced students were +not only the experimenters but also the only subjects. It is the rule +of the laboratory that everyone who carries on a special research has +to be a subject in several other investigations. The reporting +experimenters take the responsibility for the theoretical views which +they express. While I have proposed the subjects and methods for all +the investigations, and while I can take the responsibility for the +experiments which were carried on under my daily supervision, I have +left fullest freedom to the authors in the expression of their views. +My own views and my own conclusions from the experiments would not +seldom be in contradiction with theirs, as the authors are sometimes +also in contradiction with one another; but while I, of course, have +taken part in frequent discussions during the work, in the completed +papers my rōle has been merely that of editor, and I have nowhere +added further comments. + +In this work of editing I am under great obligation to Dr. Holt, the +assistant of the laboratory, for his helpful coöperation. + + * * * * * + + + + +CONTENTS. + + +Preface: Hugo Münsterberg ...................................... i + +STUDIES IN PERCEPTION. + + Eye-Movement and Central Anęsthesia: Edwin B. Holt ........... 3 + Tactual Illusions: Charles H. Rieber ......................... 47 + Tactual Time Estimation: Knight Dunlap ....................... 101 + Perception of Number through Touch: J. Franklin Messenger .... 123 + The Subjective Horizon: Robert MacDougall .................... 145 + The Illusion of Resolution-Stripes on the Color-Wheel: + Edwin B. Holt .............................................. 167 + +STUDIES IN MEMORY. + + Recall of Words, Objects and Movements: Harvey A. Peterson ... 207 + Mutual Inhibition of Memory Images: Frederick Meakin ......... 235 + Control of the Memory Image: Charles S. Moore ................ 277 + +STUDIES IN ĘSTHETIC PROCESSES. + + The Structure of Simple Rhythm Forms: Robert MacDougall ...... 309 + Rhythm and Rhyme: R.H. Stetson ............................... 413 + Studies in Symmetry: Ethel D. Puffer ......................... 467 + The Ęsthetics of Unequal Division: Rosewell Parker Angier .... 541 + +STUDIES IN ANIMAL PSYCHOLOGY. + + Habit Formation in the Crawfish, Camburus affinis: Robert + M. Yerkes and Gurry E. Huggins ............................. 565 + The Instincts, Habits and Reactions of the Frog: Robert + Mearns Yerkes .............................................. 579 + +STUDIES IN PSYCHOLOGICAL THEORY. + + The Position of Psychology in the System of Knowledge: + Hugo Münsterberg ........................................... 641 + + + +PLATES. + + OPPOSITE PAGE +Plate I ....................................................... 20 + " II ....................................................... 24 + " III ....................................................... 28 + " IV ....................................................... 34 + " V ....................................................... 190 + " VI ....................................................... 198 + " VII ....................................................... 200 + " VIII ....................................................... 314 + " IX ....................................................... 417 + " X ....................................................... 436 + +Charts of the Sciences, at end of volume. + + * * * * * + + + + + STUDIES IN PERCEPTION. + + + + + * * * * * + + + + +EYE-MOVEMENT AND CENTRAL ANĘSTHESIA. + +BY EDWIN B. HOLT. + + +I. THE PROBLEM OF ANĘSTHESIA DURING EYE-MOVEMENT. + + +A first suggestion of the possible presence of anęsthesia during +eye-movement is given by a very simple observation. All near objects +seen from a fairly rapidly moving car appear fused. No further +suggestion of their various contour is distinguishable than blurred +streaks of color arranged parallel, in a hazy stream which flows +rapidly past toward the rear of the train. Whereas if the eye is kept +constantly moving from object to object scarcely a suggestion of this +blurred appearance can be detected. The phenomenon is striking, since, +if the eye moves in the same direction as the train, it is certain +that the images on the retina succeed one another even more rapidly +than when the eye is at rest. A supposition which occurs to one at +once as a possible explanation is that perchance during eye-movement +the retinal stimulations do not affect consciousness. + +On the other hand, if one fixates a fly which happens to be crawling +across the window-pane and follows its movements continuously, the +objects outside swim past as confusedly as ever, and the image of the +fly remains always distinct. Here the eye is moving, and it may be +rapidly, yet both the fly and the blurred landscape testify to a +thorough awareness of the retinal stimulations. There seems to be no +anęsthesia here. It may be, however, that the eye-movement which +follows a moving object is different from that which strikes out +independently across the visual field; and while in the former case +there is no anęsthesia, perhaps in the latter case there is +anęsthesia. + +Cattell,[1] in considering a similar experience, gives his opinion +that not the absence of fusion for the moving eye, but its presence +for the resting eye, needs explanation. "More than a thousand +interruptions per second," he believes, "give a series of sharply +defined retinal processes." But as for the fusion of moving objects +seen when the eyes are at rest, Cattell says, "It is not necessary and +would probably be disadvantageous for us to see the separate phases." +Even where distinct vision would be 'disadvantageous' he half doubts +if fusion comes to the rescue, or if even the color-wheel ever +produces complete fusion. "I have never been able," he writes, "to +make gray in a color-wheel from red and green (with the necessary +correction of blue), but when it is as nearly gray as it can be got I +see both red and green with an appearance of translucence." + + [1] Cattell, J. McK., PSYCHOLOGICAL REVIEW, 1900, VII., p. 325. + +That the retina can hold apart more than one thousand stimulations per +second, that there is, in fact, no such thing as fusion, is a +supposition which is in such striking contrast to all previous +explanations of optical phenomena, that it should be accepted only if +no other theory can do justice to them. It is hoped that the following +pages will show that the facts do not demand such a theory. + +Another simple observation is interesting in this connection. If at +any time, except when the eyes are quite fresh, one closes one's eyes +and attends to the after-images, some will be found which are so faint +as to be just barely distinguishable from the idioretinal light. If +the attention is then fixed on one such after-image, and the eyes are +moved, the image will suddenly disappear and slowly emerge again after +the eyes have come to rest. This disappearance during eye-movements +can be observed also on after-images of considerable intensity; these, +however, flash back instantly into view, so that the observation is +somewhat more difficult. Exner,[2] in speaking of this phenomenon, +adds that in general "subjective visual phenomena whose origin lies in +the retina, as for instance after-images, Purkinje's vessel-figure, +or the phenomena of circulation under discussion, are almost +exclusively to be seen when the eye is rigidly fixed on a certain +spot: as soon as a movement of the eye is made, the subjective +phenomena disappear." + + [2] Exner, Sigmund, _Zeitschrift f. Psychologie u. Physiologie + der Sinnesorgane_, 1890, I., S. 46. + +The facts here mentioned in no wise contradict a phenomenon recently +discussed by McDougall,[3] wherein eye-movements revive sensations +which had already faded. Thus an eye-movement will bring back an +after-image which was no longer visible. This return to vividness +takes place after the movement has been completed, and there is no +contention that the image is seen just during the movement. + + [3] McDougall, W., _Mind_, N.S., X., 1901, p. 52. + +The disappearance of after-images during eye-movements is mentioned by +Fick and Gürber,[4] who seek to explain the phenomenon by ascribing it +to a momentary period of recovery which the retina perhaps undergoes, +and which would for the moment prevent further stimulations from being +transmitted to the optic nerve. Exner observes that this explanation +would not, however, apply to the disappearance of the vessel-figure, +the circulation phenomenon, the foveal figure, the polarization-sheaf +of Haidinger, Maxwell's spot, or the ring of Löwe; for these phenomena +disappear in a similar manner during movement. Exner offers another +and a highly suggestive explanation. He says of the phenomenon (_op. +citat._, S. 47), "This is obviously related to the following fact, +that objective and subjective impressions are not to be distinguished +as such, so long as the eye is at rest, but that they are immediately +distinguished if an eye-movement is executed; for then the subjective +phenomena move with the eye, whereas the objective phenomena are not +displaced.... This neglect of the subjective phenomena is effected, +however, not by means of an act of will, but rather by some central +mechanism which, perhaps in the manner of a reflex inhibition, +withholds the stimulation in question from consciousness, without our +assistance and indeed without our knowledge." The suggestion of a +central mechanism which brings about a reflex inhibition is the +significant point. + + [4] Fick, Eug., and Gürber, A., _Berichte d. ophthalmologischen + Gesellschaft in Heidelberg_, 1889. + +It is furthermore worth noting that movements of the eyelid and +changes in the accommodation also cause the after-images to disappear +(Fick and Gürber), whereas artificial displacement of the eye, as by +means of pressure from the finger, does not interfere with the images +(Exner). + +Another motive for suspecting anęsthesia during eye-movement is found +by Dodge,[5] in the fact that, "One may watch one's eyes as closely as +possible, even with the aid of a concave reflector, whether one looks +from one eye to the other, or from some more distant object to one's +own eyes, the eyes may be seen now in one position and now in another, +but never in motion." This phenomenon was described by Graefe,[6] who +believed it was to be explained in the same way as the illusion which +one experiences in a railway coach when another train is moving +parallel with the coach in which one sits, in the same direction and +at the same speed. The second train, of course, appears motionless. + + [5] Dodge, Raymond, PSYCHOLOGICAL REVIEW, 1900, VII., p. 456. + + [6] Graefe, A., _Archiv f. Ophthalmologie_, 1895, XLI., 3, S. + 136. + +This explanation of Graefe is not to be admitted, however, since in +the case of eye-movement there are muscular sensations of one's own +activity, which are not present when one merely sits in a coach. These +sensations of eye-movement are in all cases so intimately connected +with our perception of the movement of objects, that they may not be +in this case simply neglected. The case of the eye trying to watch its +own movement in a mirror is more nearly comparable with the case in +which the eye follows the movement of some independent object, as a +race-horse or a shooting-star. In both cases the image remains on +virtually the same point of the retina, and in both cases muscular +sensations afford the knowledge that the eye is moving. The +shooting-star, however, is perceived to move, and the question +remains, why is not the eye in the mirror also seen to move? + +F. Ostwald[7] refutes the explanation of Graefe from quite different +considerations, and gives one of his own, which depends on the +geometrical relations subsisting between the axes of vision of the +real eye and its reflected image. His explanation is too long to be +here considered, an undertaking which indeed the following +circumstance renders unnecessary. While it is true that the eye cannot +observe the full sweep of its own movement, yet nothing is easier than +to observe its movement through the very last part of the arc. If one +eye is closed, and the other is brought to within about six inches of +an ordinary mirror, and made to describe little movements from some +adjacent part of the mirror to its own reflected image, this image can +almost without exception be observed as just coming to rest. That is, +the very last part of the movement _can_ be seen. The explanation of +Ostwald can therefore not be correct, for according to it not alone +some parts of the movement, but absolutely all parts alike must remain +invisible. It still remains, therefore, to ask why the greater part of +the movement eludes observation. The correct explanation will account +not only for the impossibility of seeing the first part of the +movement but also for the possibility of seeing the remainder. + + [7] Ostwald, F., _Revue Scientifique_, 1896, 4e Série, V., p. + 466. + +Apart from the experience of the eye watching itself in a glass, Dodge +(_loc. citat._) found another fact which strongly suggested +anęsthesia. In the course of some experiments on reading, conducted by +Erdmann and Dodge, the question came up, how "to explain the meaning +of those strangely rhythmic pauses of the eye in reading every page of +printed matter." It was demonstrated (_ibid._, p. 457) "that the +rhythmic pauses in reading are the moments of significant +stimulation.... If a simple letter or figure is placed between two +fixation-points so as to be irrecognizable from both, no eye-movement +is found to make it clear, which does not show a full stop between +them." + +With these facts in view Dodge made an experiment to test the +hypothesis of anęsthesia. He proceeded as follows (_ibid._, p. 458): +"A disc of black cardboard thirteen inches in diameter, in which a +circle of one-eighth inch round holes, one half inch apart, had been +punched close to the periphery all around, was made to revolve at such +a velocity that, while the light from the holes fused to a bright +circle when the eye was at rest, when the eye moved in the direction +of the disc's rotation from one fixation point, seen through the fused +circle of light, to another one inch distant, three clear-cut round +holes were seen much brighter than the band of light out of which they +seemed to emerge. This was only possible when the velocity of the +holes was sufficient to keep their images at exactly the same spot on +the retina during the movement of the eye. The significant thing is +that the individual round spots of light thus seen were much more +intense than the fused line of light seen while the eyes were at rest. +Neither my assistant nor I was able to detect any difference in +brightness between them and the background when altogether +unobstructed." Dodge finds that this experiment 'disproves' the +hypothesis of anęsthesia. + +If by 'anęsthesia' is meant a condition of the retinal end-organs in +which they should be momentarily indifferent to excitation by +light-waves, the hypothesis is indeed disproved, for obviously the +'three clear-cut round holes' which appeared as bright as the +unobstructed background were due to a summation of the light which +reached the retina during the movement, through three holes of the +disc, and which fell on the same three spots of the retina as long as +the disc and the eyeball were moving at the same angular rate. But +such a momentary anęsthesia of the retina itself would in any case, +from our knowledge of its physiological and chemical structure, be +utterly inconceivable. + +On the other hand, there seems to be nothing in the experiment which +shows that the images of the three holes were present to consciousness +just during the movement, rather than immediately thereafter. A +central mechanism of inhibition, such as Exner mentions, might +condition a central anęsthesia during movement, although the +functioning of the retina should remain unaltered. Such a central +anęsthesia would just as well account for the phenomena which have +been enumerated. The three luminous images could be supposed to remain +unmodified for a finite interval as positive after-images, and as such +first to appear in consciousness. Inasmuch as 'the arc of eye +movements was 4.7°' only, the time would be too brief to make possible +any reliable judgment as to whether the three holes were seen during +or just after the eye-movement. With this point in view, the writer +repeated the experiment of Dodge, and found indeed nothing which gave +a hint as to the exact time when the images emerged in consciousness. +The results of Dodge were otherwise entirely confirmed. + + +II. THE PHENOMENON OF 'FALSELY LOCALIZED AFTER-IMAGES.' + + +A further fact suggestive of anęsthesia during movement comes from an +unexpected source. While walking in the street of an evening, if one +fixates for a moment some bright light and then quickly turns the eye +away, one will observe that a luminous streak seems to dart out from +the light and to shoot away in either of two directions, either in the +same direction as that in which the eye moved, or in just the +opposite. If the eye makes only a slight movement, say of 5°, the +streak jumps with the eye; but if the eye sweeps through a rather +large arc, say of 40°, the luminous streak darts away in the opposite +direction. In the latter case, moreover, a faint streak of light +appears later, lying in the direction of the eye-movement. + +This phenomenon was probably first described by Mach, in 1886.[8] His +view is essentially as follows: It is clear that in whatever direction +the eye moves, away from its luminous fixation point, the streak +described on the retina by the luminous image will lie on the same +part of the retina as it would have lain on had the eye remained at +rest but the object moved in the opposite direction. Thus, if the eye +moves to the right, we should expect the streak to appear to dart to +the left. If, however, the streak has not faded by the time the eye +has come to rest on a new fixation point (by supposition to the right +of the old), we should expect the streak to be localized to the left +of this, that is, to the right of the former fixation-point. In order +to be projected, a retinal image has to be localized with reference to +some point, generally the fixation-point of the eyes; and it is +therefore clear that when two such fixation-points are involved, the +localization will be ambiguous if for any reason the central apparatus +does not clearly determine which shall be the point of reference. With +regard to the oppositely moving streak Mach says:[9] "The streak is, +of course, an after-image, which comes to consciousness only on, or +shortly before, the completion of the eye-movement, nevertheless with +positional values which correspond, remarkably enough, not to the +later but to the earlier position and innervation of the eyes." Mach +does not further attempt to explain the phenomenon. + + [8] Mach, Ernst, 'Beiträge zur Analyze der Empfindungen,' Jena, + 1886. + + [9] Mach, _op. citat._, 2te Aufl., Jena, 1900, S. 96. + +It is brought up again by Lipps,[10] who assumes that the streak ought +to dart with the eyes and calls therefore the oppositely moving streak +the 'falsely localized image.' For sake of brevity we may call this +the 'false image.' The explanation of Lipps can be pieced together as +follows (_ibid._, S. 64): "The explanation presupposes that sensations +of eye-movements have nothing to do with the projection of retinal +impressions into the visual field, that is, with the perception of the +mutual relations as to direction and distance, of objects which are +viewed simultaneously.... Undoubtedly, however, sensations of +eye-movements, and of head-and body-movements as well, afford us a +scale for measuring the displacements which our entire visual field +and every point in it undergo within the surrounding _totality of +space_, which we conceive of as fixed. We estimate according to the +length of such movements, or at least we deduce therefrom, the +distance through fixed space which our view by virtue of these +movements has traversed.... They themselves are nothing for our +consciousness but a series of purely intensive states. But in +experience they can come to _indicate_ distance traversed." Now in +turning the eye from a luminous object, _O_, to some other +fixation-point, _P_, the distance as simply contemplated is more or +less subdivided or filled in by the objects which are seen to lie +between _O_ and _P_, or if no such objects are visible the distance is +still felt to consist of an infinity of points; whereas the muscular +innervation which is to carry the eye over this very distance is an +undivided unit. But it is this which gives us our estimate of the arc +we move through, and being thus uninterrupted it will appear shorter +than the contemplated, much subdivided distance _OP_, just as a +continuous line appears shorter than a broken line. "After such +analogies, now, the movement of the eye from _O_ to _P_, that is, the +arc which I traverse, must be underestimated" (_ibid._, S. 67). There +is thus a discrepancy between our two estimates of the distance _OP_. +This discrepancy is felt during the movement, and can be harmonized +only if we seem to see the two fixation-points move apart, until the +arc between them, in terms of innervation-feeling, feels equal to the +distance _OP_ in terms of its visual subdivisions. Now either _O_ and +_P_ can both seem to move apart from each other, or else one can seem +fixed while the other moves. But the eye has for its goal _P_, which +ought therefore to have a definite position. "_P_ appears fixed +because, as goal, I hold it fast in my thought" (_loc. citat._). It +must be _O_, therefore, which appears to move; that is, _O_ must dart +backward as the eye moves forward toward _P_. Thus Lipps explains the +illusion. + + [10] Lipps, Th., _Zeitschrift f. Psychologie u. Physiologie der + Sinnesorgane_, 1890, I., S. 60-74. + +Such an explanation involves many doubtful presuppositions, but if we +were to grant to Lipps those, the following consideration would +invalidate his account. Whether the feeling of innervation which he +speaks of as being the underestimated factor is supposed to be a true +innervation-feeling in the narrower sense, or a muscular sensation +remembered from past movements, it would in the course of experience +certainly come to be so closely associated with the corresponding +objective distance as not to feel less than this. So far as an +innervation-feeling might allow us to estimate distance, it could have +no other meaning than to represent just that distance through which +the innervation will move the organ in question. If _OP_ is a distance +and _i_ is the feeling of such an innervation as will move the eye +through that distance, it is inconceivable that _i_, if it represent +any distance at all, should represent any other distance than just +_OP_. + +Cornelius[11] brought up the matter a year later than Lipps. Cornelius +criticises the unwarranted presuppositions of Lipps, and himself +suggests that the falsely localized streak is due to a slight rebound +which the eye, having overshot its intended goal, may make in the +opposite direction to regain the mark. This would undoubtedly explain +the phenomenon if such movements of rebound actually took place. +Cornelius himself does not adduce any experiments to corroborate this +account. + + [11] Cornelius, C.S., _Zeitschrift f. Psychologie u. + Physiologie der Sinnesorgane_, 1891, II., S. 164-179. + +The writer, therefore, undertook to find out if such movements +actually are made. The observations were made by watching the eyes of +several subjects, who looked repeatedly from one fixation-point to +another. Although sometimes such backward movements seemed indeed to +be made, they were very rare and always very slight. Inasmuch as the +'false' streak is often one third as long as the distance moved +through, a movement of rebound, such as Cornelius means, would have to +be one third of the arc intended, and could therefore easily have been +noticed. Furthermore, the researches of Lamansky,[12] Guillery,[13] +Huey,[14] Dodge and Cline,[15] which are particularly concerned with +the movements of the eyes, make no mention of such rebounds. +Schwarz[16] above all has made careful investigations on this very +point, in which a screen was so placed between the observer and the +luminous spot that it intervened between the pupil and the light, just +before the end of the movement. Thus the retina was not stimulated +during the latter part of its movement, just when Cornelius assumed +the rebound to take place. This arrangement, however, did not in the +least modify the appearance of the false streak. + + [12] Lamansky, S., _Pflüger's Archiv f. d. gesammte + Physiologie_, 1869, II., S. 418. + + [13] Guillery, _ibid._, 1898, LXXI., S. 607; and 1898, LXXIII., + S. 87. + + [14] Huey, Edmund B., _American Journal of Psychology_, 1900, + XI., p. 283. + + [15] Dodge, Raymond, and Cline, T.S., PSYCHOLOGICAL REVIEW, + 1901, VIII., PP. 145-157. + + [16] Schwarz, Otto, _Zeitschrift J. Psychologie u. Physiologie + der Sinnesorgane_, 1892, III., S. 398-404. + +This work of Schwarz certainly proves that the explanation of +Cornelius is not correct. Schwarz found that the phenomenon takes +place as well when the head moves and the eyes are fixed relatively to +the head, as when the eyes alone move. He furthermore made this +observation. Meaning by _a_ the point of departure and by _b_ the goal +of either the eye-or the head-movement, movement, he says (_ibid._, +S. 400-2): "While oftentimes the streak of the after-image extended +uninterruptedly to the point _b_, or better seemed to proceed from +this point,--as Lipps also reported--yet generally, under the +experimental conditions which I have indicated, _two streaks_ could be +seen, _separated by a dark space between_; firstly the anomalous one" +(the false streak) "rather brilliant, and secondly a fainter one of +about equal or perhaps greater length, which began at the new +fixation-point _b_ and was manifestly an after-image correctly +localized with regard to the situation of this point. This last +after-image streak did not always appear; but it appeared regularly if +the light at _a_ was bright enough and the background dark.... It was +impossible for this second after-image streak to originate in the +point _b_, because it appeared equally when _b_ was only an imaginary +fixation-point.... This consideration makes it already conceivable +that the two parts of the total after-image _are two manifestations of +the one identical retinal stimulation, which are differently +localized_.... Therefore we must probably picture to ourselves that +the sensation from the strip of the retina stimulated during the quick +eye-movement is, _during the interval of movement or at least during +the greater part of it, localized as if the axis of vision were still +directed toward the original fixation-point. And when the new position +of rest is reached and the disturbance on the retinal strip has not +wholly died away, then the strip comes once more into consciousness, +but this time correctly localized with reference to the new position +of the axis of vision_. By attending closely to the behavior as +regards time of both after-image streaks, I can generally see the +normal after-image develop a moment later than the anomalous one" +(that is, the false streak). Schwarz finally suggests (S. 404) that +probably between the first and second appearances of the streak an +'innervation-feeling' intervenes which affords the basis for +localizing the second streak ('correctly') with reference to the new +position of the eye. + +After this digression we return to consider how this phenomenon is +related to the hypothesis of anęsthesia during eye-movements. If we +accept the interpretation of Schwarz, there is one retinal process +which is perceived as two luminous streaks in space, localized +differently and referred to different moments of time. It is +surprising, then, that a continuous retinal process is subjectively +interpreted as two quite different objects, that is, as something +discontinuous. Where does the factor of discontinuity come in? If we +suppose the retinal disturbance to produce a continuous sensation in +consciousness, we should expect, according to every analogy, that this +sensation would be referred to one continuously existing object. And +if this object is to be localized in two places successively, we +should expect it to appear to move continuously through all +intervening positions. Such an interpretation is all the more to be +expected, since, as the strobic phenomena show, even discontinuous +retinal processes tend to be interpreted as continuously existing +objects. + +On the other hand, if there were a central anęsthesia during +eye-movement, the continuous process in the retina could not produce a +continuous sensation, and if the interval were long enough the image +might well be referred to two objects; since also, in the strobic +appearances, the stimulations must succeed at a certain minimal rate +in order to produce the illusion of continuous existence and movement. + +This consideration seemed to make it worth while to perform some +experiments with the falsely localized after-images. The phenomenon +had also by chance been noted in the case of the eye moving past a +luminous dot which was being regularly covered and uncovered. The +appearance is of a row of luminous spots side by side in space, which +under conditions may be either falsely or correctly localized. Since +these dots seemed likely to afford every phenomenon exhibited by the +streaks, with the bare chance of bringing out new facts, apparatus was +arranged as in Fig. 1, which is a horizontal section. + +_DD_ is a disc which revolves in a vertical plane, 56 cm. in diameter +and bearing near its periphery one-centimeter holes punched 3 cm. +apart. _E_ is an eye-rest, and _L_ an electric lamp. _SS_ is a screen +pierced at _H_ by a one-centimeter hole. The distance _EH_ is 34 cm. +The disc _DD_ is so pivoted that the highest point of the circle of +holes lies in a straight line between the eye _E_ and the lamp _L_. +The hole _H_ lies also in this straight line. A piece of milk-glass +_M_ intervenes between _L_ and _H_, to temper the illumination. The +disc _DD_ is geared to a wheel _W_, which can be turned by the hand of +the observer at _E_, or by a second person. As the disc revolves, each +hole in turn crosses the line _EL_. Thus the luminous hole _H_ is +successively covered and uncovered to the eye _E_; and if the eye +moves, a succession of points on the retina is stimulated by the +successive uncovering of the luminous spot. No fixation-points are +provided for the eye, since such points, if bright enough to be of use +in the otherwise dark room, might themselves produce confusing +streaks, and also since an exact determination of the arc of +eye-movement would be superfluous. + +[Illustration: Fig. 1.] + +The eye was first fixated on the light-spot, and then moved +horizontally away toward either the right or the left. In the first +few trials (with eye-sweeps of medium length), the observations did +not agree, for some subjects saw both the false and the correct +streaks, while others saw only the latter. It was found later that +all the subjects saw both streaks if the arc of movement was large, +say 40°, and all saw only the correctly localized streak if the arc +was small, say 5°. Arcs of medium length revealed individual +differences between the persons, and these differences, though +modified, persisted throughout the experiments. After the subjects had +become somewhat trained in observation, the falsely localized streak +never appeared without the correctly localized one as well. For the +sake of brevity the word 'streak' is retained, although the appearance +now referred to is that of a series of separate spots of light +arranged in a nearly straight line. + +The phenomena are as follows.--(1) If the arc of movement is small, a +short, correctly localized streak is seen extending from the final +fixation-point to the light-spot. It is brightest at the end nearer +the light. (2) If the eye-movement is 40° or more, a streak having a +length of about one third the distance moved through is seen on the +other side of the light from the final fixation-point; while another +streak is seen of the length of the distance moved through, and +extending from the final fixation-point to the light. The first is the +falsely, the second the correctly localized streak. The second, which +is paler than the first, feels as if it appeared a moment later than +this. The brighter end of each streak is the end which adjoins the +luminous spot. (3) Owing to this last fact, it sometimes happens, when +the eye-movement is 40° or a trifle less, that both streaks are seen, +but that the feeling of succession is absent, so that the two streaks +look like one streak which lies (unequally parted) on both sides of +the spot of light. It was observed, in agreement with Schwarz, that +the phenomenon was the same whether the head or the eyes moved. Only +one other point need be noted. It is that the false streak, which +appears in the beginning to dart from the luminous hole, does not +fade, but seems to suffer a sudden and total eclipse; whereas the +second streak flashes out suddenly _in situ_, but at a lesser +brilliancy than the other, and very slowly fades away. + +These observations thoroughly confirmed those of Schwarz. And one +could not avoid the conviction that Schwarz's suggestion of the two +streaks being separate localizations of the same retinal stimulation +was an extremely shrewd conjecture. The facts speak strongly in its +favor; first, that when the arc of movement is rather long, there is a +distinct feeling of succession between the appearances of the falsely +and the correctly localized images; second, that when both streaks are +seen, the correct streak is always noticeably dimmer than the false +streak. + +It is of course perfectly conceivable that the feeling of succession +is an illusion (which will itself then need to be explained), and that +the streak is seen continuously, its spacial reference only undergoing +an instantaneous substitution. If this is the case, it is singular +that the correctly seen streak seems to enter consciousness so much +reduced as to intensity below that of the false streak when it was +eclipsed. Whereas, if a momentary anęsthesia could be demonstrated, +both the feeling of succession and the discontinuity of the +intensities would be explained (since during the anęsthesia the +after-image on the retina would have faded). This last interpretation +would be entirely in accordance with the observations of +McDougall,[17] who reports some cases in which after-images are +intermittently present to consciousness, and fade during their +eclipse, so that they reappear always noticeably dimmer than when they +disappeared. + + [17] McDougall, _Mind_, N.S., X., 1901, p. 55, Observation II. + +Now if the event of such an anęsthesia could be established, we should +know at once that it is not a retinal but a central phenomenon. We +should strongly suspect, moreover, that the anęsthesia is not present +during the very first part of the movement. This must be so if the +interpretation of Schwarz is correct, for certainly no part of the +streak could be made before the eye had begun to move; and yet +approximately the first third was seen at once in its original +intensity, before indeed the 'innervation-feelings' had reached +consciousness. Apparently the anęsthesia commences, it at all, after +the eye has accomplished about the first third of its sweep. And +finally, we shall expect to find that movements of the head no less +than movements of the eyes condition the anęsthesia, since neither by +Schwarz nor by the present writer was any difference observed in the +phenomena of falsely localized after-images, between the cases when +the head, and those when the eyes moved. + + +III. THE PERIMETER-TEST OF DODGE, AND THE LAW OF THE LOCALIZATION OF +AFTER-IMAGES. + + +We have seen (above, p. 8) how the evidence which Dodge adduces to +disprove the hypothesis of anęsthesia is not conclusive, since, +although an image imprinted on the retina during its movement was +seen, yet nothing showed that it was seen before the eye had come to +rest. + +Having convinced himself that there is after all no anęsthesia, Dodge +devised a very ingenious attachment for a perimeter 'to determine just +what is seen during the eye-movement.'[18] The eye was made to move +through a known arc, and during its movement to pass by a very narrow +slit. Behind this slit was an illuminated field which stimulated the +retina. And since only during its movement was the pupil opposite the +slit, so only during the movement could the stimulation be given. In +the first experiments nothing at all of the illuminated field was +seen, and Dodge admits (_ibid._, p. 461) that this fact 'is certainly +suggestive of a central explanation for the absence of bands of fusion +under ordinary conditions.' But "these failures suggested an increase +of the illumination of the field of exposure.... Under these +conditions a long band of light was immediately evident at each +movement of the eye." This and similar observations were believed 'to +show experimentally that when a complex field of vision is perceived +during eye-movement it is seen fused' (p. 462). + + [18] Dodge, PSYCHOLOGICAL REVIEW, 1900, VII., p. 459. + +Between the 'failures' and the cases when a band of light was seen, no +change in the conditions had been introduced except 'an increase of +the illumination.' Suppose now this change made just the difference +between a stimulation which left _no_ appreciable _after-image_, and +one which left _a distinct one_. And is it even possible, in view of +the extreme rapidity of eye-movements, that a retinal stimulation of +any considerable intensity should not endure after the movement, to be +_then_ perceived, whether or not it had been first 'perceived during +the movement'? + +Both of Dodge's experiments are open to the same objection. They do +not admit of distinguishing between consciousness of a retinal process +during the moment of stimulation, and consciousness of the same +process just afterward. In both his cases the stimulation was given +during the eye-movement, but there was nothing to prove that it was +perceived at just the same moment. Whatever the difficulties of +demonstrating an anęsthesia during movement, an experiment which does +not observe the mentioned distinction can never disprove the +hypothesis. + +[Illustration: Fig. 2.] + +For the sake of a better understanding of these bands of light of +Dodge, a perimeter was equipped in as nearly the manner described by +him (_ibid._, p. 460) as possible. Experiments with the eye moving +past a very narrow illuminated slit confirmed his observations. If the +light behind the slit was feeble, no band was seen; if moderately +bright, a band was always seen. The most striking fact, however, was +that the band was not localized behind the slit, but was projected on +to that point where the eye came to rest. The band seemed to appear +at this point and there to hover until it faded away. This apparent +anomaly of localization, which Dodge does not mention, suggests the +localization which Schwarz describes of his streaks. Hereupon the +apparatus was further modified so that, whereas Dodge had let the +stimulation take place only during the movement of the eye across a +narrow slit between two walls, now either one of these walls could be +taken away, allowing the stimulation to last for one half of the time +of movement, and this could be either the first or the second half at +pleasure. A plan of the perimeter so arranged is given in Fig. 2. + +_PBCDB'P_ is the horizontal section of a semicircular perimeter of 30 +cm. radius. _E_ is an eye-rest fixed at the centre of the semicircle; +_CD_ is a square hole which is closed by the screen _S_ fitted into +the front pair of the grooves _GG_. In the center of _S_ and on a +level with the eye _E_ is a hole _A_, 2 cm. in diameter, which +contains a 'jewel' of red glass. The other two pairs of grooves are +made to hold pieces of milk-or ground-glass, as _M_, which may be +needed to temper the illumination down to the proper intensity. _L_ is +an electric lamp. _B_ and _B'_ are two white beads fixed to the +perimeter at the same level as _E_ and _A_, and used as +fixation-points. Although the room is darkened, these beads catch +enough light to be just visible against the black perimeter, and the +eye is able to move from one to the other, or from _A_ to either one, +with considerable accuracy. They leave a slight after-image streak, +which is, however, incomparably fainter than that left by _A_ (the +streak to be studied), and which is furthermore white while that of +_A_ is bright red. _B_ and _B'_ are adjustable along a scale of +degrees, which is not shown in the figure, so that the arc of +eye-movement is variable at will. _W_ is a thin, opaque, perpendicular +wall extending from _E_ to _C_, that is, standing on a radius of the +perimeter. At _E_ this wall comes to within about 4 mm. of the cornea, +and when the eye is directed toward _B_ the wall conceals the red spot +_A_ from the pupil. _W_ can at will be transferred to the position +_ED_. _A_ is then hidden if the eye looks toward _B'_. + +The four conditions of eye-movement to be studied are indicated in +Fig. 3 (Plate 1.). The location of the retinal stimulation is also +shown for each case, as well as the corresponding appearance of the +streaks, their approximate length, and above all their localization. +For the sake of simplicity the refractive effect of the lens and +humors of the eye is not shown, the path of the light-rays being in +each case drawn straight. In all four cases the eye moved without +stopping, through an arc of 40°. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE I. + Fig. 3. + HOLT ON EYE-MOVEMENT.] + +To take the first case, Fig. 3:1. The eye fixates the light _L_, then +sweeps 40° toward the right to the point _B'_. The retina is +stimulated throughout the movement, _l-l'_. These conditions yield the +phenomenon of both streaks, appearing as shown on the black rectangle. + +In the second case (Fig. 3:2) the wall _W_ is in position and the eye +so adjusted in the eye-rest that the light _L_ is not seen until the +eye has moved about 10° to the right, that is, until the axis of +vision is at _Ex_. Clearly, then, the image of _L_ falls at first a +little to the right of the fovea, and continues in indirect vision to +the end of the movement. The stimulated part of the retina is _l-l'_ +(Fig. 3:2). Here, then, we have no stimulation of the eye during the +first part of its movement. The corresponding appearance of the streak +is also shown. Only the correctly localized streak is seen, extending +from the light _L_ toward the right but not quite reaching _B'_. Thus +by cutting out that portion of the stimulation which was given during +the first part of the movement, we have eliminated the whole of the +false image, and the right-hand (foveal) part of the correct image. + +Fig. 3:3 shows the reverse case, in which the stimulation is given +only during the first part of the movement. The wall is fixed on the +right of _L_, and the eye so adjusted that _L_ remains in sight until +the axis of vision reaches position _Ex_, that is, until it has moved +about 10°. A short strip of the retina next the fovea is here +stimulated, just the part which in case 2 was not stimulated; and the +part which in case 2 was, is here not stimulated. Now here the false +streak is seen, together with just that portion of the correct streak +which in the previous case was not seen. The latter is relatively dim. + +Thus it looks indeed as if the streak given during the first part of +an eye-movement is seen twice and differently localized. But one may +say: The twice-seen portion was in both cases on the fovea; this may +have been the conditioning circumstance, and not the fact of being +given in the early part of the movement. + +We must then consider Fig. 3, case 4. Here the eye moves from _B_ to +_B'_, through the same arc of 40°. The wall _W_ is placed so that _L_ +cannot be seen until the axis of vision has moved from _EB_ to _EL_, +but _then L_ is seen in direct vision. Its image falls full on the +fovea. But one streak, and that the correctly localized one, is seen. +This is like case 2, except that here the streak extending from _L_ to +the right quite reaches the final fixation-point _B'_. It is therefore +not the fact of a stimulation being foveal which conditions its being +seen in two places. + +It should be added that this experiment involves no particular +difficulties of observation, except that in case 4 the eye tends to +stop midway in its movement when the spot of light _L_ comes in view. +Otherwise no particular training of the subject is necessary beyond +that needed for the observing of any after-image. Ten persons made the +foregoing observations and were unanimous in their reports. + +This experiment leaves it impossible to doubt that the conjecture of +Schwarz, that the correct image is only the false one seen over again, +is perfectly true. It would be interesting to enquire what it is that +conditions the length of the false streak. It is never more than one +third that of the correct streak (Fig. 3:1; except of course under the +artificial conditions of Fig. 3:3) and may be less. The false streak +seems originally to _dart out_ from the light, as described by Lipps, +visibly growing in length for a certain distance, and then to be +suddenly eclipsed or blotted out _simultaneously_ in all its parts. +Whereas the fainter, correct streak flashes into consciousness _all +parts at once_, but disappears by fading gradually from one end, the +end which lies farther from the light. + +Certain it is that when the false streak stops growing and is +eclipsed, some new central process has intervened. One has next to +ask, Is the image continuously conscious, suffering only an +instantaneous relocalization, or is there a moment of central +anęsthesia between the disappearance of the false streak and the +appearance of the other? The relative dimness of the second streak in +the _first moment_ of its appearance speaks for such a brief period of +anęsthesia, during which the retinal process may have partly subsided. + +We have now to seek some experimental test which shall demonstrate +definitely either the presence or the absence of a central anęsthesia +during eye-movements. The question of head-movements will be deferred, +although, as we have seen above, these afford equally the phenomenon +of twice-localized after-images. + + +IV. THE PENDULUM-TEST FOR ANĘSTHESIA. + + +A. Apparatus must be devised to fulfil the following conditions. A +retinal stimulation must be given during an eye-movement. The moment +of excitation must be so brief and its intensity so low that the +process shall be finished before the eye comes to rest, that is, so +that no after-image shall be left to come into consciousness _after_ +the movement is over. Yet, on the other hand, it must be positively +demonstrated that a stimulation of this _very same_ brief duration and +low intensity is amply strong enough to force its way into +consciousness if no eye-movement is taking place. If such a +stimulation, distinctly perceived when the eye is at rest, should not +be perceptible if given while the eye is moving, we should have a +valid proof that some central process has intervened during the +movement, to shut out the stimulation-image during that brief moment +when it might otherwise have been perceived. + +Obviously enough, with the perimeter arrangement devised by Dodge, +where the eye moves past a narrow, illuminated slit, the light within +the slit can be reduced to any degree of faintness. But on the other +hand, it is clearly impossible to find out how long the moment of +excitation lasts, and therefore impossible to find out whether an +excitation of the same duration and intensity is yet sufficient to +affect consciousness if given when the eye is not moving. Unless the +stimulation is proved to be thus sufficient, a failure to see it when +given during an eye-movement would of course prove nothing at all. + +Perhaps the most exact way to measure the duration of a light-stimulus +is to let it be controlled by the passing of a shutter which is +affixed to a pendulum. Furthermore, by means of a pendulum a +stimulation of exactly the same duration and intensity can be given to +the moving, as to the resting eye. Let us consider Fig. 4:1. If _P_ is +a pendulum bearing an opaque shield _SS_ pierced by the hole _tt_, and +_BB_ an opaque background pierced by the hole _i_ behind which is a +lamp, it is clear that if the eye is fixed on _i_, a swing of the +pendulum will allow _i_ to stimulate the retina during such a time as +it takes the opening _tt_ to move past _i_. The shape of _i_ will +determine the shape of the image on the retina, and the intensity of +the stimulation can be regulated by ground-or milk-glass interposed +between the hole _i_ and the lamp behind it. The duration of the +exposure can be regulated by the width of _tt_, by the length of the +pendulum, and by the arc through which it swings. + +If now the conditions are altered, as in Fig. 4:2, so that the opening +_tt_ (indicated by the dotted line) lies not in _SS_, but in the fixed +background _BB_, while the small hole _i_ now moves with the shield +_SS_, it necessarily follows that if the eye can move at just the rate +of the pendulum, it will receive a stimulation of exactly the same +size, shape, duration, and intensity as in the previous case where the +eye was at rest. Furthermore, it will always be possible to tell +whether the eye does move at the same rate as the pendulum, since if +it moves either more rapidly or more slowly, the image of _i_ on the +retina will be horizontally elongated, and this fact will be given by +a judgment as to the proportions of the image seen. + +It may be said that since the eye does not rotate like the pendulum, +from a fulcrum above, the image of _i_ in the case of the moving eye +will be distorted as is indicated in Fig. 4, _a_. This is true, but +the distortion will be so minute as to be negligible if the pendulum +is rather long (say a meter and a half) and the opening _tt_ rather +narrow (say not more than ten degrees wide). A merely horizontal +movement of the eye will then give a practically exact superposition +of the image of _i_ at all moments of the exposure. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE PLATE II. + Fig. 4. Fig. 6. + HOLT ON EYE-MOVEMENT.] + +Thus much of preliminary discussion to show how, by means of a +pendulum, identical stimulations can be given to the moving and to the +resting eye. We return to the problem. It is to find out whether a +stimulation given during an eye-movement can be perceived if its +after-image is so brief as wholly to elapse before the end of the +movement. If a period of anęsthesia is to be demonstrated, two +observations must be made. First, that the stimulation is bright +enough to be _unmistakably visible_ when given to the eye at rest; +second, that it is not visible when given to the moving eye. Hence, we +shall have three cases. + + Case 1. A control, in which the stimulation is proved intense + enough to be seen by the eye at rest. + + Case 2. In which the same stimulation is given to the eye + during movement. + + Case 3. Another control, to make sure that no change in the + adaptation or fatigue of the eye has intervened during the + experiments to render the eye insensible to the stimulation. + +Fig. 5 shows the exact arrangement of the experiment. The figure +represents a horizontal section at the eye-level of the pendulum of +Fig. 4, with accessories. _E_ is the eye which moves between the two +fixation-points _P_ and _P_'. _WONW_ is a wall which conceals the +mechanism of the pendulum from the subject. _ON_ is a rectangular hole +9 cm. wide and 7 cm. high, in this wall. _SS_ is the shield which +swings with the pendulum, and _BB_ is the background (cf. Fig. 4). +When the pendulum is not swinging, a hole in the shield lies behind +_ON_ and exactly corresponds with it. Another in the background does +the same. The eye can thus see straight through to the light _L_. + +Each of these three holes has grooves to take an opaque card, _x_, +_y_, or _z_; there are two cards for the three grooves, and they are +pierced with holes to correspond to _i_ and _tt_ of Fig. 4. The +background _BB_ has a second groove to take a piece of milk-glass _M_. +These cards are shown in Fig. 6 (Plate II.) Card _I_ bears a hole 5 +cm. high and shaped like a dumb-bell. The diameter of the end-circles +(_e_, _e_) is 1.3 cm., and the width of the handle _h_ is 0.2 cm. Card +_T_ is pierced by two slits _EE_, _EE_, each 9 cm. long and 1.3 cm. +high, which correspond to the two ends of the dumb-bell. These slits +are connected by a perforation _H_, 1.5 cm. wide, which corresponds to +the handle of the dumb-bell. This opening _EEHEE_ is covered by a +piece of ground-glass which serves as a radiating surface for the +light. + +[Illustration: Fig. 5.] + +The distance _EA_ (Fig. 5) is 56 cm., and _PP_' is 40 cm.; so that the +arc of eye-movement, that is, the angle _PEP_', is very nearly 40°, +of which the 9-cm. opening _ON_ 9° 11'. _SS_ is 2 cm. behind _ON_, and +_BB_ 2 cm. behind _SS_; these distances being left to allow the +pendulum to swing freely. + +It is found under these conditions that the natural speed made by the +eye in passing the 9-cm. opening _ON_ is very well approximated by the +pendulum if the latter is allowed to fall through 23.5° of its arc, +the complete swing being therefore 47°. The middle point of the +pendulum is then found to move from _O_ to _N_ in 110[sigma][19]. If +the eye sweeps from _O_ to _N_ in the same time, it will be moving at +an angular velocity of 1° in 11.98[sigma] (since the 9 cm. are 9° 11' +of eye-movement). This rate is much less than that found by Dodge and +Cline (_op. cit._, p. 155), who give the time for an eye-movement of +40° as 99.9[sigma], which is an average of only 2.49[sigma] to the +degree. Voluntary eye-movements, like other voluntary movements, can +of course be slow or fast according to conditions. After the pendulum +has been swinging for some time, so that its amplitude of movement has +fallen below the initial 47° and therewith its speed past the middle +point has been diminished, the eye in its movements back and forth +between the fixation-points can still catch the after-image of _i_ +perfectly distinct and not at all horizontally elongated, as it would +have to be if eye and pendulum had not moved just together. It appears +from this that certain motives are able to retard the rate of +voluntary movements of the eye, even when the distance traversed is +constant. + + [19] The speed of the pendulum is measured by attaching a + tuning-fork of known vibration-rate to the pendulum, and + letting it write on smoked paper as the pendulum swings past + the 9-cm. opening. + +The experiment is now as follows. The room is darkened. Card _T_ is +dropped into groove _z_, while _I_ is put in groove _y_ and swings +with the pendulum. One eye alone is used. + +Case 1. The eye is fixed in the direction _EA_. The pendulum is +allowed to swing through its 47°. The resulting visual image is shown +in Fig. 7:1. Its shape is of course like _T_, Fig. 6, but the part _H_ +is less bright than the rest because it is exposed a shorter time, +owing to the narrowness of the handle of the dumb-bell, which swings +by and mediates the exposure. Sheets of milk-glass are now dropped +into the back groove of _BB_, until the light is so tempered that +part _H_ (Fig. 7:1) is _barely but unmistakably_ visible as luminous. +The intensity actually used by the writer, relative to that of _EE_, +is fairly shown in the figure. (See Plate III.) + +It is clear, if the eye were now to move with the pendulum, that the +same amount of light would reach the retina, but that it would be +concentrated on a horizontally narrower area. And if the eye moves +exactly with the pendulum, the visual image will be no longer like 1 +but like 2 (Fig. 7). We do not as yet know how the intensities of _e_, +_e_ and _h_ will relatively appear. To ascertain this we must put card +_I_ into groove _x_, and let card _T_ swing with the pendulum in +groove _y_. If the eye is again fixed in the direction _EA_ (Fig. 5), +the retina receives exactly the same stimulation that it would have +received before the cards were shifted if it had moved exactly at the +rate of the pendulum. In the experiments described, the handle _h_ of +this image (Fig. 7:2) curiously enough appears of the same brightness +as the two ends _e_, _e_, although, as we know, it is stimulated for a +briefer interval. Nor can any difference between _e_, _e_ and _h_ be +detected in the time of disappearance of their after-images. These +conditions are therefore generous. The danger is that _h_ of the +figure, the only part of the stimulation which could possibly quite +elapse during the movement, is still too bright to do so. + +Case 2. The cards are replaced in their first positions, _T_ in groove +_z_, _I_ in groove _y_ which swings. The subject is now asked to make +voluntary eye-sweeps from _P_ to _P'_ and back, timing his moment of +starting so as to bring his axis of vision on to the near side of +opening _ON_ at approximately the same time as the pendulum brings _I_ +on the same point. This is a delicate matter and requires practice. +Even then it would be impossible, if the subject were not allowed to +get the rhythm of the pendulum before passing judgment on the +after-images. The pendulum used gives a slight click at each end of +its swing, and from the rhythm of this the subject is soon able to +time the innervation of his eye so that the exposure coincides with +the middle of the eye-movement. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE III. + Fig. 7. + HOLT ON EYE-MOVEMENT.] + +It is true that with every swing the pendulum moves more slowly past +_ON_, and the period of exposure is lengthened. This, however, only +tends to make the retinal image brighter, so that its disappearance +during an anęsthesia would be so much the less likely. The pendulum +may therefore be allowed to 'run down' until its swing is too slow for +the eye to move with it, that is, too slow for a distinct, +non-elongated image of _i_ to be caught in transit on the retina. + +With these eye-movements, the possible appearances are of two classes, +according to the localization of the after-image. The image is +localized either at _A_ (Fig. 5), or at the final fixation-point (_P_ +or _P'_, according to the direction of the movement). Localized at +_A_, the image may be seen in either of two shapes. First, it may be +identical with 1, Fig. 7. It is seen somewhat peripherally, judgment +of indirect vision, and is correctly localized at _A_. When the +subject's eye is watched, it is found that in this case it moved +either too soon or too late, so that when the exposure was made, the +eye was resting quietly on one of the fixation-points and so naturally +received the same image as in case 1, except that now it lies in +indirect vision, the eye being directed not toward _A_ (as in case 1) +but towards either _P_ or _P'_. + +Second, the image correctly localized may be like 2 (Fig. 7), and then +it is seen to move past the opening _ON_. The handle _h_ looks as +bright as _e_, _e_. This appearance once obtained generally recurs +with each successive swing of the pendulum, and scrutiny of the +subject's eye shows it to be moving, not by separate voluntary +innervations from _P_ to _P'_ and then from _P'_ to _P_, but +continuously back and forth with the swing of the pendulum, much as +the eye of a child passively follows a moving candle. This movement is +purely reflex,[20] governed probably by cerebellar centers. It seems +to consist in a rapid succession of small reflex innervations, and is +very different from the type of movement in which one definite +innervation carries the eye through its 42°, and which yielded the +phenomena with the perimeter. A subject under the spell of this reflex +must be exercised in innervating his eye to move from _P_ to _P'_ and +back in single, rapid leaps. For this, the pendulum is to be +motionless and the eye is not to be stimulated during its movement. + + [20] Exner, Sigmund, _Zeitschrift f. Psychologie u. Physiologie + der Sinnesorgane_, 1896, XII., S. 318. 'Entwurf zu einer + physiologischen Erklärung der psychischen Erscheinungen,' + Leipzig u. Wien, 1894, S. 128. Mach, Ernst, 'Beiträge zur + Analyse der Empfindungen,' Jena, 1900, S. 98. + +These two cases in which the image is localized midway between _P_ and +_P'_ interest us no further. Localized on the final fixation-point, +the image is always felt to flash out suddenly _in situ_, just as in +the case of the 'correctly localized' after-image streaks in the +experiments with the perimeter. The image appears in one of four +shapes, Fig. 7: 2 or 3, 4 or 5. + +First, the plain or elongated outline of the dumb-bell appears with +its handle on the final fixation-point (2 or 3). The image is plain +and undistorted if the eye moves at just the rate of the pendulum, +elongated if the eye moves more rapidly or more slowly. The point that +concerns us is that the image appears _with its handle_. Two +precautions must here be observed. + +The eye does not perhaps move through its whole 42°, but stops instead +just when the exposure is complete, that is, stops on either _O_ or +_N_ and considerably short of _P_ or _P'_. It then follows that the +exposure is given at the _very last_ part of the movement, so that the +after-image of even the handle _h_ has not had time to subside. The +experiment is planned so that the after-image of _h_ shall totally +elapse during that part of the movement which occurs after the +exposure, that is, while the eye is completing its sweep of 42°, from +_O_ to _P_, or else from _N_ to _P'_. If the arc is curtailed at point +_O_ or _N_, the handle of the dumb-bell will of course appear. The +fact can always be ascertained by asking the subject to notice very +carefully where the image is localized. If the eye does in fact stop +short at _O_ or _N_, the image will be there localized, although the +subject may have thoughtlessly said before that it was at _P_ or _P'_, +the points he had nominally had in mind. + +But the image 2 or 3 may indeed be localized quite over the final +fixation-point. In this case the light is to be looked to. It is too +bright, as it probably was in the case of Dodge's experiments. It must +be further reduced; and with the eye at rest, the control (case I) +must be repeated. In the experiments here described it was always +found possible so to reduce the light that the distinct, entire image +of the dumb-bell (2, Fig. 7) never appeared localized on the final +fixation-point, although in the control, _H_, of Fig. 7:1, was always +distinctly visible. + +With these two precautions taken, the image on the final +fixation-point is like either 3, 4, or 5. Shape 5 very rarely appears, +while the trained subject sees 4 and 3 each about one half the times; +and either may be seen for as many as fifteen times in succession. + +Shape 4 is of course exactly the appearance which this experiment +takes to be crucial evidence of a moment of central anęsthesia, before +the image is perceived and during which the stimulation of the handle +_h_ completely elapses. Eight subjects saw this phenomenon distinctly +and, after some training in timing their eye-movements, habitually. +The first appearance of the handleless image was always a decided +surprise to the subject (as also to the writer), and with some +eagerness each hastened to verify the phenomenon by new trials. + +The two ends (_e_, _e_) of the dumb-bell seem to be of the same +intensity as in shape 2 when seen in reflex movement. But there is no +vestige whatsoever of a handle. Two of the subjects stated that for +them the place where the handle should have been, appeared of a +velvety blackness more intense than the rest of the background. The +writer was not able to make this observation. It coincides +interestingly with that of von Kries,[21] who reports as to the phases +of fading after-images, that between the disappearance of the primary +image and the appearance of the 'ghost,' a moment of the most intense +blackness intervenes. The experiments with the pendulum, however, +brought out no ghost. + + [21] Von Kries, J., _Zeitschr. f. Psych, u. Physiol. d. + Sinnesorgane_, 1896, XII., S. 88. + +We must now enquire why in about half the cases shape 3 is still seen, +whereas shape 5 occurs very rarely. Some of the subjects, among whom +is the writer, never saw 5 at all. We should expect that with the +intensity of _H_ sufficiently reduced 4 and 5 would appear with equal +frequency, whereas 3 would be seen no oftener than 2; shape 5 +appearing when the eye did not, and 4 when it did, move at just the +rate of the pendulum. It is certain that when 4 is seen, the eye has +caught just the rate of the pendulum, and that for 3 or 5 it has moved +at some other rate. We have seen above (p. 27) that to move with the +pendulum the eye must already move decidedly more slowly than Dodge +and Cline find the eye generally to move. Nothing so reliable in +regard to the rate of voluntary eye-movements as these measurements of +Dodge and Cline had been published at the time when the experiments on +anęsthesia were carried on, and it is perhaps regrettable that in the +'empirical' approximation of the natural rate of the eye through 40° +the pendulum was set to move so slowly. + +In any case it is highly probable that whenever the eye did not move +at just the rate of the pendulum, it moved _more rapidly_ rather than +more slowly. The image is thus horizontally elongated, by an amount +which varies from the least possible up to 9 cm. (the width of the +opening in _T_), or _even more_. And while the last of the movement +(_O_ to _P_, or _N_ to _P'_), in which the stimulation of _H'_ is +supposed to subside, is indeed executed, it may yet be done so +_rapidly_ that after all _H'_ cannot subside, not even although it is +now less intense by being horizontally spread out (that is, less +concentrated than the vanished _h_ of shape 4). This explanation is +rendered more probable by the very rare appearance of shape 5, which +must certainly emerge if ever the eye were to move more slowly than +the pendulum. + +The critical fact is, however, that shape 4 _does_ appear to a trained +subject in about one half the trials--a very satisfactory ratio when +one considers the difficulty of timing the beginning of the movement +and its rate exactly to the pendulum. + +Lastly, in some cases no image appears at all. This was at first a +source of perplexity, until it was discovered that the image of the +dumb-bell, made specially small so as to be contained within the area +of distinct vision, could also be contained on the blind-spot. With +the pendulum at rest the eye could be so fixed as to see not even the +slight halo which diffuses in the eye and seems to lie about the +dumb-bell. It may well occur, then, that in a movement the image +happens to fall on the blind-spot and not on the fovea. That this +accounts for the cases where no image appears, is proved by the fact +that if both eyes are used, some image is always seen. A binocular +image under normal convergence can of course not fall on both +blind-spots. It may be further said that the shape 4 appears as well +when both eyes are used as with only one. The experiment may indeed as +well be carried on with both eyes. + +Some objections must be answered. It may be said that the image of _h_ +happens to fall on the blind-spot, _e_ and _e_ being above and below +the same. This is impossible, since the entire image and its halo as +well may lie within the blind-spot. If now _h_ is to be on the +blind-spot, at least one of the end-circles _e_, _e_ will be there +also, whereas shape 4 shows both end-circles of the dumb-bell with +perfect distinctness. + +Again, it cannot properly be urged that during the movement the +attention was distracted so as not to 'notice' the handle. The shape +of a dumb-bell was specially chosen for the image so that the weaker +part of the stimulation should lie between two points which should be +clearly noticed. Indeed, if anything, one might expect this central, +connecting link in the image to be apperceptively filled in, even when +it did not come to consciousness as immediate sensation. And it +remains to ask what it is which should distract the attention. + +In this connection the appearance under reflex eye-movement compares +interestingly with that under voluntary. If the wall _WONW_ (Fig. 5) +is taken from before the pendulum, and the eye allowed to move +reflexly with the swinging dumb-bell, the entire image is seen at each +exposure, the handle seeming no less bright than the end-circles. +Moreover, as the dumb-bell opening swings past the place of exposure +and the image fades, although the handle must fade more quickly than +the ends, yet this is not discernible, and the entire image disappears +without having at any time presented the handleless appearance. + +B. Another test for this anęsthesia during movement is offered in the +following experiment. It is clear that, just as a light-stimulation is +not perceived if the whole retinal process begins and ends during a +movement, so also a particular phase of it should not be perceived if +that phase can be given complete within the time of the movement. The +same pendulum which was used in the previous experiment makes such a +thing possible. If in place of the perforated dumb-bell the pendulum +exposes two pieces of glass of nearly complementary colors, one after +the other coming opposite the place of exposure, the sensations will +fuse or will not fuse according as the pendulum swings rapidly or +slowly. But now a mean rate of succession can be found such as to let +the first color be seen pure before the second is exposed, and then to +show the second fused with the after-image of the first. Under some +conditions the second will persist after the first has faded, and will +then itself be seen pure. Thus there may be three phases in +consciousness. If the first color exposed is green and the second red, +the phases of sensation will be green, white, and perhaps red. These +phases are felt to be not simultaneous but successive. A modification +of this method is used in the following experiment. (See Fig. 8, Plate +IV.) + +_T_ and _I_ here correspond to the cards _T_ and _I_ of Fig. 6. +_T_ consists of a rectangular opening, 9×5 cm., which contains three +pieces of glass, two pieces of green at the ends, each 2.8 cm. wide +and 7 cm. high, and a piece of red glass in the middle 3.4 cm. wide +and only 1.5 cm. high, the space above and below this width being +filled with opaque material. The shape of the image is determined as +before by the hole in _I_, which now, instead of being a dumb-bell, is +merely a rectangular hole 2 cm. wide and 5 cm. high. Exactly as +before, _T_ is fixed in the background and _I_ swings with the +pendulum, the eye moving with it. + +The speed of the pendulum must be determined, such that if _I_ lies in +the front groove (Fig. 5, _x_) and the eye is at rest, the image will +clearly show two phases of color when _T_ swings past on the pendulum. +With _T_ and _I_ as described above, a very slow pendulum shows the +image green, red (narrow), and green, in succession. A very fast +pendulum shows only a horizontal straw-yellow band on a green field +(Fig. 8:5). There is but one phase and no feeling of succession. +Between these two rates is one which shows two phases--the first a +green field with a horizontal, reddish-orange band (Fig. 8:3), the +second quickly following, in which the band is straw-yellow (5). It +might be expected that this first phase would be preceded by an +entirely green phase, since green is at first exposed. Such is however +not the case. The straw-yellow of the last phase is of course the +fusion-color of the red and green glasses. It would be gray but that +the two colors are not perfectly complementary. Since the arrangement +of colors in _T_ is bilaterally symmetrical, the successive phases are +the same in whichever direction the pendulum swings. + +[Illustration: MONOGRAPH SUPPLEMENT 17. PLATE IV. + Fig. 8. + HOLT ON EYE-MOVEMENT.] + +It is desirable to employ the maximum rate of pendulum which will give +the two phases. For this the illumination should be very moderate, +since the brighter it is, the slower must be the pendulum. With the +degree of illumination used in the experiments described, it was found +that the pendulum must fall from a height of only 9.5° of its arc: a +total swing of 19°. The opening of _T_, which is 9 cm. wide, then +swings past the middle point of _I_ in 275[sigma]. + +Now when the eye moves it must move at this rate. If the eye is 56 cm. +distant from the opening, as in the previous case, the 9 cm. of +exposure are 9° 11' of eye-movement, and we saw above that 9° 11' in +110[sigma] is a very slow rate of movement, according to the best +measurements. Now it is impossible for the eye to move so slowly as 9° +11' in 275[sigma]. If, however, the eye is brought nearer to the +opening, it is clear that the 9 cm. of exposure become more than 9° +11' of eye-movement. Therefore the eye and the fixation-points are so +placed that _EA_ (Fig. 5) = 26 cm. and _PP'_ = 18 cm. The total +eye-movement is thus 38° 11', of which the nine-centimeter distance of +exposure is 19° 38'. Now the eye is found to move very well through +19° 38' in 275[sigma], although, again, this is much more than a +proportionate part of the total time (99.9[sigma]) given by Dodge and +Cline for a movement of the eye through 40°. The eye is in this case +also moving slowly. As before, it is permissible to let the pendulum +run down till it swings too slowly for the eye to move with it; since +any lessened speed of the pendulum only makes the reddish-orange phase +more prominent. + +As in the experiment with the dumb-bell, we have also here three +cases: the control, the case of the eye moving, and again a control. + +Case 1. _T_ swings with the pendulum. _I_ is placed in the front +groove, and the eye looks straight forward without moving. The +pendulum falls from 9.5° at one side, and the illumination is so +adjusted that the phase in which the band is reddish-orange, is +_unmistakably_ perceived before that in which it is straw-yellow. The +appearance must be 3 followed by 5 (Fig. 8). + +Case 2. _T_ is fixed in the background, _I_ on the pendulum, and the +phenomena are observed with the eye moving. + +Case 3. A repetition of case 1, to make sure that no different +adaptation or fatigue condition of the eye has come in to modify the +appearance of the two successive phases as at first seen. + +The possible appearances to the moving eye are closely analogous to +those in the dumb-bell experiment. If the eye moves too soon or too +late, so that it is at rest during the exposure, the image is like _T_ +itself (Fig. 8) but somewhat fainter and localized midway between the +points _P_ and _P'_. If the eye moves reflexly at the rate of the +pendulum, the image is of the shape _i_ and shows the two phases (3 +followed by 5). It is localized in the middle and appears to move +across the nine-centimeter opening. + +A difficulty is met here which was not found in the case of the +dumb-bell. The eye is very liable to come to a full stop on one of the +colored surfaces, and then to move quickly on again to the final +fixation-point. And this happens contrary to the intention of the +subject, and indeed usually without his knowledge. This stopping is +undoubtedly a reflex process, in which the cerebellar mechanism which +tends to hold the fixation on any bright object, asserts itself over +the voluntary movement and arrests the eye on the not moving red or +green surface as the exposure takes place. A comparable phenomenon was +found sometimes in the experiment with the dumb-bell, where an +eye-movement commenced as voluntary would end as a reflex following of +the pendulum. In the present experiment, until the subject is well +trained, the stopping of the eye must be watched by a second person +who looks directly at the eye-ball of the subject during each +movement. The appearances are very varied when the eye stops, but the +typical one is shown in Fig. 8:1. The red strip _AB_ is seldom longer +and often shorter than in the figure. That part of it which is +superposed on the green seldom shows the orange phase, being almost +always of a pure straw-yellow. The localization of these images is +variable. All observations made during movements in which the eye +stops, are of course to be excluded. + +If now the eye does not stop midway, and the image is not localized in +the center, the appearance is like either 2, 4, or 5, and is localized +over the final fixation-point. 2 is in all probability the case of the +eye moving very much faster than the pendulum, so that if the movement +is from left to right, the right-hand side of the image is the part +first exposed (by the uncovering of the left-hand side of _T_), which +is carried ahead by the too swift eye-movement and projected in +perception on the right of the later portion. 3 is the case of the eye +moving at very nearly but not quite the rate of the pendulum. The +image which should appear 2 cm. wide (like the opening _i_) appears +about 3 cm. wide. The middle band is regularly straw-yellow, extremely +seldom reddish, and if we could be sure that the eye moves more slowly +than the pendulum, so that the succession of the stimuli is even +slower than in the control, and the red phase is surely given, this +appearance (3) would be good evidence of anęsthesia during which the +reddish-orange phase elapses. It is more likely, however, that the eye +is moving faster than the pendulum, but whether or not so +inconsiderably faster as still to let the disappearance of the reddish +phase be significant of anęsthesia, is not certain until one shall +have made some possible but tedious measurements of the apparent width +of the after-image. Both here and in the following case the _feeling +of succession_, noticeable between the two phases when the eye is at +rest, has _disappeared with the sensation of redness_. + +The cases in which 5 is seen are, however, indisputably significant. +The image is apparently of just the height and width of _i_, and there +is not the slightest trace of the reddish-orange phase. The image +flashes out over the final fixation-point, green and straw-yellow, +just as the end-circles of the dumb-bell appeared without their +handle. The rate of succession of the stimuli, green--red--green, on +the retina, is identical with that rate which showed the two phases to +the resting eye: for the pendulum is here moving at the very same +rate, and the eye is moving exactly with the pendulum, as is shown by +the absence of any horizontal elongation of the image seen. The +trained subject seldom sees any other images than 4 and 5, and these +with about equal frequency, although either is often seen in ten or +fifteen consecutive trials. As in the cases of the falsely localized +images and of the handleless dumb-bell, movements of both eyes, as +well as of the head but not the eyes, yield the same phenomena. It is +interesting again to compare the appearance under reflex movement. If +at any time during the experiments the eye is allowed to follow the +pendulum reflexly, the image is at once and invariably seen to pass +through its two phases as it swings past the nine-centimeter opening. + +The frequent and unmistakable appearance of this band of straw-yellow +on a non-elongated green field _without the previous phase in which +the band is reddish-orange_, although this latter was unmistakable +when the same stimulation was given to the eye at rest, is +authenticated by eight subjects. _This appearance, together with that +of the handleless dumb-bell, is submitted as a demonstration that +during voluntary movements of the eyes, and probably of the head as +well, there is a moment in which stimulations are not transmitted from +the retina to the cerebral cortex, that is, a moment of central +anęsthesia_. The reason for saying 'and _probably_ of the head as +well,' is that although the phenomena described are gotten equally +well from movements of the head, yet it is not perfectly certain that +when the head moves the eyes do not also move slightly within the +head, even when the attempt is made to keep them fixed. + +Most of the criticisms which apply to this last experiment apply to +that with the dumb-bell and have already been answered. There is one +however which, while applying to that other, more particularly applies +here. It would be, that these after-images are too brief and +indistinct to be carefully observed, so that judgments as to their +shape, size, and color are not valid evidence. This is a perfectly +sensible criticism, and a person thoroughly convinced of its force +should repeat the experiments and decide for himself what reliance he +will place on the judgments he is able to make. The writer and those +of the subjects who are most trained in optical experiments find the +judgments so simple and easily made as not to be open to doubt. + +In the first place, it should be remembered that only those cases are +counted in which the movement was so timed that the image was seen in +direct vision, that is, was given on or very near the fovea. In such +cases a nice discrimination of the shape and color of the images is +easily possible. + +Secondly, the judgments are in no case quantitative, that is, they in +no case depend on an estimate of the absolute size of any part of the +image. At most the proportions are estimated. In the case of the +dumb-bell the question is, Has the figure a handle? The other +question, Are the end-circles horizontally elongated? has not to be +answered with mathematical accuracy. It is enough if the end-circles +are approximately round, or indeed are narrower than 9 cm. +horizontally, for at even that low degree of concentration the handle +was still visible to the resting eye. Again, in the experiment with +the color-phases, only two questions are essential to identify the +appearance 5: Does the horizontal yellow band extend quite to both +edges of the image? and, Is there certainly no trace of red or orange +to be seen? The first question does not require a quantitative +judgment, but merely one as to whether there is any green visible to +the right or left of the yellow strip. Both are therefore strictly +questions of quality. And the two are sufficient to identify +appearance 5, for if no red or orange is visible, images 1, 2, and 3 +are excluded; and if no green lies to the right or left of the yellow +band, image 4 is excluded. Thus if one is to make the somewhat +superficial distinction between qualitative and quantitative +judgments, the judgments here required are qualitative. Moreover, the +subjects make these judgments unhesitatingly. + +Finally, the method of making judgments on after-images is not new in +psychology. Lamansky's well-known determination of the rate of +eye-movements[22] depends on the possibility of counting accurately +the number of dots in a row of after-images. A very much bolder +assumption is made by Guillery[23] in another measurement of the rate +of eye-movements. A trapezoidal image was generated on the moving +retina, and the after-image of this was projected on to a plane +bearing a scale of lines inclining at various angles. On this the +degree of inclination of one side of the after-image was read off, and +thence the speed of the eye-movement was calculated. In spite of the +boldness of this method, a careful reading of Guillery's first article +cited above will leave no doubt as to its reliability, and the +accuracy of discrimination possible on these after-images. + + [22] Lamansky, S., (Pflüger's) Archiv f. d. gesammte + Physiologie, 1869, II., S. 418. + + [23] Guillery, (Pflüger's) Archiv f. d. ges. Physiologie, 1898, + LXXI., S. 607; and 1898, LXXIII., S. 87. + +As to judgments on the color and color-phases of after-images, there +is ample precedent in the researches of von Helmholtz, Hering, Hess, +von Kries, Hamaker, and Munk. It is therefore justifiable to assume +the possibility of making accurately the four simple judgments of +shape and color described above, which are essential to the two proofs +of anęsthesia. + + +V. SUMMARY AND COROLLARIES OF THE EXPERIMENTS, AND A PARTIAL, +PHYSIOLOGICAL INTERPRETATION OF THE CENTRAL ANĘSTHESIA. + + +We have now to sum up the facts given by the experiments. The fact of +central anęsthesia during voluntary movement is supported by two +experimental proofs, aside from a number of random observations which +seem to require this anęsthesia for their explanation. The first proof +is that if an image of the shape of a dumb-bell is given to the retina +during an eye-movement, and in such a way that the handle of the +image, while positively above the threshold of perception, is yet of +brief enough duration to fade completely before the end of the +movement, it then happens that both ends of the dumb-bell are seen but +the handle not at all. The fact of its having been properly given to +the retina is made certain by the presence of the now disconnected +ends. + +The second proof is that, similarly, if during an eye-movement two +stimulations of different colors are given to the retina, superposed +and at such intensity and rate of succession as would show to the +resting eye two successive phases of color (in the case taken, +reddish-orange and straw-yellow), it then happens that the first +phase, which runs its course and is supplanted by the second before +the movement is over, is not perceived at all. The first phase was +certainly given, because the conditions of the experiment require the +orange to be given if the straw-yellow is, since the straw-yellow +which is seen can be produced only by the addition of green to the +orange which is not seen. + +These two phenomena seem inevitably to demonstrate a moment during +which a process on the retina, of sufficient duration and intensity +ordinarily to determine a corresponding conscious state, is +nevertheless prevented from doing so. One inclines to imagine a +retraction of dendrites, which breaks the connection between the +central end of the optic nerve and the occipital centers of vision. + +The fact of anęsthesia demonstrated, other phenomena are now available +with further information. From the phenomena of the 'falsely +localized' images it follows that at least in voluntary eye-movements +of considerable arc (30° or more), the anęsthesia commences +appreciably later than the movement. The falsely localized streak is +not generated before the eye moves, but is yet seen before the +correctly localized streak, as is shown by the relative intensities of +the two. The anęsthesia must intervene between the two appearances. +The conjecture of Schwarz, that the fainter streak is but a second +appearance of the stronger, is undoubtedly right. + +We know too that the anęsthesia depends on a mechanism central of the +retina, for stimulations are received during movement but not +transmitted to consciousness till afterward. This would be further +shown if it should be found that movements of the head, no less than +those of the eyes, condition the anęsthesia. As before said, it is not +certain that the eyes do not move slightly in the head while the head +moves. The movement of the eyes must then be very slight, and the +anęsthesia correspondingly either brief or discontinuous. Whereas, the +phenomena are the same when the head moves 90° as when the eyes move +that amount. It seems probable, then, that voluntary movements of the +head do equally condition the anęsthesia. + +We have seen, too, that in reflex eye-or head-movements no anęsthesia +is so far to be demonstrated. The closeness with which the eye follows +the unexpected gyrations of a slowly waving rush-light, proves that +the reflex movement is produced by a succession of brief impulses +(probably from the cerebellum), each one of which carries the eye +through only a very short distance. It is an interesting question, +whether there is an instant of anęsthesia for each one of these +involuntary innervations--an instant too brief to be revealed by the +experimental conditions employed above. The seeming continuity of the +sensation during reflex movement would of course not argue against +such successive instants of anęsthesia, since no discontinuity of +vision during voluntary movement is noticeable, although a relatively +long moment of anęsthesia actually intervenes. + +But decidedly the most interesting detail about the anęsthesia is that +shown by the extreme liability of the eye to stop reflexly on the red +or the green light, in the second experiment with the pendulum. +Suppose the eye to be moving from _P_ to _P'_ (Fig. 5); the +anęsthesia, although beginning later than the movement, is present +when the eye reaches _O_, while it is between _O_ and _N_, that is, +during the anęsthetic moment, that the eye is reflexly caught and held +by the light. This proves again that the anęsthesia is not retinal, +but it proves very much more; namely, that _the retinal stimulation is +transmitted to those lower centers which mediate reflex movements, at +the very instant during which it is cut off from the higher, conscious +centers_. The great frequency with which the eye would stop midway in +its movements, both in the second pendulum-experiment and in the +repetition of Dodge's perimeter-test, was very annoying at the time, +and the observation cannot be questioned. The fact of the habitual +reflex regulation of voluntary movements is otherwise undisputed. +Exner[24] mentions a variety of similar instances. Also, with the +moving dumb-bell, as has been mentioned, the eye having begun a +voluntary sweep would often be caught by the moving image and carried +on thereafter reflexly with the pendulum. These observations hang +together, and prove a connection between the retina and the reflex +centers even while that between the retina and the conscious centers +is cut off. + + [24] Exner, Sigmund, 'Entwurf zu einer physiologischen + Erklärung der psychischen Erscheinungen,' Leipzig und Wien, + 1894, S. 124-129. + +But shall we suppose that the 'connection' between the retina and the +conscious centers is cut off during the central anęsthesia? All that +the facts prove is that the centers are at that time not conscious. It +would be at present an unwarrantable assumption to make, that these +centers are therefore disconnected from the retina, at the optic +thalami, the superior quadrigeminal bodies, or wheresoever. On broad +psychological grounds the action-theory of Münsterberg[25] has +proposed the hypothesis that cerebral centers fail to mediate +consciousness not merely when no stimulations are transmitted to them, +but rather when the stimulations transmitted are not able to pass +through and out. The stimulation arouses consciousness when it finds a +ready discharge. And indeed, in this particular case, while we have no +other grounds for supposing stimulations _to_ the visual centers to be +cut off, we do have other grounds for supposing that egress _from_ +these cells would be impeded. + + [25] Münsterberg, Hugo, 'Grundzüge der Psychologie,' Leipzig, + 1900, S. 525-561. + +The occipital centers which mediate sensations of color are of course +most closely associated with those other centers (probably the +parietal) which receive sensations from the eye-muscles and which, +therefore, mediate sensations which furnish space and position to the +sensations of mere color. Now it is these occipital centers, mediators +of light-sensations merely, which the experiments have shown most +specially to be anęsthetic. The discharge of such centers means +particularly the passage of excitations on to the parietal +localization-centers. There are doubtless other outlets, but these are +the chief group. The movements, for instance, which activity of these +cells produces, are first of all eye-movements, which have to be +_directly_ produced (according to our present psychophysical +conceptions) by discharges from the centers of eye-muscle sensation. +The principal direction of discharge, then, from the color-centers is +toward the localization-centers. + +Now the experiment with falsely and correctly localized after-images +proves that before the anęsthesia all localization is with reference +to the point of departure, while afterwards it is with reference to +the final fixation-point. The transition is abrupt. During the +anęsthesia, then, the mechanism of localization is suffering a +readjustment. It is proved that during this interval of readjustment +in the centers of eye-muscle sensation the way is closed to oncoming +discharges from the color-centers; but it is certain that any such +discharge, during this complicated process of readjustment, would take +the localization-centres by surprise, as it were, and might +conceivably result in untoward eye-movements highly prejudicial to the +safety of the individual as a whole. The much more probable event is +the following: + +Although Schwarz suggests that the moment between seeing the false and +seeing the correct after-image is the moment that consciousness is +taken up with 'innervation-feelings' of the eye-movement, this is +impossible, since the innervation-feelings (using the word in the only +permissible sense of remembered muscle-sensations) must _precede_ the +movement, whereas even the first-seen, falsely localized streak is not +generated till the movement commences. But we do have to suppose that +during the visual anęsthesia, muscle-sensations of _present_ movement +are streaming to consciousness, to form the basis of the new +post-motum localization. And these would have to go to those very +centers mentioned above, the localization-centers or eye-muscle +sensation centers. One may well suppose that these incoming currents +so raise the tension of these centers that for the moment no discharge +can take place thither from other parts of the brain, among which are +the centers for color-sensations. The word 'tension' is of course a +figure, but it expresses the familiar idea that centers which are in +process of receiving peripheral stimulations, radiate that energy +_to_ other parts of the brain (according to the neural dispositions), +and probably do not for the time being receive communications +therefrom, since those other parts are now less strongly excited. It +is, therefore, most probable that during the incoming of the +eye-muscle sensations the centers for color are in fact not able to +discharge through their usual channels toward the localization-centers, +since the tension in that direction is too high. If, now, their other +channels of discharge are too few or too little used to come into +question, the action-theory would find in this a simple explanation of +the visual anęsthesia. + +The fact that the anęsthesia commences appreciably later than the +movement so far favors this interpretation. For if the anęsthesia is +conditioned by high tension in the localization-centers, due to +incoming sensations from the eye-muscles, it could not possibly +commence synchronously with the movement. For, first the sensory +end-organs in the eye-muscles (or perhaps in the ligaments, surfaces +of the eye-sockets, etc.) have their latent period; then the +stimulation has to travel to the brain; and lastly it probably has to +initiate there a summation-process equivalent to another latent +period. These three processes would account very readily for what we +may call the latent period of the anęsthesia, as observed in the +experiments. It is true that this latent period was observed only in +long eye-and head-movements, but the experiments were not delicate +enough in this particular to bring out the finer points. + +Finally, the conditioning of anęsthesia by movements of the head, if +really proved, would rather corroborate this interpretation. For of +course the position of the head on the shoulders is as important for +localization of the retinal picture as the position of the eyes in the +head, so that sensations of head-movements must be equally represented +in the localization centers; and head movements would equally raise +the tension on those centers against discharge-currents from the +color-centers. + +The conclusion from the foregoing experiments is that voluntary +movements of the eyes condition a momentary, visual, central +anęsthesia. + + * * * * * + + + + +TACTUAL ILLUSIONS. + +BY CHARLES H. RIEBER. + + +I. + + +Many profound researches have been published upon the subject of +optical illusions, but in the field of tactual illusions no equally +extensive and serious work has been accomplished. The reason for this +apparent neglect of the illusions of touch is obviously the fact that +the studies in the optical illusions are generally thought to yield +more important results for psychology than corresponding studies in +the field of touch. Then, too, the optical studies are more attractive +by reason of the comparative ease and certainty with which the +statistics are gathered there. An optical illusion is discovered in a +single instance of the phenomenon. We are aware of the illusion almost +immediately. But in the case of most of the illusions of touch, a +large number of experiments is often necessary in order to reveal any +approximately constant error in the judgments. Nevertheless, it seems +to me that the factors that influence our judgments of visual space, +though their effects are nearly always immediately apparent, are of no +more vital significance for the final explanation of the origin of our +notion of space than the disturbing factors in our estimations of +tactual space whose effects are not so open to direct observation. + +The present investigation has for its main object a critical +examination of the tactual illusions that correspond to some of the +well-known optical illusions, in the hope of segregating some of the +various disturbing factors that enter into our very complex judgments +of tactual space. The investigation has unavoidably extended into a +number of near-lying problems in the psychology of touch, but the +final object of my paper will be to offer a more decisive answer than +has hitherto been given to the question, _Are the optical illusions +also tactual illusions, or are they reversed for touch?_ + +Those who have given their attention to illusions of sight and touch +are rather unequally divided in their views as to whether the +geometrical optical illusions undergo a reversal in the field of +touch, the majority inclining to the belief that they are reversed. +And yet there are not wanting warm adherents of the opposite view. A +comparison of the two classes of illusions, with this question in +view, appears therefore in the present state of divergent opinion to +be a needed contribution to experimental psychology. Such an +experimental study, if it succeeds in finding the solution to this +debate, ought to throw some further light upon the question of the +origin of our idea of space, as well as upon the subject of illusions +of sense in general. For, on the one hand, if touch and sight function +alike in our judgment of space, we should expect that like peripheral +disturbances in the two senses would cause like central errors in +judgment, and every tactual analogue of an optical illusion should be +found to correspond both in the direction of the error and, to a +certain extent, quantitatively with the optical illusion. But if, on +the other hand, they are in their origin and in their developed state +really disparate senses, each guided by a different psychological +principle, the illusion in the one sense might well be the reverse of +the corresponding illusion in the other sense. Therefore, if the +results of an empirical study should furnish evidence that the +illusions are reversed in passing from one field to the other, we +should be obliged to conclude that we are here in the presence of what +psychologists have been content to call the 'unanalyzable fact' that +the two senses function differently under the same objective +conditions. But if, on the contrary, it should turn out that the +illusions are not reversed for the two senses, then the theory of the +ultimate uniformity of the psychical laws will have received an +important defence. + +These experiments were carried on in the Harvard Psychological +Laboratory during the greater part of the years 1898-1901. In all, +fifteen subjects coöperated in the work at different times. + +The experimental work in the direction of a comparison of the optical +illusions with the tactual illusions, to the time of the present +investigation, has been carried on chiefly with the familiar optical +illusion of the overestimation of filled space. If the distance +between two points be divided into two equal parts by a point midway +between them, and the one of the halves be filled with intermediate +points, the filled half will, to the eye, appear longer than the open +half. James[1] says that one may easily prove that with the skin we +underestimate a filled space, 'by taking a visiting card, and cutting +one edge of it into a saw-toothed pattern, and from the opposite edge +cutting out all but two corners, and then comparing the feelings +aroused by the two edges when held against the skin.' He then remarks, +'the skin seems to obey a different law here from the eye.' This +experiment has often been repeated and verified. The most extensive +work on the problem, however, is that by Parrish.[2] It is doubtless +principally on the results of Parrish's experiments that several +authors of text-books in psychology have based their assertions that a +filled space is underestimated by the skin. The opposite conclusion, +namely, that the illusion is not reversed for the skin, has been +maintained by Thiéry,[3] and Dresslar.[4] Thiéry does not, so far as I +know, state the statistics on which he bases his view. Dresslar's +experiments, as Parrish has correctly observed, do not deal with the +proper analogue of the optical illusion for filled space. The work of +Dresslar will be criticised in detail when we come to the illusions +for active touch. + + [1] James, William: 'Principles of Psychology,' New York, 1893, + Vol. II., p. 141. + + [2] Parrish, C.S.: _Amer. Journ. of Psy._, 1895, Vol. VI., p. + 514. + + [3] Thiéry, A.: _Philos. Studien_, 1896, Bd. XII., S. 121. + + [4] Dresslar, F.B.: _Amer. Journ. of Psy._, 1894, Vol. VI., p. + 332. + +At the beginning of the present investigation, the preponderance of +testimony was found to be in favor of the view that filled space is +underestimated by the skin; and this view is invariably accompanied by +the conclusion, which seems quite properly to follow from it, that the +skin and the eye do not function alike in our perception of space. I +began my work, however, in the belief that there was lurking somewhere +in the earlier experiments a radical error or oversight. I may say +here, parenthetically, that I see no reason why experimental +psychologists should so often be reluctant to admit that they begin +certain investigations with preconceptions in favor of the theory +which they ultimately defend by the results of their experiments. The +conclusions of a critical research are in no wise vitiated because +those conclusions were the working hypotheses with which the +investigator entered upon his inquiry. I say frankly, therefore, that +although my experiments developed many surprises as they advanced, I +began them in the belief that the optical illusions are not reversed +for touch. The uniformity of the law of sense perception is prejudiced +if two senses, when affected by the same objective conditions, should +report to consciousness diametrically opposite interpretations of +these same objective facts. I may say at once, in advance of the +evidence upon which I base the assertion, that the belief with which I +began the experiments has been crystallized into a firm conviction, +namely, that neither the illusion for open or filled spaces, nor any +other optical illusion, is genuinely reversed for touch. + + +II. + + +I began my work on the problem in question by attempting to verify +with similar apparatus the results of some of the previous +investigations, in the hope of discovering just where the suspected +error lay. It is unnecessary for me to give in detail the results of +these preliminary series, which were quite in agreement with the +general results of Parrish's experiments. Distances of six centimeters +filled with points varying in number and position were, on the whole, +underestimated in comparison with equal distances without intermediate +point stimulations. So, too, the card with saw-toothed notches was +judged shorter than the card of equal length with all but the end +points cut out. + +After this preliminary verification of the previous results, I was +convinced that to pass from these comparatively meager statistics, +gathered under limited conditions in a very special case, to the +general statement that the optical illusion is reversed in the field +of touch, is an altogether unwarranted procedure. When one reads the +summarized conclusions of these previous investigators, one finds it +there assumed or even openly asserted that the objective conditions of +the tactual illusion are precisely the same as those of the optical +illusion. But I contend that it is not the real analogue of the +optical illusion with which these experiments have been concerned. +The objective conditions are not the same in both. Although something +that is very much like the optical illusion is reversed, yet I shall +attempt to prove in this part of my paper, first, that the former +experiments have not been made with the real counterpart of the +optical illusion; second, that the optical illusion can be quite +exactly reproduced on the skin; third, that where the objective +conditions are the same, the filled cutaneous space is overestimated, +and the illusion thus exists in the same sense for both sight and +touch. + +Let me first call attention to some obvious criticisms on Parrish's +experiments. They were all made with one distance, namely, 6.4 +centimeters; and on only one region, the forearm. Furthermore, in +these experiments no attempt was made to control the factor of +pressure by any mechanical device. The experimenter relied entirely on +the facility acquired by practice to give a uniform pressure to the +stimuli. The number of judgments is also relatively small. Again, the +open and filled spaces were always given successively. This, of +course, involves the comparison of a present impression with the +memory of a somewhat remote past impression, which difficulty can not +be completely obviated by simply reversing the order of presentation. +In the optical illusion, the two spaces are presented simultaneously, +and they lie adjacent to each other. It is still a debated question +whether this illusion would exist at all if the two spaces were not +given simultaneously and adjacent. Münsterberg[5] says of the optical +illusion for the open and filled spaces, "I have the decided +impression that the illusion does not arise from the fact of our +comparing one half with the other, but from the fact that we grasp the +line as a whole. As soon as an interval is inserted, so that the +perception of the whole line as constituted of two halves vanishes, +the illusion also disappears." This is an important consideration, to +which I shall return again. + + [5] Münsterberg, H.: 'Beiträge zur Exper. Psy.,' Freiburg i.B., + 1889, Heft II., S. 171. + +Now, in my experiments, I endeavored to guard against all of these +objections. In the first place, I made a far greater number of tests. +Then my apparatus enabled me, firstly, to use a very wide range of +distances. Where the points are set in a solid block, the experiments +with long distances are practically impossible. Secondly, the +apparatus enabled me to control accurately the pressure of each point. +Thirdly, the contacts could be made simultaneously or successively +with much precision. This apparatus (Fig. 1) was planned and made in +the Harvard Laboratory, and was employed not only in our study of this +particular illusion, but also for the investigation of a number of +allied problems. + +[Illustration: FIG. 1.] + +Two ęsthesiometers, A and B, were arranged in a framework, so that +uniform stimulations could be given on both arms. The ęsthesiometers +were raised or lowered by means of the crank, C, and the cams, D and +E. The contacts were made either simultaneously or successively, with +any interval between them according to the position of the cams on the +crank. The height of the ęsthesiometer could be conveniently adjusted +by the pins F and H. The shape of the cams was such that the descent +of the ęsthesiometer was as uniform as the ascent, so that the +contacts were not made by a drop motion unless that was desired. The +sliding rules, of which there were several forms and lengths, could be +easily detached from the upright rods at _K_ and _L_. Each of the +points by which the contacts were made moved easily along the sliding +rule, and could be also raised or lowered for accommodation to the +unevenness of the surface of the skin. These latter were the most +valuable two features of the apparatus. There were two sets of points, +one of hard rubber, the other of metal. This enabled me to take into +account, to a certain extent, the factor of temperature. A wide range +of apparent differences in temperature was secured by employing these +two stimuli of such widely different conductivity. Then, as each point +was independent of the rest in its movements, its weight could also be +changed without affecting the rest. + +In the first series of experiments I endeavored to reproduce for touch +the optical illusion in its exact form. There the open and the filled +spaces are adjacent to each other, and are presented simultaneously +for passive functioning of the eye, which is what concerns us here in +our search for the analogue of passive touch. This was by no means an +easy task, for obviously the open and the filled spaces in this +position on the skin could not be compared directly, owing to the lack +of uniformity in the sensibility of different portions of the skin. At +first, equivalents had to be established between two collinear open +spaces for the particular region of the skin tested. Three points were +taken in a line, and one of the end points was moved until the two +adjacent open spaces were pronounced equal. Then one of the spaces was +filled, and the process of finding another open space equivalent to +this filled space was repeated as before. This finding of two +equivalent open spaces was repeated at frequent intervals. It was +found unsafe to determine an equivalent at the beginning of each +sitting to be used throughout the hour. + +Two sets of experiments were made with the illusion in this form. In +one the contacts were made simultaneously; the results of this series +are given in Table I. In the second set of experiments the central +point which divided the open from the filled space touched the skin +first, and then the others in various orders. The object of this was +to prevent fusion of the points, and, therefore, to enable the subject +to pronounce his judgments more rapidly and confidently. A record of +these judgments is given in Table II. In both of these series the +filled space was always taken near the wrist and the open space in a +straight line toward the elbow, on the volar side of the arm. At +present, I shall not undertake to give a complete interpretation of +the results of these two tables, but simply call attention to two +manifest tendencies in the figures. First, it will be seen that the +short filled distance of four centimeters is underestimated, but that +the long filled distance is overestimated. Second, in Table II., which +represents the judgments when the contacts were made successively, the +tendency to underestimate the short distance is less, and at the same +time we notice a more pronounced overestimation of the longer filled +distances. I shall give a further explanation of these results in +connection with later tables. + + +TABLE I. + + 4 cm. 6 cm. 8 cm. + Filled. Open. Filled. Open. Filled. Open. + + F. 5.3 4.7 7.8 7.6 9.3 10.5 + F. 5.7 4.4 6.5 7.3 9.2 11.7 + F. 6.0 5.6 8.2 7.3 8.7 10.8 + --- --- --- --- --- ---- + Av. 5.7 4.9 7.5 7.4 9.1 11.0 + + R. 5.7 5.1 6.7 6.8 9.3 10.2 + R. 5.4 5.4 7.2 7.1 8.5 10.7 + R. 4.6 4.2 8.1 8.1 9.1 11.4 + --- --- --- --- --- ---- + Av. 5.2 4.9 7.3 7.3 9.0 10.8 + + K. 5.6 5.1 6.8 6.7 8.1 9.6 + K. 5.0 5.1 7.3 7.5 8.2 11.2 + K. 4.9 4.9 8.2 8.1 10.1 10.1 + --- --- --- --- ---- ---- + Av. 5.2 5.0 7.4 7.4 8.8 10.3 + + +TABLE II. + + 4 cm. 6 cm. 8 cm. + Filled. Open. Filled. Open. Filled. Open. + + F. 5.1 5.0 8.0 8.3 9.2 10.3 + F. 5.8 4.7 7.2 7.9 8.7 10.9 + F. 5.6 5.5 6.9 9.1 9.1 11.1 + --- --- --- --- --- ---- + Av. 5.5 5.1 7.4 8.4 9.0 10.8 + + R. 6.0 4.8 8.2 7.5 9.4 10.6 + R. 5.7 5.4 6.5 7.4 10.1 9.4 + R. 5.0 5.2 7.7 7.8 8.6 11.2 + --- --- --- --- ---- ---- + Av. 5.6 5.1 7.5 7.6 9.4 10.4 + + K. 4.8 4.8 8.2 8.3 8.1 9.8 + K. 5.1 5.3 7.1 7.7 10.0 10.8 + K. 4.7 5.0 8.1 8.6 8.6 9.4 + --- --- --- --- ---- ---- + Av. 4.9 5.0 7.8 8.2 8.9 10.0 + + The first two numbers in the first line signify that when an + open distance of 4 cm. was taken, an adjacent open distance of + 4.7 cm. was judged equal; but when the adjacent space was + filled, 5.3 cm. was judged equal. Each number in the column of + filled distances represents an average of five judgments. All + of the contacts in Table I. were made simultaneously; in Table + II. they were made successively. + + +In the next series of experiments the illusion was approached from an +entirely different point of view. The two points representing the open +space were given on one arm, and the filled space on a symmetrical +part of the other arm. I was now able to use a much wider range of +distances, and made many variations in the weights of the points and +the number that were taken for the filled distance. + +However, before I began this second series, in which one of the chief +variations was to be in the weights of the different points, I made a +brief preliminary series of experiments to determine in a general way +the influence of pressure on judgments of point distances. Only three +distances were employed, four, six and twelve centimeters, and three +weights, twelve, twenty and forty grams. Table III. shows that, for +three men who were to serve as subjects in the main experiments that +are to follow, an increase in the weight of the points was almost +always accompanied by an increase in the apparent distance. + + +TABLE III. + + Distances. 4 cm. 6 cm. 12 cm. + + Weights + (Grams). 12 20 40 12 20 40 12 20 40 + + R. 3.9 3.2 3.0 6.2 5.6 5.3 11.4 10.4 9.3 + F. 4.3 4.0 3.6 6.1 5.3 5.5 12.3 11.6 10.8 + B. 4.1 3.6 3.1 6.0 5.7 5.8 12.0 10.2 9.4 + P. 4.3 4.1 3.7 5.9 5.6 5.6 13.1 11.9 10.7 + + In the standard distances the points were each weighted to 6 + grams. The first three figures signify that a two-point + distance of 4 cm., each point weighing 6 grams, was judged + equal to 3.9 cm. when each point weighed 12 grams. 3.2 cm. + when each point weighed 20 grams, etc. Each figure is the + average of five judgments. + + +Now the application of this principle in my criticism of Parrish's +experiments, and as anticipating the direction which the following +experiments will take, is this: if we take a block such as Parrish +used, with only two points in it, and weight it with forty grams in +applying it to the skin, it is plain that each point will receive one +half of the whole pressure, or twenty grams. But if we put a pressure +of forty grams upon a block of eight points, each point will receive +only one eighth of the forty, or five grams. Thus, in the case of the +filled space, the end points, which play the most important part in +the judgment of the distance, have each only five grams' pressure, +while the points in the open space have each twenty grams. We should, +therefore, naturally expect that the open space would be +overestimated, because of the decided increase of pressure at these +significant points. Parrish should have subjected the blocks, not to +the same pressure, but to a pressure proportional to the number of +points in each block. With my apparatus, I was easily able to prove +the correctness of my position here. It will be seen in Tables IV. to +VIII. that, when the sum of the weights of the two end points in the +open space was only just equal to the sum of the weights of all the +points in the filled space, the filled space was underestimated just +as Parrish has reported. But when the points were all of the same +weight, both in the filled and the open space, the filled space was +judged longer in all but the very short distances. For this latter +exception I shall offer an explanation presently. + +Having now given an account of the results of this digression into +experiments to determine the influence of pressure upon point +distances, I shall pass to the second series of experiments on the +illusion in question. In this series, as has been already stated, the +filled space was taken on one arm and the open on the other, and then +the process was reversed in order to eliminate any error arising from +a lack of symmetry between the two regions. Without, for the present, +going into a detailed explanation of the statistics of this second +series of experiments, which are recorded in Tables IV., V., VI., +VII. and VIII., I may summarize the salient results into these general +conclusions: First, the short filled distance is underestimated; +second, this underestimation of the filled space gradually decreases +until in the case of the filled distance of 18 cm. the judgments pass +over into pronounced overestimations; third, an increase in the number +of points of contact in the shorter distances increases the +underestimation, while an increase in the number of points in the +longer distance increases the overestimation; fourth, an increase of +pressure causes an invariable increase in the apparent length of +space. If a general average were made of the results given in Tables +IV., V., VI., VII. and VIII., there would be a preponderance of +evidence for the conclusion that the filled spaces are overestimated. +But we cannot ignore the marked tendencies in the opposite direction +for the long and the short distances. These anomalous results, which, +it will be remembered, were also found in our first series, call for +explanation. Several hypotheses were framed to explain these +fluctuations in the illusion, and then some shorter series of +experiments were made in different directions with as large a number +of variations in the conditions as possible, in the hope of +discovering the disturbing factors. + + +TABLE IV.¹ + + 4 Centimeters. + + A B D E + less = gr. less = gr. less = gr. less = gr. + R. (a) 7 2 1 8 1 1 6 2 2 5 1 4 + (b) 7 3 0 7 1 2 6 2 2 6 1 3 + F. (a) 6 3 1 7 1 2 7 0 3 6 0 4 + (b) 7 0 3 9 1 0 6 1 3 5 2 3 + ------- -------- -------- -------- + 27 8 5 31 4 5 25 5 10 22 4 14 + + ¹In columns _A_, _B_, and _C_ the filled spaces were made up + of 4, 5 and 6 points, respectively. The total weight of the + filled space in _A_, _B_ and _C_ was always just equal to the + weight of the two points in the open space, 20 gr. In (_a_) + the filled distance was given on the right arm first, in (_b_) + on the left arm. It will be observed that this reversal made + practically no difference in the judgments and therefore was + sometimes omitted. In _D_ the filled space consisted of four + points, but here the weight of each point was 10 gr., making a + total weight of 40 gr. for the filled space, as against 20 gr. + for the open space. In _E_ the weight of each was 20 gr., + making the total weight of the filled space 80 gr. + + +TABLE V. + + 6 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 10 8 2 12 0 8 14 6 0 9 6 5 8 2 10 + F. (a) 12 4 4 12 6 2 12 4 4 8 3 9 6 3 11 + K. (a) 10 2 8 12 6 2 14 2 4 6 4 10 7 2 11 + -------- -------- -------- -------- -------- + 32 14 14 36 12 12 40 12 8 23 13 24 21 7 32 + + +TABLE VI. + + 8 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 4 1 5 5 1 4 7 0 3 4 0 6 3 0 7 + (b) 4 0 6 5 1 4 6 1 3 4 1 5 2 1 7 + F. (a) 5 0 5 5 0 5 6 0 4 3 0 7 4 0 6 + (b) 5 1 4 6 1 3 8 0 2 4 1 5 2 3 5 + K. (a) 4 1 5 6 1 3 7 1 2 3 2 5 1 3 6 + (b) 4 0 6 7 0 3 6 1 3 4 0 6 3 0 7 + ------- ------- ------- ------- ------- + 26 3 31 34 4 22 40 3 17 22 4 34 15 7 38 + + +TABLE VII. + + 12 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 3 6 16 8 3 14 10 8 7 6 3 16 3 4 18 + F. (a) 5 7 13 10 5 10 9 6 10 6 4 15 5 1 19 + K. (a) 8 2 15 8 4 13 13 9 3 3 7 15 3 0 22 + -------- -------- ------- -------- --------- + 16 15 44 26 12 37 32 23 20 15 14 46 11 5 59 + + +TABLE VIII. + + 18 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 2 0 23 0 0 25 4 4 17 3 1 21 0 1 24 + (b) 3 1 21 1 0 24 5 3 17 1 6 18 0 2 23 + F. (a) 1 4 20 3 0 22 8 6 11 0 5 20 2 0 23 + (b) 2 3 20 2 1 22 6 7 12 1 4 20 0 3 22 + K. (a) 4 2 19 4 0 21 2 7 16 0 7 18 0 0 25 + (b) 1 0 24 2 6 17 8 0 17 2 6 17 1 0 24 + -------- -------- -------- -------- -------- + 13 10 127 12 7 131 33 27 90 7 29 114 3 6 141 + +TABLES IV.-VIII. + +The first line in column _A_ (Table IV.) signifies that out of 10 +judgments, comparing an open space 4 cm., total weight 20 gr., with a +filled space of 4 points, total weight also 20 gr., the filled space +was judged less 7 times, equal 2 times, and greater once. + + +III. + + +The results of the investigation, thus far, point to the conclusion +that short filled spaces are underestimated, that long spaces are +overestimated, and that between the two there lies what might be +called an 'indifference zone.' This unexpected outcome explains, I +think, the divergent opinions of the earlier investigators of this +problem. Each theory is right in what it affirms, but wrong in what it +implicitly or openly denies. + +I next set out to determine as precisely as possible how far the +factor of fusion, or what Parrish has called irradiation, enters into +the judgments. It was evident from the beginning of this whole +investigation that fusion or displacement of the points was very +common. The term 'irradiation' is, however, too specific a term to +describe a process that works in these two opposite directions. The +primary concern of these next experiments was, therefore, to devise +means for preventing fusion among the points before the subject +pronounced his judgment. With our apparatus we were able to make a +number of experiments that show, in an interesting way, the results +that follow when the sensations are not permitted to fuse. It is only +the shorter distances that concern us here. The longer distances have +already been shown to follow the law of optical illusion, that is, +that filled space is overestimated. The object of the present +experiments is to bring the shorter distances under the same law, by +showing, first, that the objective conditions as they have existed in +our experiments thus far are not parallel to those which we find in +the optical illusion. Second, that when the objective conditions are +the same, the illusion for the shorter distances follows the law just +stated. + +In repeating some of the experiments reported in Tables IV.-VIII. with +varying conditions, I first tried the plan of using metallic points at +the ends of the spaces. Thus, by an apparent difference in the +temperature between the end points and the filling, the sensations +from the end points, which play the most important part in the +judgment of the length, were to a certain extent kept from fusing with +the rest. The figures in Table II. have already shown what may be +expected when the points are kept from fusing. Here, also, a marked +tendency in the direction of apparent lengthening of the distance was +at once observed. These short filled distances, which had before been +underestimated, were now overestimated. The same results follow when +metallic points are alternated with hard rubber points in the filling +itself. + +This changing of the apparent temperature of the end points has, it +must be admitted, introduced another factor; and it might be objected +that it was not so much the prevention of fusion as the change in the +temperature that caused the judgments to drift towards overestimation. +I have statistics to show that this observation is in a way just. +Extremes in temperature, whether hot or cold, are interpreted as an +increase in the amount of space. This conclusion has also been +reported from a number of other laboratories. My contention at this +point is simply that there are certain conditions under which these +distances will be overestimated and that these are the very conditions +which bring the phenomenon into closer correspondence with the optical +illusion, both as to the stimuli and the subjective experience. Then, +aside from this, such an objection will be seen to be quite irrelevant +if we bear in mind that when the end points in the filled distance +were replaced by metallic points, metallic points were also employed +in the open distance. The temperature factor, therefore, entered into +both spaces alike. By approaching the problem from still another point +of view, I obtained even more conclusive evidence that it is the +fusion of the end points with the adjacent points in the short +distances that leads to the underestimation of these. I have several +series in which the end points were prevented from fusing into the +filling, by raising or lowering them in the apparatus, so that they +came in contact with the skin just after or before the intermediate +points. When the contacts were arranged in this way, the tendency to +underestimate the filled spaces was very much lessened, and with some +subjects the tendency passed over into a decided overestimation. This, +it will be seen, is a confirmation of the results in Table II. + +I have already stated that the two series of experiments reported in +Section II. throughout point to the conclusion that an increase of +pressure is taken to mean an increase in the distance. I now carried +on some further experiments with short filled distances, making +variations in the place at which the pressure was increased. I found a +maximum tendency to underestimate when the central points in the +filled space were weighted more than the end points. A strong drift in +the opposite direction was noticed when the end points were heavier +than the intermediate ones. It is not so much the pressure as a whole, +as the place at which it is applied, that causes the variations in the +judgments of length. In these experiments the total weights of the +points were the same in both cases. An increase of the weight on the +end points with an equivalent diminution of the weights on the +intervening points gave the end points greater distinctness apparently +and rendered them less likely to disappear from the judgments. + +At this stage in the inquiry as to the cause of the underestimation of +short distances, I began some auxiliary experiments on the problem of +the localization of cutaneous impressions, which I hoped would throw +light on the way in which the fusion or displacement that I have just +described takes place. These studies in the localization of touch +sensations were made partly with a modification of the Jastrow +ęsthesiometer and partly with an attachment to the apparatus before +described (Fig. 1). In the first case, the arm upon which the +impressions were given was screened from the subject's view, and he +made a record of his judgments on a drawing of the arm. The criticism +made by Pillsbury[6] upon this method of recording the judgments in +the localization of touch sensations will not apply to my experiments, +for I was concerned only with the relative, not with the absolute +position of the points. In the case of the other experiments, a card +with a single line of numbered points was placed as nearly as possible +over the line along which the contacts had been made on the arm. The +subject then named those points on the card which seemed directly over +the points which had been touched. + + [6] Pillsbury, W.B.: Amer. Journ. of Psy., 1895, Vol. VII., p. + 42. + +The results from these two methods were practically the same. But the +second method, although it obviously permitted the determination of +the displacements in one dimension only, was in the end regarded as +the more reliable method. With this apparatus I could be more certain +that the contacts were made simultaneously, which was soon seen to be +of the utmost importance for these particular experiments. Then, too, +by means of this ęsthesiometer, all movement of the points after the +contact was made was prevented. This also was an advantage in the use +of this apparatus, here and elsewhere, which can hardly be +overestimated. With any ęsthesiometer that is operated directly by the +hand, it is impossible to avoid imparting a slight motion to the +points and thus changing altogether the character of the impression. +The importance of this consideration for my work was brought forcibly +to my attention in this way. One of the results of these tests was +that when two simultaneous contacts are made differing in weight, if +only one is recognized it is invariably located in the region of the +contact with the heavier point. But now if, while the points were in +contact with the skin and before the judgment was pronounced, I gave +the lighter point a slight jar, its presence and location were thereby +revealed to the subject. Then, too, it was found to be an advantage +that the judgments were thus confined to the longitudinal displacement +only; for, as I have before insisted, it was the relative, not the +absolute position that I wished to determine, since my object in all +these experiments in localization was to determine what connection, if +any, exists between judgments upon cutaneous distances made indirectly +by means of localization, and judgments that are pronounced directly +upon the subjective experience of the distance. + +In the first of these experiments, in which two points of different +weight were used, the points were always taken safely outside of the +threshold for the discrimination between two points in the particular +region of the skin operated on. An inspection of the results shown in +Figs. 2 and 3 will indicate the marked tendency of the heavier point +to attract the lighter. In Figs. 2 and 3 the heavy curves were plotted +from judgments where both heavy and light points were given together. +The dotted curve represents the localization of each point when given +alone. The height of the curves at any particular point is determined +by the number of times a contact was judged to be directly under that +point. The fact that the curves are higher over the heavy points shows +that, when two points were taken as one, this one was localized in the +vicinity of the heavier point. When points were near the threshold for +any region, it will be observed that the two points were attracted to +each other. But when the points were altogether outside the threshold, +they seemed strangely to have repelled each other. As this problem lay +somewhat away from my main interest here, I did not undertake to +investigate this peculiar fluctuation exhaustively. My chief purpose +was satisfied when I found that the lighter point is displaced toward +the heavier, in short distances. A further explanation of these +figures will be given in connection with similar figures in the next +section. + +[Illustration: FIG. 2. Back of hand.] + +[Illustration: FIG. 3. Forearm.] + +This attraction of the heavier for the lighter points is, I think, a +sufficient explanation for the variations in judgments upon filled +distances where changes are made in the place at which the pressure is +applied. I furthermore believe that an extension of this principle +offers an explanation for the underestimation of cutaneous +line-distances, which has been frequently reported from various +laboratories. Such a straight line gives a subjective impression of +being heavier at the center. I found that if the line is slightly +concave at the center, so as to give the ends greater prominence and +thereby leave the subjective impression that the line is uniform +throughout its entire length, the line will be overestimated in +comparison with a point distance. Out of one hundred judgments on the +relative length of two hard-rubber lines of 5 cm. when pressed against +the skin, one of which was slightly concave, the concave line was +overestimated eighty-four times. For sight, a line in which the shaded +part is concentrated at the center appears longer than an objectively +equal line with the shading massed towards the ends. + + +IV. + + +In the last section, I gave an account of some experiments in the +localization of touch sensations which were designed to show how, +under varying pressure, the points in the filled distance are +displaced or fused and disappear entirely from the judgment. Our +earliest experiments, it will be remembered, yielded unmistakable +evidence that short, filled distances were underestimated; while all +of the secondary experiments reported in the last section have pointed +to the conclusion that even these shorter distances will follow the +law of the longer distances and be overestimated under certain +objective conditions, which conditions are also more nearly parallel +with those which we find in the optical illusion. I wish now to give +the results of another and longer set of experiments in the +localization of a manifold of touch sensations as we find them in this +same illusion for filled space, by which I hope to prove a direct +relation between the function of localization and the spatial +functioning proper. + +These experiments were made with the same apparatus and method that +were used in the previous study in localization; but instead of two +points of different weights, four points of uniform weight were +employed. This series, therefore, will show from quite another point +of view that the fusion which takes place, even where there is no +difference in the weight, is a very significant factor in judgments of +distance on the skin. + +[Illustration: Fig. 4.] + +I need hardly say that here, and in all my other experiments, the +subjects were kept as far as possible in complete ignorance of the +object of the experiment. This and the other recognized laboratory +precautions were carefully observed throughout this work. Four +distances were used, 4, 8, 12 and 16 cm. At frequent intervals +throughout the tests the contact was made with only one of the points +instead of four. In this way there came to light again the interesting +fact which we have already seen in the last section, which is of great +significance for my theory--that the end points are located +differently when given alone than when they are presented +simultaneously with the other points. I give a graphic representation +of the results obtained from a large number of judgments in Figs. 4, 5 +and 6. These experiments with filled spaces, like the earlier +experiments, were made on the volar side of the forearm beginning near +the wrist. In each distance four points were used, equally distributed +over the space. The shaded curve, as in the previous figures, +represents the results of the attempts to localize the points when all +four were given simultaneously. In the dotted curves, the end points +were given alone. The height of the curve at any place is determined +by the number of times a point was located immediately underneath that +particular part of the curve. In Fig. 4 the curve which was determined +by the localization of the four points when given simultaneously, +shows by its shape how the points appear massed towards the center. In +Fig. 5 the curve _AB_ shows, by its crests at _A_ and _B_, that the +end points tended to free themselves from the rest in the judgments. +But if the distance _AB_ be taken to represent the average of the +judgments upon the filled space 1, 2, 3, 4, it will be seen to be +shorter than what may be regarded as the average of the judgments upon +the corresponding open space, namely, the distance _A'B'_, determined +by the localizations of the end points alone. The comparative +regularity of the curve indicates that the subject was unable to +discriminate among the points of the filling with any degree of +certainty. The localizations were scattered quite uniformly along the +line. In these short distances the subject often judged four points as +two, or even one. + +[Illustration: Fig. 5.] + +[Illustration: Fig. 6.] + +Turning to Fig. 6, we notice that the tendency is now to locate the +end points in the filled distance outside of the localization of these +same points when given without the intermediate points. It will also +be seen from the irregularities in these two longer curves that there +is now a clear-cut tendency to single out the individual points. The +fact that the curves here are again higher over point 4 simply +signifies that at this, the wrist end, the failure to discover the +presence of the points was less frequent than towards the elbow. But +this does not disturb the relation of the two series of judgments. As +I have before said, the first two sets of experiments described in +Section II. showed that the shorter filled distances are +underestimated, while the longer distances are overestimated, and that +between the two there is somewhat of an 'indifferent zone.' In those +experiments the judgments were made directly on the cutaneous +distances themselves. In the experiments the results of which are +plotted in these curves, the judgment of distances is indirectly +reached through the function of localization. But it will be observed +that the results are substantially the same. The longer distances are +overestimated and the shorter distances underestimated. The curves in +Figs. 4, 5 and 6 were plotted on the combined results for two +subjects. But before the combination was made the two main tendencies +which I have just mentioned were observed to be the same for both +subjects. + +It will be remembered also that in these experiments, where the +judgment of distance was based directly on the cutaneous impression, +the underestimation of the short, filled distance was lessened and +even turned into an overestimation, by giving greater distinctness to +the end points, in allowing them to come in contact with the skin just +before or just after the filling. The results here are again the same +as before. The tendency to underestimate is lessened by this device. +Whenever, then, a filled space is made up of points which are +distinctly perceived as discrete--and this is shown in the longer +curves by the comparative accuracy with which the points are +located--these spaces are overestimated. + +In all of these experiments on localization, the judgments were given +with open eyes, by naming the visual points under which the tactual +points seemed to lie. I have already spoken of the other method which +I also employed. This consisted in marking points on paper which +seemed to correspond in number and position to the points on the skin. +During this process the eyes were kept closed. This may appear to be a +very crude way of getting at the illusion, but from a large number of +judgments which show a surprising consistency I received the emphatic +confirmation of my previous conclusion, that filled spaces were +overestimated. These experiments were valuable also from the fact that +here the cutaneous space was estimated by the muscle sense, or active +touch, as it is called. + +In the experiments so far described the filling in of the closed space +was always made by means of stationary points. I shall now give a +brief account of some experiments which I regard as very important for +the theory that I shall advance later. Here the filling was made by +means of a point drawn over the skin from one end of a two-point +distance to the other. + +These experiments were made on four different parts of the skin--the +forehead, the back of the hand, the abdomen, and the leg between the +knee and the thigh. I here forsook the plan which I had followed +almost exclusively hitherto, that of comparing the cutaneous distances +with each other directly. The judgments now were secured indirectly +through the medium of visual distances. There was placed before the +subject a gray card, upon which were put a series of two-point +distances ranging from 2 to 20 cm. The two-point distances were given +on the skin, and the subject then selected from the optical distances +the one that appeared equal to the cutaneous distance. This process +furnished the judgments on open spaces. For the filled spaces, +immediately after the two-point distance was given a blunt stylus was +drawn from one point to the other, and the subject then again selected +the optical distance which seemed equal to this distance filled by the +moving point. + +The results from these experiments point very plainly in one +direction. I have therefore thought it unnecessary to go into any +further detail with them than to state that for all subjects and for +all regions of the skin the filled spaces were overestimated. This +overestimation varied also with the rate of speed at which the stylus +was moved. The overestimation is greatest where the motion is slowest. + +Vierordt[7] found the same result in his studies on the time sense, +that is, that the more rapid the movement, the shorter the distance +seems. But lines drawn on the skin are, according to him, +underestimated in comparison with open two-point distances. Fechner[8] +also reported that a line drawn on the skin is judged shorter than the +distance between two points which are merely touched. It will be +noticed, however, that my experiments differed from those of Vierordt +and Fechner in one essential respect. This difference, I think, is +sufficient to explain the different results. In my experiments the +two-point distance was held on the skin, while the stylus was moved +from one point to the other. In their experiments the line was drawn +without the points. This of course changes the objective conditions. +In simply drawing a line on the skin the subject rapidly loses sight +of the starting point of the movement. It follows, as it were, the +moving point, and hence the entire distance is underestimated. I made +a small number of tests of this kind, and found that the line seemed +shorter than the point distance as Fechner and Vierordt declared. But +when the point distance is kept on the skin while the stylus is being +drawn, the filling is allowed its full effect in the judgment, +inasmuch as the end points are perceived as stationary landmarks. The +subjects at first found some difficulty in withholding their judgments +until the movement was completed. Some subjects declared that they +frequently made a preliminary judgment before the filling was +inserted, but that when the moving point approached the end point, +they had distinctly the experience that the distance was widening. In +these experiments I used five sorts of motion, quick and heavy, quick +and light, slow and heavy, slow and light, and interrupted. I made no +attempt to determine either the exact amount of pressure or the exact +rate. I aimed simply at securing pronounced extremes. The slow rate +was approximately 3, and the fast approximately 15 cm. per second. + + [7] 'Zeitsinn,' Tübingen, 1858. + + [8] Fechner, G. Th., 'Elem. d. Psychophysik,' Leipzig, 1889; 2. + Theil, S. 328. + +I have already said that these filled spaces were invariably +overestimated and that the slower the movement, the greater, in +general, is the overestimation. In addition to the facts just stated I +found also, what Hall and Donaldson[9] discovered, that an increase in +the pressure of a moving point diminishes the apparent distance. + + [9] Hall, G. St., and Donaldson, H.H., 'Motor Sensations on the + Skin,' _Mind_, 1885, X., p. 557. + +Nichols,[10] however, says that heavy movements seem longer and light +ones shorter. + + [10] _Op. citat.,_ p. 98. + + +V. + + +There are several important matters which might properly have been +mentioned in an earlier part of this paper, in connection with the +experiments to which they relate, but which I have designedly omitted, +in order not to disturb the continuity in the development of the +central object of the research. The first of these is the question of +the influence of visualization on the judgments of cutaneous +distances. This is in many ways a most important question, and +confronts one who is making studies in tactual space everywhere. The +reader may have already noticed that I have said but little about the +factor of visualization in any of my experiments, and may have +regarded it as a serious omission. It might be offered as a criticism +of my work that the fact that I found the tactual illusions to exist +in the same sense as the optical illusions was perhaps due to the +failure to exclude visualization. All of the subjects declare that +they were unable to shut out the influence of visualizing entirely. +Some of the subjects who were very good visualizers found the habit +especially insistent. I think, however, that not even in these latter +cases does this factor at all vitiate my conclusions. + +It will be remembered that the experiments up to this time fall into +two groups, first, those in which the judgments on the cutaneous +distances were reached by direct comparisons of the sensations +themselves; and secondly, those in which the sensations were first +localized and then the judgment of the distance read from these +localizations. Visualizing, therefore, entered very differently into +the two groups. In the first instance all of the judgments were made +with the eyes closed, while all of the localizations were made with +the eyes open. I was uncertain through the whole of the first group of +experiments as to just how much disturbance was being caused in the +estimation of the distance by visualizing. I therefore made a series +of experiments to determine what effect was produced upon the illusion +if in the one set of judgments one purposely visualized and in the +other excluded visualizing as far as possible. In my own case I found +that after some practice I could give very consistent judgments, in +which I felt that I had abstracted from the visualized image of the +arm almost entirely. I did not examine these results until the close +of the series, and then found that the illusion was greater for those +judgments in which visualization was excluded; that is, the filled +space seemed much larger when the judgment was made without the help +of visualization. It is evident, therefore, that the tactual illusion +is influenced rather in a negative direction by visualization. + +In the second group of experiments, where the judgments were obtained +through the localization of the points, it would seem, at first sight, +that the judgments must have been very largely influenced by the +direct vision used in localizing the points. The subject, as will be +remembered, looked down at a card of numbered points and named those +which were directly over the contacts beneath. Here it should seem +that the optical illusion of the overestimation of filled spaces, +filled with points on the card, would be directly transmitted to the +sensation on the skin underneath. Such criticism on this method of +getting at the illusion has already been made orally to me. But this +is obviously a mistaken objection. The points on the card make a +filled space, which of course appears larger, but as the points +expand, the numbers which are attached to them expand likewise, and +the optical illusion has plainly no influence whatever upon the +tactual illusion. + +A really serious objection to this indirect method of approaching the +illusion is, that the character of the cutaneous sensation is never so +distinctly perceived when the eyes are open as when they are closed. +Several subjects often found it necessary to close their eyes first, +in order to get a clear perception of the locality of the points; +they then opened their eyes, to name the visual points directly above. +Some subjects even complained that when they opened their eyes they +lost track of the exact location of the touch points, which they +seemed to have when their eyes were closed. The tactual impression +seems to be lost in the presence of active vision. + +On the whole, then, I feel quite sure in concluding that the +overestimation of the filled cutaneous spaces is not traceable to the +influence of visualization. Parrish has explained all sporadic cases +of overestimation as due to the optical illusion carried over in +visualization. I have already shown that in my experiments +visualization has really the opposite effect. In Parrish's experiments +the overestimation occurred in the case of those collections of points +which were so arranged as to allow the greatest differentiation among +the points, and especially where the end-points were more or less +distinct from the rest. This, according to my theory, is precisely +what one would expect. + +Those who have made quantitative studies in the optical illusion, +especially in this particular illusion for open and filled spaces, +have observed and commented on the instability of the illusion. +Auerbach[11] says, in his investigation of the quantitative variations +of the illusion, that concentration of attention diminishes the +illusion. In the Zöllner figure, for instance, I have been able to +notice the illusion fluctuate through a wide range, without +eye-movements and without definitely attending to any point, during +the fluctuation of the attention. My experiments with the tactual +illusion have led me to the conclusion that it fluctuates even more +than the optical illusion. Any deliberation in the judgment causes the +apparent size of the filled space to shrink. The judgments that are +given most rapidly and naļvely exhibit the strongest tendency to +overestimation; and yet these judgments are so consistent as to +exclude them from the category of guesses. + + [11] Auerbach, F., _Zeitsch. f. Psych. u. Phys. d. + Sinnesorgane_, 1874, Bd. VII., S. 152. + +In most of my experiments, however, I did not insist on rapid and +naļve judgments; but by a close observation of the subject as he was +about to make a judgment I could tell quite plainly which judgments +were spontaneous and which were deliberate. By keeping track of these +with a system of marks, I was able to collect them in the end into +groups representing fairly well the different degrees of attention. +The illusion is always greatest for the group of spontaneous +judgments, which points to the conclusion that all illusions, tactual +as well as visual, are very largely a function of attention. + +In Section II. I told of my attempt to reproduce the optical illusion +upon the skin in the same form in which we find it for sight, namely, +by presenting the open and filled spaces simultaneously, so that they +might be held in a unitary grasp of consciousness and the judgment +pronounced on the relative length of these parts of a whole. However, +as I have already said, the filled space appears longer, not only when +given simultaneously, but also when given successively with the open +space. In the case of the optical illusion I am not so sure that the +illusion does not exist if the two spaces are not presented +simultaneously and adjacent, as Münsterberg asserts. Although, to be +sure, for me the illusion is not so strong when an interval is allowed +between the two spaces, I was interested to know whether this was true +also in the case of a touch illusion. My previous tables did not +enable me to compare the quantitative extent of the illusion for +successive and simultaneous presentation. But I found in two series +which had this point directly in view, one with the subject _F_ and +one in which _G_ served as subject, that the illusion was emphatically +stronger when the open and filled spaces were presented simultaneously +and adjacent. In this instance, the illusion was doubtless a +combination of two illusions--a shrinking of the open space, on the +one hand, and a lengthening of the filled space on the other hand. +Binet says, in his studies on the well-known Müller-Lyer illusion, +that he believes the illusion, in its highest effects at any rate, to +be due to a double contrast illusion. + +This distortion of contrasted distances I have found in more than one +case in this investigation--not only in the case of distances in which +there is a qualitative difference, but also in the case of two open +distances. In one experiment, in which open distances on the skin were +compared with optical point distances, a distance of 10 cm. was given +fifty times in connection with a distance of 15 cm., and fifty times +in connection with a distance of 5 cm. In the former instance the +distance of 10 cm. was underestimated, and in the other it was +overestimated. + +The general conclusion of the entire investigation thus far may be +summed up in the statement: _Wherever the objective conditions are the +same in the two senses, the illusion exists in the same direction for +both sight and touch._ + + +VI. + + +Thus far all of my experiments were made with _passive_ touch. I +intend now to pursue this problem of the relation between the +illusions of sight and touch into the region of _active_ touch. I have +yielded somewhat to the current fashion in thus separating the passive +from the active touch in this discussion. I have already said that I +believe it would be better not to make this distinction so pronounced. +Here again I have concerned myself primarily with only one illusion, +the illusion which deals with open and filled spaces. This is the +illusion to which Dresslar[12] devoted a considerable portion of his +essay on the 'Psychology of Touch,' and which he erroneously thought +to be the counterpart of the optical illusion for open and filled +spaces. One of the earliest notices of this illusion is that given by +James,[13] who says, "Divide a line on paper into two equal halves, +puncture the extremities, and make punctures all along one of the +halves; then, with the finger-tip on the opposite side of the paper, +follow the line of punctures; the empty half will seem much longer +than the punctured half." + + [12] Dresslar, F.B., _Am. Journ. of Psy._, 1894, VI., p. 313. + + [13] James, W., 'Principles of Psychology,' New York, 1893, + II., p. 250. + +James has given no detailed account of his experiments. He does not +tell us how many tests were made, nor how long the lines were, nor +whether the illusion was the same when the open half was presented +first. Dresslar took these important questions into consideration, and +arrived at a conclusion directly opposite to that of James, namely, +that the filled half of the line appears larger than the open half. +Dresslar's conclusion is, therefore, that sight and touch function +alike. I have already said that I think that Parrish was entirely +right in saying that this is not the analogue of the familiar optical +illusion. Nevertheless, I felt sure that it would be quite worth the +while to make a more extensive study than that which Dresslar has +reported. Others besides James and Dresslar have experimented with +this illusion. As in the case of the illusion for passive touch, there +are not wanting champions of both opinions as to the direction in +which this illusion lies. + +I may say in advance of the account of my experiments, that I have +here also found a ground of reconciliation for these two divergent +opinions. Just as in the case of the illusion for passive touch, there +are here also certain conditions under which the filled space seems +longer, and other conditions under which it appears shorter than the +open space. I feel warranted, therefore, in giving in some detail my +research on this illusion, which again has been an extended one. I +think that the results of this study are equally important with those +for passive touch, because of the further light which they throw on +the way in which our touch sense functions in the perception of the +geometrical illusions. Dresslar's experiments, like those of James, +were made with cards in which one half was filled with punctures. The +number of punctures in each centimeter varied with the different +cards. Dresslar's conclusion was not only that the filled space is +overestimated, but also that the overestimation varies, in a general +way, with the number of punctures in the filling. Up to a certain +point, the more holes there are in the card, the longer the space +appears. + +I had at the onset of the present experiment the same feeling about +Dresslar's work that I had about Parrish's work, which I have already +criticised, namely, that a large number of experiments, in which many +variations were introduced, would bring to light facts that would +explain the variety of opinion that had hitherto been expressed. I was +confident, however, that what was most needed was a quantitative +determination of the illusion. Then, too, inasmuch as the illusion, +whatever direction it takes, is certainly due to some sort of +qualitative differences in the two kinds of touch sensations, those +from the punctured, and those from the smooth half, it seemed +especially desirable to introduce as many changes into the nature of +the filling as possible. The punctured cards I found very +unsatisfactory, because they rapidly wear off, and thus change the +quality of the sensations, even from judgment to judgment. + +[Illustration: FIG. 7.] + +The first piece of apparatus that I used in the investigation of the +illusion for open and filled space with active touch is shown in Fig. +7. A thimble _A_, in which the finger was carried, moved freely along +the rod _B_. The filled spaces were produced by rows of tacks on the +roller _C_. By turning the roller, different kinds of fillings were +brought into contact with the finger-tip. The paper _D_, on which the +judgments were recorded by the subject, could be slowly advanced under +the roller _E_. Underneath the thimble carrier there was a pin so +arranged that, by a slight depression of the finger, a mark was made +on the record paper beneath. A typical judgment was made as follows; +the subject inserted his finger in the thimble, slightly depressed the +carrier to record the starting points, then brought his finger-tip +into contact with the first point in the filled space. The subject +was, of course, all the while ignorant of the length or character of +the filling over which he was about to pass. The finger-tip was then +drawn along the points, and out over the smooth surface of the roller, +until the open space passed over was judged equal to the filled space. +Another slight depression of the finger registered the judgment on the +paper below. The paper was then moved forward by turning the roller +_E_, and, if desired, a different row of pins was put in place for +judgment by revolving the roller _C_. The dividing line between the +open and filled spaces was continuously recorded on the paper from +below by a pin not shown in the illustration. + +The rollers, of which I had three, were easily removed or turned +about, so that the open space was presented first. In one of the +distances on each roller both spaces were unfilled. This was used at +frequent intervals in each series and served somewhat the same purpose +as reversing the order in which the open and filled spaces were +presented. With some subjects this was the only safe way of securing +accurate results. The absolute distances measured off were not always +a sure criterion as to whether the filled space was under-or +overestimated. For example, one rather erratic subject, who was, +however, very constant in his erratic judgments, as an average of +fifty judgments declared a filled space of 4 cm. to be equal to an +open space of 3.7 cm. This would seem, on the surface, to mean that +the filled space had been underestimated. But with these fifty +judgments there were alternated judgments on two open spaces, in which +the first open space was judged equal to the second open space of 3.2 +cm. From this it is obvious that the effect of the filling was to +cause an overestimation--not underestimation as seemed at first sight +to be the case. + +In another instance, this same subject judged a filled space of 12.0 +cm. to be equal to an open space of 12.9 cm., which would seem to +indicate an overestimation of the filled space. But an average of the +judgments on two open spaces that were given in alternation shows that +an equivalence was set up between the two at 13.7 cm. for the second +open space. This would show that the filling of a space really +produced an underestimation. + +The same results were obtained from other subjects. In my experiments +on the illusion for passive touch, I pointed out that it is unsafe to +draw any conclusion from a judgment of comparison between open and +filled cutaneous spaces, unless we had previously determined what +might be called a standard judgment of comparison between two open +spaces. The parts of our muscular space are quite as unsymmetrical as +the parts of our skin space. The difficulties arising from this lack +of symmetry can best be eliminated by introducing at frequent +intervals judgments on two open spaces. As I shall try to show later, +the psychological character of the judgment is entirely changed by +reversing the order in which the spaces are presented, and we cannot +in this way eliminate the errors due to fluctuations of the attention. + +The apparatus which I used in these first experiments possesses +several manifest advantages. Chief among these was the rapidity with +which large numbers of judgments could be gathered and automatically +recorded. Then, in long distances, when the open space was presented +first, the subject found no difficulty in striking the first point of +the filled space. Dresslar mentioned this as one reason why in his +experiments he could not safely use long distances. His subjects +complained of an anxious straining of the attention in their efforts +to meet the first point of the filled space. + +There are two defects manifest in this apparatus. In the first place, +the other tactual sensations that arise from contact with the thimble +and from the friction with the carrier moving along the sliding rod +cannot be disregarded as unimportant factors in the judgments. +Secondly, there is obviously a difference between a judgment that is +made by the subject's stopping when he reaches a point which seems to +him to measure off equal spaces, and a judgment that is made by +sweeping the finger over a card, as in Dresslar's experiments, with a +uniform motion, and then, after the movement has ceased, pronouncing +judgment upon the relative lengths of the two spaces. In the former +case the subject moves his finger uniformly until he approaches the +region of equality, and then slackens his speed and slowly comes to a +standstill. This of course changes the character of the judgments. +Both of these defects I remedied in another apparatus which will be +described later. For my present purpose I may disregard these +objections, as they affect alike all the judgments. + +In making the tests for the first series, the subject removed his +finger after each judgment, so that the position of the apparatus +could be changed and the subject made to enter upon the new judgment +without knowing either the approximate length or the nature of the +filling of this new test. With this apparatus no attempt was made to +discover the effects of introducing changes in the rate of speed. The +only requirement was that the motion should be uniform. This does not +mean that I disregarded the factor of speed. On the contrary, this +_time_ element I consider as of the highest consequence in the whole +of the present investigation. But I soon discovered, in these +experiments, that the subjects themselves varied the rate of speed +from judgment to judgment over a wide range of rates. There was no +difficulty in keeping track of these variations, by recording the +judgments under three groups, fast, slow and medium. But I found that +I could do this more conveniently with another apparatus, and will +tell at a later place of the results of introducing a time element. In +these first experiments the subject was allowed to use any rate of +speed which was convenient to him. + + +TABLE IX. + + Subjects P R F Rr + 2= 3.8 3.6 2.9 2.8 + 3= 4.1 4.1 4.2 3.9 + 4= 4.7 5.1 4.3 4.3 + Filled 5= 5.2 5.6 5.8 6.0 + Spaces. 6= 6.0 6.3 6.4 5.2 + 7= 6.8 6.5 6.6 7.0 + 8= 7.5 7.6 7.2 7.4 + 9= 8.3 8.1 8.2 8.6 + 10= 8.9 9.1 8.7 8.5 + + +TABLE X. + + Subjects P R F Rr + 2= 4.0 3.8 3.2 2.6 + 3= 4.3 4.2 4.4 3.6 + 4= 4.6 5.6 4.6 4.8 + Filled 5= 5.4 6.1 5.6 5.7 + Spaces. 6= 6.2 6.4 6.8 6.9 + 7= 7.3 6.8 7.9 7.2 + 8= 7.8 7.4 7.3 7.8 + 9= 8.6 8.0 7.9 8.9 + 10= 9.3 9.1 8.9 8.5 + +TABLES IX. AND X. + + First line reads: 'When the finger-tip was drawn over a filled + distance of 2 cm., the subject _P_ measured off 3.8 on the + open surface, the subject _R_ 3.6, etc.' Each number is the + average of five judgments. In Table IX. the points were set at + regular intervals. In Table X. the filling was made irregular + by having some points rougher than the others and set at + different intervals. + + +I can give here only a very brief summary of the results with this +apparatus. In Tables IX. and X. I give a few of the figures which will +show the tendency of the experiments. In these tests a different +length and a different filling were given for each judgment. The +result of the experiments of this group is, first, that the _shorter +filled spaces are judged longer and the longer spaces shorter_ than +they really were. Second, that an increase in the number of points in +the filled space causes no perceptible change in the apparent length. +Third, that when the filling is so arranged as to produce a tactual +rhythm by changing the position or size of every third point, the +apparent length of the space is increased. It will be noticed, also, +that this is just the reverse of the result that was obtained for +passive touch. These facts, which were completely borne out by several +other experiments with different apparatus which I shall describe +later, furnish again a reason why different investigators have +hitherto reported the illusion to exist, now in one direction, now in +the other. Dresslar drew the conclusion from his experiments that the +filled spaces are always overestimated, but at the same time his +figures show an increasing tendency towards an underestimation of the +filled spaces as the distances increased in length. I shall later, in +connection with similar results from other experiments on this +illusion, endeavor to explain these anomalous facts. + +In section IV. I mentioned the fact that I found the illusion for +passive touch to be subject to large fluctuations. This is true also +of the illusion for active touch. When the finger-tip is drawn over +the filled, and then out over the open space, the limits between which +the stopping point varies is a much wider range than when the +finger-tip is drawn over two open spaces. In the latter case I found +the variation to follow Weber's Law in a general way. At first I +thought these erratic judgments were mere guesses on the part of the +subject; but I soon discovered a certain consistency in the midst of +these extreme fluctuations. To show what I mean, I have plotted some +diagrams based on a few of the results for three subjects. These +diagrams are found in Fig. 8. It will be observed that the curve which +represents the collection of stopping points is shorter and higher +where the judgments were on two open spaces. This shows plainly a +greater accuracy in the judgments than when the judgments were on a +filled and an open space, where the curves are seen to be longer and +flatter. This fluctuation in the illusion becomes important in the +theoretical part of my discussion, and, at the risk of apparently +emphasizing unduly an insignificant matter, I have given in Fig. 9 an +exact copy of a sheet of judgments as it came from the apparatus. This +shows plainly how the illusion wears away with practice, when one +distance is given several times in succession. The subject was allowed +to give his judgment on the same distance ten times before passing to +another. A glance at the diagram will show how pronounced the illusion +is at first, and how it then disappears, and the judgment settles down +to a uniform degree of accuracy. It will be seen that the short filled +space is at first overestimated, and then, with the succeeding +judgments, this overestimation is gradually reduced. In the case of +the longer filled distances (which could not be conveniently +reproduced here) the spaces were at first underestimated, and then +this underestimation slowly decreased. + +[Illustration: FIG. 8.] + +[Illustration: FIG. 9.] + +None of the qualitative studies that have hitherto been made on this +illusion have brought to light this significant wearing away of the +illusion. + + +VII. + + +I have already spoken of the defects of the apparatus with which the +experiments of the previous chapter were made. I shall now give an +account of some experiments that were made with an apparatus designed +to overcome these difficulties. This is shown in Fig. 10. The block +_C_ was clamped to a table, while the block _A_ could be moved back +and forth by the lever _B_, in order to bring up different lengths of +filled space for judgment. For each judgment the subject brought his +finger back to the strip _D_, and by moving his finger up along the +edge of this strip he always came into contact with the first point of +the new distance. The lever was not used in the present experiment; +but in later experiments, where the points were moved under the finger +tip, which was held stationary, this lever was very useful in +producing different rates of speed. In one series of experiments with +this apparatus the filled spaces were presented first, and in another +series the open spaces were presented first. In the previous +experiments, so far as I have reported them, the filled spaces were +always presented first. + +[Illustration: FIG. 10.] + +In order to enable the subject to make proper connections with the +first point in the filled space, when the open space was presented +first, a slight depression was put in the smooth surface. This +depression amounted merely to the suggestion of a groove, but it +sufficed to guide the finger. + +The general results of the first series of experiments with this +apparatus were similar to those already given, but were based on a +very much larger number of judgments. They show at once that the short +filled spaces are overestimated, while the longer spaces are +underestimated. The uniformity of this law has seemed to me one of the +most significant results of this entire investigation. In the results +already reported from the experiments with the former apparatus, I +have mentioned the fact that the judgments upon the distances +fluctuate more widely when one is filled and the other open, than when +both are open. This fluctuation appeared again in a pronounced way in +the present experiments. I now set about to discover the cause of this +variation, which was so evidently outside of the limits of Weber's +law. + + +TABLE XI. + + I. II. + Subjects. R. B. A. R. B. A. + 2= 3.1 3.2 3.7 2.7 2.5 3.1 + 3= 4.5 4.4 4.1 4.1 4.0 3.6 + 4= 5.3 5.0 4.3 4.2 4.6 4.6 + 5= 6.0 5.1 5.8 5.9 5.2 4.3 + 6= 6.8 5.6 6.2 6.9 5.3 6.0 + 7= 7.4 7.2 6.9 7.6 7.3 6.8 + 8= 8.1 8.4 7.3 8.3 9.7 7.8 + 9= 9.3 9.0 8.5 9.5 8.9 8.7 + Filled 10= 10.1 10.0 8.1 10.3 10.0 9.2 + Spaces. 11= 10.5 9.3 9.7 10.6 8.7 9.6 + 12= 11.7 10.6 10.6 11.8 9.7 10.2 + 13= 12.3 10.9 10.9 11.1 10.2 9.6 + 14= 12.2 11.5 12.2 10.4 9.6 11.3 + 15= 13.6 12.3 11.9 13.1 10.1 9.6 + 16= 14.1 13.5 14.1 12.3 13.2 13.3 + 17= 14.9 12.9 14.6 14.1 12.6 13.7 + 18= 15.0 15.3 14.9 15.0 15.3 13.8 + 19= 15.2 14.6 15.2 14.1 13.9 14.2 + 20= 17.1 16.5 15.7 16.1 16.4 14.7 + + The first line of group I. reads: 'When the finger-tip was + passed over a filled space of 2 cm., the subject _R_ measured + off 3.1 cm. on the open space, the subject _B_ 3.2 cm., and + the subject _A_ 3.7.' In group II., the numbers represent the + distance measured off when both spaces were unfilled. + + +In my search for the cause of the variations reported previously I +first tried the plan of obliging the subject to attend more closely to +the filled space as his finger was drawn over it. In order to do this, +I held a piece of fine wire across the line of the filled space, and +after the subject had measured off the equal open space he was asked +to tell whether or not he had crossed the wire. The wire was so fine +that considerable attention was necessary to detect it. In some of the +experiments the wire was inserted early in the filled space, and in +some near the end. When it was put in near the beginning, it was +interesting to notice, as illustrating the amount of attention that +was being given to the effort of finding the wire, that the subject, +as soon as he had discovered it, would increase his speed, relax the +attention, and continue the rest of the journey more easily. + +The general effect of this forcing of the attention was to increase +the apparent length of the filled space. This conclusion was reached +by comparing these results with those in which there was no compelled +attention. When the obstacle was inserted early, the space was judged +shorter than when it came at the end of the filled space. This shows +very plainly the effect of continued concentration of attention, when +that attention is directed intensely to the spot immediately under the +finger-tip. When the attention was focalized in this way, the subject +lost sight of the space as a whole. It rapidly faded out of memory +behind the moving finger-tip. But when this concentration of attention +was not required, the subject was able to hold together in +consciousness the entire collection of discrete points, and he +overestimated the space occupied by them. It must be remembered here +that I mean that the filled space with the focalized attention was +judged shorter than the filled space without such concentration of +attention, but both of these spaces were judged shorter than the +adjacent open space. This latter fact I shall attempt to explain +later. Many other simple devices were employed to oblige the subject +to fix his attention on the space as it was traversed by the finger. +The results were always the same: the greater the amount of attention, +the longer the distance seemed. + +In another experiment, I tried the plan of tapping a bell as the +subject was passing over the filled space and asking him, after he had +measured off the equivalent open space, whether the sound had occurred +in the first half or in the second half of the filled space. + +When the finger-tip was drawn over two adjacent open spaces, and +during the first a bell was tapped continuously, this kind of filled +space was underestimated if the distance was long and overestimated if +the distance was short. So, too, if a disagreeable odor was held to +the nostrils while the finger-tip was being drawn over one of the two +adjacent open spaces, the space thus filled by the sensations of smell +followed the law already stated. But if an agreeable perfume was used, +the distance always seemed shorter than when an unpleasant odor was +given. + +In all of these experiments with spaces filled by means of other than +tactual sensations, I always compared the judgment on the filled and +open spaces with judgments on two open spaces, in order to guard +against any error due to unsymmetrical, subjective conditions for the +two spaces. It is difficult to have the subject so seat himself before +the apparatus as to avoid the errors arising from tension and flexion. +In one experiment, a piece of plush was used for the filled space and +the finger drawn over it against the nap. This filled space was judged +longer than a piece of silk of equal length. The sensations from the +plush were very unpleasant. One subject said, even, that they made him +shudder. This was of course precisely what was wanted for the +experiment. It showed that the affective tone of the sensation within +the filled space was a most important factor in producing an illusory +judgment of distance. + +The overestimation of these filled spaces is evidently due in a large +measure to ęsthetic motives. The space that is filled with agreeable +sensations is judged shorter than one which is filled with +disagreeable sensations. In other words, the illusions in judgments on +cutaneous space are not so much dependent on the quality of sensations +that we get from the outer world through these channels, as from the +amount of inner activity that we set over against these bare +sense-perceptions. + +I have already spoken of the defects of this method of measuring off +equivalent distances as a means of getting at the quantitative amount +of the illusion. The results that have come to light thus far have, +however, amply justified the method. I had no difficulty, however, in +adapting my apparatus to the other way of getting the judgments. I had +a short curved piece of wire inserted in the handle, which could be +held across the line traversed, and thus the end of the open space +could be marked out. Different lengths were presented to the subject +as before, but now the subject passed his finger in a uniform motion +over the spaces, after which he pronounced the judgment 'greater,' +'equal,' or 'less.' The general result of these experiments was not +different from those already given. The short, filled spaces were +overestimated, while the longer ones were underestimated. The only +difference was found to be that now the transition from one direction +to the other was at a more distant point. It was, of course, more +difficult to convert these qualitative results into a quantitative +determination of the illusion. + +Before passing to the experiments in which the open spaces were +presented first, I wish to offer an explanation for the divergent +tendencies that were exhibited through all the experiments of the last +two sections, namely, that the short filled spaces are overestimated +and the long spaces underestimated. Let us take two typical judgments, +one in which a filled space of 3 cm. is judged equal to an open space +of 4.2 cm., and then one in which the filled space is 9 cm., and is +judged equal to an open space of 7.4 cm. In the case of the shorter +distance, because of its shortness, after the finger leaves it, it is +held in a present state of consciousness for some moments, and does +not suffer the foreshortening that comes from pastness. This is, +however, only a part of the reason for its overestimation. After the +finger-tip has left the filled space, and while it is traversing the +first part of the open space, there is a dearth of sensations. The +tactual sensations are meager and faint, and muscular tensions have +not yet had time to arise. It is not until the finger has passed over +several centimeters of the distance, that the surprise of its +barrenness sets up the organic sensations of muscular strain. One +subject remarked naļvely at the end of some experiments of this kind, +that the process of judging was an easy and comfortable affair so long +as he was passing over the filled space, but when he set out upon the +open space he had to pay far more strict attention to the experiment. + +By a careful introspection of the processes in my own case, I came to +the conclusion that it is certainly a combination of these two +illusions that causes the overestimation of the short filled +distances. In the case of the long distances, the underestimation of +the filled space is, I think, again due to a combination of two +illusions. When the finger-tip leaves the filled space, part of it, +because of its length, has already, as it were, left the specious +present, and has suffered the foreshortening effect of being relegated +to the past. And, on the other hand, after the short distance of the +open space has been traversed the sensations of muscular strain become +very pronounced, and cause a premature judgment of equality. + +One subject, who was very accurate in his judgments, and for whom the +illusion hardly existed, said, when asked to explain his method of +judging, that after leaving the filled space he exerted a little more +pressure with his finger as he passed over the open space, so as to +get the same quantity of tactual sensations in both instances. The +muscular tension that was set up when the subject had passed out over +the open space a short way was very plainly noticeable in some +subjects, who were seen at this time to hold their breath. + +I have thus far continually spoken of the space containing the tacks +as being the filled space, and the smooth surface as the open space. +But now we see that in reality the name should be reversed, especially +for the longer distances. The smooth surface is, after the first few +centimeters, very emphatically filled with sensations arising from the +organism which, as I have already intimated, are of the most vital +importance in our spatial judgments. Now, according to the most +generally accepted psychological theories, it is these organic +sensations which are the means whereby we measure time, and our +spatial judgments are, in the last analysis, I will not for the +present say dependent on, but at any rate fundamentally related to our +time judgments. + + +VIII. + + +In the last section I attempted to explain the overestimation of short +filled spaces, and the underestimation of long filled spaces by active +touch, as the result of a double illusion arising from the differences +in the manner and amount of attention given to the two kinds of +spaces when they are held in immediate contrast. This explanation was +of course purely theoretical. I have thus far offered no experiments +to show that this double illusion of lengthening, on the one hand, and +shortening, on the other, does actually exist. I next made some simple +experiments which seemed to prove conclusively that the phenomenon +does not exist, or at least not in so important a way, when the time +factor is not permitted to enter. + +In these new experiments the filled and the open spaces were compared +separately with optical distances. After the finger-tip was drawn over +the filled path, judgment was given on it at once by comparing it +directly with an optical distance. In this way the foreshortening +effect of time was excluded. In all these experiments it was seen that +the filled space was judged longer when the judgment was pronounced on +it at once than when an interval of time was allowed, either by +drawing the finger-tip out over the open space, as in the previous +experiment, or by requiring the subject to withhold his judgment until +a certain signal was given. Any postponement of the judgment resulted +in the disappearance of a certain amount of the illusion. The +judgments that were made rapidly and without deliberation were subject +to the strongest illusion. I have already spoken of the unanimous +testimony which all who have made quantitative studies in the +corresponding optical illusions have given in this matter of the +diminution of the illusion with the lapse of time. The judgments that +were made without deliberation always exhibited the strongest tendency +to illusion. + +I have already said that the illusion for passive touch was greatest +when the two spaces were presented simultaneously and adjacent. +Dresslar has mentioned in his studies on the 'Psychology of Touch,' +that the time factor cannot enter into an explanation of this +illusion; but the experiments of which I have just spoken seem to +point plainly to a very intimate relation between this illusion and +the illusions in our judgments of time. We have here presented on a +diminutive scale the illusions which we see in our daily experience in +comparing past with present stretches of time. It is a well-known +psychological experience that a filled time appears short in passing, +but long in retrospect, while an empty time appears long in passing, +but short in retrospect. Now this illusion of the open and filled +space, for the finger-tip, is at every point similar to the illusion +to which our time judgment is subject. If we pronounce judgment on a +filled space or filled time while we are still actually living in it, +it seems shorter than it really is, because, while we pay attention to +the discrete sensations of external origin, we lose sight of the +sensations of internal origin, which are the sole means whereby we +measure lapse of time, and we consequently underestimate such +stretches of time or space. But when the sensations from the outer +world which enter into such filled spaces or times exist only in +memory, the time-measuring sensations of internal origin are allowed +their full effect; and such spaces and times seem much longer than +when we are actually passing through them. + +I dwell on this illusion at a length which may seem out of proportion +to its importance. My object has been to show how widely different are +the objective conditions here from what they are in the optical +illusion which has so often been called the analogue of this. +James[14] has said of this tactual illusion: 'This seems to bring +things back to the unanalyzable laws, by reason of which our feeling +of size is determined differently in the skin and in the retina even +when the objective conditions are the same.' I think that my +experiments have shown that the objective conditions are not the same; +that they differ in that most essential of all factors, namely, the +time element. Something very nearly the analogue of the optical +illusion is secured when we take very short open and filled tactual +spaces, and move over them very rapidly. Here the illusion exists in +the same direction as it does for sight, as has already been stated. +On the other hand, a phenomenon more nearly parallel to the tactual +illusion, as reported in the experiments of James and Dresslar, is +found if we take long optical distances, and traverse the open and +filled spaces continuously, without having both parts of the line +entirely in the field of view at any one moment. I made a few +experiments with the optical illusion in this form. The filled and +open spaces were viewed by the subject through a slot which was +passed over them. These experiments all pointed in the direction of an +underestimation of a filled space. Everywhere in this illusion, then, +where the objective conditions were at all similar for sight and +touch, the resulting illusion exists in the same direction for both +senses. + + [14] James, William, 'Principles of Psychology,' New York, II., + p. 250. + +Throughout the previous experiments with the illusion for active touch +we saw the direct influence of the factor of time. I have yet one set +of experiments to report, which seems to me to prove beyond the +possibility of a doubt the correctness of my position. These +experiments were made with the apparatus shown in Fig. 10. The +subjects proceeded precisely as before. The finger-tip was passed over +the filled space, and then out over the open space, until an +equivalent distance was measured off. But while the subject was +drawing his fingers over the spaces, the block _A_ was moved in either +direction by means of the lever _B_. The subjects were all the while +kept ignorant of the fact that the block was being moved. They all +expressed great surprise on being told, after the experiments were +over, that the block had been moved under the finger-tip through such +long distances without their being able to detect it. The block always +remained stationary as the finger passed over one space, but was moved +either with or against the finger as it passed over the other space. + + +TABLE XII. + + A B C D E + 4 7.1 2.6 2.4 6.5 + 5 8.3 3.1 3.3 8.7 + 6 8.2 3.3 4.1 9.2 + 7 9.7 3.6 3.7 10.1 + 8 10.5 3.7 4.5 10.6 + 9 12.4 4.8 5.1 11.5 + 10 13.1 4.7 5.3 13.2 + 11 13.3 5.3 6.1 14.6 + 12 13.7 6.9 7.2 12.7 + 13 14.6 7.5 8.1 13.2 + 14 15.3 8.2 9.4 15.6 + 15 15.7 8.7 10.3 14.9 + + Column _A_ contains the filled spaces, columns _B_, _C_, _D_, + _E_ the open spaces that were judged equal. In _B_ the block + was moved with the finger, and in _C_ against the finger as it + traversed the filled space, and in _D_ and _E_ the block was + moved with and against the finger respectively as it passed + over the open space. The block was always moved approximately + one-half the distance of the filled space. + + +I have given some of the results for one subject in Table XII. These +results show at a glance how potent a factor the time element is. The +quantity of tactual sensations received by the finger-tip enters into +the judgment of space to no appreciable extent. With one subject, +after he had passed his finger over a filled space of 10 cm. the block +was moved so as almost to keep pace with the finger as it passed over +the open space. In this way the subject was forced to judge a filled +space of 10 cm. equal to only 2 cm. of the open space. And when the +block was moved in the opposite direction he was made to judge a +distance of 10 cm. equal to an open distance of 16 cm. + +The criticism may be made on these experiments that the subject has +not in reality been obliged to rely entirely upon the time sense, but +that he has equated the two spaces as the basis of equivalent muscle +or joint sensation, which might be considered independent of the +sensations which yield the notion of time. I made some experiments, +however, to prove that this criticism would not be well founded. By +arranging the apparatus so that the finger-tip could be held +stationary, and the block with the open and filled spaces moved back +and forth under it, the measurement by joint and muscle sensations was +eliminated. + +It will be observed that no uniform motion could be secured by simply +manipulating the lever with the hand. But uniformity of motion was not +necessary for the results at which I aimed here. Dresslar has laid +great stress on the desirability of having uniform motion in his +similar experiments. But this, it seems to me, is precisely what is +not wanted. With my apparatus, I was able to give widely different +rates of speed to the block as it passed under the finger-tip. By +giving a slow rate for the filled space and a much more rapid rate for +the open space, I found again that the subject relied hardly at all on +the touch sensations that came from the finger-tip, but almost +entirely on the consciousness of the amount of time consumed in +passing over the spaces. The judgments were made as in the previous +experiments with this apparatus. When the subject reached the point in +the open space which he judged equal to the filled space, he slightly +depressed his finger and stopped the moving block. In this way, the +subject was deprived of any assistance from arm-movements in his +judgments, and was obliged to rely on the tactual impressions received +at the finger-tip, or on his time sense. That these tactual sensations +played here also a very minor part in the judgment of the distance was +shown by the fact that these sensations could be doubled or trebled by +doubling or trebling the amount of space traversed, without +perceptibly changing the judgment, provided the rate of speed was +increased proportionately. Spaces that required the same amount of +time in traversing were judged equal. + +In all these experiments the filled space was presented first. When +the open space was presented first, the results for four out of five +subjects were just reversed. For short distances the filled space was +underestimated, for long distances the filled space was overestimated. +A very plausible explanation for these anomalous results is again to +be found in the influence of the time factor. The open space seemed +longer while it was being traversed, but rapidly foreshortened after +it was left for the filled space. While on the other hand, if the +judgment was pronounced while the subject was still in the midst of +the filled space, it seemed shorter than it really was. The +combination of these two illusions is plainly again responsible for +the underestimation of the short filled spaces. The same double +illusion may be taken to explain the opposite tendency for the longer +distances. + + +IX. + + +The one generalization that I have thus far drawn from the +investigation--namely, that the optical illusions are not reversed in +passing from the field of touch, and that we therefore have a safe +warrant for the conclusion that sight and touch do function alike--has +contained no implicit or expressed assertion as to the origin of our +notion of space. I have now reached the point where I must venture an +explanation of the illusion itself. + +The favorite hypothesis for the explanation of the geometrical optical +illusions is the movement theory. The most generally accepted +explanation of the illusion with whose tactual counterpart this paper +is concerned, is that given by Wundt.[15] Wundt's explanation rests on +variation in eye movements. When the eye passes over broken +distances, the movement is made more difficult by reason of the +frequent stoppages. The fact that the space which is filled with only +one point in the middle is underestimated, is explained by Wundt on +the theory that the eye has here the tendency to fix on the middle +point and to estimate the distance by taking in the whole space at +once without moving from this middle point. A different explanation +for this illusion is offered by Helmholtz.[16] He makes use of the +ęsthetic factor of contrasts. Wundt insists that the fact that this +illusion is still present when there are no actual eye movements does +not demonstrate that the illusion is not to be referred to a motor +origin. He says, "If a phenomenon is perceived with the moving eye +only, the influence of movement on it is undoubtedly true. But an +inference cannot be drawn in the opposite direction, that movement is +without influence on the phenomenon that persists when there is no +movement."[17] + + [15] Wundt., W., 'Physiolog. Psych.,' 4te Aufl., Leipzig, 1893, + Bd. II., S. 144. + + [16] v. Helmholtz, H., 'Handbuch d. Physiol. Optik,' 2te Aufl., + Hamburg u. Leipzig, 1896, S. 705. + + [17] Wundt, W., _op. citat._, S. 139. + +Satisfactorily as the movement hypothesis explains this and other +optical illusions, it yet falls short of furnishing an entirely +adequate explanation. It seems to me certain that several causes exist +to produce this illusion, and also the illusion that is often +associated with it, the well-known Müller-Lyer illusion. But in what +degree each is present has not yet been determined by any of the +quantitative studies in this particular illusion. I made a number of +tests of the optical illusion, with these results: that the illusion +is strongest when the attention is fixed at about the middle of the +open space, that there is scarcely any illusion left when the +attention is fixed on the middle of the filled space. It is stronger +when the outer end-point of the open space is fixated than when the +outer end of the filled space is fixated. For the moving eye, I find +the illusion to be much stronger when the eye passes over the filled +space first, and then over the open space, than when the process is +reversed. + +Now, the movement hypothesis does not, it seems to me, sufficiently +explain all the fluctuations in the illusion. My experiments with the +tactual illusion justify the belief that the movement theory is even +less adequate to explain all of the variations there, unless the +movement hypothesis is given a wider and richer interpretation than is +ordinarily given to it. In the explanation of the tactual illusion +which I have here been studying two other important factors must be +taken into consideration. These I shall call, for the sake of +convenience, the ęsthetic factor and the time factor. These factors +should not, however, be regarded as independent of the factor of +movement. That term should be made wide enough to include these within +its meaning. The importance of the time factor in the illusion for +passive touch I have already briefly mentioned. I have also, in +several places in the course of my experiments, called attention to +the importance of the ęsthetic element in our space judgments. I wish +now to consider these two factors more in detail. + +The foregoing discussion has pointed to the view that the +space-perceiving and the localizing functions of the skin have a +deep-lying common origin in the motor sensations. My experiments show +that, even in the highly differentiated form in which we find them in +their ordinary functioning, they plainly reveal their common origin. A +formula, then, for expressing the judgments of distance by means of +the resting skin might be put in this way. Let _P_ and _P'_ represent +any two points on the skin, and let _L_ and _L'_ represent the local +signs of these points, and _M_ and _M'_ the muscle sensations which +give rise to these local signs. Then _M-M'_ will represent the +distance between _P_ and _P'_, whether that distance be judged +directly in terms of the localizing function of the skin or in terms +of its space-perceiving function. This would be the formula for a +normal judgment. In an illusory judgment, the temporal and ęsthetic +factors enter as disturbing elements. Now, the point which I insist on +here is that the judgments of the extent of the voluntary movements, +represented in the formula by _M_ and _M'_, do not depend alone on the +sensations from the moving parts or other sensations of objective +origin, as Dresslar would say, nor alone on the intention or impulse +or innervation as Loeb and others claim, but on the sum of all the +sensory elements that enter, both those of external and those of +internal origin. And, furthermore, these sensations of external origin +are important in judgments of space, only in so far as they are +referred to sensations of internal origin. Delabarre says, "Movements +are judged equal when their sensory elements are judged equal. These +sensory elements need not all have their source in the moving parts. +All sensations which are added from other parts of the body and which +are not recognized as coming from these distant sources, are mingled +with the elements from the moving member, and influence the +judgment."[18] The importance of these sensations of inner origin was +shown in many of the experiments in sections VI. to VIII. In the +instance where the finger-tip was drawn over an open and a filled +space, in the filled half the sensations were largely of external +origin, while in the open half they were of internal origin. The +result was that the spaces filled with sensations of internal origin +were always overestimated. + +The failure to recognize the importance of these inwardly initiated +sensations is the chief defect in Dresslar's reasoning. He has +endeavored to make our judgments in the illusion in question depend +entirely on the sensations of external origin. He insists also that +the illusion varies according to the variations in quantity of these +external sensations. Now my experiments have shown, I think, very +clearly that it is not the numerical or quantitative extent of the +objective sensations which disturbs the judgment of distance, but the +sensation of inner origin which we set over against these outer +sensations. The piece of plush, because of the disagreeable sensations +which it gives, is judged shorter than the space filled with closely +crowded tacks. Dresslar seems to have overlooked entirely the fact +that the feelings and emotions can be sources of illusions in the +amount of movement, and hence in our judgments of space. The +importance of this element has been pointed out by Münsterberg[19] in +his studies of movement. + + [18] Delabarre, E.B., 'Ueber Bewegungsempfindungen,' Inaug. + Dissert., Freiburg, 1891. + + [19] Münsterberg, H., 'Beiträge zur Experimentellen Psychol.,' + Freiburg i. B., 1892, Heft 4. + +Dresslar says again, "The explanations heretofore given, wholly based +on the differences in the time the eye uses in passing over the two +spaces, must stop short of the real truth." My experiments, however, +as I have already indicated, go to prove quite the contrary. In short, +I do not think we have any means of distinguishing our tactual +judgments of time from our similar judgments of space. When the +subject is asked to measure off equal spaces, he certainly uses time +as means, because when he is asked to measure off equal times he +registers precisely the same illusion that he makes in his judgments +of spatial distances. The fact that objectively equal times were used +by Dresslar in his experiments is no reason for supposing that the +subject also regarded these times as equal. What I have here asserted +of active touch is true also of the resting skin. When a stylus is +drawn over the skin, the subject's answer to the question, How long is +the distance? is subject to precisely the same illusion as his answer +to the question, How long is the time? + +I can by a simple illustration show more plainly what I mean by the +statement that the blending of the inner and outer sensations is +necessary for the perception of space. I shall use the sense of sight +for the illustration, although precisely the same reasoning would +apply to the sense of touch. Suppose that I sat in an entirely passive +position and gazed at a spot on an otherwise blank piece of paper +before me. I am perfectly passive so far as motion on my part is +concerned. I may be engaged in any manner of speculation or be in the +midst of the so-called active attention to the spot; but I must be and +for the present remain motionless. Now, while I am in this condition +of passivity, suppose the spot be made to move slowly to one side by +some force external to myself. I am immovable all the while, and yet +am conscious of this movement of the spot from the first position, +which I call _A_, to the new position, _A'_, where it stops. The +sensation which I now have is qualitatively different from the +sensation which I had from the spot in its original position. My world +of experience thus far has been a purely qualitative one. I might go +on to eternity having experiences of the same kind, and never dream of +space, or geometry, nor should I have the unique experience of a +geometrical illusion, either optical or tactual. Now suppose I set up +the bodily movements of the eyes or the head, or of the whole body, +which are necessary to follow the path of that point, until I overtake +it and once more restore the quality of the original sensation. This +circle, completed by the two processes of external activity and +restoration by internal activity, forms a group of sensations which +constitutes the ultimate atom in our spatial experience. I have my +first spatial experience when I have the thrill of satisfaction that +comes from overtaking again, by means of my own inner activity, a +sensation that has escaped me through an activity not my own. A being +incapable of motion, in a world of flux, would not have the spatial +experience that we have. A being incapable of motion could not make +the distinction between an outer change that can be corrected by an +internal change, and an outer change that cannot so be restored. Such +an external change incapable of restoration by internal activity we +should have if the spot on the paper changed by a chemical process +from black to red. + +Now such a space theory is plainly not to be confused with the theory +that makes the reversibility of the spatial series its primary +property. It is evident that we can have a series of sensations which +may be reversed and yet not give the notion of space. But we should +always have space-perception if one half of the circular process above +described comes from an outer activity, and the other half from an +inner activity. This way of describing the reversibility of the +spatial series makes it less possible to urge against it the +objections that Stumpf[20] has formulated against Bain's genetic +space-theory. Stumpf's famous criticism applies not only to Bain, but +also to the other English empiricists and to Wundt. Bain says: "When +with the hand we grasp something moving and move with it, we have a +sensation of one unchanged contact and pressure, and the sensation is +imbedded in a movement. This is one experience. When we move the hand +over a fixed surface, we have with the feelings of movement a +succession of feelings of touch; if the surface is a variable one, +the sensations are constantly changing, so that we can be under no +mistake as to our passing through a series of tactual impressions. +This is another experience, and differs from the first not in the +sense of power, but in the tactile accompaniment. The difference, +however, is of vital importance. In the one case, we have an object +moving and measuring time and continuous, in the other case we have +coėxistence in space. The coėxistence is still further made apparent +by our reversing the movement, and thereby meeting the tactile series +in the inverse order. Moreover, the serial order is unchanged by the +rapidity of our movements."[21] + + [20] Stumpf, K., 'Ueber d. psycholog. Ursprung d. + Raumvorstellung,' Leipzig, 1873, S. 54. + + [21] Bain, A., 'The Senses and the Intellect,' 3d ed., New + York, 1886, p. 183. + +Stumpf maintained in his exhaustive criticism of this theory, first, +that there are cases where all of the elements which Bain requires for +the perception of space are present, and yet we have no presentation +of space. Secondly, there are cases where not all of these elements +are present, and where we have nevertheless space presentation. It is +the first objection that concerns me here. Stumpf gives as an example, +under his first objection, the singing of a series of tones, C, G, E, +F. We have here the muscle sensations from the larynx, and the series +of the tone-sensations which are, Stumpf claims, reversed when the +muscle-sensations are reversed, etc. According to Stumpf, these are +all the elements that are required by Bain, and yet we have no +perception of space thereby. Henri[22] has pointed out two objections +to Stumpf's criticism of Bain's theory. He says that Bain assumes, +what Stumpf does not recognize, that the muscle sensations must +contain three elements--resistance, time, and velocity--before they +can lead to space perceptions. These three elements are not to be +found in the muscle sensations of the larynx as we find them in the +sensations that come from the eye or arm muscles. In addition to this, +Henri claims that Bain's theory demands a still further condition. If +we wish to touch two objects, _A_ and _B_, with the same member, we +can get a spatial experience from the process only if we insert +between the touching of _A_ and the touching of _B_ a continual +series of tactual sensations. In Stumpf's instance of the singing of +tones, this has been overlooked. We can go from the tone C to the tone +F without inserting between the two a continuous series of musical +sensations. + + [22] Henri, V., 'Ueber d. Raumwahrnehmungen d. Tastsinnes,' + Berlin, 1898, S. 190. + +I think that all such objections to the genetic space theories are +avoided by formulating a theory in the manner in which I have just +stated. When one says that there must be an outer activity producing a +displacement of sensation, and then an inner activity retaining that +sensation, it is plain that the singing of a series of tones ascending +and then descending would not be a case in point. + + * * * * * + + + + +TACTUAL TIME ESTIMATION. + +BY KNIGHT DUNLAP. + + +I. GENERAL NATURE OF THE WORK. + + +The experiments comprised in this investigation were made during the +year 1900-1901 and the early part of the year 1901-1902. They were +planned as the beginning of an attempt at the analysis of the +estimation of time intervals defined by tactual stimulations. The only +published work in this quarter of the field so far is that of +Vierordt,[1] who investigated only the constant error of time +judgment, using both auditory and tactual stimulations, and that of +Meumann,[2] who in his last published contribution to the literature +of the time sense gives the results of his experiments with 'filled' +and 'empty' tactual intervals. The stimuli employed by Meumann were, +however, not purely tactual, but electrical. + + [1] Vierordt: 'Der Zeitsinn,' Tübingen, 1868. + + [2] Meumann, E.: 'Beiträge zur Psychologie des + Zeitbewusstseins,' III., _Phil. Studien,_ XII., S. 195-204. + +The limitation of time intervals by tactual stimulations offers, +however, a rich field of variations, which promise assistance in the +analytical problem of the psychology of time. The variations may be +those of locality, area, intensity, rigidity, form, consecutiveness, +and so on, in addition to the old comparisons of filled and empty +intervals, intervals of varying length, and intervals separated by a +pause and those not so separated. + +To begin with, we have selected the conditions which are mechanically +the simplest, namely, the comparison of two empty time intervals, both +given objectively with no pause between them. We have employed the +most easily accessible dermal areas, namely, that of the fingers of +one or both hands, and introduced the mechanically simplest +variations, namely, in locality stimulated and intensity of +stimulation. + +It was known from the results of nearly all who have studied the time +sense experimentally, that there is in general a constant error of +over- or underestimation of time intervals of moderate length, and +from the results of Meumann,[3] that variations in intensity of +limiting stimulation influenced the estimation decidedly, but +apparently according to no exact law. The problem first at hand was +then to see if variations introduced in tactual stimulations produce +any regularity of effect, and if they throw any new light on the +phenomena of the constant error. + + [3] Meumaun, E.: 'Beiträge zur Psychologie des Zeitsinns,' II., + _Phil. Studien_, IX., S. 264. + +The stimulations employed were light blows from the cork tip of a +hammer actuated by an electric current. These instruments, of which +there were two, exactly alike in construction, were similar in +principle to the acoustical hammers employed by Estel and Mehner. Each +consisted essentially of a lever about ten inches in length, pivoted +near one extremity, and having fastened to it near the pivot an +armature so acted upon by an electromagnet as to depress the lever +during the passage of an electric current. The lever was returned to +its original position by a spring as soon as the current through the +electromagnet ceased. A clamp at the farther extremity held a small +wooden rod with a cork tip, at right angles to the pivot, and the +depression of the lever brought this tip into contact with the dermal +surface in proximity with which it had been placed. The rod was easily +removable, so that one bearing a different tip could be substituted +when desired. The whole instrument was mounted on a compact base +attached to a short rod, by which it could be fastened in any desired +position in an ordinary laboratory clamp. + +During the course of most of the experiments the current was +controlled by a pendulum beating half seconds and making a mercury +contact at the lowest point of its arc. A condenser in parallel with +the contact obviated the spark and consequent noise of the current +interruption. A key, inserted in the circuit through the mercury cup +and tapping instrument, allowed it to be opened or closed as desired, +so that an interval of any number of half seconds could be interposed +between successive stimulations. + +In the first work, a modification of the method of right and wrong +cases was followed, and found satisfactory. A series of intervals, +ranging from one which was on the whole distinctly perceptible as +longer than the standard to one on the whole distinctly shorter, was +represented by a series of cards. Two such series were shuffled +together, and the intervals given in the order so determined. Thus, +when the pile of cards had been gone through, two complete series had +been given, but in an order which the subject was confident was +perfectly irregular. As he also knew that in a given series there were +more than one occurrence of each compared interval (he was not +informed that there were exactly two of each), every possible +influence favored the formation each time of a perfectly fresh +judgment without reference to preceding judgments. The only fear was +lest certain sequences of compared intervals (_e.g._, a long compared +interval in one test followed by a short one in the next), might +produce unreliable results; but careful examination of the data, in +which the order of the interval was always noted, fails to show any +influence of such a factor. + +To be more explicit with regard to the conditions of judgment; two +intervals were presented to the subject in immediate succession. That +is, the second stimulation marked the end of the first interval and +the beginning of the second. The first interval was always the +standard, while the second, or compared interval, varied in length, as +determined by the series of cards, and the subject was requested to +judge whether it was equal to, or longer or shorter than the standard +interval. + +In all of the work under Group 1, and the first work under Group 2, +the standard interval employed was 5.0 seconds. This interval was +selected because the minimum variation possible with the pendulum +apparatus (½ sec.) was too great for the satisfactory operation of a +shorter standard, and it was not deemed advisable to keep the +subject's attention on the strain for a longer interval, since 5.0 +sec. satisfied all the requirements of the experiment. + +In all work here reported, the cork tip on the tapping instrument was +circular in form, and 1 mm. in diameter. In all, except one experiment +of the second group, the areas stimulated were on the backs of the +fingers, just above the nails. In the one exception a spot on the +forearm was used in conjunction with the middle finger. + +In Groups 1 and 2 the intensity of stroke used was just sufficient to +give a sharp and distinct stimulation. The intensity of the +stimulation was not of a high degree of constancy from day to day, on +account of variations in the electric contacts, but within each test +of three stimulations the intensity was constant enough. + +In experiments under Group 3 two intensities of strokes were employed, +one somewhat stronger than the stroke employed in the other +experiments, and one somewhat weaker--just strong enough to be +perceived easily. The introduction of the two into the same test was +effected by the use of an auxiliary loop in the circuit, containing a +rheostat, so that the depression of the first key completed the +circuit as usual, or the second key completed it through the rheostat. + +At each test the subject was warned to prepare for the first +stimulation by a signal preceding it at an exact interval. In +experiments with the pendulum apparatus the signal was the spoken word +'now,' and the preparatory interval one second. Later, experiments +were undertaken with preparatory intervals of one second and 1-4/5 +seconds, to find if the estimation differed perceptibly in one case +from that in the other. No difference was found, and in work +thereafter each subject was allowed the preparatory interval which +made the conditions subjectively most satisfactory to him. + +Ample time for rest was allowed the subject after each test in a +series, two (sometimes three) series of twenty to twenty-four tests +being all that were usually taken in the course of the hour. Attention +to the interval was not especially fatiguing and was sustained without +difficulty after a few trials. + +Further details will be treated as they come up in the consideration +of the work by groups, into which the experiment naturally falls. + + +II. EXPERIMENTAL RESULTS. + + +1. The first group of experiments was undertaken to find the direction +of the constant error for the 5.0 sec. standard, the extent to which +different subjects agree and the effects of practice. The tests were +therefore made with three taps of equal intensity on a single dermal +area. The subject sat in a comfortable position before a table upon +which his arm rested. His hand lay palm down on a felt cushion and the +tapping instrument was adjusted immediately over it, in position to +stimulate a spot on the back of the finger, just above the nail. A few +tests were given on the first finger and a few on the second +alternately throughout the experiments, in order to avoid the numbing +effect of continual tapping on one spot. The records for each of the +two fingers were however kept separately and showed no disagreement. + +The detailed results for one subject (_Mr_,) are given in Table I. The +first column, under _CT_, gives the values of the different compared +intervals employed. The next three columns, under _S_, _E_ and _L_, +give the number of judgments of _shorter_, _equal_ and _longer_, +respectively. The fifth column, under _W_, gives the number of errors +for each compared interval, the judgments of _equal_ being divided +equally between the categories of _longer_ and _shorter_. + +In all the succeeding discussion the standard interval will be +represented by _ST_, the compared interval by _CT_. _ET_ is that _CT_ +which the subject judges equal to _ST_. + + +TABLE I. + + _ST_=5.0 SEC. SUBJECT _Mr._ 60 SERIES. + + _CT_ _S_ _E_ _L_ _W_ + 4. 58 1 1 1.5 + 4.5 45 11 4 9.5 + 5. 32 13 15 21.5 + 5.5 19 16 25 27 + 6. 5 4 51 7 + 6.5 1 2 57 2 + + +We can calculate the value of the average _ET_ if we assume that the +distribution of wrong judgments is in general in accordance with the +law of error curve. We see by inspection of the first three columns +that this value lies between 5.0 and 5.5, and hence the 32 cases of +_S_ for _CT_ 5.0 must be considered correct, or the principle of the +error curve will not apply. + +The method of computation may be derived in the following way: If we +take the origin so that the maximum of the error curve falls on the +_Y_ axis, the equation of the curve becomes + + y = ke^{-[gamma]²x²} + +and, assuming two points (x_{1} y_{1}) and (x_{2} y_{2}) on the +curve, we deduce the formula + + ____________ + ±D \/ log k/y_{1} + x_{1} = --------------------------------- + ____________ ____________ + \/ log k/y_{1} ± \/ log k/y_{2} + + +where D = x_{1} ± x_{2}, and k = value of y when x = 0. + +x_{1} and x_{2} must, however, not be great, since the condition +that the curve with which we are dealing shall approximate the form +denoted by the equation is more nearly fulfilled by those portions of +the curve lying nearest to the _Y_ axis. + +Now since for any ordinates, y_{1} and y_{2} which we may select +from the table, we know the value of x_{1} ± x_{2}, we can compute +the value of x_{1}, which conversely gives us the amount to be added +to or subtracted from a given term in the series of _CT_'s to produce +the value of the average _ET_. This latter value, we find, by +computing by the formula given above, using the four terms whose +values lie nearest to the _Y_ axis, is 5.25 secs. + +In Table II are given similar computations for each of the nine +subjects employed, and from this it will be seen that in every case +the standard is overestimated. + + +TABLE II. _ST_= 5.0 SECS. + + Subject. Average ET. No. of Series. + _A_. 5.75 50 + _B_. 5.13 40 + _Hs_. 5.26 100 + _P_. 5.77 38 + _Mn_. 6.19 50 + _Mr_. 5.25 60 + _R_. 5.63 24 + _Sh_. 5.34 100 + _Sn_. 5.57 50 + + +This overestimation of the 5.0 sec. standard agrees with the results +of some of the experimenters on auditory time and apparently conflicts +with the results of others. Mach[4] found no constant error. Höring[5] +found that intervals over 0.5 sec. were overestimated. Vierordt,[6] +Kollert,[7] Estel[8] and Glass,[9] found small intervals overestimated +and long ones underestimated, the indifference point being placed at +about 3.0 by Vierordt, 0.7 by Kollert and Estel and 0.8 by Glass. +Mehner[10] found underestimation from 0.7 to 5.0 and overestimation +above 5.0. Schumann[11] found in one set of experiments overestimation +from 0.64 to 2.75 and from 3.5 to 5.0, and underestimation from 2.75 +to 3.5. Stevens[12] found underestimation of small intervals and +overestimation of longer ones, placing the indifference point between +0.53 and 0.87. + + [4] Mach, E.: 'Untersuchungen über den Zeitsinn des Ohres,' + _Sitzungsber. d. Wiener Akad._, Math.-Nat. Kl., Bd. 51, Abth. + 2. + + [5] Höring: 'Versuche über das Unterscheidungsvermögen des + Hörsinnes für Zeitgrössen,' Tübingen, 1864. + + [6] Vierordt: _op. cit._ + + [7] Kollert, J.: 'Untersuchungen über den Zeitsinn,' _Phil. + Studien_, I., S. 79. + + [8] Estel, V.: 'Neue Versuche über den Zeitsinn,' _Phil. + Studien_, II., S. 39. + + [9] Glass R.: 'Kritisches und Experimentelles über den + Zeitsinn,' _Phil. Studien_, IV., S. 423. + + [10] Mehner, Max: 'Zum Lehre vom Zeitsinn,' _Phil. Studien_, + II., S. 546. + + [11] Schumann, F.: 'Ueber die Schätzung kleiner Zeitgrössen,' + _Zeitsch. f. Psych._, IV., S. 48. + + [12] Stevens, L.T.: 'On the Time Sense,' _Mind_, XI., p. 393. + +The overestimation, however, is of no great significance, for data +will be introduced a little later which show definitely that the +underestimation or overestimation of a given standard is determined, +among other factors, by the intensity of the stimulation employed. The +apparently anomalous results obtained in the early investigations are +in part probably explicable on this basis. + +As regards the results of _practice_, the data obtained from the two +subjects on whom the greatest number of tests was made (_Hs_ and _Sh_) +is sufficiently explicit. The errors for each successive group of 25 +series for these two subjects are given in Table III. + + +TABLE III. + + _ST_ = 5.0 SECONDS. + + SUBJECT _Hs_. SUBJECT _Sh_. + CT (1) (2) (3) (4) (1) (2) (3) (4) + 4. 2.5 2.5 1.5 2.5 0. .5 0. .5 + 4.5 6.0 3.0 3.5 7.0 5.0 3.5 2.0 .5 + 5. 14.0 11.0 11.0 11.0 8.5 11.5 4.0 7.0 + 5.5 11.5 11.5 6.0 12.5 11.0 16.0 14.0 15.0 + 6. 12.0 9.0 6.5 6.0 3.5 2.0 1.5 1.0 + 6.5 4.0 3.5 4.0 3.5 4.0 .5 0. 0. + + +No influence arising from practice is discoverable from this table, +and we may safely conclude that this hypothetical factor may be +disregarded, although among the experimenters on auditory time +Mehner[13] thought results gotten without a maximum of practice are +worthless, while Meumann[14] thinks that unpracticed and hence +unsophisticated subjects are most apt to give unbiased results, as +with more experience they tend to fall into ruts and exaggerate their +mistakes. The only stipulation we feel it necessary to make in this +connection is that the subject be given enough preliminary tests to +make him thoroughly familiar with the conditions of the experiment. + + [13] _op. cit._, S. 558, S. 595. + + [14] _op. cit._ (II.), S. 284. + + +2. The second group of experiments introduced the factor of a +difference between the stimulation marking the end of an interval and +that marking the beginning, in the form of a change in locality +stimulated, from one finger to the other, either on the same hand or +on the other hand. Two classes of series were given, in one of which +the change was introduced in the standard interval, and in the other +class in the compared interval. + +In the first of these experiments, which are typical of the whole +group, both of the subject's hands were employed, and a tapping +instrument was arranged above the middle finger of each, as above the +one hand in the preceding experiment, the distance between middle +fingers being fifteen inches. The taps were given either two on the +right hand and the third on the left, or one on the right and the +second and third on the left, the two orders being designated as _RRL_ +and _RLL_ respectively. The subject was always informed of the order +in which the stimulations were to be given, so that any element of +surprise which might arise from it was eliminated. Occasionally, +however, through a lapse of memory, the subject expected the wrong +order, in which case the disturbance caused by surprise was usually so +great as to prevent any estimation. + +The two types of series were taken under as similar conditions as +possible, four (or in some cases five) tests being taken from each +series alternately. Other conditions were the same as in the preceding +work. The results for the six subjects employed are given in Table IV. + + +TABLE IV. + + _ST_= 5.0 SECS. TWO HANDS. 15 INCHES. + + Subject. Average RT. No. of Series. + RRL. RLL.* (Table II.) + _Hs._ 4.92 6.55 (5.26) 50 + _Sh._ 5.29 5.28 (5.34) 50 + _Mr._ 5.02 6.23 (5.25) 60 + _Mn._ 5.71 6.71 (6.19) 24 + _A._ 5.34 5.89 (5.75) 28 + _Sn._ 5.62 6.43 (5.47) 60 + + *Transcriber's Note: Original "RRL" + +From Table IV. it is apparent at a glance that the new condition +involved introduces a marked change in the time judgment. Comparison +with Table II. shows that in the cases of all except _Sh_ and _Sn_ the +variation _RRL_ shortens the standard subjectively, and that _RLL_ +lengthens it; that is, a local change tends to lengthen the interval +in which it occurs. In the case of _Sh_ neither introduces any change +of consequence, while in the case of _Sn_ both values are higher than +we might expect, although the difference between them is in conformity +with the rest of the results shown in the table. + +Another set of experiments was made on subject _Mr_, using taps on the +middle finger of the left hand and a spot on the forearm fifteen +inches from it; giving in one case two taps on the finger and the +third on the arm, and in the other one tap on the finger and the +second and third on the arm; designating the orders as _FFA_ and _FAA_ +respectively. Sixty series were taken, and the values found for the +average _ET_ were 4.52 secs, for _FFA_ and 6.24 secs, for _FAA_, _ST_ +being 5.0 secs. This shows 0.5 sec. more difference than the +experiment with two hands. + +Next, experiments were made on two subjects, with conditions the same +as in the work corresponding to Table IV., except that the distance +between the fingers stimulated was only five inches. The results of +this work are given in Table V. + + +TABLE V. + + _ST_= 5.0 SECS. TWO HANDS. 5 INCHES. + + Subject RRL. RLL. No. of Series. + _Sh._ 5.32 5.32 60 + _Hs._ 4.40 6.80 60 + + +It will be noticed that _Hs_ shows a slightly wider divergence than +before, while _Sh_ pursues the even tenor of his way as usual. + +Series were next obtained by employing the first and second fingers on +one hand in exactly the same way as the middle fingers of the two +hands were previously employed, the orders of stimulation being 1, 1, +2, and 1, 2, 2. The results of sixty series on Subject _Hs_ give the +values of average _ET_ as 4.8 secs. for 1, 1, 2, and 6.23 sees, for 1, +2, 2, _ST_ being 5.0 secs., showing less divergence than in the +preceding work. + +These experiments were all made during the first year's work. They +show that in most cases a change in the locality stimulated influences +the estimation of the time interval, but since the details of that +influence do not appear so definitely as might be desired, the ground +was gone over again in a little different way at the beginning of the +present year. + +A somewhat more serviceable instrument for time measurements was +employed, consisting of a disc provided with four rows of sockets in +which pegs were inserted at appropriate angular intervals, so that +their contact with fixed levers during the revolution of the disc +closed an electric circuit at predetermined time intervals. The disc +was rotated at a uniform speed by an electric motor. + +Experiments were made by stimulation of the following localities: (1) +First and third fingers of right hand; (2) first and second fingers of +right hand; (3) first fingers of both hands, close together, but just +escaping contact; (4) first fingers of both hands, fifteen inches +apart; (5) first fingers of both hands, thirty inches apart; (6) two +positions on middle finger of right hand, on same transverse line. + +A standard of two seconds was adopted as being easier for the subject +and more expeditious, and since qualitative and not quantitative +results were desired, only one _CT_ was used in each case, thus +permitting the investigation to cover in a number of weeks ground +which would otherwise have required a much longer period. The subjects +were, however, only informed that the objective variations were very +small, and not that they were in most cases zero. Tests of the two +types complementary to each other (_e.g._, _RRL_ and _RRL_) were in +each case taken alternately in groups of five, as in previous work. + + +TABLE VI. + + _ST_= 2.0 SECS. + + _Subject W._ + + (1) CT=2.0 (3) CT=2.2 (5) CT=2.0 + 113 133 RRL RLL RRL RLL + S 3 3 9 20 5 21 + E 18 19 25 16 18 14 + L 24 28 16 14 17 15 + + _Subject P._ + + (1) CT=2.0 (3)CT={1.6 (5) CT={1.6 + {2.4 {2.4 + 113 133 RRL(1.6) RLL(2.4) RRL(1.6) RLL(2.4) + S 2 16 12 16 15 10 + E 38 32 32 21 26 19 + L 10 2 6 15 14 21 + + _Subject B._ + + (1) CT=2.0 (2) CT=2.0 (6) CT=2.0 + 113 133 112 122 aab abb + S 4 21 5 20 7 6 + E 23 19 22 24 40 38 + L 23 10 23 6 3 6 + + _Subject Hy._ + + (1) CT=2.0 (2) CT=2.4 (1a) CT=2.0 + 113 133 112 122 113 133 + S 12 46 17 40 17 31 + E 9 2 14 8 9 7 + L 29 2 19 2 14 2 + + In the series designated as (1a) the conditions were the same + as in (1), except that the subject abstracted as much as + possible from the tactual nature of the stimulations and the + position of the fingers. This was undertaken upon the + suggestion of the subject that it would be possible to perform + the abstraction, and was not repeated on any other subject. + + +The results are given in Table VI., where the numerals in the +headings indicate the localities and changes of stimulation, in +accordance with the preceding scheme, and _'S'_, _'E'_ and _'L'_ +designate the number of judgments of _shorter_, _equal_ and _longer_ +respectively. + +It will be observed that in several cases a _CT_ was introduced in one +class which was different from the _CT_ used in the other classes with +the same subject. This was not entirely arbitrary. It was found with +subject _W_, for example, that the use of _CT_ = 2.0 in (3) produced +judgments of shorter almost entirely in both types. Therefore a _CT_ +was found, by trial, which produced a diversity of judgments. The +comparison of the different classes is not so obvious under these +conditions as it otherwise would be, but is still possible. + +The comparison gives results which at first appear quite irregular. +These are shown in Table VII. below, where the headings (1)--(3), +etc., indicate the classes compared, and in the lines beneath them +'+' indicates that the interval under consideration is estimated as +relatively greater (more overestimated or less underestimated) in the +second of the two classes than in the first,--indicating the opposite +effect. Results for the first interval are given in the line denoted +'first,' and for the second interval in the line denoted 'second.' +Thus, the plus sign under (1)--(3) in the first line for subject _P_ +indicates that the variation _RLL_ caused the first interval to be +overestimated to a greater extent than did the variation 133. + + +TABLE VII. + + SUBJECT _P._ SUBJECT _W._ SUBJECT _B._ SUBJECT _Hy._ + (1)--(3) (3)--(4) (1)--(3) (3)--(5) (2)--(1) (6)--(2) (2)--(1) +First. + - + - - + - +Sec. + + - + + + + + + +The comparisons of (6) and (2), and (1) and (3) confirm the +provisional deduction from Table IV., that the introduction of a +_local change_ in an interval _lengthens_ it subjectively, but the +comparisons of (3) and (5), (3) and (4), and (2) and (1) show +apparently that while the _amount_ of the local change influences the +lengthening of the interval, it does not vary directly with this +latter in all cases, but inversely in the first interval and directly +in the second. This is in itself sufficient to demonstrate that the +chief factors of the influence of locality-change upon the time +interval are connected with the spatial localization of the areas +stimulated, but a further consideration strengthens the conclusion and +disposes of the apparent anomaly. It will be noticed that in general +the decrease in the comparative length of the first interval produced +by increasing the spatial change is less than the increase in the +comparative length of the second interval produced by a corresponding +change. In other words, the disparity between the results for the two +types of test is greater, the greater the spatial distance introduced. + +The results seem to point to the existence of two distinct factors in +the so-called 'constant error' in these cases: first, what we may call +the _bare constant error_, or simply the constant error, which appears +when the conditions of stimulation are objectively the same as regards +both intervals, and which we must suppose to be present in all other +cases; and second, the particular lengthening effect which a change in +locality produces upon the interval in which it occurs. These two +factors may work in conjunction or in opposition, according to +conditions. The bare constant error does not remain exactly the same +at all times for any individual and is probably less regular in +tactual time than in auditory or in optical time, according to the +irregularity actually found and for reasons which will be assigned +later. + + +3. The third group of experiments introduced the factor of variation +in intensity of stimulation. By the introduction of a loop in the +circuit, containing a rheostat, two strengths of current and +consequently of stimulus intensity were obtained, either of which +could be employed as desired. One intensity, designated as _W_, was +just strong enough to be perceived distinctly. The other intensity, +designated as _S_, was somewhat stronger than the intensity used in +the preceding work. + +In the first instance, sixty series were taken from Subject _B_, with +the conditions the same as in the experiments of Group 1, except that +two types of series were taken; the first two stimulations being +strong and the third one weak in the first type (_SSW_), and the order +being reversed in the second type (_WSS_). The results gave values of +_ET_ of 5.27 secs. for _SSW_ and 5.9 secs. for _WSS_. + +In order to get comprehensive qualitative results as rapidly as +possible, a three-second standard was adopted in the succeeding work +and only one compared interval, also three seconds, was given, +although the subject was ignorant of that fact--the method being thus +similar to that adopted later for the final experiments of Group 2, +described above. Six types of tests were given, the order of +stimulation in the different types being _SSS, WWW, SSW, WWS, SWW_ and +_WSS_, the subject always knowing which order to expect. For each of +the six types one hundred tests were made on one subject and one +hundred and five on another, in sets of five tests of each type, the +sets being taken in varied order, so that possible contrast effect +should be avoided. The results were practically the same, however, in +whatever order the sets were taken, no contrast effect being +discernible. + +The total number of judgments of _CT_, longer, equal, and shorter, is +given in Table VIII. The experiments on each subject consumed a number +of experiment hours, scattered through several weeks, but the relative +proportions of judgments on different days was in both cases similar +to the total proportions. + + +TABLE VIII. + + _ST=CT=_ 3.0 SECS. + + Subject _R_, 100. Subject _P_, 105. + L E S d L E S d + SSS 32 56 12 + 20 SSS 16 67 22 - 9 + WWW 11 53 36 - 25 WWW 19 72 14 + 5 + SSW 6 27 67 - 61 SSW 17 56 32 - 15 + WWS 57 36 7 + 50 WWS 37 61 7 + 30 + WSS 10 45 45 - 35 WSS 9 69 27 - 18 + SWW 3 31 66 - 63 SWW 3 64 33 - 25 + + +By the above table the absolute intensity of the stimulus is clearly +shown to be an important factor in determining the constant error of +judgment, since in both cases the change from _SSS_ to _WWW_ changed +the sign of the constant error, although in opposite directions. But +the effect of the relative intensity is more obscure. To discover more +readily whether the introduction of a stronger or weaker stimulation +promises a definite effect upon the estimation of the interval which +precedes or follows it, the results are so arranged in Table IX. that +reading downward in any pair shows the effect of a decrease in the +intensity of (1) the first, (2) the second, (3) the third, and (4) all +three stimulations. + + +TABLE IX. + + Subject _R._ Subject _P._ + + (1) _SSS_ + 20 - 6 + _WSS_ - 35 - 55 - 18 - 12 + + _SWW_ - 63 - 25 + _WWW_ - 25 - 38 + 5 + 30 + + (2) _SSW_ - 61 - 15 + _SWW_ - 63 - 2 - 25 + 10 + + _WSS_ - 35 - 18 + _WWS_ + 50 + 85 + 30 - 48 + + (3) _SSS_ + 20 - 6 + _SSW_ - 61 - 81 - 15 - 7 + + _WWS_ + 50 + 30 + _WWW_ - 25 - 75 + 5 - 25 + + (4) _SSS_ + 20 - 6 + _WWW_ - 15 - 35 + 5 + 11 + + +There seems at first sight to be no uniformity about these results. +Decreasing the first stimulation in the first case increases, in the +second case diminishes, the comparative length of the first interval. +We get a similar result in the decreasing of the second stimulation. +In the case of the third stimulation only does the decrease produce a +uniform result. If, however, we neglect the first pair of (3), we +observe that in the other cases the effect of a _difference_ between +the two stimulations is to lengthen the interval which they limit. The +fact that both subjects make the same exception is, however, striking +and suggestive of doubt. These results were obtained in the first +year's work, and to test their validity the experiment was repeated at +the beginning of the present year on three subjects, fifty series +being taken from each, with the results given in Table X. + + +TABLE X. + +_ST_ = 3.0 secs. = _CT_. + + Subject _Mm._ Subject _A._ Subject _D._ + + S E L d S E L d S E L d + SSS 24 13 13 - 11 7 30 13 + 6 10 31 9 - 1 + WSS 33 9 8 - 25 20 24 6 - 14 17 27 6 - 11 + SSW 19 15 16 - 3 23 16 11 - 12 10 31 9* - 1 + WWW 19 12 19 0 13 26 11 - 2 1 40 9 + 8 + SWW 18 30 2 - 16 23 21 6* - 17 7 38 5 - 2 + WWS 13 16 21 + 8 12 30 8 - 4 15 25 10 - 5 + + *Transcriber's Note: Original "16" changed to "6", "19" to "9". + + +Analysis of this table shows that in every case a difference between +the intensities of the first and second taps lengthens the first +interval in comparative estimation. In the case of subject _Mm_ a +difference in the intensities of the second and third taps lengthens +the second interval subjectively. But in the cases of the other two +subjects the difference shortens the interval in varying degrees. + +The intensity difference established for the purposes of these +experiments was not great, being less than that established for the +work on the first two subjects, and therefore the fact that these +results are less decided than those of the first work was not +unexpected. The results are, however, very clear, and show that the +lengthening effect of a difference in intensity of the stimulations +limiting an interval has its general application only to the first +interval, being sometimes reversed in the second. From the combined +results we find, further, that a uniform change in the intensity of +three stimulations is capable of reversing the direction of the +constant error, an intensity change in a given direction changing the +error from positive to negative for some subjects, and from negative +to positive for others. + + +III. INTERPRETATION OF RESULTS. + + +We may say provisionally that the _change_ from a tactual stimulation +of one kind to a tactual stimulation of another kind tends to lengthen +subjectively the interval which the two limit. If we apply the same +generalization to the other sensorial realms, we discover that it +agrees with the general results obtained by Meumann[15] in +investigating the effects of intensity changes upon auditory time, and +also with the results obtained by Schumann[16] in investigations with +stimulations addressed alternately to one ear and to the other. +Meumann reports also that the change from stimulation of one sense to +stimulation of another subjectively lengthens the corresponding +interval. + + [15] _op. cit._ (II.), S. 289-297. + + [16] _op. cit._, S. 67. + +What, then, are the factors, introduced by the change, which produce +this lengthening effect? The results of introspection on the part of +some of the subjects of our experiments furnish the clue which may +enable us to construct a working hypothesis. + +Many of the subjects visualize a time line in the form of a curve. In +each case of this kind the introduction of a change, either in +intensity or location, if large enough to produce an effect on the +time estimation, produced a distortion on the part of the curve +corresponding to the interval affected. All of the subjects employed +in the experiments of Group 2 were distinctly conscious of the change +in attention from one point to another, as the two were stimulated +successively, and three of them, _Hy_, _Hs_ and _P_, thought of +something passing from one point to the other, the representation +being described as partly muscular and partly visual. Subjects _Mr_ +and _B_ visualized the two hands, and consciously transferred the +attention from one part of the visual image to the other. Subject _Mr_ +had a constant tendency to make eye movements in the direction of the +change. Subject _P_ detected these eye movements a few times, but +subject _B_ was never conscious of anything of the kind. + +All of the subjects except _R_ were conscious of more or less of a +_strain_, which varied during the intervals, and was by some felt to +be largely a tension of the chest and other muscles, while others felt +it rather indefinitely as a 'strain of attention.' The characteristics +of this tension feeling were almost always different in the second +interval from those in the first, the tension being usually felt to be +more _constant_ in the second interval. In experiments of the third +group a higher degree of tension was felt in awaiting a light tap than +in awaiting a heavy one. + +Evidently, in all these cases, the effect of a _difference_ between +two stimulations was to introduce certain changes in sensation +_during_ the interval which they limited, owing to the fact that the +subject expected the difference to occur. Thus in the third group of +experiments there were, very likely, in all cases changes from +sensations of high tension to sensations of lower, or vice versa. It +is probable that, in the experiments of the second group, there were +also changes in muscular sensations, partly those of eye muscles, +partly of chest and arm muscles, introduced by the change of attention +from one point to another. At any rate, it is certain that there were +certain sensation changes produced during the intervals by changes of +locality. + +If, then, we assume that the introduction of additional sensation +change into an interval lengthens it, we are led to the conclusion +that psychological time (as distinguished from metaphysical, +mathematical, or transcendental time) is perceived simply as the +quantum of change in the sensation content. That this is a true +conclusion is seemingly supported by the fact that when we wish to +make our estimate correspond as closely as possible with external +measurements, we exclude from the content, to the best of our ability, +the general complex of external sensations, which vary with extreme +irregularity; and confine the attention to the more uniformly varying +bodily sensations. We perhaps go even further, and inhibit certain +bodily sensations, corresponding to activity of the more peripherally +located muscles, that the attention may be confined to certain others. +But attention to a dermal stimulation is precisely the condition which +would tend to some extent to prevent this inhibition. For this reason +we might well expect to find the error in estimation more variable, +the 'constant error' in general greater, and the specific effects of +variations which would affect the peripheral muscles, more marked in +'tactual' time than in either 'auditory' or 'optical' time. Certainly +all these factors appear surprisingly large in these experiments. + +It is not possible to ascertain to how great an extent subject _Sh_ +inhibited the more external sensations, but certainly if he succeeded +to an unusual degree in so doing, that fact would explain the absence +of effect of stimulation difference in his case. + +Explanation has still to be offered for the variable effect of +intensity difference upon the _second_ interval. According to all +subjects except _Sn_, there is a radical difference in attitude in the +two intervals. In the first interval the subject is merely observant, +but in the second he is more or less reproductive. That is, he +measures off a length which seems equal to the standard, and if the +stimulation does not come at that point he is prepared to judge the +interval as 'longer,' even before the third stimulation is given. In +cases, then, where the judgment with equal intensities would be +'longer,' we might expect that the actual strengthening or weakening +of the final tap would make no difference, and that it would make very +little difference in other cases. But even here the expectation of the +intensity is an important factor in determining tension changes, +although naturally much less so than in the first interval. So we +should still expect the lengthening of the second interval. + +We must remember, however, that, as we noticed in discussing the +experiments of Group 2, there is complicated with the lengthening +effect of a change the _bare constant error_, which appears even when +the three stimulations are similar in all respects except temporal +location. Compare _WWW_ with _SSS_, and we find that with all five +subjects the constant error is decidedly changed, being even reversed +in direction with three of the subjects. + +Now, what determines the direction of the constant error, where there +is no pause between the intervals? Three subjects reported that at +times there seemed to be a slight loss of time after the second +stimulation, owing to the readjustment called for by the change of +attitude referred to above, so that the second interval was begun, not +really at the second stimulation, but a certain period after it. This +fact, if we assume it to be such, and also assume that it is present +to a certain degree in all observations of this kind, explains the +apparent overestimation of the first interval. Opposed to the factor +of _loss of time_ there is the factor of _perspective_, by which an +interval, or part of an interval, seems less in quantity as it recedes +into the past. The joint effect of these two factors determines the +constant error in any case where no pause is introduced between _ST_ +and _CT_. It is then perfectly obvious that, as the perspective factor +is decreased by diminishing the intervals compared, the constant error +must receive positive increments, _i.e._, become algebraically +greater; which corresponds exactly with the results obtained by +Vierordt, Kollert, Estel, and Glass, that under ordinary conditions +long standard intervals are comparatively underestimated, and short +ones overestimated. + +On the other hand, if with a given interval we vary the loss of time, +we also vary the constant error. We have seen that a change in the +intensity of the stimulations, although the relative intensity of the +three remains constant, produces this variation of the constant error; +and the individual differences of subjects with regard to sensibility, +power of attention and inhibition, and preferences for certain +intensities, lead us to the conclusion that for certain subjects +certain intensities of stimulation make the transition from the +receptive attitude to the reproductive easiest, and, therefore, most +rapid. + +Now finally, as regards the apparent failure of the change in _SSW_ to +lengthen the second interval, for which we are seeking to account; the +comparatively great loss of time occurring where the change of +attitude would naturally be most difficult (that is, where it is +complicated with a change of attention from a strong stimulation to +the higher key of a weak stimulation) is sufficient to explain why +with most subjects the lengthening effect upon the second interval is +more than neutralized. The individual differences mentioned in the +preceding paragraph as affecting the relation of the two factors +determining the constant error, enter here of course to modify the +judgments and cause disagreement among the results for different +subjects. + +Briefly stated, the most important points upon which this discussion +hinges are thus the following: We have shown-- + + 1. That the introduction of either a local difference or a + difference of intensity in the tactual stimulations limiting + an interval has, in general, the effect of causing the + interval to appear longer than it otherwise would appear. + + 2. That the apparent exceptions to the above rule are, (_a_) + that the _increase_ of the local difference in the first + interval, the stimulated areas remaining unchanged, produces a + slight _decrease_ in the subjective lengthening of the + interval, and (_b_) that in certain cases a difference in + intensity of the stimulations limiting the second interval + apparently causes the interval to seem shorter than it + otherwise would. + + 3. That the 'constant error' of time judgment is dependent + upon the intensity of the stimulations employed, although the + three stimulations limiting the two intervals remain of equal + intensity. + +To harmonize these results we have found it necessary to assume: + + 1. That the length of a time interval is perceived as the + amount of change in the sensation-complex corresponding to + that interval. + + 2. That the so-called 'constant error' of time estimation is + determined by two mutually opposing factors, of which the + first is the _loss of time_ occasioned by the change of + attitude at the division between the two intervals, and the + second is the diminishing effect of _perspective_. + + It is evident, however, that this last assumption applies only + to the conditions under which the results were obtained, + namely, the comparison of two intervals marked off by three + brief stimulations. + + * * * * * + + + + +PERCEPTION OF NUMBER THROUGH TOUCH. + +BY J. FRANKLIN MESSENGER. + + +The investigation which I am now reporting began as a study of the +fusion of touch sensations when more than two contacts were possible. +As the work proceeded new questions came up and the inquiry broadened +so much that it seemed more appropriate to call it a study in the +perception of number. + +The experiments are intended to have reference chiefly to three +questions: the space-threshold, fusion of touch sensations, and the +perception of number. I shall deny the validity of a threshold, and +deny that there is fusion, and then offer a theory which attempts to +explain the phenomena connected with the determination of a threshold +and the problem of fusion and diffusion of touch sensations. + +The first apparatus used for the research was made as follows: Two +uprights were fastened to a table. These supported a cross-bar about +ten inches from the table. To this bar was fastened a row of steel +springs which could be pressed down in the manner of piano keys. To +each of these springs was fastened a thread which held a bullet. The +bullets, which were wrapped in silk to obviate temperature sensations, +were thus suspended just above the fingers, two over each finger. Each +thread passed through a small ring which was held just a little above +the fingers. These rings could be moved in any direction to +accommodate the bullet to the position of the finger. Any number of +the bullets could be let down at once. The main object at first was to +learn something about the fusion of sensations when more than two +contacts were given. + +Special attention was given to the relation of the errors made when +the fingers were near together to those made when the fingers were +spread. For this purpose a series of experiments was made with the +fingers close together, and then the series was repeated with the +fingers spread as far as possible without the subject's feeling any +strain. Each subject was experimented on one hour a week for about +three months. The same kind of stimulation was given when the fingers +were near together as was given when they were spread. The figures +given below represent the average percentage of errors for four +subjects. + +Of the total number of answers given by all subjects when the fingers +were close together, 70 per cent. were wrong. An answer was called +wrong whenever the subject failed to judge the number correctly. In +making out the figures I did not take into account the nature of the +errors. Whether involving too many or too few the answer was called +wrong. Counting up the number of wrong answers when the fingers were +spread, I found that 28 per cent. of the total number of answers were +wrong. This means simply that when the fingers were near together +there were more than twice as many errors as there were when they were +spread, in spite of the fact that each finger was stimulated in the +same way in each case. + +A similar experiment was tried using the two middle fingers only. In +this case not more than four contacts could be made at once, and hence +we should expect a smaller number of errors, but we should expect +still to find more of them when the fingers are near together than +when they are spread. I found that 49 per cent. of the answers were +wrong when the fingers were near together and 20 per cent. were wrong +when they were spread. It happens that this ratio is approximately the +same as the former one, but I do not regard this fact as very +significant. I state only that it is easier to judge in one case than +in the other; how much easier may depend on various factors. + +To carry the point still further I took only two bullets, one over the +second phalanx of each middle finger. When the fingers were spread the +two were never felt as one. When the fingers were together they were +often felt as one. + +The next step was to investigate the effect of bringing together the +fingers of opposite hands. I asked the subject to clasp his hands in +such a way that the second phalanges would be about even. I could not +use the same apparatus conveniently with the hands in this position, +but in order to have the contacts as similar as possible to those I +had been using, I took four of the same kind of bullets and fastened +them to the ends of two ęsthesiometers. This enabled me to give four +contacts at once. However, only two were necessary to show that +contacts on fingers of opposite hands could be made to 'fuse' by +putting the fingers together. If two contacts are given on contiguous +fingers, they are quite as likely to be perceived as one when the +fingers are fingers of opposite hands, as when they are contiguous +fingers of the same hand. + +These results seem to show that one of the important elements of +fusion is the actual space relations of the points stimulated. The +reports of the subjects also showed that generally and perhaps always +they located the points in space and then remembered what finger +occupied that place. It was not uncommon for a subject to report a +contact on each of two adjacent fingers and one in between where he +had no finger. A moment's reflection would usually tell him it must be +an illusion, but the sensation of this illusory finger was as definite +as that of any of his real fingers. In such cases the subject seemed +to perceive the relation of the points to each other, but failed to +connect them with the right fingers. For instance, if contacts were +made on the first, second and third fingers, the first might be +located on the first finger, the third on the second finger, and then +the second would be located in between. + +So far my attention had been given almost entirely to fusion, but the +tendency on the part of all subjects to report more contacts than were +actually given was so noticeable that I concluded that diffusion was +nearly as common as fusion and about as easy to produce. It also +seemed that the element of weight might play some part, but just what +effect it had I was uncertain. I felt, too, that knowledge of the +apparatus gained through sight was giving the subjects too much help. +The subjects saw the apparatus every day and knew partly what to +expect, even though the eyes were closed when the contacts were made. +A more efficient apparatus seemed necessary, and, therefore, before +taking up the work again in 1900, I made a new apparatus. + +Not wishing the subjects to know anything about the nature of the +machine or what could be done with it, I enclosed it in a box with an +opening in one end large enough to allow the subject's hand to pass +through, and a door in the other end through which I could operate. On +the inside were movable wooden levers, adjustable to hands of +different width. These were fastened by pivotal connection at the +proximal end. At the outer end of each of these was an upright strip +with a slot, through which was passed another strip which extended +back over the hand. This latter strip could be raised or lowered by +means of adjusting screws in the upright strip. On the horizontal +strip were pieces of wood made so as to slide back and forth. Through +holes in these pieces plungers were passed. At the bottom of each +plunger was a small square piece of wood held and adjusted by screws. +From this piece was suspended a small thimble filled with shot and +paraffine. The thimbles were all equally weighted. Through a hole in +the plunger ran a thread holding a piece of lead of exactly the weight +of the thimble. By touching a pin at the top this weight could be +dropped into the thimble, thus doubling its weight. A screw at the top +of the piece through which the plunger passed regulated the stop of +the plunger. This apparatus had three important advantages. It was +entirely out of sight, it admitted of rapid and accurate adjustment, +and it allowed the weights to be doubled quickly and without +conspicuous effort. + +For the purpose of studying the influence of weight on the judgments +of number I began a series of experiments to train the subjects to +judge one, two, three, or four contacts at once. For this the bare +metal thimbles were used, because it was found that when they were +covered with chamois skin the touch was so soft that the subjects +could not perceive more than one or two with any degree of accuracy, +and I thought it would take entirely too long to train them to +perceive four. The metal thimbles, of course, gave some temperature +sensation, but the subject needed the help and it seemed best to use +the more distinct metal contacts. + +In this work I had seven subjects, all of whom had had some experience +in a laboratory, most of them several years. Each one took part one +hour a week. The work was intended merely for training, but a few +records were taken each day to see how the subjects progressed. The +object was to train them to perceive one, two, three, and four +correctly, and not only to distinguish four from three but to +distinguish four from more than four. Hence five, six, seven, and +eight at a time were often given. When the subject had learned to do +this fairly well the plan was to give him one, two, three, and four in +order, then to double the weight of the four and give them again to +see if he would interpret the additional weight as increase in number. +This was done and the results were entirely negative. The subjects +either noticed no difference at all or else merely noticed that the +second four were a little more distinct than the first. + +The next step was to give a number of light contacts to be compared +with the same number of heavy ones--the subject, not trying to tell +the exact number but only which group contained the greater number. A +difference was sometimes noticed, and the subject, thinking that the +only variations possible were variations of number and position, often +interpreted the difference as difference in number; but the light +weights were as often called more as were the heavy ones. + +So far as the primary object of this part of the experiment is +concerned the results are negative, but incidentally the process of +training brought out some facts of a more positive nature. It was +early noticed that some groups of four were much more readily +recognized than others, and that some of them were either judged +correctly or underestimated while others were either judged correctly +or overestimated. For convenience the fingers were indicated by the +letters _A B C D_, _A_ being the index finger. The thumb was not used. +Two weights were over each finger. The one near the base was called 1, +the one toward the end 2. Thus _A12 B1 C2_ means two contacts on the +index finger, one near the base of the second finger, and one near the +end of the third finger. The possible arrangements of four may be +divided into three types: (1) Two weights on each of two fingers, as +_A12 B12, C12 D12_, etc., (2) four in a line across the fingers, _A1 +B1 C1 D1_ or _A2 B2 C2 D2_, (3) unsymmetrical arrangements, as _A1 B2 +C1 D2_, etc. Arrangements of the first type were practically never +overestimated. _B12 C12_ was overestimated once and _B12 D12_ was +overestimated once, but these two isolated cases need hardly be taken +into account. Arrangements of the second type were but rarely +overestimated--_A2 B2 C2 D2_ practically never, _A1 B1 C1 D1_ a few +times. Once the latter was called eight. Apparently the subject +perceived the line across the hand and thought there were two weights +on each finger instead of one. Arrangements of the third type were +practically never underestimated, but were overestimated in 68 per +cent. of the cases. + +These facts in themselves are suggestive, but equally so was the +behavior of the subject while making the answers. It would have hardly +done to ask the person if certain combinations were hard to judge, for +the question would serve as a suggestion to him; but it was easy to +tell when a combination was difficult without asking questions. When a +symmetrical arrangement was given, the subject was usually composed +and answered without much hesitation. When an unsymmetrical +arrangement was given he often hesitated and knit his brows or perhaps +used an exclamation of perplexity before answering, and after giving +his answer he often fidgeted in his chair, drew a long breath, or in +some way indicated that he had put forth more effort than usual. It +might be expected that the same attitude would be taken when six or +eight contacts were made at once, but in these cases the subject was +likely either to fail to recognize that a large number was given or, +if he did, he seemed to feel that it was too large for him to perceive +at all and would guess at it as well as he could. But when only four +were given, in a zigzag arrangement, he seemed to feel that he ought +to be able to judge the number but to find it hard to do so, and +knowing from experience that the larger the number the harder it is to +judge he seemed to reason conversely that the more effort it takes to +judge the more points there are, and hence he would overestimate the +number. + +The comments of the subjects are of especial value. One subject (Mr. +Dunlap) reports that he easily loses the sense of location of his +fingers, and the spaces in between them seem to belong to him as much +as do his fingers themselves. When given one touch at a time and told +to raise the finger touched he can do so readily, but he says he does +not know which finger it is until he moves it. He feels as if he +willed to move the place touched without reference to the finger +occupying it. He sometimes hesitates in telling which finger it is, +and sometimes he finds out when he moves a finger that it is not the +one he thought it was. + +Another subject (Dr. MacDougall) says that his fingers seem to him +like a continuous surface, the same as the back of his hand. He +usually named the outside points first. When asked about the order in +which he named them, he said he named the most distinct ones first. +Once he reported that he felt six things, but that two of them were in +the same places as two others, and hence he concluded there were but +four. This feeling in a less careful observer might lead to +overestimation of number and be called diffusion, but all cases of +overestimation cannot be explained that way, for it does not explain +why certain combinations are so much more likely to lead to it than +others. + +In one subject (Mr. Swift) there was a marked tendency to locate +points on the same fingers. He made many mistakes about fingers _B_ +and _C_ even when he reported the number correctly. When _B_ and _D_ +were touched at the same time he would often call it _C_ and _D_, and +when _C_ and _D_ were given immediately afterward he seemed to notice +no difference. With various combinations he would report _C_ when _B_ +was given, although _C_ had not been touched at the same time. If _B_ +and _C_ were touched at the same time he could perceive them well +enough. + +The next part of the research was an attempt to discover whether a +person can perceive any difference between one point and two points +which feel like one. A simple little experiment was tried with the +ęsthesiometer. The subjects did not know what was being used, and were +asked to compare the relative size of two objects placed on the back +of the hand in succession. One of these objects was one knob of the +ęsthesiometer and the other was two knobs near enough together to lie +within the threshold. The distance of the points was varied from 10 to +15 mm. Part of the time the one was given first and part of the time +both were given together. The one, whether given first or second, was +always given about midway between the points touched by the two. If +the subject is not told to look for some specific difference he will +not notice any difference between the two knobs and the one, and he +will say they are alike; but if he is told to give particular +attention to the size there seems to be a slight tendency to perceive +a difference. The subjects seem to feel very uncertain about their +answers, and it looks very much like guess-work, but something caused +the guesses to go more in one direction than in the other. + + Two were called less than one .... 16% of the times given. + " " " equal to .... 48% " " + " " " greater than .... 36% " " + +Approximately half of the time two were called equal to one, and if +there had been no difference in the sensations half of the remaining +judgments should have been that two was smaller than one, but two were +called larger than one more than twice as many times as one was called +larger than two. There was such uniformity in the reports of the +different subjects that no one varied much from this average ratio. + +This experiment seems to indicate a very slight power of +discrimination of stimulations within the threshold. In striking +contrast to this is the power to perceive variations of distance +between two points outside the threshold. To test this the +ęsthesiometer was spread enough to bring the points outside the +threshold. The back of the hand was then stimulated with the two +points and then the distance varied slightly, the hand touched and the +subject asked to tell which time the points were farther apart. A +difference of 2 mm. was usually noticed, and one of from 3 to 5 mm. +was noticed always very clearly. + +I wondered then what would be the result if small cards set parallel +to each other were used in place of the knobs of the ęsthesiometer. I +made an ęsthesiometer with cards 4 mm. long in place of knobs. These +cards could be set at any angle to each other. I set them at first 10 +mm. apart and parallel to each other and asked the subjects to compare +the contact made by them with a contact by one card of the same size. +The point touched by the one card was always between the points +touched by the two cards, and the one card was put down so that its +edge would run in the same direction as the edges of the other cards. +The result of this was that: + + Two were called less, 14 per cent. + " " " equal, 36 " " + " " " greater, 50 " " + +I then increased the distance of the two cards to 15 mm., the other +conditions remaining the same, and found that: + + Two were called less, 11 per cent. + " " " equal, 50 " " + " " " greater, 39 " " + +It will be noticed that the ratio in this last series is not +materially different from the ratio found when the two knobs of the +ęsthesiometer were compared with one knob. The ratio found when the +distance was 10 mm., however, is somewhat different. At that distance +two were called greater half of the time, while at 15 mm. two were +called equal to one half of the time. The explanation of the +difference, I think, is found in the comments of one of my subjects. I +did not ask them to tell in what way one object was larger than the +other--whether longer or larger all around or what--but simply to +answer 'equal,' 'greater,' or 'less.' One subject, however, frequently +added more to his answers. He would often say 'larger crosswise' or +'larger lengthwise' of his hand. And a good deal of the time he +reported two larger than one, not in the direction in which it really +was larger, but the other way. It seems to me that when the two cards +were only 10 mm. apart the effect was somewhat as it would be if a +solid object 4 mm. wide and 10 mm. long had been placed on the hand. +Such an object would be recognized as having greater mass than a line +4 mm. long. But when the distance is 15 mm. the impression is less +like that of a solid body but still not ordinarily like two objects. + +In connection with the subject of diffusion the _Vexirfehler_ is of +interest. An attempt was made to develop the _Vexirfehler_ with the +ęsthesiometer. Various methods were tried, but the following was most +successful. I would tell the subject that I was going to use the +ęsthesiometer and ask him to close his eyes and answer simply 'one' or +'two.' He would naturally expect that he would be given part of the +time one, and part of the time two. I carefully avoided any suggestion +other than that which could be given by the ęsthesiometer itself. I +would begin on the back of the hand near the wrist with the points as +near the threshold as they could be and still be felt as two. At each +successive putting down of the instrument I would bring the points a +little nearer together and a little lower down on the hand. By the +time a dozen or more stimulations had been given I would be working +down near the knuckles, and the points would be right together. From +that on I would use only one point. It might be necessary to repeat +this a few times before the illusion would persist. A great deal seems +to depend on the skill of the operator. It would be noticed that the +first impression was of two points, and that each stimulation was so +nearly like the one immediately preceding that no difference could be +noticed. The subject has been led to call a thing two which ordinarily +he would call one, and apparently he loses the distinction between the +sensation of one and the sensation of two. After going through the +procedure just mentioned I put one knob of the ęsthesiometer down one +hundred times in succession, and one subject (Mr. Meakin) called it +two seventy-seven times and called it one twenty-three times. Four of +the times that he called it one he expressed doubt about his answer +and said it might be two, but as he was not certain he called it one. +Another subject (Mr. George) called it two sixty-two times and one +thirty-eight times. A third subject (Dr. Hylan) called it two +seventy-seven times and one twenty-three times. At the end of the +series he was told what had been done and he said that most of his +sensations of two were perfectly distinct and he believed that he was +more likely to call what seemed somewhat like two one, than to call +what seemed somewhat like one two. With the fourth subject (Mr. +Dunlap) I was unable to do what I had done with the others. I could +get him to call one two for four or five times, but the idea of two +would not persist through a series of any length. He would call it two +when two points very close together were used. I could bring the knobs +within two or three millimeters of each other and he would report two, +but when only one point was used he would find out after a very few +stimulations were given that it was only one. After I had given up the +attempt I told him what I had been trying to do and he gave what seems +to me a very satisfactory explanation of his own case. He says the +early sensations keep coming up in his mind, and when he feels like +calling a sensation two he remembers how the first sensation felt and +sees that this one is not like that, and hence he calls it one. I pass +now to a brief discussion of what these experiments suggest. + +It has long been known that two points near together on the skin are +often perceived as one. It has been held that in order to be felt as +two they must be far enough apart to have a spatial character, and +hence the distance necessary for two points to be perceived has been +called the 'space-threshold.' This threshold is usually determined +either by the method of minimal changes or by the method of right and +wrong cases. + +If, in determining a threshold by the method of minimal changes--on +the back of the hand, for example, we assume that we can begin the +ascending series and find that two are perceived as one always until +the distance of twenty millimeters is reached, and that in the +descending series two are perceived as two until the distance of ten +millimeters is reached, we might then say that the threshold is +somewhere between ten and twenty millimeters. But if the results were +always the same and always as simple as this, still we could not say +that there is any probability in regard to the answer which would be +received if two contacts 12, 15, or 18 millimeters apart were given by +themselves. All we should know is that if they form part of an +ascending series the answer will be 'one,' if part of a descending +series 'two.' + +The method of right and wrong cases is also subject to serious +objections. There is no lower limit, for no matter how close together +two points are they are often called two. If there is any upper limit +at all, it is so great that it is entirely useless. It might be argued +that by this method a distance could be found at which a given +percentage of answers would be correct. This is quite true, but of +what value is it? It enables one to obtain what one arbitrarily calls +a threshold, but it can go no further than that. When the experiment +changes the conditions change. The space may remain the same, but it +is only one of the elements which assist in forming the judgment, and +its importance is very much overestimated when it is made the basis +for determining the threshold. + +Different observers have found that subjects sometimes describe a +sensation as 'more than one, but less than two.' I had a subject who +habitually described this feeling as 'one and a half.' This does not +mean that he has one and a half sensations. That is obviously +impossible. It must mean that the sensation seems just as much like +two as it does like one, and he therefore describes it as half way +between. If we could discover any law governing this feeling of +half-way-between-ness, that might well indicate the threshold. But +such feelings are not common. Sensations which seem between one and +two usually call forth the answer 'doubtful,' and have a negative +rather than a positive character. This negative character cannot be +due to the stimulus; it must be due to the fluctuating attitudes of +the subject. However, if the doubtful cases could be classed with the +'more than one but less than two' cases and a law be found governing +them, we might have a threshold mark. But such a law has not been +formulated, and if it had been an analysis of the 'doubtful' cases +would invalidate it. For, since we cannot have half of a sensation or +half of a place as we might have half of an area, the subject regards +each stimulation as produced by one or by two points as the case may +be. Occasionally he is stimulated in such a way that he can regard the +object as two or as one with equal ease. In order to describe this +feeling he is likely to use one or the other of the methods just +mentioned. + +We might say that when the sum of conditions is such that the subject +perceives two points, the points are above the threshold, and when the +subject perceives one point when two are given they are below the +threshold. This might answer the purpose very well if it were not for +the _Vexirfehler_. According to this definition, when the +_Vexirfehler_ appears we should have to say that one point is above +the threshold for twoness, which is a queer contradiction, to say the +least. It follows that all of the elaborate and painstaking +experiments to determine a threshold are useless. That is, the +threshold determinations do not lead us beyond the determinations +themselves. + +In order to explain the fact that a person sometimes fails to +distinguish between one point and two points near together, it has +been suggested that the sensations fuse. This, I suppose, means either +that the peripheral processes coalesce and go to the center as a +single neural process, or that the process produced by each stimulus +goes separately to the brain and there the two set up a single +activity. Somewhat definite 'sensory circles,' even, were once +believed in. + +If the only fact we had to explain was that two points are often +thought to be one when they are near together, 'fusion' might be a +good hypothesis, but we have other facts to consider. If this one is +explained by fusion, then the mistaking of one point for two must be +due to diffusion of sensations. Even that might be admissible if the +_Vexirfehler_ were the only phenomenon of this class which we met. But +it is also true that several contacts are often judged to be more than +they actually are, and that hypothesis will not explain why certain +arrangements of the stimulating objects are more likely to bring about +that result than others. Still more conclusive evidence against +fusion, it seems to me, is found in the fact that two points, one on +each hand, may be perceived as one when the hands are brought +together. Another argument against fusion is the fact that two points +pressed lightly may be perceived as one, and when the pressure is +increased they are perceived as two. Strong pressures should fuse +better than weak ones, and therefore fusion would imply the opposite +results. Brückner[1] has found that two sensations, each too weak to +be perceived by itself, may be perceived when the two are given +simultaneously and sufficiently near together. This reėnforcement of +sensations he attributes to fusion. But we have a similar phenomenon +in vision when a group of small dots is perceived, though each dot by +itself is imperceptible. No one, I think, would say this is due to +fusion. It does not seem to me that we need to regard reėnforcement as +an indication of fusion. + + [1] Brückner, A.: 'Die Raumschwelle bei Simultanreizung,' + _Zeitschrift für Psychologie_, 1901, Bd. 26, S. 33. + +My contention is that the effects sometimes attributed to fusion and +diffusion of sensations are not two different kinds of phenomena, but +are identical in character and are to be explained in the same way. + +Turning now to the explanation of the special experiments, we may +begin with the _Vexirfehler_.[2] It seems to me that the _Vexirfehler_ +is a very simple phenomenon. When a person is stimulated with two +objects near together he attends first to one and then to the other +and calls it two; then when he is stimulated with one object he +attends to it, and expecting another one near by he hunts for it and +hits upon the same one he felt before but fails to remember that it is +the same one, and hence thinks it is another and says he has felt two +objects. Observers agree that the expectation of two tends to bring +out the _Vexirfehler_. This is quite natural. A person who expects two +and receives one immediately looks about for the other without waiting +to fixate the first, and therefore when he finds it again he is less +likely to recognize it and more likely to think it another point and +to call it two. Some observers[3] have found that the apparent +distance of the two points when the _Vexirfehler_ appears never much +exceeds the threshold distance. Furthermore, there being no distinct +line of demarcation between one and two, there must be many sensations +which are just about as much like one as they are like two, and hence +they must be lumped off with one or the other group. To the +mathematician one and two are far apart in the series because he has +fractions in between, but we perceive only in terms of whole numbers; +hence all sensations which might more accurately be represented by +fractions must be classed with the nearest whole number. A sensation +is due to a combination of factors. In case of the _Vexirfehler_ one +of these factors, viz., the stimulating object, is such as to suggest +one, but some of the other conditions--expectation, preceding +sensation, perhaps blood pressure, etc.--suggest two, so that the +sensation as a whole suggests _one-plus_, if we may describe it that +way, and hence the inference that the sensation was produced by two +objects. + + [2] Tawney, Guy A.: 'Ueber die Wahrnehmung zweier Punkte + mittelst des Tastsinnes mit Rücksicht auf die Frage der Uebung + und die Entstehung der Vexirfehler,' _Philos. Stud._, 1897, Bd. + XIII., S. 163. + + [3] See Nichols: 'Number and Space,' p. 161. Henri, V., and + Tawney, G.: _Philos. Stud._, Bd. XI., S. 400. + +This, it seems to me, may account for the appearance of the +_Vexirfehler_, but why should not the subject discover his error by +studying the sensation more carefully? He cannot attend to two things +at once, nor can he attend to one thing continuously, even for a few +seconds. What we may call continuous attention is only a succession of +attentive impulses. If he could attend to the one object continuously +and at the same time hunt for the other, I see no reason why he should +not discover that there is only one. But if he can have only one +sensation at a time, then all he can do is to associate that +particular sensation with some idea. In the case before us he +associates it with the idea of the number two. He cannot conceive of +two objects unless he conceives them as located in two different +places. Sometimes a person does find that the two objects of his +perception are both in the same place, and when he does so he +concludes at once that there is but one object. At other times he +cannot locate them so accurately, and he has no way of finding out the +difference, and since he has associated the sensation with the idea of +two he still continues to call it two. If he is asked to locate the +points on paper he fills out the figure just as he fills out the +blind-spot, and he can draw them in just the same way that he can draw +lines which he thinks he _sees_ with the blind-spot, but which really +he only _infers_. + +Any sensation, whether produced by one or by many objects, is one, but +there may be a difference in the quality of a sensation produced by +one object and that of a sensation produced by more than one object. +If this difference is clear and distinct, the person assigns to each +sensation the number he has associated with it. He gives it the name +two when it has the quality he has associated with that idea. But the +qualities of a sensation from which the number of objects producing it +is inferred are not always clear and distinct. The quality of the +sensation must not be confused with any quality of the object. If we +had to depend entirely on the sense of touch and always remained +passive and received sensations only when we were touched by +something, there is no reason why we should not associate the idea of +one with the sensation produced by two objects and the idea of two +with that produced by one object--assuming that we could have any idea +of number under such circumstances. The quality of a sensation from +which number is inferred depends on several factors. The number itself +is determined by the attitude of the subject, but the attitude is +determined largely by association. A number of facts show this. When a +person is being experimented on, it is very easy to confuse him and +make him forget how two feel and how one feels. I have often had a +subject tell me that he had forgotten and ask me to give him two +distinctly that he might see how it felt. In other words, he had +forgotten how to associate his ideas and sensations. In developing the +_Vexirfehler_ I found it much better, after sufficient training had +been given, not to give two at all, for it only helped the subject to +perceive the difference between two and one by contrast. But when one +was given continually he had no such means of contrast, and having +associated the idea of two with a sensation he continued to do so. The +one subject with whom I did not succeed in developing the +_Vexirfehler_ to any great extent perceived the difference by +comparing the sensation with one he had had some time before. I could +get him, for a few times, to answer two when only one was given, but +he would soon discover the difference, and he said he did it by +comparing it with a sensation which he had had some time before and +which he knew was two. By this means he was able to make correct +associations when otherwise he would not have done so. It has been +discovered that when a subject is being touched part of the time with +two and part of the time with one, and the time it takes him to make +his judgments is being recorded, he will recognize two more quickly +than he will one if there is a larger number of twos in the series +than there is of ones. I do not see how this could be if the sensation +of two is any more complex than that of one. But if both sensations +are units and all the subject needs to do is to associate the +sensation with an idea, then we should expect that the association he +had made most frequently would be made the most quickly. + +If the feeling of twoness or of oneness is anything but an inference, +why is it that a person can perceive two objects on two fingers which +are some distance apart, but perceives the same two objects as one +when the fingers are brought near together and touched in the same +way? It is difficult to see how bringing the fingers together could +make a sensation any less complex, but it would naturally lead a +person to infer one object, because of his previous associations. He +has learned to call that _one_ which seems to occupy one place. If two +contacts are made in succession he will perceive them as two because +they are separated for him by the time interval and he can perceive +that they occupy different places. + +When two exactly similar contacts are given and are perceived as one, +we cannot be sure whether the subject feels only one of the contacts +and does not feel the other at all, or feels both contacts and thinks +they are in the same place, which is only another way of saying he +feels both as one. It is true that when asked to locate the point he +often locates it between the two points actually touched, but even +this he might do if he felt but one of the points. To test the matter +of errors of localization I have made a few experiments in the +Columbia University laboratory. In order to be sure that the subject +felt both contacts I took two brass rods about four inches long, +sharpened one end and rounded off the other. The subject sat with the +palm of his right hand on the back of his left and his fingers +interlaced. I stimulated the back of his fingers on the second +phalanges with the sharp end of one rod and the blunt end of the other +and asked him to tell whether the sharp point was to the right or to +the left of the other. I will not give the results in detail here, but +only wish to mention a few things for the purpose of illustrating the +point in question. Many of the answers were wrong. Frequently the +subject would say both were on the same finger, when really they were +on fingers of opposite hands, which, however, in this position were +adjacent fingers. Sometimes when this happened I would ask him which +finger they were on, and after he had answered I would leave the point +on the finger on which he said both points were and move the other +point over to the same finger, then move it back to its original +position, then again over to the finger on which the other point was +resting, and so on, several times. The subject would tell me that I +was raising one point and putting it down again in the same place all +of the time. Often a subject would tell me he felt both points on the +same finger, but that he could not tell to which hand the finger +belonged. When two or more fingers intervened between the fingers +touched no subject ever had any difficulty in telling which was the +sharp and which the blunt point, but when adjacent fingers were +touched it was very common for the subject to say he could not tell +which was which. This cannot be because there is more difference in +the quality of the contacts in one case than in the other. If they +were on the same finger it might be said that they were stimulating +the same general area, but since one is on one hand and one on the +other this is impossible. The subject does not think the two points +are in the same place, because he feels two qualities and hence he +infers two things, and he knows two things cannot be in the same place +at the same time. If the two contacts were of the same quality +probably they would be perceived as one on account of the absence of +difference, for the absence of difference is precisely the quality of +oneness. + +These facts, together with those mentioned before, seem to me to +indicate that errors of localization are largely responsible for +judgments which seem to be due to fusion or diffusion of sensations. +But they are responsible only in this way, they prevent the correction +of the first impression. I do not mean that a person never changes his +judgment after having once made it, but a change of judgment is not +necessarily a correction. Often it is just the contrary. But where a +wrong judgment is made and cannot be corrected inability to localize +is a prominent factor. This, however, is only a secondary factor in +the perception of number. The cardinal point seems to me the +following: + +Any touch sensation, no matter by how many objects it is produced, is +one, and number is an inference based on a temporal series of +sensations. It may be that we can learn by association to infer number +immediately from the quality of a sensation, but that means only that +we recognize the sensation as one we have had before and have found it +convenient to separate into parts and regard one part after the other, +and we remember into how many parts we separated it. This separating +into parts is a time process. What we shall regard as _one_ is a mere +matter of convenience. Continuity sometimes affords a convenient basis +for unity and sometimes it does not. There is no standard of oneness +in the objective world. We separate things as far as convenience or +time permits and then stop and call that _one_ which our own attitude +has determined shall be one. + +That we do associate a sensation with whatever idea we have previously +connected it with, even though that idea be that of the number of +objects producing it, is clearly shown by some experiments which I +performed in the laboratory of Columbia University. I took three +little round pieces of wood and set them in the form of a triangle. I +asked the subject to pass his right hand through a screen and told him +I wanted to train him to perceive one, two, three and four contacts at +a time on the back of his hand, and that I would tell him always how +many I gave him until he learned to do it. When it came to three I +gave him two points near the knuckles and one toward the wrist and +told him that was three. Then I turned the instrument around and gave +him one point near the knuckles and two toward the wrist and told him +that was four. As soon as he was sure he distinguished all of the +points I stopped telling him and asked him to answer the number. I had +four subjects, and each one learned very soon to recognize the four +contacts when three were given in the manner mentioned above. I then +repeated the same thing on the left hand, except that I did not tell +him anything, but merely asked him to answer the number of contacts he +felt. In every case the idea of four was so firmly associated with +that particular kind of a sensation that it was still called four when +given on the hand which had not been trained. I gave each subject a +diagram of his hand and asked him to indicate the position of the +points when three were given and when four were given. This was done +without difficulty. Two subjects said they perceived the four contacts +more distinctly than the three, and two said they perceived the three +more distinctly than the four. + +It seems very evident that the sensation produced by three contacts is +no more complex when interpreted as four than when interpreted as +three. If that is true, then it must also be evident that the +sensation produced by one contact is no more complex when interpreted +as two than when interpreted as one. The converse should also be true, +that the sensation produced by two contacts is no less complex when +interpreted as one than when interpreted as two. Difference in number +does not indicate difference in complexity. The sensation of four is +not made up of four sensations of one. It is a unit as much as the +sensation of one is. + +There remains but one point to be elaborated. If number is not a +quality of objects, but is merely a matter of attitude of the subject, +we should not expect to find a very clear-cut line of demarcation +between the different numbers except with regard to those things which +we constantly consider in terms of number. Some of our associations +are so firmly established and so uniform that we are likely to regard +them as necessary. It is not so with our associations of number and +touch sensations. We have there only a vague, general notion of what +the sensation of one or two is, because usually it does not make much +difference to us, yet some sensations are so well established in our +minds that we call them one, two or four as the case may be without +hesitation. Other sensations are not so, and it is difficult to tell +to which class they belong. Just so it is easy to tell a pure yellow +color from a pure orange, yet they shade into each other, so that it +is impossible to tell where one leaves off and the other begins. If we +could speak of a one-two sensation as we speak of a yellow-orange +color we might be better able to describe our sensations. It would, +indeed, be convenient if we could call a sensation which seems like +one with a suggestion of two about it a two-one sensation, and one +that seems nearly like two but yet suggests one a one-two sensation. +Since we cannot do this, we must do the best we can and describe a +sensation in terms of the number it most strongly suggests. Subjects +very often, as has been mentioned before, describe a sensation as +'more than one but less than two,' but when pressed for an answer will +say whichever number it most resembles. A person would do the same +thing if he were shown spectral colors from orange to yellow and told +to name each one either orange or yellow. At one end he would be sure +to say orange and at the other yellow, but in the middle of the series +his answers would likely depend upon the order in which the colors +were shown, just as in determining the threshold for the perception of +two points by the method of minimal changes the answers in the +ascending series are not the same as those in the descending series. +The experiments have shown that the sensation produced by two points, +even when they are called one, is not the same as that produced by +only one point, but the difference is not great enough to suggest a +different number. + +If the difference between one and two were determined by the distance, +then the substitution of lines for knobs of the ęsthesiometer ought to +make no difference. And if the sensations produced by two objects fuse +when near together, then the sensations produced by lines ought to +fuse as easily as those produced by knobs. + +In regard to the higher numbers difficulties will arise unless we take +the same point of view and say that number is an inference from a +sensation which is in itself a unit. It has been shown that four +points across the ends of the fingers will be called four or less, and +that four points, one on the end of each alternate finger and one at +the base of each of the others, will be called four or more--usually +more. In either case each contact is on a separate finger, and it is +hardly reasonable to suppose there is no diffusion when they are in a +straight row, but that when they are in irregular shape there is +diffusion. It is more probable that the subject regards the sensation +produced by the irregular arrangement as a novelty, and tries to +separate it into parts. He finds both proximal and distal ends of his +fingers concerned. He may discover that the area covered extends from +his index to his little finger. He naturally infers, judging from past +experience, that it would take a good many points to do that, and +hence he overestimates the number. When a novel arrangement was given, +such as moving some of the weights back on the wrist and scattering +others over the fingers, very little idea of number could be gotten, +yet they were certainly far enough apart to be felt one by one if a +person could ever feel them that way, and the number was not so great +as to be entirely unrecognizable. + + * * * * * + + + + +THE SUBJECTIVE HORIZON. + +BY ROBERT MACDOUGALL. + + +I. + + +The general nature of the factors which enter into the orientation of +the main axes of our bodies, under normal and abnormal conditions, has +been of much interest to the psychologist in connection with the +problem of the development of space and movement perception. The +special points of attack in this general investigation have comprised, +firstly, the separation of resident, or organic, from transient, or +objective, factors; secondly, the determination of the special organic +factors which enter into the mechanism of judgment and their several +values; and thirdly, within this latter field, the resolution of the +problem of a special mechanism of spatial orientation, the organ of +the static sense. + +The special problem with which we are here concerned relates to the +group of factors upon which depends one's judgment that any specified +object within the visual field lies within the horizontal plane of the +eyes, or above or below that plane, and the several functions and +values of these components. The method of procedure has been suggested +by the results of preceding investigations in this general field. + +The first aim of the experiments was to separate the factors of +resident and transient sensation, and to determine the part played by +the presence of a diversified visual field. To do so it was necessary +to ascertain, for each member of the experimental group, the location +of the subjective visual horizon, and the range of uncertainty in the +observer's location of points within that plane. Twelve observers in +all took part in the investigation. In the first set of experiments no +attempt was made to change the ordinary surroundings of the observer, +except in a single point, namely, the provision that there should be +no extended object within range of the subject's vision having +horizontal lines on a level with his eyes. + +The arrangements for experimentation were as follows: A black wooden +screen, six inches wide and seven feet high, was mounted between two +vertical standards at right angles to the axis of vision of the +observer. Vertically along the center of this screen and over pulleys +at its top and bottom passed a silk cord carrying a disc of white +cardboard, 1 cm. in diameter, which rested against the black surface +of the screen. From the double pulley at the bottom of the frame the +two ends of the cord passed outward to the observer, who, by pulling +one or the other, could adjust the disc to any desired position. On +the opposite side of the screen from the observer was mounted a +vertical scale graduated in millimeters, over which passed a light +index-point attached to the silk cord, by means of which the position +of the cardboard disc in front was read off. The observer was seated +in an adjustable chair with chin and head rests, and a lateral +sighting-tube by which the position of the eyeball could be vertically +and horizontally aligned. The distance from the center of the eyeball +to the surface of the screen opposite was so arranged that, neglecting +the radial deflection, a displacement of 1 mm. in either direction was +equal to a departure of one minute of arc from the plane of the eyes' +horizon. + +The observer sat with the light at his back, and by manipulation of +the cords adjusted the position of the white disc freely up and down +the screen until its center was judged to be on a level with the eye. +Its position was then read off the vertical scale by the conductor +(who sat hidden by an interposed screen), and the error of judgment +was recorded in degrees and fractions as a positive (upward) or +negative (downward) displacement. The disc was then displaced +alternately upward and downward, and the judgment repeated. From the +time of signalling that the point had been located until this +displacement the observer sat with closed eyes. These determinations +were made in series of ten, and the individual averages are in general +based upon five such series, which included regularly the results of +sittings on different days. In some cases twice this number of +judgments were taken, and on a few occasions less. The number of +judgments is attached to each series of figures in the tables. In that +which follows the individual values and their general averages are +given as minutes of arc for (_a_) the constant error or position of +the subjective horizon, (_b_) the average deviation from the objective +horizon, and (_c_) the mean variation of the series of judgments. + + +TABLE I. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (100) -19.74 38.78 10.67 + _C_ (90) -18.18 23.89 10.82 + _D_ (100) -19.84 33.98 7.95 + _E_ (50) - 4.28 72.84 6.90 + _F_ (100) +46.29 46.29 2.05 + _G_ (50) +14.96 35.40 8.40 + _H_ (50) -27.22 27.46 5.78 + _I_ (50) + 6.62 53.34 7.45 + _K_ (50) + 1.08 30.26 6.59 + _L_ (20) -56.70 56.70 10.39 + + Average: -7.70 41.89 7.69 + + +The average subjective horizon shows a negative displacement, the +exceptional minority being large. No special facts could be connected +with this characteristic, either in method of judgment or in the past +habits of the reactor. The average constant error is less than an +eighth of a degree, and in neither direction does the extreme reach +the magnitude of a single degree of arc. Since the mean variation is +likewise relatively small, there is indicated in one's ordinary +judgments of this kind a highly refined sense of bodily orientation in +space. + + +II. + + +In order to separate the resident organic factors from those presented +by the fixed relations of the external world, an adaptation of the +mechanism was made for the purpose of carrying on the observations in +a darkened room. For the cardboard disc was substituted a light +carriage, riding upon rigid parallel vertical wires and bearing a +miniature ground-glass bulb enclosing an incandescent electric light +of 0.5 c.p. This was encased in a chamber with blackened surfaces, +having at its center an aperture one centimeter in diameter, which was +covered with white tissue paper. The subdued illumination of this +disc presented as nearly as possible the appearance of that used in +the preceding series of experiments. No other object than this spot of +moving light was visible to the observer. Adjustment and record were +made as before. The results for the same set of observers as in the +preceding case are given in the following table: + + +TABLE II. + + Subject. Constant Error. Average Deviation. Mean Variation. + _A_ (50) - 52.76 55.16 30.08 + _C_ (30) - 7.40 42.00 35.31 + _D_ (50) - 14.24 38.60 30.98 + _E_ (50) - 43.12 86.44 30.19 + _F_ (100) - 2.01 72.33 20.27 + _G_ (100) - 21.89 47.47 32.83 + _H_ (50) - 1.62 59.10 29.95 + _I_ (50) - 32.76 41.60 24.40 + _K_ (50) - 61.70 100.02 52.44 + _L_ (40) -128.70 128.90 27.83 + + Average: - 36.62 67.16 31.43 + + +Changes in two directions may be looked for in the results as the +experimental conditions are thus varied. The first is a decrease in +the certainty of judgment due to the simple elimination of certain +factors upon which the judgment depends. The second is the appearance +of definite types of error due to the withdrawal of certain +correctives of organic tendencies which distort the judgment in +specific directions. The loss in accuracy is great; the mean variation +increases from 7.69 to 31.43, or more than 400 per cent. This large +increase must not, however, be understood as indicating a simple +reduction in the observer's capacity to locate points in the +horizontal plane of the eyes. The two series are not directly +comparable; for in the case of the lighted room, since the whole +visual background remained unchanged, each determination must be +conceived to influence the succeeding judgment, which becomes really a +correction of the preceding. To make the two series strictly parallel +the scenery should have been completely changed after each act of +judgment. Nevertheless, a very large increase of uncertainty may +fairly be granted in passing from a field of visual objects to a +single illuminated point in an otherwise dark field. It is probable +that this change is largely due to the elimination of those elements +of sensation depending upon the relation of the sagittal axis to the +plane against which the object is viewed. + +The change presented by the constant error can here be interpreted +only speculatively. I believe it is a frequently noted fact that the +lights in a distant house or other familiar illuminated object on +land, and especially the signal lights on a vessel at sea appear +higher than their respective positions by day, to the degree at times +of creating the illusion that they hang suspended above the earth or +water. This falls in with the experimental results set forth in the +preceding table. It cannot be attributed to an uncomplicated tendency +of the eyes of a person seated in such a position to seek a lower +direction than the objective horizon, when freed from the corrective +restraint of a visual field, as will be seen when the results of +judgments made in complete darkness are cited, in which case the +direction of displacement is reversed. The single illuminated spot +which appears in the surrounding region of darkness, and upon which +the eye of the observer is directed as he makes his judgment, in the +former case restricts unconscious wanderings of the eye, and sets up a +process of continuous and effortful fixation which accompanies each +act of determination. I attribute the depression of the eyes to this +process of binocular adjustment. The experience of strain in the act +of fixation increases and decreases with the distance of the object +regarded. In a condition of rest the axes of vision of the eyes tend +to become parallel; and from this point onward the intensity of the +effort accompanying the process of fixation increases until, when the +object has passed the near-point of vision, binocular adjustment is no +longer possible. In the general distribution of objects in the visual +field the nearer, for the human being, is characteristically the +lower, the more distant the higher, as one looks in succession from +the things at his feet to the horizon and _vice versa_. We should, +therefore, expect to find, when the eyes are free to move in +independence of a determinate visual field, that increased convergence +is accompanied by a depression of the line of sight, decreased +convergence by an elevation of it. Here such freedom was permitted, +and though the fixed distance of the point of regard eliminated all +large fluctuations in convergence, yet all the secondary +characteristics of intense convergence were present. Those concerned +in the experiment report that the whole process of visual adjustment +had increased in difficulty, and that the sense of effort was +distinctly greater. To this sharp rise in the general sense of strain, +in coöperation with the absence of a corrective field of objects, I +attribute the large negative displacement of the subjective horizon in +this series of experiments. + + +III. + + +In the next set of experiments the room was made completely dark. The +method of experimentation was adapted to these new conditions by +substituting for the wooden screen one of black-surfaced cardboard, +which was perforated at vertical distances of five millimeters by +narrow horizontal slits and circular holes alternately, making a scale +which was distinctly readable at the distance of the observer. +Opposite the end of one of these slits an additional hole was punched, +constituting a fixed point from which distances were reckoned on the +scale. As the whole screen was movable vertically and the observer +knew that displacements were made from time to time, the succession of +judgments afforded no objective criterion of the range of variation in +the series of determinations, nor of the relation of any individual +reaction to the preceding. The method of experimentation was as +follows: The observer sat as before facing the screen, the direction +of which was given at the beginning of each series by a momentary +illumination of the scale. In the darkness which followed the observer +brought the direction of sight, with open eyes, as satisfactorily as +might be into the plane of the horizontal, when, upon a simple signal, +the perforated scale was instantly and noiselessly illuminated by the +pressure of an electrical button, and the location of the point of +regard was read off the vertical scale by the observer himself, in +terms of its distance from the fixed point of origin described above. +The individual and general averages for this set of experiments are +given in the following table: + + +TABLE III. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (50) + 7.75 20.07 19.45 + _C_ " + 14.41 25.05 2.94 + _D_ " + 14.42 34.54 29.16 + _E_ " +108.97 108.97 23.13 + _F_ " - 5.12 23.00 2.02 + _G_ " + 20.72 34.80 10.23 + _H_ " + 35.07 53.60 33.95 + _I_ " + 25.52 30.68 22.49 + _K_ " - 8.50 40.65 21.07 + + Average: + 23.69 41.26 17.16 + + +The point at which the eyes rest when seeking the plane of the horizon +in total darkness is above its actual position, the positive +displacement involved being of relatively large amount. + +In addition to the removal of the whole diversified visual field there +has now been eliminated the final point of regard toward which, in the +preceding set of experiments, the sight was strained; and the factor +of refined visual adjustment ceases longer to play a part in the +phenomenon. The result of this release is manifested in a tendency of +the eyes to turn unconsciously upward. This is their natural position +when closed in sleep. But this upward roll is not an uncomplicated +movement. There takes place at the same time a relaxation of binocular +convergence, which in sleep may be replaced by a slight divergence. +This tendency of the axes of vision to diverge as the eyes are raised +is undoubtedly connected biologically with the distribution of +distances in the higher and lower parts of the field of vision, of +which mention has already been made. Its persistence is taken +advantage of in the artificial device of assisting the process of +stereoscopic vision without instruments by holding the figures to be +viewed slightly above the primary position, so that the eyes must be +raised in order to look at them and their convergence thereby +decreased. It is by the concomitance of these two variables that the +phenomena of both this and the preceding series of experiments are to +be explained. In the present case the elimination of a fixed point of +regard is followed by a release of the mechanism of convergence, with +a consequent approximation to parallelism in the axes of vision and +its concomitant elevation of the line of sight. + +The second fact to be noted is the reduction in amount of the mean +variation. The series of values under the three sets of experimental +conditions hitherto described is as follows: I. 7'.69; II. 31'.42; +III. 17'.16. This increase of regularity I take to be due, as in the +case of the lighted room, to the presence of a factor of constancy +which is not strictly an element in the judgment of horizontality. +This is a system of sensory data, which in the former case were +transient--the vision of familiar objects; and in the latter +resident--the recognition of specific experiences of strain in the +mechanism of the eye. The latter sensations exist under all three sets +of conditions, but they are of secondary importance in those cases +which include the presence of an objective point of regard, while in +the case of judgments made in total darkness the observer depends +solely upon resident experiences. Attention is thus directed +specifically toward these immediate sensational elements of judgment, +and there arises a tendency to reproduce the preceding set of +eye-strains, instead of determining the horizon plane afresh at each +act of judgment upon more general data of body position. + +If the act of judgment be based chiefly upon sensory data connected +with the reinstatement of the preceding set of strains, progressions +should appear in these series of judgments, provided a constant factor +of error be incorporated in the process. This deflection should be +most marked under conditions of complete darkness, least in the midst +of full illumination. Such a progression would be shown at once by the +distribution of positive and negative values of the individual +judgments about the indifference point of constant error. As instances +of its occurrence all cases have been counted in which the first half +of the series of ten judgments was uniformly of one sign (four to six +being counted as half) and the second half of the opposite sign. The +percentages of cases in which the series presented such a progression +are as follows: In diffused light, 7.6%; in darkness, point of regard +illuminated, 18.3%; in complete darkness, 26.1%. The element of +constant error upon which such progressions depend is the tendency of +the eye to come to rest under determinate mechanical conditions of +equilibrium of muscular strain. + +The relation of the successive judgments of a series to the +reinstatement of specific eye-strains and to the presence of an error +of constant tendency becomes clearer when the distribution of those +series which show progression is analyzed simultaneously with +reference to conditions of light and darkness and to binocular and +monocular vision respectively. Their quantitative relations are +presented in the following table: + + +TABLE IV. + + Illumination. Per Cent. Showing Progress. Binocular. Monocular. + + In light. 7.6 % 50 % 50 % + In darkness. 18.3 34.2 65.8 + + +Among judgments made in daylight those series which present +progression are equally distributed between binocular and monocular +vision. When, however, the determinations are of a luminous point in +an otherwise dark field, the preponderance in monocular vision of the +tendency to a progression becomes pronounced. That this is not a +progressive rectification of the judgment, is made evident by the +distribution of the directions of change in the several experimental +conditions shown in the following table: + + +TABLE V. + Light. Darkness. + Direction of Change. Binocular. Monocular. Binocular. Monocular. + Upward. 50 % 100 % 38.4 % 65.0 % + Downward. 50 00.0 61.6 35.0 + Const. Err. -7.70 +11.66 -36.62 -3.38 + + +When the visual field is illuminated the occurrence of progression in +binocular vision is accidental, the percentages being equally +distributed between upward and downward directions. In monocular +vision, on the contrary, the movement is uniformly upward and involves +a progressive increase in error. When the illuminated point is exposed +in an otherwise dark field the progression is preponderatingly +downward in binocular vision and upward in vision with the single eye. +The relation of these changes to phenomena of convergence, and the +tendency to upward rotation in the eyeball has already been stated. +There is indicated, then, in these figures the complication of the +process of relocating the ideal horizon by reference to the sense of +general body position with tendencies to reinstate simply the set of +eye-muscle strains which accompanied the preceding judgment, and the +progressive distortion of the latter by a factor of constant error due +to the mechanical conditions of muscular equilibrium in the resting +eye. + + +IV. + + +The influence of this factor is also exhibited when judgments made +with both eyes are compared with those made under conditions of +monocular vision. The latter experiments were carried on in alternate +series with those already described. The figures are given in the +following tables: + + +TABLE VI. + + JUDGMENTS MADE IN DIFFUSED LIGHT. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (50) - 28.46 29.04 8.87 + _C_ " + 7.54 14.86 8.01 + _D_ " + 39.32 43.28 13.83 + _E_ " + 50.46 65.26 9.86 + _F_ " + 62.30 62.30 1.60 + _G_ " 0.00 45.28 9.66 + _H_ " + 22.92 79.12 5.07 + _I_ " + 14.36 51.96 8.02 + _K_ " + 9.26 38.10 9.55 + _L_ " - 61.10 61.10 6.36 + Average: + 11.66 49.03 8.18 + + +TABLE VII. + + JUDGMENTS IN ILLUMINATED POINT. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (50) - 38.42 51.96 32.64 + _C_ (30) - 29.03 41.23 35.75 + _D_ (20) - 30.87 34.07 17.24 + _E_ (50) + 65.30 75.86 29.98 + _F_ " + 50.74 50.74 5.89 + _G_ " + 66.38 88.10 44.98 + _H_ " + 65.40 80.76 42.93 + _I_ " - 0.02 80.22 47.53 + _K_ " - 44.60 52.56 32.93 + _L_ " - 71.06 73.30 31.86 + Average: - 3.38 62.88 32.17 + + +The plane of vision in judgments made with the right eye alone is +deflected upward from the true horizon to a greater degree than it is +depressed below it in those made with binocular vision, the respective +values of the constant errors being -7'.70 and +11'.66, a difference +of 19'.36. When the field of vision is darkened except for the single +illuminated disc, a similar reversion of sign takes place in the +constant error. With binocular vision the plane of the subjective +horizon is deflected downward through 36'.62 of arc; with monocular +vision it is elevated 3'.38, a difference of 40'.00, or greater than +in the case of judgments made in the lighted room by 20'.64. This +increase is to be expected in consequence of the elimination of those +corrective criteria which the figured visual field presents. The two +eyes do not, of course, function separately in such a case, and the +difference in the two sets of results is undoubtedly due to the +influence of movements in the closed eye upon that which is open; or +rather, to the difference in binocular functioning caused by shutting +off the visual field from one eye. The former expression is justified +in so far as we conceive that the tendency of the closed eye to turn +slightly upward in its socket affects also the direction of regard in +the open eye by attracting toward itself its plane of vision. But if, +as has been pointed out, this elevation of the line of sight in the +closed eye is accompanied by a characteristic change in the process of +binocular convergence, the result cannot be interpreted as a simple +sympathetic response in the open eye to changes taking place in that +which is closed, but is the consequence of a release of convergence +strain secondarily due to this act of closing the eye. + +Several points of comparison between judgments made with binocular and +with monocular vision remain to be stated. In general, the process of +location is more uncertain when one eye only is used than when both +are employed, but this loss in accuracy is very slight and in many +cases disappears. The loss in accuracy is perhaps also indicated by +the range of variation in the two cases, its limits being for +binocular vision +46'.29 to -56'.70, and for monocular +62'.30 to +-61'.10, an increase of 20'.41. In the darkened room similar relations +are presented. The mean variations are as follows: binocular vision, +31'.42; monocular, 32'.17. Its limits in individual judgments are: +binocular, -1'.62 to -128'.70, monocular, +66'.38 to -71'.06, an +increase of 10'.36. In all ways, then, the difference in accuracy +between the two forms of judgment is extremely small, and the +conclusion may be drawn that those significant factors of judgment +which are independent of the figuration of the visual field are not +connected with the stereoscopic functioning of the two eyes, but such +as are afforded by adjustment in the single eye and its results. + + +VI. + + +The experimental conditions were next complicated by the introduction +of abnormal positions of the eyes, head and whole body. The results of +tipping the chin sharply upward or downward and keeping it so fixed +during the process of location are given in the following table, which +is complete for only three observers: + + +TABLE VIII. + + Observer. Upward Rotation. Downward Rotation. + C.E. A.D. M.V. C.E. A.D. M.V. + _L_ (50) +43.98 43.98 5.62 +28.32 28.32 5.02 + _K_ (50) -33.72 33.72 71.33 +19.49 19.49 55.22 + _L_ (20) -39.10 45.90 33.60 -68.65 69.25 25.20 + Average: - 9.61 41.20 36.85 -19.94 39.02 28.48 + Normal: -64.14 67.08 33.51 + + +The results of rotating the whole body backward through forty-five and +ninety degrees are given in the following table: + + +TABLE IX. + + Observer. Rotation of 45°. Rotation of 90°. + C.E. A.D. M.V. C.E. A.D. M.V. + _B_ (30) + 4.10 24.57 18.56 + _D_ (30) +291.03 291.03 61.86 + _G_ (50) +266.78 266.78 22.83 +200.16 200.16 11.00 + _F_ (60) +116.45 116.45 17.14 - 36.06 36.30 6.29 + _J_ (20) +174.30 174.63 30.94 + Average: +170.53 174.69 30.66 + + +The errors which appear in these tables are not consistently of the +type presented in the well-known rotation of visual planes +subjectively determined under conditions of abnormal relations of the +head or body in space. When the head is rotated upward on its lateral +horizontal axis the average location of the subjective horizon, +though still depressed below the true objective, is higher than when +rotation takes place in the opposite direction. When the whole body is +rotated backward through 45° a positive displacement of large amount +takes place in the case of all observers. When the rotation extends to +90°, the body now reclining horizontally but with the head supported +in a raised position to allow of free vision, an upward displacement +occurs in the case of one of the two observers, and in that of the +other a displacement in the opposite direction. When change of +position takes place in the head only, the mean variation is decidedly +greater if the rotation be upward than if it be downward, its value in +the former case being above, in the latter below that of the normal. +When the whole body is rotated backward through 45° the mean variation +is but slightly greater than under normal conditions; when the +rotation is through 90° it is much less. A part of this reduction is +probably due to training. In general, it may be said that the +disturbance of the normal body relations affects the location of the +subjective horizon, but the specific nature and extent of this +influence is left obscure by these experiments. The ordinary movements +of eyes and head are largely independent of one another, and even when +closed the movements of the eyes do not always symmetrically follow +those of the head. The variations in the two processes have been +measured by Münsterberg and Campbell[1] in reference to a single +condition, namely, the relation of attention to and interest in the +objects observed to the direction of sight in the closed eyes after +movement of the head. But apart from the influence of such secondary +elements of ideational origin, there is reason to believe that the +mere movement of the head from its normal position on the shoulders up +or down, to one side or the other, is accompanied by compensatory +motion of the eyes in an opposite direction, which tends to keep the +axis of vision nearer to the primary position. When the chin is +elevated or depressed, this negative reflex adjustment is more +pronounced and constant than when the movement is from side to side. +In the majority of cases the retrograde movement of the eyes does not +equal the head movement in extent, especially if the latter be +extreme. + + [1] Münsterberg, H., and Campbell, W.W.: PSYCHOLOGICAL REVIEW, + I., 1894, p. 441. + +The origin of such compensatory reactions is connected with the +permanent relations of the whole bodily organism to the important +objects which surround it. The relations of the body to the landscape +are fairly fixed. The objects which it is important to watch lie in a +belt which is roughly on a horizontal plane with the observing eye. +They move or are moved about over the surface of the ground and do not +undergo any large vertical displacement. It is of high importance, +therefore, that the eye should be capable of continuous observation of +such objects through facile response to the stimulus of their visual +appearance and movements, in independence of the orientation of the +head. There are no such determinate spatial relations between body +position and the world of important visual objects in the case of +those animals which are immersed in a free medium; and in the +organization of the fish and the bird, therefore, one should not +expect the development of such free sensory reflexes of the eye in +independence of head movements as we know to be characteristic of the +higher land vertebrates. In both of the former types the eye is fixed +in its socket, movements of the whole head or body becoming the +mechanism of adjustment to new objects of observation. In the +adjustment of the human eye the reflex determination through sensory +stimuli is so facile as to counteract all ordinary movements of the +head, the gaze remaining fixed upon the object through a series of +minute and rapidly repeated sensory reflexes. When the eyes are closed +and no such visual stimuli are presented, similar reflexes take place +in response to the movements of the head, mediated possibly by +sensations connected with changes in position of the planes of the +semicircular canals. + + +VII. + + +If eye-strain be a significant element in the process of determining +the subjective horizon, the induction of a new center of muscular +equilibrium by training the eyes to become accustomed to unusual +positions should result in the appearance of characteristic errors of +displacement. In the case of two observers, _A_ and _H_, the eyes were +sharply raised or lowered for eight seconds before giving judgment as +to the position of the illuminated spot, which was exposed at the +moment when the eyes were brought back to the primary position. The +effect of any such vertical rotation is to stretch the antagonistic +set of muscles. It follows that when the eye is rotated in the +contrary direction the condition of equilibrium appears sooner than in +normal vision. In the case of both observers the subjective horizon +was located higher when judgment was made after keeping the eyes +raised, and lower when the line of sight had been depressed. In the +case of only one observer was a quantitative estimation of the error +made, as follows: With preliminary raising of the eyes the location +was +36'.4; with preliminary lowering, -11'.4. + +When the illuminated button is exposed in a darkened room and is +fixated by the observer, it undergoes a variety of changes in apparent +position due to unconscious shifting of the point of regard, the +change in local relations of the retinal stimulation being erroneously +attributed to movements in the object. These movements were not of +frequent enough occurrence to form the basis of conclusions as to the +position at which the eyes tended to come to a state of rest. The +number reported was forty-two, and the movement observed was rather a +wandering than an approximation toward a definite position of +equilibrium. The spot very rarely presented the appearance of sidewise +floating, but this may have been the result of a preconception on the +part of the observer rather than an indication of a lessened liability +to movements in a horizontal plane. Objective movements in the latter +direction the observer knew to be impossible, while vertical +displacements were expected. Any violent movement of the head or eyes +dispelled the impression of floating at once. The phenomenon appeared +only when the illuminated spot had been fixated for an appreciable +period of time. Its occurrence appears to be due to a fatigue process +in consequence of which the mechanism becomes insensible to slight +changes resulting from releases among the tensions upon which constant +fixation depends. When the insensitiveness of fatigue is avoided by a +slow continuous change in the position of the illuminated spot, no +such wandering of the eye from its original point of regard occurs, +and the spot does not float. The rate at which such objective +movements may take place without awareness on the part of the observer +is surprisingly great. Here the fatigue due to sustained fixation is +obviated by the series of rapid and slight sensory reflexes which take +place; these have the effect of keeping unchanged the retinal +relations of the image cast by the illuminated spot, and being +undiscriminated in the consciousness of the observer the position of +the point of regard is apprehended by him as stationary. The +biological importance of such facile and unconscious adjustment of the +mechanism of vision to the moving object needs no emphasis; but the +relation of these obscure movements of the eyes to the process of +determining the plane of the subjective horizon should be pointed out. +The sense of horizontality in the axes of vision is a transient +experience, inner conviction being at its highest in the first moments +of perception and declining so characteristically from this maximum +that in almost every case the individual judgment long dwelt upon is +unsatisfactory to the observer. This change I conceive to be a +secondary phenomenon due to the appearance of the visual wanderings +already described. + + +VIII. + + +The influence of sensory reflexes in the eye upon the process of +visual orientation was next taken up in connection with two specific +types of stimulation. At top and bottom of the vertical screen were +arranged dark lanterns consisting of electric bulbs enclosed in +blackened boxes, the fronts of which were covered with a series of +sheets of white tissue-paper, by which the light was decentralized and +reduced in intensity, and of blue glass, by which the yellow quality +of the light was neutralized. Either of these lanterns could be +illuminated at will by the pressure of a button. All other +experimental conditions remained unchanged. The observers were +directed to pay no special regard to these lights, and the reports +show that in almost every case they had no conscious relation to the +judgment. The results are presented in the following table: + + +TABLE X. + + Light Below. Light Above. + Observer. Const.Err. Av.Dev. M.Var. Const.Err. Av.Dev. M.Var. + _C_ (40) +156.37 156.37 19.67 +169.85 169.85 19.22 + _D_ (20) + 39.30 43.30 17.95 + 46.65 47.35 15.41 + _F_ (30) + 19.47 19.47 8.83 + 58.37 58.37 7.83 + _G_ (50) + 66.11 112.76 14.65 +117.86 117.86 13.10 + _H_ (30) -147.63 147.63 21.07 -105.30 105.30 30.31 + _J_ (20) + 1.90 31.95 22.33 + 44.40 44.40 20.55 + Average: + 22.59 85.28 17.42 + 55.30 90.52 17.74 + + +The eye is uniformly attracted toward the light and the location of +the disk correspondingly elevated or depressed. The amount of +displacement which appears is relatively large. It will be found to +vary with the intensity, extent and distance of the illuminated +surfaces introduced. There can be little doubt that the practical +judgments of life are likewise affected by the distribution of light +intensities, and possibly also of significant objects, above and below +the horizon belt. Every brilliant object attracts the eye toward +itself; and the horizon beneath a low sun or moon will be found to be +located higher than in a clouded sky. The upper half of the ordinary +field of view--the clear sky--is undiversified and unimportant; the +lower half is full of objects and has significance. We should probably +be right in attributing to these characteristic differences a share in +the production of the negative error of judgment which appears in +judgments made in daylight. The introduction of such supplementary +stimuli appears to have little effect upon the regularity of the +series of judgments, the values of the mean variations being +relatively low: 17'.42 with light below, 17'.74 with it above. + + +IX. + + +In the final series of experiments the influence of limiting visual +planes upon the determination of the subjective horizon was taken up. +It had been noticed by Dr. Münsterberg in the course of travel in hill +country that a curious negative displacement of the subjective horizon +took place when one looked across a downward slope to a distant cliff, +the altitude (in relation to the observer's own standpoint) of +specific points on the wall of rock being largely overestimated. +Attributing the illusion to a reconstruction of the sensory data upon +an erroneous interpretation of the objective relations of the +temporary plane of the landscape, Dr. Münsterberg later made a series +of rough experiments by stretching an inclined cord from the eye +downward to a lower point on an opposite wall and estimating the +height above its termination of that point which appeared to be on a +level with the observing eye. He found an illusion present similar to +the case of an extended slope of country. + +The first experiments of this group repeated those just described. The +previous mechanical conditions were varied only by the introduction of +a slender cord which was stretched from just below the eyes to the +bottom of the vertical screen. Full results were obtained from only +two observers, which are given in the following table: + + +TABLE XI. + + Observer. Const. Err. Av. Dev. Mean Var. Exp. Conds. + + _C_ (30) +123.92 123.92 11.94 Cord present and + _G_ (30) +66.47 66.47 15.56 consciously referred to. + _C_ (30) +126.90 126.90 6.31 Cord not present. + _G_ (30) +83.20 83.20 6.31 + _C_ (30) +126.93 126.93 6.39 Cord present but not + _G_ (30) +86.63 86.63 9.40 consciously referred to. + + Averages. I +95.19 95.19 13.75 + " II +105.05 105.05 6.31 + " III +106.78 106.78 7.89 + + +The effect of introducing such an objective plane of reference is +twofold: the mean variation is increased, and the plane of the +subjective horizon is displaced downwards. First, then, it acts as a +simple factor of disturbance; it distracts from those habitual +adjustments upon which the accuracy of the judgment depends. Secondly, +it enters as a source of constant error into the determination of the +subjective horizon, which is attracted toward this new objective +plane. In the third section of the table are given the results of +judgments made in the presence of such a plane but without conscious +reference to it.[2] The figures here are of intermediate value in the +case of the mean variation and of slightly greater value than the +first in that of the constant error. In other words, the introduction +of such a plane cannot be wholly overlooked, though it may be greatly +abstracted from. + +[2] In the preceding experiments the cord was definitely to be taken +into account in making the judgment. The method of so doing was by +running the eye back and forth over the cord preliminary to +determining the location of the point. + +The single cord was next replaced by a plane of blackened wood six +inches wide and extending from the observer to the vertical screen. +This strip was arranged in two ways: first, from the observer's chin +to the bottom of the screen, and secondly, from the feet of the +observer to a point on the screen a short distance below the plane of +the objective horizon. The individual and average results are given in +the following table: + + +TABLE XII. + + Observer. Descending Plane. Ascending Plane. + + _A._ (10) +18.80 18.80 5.24 +35.10 35.10 8.27 + _E._ (20) +79.30 79.30 11.56 +131.67 131.67 12.07 + _H._ (10) -37.50 37.50 16.80 -46.90 46.90 7.90 + _K._ (30) +71.40 71.40 12.85 +48.05 48.05 5.11 + Average: +33.00 51.75 11.61 +41.95 65.43 8.34 + + +The introduction of a descending plane lowers the apparent horizon; +that of an ascending plane elevates it. The general disturbance of +judgment appears distinctly greater in the case of a downward than in +that of an upward incline. + +The results of a third variation of the experimental conditions may be +presented at once. In it the location of the subjective horizon under +normal conditions was compared with the results of adjustments made +when the screen bearing the white disc was rotated backward from the +observer through an angle of varying magnitude. The averages for each +of the two subjects are as follows: + + +TABLE XIII. + + Observer Const. Err. Av. Dev. Mean Var. Rotation. + _F_ (20) +130.50 130.50 3.20 20° + " " +115.50 115.50 1.10 50° + _J_ (20) +443.10 443.10 9.47 45° + + +These experiments were carried on in the presence of the definitely +figured visual field of the lighted room, and the observers were +conscious of taking these permanent features into account as +correctives in making their judgments. Before proceeding, this defect +was remedied as far as possible by enclosing the apparatus of +experimentation, including the observer, between two walls of black +fabric. Nothing was to be seen but these two walls, and the inclined +plane which terminated the observer's view. The position of the screen +remained constant at an inclination of 45°. The upper bounding lines +of the enclosing walls, on the contrary, were adjusted in three +different relations to the plane of the gravity horizon. In the first +arrangement these lines were horizontal; in the second the ends next +to the observer were depressed five degrees; while in the final +arrangement these ends were elevated through a like angular distance. + +The inclined position of the screen was of course observed by every +reactor, but of the changes in the enclosing walls no subject was +informed, and none discerned them on any occasion. Each observer was +questioned as to alterations in the experimental conditions after the +use of each arrangement, and at the close of the whole series inquiry +was made of each as to the planes of the upper boundaries of the +walls. On various occasions, but not customarily, the observer was +aware of a change of some kind in the whole set of conditions, but the +particular feature altered was not suspected. The results for all +three arrangements are given in the following table; of the sections +of this table the third is incomplete, full results having been +reached in the cases of only three observers: + + +TABLE XV. + + Ascending Planes. Descending Planes. + Observer Const. Err. Av. Dev. M. Var. Const. Err. Av. Dev. M. V. + _C_ (50) - 8.02 11.82 9.47 - 48.14 48.14 9.52 + _F_ (50) + 78.88 78.88 2.89 + 25.54 25.54 1.98 + _G_ (50) - 22.56 24.64 6.58 -101.20 101.20 7.39 + _H_ (50) - 83.84 83.84 11.78 -230.20 230.20 11.88 + _J_ (50) +315.64 315.64 18.16 +120.12 120.12 9.01 + Average: + 55.96 102.96 9.78 -44.98 104.84 7.96 + + Horizontal Planes. + Observer. Const. Err. Av. Dev. Mean Var. + _C_ (50) - 27.86 27.86 9.58 + _G_ (50) - 73.84 73.84 7.59 + _J_ (50) +243.72 243.72 18.52 + + +For every individual observer, the position of the disc on the screen +has been affected by each change in the direction of these visible +lines. In every case, also, its location when these boundaries lay in +a horizontal plane was intermediate between the other two. The +importance of such relations in the objects of the visual field as +factors in our ordinary determination of the subjective horizon is +made evident by these experimental results. They become construction +lines having assumed permanence in the world of visual-motor +experience. The conception of unchanging spatial relations in the +fundamental lines of perspective vision receives constant +reinforcement from the facts of daily experience. The influence of the +above-described changes in experimental conditions is mediated through +their effect upon the location of the focus of the limiting and +perspective lines of vision. As the plane of the upper boundaries of +the enclosing walls was elevated and depressed the intersection of the +two systems of lines was correspondingly raised and lowered, and in +dependence upon the location of this imaginary point the determination +of the position of the white disc was made, and the plane of +perspective positively or negatively rotated. + +Why such perspective lines should enter into the process of judgment +it is not difficult to infer. The plane of perspective for human +beings is characteristically horizontal, in consequence of the +distribution of important objects within the field of visual +perception. Roughly, the belt of the earth's horizon contains the loci +of all human perspective planes. Both natural and artificial +arrangements of lines converge there. The systems of visual objects on +the earth and in the sky are there broken sharply off in virtue of +their practically vast differences in quality and significance for the +observer. The latter perspective probably never extends downward +illusorily to points on the earth's surface; and the former system of +objects is carried continuously upward to skyey points only on +relatively rare occasions, as when one mistakes clouds for mountains +or the upper edge of a fog-belt on the horizon for the rim of sea and +sky. The point of convergence of the fundamental lines of perspective +thus becomes assimilated with the idea of the visual horizon, as that +concept has fused with the notion of a subjective horizon. There can +be little doubt that the disposition of such lines enters constantly +into our bodily orientation in space along with sensations arising +from the general body position and from those organs more specially +concerned with the static sense. + +Upon the misinterpretation of such objective planes depends the +illusion of underestimation of the height or incline of a hill one is +breasting, and of the converse overestimation of one seen across a +descending slope or intervening valley. The latter illusion is +especially striking, and in driving over forest roads (in which case +the correction of a wider range of view is excluded) the stretch of +level ground at the foot of a hill one is descending is constantly +mistaken for an opposing rise. This illusion is put into picturesque +words by Stevenson when he describes the world, seen from the summit +of a mountain upon which one stands, as rising about him on every side +as toward the rim of a great cup. The fitness of the image may be +proved by climbing the nearest hill. In all such cases a +reconstruction of the sensory data of judgment takes place, in which +the most significant factor is the plane determined by the positions +of the observing eye and the perspective focus. In these judgments of +spatial relationship, as they follow one another from moment to +moment, this plane becomes a temporary subjective horizon, and +according as it is positively or negatively rotated do corresponding +illusions of perception appear. + + * * * * * + + + + +THE ILLUSION OF RESOLUTION-STRIPES ON THE COLOR-WHEEL. + +BY EDWIN B. HOLT. + + +If a small rod is passed slowly before a rotating disc composed of two +differently colored sectors, the rod appears to leave behind it on the +disc a number of parallel bands of about the width of the rod and of +about the colors, alternately arranged, of the two sectors. These +appear not to move, but gradually to fade away. + +This phenomenon was first observed by Münsterberg, and by him shown to +Jastrow,[1] who, with Moorehouse, has printed a study, without, +however, offering an adequate explanation of it. + + [1] Jastrow, J., and Moorehouse, G.W.: 'A Novel Optical + Illusion,' _Amer. Jour. of Psychology_, 1891, IV., p. 201. + + +I. APPARATUS FOR PRODUCING THE ILLUSION. + + +Any form of color-wheel may be used, but preferably one which is +driven by electricity or clock-work, so that a fairly constant speed +is assured. Several pairs of paper discs are needed, of the ordinary +interpenetrating kind which permit a ready readjustment of the ratios +between the two sectors, as follows: one pair consisting of a white +and a black disc, one of a light-and a dark-colored disc (light green +and dark red have been found admirably suited to the purpose), and a +pair of discs distinctly different in color, but equal in luminosity. + +The rod should be black and not more than a quarter of an inch broad. +It may be passed before the rotating disc by hand. For the sake of +more careful study, however, the rod should be moved at a constant +rate by some mechanical device, such as the pendulum and works of a +Maelzel metronome removed from their case. The pendulum is fixed just +in front of the color-disc. A further commendable simplification of +the conditions consists in arranging the pendulum and disc to move +concentrically, and attaching to the pendulum an isosceles-triangular +shield, so cut that it forms a true radial sector of the disc behind +it. All the colored bands of the illusion then appear as radial +sectors. The radial shields should be made in several sizes (from 3 to +50 degrees of arc) in black, but the smallest size should also be +prepared in colors matching the several discs. Such a disposition, +then, presents a disc of fused color, rotating at a uniform rate, and +in front of this a radial sector oscillating from side to side +concentrically with the disc, and likewise at a uniform rate. Several +variations of this apparatus will be described as the need and purpose +of them become clear. + + +II. PREVIOUS DISCUSSION OF THE ILLUSION. + + +Although Jastrow and Moorehouse (_op. cit._) have published a somewhat +detailed study of these illusion-bands, and cleared up certain points, +they have not explained them. Indeed, no explanation of the bands has +as yet been given. The authors mentioned (_ibid._, p. 204) write of +producing the illusion by another method. "This consists in sliding +two half discs of the same color over one another leaving an open +sector of any desired size up to 180 degrees and rotating this against +a background of a markedly different color, in other words we +substitute for the disc composed of a large amount of one color, which +for brevity we may call the 'majority color,' and a small amount of +another, the 'minority color,' one in which the second color is in the +background and is viewed through an opening in the first. With such an +arrangement we find that we get the series of bands both when the wire +is passed in front of the disc and when passed in back between disc +and background; and further experimentation shows that the time +relations of the two are the same. (There is, of course, no essential +difference between the two methods when the wire is passed in front of +the disc.)" That is true, but it is to be borne in mind that there is +a difference when the wire is passed behind the disc, as these authors +themselves state (_loc. cit._, note):--"The time-relations in the two +cases are the same, but the _color-phenomena_ considerably +_different_." However, "these facts enable us to formulate our first +generalization, viz., that for all purposes here relevant [_i.e._, to +a study of the _time-relations_] the seeing of a wire now against one +background and then immediately against another is the same as its now +appearing and then disappearing; a rapid succession of changed +appearances is equivalent to a rapid alternation of appearance and +disappearance. Why this is so we are unable to say," etc. These +authors now take the first step toward explaining the illusion. In +their words (_op. cit._, p. 205), "the suggestion is natural that we +are dealing with the phenomena of after-images.... If this is the true +explanation of the fact that several rods are seen, then we should, +with different rotation rates of disc and rod, see as many rods as +multiplied by the time of one rotation of the disc would yield a +constant, _i.e._, the time of an after image of the kind under +consideration." For two subjects, J.J. and G.M., the following +tabulation was made. + + J.J. G.M. +Av. time of rot. of disc when 2 images of rod were seen .0812 sec. .0750 sec. + " " " " 3 " " " " .0571 " .0505 " + " " " " 4 " " " " .0450 " .0357 " + " " " " 5 " " " " .0350 " .0293 " + " " " " 6 " " " " .0302 " .0262 " + + +"Multiplying the number of rods by the rotation rate we get for J.J. +an average time of after image of .1740 sec. (a little over 1/6 sec.) +with an average deviation of .0057 (3.2%); for G.M. .1492 (a little +over 1/7 sec.) with an average deviation of .0036 (2.6%). An +independent test of the time of after-image of J.J. and G.M. by +observing when a black dot on a rotating white disc just failed to +form a ring resulted in showing in every instance a longer time for +the former than for the latter." That this constant product of the +number of 'rods' seen by the time of one rotation of the disc equals +the duration of after-image of the rod is established, then, only by +inference. More indubitable, since directly measured on two subjects, +is the statement that that person will see more 'rods' whose +after-image persists longer. This result the present writer fully +confirms. What relation the 'constant product' bears to the duration +of after-image will be spoken of later. But aside from all +measurement, a little consideration of the conditions obtaining when +the rod is passed _behind_ the disc will convince any observer that +the bands are indeed after-images somehow dependent on the rod. We may +account it established that _the bands are after-images_. + +From this beginning one might have expected to find in the paper of +Jastrow and Moorehouse a complete explanation of the illusion. On +other points, however, these authors are less explicit. The changes in +width of the bands corresponding to different sizes of the sectors and +different rates of movement for the rod and disc, are not explained, +nor yet, what is more important, the color-phenomena. In particular +the fact needs to be explained, that the moving rod analyzes the +apparently homogeneous color of the disc; or, as Jastrow and +Moorehouse state it (_op. cit._, p. 202): "If two rotating discs were +presented to us, the one pure white in color, and the other of ideally +perfect spectral colors in proper proportion, so as to give a +precisely similar white, we could not distinguish between the two; but +by simply passing a rod in front of them and observing in the one case +but not in the other the parallel rows of colored bands, we could at +once pronounce the former to be composite, and the latter simple. In +the indefinitely brief moment during which the rod interrupts the +vision of the disc, the eye obtains an impression sufficient to +analyze to some extent into its elements this rapid mixture of +stimuli." The very question is as to _how_ the eye obtains the +'impression sufficient to analyze' the mixture. + +It may be shown at this point that the mistake of these authors lies +in their recognition of but one set of bands, namely (_ibid._, p. +201), 'bands of a color similar to that present in greater proportion' +on the disc. But, on the other hand, it is to be emphasized that those +bands are separated from one another, not by the fused color of the +disc, as one should infer from the article, but by _other bands_, +which are, for their part, of a color similar to that present in +_lesser_ proportion. Thus, bands of the two colors alternate; and +either color of band is with equal ease to be distinguished from the +fused color of the main portion of the disc. + +Why our authors make this mistake is also clear. They first studied +the illusion with the smaller sector of the disc open, and the rod +moving behind it; and since in this case the bands are separated by +strips not of the minority but of the fused color, and are of about +the width of the rod itself, these authors came to recognize bands of +but one sort, and to call these 'images of the rod.' But now, with the +rod moving in front of the disc, there appear bands of two colors +alternately disposed, and neither of these colors is the fused color +of the disc. Rather are these two colors approximately the majority +and minority colors of the disc as seen at rest. Thus, the recognition +of but one set of bands and the conclusion (_ibid._, p. 208) that 'the +bands originate during the vision of the minority color,' are wholly +erroneous. The bands originate as well during the vision of the +majority color, and, as will later be shown, the process is +continuous. + +Again, it is incorrect, even in the case of those bands seen behind +the open sector, to call the bands 'images of the rod,' for images of +the rod would be of the color of the rod, whereas, as our authors +themselves say (_ibid._, p. 201), the bands 'are of a color similar to +that present in greater proportion' on the disc. Moreover the 'images +of the rod' are of the most diverse widths. In fact, we shall find +that the width of the rod is but one of several factors which +determine the width of its 'images,' the bands. + +Prejudiced by the same error is the following statement (_ibid._, p. +208): "With the majority color darker than the minority color the +bands are darker than the resulting mixture, and lighter when the +majority color is the lighter." If this is to be true, one must read +for 'the bands,' 'the narrower bands.' + +Another observation found in this article must be criticised. It is +asserted that difference of shade between the two sectors of the disc, +as well as difference of color, is essential to the illusion. To +support this, four cases are given: two in which the sectors were so +similar in luminosity as to bring out the illusion but faintly; two in +which like luminosities yielded no illusion at all. The present writer +agrees that if the two sectors are closely similar in luminosity, the +illusion is fainter. He also selected a red and a green so near each +other in brightness that when a rod 4 mm. broad (which is the largest +rod that Jastrow and Moorehouse mention having used) was passed by +hand before the disc, no trace of a band could be seen. The pendulum, +however, bearing a shield considerably wider than 4 mm. (say of 15 +degrees) and moving before the very same red and green shades, mixed +in the same proportions, yielded the illusion with the utmost +clearness. Colors of like luminosities yield the illusion less +strikingly, nevertheless they yield it. + +Again (_op. cit._, p. 205), these authors say: "It has been already +observed that the distance between the bands diminishes as the +rotation rate and the rate of movement of the rod increases." But what +had been said before is (_ibid._, p. 203) that 'the bands are +separated by smaller and smaller spaces as the rate of movement of the +rod becomes slower and slower'; and this is equivalent to saying that +the distance between the bands diminishes as the rate of movement of +the rod decreases. The statements are contradictory. But there is no +doubt as to which is the wrong one--it is the first. What these +authors have called 'distance between the bands' has here been shown +to be itself a band. Now, no point about this illusion can be more +readily observed than that the widths of both kinds of band vary +directly with the speed of the rod, inversely, however (as Jastrow and +Moorehouse have noted), with the speed of the disc. + +Perhaps least satisfactory of all is their statement (_ibid._, p. 206) +that "A brief acquaintance with the illusion sufficed to convince us +that its appearance was due to contrast of some form, though the +precise nature of this contrast is the most difficult point of all." +The present discussion undertakes to explain with considerable +minuteness every factor of the illusion, yet the writer does not see +how in any essential sense contrast could be said to be involved. + +With the other observations of these authors, as that the general +effect of an increase in the width of the interrupting rod was to +render the illusion less distinct and the bands wider, etc., the +observations of the present writer fully coincide. These will +systematically be given later, and we may now drop the discussion of +this paper. + +The only other mention to be found of these resolution-bands is one by +Sanford,[2] who says, apparently merely reiterating the results of +Jastrow and Moorehouse, that the illusion is probably produced by the +sudden appearance, by contrast, of the rod as the lighter sector +passes behind it, and by its relative disappearance as the dark sector +comes behind. He thus compares the appearance of several rods to the +appearance of several dots in intermittent illumination of the strobic +wheel. If this were the correct explanation, the bands could not be +seen when both sectors were equal in luminosity; for if both were +dark, the rod could never appear, and if both were light, it could +never disappear. The bands can, however, be seen, as was stated above, +when both the sectors are light or both are dark. Furthermore, this +explanation would make the bands to be of the same color as the rod. +But they are of other colors. Therefore Sanford's explanation cannot +be admitted. + + [2] Sanford, E.C.: 'A Course in Experimental Psychology,' + Boston, 1898, Part I., p. 167. + +And finally, the suggestions toward explanation, whether of Sanford, +or of Jastrow and Moorehouse, are once for all disproved by the +observation that if the moving rod is fairly broad (say three quarters +of an inch) and moves _slowly_, the bands are seen nowhere so well as +_on the rod itself_. One sees the rod vaguely through the bands, as +could scarcely happen if the bands were images of the rod, or +contrast-effects of the rod against the sectors. + +The case when the rod is broad and moves slowly is to be accounted a +special case. The following observations, up to No. 8, were made with +a narrow rod about five degrees in width (narrower will do), moved by +a metronome at less than sixty beats per minute. + + +III. OUTLINE OF THE FACTS OBSERVED. + + +A careful study of the illusion yields the following points: + +1. If the two sectors of the disc are unequal in arc, the bands are +unequal in width, and the narrower bands correspond in color to the +larger sector. Equal sectors give equally broad bands. + +2. The faster the rod moves, the broader become the bands, but not in +like proportions; broad bands widen relatively more than narrow ones; +equal bands widen equally. As the bands widen out it necessarily +follows that the alternate bands come to be farther apart. + +3. The width of the bands increases if the speed of the revolving disc +decreases, but varies directly, as was before noted, with the speed of +the pendulating rod. + +4. Adjacent bands are not sharply separated from each other, the +transition from one color to the other being gradual. The sharpest +definition is obtained when the rod is very narrow. It is appropriate +to name the regions where one band shades over into the next +'transition-bands.' These transition-bands, then, partake of the +colors of both the sectors on the disc. It is extremely difficult to +distinguish in observation between vagueness of the illusion due to +feebleness in the after-image depending on faint illumination, +dark-colored discs or lack of the desirable difference in luminosity +between the sectors (cf. p. 171) and the indefiniteness which is due +to broad transition-bands existing between the (relatively) pure-color +bands. Thus much, however, seems certain (Jastrow and Moorehouse have +reported the same, _op. cit._, p. 203): the wider the rod, the wider +the transition-bands. It is to be noticed, moreover, that, for rather +swift movements of the rod, the bands are more sharply defined if this +movement is contrary to that of the disc than if it is in like +direction with that of the disc. That is, the transition-bands are +broader when rod and disc move in the same, than when in opposite +directions. + +5. The total number of bands seen (the two colors being alternately +arranged and with transition-bands between) at any one time is +approximately constant, howsoever the widths of the sectors and the +width and rate of the rod may vary. But the number of bands is +inversely proportional, as Jastrow and Moorehouse have shown (see +above, p. 169), to the time of rotation of the disc; that is, the +faster the disc, the more bands. Wherefore, if the bands are broad +(No. 2), they extend over a large part of the disc; but if narrow, +they cover only a small strip lying immediately behind the rod. + +6. The colors of the bands approximate those of the two sectors; the +transition-bands present the adjacent 'pure colors' merging into each +other. But _all_ the bands are modified in favor of the color of the +moving rod. If, now, the rod is itself the same in color as one of the +sectors, the bands which should have been of the _other_ color are not +to be distinguished from the fused color of the disc when no rod moves +before it. + +7. The bands are more strikingly visible when the two sectors differ +considerably in luminosity. But Jastrow's observation, that a +difference in luminosity is _necessary_, could not be confirmed. +Rather, on the contrary, sectors of the closest obtainable luminosity +still yielded the illusion, although faintly. + +8. A _broad_ but slowly moving rod shows the bands overlying itself. +Other bands can be seen left behind it on the disc. + +9. But a case of a rod which is broad, or slowly-moving, or both, is a +special complication which involves several other and _seemingly_ +quite contradictory phenomena to those already noted. Since these +suffice to show the principles by which the illusion is to be +explained, enumeration of the special variations is deferred. + + +IV. THE GEOMETRICAL RELATIONS BETWEEN THE ROD AND THE SECTORS OF THE +DISC. + + +It should seem that any attempt to explain the illusion-bands ought to +begin with a consideration of the purely geometrical relations holding +between the slowly-moving rod and the swiftly-revolving disc. First of +all, then, it is evident that the rod lies in front of each sector +successively. + +Let Fig. 1 represent the upper portion of a color-wheel, with center +at _O_, and with equal sectors _A_ and _B_, in front of which a rod +_P_ oscillates to right and left on the same axis as that of the +wheel. Let the disc rotate clockwise, and let _P_ be observed in its +rightward oscillation. Since the disc moves faster than the rod, the +front of the sector _A_ will at some point come up to and pass behind +the rod _P_, say at _p^{A}. P_ now hides a part of _A_ and both are +moving in the same direction. Since the disc still moves the faster, +the front of _A_ will presently emerge from behind _P_, then more and +more of _A_ will emerge, until finally no part of it is hidden by _P_. +If, now, _P_ were merely a line (having no width) and were not +moving, the last of _A_ would emerge just where its front edge had +gone behind _P_, namely at _p^{A}_. But _P_ has a certain width and a +certain rate of motion, so that _A_ will wholly emerge from behind _P_ +at some point to the right, say _p^{B}_. How far to the right this +will be depends on the speed and width of _A_, and on the speed and +width of _P_. + +Now, similarly, at _p^{B}_ the sector _B_ has come around and begins +to pass behind _P_. It in turn will emerge at some point to the right, +say _p^{C}_. And so the process will continue. From _p^{A}_ to _p^{B}_ +the pendulum covers some part of the sector _A_; from _p^{B}_ to +_p^{C}_ some part of sector _B_; from _p^{C}_ to _P^{D}_ some part of +_A_ again, and so on. + +[Illustration: Fig. 1.] + +If, now, the eye which watches this process is kept from moving, these +relations will be reproduced on the retina. For the retinal area +corresponding to the triangle _p^{A}Op^{B}_, there will be less +stimulation from the sector _A_ than there would have been if the +pendulum had not partly hidden it. That is, the triangle in question +will not be seen of the fused color of _A_ and _B_, but will lose a +part of its _A_-component. In the same way the triangle _p^{B}OpC_ +will lose a part of its _B_-component; and so on alternately. And by +as much as either component is lost, by so much will the color of the +intercepting pendulum (in this case, black) be present to make up the +deficiency. + +We see, then, that the purely geometrical relations of disc and +pendulum necessarily involve for vision a certain banded appearance of +the area which is swept by the pendulum, if the eye is held at rest. +We have now to ask, Are these the bands which we set out to study? +Clearly enough these geometrically inevitable bands can be exactly +calculated, and their necessary changes formulated for any given +change in the speed or width of _A_, _B_, or _P_. If it can be shown +that they must always vary just as the bands we set out to study are +_observed_ to vary, it will be certain that the bands of the illusion +have no other cause than the interception of retinal stimulation by +the sectors of the disc, due to the purely geometrical relations +between the sectors and the pendulum which hides them. + +And exactly this will be found to be the case. The widths of the bands +of the illusion depend on the speed and widths of the sectors and of +the pendulum used; the colors and intensities of the bands depend on +the colors and intensities of the sectors (and of the pendulum); while +the total number of bands seen at one time depends on all these +factors. + + +V. GEOMETRICAL DEDUCTION OF THE BANDS. + + +In the first place, it is to be noted that if the pendulum proceeds +from left to right, for instance, before the disc, that portion of the +latter which lies in front of the advancing rod will as yet not have +been hidden by it, and will therefore be seen of the unmodified, fused +color. Only behind the pendulum, where rotating sectors have been +hidden, can the bands appear. And this accords with the first +observation (p. 167), that "The rod appears to leave behind it on the +disc a number of parallel bands." It is as if the rod, as it passes, +painted them on the disc. + +Clearly the bands are not formed simultaneously, but one after another +as the pendulum passes through successive positions. And of course the +newest bands are those which lie immediately behind the pendulum. It +must now be asked, Why, if these bands are produced successively, are +they seen simultaneously? To this, Jastrow and Moorehouse have given +the answer, "We are dealing with the phenomena of after-images." The +bands persist as after-images while new ones are being generated. The +very oldest, however, disappear _pari-passu_ with the generation of +the new. We have already seen (p. 169) how well these authors have +shown this, in proving that the number of bands seen, multiplied by +the rate of rotation of the disc, is a constant bearing some relation +to the duration of a retinal image of similar brightness to the bands. +It is to be noted now, however, that as soon as the rod has produced a +band and passed on, the after-image of that band on the retina is +exposed to the same stimulation from the rotating disc as before, that +is, is exposed to the fused color; and this would tend to obliterate +the after-images. Thus the oldest bands would have to disappear more +quickly than an unmolested after-image of the same original +brightness. We ought, then, to see somewhat fewer bands than the +formula of Jastrow and Moorehouse would indicate. In other words, we +should find on applying the formula that the 'duration of the +after-image' must be decreased by a small amount before the numerical +relations would hold. Since Jastrow and Moorehouse did not determine +the relation of the after-image by an independent measurement, their +work neither confirms nor refutes this conjecture. + +What they failed to emphasize is that the real origin of the bands is +not the intermittent appearances of the rod opposite the _lighter_ +sector, as they seem to believe, but the successive eclipse by the rod +of _each_ sector in turn. + +If, in Fig. 2, we have a disc (composed of a green and a red sector) +and a pendulum, moving to the right, and if _P_ represents the +pendulum at the instant when the green sector _AOB_ is beginning to +pass behind it, it follows that some other position farther to the +right, as _P'_, will represent the pendulum just as the last part of +the sector is passing out from behind it. Some part at least of the +sector has been hidden during the entire interval in which the +pendulum was passing from _P_ to _P'_. Clearly the arc _BA'_ measures +the band _BOA'_, in which the green stimulation from the sector _AOB_ +is thus at least partially suppressed, that is, on which a relatively +red band is being produced. If the illusion really depends on the +successive eclipse of the sectors by the pendulum, as has been +described, it will be possible to express BA', that is, the width of +a band, in terms of the widths and rates of movement of the two +sectors and of the pendulum. This expression will be an equation, and +from this it will be possible to derive the phenomena which the bands +of the illusion actually present as the speeds of disc and rod, and +the widths of sectors and rod, are varied. + +[Illustration: Fig 2.] + +Now in Fig. 2 let the + width of the band (_i.e._, the arc BA') = Z + speed of pendulum = r degrees per second; + speed of disc = r' degrees per second; + width of sector AOB (_i.e._, the arc AB) = s degrees of arc; + width of pendulum (_i.e._, the arc BC) = p degrees of arc; + time in which the pendulum moves from P to P' = t seconds. + +Now + arc CA' + t = -------; + r + +but, since in the same time the green sector AOB moves from _B_ to B', +we know also that + arc BB' + t = -------; + r' +then + arc CA' arc BB' + ------- = -------, + r r' + +or, omitting the word "arc" and clearing of fractions, + + r'(CA') = r(BB'). +But now + CA' = BA' - BC, +while + BA' = Z and BC = p; +therefore + CA' = Z-p. +Similarly + BB' = BA' + A'B' = Z + s. + +Substituting for _CA'_ and _BB'_ their values, we get + + r'(Z-p) = r(Z+s), +or + Z(r' - r) = rs + pr', +or + Z = rs + pr' / r' - r. + +It is to be remembered that _s_ is the width of the sector which +undergoes eclipse, and that it is the color of that same sector which +is subtracted from the band _Z_ in question. Therefore, whether _Z_ +represents a green or a red band, _s_ of the formula must refer to the +_oppositely colored_ sector, _i.e._, the one which is at that time +being hidden. + +We have now to take cognizance of an item thus far neglected. When the +green sector has reached the position _A'B'_, that is, is just +emerging wholly from behind the pendulum, the front of the red sector +must already be in eclipse. The generation of a green band (red sector +in eclipse) will have commenced somewhat before the generation of the +red band (green sector in eclipse) has ended. For a moment the +pendulum will lie over parts of both sectors, and while the red band +ends at point _A'_, the green band will have already commenced at a +point somewhat to the left (and, indeed, to the left by a trifle more +than the width of the pendulum). In other words, the two bands +_overlap_. + +This area of overlapping may itself be accounted a band, since here +the pendulum hides partly red and partly green, and obviously the +result for sensation will not be the same as for those areas where red +or green alone is hidden. We may call the overlapped area a +'transition-band,' and we must then ask if it corresponds to the +'transition-bands' spoken of in the observations. + +Now the formula obtained for Z includes two such transition-bands, one +generated in the vicinity of OB and one near OA'. To find the formula +for a band produced while the pendulum conceals solely one, the +oppositely colored sector (we may call this a 'pure-color' band and +let its width = W), we must find the formula for the width (w) of a +transition-band, multiply it by two, and subtract the product from the +value for Z already found. + +The formula for an overlapping or transition-band can be readily found +by considering it to be a band formed by the passage behind P of a +sector whose width is zero. Thus if, in the expression for Z already +found, we substitute zero for s, we shall get w; that is, + + o + pr' pr' + w = ------- = ------ + r' - r r' - r +Since + W = Z - 2w, +we have + rs + pr' pr' + W = -------- = 2 ------, + r' - r r' - r +or + rs - pr' + W = -------- (1) + r' - r + + +[Illustration: Fig 3.] + +Fig. 3 shows how to derive _W_ directly (as _Z_ was derived) from the +geometrical relations of pendulum and sectors. Let _r, r', s, p_, and +_t_, be as before, but now let + + width of the band (_i.e._, the arc _BA') = W_; + +that is, the band, instead of extending as before from where _P_ +begins to hide the green sector to where _P_ ceases to hide the same, +is now to extend from the point at which _P_ ceases to hide _any +part_ of the red sector to the point where it _just commences_ again to +hide the same. + +Then + W + p + t = ------- , + r +and + W + s + t = ------- , + r' + +therefore + W + p W + s + ------- = ------- , + r r' + + r'(W + p) = r(W + s) , + + W (r' - r) = rs - pr' , +and, again, + rs - pr' + W = -------- . + r' - r + +Before asking if this pure-color band _W_ can be identified with the +bands observed in the illusion, we have to remember that the value +which we have found for _W_ is true only if disc and pendulum are +moving in the same direction; whereas the illusion-bands are observed +indifferently as disc and pendulum move in the same or in opposite +directions. Nor is any difference in their width easily observable in +the two cases, although it is to be borne in mind that there may be a +difference too small to be noticed unless some measuring device is +used. + +From Fig. 4 we can find the width of a pure-color band (_W_) when +pendulum and disc move in opposite directions. The letters are used as +in the preceding case, and _W_ will include no transition-band. + +[Illustration: Fig. 4] + +We have + + W + p + t = -----, + r +and + s - W + t = -----, + r' + + r'(W + p) = r(s - W) , + + W(r' + r) = rs - pr' , + + rs - pr' + W = -------- . (2) + r' + r + +Now when pendulum and disc move in the same direction, + + rs - pr' + W = --------- , (1) + r' - r + +so that to include both cases we may say that + + rs - pr' + W = -------- . (3) + r' ± r + +The width (W) of the transition-bands can be found, similarly, from +the geometrical relations between pendulum and disc, as shown in Figs. +5 and 6. In Fig. 5 rod and disc are moving in the same direction, and + + w = BB'. + +Now + W - p + t = ------- , + r' + + w + t = --- , + r' + + r'(w-p) = rw , + + w(r'-r) = pr' , + + + pr' + w = ------- . (4) + r'-r + + +[Illustration: Fig. 5] + +[Illustration: Fig. 6] + +In Fig. 6 rod and disc are moving in opposite directions, and + + w = BB', + + p - w + t = ------- , + r + + w + t = --- , + r' + + r'(p - w) = rw , + + w(r' + r) = pr' , + + pr' + w = -------- . + r' + r (5) + +So that to include both cases (of movement in the same or in opposite +directions), we have that + + pr' + w = -------- . + r' ± r (6) + + + +VI. APPLICATION OF THE FORMULAS TO THE BANDS OF THE ILLUSION. + + +Will these formulas, now, explain the phenomena which the bands of the +illusion actually present in respect to their width? + + +1. The first phenomenon noticed (p. 173, No. 1) is that "If the two +sectors of the disc are unequal in arc, the bands are unequal in +width; and the narrower bands correspond in color to the larger +sector. Equal sectors give equally broad bands." + +In formula 3, _W_ represents the width of a band, and _s_ the width of +the _oppositely colored_ sector. Therefore, if a disc is composed, for +example, of a red and a green sector, then + + rs(green) - pr' + W(red) = ------------------ , + r' ± r +and + rs(red) - pr' + W(green) = ------------------ , + r' ± r + +therefore, by dividing, + + W(red) rs(green) - pr' + --------- = ------------------- . + W(green) rs(red) - pr' + +From this last equation it is clear that unless _s_(green) = _s_(red), +_W_(red) cannot equal _W_(green). That is, if the two sectors are +unequal in width, the bands are also unequal. This was the first +feature of the illusion above noted. + +Again, if one sector is larger, the oppositely colored bands will be +larger, that is, the light-colored bands will be narrower; or, in +other words, 'the narrower bands correspond in color to the larger +sector.' + +Finally, if the sectors are equal, the bands must also be equal. + +So far, then, the bands geometrically deduced present the same +variations as the bands observed in the illusion. + + +2. Secondly (p. 174, No. 2), "The faster the rod moves the broader +become the bands, but not in like proportions; broad bands widen +relatively more than narrow ones." The speed of the rod or pendulum, +in degrees per second, equals _r_. Now if _W_ increases when _r_ +increases, _D_{[tau]}W_ must be positive or greater than zero for all +values of _r_ which lie in question. + +Now + rs - pr' + W = --------- , + r' ± r +and + (r' ± r)s [±] (rs - pr') + D_{[tau]}W = -------------------------- , + (r ± r') + +or reduced, + r'(s ± p) + = ----------- + (r' ± r)² + +Since _r'_ (the speed of the disc) is always positive, and _s_ is +always greater than _p_ (cf. p. 173), and since the denominator is a +square and therefore positive, it follows that + + D_{[tau]}W > 0 + +or that _W_ increases if _r_ increases. + +Furthermore, if _W_ is a wide band, _s_ is the wider sector. The rate +of increase of _W_ as _r_ increases is + + r'(s ± p) + D_{[tau]}W = ----------- + (r' ± r)² + +which is larger if _s_ is larger (_s_ and _r_ being always positive). +That is, as _r_ increases, 'broad bands widen relatively more than +narrow ones.' + + +3. Thirdly (p. 174, No. 3), "The width of The bands increases if the +speed of the revolving disc decreases." This speed is _r'_. That the +observed fact is equally true of the geometrical bands is clear from +inspection, since in + + rs - pr' + W = --------- , + r' ± r + +as _r'_ decreases, the denominator of the right-hand member decreases +while the numerator increases. + + +4. We now come to the transition-bands, where one color shades over +into the other. It was observed (p. 174, No. 4) that, "These partake +of the colors of both the sectors on the disc. The wider the rod the +wider the transition-bands." + +We have already seen (p. 180) that at intervals the pendulum conceals +a portion of both the sectors, so that at those points the color of +the band will be found not by deducting either color alone from the +fused color, but by deducting a small amount of both colors in +definite proportions. The locus of the positions where both colors are +to be thus deducted we have provisionally called (in the geometrical +section) 'transition-bands.' Just as for pure-color bands, this locus +is a radial sector, and we have found its width to be (formula 6, p. +184) + pr' + W = --------- , + r' ± r + +Now, are these bands of bi-color deduction identical with the +transition-bands observed in the illusion? Since the total concealing +capacity of the pendulum for any given speed is fixed, less of +_either_ color can be deducted for a transition-band than is deducted +of one color for a pure-color band. Therefore, a transition-band will +never be so different from the original fusion-color as will either +'pure-color' band; that is, compared with the pure color-bands, the +transition-bands will 'partake of the colors of both the sectors on +the disc.' Since + pr' + W = --------- , + r' ± r + +it is clear that an increase of _p_ will give an increase of _w_; +_i.e._, 'the wider the rod, the wider the transition-bands.' + +Since _r_ is the rate of the rod and is always less than _r'_, the +more rapidly the rod moves, the wider will be the transition-bands +when rod and disc move in the same direction, that is, when + + pr' + W = --------- , + r' - r + +But the contrary will be true when they move in opposite directions, +for then + + pr' + W = --------- , + r' + r + +that is, the larger _r_ is, the narrower is _w_. + +The present writer could not be sure whether or not the width of +transition-bands varied with _r_. He did observe, however (page 174) +that 'the transition-bands are broader when rod and disc move in the +same, than when in opposite directions.' This will be true likewise +for the geometrical bands, for, whatever _r_ (up to and including _r_ += _r'_), + + pr' pr' + ---- > ---- + r'-r r'+r + +In the observation, of course, _r_, the rate of the rod, was never so +large as _r'_, the rate of the disc. + + +5. We next come to an observation (p. 174, No. 5) concerning the +number of bands seen at any one time. The 'geometrical deduction of +the bands,' it is remembered, was concerned solely with the amount of +color which was to be deducted from the fused color of the disc. _W_ +and _w_ represented the widths of the areas whereon such deduction was +to be made. In observation 5 we come on new considerations, _i.e._, as +to the color from which the deduction is to be made, and the fate of +the momentarily hidden area which suffers deduction, _after_ the +pendulum has passed on. + +We shall best consider these matters in terms of a concept of which +Marbe[3] has made admirable use: the 'characteristic effect.' The +Talbot-Plateau law states that when two or more periodically +alternating stimulations are given to the retina, there is a certain +minimal rate of alternation required to produce a just constant +sensation. This minimal speed of succession is called the critical +period. Now, Marbe calls the effect on the retina of a light-stimulation +which lasts for the unit of time, the 'photo-chemical unit-effect.' +And he says (_op. cit._, S. 387): "If we call the unit of time +1[sigma], the sensation for each point on the retina in each unit of +time is a function of the simultaneous and the few immediately +preceding unit-effects; this is the characteristic effect." + + [3] 'Marbe, K.: 'Die stroboskopischen Erscheinungen,' _Phil. + Studien._, 1898, XIV., S. 376. + +We may now think of the illusion-bands as being so and so many +different 'characteristic effects' given simultaneously in so and so +many contiguous positions on the retina. But so also may we think of +the geometrical interception-bands, and for these we can deduce a +number of further properties. So far the observed illusion-bands and +the interception-bands have been found identical, that is, in so far +as their widths under various conditions are concerned. We have now to +see if they present further points of identity. + +As to the characteristic effects incident to the interception-bands; +in Fig. 7 (Plate V.), let _A'C'_ represent at a given moment _M_, the +total circumference of a color-disc, _A'B'_ represent a green sector +of 90°, and _B'C'_ a red complementary sector of 270°. If the disc is +supposed to rotate from left to right, it is clear that a moment +previous to _M_ the two sectors and their intersection _B_ will have +occupied a position slightly to the left. If distance perpendicularly +above _A'C'_ is conceived to represent time previous to _M_, the +corresponding previous positions of the sectors will be represented by +the oblique bands of the figure. The narrow bands (_GG_, _GG_) are the +loci of the successive positions of the green sector; the broader +bands (_RR_, _RR_), of the red sector. + +In the figure, 0.25 mm. vertically = the unit of time = 1[sigma]. The +successive stimulations given to the retina by the disc _A'C'_, say at +a point _A'_, during the interval preceding the moment _M_ will be + + green 10[sigma], + red 30[sigma], + green 10[sigma], + red 30[sigma], etc. + +Now a certain number of these stimulations which immediately precede +_M_ will determine the characteristic effect, the fusion color, for +the point _A'_ at the moment _M_. We do not know the number of +unit-stimulations which contribute to this characteristic effect, nor +do we need to, but it will be a constant, and can be represented by a +distance _x_ = _A'A_ above the line _A'C'_. Then _A'A_ will represent +the total stimulus which determines the characteristic effect at _A'_. +Stimuli earlier than _A_ are no longer represented in the after-image. +_AC_ is parallel to _A'C'_, and the characteristic effect for any +point is found by drawing the perpendicular at that point between the +two lines _A'C_ and _AC_. + +Just as the movement of the disc, so can that of the concealing +pendulum be represented. The only difference is that the pendulum is +narrower, and moves more slowly. The slower rate is represented by a +steeper locus-band, _PP'_, than those of the swifter sectors. + +We are now able to consider geometrically deduced bands as +'characteristic effects,' and we have a graphic representation of the +color-deduction determined by the interception of the pendulum. The +deduction-value of the pendulum is the distance (_xy_) which it +intercepts on a line drawn perpendicular to _A'C'_. + +Lines drawn perpendicular to _A'C'_ through the points of intersection +of the locus-band of the pendulum with those of the sectors will give +a 'plot' on _A'C'_ of the deduction-bands. Thus from 1 to 2 the +deduction is red and the band green; from 2 to 3 the deduction is +decreasingly red and increasingly green, a transition-band; from 3 to +4 the deduction is green and the band red; and so forth. + +We are now prepared to continue our identification of these +geometrical interception-bands with the bands observed in the +illusion. It is to be noted in passing that this graphic +representation of the interception-bands as characteristic effects +(Fig. 7) is in every way consistent with the previous equational +treatment of the same bands. A little consideration of the figure will +show that variations of the widths and rates of sectors and pendulum +will modify the widths of the bands exactly as has been shown in the +equations. + +The observation next at hand (p. 174, No. 5) is that "The total number +of bands seen at any one time is approximately constant, howsoever the +widths of the sectors and the width and rate of the rod may vary. But +the number of bands is inversely proportional (Jastrow and Moorehouse) +to the time of rotation of the disc; that is, the faster the disc, the +more bands." + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE V. + Fig. 7. Fig. 8. Fig. 9.] + +This is true, point for point, of the interception-bands of Fig. 7. It +is clear that the number of bands depends on the number of +intersections of _PP'_ with the several locus-bands _RR_, _GG_, _RR_, +etc. Since the two sectors are complementary, having a constant sum of +360°, their relative widths will not affect the number of such +intersections. Nor yet will the width of the rod _P_ affect it. As to +the speed of _P_, if the locus-bands are parallel to the line _A'C'_, +that is, of the disc moved _infinitely_ rapidly, there would be the +same number of intersections, no matter what the rate of _P_, that is, +whatever the obliqueness of _PP'_. But although the disc does not +rotate with infinite speed, it is still true that for a considerable +range of values for the speed of the pendulum the number of +intersections is constant. The observations of Jastrow and Moorehouse +were probably made within such a range of values of _r_. For while +their disc varied in speed from 12 to 33 revolutions per second, that +is, 4,320 to 11,880 degrees per second, the rod was merely passed to +and fro by hand through an excursion of six inches (J. and M., _op. +cit._, pp. 203-5), a method which could have given no speed of the rod +comparable to that of the disc. Indeed, their fastest speed for the +rod, to calculate from certain of their data, was less than 19 inches +per second. + +The present writer used about the same rates, except that for the disc +no rate below 24 revolutions per second was employed. This is about +the rate which v. Helmholtz[4] gives as the slowest which will yield +fusion from a bi-sectored disc in good illumination. It is hard to +imagine how, amid the confusing flicker of a disc revolving but 12 +times in the second, Jastrow succeeded in taking any reliable +observations at all of the bands. Now if, in Fig. 8 (Plate V.), 0.25 +mm. on the base-line equals one degree, and in the vertical direction +equals 1[sigma], the locus-bands of the sectors (here equal to each +other in width), make such an angle with _A'C'_ as represents the disc +to be rotating exactly 36 times in a second. It will be seen that the +speed of the rod may vary from that shown by the locus _P'P_ to that +shown by _P'A_; and the speeds represented are respectively 68.96 and +1,482.64 degrees per second; and throughout this range of speeds the +locus-band of _P_ intercepts the loci of the sectors always the same +number of times. Thus, if the disc revolves 36 times a second, the +pendulum may move anywhere from 69 to 1,483 degrees per second without +changing the number of bands seen at a time. + + [4] v. Helmholtz, H.: 'Handbuch d. physiolog. Optik,' Hamburg + u. Leipzig, 1896, S. 489. + +And from the figure it will be seen that this is true whether the +pendulum moves in the same direction as the disc, or in the opposite +direction. This range of speed is far greater than the concentrically +swinging metronome of the present writer would give. The rate of +Jastrow's rod, of 19 inches per second, cannot of course be exactly +translated into degrees, but it probably did not exceed the limit of +1,483. Therefore, although beyond certain wide limits the rate of the +pendulum will change the total number of deduction-bands seen, yet the +observations were, in all probability (and those of the present +writer, surely), taken within the aforesaid limits. So that as the +observations have it, "The total number of bands seen at any one time +is approximately constant, howsoever ... the rate of the rod may +vary." On this score, also, the illusion-bands and the deduction-bands +present no differences. + +But outside of this range it can indeed be _observed_ that the number +of bands does vary with the rate of the rod. If this rate (_r_) is +increased beyond the limits of the previous observations, it will +approach the rate of the disc (_r'_). Let us increase _r_ until _r_ = +_r'_. To observe the resulting bands, we have but to attach the rod or +pendulum to the front of the disc and let both rotate together. No +bands are seen, _i.e._, the number of bands has become zero. And this, +of course, is just what should have been expected from a consideration +of the deduction-bands in Fig. 8. + +One other point in regard to the total number of bands seen: it was +observed (page 174, No. 5) that, "The faster the disc, the more +bands." This too would hold of the deduction-bands, for the faster the +disc and sectors move, the narrower and more nearly parallel to _A'C'_ +(Fig. 7) will be their locus-bands, and the more of these bands will +be contained within the vertical distance _A'A_ (or _C'C_), which, it +is remembered, represents the age of the oldest after-image which +still contributes to the characteristic effect. _PP'_ will therefore +intercept more loci of sectors, and more deduction-bands will be +generated. + + +6. "The colors of the bands (page 175, No. 6) approximate those of the +two sectors; the transition-bands present the adjacent 'pure colors' +merging into each other. But _all_ the bands are modified in favor of +the moving rod. If, now, the rod is itself the same in color as one of +the sectors, the bands which should have been of the other color are +not to be distinguished from the fused color of the disc when no rod +moves before it." + +These items are equally true of the deduction-bands, since a deduction +of a part of one of the components from a fused color must leave an +approximation to the other component. And clearly, too, by as much as +either color is deducted, by so much must the color of the pendulum +itself be added. So that, if the pendulum is like one of the sectors +in color, whenever that sector is hidden the deduction for concealment +will exactly equal the added allowance for the color of the pendulum, +and there will be no bands of the other color distinguishable from the +fused color of the disc. + +It is clear from Fig. 7 why a transition-band shades gradually from +one pure-color band over into the other. Let us consider the +transition-band 2-3 (Fig. 7). Next it on the right is a green band, on +the left a red. Now at the right-hand edge of the transition-band it +is seen that the deduction is mostly red and very little green, a +ratio which changes toward the left to one of mostly green and very +little red. Thus, next to the red band the transition-band will be +mostly red, and it will shade continuously over into green on the side +adjacent to the green band. + + +7. The next observation given (page 175, No. 7) was that, "The bands +are more strikingly visible when the two sectors differ considerably +in luminosity." This is to be expected, since the greater the +contrast, whether in regard to color, saturation, or intensity, +between the sectors, the greater will be such contrast between the two +deductions, and hence the greater will it be between the resulting +bands. And, therefore, the bands will be more strikingly +distinguishable from each other, that is, 'visible.' + + +8. "A _broad_ but slowly-moving rod shows the bands lying over itself. +Other bands can also be seen behind it on the disc." + +In Fig. 9 (Plate V.) are shown the characteristic effects produced by +a broad and slowly-moving rod. Suppose it to be black. It can be so +broad and move so slowly that for a space the characteristic effect is +largely black (Fig. 9 on both sides of _x_). Specially will this be +true between _x_ and _y_, for here, while the pendulum contributes no +_more_ photo-chemical unit-effects, it will contribute the newer one, +and howsoever many unit-effects go to make up the characteristic +effect, the newer units are undoubtedly the more potent elements in +determining this effect. The old units have partly faded. One may say +that the newest units are 'weighted.' + +Black will predominate, then, on both sides of _x_, but specially +between _x_ and _y_. For a space, then, the characteristic effect will +contain enough black to yield a 'perception of the rod.' The width of +this region depends on the width and speed of the rod, but in Fig. 9 +it will be roughly coincident with _xy_, though somewhat behind (to +the left of) it. The characteristic will be either wholly black, as +just at _x_, or else largely black with the yet contributory +after-images (shown in the triangle _aby_). Some bands will thus be +seen overlying the rod (1-8), and others lying back of it (9-16). + +We have now reviewed all the phenomena so far enumerated of the +illusion-bands, and for every case we have identified these bands with +the bands which must be generated on the retina by the mere +concealment of the rotating sectors by the moving rod. It has been +more feasible thus far to treat these deduction-bands as if possibly +they were other than the bands of the illusion; for although the +former must certainly appear on the retina, yet it was not clear that +the illusion-bands did not involve additional and complicated retinal +or central processes. The showing that the two sets of bands have in +every case identical properties, shows that they are themselves +identical. The illusion-bands are thus explained to be due merely to +the successive concealment of the sectors of the disc as each passes +in turn behind the moving pendulum. The only physiological phenomena +involved in this explanation have been the persistence as after-images +of retinal stimulations, and the summation of these persisting images +into characteristic effects--both familiar phenomena. + +From this point on it is permissible to simplify the point of view by +accounting the deduction-bands and the bands of the illusion fully +identified, and by referring to them under either name indifferently. +Figs. 1 to 9, then, are diagrams of the bands which we actually +observe on the rotating disc. We have next briefly to consider a few +special complications produced by a greater breadth or slower movement +of the rod, or by both together. These conditions are called +'complicating' not arbitrarily, but because in fact they yield the +bands in confusing form. If the rod is broad, the bands appear to +overlap; and if the rod moves back and forth, at first rapidly but +with decreasing speed, periods of mere confusion occur which defy +description; but the bands of the minor color may be broader or _may +be narrower_ than those of the other color. + + +VII. FURTHER COMPLICATIONS OF THE ILLUSION. + + +9. If the rod is broad and moves slowly, the narrower bands are like +colored, not with the broader, as before, but with the narrower +sector. + +The conditions are shown in Fig. 9. From 1 to 2 the deduction is +increasingly green, and yet the remainder of the characteristic effect +is also mostly green at 1, decreasingly so to the right, and at 2 is +preponderantly red; and so on to 8; while a like consideration +necessitates bands from _x_ to 16. All the bands are in a sense +transition-bands, but 1-2 will be mostly green, 2-3 mostly red, and so +forth. Clearly the widths of the bands will be here proportional to +the widths of the like-colored sectors, and not as before to the +oppositely colored. + +It may reasonably be objected that there should be here no bands at +all, since the same considerations would give an increasingly red band +from _B'_ to _A'_, whereas by hypothesis the disc rotates so fast as +to give an entirely uniform color. It is true that when the +characteristic effect is _A' A_ entire, the fusion-color is so well +established as to assimilate a fresh stimulus of either of the +component colors, without itself being modified. But on the area from +1 to 16 the case is different, for here the fusion-color is less well +established, a part of the essential colored units having been +replaced by black, the color of the rod; and black is no stimulation. +So that the same increment of component color, before ineffective, is +now able to modify the enfeebled fusion-color. + +Observation confirms this interpretation, in that band _y-1_ is not +red, but merely the fusion-color slightly darkened by an increment of +black. Furthermore, if the rod is broad and slow in motion, but white +instead of black, no bands can be seen overlying the rod. For here the +small successive increments which would otherwise produce the bands +1-2, 2-3, etc., have no effect on the remainder of the fusion-color +plus the relatively intense increment of white. + +It may be said here that the bands 1-2, 2-3, etc., are less intense +than the bands _x_-9, 9-10, etc., because there the recent or weighted +unit-effects are black, while here they are the respective colors. +Also the bands grow dimmer from _x_-9 to 15-16, that is, as they +become older, for the small increment of one color which would give +band 15-16 is almost wholly overridden by the larger and fresher mass +of stimulation which makes for mere fusion. This last is true of the +bands always, whatever the rate or width of the rod. + + +10. In general, equal sectors give equal bands, but if one sector is +considerably more intense than the other, the bands of the brighter +color will, for a broad and swiftly-moving rod, be the broader. The +brighter sector, though equal in width to the other, contributes more +toward determining the fusion-color; and this fact is represented by +an intrusion of the stronger color into the transition-bands, at the +expense of the weaker. For in these, even the decreased amount of the +stronger color, on the side next a strong-color band, is yet more +potent than the increased amount of the feebler color. In order to +observe this fact one must have the rod broad, so as to give a broad +transition-band on which the encroachment of the stronger color may be +evident. The process is the same with a narrow rod and narrow +transition-bands, but, being more limited in extent, it is less easily +observed. The rod must also move rapidly, for otherwise the bands +overlap and become obscure, as will be seen in the next paragraph. + + +11. If the disc consists of a broad and narrow sector, and if the rod +is broad and moves at first rapidly but more slowly with each new +stroke, there are seen at first broad, faint bands of the +minority-color, and narrow bands of the majority-color. The former +grow continuously more intense as the rod moves more slowly, and grow +narrower in width down to zero; whereupon the other bands seem to +overlap, the overlapped part being doubly deep in color, while the +non-overlapped part has come to be more nearly the color of the minor +sector. The overlapped portion grows in width. As the rate of the rod +now further decreases, a confused state ensues which cannot be +described. When, finally, the rod is moving very slowly, the phenomena +described above in paragraph 9 occur. + +The successive changes in appearance as the rod moves more and more +slowly, are due to the factors previously mentioned, and to one other +which follows necessarily from the given conditions but has not yet +been considered. This is the last new principle in the illusion which +we shall have to take up. Just as the transition-bands are regions +where two pure-color bands overlap, so, when the rod is broad and +moves slowly, other overlappings occur to produce more complicated +arrangements. + +These can be more compactly shown by diagram than by words. Fig. 10, +_a_, _b_ and _c_ (Plate VI.), show successively slower speeds of the +rod, while all the other factors are the same. In practice the +tendency is to perceive the transition-bands as parts of the broad +faint band of the minor color, which lies between them. It can be +seen, then, how the narrow major-color bands grow only slightly wider +(Fig. 10, _a_, _b_) until they overlap (_c_); how the broad +minor-color bands grow very narrow and more intense in color, there +being always more of the major color deducted (in _b_ they are reduced +exactly to zero, _z_, _z_, _z_). In _c_ the major-color bands overlap +(_o_, _o_, _o_) to give a narrow but doubly intense major-color band +since, although with one major, two minor locus-bands are deducted. +The other bands also overlap to give complicated combinations between +the _o_-bands. These mixed bands will be, in part at least, +minor-color bands (_q_, _q_, _q_), since, although a minor locus-band +is here deducted, yet nearly two major locus-bands are also taken, +leaving the minor color to predominate. This corresponds with the +observation above, that, '... the non-overlapped part has come to be +more nearly the color of the minor sector.' + +A slightly slower speed of the rod would give an irreducible confusion +of bands, since the order in which they overlap becomes very +complicated. Finally, when the rod comes to move very slowly, as in +Fig. 9, the appearance suffers no further change, except for a gradual +narrowing of all the bands, up to the moment when the rod comes to +rest. + +It is clear that this last principle adduced, of the multiple +overlapping of bands when the rod is broad and moves slowly, can give +for varying speeds of the rod the greatest variety of combinations of +the bands. Among these is to be included that of no bands at all, as +will be understood from Fig. 11 (Plate VII). And in fact, a little +practice will enable the observer so to adjust the rate of the (broad) +rod to that of the disc that no bands are observable. But care must be +taken here that the eye is rigidly fixated and not attracted into +movement by the rod, since of course if the eye moves with the rod, no +bands can be seen, whatever the rate of movement may be. + +Thus, all the phenomena of these illusion-bands have been explained as +the result solely of the hiding by the rod of successive sectors of +the disc. The only physiological principles involved are those (1) of +the duration of after-images, and (2) of their summation into a +characteristic effect. It may have seemed to the reader tedious and +unnecessary so minutely to study the bands, especially the details +last mentioned; yet it was necessary to show how _all_ the possible +observable phenomena arise from the purely geometrical fact that +sectors are successively hidden. Otherwise the assertions of previous +students of the illusion, that more intricate physiological processes +are involved, could not have been refuted. The present writer does not +assert that no processes like contrast, induction, etc., come into +play to modify somewhat the saturation, etc., of the colors in the +bands. It must be here as in every other case of vision. But it is now +demonstrated that these remoter physiological processes contribute +nothing _essential_ to the illusion. For these could be dispensed with +and the illusion would still remain. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE VI. + Fig. 10.] + +If any reader still suspects that more is involved than the +persistence of after-images, and their summation into a characteristic +effect, he will find it interesting to study the illusion with a +camera. The 'physiological' functions referred to belong as well to +the dry-plate as to the retina, while the former exhibits, presumably, +neither contrast nor induction. The illusion-bands can be easily +photographed in a strong light, if white and black sectors are used in +place of colored ones. It is best to arrange the other variable +factors so as to make the transition-bands as narrow as possible (p. +174, No. 4). The writer has two negatives which show the bands very +well, although so delicately that it is not feasible to try to +reproduce them. + + +VIII. SOME CONVENIENT DEVICES FOR EXHIBITING THE ILLUSION. + + +The influence of the width of sector is prettily shown by a special +disc like that shown in Fig. 12 (Plate VII.), where the colors are +dark-red and light-green, the shaded being the darker sector. A narrow +rod passed before such a disc by hand at a moderate rate will give +over the outer ring equally wide green and red bands; but on the inner +rings the red bands grow narrower, the green broader. + +The fact that the bands are not 'images of the rod' can be shown by +another disc (Fig. 13, Plate VII.). In all three rings the lighter +(green) sector is 60° wide, but disposed on the disc as shown. The +bands are broken into zigzags. The parts over the outer ring lag +behind those over the middle, and these behind those over the inner +ring--'behind,' that is, farther behind the rod. + +Another effective variation is to use rods alike in color with one or +the other of the sectors. Here it is clear that when the rod hides the +oppositely-colored sector, the deduction of that color is replaced +(not by black, as happens if the rod is black) but by the very color +which is already characteristic of that band. But when the rod hides +the sector of its own color, the deduction is replaced by the very +same color. Thus, bands like colored with the rod gain in depth of +tone, while the other pure-color bands present simply the +fusion-color. + + +IX. A STROBOSCOPE WHICH DEPENDS ON THE SAME PRINCIPLE. + + +If one produce the illusion by using for rod, not the pendulum of a +metronome, but a black cardboard sector on a second color-mixer placed +in front of the first and rotating concentrically with it, that is, +with the color-disc, one will observe with the higher speeds of the +rod which are now obtainable several further phenomena, all of which +follow simply from the geometrical relations of disc and rod (now a +rotating sector), as discussed above. The color-mixer in front, which +bears the sector (let it still be called a 'rod'), should rotate by +hand and independently of the disc behind, whose two sectors are to +give the bands. The sectors of the disc should now be equal, and the +rod needs to be broader than before, say 50° or 60°, since it is to +revolve very rapidly. + +First, let the rod and disc rotate in the same direction, the disc at +its former rate, while the rod begins slowly and moves faster and +faster. At first there is a confused appearance of vague, radial +shadows shuffling to and fro. This is because the rod is broad and +moves slowly (cf. p. 196, paragraph II). + +As the velocity of the rod increases, a moment will come when the +confusing shadows will resolve themselves into four (sometimes five) +radial bands of one color with four of the other color and the +appropriate transition-bands between them. The bands of either color +are symmetrically disposed over the disc, that is, they lie at right +angles to one another (if there are five bands they lie at angles of +72°, etc.). But this entire system of bands, instead of lying +motionless over the disc as did the systems hitherto described, itself +rotates rapidly in the opposite direction from disc to rod. As the rod +rotates forward yet faster, no change is seen except that the system +of bands moves backward more and more slowly. Thus, if one rotate the +rod with one's own hand, one has the feeling that the backward +movement of the bands is an inverse function of the increase in +velocity of the rod. And, indeed, as this velocity still increases, +the bands gradually come to rest, although both the disc and the rod +are rotating rapidly. + +But the system of bands is at rest for only a particular rate of the +rod. As the latter rotates yet faster, the system of bands now +commences to rotate slowly forward (with the disc and rod), then more +and more rapidly (the velocity of the rod still increasing), until it +finally disintegrates and the bands vanish into the confused flicker +of shadows with which the phenomenon commenced. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE VII. + Fig. 11. + Fig. 12. Fig. 13.] + +This cycle now plays itself off in the reverse order if the speed of +the rod is allowed gradually to decrease. The bands appear first +moving forward, then more slowly till they come to rest, then moving +backward until finally they relapse into confusion. + +But let the rate of the rod be not decreased but always steadily +increased. The bands will reappear, this time three of each color with +six transition-bands. As before, the system at first rotates backward, +then lies still, and then moves forward until it is dissolved. As the +rod moves still faster, another system appears, two bands of each +color forming a diameter and the two diameters lying at right angles. +This system goes through the same cycle of movements. When the +increased velocity of the rod destroys this system, another appears +having one band of each color, the two lying on opposite sides of the +center. The system goes through the same phases and is likewise +dissolved. Now, at this point the rod will be found to be rotating at +the same speed as the disc itself. + +The explanation of the phenomenon is simple. The bands are not +produced by a single interruption of the vision of a sector by a rod, +but each band is made up of successive superpositions on the retina of +many such single-interruption bands. The overlapping of bands has been +already described (cf. Fig. 10 and pp. 196-198); superposition depends +of course on the same principle. + +At the moment when a system of four bands of either color is seen at +rest, the rod is moving just one fifth as rapidly as the disc; so +that, while the rod goes once around, either sector, say the green +one, will have passed behind it exactly four times, and at points +which lie 90° apart. Thus, four red bands are produced which lie at +right angles to one another. But the disc is revolving at least 24 +times in a second, the rod therefore at least 4.8 times, so that +within the interval of time during which successive stimuli still +contribute to the characteristic effect the rod will have revolved +several times, and with each revolution four red bands at right angles +to one another will have been formed. And if the rod is moving +_exactly_ one fifth as fast as the disc, each new band will be +generated at exactly that position on the disc where was the +corresponding band of the preceding four. The system of bands thus +appear motionless on the disc. + +The movement of the system arises when the rate of the rod is slightly +less or more than one fifth that of the disc. If slightly less, the +bands formed at each rotation of the rod do not lie precisely over +those of the previous rotation, but a little to the rear of them. The +new set still lies mostly superposed on the previous sets, and so +fuses into a regular appearance of bands, but, since each new +increment lags a bit behind, the entire system appears to rotate +backward. The apparatus is actually a cinematograph, but one which +gives so many pictures in the second that they entirely fuse and the +strobic movement has no trace of discontinuity. + +If the rod moves a trifle more than one fifth as fast as the disc, it +is clear that the system of bands will rotate forward, since each new +set of bands will lie slightly ahead of the old ones with which it +fuses. The farther the ratio between the rates of rod and disc departs +from exactly 1:5, whether less or greater, the more rapid will the +strobic movement, backward or forward, be; until finally the +divergence is too great, the newly forming bands lie too far ahead or +behind those already formed to fuse with them and so be apperceived as +one system, and so the bands are lost in confusion. Thus the cycle of +movement as observed on the disc is explained. As the rate of the rod +comes up to and passes one fifth that of the disc, the system of four +bands of each color forms in rapid backward rotation. Its movement +grows slower and slower, it comes to rest, then begins to whirl +forward, faster and faster, till it breaks up again. + +The same thing happens as the rate of the rod reaches and exceeds just +one fourth that of the disc. The system contains three bands of each +color. The system of two bands of each color corresponds to the ratio +1:3 between the rates, while one band of each color (the two lying +opposite) corresponds to the ratio 1:2. + +If the rod and the disc rotate in opposite directions, the phenomena +are changed only in so far as the changed geometrical relations +require. For the ratio 1:3 between the two rates, the strobic system +has four bands of each color; for 1:2, three bands of each color; +while when the two rates are equal, there are two bands of each color, +forming a diameter. As would be expected from the geometrical +conditions, a system of one band of each color cannot be generated +when rod and disc have opposite motions. For of course the rod cannot +now hide two or more times in succession a sector at any given point, +without hiding the same sector just as often at the opposite point, +180° away. Here, too, the cycle of strobic movements is different. It +is reversed. Let the disc be said to rotate forward, then if the rate +of the rod is slightly less than one fourth, etc., that of the disc, +the system will rotate forward; if greater, it will rotate backward. +So that as the rate of the rod increases, any system on its appearance +will move forward, then stand still, and lastly rotate backward. The +reason for this will be seen from an instant's consideration of where +the rod will hide a given sector. + +It is clear that if, instead of using as 'rod' a single radial sector, +one were to rotate two or more such sectors disposed at equal angular +intervals about the axis, one would have the same strobic phenomena, +although they would be more complicated. Indeed, a large number of +rather narrow sectors can be used or, what is the same thing, a second +disc with a row of holes at equal intervals about the circumference. +The disc used by the writer had a radius of 11 inches, and a +concentric ring of 64 holes, each 3/8 of an inch in diameter, lying 10 +inches from the center. The observer looks through these holes at the +color-disc behind. The two discs need not be placed concentrically. + +When produced in this way, the strobic illusion is exceedingly pretty. +Instead of straight, radial bands, one sees a number of brightly +colored balls lying within a curving band of the other color and +whirling backward or forward, or sometimes standing still. Then these +break up and another set forms, perhaps with the two colors changed +about, and this then oscillates one way or the other. A rainbow disc +substituted for the disc of two sectors gives an indescribably +complicated and brilliant effect; but the front disc must rotate more +slowly. This disc should in any case be geared for high speeds and +should be turned by hand for the sake of variations in rate, and +consequently in the strobic movement. + +It has been seen that this stroboscope is not different in principle +from the illusion of the resolution-bands which this paper has aimed +to explain. The resolution-bands depend wholly on the purely +geometrical relations between the rod and the disc, whereby as both +move the rod hides one sector after the other. The only physiological +principles involved are the familiar processes by which stimulations +produce after-images, and by which the after-images of rapidly +succeeding stimulations are summed, a certain number at a time, into a +characteristic effect. + + * * * * * + + + + + STUDIES IN MEMORY. + + + + + * * * * * + + + + +RECALL OF WORDS, OBJECTS AND MOVEMENTS. + +BY HARVEY A. PETERSON. + + +Kirkpatrick,[1] in experimenting with 379 school children and college +students, found that 3-1/3 times as many objects were recalled as +visual words after an interval of three days. The experiment consisted +in showing successively 10 written names of common objects in the one +case and 10 objects in the other at the rate of one every two seconds. +Three days later the persons were asked to recall as many of each +series as possible, putting all of one series together. The averages +thus obtained were 1.89 words, 6.29 objects. The children were not +more dependent on the objects than the college students. + + [1] Kirkpatrick, E.A.: PSYCHOLOGICAL, REVIEW, 1894, Vol. I., p. + 602. + +Since the experiment just described was performed without laboratory +facilities, Calkins[2] repeated it with 50 college women, substituting +lantern pictures for objects. She obtained in recall, after two days, +the averages 4.82 words, 7.45 pictures. The figures, however, are the +number of objects or words remembered out of ten, not necessarily +correctly placed. Kirkpatrick's corresponding figures for college +women were 3.22 words, 5.44 objects. The two experiments substantially +agree, Calkins' higher averages being probably due to the shortening +of the interval to two days. + + [2] Calkins, M.W.: PSYCHOLOGICAL, REVIEW, 1898, Vol. V., p. + 451. + +Assuming, thus, that objects are better remembered than names in +deferred recall, the question arises whether this holds true when the +objects and names are coupled with strange and arbitrary symbols--a +question which is clearly of great practical interest from the +educational point of view, as it is involved in the pedagogical +problem whether a person seeking to acquire the vocabulary of a +foreign language ought to connect the foreign words with the familiar +words or with the objects themselves. And the further question arises: +what are the facts in the case of movements instead of objects, and +correspondingly in that of verbs instead of nouns. Both questions are +the problems of the following investigation. + +As foreign symbols, either the two-figure numbers were used or +nonsense-words of regularly varying length. As familiar material, +nouns, objects, verbs and movements were used. The words were always +concrete, not abstract, by which it is meant that their meaning was +capable of demonstration to the senses. With the exception of a few +later specified series they were monosyllabic words. The nouns might +denote objects of any size perceptible to the eye; the objects, +however, were all of such a size that they could be shown through a +14×12 cm. aperture and still leave a margin. Their size was therefore +limited. + +Concerning the verbs and movements it is evident that, while still +being concrete, they might be simple or complicated activities +consuming little or much time, and further, might be movements of +parts of the body merely, or movements employing other objects as +well. In this experiment complicated activities were avoided even in +the verb series. Simple activities which could be easily and quickly +imaged or made were better for the purpose in view. + + +THE _A_ SET. + +The _A_ set contained sixteen series, _A_^{1}, _A_^{2}, _A_^{3}, etc., +to _A_^{16}. They were divided as follows: + + Numbers and nouns: _A_^{1}, _A_^{5}, _A_^{9}, _A_^{13}. + Numbers and objects: _A_^{2}, _A_^{6}, _A_^{10}, _A_^{14}. + Numbers and verbs: _A_^{3}, _A_^{7}, _A_^{11}, _A_^{15}. + Numbers and movements: _A_^{4}, _A_^{8}, _A_^{12}, _A_^{16}. + +The first week _A_^{1-4} were given, the second week _A_^{5-8}, etc., +so that each week one series of each of the four types was given the +subject. + +In place of foreign symbols the numbers from 1 to 99 were used, except +in _A_^{13-15}, in which three-figure numbers were used. + +Each series contained seven couplets, except _A_^{13-16}, which, on +account of the greater difficulty of three-figure numbers, contained +five. Each couplet was composed of a number and a noun, object, verb, +or movement. + +Certain rules were observed in the composition of the series. Since +the test was for permanence, to avoid confusion no number was used in +more than one couplet. No two numbers of a given series were chosen +from the same decade or contained identical final figures. No word was +used in more than one couplet. Their vowels, and initial and final +consonants were so varied within a single series as to eliminate +phonetic aids, viz., alliteration, rhyme, and assonance. The kind of +assonance avoided was identity of final sounded consonants in +successive words, _e.g._, lane, vine. + +The series were composed in the following manner: After the +twenty-eight numbers for four series had been chosen, the words which +entered a given series were selected one from each of a number of +lists of words. These lists were words of like-sounded vowels. After +one word had been chosen from each list, another was taken from the +first list, etc. As a consequence of observing the rules by which +alliteration, rhyme, and assonance were eliminated, the words of a +series usually represented unlike categories of thought, but where two +words naturally tended to suggest each other one of them was rejected +and the next eligible word in the same column was chosen. The +following is a typical series from the _A_ set. + + _A_^{1}. Numbers and Nouns. + + 19 42 87 74 11 63 38 + desk girl pond muff lane hoop vine + +The apparatus used in the _A_ set and also in all the later sets may +be described as follows: Across the length of a table ran a large, +black cardboard screen in the center of which was an oblong aperture +14 cm. high and 12 cm. wide. The center of the aperture was on a level +with the eyes of the subject, who sat at the table. The aperture was +opened and closed by a pneumatic shutter fastened to the back of the +screen. This shutter consisted of two doors of black cardboard sliding +to either side. By means of a large bulb the length of exposure could +be regulated by the operator, who stood behind the table. + +The series--consisting of cards 4×2½ cm., each containing a printed +couplet--was carried on a car which moved on a track behind and +slightly below the aperture. The car was a horizontal board 150 cm. +long and 15 cm. wide, fixed on two four-wheeled trucks. It was divided +by vertical partitions of black cardboard into ten compartments, each +slightly wider than the aperture to correspond with the visual angle. +A curtain fastened to the back of the car afforded a black background +to the compartments. The couplets were supported by being inserted +into a groove running the length of the car, 3 cm. from the front. A +shutter 2 cm. high also running the length of the car in front of the +groove, fastened by hinges whose free arms were extensible, concealed +either the upper or the lower halves of the cards at the will of the +operator; _i.e._, either the foreign symbols or the words, +respectively. A screen 15 cm. high and the same length as the car, +sliding in vertical grooves just behind the cards and in front of the +vertical partitions, shut off the objects when desired, leaving only +the cards in view. Thus the apparatus could be used for all four types +of series. + +The method of presentation and the time conditions of the _A_ set were +as follows:--A metronome beating seconds was used. It was kept in a +sound-proof box and its loudness was therefore under control. It was +just clearly audible to both operator and subject. In learning, each +couplet was exposed 3 secs., during about 2 secs. of which the shutter +was fully open and motionless. During this time the subject read the +couplet inaudibly as often as he wished, but usually in time with the +metronome. His object was to associate the terms of the couplet. There +was an interval of 2 secs. after the exposure of each couplet, and +this was required to be filled with repetition of only the +_immediately preceding couplet_. After the series had been presented +once there was an interval of 2 secs. additional, then a second +presentation of it commenced and after that a third. At the completion +of the third presentation there was an interval of 6 secs. additional +instead of the 2, at the expiration of which the test commenced. + +_A_^{13-16} had five presentations instead of three. The test +consisted in showing the subject either the numbers or the words in +altered order and requiring him to write as many of the absent terms +as he could. In the object and movement series the objects were also +shown and the movements repeated by the subject if words were the +given terms. The time conditions in the test were, + + Exposure of a term 3 secs. + Post-term interval in A^{1-12} 4 secs. + Post-term interval in A^{13-16} 6 secs. + +This allowed the subject 7 secs. for recalling and writing each term +in A^{1-12} and 9 sec. in A^{13-16}. If a word was recalled after that +time it was inserted, but no further insertions were made after the +test of a series had been completed. An interval of 3 min. elapsed +between the end of the test of one series and the beginning of the +next series, during which the subject recorded the English word of any +couplet in which an indirect association had occurred, and also his +success in obtaining visual images if the series was a noun or a verb +series. + +As already indicated, four series--a noun, an object, a verb, and a +movement series--given within a half hour, constituted a day's work +throughout the year. Thus variations due to changes in the +physiological condition of the subject had to affect all four types of +series. + +Two days later these series were tested for permanence, and in the +same way as the tests for immediate recall, with this exception: + + Post-term interval in A^{13-16} 8 secs. + +Thus 11 secs. were allowed for the deferred recall of each term in +A^{13-16}. + +In the movement series of this set, to avoid hesitation and confusion, +the operator demonstrated to the subject immediately before the series +began, once for each word, how the movements were to be made. + +The _A_ set was given to three subjects. The results of each subject +are arranged separately in the following table. In the tests the words +were required in A^{1-4}, in A^{5-16} the numbers. The figures show +the number of terms correctly recalled out of seven couplets in +A^{1-12} and out of five couplets in A^{13-16}, _exclusive_ of +indirect association couplets. The figures in brackets indicate the +number of correctly recalled couplets per series in which indirect +associations occurred. The total number correctly recalled in any +series is their sum. The figures in the per cent. row give the +percentage of correctly recalled couplets left after discarding both +from the number recalled and from the total number of couplets given +those in which indirect associations occurred. This simply diminished +the subject's number of chances. A discussion of the propriety of this +elimination will be found later. In _A_^{1-12} the absent terms had to +be recalled exactly in order, to be correct, but in _A_^{13-16}, on +account of the greater difficulty of the three-place numbers, any were +considered correct when two of the three figures were recalled, or +when all three figures were correct but two were reversed in position, +_e.g._, 532 instead of 523. _N_ means noun series, _O_ object, _V_ +verb, and _M_ movement series. Series _A_^{1}, _A_^{5}, _A_^{9}, +_A_^{13} are to be found in the first and third columns, _A_^{2}, +_A_^{6}, _A_^{10}, _A_^{14} in the second and fourth, _A_^{3}, +_A_^{7}, _A_^{11}, _A_^{15}, in the fifth and seventh, and _A_^{4}, +_A_^{8}, _A_^{12}, _A_^{16} in the sixth and eighth columns. + + +TABLE I. + +SHOWING IMMEDIATE RECALL AND RECALL AFTER TWO DAYS. + + _M_. + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + A^{1-4} 6 7 3 1 6 7 2 1 + A^{5-8} 5(1) 6 3(1) 6 6(1) 7 5(1) 6 + A^{9-12} 7 7 4 6 7 6(1) 7 6(1) + A^{13-16} 4 5 2 2 5 3 2 2 + Total. 22(1) 25 12(1) 15 24(1) 23(1) 16(1) 15(1) + Per cent. 88 96 48 58 96 92 64 66 + + _S_. + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + A^{1-4} 6(1) 6 0 0 7 7 0 0 + A^{5-8} 6 7 1 3 6 7 0 3 + A^{9-12} 7 6 2 2 5 7 0 0 + A^{13-16} 5 5 0 0 5 5 3 0 + Total. 24(1) 24 3 5 23 26 3 3 + Per cent. 96 92 12 19 88 100 12 12 + + _Hu_. + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + A^{1-4} 6 7 0 1 5 6(1) 0 2 + A^{5-8} 5(2) 7 1(2) 1 7 7 1 0 + A^{9-12} 6(1) 7 2 2 6 7 0 5 + A^{13-16} 4(1) 4(1) 0 2 5 5 0 1 + Total. 21(4) 25(1) 3(2) 6 23 25(1) 1 8 + Per cent. 95 100 14 24 88 100 4 32 + + +These results will be included in the discussion of the results of the +_B_ set. + + +THE _B_ SET. + + +A new material was needed for foreign symbols. After considerable +experimentation nonsense words were found to be the best adapted for +our purpose. The reasons for this are their regularly varying length +and their comparative freedom from indirect associations. An objection +to using nonsense syllables in any work dealing with the permanence of +memory is their sameness. On this account they are not remembered +long. To secure a longer retention of the material, nonsense words +were devised in substantially the same manner as that in which Müller +and Schumann made nonsense syllables, except that these varied +regularly in length from four to six letters. Thus the number of +letters, not the number of syllables was the criterion of variation, +though of course irregular variation in the number of syllables was a +necessary consequence. + +When the nonsense words were used it was found that far fewer indirect +associations occurred than with nonsense syllables. By indirect +association I mean the association of a foreign symbol and its word by +means of a third term suggested to the subject by either of the others +and connected at least in _his_ experience with both. Usually this +third term is a word phonetically similar to the foreign symbol and +ideationally suggestive of the word to be associated. It is a very +common form of mnemonic in language material. The following are +examples: + + cax, stone (Caxton); + teg, bib (get bib); + laj, girl (large girl); + xug, pond (noise heard from a pond); + gan, mud (gander mud). + +For both of these reasons nonsense words were the material used as +foreign symbols in the _B_ set. + +The nonsense words were composed in the following manner. From a box +containing four of each of the vowels and two of each of the +consonants the letters were chosen by chance for a four-letter, a +five-letter, and a six-letter word in turn. The letters were then +returned to the box, mixed, and three more words were composed. At the +completion of a set of twelve any which were not readily pronounceable +or were words or noticeably suggested words were rejected and others +composed in their places. + +The series of the _B_ set were four couplets long. Each series +contained one three-letter, one four-letter, one five-letter, and one +six-letter nonsense word. The position in the series occupied by each +kind was constantly varied. In all other respects the same principles +were followed in constructing the _B_ set as were observed in the _A_ +set with the following substitutions: + +No two foreign symbols of a series and no two terms of a couplet +contained the same sounded vowel in accented syllables. + +The rule for the avoidance of alliteration, rhyme, and assonance was +extended to the foreign symbols, and to the two terms of a couplet. + +The English pronounciation was used in the nonsense words. The +subjects were not informed what the nonsense words were. They were +called foreign words. + +Free body movements were used in the movement series as in the _A_ +set. Rarely an object was involved, _e.g._, the table on which the +subject wrote. The movements were demonstrated to the subject in +advance of learning, as in the _A_ set. + +The following are typical _B_ series: + + B2. Nonsense words and objects. + + quaro rudv xem lihkez + lid cent starch thorn + + B3. Nonsense words and verbs. + + dalbva fomso bloi kyvi + poke limp hug eat + + B4. Nonsense words and movements. + + ohv wecolu uxpa haymj + gnash cross frown twist + +The time conditions for presenting a series remained practically the +same. In learning, the series was shown three times as before. The +interval between learning and testing was shortened to 4 seconds, and +in the test the post-term interval of _A^{13-16}_ retained (6 secs.). +This allowed the subject 9 secs. for recalling and writing each term. +The only important change was an extension of the number of tests from +two to four. The third test was one week after the second, and the +fourth one week after the third. In these tests the familiar word was +always the term required, as in _A^{1-4}_, on account of the +difficulty of dealing statistically with the nonsense words. The +intervals for testing permanence in the _B_ set may be most easily +understood by giving the time record of one subject. + + +TIME RECORD OF _Hu_. + + Series. Im. Rec. Two Days. Nine Days. Sixteen Days. + B^{1-4} Feb. 12 Feb. 14 Feb. 21 Feb. 28 + B^{5-8} Feb. 19 Feb. 21 Feb. 28 Mch. 7 + B^{9-12} Feb. 26 Feb. 28 Mch. 7 Mch. 14 + B^{13-16} Mch. 5 Mch. 7 Mch. 14 Mch. 21 + + +The two half-hours in a week during which all the work of one subject +was done fell on approximately the same part of the day. When a number +of groups of 4 series each were to be tested on a given day they were +taken in the order of their recency of learning. Thus on March 7 the +order for _Hu_ was B^{13-16}, B^{9-12}, B^{5-8}. + +Henceforth there was also rotation within a given four series. As +there were always sixteen series in a set, the effects of practice and +fatigue within a given half-hour were thus eliminated. + +In the following table the results of the _B_ set are given. Its +arrangement is the same as in Table 1., except that the figures +indicate the number of absent terms correctly recalled out of four +couplets instead of seven or five. Where blanks occur, the series was +discontinued on account of lack of recall. As in Table 1., the tables +in the first, third and fifth columns show successive stages of the +same series. Immediate recall is omitted because with rare exceptions +it was perfect, the test being given merely as an aid in learning. + + +TABLE II. + + SHOWING RECALL AFTER TWO, NINE, AND SIXTEEN DAYS. + + Days. Two. Nine. Sixteen. Two. Nine. Sixteen. + N. O. N. O. N. O. V. M. V. M. V. M. + Series. _M._ + B^{1-4} 2(1) 4 1(1) 2 1(1) 2 4 4 4 2 4 2 + B^{5-8} 3 1 2 1 1 1 2 2 2 1 1 1 + B^{9-12} 2 3 0 3 0 2 3 2 2 0 2 2 + B^{13-16} 2(1) 3 2(1) 0 2(1) 0 1 2 1 0 1 0 + Total 9(2) 11 5(2) 6 4(2) 5 10 10 9 3 8 5 + Per cent. 64 69 36 38 29 31 63 63 56 19 50 31 + + _S._ + B^{1-4}¹ 0 2 0 0 0 1 0 1 + B^{5-8} 0 0 0 0 + B^{9-12}¹ 0 1 0 0 0 1 0 0 + B^{13-16}² 0(2) 1 0(2) 1 0(2) 1 0 0(1) 0 0(1) 0 0(1) + Total 0(2) 4 0(2) 1 0(2) 1 0 2(1) 0 1(1) 0 0(1) + Per cent. 0 25 0 6 0 6 0 13 0 7 0 0 + + _Hu._ + B^{1-4} 1(1) 4 0(1) 1 0(1) 2 1 3 0 2 0 0 + B^{5-8} 0 1(1) 0 0(1) 0 0(1) 0 1 0 1 0 1 + B^{9-12} 0 1 0 0 0 1 0 0 0 1 0 0 + B^{13-16} 0(1) 0 0(1) 0 0(1) 0 0 4 0 0 0 0 + Total 1(2) 6(1) 0(2) 1(1) 0(2) 3(1) 1 8 0 4 0 1 + Per cent. 7 40 0 7 0 20 6 50 0 25 0 6 + + _B._ + B^{1-4} 1 1(1) 0 0 0 0(1) 0 0 + B^{6-8} 1 2 1 2 1 1 1 0 1 0 1 0 + B^{9-12} 0 2(1) 0 0(1) 0 0(1) 0(1) 2 0 2 0 1 + B^{13-16} 1 3 1 1 1 1 1 2 0 1 0 1 + Total 3 8(2) 2 3(1) 2 2(1) 2(1) 4(1) 1 3 1 2 + Per cent. 19 57 13 21 13 13 13 27 7 20 7 13 + + _Ho._ + B^{1-4}¹ 3 2(1) 2 2(1) 1 0(1) 1(2) 1(2) 1(2) 0(2) 0(2) 0(2) + B^{6-8} 1 1(1) 1 0(1) 1 0 0 1(1) 1 1 0 1 + B^{9-12} 0(1) 1 0(1) 1 0(1) 0 1 1 1 1 0 0 + B^{13-16}³ 0 0 0 0 0 0 0(1) 4 0(1) 2 0(1) 0 + Total 4(1) 4(2) 3(1) 3(2) 2(1) 0(1) 2(3) 7(3) 3(3) 4(2) 0(3) 1(2) + Percent. 33 30 25 23 17 0 17 58 25 33 0 8 + + _Mo._ + B^{1-4} 3 3 3 1 4 1 0 2 0 2 0 2 + B^{5-8} 1 4 1 1 1 2 1 2(2) 1 1(2) 1 1(2) + B^{9-12} 2 4 2 4 1 4 0(1) 3(1) 1(1) 3(1) 1(1) 2 + B^{13-16} 2(2) 4 2(2) 4 2(2) 2 1 4 1 4 1 4 + Total 8(2) 15 8(2) 10 8(2) 9 2(1) 11(3) 3(1) 10(3) 3(1) 9(2) + Percent. 57 94 57 63 57 56 13 85 20 79 20 69 + + ¹Four presentations in learning. + ²Five presentations in learning. + ³Five days' interval instead of two. + + +In the following summary the recall after two days is combined from +Tables I. and II. for the three subjects _M_, _S_ and _Hu_, there +being no important difference in the conditions of experimentation. +For the three other subjects this summary is merely a résumé of Table +II. The recall after nine and sixteen days in Table II. is omitted, +and will be taken up later. The figures are in all cases based on the +remainders left after those couplets in which indirect associations +occurred were eliminated both from the total number of couplets +learned and from the total number correctly recalled. _E.g._, in the +case of nouns, _M_ learned, in all, 42 couplets in the _A_ and _B_ +sets, but since in 3 of them indirect associations occurred, only 39 +couplets are left, of which 21 were correctly recalled. This gives 54 +per cent. + + +SUMMARY OF RECALL AFTER TWO DAYS.--FROM TABLES I. AND II. + + N. O. V. M. + M. 54 per cent. 62 per cent. 63 per cent. 61 per cent. + S. 8 " 21 " 7 " 12 " + Hu. 11 " 30 " 5 " 59 " + B. 19 " 57 " 13 " 27 " + Ho. 33 " 30 " 17 " 58 " + Mo. 57 " 94 " 13 " 85 " + Av. 30 per cent. 49 per cent. 20 per cent. 50 per cent. + + Av. gain in object couplets, 19 per cent. + " " " movement couplets, 30 per cent. + + +The first question which occurs in examining the foregoing tables is +concerning the method of treating the indirect associations, _i.e._, +obtaining the per cents. The number of couplets correctly recalled may +be divided into two classes: those in which indirect associations did +not occur, and those in which they did occur. Those in which they did +not occur furnish us exactly what we want, for they are results which +are entirely free from indirect associations. In them, therefore, a +comparison can be made between series using objects and activities and +others using images. On the other hand, those correctly recalled +couplets in which indirect associations _did_ occur are not for our +purposes pure material, for they contain not only the object-image +factor but the indirect association factor also. The solution is to +eliminate these latter couplets, _i.e._, subtract them both from the +number correctly recalled and from the total number of couplets in the +set for a given subject. By so doing and by dividing the first +remainder by the second the per cents, in the tables were obtained. +There is one exception to this treatment. The few couplets in which +indirect associations occurred but which were nevertheless +_incorrectly_ recalled are subtracted only from the total number of +couplets in the set. + +The method by which the occurrence of indirect associations was +recorded has been already described. It is considered entirely +trustworthy. There is usually little doubt in the mind of a subject +who comprehends what is meant by an indirect association whether or +not such were present in the particular series which has just been +learned. If none occurred in it the subjects always recorded the fact. +That an indirect association should occasionally be present on one day +and absent on a subsequent one is not strange. That a second term +should effect a union between a first and third and thereafter +disappear from consciousness is not an uncommon phenomenon of +association. There were thirteen such cases out of sixty-eight +indirect associations in the _A_, _B_ and _C_ sets. In the tables they +are given as present because their effects are present. When the +reverse was the case, namely, when an indirect association occurred on +the second, ninth or sixteenth day for the first time, it aided in +later recall and was counted thereafter. There were eight such cases +among the sixty-eight indirect associations. + +Is it possible that the occurrence of indirect associations in, +_e.g._, two of the four couplets of a series renders the retention of +the other two easier? This could only be so when the intervals between +two couplets in learning were used for review, but such was never the +case. The subjects were required to fill such intervals with +repetitions of the preceding couplet only. + +The elimination of the indirect association couplets and the +acceptance of the remainders as fair portrayals of the influence of +objects and movements on recall is therefore a much nearer approach to +truth than would be the retention of the indirectly associated +couplets. + +The following conclusions deal with recall after two days only. The +recall after longer intervals will be discussed after Table III. + +The summary from Tables I. and II. shows that when objects and nouns +are coupled each with a foreign symbol, four of the six subjects +recall real objects better than images of objects, while two, _M_ and +_Ho_, show little or no preference. The summary also shows that when +body movements and verbs are coupled each with a foreign symbol, five +of the six subjects recall actual movements better than images of +movements, while one subject, _M_, shows no preference. The same +subject also showed no preference for objects. With the subjects _S_ +and _B_ the preference for actual movements is not marked, and has +importance only in the light of later experiments to be reported. + +The great difference in the retentive power of different subjects is, +as we should expect, very evident. Roughly, they may be divided into +two groups. _M_ and _Mo_ recall much more than the other four. The +small percentage of recall in the case of these four suggested the +next change in the conditions of experimentation, namely, to shorten +with them the intervals between the tests for permanence. This was +accordingly done in the _C_ set. But before giving an account of the +next set we may supplement these results by results obtained from +other subjects. + +It was impossible to repeat this set with the same subjects, and +inconvenient, on account of the scarcity of suitable words, to devise +another set just like it. Accordingly, the _B_ set was repeated with +six new subjects. We may interpolate the results here, and then resume +our experiments with the other subjects. The conditions remained the +same as for the other subjects in all respects except the following. +The tests after nine and sixteen days were omitted, and the remaining +test for deferred recall was given after one day instead of after two. +In learning the series, each series was shown four times instead of +three. The results are summarized in the following table. The figures +in the left half show the number of words out of sixteen which were +correctly recalled. The figures in parentheses separate, as before, +the correctly recalled indirect-association couplets. In the right +half of the table the same results, omitting indirect-association +couplets, are given in per cents, to facilitate comparison with the +summary from Tables I. and II. + + +TABLE III. + + SHOWING RECALL AFTER ONE DAY. + + N. O. V. M. N. O. V. M. + Bur. 6 10(1) 7(1) 5(4) 38 67 44 31 + W. 5(3) 12(1) 6 9 31 75 38 56 + Du. 1 11(1) 8 9 6 69 50 56 + H. 9(1) 14 8 12 56 88 50 75 + Da. 1(3) 7(4) 3(1) 9(3) 7 44 20 56 + R. 7(2) 3(3) 5 5(1) 44 19 31 31 + Total, 29(9) 57(10) 37(2) 49(8) Av., 30 60 39 51 + + Av. gain in object couplets, 30 per cent. + " " " movement couplets, 12 per cent. + + +The table shows that five subjects recall objects better than images +of objects, while one subject recalls images of objects better. +Similarly, three subjects recall actual movements of the body better +than images of the same, while with three neither type has any +advantage. + + +THE _C_ SET. + + +In the _C_ set certain conditions were different from the conditions +of the _A_ and _B_ sets. These changes will be described under three +heads: changes in the material; changes in the time conditions; and +changes in the method of presentation. + +For lack of monosyllabic English words the verbs and movements were +dissyllabic words. The nouns and objects were monosyllabic, as before. +All were still concrete, and the movements, whether made or imaged, +were still simple. But the movements employed objects, instead of +being merely movements of the body. + +For two of the subjects, _M_ and _Mo_, the time intervals between the +tests remained as in the _A_ and the _B_ sets, namely, two days, nine +days, and sixteen days. With the four other subjects, _S, Hu, B,_ and +_Ho_, the number of tests was reduced to three and the intervals were +as follows: + +The I. test, which as before was a part of the learning process, was +not counted. The II. test followed from 4½ to 6½ hours, or an average +of 5-3/8 hours, after the I. test. The III. test was approximately 16 +hours after the II. test for all four subjects. + +The series were learned between 10 a.m. and 1:30 p.m., the II. test +was the same day between 4:30 and 5:10 p.m., and the III. test was the +following morning between 8:30 and 9:10 a.m. Each subject of course +came at the same hour each week. + +Each series was shown three times, as in the _B_ set. + +A change had to be made in the length of exposure of each couplet in +the movement series. For, as a rule, movements employing objects +required a longer time to execute than mere movements of the body. +Five seconds was found to be a suitable length of exposure. To keep +the three other types of series comparable with the movement series, +if possible, their exposure was also increased from 3 to 5 secs. The +interval of 2 secs, at the end of a presentation was omitted, and the +interval between learning and testing reduced from 4 secs, in the _B_ +set to 2 secs. + +In the movement series of the _A_ and _B_ sets, movements of parts of +the body were chosen. But the number of such movements which a person +can conveniently make while reading words shown through an aperture is +limited, and as stated above no single word was ever used in two +couplets. These were now exhausted. In the _C_ set, therefore, +movements employing objects were substituted. The objects lay on the +table in a row in front of the subject, occupying a space about 50 cm. +from left to right, and were covered by a black cambric cloth. They +were thus all exposed at the same moment by the subject who, at a +signal, laid back the cloth immediately before the series began, and +in the same manner covered them at the end of the third presentation. +Thus the objects were or might be all in view at once, and as a result +the subject usually formed a single mental image of the four objects. + +With this kind of material it was no longer necessary for the operator +to show the subject in advance of the series what the movements were +in order to avoid hesitation and confusion, for the objects were of +such a nature as obviously to suggest in connection with the words the +proper movements. + + +TABLE IV. + + SHOWING RECALL AFTER TWO, NINE AND SIXTEEN DAYS FOR TWO SUBJECTS, AND + AFTER FIVE HOURS AND TWENTY-ONE HOURS FOR FOUR OTHER SUBJECTS. + + Days. Two. Nine. Sixteen Two. Nine. Sixteen + N. O. N. O. N. O. V. M. V. M. V. M. + Series _M._ + C^{1-4} 4 4 4 4 3 2 3 2 2 2 1 1 + C^{5-8} 2 2 2 2 2 1 1 1 1 2 1 0 + C^{9-12} 3 2 3 1 3 0 2 4 3 2 2 1 + C^{13-16} 4 3(1) 4 2(1) 4 2(1) 3 4 2 3 2 3 + Total 13 1(1) 13 9(1) 12 5(1) 9 11 8 9 6 5 + Per cent. 81 73 81 60 75 33 56 69 50 56 38 31 + + _Mo_ + C^{1-4} 2 4 1 1 1 1 1 4 1 2 1 2 + C^{5-8} 3 2 4 1 3 1 4 3(1) 4 3(1) 2 2(1) + C^{9-12} 0 1 0 1 0 1 0 3 0 1 0 2 + C^{13-16} 0 0(1) 0 0(1) 0 0(1) 1(1) 4 1(1) 2 0(1) 0 + Total 5 7(1) 5 3(1) 4 3(1) 6(1) 14(1) 6(1) 8(1) 3(1) 6(1) + Per cent. 31 46 31 20 25 20 40 93 40 53 20 40 + + Hours. Five. Twenty-one. Five. Twenty-one + N. O. N. O. V. M. V. M. + Series _S._ + C^{1-4} 1 3 1 1 0 1 0 1 + C^{5-8} 0(1) 3 0 2 0 1 0 1 + C^{9-12} 0(1) 3 0(1) 4 3 4 3 4 + C^{13-16} 1 3 1 3 2 3(1) 3 3(1) + Total 2(2) 12 2(1) 10 5 9(1) 6 9(1) + Per cent. 14 75 14 63 33 60 40 60 + + _Hn._ + C^{1-4} 1 4 1 4 0 4 1 4 + C^{5-8} 0(2) 1 0(2) 1 0(1) 2 1(1) 2(2) + C^{9-12} 3 4 3 4 2 4 2 4 + C^{13-16} 1 3 3 3 0 3(1) 0 2(1) + Total 5(2) 12 7(2) 12 2(1) 13(3) 4(1) 12(3) + Per cent. 36 75 50 75 14 100 29 92 + + _B._ + C^{1-4} 3 4 3 4 3 4 3 4 + C^{5-8} 3 2 3 3 2 2 2 4 + C^{9-12} 2 4 2 3 2 1 2 2 + C^{13-16} 3 4 3 4 2 4 2 4 + Total 11 14 11 14 9 11 9 14 + Per cent. 69 88 69 88 56 69 56 88 + + _Ho._ + C^{1-4} 3(1) 2(2) 3(1) 2(2) 0 3(1) 0 1(1) + C^{5-8} 3(1) 4 3(1) 4 3 3(1) 3 3(1) + C^{9-12} 1(2) 4 1(2) 4 2(1) 3(1) 2(1) 3(1) + C^{13-16} 0 2 0 2 2 4 2 4 + Total 7(4) 12(2) 7(4) 12(2) 7(1) 13(3) 7(1) 11(3) + Per cent. 58 92 58 92 50 100 50 85 + + +The object series were also changed to conform to the movement series. +Formerly the objects had been shown successively through the aperture +and synchronously with their corresponding words; now they were on the +table in front of the subject and all uncovered and covered at once as +in the movement series. The subjects therefore had a single mental +image of these four objects also. + +In both the object and the movement series the objects as before were +small and fairly uniform in size and so selected as not to betray to +the subject their presence beneath the cloth in the I. test. In the +II., III. and IV. tests there were no objects on the table. + +The previous table shows the results of the _C_ set. The figures give +the number of couplets correct out of four; the figures in brackets +give the number of indirect associations; the total number recalled in +any series is their sum. + +In the following summary the recall of _M_ and _Mo_ after two days and +of _S, Hu, B_ and _Ho_ after twenty-one hours are combined. + + +SUMMARY FROM TABLE IV. + + N. O. V. M. + _M._ 81 per cent. 73 per cent. 56 per cent. 69 per cent. + _Mo._ 31 " 46 " 40 " 93 " + _S._ 14 " 63 " 40 " 60 " + _Hu._ 50 " 75 " 29 " 92 " + _B._ 69 " 88 " 56 " 88 " + _Ho._ 58 " 92 " 50 " 85 " + ----------- ----------- ----------- ----------- + Av. 51 per cent. 73 per cent. 45 per cent. 81 per cent. + + Av. gain in object couplets, 22 per cent. + " " " movement couplets, 36 per cent. + + +Before asking whether the results of the _C_ set confirm the +conclusions already reached, we must compare the conditions of the +three sets to see whether the changes in the conditions in the _C_ set +have rendered it incomparable with the other two. The first change was +the substitution of dissyllabic words in the verb and the movement +series in the place of monosyllabic words. Since the change was made +in both the verb and the movement series their comparability with each +other is not interfered with, and this is the point at issue. +Preliminary tests, however, made it highly probable that simple +concrete dissyllabic words are not more difficult than monosyllabic in +5 secs. exposure. This change is therefore disregarded. + +The first important change introduced in the _C_ set was the reduction +of the intervals between the tests for four subjects. The second was +the lengthening of the exposure from 3 to 5 secs. These changes also +do not lessen the comparability of the noun, object, verb and movement +series with one another, since they affected all series of the _C_ +set. + +The third change in the conditions was the substitution in the +movement series of movements employing objects for movements of the +body alone, and the consequent placing of objects on the table in the +movement and in the object series of which the subject obtained a +single mental image. All of the subjects were of the opinion that this +single mental image was an aid in recall. Each of the objects +contributing to form it was individualized by its spatial order among +the objects on the table. The objects shown through the aperture were +connected merely by temporal contiguity. On this account the object +and the movement series of the _C_ set are not altogether comparable +with those of the _A_ and the _B_ sets. We should expect _a priori_ +that the object and the movement series in the _C_ set would be much +better recalled than those of the _A_ and the _B_ sets. + +The fourth change was from imaged or made movements of the body alone +to imaged or made movements employing objects. If, as the _A_ and the +_B_ sets have already demonstrated, the presence of objects at all is +an aid to recall, the movement series of the _C_ set should show a +greater gain over their corresponding verb series than the simple +movements of the body in the _A_ and the _B_ sets showed over their +corresponding verb series. For, employing objects in movements is +adding the aid of objects to whatever aid there is in making the +movements. + +Turning to the results, we consider the _C_ set by itself with +reference to the effect of the use of objects vs. images in general. +The summary from Table IV. shows that under the conditions given, +after intervals of from slightly less than one day to two days, five +of the six subjects recall object couplets better than noun couplets. +One subject, _M_ recalls noun couplets better. It also shows that +under the conditions and after the intervals mentioned all six +subjects recall movement couplets better than verb couplets. In view +of the small difference here and of his whole record, however, _M_ is +probably to be classed as indifferent in both substantive and action +series. + + +RECALL AFTER NINE AND SIXTEEN DAYS. + + +Thus far recall after these longer intervals has not been discussed. +The experiment was originally devised to test recall after two days +only, but it was found that with two of the subjects, _M_ and _Mo_, +recall for greater intervals could be obtained with slight additional +trouble. This was accordingly done in the _B_ and _C_ sets. The +results of the four other subjects in the _B_ set are not so +satisfactory on this point, because not enough was recalled. + +The most interesting fact which developed was an apparently slower +rate of forgetting, in many cases, of the nouns and verbs than of the +objects and movements. In the noun-object group of the _B_ set it is +noticeable in three out of the four possible subjects, viz., _B, Ho_, +and _Mo_. _M_ alone does not show it. The two other subjects, _S_ and +_B_, did not recall enough for a comparison. In the verb-movement +group of the _B_ set it is also marked in three out of the four +possible subjects, viz., _M_, _Ho_, and _Mo. B_ alone does not show +it. It is also seen in the _C_ set in the results of _M_ and _Mo_, in +both the noun-object and the verb-movement groups. With the four other +subjects in the _C_ set it could not be noticed, since the series ran +their course in a day. In _M_ (verb-movement group, _C_ set) and _Mo_ +(noun-object group, _C_ set) the originally higher object or movement +curves actually fall below their corresponding noun or verb curves. + +The results of the tests for recall after nine and sixteen days are +summarized in the following tables. They should be compared with the +recall of these same series after two days given in Tables II. and +IV., nor should it be forgotten that all four types started with +perfect immediate recall. The figures give per cents, correct after +eliminating indirect-association couplets. + + +TABLE V. + + SHOWING RECALL AFTER NINE AND SIXTEEN DAYS.--SUMMARY FROM _B_ SET. + + Days. Nine. Sixteen Nine. Sixteen. + N. O. N. O. V. M. V. M. + _M._ 36 38 29 31 56 19 50 31 + _S._ 0 6 0 6 0 7 0 0 + _Hu._ 0 7 0 20 0 25 0 6 + _B._ 13 21 13 13 7 20 7 13 + _Ho._ 25 23 17 0 25 33 0 8 + _Mo._ 57 63 57 56 20 79 20 69 + Av. 22 26 19 21 18 31 13 21 + + +TABLE VI. + + SAME FOR _M_ AND _Mo_.--SUMMARY FROM _C_ SET. + + Days. Nine. Sixteen. Nine. Sixteen. + N. O. N. O. V. M. V. M. + _M_. 81 60 75 33 50 56 38 31 + _Mo_. 31 20 25 20 40 53 20 40 + + +THE _D_ SET. + + +A few series of nouns, objects, verbs, and movements dissociated from +foreign symbols were obtained. The material was of the same kind as +the words used in the couplet series, being mostly monosyllabic and +seldom dissyllabic words. They had not been previously used with these +subjects. Each series contained ten words or ten objects. The same +kind of precautions were taken as in the couplet sets to avoid +phonetic aids and the juxtaposition of words which suggest each other. +The apparatus employed in the couplet sets was used. The objects in +the object series were shown through the aperture. Visual images were +required in the noun and in the verb series. The noun and the object +series were exposed at the rate of one word every 2 secs. (or 20 secs. +for the series) for _M_, _S_, and _Hu_, and one every 3 secs. (or 30 +secs. for the series) for _B_, _Ho_, and _Mo_. Only one exposure of +the series was given. At its completion the subject at once wrote as +many of the words or objects as he could recall. Two days later at the +same hour he was asked to write without further stimulus as many words +of each series as he could recall, classifying them according to their +type of series. + +The verbs were similar to the verbs of the couplet series. There was a +tendency in the verb series among most of the subjects to make a more +or less connected story of the verbs and thus some subjects could +retain all ten words for two days. This was an element not present in +the couplet verb series, according to the subjects, nor in any other +series, and the subjects were, therefore, directed to eliminate it by +imaging each action in a different place and connected with different +persons. The effort was nearly successful, some of the subjects +connecting two or three verbs, and others none. The movements employed +ten objects which were uncovered and covered by the subject as in the +_C_ set. The exposure for the verbs and movements was 5 secs. for each +word, or 50 secs. for the series. The tests were the same as in the +series of ten nouns and ten objects, but in a number of cases (to be +specified in the table) it seemed best to shorten the interval for +deferred recall to one day. + +The series were always given in pairs--a noun and an object series, or +a verb and a movement series forming a pair. Only one pair was given +per day and no other series of any kind were given on that day. +Usually several days intervened between the II. test of one pair and +the learning of the next, but in a little less than half of the cases +a new pair was learned on the same day shortly after the II. test of +the preceding pair. + +The noun-object pairs and the verb-movement pairs were not given in +any definite order with reference to each other. + +The figures in the following table indicate the number of words out of +ten which the subject correctly recalled and placed in their proper +columns. Immediate recall is also given. + + +TABLE VII. + + + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + + _M._ + D^{1-4} 8 9 7 7 7 10 4 5 + D^{5-8} 9 7 6 6 8 8 6 6 + D^{9-12} 7 7 5 6 8 10 7 7 + Av. 24 23 18 19 23 28 17 17 + + _Mo_. + D^{1-4} 6 6 2 1 8 10 0¹ 7¹ + D^{5-8} 6 5 0¹ 3¹ 8 9 2 4 + D^{9-12} 5 7 1¹ 6¹ 10 10 2 7 + Av. 17 18 3 10 26 29 4 18 + + _S_. + D^{1-4} 8 9 2 3 9 10 6¹ 9¹ + D^{5-8} 8 10 2 4 9 10 4¹ 9¹ + D^{9-12} 8 10 2 5 8 10 3¹ 7¹ + Av. 24 29 6 12 26 30 13 25 + + _Hu._ + D^{1-4} 6 8 3 7 9 10 4 9 + D^{5-8} 7 9 0 2 9 10 2 7 + D^{9-12} 7 9 4 6 8 10 1 8 + Av. 20 26 7 15 26 30 7 24 + + _Ho._ + D^{1-4} 9 9 3 3 10 9 5 7 + D^{5-8} 9 8 1 6 9 9 6¹ 8¹ + D^{9-12} 8 8 5 5 10 10 6¹ 7¹ + Av. 26 25 9 14 29 28 17 22 + + ¹ One day. + + +The results of the _D_ set strongly confirm the results of the _A_, +_B_, and _C_ sets. Table VII. shows that after from one to two days' +interval four subjects recall objects better than nouns and movements +better than verbs. One subject, _M._, shows no preference. + + +CONCLUSIONS. + + +We are now in a position to answer specifically the problem of this +investigation. The results show: (1) that those five subjects who +recall objects better than nouns (involving images) _when each occurs +alone_, also recall objects better than nouns when each is recalled by +means of an unfamiliar verbal symbol with which it has been coupled; +(2) that the same is true of verbs and movements; (3) that these facts +also receive confirmation on the negative side, viz.: the one subject +who does not recall objects and movements better than nouns and verbs +(involving images) _when they are used alone_, also does not recall +them better _when they are recalled by means of foreign symbols_ with +which they have been coupled. + + +MINOR QUESTIONS. + + +The problem proposed at the outset of the investigation having been +answered, two minor questions remain: (1) as to images, (2) indirect +associations. + + +1. All the subjects were good visualizers. The images became clear +usually during the first of the three presentations, _i.e._, in 1-3 +secs., and persisted until the next couplet appeared. In the second +and third presentations the same images recurred, rarely a new one +appeared. + +An interesting side light is thrown on M.'s memory by his work in +another experiment in which he was a subject. This experiment required +that the subject look at an object for 10 secs. and then after the +disappearance of its after-image manipulate the memory image. M. +showed unusually persistent after-images. The memory images which +followed were unusually clear in details and also persistent. They +were moreover retained for weeks, as was shown by his surprising +ability to recall the details of an image long past, and separated +from the present one by many subsequent images. His memory was +capacious rather than selective. His eyesight was tested and found to +be normal for the range of the apparatus. Possibly his age (55 yrs.) +is significant, although one of the two subjects who showed the +greatest preference for objects and movements, Mo., was only six yrs. +younger. The ages of the other subjects were S. 36 yrs., Hu. 23 yrs., +B. 25 yrs., Ho. 27 yrs. + +That some if not all of the subjects did not have objective images in +many of the noun and verb couplets if they were left to their own +initiative to obtain them is evident from the image records in the _A_ +set, in which the presence of the objective images was optional but +the record obligatory. The same subject might have in one noun or verb +series no visual images and in another he might have one for every +couplet of the series. After the completion of the _A_ set, the effect +of the presence of the objective images in series of 10 nouns alone, +or 10 objects alone after two days' interval, was tested. This was +merely a repetition of similar work by Kirkpatrick after three days' +interval, and yielded similar results. As a matter of fact some of the +subjects were unable wholly to exclude the objective images, but were +compelled to admit and then suppress them as far as possible, so that +it is really a question of degree of prominence and duration of the +images. + +The presence of the objective images having been shown to be an aid in +the case of series of nouns, the subjects were henceforth requested to +obtain them in the noun and verb series of the _B_ and _C_ sets, and +the image records show that they were entirely successful in doing so. + + +2. The total number of couplets in any one or in several sets may be +divided into two classes: (1) Those in which indirect associations did +not occur in the learning, and (2) those in which they did occur. For +reasons already named we may call the first pure material and the +second mixed. We can then ascertain in each the proportion of +correctly recalled couplets after one, two, nine and sixteen days' +interval, and thus see the importance of indirect associations as a +factor in recall. This is what has been done in the following table. + +The figures give the number of couplets correctly or incorrectly +recalled out of 64. In the case of the interval of one day the figures +are a tabulation of the III. test (twenty-one hours) of the _C_ set, +which contained 16 series of 4 couplets each. The figures for the +intervals of two, nine and sixteen days are a tabulation of the _B_ +set, which also contained 16 series of 4 couplets each. _C_ denotes +correct, _I_ incorrect. + + +TABLE VIII. + +SHOWING GREATER PERMANENCE OF COUPLETS IN WHICH INDIRECT ASSOCIATIONS +OCCURRED. + + Pure Material. Mixed Material. + Days. One. Two. Nine. Sixteen. One. Two. Nine. Sixteen. + C I C I C I C I C I C I C I C I + _M._ 40 22 23 39 22 40 2 0 2 0 3 0 + _Mo._ 36 22 31 27 29 29 6 0 6 0 5 1 + _S._ 27 34 6 55 2 59 1 60 2 1 3 0 3 0 3 0 + _Hu._ 35 22 16 45 5 56 4 57 6 1 3 0 3 0 3 0 + _B._ 48 16 17 43 9 51 7 53 0 0 4 0 1 3 1 3 + _Ho._ 37 15 17 30 13 36 3 46 10 2 9 6 8 7 7 8 + + Total: 147 87 132 217 83 268 66 285 18 4 27 6 23 10 21 12 + P'c't.: 63 37 38 62 24 76 19 81 82 18 82 18 70 30 64 36 + + +We see from the table that the likelihood of recalling couplets in +which indirect associations did not occur in learning is 63 per cent. +after one day, and that there is a diminution of 44 per cent. in the +next fifteen days. The fall is greatest during the second day. On the +other hand, the likelihood of recalling couplets in which indirect +associations did occur is 82 per cent. after one day, and there is a +diminution of only 18 per cent. during the next fifteen days. The +fading is also much more gradual. + +It is evident, then, that in all investigations dealing with language +material the factor of indirect associations--a largely accidental +factor affecting varying amounts of the total material (in these six +subjects from 3 per cent. to 23 per cent.) is by far the most +influential of all the factors, and any investigations which have +heretofore failed to isolate it are not conclusive as to other +factors. + +The practical value of the foregoing investigation will be found in +its bearing upon the acquisition of language. While it is by no means +confined to the acquisition of the vocabulary of a _foreign_ language, +but is also applicable to the acquisition of the vocabulary of the +native language, it is the former bearing which is perhaps more +obvious. If it is important that one become able as speedily as +possible to grasp the meaning of foreign words, the results of the +foregoing investigation indicate the method one should adopt. + + * * * * * + + + + +MUTUAL INHIBITION OF MEMORY IMAGES. + +BY FREDERICK MEAKIN. + + +The results here presented are the record of a preliminary inquiry +rather than a definitive statement of principles. + +The effort to construct a satisfactory theory of inhibition has given +rise, in recent years, to a good deal of discussion. Ever since it was +discovered that the reflexes of the spinal cord are normally modified +or restrained by the activity of the brain and Setschenow (1863) +attempted to prove the existence of localized inhibition centers, the +need of such a theory has been felt. The discussion, however, has been +mainly physiological, and we cannot undertake to follow it here. The +psychologist may not be indifferent, of course, to any comprehensive +theory of nervous action. He works, indeed, under a general +presumption which takes for granted a constant and definite relation +between psychical and cerebral processes. But pending the settlement +of the physiological question he may still continue with the study of +facts to which general expression may be given under some theory of +psychical inhibition not inconsistent with the findings of the +physiologist. + +A question of definition, however, confronts us here. Can we, it may +be asked, speak of psychical inhibition at all? Does one conscious +state exercise pressure on another, either to induce it, or to expel +it from the field? 'Force' and 'pressure,' however pertinent to +physical inquiries, are surely out of place in an investigation of the +relations between the phenomena of mind. Plainly a distinction has to +be made if we are to carry over the concept of inhibition from the +domain of nervous activity to the conscious domain. Inhibition cannot, +it should seem, have the same sense in both. We find, accordingly, +that Baldwin, who defines nervous inhibition as 'interference with the +normal result of a nervous excitement by an opposing force,' says of +mental inhibition that it 'exists in so far as the occurrence of a +mental process prevents the simultaneous occurrence of other mental +processes which might otherwise take place.'[1] + + [1] Baldwin, J.M.: 'Dictionary of Philosophy and Psychology,' + New York and London, 1901, Vol. I., article on 'Inhibition.' + +Even here, it may be said, there is in the term 'prevents' an +implication of the direct exercise of force. But if we abstract from +any such implication, and conceive of such force as the term +inhibition seems to connote, as restricted to the associated neural or +physiological processes, no unwarranted assumptions need be imported +by the term into the facts, and the definition may, perhaps, suffice. + +Some careful work has been done in the general field of psychical +inhibition. In fact, the question of inhibition could hardly be +avoided in any inquiry concerning attention or volition. A. Binet[2] +reports certain experiments in regard to the rivalry of conscious +states. But the states considered were more properly those of +attention and volition than of mere ideation. And the same author +reports later[3] examples of antagonism between images and sensations, +showing how the latter may be affected, and in some respects +inhibited, by the former. But this is inhibition of sensations rather +than of ideas. Again, Binet, in collaboration with Victor Henri,[4] +reports certain inhibitory effects produced in the phenomena of +speech. But here again the material studied was volitional. More +recently, G. Heymans[5] has made elaborate investigation of a certain +phase of 'psychische Hemmung,' and showed how the threshold of +perception may be raised, for the various special senses, by the +interaction of rival sensations, justly contending that this shifting +of the threshold measures the degree in which the original sensation +is inhibited by its rival. But the field of inquiry was in that case +strictly sensational. We find also a discussion by Robert Saxinger,[6] +'Ueber den Einfluss der Gefühle auf die Vorstellungsbewegung.' But the +treatment there, aside from the fact that it deals with the emotions, +is theoretical rather than experimental. + + [2] Binet, A.: _Revue Philosophique_, 1890, XXIX., p. 138. + + [3] Binet, A.: _Revue Philosophique_, 1890, XXX., p. 136. + + [4] Binet, A., et Henri, V.: _Revue Philosophique_, 1894, + XXXVII., p. 608. + + [5] Heymans, G.: _Zeitschrift f. Psych. u. Physiol. d. + Sinnesorgane_, 1899, Bd. XXI., S. 321; _Ibid._, 1901, Bd. + XXVI., S. 305. + + [6] Saxinger, R.: _Zeitschrift f. Psych. u. Physiol. d. + Sinnesorgane_, 1901, Bd. XXVI., S. 18. + +In short, it appears that though much has been said and done upon the +general subject of psychical inhibition, experimental inquiry into the +inhibitory effect of one idea upon another--abstraction made, as far +as possible, of all volitional influence--virtually introduces us to a +new phase of the subject. + +The term 'idea,' it should be noted, is here used in its broadest +sense, and includes the memory image. In fact, the memory image and +its behavior in relation to another memory image formed the material +of the first part of the research, which alone is reported here. +Apparatus and method were both very simple. + +The ideas to be compared were suggested by geometrical figures cut out +of pasteboard and hung, 25 cm. apart, upon a small black stand placed +on a table in front of the observer, who sat at a distance of four +feet from the stand. The diagrams and descriptions which follow will +show the character of these figures. + +Before the figures were placed in position, the subject was asked to +close his eyes. The figures being placed, a few seconds' warning was +given, and at the word 'look' the subject opened his eyes and looked +at the objects, closing his eyes again at the word 'close.' The time +of exposure was five seconds. This time was divided as equally as +possible between the two figures, which were simultaneously exposed, +the observer glancing freely from one to the other as in the common +observation on which our ideas of objects are founded. At the end of +the exposure the subject sat with closed eyes and reported the several +appearances and disappearances of the ideas or mental images of the +objects just presented. The conditions required of him were that he +should await passively the entry of the rival claimants on his +attention, favoring neither and inhibiting neither; that is to say, he +was to remit all volitional activity, save so far as was necessary to +restrict his attention to the general field upon which the ideated +objects might appear, and to note what occurred on the field. The +period of introspection, which followed immediately the disappearance +of such retinal images as remained, after the closing of the eyes to +the external objects, lasted sixty seconds. The reports, like the +signals, were given in a just audible tone. They were in such terms as +'right--left,' 'small--large,' 'circle--star,' terms the simplest that +could be found, or such as seemed, in any given case, most naturally +or automatically associated with the object, and therefore least +likely to disturb the course of the observation. And each report was +noted down by the experimenter at the instant it was given, with the +time of each phase, in seconds, as indicated by a stop-watch under the +experimenter's eye. + +It will be remarked that the attitude required of the observer was one +which is not commonly taken. And it may be objected that the results +of an attitude so unusual towards objects so ghostly and attenuated +must be too delicate, or too complex, or influenced by too many alien +suggestions, to be plumply set down in arabic numerals. The subjects, +in fact, did at first find the attitude not easy to assume. A visual +object may hold the attention by controlling the reflexes of the eye. +But an ideational object has ordinarily no sure command of the +conscious field save under the influence of a volitional idea or some +strongly toned affectional state. But with a little practice the +difficulty seemed to disappear. The subject became surer of his +material, and the mental object gradually acquired the same sort of +individuality as the visual object, though the impression it made +might be less intense. + +After a few preliminary experiments, figures were devised for the +purpose of testing the effect of mere difference in the complexity of +outline. That is to say, the members of every pair of objects were of +the same uniform color-tone (Bradley's neutral gray No. 2), presented +the same extent of surface (approximately 42 sq. cm.), were exposed +simultaneously for the same length of time (5 seconds), and were in +contour usually of like general character save that the bounding line +in the one was more interrupted and complex than in the other. + +In another series the variant was the extent of surface exposed, the +color-tone (neutral gray), outline, and other conditions being the +same for both members of each pair. The smaller figures were of the +same area as those of the preceding series; in the larger figures this +area was doubled. Only one member of each pair is represented in the +diagrams of this and the next series. + +In a third series brightness was the variant, one member of each pair +being white and the other gray (Bradley's cool gray No. 2). All other +conditions were for both figures the same. + +In still another series strips of granite-gray cardboard half a +centimeter wide were cut out and pasted on black cards, some in +straight and some in broken lines, but all of the same total length +(10 cm.). These were exposed under the same general conditions as +those which have already been described, and were intended to show the +relative effects of the two sorts of lines. + + +TABLE I. + + 1 2 3 4 5 Totals. Averages. + L R L R L R L R L R L R L R + I. 45 45 25 29 27 27 31 24 36 20 164 145 32.8 29 + II. 20 25 28 28 28 19 31 31 28 14 135 117 27 23.5 + III. 11 12 17 28 0 7 0 15 27 23 55 85 11 17 + IV. 7 6 47 22 17 21 17 45 31 30 119 124 23.8 24.8 + V. 27 33 46 36 40 31 44 31 26 35 183 165 36.6 33.2 + VI. 11 14 32 29 34 21 14 35 0 46 91 145 18.2 29 + VII. 36 33 30 30 50 50 22 22 52 52 190 187 38 37.4 + VIII. 41 44 33 33 45 45 34 44 37 28 190 194 38 38.8 + IX. 45 45 39 46 42 47 47 47 44 44 217 229 43.4 45.8 + X. 40 39 24 25 19 21 21 23 18 25 122 133 24.4 26.6 + XI. 51 53 52 50 42 42 42 42 42 42 229 229 45.8 45.8 + + 334 349 373 356 344 331 303 359 341 359 1695 1754 30.8 31.9 + + The Arabic numerals at the head of the columns refer, in every + table, to the corresponding numerals designating the objects + in the diagram accompanying the table. + + _L_: left-hand object. + _R_: right-hand object. + + The Roman numerals (_I_ to _XI_) indicate the different + subjects. The same subjects appear in all the experiments, and + under the same designation. Two of the subjects, _IV_ and + _VIII_, are women. + + The numbers under _L_ and _R_ denote the number of seconds + during which the left-hand image and the right-hand image, + respectively, were present in the period of introspection (60 + seconds). + + General average: _L_, 30.8 sec.; _R_, 31.9 sec. + + +[Illustration: FIG. 1.] + + +_Series No. 1._--For the purpose of obtaining something that might +serve as a standard of comparison, a series of observations was made +in which the members of every pair were exact duplicates of each +other, and were presented under exactly the same conditions, spatial +position of course excepted. The records of these observations are for +convenience placed first as Table I. + +In treating the facts recorded in the accompanying tables as phenomena +of inhibition no assumption is implied, it may be well to repeat, that +the ideational images are forces struggling with each other for +mastery. Nor is it implied, on the other hand, that they are wholly +unconditioned facts, unrelated to any phenomena in which we are +accustomed to see the expression of energy. Inhibition is meaningless +save as an implication of power lodged somewhere. The implication is +that these changes are conditioned and systematic, and that among the +conditions of our ideas, if not among the ideas themselves, power is +exerted and an inferior yields to a superior force. Such force, in +accordance with our general presupposition, must be neural or +cerebral. Even mental inhibition, therefore, must ultimately refer to +the physical conditions of the psychical fact. But the reference, to +have any scientific value, must be made as definite as the case will +allow. We must at least show what are the conditions under which a +state of consciousness which might otherwise occur does not occur. +When such conditions are pointed out, and then only, we have a case of +what has been called psychical inhibition; and we are justified in +calling it inhibition because these are precisely the conditions under +which physiological inhibition may properly be inferred. And, we may +add, in order that the conditions may be intelligibly stated and +compared they must be referable to some objective, cognizable fact. +Here the accessible facts, the experiential data, to which the +psychical changes observed and the cerebral changes assumed may both +be referred, are visual objects, namely, the figures already +described. + +What may occur when these objects are precisely alike, and are seen +under conditions in all respects alike except as to spatial position, +is indicated in Table I. The general average shows that the image +referred to the left-hand object was seen some 30 seconds per minute; +that referred to the right-hand image, some 31 seconds. Sometimes +neither image was present, sometimes both were reported present +together, and the time when both were reported present is included in +the account. In this series it appears, on the whole, that each image +has about the same chance in the ideational rivalry, with a slight +preponderance in favor of the right. Individual variations, which may +be seen at a glance by inspection of the averages, show an occasional +preponderance in favor of the left. But the tendency is, in most +cases, towards what we may call right-handed ideation. + +_Series No. II._--In the second series (Table II.) we find that, other +things being equal, _an increase in the relative complexity of the +outline favors the return of the image to consciousness_. Including +the time when both images were reported present at once, the simpler +appears but 27 seconds per minute as against 34 seconds for the more +complex. No attempt was made to arrange the figures on any regularly +increasing scale of complexity so as to reach quantitative results. +The experiment was tentative merely. + + +TABLE II. + + 1 2 3 4 + S C S C S C S C + I. 21.5 23.5 14.5 35 22.5 21.5 15 27 + II. 35.5 21.5 32.5 48 32 33.5 32.5 21.5 + III. 27.5 39 20.5 47.5 24.5 46.5 8 22.5 + IV. 31.5 26.5 38 23.5 34.5 22 24 29.5 + V. 48 50 48 39.5 41.5 51.5 51 47.5 + VI. 11.5 35 26.5 28.5 21 33 29 17 + VII. 29.5 35 47 47 10.5 52 29.5 33.5 + VIII. 12.5 41 32 28.5 13 26.5 17 41.5 + IX. 10.5 25.5 27.5 34.5 14.5 44 33 44.5 + X. 24 25.5 20 23 16.5 28 23 21 + XI. 46 46.5 31.5 53.5 18 53.5 27 50.5 + + 298 369 338 408.5 248.5 412 289 356 + + 5 6 7 Averages. + S C S C S C S C + I. 20.5 21 14.5 27 7.5 37.5 16.57 27.50 + II. 31.5 32 50 45.5 49.5 39.5 37.64 34.50 + III. 19.5 32.5 13 31 29 18 20.28 33.85 + IV. 40.5 46.5 27 30.5 26 32 31.64 30.07 + V. 47.5 47.5 50.5 48.5 38 38 46.35 46.07 + VI. 14.5 29 14 33 21 28.5 19.64 29.14 + VII. 25.5 43 42.5 30 28 41.5 30.35 40.28 + VIII. 8 34 24 27 33 14.5 19.92 30.42 + IX. 41.5 27 29.5 27.5 29.5 28 26.57 33.00 + X. 10.5 36.5 17 27 18 25 18.42 26.57 + XI. 21.5 53.5 40.5 43.5 30 45 30.64 49.42 + + 281 402.5 322.5 370.5 309.5 347.5 27.10 34.62 + + _S:_ Outline simple. + + _C:_ Outline complex. + + In this and the following tables the numbers in the body of + the columns represent, in each case, the combined result of + two observations, in one of which the simpler figure was to + the left, in the other the more complex. The figures were + transposed in order to eliminate any possible space error. + + General average: _S_, 27.10 sec.; _C_, 34.62 sec. + + +Can anything be said, based on the reports, by way of explanation of +the advantage which complexity gives? In the first place, the attitude +of the subject towards his image seems to have been much the same as +his attitude towards an external object: to his observation the image +became, in fact, an object. "When the image was gone," says one, "my +eyes seemed to be in search of something." And occasionally the one +ideated object was felt to exert an influence over the other. "The +complex seemed to affect the form of the simpler figure." "It seemed +that the complex actually had the effect of diminishing the size of +the simpler figure." From time to time the images varied, too, in +distinctness, just as the objects of perception vary, and the superior +distinctness of the more complex was frequently noted by the subjects. +Now the importance of the boundary line in perception is well +understood. It seems to have a corresponding importance here. "What I +notice more in the simple figure," says one observer, "is the mass; in +the complex, the outline." "The simple seemed to lose its form," says +another, "the complex did not; the jagged edge was very distinct." And +it is not improbable, in view of the reports, that irregularities +involving change of direction and increase in extent of outline +contributed mainly to the greater persistence of the more complicated +image, the 'mass' being in both figures approximately the same. Nor +did the advantage of the broken line escape the notice of the subject. +"I found myself," is the comment of one, "following the contour of the +star--exploring. The circle I could go around in a twinkle." Again, +"the points entered the field before the rest of the figure." And +again, "the angle is the last to fade away." + +[Illustration: FIG. 2.] + +Now this mental exploration involves, of course, changes in the +direction of the attention corresponding in some way to changes in the +direction of the lines. Does this shifting of the attention involve +ideated movements? There can be little doubt that it does. "I felt an +impulse," says one, "to turn in the direction of the image seen." And +the unconscious actual movements, particularly those of the eyes, +which are associated with ideated movements, took place so often that +it is hard to believe they were ever wholly excluded. Such movements, +being slight and automatically executed, were not at first noticed. +The subjects were directed, in fact, to attend in all cases primarily +to the appearance and disappearance of the images, and it was only +after repeated observations and questions were put, that they became +aware of associated movements, and were able, at the close of an +observation, to describe them. After that, it became a common report +that the eyes followed the attention. And as we must assume some +central influence as the cause of this movement, which while the eyes +were closed could have no reflex relation to the stimulus of light, we +must impute it to the character of the ideas, or to their physical +substrates. + +The idea, or, as we may call it, in view of the attitude of the +subject, the internal sensory impression, thus seems to bear a double +aspect. It is, in the cases noted, at once sensory and motor, or at +any rate involves motor elements. And the effect of the activity of +such motor elements is both to increase the distinctness of the image +and to prolong the duration of the process by which it is apprehended. +The sensory process thus stands in intimate dependence on the motor. +Nor would failure to move the eyes or any other organ with the +movement of attention, if established, be conclusive as against the +presence of motor elements. A motor impulse or idea does not always +result in apparent peripheral movement. In the suppressed speech, +which is the common language of thought, the possibility of incipient +or incomplete motor innervations is well recognized. But where the +peripheral movement actually occurs it must be accounted for. And as +the cause here must be central, it seems reasonable to impute it to +certain motor innervations which condition the shifting of the mental +attitude and may be incipient merely, but which, if completed, result +in the shifting of the eyes and the changes of bodily attitude which +accompany the scrutiny of an external object. And the sensory process +is, to some extent at least, conditioned by the motor, if, indeed, the +two are anything more than different aspects of one and the same +process.[7] + + [7] Cf. Münsterberg, H.: 'Grundzüge d. Psychologie,' Bd. I., + Leipzig, 1900, S. 532. + +But where, now, the subject is occupied in mentally tracing the +boundaries of one of his two images he must inhibit all motor +innervations incompatible with the innervations which condition such +tracing: the rival process must cease, and the rival image will fade. +He may, it is true, include both images in the same mental sweep. The +boundary line is not the only possible line of movement. In fact, we +may regard this more comprehensive glance as equivalent to an +enlargement of the boundaries so as to include different mental +objects, instead of different parts of but one. Or, since the +delimitation of our 'objects' varies with our attitude or aim, we may +call it an enlargement of the object. But in any case the mental +tracing of a particular boundary or particular spatial dimensions +seems to condition the sense of the corresponding content, and through +inhibition of inconsistent movements to inhibit the sense of a +different content. No measure of the span of consciousness can, of +course, be found in these reports. The movements of the attention are +subtle and swift, and there was nothing in the form of the experiments +to determine at any precise instant its actual scope. All we need +assume, therefore, when the images are said to be seen together, is +that neither has, for the time being, any advantage over the other in +drawing attention to itself. If in the complete observation, however, +any such advantage appears, we may treat it as a case of inhibition. +By definition, an idea which assumes a place in consciousness which +but for itself, as experiment indicates, another might occupy, +inhibits the other. + +[Illustration: FIG. 3.] + + +TABLE III. + + 1 2 3 4 5 6 + S L S L S L S L S L S L + I. 22 24 19.5 23 20 26 21.5 21 21 26 18 31 + II. 31 39 31.5 36 15 32.5 11 22.5 13.5 24.5 7.5 23 + III. 10.5 43.5 12 21.5 13 14.5 19 10.5 18.5 30.5 7 18.5 + IV. 34.5 29.5 29.5 24 40.5 33 30.5 32.5 15 30 26 30 + V. 31.5 30 42 45 39 51 47 49.5 41 37 46 45 + VI. 22 20 20.5 22 23.5 22 25 16 24 20 22 25.5 + VII. 53.5 53.5 23.5 23.5 47.5 47.5 51 52 52.5 53 51 52 + VIII. 34 40.5 23 29 21 22 22 37.5 34.5 35 27.5 28 + IX. 19.5 45 19.5 46 22 23.5 23.5 48 26 45.5 19 44.5 + X. 16 30.5 12 35 21 24.5 8.5 41 15.5 33 19 28 + XI. 38.5 36.5 21 48.5 30 54.5 31 55.5 32 54 12 50 + + 313 392 254 353.5 292.5 381.5 290 386 293.5 388.5 255 375.5 + + 7 8 9 10 Averages + S L S L S L S L S L + I. 20.5 31.5 21.5 28.5 22.5 28 22.5 26 20.90 26.50 + II. 14.5 17.5 19 20 11 4.5 7 30.5 16.10 25.00 + III. 10 22 8.5 26 17 16 8 16 12.35 21.90 + IV. 27.5 28.5 35 30.5 23.5 46 27.5 49.5 28.95 33.35 + V. 40.5 35 24.5 22.5 21 31 21.5 21.5 35.40 36.75 + VI. 22.5 18.5 11.5 21 20 27 22.5 24 21.35 21.60 + VII. 44.5 46.5 52 51 33.5 49 39.5 50.5 44.85 47.85 + VIII. 19.5 20 21 27 19.5 27.5 18.5 22.5 24.05 29.60 + IX. 18.5 46 13 42 20 42 18.5 43 19.95 44.90 + X. 18.5 24 20.5 21 20.5 22 18.5 28.5 17.00 28.75 + XI. 21 49 32 53.5 38 53.5 34.5 46.5 29.00 50.15 + + 257.5 338.5 258.5 343 246.5 346.5 238.5 358.5 24.54 33.30 + + _L_: large. _S_: small. + + General average, _S_, 24.54 sec.; _L_, 33.30 sec. + + +_Series No. III._--In the third series, where the variant is the +extent of (gray) surface exposed, the preponderance is in favor of the +image corresponding to the larger object. This shows an appearance of +some 33 seconds per minute as against 24 for the smaller (Table III.). +Here the most obvious thing in the reports, aside from the relative +durations, is the greater vividness of the favored image. Something, +no doubt, is due to the greater length of boundary line and other +spatial dimensions involved in the greater size. And it is this +superiority, and the ampler movements which it implies, which were +probably felt by the subject who reports 'a feeling of expansion in +the eye which corresponds to the larger image and of contraction in +the other.' But the more general comment is as to the greater +vividness of the larger image. "The larger images seem brighter +whichever side they are on." "The larger is a little more distinct, as +if it were nearer to me." "Large much more vivid than small." Such are +the reports which run through the series. And they point, undoubtedly, +to a cumulative effect, corresponding to a well-known effect in +sensation, in virtue of which greater extension may become the +equivalent of greater intensity. In other words, the larger image made +the stronger impression. Now in external perception the stronger +impression tends to hold the attention more securely; that is, it is +more effective in producing those adjustments of the sensory organs +which perceptive attention implies. So here what was noticed as the +superior brightness and distinctness of the larger image may be +supposed to imply some advantage in the latter in securing those +adjustments of the mental attitude which were favorable to the +apprehension of that image. Advantage means here, again, in part at +least, if the considerations we have urged are sound, inhibition of +those motor processes which would tend to turn attention to a rival. +And here, again, the adjustment may reach no external organ. An +incipient innervation, which is all that we need assume as the +condition of a change of mental attitude, would suffice to block, or +at least to hamper, inconsistent innervations no more complete than +itself. + +[Illustration: Fig. 4.] + + +TABLE IV. + + 1 2 3 4 + G W G W G W G W + I. 15.5 28.5 21.5 32.5 20 33 21 28.5 + II. 39.5 23 22.5 22.5 19 20.5 35.5 17.5 + III. 13.5 12.5 32 4.5 8.5 10 11.5 11.5 + IV. 30 33.5 38 36.5 36 39.5 37.5 13.5 + V. 33.5 32.5 34.5 32 33 35 45 36.5 + VI. 15 22 21 21 18.5 22 12 22 + VII. 53.5 50 43 46 54.5 55 56 56 + VIII. 15.5 24.5 24 25 20 13 16.5 21 + IX. 17.5 44 9.5 46 18.5 43.5 16 42 + X. 25.5 19 29.5 19 21 20.5 23.5 18 + XI. 35 42.5 13 29.5 18.5 46 16 38 + 294 332 288.5 314.5 267.5 338 290.5 304.5 + + 5 6 7 8 + G W G W G W G W + I. 24 26.5 23.5 25 19.5 30.5 21 29 + II. 21 29.5 20 18.5 29 16.5 28.5 14 + III. 20.5 8.5 11 11.5 10 14 23 16.5 + IV. 39.5 28.5 34.5 22.5 23 30.5 33.5 18 + V. 45 53 48 51 45 29 32.5 34.5 + VI. 21.5 28 18 32 20.5 19 21.5 18 + VII. 54.5 56 54.5 54.5 45 46 49 49 + VIII. 24 26.5 23.5 22.5 24 17.5 31 31.5 + IX. 16 44 14 43.5 9 43.5 13 44.5 + X. 24.5 18 24 21.5 25.5 24 22 22.5 + XI. 20.5 8.5 15 36.5 33 23 34 29 + 311 327 286 339 283.5 293.5 309 306.5 + + 9 10 11 12 Averages. + G W G W G W G W G W + I. 25 25.5 22.5 21 25 26.5 27 21.5 22.95 27.33 + II. 20 25 15 20 29 32 13.5 20 24.37 21.58 + III. 12 20 12.5 17.5 10.5 21 3 23 14.00 14.25 + IV. 33 19.5 35.5 28 21.5 34.5 25.5 26.5 32.29 27.58 + V. 51 50 35 30.5 40.5 54.5 45.5 52.5 40.70 40.91 + VI. 13 29.5 25 33.5 28.5 23 23.5 27.5 19.83 24.79 + VII. 46.5 39.5 38.5 44.5 43.5 47.5 42.5 34.5 48.41 48.20 + VIII. 17.5 25.5 22 15.5 21 29 22.5 21.5 21.79 22.75 + IX. 13 43.5 12.5 41.5 15 42 11 40 13.75 43.16 + X. 24 24 27 19 25 21.5 23.5 23.5 24.58 20.87 + XI. 13.5 49 2.5 43 14 34 23 22 19.83 33.41 + 268.5 351 248 314 273.5 365.5 260.5 312.5 25.61 29.53 + + _G:_ Gray. _W:_ White. + + General average: _G_, 25.61 sec.; _W_, 29.53 sec. + + +_Series No. IV._--This and the next following series do not suggest +much that differs in principle from what has been stated already. It +should be noted, however, that in the white-gray series (Table IV.) +the persistence of the gray in ideation surprised the subjects +themselves, who confessed to an expectation that the white would +assert itself as affectively in ideation as in perception. But it is +not improbable that affective or ęsthetic elements contributed to the +result, which shows as high a figure as 25 seconds for the gray as +against 29 for the white. One subject indeed (IV.) found the gray +restful, and gives accordingly an individual average of 32 for the +gray as against 27 for the white. More than one subject, in fact, +records a slight advantage in favor of the gray. And if we must admit +the possibility of a subjective interest, it seems not unlikely that a +bald blank space, constituting one extreme of the white-black series, +should be poorer in suggestion and perhaps more fatiguing than +intermediate members lying nearer to the general tone of the ordinary +visual field. Probably the true function of the brightness quality in +favoring ideation would be better shown by a comparison of different +grays. The general average shows, it is true, a decided preponderance +in favor of the white, but the individual variations prove it would be +unsafe to conclude directly, without experimental test, from the laws +of perception to the laws of ideation. + + +_Series No. V._--The fifth series, which was suggested by the second, +presents the problem of the lines in greater simplicity than the +second; and, unlike the earlier series, it shows in all the individual +averages the same sort of preponderance as is shown in the general +average (straight line, 31; broken line, 38). The footings of the +columns, moreover, show an aggregate in favor of the broken line in +the case of every pair of lines that were exposed together. The +results in this case may therefore be regarded as cleaner and more +satisfactory than those reached before, and come nearer, one may say, +to the expression of a general law. The theoretical interpretation, +however, would be in both cases the same. + +[Illustration: FIG. 5.] + + +TABLE V. + + 1 2 3 4 5 6 + L A L A L A L A L A L A + I. 28 26.5 24.5 29.5 25 28 26 28.5 26 29.5 25.5 29.5 + II. 35 41.5 42 34.5 31.5 47.5 53 50.5 52 52 48 48 + III. 16.5 19.5 24 29 41 29.5 35.5 29 21 40 39 40 + IV. 40 41.5 37 45 32.5 45.5 36.5 43.5 33.5 38 36.5 43.5 + V. 49 53 45 47 45.5 36.5 32.5 51 37 46 40 51 + VI. 18 31.5 16 45 22.5 30.5 25 25 24.5 37 25 22 + VII. 43 39.5 52 54.5 52.5 53.5 51 54.5 40.5 55 48 48.5 + VIII. 23 23 27 29.5 38 40 34.5 32 23 37 42 38.5 + IX. 23 48 48 47.5 35 46.5 48 35 28.5 48 46.5 34.5 + X. 18 33 19.5 31.5 20.5 30 22 29.5 16.5 35.5 19.5 33 + XI. 22.5 33.5 18 41 26 23 19 35.5 5 38 7 50.5 + + 316 390.5 353 434 370 410.5 383 414 307.5 456 377 439 + + Averages. + L A + I. 25.83 28.58 + II. 43.58 45.66 + III. 29.50 31.16 + IV. 36.00 42.83 + V. 41.50 47.41 + VI. 21.83 31.83 + VII. 47.83 50.91 + VIII. 31.25 33.33 + IX. 38.16 43.25 + X. 19.33 32.08 + XI. 16.25 36.91 + + 31.91 38.54 + + _L_: Line (straight line). _A_: Angle (broken line). + + General average: _L_, 31.91 sec.; _A_, 38.54 sec. + + +TABLE VI. + + 1 2 3 4 5 6 + P M P M P M P M P M P M + I. 22 32.5 23.5 32 23.5 32 22.5 32.5 23.5 31.5 21 39 + II. 24.5 32.5 31.5 49.5 32 39 36 36 33.5 42 28.5 35 + III. 8.5 23.5 0 36 0 31.5 11.5 5.5 8.5 14 3.5 8.5 + IV. 30 49.5 30.5 42 24 48 27.5 44 28 40.5 43.5 34.5 + V. 55.5 55.5 54.5 54.5 46.5 53 34 36 41.5 47 31 35.5 + VI. 19.5 22.5 19.5 28 19.5 28.5 26.5 27.5 24.5 29.5 18.5 36 + VII. 45 56.5 47.5 55.5 40.5 40 48 54 33.5 50 41 42.5 + VIII. 19.5 24 0 40 27.5 20.5 13.5 23 16 25 23 34.5 + IX. 28 49.5 26.5 48.5 27.5 45 18 45 21.5 48.5 42.5 44.5 + X. 8 43.5 22 29 8.5 43.5 9.5 42.5 16 35 12.5 40.5 + XI. 5.5 42.5 7.5 35.5 16.5 35.5 7.5 41 10 41.5 8 32.5 + + 24.18 39.27 23.91 40.95 24.18 37.86 23.14 35.18 23.32 36.77 24.82 34.82 + + Indiv. Aver. + P M + I. 22.666 33.250 + II. 31.000 39.000 + III. 5.333 19.833 + IV. 30.583 43.083 + V. 43.833 46.916 + VI. 21.333 28.666 + VII. 42.583 49.750 + VIII. 16.583 27.833 + IX. 27.333 46.833 + X. 12.750 39.000 + XI. 9.166 38.083 + + 23.92 37.48 + + _P_: Plain. _M_: Marked. + + General average: Plain, 23.92 sec.; Marked, 37.48 sec. + + +Series No. VI._--Both the figures in each pair of this series were of +the same material (granite-gray cardboard) and of the same area and +outline, but the content of one of the two was varied with dark lines +for the most part concentric with the periphery. + +The advantage on the side of the figures with a varied content is +marked, the general averages showing a greater difference than is +shown in any of the tables so far considered. And the advantage +appears on the same side both in the individual averages and in the +averages for the different pairs as shown at the foot of the columns. +There can be little doubt, accordingly, that we have here the +expression of a general law. + +For the meaning of this law we may consult the notes of the subjects: +'The plain figure became a mere amorphous mass;' 'the inner lines +reinforce the shape, for while previously the number of points in this +star has increased (in ideation), here the number is fixed, and fixed +correctly;' 'my attention traversed the lines of the content, and +seemed to be held by them;' 'the variety of the marked objects was +felt as more interesting;' 'the attention was more active when +considering the marked figures, passing from point to point of the +figure;' 'the surface of the plain figure was attended to as a whole +or mass, without conscious activity;' 'in the plain figure I thought +of the gray, in the marked figure I thought of the lines;' 'part of +the plain figure tended to have lines.' + +The part played by the motor elements previously referred to in +sustaining attention and prolonging (internal) sensation is here +unmistakable. We have further evidence, too, of the value of the line +in defining and strengthening the mental attitude. In a mass of +homogeneous elements such as is presented by a uniform gray surface, +the attention is equally engaged by all and definitely held by none. +Monotony therefore means dullness. And the inhibition of incompatible +attitudes being as weak and uncertain as the attitudes actually but +loosely assumed, the latter are readily displaced, and the sensation +to which they correspond as readily disappears. Hence the greater +interest excited by the lined figures. The lines give definiteness and +direction to the attention, and as definitely inhibit incompatible +attitudes. And the shutting out of the latter by the spontaneous +activity of the mind means that it is absorbed or interested in its +present occupation. + + +TABLE VII. + + 1 2 3 4 5 6 + 5 10 5 10 5 10 5 10 5 10 5 10 + I. 29.5 23 24.5 21.5 27 18.5 28 26 27 20 25 29.5 + II. 25.5 21 32.5 42.5 19.5 33 27 33.5 26 32 20 28.5 + III. 4.5 18.5 12.5 5.5 0 3.5 7.5 11 10.5 18.5 0 7 + IV. 33 31.5 28 32 42 44 25 45 38.5 43 41 36.5 + V. 35 40.5 35 52.5 28 49.5 43 31 42.5 29 47.5 50.5 + VI. 10.5 34.5 10.5 34.5 23 15 26 26.5 22 27 19.5 34.5 + VII. 27 42 28.5 19 31.5 49 39 45.5 28.5 50.5 49.5 51.5 + VIII. 13.5 21.5 19 15 21.5 18 23 22.5 19.5 18 24.5 21.5 + IX. 33 43.5 36 37.5 35 40 26 45 31.5 44 21.5 43.5 + X. 20.5 23 22.5 23 23 23.5 22 27.5 21.5 29 21 34.5 + XI. 13.5 29 32 16.5 9.5 36.5 40.5 8.5 39.5 8.5 17.5 30.5 + + 22.32 31.50 25.55 27.23 23.64 30.05 27.91 29.27 27.91 29.05 26.09 33.45 + + 7 8 9 10 11 12 + 5 10 5 10 5 10 5 10 5 10 5 10 + I. 22.5 29 27.5 25.5 26 22 22.5 27.5 25.5 25 22 28 + II. 29 37.5 32.5 28 34 32 26 23 30.5 28 25.5 23 + III. 20.5 8.5 12 16.5 21 9 32 3 21.5 15 8 22 + IV. 31 26 39.5 41.5 37 29.5 28.5 37 36.5 30.5 33 31.5 + V. 38 34 39 46.5 54 40 32.5 46 43.5 46 36.5 50.5 + VI. 30 17 13 25 34.5 26.5 20.5 27 27 35 27.5 33 + VII. 55.5 50 42.5 28 50.5 15.5 49 17.5 43.5 29.5 44 26.5 + VIII. 16.5 21.5 18 17 17.5 21.5 21 22.5 21.5 23.5 23 27.5 + IX. 41 46 45.5 43.5 46.5 33 39 37.5 32 35 33.5 40 + X. 24.5 28.5 26.5 24 28.5 25.5 25.5 25 22 30 24 23.5 + XI. 19.5 26.5 14 30 42.5 2.5 21.5 30 22.5 33 25.5 24 + + 29.82 29.50 28.18 29.59 35.64 23.36 28.91 26.91 29.64 30.05 27.50 29.96 + + Indiv. Aver. + 5 10 + I. 25.58 24.62 + II. 27.33 30.16 + III. 12.50 11.50 + IV. 34.41 35.66 + V. 39.54 43.00 + VI. 22.00 27.95 + VII. 40.75 35.37 + VIII. 19.87 20.83 + IX. 35.04 40.70 + X. 23.45 26.41 + XI. 24.83 22.95 + + 27.75 29.15 + + 5: refers to object exposed 5 seconds. + 10: refers to object exposed 10 seconds. + + General average: (5), 27.75 sec.; (10), 29.15 sec. + + +_Series No. VII._--The object of this series was to determine the +effect in ideation of exposing for unequal lengths of time the two +objects compared. The figures compared were of the same area and +outline, and were distinguished only by their color, one being red and +the other green. These colors were employed, after a preliminary test, +as showing, on the whole, to nearly equal advantage in the individual +choice of colors. The shorter exposure was five seconds and the longer +exposure ten seconds. The color that was to be seen the longer time +was exposed first alone; after five seconds the other was exposed; and +then both were seen for five seconds together, so that neither might +have the advantage of the more recent impression. The two colors were +regularly alternated, and in one half of the series the longer +exposure was to the right, in the other half to the left. The extra +five seconds were thus in each case at the beginning of the +experiment. + +The general averages show only a slight advantage in favor of the +color which was exposed the longer time, namely, 29.15 seconds, as +against 27.75 seconds. It is not easy to believe that the advantage of +sole occupancy of the visual field for five seconds, without any +offsetting disadvantage in the next five seconds, should have so +slight an effect on the course of ideation. And it is not improbable +that there was an offsetting disadvantage. In the presence of color +the subject can scarcely remain in the attitude of quiet curiosity +which it is easy to maintain in the observation of colorless objects. +A positive interest is excited. And the appearance of a new color in +the field when there is another color there already seems to be +capable of exciting, by a sort of successive contrast different from +that ordinarily described, an interest which is the stronger from the +fact that the subject has already been interested in a different +color. That is to say, the transition from color to color (only red +and green were employed) seems to be more impressive than the +transition from black to color. And, under the conditions of the +experiment, the advantage of this more impressive transition lay +always with the color which was exposed the shorter time. + +Judging from the introspective notes, the outline seems to suffer, in +competition with a colored content, some loss of power to carry the +attention and maintain its place in the ideation. "The colors tend to +diffuse themselves, ignoring the boundary," says one. "The images fade +from the periphery toward the center," says another. On the other +hand, one of the subjects finds that when both images are present the +color tends to fade out. This may perhaps be explained by the remark +of another subject to the effect that there is an alternate shifting +of the attention when both images are present. An attitude of +continued and definite change, we may suppose, is one in which the +color interest must yield to the interest in boundaries and definite +spatial relations. + +Other interesting facts come out in the notes. One subject finds the +ideated plane farther away than the objective plane; another conceives +the two as coinciding. The movement of the eyes is by this time +distinctly perceived by the subject. The reports run as follows: +'Eye-movements seem to follow the changes in ideation;' 'I find my +eyes already directed, when an image is ideated, to the corresponding +side, and am sometimes conscious of the movement, but the movement is +not intended or willed;' 'in ideating any particular color I find my +attention almost always directed to the side on which the +corresponding object was seen.' This last observation seems to be true +for the experience of every subject, and, generally speaking, the +images occupy the same relative positions as the objects: the image of +the right object is seen to the right, that of the left object to the +left, and the space between the two remains tolerably constant, +especially for the full-faced figures. + +This fact suggested a means of eliminating the disturbing influence of +color, and its contrasts and surprises, by the substitution of gray +figures identical in form and size and distinguished only by their +spatial position. The result appears in the table which follows +(VIII.). + +_Series No. VIII._--The object of this experiment was the same as that +of No. VII. Granite-gray figures, however, were substituted, for the +reasons already assigned, in place of the red and green figures. And +here the effect of additional time in the exposure is distinctly +marked, the general averages showing 32.12 seconds for the image of +the object which was exposed 10 seconds, as against 25.42 seconds for +the other. + + +TABLE VIII. + + 1 2 3 4 5 Indiv. Aver. + 5 10 5 10 5 10 5 10 5 10 5 10 + I. 26.5 27 24.5 30.5 26.5 28 27.5 27.5 26.5 29 26.3 28.4 + II. 32.5 38.5 27 36 29 28 17 14.5 37.5 27 28.6 28.8 + III. 4.5 13.5 11 1.5 10 11 7.5 14.5 12.5 8.5 9.1 9.8 + IV. 23.5 40.5 27.5 34 35.5 38 35 28 17 39 27.7 35.9 + V. 41 46 50 51.5 43 42.5 46 35.5 31.5 44 42.3 43.9 + VI. 7.5 27 18 25 21.5 25.5 7 44.5 33.5 19 17.5 28.2 +VIII. 24.5 27 34.5 32 36.5 36 34.5 38.5 28 28.5 31.6 32.4 + IX. 17 46 25.5 47.5 44 47 40.5 47.5 48 48 35.0 47.2 + X. 20 29 21 26.5 25.5 24.5 27.5 22 19.5 23.5 22.7 25.1 + XI. 11 41.5 9.5 50 5.5 43.5 15.5 40.5 25.5 32 13.4 41.5 + 20.80 33.60 24.85 33.45 27.70 32.40 25.80 31.30 27.95 29.85 25.42 32.12 + + VII.--Absent. + + 5: refers to object exposed 5 seconds. + 10: refers to object exposed 10 seconds. + + General average: (5), 25.42 sec.; (10), 32.12 sec. + + +The interpretation of this difference may be made in accordance with +the principles already laid down. The ideated and actual movements +which favor the recurrence and persistence of an idea are, on grounds +generally recognized in psychology, much more likely to occur and +repeat themselves when the corresponding movements, or the same +movements in completer form, have frequently been repeated in +observation of the corresponding object. + + +TABLE IX. + + 1 2 3 4 5 Indiv. Aver. + 1st 2d 1st 2d 1st 2d 1st 2d 1st 2d 1st 2d + I. 22.5 32.5 27 28 26.5 28 26.5 27.5 26 29 25.7 29.0 + II. 4.5 43 9 29 3.5 38 0 43 17 44.5 6.8 39.5 + III. 0 22 0 20.5 9.5 16.5 0 23.5 3.5 9.5 2.6 18.4 + IV. 0 31 1 35.5 4.5 39 16.5 32.5 16 20.5 7.6 31.7 + V. 24 52.5 41.5 40 12 53.5 22 55 22 50.5 24.3 50.3 + VII. 1.5 52 0 48 0 54.5 0 50.5 0 46.5 0.3 50.3 +VIII. 12 26 10 27.5 11.5 23.5 13.5 28.5 15.5 20 12.5 25.1 + IX. 24 43.5 20 42 25 42.5 20.5 44.5 28 42.5 23.5 43.0 + X. 9 45.5 19.5 30 11 33 12 38 14.5 30 13.2 35.3 + XI. 12.5 35 23.5 29.5 1 49 2 44 10.5 52 9.9 41.9 + 11.00 38.30 15.15 33.00 10.45 37.75 11.30 38.70 15.30 34.50 12.64 36.45 + + VI.--Absent. + + From this point on the place of Miss H. (IV.) is taken by Mr. + R. The members in each pair of objects in this group were not + exposed simultaneously. + + 1st: refers to object first exposed. + 2d: refers to object last exposed. + + General average: 1st, 12.64 sec.: 2d, 36.45 sec. + + +What is here called ideated movement--by which is understood the idea +of a change in spatial relations which accompanies a shifting of the +attention or a change in the mental attitude, as distinguished from +the sense of movements actually executed--was recognized as such by +one of the subjects, who says: "When the two objects are before me I +am conscious of what seem to be images of movement, or ideated +movements, not actual movements." The same subject also finds the +image of the object which had the longer exposure not only more vivid +in the quality of the content, but more distinct in outline. + + +_Series No. IX._--In this experiment the objects, which were of +granite-gray cardboard, were exactly alike, but were exposed at +different times and places. After the first had been exposed five +seconds alone, it was covered by means of a sliding screen, and the +second was then exposed for the same length of time, the interval +between the two exposures being also five seconds. Two observations +were made with each pair, the first exposure being in one case to the +left and in the other case to the right. The object here was, of +course, to determine what, if any, advantage the more recent of the +two locally different impressions would have in the course of +ideation. The table shows that the image of the object last seen had +so far the advantage in the ideational rivalry that it remained in +consciousness, on the average, almost three times as long as the +other, the average being, for the first, 12.64 seconds; for the +second, 36.45 seconds. And both the individual averages and the +averages for the several pairs show, without exception, the same +general tendency. + +The notes show, further, that the image of the figure first seen was +not only less persistent but relatively less vivid than the other, +though the latter was not invariably the case. One subject had 'an +impression that the images were farther apart' than in the series +where the exposure of the two objects was simultaneous, though the +distance between the objects was in all cases the same, the time +difference being, apparently, translated into spatial terms and added +to the spatial difference. The sort of antagonism which temporal +distinctions tend, under certain conditions, to set up between ideas +is illustrated by the remark of another subject, who reports that 'the +attention was fairly dragged by the respective images.' And the fact +of such antagonism, or incompatibility, is confirmed by the extremely +low figure which represents the average time when both images were +reported present at the same time. The two images, separated by +processes which the time interval implies, seem to be more entirely +incompatible and mutually inhibitory than the images of objects +simultaneously perceived. For not only does the advantage of a few +seconds give the fresher image a considerable preponderance in its +claim on the attention, but even the earlier image, after it has once +caught the attention, usually succeeds in shutting out the other from +a simultaneous view. + + +TABLE X. + + 1 2 3 4 5 Indiv. Aver. + V H V H V H V H V H V H + I. 27.5 27 26.5 28 30.5 24.5 27.5 28.5 26 25 27.60 26.60 + II. 45 43.5 37 40 35.5 28.5 19 15.5 30.5 30.5 33.40 31.60 + III. 19 21 0 10.5 19.5 19 9 15 4.5 16 10.40 16.30 + IV. 47.5 39 36 22.5 44.5 41.5 47.5 46 37 36 42.50 37.00 + V. 56.5 46.5 42.5 42.5 48 45.5 48.5 48.5 53 52 49.70 47.00 + VI. 31.5 28.5 30.5 30.5 22 34.5 34.5 28.5 25 26.5 28.70 29.70 + VII. 55 55 55 45.5 38 20 55.5 53.5 56 56 51.90 45.80 +VIII. 39.5 47 23.5 23.5 19 18.5 26.5 26.5 26 20.5 26.90 27.20 + IX. 26.5 46 38 42.5 41 44 40.5 46.5 35.5 39 36.30 43.60 + X. 24.5 25 26 25 25.5 23 23.5 28.5 32.5 20.5 26.40 24.40 + XI. 52 52 56.5 54.5 48 49.5 45 47.5 51.5 47.5 50.60 50.20 + + 38.60 39.14 33.77 33.09 33.77 31.68 34.27 34.95 34.31 33.60 34.94 34.49 + + _V_: Vertical. _H_: Horizontal. + + General average: Vertical, 34.94 sec.; Horizontal, 34.49 sec. + + +_Series No. X._--The objects used in this experiment were straight +lines, two strips of granite-gray cardboard, each ten centimeters long +and half a centimeter wide, the one being vertical and the other +horizontal. These were pasted on black cards and exposed in alternate +positions, each appearing once to the right and once to the left. The +figures in the columns represent in each case the combined result of +two such observations. + +The experiments with these lines were continued at intervals through +a number of weeks, each individual average representing the result of +ten observations, or of five pairs of exposures with alternating +objects. + +The striking feature in the observations is the uniformity of the +results as they appear in the general averages and in the averages for +each pair as shown at the foot of the columns. There is some variation +in the individual tendencies, as shown by the individual averages. But +the general average for this group of subjects shows a difference of +less than half a second per minute, and that difference is in favor of +the vertical line. + +This series will serve a double purpose. It shows, in the first place, +that on the whole the vertical and the horizontal lines have a nearly +equal chance of recurrence in image or idea. It will serve, in the +second place, as a standard of comparison when we come to consider the +effect of variations in the position and direction of lines. + + +TABLE XI. + + 1 2 3 4 5 Indiv. Av. + F O F O F O F O F O F O + I. 24 31 26.5 28.5 27 29 22 33.5 27.5 28 25.4 30.0 + II. 53.5 50 52.5 52.5 56.5 55.5 43.5 43.5 56 51.5 52.4 50.6 + III. 3 21.5 4 20 11 17 3.5 27 0 20.5 4.3 21.2 + IV. 26.5 30 11 48.5 12.5 53 12 51 23 51 17.0 46.7 + V. 40.5 56.5 48 56 55.5 55.5 53 55.5 53.5 55.5 50.1 55.58 + VI. 27.5 40.5 23 31.5 24.5 32.5 31 29 27 33.5 26.6 33.4 + VII. 50.5 54 53.5 56.5 53.5 53.5 40.5 52 55 55 50.6 54.2 +VIII. 1 33.5 11 27 5 32 7.5 39 4.5 36.5 5.8 33.6 + IX. 35.5 41.5 45.5 47 41.5 41.5 39 44.5 41 41.5 40.5 43.2 + X. 19 30.5 21.5 30.5 21 29.5 16 37.5 22.5 30.5 20.0 31.7 + XI. 11.5 52.5 18 51.5 14.5 50.5 23 50.5 15 52.5 16.4 51.5 + 26.59 40.14 28.59 40.86 29.32 40.86 26.45 42.09 29.55 41.45 28.10 41.08 + + _F_: Full-faced. _O_: Outlined. + + General average: full-faced, 28.10 sec.; outlined, 41.08 sec. + + +_Series No. XI._--In this series full-faced figures were compared with +outline figures of the same dimensions and form. Material, +granite-gray cardboard. The area of the full-faced figures was the +same as that of the figures of similar character employed in the +various series, approximately 42 sq. cm.; the breadth of the lines in +the outline figures was half a centimeter. The objects in each pair +were exposed simultaneously, with the usual instructions to the +subject, namely, to regard each object directly, and to give to each +the same share of attention as to the other. + +The form of the experiment was suggested by the results of earlier +experiments with lines. It will be remembered that the express +testimony of the subjects, confirmed by fair inference from the +tabulated record, was to the effect that lines show, in ideation as in +perception, both greater energy and clearer definition than surfaces. +By lines are meant, of course, not mathematical lines, but narrow +surfaces whose longer boundaries are closely parallel. To bring the +superior suggestiveness of the line to a direct test was the object of +this series. And the table fully substantiates the former conclusion. +For the outline figure we have a general average of 41.08 seconds per +minute, as against 28.10 seconds for the full-faced figure. + +The notes here may be quoted as corroborative of previous statements. +"I notice," says one, "a tendency of the color in the full-faced +figure to spread over the background"--a remark which bears out what +has been said of the relative vagueness of the subjective processes +excited by a broad homogeneous surface. To this may be added: "The +full-faced figures became finally less distinct than the linear, and +faded from the outside in;" "the areal (full-faced) figure gradually +faded away, while the linear remained." Another comment runs: "I feel +the left (full-faced) striving to come into consciousness, but failing +to arrive. Don't see it; feel it; and yet the feeling is connected +with the eyes." This comment, made, of course, after the close of an +observation, may serve as evidence of processes subsidiary to +ideation, and may be compared, in respect of the motor factors which +the 'striving' implies, with the preparatory stage which Binet found +to be an inseparable and essential part of any given (vocal) motor +reaction.[8] + + [8] Binet, A. et Henri, V.: _op. citat._ + + +_Series No. XII._--Both the figures of each pair in this series were +linear, and presented the same extent of surface (granite-gray) with +the same length of line. In other words, both figures were constituted +of the same elements, and in both the corresponding lines ran in the +same direction; but the lines in the one were connected so as to form +a figure with a continuous boundary, while the lines of the other were +disconnected, _i.e._, did not inclose a space. The total length of +line in each object was twenty centimeters, the breadth of the lines +five millimeters. Both figures were arranged symmetrically with +respect to a perpendicular axis. + +[Illustration: FIG. 6.] + + +TABLE XII. + + 1 2 3 4 5 Indiv. Av. + L F L F L F L F L F L F + I. 31.5 24 30 24.5 23.5 32 25.5 30.5 27 29.5 27.5 28.1 + II. 55 55 56 56 56 56 56.5 56.5 54 54 55.5 55.5 + III. 22 6 26.5 9.5 31.5 1.5 23 5.5 28.5 0 26.3 4.5 + IV. 31 15 46.5 20.5 52 9.5 49 6 55 18 46.7 13.8 + V. 56 54 56 56 56 56 56.5 56.5 55.5 55.5 56.0 55.6 + VI. 33 30 34 39.5 31.5 29.5 26.5 32 26 31.5 30.2 32.5 + VII. 55.5 49.5 56.5 38 54.5 35 57.5 32.5 38 27 52.4 36.4 +VIII. 26.5 15.5 21.5 13.5 25 17 25.5 21 15 13.5 22.7 16.1 + IX. 45.5 32.5 44.5 39 42.5 35.5 41.5 37.5 43 40.5 43.4 37.0 + X. 29.5 23 36.5 16 23 28.5 35.5 16.5 29 23 30.7 21.4 + XI. 52 8 49.5 19 45.5 25 43.5 21.5 15 31.5 41.1 21.0 + 39.77 28.41 41.77 30.18 40.10 29.60 40.05 28.73 35.10 29.50 39.32 29.26 + + L: Interrupted lines. + F: Figure with continuous boundary. (Figure in outline.) + + General average: Lines, 39.32 sec.; figure, 29.26 sec. + + +The experiment was devised in further exploration of the effect of the +line in ideation. The result fully bears out, when read in the light +of the introspective notes, what has been said of the importance of +the motor element in ideation. It might have been supposed, in view of +the importance usually attached to unity or wholeness of impression in +arresting and holding the attention in external perception, that the +completed figure would have the more persistent image. The general +averages, however, stand as follows: Interrupted lines, 39.32 seconds +per minute; completed figure, 29.26 seconds per minute. The individual +averages show slight variations from the tendency expressed in these +figures, but the averages for the several pairs are all in harmony +with the general averages. + +The notes furnish the key to the situation: "I felt that I was doing +more, and had more to do, when thinking of the broken lines." "The +broken figure seemed more difficult to get, but to attract attention; +continuous figure easy to grasp." "Felt more active when +contemplating the image of the broken figure." "In the broken figure I +had a feeling of jumping from line to line, and each line seemed to be +a separate figure; eye-movement very perceptible." The dominance of +the interrupted lines in ideation is evidently connected with the more +varied and energetic activity which they excited in the contemplating +mind. Apparently the attention cannot be held unless (paradoxical as +it may sound) it is kept moving about its object. Hence, a certain +degree of complexity in an object is necessary to sustain our interest +in it, if we exclude, as we must of course in these experiments, +extraneous grounds of interest. Doubtless there are limits to the +degree of complexity which we find interesting and which compels +attention. A mere confused or disorderly complex, wanting altogether +in unity, could hardly be expected to secure attention, if there is +any truth in the principle, already recognized, that the definite has +in ideation a distinct advantage over the vague. Here again the notes +suggest the method of interpretation. "The broken lines," says one, +"tended to come together, and to take the form of the continuous +figure." Another remarks: "The broken figure suggests a whole +connected figure; the continuous is complete, the broken wants to be." +In virtue of their power to excite and direct the activity of the +attention the interrupted lines seem to have been able to suggest the +unity which is wanting in them as they stand. "The broken lines," says +another, "seemed to run out and unite, and then to separate again"--a +remark which shows a state of brisk and highly suggestive activity in +the processes implied in attention to these lines. And a glance at the +diagram will show how readily the union of the broken lines may be +made. These were arranged symmetrically because the lines of the +completed figures were so arranged, in order to equalize as far as +possible whatever ęsthetic advantage a symmetrical arrangement might +be supposed to secure. + +It thus appears that, whatever the effect in ideation of unity in the +impression, the effect is much greater when we have complexity in +unity. The advantage of unity is undoubtedly the advantage which goes +with definiteness of impression, which implies definite excitations +and inhibitions, and that concentration of energy and intensity of +effect in which undirected activity is wanting. But a bare unity, it +appears, is less effective than a diversified unity. To what extent +this diversity may be carried we make no attempt to determine; but, +within the limits of our experiment, its value in the ideational +rivalry seems to be indisputable. And the results of the experiment +afford fresh proof of the importance of the motor element in internal +perception. + + +TABLE XIII. + + 1 2 3 4 5 Indiv. Av. + F V F V F V F V F V F V + I. 25 29 26 29 29.5 26.5 25.5 30 24.5 31 26.1 29.1 + II. 56 56 55 55 54 54.5 47.5 47.5 45 50 51.5 52.6 + III. 2.5 5.5 2.5 8.5 6.5 5 16.5 9.5 17 15 9.0 8.7 + IV. 48 48 31.5 31.5 31 46 51.5 51.5 35 52 39.4 45.8 + V. 54 54 56.5 52 56 56 56 56 54 56 55.3 54.8 + VI. 39 29 30 33.5 35.5 22.5 32.5 34 33.5 24.5 34.1 28.7 + VII. 46 55 54.5 46.5 46.5 50 49.5 54 47 46 48.7 50.3 +VIII. 9 14.5 23 20.5 23.5 22 18 14.5 16 17 17.9 17.7 + IX. 43 43 46.5 46.5 45.5 45.5 43.5 43.5 46 47.5 44.9 45.2 + X. 28 26.5 21 29.5 26.5 26.5 21.5 31.5 25 29 24.4 28.6 + XI. 23.5 46 19.5 35.5 20 46 24 47.5 28.5 19.5 23.1 38.9 + 34.00 36.95 33.27 35.27 34.05 36.41 35.09 38.14 33.77 35.23 34.03 36.40 + + F: Figure (in outline). V: Vertical lines. + + General average: Figure, 34.03 sec.; vertical lines, 36.40 sec. + + +_Series No. XIII._--In this series, also, both the figures of each +pair were constituted of the same elements; that is to say, both were +linear, and presented the same extent of surface (granite-gray), with +the same length of line, the total length of the lines in each figure +being twenty centimeters and the breadth of the lines being three +millimeters. But while the lines of one figure were connected so as to +form a continuous boundary, the lines of the other figure were all +vertical, with equal interspaces. And, as in the last preceding +series, the two figures were formed by a different but symmetrical +arrangement of the same lines. + +As before, the advantage is on the side of the disconnected lines. In +this case, however, it is very slight, the general averages showing +34.03 seconds for the completed figure, as against 36.40 seconds for +the lines. This reduction in the difference of the averages is +probably to be explained by the reduced complexity in the arrangement +of the lines. So far as they are all parallel they would not be likely +to give rise to great diversity of movement, though one subject does, +indeed, speak of traversing them in all directions. In fact, the +completed figures show greater diversity of direction than the lines, +and in this respect might be supposed to have the advantage of the +lines. The notes suggest a reason why the lines should still prove the +more persistent in ideation. "The lines appealed to me as a group; I +tended always to throw a boundary around the lines," is the comment of +one of the subjects. From this point of view the lines would form a +figure with a content, and we have learned (see Series No. VI.) that a +space with a varied content is more effective in ideation than a +homogeneous space of the same extent and general character. And this +unity of the lines as a group was felt even where no complete boundary +line was distinctly suggested. "I did not throw a boundary around the +lines," says another subject, "but they had a kind of unity." It is +possible also that from the character of their arrangement the lines +reinforced each other by a kind of visual rhythm, a view which is +supported by the comments: 'The lines were a little plainer than the +figure;' 'figure shadowy, lives vivid;' 'the figure grew dimmer +towards the end, the lines retained their vividness.' + +On the whole, however, the chances are very nearly equal in the two +cases for the recurrence of the image, and a comparison of this series +with Series No. XII. cannot leave much doubt that the greater +effectiveness of the lines in the latter is due to their greater +complexity. In view, therefore, of the fact that in both series the +objects are all linear, and that the two series differ in no material +respect but in the arrangement of the disconnected lines, the +circumstance that a reduction in the complexity of this arrangement is +attended by a very considerable reduction in the power of the lines to +recur in the image or idea is a striking confirmation of the soundness +of our previous interpretation. + + +_Series No. XIV._--In this series full-faced figures (granite-gray) +similar in character to those made use of in former experiments, were +employed. The objects were suspended by black silk threads, but while +one of them remained stationary during the exposure the other was +lowered through a distance of six and one half centimeters and was +then drawn up again. The object moved was first that on the right +hand, then that on the left. As the two objects in each case were +exactly alike, the comparative effect of motion and rest in the object +upon the persistence in consciousness of the corresponding image was +obtained. The result shows a distinct preponderance in favor of the +moved object, which has an average of 37.39 seconds per minute as +against 28.88 seconds for the stationary object. The averages for the +pairs, as seen at the foot of the columns, all run the same way, and +only one exception to the general tendency appears among the +individual averages. + + +TABLE XIV. + + 1 2 3 4 5 Indiv. Av. + S M S M S M S M S M S M + I. 22.5 28.5 25 30.5 24.5 28 28 27.5 25.5 31 25.1 29.6 + II. 47.5 55 53 42 48.5 53.5 34.5 39.5 49 52 46.5 48.4 + III. 3 18 7.5 8.5 0 7.5 0 3.5 0 4 2.1 8.3 + IV. 45 45 33.5 51.5 11 50.5 11 50 8 52.5 21.7 49.9 + V. 54.5 51 53.5 54.5 49 51 30.5 38.5 56 55 48.7 50.0 + VI. 21 32.5 26 33 29.5 37.5 30 35 30 36 27.3 34.8 + VII. 48 55 56.5 49 41.5 54.5 44.5 53 35.5 54 45.2 53.1 +VIII. 10.5 20.5 20.5 25 6 33 12.5 29.5 19 18 13.7 25.2 + IX. 37.5 43.5 34.5 45 36 47.5 30 47.5 29 48.5 33.4 46.4 + X. 13 39.5 18 34 19 33.5 19 33 10.5 44 15.9 36.8 + XI. 17.5 43.5 47.5 32 27.5 36 46 16.5 52 16 38.1 28.8 + + 29.09 39.27 34.14 36.82 26.59 39.55 26.00 33.95 28.59 37.36 28.88 37.39 + + S: Refers to figure left stationary. + M: Refers to figure that was moved during exposure. + + General average: S, 28.88 sec.; M, 37.39 sec. + + +The effectiveness of a bright light or of a moving object in arresting +attention in external perception is well understood. And the general +testimony of the subjects in this experiment shows that it required +some effort, during the exposure, to give an equal share of attention +to the moving and the resting object. Table IV., however, which +contains the record of the observations in the white-gray series, +shows that we cannot carry over, unmodified, into the field of +ideation all the laws that obtain in the field of perception. The +result of the experiment, accordingly, could not be predicted with +certainty. But the course of ideation, in this case, seems to follow +the same general tendency as the course of perception: the resting +object labors under a great disadvantage. And if there is any force in +the claim that diversity and complexity in an object, with the +relatively greater subjective activity which they imply, tend to hold +the attention to the ideated object about which this activity is +employed, the result could hardly be other than it is. There can be no +question of the presence of a strong motor element where the object +attended to moves, and where the movement is imaged no less than the +qualities of the object. In fact, the object and its movement were +sometimes sharply distinguished. According to one subject, 'the image +was rather the image of the motion than of the object moving.' Again: +'The introspection was disturbed by the idea of motion; I did not get +a clear image of the moving object; imaged the motion rather than the +object.' And a subject, who on one occasion vainly searched the +ideational field for sixty seconds to find an object, reports: 'I had +a feeling of something going up and down, but no object.' Clearly an +important addition was made to the active processes implied in the +ideation of a resting object, and it would be singular if this added +activity carried with it no corresponding advantage in the ideational +rivalry. In one case the ideas of rest and of movement were curiously +associated in the same introspective act. "The figure which moved," +says the subject, "was imaged as stationary, and yet the idea of +movement was distinctly present." + +The reports as to the vividness of the rival images are somewhat +conflicting. Sometimes it is the moving object which was imaged with +the more vivid content, and sometimes the resting object. One report +runs: "The moving object had less color, but was more distinct in +outline than the stationary." Sometimes one of the positions of the +moving object was alone represented in the image, either the initial +position (on a level with the resting object) or a position lower +down. On the other hand, we read: "The image of the moved object +seemed at times a general image that reached clear down, sometimes +like a series of figures, and not very distinct; but sometimes the +series had very distinct outlines." In one case (the circle) the +image of the figure in its upper position remained, while the serial +repetitions referred to extended below. This, as might be supposed, is +the report of an exceptionally strong visualizer. In other cases the +object and its movements were not dissociated: "The moved object was +imaged as moving, and color and outline were retained." And again: +"Twice through the series I could see the image of the moving object +as it moved." "Image of moved object moved all the time." + + +TABLE XV. + + 1 2 3 4 5 Indiv. Av. + Gray Red Gray Yellow Gray Green Gray Blue Gray Violet Gray Colored. + + I. 26 29 27.5 28.5 26.5 29 21.5 27.5 27.5 26.5 25.8 28.1 + II. 35.5 36.5 45.5 53.5 53.5 53.5 53.5 53.5 55 55 48.6 50.4 + III. 0 11 2.5 19 10.5 16 17.5 8.5 0 9 6.1 12.7 + IV. 45 23.5 8 53.5 48 39 48 52 55.5 35 40.9 40.6 + V. 55.5 55.5 42 53 50 56 52.5 50 44.5 56.5 49.1 54.2 + VI. 22 33.5 29 36.5 28 43.5 26 37.5 39.5 29 28.9 36.0 + VII. 38.5 39 56 56 49.5 54.5 47 47 45.5 50 47.3 49.3 +VIII. 15 10.5 15 19.5 23 21 19.5 24 20.5 25 18.6 20.0 + IX. 31.5 49 19 42.5 50 50 35.5 46 48 39 36.8 45.3 + X. 19 33 14.5 37 29.5 23 17 37.5 23 31 20.6 32.3 + XI. 11 49.5 8 51.5 9 43.5 35 43.5 24 47 17.4 47.0 + 27.18 33.64 24.27 40.95 34.32 39.00 33.91 38.82 34.82 36.64 30.90 37.81 + + General average: Gray, 30.90 sec.; colored, 37.81 sec. + + +_Series No. XV._--The figures in each pair of this series were +full-faced, and of the same shape and size, but one was gray and the +other colored, the gray being seen first to the left, and then to the +right. The colors used were of Prang's series (Gray, R., Y., G., B., +V.). In No. 1 the figures were in the form of a six-pointed star, and +gray was compared with red. In No. 2 the figures were elliptical, and +gray was compared with yellow. In No. 3 a broad circular band of gray +was compared with the same figure in green. In No. 4 the figures were +kite-shaped, and gray was compared with blue. In No. 5 a circular +surface of gray was compared with a circular surface of violet. The +objects compared were exposed at the same time, under the usual +conditions. + +As might perhaps be expected, the colored surfaces proved to be the +more persistent in ideation, showing a general average of 37.81 +seconds per minute as against 30.90 seconds for the gray. + +The distinctness of the process of color apprehension is reflected in +the notes: "In the colored images I find the color rather than the +form occupying my attention; the image seems like an area of color, as +though I were close to a wall and could not see the boundary;" and +then we have the significant addition, "yet I feel myself going about +in the colored area." Again: "In the gray the outline was more +distinct than in the colors; the color seems to come up as a shade, +and the outline does not come with it." Or again: "The gray has a more +sharply defined outline than the color." This superior definiteness in +outline of the gray figures is subject to exceptions, and one subject +reports 'the green outline more distinct than the gray.' And even so +brilliant a color as yellow did not always obscure the boundary: "The +yellow seems to burn into my head," says one of the subjects, "but the +outline was distinct." The reports in regard to this color (yellow) +are in fact rather striking, and are sometimes given in terms of +energy, as though the subject were distinctly conscious of an active +process (objectified) set up in the apprehension of this color. The +reports run: "The yellow has an expansive power; there seemed to be no +definite outline." "The yellow seemed to exert a power over the gray +to suppress it; its power was very strong; it seemed to be +aggressive." + + +TABLE XVI. + + 1 2 3 4 5 + a b a b a b a b a b + I. 0 0 0 0 0 0 0 0 0 0 + II. 43 41 33 51 19 31 32 41 20 18 + III. 0 6 0 0 3 11 13 16 0 0 + IV. 56 28 23 35 0 11 48 56 35 25 + V. 56 55 44 44 57 30 39 32 34 30 + VI. 14 8 12 12 11 5 35 12 9 6 + VII. 52 54 56 56 51 47 56 57 47 26 + VIII. 15 0 18 21 24 39 26 10 23 21 + IX. 28 25 39 31 23 28 26 36 25 17 + X. 0 0 0 0 0 0 0 0 0 0 + XI. 52 45 41 48 7 39 50 36 48 22 + 35.11 29.11 29.55 33.11 21.66 26.78 29.55 26.91 21.91 15.00 + + +_Series No. XVI._--The course of experimentation having shown the +superior energy of lines, in comparison with surfaces, in stimulating, +directing, and holding the attention, a series of figures was devised +to test the question whether the direction of the lines would have any +effect upon the length of time during which _both_ images of a pair of +linear figures would be presented together. The materials used were +granite-gray strips half a centimeter wide. The letters (_a_) and +(_b_) at the heads of the columns refer to the same letters in the +diagram, and distinguish the different arrangements of the same pair +of objects. The figures in the body of the columns show only the +length of time during which both images were reported present in +consciousness together. At the foot of the columns are shown the +averages for each pair. No general averages are shown, as the problem +presented by each pair is peculiar to itself. + +[Illustration: FIG. 7.] + +The maximum is reached in No. 1_a_, where the angle has the arrowhead +form and each angle points to the other. It should be remarked that +the diagram is somewhat misleading in respect to the distance of the +figures, which in this as in the other experiments was 25 cm. The +figures therefore were far enough away from each other to be perceived +and imaged in individual distinctness. But the 'energy' of the lines, +especially where the lines united to form an acute angle, was often +sufficient to overcome the effect of this separation, and either to +bring the figures nearer together or to unite them into a single +object. The notes are very decisive in this regard. A few of them may +be cited: "The angles tended to join points." "The figures showed a +tendency to move in the direction of the apex." "The angles (2_a_) +united to form a cross." "When both figures (4_b_) were in mind I felt +disagreeable strains in the eyeballs; one figure led me to the right +and the other to the left." The effect of the last-named figures +(4_a_) seemed to be different from that of 1_a_ and 2_a_, though the +apex of each angle was turned to that of the other in each of the +three cases. "The two angles," says another subject, speaking of 4_a_, +"appeared antagonistic to each other." It will be observed that they +are less acute than the other angles referred to, and the confluent +lines of each figure are far less distinctly directed towards the +corresponding lines of the opposing figure, so that the attention, so +far as it is determined in direction by the lines, would be less +likely to be carried over from the one image to the other. + +On the other hand, when the angles were turned away from each other +the legs of the angles in the two figures compared were brought into +closer relation, so that in 2_b_, for instance, the average is even +higher than in 2_a_. Similarly the average in 3_b_, an obtuse angle, +is higher than in 3_a_. The notes show that in such cases the +contrasted angles tended to close up and coalesce into a single +figure with a continuous boundary. "The ends (2_b_) came together and +formed a diamond." "When the angles were turned away from each other +the lines had an occasional tendency to close up." "There was a +tendency to unite the two images (4_a_) into a triangle." "The two +figures seemed to tug each other, and the images were in fact a little +closer than the objects (4_a_)." "The images (4_a_) formed a +triangle." So with regard to the figures in 5_a_. "When both were in +the field there seemed to be a pulling of the left over to the right, +though no apparent displacement." "The two figures formed a square." + +The lowest average--and it is much lower than any other average in the +table--is that of 5_b_, in which the contrasted objects have neither +angles nor incomplete lines directed to any common point between the +objects. In view of the notes, the tabulated record of these two +figures (5_b_) is very significant, and strikingly confirms, by its +negative testimony, what 1_a_ and 2_b_ have to teach us by their +positive testimony. The averages are, in the three cases just cited: +1_a_, 35.11 seconds; 2_b_,33.11 seconds; 5_b_, 15 seconds per minute. + +On the whole, then, the power of the line to arrest, direct, and keep +the attention, through the greater energy and definiteness of the +processes which it excites, and thereby to increase the chances of the +recurrence and persistence of its idea in consciousness, is confirmed +by the results of this series. The greatest directive force seems to +lie in the sharply acute angle. Two such angles, pointing one towards +the other, tend very strongly to carry the attention across the gap +which separates them. (And it should be borne in mind that the +distance between the objects exposed was 25 cm.) But the power of two +incomplete lines, similarly situated, is not greatly inferior. + +It thus appears that the attention process is in part, at least, a +motor process, which in this case follows the direction of the lines, +acquiring thereby a momentum which is not at once arrested by a break +in the line, but is readily diverted by a change in the direction of +the line. If the lines are so situated that the attention process +excited by the one set is carried away from the other set, the one set +inhibits the other. If, on the other hand, the lines in the one set +are so situated that they can readily take up the overrunning or +unarrested processes excited by the other set, the two figures support +each other by becoming in fact one figure. The great importance of the +motor elements of the attention process in ideation, and thus in the +persistence of the idea, is evident in either phase of the experiment. + + +RECAPITULATION. + + Seconds Seconds. + 1 Figures alike: Left 30.8 Right 31.9 + 2 " unlike: Simple 27.10 Complex 34.62 + 3 " " Small 24.54 Large 33.30 + 4 " " Gray 25.61 White 29.53 + 5 " " Line 31.91 Angle 38.54 + 6 " " Plain 23.92 Marked 37.48 + 7 " " (colored) 5 seconds 27.75 10 seconds 29.15 + 8 " " (gray) 5 seconds 25.42 10 " 32.12 + 9 " " 1st exposure 12.64 2d exposure 36.45 + 10 " " Vertical line 34.94 Hor. line 34.49 + 11 " " Full-faced 28.10 Outline 41.08 + 12 " " Figure 29.26 Int. lines 39.32 + 13 " " Figure 34.03 Vert. lines 36.40 + 14 " " Stationary 28.88 Moved 37.39 + 15 " " Gray 30.90 Colored 37.81 + 16 (See Table XVI.) + + +If we put these results into the form of propositions, we find: + +1. That when the objects are similar surfaces, seen under similar +conditions, the chances of the recurrence and persistence of their +images are, on the whole, practically equal. + +2. That surfaces bounded by complicated outlines have an advantage in +ideation, other things equal, over surfaces bounded by simple +outlines. + +3. That as between two objects of unequal area--color, form, and other +conditions being the same--the larger object has the advantage in the +ideational rivalry. + +4. That the image of a white object has a like advantage over the +image of a gray object. + +5. That broken or complex lines have in ideation an advantage over +straight or simple lines. + +6. That an object with varied content, other conditions remaining the +same, has an advantage over an object with homogeneous surface. + +7 and 8. That an increase of the time during which the attention is +given to an object increases the chances for the recurrence of its +image or idea. + +9. That of two objects to which attention is directed in succession, +the object last seen has a distinct advantage in the course of +ideation following close on the perception of the objects. + +10. That lines of similar appearance and equal length, one of which is +vertical and the other horizontal, have, like surfaces of similar +appearance and form and equal dimensions, practically equal chances of +recurrence and survival in ideation, the slight difference in their +chances being in favor of the vertical line. + +11. That as between two figures of similar form and equal dimensions, +one of which has a filled homogeneous content and the other is a mere +outline figure, the latter has a marked advantage in the course of +ideation. + +12. That of two linear and symmetrical figures, of which one is an +outline figure with continuous boundary, and the other consists of the +same linear elements, similarly disposed, as the first, but has its +lines disconnected so that it has no continuous boundary, the latter +figure has the advantage in ideation. + +13. That if, with material similar to that described in paragraph 12, +the disconnected lines are arranged so as to be vertical and +equidistant, the advantage in ideation still remains with the +disconnected lines, but is much reduced. + +14. That if one of two figures, of similar appearance and form and of +equal dimensions, is kept in motion while it is exposed to view, and +the other is left at rest, the image of the moving object is the more +persistent. + +15. That, under like conditions, colored objects are more persistent +in ideation than gray objects. + +16. That lines and sharp angles, as compared with broad surfaces, have +a strong directive force in the determination of the attention to +their images or ideas; that this directive force is strongest in the +case of very acute angles, the attention being carried forward in the +direction indicated by the apex of the angle; but that uncompleted +lines, especially when two such lines are directed towards each +other, have a similar and not much inferior force in the control of +the course of ideation. + +If we should seek now to generalize these experimental results, they +would take some such form as the following: + +Abstraction made of all volitional aims and all ęsthetic or affective +bias, the tendency of an object to recur and persist in idea depends +(within the limits imposed by the conditions of these experiments) +upon the extent of its surface, the complexity of its form, the +diversity of its contents, the length and recency of the time during +which it occupies the attention, the definiteness of the direction +which it imparts to the attention (as in the case of angles and +lines), its state of motion or of rest, and, finally, its brightness +and its color. + +These conditions, however, are for the most part but conditions which +determine the energy, diversity, complexity and definiteness of the +active processes involved in the bestowal of attention upon its +object, and the experiments show that such active processes are as +essential in ideation as in perception. The stability of an image, or +internal sensation, thus depends on the activity of its motor +accompaniments or conditions. And as the presence of an image to the +exclusion of a rival, which but for the effect of these motor +advantages would have as strong a claim as itself to the occupation of +consciousness (cf. Series I., X.), may be treated as a case of +inhibition, the greater the relative persistence of an image or idea +the greater we may say is the 'force' with which it inhibits its +rival. Exclusive possession of the field involves, to the extent to +which such possession is made good, actual exclusion of the rival; and +exclusion is inhibition. Our generalization, accordingly, may take the +following form:-- + +The inhibitory effect of an idea, apart from volitional or emotional +bias, depends upon the energy, diversity, complexity and definiteness +of the motor conditions of the idea. + + * * * * * + + + + +CONTROL OF THE MEMORY IMAGE. + +BY CHARLES S. MOORE. + + +Since Gallon's classic investigation in the field of mental imagery +several similar investigations have been pursued in the same +direction, chiefly, however, for the purpose of discovering and +classifying types of imagination. + +Little has been done in the line of developing and studying the +problems of the memory image proper, and still less, in fact almost +nothing, is to be found bearing on the control of the visual memory +image. The general fact of this control has been presented, with +greater or less detail, based upon returns from questionaries. Gallon +himself, for example, having referred to instances in which the +control was lacking, goes on to say[1]: "Others have complete mastery +over their mental images. They can call up the figure of a friend and +make it sit on a chair or stand up at will; they can make it turn +round and attitudinize in any way, as by mounting it on a bicycle or +compelling it to perform gymnastic feats on a trapeze. They are able +to build up elaborate structures bit by bit in their mind's eye and +add, substract or alter at will and at leisure." + + [1] Gallon, Francis: 'Inquiries into Human Faculty and its + Development,' London, 1883, p. 109. + +More recent writers classify the students, or other persons examined, +according to these persons' own statements with regard to the nature +and degree of control over the mental images which they consider +themselves to possess. An article by Bentley[2] is the only study of a +specific problem of the memory image. After a glance at the literature +with reference to methods pursued in the investigation of problems of +memory in general, Bentley outlines 'a static and genetic account' of +the memory image in particular, and presents details of experiments +'carried on for the special investigation of the visual memory image +and its fidelity to an original presentation.' + + [2] Bentley, I.M.: 'The Memory Image and its Qualitative + Fidelity,' _Am. Journ. of Psychol._, 1899, XI., pp. 1-48. + +Of the many memory problems as yet unattacked, that of the control of +the mental image is one of the most interesting. The visual image +obviously offers itself as the most accessible and the experiments +described in this report were undertaken with the purpose of finding +out something about the processes by which control of this image is +secured and maintained. The report naturally has two aspects, one +numerical and the other subjective, presenting the statements of the +subjects as to their inner experiences. + +The term 'suppression' is used as a convenient one to cover the +enforced disappearance of the designated image, whether it be directly +forced out of consciousness (a true suppression) or indirectly caused +to disappear through neglect, or limitation of the attention to the +other image which is to be retained. + +As this was an investigation of the control of memory images, the +presence of these images under conditions most favorable to their +vividness and distinctness was desirable. An immediate mental recall +at the end of five seconds of visual stimulation, under favorable +though not unusual conditions of light, position and distance, seemed +most likely to secure this desideratum. Experimentation showed that +five minutes was, on the whole, a suitable period in which to secure +the information needed without developing a fatigue in the subject +which would vitiate the results. + +The experiments made in the visual field were restricted to visual +memory images which were called up by the subject during the five +minutes succeeding a five seconds' presentation of one or two objects. +The subject sat, with his eyes closed, about four feet from a wall or +screen, before which the object was placed. At a signal the eyes were +opened, and at a second signal five seconds later they were closed. If +an after-image appeared the subject reported its disappearance, and +then called up the image of the object just presented, and reported as +to its clearness, vividness, persistency and whatever phenomena arose; +and when directed he sought to modify the image in various ways to be +described later. + +There were six subjects in experiments conducted during the winter of +1900-1901, and six (five being new ones) in experiments of the fall +of 1901. They were all good visualizers, though they differed in the +readiness with which they visualized respectively form or color. + +The experiments of the first few weeks were designed to establish the +fact of control by the subjects over a single visual memory image as +to its position, size, outline, color, movement and presence. In +general it was established that a considerable degree of control in +these particulars existed in these subjects. + +Later, two objects were presented at a time, and were such small +articles as a glass ball, a book, a silk purse, an eye-glass case, an +iron hook, and so forth. Still later, colored squares, triangles, or +discs were used exclusively. + +The investigation followed these lines: I. Movements of a single +image; II. Changes of color of a single image; III. Movements of two +images in the same and in different directions; IV. Suppression of one +of two images; V. Movements of a single image, the object having been +moved during the exposure. + + +I. MOVEMENTS OF A SINGLE IMAGE. + + +The first table gives the time in seconds taken to move voluntarily a +single image (of a colored square or disc) to the right, left, up or +down, and in each case to restore it to its original position. There +were thirty movements of each kind for each of the six subjects, +making one hundred and eighty for each direction and also for each +return, the total of all movements being fourteen hundred and forty. +The distance to which the subjects moved the images was not fixed, but +was in most cases about twelve inches. The time was taken with a +stop-watch, and includes the time between the word of command, +'right,' etc., of the director and the verbal report 'now' of the +subject. It includes, therefore, for each movement two reaction times. +The subject reported 'now' the instant the color reached, or appeared +at, the designated place, not waiting for the completion of the shape +which usually followed. Two of the subjects (H. and K.) took much +longer than the other four, their combined average time being almost +exactly four times the combined average time of the other four. + + +TABLE I. + + MOVEMENTS OF A SINGLE IMAGE. + + 30 Movements of Each Kind for Each Subject Average Time in Seconds. + + To To + Subjects Right Return Left Return Up Return Down Return Averages + B. 1.30 1.07 1.06 1.11 1.13 + 0.58 0.73 0.46 0.45 0.55 + + G. 1.44 1.15 0.99 0.82 1.10 + 0.92 0.89 0.76 0.57 0.78 + + H. 7.12 6.42 5.96 5.85 6.34 + 4.51 4.41 4.36 4.40 4.42 + + I. 1.28 1.34 1.62 1.47 1.43 + 0.67 0.62 0.86 0.72 0.72 + + J. 1.71 1.42 1.40 1.14 1.50 + 1.34 1.53 0.77 0.74 1.09 + + K. 4.81 4.64 3.29 3.28 4.01 + 2.40 2.71 1.91 1.56 2.14 + + Averages 2.95 2.67 2.39 2.23 2.59 + 1.72 1.82 1.52 1.41 1.62 + + +NUMERICAL. + +The general averages for the different movements show that movement to +the right was hardest, to the left next; while movement downward was +the easiest. A marked exception is seen in I., for whom the upward +movement was the hardest and movement to the right was the easiest. J. +found movement to the left hardest. For the return movements, the +general averages show that the return from the left is the hardest, +from the right next; while from below is the easiest. Here again I. +found the return from above the hardest and from below the next +hardest; while from the left was the easiest. + +Arranging the subjects in the order of the average time, taken for all +the movements, including the returns to the original position, we have + + H. 5.35 average time out and back. + K. 3.07 " " " " " + J. 1.29 " " " " " + I. 1.07 " " " " " + G. .94 " " " " " + B. .84 " " " " " + + +SUBJECTIVE. + +All the six subjects whose time records appear in Table I. and also +four others whose time was not recorded reported eye movements, or a +tendency to eye movement. A. and K. reported that when the image was +dim there was accommodation as for long vision and when the image was +vivid there was accommodation as for near vision. B. ideated the new +position and the eye movement occurred automatically. G. reported a +contraction of the scalp muscles and a tendency to cast the eyes up +and locate the image at the back of the head inside; this was an +inveterate habit. He reported also accommodation for the different +distances of the image and an after-feeling of strain in the head. H. +reported a strong tendency in the eyes to return to the center, +_i.e._, the original position, and to carry the image back there. All +the subjects frequently reported a sense of relief in the eye muscles +when the command to return the image to the center was given--also, a +tension in the forehead in the upward movement which was accentuated +(with H.) when there was headache. J. reported, 'always eye strain,' +and noticed that the eyes usually turned as far as the new position, +but sometimes stopped short of it. K. reported first an eye movement, +then an ideation of the image in the new position. E. and H. turned +the head to right and left for movements of the image in those +directions. A., B., E. and F. believed that they could inhibit the eye +movement. Subjects were at times unconscious of eye movements. H. +articulated the names of the colors of the image and found that it +aided the movement of the image to say to himself, for example: "Don't +you see that blue square there?" + +All but J. reported a loss in vividness and also, though to a less +degree, in distinctness whenever the image was moved away from the +center. J. found no difference. H. reported that details of the object +which were reproduced in the image when at the center were not +discernible in the image in other positions, also that at the left the +image was more vivid than at the right. B.'s memory image of a watch, +three minutes after it was called up, was still so clear that he read +from it the time. E., who was an experienced photographer, had no +difficulty in recalling outline, light and shade, but had difficulty +in reproducing color. I. frequently lost the form in making the +required improvements. + +Under manipulation the memory image usually retained its distinctness +and vividness with no loss or with but slight loss when in its +original position, to the end of the five minutes of the experiment. +The image, also, seldom disappeared except for the momentary +disappearances in passing from one position to another, which are +referred to later. Under passive observation of the memory image +disappearances, though of short duration, were frequent and there was +a noticeable fading away of color and loss of outline. + +The memory image almost without exception, when first recalled, was +located in the direction and at the distance of the object presented. + +In moving from the center to right and left the image remained in the +same plane with a few exceptions; in moving up and down it moved on an +arc whose center was at the eye. This was especially true of the +downward motion, which was almost always to a greater distance than +any of the other motions. + +C., D., F. and H. felt the need of a support for the image in any +except the central position. This was true especially of the position +above the center, but was entirely overcome by practice by C., F. and +H., and partially by D. In movements where time was to be recorded, +the distance was from six to eighteen inches, but the image could be +carried by all the eleven subjects to any part of the room or beyond +the room. Usually the method followed was to fix the attention on the +suggested position and then the image appeared there, sometimes +complete at the outset, but usually in part at first, then developing +instantly to completion. When the subject was requested to trace the +image _in transitu_, this could usually be accomplished, but the time +was much longer. Frequently, in such a case, the image was lost during +the last third or fifth of its journey. J. "felt conscious of a +something that went in the suggested direction but did not develop +details out of this material; had to await development of the image at +the new locality." "At times _forced_ this development out of the +vague something that seemed to go over." G. had 'no feeling of +transition in space.' K. did not perceive the image _in transitu_. I. +perceived the image _in transitu_ when the movement was away from the +center but when the image was to return to the center its passage was +too quick to be followed; 'it came out at the center.' + +J. noticed that in moving from the center the image took a curved path +towards himself, and that the position _to_ which the image moved +always seemed further away than the position _from_ which it came, but +the new position seemed to be readjusted when the next movement +occurred. + +The return to the center seemed easier to all the subjects except G., +who was conscious of no difference between the movements with respect +to ease. Several described the return to the center as like the return +of a small ball snapped back by a stretched elastic cord. + +With D. a suggestion of weight in the perception of the object was a +hindrance to moving its memory image. Also the image of a short piece +of brass tubing persisted in rolling off the table and along the floor +and could not be held stationary. Other objects rotated rapidly, and +much effort was needed to 'slow down' the rotation and to bring the +objects to rest and keep them at rest. + + +II. CHANGES OF COLOR OF A SINGLE IMAGE. + + +Tables II. and III. show the results of experiments in changing the +color of a single image. This was usually a square, sometimes a disc. +The time of optical perception was five seconds. After the +disappearance of after-images, if there were any, eighteen to +twenty-four changes were made in the color of the memory image, +occupying from four and a half to six minutes. + +The colors were saturated blue, green, yellow and red, and each one +was changed into each of the other colors and then restored. The order +of change was varied to avoid uniformity of succession. The four +colors were shown to the subjects each day before the experiments +began, to establish a standard. The time was taken with a stop-watch, +and includes the time between the director's word of command, 'green,' +etc., and the subject's report, 'now,' or 'green,' etc. It includes, +therefore, two reaction times. The subject reported 'now' the instant +he secured the desired color, not waiting for the completion of the +shape that usually followed. + + +TABLE II. + + CHANGES OF COLOR. SINGLE IMAGE. 72 CHANGES OF EACH COLOR. + + [Label 1: Subject.] + [Label 2: To Green.] + [Label 3: Return to Blue.] + [Label 4: To Yellow.] + [Label 5: Return to Blue.] + [Label 6: To Red.] + [Label 7: Return to Blue.] + [Label 8: To Blue.] + [Label 9: Return to Green.] + [Label 10: To Yellow.] + [Label 11: Return to Green.] + [Label 12: To Red] + [Label 13: Return to Green.] + + From Blue. From Green. + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] + + B. 1.72 0.50 1.66 0.38 1.81 0.50 1.23 0.56 1.10 0.65 1.33 0.56 + G. 1.15 0.60 1.10 0.79 0.89 0.65 1.75 0.87 1.04 0.75 1.35 0.71 + H. 4.67 4.25 4.87 4.06 4.81 3.83 5.27 4.50 5.81 4.89 5.37 4.94 + I. 2.27 1.25 1.77 1.19 1.83 1.25 2.15 0.93 1.71 1.04 1.92 1.15 + J. 1.38 0.81 1.29 0.94 1.29 0.95 1.65 1.08 1.15 0.77 1.60 0.81 + K. 2.35 1.71 1.96 1.66 2.10 1.19 2.25 1.25 2.17 1.73 2.44 1.27 + + Av. 2.26 1.52 2.11 1.50 2.15 1.39 2.41 1.53 2.15 1.65 2.34 1.57 + + [Label 1: Subject.] + [Label 2: To Blue.] + [Label 3: Return to Yellow.] + [Label 4: To Green.] + [Label 5: Return to Yellow.] + [Label 6: To Red.] + [Label 7: Return to Yellow.] + [Label 8: To Blue.] + [Label 9: Return to Red.] + [Label 10: To Green.] + [Label 11: Return to Red.] + [Label 12: To Yellow.] + [Label 13: Return to Red.] + + From Yellow. From Red. + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] + + B. 1.79 1.06 1.35 0.87 1.89 1.10 1.54 0.58 1.71 0.62 1.31 0.71 + G. 1.50 1.10 1.48 0.87 1.31 0.88 1.33 0.92 1.35 0.91 0.77 0.58 + H. 5.02 4.54 5.73 3.91 6.15 4.17 6.35 3.91 5.89 4.69 5.54 4.37 + I. 2.29 1.31 2.54 1.19 2.29 1.27 2.85 1.10 2.50 1.21 1.65 1.31 + J. 1.35 0.98 1.35 0.65 1.27 0.88 1.42 1.04 1.31 1.02 1.25 0.85 + K. 3.02 1.52 3.21 2.04 2.23 1.79 2.54 1.56 2.66 1.60 2.88 1.81 + + Av. 2.49 1.76 2.61 1.59 2.52 1.68 2.67 1.51 2.57 1.68 2.23 1.62 + + +TABLE III. + + CHANGES TO THE FOUR COLORS. + + Average time in seconds. 72 changes from and 72 changes to each color. + + [Label 1: To Blue.] + [Label 2: Return from Blue.] + [Label 3: To Green.] + [Label 4: Return from Green.] + [Label 5: To Yellow.] + [Label 6: Return from Yellow.] + [Label 7: To Red.] + [Label 8: Return from Red.] + + [1] [2] [3] [4] [5] [6] [7] [8] + From blue, 2.26 1.52 2.11 1.50 2.12 1.39 + " green, 2.38 1.53 2.16 1.64 2.33 1.57 + " yellow, 2.49 1.75 2.61 1.59 2.52 1.68 + " red, 2.67 1.52 2.58 1.68 2.27 1.62 + + Average, 2.52 1.60 2.48 1.59 2.17 1.58 2.33 1.55 + + + _Changes from_ a presented color. _Returns to_ a presented color. + 216 movements. 216 movements. + + _From_ presented yellow, 2.52 _To_ presented yellow, 1.67 + " " red, 2.49 " " red, 1.61 + " " green, 2.29 " " green, 1.58 + " " blue, 2.16 " " blue, 1.47 + + Average, 2.37 Average, 1.58 + + + _Changes to_ a color _from_ _Returns from_ a color _to_ + a presented color. a presented color. + 216 movements. 216 movements. + + _To_ blue, 2.52 _From_ blue, 1.60 + " green, 2.48 " green, 1.59 + " red, 2.33 " yellow, 1.58 + " yellow, 2.17 " red, 1.55 + + Average, 2.37 Average, 1.58 + + +The six subjects fall into two groups--three, H., I., and K., taking +longer than the other three. As in the previous experiment H. was +markedly longer than any of the others. + +There were seventeen hundred and twenty-eight changes in all, +including returns to the original color. There were two hundred and +sixteen changes from each of the four colors as presented, to each of +the other three and, of course, the same number of returns to the +presented color. + +The change to blue from the other presented colors was the most +difficult and the change to yellow was the easiest. + +The averages (216 exp. each) are, + + Sec. + To blue, 2.55 + " green, 2.48 + " red, 2.33 + " yellow, 2.17 + +The returns to the presented colors did not differ greatly from each +other, the averages (216 exp. each) being: + + Sec. + From blue, 1.603 + " green, 1.597 + " yellow, 1.589 + " red, 1.549 + +From red appears to be the easiest change, and from blue the hardest. + +The getting away from a presented blue was the easiest and from a +presented yellow the most difficult, as seen by these averages (216 +exp. each): + + Sec. + From yellow, 2.54 + " red, 2.49 + " green, 2.29 + " blue, 2.16 + +The returns to the presented colors show that it was hardest to get +back to the presented yellow, easiest to get back to the presented +blue, the averages (216 exp. each), being: + + Sec. + To yellow, 1.67 + " red, 1.61 + " green, 1.58 + " blue, 1.47 + +The facts as to blue and yellow shown by these four tables of averages +may be expressed also in this way: + +If a blue square was shown, it was easier to change the blue memory +image into the other colors, and also easier to get back the blue +memory image after such changes, than if any other of the three colors +was presented. + +If another color than blue was shown it was harder to change the +memory image of that color to blue than to any of the other colors, +and also harder to get back to the memory image of that color from +blue than from any of the other three colors. + +If a yellow square was shown, it was harder to change the yellow +memory image into the other colors, and also harder to get back the +yellow memory image after such changes than if any other of the three +colors was presented. + +If another color than yellow was shown, it was easier to change the +memory image of that color to yellow than to any of the three other +colors, and also easier to get back to the memory image of that color +from the yellow than from any of the other three colors except red. + +If we combine _all_ the changes into a color (both changes from +another presented color and returns to this color previously +presented) we find that changes to green are hardest, to yellow +easiest. The averages (for 432 exp. each) are, + + Sec. + To green, 2.03 + " blue, 1.99 + " red, 1.97 + " yellow, 1.92 + +The changes away from a color (both from this color previously +presented and from this color to the other previously presented +colors) show that it was hardest to get away from yellow, easiest to +get away from blue, the averages (for 432 exp. each) being: + + Sec. + From yellow, 2.06 + " red, 2.02 + " green, 1.94 + " blue, 1.88 + +As for the subjects, all six found yellow the easiest to change into, +one finding red equally easy. + + +SUBJECTIVE. + +For seven of the subjects, mental repetition of the name of the color +(usually accompanied by articulatory movements) tended to bring up the +color, and one other subject occasionally used this method of bringing +about a change that was difficult. With D. the color did not come at +repetition of the name. G. was assisted by auditory recall of the +name. Nine subjects reported a feeling of strain, usually in the eyes +as of focusing, occurring especially when there seemed a difficulty in +producing the desired change. The tension attended almost exclusively +changes of the presented color, not restorations of that color. For D. +this strain was considerable, for G. there was also an after-feeling +of strain in the head. For G. the image was clearest when the feeling +of strain was least, and J. secured the promptest and clearest results +when he could most nearly rid himself of anxiety as to the result. K. +in one instance (a change from green to yellow) became conscious of +the setting of his jaws and motions of feet and body in aid of his +attempt. H. frequently had the feeling of physical fatigue. + +In most cases the restoration of the presented color was as a complete +square, triangle, etc. In changes from the presented color the new +color appeared at a corner, or edge, or as a patch at the center. With +E. the "color flashed over the whole field and then had to be +restricted to the figure." B. "held the outline, emptied of the old +color, while it was filled in with the new." D. "had a clear outline, +and the new color came in small blotches inside, and effort spread +them out to cover the whole figure." For I. the "new color came +sliding in from the right side over the old, which, however, +disappeared as if it were moving out of focus." With A. the new color +usually came from either the lower left-hand or the upper right-hand +corner. F. kept a clear outline and the new color came in from the +right. + +When E. found it difficult to create at the center the desired color, +he thought of some object (garment, grass, sky, etc.) of that color +and then transferred it to fill in the outline preserved at the +center. B. moved the colored figure aside and in its place put one of +the desired color, moved the new figure up to the old and there +superposed it. With G. the new colors seemed of new material and there +was felt to be an accumulation about the center, of old +color-material. Then he located the square outside of this imaginary +debris and began again. H. found that the colors of his own +experiments, in which he used color squares framed in black, came to +his mind at the names of the desired colors, and the association soon +gave him the figure also. I. located the new colors around the +presented one, first all at the right; then green at the left, red at +the right, yellow above, when presented blue was at the center; then +yellow and green were at the upper left-hand corner, while red came +from behind. The new color 'slid in over the old.' It was found easier +to secure the desired color when its position was known beforehand. J. +also used a similar device. He 'turned towards the places and brought +out the required color and filled the central outline with it.' He +tried to break up this scheme and got red without going after it but +found himself 'at a loss to find the colors.' Later he succeeded so +that the required color simply appeared in the outline of the old +color at the center. K. turned his eyes to corners of the central +outline, then to the center, and found that this aided in developing +the desired color from the corners inward. When difficulty arose, he +experienced muscular tension in body and legs and jaws. + +Five of the subjects considered the change from a presented color to +blue the hardest and one found the change to red hardest. Green was +placed second in difficulty by one, and blue second by the one who +found red the hardest. Three reported the change to yellow the easiest +and two the change to red. + +The change from red to yellow caused 'an unpleasant sensation' in C. +and the new figure 'had a maroon halo.' + +A. in returning from green or blue to yellow passed through a gray; +so, once, in changing from yellow to green, and once, green to red. +With A. blue retinal clouds, which often came, aided changes to blue +and hindered at times changes to other colors. B. had a fusion of +yellow and red in changing from yellow to red. G. had a tendency to +leave uncolored the lower left-hand corner and it 'was wood-colored'; +G. had a gray image as the result of fusion of retinal clouds with red +memory image. With H. blue always came in as robin's-egg blue, which +then had to be changed to the standard blue. In one instant the green +memory image seemed to shift into a purple and change to a positive +retinal image which interfered with changes to other colors. J. found +whistling and humming an aid in relaxing an unnatural state of tension +which would hinder the best results. To increase the vividness of the +image he would recall the black background on which the colored +squares had hung. In one experiment K. became 'desperately tired of +yellow,' which was the presented color, so that his 'mind was ready to +jump to any color rather than yellow.' The returns to yellow were, in +this experiment, slower than the changes from yellow. + +The images sometimes changed sizes, being at times smaller, but +usually larger than the object. In one experiment of C. the image was +four times the size of the object, which was a green square with sides +of one inch. + + +III. MOVEMENTS OF TWO IMAGES IN THE SAME AND IN DIFFERENT DIRECTIONS. + + +Table IV. gives the results of experiments in the movements of two +images, the objects presented being colored squares or discs. Time of +perception was five seconds. After the disappearance of after-images, +if there were any, eighteen to twenty-four movements with returns to +original positions were made, occupying five or six minutes. The +colors were saturated blue, green, yellow and red. Four of the +movements were such as separated the two images, and in four the two +moved uniformly. The first four movements were right and left, left +and right, up and down, down and up; the left-hand object followed the +first direction indicated. The right-and-left movements involved the +crossing of the images. The last four were _both_ to right, to left, +up, down. The time was taken with a stop-watch and includes the time +between the director's word of command and the subject's report, +'now.' It includes, therefore, two reaction times. The subject +reported the instant the colors reached, or appeared at, the suggested +positions. + +It is to be noticed that H. was very much slower than any of the +others in making the movements, both out and back; and that K., while +also slower (though much less so than H.) in making the movements +outward, was no slower in making the return movements. + + +TABLE IV. + + MOVEMENTS OF TWO IMAGES. + + Twenty movements of each kind for each subject. Averages in seconds. + + In Opposite Directions. + + Subj. L.-R. Ret. R.-L. Ret. U.-D. Ret. D.-U. Ret. + + B. 1.82 2.90 2.10 2.27 + 0.86 0.87 0.73 0.86 + + G. 3.02 2.86 2.68 2.63 + 1.98 2.25 1.63 2.01 + + H. 9.18 10.30 7.50 7.15 + 5.16 6.90 5.36 5.21 + + I. 4.17 3.52 3.40 3.37 + 1.26 1.47 1.23 1.31 + + J. 2.17 2.90 2.87 2.27 + 1.05 1.63 1.02 1.13 + + K. 5.51 6.43 5.16 4.81 + 1.43 1.48 1.20 1.23 + + Ave. 4.32 4.82 3.82 3.75 + 1.96 2.43 1.87 1.96 + + Average of all movements involving separation (480), 4.18. Returns, 2.06. + + + In Same Direction. + + Subj. R. Ret. L. Ret. U. Ret. D. Ret. + + B. 1.31 1.22 1.30 1.11 + 0.72 0.67 0.72 0.85 + + G. 2.66 2.35 3.01 2.53 + 2.00 1.86 2.22 1.86 + + H. 8.45 7.91 5.66 7.66 + 6.53 5.95 5.96 6.11 + + I. 2.57 2.27 2.13 2.05 + 0.97 1.26 1.00 1.13 + + J. 1.11 1.16 1.08 11.5 + 0.68 0.90 0.73 0.71 + + K. 3.97 3.91 3.60 4.07 + 1.35 1.50 1.75 1.71 + + Ave. 3.33 3.14 2.79 3.10 + 2.04 2.02 2.04 2.06 + + Average of all movements together (480), 3.09. Returns, 2.04. + + +NUMERICAL. + +There were nineteen hundred and twenty movements in all, including the +returns to the original positions. + +In the order of difficulty as shown by the time taken, the movements +stand as follows, the numbers being the averages in seconds for one +hundred and twenty movements of each kind: + + 1. Right and left (_i.e._, crossing), 4.82 sec. + 2. Left and right, 4.32 " + 3. Up and down, 3.82 " + 4. Down and up, 3.75 " + 5. Both right, 3.33 " + 6. Both left, 3.14 " + 7. Both down, 3.10 " + 8. Both up, 3.04 " + + +SUBJECTIVE. + +In the experiments in which the time was recorded, there was no +disappearance of either image except where movements were made +successively. In these cases frequently the image which was awaiting +its turn vanished until the first image was placed, a time varying +from a quarter of a second to three or four seconds. Occasionally the +image already placed would vanish, while the other was _en route_; the +subject's attention in both these cases being centered exclusively on +the image he desired to move. This was especially the case when the +distances to which the images were moved were great, as to the ends of +the room or to ceiling and floor. In other experiments, where, after +the movements took place, the images were held for a short time, there +were disappearances of one image or the other ranging from one quarter +of a second to fifteen seconds, most of the absences, however, being +under five seconds. The absences were more numerous in the latter half +of the five minutes covered by the experiment. Occasionally a noise in +the adjoining room or in the street made the images disappear. + +The greater ease of vertical as compared with horizontal movements +recalls an observation of Ladd,[3] in which the idioretinal light was +willed into the shape of a cross. Ladd says: "The vertical bar of the +cross seems much easier to produce and to hold steadily in the field." +This present observation is also in accord with that described above +in the case of movements of a single image. + + [3] Ladd, G.T.: 'Direct Control of the Retinal Field,' PSYCH. + REV., 1894, L, pp. 351-355. + +On several occasions G. reported that the crossing movement was the +easiest, and that the return to the original places was not easier +than the other movements. In one experiment he reported the field at +the center cloudy, so that it was a relief to get away from it. G.'s +time records on these occasions did not support his feeling with +regard to the return to the original places, but they show that the +crossing movements were, in two or three instances, quicker than the +'left-and-right' movement, and the impression of promptness thus made +persisted to the end of the experiment. The four movements in which +both images moved uniformly were easier than the four in which +movements in different directions were involved. + +All the subjects were frequently conscious of eye movements, and more +frequently conscious of a tendency to eye movement, which was, +however, inhibited. That the strain in the eyes was practically +constant during all the movements away from the original places, seems +evident from the unanimous reports of a sense of relaxing and relief +in the eyes, attending the movement of returning to the original +places. The distance to which the images were moved was a powerful +factor in producing this sense of strain. When the two images were +moved and held but a few inches apart there was no sense of strain and +no conscious alternation of attention. Practice increased greatly the +distance at which the images could be held apart without conscious +alternation of attention, but the strain of holding them apart and of +inhibiting eye movement increased with the distance. + +In the movements for which the time was recorded the distances varied, +according to the subject, from six to eighteen inches, and varied at +times with each subject. In the experiments without time record, A., +B., C., E., F. and H. reported that they were able to move the images +apart to ceiling and to floor, or to the opposite ends of the room, +and to hold them there both in consciousness at the same time without +either alternation of attention or eye movement, a tendency to which +was felt but was inhibited. I. held them two feet apart without +fluctuation of attention. A. reported: "I tend to turn my body to left +or to right when I move the images in either of these directions." C., +H. and I. said: "The eyes diverge when one image moves slowly to the +right and one to the left." D. found a slight movement of the eyes +which could be detected by the fingers placed lightly on the lids, +when the attention was alternating between the images. K. had +convergence and divergence of the eyes for crossing and separation +respectively and he was accustomed to run his eye over the outline of +the image. Strain in the scalp muscles was reported by A., B., E., F. +and G. The up-and-down movements were universally characterized by a +feeling as if one eye tended to move up and the other down. C. +unconsciously inclined his head to the left in such movements as if to +make the line of the two eyes parallel with the direction of the +movement. + +E., when holding the images two feet apart, had a strong feeling of +difference of accommodation when alternating in observation and so +judged the two to be in different planes. + +When the movement seemed difficult the strain was greater, and when an +image became dim the effort to restore its brightness or its +distinctness of outline was accompanied by a feeling of bringing it +nearer by accommodation and near focusing. J. found that the two +images approached each other when he attempted to secure greater +vividness. An analogous instance is that of A.G.C., a subject quoted +in 'Mental Imagery of Students,' by French.[4] In calling up the image +of a die this subject held up his hand as if it held the die. When +there was no sense of strain the hand was fourteen inches from his +face, but when effort was made to image all the sides of the die at +once he unconsciously moved his hand to within four inches of his +eyes. French says in this connection: "Situation depends on the +attention involved and the inference is near that this phenomenon may +be connected with feelings of convergence and accommodation which so +often accompany concentrated visual attention." + + [4] French, F.C.: PSYCH. REVIEW, 1902, IX., p. 40. + +The movements were assisted by mentally saying, 'this image is here, +that image is there,' in the case of D., G., H., I. and K.; or, at +times, by articulating the names of the image, or of the color when +the image was of a colored object. I. found it easy to hold outlines, +but in order to retain colors in the movements of separation, he had +to speak the names continually. H. also repeated the names +continually, as, for example, 'violet here, orange there.' + +A. represented the line of vision as going to each of the two images, +which seemed connected by a line, thus making a triangle, and then +pictured himself as standing off and seeing himself looking at the +images. When the two objects were solid and the images were to be +crossed, B. carried one image above or below the other, but when the +objects were colored surfaces he conceived them as pure colors so that +there was no sense of impenetrability to interfere with their crossing +and they glided by each other. In the up-and-down movements he moved +one at a time. C. and D. had to construct some support for the images. +In most of the experiments H. first moved the images to a greater +distance away, somewhat higher up and a little farther apart. In this +new position the images appeared smaller and the suggested movements +were made more easily. Sometimes in crossing two colored images he +observed a partial mixture of the colors. J. found that a sharp +movement of the head in the required direction aided materially in +moving the images, and when the objects were colored surfaces fastened +to the same card he found it necessary either to conceive the card as +of rubber or to picture it as cut in two before he could make the +movements of the images. + +With A., B., C. and D. there were instances of unwilled movements of +the images, in the experiments where the movements were not timed. +These were much more frequent with D. than with the others, and to +check them required prolonged effort. The more common movements of +this sort were rotation of the image, change of its position, +separation of its parts (if detachable in the object) and change of +shape. E. had a return of the two images of a preceding experiment +which persisted in staying a few seconds and which were as vivid as +the two legitimate occupants of the mental field. + +The images were duplicated five times on different days with A., and +once each with C., F. and K. + +A.'s cases were these. The 'wraith' of a small box whose image was out +at the right, appeared above the other image off at the left and it +was turned with a corner to the front. Again, at the central position +each image was duplicated, the true pair being of full size, bright +and distinct, the false pair small, dim and on a more distant plane, +_i.e._, behind the others. One of the extra images persisted against +all effort to banish it, for fifty-five seconds. Again, when twelve +inches apart each image was similarly duplicated. In the fourth +instance the images were at the center of the field. In the fifth, the +right image, eight inches from the center, was duplicated, the extra +image being still farther away and above. This second image was very +dark, dim and vague in outline, and came and went slowly. The right +image of C., when seven feet from the center, had a dim double above +it. F. had moved the right-hand image (a violet disc) close to the +left when a blue disc also appeared above it. Though repeating the +word 'violet' he had imaged the violet disc as blue. K. was holding +the two images a foot and a half apart when an extra pair appeared at +the center. Both pairs persisted for sixty seconds and then the outer +pair vanished, and the inner, the false pair, grew brighter. + +As was said in the case of a single image, so with double images, the +motion could be traced and often was traced when the movements were +away from the original positions, but on the return to the original +positions the images were not usually seen _in transitu_. For ten of +the subjects, the image moved downward uniformly on an arc whose +center was at the eye; and often the right and left movements were +likewise on an arc. With E. the ends of the arc for motion right and +left were higher also. H., I. and J. reported that all the movements +were in the same plane. The upward movement was always to a less +distance and the downward movement to a greater distance than the +horizontal movements. + +In most cases the images were the size of the percepts, in a number of +cases smaller, and in a few cases larger. This was determined by +comparison between the image and the percept immediately on opening +the eyes and seeing the object at the end of the five minutes occupied +by the experiment. A similar mode of comparison showed that, in about +half of the experiments, the images were at the end of five minutes +approximately equal to the percept in clearness and distinctness of +outline. A comparison of these results with those obtained in a series +of experiments involving passive observation of the image seems to +indicate that active manipulation of the image tends to maintain the +qualitative fidelity of the image when at its original position. +During the progress of the experiments the reports were almost +unanimous and constant that at its original position the image was +vivid and distinct, but lost in both respects when away from that +position, the loss being greater the greater the distance to which it +was moved. Frequently there was fluctuation,--a loss of vividness and +then a restoration,--which A. frequently found to be rhythmical, while +in general it was evident that an increase of effort or of attention +was successful in restoring lost vividness and distinctness. + +D., after three minutes, read the time in the image of a watch. In +superposing green on yellow, in two instances, the yellow shone +through, making a mixed color, and again, in moving a green disc and a +yellow disc, the green became suffused with yellow, so that the two +discs were one yellow and the other greenish-yellow. For C., +similarity in the two objects presented tended to make both images +less vivid and distinct and to render more difficult their retention +and manipulation. When one of the two objects partially overlapped the +other it was difficult to separate the two images, and the area of +contact was very vague in the image of the under one, and when the +scrutiny reached that portion the other image returned to its original +overlapping position. + + +IV. SUPPRESSION OF ONE OF TWO IMAGES. + + +The next tables (V. and VI.) give the results of experiments in +suppressing one of two images, the objects presented being saturated +color squares, discs, triangles, etc., placed side by side, one above +the other, or a smaller one superposed on a larger. The time of +perception was five seconds. After the disappearance of after-images, +if there were any, the subject was directed to suppress one of the two +memory images, the one to be suppressed being indicated by the +director. The subject reported as soon as the indicated image +disappeared, and reported any return of the suppressed image and its +later disappearance in consequence of his efforts. Also he reported +any disappearance and reappearance of the retained image. Five minutes +was the limit of the time for the experiments with a few exceptions. +The times were recorded, and those given for the first suppression +include the time between the director's command and the subject's +report 'now' or 'gone,' and include, therefore, two reaction times. +The later suppressions include but one reaction time. + + +TABLE V. + + SUMMARY OF ALL SUPPRESSIONS. AVERAGE TIME IN SECONDS. + + [Label 1: Image Suppressed] + [Label 2: No of Exper.] + [Label 3: Time of First Supp.] + [Label 4: Time of Ab. of Supp. Im.] + [Label 5: No. of Later Supp.] + [Label 6: Time of Later Supp.] + [Label 7: No. of Ab. of Supp. Im.] + [Label 8: Time of Ab. of Supp. Im.] + [Label 9: Time of All Supp.] + [Label 10: Time of All Absence of Supp. Im.] + + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] + Right. 46 11.59 82.39 221 8.43 216 35.74 8.94 43.93 + Left. 43 11.89 79.34 175 7.79 173 44.86 8.60 51.26 + Upper. 22 11.67 49.77 150 6.26 147 29.75 6.95 32.35 + Lower. 17 14.23 64 71 7.88 70 46.68 9.11 50.04 + Central. 42 18.24 96.93 357 3.90 352 18.13 5.41 26.54 + Marginal. 20 14.25 181.57 24 8.93 24 78.08 11.35 125.12 + Sundry. 7 8.71 127.21 19 13.34 19 47.27 12.09 68.78 + Averages. 13.48 91.25 6.46 32.14 7.60 41.86 + + +TABLE VI + + SUPPRESSIONS GROUPED BY SUBJECTS. AVERAGE TIME IN SECONDS. + + [Label 1: Subject] + [Label 2: No. of Exp.] + [Label 3: Time of First Supp.] + [Label 4: Time of Ab. of Supp. Im.] + [Label 5: No. of Later Supp.] + [Label 6: Time of Later Supp.] + [Label 7: No. of Ab. of Supp. Im.] + [Label 8: Time of Ab. of Supp. Im.] + [Label 9: Time of All Supp.] + [Label 10: Time of All Ab. of Supp. Im.] + + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] + A. 11 28.32 11.29 117 14.90 114 10.35 16.05 10.44 + B. 29 5.79 270.44 5 0.25 5 138.80 4.98 251.08 + C. 18 7.88 43.08 64 3.94 63 67.49 4.81 62.07 + D. 14 23.28 190.07 6 31.66 5 204.60 25.80 193.89 + F. 10 12.67 86.07 230 1.95 230 67.92 2.40 10.09 + G. 21 21.88 20.39 190 9.97 184 19.37 11.15 19.47 + H. 21 15.27 73.27 47 10.30 47 84.48 11.84 81.02 + I. 26 9.77 53.83 96 5.06 94 61.34 6.06 59.72 + J. 26 3.59 32.18 209 1.40 208 31.69 1.64 31.75 + K. 21 21.63 71.90 53 14.75 51 70.04 16.70 31.83 + Averages. 13.48 91.25 6.46 32.14 7.60 41.86 + +There were ten subjects in most of the experiments, and the marked +differences in the individual records which were evident in the +previous experiments did not exist here except in the case of A., for +whom alone the time required to obtain the suppression exceeded the +time of absence of the suppressed image. + +In several experiments the subjects were unable to suppress the +indicated image, which in five cases was the image at the center of a +disc and in two cases the outer portion of the disc. Further, five +failures were by one subject, D., and one each by A. and F. The +statistical report here given includes only the results of the +successful experiments. Forty-four of the one hundred and ninety-seven +were completely successful, as the suppressed image did not return +throughout the entire period. The following table shows the grouping +of the experiments according to the recurrence of the suppressed +image: + + Returned 0 times, 44 + " 1 " 26 + " 2 " 18 + " 3 " 25 + " 4 " 16 + " 5 " 16 + " 6 to 10 " 28 + " more than 10 times, 24 + Total, 197 + +Seventy-three and three fifths per cent. of all the experiments have +five or fewer returns of the suppressed images. + +The subjects suppressed the image as soon as possible after each +return, the average time taken to accomplish these later suppressions +being 6.46 sec., while the average time of absence of the suppressed +image was 32.14 sec. + +Including the first efforts and the first absences of the suppressed +image, the average time required to suppress the image was 7.60 sec., +and the average time of absence of the suppressed image was 41.86 sec. + +Arranging the subjects according to the average time they required to +accomplish a suppression, we have the following order. J. and F. had +more recurrences of the suppressed image than any of the other +subjects. + + J. 1.64 sec. + F. 2.40 " + C. 4.80 " + B. 4.98 " + I. 6.06 " + G. 11.15 " + H. 11.84 " + A. 16.05 " + K. 16.70 " + D. 25.80 " + +Arranging them by the average absence of the suppressed image we have +this order: + + B. 251.08 sec + D. 193.89 " + H. 81.02 " + C. 62.07 " + I. 59.72 " + K. 31.83 " + J. 31.75 " + G. 19.47 " + A. 10.44 " + F. 10.09 " + +It is to be remarked, however, that the ability to keep the suppressed +image out of the field increased with practice and that A. and F. had +less than half the number of experiments that the rest had. D., who +had but two thirds as many as most of the other subjects and therefore +had less practice in suppressing the image, stands yet second in +respect to this ability. + +If we compare the subjects with regard to _first_ efforts and _first_ +absences only, we obtain the following orders: + + According to Ave. Time req. According to Ave. Absence + for first Suppression. of Image after first Suppression. + J. 3.59 sec. B. 270.44 sec. + B. 5.79 " D. 190.07 " + C. 7.88 " F. 86.07 " + I. 9.77 " H. 73.27 " + F. 12.67 " K. 71.90 " + H. 15.27 " I. 53.83 " + K. 21.63 " C. 43.08 " + G. 21.88 " J. 32.18 " + D. 23.28 " G. 20.39 " + A. 28.32 " A. 11.29 " + +Arranging the groups of images suppressed according to the average +times of all suppressions and absences we have these orders: + + Suppression. Absences. + Central Images, 5.41 Marginal Images, 125.12 + Upper " 6.95 Sundry " 68.78 + Left " 8.60 Left " 51.26 + Right " 8.94 Lower " 50.04 + Lower " 9.11 Right " 43.93 + Marginal " 11.35 Upper " 32.35 + Sundry " 12.09 Central " 26.54 + + +SUBJECTIVE. + +Most of the subjects imaginatively placed the image to be suppressed +behind the screen, in a drawer, in their closed hands, pushed it +forward into the remote distance, sliced up, burned up, or pulverized +and so destroyed it. B. and D. 'thought it away' directly, without +mechanism or device, or got rid of it 'by a pure act of will.' +Superposition was tried, frequently with success, but at times the +under image shone through. When the objects were colored discs one +superposed on the other, the subject spread over the whole surface the +color of the image to be retained, but at times this resulted in there +being two shades of the upper color, and a yellow above a red changed +to an orange. When red was above yellow, the red appeared more highly +illuminated. Associations with objects of the color of the retained +image were found helpful but tended to modify the original color. Such +associations also, at times, by secondary associations brought back +the suppressed image. For example, when thinking of buttercups to +enforce a yellow image, the picture of grass surrounding the flowers +brought back the suppressed green image. Concentration of the +attention on the image to be retained and an ignoring of the other +was, on the whole, the method usually and successfully followed. This +concentration was helped by imagining the image marked off into minute +squares which were carefully counted. Numerous other devices of a +similar character were used. Objects having many details and those +lending themselves readily to suggestions of action (as a china +animal) were the most helpful in enabling the subject to concentrate +his attention on their image to the exclusion of another. Some +subjects conceived themselves as tracing with a pencil the outline and +details of the retained image. Frequently, when the two images were +originally near each other and one alone was being held by close +scrutiny of its parts, when this scrutiny reached the part of the +image which was nearest the position of the suppressed image, the +suppressed image returned. The original association between the two +images was often broken up by change of the position or shape of the +one to be suppressed. But devices soon became 'worn out' and new ones +had to be resorted to. + +Motor impulses played a large part in the process of suppression, such +as head and eye movement away from the image to be suppressed, +contraction of the muscles of the forehead and scalp, occasional +'setting' of the teeth, pressure together of the hands when they were +supposed to be holding the image and of the knees under like +circumstances. The eye traced outline and details and the more +actively it could be so employed the more successful was the +suppression. The sensations of accommodation and of focusing +previously referred to were repeated in this series. Enunciation also +was very common. + +Frequent comparison of the image with the percept was made at the +close of experiments and showed the utmost diversity in size, +vividness and distinctness. During an experiment when the suppressed +image came back, it was rarely more than a mere blur of color; in two +or three instances the form came without color. Green was found to be +a difficult color to hold. C. had an orange after-image from a +retained yellow image, a red image having been suppressed. Between the +images of a gray disc and an orange disc, three inches apart, he had +a blue disc. J., while suppressing an orange disc and retaining a +green disc, noticed that 'when off the fovea the whole green disc +became bright orange.' There was always a sense of readiness on the +part of the suppressed image to slip back. As C. expressed this, "The +thing suppressed exists in the fringe of consciousness." The recurring +image usually came back at its original position even when the +retained image was being held in a different part of the field. In +such cases the retained image at once resumed its original place. + +G. and J. were successful in proportion as they freed themselves from +the nervous strain of anxiety as to the result. + + +V. MOVEMENTS OF A SINGLE IMAGE, THE OBJECT HAVING BEEN MOVED DURING +THE EXPOSURE. + + +In an additional series of experiments with five of the same subjects +(B., G., H., I. and K.), the object was moved during the five seconds +of exposure either right, left, up or down, a distance of about six to +eight inches, and back again. In this way the subject was supplied +with further material of a pure memory type and it was believed that +some addition to our knowledge of the nature of the control of the +image might thus be made by securing data contrasting the construction +and the more purely reminiscent work of the imagination. + +The question proposed is as follows: Does the fact that a certain +movement of an object was presented to the optical perception give an +advantage in time, or ease, to the mental recall of that object as so +moving, over its recall as moving in other directions? The subjective +experiences during such recalls may be expected to throw light upon +the matter. + +The subject, with closed eyes, was requested to move the mental image +of the object in the four directions indicated above, returning it +after each movement to its original position, and the time of each +movement was recorded and, as well, the report of the subject with +regard to his subjective experiences. There were sixteen hundred +movements in all, eight hundred away from the original position of the +image (two hundred in each of the four directions mentioned above) and +eight hundred in returning to the original position. + +Besides these experiments, other movements of the object during +exposure were made, such as inversion, rotation, change from the +vertical to the horizontal position and vice versa, rolling, oblique +movements and the subjective phenomena were recorded when the subject +had repeated with the image the designated movements. In all the +experiments the objects were moved by the hand of the conductor of the +experiment. + +Table VII. gives the time record in seconds of these experiments for +each subject under each of the four variations: Movement of the object +to right, left, up, down. + + +TABLE VII. + + MOVEMENTS OF A SINGLE IMAGE, THE OBJECT HAVING BEEN MOVED DURING THE + TIME OF OPTICAL STIMULATION. AVERAGE TIME IN SECONDS. TEN MOVEMENTS IN + EACH DIRECTION FOR EACH SUBJECT. + + _a_. Object moved to right. + + Subject R. Return L. Return Up Return Down Return Aver. + B. 0.57 0.75 0.62 0.60 0.64 + 0.35 0.42 0.37 0.62 0.44 + G. 0.55 0.60 0.55 0.57 0.57 + 0.27 0.25 0.27 0.25 0.26 + H. 6.95 6.90 6.47 6.40 6.65 + 5.40 5.55 4.50 5.00 5.11 + I. 2.05 2.10 2.05 2.22 2.10 + 1.15 1.35 1.32 1.57 1.35 + K. 2.35 2.97 2.42 2.62 2.59 + 1.17 1.20 1.17 1.55 1.28 + Ave. 2.49 2.66 2.02 2.48 2.52 + 1.67 1.75 1.53 1.80 1.69 + + Ave. to right, 2.49 + Ave. of other movements, 2.52 + Grand average, 2.10 + + _b_. Object moved to left. + B. 0.72 0.60 0.62 0.60 0.64 + 0.52 0.40 0.52 0.42 0.47 + G. 0.67 0.45 0.55 0.67 0.59 + 0.42 0.35 0.35 0.37 0.37 + H. 8.22 5.95 6.52 6.42 6.78 + 5.82 4.10 4.37 5.55 4.96 + I. 2.40 1.30 2.25 2.72 2.17 + 1.97 1.22 0.95 1.47 1.40 + K. 2.45 2.57 2.25 2.00 2.30 + 1.70 1.60 1.32 1.35 1.49 + Ave. 2.89 2.17 2.44 2.48 2.50 + 2.09 1.53 1.50 1.83 1.74 + + Ave. to left, 2.17 + Ave. of other movements, 2.60 + Grand average, 2.12 + + _c_. Object moved up. + B. 0.75 0.62 0.42 0.57 0.59 + 0.32 0.50 0.42 0.37 0.40 + G. 0.65 0.57 0.45 0.47 0.54 + 0.35 0.27 0.25 0.27 0.29 + H. 6.77 6.25 6.85 6.15 6.57 + 5.27 5.55 5.30 5.30 5.35 + I. 2.47 2.27 1.85 2.65 2.31 + 1.25 1.00 0.87 1.10 1.05 + K. 3.40 2.72 1.42 2.20 2.44 + 1.50 1.37 1.27 1.17 1.33 + Ave. 2.81 2.49 2.20 2.41 2.48 + 1.74 1.74 1.62 1.70 1.69 + + Ave. up, 2.20 + Ave. of other movements, 2.57 + Grand average, 2.08 + + _d_. Object moved down. + B. 0.80 0.72 0.70 0.57 0.70 + 0.42 0.42 0.50 0.42 0.44 + G. 0.60 0.60 0.55 0.47 0.55 + 0.25 0.25 0.27 0.27 0.26 + H. 6.77 6.80 6.80 8.77 7.29 + 5.90 6.35 4.55 5.55 5.59 + I. 2.30 2.20 2.22 1.80 2.13 + 1.30 1.20 1.15 1.42 1.27 + K. 3.15 2.75 2.95 2.30 2.79 + 1.62 1.57 1.12 1.25 1.39 + Ave. 2.72 2.61 2.64 2.78 2.69 + 1.90 1.92 1.52 1.78 1.79 + + Ave. down, 2.78 + Ave. of other movements, 2.66 + Grand average, 2.24 + + +NUMERICAL. + +As each movement may be compared with three other movements, and as +there were five subjects and four variations in the conditions, there +are sixty opportunities of comparing the time required to move the +image in the direction in which the object was moved with the time +taken to move it in the other directions. In 45 instances the time was +less, in 3 the same, and in 12 greater. + +These twelve instances occurred with two subjects, three (to left) +occurring with K. and nine (three each right, up, down) occurring with +H. The cause was the same in all twelve instances, both H. and K. +reporting that (in these cases) they had great difficulty in obtaining +a reasonably vivid and distinct image when directed to move the image +in the direction in which the object had been moved. The attempt to +move the image resulted in a vague image spread continuously over the +entire area that had been covered by the moving object, and the effort +to obtain the image at the desired position only was serious and took +an appreciably longer time than usual. It is to be noted, also, that +the time usually taken by H. is uniformly very much greater than the +time taken by the other subjects. Yet, even with these instances +included, the average time of all movements of the image in the +direction in which the object had been moved is less than the average +time of the other movements, the former being 2.41 seconds, the +latter, 2.59 seconds. + + +TABLE VIII. + + MOVEMENTS OF A SINGLE IMAGE. + + I., OBJECT PREVIOUSLY MOVED; II., OBJECT NOT MOVED. + + Average Time Given in Seconds. + + Subjects: B. G. H. + I II I II I II + To right, 0.57 1.30 0.55 1.46 6.95 7.15 + Return, 0.35 0.58 0.27 0.92 5.40 4.51 + To left, 0.60 1.06 0.45 1.15 5.95 6.42 + Return, 0.40 0.73 0.35 0.89 4.10 4.41 + Up, 0.42 1.05 0.45 0.99 6.85 5.96 + Return, 0.42 0.46 0.25 0.76 5.30 4.36 + Down, 0.57 1.10 0.47 0.82 8.77 5.85 + Return, 0.42 0.45 0.27 0.06 5.55 4.40 + General 0.54 1.13 0.48 1.10 7.13 6.34 + Averages, 0.40 0.55 0.28 0.66 5.09 4.42 + + + Subjects: I. K. + I II I II + To right, 2.05 1.28 2.35 4.80 + Return, 1.15 0.67 1.17 2.40 + To left, 1.30 1.34 2.57 4.63 + Retur, 1.22 0.62 1.60 2.73 + Up, 1.85 1.62 1.42 3.29 + Return, 0.87 0.86 1.27 1.90 + Down, 1.80 1.36 2.30 3.27 + Return, 1.42 0.72 1.25 1.56 + General 1.75 1.40 2.16 4.00 + Averages, 1.16 0.72 1.32 2.15 + + +If the record of H. is omitted from Table VII., _a, c, _and _d_, and +that of K. from VII., _b_ (as these are the records of the twelve +exceptions), the former average becomes 1.44 seconds, the latter 1.86 +seconds. + +The following table affords the means of comparing the time taken in +moving the image in the direction in which the object had been moved +with the time taken in moving the image in the same direction when +there had been no movement of the object. The averages are obtained +from the records of Tables VII. and I. + +We have here twenty comparisons each of movements away from the +original positions and movements back to the original positions: + + In the first case, 15 took less time under I., 5 took more + time under I. + + The 5 cases of more time occurred with two subjects (H., 3 and + I., 2). + + In the second case, 12 took less time under I., 8 took more + time under I. + + The 8 cases of more time occurred with three subjects (G., 1; + H., 3; I., 4). + +If we omit H.'s record and take the general averages for each subject, +we find the following advantages in time in form of movements where +the object had been moved; + + B., 0.59 seconds. + G., 0.52 " + K., 1.84 " + +But I., 0.35 seconds in favor of movements when the object had not +been moved. + +Combining these results, we have 0.74 sec. as the average gain in time +for these four subjects. + + +SUBJECTIVE. + +With one exception (G.), the subjects found Movements I., movements in +the direction in which the object had been moved, easier than +Movements II. In Movements II. the eye seemed to construct and compel +the motion, which was not the case with Movements I., in which the eye +followed the motion. The distance to which the image went in Movements +I. seemed predetermined, and these movements seemed exact copies of +the original movement of the object, being purely reminiscent and +reproducing its irregularities when there were any. Also, the image +was usually seen _in transitu_ both out and back, which was never the +case with Movements II. Eye movement and enunciation were much less +frequent and the image was more vivid and distinct in Movements I. + + * * * * * + + + + + STUDIES IN ĘSTHETIC PROCESSES. + + + + * * * * * + +Transcriber's Note: + + Rhythmic measures in the first 2 articles of this section are + transcribed as follows: + + | delineates measure + q quarter note + q. dotted quarter note + e eighth note + % quarter rest + + Major accent of the measure is indicated by a >, either above + or in front of the beat. Minor accent of the measure is + indicated by ., used in the same way. + + > . + | q q q q | or | >q q .q q | represent the same rhythmic pattern. + + * * * * * + + + + +THE STRUCTURE OF SIMPLE RHYTHM FORMS. + +BY ROBERT MACDOUGALL. + + +I. PROBLEMS AND METHODS OF EXPERIMENTATION. + + +The investigation of the problems presented by the psychological +phenomena of rhythm has of late years occupied much attention and been +pushed in a variety of different directions. Some researches have been +concerned with an analysis of rhythm as an immediate subjective +experience, involving factors of perception, reaction, memory, +feeling, and the like; others have had to do with the specific +objective conditions under which this experience arises, and the +effect of changes in the relations of these factors; still others have +sought to coördinate the rhythm experience with more general laws of +activity in the organism, as the condition of most effective action, +and to affiliate its complex phenomena upon simpler laws of +physiological activity and repose; while a fourth group has undertaken +a description of that historical process which has resulted in the +establishment of artistic rhythm-types, and has sought to formulate +the laws of their construction.[1] + + [1] Description: (1) Of the psychological factors of the rhythm + experience: Angell and Pierce, Ettlinger, Hauptmann, Mentz, + Meumann, Stumpf, Wundt, et al. (2) Of its objective conditions + and products: Binet et Courtier, Bolton, Ebhardt, Hurst and + McKay, Meumann, Schumann, Sievers, et al. (3) Of its + physiological accompaniments: Bolton, Brücke, Dogiel, + Hausegger, Mach, Mentz, Ribot, Sherrington, Scripture, Smith, + et al. (4) Of its historical evolution: Bücher, Moritz, + Scherer, et al. + +This differentiation has already made such progress as to constitute +the general topic a field within which specialization is called for, +instead of an attempt to treat the phenomenon as a whole. It is the +purpose of this paper to describe a set of experiments having to do +with the second of these problems, the constitution of objective +rhythm forms. In the determination of such forms it is, of course, +impossible to avoid the employment of terms descriptive of the +immediate experience of rhythm as a psychological process, or to +overlook the constant connection which exists between the two groups +of facts. The rhythm form is not objectively definable as a stable +type of stimulation existing in and for itself; the discrimination of +true and false relations among its elements depends on the immediate +report of the consciousness in which it appears. The artistic form is +such only in virtue of its arousing in the observer that peculiar +quality of feeling expressed in calling the series of sensory stimuli +rhythmically pleasing, or equivalent, or perfect. In no other way than +as thus dependent on the appeal which their impression makes to the +ęsthetic consciousness can we conceive of the development and +establishment of fixed forms of combination and sequence among those +types of sensory stimulation which arouse in us the pleasurable +experience of rhythm. The artistic rhythm form cannot be defined as +constituted of periods which are 'chronometrically proportionate,' or +mathematically simple. It is not such in virtue of any physical +relations which may obtain among its constituents, though it may be +dependent on such conditions in consequence of the subordination to +physical laws of the organic activities of the human individual. The +view must be subjectively objective throughout. + +The need for simplicity and exactness has led to the very general +employment of material as barely sensorial as could be devised for the +carrying on of experiments upon rhythm. Rich tones and complex +combinations of them are to be avoided, for these qualities are +themselves immediate sources of pleasure, and the introduction of them +into the material of experimentation inevitably confuses the analysis +which the observer is called upon to make of his experience and of the +sources of his pleasure in it. Still more objectionable than the +presence of such complex musical tones in an investigation of rhythm +is the introduction of the symbols of rational speech in concrete +poetical forms. This element can be only a hindrance to the perception +of pure rhythmical relations, in virtue of the immediate interest +which the images called up by the verbal signs possess, and further, +in view of the fact that the connections of significant thought impose +upon the purely rhythmical formulation of the series of stimulations +an unrelated and antagonistic principle of grouping, namely, the +logical relations which the various members of the series bear to one +another. + +The demand for a simplification of the material which supports the +rhythm experience, for the purpose of obtaining a more exact control +over the conditions of experimentation, has been met by the invention +of a variety of devices whereby the sequences of music, song and +poetical speech have been replaced by elementary conventional symbols +as the vehicle of the rhythmical impression or expression. On the one +side there has commonly been substituted for musical tones and +rhythmical speech the most simple, sharply limited and controllable +sounds possible, namely, those due to the action of a telephone +receiver, to the vibrations of a tuning-fork placed before the +aperture of a resonator, or to the strokes of metallic hammers falling +on their anvils. On the other side, the form of the reproduced rhythm +has been clarified by the substitution of the finger for the voice in +a series of simple motor reactions beaten out on a more or less +resonant medium; by the use--when the voice is employed--of +conventional verbal symbols instead of the elements of significant +speech; and--where actual verse has been spoken--by a treatment of the +words in formal staccato scansion, or by the beating of time +throughout the utterance. The last of these methods is a halting +between two courses which casts doubt on the results as characteristic +of either type of activity. There is no question that the rhythmic +forms of recitative poetry differ vastly from those of instrumental +music and chanted speech. The measures of spoken verse are elastic and +full of changefulness, while those of music and the chant maintain a +very decided constancy of relations. The latter present determinable +types of grouping and succession, while it is questionable whether the +forms of relationship in spoken verse can ever be considered apart +from the emotion of the moment. In so far as the rhythmic form which +these differing modes of expression embody are to be made the subject +of experimental investigation their characteristic structures should +be kept intact as objects of analysis in independent experiments, +instead of being combined (and modified) in a single process. + +The apparatus employed in the course of the present investigation +consisted of four different pieces of mechanism, one affording the +vehicle of expression throughout the series of reproduced rhythms, the +others providing the auditory material of the various rhythms +apperceived but not designedly reproduced. The first of these +consisted of a shallow Marey tambour, placed horizontally upon a table +with its rubber film upwards, and connected by means of rubber-tubing +with a pneumographic pen in contact with the revolving drum of a +kymograph. A Deprez electric marker, aligned with the pneumographic +stylus, afforded a time record in quarter seconds. Upon this tambour, +placed within comfortable reach of the reactor's hand, the various +rhythm types were beaten out. The impact of the finger-tip on the +tense surface of the drum gave forth a faint and pleasing but at the +same time clearly discernible and distinctly limited sound, which +responded with audible variations of intensity to the differing +stresses involved in the process of tapping, and which I have +considered preferable to the short, sharp stroke of the Kraepelin +mouth-key employed by Ebhardt. The rate of revolution in the drum was +so adjusted to the normal range of excursion in the pneumographic pen +as to give sharp definition to every change of direction in the curve, +which hence allowed of exact measurements of temporal and intensive +phases in the successive rhythm groups. These measurements were made +to limits of 1.0 mm. in the latter direction and of 0.5 mm. in the +former.[2] + + [2] Professor Binet's doubt (_L'Année Psychologique_ 1895, p. + 204) that the propulsion of air from the elastic chamber and + the rebound of the pen might interfere with the significance of + the graphic record is more serious in connection with the + application of this method to piano playing than here; since + its imperfection, as that writer says, was due to the force and + extreme rapidity of the reactions in the former case. The + present series involved only light tapping and was carried on + at a much slower average rate. + +The second piece of apparatus consisted of an ordinary metronome +adjusted to beat at rates of 60, 90, and 120 strokes per minute. This +instrument was used in a set of preliminary experiments designed to +test the capacity of the various subjects for keeping time by finger +reaction with a regular series of auditory stimulations. + +The third piece of apparatus consisted of an arrangement for producing +a series of sounds and silences, variable at will in absolute rate, in +duration, and, within restricted limits, in intensity, by the +interruptions of an electrical current, into the circuit of which had +been introduced a telephone receiver and a rheostat. Portions of the +periphery of a thin metallic disc were cut away so as to leave at +accurately spaced intervals, larger or smaller extents of the original +boundary. This toothed wheel was then mounted on the driving-shaft of +an Elbs gravity motor and set in motion. Electrical connections and +interruptions were made by contact with the edge of a platinum slip +placed at an inclination to the disc's tangent, and so as to bear +lightly on the passing teeth or surfaces. The changes in form of a +mercury globule, consequent on the adhesion of the liquid to the +passing teeth, made it impossible to use the latter medium. The +absolute rate of succession in the series of sounds was controlled by +varying the magnitudes of the driving weights and the resistance of +the governing fans of the motor. As the relation of sounds and +intervals for any disc was unalterable, a number of such wheels were +prepared corresponding to the various numerical groups and temporal +sequences examined--one, for example, having the relations expressed +in the musical symbol 3/4 | >q e |*; another having that represented in +the symbol 4/4 | >q e e |;* and so on. Variations in intensity were +obtained by mounting a second series of contacts on the same shaft and +in alignment with those already described. The number of these +secondary contacts was less than that of the primary connections, +their teeth corresponding to every second or third of those. The +connections made by these contacts were with a second loop, which also +contained within its circuit the telephone receiver by which the +sounds were produced. The rheostatic resistances introduced into this +second circuit were made to depart more or less from that of the +first, according as it was desired to introduce a greater or slighter +periodic accent into the series. This mechanism was designed for the +purpose of determining the characteristic sequences of long and short +elements in the rhythm group. + + *Transcriber's Note: + + The original article showed "3/4 | q q q |" and "4/4 | q q q q |". + Applying the erratum after the article (below) resulted in + fewer beats per measure than indicated by the time signature. + Other possibilities are "3/4 | >q e q. |" and "4/4 | >q e e q q |". + + "ERRATUM: + + On page 313, line 23, the musical symbols should be a quarter + note, accented, followed by an eighth note; in the following + line the symbols should be a quarter note, accented, followed + by two eighth notes." + +The fourth piece of apparatus consisted essentially of a horizontal +steel shaft having rigidly attached to it a series of metallic +anvils, fifteen in number, on which, as the shaft revolved, the +members of a group of steel hammers could be made to fall in +succession from the same or different heights. The various parts of +the mechanism and their connections may be readily understood by +reference to the illustration in Plate VIII. On the right, supported +upon two metal standards and resting in doubly pivoted bearings, +appears the anvil-bearing shaft. On a series of shallow grooves cut +into this shaft are mounted loose brass collars, two of which are +visible on the hither end of the shaft. The anvils, the parts and +attachments of which are shown in the smaller objects lying on the +table at the base of the apparatus, consist of a cylinder of steel +partly immersed in a shallow brass cup and made fast to it by means of +a thumb-screw. This cup carries a threaded bolt, by which it may be +attached to the main shaft at any position on its circumference by +screwing through a hole drilled in the collar. The adjustment of the +anvils about the shaft may be changed in a moment by the simple +movement of loosening and tightening the thumb-screw constituted by +the anvil and its bolt. The device by which the extent of the +hammer-fall is controlled consists of cam-shaped sheets of thin wood +mounted within parallel grooves on opposite sides of the loose collars +and clamped to the anvils by the resistance of two wedge-shaped +flanges of metal carried on the anvil bolt and acting against the +sides of slots cut into the sheets of wood at opposite sides. The +periphery of these sheets of wood--as exhibited by that one lying +beside the loose anvils on the table--is in the form of a spiral which +unfolds in every case from a point on the uniform level of the anvils, +and which, by variations in the grade of ascent, rises in the course +of a revolution about its center to the different altitudes required +for the fall of the hammers. These heights were scaled in inches and +fractions, and the series employed in these experiments was as +follows: 1/8, 2/8, 3/8, 5/8, 7/8, 15/8, 24/8 inch. Upon a +corresponding pair of standards, seen at the left of the illustration, +is mounted a slender steel shaft bearing a series of sections of brass +tubing, on which, in rigid sockets, are carried the shafts of a set of +hammers corresponding in number and position to the anvils of the +main axis. By means of a second shaft borne upon two connected arms +and pivoted at the summit of the standards the whole group of hammers +may at any moment be raised from contact with the cams of the main +shaft and the series of sounds be brought to a close without +interrupting the action of the motor or of the remainder of the +apparatus. By this means phases of acceleration and retardation in the +series, due to initial increase in velocity and its final decrease as +the movement ceases, are avoided. The pairs of vertical guides which +appear on this gearing-shaft and enclose the handles of the several +hammers are designed to prevent injury to the insertions of the hammer +shafts in their sockets in case of accidental dislocations of the +heads in arranging the apparatus. This mechanism was driven by an +electrical motor with an interposed reducing gear. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE VIII. + Opposite p. 314.] + +The intervals between the successive hammer-strokes are controlled in +the following way: on the inner face of the group of pulleys mounted +on the main shaft of the mechanism (this gang of pulleys appears at +the extreme right in the illustration) is made fast a protractor +scaled in half degrees. Upon the frame of the standard supporting +these pulleys is rigidly screwed an index of metal which passes +continuously over the face of the scale as the shaft revolves. The +points of attachment (about the shaft) of the cams are determined by +bringing the point of fall of each cam in succession into alignment +with this fixed index, after the shaft has been turned through the +desired arc of its revolution and made fast by means of the +thumb-screw seen in the illustration at the near end of the shaft. +Thus, if three strokes of uniform intensity are to be given at equal +intervals apart and in continuous succession, the points of fall of +the hammers will be adjusted at equal angular distances from one +another, for example, at 360°, 240°, and 120°; if the temporal +relations desired be in the ratios 2:1:1, the arrangement will be +360°, 180°, 90°; if in the ratios 5:4:3, it will be 360°, 210°, 90°; +and so on. If double this number of hammers be used in a continuous +series the angular distances between the points of fall of the +successive hammers will of course be one half of those given above, +and if nine, twelve, or fifteen hammers be used they will be +proportionately less. + +An interruption of any desired relative length may be introduced +between repetitions of the series by restricting the distribution of +angular distances among the cams to the requisite fraction of the +whole revolution. Thus, if an interruption equal to the duration +included between the first and last hammer-falls of the series be +desired, the indices of position in the three cases described above +will become: 360°, 270°, 180°; 360°, 240°, 180°, and 360°, 260°, 180°. +In the case of series in which the heights of fall of the various +hammers are not uniform, a special adjustment must be superimposed +upon the method of distribution just described. The fall of the hammer +occupies an appreciable time, the duration of which varies with the +distance through which the hammer passes. The result, therefore, of an +adjustment of the cams on the basis adopted when the height of fall is +uniform for all would appear in a reduction of the interval following +the sound produced by a hammer falling from a greater height than the +rest, and the amount of this shortening would increase with every +addition to the distance through which the hammer must pass in its +fall. In these experiments such lags were corrected by determining +empirically the angular magnitude of the variation from its calculated +position necessary, in the case of each higher member of the series of +distances, to make the stroke of the hammer on its anvil simultaneous +with that of the shortest fall. These fixed amounts were then added to +the indices of position of the several cams in each arrangement of +intervals employed in the experiments. + +This apparatus answers a variety of needs in practical manipulation +very satisfactorily. Changes in adjustment are easily and quickly +made, in regard to intensity, interval and absolute rate. If desired, +the gradation of intensities here employed may be refined to the +threshold of perceptibility, or beyond it. + +The possible variations of absolute rate and of relative intervals +within the series were vastly more numerous than the practical +conditions of experimentation called for. In two directions the +adaptability of the mechanism was found to be restricted. The +durations of the sounds could not be varied as were the intervals +between them, and all questions concerning the results of such +changes were therefore put aside; and, secondly, the hammers and +anvils, though fashioned from the same stuff and turned to identical +shapes and weights, could not be made to ring qualitatively alike; and +these differences, though slight, were sufficiently great to become +the basis of discrimination between successive sounds and of the +recognition upon their recurrence of particular hammer-strokes, +thereby constituting new points of unification for the series of +sounds. When the objective differences of intensity were marked, these +minor qualitative variations were unregarded; but when the stresses +introduced were weak, as in a series composed of 3/8-, 2/8-, 2/8-inch +hammer-falls, they became sufficiently great to confuse or transform +the apparent grouping of the rhythmical series; for a qualitative +difference between two sounds, though imperceptible when comparison is +made after a single occurrence of each, may readily become the +subconscious basis for a unification of the pair into a rhythmical +group when several repetitions of them take place. + +In such an investigation as this the qualification of the +subject-observer should be an important consideration. The +susceptibility to pleasurable and painful affection by rhythmical and +arrhythmical relations among successive sensory stimuli varies within +wide limits from individual to individual. It is of equal importance +to know how far consonance exists between the experiences of a variety +of individuals. If the objective conditions of the rhythm experience +differ significantly from person to person it is useless to seek for +rhythm forms, or to speak of the laws of rhythmical sequence. +Consensus of opinion among a variety of participators is the only +foundation upon which one can base the determination of objective +forms of any practical value. It is as necessary to have many subjects +as to have good ones. In the investigation here reported on, work +extended over the two academic years of 1898-1900. Fourteen persons in +all took part, whose ages ranged from twenty-three to thirty-nine +years. Of these, five were musically trained, four of whom were also +possessed of good rhythmic perception; of the remaining nine, seven +were good or fair subjects, two rather poor. All of these had had +previous training in experimental science and nine were experienced +subjects in psychological work. + + +II. THE ELEMENTARY CONDITIONS OF THE APPEARANCE OF THE RHYTHM +IMPRESSION. + + +The objective conditions necessary to the arousal of an impression of +rhythm are three in number: (_a_) Recurrence; (_b_) Accentuation; +(_c_) Rate. + + +(_a_) _Recurrence._--The element of repetition is essential; the +impression of rhythm never arises from the presentation of a single +rhythmical unit, however proportioned or perfect. It does appear +adequately and at once with the first recurrence of that unit. If the +rhythm be a complex one, involving the coördination of primary groups +in larger unities, the full apprehension of its form will, of course, +arise only when the largest synthetic group which it contains has been +completed; but an impression of rhythm, though not of the form finally +involved, will have appeared with the first repetition of the simplest +rhythmical unit which enters into the composition. It is conceivable +that the presentation of a single, unrepeated rhythmical unit, +especially if well-defined and familiar, should originate a rhythmical +impression; but in such a case the sensory material which supports the +impression of rhythm is not contained in the objective series but only +suggested by it. The familiar group of sounds initiates a rhythmic +process which depends for its existence on the continued repetition, +in the form of some subjective accentuation, of the unit originally +presented. + +The rhythmical form, in all such cases, is adequately and perfectly +apprehended through a single expression of the sequence.[3] It lacks +nothing for its completion; repetition can add no more to it, and is, +indeed, in strict terms, inconceivable; for by its very recurrence it +is differentiated from the initial presentation, and combines +organically with the latter to produce a more highly synthetic form. +And however often this process be repeated, each repetition of the +original sequence will have become an element functionally unique and +locally unalterable in the last and highest synthesis which the whole +series presents. + + [3] When the formal key-note is distinctly given, the + rhythmical movement arises at once; when it is obscure, the + emergence of the movement is gradual. This is a salient + difference, as Bolton, Ettlinger and others have pointed out, + between subjective rhythms and those objectively supported. + +Rhythmical forms are not in themselves rhythms; they must initiate the +factor of movement in order that the impression of rhythm shall arise. +Rhythmical forms are constantly occurring in our perceptional +experience. Wherever a group of homogeneous elements, so related as to +exhibit intensive subordination, is presented under certain temporal +conditions, potential rhythm forms appear. It is a mere accident +whether they are or are not apprehended as actual rhythm forms. If the +sequence be repeated--though but once--during the continuance of a +single attention attitude, its rhythmical quality will ordinarily be +perceived, the rhythmic movement will be started. If the sequence be +not thus repeated, the presentation is unlikely to arouse the process +and initiate the experience of rhythm, but it is quite capable of so +doing. The form of the rhythm is thus wholly independent of the +movement, on which the actual impression of rhythm in every case +depends; and it may be presented apart from any experience of rhythm. + +There is properly no repetition of identical sequences in rhythm. +Practically no rhythm to which the ęsthetic subject gives expression, +or which he apprehends in a series of stimulations, is constituted of +the unvaried repetition of a single elementary form, the measures, +| >q. q |, or | >q. q q |, for example. Variation, subordination, +synthesis, are present in every rhythmical sequence. The regular +succession is interrupted by variant groups; points of initiation in +the form of redundant syllables, points of finality in the form of +syncopated measures, are introduced periodically, making the rhythm +form a complex one, the full set of relations involved being +represented only by the complete succession of elements contained +between any one such point of initiation and its return. + + +(_b_) _Accentuation._--The second condition for the appearance of the +rhythm impression is the periodic accentuation of certain elements in +the series of sensory impressions or motor reactions of which that +rhythm is composed. The mechanism of such accentuation is indifferent; +any type of variation in the accented elements from the rest of the +series which induces the characteristic process of rhythmic +accentuation--by subjective emphasis, recurrent waves of attention, or +what not--suffices to produce an impression of rhythm. It is commonly +said that only intensive variations are necessary; but such types of +differentiation are not invariably depended on for the production of +the rhythmic impression. Indeed, though most frequently the basis of +such effects, for sufficient reasons, this type of variation is +neither more nor less constant and essential than other forms of +departure from the line of indifference, which forms are ordinarily +said to be variable and inessential. For the existence of rhythm +depends, not on any particular type of periodical variation in the +sensory series, but on the recurrent accentuation, under special +temporal conditions, of periodic elements within such a series; and +any recurrent change in quality--using this term to describe the total +group of attributes which constitutes the sensorial character of the +elements involved--which suffices to make the element in which it +occurs the recipient of such accentuation, will serve as a basis for +the production of a rhythmical impression. It is the fact of +periodical differentiation, not its particular direction, which is +important. Further, as we know, when such types of variation are +wholly absent from the series, certain elements may receive periodical +accentuation in dependence on phases of the attention process itself, +and a subjective but perfectly real and adequate rhythm arise. + +In this sense those who interpret rhythm as fundamentally dependent on +the maintenance of certain temporal relations are correct. The +accentuation must be rhythmically renewed, but the sensory incentives +to such renewals are absolutely indifferent, and any given one of the +several varieties of change ordinarily incorporated into rhythm may be +absent from the series without affecting its perfection as a +rhythmical sequence. In piano playing the accentual points of a +passage may be given by notes struck in the bass register while +unaccented elements are supplied from the upper octaves; in orchestral +compositions a like opposition of heavy to light brasses, of cello to +violin, of cymbals to triangle, is employed to produce rhythmical +effects, the change being one in _timbre_, combined or uncombined +with pitch variations; and in all percussive instruments, such as the +drum and cymbals, the rhythmic impression depends solely on intensive +variations. The peculiar rhythmic function does not lie in these +elements, but in a process to which any one of them indifferently may +give rise. When that process is aroused, or that effect produced, the +rhythmic impression has been made, no matter what the mechanism may +have been. + +The single objective condition, then, which is necessary to the +appearance of an impression of rhythm is the maintenance of specific +temporal relations among the elements of the series of sensations +which supports it. It is true that the subjective experience of rhythm +involves always two factors, periodicity and accentuation; the latter, +however, is very readily, and under certain conditions inevitably, +supplied by the apperceptive subject if the former be given, while if +the temporal conditions be not fulfilled (and the subject cannot +create them) no impression of rhythm is possible. The contributed +accent is always a temporally rhythmical one, and if the recurrence of +the elements of the objective series opposes the phases of subjective +accentuation the rhythm absolutely falls to the ground. Of the two +points of view, then, that is the more faithful to the facts which +asserts that rhythm is dependent upon the maintenance of fixed +temporal intervals. These two elements cannot be discriminated as +forming the objective and subjective conditions of rhythm +respectively. Both are involved in the subjective experience and both +find their realization in objective expressions, definable and +measurable. + + +(_c_) _Rate._--The appearance of the impression of rhythm is +intimately dependent on special conditions of duration in the +intervals separating the successive elements of the series. There +appears in this connection a definite superior limit to the absolute +rate at which the elements may succeed one another, beyond which the +rapidity cannot be increased without either (_a_) destroying +altogether the perception of rhythm in the series or (_b_) +transforming the structure of the rhythmical sequence by the +substitution of composite groups for the single elements of the +original series as units of rhythmic construction; and a less clearly +marked inferior limit, below which the series of stimulations fails +wholly to arouse the impression of rhythm. But the limits imposed by +these conditions, again, are coördinated with certain other variables. +The values of the thresholds are dependent, in the first place, on the +presence or absence of objective accentuation. If such accents be +present in the series, the position of the limits is still a function +of the intensive preponderance of the accented over the unaccented +elements of the group. Further, it is related to the active or passive +attitude of the ęsthetic subject on whom the rhythmical impression is +made, and there appear also important individual variations in the +values of the limits. + +When the succession falls below a certain rate no impression of rhythm +arises. The successive elements appear isolated; each is apprehended +as a single impression, and the perception of intensive and temporal +relations is gotten by the ordinary process of discrimination involved +when any past experience is compared with a present one. In the +apprehension of rhythm the case is altogether different. There is no +such comparison of a present with a past experience; the whole group +of elements constituting the rhythmic unit is present to consciousness +as a single experience; the first of its elements has never fallen out +of consciousness before the final member appears, and the awareness of +intensive differences and temporal segregation is as immediate a fact +of sensory apprehension as is the perception of the musical qualities +of the sounds themselves. + +The absolute value of this lower limit varies from individual to +individual. In the experience of some persons the successive members +of the series may be separated by intervals as great as one and one +half (possibly two) seconds, while yet the impression is distinctly +one of rhythm; in that of others the rhythm dies out before half of +that interval has been reached. With these subjects the apprehension +at this stage is a secondary one, the elements of the successive +groups being held together by means of some conventional symbolism, as +the imagery of beating bells or swinging pendulums. A certain +voluminousness is indispensable to the support of such slow measures. +The limit is reached sooner when the series of sounds is given by the +fall of hammers on their anvils than when a resonant body like a bell +is struck, or a continuous sound is produced upon a pipe or a reed. + +In these cases, also, the limit is not sharply defined. The rhythmical +impression gradually dies out, and the point at which it disappears +may be shifted up or down the line, according as the ęsthetic subject +is more or less attentive, more or less in the mood to enjoy or create +rhythm, more passive or more active in his attitude toward the series +of stimulations which supports the rhythmical impression. The +attention of the subject counts for much, and this distinction--of +involuntary from voluntary rhythmization--which has been made chiefly +in connection with the phenomenon of subjective rhythm, runs also +through all appreciation of rhythms which depend on actual objective +factors. A series of sounds given with such slowness that at one time, +when passively heard, it fails to produce any impression of rhythm, +may very well support the experience on another occasion, if the +subject try to hold a specific rhythm form in mind and to find it in +the series of sounds. In such cases attention creates the rhythm which +without it would fail to appear. But we must not confuse the nature of +this fact and imagine that the perception that the relations of a +certain succession fulfil the the form of a rhythmical sequence has +created the rhythmical impression for the apperceiving mind. It has +done nothing of the kind. In the case referred to the rhythm appears +because the rhythmical impression is produced, not because the fact of +rhythmical form in the succession is perceived. The capacity of the +will is strictly limited in this regard and the observer is as really +subject to time conditions in his effortful construction as in his +effortless apprehension. The rhythmically constructive attitude does +not destroy the existence of limits to the rate at which the series +must take place, but only displaces their positions. + +A similar displacement occurs if the periodic accentuations within the +series be increased or decreased in intensity. The impression of +rhythm from a strongly accented series persists longer, as retardation +of its rate proceeds, than does that of a weakly accented series; the +rhythm of a weakly accented series, longer than that of a uniform +succession. The sensation, in the case of a greater intensive accent, +is not only stronger but also more persistent than in that of a +weaker, so that the members of a series of loud sounds succeeding one +another at any given rate appear to follow in more rapid succession +than when the sounds are faint. But the threshold at which the +intervals between successive sounds become too great to arouse any +impression of rhythm does not depend solely on the absolute loudness +of the sounds involved; it is a function also of the degree of +accentuation which the successive measures possess. The greater the +accentuation the more extended is the temporal series which will hold +together as a single rhythmic group. + +This relation appears also in the changes presented in beaten rhythms, +the unit-groups of which undergo a progressive increase in the number +of their components. The temporal values of these groups do not remain +constant, but manifest a slight increase in total duration as the +number of component beats is increased, though this increase is but a +fraction of the proportional time-value of the added beats. Parallel +with this increase in the time-value of the unit-group goes an +increase in the preponderance of the accented element over the +intensity of the other members of the group. Just as, therefore, in +rhythms that are heard, the greatest temporal values of the simple +group are mediated by accents of the highest intensity, so in +expressed rhythms those groups having the greatest time-values are +marked by the strongest accentuation. + +Above the superior limit a rhythm impression may persist, but neither +by an increase in the number of elements which the unit group +contains, nor by an increase in the rate at which these units follow +one another in consciousness. The nature of the unit itself is +transformed, and a totally new adjustment is made to the material of +apprehension. When the number of impressions exceeds eight or ten a +second--subject to individual variations--the rhythmical consciousness +is unable longer to follow the individual beats, a period of confusion +ensues, until, as the rate continues to increase, the situation is +suddenly clarified by the appearance of a new rhythm superimposed on +the old, having as its elements the structural units of the preceding +rhythm. The rate at which the elements of this new rhythm succeed one +another, instead of being more rapid than the old, has become +relatively slow, and simple groups replace the previous large and +complex ones. Thus, at twelve beats per second the rhythms heard by +the subjects in these experiments were of either two, three or four +beats, the elements entering into each of these constituent beats +being severally three and four in number, as follows: + + +TABLE I. + + > > + Simple Trochaic, four beats per second: 1 2 3, 4 5 6; 7 8 9,10 11 12. + \___/ \___/ \___/ \______/ + > + ________ ___________ + / \ / \ + Dipodic Trochaic, " " " " 1 2 3, 4 5 6; 7 8 9,10 11 12. + \__/ \__/ \___/ \________/ + >>> + Simple Dactylic, three " " " 1 2 3 4, 5 6 7 8, 9 10 11 12. + \____/ \____/ \_______/ + + +The only impression of rhythm here received was of a trochaic or +dactylic measure, depending upon an accent which characterized a group +and not a single beat, and which recurred only twice or thrice a +second. Sometimes the subjects were wholly unaware that the elements +of the rhythm were not simple, a most significant fact, and frequently +the number reported present was one half of the actual number given. +During the continuance of such a series the rhythm form changes +frequently in the apprehension of the individual subject from one to +another of the types described above. + +It cannot be too strongly insisted on that the perception of rhythm is +an _impression_, an immediate affection of consciousness depending on +a particular kind of sensory experience; it is never a construction, a +reflective perception that certain relations of intensity, duration, +or what not, do obtain. If the perception of rhythm in a series of +impressions were dependent on intellectual analysis and +discrimination, the existence of such temporal limits as are actually +found would be inconceivable and absurd. So long as the perception of +the uniformity or proportion of time-relations were possible, together +with the discrimination of the regular recurrence in the series of +points of accentuation, the perception of rhythm should persist, +however great or small might be the absolute intervals which separated +the successive members of the series. If it were the conception of a +certain form of relation, instead of the reception of a particular +impression, which was involved, we should realize a rhythm which +extended over hours or days, or which was comprehended in the fraction +of a second, as readily as those which actually affect us. + +The rate at which the elements of a series succeed one another affects +the constitution of the unit groups of which the rhythmical sequence +is composed. The faster the rate, the larger is the number of +impressions which enter into each group. The first to appear in +subjective rhythm, as the rate is increased from a speed too slow for +any impression of rhythm to arise, are invariably groups of two beats; +then come three-beat groups, or a synthesis of the two-beat groups +into four, with major and minor accents; and finally six-and +eight-beat groups appear. When objective accentuation is present a +similar series of changes is manifested, the process here depending on +a composition of the unit-groups into higher orders, and not involving +the serial addition of new elements to the group. + +The time relations of such smaller and larger units are dependent on +the relative inertia of the mechanism involved. A definite subjective +rhythm period undoubtedly appears; but its constancy is not maintained +absolutely, either in the process of subjective rhythmization or in +the reproduction of ideal forms. Its manifestation is subject to the +special conditions imposed on it by such apprehension or expression. +The failure to make this distinction is certain to confuse one's +conception of the temporal rhythmic unit and its period. The +variations of this period present different curves in the two cases of +subjective rhythmization and motor expression of definite rhythm +forms. In the former the absolute duration of the unit-group suffers +progressive decrease as the rate of succession among the stimuli is +accelerated; in the latter a series of extensions of its total +duration takes place as the number of elements composing the unit is +increased. The series of relative values for units of from two to +eight constituents which the finger reactions presented in this +investigation is given in the following table: + + +TABLE II. + + No. of Elements. Proportional Duration. + Two, 1.000 + Three, 1.109 + Four, 1.817 + Five, 1.761 + Six, 2.196 + Seven, 2.583 + Eight, 2.590 + + +This progressive extension of the rhythm period is to be explained by +the mechanical conditions imposed on the expression of rhythm by +processes of muscular contraction and release. Were it possible freely +to increase the rate of such successive innervations, we should expect +to find a much greater constancy in the whole period occupied by the +series of reactions which composes the unit. The comparatively +unsatisfactory quality of these larger series, and the resolution of +them into subgroups described elsewhere in this paper, are due to this +inability to accommodate the series of motor reactions to the +subjective rhythm period. + +On the other hand, the temporal value of the unit which appears as the +result of subjective rhythmization undergoes a progressive decrease in +absolute magnitude as the rate of succession among the undifferentiated +stimuli is accelerated. The series of values for units containing from +two to eleven constituents is given in the following table: + + +TABLE III. + + No. of Elements. Duration in Seconds. + Two, 2.00 + Three, 1.75 + Four, 1.66 + Seven, 1.75 + Nine, 1.50 + Eleven, 0.97 + + +If the time-value of the simple rhythm group here depended solely on +the relation of the successive stimuli to the subjective rhythm +period, no progressive diminution should be presented, for in +proportion as the absolute value of the separating intervals decreases +the true nature of this period should be more clearly manifested. It +is scarcely to be doubted that the complexity of its content is +likewise a determinant of the temporal value of this period, and that +to this factor is to be attributed the changes which are here +presented.[4] + + [4] Bolton reports a similar decrease in the temporal value of + the unit, and gives the following quantitative relations: + + Average length of 2-group, 1.590 secs. + " " " 3-group, 1.380 " + " " " 4-group, 1.228 " + " " " 6-group, 1.014 " + " " " 8-group, 1.160 " + +In subjective rhythmization the number of elements which compose the +unit is dependent solely on the relation of the subjective rhythm +period to the rate of succession among such elements. In objective +rhythm, as has been pointed out, a free treatment of the material is +rendered impossible by the determination of specific points of +increased stress, in virtue of which a new unit of change appears, +namely, the whole period elapsing from any one occurrence of +accentuation to its return. + +But this is not the sole determinant of the numerical limits of the +simple group in such objective rhythms. The structural unit must +indeed adhere to the scheme given by the period of the recurrent +accentuation; but the point at which simple successions of this figure +give place to complex structures (at which | >q. q q_| is replaced by +| >q. q q;_q. q q_|, for example) may conceivably be hastened or +retarded by other factors than that of the simple rate of succession. +The degrees of segregation and accentuation which characterize the +rhythmic unit are elements which may thus affect the higher synthesis. +Increase in either of these directions gives greater definition to the +rhythmic figure and should tend to preserve the simple group in +consciousness. The latter relation was not made the subject of special +investigation in this research. The former was taken up at a single +point. The sounds were two in number, alternately accented and +unaccented, produced by hammer-falls of 7/8 and 1/8 inch respectively. +These were given at three rates of succession, and three different +degrees of segregation were compared together. In the following table +is given, for six subjects, the average number of elements entering +into the group-form, simple or complex, under which the rhythm was +apprehended: + + +TABLE IV. + + Ratio of Beat-interval Value in Seconds of Average Interval, + to Group-interval. 5/12 3/12 2/12 + 1.000: 1.400 3.5 5.3 9.0 + 1.000: 1.000 4.0 5.4 9.6 + 1.000: 0.714 5.2 8.4 10.8 + + +The quantitative relations presented by these figures are consistent +throughout. For every rate of speed the average rhythmic group is +smallest when the interval separating the successive groups is at its +maximum; it is largest when this interval is at its minimum; while in +each case a median value is presented by the relation of uniformity +among the intervals. In the second as well as the first of the ratios +included in the foregoing table the interval which separates adjacent +groups is felt to be distinctly longer than that internal to the +group; in the third the relative durations of the two intervals are +those which support psychological uniformity. In the latter case, in +consequence of the freer passage from group to group, the continuity +of the rhythmical series is more perfectly preserved than in the +former, and the integration of its elements into higher syntheses more +extended. + +The extension of the numerical limits of the rhythm group in +subjective rhythm which appear in consequence of progressive +acceleration in the rate of succession is given for a series of six +different values of the separating intervals in the following table, +the figures of which represent the average for six observers: + + +TABLE V. + + HIGHEST UNITS WHICH APPEAR. + + Value of interval in secs.: 12/12 7/12 5/12 3/12 2/12 1/12 + No. of el's in rhythm group: 2.5 3.0 4.0 7.0 9.0 11.0 + Average duration of group: 2.500 1.750 1.666 1.750 1.500 0.917 + + SIMPLE UNITS. + + No. of els. in simplest group: 2.5 2.3 2.9 3.7 4.7 5.0 + Duration of simplest group: 2.50 1.34 1.21 0.92 0.78 0.41 + + +The rate of increase here presented in the number of elements is not +sufficiently rapid to counterbalance the acceleration of speed and +maintain a constancy in the duration of the group. The greatest value +of this period is coördinated with the slowest rate of succession, the +lowest with the most rapid. As the speed increases, the duration of +the rhythmic unit is shortened. Its average duration for all rates +here included is 1.680 sec., or, without the first of the series +(one-second intervals, at which only two of the observers received the +impression of rhythm), 1.516 sec. These values are not for the +simplest combinations, but for the highest synthetical unit which was +immediately apprehended in the series of stimulations. This +compounding becomes more pronounced as the rate of succession is +accelerated, but even at intervals of 5/12 and 7/12 sec. it is the +characteristic mode of apprehension. + +The number of elements in the simple groups of which these higher +units are composed, and their average duration, are also given in the +table. These likewise show a progressive increase in number, but of a +much slower rate than that manifested by the total synthesis of +elements. That is to say, in subjective rhythm as well as in +objectively figured series, subordinate rhythmical differences in the +material sink out of consciousness less rapidly than the inclusion of +fresh elements takes place; in other words, the organic complexity of +the rhythmic unit increases with every acceleration in the rate of +succession. The duration of these simple structural groups, as may be +inferred, decreases with such acceleration, but at a much more rapid +rate than is the case with the total reach of rhythmical apprehension, +the value of that unit which appears in connection with the highest +speed here included being less than half a second. The 'liveliness' of +such rapid measures is thus a resultant of several factors. It is not +a consequence solely of the more rapid rate at which the individual +stimuli succeed one another, but depends also on the shortening of the +periods of both these rhythmical units and on the progressive +divergence of the simple from the complex group. + +The influence of the rate of succession on the rhythmical unit is not +confined to its segregation from adjacent groups, but affects the +internal configuration of the measure as well. With every acceleration +in rate the relative preponderance of the interval following the +accented element (in rhythms having initial stress) increases; as the +rate is retarded, smaller and smaller degrees of difference in the +values of accented and unaccented intervals are discriminated. In this +regard the influence of reduction in the absolute value of the +separating intervals is analogous to that of increased accentuation +within the group. In fast tempos and with high degrees of emphasis the +interval following the initial accent is relatively longer, that +following the unaccented relatively shorter, than at slow tempos and +with weak emphasis. This is but another way of expressing the fact +that as the elements of the auditory series succeed one another more +and more slowly the impression of rhythm fades out and that as their +succession increases in rapidity the impression becomes more and more +pronounced. The following table presents these relations in a +quantitative form for trochaic rhythm. The figures represent the +number of times the second, or group interval, was judged to be +greater than, equal to, or less than the first or internal interval of +the group. Three rates were compared together, having average +intervals of 5/12, 3/12 and 2/12 sec. Six observers took part, but +only a small number of judgments was made by each, to which fact is +probably to be attributed the irregularities of form which appear in +the various curves: + + +TABLE VI. + + Ratio of 1st to 2d 5/12 3/12 2/12 + Interval + = - + = - + = - + 1.000: 1.057 95.0 0.0 5.0 100.0 0.0 0.0 100.0 0.0 0.0 + 1.000: 1.000 94.7 5.3 0.0 86.0 10.5 3.5 87.5 12.5 0.0 + 1.000: 0.895 40.0 60.0 0.0 46.2 49.6 3.3 74.1 18.5 7.4 + 1.000: 0.846 41.0 50.0 9.0 39.4 54.6 6.0 40.0 52.0 8.0 + 1.000: 0.800 20.0 60.0 20.0 13.0 70.0 17.0 53.8 46.2 0.0 + 1.000: 0.756 29.4 23.5 47.1 21.8 43.4 34.8 28.0 72.0 0.0 + + Av. for all ratios, 53.3 33.1 13.5 51.1 38.0 10.8 63.9 33.5 2.6 + + +Within the limits of its appearance, as the figures just presented +indicate, the force, definition and persistency of the rhythmical +impression do not continue uniform. At the lowest rates at which +rhythm appears the integration of the successive groups is weak and +their segregation indistinct. As the rate increases the definition of +the rhythmic form grows more precise, group is separated from group by +greater apparent intervals, and the accentuation of the groups +becomes more pronounced. In subjective rhythmization of an +undifferentiated series, likewise, the impression of segregation and +periodic accentuation grows more forcible and dominating as the rate +increases. The sensitiveness to form and dynamic value in the +successive groups also increases up to a certain point in the process +of acceleration. As expressed in the capacity to discriminate +departures from formal equivalence among the groups, this function +reached its maximum, for those concerned in this investigation, at +rates varying individually from 0.3 sec. to 0.6 sec. in the value of +their intervals. + +It is in virtue of its nature as an impression, as opposed to a +construction, that every structural unit, and every rhythmical +sequence into which it enters, possesses a distinct individual +quality, by which it is immediately apprehended and discriminated from +other forms, as the face of an acquaintance is remembered and +identified without detailed knowledge of the character of any feature +it possesses. For what persists from the reception of a rhythm +impression and becomes the basis of future recognition and +reproduction of it, is not the number of beats in a unit or sequence, +nor the absolute or relative intensity of the components of the group; +it is the quality of the groups as individuals, and the form of the +sequence as a whole. The phrase and verse are as vividly conceived as +the unit group; the stanza or the passage is apprehended as +immediately and simply as the bar or the measure. Of the number and +relation of the individual beats constituting a rhythmical sequence +there is no awareness whatever on the part of the ęsthetic subject. I +say this without qualification. So long as the rhythmical impression +endures the analytic unit is lost sight of, the synthetic unit, or +group, is apprehended as a simple experience. When the rhythm function +is thoroughly established, when the structural form is well integrated +or familiar, it becomes well-nigh impossible to return to the analytic +attitude and discern the actual temporal and intensive relations which +enter into the rhythm. Even the quality of the organic units may lapse +from distinct consciousness, and only a feeling of the form of the +whole sequence remain. The _Gestaltsqualität_ of the passage or the +stanza is thus frequently appreciated and reproduced without an +awareness of its sequential relations, though with the keenest sense +of what is necessary to, or inconsistent with, its structure; so that +the slightest deviation from its form is remarked and the whole +sequence accurately reproduced. + +In order to isolate and exhibit the tendency toward rhythmization in +regularly repeated motor reactions, one should examine series of +similar movements made at different rates both as an accompaniment to +a recurrent auditory stimulus and as free expressions of the motor +impulse independent of such objective control. In the former of these +cases the series of stimuli should be undifferentiated in quality as +well as uniform in time. The rhythm which appears in such a case will +contradict the phases of an objective series which prescribes its +form, and the evidence of its existence, presented under such adverse +conditions, should be indubitable. + +As preliminary to their special work the members of the experimental +group were tested in regard to the promptness and regularity of their +reactions (by finger flexion) in accompanying a periodically recurrent +stimulus given by the beating of a metronome; records were taken also +of their capacity to estimate and maintain constant time relations by +freely tapping at intervals of one, two and five seconds. Of the +latter type of reaction the records show that a temporal grouping of +the reactions is presented in every rate of tapping. This, owing to +the large absolute intervals, is uniformly in groups of two, the first +member of which is of shorter, the second of longer duration. There is +likewise an intensive differentiation of the alternate reactions. Thus +a double rhythmical treatment appears, but while with intervals of two +seconds the phases of temporal and intensive rhythm coincide, at rates +of one and five seconds they are opposed, that is, the accentuation +falls on the initial reaction which is followed by the shorter +interval. This doubtlessly marks the emergence of that tendency to +initial accentuation which was subsequently found to prevail in all +expression of rhythm. + +The types of reaction which these records afford leave no doubt that a +fuller investigation of the matter would show the constant presence, +in all such forms of activity, of a rhythmical automatization of the +series. The special problems which such an investigation should first +resolve, relate to the dependence of the amount of rhythmical +differentiation on the rate of succession among the reactions; the +relation of the form of this reaction series to factors of attention +and control; and the significance, in connection with the process of +rhythmization, of auditory stimuli produced by and accompanying the +reaction series, that is, the comparison of soundless and sounded +reactions. + +In the second set of experiments the reactor was directed simply to +accompany the beating of a metronome by a light tapping with the +forefinger on a rubber-surfaced tambour connected with a pneumographic +registering pen, with which was aligned an electrical time-marker also +actuated by the metronome. Three rates of tapping were adopted, 60, 90 +and 120 beats per minute. No specific instructions were given as to +direction or keenness of attention on the part of the reactor; the +most natural and simple accompaniment was desired. Occasionally, for +comparison, the reactor was directed to attend closely to each +successive beat as it occurred. + +Certain questions as to the applicability of the material here +interpreted to the point in question, and as to its relation to the +objective conditions of experimentation, must be met at the outset. +The first of these is as to the actual uniformity of the metronome +series. Objective determination of its temporal regularity is +unnecessary (in so far as such a determination looks toward an +explanation of the form of tapping by reference to inequality in the +metronomic intervals). That the rhythmical phases which appear in the +accompaniment are not due to inequality in the stimulation intervals, +is shown by the reversal of relations between the metronome and its +accompaniment which occur in the midst of a continuous series of taps. +To speak roughly, a break occurs every twentieth beat. I do not refer +to minor irregularities occurring within the single group but not +affecting the form of the rhythmical accompaniment. The latter +appeared with surprising rarity, but when found were included in the +continuous calculation of averages. But in every score or so of beats +a stroke out of series would be interpolated, giving the form +| 1 >2 [1] 2 >1 |; the accompaniment being coördinated during the +second portion of the whole series with opposite phases of the +metronome from those with which its elements were connected in the +earlier part. Moreover, the dependence of this grouping of the sounds +on subjective attitudes may readily be made to appear. When attention +is turned keenly on the process its phases of rhythmical +differentiation decline; when the accompaniment becomes mechanical +they mount in value. When the observer tries to mark the ticking as +accurately as possible, not only does the index of his motor reactions +become more constant, but the sounds of the instrument likewise appear +more uniform. The observers report also that at one and the same time +they are aware of the regularity of the metronome and the rhythmical +nature of their tapping, while yet the conviction remains that the +accompaniment has been in time with the beats. Furthermore, if the +phases of ticking in the metronome were temporarily unlike, the motor +accompaniment by a series of observers, if accurate, should reproduce +the time-values of the process, and if inaccurate, should present only +an increase of the mean variation, without altering the characteristic +relations of the two phases. On the other hand, if the series be +uniform and subjectively rhythmized by the hearer, there should be +expected definite perversions of the objective relations, presenting a +series of increasing departures from the original in proportion as the +tendency to rhythmize varied from individual to individual. + +On the other hand, a rhythm is already presented in the sounds of the +metronome, occasioned by the qualitative differentiation of the +members of each pair of ticks, a variation which it was impossible to +eliminate and which must be borne in mind in estimating the following +results. + +Five reactors took part in the experiment, the results of which are +tabulated in the following pages. The figures are based on series of +one hundred reactions for each subject, fifty accompaniments to each +swing and return of the metronome pendulum. When taken in series of +ten successive pairs of reactions, five repetitions of the series will +be given as the basis of each average. The quantitative results are +stated in Tables VII.-XIV., which present the proportional values of +the time intervals elapsing between the successive reactions of an +accompaniment to the strokes of a metronome beating at the rates of +60, 90 and 120 per minute. + + +TABLE VII. + + I. AVERAGES ACCORDING TO REACTORS OF ALL RATES FOR BOTH PHASES. + + (_a_) In Series of Ten Successive Pairs of Beats. + + Subject. I II III IV V VI VII VIII IX X + + J. 1.000 1.005 1.022 1.053 1.044 1.116 1.058 1.061 1.055 1.052 + K. 1.000 1.027 1.057 1.111 1.093 1.086 1.074 1.096 1.093 1.071 + N. 1.000 1.032 1.062 0.990 1.009 0.980 1.019 1.040 1.067 1.040 + + Aver. 1.000 1.021 1.047 1.051 1.049 1.061 1.050 1.066 1.072 1.054 + + +TABLE VIII. + + (_b_) First and Second Halves of the Preceding Combined in Series of + Five. + + Subject. I II III IV V + J. 1.058 1.031 1.041 1.054 1.048 + K. 1.043 1.050 1.076 1.102 1.082 + N. 0.990 1.025 1.051 1.028 1.024 + + Aver. 1.030 1.035 1.056 1.061 1.051 + + +TABLE IX. + + AVERAGES OF ALL RATES AND SUBJECTS ACCORDING TO PHASES OF METRONOME. + + (_a_) In Series of Ten Successive Reactions in Accompaniment of Each + Phase. + + Phase. I II III IV V VI VII VIII IX X + First, 1.000 1.055 1.102 1.097 1.082 1.066 1.053 1.123 1.120 1.074 + Second, 1.000 0.988 0.992 1.007 1.016 1.055 1.015 1.009 1.024 1.001 + + +TABLE X. + + (_b_) First and Second Halves of the Preceding Combined in Series of + Five. + + Phase. I II III IV V + First, 1.033 1.054 1.112 1.108 1.078 + Second, 1.027 1.001 1.000 1.015 1.008 + + +TABLE XI. + + AVERAGES OF ALL SUBJECTS ACCORDING TO RATES AND PHASES OF METRONOME. + + (_a_) First Phase, Series of Ten Successive Reactions. + + Rate. _I II III IV V VI VII VIII IX X_ + 60 1.000 1.168 1.239 1.269 1.237 1.209 1.265 1.243 1.237 1.229 + 90 1.000 1.048 1.063 1.095 1.086 1.069 1.102 1.127 1.168 1.095 + 120 1.000 1.004 0.942 1.043 1.057 0.978 0.949 1.065 1.065 0.967 + + +TABLE XII. + + (_b_) Second Phase, Series of Ten Successive Reactions. + + Rate. I II III IV V VI VII VIII IX X + 60 1.000 0.963 0.942 0.947 1.009 0.695 0.993 0.995 1.023 0.996 + 90 1.000 0.893 0.987 1.018 1.036 1.005 0.995 1.000 0.977 1.000 + 120 1.000 1.000 0.990 1.048 1.040 1.007 0.986 1.030 1.037 0.962 + + +TABLE XIII. + + AVERAGES OF ALL SUBJECTS AND BOTH PHASES OF METRONOME ACCORDING TO + RATES. + + (_a_) In Series of Ten. + + Rate. I II III IV V VI VII VIII IX X + 60 1.000 1.065 1.140 1.108 1.123 0.952 1.129 1.119 1.130 1.112 + 90 1.000 0.970 1.025 1.056 1.061 1.037 1.048 1.063 1.072 1.047 + 120 1.000 1.000 0.990 1.048 1.040 1.007 0.986 1.030 1.037 0.962 + + +TABLE XIV. + + (_b_) Above Combined in Series of Five. + + Rate. I II III IV V + 60 0.976 1.097 1.129 1.119 1.117 + 90 1.018 1.009 1.044 1.059 1.054 + 120 1.003 0.993 1.010 1.042 1.001 + + +In the following table (XV.) is presented the average proportional +duration of the intervals separating the successive reactions of these +subjects to the stimulations given by the alternate swing and return +of the pendulum. + + +TABLE XV. + + Subject. Rate: 60. Rate: 90. Rate: 120. + B. 0.744 : 1.000 0.870 : 1.000 0.773 : 1.000 + J. 0.730 : 1.000 0.737 : 1.000 0.748 : 1.000 + K. 0.696 : 1.000 0.728 : 1.000 0.737 : 1.000 + N. 0.526 : 1.000 0.844 : 1.000 0.893 : 1.000 + + +The corresponding intensive values, as measured by the excursion of +the recording pen, are as follows: + + +TABLE XVI. + + Subject. Rate: 60. Rate: 90. Rate: 120. + B. (1.066 : 1.000) 0.918 : 1.000 (1.010 : 1.000) + J. 0.938 : 1.000 0.943 : 1.000 0.946 : 1.000 + K. 0.970 : 1.000 0.949 : 1.000 (1.034 : 1.000) + N. 0.883 : 1.000 0.900 : 1.000 0.950 : 1.000 + + +These figures present a double process of rhythmic differentiation, +intensively into stronger and weaker beats, and temporally into +longer and shorter intervals. The accentuation of alternate elements +has an objective provocative in the qualitative unlikeness of the +ticks given by the swing and return of the pendulum. This phase is, +however, neither so clearly marked nor so constant as the temporal +grouping of the reactions. In three cases the accent swings over to +the shorter interval, which, according to the report of the subjects, +formed the initial member of the group when such grouping came to +subjective notice. This latter tendency appears most pronounced at the +fastest rate of reaction, and perhaps indicates a tendency at rapid +tempos to prefer trochaic forms of rhythm. In temporal grouping the +coördination of results with the succession of rates presents an +exception only in the case of one subject (XV. B, Rate 120), and the +various observers form a series in which the rhythmizing tendency +becomes more and more pronounced. + +Combining the reactions of the various subjects, the average for all +shows an accentuation of the longer interval, as follows: + + +TABLE XVII. + + Rate. Temp. Diff. Intens. Diff. + 60 0.674 : 1.000 0.714 : 1.000 + 90 0.795 : 1.000 0.927 : 1.000 + 120 0.788 : 1.000 0.985 : 1.000 + + +The rhythmical differentiation of phases is greatest at the slowest +tempo included in the series, namely, one beat per second, and it +declines as the rate of succession increases. It is impossible from +this curve to say, however, that the subjective rhythmization of +uniform material becomes more pronounced in proportion as the +intervals between the successive stimulations increase. Below a +certain rapidity the series of sounds fails wholly to provoke the +rhythmizing tendency; and it is conceivable that a change in the +direction of the curve may occur at a point beyond the limits included +within these data. + +The introduction from time to time of a single extra tap, with the +effect of transposing the relations of the motor accompaniment to the +phases of the metronome, has been here interpreted as arising from a +periodically recurring adjustment of the reaction process to the +auditory series which it accompanies, and from which it has gradually +diverged. The departure is in the form of a slow retardation, the +return is a swift acceleration. The retardation does not always +continue until a point is reached at which a beat is dropped from, or +an extra one introduced into, the series. In the course of a set of +reactions which presents no interpolation of extra-serial beats +periodic retardation and acceleration of the tapping take place. This +tertiary rhythm, superimposed on the differentiation of simple phases, +has, as regards the forms involved in the present experiments, a +period of ten single beats or five measures. + +From the fact that this rhythm recurs again and again without the +introduction of an extra-serial beat it is possible to infer the +relation of its alternate phases to the actual rate of the metronome. +Since the most rapid succession included was two beats per second, it +is hardly conceivable that the reactor lost count of the beats in the +course of his tapping. If, therefore, the motor series in general +parallels the auditory, the retardations below the actual metronome +rate must be compensated by periods of acceleration above it. Regarded +in this light it becomes questionable if what has been called the +process of readjustment really represents an effort to restore an +equilibrium between motor and auditory processes after an involuntary +divergence. I believe the contrasting phases are fundamental, and that +the changes represent a free, rhythmical accompaniment of the +objective periods, which themselves involve no such recurrent +differentiation. + +Of the existence of higher rhythmic forms evidence will be afforded by +a comparison of the total durations of the first and second +five-groups included in the decimal series. Difference of some kind is +of course to be looked for; equivalence between the groups would only +be accidental, and inequality, apart from amount and constancy, is +insignificant. In the results here presented the differentiation is, +in the first place, of considerable value, the average duration of the +first of these groups bearing to the second the relation of +1.000:1.028. + +Secondly, this differentiation in the time-values of the respective +groups is constant for all the subjects participating. The ratios in +their several cases are annexed: + + +TABLE XVIII. + + Subject. Ratio. + J. 1.000:1.042 + K. 1.000:1.025 + N. 1.000:1.010 + + +It is perhaps significant that the extent of this differentiation--and +inferably the definition of rhythmical synthesis--corresponds to the +reported musical aptitudes of the subjects; J. is musically trained, +K. is fond of music but little trained, N. is without musical +inclination. + +The relations of these larger rhythmical series repeat those of their +constituent groups--the first is shorter, the second longer. The two +sets of ratios are brought together for comparison in the annexed +table: + + +TABLE XIX. + + Subject. Unit-Groups. Five Groups. + J. 1.000:1.354 1.000:1.042 + K. 1.000:1.388 1.000:1.025 + N. 1.000:1.326 1.000:1.010 + + +It is to be noted here, as in the case of beating out specific +rhythms, that the index of differentiation is greater in simple than +in complex groups, the ratios for all subjects being, in simple +groups, 1.000:1.356, and in series of five, 1.000:1.026. + +There is thus present in the process of mechanically accompanying a +series of regularly recurring auditory stimuli a complex rhythmization +in the forms, first, of a differentiation of alternate intervals, and +secondly, of a synthesis of these in larger structures, a process here +traced to the third degree, but which may very well extend to the +composition of still more comprehensive groups. The process of +reaction is permeated through and through by rhythmical +differentiation of phases, in which the feeling for unity and +equivalence must hold fast through really vast periods as the long +slow phases swing back and forth, upon which takes place a swift and +yet swifter oscillation of rhythmical values as the unit groups become +more limited, until the opposition of single elements is reached. + + +III. THE CHARACTERISTICS OF THE RHYTHMICAL UNIT. + + +A. _The Number of Elements in the Group and its Limits._ + +The number of elements which the rhythmical group contains is related, +in the first place, to the rate of succession among the elements of +the sequence. This connection has already been discussed in so far as +it bears on the forms of grouping which appear in an undifferentiated +series of sounds in consequence of variations in the absolute +magnitude of the intervals which separate the successive stimuli. In +such a case the number of elements which enter into the unit depends +solely on the rate of succession. The unit presents a continuous +series of changes from the lowest to the highest number of +constituents which the simple group can possibly contain, and the +synthesis of elements itself changes from a succession of simple forms +to structures involving complex subordination of the third and even +fourth degree, without other change in the objective series than +variations in tempo. + +When objectively defined rhythm types are presented, or expression is +given to a rhythm subjectively defined by ideal forms, these simple +relations no longer hold. Acceleration or retardation of speed does +not unconditionally affect the number of elements which the rhythm +group contains. In the rhythmization of an undifferentiated series the +recurrence of accentuation depends solely on subjective conditions, +the temporal relations of which can be displaced only within the +limits of single intervals; for example, if a trochaic rhythm +characterizes a given tempo, the rhythm type persists under conditions +of progressive acceleration only in so far as the total duration of +the two intervals composing the unit approximates more closely to the +subjective rhythm period than does that of three such intervals. When, +in consequence of the continued reduction of the separating intervals, +the latter duration presents the closer approximation, the previous +rhythm form is overthrown, accentuation attaches to every third +instead of to alternate elements, and a dactylic rhythm replaces the +trochaic. + +In objective rhythms, on the other hand, the determination of specific +points of increased stress makes it impossible thus to shift the +accentuation back and forth by increments of single intervals. The +unit of displacement becomes the whole period intervening between any +two adjacent points of accentuation. The rhythm form in such cases is +displaced, not by those of proximately greater units, but only by such +as present multiples of its own simple groups. Acceleration of the +speed at which a simple trochaic succession is presented results thus, +first, in a more rapid trochaic tempo, until the duration of two +rhythm groups approaches more nearly to the period of subjective +rhythmization, when--the fundamental trochaism persisting--the +previous simple succession is replaced by a dipodic structure in which +the phases of major and minor accentuation correspond to the +elementary opposition of accented and unaccented phases. In the same +way a triplicated structure replaces the dipodic as the acceleration +still continues; and likewise of the dactylic forms. + +We may say, then, that the relations of rate to complexity of +structure present the same fundamental phenomena in subjective +rhythmization and objectively determined types, the unit of change +only differing characteristically in the two cases. The wider range of +subjective adjustment in the latter over the former experience is due +to the increased positive incentive to a rhythmical organic +accompaniment afforded by the periodic reinforcement of the objective +stimulus. + +An investigation of the limits of simple rhythmical groups is not +concerned with the solution of the question as to the extent to which +a reactor can carry the process of prolonging the series of elements +integrated through subordination to a single dominant accentuation. +The nature of such limits is not to be determined by the introspective +results of experiments in which the observer has endeavored to hold +together the largest possible number of elements in a simple group. +When such an attempt is made a wholly artificial set of conditions, +and presumably of mechanisms, is introduced, which makes the +experiment valueless in solving the present problem. Both the +direction and the form of attention are adverse to the detection of +rhythmical complications under such conditions. Attention is directed +away from the observation of secondary accents and toward the +realization of a rhythm form having but two simple phases, the first +of which is composed of a single element, while within the latter +fall all the rest of the group. Such conditions are the worst possible +for the determination of the limits of simple rhythm groups; for the +observer is predisposed from the outset to regard the whole group of +elements lying within the second phase as undifferentiated. Thus the +conditions are such as to postpone the recognition of secondary +accents far beyond the point at which they naturally arise. + +But further, such an attempt to extend the numerical scope of simple +rhythm groups also tends to transform and disguise the mechanism by +which secondary stresses are produced, and thereby to create the +illusion of an extended simple series which does not exist. For we +have no right to assume that the process of periodic accentuation in +such a series, identical in function though it be, involves always the +same form of differentiation in the rhythmical material. If the +primary accentuation be given through a finger reaction, the fixating +of that specific form of change will predispose toward an overlooking +of secondary emphases depending on minor motor reactions of a +different sort. The variety of such substitutional mechanisms is very +great, and includes variations in the local relations of the finger +reaction, movements of the head, eyes, jaws, throat, tongue, etc., +local strains produced by simultaneous innervation of flexor and +extensor muscles, counting processes, visual images, and changes in +ideal significance and relation of the various members of the group. +Any one of these may be seized upon to mediate the synthesis of +elements and thus become an unperceived secondary accentuation. + +Our problem is to determine at what point formal complication of the +rhythmical unit tends naturally to arise. How large may such a group +become and still remain fundamentally simple, without reduplication of +accentual or temporal differentiation? The determination of such +limits must be made on the basis of quantitative comparison of the +reactions which enter into larger and smaller rhythmical series, on +the one hand, and, on the other, of the types of structure which +appear in subjective rhythmization and the apprehension of objective +rhythms the forms of which are antecedently unknown to the hearer. The +evidence from subjective rhythms is inconclusive. The prevailing +types are of two and three beats. Higher forms appear which are +introspectively simple, but introspection is absolutely unable to +solve the problem as to the possible composite nature of these +extended series. The fact that they are confined to even numbers, the +multiples of two, and to such odd-numbered series as are multiples of +three, without the appearance of the higher primes, indicates the +existence in all these groups of secondary accentuation, and the +resolution of their forms into structures which are fundamentally +complications of units of two and three elements only. The process of +positive accentuation which appears in every higher rhythmical series, +and underlying its secondary changes exhibits the same reduction of +their elementary structure to double and triple groups, has been +described elsewhere in this report. Here it is in place to point out +certain indirect evidence of the same process of resolution as +manifested in the treatment of longer series of elements. + +The breaking up of such series into subgroups may not be an explicitly +conscious process, while yet its presence is indispensable in giving +rhythmical form to the material. One indication of such +undiscriminated rhythmical modification is the need of making or +avoiding pauses between adjacent rhythmical groups according as the +number of their constituents varies. Thus, in rhythms having units of +five, seven, and nine beats such a pause was imperative to preserve +the rhythmical form, and the attempt to eliminate it was followed by +confusion in the series; while in the case of rhythms having units of +six, eight, and ten beats such a pause was inadmissible. This is the +consistent report of the subjects engaged in the present +investigation; it is corroborated by the results of a quantitative +comparison of the intervals presented by the various series of +reactions. The values of the intervals separating adjacent groups for +a series of such higher rhythms are given in Table XX. as proportions +of those following the initial, accented reaction. + + +TABLE XX. + + Rhythm. Initial Interval. Final Interval + Five-Beat, 1.000 1.386 + Six " 1.000 0.919 + Seven " 1.000 1.422 + Eight " 1.000 1.000 + Nine " 1.000 1.732 + Ten " 1.000 1.014 + + +The alternate rhythms of this series fall into two distinct groups in +virtue of the sharply contrasted values of their final intervals or +group pauses. The increased length of this interval in the +odd-numbered rhythms is unquestionably due to a subdivision of the +so-called unit into two parts, the first of which is formally +complete, while the latter is syncopated. In the case of five-beat +rhythms, this subdivision is into threes, the first three of the five +beats which compose the so-called unit forming the primary subgroup, +while the final two beats, together with a pause functionally +equivalent to an additional beat and interval, make up the second, the +system being such as is expressed in the following notation: +| .q. q q; >q. q % |. The pause at the close of the group is +indispensable, because on its presence depends the maintenance of +equivalence between the successive three-groups. On the other hand, +the introduction of a similar pause at the close of a six-beat group +is inadmissible, because the subdivision is into three-beat groups, +each of which is complete, so that the addition of a final pause would +utterly unbalance the first and second members of the composite group, +which would then be represented by the following notation: +| >q. q q; .q. q q % |; that is, a three-group would alternate with a +four-group, the elements of which present the same simple time +relations, and the rhythm, in consequence, would be destroyed. The +same conditions require or prevent the introduction of a final pause +in the case of the remaining rhythm forms. + +The progressive increase in the value of the final interval, which +will be observed in both the odd-and even-numbered rhythms, is +probably to be attributed to a gradual decline in the integration of +the successive groups into a well-defined rhythmical sequence. + +This subdivision of material into two simple phases penetrates all +rhythmical structuring. The fundamental fact in the constitution of +the rhythmical unit is the antithesis of two phases which we call the +accented and the unaccented. In the three-beat group as in the +two-beat, and in all more complex grouping, the primary analysis of +material is into these two phases. The number of discriminable +elements which enter each phase depends on the whole constitution of +the group, for this duality of aspect is carried onward from its point +of origin in the primary rhythm group throughout the most complex +combination of elements, in which the accented phase may comprise an +indefinitely great number of simple elements, thus: + + ______ __________ ______________ + / \ / \ / \ + > . > . >> . + | q q ; q q |, | q q q; q q q |, | q q q q; q q q q |, etc. + \_/ + > + +An indication of this process of differentiation into major and minor +phases appears in the form of rhythm groups containing upwards of four +elements. In these the tendency is, as one observer expresses it, 'to +consider the first two beats as a group by themselves, with the others +trailing off in a monotonous row behind.' As the series of elements +thus bound up as a unit is extended, the number of beats which are +crowded into the primary subgroup also increases. When the attempt was +made to unite eleven or twelve reactions in a single group, the first +four beats were thus taken together, with the rest trailing off as +before. It is evident that the lowest groups with which attention +concerned itself here were composed of four beats, and that the actual +form of the (nominally) unitary series of eleven beats was as follows: + + _______________________ + / \ + >> > > + | q q q q; q q q q; q q q q |. + . . . + +The subscripts are added in the notation given above because it is to +be doubted if a strictly simple four-beat rhythm is ever met with. Of +the four types producible in such rhythm forms by variation in the +accentual position, three have been found, in the course of the +present investigation, to present a fundamental dichotomy into units +of two beats. Only one, that characterized by secondary accentuation, +has no such discriminable quality of phases. Of this form two things +are to be noted: first, that it is unstable and tends constantly to +revert to that with initial stress, with consequent appearance of +secondary accentuation; and second, that as a permanent form it +presents the relations of a triple rhythm with a grace note prefixed. + +The presence of this tendency to break up the four-rhythm into +subgroups of two beats explains a variety of peculiarities in the +records of this investigation. The four-beat rhythm with final accent +is found most pleasant at the close of a rhythmical sequence. The +possibility of including it in a continuous series depends on having +the final interval of 'just the right length.' If one keeps in mind +that a secondary initial accent characterizes this rhythm form, the +value required in this final interval is explained by the resolution +of the whole group into two units of three beats each, the latter of +the two being syncopated. The pause is of 'just the right length' when +it is functionally equal to two unaccented elements with their +succeeding intervals, as follows: | .q. q q; .q % % |. + +Likewise in four-rhythms characterized by initial stress there appears +a tendency to accent the final beat of the group, as well as that to +accent the third. Such a series of four may therefore break up in +either of two ways, into | >q. q; .q q | on a basis of two-beat units, +or into | .q. q q; >q % %| on a basis of three-beat units. + +The persistence of these simple equivalences appears also in the +treatment of syncopated measures and of supplementary or displaced +accents. Of the form | >q. q >q. | one reactor says, and his +description may stand for all, "This deliberate introduction of a +third accent on the last beat is almost impossible for me to keep. The +single group is easy enough and rather agreeable, but in a succession +of groups the secondarily accented third beat comes against the first +of the next group with a very disagreeable effect." This is the case +where no pause intervenes between the groups, in which case the rhythm +is destroyed by the suppression, in each alternate simple group, of +the unaccented phase; thus, | >q. q >q. | alone is pleasant, because +it becomes | .q. q; >q % |, but in combination with preceding and +succeeding groups it is disagreeable, because it becomes in reality +| >q. q; .q % |, etc. A long pause between the groups destroys this +disagreeableness, since the lacking phase of the second subgroup is +then restored and the rhythm follows its normal course. + +The amphibrachic form, | >q q. q |, is more difficult to maintain than +either the dactylic or the trochaic, and in a continuous series tends +to pass over into one of these, usually the former. 'With sufficient +pause,' the reactors report, 'to allow the attitude to die away,' it +is easily got. The same inability to maintain this form in +consciousness appears when a continuous series of clicks is given, +every third of which is louder than the rest. Even when the beginning +of the series is made coincident with the initial phase of the +amphibrachic group the rhythmic type slips over into the dactylic, in +spite of effort. In this, as in the preceding type of reaction, if the +interval separating adjacent groups be lengthened, the rhythm is +maintained without trouble. The 'dying away' of the attitude lies +really in such an arrangement of the intervals as will formally +complete a phrase made up of simple two-beat units. + +The positive evidence which this investigation affords, points to the +existence of factors of composition in all rhythms of more than three +beats; and a variety of peculiarities which the results present can be +explained--and in my estimation explained only--on the basis of such +an assumption. I conclude, therefore, that strictly stated the +numerical limit of simple rhythm groups is very soon reached; that +only two rhythmical units exist, of two and three beats respectively; +that in all longer series a resolution into factors of one of these +types takes place; and, finally, that the subordination of higher +rhythmical quantities of every grade involves these simple relations, +of which, as the scope of the synthesis increases, the opposition of +simple alternate phases tends more and more to predominate over +triplicated structures. + +Variation in the number of elements which enter into the rhythmic +unit does not affect the sense of equivalence between successive +groups, so long as the numerical increase does not reach a point at +which it lessens the definiteness of the unit itself. For the purpose +of testing this relation the reactors beat out a series of rhythm +forms from 'one-beat' rhythms to those in which the group consisted of +seven, eight and nine elements, and in which the units were either +identical with one another or were made up of alternately larger and +smaller numbers of elements. Two questions were to be answered in each +case; the manner in which these various changes affected the sense of +rhythmical equivalence in the alternate groups, and the variations in +affective quality which these changes introduced into the experience. +With the former of these problems we are here concerned. From +'one-beat' to four-beat rhythms the increase in number of constituents +in no way affects the sense of rhythmical equivalence. Beyond this +point there is a distinct falling off. 'The first part of the rhythm +begins to fade away before the end of the second,' says one; and +another: 'The series then reverts to a monotonous succession without +feeling of rhythm.' This decline marks those groups composed of an odd +number of elements much earlier and more strongly than those which +contain an even number. The sense of equivalence has fallen off at +five and practically disappears at seven beats, while groups of six +and eight retain a fairly definite value as units in a rhythmical +sequence. This peculiar relation must be due to the subconscious +resolution of the larger symmetrical groups into smaller units of +three and four constituents respectively. + +Likewise the introduction of variations in the figure of the +group--that is, in the number of elements which enter into the groups +to be compared, the distribution of time values within them, the +position of accents, rests, and the like--does not in any way affect +the sense of equivalence between the unlike units. Against a group of +two, three, four, or even five elements may be balanced a syncopated +measure which contains but one constituent, with the sense of full +rhythmical equivalence in the functional values of the two types. +Indeed, in the case of five-beat rhythms the definition of values is +greater when such opposition finds place than when the five-beat +group is continuously repeated. This is to be explained doubtlessly by +the more definite integration into a higher rhythmical unity which is +afforded under the former conditions. + +The number and the distribution of elements are factors variable at +will, and are so treated in both musical and poetical expression. The +condition which cannot be transgressed is the maintenance of strict +temporal relations in the succession of total groups which constitute +the rhythmical sequence. These relations are, indeed, not invariable +for either the single interval or the duration of the whole group, but +they are fixed functions of the dynamic values of these elements and +units. Two identically figured groups (_e.g._, | >q. q q | >q. q q | +), no more possess rhythmically substitutionary values than does the +opposition of a single beat to an extended series (_e.g._, +| >q. | >q. q q | ), apart from this factor of temporal proportion. +Those groups which are identical in figure must also be uniform in +duration if they are to enter as substitutionary groups into a +rhythmical sequence.[5] When the acatalectic type is alternately +departed from and returned to in the course of the rhythmical +sequence, the metrical equivalents must present total time-values +which, while differing from that of the full measure in direction and +degree, in dependence on the whole form of their structure, maintain +similar fixed relations to the primary type. The changes which these +flexible quantities undergo will here only be indicated. If the +substitutionary groups be of different figures, that which comprises +the larger number of elements will occupy the greater time, that which +contains fewer, the less. + + [5] Theoretically and strictly identical; this abstracts from + the coördination of such identical groups as major and minor + components of a higher rhythmical synthesis, which is really + never absent and in virtue of which the temporal values of the + groups are also differentiated. + +I do not forget the work of other observers, such as Brücke, who finds +that dactyls which appear among trochees are of less duration than the +latter, nor do I impugn their results. The rhythmical measure cannot +be treated as an isolated unit; it must always be considered in its +structural relations to the rhythmical sequence of which it forms a +part. Every non-conforming measure is unquestionably affected by the +prevailing type of the rhythmical sequence in which it occurs. Brücke +points out the converse fact that those trochees and iambs are longest +which appear in dactylic or other four-measures; but this ignores the +complexity of the conditions on which the character of these intrusive +types depends. The time-values of such variants are also dependent on +the numerical preponderance of the typical form in the whole series. +When a single divergent form appears in the sequence the dynamic +relations of the two types is different from that which obtains when +the numbers of the two approach equality, and the effect of the +prevailing form on it is proportionally greater. Secondly, the +character of such variants is dependent on the subordinate +configuration of the sequence in which they appear, and on their +specific functions within such minor rhythmical figures. The relative +value of a single dactyl occurring in an iambic pentameter line cannot +be predicated of cases in which the two forms alternate with each +other throughout the verse. Not only does each type here approximate +the other, but each is affected by its structural relation to the +proximately higher group which the two alternating measures compose. +Thirdly, the quantitative values of these varying forms is related to +their logical significance in the verse and the degree of accentuation +which they receive. Importance and emphasis increase the duration of +the measure; the lack of either shortens it. In this last factor, I +believe, lies the explanation of the extreme brevity of dactyls +appearing in three-rhythms. When a specific rhythm type is departed +from, for the purpose of giving emphasis to a logically or metrically +important measure, the change is characteristically in the direction +of syncopation. Such forms, as has been said elsewhere, mark nodes of +natural accentuation and emphasis. Hence, the dactyl introduced into +an iambic or trochaic verse, which, so far as concerns mere number of +elements, tends to be extended, may, in virtue of its characteristic +lack of accentuation and significance, be contracted below the value +of the prevailing three-rhythm. Conversely the trochee introduced into +a dactylic sequence, in consequence of its natural accentuation or +importance, may exceed in time-value the typical four-rhythm forms +among which it appears. The detailed examination of the relation of +temporal variations to numerical predominance in the series, to +subordinate structural organization, and to logical accentuation, in +our common rhythms, is a matter of importance for the general +investigation which remains still to be carried out. In so far as the +consideration of these factors entered into the experimental work of +the present research, such quantitative time relations are given in +the following table, the two types in all cases occurring in simple +alternation: + + +TABLE XXI. + + Rhythm. 1st Meas. 2d Meas. Rhythm. 1st Meas. 2d Meas. + + . > > > > . + q q q; q q % 1.000 1.091 q q %; q q q 1.000 1.140 + . > > . + q q q; q q % 1.000 1.159 q q %; q q q 1.000 1.021 + . > > . + q q q; q q % 1.000 1.025 q q %; q q q 1.000 1.267 + > . . > + q q q; q q % 1.000 0.984 q q %; q q q 1.000 1.112 + > . . > + q q q; q q % 1.000 0.766 q q %; q q q 1.000 1.119 + + +As the disparity in numerical constitution increases, so will also the +divergence in time-value of the two groups concerned. When +differentiation into major and minor phases is present, the duration +of the former will be greater than that of the latter. Hence, in +consequence of the combination of these two factors--_e.g._, in a +syncopated measure of unusual emphasis--the characteristic time-values +may be inverted, and the briefer duration attach to that unit which +comprises the greater number of elements. Intensive values cannot take +the place of temporal values in rhythm; the time form is fundamental. +Through all variations its equivalences must be adhered to. Stress +makes rhythm only when its recurrence is at regular intervals. The +number of subordinate factors which combine with the accented element +to make the group is quite indifferent. But whether few or many, or +whether that element on which stress falls stands alone (as it may), +the total time values of the successive groups must be sensibly +equivalent. When a secondary element is absent its place must be +supplied by a rest of equivalent time-value. If these proper temporal +conditions be not observed no device of intensive accentuation will +avail to produce the impression of metrical equivalence among the +successive groups. + + +B. _The Distribution of Elements Within the Group._ + +(_a_) The Distribution of Intensities. + +In the analysis of the internal constitution of the rhythmic unit, as +in other parts of this work, the investigation follows two distinct +lines, involving the relations of rhythm as apprehended, on the one +hand, and the relations of rhythm as expressed, on the other; the +results in the two cases will be presented separately. A word as to +the method of presentation is necessary. The fact that in connection +with each experiment a group of questions was answered gives rise to +some difficulty in planning the statement of results. It is a simple +matter to describe a particular set of experiments and to tell all the +facts which were learned from them; but it is not logical, since one +observation may have concerned the number of elements in the rhythmic +unit, another their internal distribution, and a third their +coalescence in a higher unity. On the other hand, the statement of +each of these in its own proper connection would necessitate the +repetition of some description, however meager, of the conditions of +experimentation in connection with each item. For economy's sake, +therefore, a compromise has been made between reporting results +according to distribution of material and according to distribution of +topics. The evidence of higher grouping, for example, which is +afforded by variations in duration and phases of intensity in +alternate measures, will be found appended to the sections on these +respective classes of material. + +In all the following sections the hammer-clang apparatus formed the +mechanism of experimentation in sensory rhythms, while in reactive +rhythms simple finger-tapping was employed. + +In comparing the variations in stress which the rhythmical material +presents, the average intensities of reaction for the whole group has +been computed, as well as the intensities of the single reactions +which compose it. This has been done chiefly in view of the unstable +intensive configuration of the group and the small amount of material +on which the figures are based. The term is relative; in ascertaining +the relations of intensity among the several members of the group, at +least ten successive repetitions, and in a large part of the work +fifty, have been averaged. This is sufficient to give a clear +preponderance in the results to those characteristics which are really +permanent tendencies in the rhythmical expression. This is especially +true in virtue of the fact that throughout these experiments the +subject underwent preliminary training until the series of reactions +could be easily carried out, before any record of the process was +taken. But when such material is analyzed in larger and smaller series +of successive groups the number of reactions on which each average is +based becomes reduced by one half, three quarters, and so on. In such +a case the prevailing intensive relations are liable to be interfered +with and transformed by the following factor of variation. When a +wrong intensity has accidentally been given to a particular reaction +there is observable a tendency to compensate the error by increasing +the intensity of the following reaction or reactions. This indicates, +perhaps, the presence of a sense of the intensive value of the whole +group as a unity, and an attempt to maintain its proper relations +unchanged, in spite of the failure to make exact coördination among +the components. But such a process of compensation, the disappearance +of which is to be looked for in any long series, may transpose the +relative values of the accented elements in two adjacent groups when +only a small number of reactions is taken into account, and make that +seem to receive the major stress which should theoretically receive +the minor, and which, moreover, does actually receive such a minor +stress when the value of the whole group is regarded, and not solely +that member which receives the formal accentuation. + +The quantitative analysis of intensive relations begins with triple +rhythms, since its original object was to compare the relative +stresses of the unaccented elements of the rhythmic group. These +values for the three forms separately are given in Table XXII., in +which the value of the accented element in each case is represented by +unity. + + +TABLE XXII. + + Rhythm. 1st Beat. 2d Beat. 3d Beat. + + Dactylic, 1.000 0.436 0.349 + Amphibrachic, 0.488 1.000 0.549 + Anapęstic, 0.479 0.484 1.000 + + +The dactylic form is characterized by a progressive decline in +intensity throughout the series of elements which constitute the +group. The rate of decrease, however, is not continuous. There is a +marked separation into two grades of intensity, the element receiving +accentual stress standing alone, those which possess no accent falling +together in a single natural group, as shown in the following ratios: +first interval to third, 1.000:0.349; second interval to third, +1.000:0.879. One cannot say, therefore, that in such a rhythmic form +there are two quantities present, an accented element and two +undifferentiated elements which are unaccented. For the average is not +based on a confused series of individual records, but is consistently +represented by three out of four subjects, the fourth reversing the +relations of the second and third elements, but approximating more +closely to equivalence than any other reactor (the proportional values +for this subject are 1.000; 0.443; 0.461). Moreover, this reactor was +the only musically trained subject of the group, and one in whom the +capacity for adhering to the logical instructions of the experiment +appears decidedly highest. + +In the amphibrachic form the average again shows three degrees of +intensity, three out of four subjects conforming to the same type, +while the fourth reverses the relative values of the first and third +intervals. The initial element is the weakest of the group, and the +final of median intensity, the relation for all subjects being in the +ratio, 1.000:1.124. The amphibrachic measure begins weakly and ends +strongly, and thus approximates, we may say, to the iambic type. + +In the anapęstic form the three degrees of intensity are still +maintained, three out of four subjects giving consistent results; and +the order of relative values is the simple converse of the dactylic. +There is presented in each case a single curve; the dactyl moves +continuously away from an initial accent in an unbroken decrescendo, +the anapęst moves continuously toward a final accent in an unbroken +crescendo. But in the anapęstic form as well as in the dactylic there +is a clear duality in the arrangement of elements within the group, +since the two unaccented beats fall, as before, into one natural +group, while the accented element is set apart by its widely +differentiated magnitude. The ratios follow: first interval to second, +1.000:1.009; first interval to third, 1.000:2.084. + +The values of the three elements when considered irrespective of +accentual stress are as follows: First, 1.000; second, 1.001; third, +0.995. No characteristic preponderance due to primacy of position +appears as in the case of relative duration. The maximum value is +reached in the second element. This is due to the coöperation of two +factors, namely, the proximity of the accentual stress, which in no +case is separated from this median position by an unaccented element, +and the relative difficulty in giving expression to amphibrachic +rhythms. The absolute values of the reactions in the three forms is of +significance in this connection. Their comparison is rendered possible +by the fact that no change in the apparatus was made in the course of +the experiments. They have the following values: Dactylic, 10.25; +amphibrachic, 12.84; anapęstic, 12.45. The constant tendency, when any +difficulty in coördination is met with, is to increase the force of +the reactions, in the endeavor to control the formal relations of the +successive beats. If such a method of discriminating types be applied +to the present material, then the most easily coördinated--the most +natural--form is the dactyl; the anapęst stands next; the amphibrach +is the most unnatural and difficult to coördinate. + +The same method of analysis was next applied to four-beat rhythms. The +proportional intensive values of the successive reactions for the +series of possible accentual positions are given in the following +table: + + +TABLE XXIII. + + Stress. 1st Beat. 2d Beat. 3d Beat. 4th Beat. + + Initial, 1.000 0.575 0.407 0.432 + Secondary, 0.530 1.000 0.546 0.439 + Tertiary, 0.470 0.407 1.000 0.453 + Final, 0.492 0.445 0.467 1.000 + + +The first and fourth forms follow similar courses, each marked by +initial and final stress; but while this is true throughout in the +fourth form, it results in the first form from the preponderance of +the final interval in a single individual's record, and therefore +cannot be considered typical. The second and third forms are preserved +throughout the individual averages. The second form shows a maximum +from which the curve descends continuously in either direction; in the +third a division of the whole group into pairs is presented, a minor +initial accent occurring symmetrically with the primary accent on the +third element. This division of the third form into subgroups appears +also in its duration aspect. Several inferences may be drawn from this +group of relations. The first and second forms only are composed of +singly accented groups; in the third and fourth forms there is +presented a double accent and hence a composite grouping. This +indicates that the position in which the accent falls is an important +element in the coördination of the rhythmical unit. When the accent is +initial, or occurs early in the group, a larger number of elements can +be held together in a simple rhythmic structure than can be +coördinated if the accent be final or come late in the series. In this +sense the initial position of the accent is the natural one. The first +two of these four-beat forms are dactylic in structure, the former +with a postscript note added, the latter with a grace note prefixed. +In the third and fourth forms the difficulty in coördinating the +unaccented initial elements has resulted in the substitution of a +dipodic division for the anapęstic structure of triple rhythms with +final accent. + +The presence of a tendency toward initial accentuation appears when +the average intensities of the four reactions are considered +irrespective of accentual position. Their proportional values are as +follows: First, 1.000; second, 0.999; third, 1.005; fourth, 0.981. +Underlying all changes in accentuation there thus appears a resolution +of the rhythmic structure into units of two beats, which are +primitively trochaic in form. + +The influence exerted by the accented element on adjacent members of +the group is manifested in these forms more clearly than heretofore +when the values of the several elements are arranged in order of their +proximity to that accent and irrespective of their positions in the +group. Their proportional values are as follows: + + +TABLE XXIV. + + 2d Remove. 1st Remove. Accent. 1st Remove. 2d Remove. + 0.442 0.526 1.000 0.514 0.442 + + +This reinforcing influence is greater--according to the figures just +given--in the case of the element preceding the accent than in that of +the reaction which follows it. It may be, therefore, that the position +of maximal stress in the preceding table is due to the close average +relation in which the third position stands to the accented element. +This proximity it of course shares with the second reaction of the +group, but the underlying trochaic tendency depreciates the value of +the second reaction while it exaggerates that of the third. This +reception of the primitive accent the third element of the group +indeed shares with the first, and one might on this basis alone have +expected the maximal value to be reached in the initial position, were +it not for the influence of the accentual stress on adjacent members +of the group, which affects the value of the third reaction to an +extent greater than the first, in the ratio 1.000:0.571. + +The average intensity of the reactions in each of the four forms--all +subjects and positions combined--is worthy of note. + + +TABLE XXV. + + Stress. Initial. Secondary. Tertiary. Final. + Value, 1.000 1.211 1.119 1.151 + + +The first and third forms, which involve initial accents--in the +relation of the secondary as well as primary accent to the +subgroups--are both of lower average value than the remaining types, +in which the accents are final, a relation which indicates, on the +assumption already made, a greater ease and naturalness in the former +types. Further, the second form, which according to the subjective +reports was found the most difficult of the group to execute--in so +far as difficulty may be said to be inherent in forms of motor +reaction which were all relatively easy to manipulate--is that which +presents the highest intensive value of the whole series. + +In the next group of experiments, the subject was required to execute +a series of reactions in groups of alternating content, the first to +contain two uniform beats, the second to consist of a single reaction. +This second beat with the interval following it constitutes a measure +which was to be made rhythmically equivalent to the two-beat group +with which it alternated. The time-relations of the series were +therefore left to the adjustment of the reactor. The intensive +relations were separated into two groups; in the first the final +reaction was to be kept uniform in strength with those of the +preceding group, in the second it was to be accented. + +The absolute and relative intensive values for the two forms are given +in the following table: + + +TABLE XXVI. + + Rhythm. 1st Beat. 2d Beat. 3d Beat. Value. + + Syncopated Measures 13.00 15.12 16.50 Absolute. + Unaccented, 1.000 1.175 1.269 Relative. + + Syncopated Measures 10.95 11.82 16.11 Absolute. + Accented, 1.000 1.079 1.471 Relative. + + +These averages hold for every individual record, and therefore +represent a thoroughly established type. In both forms the reaction of +the syncopated measure receives the greatest stress. In the first +form, while the stress is relatively less than in the second, it is at +the same time absolutely greater. The whole set of values is raised +(the ratio of average intensities in the two forms being 1.147:1.000), +as it has already been found to be raised in other forms difficult to +execute. To this cause the preponderance is undoubtedly to be +attributed, as the reports of every subject describe this form as +unnatural, in consequence of the restraint it imposes on an impulse to +accent the final reaction, _i.e._, the syncopated measure. + +In the next set of experiments the series of reactions involved the +alternation of a syncopated measure consisting of a single beat with a +full measure of three beats. The same discrimination into accented and +unaccented forms in the final measure was made as in the preceding +group. The series of absolute and relative values are given in the +following table. + + +TABLE XXVII. + + Rhythm. 1st Beat. 2d Beat. 3rd Beat. 4th Beat. Value. + + Syncopated Measures 9.77 8.96 9.61 13.78 Absolute. + Unaccented, 1.000 0.915 0.983 1.165 Relative. + + Syncopated Measures 11.57 11.07 11.53 21.50 Absolute. + Accented, 1.000 0.957 0.996 1.858 Relative. + + +These averages hold for every subject where the syncopated measure +receives accentuation, and for two out of three reactors where it is +unaccented. The latter individual variation shows a progressive +increase in intensity throughout the series. + +Here, as in the preceding forms, a well-established type is presented. +Not only when accentuation is consciously introduced, but also when +the attempt is made--and in so far as the introspection of the reactor +goes, successfully made--to maintain a uniformity among the reactions +of the full and syncopated measures, the emphasis on the latter is +unconsciously increased. In the accented form, as before, there is a +clear discrimination into two grades of intensity (ratio of first +three elements to final, 1.000:1.888) while in the unaccented no such +broad separation exists (ratio of first three elements to final, +1.000:1.156). + +The type of succession in each of these forms of reaction is a +transformed dactylic, in which group should now be included the simple +four-beat rhythm with final accent, which was found to follow the same +curve. The group begins with a minor stress in both of the present +forms, this stress being greater in the unaccented than in the +accented type. This preponderance I believe to be due to the endeavor +to repress the natural accent on the syncopated measure. In both forms +the intensive value of the second element is less than that of the +third, while the intensity of the initial reaction is greater than +that of either of these subsequent beats. This form of succession I +have called a _transformed dactylic_. It adheres to the dactylic type +in possessing initial accentuation; it departs from the normal +dactylic succession in inverting the values of the second and third +members of the group. This inversion is not inherent in the rhythmic +type. The series of three beats decreasing in intensity represents the +natural dactylic; the distortion actually presented is the result of +the proximity of each of these groups to a syncopated measure which +follows it. This influence I believe to be reducible to more +elementary terms. The syncopated measure is used to mark the close of +a logical sequence, or to attract the hearer's attention to a striking +thought. In both cases it is introduced at significant points in the +rhythmical series and represents natural nodes of accentuation. The +distortion of adjacent measures is to be attributed to the increase in +this elementary factor of stress, rather than to the secondary +significance of the syncopation, for apart from any such change in the +rhythmical structure we have found that the reactions adjacent to that +which receives accentual stress are drawn toward it and increased in +relative intensity. + +Further quantitative analysis of rhythmical sequences, involving a +comparison of the forms of successive measures throughout the higher +syntheses of verse, couplet and stanza, will, I believe, confirm this +conception of the mutable character of the relations existing between +the elements of the rhythmical unit, and the dependence of their +quantitative values on fixed points and modes of structural change +occurring within the series. An unbroken sequence of dactyls we shall +expect to find composed of forms in which a progressive decrease of +intensity is presented from beginning to end of the series (unless we +should conceive the whole succession of elements in a verse to take +shape in dependence on the point of finality toward which it is +directed); and when, at any point, a syncopated measure is introduced +we shall look for a distortion of this natural form, at least in the +case of the immediately preceding measure, by an inversion of the +relative values of the second and third elements of the group. This +inversion will unquestionably be found to affect the temporal as well +as the intensive relations of the unit. We should likewise expect the +relations of accented and unaccented elements in the two-beat rhythms +to be similarly affected by the occurrence of syncopated measures, and +indeed to find that their influence penetrates every order of rhythm +and extends to all degrees of synthesis. + +To the quantitative analysis of the intensive relations presented by +beaten rhythms must be added the evidence afforded by the apprehension +of auditory types. When a series of sounds temporally and +qualitatively uniform was given by making and breaking an electric +circuit in connection with a telephone receiver, the members of a +group of six observers without exception rhythmized the stimuli in +groups--of two, three and four elements according to rate of +succession--having initial accentuation, however frequently the +series was repeated. When the series of intervals was temporally +differentiated so that every alternate interval, in one case, and +every third in another, stood to the remaining interval or intervals +in the ratio, 2:1, the members of this same group as uniformly +rhythmized the material in measures having final accentuation. In +triple groups the amphibrachic form (in regard to temporal relations +only, as no accentuation was introduced) was never heard under natural +conditions. When the beginning of the series was made to coincide with +the initiation of an amphibrachic group, four of those taking part in +the investigation succeeded in maintaining this form of apprehension +for a time, all but one losing it in the dactylic after a few +repetitions; while the remaining two members were unable to hold the +amphibrachic form in consciousness at all. + + +(_b_) The Distribution of Durations. + +The inquiry concerning this topic took the direction, first, of a +series of experiments on the influence which the introduction of a +louder sound into a series otherwise intensively uniform exerts on the +apparent form of the series within which it occurs. Such a group of +experiments forms the natural preliminary to an investigation of the +relation of accentuation to the form of the rhythm group. The +apparatus employed was the fourth in the series already described. The +sounds which composed the series were six in number; of these, five +were produced by the fall of the hammer through a distance of 2/8 +inch; the sixth, louder sound, by a fall through 7/8 inch. In those +cases in which the intensity of this louder sound was itself varied +there was added a third height of fall of two inches. The succession +of sounds was given, in different experiments, at rates of 2.5, 2.2, +and 1.8 sec. for the whole series. The durations of the intervals +following and (in one or two cases) preceding the louder sound were +changed; all the others remained constant. A longer interval +intervened between the close and beginning of the series than between +pairs of successive sounds. After hearing the series the subject +reported the relations which appeared to him to obtain among its +successive elements. As a single hearing very commonly produced but a +confused impression, due to what was reported as a condition of +unpreparedness which made it impossible for the hearer to form any +distinct judgment of such relations, and so defeated the object of the +experiment, the method adopted was to repeat each series before asking +for judgment. The first succession of sounds then formed both a signal +for the appearance of the second repetition and a reinforcement of the +apperception of its material. + +In order to define the direction of attention on the part of the +observer it was made known that the factors to be compared were the +durations of the intervals adjacent to the louder sound in relation to +the remaining intervals of the series, and that all other temporal and +intensive values were maintained unchanged from experiment to +experiment. In no instance, on the other hand, did any subject know +the direction or nature of the variation in those quantities +concerning which he was to give judgment. In all, five subjects shared +in the investigation, C., E., F., H. and N. Of these C only had +musical training. In the tables and diagrams the interval preceding +the louder sound is indicated by the letter B, that following it by +the letter A. Totals--judgment or errors--are indicated by the letter +T, and errors by the letter E. The sign '+' indicates that the +interval against which it stands is judged to be greater than the +remaining intervals of the series, the sign '=' that it is judged +equal, and the sign '-' that it is judged less. + +The first series of changes consisted in the introduction of +variations in the duration of the interval following the loud sound, +in the form of successive increments. This loud sound was at the third +position in the series. All intensive relations and the duration of +the interval preceding the louder sound remained unchanged. The +results of the experiment are presented in the following table. + + +TABLE XXVIII. + + Ratio of A to B A Errors Total Per cent. + Other Intervals. + = - + = - B A T judgts. of errors + + 1.000 : 0.625 2 2 2 4 2 0 4 2 6 12 50 + 1.000 : 0.666 4 2 0 1 3 2 4 5 9 12 75 + 1.009 : 0.714 5 3 0 2 2 4 5 6 11 16 69 + 1.000 : 0.770 5 4 0 1 1 7 5 8 13 18 72 + 1.000 : 0.833 1 5 0 0 0 6 1 6 7 12 50 + + Totals, 17 16 2 8 8 19 19 27 46 70 + + +The value of the interval following the louder sound is correctly +reported eight times out of thirty; that preceding it is correctly +reported sixteen times out of thirty. The influence which such a +change in intensive value introduced at a single point in a series of +sounds exerts on the apparent relation of its adjacent intervals to +those of the remainder of the series is not equally distributed +between that which precedes and that which follows it, but affects the +latter more frequently than the former in a ratio (allowing latitude +for future correction) of 2:1. In the case of interval A the error is +one of underestimation in twenty-seven cases; in none is it an error +of overestimation. In the case of interval B the error is one of +overestimation in seventeen instances, of underestimation in two. The +influence of the introduction of such a louder sound, therefore, is to +cause a decrease in the apparent duration of the interval which +follows it, and an increase in that of the interval which precedes it. +The illusion is more pronounced and invariable in the case of the +interval following the louder sound than of that preceding it, the +proportion of such characteristic misinterpretations to the whole +number of judgments in the two cases being, for A, 77 per cent.; for +B, 54 per cent. The effect on interval A is very strong. In the second +group, where the ratio of this interval to the others of the series is +3:2, it is still judged to be equal to these others in 50 per cent. of +the cases, and less in 35 per cent. Further, these figures do not give +exhaustive expression to the whole number of errors which may be +represented in the judgments recorded, since no account is taken of +greater and less but only of change of sign; and an interval might be +underestimated and still be reported greater than the remaining +intervals of the series in a group of experiments in which the +relation of the interval in question to these remaining intervals +ranged from the neighborhood of equivalent values to that in which one +was double the other. If in a rough way a quantitative valuation of +errors be introduced by making a transference from any one sign to +that adjacent to it (_e.g._, - to =, or = to +) equal to _one_, and +that from one extreme sign to the other equal to _two_, the difference +in the influence exerted on the two intervals will become still more +evident, since the errors will then have the total (quantitative) +values of A 46, and B 19, or ratio of 1.000:0.413. + +Next, the position of the louder sound in the series of six was +changed, all other conditions being maintained uniform throughout the +set of experiments. The series of intervals bore the following +relative values: A, 0.900; B, 1.100; all other intervals, 1.000. The +louder sound was produced by a fall of 0.875 inch; all others by a +fall of 0.250 inch. The louder sound occurred successively in the +first, second, third, fourth and fifth positions of the series. In the +first of these forms it must of course be remembered that no interval +B exists. The results of the experiment are shown in the following +table: + + +TABLE XXIX. + + Position Apparent Values. Errors. % of Errors Ditto + in B A B A T in tot. judg. quant. + Series + = - + = - B A B A + 1 2 6 6 0 12 12 85.7 85.7 + 2 2 8 2 1 7 4 10 11 21 83.3 91.6 73.3 91.6 + 3 1 9 3 1 8 3 10 11 21 76.9 91.6 71.9 91.6 + 4 1 8 4 2 6 5 9 11 20 69.2 84.6 52.8 84.6 + 5 0 12 0 0 4 8 12 12 24 100.0 100.0 60.0 100.0 + Totals, 4 37 9 6 31 26 41 57 98 82.3 90.7 64.5 90.7 + + Total judgments, 113; Errors (B = 31), A = 57. + + +The relatively meager results set forth in the preceding section are +corroborated in the present set of experiments. That such a variation +of intensity introduced into an otherwise undifferentiated auditory +series, while it affects the time-values of both preceding and +following intervals, has a much greater influence on the latter than +on the former, is as apparent here as in the previous test. The number +of errors, irrespective of extent, for the two intervals are: B, 82.3 +per cent, of total judgments; A, 90.7 per cent. When the mean and +extreme sign displacements are estimated on the quantitative basis +given above these percentages become B, 64.5; A, 90.7, respectively--a +ratio of 0.711:1.000. + +The direction of error, likewise, is the same as in the preceding +section. Since the actual values of the two intervals here are +throughout of extreme sign--one always greater, the other always +less--only errors which lie in a single direction are discriminable. +Illusions lying in this direction will be clearly exhibited, since the +differences of interval introduced are in every case above the +threshold of discrimination when the disturbing element of variations +in intensity has been removed and the series of sounds made +intensively uniform. In case of a tendency to underestimate B or +overestimate A, errors would not be shown. This problem, however, is +not to be met here, as the results show; for there is recorded a +proportion of 82.3 per cent. of errors in judgment of interval B, and +of 90.7 per cent. in judgment of interval A, all the former being +errors of overestimation, all of the latter of underestimation. + +The influence of position in the series on the effect exerted by such +a change of intensity in a single member can be stated only +tentatively. The number of experiments with the louder sound in +position five was smaller than in the other cases, and the relation +which there appears cannot be absolutely maintained. It may be also +that the number of intervals following that concerning which judgment +is to be given, and with which that interval may be compared, has an +influence on the accuracy of the judgment made. If we abstract from +this last set of results, the tendency which appears is toward an +increase in accuracy of perception of comparative durations from the +beginning to the end of the series, a tendency which appears more +markedly in the relations of the interval preceding the louder sound +than in those of the interval which follows it. This conclusion is +based on the succession of values which the proportion of errors to +total judgments presents, as in the annexed table. + + +TABLE XXX. + + Percentage of Errors for Each Position. + + Interval. I II III IV V + B. 83.3 76.9 69.2 (100) Irrespective + A. 85.7 91.6 91.6 84.6 (100) of extent. + B. 73.3 71.9 53.8 (60) Estimated + A. 85.7 91.6 91.6 84.6 (100) quantitatively. + + +Next, the relation of the amount of increase in intensity introduced +at a single position in such a series to the amount of error thereby +occasioned in the apprehension of the adjacent intervals was taken up. +Two sets of experiments were carried out, in each of which five of +the sounds were of equal intensity, while one, occurring in the midst +of the series, was louder; but in one of the sets this louder sound +was occasioned by a fall of the hammer through a distance of 0.875 +inch, while in the other the distance traversed was 2.00 inches. In +both cases the extent of fall in the remaining hammers was uniformly +0.25 inch. The results are given in the following table: + + +TABLE XXXI. + + Interval B.¹ Interval A. + Ratio of Interval 0.875 in. 2.00 in. 0.875 in. 2.00 in. + B to Interval A. + = - + = - + = - + = - + 1.000 : 1.000 0 6 0 0 4 2 0 5 1 0 0 6 + 0.909 : 1.000 2 4 0 0 4 2 0 2 4 2 2 2 + 0.833 : 1.000 0 6 0 0 4 2 4 0 2 1 3 2 + 0.770 : 1.000 0 6 0 2 2 2 2 4 0 4 0 2 + 0.714 : 1.000 0 6 0 1 5 0 6 0 0 2 2 2 + Totals, 2 28 3 19 8 12 11 7 9 7 14 + T.E., T.J., 2 30 11 30 13 30 21 30 + and per cent., 6.6% 36.6% 60.0% 70.0% + + ¹Interval B in these experiments is of the same duration as all + others but that following the louder sound; hence, judgments in + the second column are correct. + + +Again the markedly greater influence of increased intensity on the +interval following than on that preceding it appears, the percentage +of errors being, for B (both intensities), 21.6 per cent.; for A, 56.6 +per cent. Also, in these latter experiments the direction of error is +more definite in the case of interval A than in that of interval B. + +The influence of changes in intensity on the amount of error produced +is striking. Two intensities only were used for comparison, but the +results of subsequent work in various other aspects of the general +investigation show that this correlation holds for all ranges of +intensities tested, and that the amount of underestimation of the +interval following a louder sound introduced into an otherwise uniform +series is a function of the excess of the former over the latter. The +law holds, but not with equal rigor, of the interval preceding the +louder sound. So far as these records go, the influence of such an +increase of intensity is more marked in the case of interval B than in +that of interval A. It is to be noted, however, that the absolute +percentage of errors in the case of A is several times greater than in +that of B. I conclude that A is much more sensitive than B to such +influences, and that there is here presented, in passing from +intensity I. to intensity II., the rise of conditions under which the +influence of the louder sound on B is first distinctly felt--that is, +the appearance of a threshold--and that the rate of change manifested +might not hold for higher intensities. + +Lastly, the rate at which the sounds of the series succeeded one +another was varied, in order to determine the relation which the +amount of influence exerted bore to the absolute value of the +intervals which it affected. Three rates were adopted, the whole +series of sounds occupying respectively 2.50 secs., 2.20 secs, and +1.80 secs. The results are summed in the following table: + + +TABLE XXXII. + + Rate: 2.5 secs. Rate: 2.2 secs. Rate: 1.8 secs. + + Ratio of Interval B B A B A B A + to Interval A. + = - + = - + = - + = - + = - + = - + + 1.000 : 1.000 2 8 0 0 8 2 0 8 2 0 2 8 0 4 0 0 2 2 + 0.917 : 1.000 0 8 2 4 6 0 3 8 0 0 8 3 2 2 0 0 2 2 + 0.846 : 1.000 1 9 0 5 4 1 3 8 0 3 7 1 6 5 0 1 8 2 + 0.786 : 1.000 1 10 0 11 0 0 6 6 0 7 3 4 6 2 2 2 6 2 + 0.733 : 1.000 4 2 0 4 0 2 4 6 0 8 0 2 + 0.687 : 1.000 5 3 1 6 1 2 2 6 0 7 0 1 + + Totals 4 35 2 20 18 3 21 35 3 20 21 20 20 25 2 18 18 11* + + *Transcriber's Note: Original "1". + +These results are converted into percentages of the total number of +judgments in the following table: + + +TABLE XXXIII. + + Rate of B A + Success. + = - Errors. + = - Errors. + 2.5 secs 10 85 5 15 49 44 7 51 + 2.2 " 36 59 5 41 33 34 33 67 + 1.8 " 43 53 4 47 38 38 24 62 + + +In the case of interval A the direction of the curve of error changes +in passing from Rate II. to Rate III. In the case of interval B the +increase is continuous. + +This increase in the percentage of error is, further, distinctly in +the direction of an accentuation of the overestimation of the +interval B, as is shown in the percentage of cases in which this +interval appeared greater than the rest of the series for each of the +three rates. + +If the three rates be combined in the one set of results, the +difference in the effects produced on the interval following the +louder sound and on that which precedes it becomes again apparent. +This is done in the table below. + + +TABLE XXXIV. + + B A B A + Ratio + = - + = - T.E. T.J. % T.E. T.J. % + I. 2 20 2 0 12 12 2 24 8.5 12 24 50.0 + II. 5 18 2 4 16 5 5 25 20.0 21 25 84.4 + III. 10 22 0 9 19 4 10 32 31.0 23 32 72.0 + IV. 13 18 2 20 9 8 13 33 39.0 17 37 46.0 + V. 8 8 0 12 0 4 8 16 50.0 4 16 25.0 + VI. 7 9 1 13 1 3 7 17 41.0 4 17 24.0 + + +The overestimation of the interval before the louder sound also tends +to increase in extent with the actual increase in duration of the +interval following that sound over the other intervals of the series. + +Thus, the form which the sensible time-relations of such a limited +series of sounds present is found to be intimately dependent on the +intensive preponderance of certain elements within it, on the degree +of increased stress which such elements receive, on their local +position in the series, and on the rate at which the stimulations +succeed one another. The knowledge of these facts prepares us for the +whole series of relations manifested in the special quantitative +investigations reported in the sections which follow. In the first of +these is presented the time-relations obtaining among the successive +reactions of the various rhythm types discussed in the preceding +division of this part, the section, namely, on the distribution of +intensities. + +In the first group of reactions the series was not to be consciously +accented, nor to be divided into groups by the introduction of pauses. +The reactor was required only to conceive it as a succession of +two-beat groups continuously repeated, the way in which the groups +should be defined, whether by counting or otherwise, being left to his +own discretion. The experimental group was composed of five subjects. + +The following table presents the quantitative results of an analysis +of the material in series of ten successive pairs of reactions, upon +the basis of unity as the value of the first element. + + +TABLE XXXV. + + Quantities. I II III IV V VI VII VIII IX X + Whole Meas., 1.000 0.894 1.035 0.912 1.000 0.877 1.070 0.877 1.070 0.841 + First Inter., 1.000 1.142 1.071 1.142 1.000 1.285 1.000 1.214 1.000 1.214 + Second Inter., 1.000 0.837 1.023 0.860 1.000 0.744 1.093 0.767 1.093 0.790 + + +Within the limits of the calculation no progressive change appears, +either of acceleration or of retardation, whether in general or on the +part of individual reactors. In narrower ranges the inconstancy of the +periods is very marked, and their variations of clearly defined +rhythmical character. The duration of the total measures of two beats +is throughout alternately longer and shorter, the average of their +values presenting a ratio of 1.000:0.847. The order of this +arrangement, namely, that the longer period precedes the shorter in +the larger group, is drawn from the fact that measurements +consistently began with the initial reaction of the series. + +An analysis of the constituent intervals of the unit group, as shown +in the second and third lines of the table, reveals the existence of a +complex subordinate rhythm. The two components of the rhythmical group +do not increase and decrease concomitantly in temporal value in +composing the alternate long and short measures of the fluent rhythm. +The movement involves a double compensating rhythmical change, in +which the two elements are simultaneously in opposite phases to each +other. A measure which presents a major first interval contains always +a minor second; one introduced by a minor first concludes with a major +second. The ratios of these two series of periodic variations must +themselves manifestly be different. Their values are, for the first +interval of the measure, 1.000:1.214; and for the second interval, +1.000:0.764. The greater rhythmical differentiation marks the second +of the two intervals; on the variations of this second interval, +therefore, depends the appearance of that larger rhythm which +characterizes the series. The ratios of these primary intervals are +less consistently maintained than are those of the rhythmical measures +built out of them. It will be noted that in both intervals there is a +tendency for the value of the difference between those of alternate +groups to increase as the tapping progresses. This change I have +interpreted as indicative of a progressive definition in the process +of rhythmization, depending on an increase in coördination and +differentiation of the reactions as the series advances. + +A simple stress on alternate elements was next introduced in the +series, forming a simple trochaic measure repeated without +interruption. The quantitative results follow, arranged as in the +preceding experiment. + + +TABLE XXXVI. + + Quantity. I II III IV V VI VII VIII IX X + Measure, 1.000 1.035 1.070 1.035 1.087 1.070 1.071 1.052 1.070 1.070 + 1st Int., 1.000 1.000 1.111 1.000 1.055 1.111 1.166 1.111 1.111 1.111 + 2d Int., 1.000 1.025 1.051 1.051 1.102 1.051 1.025 1.025 1.051 1.051 + + +Here again there is no progressive acceleration or retardation. The +rhythmical differentiation of alternate measures is very slight--the +average ratio of the first to the second being 1.000:0.993--but is of +the same type as in the preceding. The excess in the amount of this +differentiation presented by the first type of reaction over the +second may be due to the presence of a tendency to impart rhythmical +character to such a series of reactions, which, prohibited in one +form--the intensive accent--finds expression through the substitution +for this of a temporal form of differentiation. + +In this trochaic rhythm the phases of variation in the constituent +intervals of the measure are concomitant, and their indices of +differentiation almost identical with each other. Their values are, +for the first, 1.000:0.979; and for the second, 1.000:0.995. The +higher index is that of the first interval, that, namely, which +follows the accented beat of the measure, and indicates that the +rhythmical change is due chiefly to a differentiation in the element +which receives the stress. + +In iambic measures similarly beaten out there is likewise no +acceleration nor retardation apparent in the progress of the tapping. +The temporal differentiation of alternate measures is of the same +extent as in the preceding group, namely, 1.000:0.991. the +proportional quantitative values of the measure and its constituent +intervals, taken in series of ten successive repetitions, are as +follow: + + +TABLE XXXVII. + + Quantity I II III IV V VI VII VIII IX X + Measure, 1.000 0.979 1.000 0.979 1.020 0.979 0.979 1.020 0.979 0.979 + 1st Int., 1.000 0.941 0.941 1.000 1.000 0.941 8.082 0.941 0.941 0.941 + 2d Int., 1.000 1.000 1.032 0.967 1.032 1.000 1.000 1.032 1.000 0.967 + + +The alternation of greater and less duration in the rhythm groups is +due to a variation in the time-value of the second interval only, the +index of average change in the first member being zero. That is, the +greater index of instability again attaches to that element which +receives the stress. Though this holds true throughout these +experiments, the amount of difference here is misleading, since on +account of the smaller absolute value of the first interval the +proportional amount of change within it which passes unrecorded is +greater than in the case of the second interval. + +In general, the larger temporal variations of the trochaic and iambic +rhythm forms are too slight to be significant when taken individually. +The evidence of rhythmical treatment in such a series of reactions, +which is strongly marked in the unaccented form, nevertheless receives +reinforcement from these inconsiderable but harmonious results. + +The proportional values of the variations in alternate measures for +accented and unaccented elements are given in the following table, in +which the figures for the trochaic and iambic forms are combined: + + +TABLE XXXVIII. + + Interval I II III IV V VI VII VIII IX X + Accented, 1.000 1.000 1.083 1.000 1.041 1.000 1.083 1.000 1.041 1.000 + Unacc. 1.000 1.000 1.000 1.035 1.071 1.000 0.964 1.000 1.000 1.000 + + +It is perhaps worthy of note that in this table a still higher +rhythmical synthesis of regular form appears in the accented elements +if the figures be taken in series of four consecutive pairs of +reactions. + +In the group of triple rhythms next taken up--the dactylic, the +amphibrachic and the anapęstic--each type presents an increase in the +duration of the unit group between the beginning and end of the +series, but without any regular curve connecting these terms. Neither +the average results nor those of the individual subjects show anywhere +a decrease of duration in the progress of the tapping. The +proportional results for each of the three rhythm forms, and their +averages, are given in the following table. + + +TABLE XXXIX. + + Rhythm. I II III IV V VI VII VIII IX X + Datyl., 1.000 1.062 1.062 1.087 1.087 1.075 1.125 1.112 1.125 1.112 + Amphib., 1.000 1.000 1.000 1.069 1.085 1.046 1.046 1.046 1.046 1.035 + Anapęs., 1.000 1.012 1.023 1.012 1.037 1.037 1.023 1.059 1.023 1.084 + + Average, 1.000 1.024 1.036 1.060 1.060 1.060 1.072 1.072 1.072 1.084 + + +When all types and subjects are thus combined the summation of these +inconstant retardations presents sharply differentiated terms and a +curve uninverted at any point. + +A separate analysis of the components of the rhythmical group shows, +for the dactylic form, an important increase in duration in only one +of the three intervals, namely, that following the element which +receives accentual stress. The proportional values for these intervals +follow. + + +TABLE XL. + +Interval. I II III IV V VI VII VIII IX X +First, 1.000 1.153 1.153 1.153 1.153 1.231 1.193 1.193 1.231 1.231 +Second, 1.000 0.917 0.917 1.000 0.917 0.917 0.917 0.917 0.917 0.917 +Third 1.000 1.000 1.033 1.066 1.055 1.066 1.133 1.066 1.066 1.066 + + +Since the progressive variation does not penetrate the whole measure, +but affects only a single constituent having a strongly marked +functional character, the process of change becomes unlike that of +true retardation. In such a case, if the increase in duration be +confined to a single element and parallel the changes in a +simultaneous variant of a different order, we should regard them as +functionally connected, and therefore interpret the successively +greater periods of time occupied by the rhythmical measures as +constituting no real slowing of the tempo. The measure of relative +tempo in such a case consists in the ratios of the successive +durations of the rhythmical units after the subtraction of that +element of increase due to this extraneous source. Here, since the +increase is confined to that member of the group which receives +accentual stress, and since the increase of accentuation is typically +accompanied by an extension of the following interval, the changes +presented do fulfil the conditions of a progressively increased +accentuation of the rhythm group, and to this origin I think it is +undoubtedly to be attributed. It is to be noted that the final +interval also undergoes a slight increase, while the median suffers a +similarly slight decrease in duration as the series progresses. + +In the amphibrachic form the changes manifested by the constituents of +the unit group are more obscure. No progressive retardation of the +accented element is apparent. In the initial and final intervals the +difference in duration between the first and last members of the +series is small and appears early in the process. If we assume the +general application of the laws of change presented in the preceding +section, there should be here two influences concerned in the +determination of the relations presented, the factors, namely, of +position and accent. The falling of the accentual stress on the median +interval eliminates one of the two factors of progressive reduction in +that element and replaces it by a factor of increase, thereby doing +away with the curve of change; while at the same time it decreases the +changes which occur in the bounding intervals of the group by removing +the accent from the first and by the proximate position of its own +accent tending to reduce the last interval. + +Under this same assumption there should be expected in the anapęstic +form of rhythm an exaggeration of the progressive increase in the +final interval, together with a further reduction in the duration of +the initial; since from the falling of the accent on the final +interval two factors of increase combine, while in the initial, which +immediately follows the accented interval in the series, a positive +factor of reduction appears. This is actually the type of change +presented by the quantitative relations, which are given as +proportional values in the following table. + + +TABLE XLI. + + Interval. I II III IV V VI VII VIII IX X + First, 1.000 0.950 1.000 0.950 1.000 0.950 1.000 1.000 1.000 1.050 + Second, 1.000 1.100 1.000 1.050 1.100 1.000 1.000 1.050 1.100 1.000 + Third, 1.000 1.073 1.073 1.024 1.024 1.122 1.098 1.098 1.098 1.146 + + +Between its first and last terms the first interval shows a departure +slightly less than that of the previous rhythm from the rate of change +which characterizes the dactylic type; but if the average values of +the whole series of intervals be taken in each of the three cases, the +progressive reduction will be seen clearly to continue in passing from +the second to the third form. The figures annexed give these averages +as proportions of the first interval in the series. + + +TABLE XLII. + + 1st Av. of + Rhythm. Interv. all others. + Dactylic, 1.000 : 1.188 + Amphibrachic, 1.000 : 1.019 + Anapęstic, 1.000 : 1.000 + + +The relations of the various intervals in the three forms are put +together here for comparison: + + +TABLE XLIII. + + Rhythm. 1st Interval. 2d Interval. 3d Interval. + Dactylic, 1.000 : 1.231 1.000 : 1.000 1.000 : 1.066 + Amphibrachic, 1.000 : 1.045 1.000 : 1.000 1.000 : 1.054 + Anapęstic, 1.000 : 1.050 1.000 : 1.000 1.000 : 1.146 + + +An analysis of the factors of accentual stress and of position in the +rhythmical group in isolation from each other, confirms the +assumptions already made as to their influence in defining the form of +the rhythmic unit. Table XLIV. exhibits the series of temporal changes +taking place in accented and unaccented intervals, respectively, for +the three forms combined, and therefore independent of position in the +group. + + +TABLE XLIV. + + Interval. I II III IV V VI VII VIII IX X + Accented. 1.000 1.064 1.064 1.064 1.064 1.094 1.094 1.064 1.094 1.129 + Unaccented, 1.000 1.000 1.000 1.080 1.040 1.040 1.040 1.040 1.040 1.040 + + +Similarly, in Table XLV. are given the proportional values of the +series of intervals in order of their position in the group and +independent of accentual stress: + + +TABLE XLV. + + Interval. I II III IV V VI VII VIII IX X + First, 1.000 1.043 1.087 1.043 1.087 1.043 1.043 1.121 1.043 1.121 + Second, 1.000 1.000 1.000 1.043 1.000 0.956 1.000 0.956 1.000 0.956 + Third, 1.000 1.028 1.028 1.055 1.028 1.083 1.083 1.083 1.083 1.083 + + +The former table makes clear the predominance of the increase in the +accented element over the average of all unaccented elements of the +series; the latter shows the independence of increase in the initial +and final, and of decrease in the median interval, of any relation to +the position of the accentual stress. Both the intensive accentuation +and the demarcation of successive groups thus appear to be factors of +definition in the rhythmic unit. Those types which are either marked +by a more forcible accent or separated by longer pauses are more +distinctly apprehended and more easily held together than those in +which the accent is weaker or the pause relatively less. It would +follow that the general set of changes which these series of reactions +present are factors of a process of definition in the rhythmical +treatment of the tapping, and are not due to any progressive change in +the elementary time relations of the series. + +The figures for measures of four beats are incomplete. They show an +increase in the average duration of the group from first to last of +the series in three out of the four forms, namely, those having +initial, secondary and final stress. + +Of the relative amounts contributed by the several elements to the +total progressive variation of the measures in the first form, the +least marks those intervals which follow unaccented beats, the +greatest those which follow accented beats; among the latter, that +shows the greater increase which receives the primary accent, that on +which falls the secondary, subconscious accent shows the less; and of +the two subgroups which contain these accents that in which the major +accent occurs contributes much more largely to the progressive change +than does that which contains the minor. + +When the phases of accented and unaccented elements are compared, +irrespective of their position in the rhythmic group, the same +functional differences are found to exist as in the case of triple +rhythms. Their quantitative relations are given in the following +table. + + +TABLE XLVI. + + Phase. I II III IV V VI VII VIII IX X + Accented. 1.000 1.103 1.069 1.172 1.241 1.139 1.206 1.310 1.241 1.310 + Unacc., 1.000 1.083 1.128 1.169 1.159 1.208 1.169 1.250 1.169 1.169 + + +The cause of the apparent retardation lies, as before, in a change +occurring primarily in the accented elements of the rhythm, and this +progressive differentiation, it is inferable from the results cited +above, affects adjacent unaccented elements as well, the whole +constituting a process more naturally interpretable as a functional +accompaniment of progressive definition in the rhythmical treatment of +the material than as a mark of primary temporal retardation. + +The contribution of the several intervals according to position in the +series and irrespective of accentual stress is given in the table +following. + + +TABLE XLVII. + + Interval. I II III IV V VI VII VIII IX X + First, 1.000 1.136 1.136 1.182 1.227 1.227 1.227 1.273 1.318 1.318 + Second, 1.000 1.042 1.042 1.125 1.166 1.042 1.042 1.083 1.083 1.166 + Third, 1.000 1.150 1.250 1.250 1.250 1.250 1.400 1.400 1.450 1.450 + Fourth, 1.000 1.059 1.059 1.147 1.179 1.147 1.179 1.294 1.206 1.179 + + +A rhythmical alternation is here presented, the contributions of the +first and third elements being far in advance of those of the second +and fourth. The values of the minor pair are almost equal; of the +major the third exceeds the first. Under the assumption already made +this would indicate the existence at these points of nodes of natural +accentuation, of which the second marks the maximum reached in the +present series. + +The determination of relative time-values for accented and unaccented +intervals was next sought by indirect experimentation, in which the +affective aspect of the experience was eliminated from consideration, +and account was taken only of the perception of quantitative +variations in the duration of the successive intervals. Proceeding +from the well-known observation that if every alternate element of a +temporally uniform auditory series receive increased stress, the whole +series will coalesce into successive groups of two elements in which +the louder sound precedes and the weaker follows, while the interval +which succeeds the unaccented sound, and which therefore separates +adjacent groups, will appear of greater duration than that which +follows the accented element, the investigation sought by employing +the method of right and wrong cases with a series of changing +time-values for the two intervals to determine the quantitative +proportion of the two durations necessary to produce the impression of +temporal uniformity in the series. + +Two rhythm forms only were tested, the trochaic and dactylic, since +without an actual prolongation of considerable value in the interval +following the louder sound, at the outset, no apprehension of the +series as iambic or anapęstic could be brought about. The stimuli were +given by mechanism number 4, the distance of fall being 2/8 and 7/8 +inch respectively for unaccented and accented sounds. The series of +changes included extreme proportional values of 0.714 and 1.769 in +duration of the two intervals. Six persons took part in the +investigation. In the following table is given the percentage of cases +in which the interval following the unaccented element was judged +respectively greater than, equal to, or less than that which followed +the accented element, for each of the series of ratios presented by +the time-values of the intervals in trochaic rhythm. + + +TABLE XLIX. + + Ration of Unaccented to Unaccented Interval Judged to be + Accented Interval. + = - + 1.000 : 1.769 0.0 per cent. 100.0 per cent 0.0 per cent. + 1.000 : 1.571 12.5 " 50.0 " 37.5 " + 1.000 : 1.400 22.0 " 56.0 " 22.0 " + 1.000 : 1.222 16.0 " 84.0 " + 1.000 : 1.118 26.0 " 74.0 " + 1.000 : 1.000 61.6 " 38.4 " + 1.000 : 0.895 100.0 " + 1.000 : 0.800 88.8 " 11.2 " + 1.000 : 0.714 100.0 " + + +The anomalous percentage which appears in the first horizontal row +needs explanation. The limit of possible differentiation in the +time-values of accented and unaccented intervals in a rhythmical group +is characteristically manifested, not by the rise of a perception of +the greater duration of the interval following the accented element, +but through an inversion of the rhythmical figure, the original +trochee disappearing and giving place to an iambic form of grouping, +the dactyl being replaced by an anapęst. In the case in question the +inversion had taken place for all subjects but one, in whom the +original trochaic form, together with its typical distribution of +intervals, remained unchanged even with such a great actual disparity +as is here involved. + +For this group of observers and for the series of intensities taken +account of in the present experiment, the distribution of time-values +necessary to support psychological uniformity lies near to the ratio +1.400:1.000 for accented and unaccented intervals respectively, since +here the distribution of errors in judgment is arranged symmetrically +about the indifference point. Overestimation of the interval following +the louder sound appears by no means invariable. Under conditions of +objective uniformity the judgment of equality was given in 38.4 per +cent, of all cases. This cannot be baldly interpreted as a persistence +of the capacity for correct estimation of the time values of the two +intervals in the presence of an appreciation of the series as a +rhythmical group. The rhythmic integration of the stimuli is weakest +when the intervals separating them are uniform, and since the question +asked of the observer was invariably as to the apparent relative +duration of the two intervals, it may well be conceived that the +hearers lapsed from a rhythmical apprehension of the stimuli in these +cases, and regarded the successive intervals in isolation from one +another. The illusions of judgment which appear in these experiences +are essentially dependent on an apprehension of the series of sounds +in the form of rhythmical groups. So long as that attitude obtains it +is absolutely impossible to make impartial comparison of the duration +of successive intervals. The group is a unit which cannot be analyzed +while it continues to be apprehended as part of a rhythmical sequence. +We should expect to find, were observation possible, a solution of +continuity in the rhythmical apprehension in every case in which these +distortions of the normal rhythm form are forced on the attention. +This solution appears tardily. If the observer be required to estimate +critically the values of the successive intervals, the attention from +the outset is turned away from the rhythmical grouping and directed +on each interval as it appears. When this attitude prevails very small +differences in duration are recognized (_e.g._, those of 1.000:1.118, +and 1.000:0.895). But when this is not the case, the changes of +relative duration, if not too great for the limits of adaptation, are +absorbed by the rhythmical formula and pass unobserved, while +variations which overstep these limits appear in consciousness only as +the emergence of a new rhythmic figure. Such inversions are not wholly +restricted by the necessity of maintaining the coincidence of +accentuation with objective stress. With the relatively great +differences involved in the present set of experiments, the rhythmical +forms which appeared ignored often the objective accentuation of +single groups and of longer series. Thus, if the second interval of a +dactyl were lengthened the unaccented element which preceded it +received accentuation, while the actual stress on the first sound of +the group passed unobserved; and in a complex series of twelve +hammer-strokes the whole system of accentuation might be transposed in +the hearer's consciousness by variations in the duration of certain +intervals, or even by simple increase or decrease in the rate of +succession.[6] + + [6] Bolton found one subject apperceiving in four-beat groups a + series of sounds in which increased stress fell only on every + sixth. + +In the experiments on dactylic rhythm the changes introduced affected +the initial and final intervals only, the one being diminished in +proportion as the other was increased, so that the total duration of +the group remained constant. The figures, arranged as in the preceding +table, are given in Table L. + +The percentage given in the case of the highest ratio is based on the +reports of two subjects only, one of them the exceptional observer +commented on in connection with two-beat rhythms; for all other +participants the anapęstic form had already replaced the dactylic. The +distribution of values which supports psychological uniformity in this +rhythmic figure lies between the ratios 1.166, 1.000, 0.800, and +1.250, 1.000, 0.755, since in this region the proportion of errors in +judgment on either side becomes inverted. The two rhythmic forms, +therefore, present no important differences[7] in the relations which +support psychological uniformity. A comparison in detail of the +distribution of judgments in the two cases reveals a higher percentage +of plus and minus, and a lower percentage of equality judgments +throughout the changes of relation in the dactylic form than in the +trochaic. This appears to indicate a greater rhythmical integration in +the former case than in the latter. On the one hand, the illusion of +isolation from adjacent groups is greater at every point at which the +intervening interval is actually reduced below the value of either of +the internal intervals in the dactylic than in the trochaic rhythm; +and on the other, the sensitiveness to differences in the whole series +is less in the case of the trochee than in that of the dactyl, if we +may take the higher percentage of cases in which no discrimination has +been made in the former rhythm as a negative index of such +sensibility. + + [7] The ratios of initial to final intervals in the two cases + are, for trochaic measures, 1.400:1.000, and for dactylic, + 1.400(to 1.666):1.000. + + +TABLE L. + + Ration of Unaccented Unaccented Interval Judged to be + to Accented Interval. + = - + 1.000 : 2.428 100.0 per cent + 1.000 : 2.000 20.0 per cent. 33.3 per cent 46.7 " + 1.000 : 1.666 33.2 " 23.9 " 42.9 " + 1.000 : 1.400 39.0 " 46.0 " 15.0 " + 1.000 : 1.182 60.0 " 37.2 " 2.8 " + 1.000 : 1.000 85.4 " 12.2 " 2.4 " + 1.000 : 0.846 89.2 " 10.8 " + 1.000 : 0.714 100.0 " + 1.000 : 0.660 96.0 " 4.0 " + + +The increase in the number of inverted forms which occur is +coördinated percentually in the following table with the successive +increments of difference between the accented and unaccented intervals +of the group: + + +TABLE LI. + + Rhythm. 2.428 2.000 1.769 1.666 1.571 1.400 1.222 1.182 1.118 1.000 + Trochaic, 93.7 74.0 44.2 25.0 25.0 2.9 + Datylic, 93.6 54.0 39.4 18.4 + + +These figures are corroborative of the preceding conclusions. The +dactylic figure is maintained in the presence of much greater +differences in the relative durations of accented and unaccented +intervals than is the trochaic. In the latter, inversions not only +appear earlier in the series, but become the (practically) exclusive +mode of apprehension at a point where not fifty per cent, of the +dactyls have suffered transformation. At a certain definite stage in +the process the tendencies toward the two forms of apprehension +balance each other, so that with the slightest change in direction of +attention the rhythmical figure inverts and reverts to the original +form indifferently. These points are defined, in the case of the two +rhythms here reported on, by the following (or intermediate) ratios: +Trochaic-Iambic, (1.400-1.571): 1.000; Dactylic-Anapęstic, +(1.666-2.000): 1.000. + +The temporal conditions of such equilibrium are a strict function of +the degree of accentuation which the rhythm group presents. The +location of the indifference point must, therefore be independently +determined for each intensive value through which the accented element +may pass. Its changes are given for five such increments in the +following table, in which the values of the various intervals are +represented as proportions of the absolute magnitudes which appear in +the first, or undifferentiated series. + + +TABLE LII. + + Intensive Form. 1st Interval. 2d Interval. 3d Interval. + 1/8 1/8 1/8 1.000 1.000 1.000 + 3/8 1/8 1/8 1.042 1.010 0.948 + 7/8 1/8 1/8 1.142 1.021 0.862 + 15/8 1/8 1/8 1.146 1.042 0.808 + 24/8 1/8 1/8 1.291 1.000 0.708 + + +IV. THE COMBINATION OF RHYTHMICAL GROUPS IN HIGHER SYNTHESES AND THEIR +EQUIVALENCES. + + +In the elaboration of higher rhythmical forms the combination of +formally identical groups is rather the rule than the exception, since +in poetical structures the definition of the metrical form and the +maintenance of its proper relations depend on a clear preponderance of +its own particular unit-type over local variants. In the experimental +investigation of composite rhythm forms the temporal relations of +structures presenting such likeness in their constituent groups were +first taken up. In the conduct of the research those differences of +intensity which are actually expressed and apprehended in the +utterance of a rhythmic sequence were uniformly employed. While there +is no doubt that a succession of perfectly identical forms would, +under the requisite temporal conditions, be apprehended as presenting +major and minor phases of accentuation, yet in the expression of +rhythmic relations the subordination of accents is consistently +observed, and all our ordinary apprehension of rhythm, therefore, is +supported by an objective configuration which fulfils already the form +of our own subjective interpretation. + +The temporal relations of these major and minor phases cannot be +considered apart from the index of their respective accentuations. As +the distribution of elements within the simple group fluctuates with +the changes in intensive accentuation, so does the form of temporal +succession in larger structures depend on the relations of intensity +in their primary and secondary accentuations. The quantitative values +hereafter given apply, therefore, only to those specific intensities +involved in the experiment. Two types were chosen, the trochee and the +dactyl. The series of sounds was given by successive hammer-falls of +7/8 and 1/8 inch for the major, and 3/8 and 1/8 inch for the minor +phase. The distribution of time-values within each group was made on +the basis of previous experimentation to determine those relations +which support psychological uniformity. These internal relations were +maintained unchanged throughout the series of ratios which the +durations of the two groups presented. Four subjects took part in the +experiment. The quantitative results in the composition of trochaic +forms are given in the following tables (LIII., LIV.), the figures of +which present, in the form of percentages of total judgments, the +apprehension of sensible equality or disparity in the two groups. + +In the earlier set of experiments the series of ratios diverged in +both directions from unity; in the later it departed in one only, +since every divergence in the opposite direction had, in the previous +experiments, been remarked at once by the observer. In this second set +the series of differences is more finely graded than in the former; +otherwise the two sets of figures may be considered identical. Using +the equilibrium of errors as an index of sensible equality, the two +trochaic groups are perceptually uniform when the temporal ratio of +major and minor lies between 1.000:0.757 and 1.000:0.779. + + +TABLE LIII. + + Ratio of Duration 2d Group Judged to be + of 1st Group to 2d. + = - + 1.000 : 1.250 100 per cent. + 1.000 : 1.116 100 " + 1.000 : 1.057 100 " + 1.000 : 1.000 100 " + 1.000 : 0.895 68 " 22 per cent. + 1.000 : 0.800 25 " 75 " + 1.000 : 0.714 100 per cent. + + +TABLE LIV. + + Ratio of Duration 2d Group Judged to be + of 1st Group to 2d. + = - + 1.000 : 1.000 100.0 per cent. + 1.000 : 0.973 87.5 " 12.5 per cent. + 1.000 : 0.870 66.6 " 33.3 " + 1.000 : 0.823 33.3 " 22.2 " 44.4 per cent. + 1.000 : 0.777 50.0 " 50.0 " + 1.000 : 0.735 33.3 " 33.3 " 33.3 " + 1.000 : 0.694 33.3 " 66.6 " + + +In the dactylic form, as in the second trochaic series, ratios varying +from unity in one direction only were employed. The results follow: + + +TABLE LV. + + Ratio of Duration Second Group Judged to be + of 1st Group to 2d. + = - + 1.000 : 1.000 100.0 per cent. + 1.000 : 0.946 62.5 " 37.5 per cent. + 1.000 : 0.915 33.3 " 66.6 " + 1.000 : 0.895 8.3 " 33.3 " 58.3 per cent. + 1.000 : 0.800 40.0 " 60.0 " + + +As in the preceding case, when relations of equality obtained between +the two subgroups, the secondary period in every instance appeared +longer than the primary. This prolongation was uniformly reported as +displeasing. The distribution of values which here support +psychological uniformity lies between 1.000:0.915 and 1.000:0.895, +that is to say, the difference of phases is less marked than in the +case of the simpler trochaic composite. This is a structural principle +which penetrates all rhythmical forms. The difference in the case of +both of these composites is less than in the opposition of phases +within the simple group, in which for identical intensities and +(practically) the same group of observers these presented the ratio +1.000:0.714. It is evident that the relative differentiation of +accented and unaccented intervals due to specific variations in +intensity is greater than is that of successive groups characterized +by similar differences of accentual stress; and if still more +extensive groups were compared it would unquestionably be found that a +further approximation to equality had taken place. + +In the integration of rhythmical groups this subordination of the +intensive accents which characterize them is not the sole mechanism of +higher synthesis with which we are presented. Another mode is the +antithesis of rhythmical quantities through verse catalepsis. Such +variation of the rhythmical figure can take place in two directions +and in two only: by an increase in the number of constituents, giving +what may be called _redundancy_ to the measure, and by a decrease in +their number, or _syncopation_. Each of these forms of departure from +the typical figure fulfils a specific rhythmic function which +determines its temporal and intensive characters, and its local +position in the rhythmical sequence. + +(_a_) _Redundant Measures._--The position of such a measure is +uniformly initial. On rare occasions individual observers reported an +inversion of this order in the earlier portion of the series,[8] but +in no case were subjectively formulated series concluded in this way; +and when the objective succession ended with the redundant measure the +experience was rhythmically displeasing. In accentual stress the +redundant measure is of secondary rank, the chief intensity falling +upon the shorter, typical groups. Variation from the type does not, +therefore, unconditionally indicate a point of accentual stress, +though the two are commonly connected. + + [8] This was probably due to beginning the series of + stimulations with the typical measure. Such beginning was + always made by chance. + +In regard to the relative duration of the redundant measure the +subjective reports indicate a large variability. The dactylic form +appears to be slightly longer than the trochaics among which it +appears; but not infrequently it is shorter.[9] These variations are +probably connected with differences in stress due to the relation +which the measure bears to the accentual initiation of the whole +series; for this accent apparently may fall either within the +redundant measure itself or on the first element of the succeeding + ___ _____ + >/ \ > | | > > +group, thus: | q q q; q q; |, or | e e e q q; q q |. + \_/ + + [9] The only form taken up was the occurrence of dactylic + measures in trochaic series. + +Two rhythm forms were analyzed, the trochaic and the dactylic, the +series of sounds being given by hammer-falls of 7/8 and 1/8 inch for +accented and unaccented elements respectively. In each experiment full +and syncopated measures alternated regularly with each other in +continuous succession, giving the forms + + > > > > + | q. q; q % | and | q. q q; q. % % |. + \_____/ \____________/ + +The initiation of the series was in every case determined by chance. +Six observers took part in the work with trochaic forms, five in that +with dactylic. The quantitative results are given in the following +tables, in each of which the relations of duration, position and +stress are included. + + +TABLE LVI. + + TROCHAIC FORM. + Apparent Accentuation + Ratio of 1st Second Group Judged to be 2d Group of Second Group. + to 2d Group. + = - Final + = - + 1.000:1.000 55.5% 44.4% 100% 71.5% 28.5% + 1.000:0.946 83.3 16.6% 100 30.0 70.0 + 1.000:0.895 66.6 11.1 22.2 100 30.0 60.0 10.0% + 1.000:0.846 16.6 41.6 41.6 100 40.0 60.0 + 1.000:0.800 16.6 41.6 41.6 100 40.0 60.0 + 1.000:0.756 49.9 24.9 24.9 100 40.0 60.0 + 1.000:0.714 16.6 41.6 41.6 100 20.0 80.0 + + +TABLE LVII. + + DACTYLIC FORM. + Apparent Accentuation + Ratio of 1st Second Group Judged to be 2d Group of Second Group. + to 2d Group. + = - Final + = - + 1.000:1.000 100.0% 100% 40.0% 60.0% + 1.000:0.946 83.3% 16.6% 100 40.0 60.0 + 1.000:0.895 66.6 33.3 100 20.0 80.0 + 1.000:0.846 37.5 62.5 100 40.0 60.0 + 1.000:0.800 100.0 100 40.0 60.0 + + +The syncopated measure, like the redundant, bears to the acatalectic +group specific relations of duration, accentual stress, and position +in the rhythmical sequence. In position it is final. This relation is +independent of the factor of duration, on which the order of elements +in the simple measure depends. Even the excessive shortening which +occurs in the trochaic form, when the full measure has a duration +almost one and one half times as great as the syncopated, brings about +no inversion of the order. + +In duration the syncopated group is a shortened measure. The amount of +reduction necessary to preserve rhythmical proportion with the rest of +the sequence is greater in the trochaic than in the dactylic form, as +in the relation of accented to unaccented elements in the simple +measure it is greater than in the case of the trochaic, a principle of +structure which has already been pointed out. + +There is similar evidence in beaten rhythms to show that when a full +measure is elided, the pause which replaces it is of less value than +the duration of a syncopated measure. When trochaic rhythms were +beaten out with a distinct pause after each measure, the relative +values of the two intervals were 1.000:2.046. Such a pause cannot be +equivalent to a suppressed beat and its interval; I regard it as +functionally equal to a whole measure. If that value be allowed for +the second interval which it possesses in the same rhythm type when no +pause is introduced, namely, 1.000:0.920, the first two intervals will +have a value--in terms of linear measurement--of 1.93 + 1.77 or 3.70. +The value of the suppressed measure would therefore be 2.15, a ratio +of acatalectic to elided group of 1.000:0.581. + +Iambic rhythm beaten out without separating pauses presents the +following ratio between first and second intervals, 1.000:1.054; on +the introduction of a pause between the measures the ratio becomes +1.000:2.131. The assignment of these proportional values gives 1.68 + +1.77, or 3.45, as the duration of the first two intervals, and 1.81 +for the pause, a ratio of 1.00:0.524. + +In continuous dactylic tapping, the values of the successive +intervals are 1.000; 0.756; 0.927; with a separating pause their +relations are 1.000; 0.692; 1.346. These being analyzed as before, the +elided measure will have the relative value of 0.419. This shows a +decline in the proportional duration of the elision as the total value +of the measure elided increases. There can be little question that +this principle applies also to the value of elisions of higher +rhythmic structures as well. + +In intensity the syncopated measure is a point of increased accentual +stress. This relation is not constantly maintained in the trochaic +form, in which at one ratio the accent appears reduced;[10] in the +dactylic form divergences are all in the direction of an apparent +increase in accentuation. In rhythms beaten out the form of succession + > . > > +was always prescribed (_e.g._, | q. q; q_% | or | q. %; q. q|, but not + \______/ \________/ +either at the subjects' preference), so that no material was there +afforded for a determination of the primacy of particular figures; but +the results must of course show any tendency which exists toward an +increased accentuation of the syncopated measure. It needs but a +cursory reference to the statements of these results in Pt. III., B, +of this paper, to observe how constant and pronounced this tendency +is.[11] + + [10] This result is clearly irregular, and is probably due to + the effect of accidental variations on a meager series of + judgments. The number of these was three for each observer, + making eighteen judgments in all the basis of each percentage + in the table. + + [11] The subjective notes of the observers frequently refer to + this as an explicitly conscious process, the nature of the + rhythmical sequence requiring a greater stress at that point + than elsewhere. Extracts are appended: + + _Trochaic Syncopation._--"There is almost a necessity for an + accent on the last beat." "... an almost imperative tendency + to emphasize the final syllable beyond the rest." "The two taps + were followed by a pause and then a tap with increased + pressure." "This was not satisfactory with any adjustment of + time relations so long as the stress of all three beats was the + same. In attempting to make them all equal I almost + involuntarily fell into the habit of emphasizing the final + one." + + _Dactylic Syncopation._--"In this series it was easy to lay + stress on the last (beat) ... this is the natural grouping; I + unconsciously make such." "... of these the heavy one + (accented syncopation) was much more satisfactory." "It was + constantly my tendency to increase the strength of the last + tap." "In this it is natural for me to make the final stroke + heavy. To make the second group balance the first by equalizing + the time alone is less satisfactory than by introducing + elements of both time and force." "I felt that the latter part + of the rhythm (unaccented syncopation) was lacking in force. + Something seemed continually to be dropped at the end of each + group." + + The reactors frequently repeated the full measure several times + before introducing the syncopated measure, which thus brought a + series to its close. It will probably be found that in the + actual construction of poetic measures the syncopated or + partially syncopated foot is systematically introduced + coincidently with points of rhythmical or logical pause. + +Conclusive evidence of the integration of simple rhythm forms in +higher structures is presented by the process of increasing definition +which every rhythmical sequence manifests between its inception and +its close. This process is manifested equally in the facts of sensory +apprehension and those of motor reproduction of rhythm forms. On the +one hand, there is a progressive refinement in the discrimination of +variations from temporal uniformity as the series of stimulations +advances; and correspondingly, the sequence of motor reactions +presents a clearly marked increase in coördination taking place +parallel with its progress. A rhythmical form is thus given to the +whole succession of simple measures which are included within the +limits of the larger series, a form which is no less definite than +that exhibited by the intensive and temporal relations of the +rhythmical unit, and which, there can be little doubt, is even more +important than the latter in determining the character of the rhythm +experience as a whole. + +The presentation of experimental results bearing on this point will +follow the lines already laid down. Only that part of the material +which is derived from the apprehension of sensory rhythm forms can be +applied to the determination of this formal curve for the ordinary +metrical types and their complications. The facts of progressive +coördination presented by beaten rhythms are based on the repetition +of simple forms only. The completion of the evidence requires a +quantitative analysis of the temporal relations presented by the whole +sequence of integrated measures which compose the common verse forms: +dimeter, trimeter, etc. This matter was not taken up in the present +investigation. + +The perception of variations in the measures of an iambic pentameter +line was first taken up. The series of sounds was produced by the fall +of hammer, the distances traversed being, for the accented elements +0.875 inch, and for the unaccented, 0.250 inch. The series was +followed by a pause equal to one and a half measures, and was repeated +before judgment was made. The time occupied by the series of sounds +was 2.62 seconds. The intervals between the successive sounds were +adjusted on the basis of previous experimentation concerning the most +acceptable relations between the durations of accented and unaccented +intervals. Their values were in the ratio 1.000:0.714 for accented and +unaccented respectively. The variations were introduced in a single +element, namely, the interval following the accented beat of the +group, which, in this form of rhythm, is also the inter-group +interval. This interval was changed by successive increments of one +seventh its original value, or one twelfth the duration of the whole +measure. Four such additions were made, the final value of the +interval standing to its original duration in the ratio 1.000:0.636. +The same series of changes in the duration of the accented interval +was made successively in each measure of the pentameter series. In all +these experiments the subjects were in ignorance of the character and +position of the changes introduced. The results appear in the annexed +table. + + +TABLE LVIII. + + Position in Series. Percentage Values. + Ratios. I II III IV I II III IV + 1.000 : 1.000 0 0 0 0 0 0 0 0 + 1.000 : 0.874 4 4 4 7 40 40 40 70 + 1.000 : 0.777 6 6 8 10 60 60 80 100 + 1.000 : 0.700 6 6 10 10 60 60 100 100 + 1.000 : 0.636 6 6 10 10 60 60 100 100 + + +In the five horizontal rows on the left of the table are set down the +number of times, out of a total of ten judgments, the interval in +question was perceived to be greater than the like interval in other +groups, under the original relation of uniformity and for the four +successive increments. On the right these numbers are given as +percentages of the whole number of judgments. These figures show an +increase of discriminative sensibility for such changes as the series +advances. The percentage of correct discrimination, as it stands in +the table, is the same for the first and second positions in the +line, but this coincidence is to be attributed to accident, in +consequence of the relatively small number of judgments on which the +results are based, rather than to a functional indifference in the two +positions. I conclude that fuller experiments would show a curve of +continuous increase in the number of correct judgments for the whole +series of measures here included. If we number the series of ratios +given above from one to five, the thresholds of perceptible change for +this series of positions, expressed in terms of this numerical series, +would be: I., 4.1; II., 4.1; III., 3.9; IV., 3.6. + +Secondly, in a series of five trochaic measures, the intervals +separating the groups--which in this case follow the unaccented +beat--were successively lengthened by increments identical with those +employed in the preceding set of experiments. The results are +presented in the table below, arranged similarly to the previous one. + + +TABLE LIX. + + Position in Series. Percentage Values. + Ratios. I II III IV I II III IV + 1.000 : 1.000 0 0 0 0 0.0 10.0 0.0 0.0 + 1.000 : 0.874 1 1 3 4 16.5 16.5 50.0 60.0 + 1.000 : 0.777 4 4 5 6 66.0 66.0 83.0 100.0 + 1.000 : 0.700 6 6 6 6 100.0 100.0 100.0 100.0 + 1.000 : 0.636 6 6 6 6 100.0 100.0 100.0 100.0 + + +These results are essentially identical with those of the preceding +section. The sensitiveness to small differences in duration within the +rhythmical series becomes continuously greater as that series +proceeds. The thresholds of perceptible change in terms of the +numerical series of ratios (as in preceding paragraph) are as follows: +I., 4.0; II., 4.0; III., 3.7; IV., 3.6. + +Finally, the intensity of the preceding sound was increased as well as +the duration of the interval separating it from the following stroke. +The measure employed was the trochaic, the interval suffering change +was that following the accented beat--in this case, therefore, the +intra-group interval. The relations obtaining among the unchanged +measures were, as to duration of accented and unaccented elements, +1.000:0.714; as to intensity, 0.875:0.250 inch. Instead of a series, +as in the preceding experiments, only one change in each direction +was introduced, namely, an increase in duration of a single accented +element of the series from 1.000 to 1.285, and an increase of the same +element in intensity from 0.875 to 1.875 inch fall. The results are +given in the annexed table: + + +TABLE LX. + + Duration. Stress. + Position Interval Following Louder + in Series. Judged to be Increased Stress. + + = - Times Noted. Not Noted. + I. 8 per cent. 92 per cent. 0 per cent. 40 per cent. 60 per cent + II. 42 " 50 " 8 " 42 " 58 " + III. 57 " 36 " 7 " 54 " 46 " + IV. 67 " 26 " 7 " 62 " 38 " + V. 30 " 40 " 40 " 60 " 40 " + + +The figures show that in regard to the discrimination of changes in +duration occurring in intervals internal to the rhythm group, as well +as in the case of intervals separating adjacent groups, there is a +progressive increase in sensibility to variations as the succession of +sounds advances. This increased sensitiveness is here complicated with +another element, the tendency to underestimate the duration of the +interval following a louder sound introduced into a series. The +influence of this second factor cannot be analyzed in detail, since +the amount of underestimation is not recorded unless it be sufficient +to displace the sign of the interval; but if such a quantitative +method be applied as has already been described, the results show a +continuous decrease in the amount of underestimation of this interval +from the first position to the fourth, or penultimate, which presents +the following relative values: 92, 66, 50, 40. A phase of rapid +increase in the amount of underestimation appears in the fifth or +final position, represented on the above scale of relative values by +120. This falling off at the end of the series, which appeared also in +previous experiments, can be attributed only to an interference with +the functions which the several measures bear in the process of +comparison, and indicates that the accuracy of judgment is dependent +on a comparison of the measure or element in question with those which +follow as well as with those which precede it. + +The results presented in the preceding section form the statement of +but one half the evidence of higher rhythmical synthesis afforded by +the material of the present investigation. We turn now to the second +set of results. It deals, in general, with the quantitative relations +of rhythmic forms which find expression through finger reactions. +Portions of this evidence have already been presented, through motives +of economy, in connection with the discussion of the phases of +differentiation in intensity and duration which such beaten rhythms +manifest. The burden of it, however, is contained in the results of an +analysis, form by form, of the proportional mean variations which +characterize these types of rhythmic expression. This method has been +applied to a study (_a_) of the characters of the constituent +intervals of the unit, in their relation to accentuation and position; +(_b_) of the simple group which these elements compose; and (_c_) of +the forms of higher synthesis manifested by the variations in +successive groups. The first of these relations concerns, indeed, only +the internal organization of the simple group, and has no direct +bearing on the combination of such groups in higher syntheses; but, +again for the sake of economy, the items are included with the rest of +the material. + +The application of such a method, as in all treatment of material by +mean variations, involves much labor,[12] and on that account alone +the lack of its employment to any considerable extent in previous +investigations may be excused; but to this method, as it seems to me, +must the final appeal be made, as an indisputable means by which all +questions concerning the refined features of rhythmical organization, +the definition of units and the determination of the forms in which +they enter into larger rhythmic quantities, are to be settled. + +[12] In connection with this work some 48,000 individual measurements +were made (for the transcription of which I am indebted to the patient +assistance of my wife). Half of these were measurements of the +intensity of the successive reactions; the other half, of the +intervals which separated them. The former series has been employed in +obtaining the averages which appear in the section on the distribution +of intensities; the latter in that on the distribution of durations. +The determination of mean variations was made in connection with the +second series only (24,000). These quantities were combined in series +of single groups, and in series of two, four, eight and ten groups, +and for each of these groupings severally the mean variation of the +series was computed. + +Of all the possible forms of rhythmic apprehension or expression, the +material for such a statistical inquiry is most readily obtainable in +the form of a series of finger reactions, and to such material the +application of the method in the present investigation has been +restricted. + +In the first experiment of this group the reactor was asked to tap out +a series in which temporal, but not intensive variations were +introduced; the strokes were to be of uniform strength but separated +into groups of two beats. No directions as to length of pause between +the successive groups were given, but the whole form of the groups was +to be kept absolutely constant. The reports of the subjects were +uniformly to the effect that no accent had been introduced. At a +cursory examination no intensive grouping was apparent. These records +were the earliest analyzed, when only time relations were in mind, and +no measurements were made of variations in strength. Only the mean +variations of the intervals, therefore, will here be taken up. + +A word first as to the relative value of the two intervals and its +significance. The form of a rhythmical series is determined in every +part by subordination to principles of strict temporal arrangement. +Every suppression of elements in such a series, every rest and +syncopated measure has as positive and well-defined a function as have +the successive reactions and their normal intervals. If such a pause +is made as we find introduced in the present case, its value must be a +fixed function of the system of durations of which it forms a part, +whether it replace an element in a rhythmical unit, or a subgroup in a +higher rhythmical quantity. In general, the value of such a rest is +less than the duration of a corresponding full measure or interval. +For example, the syncopated forms | >q % | and | >q % %_| are +demonstrably of shorter average duration than the corresponding +measures| >q q | and | >q q q_|; and the pause occurring at the close +of a syncopated line--such as that in the middle of a catalectic +trochaic tetrameter--should be found of less value than that of the +regular foot. + +In the present instance two reactions are made, a pause follows, then +the reactions take place again, and so on. The intervals separating +successive groups of reactions thus result from the coalescence of two +periods, the interval which would regularly follow the reaction and +the additional pause at its close. The value of the latter I interpret +as functionally equivalent to a group of two beats and not to a single +interval; that is, the rhythm beaten out is essentially quadruple, the +second member of each composite group being suppressed, as follows: + > + | q q; % % |. + \______/ + +To estimate the proper value of such a rest the average relative +duration of first and second intervals was taken in a continuous +series of two-beat measures, in which the first member was accented +sufficiently to define the rhythmical groups. The ratio was +1.000:0.760. In the present instance the values of the simple initial +interval and the composite interval which follows it are, in terms of +the linear measurement, 1.55 mm. and 3.96 mm. Assuming the above ratio +to hold, the duration of a period which included the second +beat-interval and a group-rest should be 1.16 + 1.55 + 1.16 = 3.87 mm. +This is slightly less than the actual value of the period, whereas it +should be greater. It must be remembered, however, that the disparity +between the two intervals increases with initial accentuation, and in +consequence the proportional amounts here added for the second +interval (1.16 to 1.55) should be greater. This interval is not +rhythmically 'dead' or insensitive. The index of mean variation in all +reactors is greater for the first than for the second interval (or +interval + pause) in the ratio 1.000:0.436, that is, the value of the +latter is more clearly defined than that of the former, and the +reactor doubly sensitive to variations occurring within it. + +An analysis of the variations of these intervals separately in series +of four groups reveals a secondary reciprocal rhythm, in which the +changes in value of the mean variation at any moment are in opposite +directions in the two intervals. These values in percentages of the +total duration of the periods are given in the following table. + + +TABLE LXI. + + Interval. 1st Group. 2d. Group. 3d Group. 4th Group. + First, 15.4 per cent. 26.4 per cent. 13.8 per cent. 30.3 per cent. + Second, 12.4 " 7.0 " 9.6 " 7.5 " + + +Without measurement of their intensive values, interpretation of these +variations is speculative. They indicate that the pairs of beats are +combined in higher groups of four; that the differences of mean +variation in the first interval are functions of an alternating major +and minor accentuation, the former occurring in the second and fourth, +the latter in the first and third; and that the inversely varying +values of the mean variation in the second interval are functions of +the division into minor and major groups, the reduced values of the +second and fourth of these intervals being characteristic of the +greater sensitiveness to variations occurring in the group pause than +to changes occurring within the group. + +The fixity of the group is markedly greater than that of the simple +interval. In the one case in which the mean variation of the group is +greater than that of the elementary period the material involved was +meager (five instead of ten repetitions) and the discrepancy therefore +insignificant. + +The difference in the mean variation of the first and second intervals +respectively rises to an individual maximum of 3.000:1.000, and +averages for all subjects 2.290:1.000; the fixity, that is to say, of +the inter-group interval in this form of tapping is more than twice as +great as that of the intra-group interval. The fixity of the larger +rhythmical quantities is greater than that of the smaller, whether the +relation be between the elementary interval and the unit group, or +between the synthetic unit and its higher composite. The average mean +variation of the beat intervals exceeds that of the whole group in the +relation of 1.953:1.000. The differentiation of larger and smaller +groups is less clear. When the material is taken in groups of eight +successive beats the mean variation is less in the case of every +subject than when taken in fours, in the ratio 1.000:1.521. The +comparative values for groups of two and four beats is reversed in two +thirds of the cases, yet so that an average for all subjects gives the +ratio 1.000:1.066 between groups of four and two beats. The whole +series of values arranged on the basis of unity for the mean variation +of the beat interval is given in Table LXII. + + +TABLE LXII. + + Proportional. Single Beat. 2-Beat Group. 4-Beat Group. 8-Beat Group. + M.V. 1.000 0.512 0.480 0.320 + + +The persons taking part in the investigation were next required to +make a series of reactions composed of unit groups of two beats, in +each of which the first member received accentuation, a simple +trochaic rhythm. In this type the relation of intra-group to +inter-group interval remains unchanged. In all subjects but one the +mean variation of the first interval exceeds that of the second in the +average ratio 1.722:1.000. The amount of difference is less than in +the preceding type of reaction. In the former there is presented not +an intensively uniform series, but an irregularly rhythmical grouping +of intensities, in dependence on the well-defined parallel types of +temporal differentiation; in the latter such intensive differentiation +is fundamental and constant in its form. Assuming the character of the +second interval to remain unchanged, there is in the intensive fixity +of the initial accented element, on the one hand, and the alternate +assertion of the impulse to accentuation and repression of it in the +attempt to preserve uniformity, on the other, an occasion for the +difference in the relation of the mean variation of this interval to +that of the following in the two cases. It is to be expected that +there should be less irregularity in a series of reactions each of +which represents an attempt to produce a definite and constant +rhythmical accent, than in a series in which such an accent is +spasmodically given and repressed. + +For a like reason, the difference in value between the mean variations +of the elementary interval and the unit group should be less in the +case of the positive rhythm form than in that of a series which +combines a definite temporal segregation with an attempt to maintain +intensive uniformity. The mean variation of the interval is still of +greater value than that of the unit group, but stands to it in the +reduced ratio 1.000:0.969. + +The relations of higher groups present certain departures from the +preceding type. In three cases out of five the unit has a greater + > . +fixity than its immediate compound ( | q. q; q q |), with an average + \_______/ +ratio of 0.969:1.072. The original relation, however, is reėstablished +in the case of the next higher multiple, the eight-beat group, the +whole series of values, arranged on the basis of unity for the simple +interval, being as follows: + + +TABLE LXIII. + + Proportional Single Beat 2-Beat Group 4-Beat Group 8-Beat Group + M.V. 1.000 0.969 1.072 0.859 + + +An analysis of the material in successive pairs of two-beat groups +revealed a pronounced rhythm in the values of the mean variations of +the first and second members of the pair respectively, the fixity of +the second group being much greater than that of the first, the mean +variation having a ratio for all subjects of 0.801:1.000. The +interpretation of this rhythmical variation, as in the preceding +reaction series, must be speculative in the absence of quantitative +measurement of intensive changes, but is still not left in doubt. The +rhythmic material is combined in larger syntheses than the groups of +two beats, alternately accented and unaccented, which were avowedly in +mind. This secondary grouping appears in at least a measure of four +beats, into which the unit group enters as the elementary interval +entered into the composition of that unit. In this larger group the +initial period, or element of stress, is characterized by a greater +mean variation than the unaccented period which follows it. There are +present in this first interval two factors of instability: the factor +of accent, that element which receives the stress, being in general +characterized by a greater mean variation than the unaccented; and the +factor of position, the initial member of a rhythmical group, +independent of accentuation, being marked by a like excess of mean +variation over those which follow it. The interpretation of the latter +fact lies in the direction of a development of uniformity in the motor +habit, which is partially interrupted and reėstablished with the +ending and beginning of each successive group, large or small, in the +series of reactions. + +Further, when the material is arranged with four unit groups in each +series, the same relation is found to hold between the first period +composed of two unit groups and the second like period, as obtained +within these pairs themselves. The mean variation of the first period +of four beats is greater than that of the second in the case of all +subjects but one, with an average ratio for all subjects of +1.000:0.745. The analysis was not carried further; there is, however, +nothing which points to a limitation of the process of synthesis to +groups of this magnitude; rather, to judge from the close +approximation in definition of the two orders manifested here, there +is suggested the probability that it is carried into still higher +groupings. + +In the next rhythmical type analyzed--the iambic form--that relation +of the first to the second interval holds which was found to obtain in +the preceding forms. The excess of mean variation in the former over +the latter presents the ratio 1.274: 1.000. In amount it is less than +in either of the previous types (2.290:1.000 and 1.722:1.000). For +here, though both elements have constant relations as accented or +unaccented members of the group, the factor of stress has been +transferred from the initial to the final beat. Instead, therefore, of +combining in a single member, the factors of inconstancy due to stress +and to position are distributed between the two elements, and tend to +neutralize each other. That the preponderance of irregularity is still +with the initial interval leads to the inference that position is a +greater factor of inconstancy than accentuation. + +Also, the group presents here, as in the preceding forms, a greater +fixity than does the individual interval. This relation holds for all +subjects but one, the average mean variations of the simple interval +and of the unit group having the ratio 1.000:0.824. + +In larger groupings irregularities in the relations of higher and +lower again occur, and again the greater constancy obtains between the +first and second orders of higher grouping (in which for only one +subject has the lower group a greater fixity than the higher, and the +averages for all subjects in the two cases are in the ratio +1.149:0.951), and the lesser constancy between the unit group and the +first higher (in which two subjects manifested like relations with +those just given, while three present inverted relations). The whole +series of relations, on the basis of unity for the mean variation of +the simple interval, is given in Table LXIV. + + +TABLE LXIV. + + Proportional. Single Beat. 2-Beat Group. 4-Beat Group. 8-Beat Group + M.V. 1.000 0.824 1.149 0.951 + + +There is also presented here, as in the preceding forms, a synthesis +of the material into groups of four and eight beats, with similar +differences in the fixity of the first and last periods in each. A +single subject, in the case of each order of grouping, diverges from +the type. The ratio of difference in the mean variations of the first +and second members of the groups is, for series of four beats, +1.000:0.657, and for series of eight beats, 1.000:0.770. This +indicates a diminishing definition of rhythmical quantities as the +synthesis proceeds, but a diminution which follows too gradual a curve +to indicate the disappearance of synthesis at the proximate step in +the process. + +Three-beat rhythms were next taken up and the same method of analysis +carried out in connection with each of the three accentual forms, +initial, median, and final stress. In these types of rhythm the +intra-group intervals are more than one in number; for the purpose of +comparison with the final, or inter-group interval, the average of the +first and second intervals has been taken in each case. + +The results agree with those of the preceding types. The mean +variation of the interval separating the groups is less throughout +than that of the average group-interval. The ratios for the various +rhythm types are as follows: + + +TABLE LXV. + + Rhythm Form. Initial Stress. Median Stress. Final Stress. + Ratios, 1.000 : 0.758 1.000 : 0.527 1.000 : 0.658 + + +This relation, true of the average intra-group interval, is also true +of each interval separately. Among these ratios the greatest departure +from unity appears in the second form which all subjects found most +difficult to reproduce, and in which the tendency to revert to the +first form constantly reasserts itself. The difference in value of the +mean variations is least in the first form, that with initial accent, +and of intermediate magnitude in the third form when the accent is +final. The contrary might be expected, since in the first form--as in +the second also--the factors of stress and initial position are both +represented in the average of the first two intervals, while in the +third form the factor of stress affects the final interval and should, +on the assumption already made concerning its significance as a +disturbing element, tend to increase the mean variation of that +interval, and, therefore, to reduce to its lowest degree the index of +difference between the two phases. That it does so tend is evident +from a comparison of the proportional mean variations of this interval +in the three forms, which are in order: initial stress, 4.65 per +cent.; median stress, 4.70 per cent., and final stress, 7.15 per cent. +That the consequent reduction also follows is shown by the individual +records, of which, out of four, three give an average value for this +relation, in forms having final stress, of 1.000:0.968, the least of +the group of three; while the fourth subject departs from this type in +having the mean variation of the initial interval very great, while +that of the final interval is reduced to zero. + +If, as has been assumed, the magnitude of the average mean variation +may be taken as an index of the fixity or definition of the rhythm +form, the first of these three types, the ordinary dactylic is the +most clearly defined; the second, or amphibrachic, stands next, and +the third, the anapęstic, has least fixity; for in regard to the final +interval, to the average of the first and second and also to each of +these earlier intervals separately, the amount of mean variation +increases in the order of the accents as follows: + + +TABLE LXVI. + + Interval. Initial Stress. Median Stress. Final Stress. + First, 5.82 per cent. 9.95 per cent. 11.95 per cent. + Second, 6.45 " 7.87 " 9.77 " + Third, 4.65 " 4.70 " 7.15 " + + +In these triple rhythms, as in the two-beat forms, the simple interval +is more variable than the unit group, and the lower group likewise +more unstable than the higher. The series of proportional values for +the three forms is given in the table annexed: + + +TABLE LXVII. + + Rhythm Form. Single Interval. 3-Beat Group. 6-Beat Group. + Initial Stress, 1.000 1.214 1.037 + Median " 1.000 0.422 0.319 + Final " 1.000 0.686 0.524 + + +A comparison of the second and third columns of the table shows an +excess of mean variation of the smaller group over that of the larger +in each of the three forms. It is true also of the individual subjects +except in two instances, in each of which the two indices are equal. +This proportion is broken in the relation of the primary interval to +the unit group in the dactylic rhythm form. A similar diversity of the +individual records occurred in the two-beat rhythms. + +The same indication of higher groupings appears here as in the case of +previous rhythms. Rhythmical variations are presented in the amount of +the mean variations for alternate groups of three beats. +Chronologically in the records, as well as in dependence on +theoretical interpretation, the first member of each higher group is +characterized by the greater instability. The amounts of this +difference in coördination between the first and last halves in series +of six beats is set down for the three rhythm forms in the following +table: + + +TABLE LXVIII. + + Stress. First Half. Second Half + Initial, 1.000 0.794¹ + Median, 1.000 0.668 + Final, 1.000 0.770 + + ¹These figures are made up from the records of three out of + four subjects. In the exceptional results of the fourth + subject no mean variation appears in the first half and 6.3 + per cent, in the second, making the average for the whole + group 1.000:1.023. + + +There is still other evidence of higher rhythmical grouping than these +oscillations in the amount of the mean variation of alternate groups. +Exactness of coördination between the individual intervals of +successive groups might undergo development without affecting the +relative uniformity of such total groups themselves. But, throughout +these results, an increase in coördination between the periods of the +whole group takes place in passing from the first to the second member +of a composite group. The relation here is not, however, so uniform as +in the preceding case. The series of proportional values is given on +page 403. + +TABLE LXIX. + + Stress. First Half. Second Half. + Initial, 1.000 0.846¹ + Median, 1.000 1.064 + Final, 1.000 0.742 + + ¹ Here also the records of three subjects only are involved, + the results of the same reactor as in the preceding cases + being discarded. Including this, the ratio becomes + 1.000:1.016. + +The index of mean variation for the individual elements of the group +also shows a progressive decrease from first to last as follows: + + +TABLE LXX. + + Stress. Interval I. Interval II. Interval III. + Initial, 5.82 per cent. 6.45 per cent. 4.65 per cent. + Median, 9.95 " 7.87 " 4.70 " + Final, 11.95 " 9.77 " 7.15 " + + +The relation holds in all cases except that of I. to II. in the rhythm +with initial stress. From this table may be gathered the predominance +of primacy of position as a factor of disturbance over that of stress. +Indeed, in this group of reactions the index of variation for the +accented element, all forms combined, falls below that of the +unaccented in the ratio 6.95 per cent. : 7.91 per cent. + +In rhythms of four beats, as in those of three, the estimation of +values is made on the basis of an average of the mean variations for +the three intra-group intervals, which is then compared with the final +or inter-group interval. As in those previous forms, sensitiveness to +variations in duration is greater throughout in the case of the latter +than in that of the former. The proportional values of their several +mean variations are given in the annexed table: + + +TABLE LXXI. + + Interval. Initial Stress. Secondary Stress. Tertiary Stress. Final Stress. + Intra-group, 1.000 1.000 1.000 1.000 + Inter-group, 0.941 0.775 0.725 0.713 + + +This relation, true of the average of all intra-group intervals, is +not, as in the preceding forms, true of each of the three constituent +intervals in every case. In the second and fourth forms, those marked +by secondary and final stress, it holds for each member of the group +of intervals; in the first form it fails for the second and third +intervals, while in the third form it fails for the last of the three. + +The proportional amount of this difference in mean variation +continuously increases from beginning to end of the series of +rhythmical forms. This cannot be interpreted as directly indicative of +a corresponding change in the definition which the four forms possess. +The absolute values of the several mean variations must simultaneously +be taken into account. First, then, in regard to the final pause there +is presented the following series of values: + + +TABLE LXXII. + + Stress. Initial. Secondary. Tertiary. Final. + M.V. 6.57 per cent. 9.50 per cent. 4.90 per cent. 15.70 per cent. + + +A very striking rhythmical alternation in the magnitude of the mean +variation thus occurs according as the accents fall on the first +member of the subgroups when its amount is smaller or on the second +member when it is larger. Further, the cases noted above, the second +and fourth forms, in which each of the intra-group intervals is +severally of greater mean variation than the final pause, are just +those in which the index of mean variation in the final pause itself +is at a maximum. + +The average mean variations of the earlier intervals thus present +changes which are analogous to and synchronous with those of the final +pause. Their values in proportion to the whole duration of the +intervals are as follows[13]: + + [13] In the second line of figures has been added the series of + values of the average mean variation for all four intervals of + the group. + + +TABLE LXXIII. + + Stress. Initial. Secondary. Tertiary. Final. + M.V. 6.98 per cent. 12.25 per cent. 6.57 per cent. 22.0 per cent. + M.V. 6.87 " 11.56 " 6.15 " 20.45 " + + +Those rhythmical forms having their accentual stress initial, or on +the initial elements of the subgroups, are marked by a sensitiveness +almost twice as great as those in which the stress is final, or on the +final elements of the subgroups. + +Finally, if we take the whole series of intervals severally, we shall +find that this rhythmical variation holds true of each element +individually as it does of their average. The whole series of values +is given in the table annexed. + + +TABLE LXXIV. + + Stress. + Interval. Initial. Secondary. Tertiary. Final. + + First, 9.57 per cent. 13.23 per cent. 9.00 per cent. 11.45 per cent. + Second, 5.53 " 10.60 " 8.70 " 9.00 " + Third, 5.83 " 12.93 " 2.00 " 12.90 " + Fourth, 6.57 " 9.50 " 4.90 " 7.85 " + + +It is an obvious inference from these facts that the position of the +accent in a rhythmical group is of very great significance in relation +to the character of the rhythmical movement. The initial accent gives +incomparably greater coördination and perfection to the forms of +uttered (produced) rhythm than does the final. It is in this sense the +natural position of the accent, because on the success and fluency of +this coördination the ęsthetic value of the rhythm depends. + +In general, though not so unequivocally, the four-beat rhythms show a +progressive increase of stability in passing from the simple interval +to the group, and from the smaller group to the larger. The series of +values for the four accentual positions follows. + + +TABLE LXXV. + + Stress. Single Interval. 4-Beat Group. 2-Beat Group. + Initial, 7.27 per cent. 8.20 per cent. 8.17 per cent. + Secondary, 11.60 " 9.60 " 6.25 " + Tertiary, 3.20 " 3.40 " 2.25 " + Final, 10.22 " 6.30 " 6.00 " + Average, 8.07 " 6.87 " 5.67 " + + +Here, as in the preceding rhythmical forms, the most constant relation +is that of smaller and larger groups, in which no exception occurs to +the excess of mean variation in the former over the latter. The cases +in which this relation is reversed are found, as before, in comparing +the simple interval with the duration of the unit group; and the +exceptional instances are just those, namely the first and third +forms, in which the mean variation of this uncompounded interval is +itself at a minimum. This means that the simple interval presents a +more mobile character than that of the group; and while in general it +is less stable than the latter, it is also the first to show the +influence of increased coördination. Training affects more readily the +single element than the composite measure, and in the most highly +coördinated forms of rhythm the simple interval is itself the most +perfectly integrated unit in the system of reactions. + +Here, as in the preceding rhythmical forms, evidence of higher +grouping appears in the alternate increase and decrease of mean +variation as we pass from the first to the second subgroup when the +material is arranged in series of eight beats. The proportional values +of the indices are given in the following table: + + +TABLE LXXVI. + + Subgroups Init. Stress Sec. Stress Tert. Stress Fin. Stress + 1st Four, 1.000 1.000 1.000 1.000 + 2d Four, 0.950 0.762 0.984 0.790 + + +The first member of the larger group, in the case of every rhythm form +here in question, is less exactly coördinated than the second, the +interpretation of which fact need not here be repeated. Several +additional points, however, are to be noted. The differences in +stability of coördination which are encountered as one passes from the +first to the last of the four rhythm forms, extends, when the +reactions are analyzed in series of eight beats, to both members of +the compound group, but not in equal ratios. The mean variation of the +second and fourth forms is greater, both in the first and second +subgroups, than that of the corresponding subgroups of the first and +third forms; but this increase is greatest in the first member of the +composite group. That is, as the group grows more unstable it does so +mainly through an increase in variation of its initial member; or, in +other words, the difference in variability of the beat intervals of +the first and last subgroups reaches its maximum in those rhythmic +types in which the indices of mean variation for these intervals are +themselves at their maxima. + +This process of coördination, with its indication of a higher +rhythmical synthesis, appears also in the transformations in the value +of the mean variations in duration of the total groups, when the +material is treated in series of eight beats, as in table LXXVII. + + +TABLE LXXVII. + + Subgroups. Init. Stress. Sec. Stress. Tert. Stress. Final Stress. + 1st Four, 1.000 1.000 1.000 1.000 + 2d Four, 0.773 0.768 0.943 0.579 + + +The total initial group, therefore, as well as each of its constituent +intervals, is less stable than the second. + +Within the unit group itself the values of the mean variation show +here, as in the preceding forms, a progressive increase in +sensitiveness to temporal variations from first to last of the +component intervals. The proportional values for the four intervals in +order are, 1.000, 0.786, 0.771, 0.666. The distribution of these +relative values, however, is not uniform for all four rhythmical +forms, but falls into two separate types in dependence on the position +of the accents as initial or final, following the discrimination +already made. The figures for the four forms separately are as +follows: + + +TABLE LXXVIII. + + Stress. 1st Interval. 2d Interval. 3d Interval. 4th Interval. + + Initial, 9.57 per cent. 5.53 per cent. 5.83 per cent. 6.57 per cent. + Secondary, 13.23 " 10.60 " 12.93 " 9.50 " + Tertiary, 9.00 " 8.70 " 2.00 " 4.90 " + Final, 11.45 " 9.00 " 12.60 " 7.85 " + + +In the first type (Rhythms I. and III.) appear a descending curve +followed by an ascending; in the second type (Rhythms II. and IV.) a +second descending curve follows the first. The changes in the first +type are not coördinated with a similar curve of variation in the +intensive magnitude of the beats. It is to be noted here that the +smallest mean variation presented in this whole set of results is +found in that element of the first form which receives the stress, an +exception to the general rule. The variations in the contrasted type +have their maxima at those points on which the group initiation-- +primary or secondary--falls, namely, the first and third. + +As in preceding rhythmical forms, while the separation of accentual +stress from primacy in the series tends to increase the mean variation +of that element on which this stress falls and to raise the index of +mean variation for the whole group, yet the mean variation of the +initial element is also raised, and to a still greater degree, +reinforcing the evidence that primacy of position is a more important +factor of instability than the introduction of accentual stress. + +In the investigation of mean variations for units (if we may call them +such) of more than four beats only a modicum of material has been +worked up, since the types of relation already discovered are of too +definite a character to leave any doubt as to their significance in +the expression of rhythm. The results of these further experiments +confirm the conclusions of the earlier experiments at every point. + +These higher series were treated in two ways. In the first the reactor +beat out a rhythm consisting in the simple succession of groups of +reactions, each of which contained one and only one accent. These +units in each case were marked by initial stress, and were composed of +five, six, seven, eight and ten beats respectively. The results are +given in the following table, which contains the series of mean +variations in duration both for single intervals and for total groups. + + +TABLE LXXIX. + + No. Med. Unac'td + of Beats. Acc'td Beat. Beats. Final Beat. Average. Group. + Five, 12.2% 6.8% 7.1% 7.9% 6.3% + Six, 9.2 10.6 6.9 9.7 8.3 + Seven, 7.1 5.2 7.9 5.8 3.6 + Eight, 12.4 9.5 8.8 9.7 8.0 + Ten, 7.5 6.6 7.3 6.8 + + +The averages for the combined, median, unaccented intervals are given +separately from those of the final interval, for the reason that the +mean variation of the latter is greater in three cases out of five +than that of the former, a relation which apparently contradicts what +has already been said concerning the sensitiveness to variations which +marks the intervals separating rhythmical groups. The reason for this +final increase in variation appears when the relative intensities of +the series of reactions are considered. They are given in Table LXXX. + + +TABLE LXXX. + + No. of Beats. Acc. Beat. Av. Unacc. Final. Pre-final. + Five, 1.000 0.543 0.518 0.500 + Six, 1.000 0.623 0.608 0.592 + Seven, 1.000 0.515 0.544 0.437 + Eight, 1.000 0.929 0.949 0.863 + Ten, 1.000 0.621 0.640 0.545 + + +In every case the final element is marked by an increase over that +which precedes it (see last two columns of table) of the average value +for all rhythms of 1.000:0.900; an increase which raises it above the +average value of the whole series of preceding unaccented beats in +three cases out of five. To this final accentuation the increase in +variation is to be attributed. Yet despite the additional element of +disturbance due to this increased final stress the average value of +the mean variation for this final interval is lower than that of the +median unaccented intervals in the ratio (all rhythms combined) of +0.992:1.000. + +Turning, then, to Table LXXIX., there is presented, firstly, an excess +of variation in the accented element over that of the average +unaccented elements in every case but one (the six-beat rhythm in +which the values are nearly identical), which for the whole series of +rhythms has a value of 1.000:0.794. Secondly, in every completed case +(part of the figures in the last rhythm are inadvertently lacking), +the average mean variation of the single interval preponderates over +that of the total group. + +The second form of rhythmical tapping, in which the longer series were +beaten out as pairs of equal subgroups, was added in order to +determine the quantitative relations of the mean variations for +alternate subgroups when such groups were purposely intended, instead +of appearing in the form of unconscious modifications of the +rhythmical treatment, as heretofore. At the same time the results +present an additional set of figures embodying the relations here in +question. They are as follows: + + +TABLE LXXXI. + Intervals. Groups. + Number Av. 1st 2d 1st 2d + of Beats. Acc. Unacc. Half. Half. Half. Half. Average Totals + Six, 27.9% 20.9% 23.4% 23.0% 14.6% 13.3% 13.9% 13.8% + Eight, 16.6 14.8 13.2 17.3 6.2 3.3 4.7 2.7 + Ten, 7.9 2.6 3.4 4.0 5.9 5.2 5.5 3.1 + + +No exception here occurs to the characteristic predominance in +instability of the accented element. As regards simple intervals, the +relation of first and second groups is reversed, the reason for which +I do not know. It may be connected with the rapid speed at which the +series of reactions was made, and its consequent raising of the +threshold of perceptible variation, proportional to the value of the +whole interval, to which is also due the higher absolute value of the +variations which appear in both tables. + +These inversions disappear when we compare the relative stability of +the first and second subgroups, in which the excess of variation in +the former over the latter is not only constant but great, presenting +the ratio for all three rhythms of 1.000:0.816. The characteristic +relation of lower to higher rhythmical syntheses also is here +preserved in regard to the two subgroups and the total which they +compose. + +The points here determined are but a few of the problems regarding the +structure of larger rhythmical sequences which are pressing for +examination. Of those proximate to the matter here under +consideration, the material for an analysis of the mean variation in +intensity of a series of rhythmical reactions is contained in the +measurements taken in the course of the present work, and this may at +a future time be presented. The temporal variations having once been +established it becomes a minor point. + +Such conclusions, however, are only preliminary to an investigation of +the characteristic structure of the ordinary metrical forms, and to +these attention should next be turned. The configuration of the common +meters should be worked out both in relation to the whole formal +sequence, and to the occurrence within the series of characteristic +variations. There can be no question that each metrical structure, the +iambic trimeter or dactylic tetrameter line, for example, composes a +definite rhythmical melody within which each measure is shortened or +prolonged, subdued or emphasized, according to its position and +connections in the series of relations which constitute the rhythmical +sequence. + +These several metrical forms should be explored and the characters of +each measure in the series quantitatively determined. Such an +investigation would include an ascertainment of the proportional +time-value of each successive measure, its average force, and its +sensitiveness to variations, temporal and intensive. It should include +an examination of the configuration of the single measure and the +changes in distribution of accents and intervals which it undergoes as +the rhythmical series advances. For the rhythm group must not be +conceived as a simple unchanging form; both intensively and temporally +it is moulded by its function in the whole sequence, the earlier +iambic of a heroic measure being unlike the later, the dactyl which +precedes a measure of finality different from that which introduces +the series. Such a set of determinations will give the pure +characteristic curves of our common poetical meters. + +But these meters are no more simple forms than are their constituent +measures. At every point their structure is subject to modification by +factors which appear in the rhythmic utterance in virtue of its use as +a medium for the free expression of thought and emotion; and the +manner in which the characteristic form is altered by these factors of +variation must be studied. Of these variations the more important are +the effects of the introduction of variants--of spondees among +dactyls, of anapęsts among iambics, and the like--and the occurrence +of points of origin, emphasis, interruption, and finality in special +accentuations, syncopated measures, cęsural pauses and elisions. These +factors influence the structure both of those measures within which +they appear and of those adjacent to them. The nature and extent of +this wave of disturbance and its relation to the configuration of the +whole sequence call for examination. + +Finally, this process of investigation should be applied to the larger +structures of the couplet and stanza, that the characteristic +differences in the pair or series of verses involved may be +determined. These characters include the whole time occupied by each +verse of the stanza, the relative values of acatalectic and catalectic +verses occurring within the same stanza structure, differences in +rhythmical melody between the latter forms, the variations of average +intensity in the accentual elements of such lines, and a determination +of the values of rests of higher and lower degrees--mid-line, verse, +and couplet pauses--which appear in the various stanza forms, and +their relation to other structural elements. + + * * * * * + + + + +RHYTHM AND RHYME. + +BY R.H. STETSON. + + +I. INTRODUCTION. + + +The psychological theory of rhythm has its beginnings in the work of +Herbart,[1] who inaugurated the treatment of rhythm as a species of +time perception and suggested an explanation of its emotional effects. +While Herbart had simply pointed out the effect of a whole rhythmic +series in giving rise to an emotion of expectation, delay, or haste, +Lotze[2] applied the principle severally to each unit group (each +foot) in the rhythm, and made the emotional effect of rhythm depend on +these alternate feelings of strain, expectation, and satisfaction +produced by every repetition of the unit group. Vierordt[3] did the +first experimental work on rhythm, determining the period of greatest +regularity in the tapping of rhythms. But the first important +experiments were carried on by von Brücke.[4] By tapping out rhythms +on a kymograph, he determined the well-known 'Taktgleichheit' of the +feet in scanned verse, and noted a number of facts about the time +relations of the different unit groups. Mach[5] added to the previous +knowledge about rhythm certain observations on the subjective +accentuation of an objectively uniform series, and specially he noted +that the process is involuntary. With a much clearer understanding of +the facts of rhythm than his predecessors had had, he really provided +the foundation for the theories which follow. His most important +contribution, for some time overlooked, was his emphasis of the +essentially motor nature of the phenomena of rhythm, and his motor +theory therefor. + + [1] Herbart, J.F.: 'Psychol. Untersuchungen' (Sämmt. Werk, + herausgeg. von Hartenstein), Leipzig, 1850-2, Bd. VII., S. 291 + ff. + + [2] Lotze, R.H.: 'Geschichte der Ęsthetik,' München, 1863, S. + 487 ff. + + [3] Vierordt, K.: 'Untersuchungen über d. Zeitsinn,' Tübingen, + 1868. + + [4] von Brücke, E.W.: 'Die physiol. Grundlagen d. + neuhochdeutschen Verskunst,' Wien, 1871. + + [5] Mach, Ernst: 'Unters. ü. d. Zeitsinn d. Ohres,' _Wiener + Sitz. Ber., mathem. naturw. Classe_, 1865, Bd. 51, II., S. 133. + _Beiträge zur Physiol. d. Sinnesorgane_, S. 104 ff. + +Many of the recent theories of rhythm are based on Wundt's analysis. +The work of Wundt and Dietze,[6] was concerned with rhythmic series; +but it may be noted that the 'span of consciousness' and the +'synthetic activity of consciousness' were the subjects actually under +investigation. Rhythm was considered as a special temporal form of +this 'psychic synthesis.' There are three different elements in a +sound series, declared these writers, which contribute to this +synthesis: qualitative changes, intensive changes and melodic changes. +Of these the intensive changes are the most important. Every increase +in intensity, that is, every beat ('Hebung') is followed by a +decrease, and the next increase which follows is recognized as a +repetition of the preceding beat and as the forerunner of the beat +which is to follow. From this comes the synthetic power of the rhythm. +Just as the simple unit groups are built up by this synthesizing +power, so they in turn are combined into larger phrases and periods. +The motor factor has little place in Wundt's own discussion,[7] the +'mental activity' is the all-important thing. Bolton[8] also made a +very important contribution to the experimental knowledge of rhythm. +His work was based entirely on Wundt's theory. His method of +experimentation was accurate and his observations copious. The +arrangement of his apparatus, however, led him to emphasize objective +uniformity as a condition of rhythmic grouping; so that Meumann's +criticism of his application of this principle to poetry is quite +just. Nevertheless Bolton established the essential facts of +subjective accentuation and apparent temporal displacement. It is +noteworthy that he laid great emphasis on the motor aspect of rhythm, +and made many careful observations on the 'motor accompaniment.' While +inclining strongly to a motor interpretation he did not attempt to cut +loose from the Wundtian 'apperceptive process' as the primary factor. + + [6] Wundt, W.: 'Physiol. Psych.,' 4te Aufl., Leipzig, 1893, Bd. + II., S. 83. + + [7] Wundt, W.: 'Physiol. Psych.,' 4te Aufl., Leipzig, 1893, + II., S. 89 ff. + + [8] Bolton, T.L.: _Amer. Jour. of Psych._, 1894, VI., p. 145 et + seq. + +The most elaborate consideration of rhythm yet published is that of +Meumann.[9] He avowedly worked out and defended the theory of Wundt. +The only important difference is the larger place which he gave to the +'motor accompaniment,' although he was always careful to emphasize its +secondary and derived character. He insisted that the 'mental +activity' is always primary, and that without it there can be no +rhythmization; and he opposed vigorously the motor inclinations of +Mach and Bolton. It is certainly unfortunate that rhythm has always +fallen into the hands of the investigators of the 'attention,' or the +'span of consciousness,' or the 'perception of time.' It is but an +incident that judgments of time are often based on rhythms; and +everything that Meumann has said of a 'mental prius,' or a +'synthesizing activity' in the case of rhythms, may just as well be +said in the case of any coördinated act. + + [9] Meumann, E.: _Phil. Stud._, 1894, X., S. 249 ff. + +Meumann discussed in detail the characteristics of the rhythm of a +simple series of sounds, of music, and of verse. He assumed that in +the simple sound series we have rhythm in its barest form, and only +the rhythmic synthetic activity is at work; while in music there is a +content which to some extent prescribes unities, and the objective +regularity of the rhythm is broken. In verse we have much more +content, and the rhythmization is no longer regular in its temporal +relations; it is entirely dominated at times by the 'logical unities' +of the 'thought.' + +One great difficulty with such a differentiation of the three types of +rhythms presents itself when one inquires into the objective +regularity of the types; the fact is that music is by far the most +regular in its time values, though it has more content than the sound +series; and that just as great irregularities are possible in the bare +sound series as in the rhythm of verse with its rich and definite +content. + +Later statements of the facts and theories relating to rhythm have +inclined more and more to an emphasis of the motor aspect, even on the +part of Wundtians. Since Meumann there has been some detailed +laboratory work published, but the amount of accurately measured +rhythmic material is astonishingly small. Meumann established +experimentally the well-known relation between the length of a +rhythmic element and its accent, and corroborated the earlier work on +subjective accentuation. The reports contain the measurements of but +about eighty individual unit groups (iambs, trochees, etc.). +Ebhardt[10] gave the measurements of from 150 to 300 taps from each of +three subjects. But his work is vitiated, as far as any application to +rhythm is concerned, because he based everything on the judgment of +_equality_, which has nothing to do with rhythm. + + [10] Ebhardt, K.: _Zeilschr. f. Psych, u. Physiol. d. + Sinnesorgane,_1898, Bd. 18, S. 99. + +Hurst, McKay and Pringle[11] published measurements of about 600 +individual unit groups from three different subjects; in several +cases, the material consists rather too much of records of the +experimenters themselves, but in general their results agree very well +with those of other authors. Scripture[12] published the measurements +of a single stanza of poetry. It is but a single stanza and quite too +little material on which to base any conclusions, but it is notable as +a measurement of freely spoken rhythm. No experiments have been +published which bear on the nature of the rhythmic phrase, of the +period, or of the stanza. + + [11] Hurst, A.S., McKay, J., and Pringle, G.C.F.: _Univ. of + Toronto Studies,_ 1899, No. 3, p. 157. + + [12] Scripture, E.W.: _Studies from the Yale Psych. Lab.,_ + 1899, VII., p. 1. + +Our problem is: What part do the recurrent qualitative factors, like +rhyme, play in the grouping of rhythms? They function evidently, in +the main, as factors determining the periods or larger phrases of the +rhythm structure--the verses and stanzas of poetry and nonsense verse. +As no work has been done on the nature of such larger rhythmic +unities, a large share of the investigation was concerned with the +nature of the verse unity. + +Two methods of investigation were used: Subjects listened to rhythmic +series, into which various modifications were introduced; and +secondly, rhythms of a prescribed type, produced by the subject, were +recorded and measured. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE IX. +Opposite p. 417] + + +II. THE PERCEPTION OF A RHYTHMIC SERIES. + + +Apparatus: A disc (Fig. 1, Plate IX.) about 50 c. in diameter, +rotating on a vertical pivot, was driven by a pulley-cone underneath +mounted on the same spindle (not shown in the figure). On the face of +the disc were four concentric rings of regularly spaced holes, which +received pegs of uniform height and provided with a shoulder. +Corresponding holes of each circle lay on the same radius. On a plate +supported by a bracket were mounted four levers whose heads stood in +line radially to the movable disc. When the disc rotated to the right +under the levers, the pegs forced up the lever heads and made an +electric contact. The dip of the levers was controlled by a screw +adjustment. The apparatus was driven by a motor and reducing gear, +which were isolated in a sound-proof box. The rate of speed was +controllable. + +The apparatus was built for use with sounders connected with the +binding-posts, but in this investigation sounders were dispensed with, +and the clicks from the apparatus itself were used, since but one +qualitative difference was introduced. As a rule, the objective accent +of the foot was not given; the subjective accentuation was nearly +always sufficient. Subjects were quite unable to say whether the +accent was objective or not. If necessary, an accentuation was +produced by raising the pegs representing the accentuated part of the +foot. The group elements were represented by single, simple clicks +made by a brass screw on the lever arm striking an iron plate (the +noise of the brass peg striking the lever head was eliminated by +damping with cloth). The rhyme was represented by a compound noise +consisting of a click higher in pitch than the verse element click, +made by the peg striking the lever head, and an almost simultaneous +click lower in pitch than the verse element click, made by the screw +of the lever arm striking another iron plate. The rhyme noise was not +louder than the verse element click, and as a whole gave the +impression of being a lower tone because the first click was very +brief. Subjects did not analyze the rhyme noise, and had no difficulty +in making it represent rhyming syllables. The pauses throughout had +no filling. + +The subject was always given a normal series until the type was +clearly established, and when the variations to be judged were +introduced his attention was directed as far as possible to the factor +to be introduced. This seemed the only way to obtain trustworthy +judgments. If the subject waits blindly for some perceptual change in +the whole complicated mass of sensations which the simplest rhythmic +series constitutes, he is apt to fit his attention on some irrelevant +detail, and the change may not be noted until greatly exaggerated, and +he may not judge that particular factor at all. + +The subject was always asked to choose a rate of delivery which would +correspond to his natural rate of reading nonsense verse, and the +clicks were always associated with syllables, though not with words. +An effort was made to keep the series as colorless and devoid of +content as possible, to eliminate uncertain association. Beyond +suppressed articulation, the subject was not encouraged to mark the +rhythm with any part of the body, but a number of involuntary +movements of neck, body, hand, or foot were nearly always observed. +Occasionally, when a subject's expression was doubtful, he was asked +to say a nonsense series with the clicks. + +The nomenclature to be used in this paper is that of meter, but it is +always subject to the reservation that the material is only analogous +to series of nonsense syllables. + +Records were kept in terms of the intervals on the revolving disc; the +time of revolution was also taken, so that the figures may be +translated in time intervals if desired. Thus, 34, 34, 34, 34, 34 +represents a series of iambs in which the unaccented click has the +length of three, and the accented click the length of four spaces +between pegs. A uniform verse represented by a digit giving the number +of feet, followed by digits in parenthesis giving the character of the +foot, _e.g._, 4 (34), is an iambic tetrameter. + +For convenience, the verse pause is written independently of the last +foot of the verse, _e.g._, 4 (34) p. 7 represents a tetrameter line +having the intervals 34, 34, 34, 37. The interval of the last accented +syllable is counted twice. + +Occasionally this is disregarded and vs. p. equals o is written to +indicate that the vs. p. is equal to the foot pause. + +The results of the experiments may be grouped under three heads: + +1. Why does a synthesizing factor such as rhyme occur at the end of +the verse? + +2. What is the relation between the verse pause and the rhyme? + +3. What is the relation of rhyme to the cyclic movement of the unit +group and of the verse? + + +_1. Why the Synthesizing Factor Occurs at the Close of the Verse_. + +To determine a possible difference in the sense of rhythm at the +beginning and the close of a verse, pauses ('lags') were introduced +into the earlier and later parts of the verse. These pauses were made +barely perceptible, _i.e._, barely perceptible in any part of the +verse. Usually in iambic verse the barely perceptible lag shows the +following proportions to the other pauses: + + 34 _35_ 34 etc., or + 47 _48.5_ 47. + +Most of the experiments were performed with iambic tetrameter. The +subject was told to note the lags in the verse: these were introduced +either in both parts of the verse or at its close only. At least three +verses were given, and records were kept of the false judgments. When +lags of identical duration were introduced between the first and +second and between the third and fourth feet, it was found that nearly +always the lag would not be detected in the earlier part of the verse +but would be detected in the later part. Out of eighty-two cases, +there were but six in which the same lag was recognized in the first +as well as in the last position. In two of these cases the subject's +attention had been called to the first part of the verse; and in the +four other cases the lag was still found more marked at the close than +at the beginning. + +There were no cases in which a lag detected in the earlier part of the +verse was not also detected in the later part. False judgments, when +they occurred, were made as to a lag in the earlier part of the verse. +One subject falsely located a lag in the first of the verse four +times. Judgments as to the earlier part of the verse were uncertain +and frequently changed. + +The maximum lag possible without breaking the unity of the verse was +determined for the earlier and later parts of the verse. The verse +unity was tested by adding enough feet to make a full verse, after the +break, and asking the subject to mark the close of the verse. In every +case this irregularity was introduced into the second verse, and the +first verse was normal, _e.g._ (pentameter), + + I. 5 (34). + II. 34 lag 34 34 34 34 34. + +If the lag does not break the verse, the subject should hear the close +of the verse at the end of the fifth foot in II. If the verse is +broken he should ignore the first foot and make a new verse, ending +with the sixth foot. + + J. Iamb. tet. 1st pause of verse, max. pos. lag 9 + 3d 7 + L. 1st 9 + 3d 7 + R. 1st 11 + 3d 9 + G. 1st 9 + 3d 7 + Mi. 1st 10 + 3d 8 + B. 1st 7 + H. 1st 10 + 3d 6 + + +Later, in the attempt to determine natural divisions, or nodes in the +verse, the following were determined: + + + L. Max. pos. lags in f. p. of iamb. pent. in order 8 13 9 6 + G. 10 11 9 8 + Mi. 15 18 17 14 + Me. 7.5 13 9.5 6 + R. 9 9 11 7 + B. 12 8 15 7 + H. 7.5 8 10 7 + + B. Max pos. lags in dac. let., cat., in order 12 16 8 + S. 10 11 7 + Mc. 7 10 6 + G. 11 11 7 + L. 19 16 7 + H. 7 6 4 + + +This shows that an irregularity in the time intervals may be greater +in the earlier than in the later part of the verse. This last table is +further evidence of the increased exactness of the rhythmic perception +at the close of the verse. As far as nodes are concerned, they show +clearly two types: (1) A node after the second foot (L., G., Mi., Mc.) +and (2) a node after the third foot (R., B., H.). For the tetrameter +there is some indication in the cases of B., S. and Mc., but the other +cases are negative and further evidence is needed. + +With three of the subjects, Mi., J. and K., it was not always possible +to get records of the maximum lag, since it was impossible to define +the verse unity. When this was unbroken it was the unanimous testimony +of the subjects, corroborated by their unconscious movements, that +there was a feeling of tension during the lag. But the subjects just +referred to got a type of unity, and there was no tension. The lags +were indefinite and very long (35-90). This unity must be of the same +kind as the unity of the stanza, which includes long expressional +pauses, as well as rhythmic verse pauses. + +If a subject is asked to fall in at the beginning of a rhythmic series +his first attempts are decidedly incoördinated. His earliest reactions +follow the clicks which they are intended to represent, but presently +the series of motor impulses generated by the sounds and the voluntary +movements which the subject makes fuse into a voluntary type of +reaction in which the cycle has become automatic and definite, and the +clicks take their proper places as coöperating and controlling factors +along with the motor cues of the process itself. The accuracy of the +judgments of time, if such judgments be made, or the estimation of the +likeness of the groups, depends on the definiteness with which +movement sensations follow each other in a regular series. + +The following experiments (Table I.) concern the perception of a lag +in different parts not of a verse but of a stanza. It was a question, +namely, whether a lag in the first rhythmic series (first verse) which +establishes the motor cycle in the subject would be detected in the +later rhythmic series (later verses of the stanza) after the motor +cycle in the subject has been inaugurated. This responsive motor cycle +should itself, of course, contain the lag given with the first +rhythmic series. + +A stanza of the form of A (Table I.) was clicked out by the +instrument, but the subject had no clue as to the regularity or +irregularity of any verse. The stanza was repeated as often as the +subject wished, but not without a pause of a few moments between each +repetition. + + +TABLE I. + + THE INFLUENCE OF A LAG IN THE FIRST VERSE ON THE JUDGMENT OF IDENTICAL + LAGS IN LATER VERSES. + + A. Stanza given: I. 34 34 35 34 p. 7-9 + II. " " " " " + III. " " " " " + + In 14 cases the following was reported: + + I. Lag noted. + II. " not noted. + III. " " " + + In 9 cases the following was reported: + + I. Lag noted. + II. " " but shorter than first. + III. " " " " " " + + In 6 cases the following was reported: + + I. Lag noted. + II. " " and equal to first. + III. " " " " " " + + B. Stanza given: I. 35 34 34 34 p. 7-9 + II. " " " " " + III. " " " " " + + Any pause large enough to be noted in I. was noted in II. and + III. (This table contains the judgments made on all trials.) + + +Most of the judgments of the third set are due to the fact that the +subject first attended to the series on the second or third verse. The +large number of cases (83 per cent.) in which the lags in the second +and third verses were concealed by the equal lag in the first verse, +makes it very probable that the type of a verse is somehow altered by +the impression left by the preceding verse. + +The method of determining the maximal lags (as previously described) +gave interesting evidence on the point at which the unity of the verse +is actually felt. In the form + + I. 5 (34) + II. 34 lag 34 34 34 34-34 + +as the lag increases, a point is reached at which the unity may be +made to include the first foot or to ignore it. Which of these is done +depends on the subject's attitude, or _on the point at which the verse +is brought to a close._ In either case the unity, the 'pentameter +feeling,' is not experienced _until the end of the series unified is +reached._ This is the case with all the subjects. + +This development of the feeling of the particular verse form only at +the end of the verse, and the fact that the subject may be uncertain +which form he will hear until the series has actually ceased, shows +that the verse-form movement is not of such a character that the close +of it may not be considerably modified. A form which may fit the +pentameter can be broken off early, and become a satisfactory +tetrameter. The feeling seems to depend on some total effect of the +verse at the close. This effect is probably a blending of the +mass-effect of the impressions received thus far, which have a +definite character and feeling significance, and which form the motor +disposition for the next verse. The essential thing in the +determination of verse unity seems to be the dying out of the +automatism, the cessation of the coördination of the cyclic movement. +The rhyme, it would seem, emphasizes the close of the automatic cycle. +But it is probable that satisfactory phrasing has other +characteristics, and a definite form as a movement whole. + + +_2. The Relation of the Rhyme to the Verse Pause._ + +Determinations of the minimal satisfactory verse pause were made with +a view to comparing the minimum in unrhymed with that in rhymed +verses. + +The stanza used was of the following form: + + I. 34 34 34 p. + II. " " " " + III. " " " " + +The minimal satisfactory verse pauses were: + + Without Rhyme. With Rhyme. + Subject. L. 6 4 + " J. 5 4 + " Mc. 6 4 + " R. 7 4 + " B. 6-7 3.5 + " G. 6 3.5 + " Mi. 6-7 3.25 + +It thus appears that the minimal pause which is satisfactory, is less +when rhyme is present than when it is not present. Similar +determinations were made for the maximal satisfactory verse pauses, as +follows: + + Without Rhyme. With Rhyme. + Subject. L. 9-10 11 + " J. 8 9 + " Mc. 9 9 + " R. 10-11 10-11 + " B. 9 9 + " G. 11-12 11 + " Mi. 10 10 + +(A few experiments were tried with verse pauses of different length in +the same stanza. A difference of one fourth the value of the pause is +not detected, and unless attention is called to them, the pauses may +vary widely from one another.) + +This shows that the rhyme reduces the _necessary_ pause in verse to +the mere foot pause; while at the same time as great a pause is +_possible_ with rhyme as without it. Aside from the table above, a +large number of the records made for other purposes support this +statement: whenever rhyme was introduced, the verse pause was made +equal to the foot pause, or even slightly less than it, and was always +found satisfactory. + +Numerous cases of introduction of lags into the verses of rhymed +stanzas go to show that irregularities in such verses do not affect +the length of the pauses. + +Two hypotheses suggest themselves in explanation of the striking fact +that the verse pause becomes unnecessary at the close of a rhymed +verse. + +The unity is now a new kind of verse unity; the rhyme is a regular +recurrent factor like the accent of a foot, and the series of rhymes +generates a new rhythm. In the rhymed stanza we are to see not a set +of verses, like the verse of blank verse, but a new and enlarged verse +unity. + +There are several decided objections to this conception. First, the +verse pause _may_ be eliminated, but its elimination is _not +essential_ to the rhyme effect; the verse pause may still be as long, +if not longer, with rhyme. Secondly, the larger unity into which the +verses enter is not in many cases a unity made up exclusively of +rhymed verses. Verses without rhyme alternate with rhymed verses, and +have the usual verse pause. Thirdly, the rhyme is not merely a +regularly recurring element: it is essentially a recurring element of +which one may say what has been said falsely of the rhythm elements, +that each rhyme is either a repetition of something gone before to +which it refers, or the anticipation of something to which it looks +forward. In most cases, rhymes function in pairs. Such peculiarities +distinguish the rhyme from the accent of the foot. Lastly, the freedom +of the whole stanza structure into which rhyme is introduced is much +greater than that of the single verse; pauses much larger than the +admissible lags of a single verse are possible between the verses, and +there is no tension which persists throughout. There is no feeling of +strain if the series halts at the verse ends. + +A second hypothesis is that there is some definite process at the end +of the verse which marks the close of the verse and which takes more +time in the case of blank verse than in the case of rhymed verse. If +we conceive the end of the verse as a point where a dying out of the +tension occurs, we may imagine that the rhyme brings an emphasis, and +becomes a qualitative signal for this release. The slight increase of +intensity on the rhyme contributes to the breaking up of the +coördination, and at the same time exhausts and satisfies the feeling +of tension which the verse embodies. It is at the point for finishing +and releasing the set of strains which constitute the motor image of +the verse. A qualitative change may be supposed to produce the effect +more rapidly than the simple dying out of the tensions, which occurs +in blank verse without a differentiated end accent. + + +3. _The Relation of the Rhyme to the Cyclic Movement of the Unit Group +and of the Verse_. + +A series was arranged in which the accent of an ordinary foot and a +rhyme occurred side by side; the distance between them was gradually +lessened, and the effect on the rhyme and on the ordinary accented +element was noted. + +A preliminary set of experiments on the effect of two accents which +approach each other gave some very interesting results. Thus Table II. +shows the effect of gradually eliminating the verse pause from the +couplet. + + +TABLE II. + + Dactylic, catelectic couplet of the general form: + + ĶII ĶII ĶII Ķ / ĶII ĶII ĶII Ķ Without rhyme. + + Each dactyl (ĶII) is, in terms of spaces between the pegs, 3 2 4; + or in seconds, .25, .17, .33. + + The pause between the two verses was gradually lessened + + B. + At 5 (.42 sec.) The verses are normal. + 4.5 The verses are normal, but first accent of II. is fading. + 4 The accent is less and less on first element of II. + 3.3 The accent is almost gone on first element of II. + 3 (.25 sec.) First foot of II. has quite lost accent. There is now but + one verse. 'Amalgamation.' + Mc. + 7 (.58 sec.) The verses are normal. + 5.3 Either first element of II. has its normal accent, or + it wavers to a secondary accent, and the verses + become one. + 5 (.416 sec.) First foot of II. has quite lost accent. Amalgamation. + 3 (.25 sec.) 'Last verse completely spoiled.' Last verse + ' ' ' ' + becomes -- /- -, -- - -, -- - -, -- --. + Unsatisfactory. + 2 (.16 sec.) The II. has become mere 'medley.' + H. + 6 (.5 sec.) Normal. + 5 First element of II. attaches to I., and its accent is + lessened. + 3 (.25 sec.) First element of II. has lost its accent; the verses + ' ' ' ' ' ' ' + become --- --- --- - / - --- --- ---. But one verse. + Amalgamation. + J. + 5 (.42 sec.) Normal. + 4.6 First element of II. is losing accent. + 3 (.25 sec.) First two elements of II. 'tumble over each + ' ' ' ' ' ' ' + other.' --- --- --- - / ---- --- ---. + Unsatisfactory. Amalgamation. + L. + 5 (.42 sec.) Normal. + 4 Last element of I. losing accent. + 3.3 Last element of I. and first of II. have completely + lost accent. Amalgamation. + G. + 7 (.58 sec.) Normal. + ' ' ' ' ' ' + 3 (.25 sec.) --- --- --- - / - ----- --- -. Amalgamation. + + Mi. + 4.3(.35 sec.) Normal. + 4 First two elements of II. equal in accent. + ' ' ' ' ' ' ' ' + 3 (.25 sec.) --- --- --- - / - -- --- --- -. Amalgamation. + + +As soon as the accents are within a certain distance they affect each +other. As a rule the first retains its original intensity and the +second is weakened; rarely the first yields to the second. The table +shows that the distance at which this occurs is about .42 seconds. +Under many conditions it is quite possible for two accents to occur at +that distance, _e.g._, in rapid rhythms, without any 'fusing.' The +subject has a type of rhythm very definitely in mind and the only +hypothesis which will explain the difficulty in observing the type, in +spite of the slight change in time values, is that somehow the cyclic +automatic movement has been affected and can no longer produce the +normal, limiting sensation at the accent. There is not time for the +phase of relaxation before the next, objective, limiting sensation +occurs. We may figure the movement as follows: + +[Illustration: FIG. 2.] + +_A_ is a curve in which _B_ is the relaxation phase. At _C_ the +tensions are rapidly increasing in anticipation of the next limiting +sensation at _A_. But if the objective factor appears too early, the +tensions will be discharged prematurely, and the second accent will be +weakened. Exactly the obverse of these phenomena is often noticed, +when a slight retardation of the second accent produces a slight +increase in its intensity. When, finally, the second accent has been +moved so near the first accent that it occurs within the phase of the +first, it disappears as an independent accent. At the same time the +objective stimuli immediately following now appear at quite irregular +intervals in the cycle, the coördination is broken up, and chaos +without accentuation for some distance is the result. Occasionally the +process does not right itself before the close of the verse. As this +process eliminates the verse pause, the two verses become one, as the +accents approach each other. In cases where the first accent is lost, +one may suppose that the first accent functions as an anticipatory +stimulus, while the second simply increases the effect (cf. Hofbauer +and Cleghorn), and marks the culmination. The fact that the second +accent is only lost at very close range favors this idea. + + +TABLE III. + + Dactylic, catalectic couplet of the general form: + ĶII ĶII ĶII Ķ / ĶII ĶII ĶII Ķ (with rhyme). + + Each dactyl (ĶII) is, in terms of spaces between the pegs, 324; + or, in seconds, .25, .17, .33. + + The pause between the two verses was gradually lessened. + + B. + + At 4 (.33 sec.) Normal. + 2 (.17 sec.) First accent of II. is weakening. + 1.3(.21 sec.) Amalgamation. Rhyme retains the accent. + Mc. + 5 (.42 sec.) Normal. + 4 II. has become anapęstic. + 2 (.17 sec.) Rhyme is lost. Amalgamation. + J. + 3 (.25 sec.) Normal. + 2 (.17 sec.) Accent of rhyme is lost. Amalgamation. + L. + 4 (.33 sec.) Normal. + 1.6(.18 sec.) Rhyme retains accent, first accent of II. + is lost. Amalgamation. + G. + 4 (.33 sec.) Normal. + 2 (.17 sec.) Accent of rhyme retained. Amalgamation. + Mi. + 2 (.17 sec.) Normal. + 1.6 First foot of II. amphibrachic. + .4(.03 sec.) Accent of rhyme retained. Accent of first foot + of II. lost. Amalgamation. + + +When the qualitatively different click representing the rhyme is +introduced, its most striking effect is decidedly to shorten the +possible distance between the two accents. This is in accord with the +notion suggested of the function of rhyme at the verse end. The rhyme +seems greatly to hasten the relaxation phase, as compared with the +time required in the ordinary foot. + +There is a variety of forms possible to the unrhymed verse, but that +with the climax at the close is decidedly the most frequent. When the +rhyme is introduced the climax goes with it, and the verse flows down +as it were to the end. When the rhyme is put in the very first of the +verse, however, a secondary or even a primary accent may be developed +at the close of the verse. The natural place for the climax of the +verse movement is apparently at the close, and the fact that not only +is the earlier part of the verse more vague, but also that the end is +the natural, climactic position, makes the synthesizing and delimiting +factor, rhyme, preferable at the close. + +The records of the next table were obtained by asking the subjects to +repeat the series with prescribed accents, until they decided whether +or not the rhyme could be felt under the conditions. + + +TABLE IV. + +Rhymes under prescribed accentual conditions: iambic tetrameter. +Heavy accent marked acute (“). Slight accent marked grave (`). +Rhyme indicated by brace. + + Ta ta ta ta ta ta ta dó) + gņ) + dņ + dņ + Hu. Rhymes imperfectly. + Mc. Rhymes imperfectly. + G. Rhymes imperfectly. + Ha. Rhymes imperfectly. + Hy. Rhymes fairly well. + + Ta ta ta ta ta ta ta dņ) + gó) + dņ + dņ + Hu. Cannot get rhyme. + Mc. Rhymes imperfectly. 'Produced by some sort of tension.' + G. Rhymes imperfectly. + + Ta ta ta ta ta ta ta dņ) + gņ) + dó + dņ + Hu. Rhymes well. + Mc. Rhymes well. + G. Rhymes well. + + Ta ta ta ta ta ta ta dņ + gņ) + dó) + dņ) + Hu. Cannot get rhyme. + Hy. Cannot get rhyme. 'Accent spoils it.' + G. Cannot get rhyme. 'Accent breaks it all up.' + Mc. Rhymes imperfectly. + + +The table shows that rhymes of syllables which have accents of +strikingly different degrees are difficult to feel. In the last case, +of the rhyming verses separated by a verse having a heavy end accent, +it was practically impossible to hear the rhyme across the break made +by the heavy accent. Somehow the particular condition of the organism +which constitutes the expectation of a rhyme is broken up by a heavy +accent. + +The material for the records of Table V. was read to the subjects, the +tones were in every case those of the speaking voice, and intervals +having a definite speech character were chosen. The fifth is the +interval of the rising inflection of the question, the fourth is the +interval of the rising inflection of indifference or negation, and the +single falling slide used is a descending interval of a third or +fourth at the close of the sentence. The fifth appears in the table as +5/, the fourth as 4/, and the single descending interval of finality +as the period (.). Each verse was read on approximately the first tone +of the interval, the rhyming syllable only had the second tone of the +interval. + + +TABLE V. + + RHYMES UNDER GIVEN PITCH CONDITIONS. + + Iambic tetrameters: two-verse stanzas. + + The body of the verse is omitted; the closing intervals alone are + indicated. '1' is read 'good rhyme;' '2' is 'poor rhyme'; and '0' is 'no + rhyme.' + + Couplets: + --do 5/} 5/} .} .} 5/} + --go .} 4/} 5/} .} 5/} + G. 2 2 0 + S. 0 0 2 1 + R. 2 2 1 2 2 + Mc. 0 0 0 1 1 + Hu. 0 0 ? 1 + Ha. 1 2 1 2 + + Iambic tetrameters; four-verse stanzas. + + Rhymes are indicated by 'a' and 'a,' 'b' and 'b.' Capital* letters are + read 'poor rhyme;' 'o' is read 'no rhyme.' + + I. II. III. IV. I. II. III. IV. I. II. III. IV. I. II. III. IV. + do, no, go, so. do, no, go, so. do, no, go, so. do, no, go, so. + 5/ . 5/ . . 5/ . 5/ 5/ 5/ . . 5/ 5/ . 5/ + G. a b a b a b a b a a b b a a a o + R. a b a b a a b b + Mc. a b a b a o a o + Hu. a b a b a b a b a a b b a a o a + Ha. a b a b o o o o a a B B a a o a + + 5/ 5/ 5/ . . . . 5/ . . . . . 5/ . . + G. a a a a a a a o a a a a o o a a + Hu. a a a o a a a o a a a a a o a a + Ha. a a a o a a A o a a a a a o a a + Mc. a a a o a a a o A A A A A o A A + R. a a a o a a a o a a a a A o A A + + 5/ 5/ 4/ 5/ . . 5/ 5/ 5/ . 4/ . 5/ . . 5/ + G. a a o o /a a b b /o a o a o o o o + \a b a b \A A B B + R. A A A A /o o a a\ a a b b + \a a o o/ + Hu. a a o a + Mc. a a o a A A B B + Ha. A A B B a a b b o a o a + + 4/ 4/ 4/ . 5/ 5/ 5/ 5/ 5/ 4/ 5/ 4/ + G. a a a a o a o a + Mc. a a a o + R. a a a o a a b b + Ha. A A A A + + *Transcriber's Note: Original used italic lower case letters. + + +The table shows that there is a decided tendency to prefer rhymes in +which the members of the rhyme have the same interval. The only +exception is in the case of couplets, where two contrasting slides 5/ +and . rhyme, whenever the finality interval occurs last. Perhaps the +similarity of pitch of the rhyming syllables is a part of the +'Gestaltqualität' whose recognition brings about the release and +satisfaction of the state which we know as the 'feeling of expecting a +rhyme.' Definite pitch relations in music seem to make rhyme of little +significance. We seldom notice the rhymes in a hymn or in a song of +any musical worth. In comic operas and popular ditties rhyme does now +and then figure. In such cases the pitch of the two or more rhyming +syllables is identical; often the whole phrase is repeated for each +rhyming verse. A few experiments in singing a rhyme to simple +intervals show that when the identical interval is used the two +syllables rhyme well, but if the interval be in the opposite +direction, or in another chord, the rhyme is very uncertain. It seems +that in music we usually have 'feelings of expectation' (_i.e._, +tensions of some sort, central or peripheral), which are adequate to +unite the phrases into larger unities. These tensions are so definite +and vivid that they quite obscure and swallow up the related +condition of rhyme expectation. These experiments on the modification +of the rhyme by the various pitch and accent factors are not at all +exhaustive or conclusive. An extended series of experiments is needed. +The study of sound records for pitch is peculiarly tedious, but it +should reveal some interesting relations between rhyme and speech +melody. + + +III. THE SPEAKING OF A RHYTHMIC SERIES. + + +I. _Methods of Making Speech Records._ + +The study of spoken rhythm is of primary importance. Observations on +what the subject really does are always open to the objections that +subjective factors play a large part, and that the observer's +perception of a rhythm is after all _his_ perception of the rhythm, +not the subject's. The voice is an important indicator of the +activities which generate the rhythms of verse and music, and some +objective method of measuring the sounds made is essential to a study +of the rhythm production. + +Methods of recording and studying the tones of the voice are as +numerous as they are unsatisfactory. In the main the work has been +done for purposes of phonetics, and but few of the methods are applied +in the psychological laboratory. + +Marage[13] has an excellent summary of the methods with practical +comments on their applicability. Rousselot[14] (Histoire des +applications de phonétique expérimentale, 401-417: objets et +appareils, 1-10 et 669-700) gives a careful history of the methods +from the phonetic point of view. Scripture[15] gives a convenient +English summary of the processes. + + [13] Marage: _l'Année psychologique_, 1898, V., p. 226. + + [14] Rousselot: La Parole, 1899. + + [15] Scripture, E.W.: _Studies from the Yale Psych. Lab._, + 1899, VII., p. I. + +A few methods have been devised which avoid the difficulties incident +to the use of a diaphragm, but they are not applicable to the +measurement of rhythm material. The instruments which might be used +for recording spoken rhythms are all modifications of two well-known +forms of apparatus, the phonautograph and the phonograph. The +phonograph record is incised in wax, and presents special difficulties +for study. Boeke, however, has studied the wax record under a +microscope, with special arrangements for illumination. The work is +quite too tedious to permit of its use for material of any length, +though it is fairly satisfactory when applied to single vowels. In +order to enlarge the record, and at the same time to obtain the curves +in the plane of the record surface, Hermann devised an attachment to +the phonograph (cf. Marage, loc. citat.) by which the movements of the +stylus of the phonograph are magnified by a beam of light and recorded +on photographic paper. The measurements of entire words by this method +would be as tedious as by Boeke's. + +E.W. Scripture has chosen another type of talking machine from which +to obtain transcribed records. The permanent record of the gramophone +(which makes a record in the plane of the surface, like the +phonautograph) is carefully centered, and a lever attached to a stylus +which follows the furrow of the record transcribes the curve on the +kymographic drum as the plate is slowly revolved. The method has the +advantage of using a record which may be reproduced (_i.e._ the +original gramophone record may be reproduced), and of giving fairly +large and well defined curves for study. It is too laborious to be +applied to extended research on speech rhythms, and has besides +several objections. The investigator is dependent on the manufacturer +for his material, which is necessarily limited, and cannot meet the +needs of various stages of an investigation. He knows nothing of the +conditions under which the record was produced, as to rate, on which +time relations depend, as to tone of voice, or as to muscular +accompaniments. There are also opportunities for error in the long +lever used in the transcription; small errors are necessarily +magnified in the final curve, and the reading for intensity (amplitude +of the curve) is especially open to such error. + +The stylus of such a recording apparatus as is used by the gramophone +manufacturers, is subject to certain variations, which may modify the +linear measurements (which determine time relations). The recording +point is necessarily flexible; when such a flexible point is pressed +against the recording surface it is dragged back slightly from its +original position by friction with this surface. When the point is +writing a curve the conditions are changed, and it sways forward to +nearly its original position. This elongates the initial part of the +sound curve. This fact is of little importance in the study of a +single vowel, for the earlier part of the curve may be disregarded, +but if the entire record is to be measured it is a source of error. +Hensen[16] first turned the phonautograph to account for the study of +speech. He used a diaphragm of goldbeater's skin, of conical shape, +with a stylus acting over a fulcrum and writing on a thinly smoked +glass plate. The apparatus was later improved by Pipping, who used a +diamond in place of the steel point. The diamond scratched the record +directly on the glass. The Hensen-Pipping apparatus has the advantage +of taking records directly in the plane of the surface, but it does +not make a record which can be reproduced; in case of doubt as to the +exact thing represented by the curve, there is no means of referring +to the original sounds; and it involves working with a microscope. + + [16] Hensen: Hermann's Handbuch d. Physiol., 1879, Bd. I., Th. + II., S. 187. + +[Illustration: FIG. 3. Diagrammatic section of recording apparatus. +_a_, diaphragm; _s_, stylus; _g_, guide; _p_, section of plate.] + +The apparatus which was used in the following experiments consisted +essentially of two recording devices--an ordinary phonograph, and a +recorder of the Hensen type writing on a rotary glass disc (see Fig. +5, Plate X.). Of the phonograph nothing need be said. The Hensen +recorder, seen in cross section in Fig. 3, was of the simplest type. A +diaphragm box of the sort formerly used in the phonograph was modified +for the purpose. The diaphragm was of glass, thin rubber, or +goldbeater's skin. The stylus was attached perpendicularly to the +surface of the diaphragm at its center. The stylus consisted of a +piece of light brass wire bent into a right angle; the longer arm was +perpendicular to the diaphragm; the shorter arm was tipped with a +very fine steel point, which pointed downward and wrote on the disc; +the point was inclined a trifle to the disc, in order that it might +'trail,' and write smoothly on the moving disc. The stylus had no +fulcrum or joint, but recorded directly the vibrations of the +diaphragm. In early experiments, the diaphragm and stylus were used +without any other attachment. + +But a flexible point writing on smoked glass is a source of error. +When the disc revolves under the stylus, the flexibility of the +diaphragm and of the stylus permit it to be dragged forward slightly +by the friction of the moving surface. When the diaphragm is set +vibrating the conditions are altered, and the stylus springs back to +nearly its original position. The apparent effect is an elongation of +the earlier part of the curve written, and a corresponding compression +of the last verse written. This error is easily tested by starting the +disc, and without vibrating the diaphragm stopping the disc; the +stylus is now in its forward position; speak into the apparatus and +vibrate the diaphragm, and the stylus will run backward to its +original position, giving an effect in the line like _a_ (Fig. 4). If +the error is eliminated, the stylus will remain in position +throughout, and the trial record will give a sharp line across the +track of the stylus as in _b_. + +[Illustration: FIG. 4.] + +This source of error was avoided by fixing a polished steel rod or +'guide' at right angles to the vertical part of the stylus, just in +front of the stylus; the stylus trailed against this rod, and could +not spring out of position. The friction of the rod did not modify the +record, and the rod gave much greater certainty to the details of the +sound curve, by fixing the position of the vibrating point. This rod +or guide is shown in Fig. 3 (_g_). + +The disc was driven directly from the phonograph by a very simple +method. A fine chain was fixed to the shaft carrying the disc, and +wrapped around a pulley on the shaft. The chain was unwound by the +forward movement of the recording apparatus of the phonograph against +the constant tension of a spring. When the phonograph apparatus was +brought back to the beginning of a record which had been made, the +spring wound up the chain, and the disc revolved back to its original +position. + +A T from the speaking-tube near the diaphragm box was connected by a +rubber tube with the phonograph recorder, so that the voice of the +speaker was recorded both on the smoked glass plate and on the +phonograph cylinder. The advantages of such a double record are that +the possible error of a transcription process is eliminated, and yet +there is an original record to which it is possible to refer, and by +which the record measured may be checked. + +An important feature in the method was the rate at which the disc +revolved. The disc turned so slowly that the vibrations, instead of +being spread out as a harmonic curve, were closely crowded together. +This had two great advantages; the measurements were not so laborious, +and the intensity changes were much more definitely seen than in the +elongated form of record. Each syllable had an intensity form, as a +'box,' 'spindle,' 'double spindle,' 'truncated cone,' 'cone,' etc. +(cf. p. 446). + +The disc was run, as a rule, at a rate of about one revolution in two +minutes. The rate could be varied to suit the purposes of the +experimenter, and it was perfectly possible to procure the usual form +of record when desired. As a result of the low rate, the records were +exceedingly condensed. The records of the 300 stanzas measured are on +two glass discs of about 25 cm. diameter, and as much more could still +be recorded on them. + +The diaphragm and the speaking tube were the great sources of error. +For measurements of time values the particular component of the tone +to which the diaphragm happens to vibrate is not important, but the +record of intensities depends on the fidelity with which the diaphragm +responds to a given component, preferably the fundamental, of the +tone. The speaking tube has a resonance of its own which can be but +partly eliminated. For the records here recorded either glass or +goldbeater's skin was used as a diaphragm. Goldbeater's skin has the +advantage of being very sensitive, and it must be used if the subject +has not a resonant voice. It has the great disadvantage of being +extremely variable. It is very sensitive to moisture, even when kept +as loose as possible, and cannot be depended on to give the same +results from day to day. The records marked Hu., Ha. and G. were +usually taken with a glass diaphragm, which has the advantage of being +invariable. As the phonograph records show, glass does not modify the +lower tones of the male voice to any extent. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT 17. PLATE X. + Opposite p. 436. +The apparatus is shown arranged for taking parallel records on the +smoked glass disc, and on the cylinder of the graphophone. On the left +is shown the microscope with which the records on the glass disc were +measured. ] + +The speaking-tube used was of woven material, not of rubber, and a pad +of felt was kept in the tube near the diaphragm box. As far as +possible more damping was used at the other end of the tube, but this +had to depend on the voices of the subjects. + +The best check on the performances of a diaphragm is the number per +second and character of the vibrations. The pitch may be calculated +from the rotation rate of the disc, which is very constant, as it is +driven at a low rate by the well-regulated high-speed motor of the +phonograph. But it is better to place a fork in position to write on +the disc and take a parallel record. All the records were taken with +the vowel 'a' (sound as in father). This vowel has a very +characteristic signature, which is easily seen, even in a very closely +packed curve, and the correctness of this is one of the best +guarantees that the fundamental of the tone is actuating the diaphragm +(though that does not mean that the diaphragm is actually giving the +vibration frequency of that fundamental). + +Every record was repeated at least twice, and both records were +measured. In many of the experiments the intensities were fixed by the +conditions of the experiment. There was always the corroborative +testimony of the phonograph diaphragm; for the two were not apt to err +together. It was easy to determine if the actual intensity relations +were preserved in the phonograph (but it could not be taken for +granted). Each record was reproduced on the phonograph immediately +after it had been taken, and both subject and operator listened for +anomalies. In practice it was not hard to get records of the single +vowel used (at a small range of pitch which was never more than a +third or fourth and was nearly always much less) which represented +fairly well the relative intensities. Beside the checks spoken of +above, every record was repeated by a number of subjects, and the +comparison of the results of different voices shows uniformity. + +The recording of spoken verse is another matter. It is not difficult +to test a diaphragm carefully through a small range, but to be certain +of its action at all the pitches and qualities of the speaking voice +is impossible. A stable diaphragm, glass or mica, would have to be +used, and careful corrections made for the different vowels. + +At best, when the records are satisfactory, nothing can be said for +the measurements of intensity but that they represent relations of +more or less; the diaphragm has a minimum intensity, below which it +does not vibrate, and a maximum intensity, above which the amplitude +of its vibrations does not materially increase without breaking into +partials and 'blasting.' + +The disc recorder, which had for a mount a modified microscope stand, +was placed on the shoe of the disc stand and clamped. The wax and disc +records were adjusted at known starting-points and the stylus +carefully lowered, by the rack and pinion adjustment, to the surface +of the disc. After a preliminary trial of the diaphragm the apparatus +was started, and when at full speed at least two satisfactory records +of the material were taken. When the disc had made a single +revolution--a record of some ten or fifteen stanzas--the recorder was +fed inward to a new circle on the disc. After the records were taken, +a microscope with either 2 or 4 Leitz objective and a micrometer +ocular was substituted for the recorder. The phonograph recorder was +raised and drawn back to its starting point, and the disc came back to +its original position. The microscope was focussed, and adjusted by +the screw of the shoe until it had the record line in its field; the +micrometer furnished an object of reference in the field. The +phonograph, now carrying the reproducer--if possible without a horn, +as the tones are truer--was started. At the first syllable of the +record the apparatus was stopped by the device furnished on the +'Commercial' phonograph, and the plate was turned by adjusting the +screw at the phonograph carriage, which changed the length of the +chain connecting the two records, until the record of the first +syllable was at some chosen point in the field. In cases of records +of poetry it was found better to have a set of syllables, say 'one, +two, three' prefixed to the record, for this adjustment. The +phonograph was again started, and the curve-forms representing the +spoken syllables filed past the point as the phonograph repeated each +syllable. The rate was slow enough, with the objective 2, so that +there was no difficulty in observing the passing syllables. After the +conformity of the phonograph record had been noted by the operator, +and the subject had passed judgment on the phonograph as saying +satisfactorily what he had said, the curve-forms were measured with +the micrometer. The record was fed slowly through the field by means +of the chain screw on the phonograph carriage; and measurements of the +lengths of syllables gave their time values. The micrometer was passed +back and forth across the form by the shoe screw, for the measurements +of amplitude (intensity). The micrometer measurements in this case +could be made at least as rapidly as measurements of kymograph curves. +The measurements, with the powers used, are accurate to.01 sec. + +The smoked disc records are to be preferred to those scratched with a +diamond, because of the superior legibility of the line, an important +item if thousands of measurements are to be made. The records are +fixed with shellac and preserved, or they may be printed out by a +photographic process and the prints preserved. The parallel set of wax +records is preserved with them. There are several ways in which the +wax records lend themselves to the study of rhythmic questions. It is +easy to change the rate, and thereby get new material for judgment, in +a puzzling case. Consonant qualities are never strong, and it is easy +so to damp the reproducer that only the vowel intensities are heard. +The application in the study of rhyme is obvious. + +All the series consisted of regular nonsense syllables. The accented +and unaccented elements were represented by the single syllable 'ta' +('a' as in father). Rhymes were of the form 'da,' 'na,' 'ga' and 'ka.' +In other parts of the work (cf. Table IV.) the vowel o had been used +in rhymes for contrast; but the same vowel, a, was used in these +records, to make the intensity measurements comparable. + +The records of the measurements were as complete as possible. The +sonant and the interval of each element were measured, and all the +pauses except the stanza pause were recorded. The intensity of each +syllable was recorded beneath the length of the syllable, and notes +were made both from the appearance of the curve and from the +phonograph record. + + +_2. The Normal Form of Unrhymed Verse._ + +To determine the influence of a subordinate factor in rhythm such as +rhyme, it is necessary to know the normal form of verse without this +factor. It is natural to assume that the simplest possible form of +material would be individual feet recorded seriatim. But on trial, +such material turned out to be very complex; the forms changed +gradually, iambs becoming trochees and trochees changing into +spondees. It is very probable that the normal foot occurs only in a +larger whole, the verse. + +To corroborate the conclusions from perceived rhythms as to the +existence of variations in earlier and later parts of the verse, a +table of mean variations was prepared from the material recorded and +measured for other purposes. + + +TABLE VI. + + MEAN VARIATIONS. + + Iambic tetrameters; variations of each element from the average foot + of the entire stanza. + + [Label 1: Unaccented Element of Foot.] + [Label 2: Accented Element of Foot.] + [Label 3: Percentage M.V. of Unac. El.] + [Label 4: Percentage M.V. of Ac. El.] + + Hu. 8 stanzas [1] [2] [3] [4] + M.V. 1st foot 0.9688 1.3125 11.1 7.8 + 2d " 0.8125 0.6563 9.3 3.9 + 3d " 0.8438 1.1875 9.7 7.1 + 4th " 0.9688 11. + Av. foot of all stanzas 8.69 16.88 + + Geo. 10 stanzas, no accents or rhymes within the verse: + M.V. 1st foot 2.725 2.775 24.6 13.3 + 2d " 1.300 1.325 11.8 6.4 + 3d " 1.400 2.050 12.7 9.8 + 4th " 2.750 24.9 + Av. foot of all stanzas 11.05 20.85 + + Geo. 8 stanzas, accents and rhymes within the verse: + M.V. 1st foot 1.4843 2.4687 13.1 11.5 + 2d " 1.4219 2.6875 12.6 12.6 + 3d " 1.7031 2.5312 15.1 11.8 + 4th " 1.8594 16.4 + Av. foot of all stanzas 11.31 21.38 + +The last element has the 'finality-form' and is not comparable to the +other accented elements and therefore is not given. + + +Dactylic tetrameters (catalectic); variations of each element from the +average foot of the entire stanza: + + [Label 1: Accented elements of Foot] + [Label 2: 1st Unaccented element of Foot] + [Label 3: 2d Unaccented element of Foot] + [Label 4: Percentage M.V. of Ac. El.] + [Label 5: Percentage M.V. of 1st Unac. El.] + [Label 6: Percentage M.V. of 2d Unac. El.] + + [1] [2] [3] [4] [5] [6] + Me., Ha., 8 stanzas, normal: + M.V. 1st foot 1.6875 1.2813 1.8125 9.70 9.76 10.5 + " 2d " 1.0613 1.0613 1.4061 6.1 8.0 8.1 + " 3d " 1.6875 1.3125 1.3750 9.7 9.9 7.9 + Av. foot 17.38 13.18 17.31 + + Geo. 4, stanzas, abnormal type of dactylic foot: + M.V. 1st foot 1.5000 1.1250 1.2813 11.5 11.0 8.7 + " 2d " 1.5625 1.1250 1.1250 12.0 11.0 7.6 + " 3d " 1.3437 1.1873 0.8737 10.3 11.5 5.9 + Av. foot 13.00 10.25 14.75 + + Me., Ha., G., Hu., Am., accent on 2d foot, 8 stanzas: + M.V. 1st foot 2.4688 1.3125 2.2813 12.7 12.7 11.5 + " 2d " 2.3750 1.1250 3.8438 12.2 8.7 19.3 + " 3d " 2.9688 1.3750 2.2500 15.5 10.7 11.3 + Av. foot 19.44 12.88 19.88 + + Me., Ha., G., Hu., 19 stanzas, normal: + M.V. 1st foot 1.9474 1.2500 2.2763 10.8 8.6 11.4 + " 2d " 1.3816 1.2369 1.7766 7.7 8.5 9.3 + " 3d " 1.3158 1.2105 1.6382 7.3 8.4 8.6 + Av. foot 18.00 14.24 19.05 + + Me., Ha., G., 6 stanzas, normal: + M.V. 1st foot 2.0000 1.2083 1.8750 10.5 10.4 10.7 + " 2d " 2.6250 1.0416 2.1666 13.8 9.1 12.3 + " 3d " 2.1250 1.3333 1.3333 11.3 11.4 7.6 + Av. foot 18.92 11.58 17.50 + The last foot (catalectic) is not comparable in these dactylic stanzas. + + +The mean variations of the table (Table VI.) were calculated as +follows: The average for all the elements of the stanza was obtained +and an average foot constructed (excluding the last sonant and the +pause of the verse). From this average foot the variations of all the +first feet were computed, then the variations of all the second feet, +etc. Then the variations of the first feet of the stanza were averaged +and percentages taken, etc.; it is this last value which goes to the +making up of the tables. In inspecting the averages the corresponding +elements of the feet should be compared. Any increased length due to a +prescribed accent within the verse, etc., appears in the averages as a +corresponding increase in the mean variation at that point, and only +the first and last feet can be compared as to the variations in the +verse as a whole. In making up the tables the material was grouped, +not by combining the records of each subject, but by combining all the +stanzas of a single type, in order to eliminate individual +peculiarities. + + +TABLE VII. + + Verse pauses in unrhymed stanzas, together with the foot pause + within the verse. Length of last foot, together with the + average foot within the verse: + + Average first Last foot Average of first Verse Pause. + 3 feet of verse. of verse. 3 foot pauses + of verse. + Iambs: + 36 56.5 24 45.5 + 57 122 35 100 + 68.5 125 45 102 + 63.5 111.5 42 93 + 63.5 117.5 39 93.5 + 66 135 42 110 + 53.5 59 40 45 + 60 76 45 61 + 56.5 68 41 54 + 55.5 56 39 41 + 53 53.5 37 41.5 + 56 73 34 45 + 85 98 56 54 + 39 50 26.5 36 + 37 43 17 30 + 42.5 45 28 30 + 38.5 49 26 36 + 40 79 26 55 + 31 72.5 21 55 + 33 66 23 54 + 33 76 22 64 + Dactyls, catalectic: + 56 63 (The pauses cannot be + 60 62 compared because of the + 55 66 omission of elements in + 51.5 76 the final foot.) + 37 40 + 55 58.5 + 53 59.5 + 40 73 + 38 65 + 37.5 56 + 37 73 + + +Throughout the series of measurements made the accented element was +nearly always longer, and in no case did the accent fail to increase +the length of the sonant. Ebhardt's suggestion that there are two +significant parts in each foot-element, viz., sonant and pause, does +not seem good. Although the sonant is much longer when accented, the +ratio between the sonant and the following interval is not definite. + +An examination of thirty-two stanzas of unrhymed iambic and dactylic +(catalectic) tetrameters (cf. Table VII.) shows that the verse pause +is always at least one fourth larger than the foot pause. In the +unrhymed stanzas the verse pause varies widely, and may be as large as +three times the foot pause. A pause longer than the foot pause is +absolutely essential to the unity of the verse. All sorts of ratios +are presented; evidently the verse pause is not a function of the foot +pause. + +The next table (Table VIII.) shows a variety of different dynamic +shadings in the verse. It is noteworthy that in these nonsense verses +the type is uniform throughout the stanza. Representing the +intensities by curves similar to those used by the subjects in +listening to rhythms, we have the forms shown in Fig. 6 (_a_). + +The general curve is like that in Fig. 6(_b_). + +[Illustration: FIG. 6.] + +When a special emphasis is prescribed on some particular accent in the +verse, the type becomes invariable, not only in each stanza, but for +all stanzas of all subjects. + +The records show that the accent is produced in a variety of ways. +One, for example, gets the accent by a slight increase in intensity, +but especially by a pause following the sonant. + + +TABLE VIII. + + THE INTENSITY RELATIONS WITHIN THE TOTAL, UNRHYMED VERSE. + + UNRHYMED IAMBIC TETRAMETERS. + Average + Intensities. length Length + ' ' ' ' of first of last + _ - _ - _ - _ - 3 sonants. sonant. + + Ha. 2 5 4 5 2 4 3 6 31 31s + 4 4 2 4 2 5 3 7 33 36s + 2 5 3 4 1 5 3 9 32 29s + 2 4 2 5 2 5 3 7 31 22s + 3 5 1 5 3 4 3 5 37 35s + 2 5 2 4 2 4 3 6 35 27s + 2 4 2 4 2 4 2 6 38 22s + 1 4 3 4 1 5 3 6 34 23s + Hu. 6 6 6 6 6 6 6 5 25 33 + 5 5 5 5 5 5 5 6 26 32 + 5 5 5 4 5 5 5 5 19 33 + 5 5 5 6 8 9 8 9 28 50 + 9 9 8 9 9 9 9 8 43 51 + 9 7 8 7 7 8 9 10 48 45s + 6 7 7 7 6 7 6 7 43 43s + 6 6 5 6 4 7 7 8 36 50 + G. 9 14 7 14 4 12 6 10 20 25 + 7 12 7 14 7 10 6 10 16 26 + 7 12 6 11 4 12 5 10 17 26 + 6 13 6 11 1 9 7 12 16 26 + 10 8 7 30 6 15 7 16 18 25 + 7 14 8 12 6 15 10 13 15 28 + 7 16 9 15 4 14 7 12 16 25 + 7 15 7 13 5 13 6 12 17 25 + + In verses marked 's' the last sonant is shorter than the average of + the preceding sonants. + + + UNRHYMED IAMBIC TETRAMETERS: PRESCRIBED ACCENT ON THE THIRD FOOT. + + ' + \/ -- \/ -- \/ -- \/ -- + Mc. Couplets. 4 6 6 7 4 6 4 4 + 5 8 5 6 2 12 8 5 + 4 6 5 10 4 11 5 3 + 4 6 5 10 4 10 4 4 + 7 11 5 9 9 15 5 5 + 5 19 20 22 21 24 6 6 + 12 22 16 22 20 22 8 7 + 12 22 14 31 10 26 6 7 + Ha. Couplets. 4 7 4 8 8 9 5 7 + 5 7 4 6 6 8 2 7 + 2 6 2 6 5 6 3 6 + 2 7 3 6 2 10 3 4 + 3 7 3 7 4 6 4 6 + 4 5 3 6 4 7 2 6 + 5 7 1 6 4 8 2 5 + 2 7 3 5 3 7 2 6 + + + UNRHYMED IAMBIC TETRAMETERS: PRESCRIBED ACCENT ON THE SECOND FOOT. + + ' + \/ -- \/ -- \/ -- \/ -- + Mc. Couplets. 13 22 22 30 22 18 15 18 + 11 20 22 26 15 19 15 10 + 10 25 20 26 20 24 12 23 + 10 19 17 26 19 11 9 10 + 12 23 18 26 22 17 10 15 + 8 23 20 27 16 22 15 16 + 12 23 26 30 22 21 10 17 + 14 28 26 34 11 28 11 21 + + Ha. Couplets. 6 9 4 12 4 5 3 + 4 5 4 12 1 5 2 5 + 3 5 3 12 2 5 2 6 + 1 6 4 15 1 6 2 7 + - 15 3 12 - 8 - 5 + - 6 4 12 - 7 - 5 + - 7 - 7 4 13 - 4 + - 6 3 13 - 5 - 4 + + G. Couplets. 9 19 11 20 4 12 3 10 + 5 13 6 16 5 10 6 11 + 8 16 10 18 5 10 6 11 + 6 12 6 16 6 10 6 10 + 8 16 13 19 5 13 8 12 + 9 17 11 19 3 10 6 12 + 9 16 9 18 6 10 7 9 + 7 15 7 15 5 10 5 10 + + +Frequently the special accent seems to be made by a contrast between +the accented foot and the feet which follow. In most cases the +influence of the special accent is to be seen, not merely within the +accented foot itself, but both before and after the accented foot. +Often the appearance under the microscope is very striking; the +sonants of the feet, both accented and unaccented, increase to the +special accent and then decrease in a regular crescendo--diminuendo +form. Much of this is not shown by the mere measurements. + +[Illustration: FIG. 7] + +[Illustration: FIG. 8 Iambic Tetrameter Verse + (with the accent on the second foot)] + +In general the special accent may he said to be the climax of the +verse movement. It is the crest of the wave, and, as noted above, the +dynamic shading is not always made by an increase up to the accent, +nor by a stress on a special accent, but by a sharp diminuendo +immediately following the accent. A study of the phonograph record +brings out these forms of shading, especially when the record is +repeated slowly, exaggerating the dynamic variations and giving an +opportunity for more careful observation. + +Within the verse the general form of the syllable as it appears in the +mass of closely written vibrations, often varies, but nearly always +shows a square end. Several very common shapes are noticed and appear +in the record as (1) 'truncated cones,' (2) 'boxes,' and (3) +'truncated spindles.' (See Fig. 7.) + +With the particular syllable used, 'ta,' the beginning of curve form +was usually square and abrupt (4), and not gradual (5), although a few +of the latter type are found ('spindle'). + +One syllable form has an especial interest, because of its bearing on +the problem of 'finality' feeling at the close of the verse. At the +close of each verse, whether with or without rhyme, the syllable form +is always a 'cone' (6) (cf. Fig. 8). Of about 600 verses measured not +more than 15 are exceptions to this rule. Of these 15 exceptions 10 +are under special conditions and confirm the hypothesis that this form +is related to the finality process. The form very rarely occurs within +the verse, and when it does it is usually before some cęsura, or under +unusual conditions. + +This 'cone' form of the closing syllable of the verse indicates a +falling of the intensity of the voice. It is often, though not always, +associated with a fall in the pitch, showing relaxation of the vocal +cords. It seems to be an indication of the dying out of the intensity +factor, a sinking of the tension, at the close of the verse. In the +case of unrhymed verses, with long verse pause, the cone is often very +much elongated, and it is quite impossible to say where the sound +ceases. + +Special accentuation of the long syllable of the foot increases the +length of the sonant, of the accented element, and of the entire foot. +There is probably a slight increase of the total length of an +accented verse as compared with the similar unaccented, but no +calculations were made to show that point. This is quite in accord +with other results (Meumann, Ebhardt). This special accentuation is +connected with an increased mean variation of the time values, as +noted above. It is in that sense a 'disturbing factor.' + + +TABLE IX. + + VERSE PAUSES (INCLUDING FINAL SONANT) TOGETHER WITH THE AVERAGE OF THE + CORRESPONDING ELEMENT WITHIN THE VERSE. + + Average long Verse pause Verse pause Verse pause + element of of 1st verse of 2d verse of 3d verse + first 3 feet. of stanza. of stanza. of stanza. + End Rhymes. + Mc. 26 34 104a 35 + 45 _45_a 80b 80a + 31 33 64a 36 + 41 52a 51b 75a + Ha. 41 _44_a _44_ 45a + 43 47a _43_b 46a + 39 _41_a 49b 46a + 43 46a _45_b _45_a + 36 44 41a 53 + 35 44a 58a 38b + 33 40 73a ×30 + Hu. 28 ×25a 50 28a + + Feminine Rhymes. + Hu. 18 21a 37a 19b + 19 _20_a 22a 16b + 19 _21_a _21_a 16b + Mc. 36 72a 64 51a + 36 ×32 41a 40 + 22 _22_a ×18 29a + Ha. 27 31a 44b _28_a + 36 79 ×30 40 + 30 36 79a _30_b + 31 38 50a 36 + 32 39a 42 40a + Am. 34 70 95a 85 + 35 73a 94 89a + 30 45 47a 86 + 28 54 53a 70 + G. 19 64a 64 79a + 19 73a 83b 76a + 21 81 67a -- + 19 61 83a 79 + + The rhymes are marked 'a' and 'b'; _e.g._, couplets a, a, b, b, + etc. Verse pauses in italics are equal to the foot pause; those + marked 'x' are _less_ than the foot pause. + + +3. _Modification of the Normal Form of Verse due to Rhyme._ + +Verse Pause in Rhymed Material. + +There are as wide, isolated variations as in the case of unrhymed +material. As compared with unrhymed verse, the pause is in general +decidedly shorter. The verse pauses of the feminine rhymes are +generally much like those of the end rhymed material. But there are +very few cases of the verse pause being as short as the foot +pause--only four cases in sixty (6.6 per cent.). See Table IX. + +This wide variation of the verse pause and its occasional equivalence +to the foot pause in rhymed verses is in accord with the notion that +the rhyme in some way brings the verse to a close by a process more +rapid than that in unrhymed material. + +The introduction of rhyme seems to be favorable to the division of a +stanza into two parts by producing an unusually long verse pause after +the second verse. Of 43 unrhymed stanzas there are 19 which show a +decidedly long pause at the close of some one of the verses. But of +these 19 cases, only 8 (18 per cent.) have the break at the close of +the second verse. Of 64 rhymed stanzas, 29 show the division, and of +this 29, 22 (34 per cent.) have the break at the close of the second +verse. + + +Influence of the Rhymes on Intensities. + +The intensities at the close of the verse, without rhyme, may be +slightly greater than within the verse. The dynamic shading of the +verse is elastic, and a variety of forms is possible, a decrescendo at +the close of the verse is not unusual (cf. Table VIII.). But when the +rhyme is introduced the general dynamic form of the verse is fixed, +and in the material measured this is true not only of the verses in a +stanza which contain the rhyme but of other verses in the same stanza. + +Of the 32 verses containing rhymes in Table X., but four verses are +exceptions to the rule of an increase of intensity on the rhyme. There +are two cases of double, alternating rhymes where it is doubtful if +the subject actually felt one of the alternating rhymes. This increase +of intensity on the rhyme is not confined to that particular syllable +or foot; often, as indicated by the italics, the influence of the +accent makes itself felt earlier in the verse. + + +TABLE X. + + INTENSITIES OF IAMBIC TETRAMETER WITH END RHYME (SHOWING INCREASED + INTENSITY OF THE RHYMING SYLLABLE). ALSO AVERAGE LENGTH OF THE FIRST + THREE SONANTS, TOGETHER WITH THE LENGTH OF THE LAST SONANT. + + Intensities. Average length + of first 3 Length of last + sonants. sonant. + \/ - \/ - \/ - \/ - + Mc. -- 5 -- 5 -- 4 -- 5 19 27 + -- 4 -- 4 -- 4 -- _11_a 34 + -- 4 -- 4 -- 4 -- 7 21 + -- 4 -- 5 -- 3 -- _8_a 23 + + -- 6 -- 6 -- 5 -- 6 19 22 + -- 8 -- 7 -- 6 -- _10_a 34 + -- 4 -- 3 -- 4 -- 5 26 + -- 3 -- 5 -- 4 -- _5_a 30 + + 2 3 5 4 4 5 6 _7_a 29 34 + 2 3 3 4 2 4 2 _7_b 48 + 1 2 3 2 2 2 1 _4_a 35 + 2 3 3 3 2 3 4 _5_b 20 + + -- -- -- -- -- -- -- --a 25 40 + 3 4 4 14 3 4 5 _5_b 39 + 2 3 1 2 2 3 1 _3_a 25 + 1 3 2 2 1 3 3 _5_b 43 + + Ha. 6 15 9 12 3 10 4 16 No increase in length. + 3 5 3 7 3 5 5 15a + 1 15 1 5 4 6 2 9 + 4 5 2 5 1 5 2 _14_a + + 2 6 4 8 1 6 5 _11_a No increase in length. + 1 7 5 7 3 6 7 _11_b + 2 5 2 6 2 6 4 _12_a + 1 5 1 5 2 6 3 _15_b 33 38 + + 4 9 5 9 1 3 6 _9_a 25 33 + 2 8 5 6 4 5 5 _10_b No increase in length. + 2 5 2 5 2 5 5 _11_a + 1 5 2 5 5 10 2 _12_b 32 34 + + +The evidence of an increased intensity on the rhyme is not so positive +in the case of rhymes in the third foot. Among the rhymes in the +second foot there is but one exception. The rhymes in the second and +third feet were never given very satisfactorily by several of the +subjects. The rhymes within the verse determine a climax in the foot +in which they occur, and all the verses follow this well-defined type. +It is interesting to note, in studying the phonographic record, that +in verses in which the accentuation of the rhythm is not very +definite, the accentuation is perceived when the record is repeated at +the normal speed. If the record is repeated more slowly, and +especially at such a distance that the rhyming consonants cannot be +distinguished, then the accentuation seems to disappear. It is +probable that after a verse or stanza type has been established the +voice may deviate from the type, and the accentuation will be supplied +by the hearer. + + +TABLE XI. + + INTENSITIES OF IAMBIC TETRAMETERS WITH RHYMES IN THE THIRD FOOT + (SHOWING INCREASE IN INTENSITY OF THE RHYME SYLLABLE). + + ' ' ' ' + \/ -- \/ -- \/ -- \/ -- + Ha. 13 18 10 16 _7_ _9_a 6 12 + 9 10 4 11 7 _14_a 4 7 + -- 12 5 10 7 9b 6 9 + 2 12 5 12 3 _14_b 4 6 + + 2 12 4 13 7 8a 4 9 + 6 8 4 14 4 _15_a 2 9 + 2 13 -- 12 8 8b -- -- + 5 9 6 10 -- 3b 4 6 + + Am. 10 10 4 12 6 _14_a 5 5 + 4 12 6 9 7 8a 4 4 + 5 12 8 9 7 _10_b 3 4 + 3 7 5 8 5 7b 2 4 + + 10 13 5 10 4 _10_a 4 6 + 1 9 4 9 3 5a 3 5 + 2 8 3 5 -- _8_b 1 5 + 1 7 2 7 5 _8_b 2 3 + + G. 6 13 6 13 7 _12_a 1 10 + 6 10 6 6 _7_ _7_a 1 8 + 4 9 7 7 _6_ 9b 1 7 + 7 12 4 10 2 7b 1 7 + + 10 12 4 11 6 _10_a -- 8 + 5 12 5 11 6 _10_a -- 8 + 3 9 6 9 _7_ _9_b 3 8 + 2 8 5 9 5 5b 1 6 + + D. 10 12 10 10 7 9a 7 11 + 5 8 6 9 7 7? 6 6 + 5 12 7 9 6 _10_b -- 8 + 6 9 7 10 7 7b 5 5 + + 10 15 5 11 6 9a -- 9 + 5 9 4 8 6 6a? 6 7 + 7 11 7 11 _11_ _13_b 8 10 + 8 11 8 10 7 9b 6 8 + + + INTENSITIES OF IAMBIC TETRAMETERS WITH RHYMES IN THE SECOND FOOT. + + ' ' ' ' + _ - _ - _ - _ - + Hu. 5 6 6 6a 5 7 5 6 + 5 6 5 4a 5 4 5 6? + 5 6 6 7b 5 6 4 7 + 5 6 4 4b 5 7 4 7 + 5 7 7 7a 6 7 6 6 + 5 7 5 5a 5 6 5 6? + 5 7 _6_ 8b 6 7 6 7 + 6 7 6 5b 6 7 6 7 + Mc. 5 7 6 _10a_ 5 4 3 5 + 1 6 6 _8a_ - 6 1 4 + 1 6 6 _10b_ 1 4 - 4 + - 7 6 5b 3 3 - 3 + Ha. 16 14 _8_ _10a_ 6 10 5 9 + 5 10 7 8a 5 9 5 7 + 2 8 4 _11b_ 4 7 2 8 + 2 8 4 6b 1 9 4 8 + 7 12 7 _10a_ - 10 6 10 + 3 10 5 8a 5 8 6 10 + 2 8 3 _11b_ 3 7 3 10 + - 7 5 9b 4 8 6 12 + Am. 4 9 _9_ _10a_ 4 7 4 5 + 4 8 _9_ _7a_ 5 7 4 6 + 1 8 5 _10b_ 4 6 3 6 + - 10 _10_ 7b_ 3 5 2 7 + 15 15 _10_ 13a_ 9 11 - 11 + 5 12 7 9a 4 10 4 9 + 5 8 _8_ _9b_ 4 7 - 6 + 7 8 5 _9b_ 2 4 - 3 + G. 2 6 _6_ _8a_ 1 7 2 3 + - 10 _7_ _12a_ 1 9 4 8 + 4 9 _6_ _9b_ 8 8 2 7 + - - - -b - - - - + 4 9 _5_ _11_a - 7 4 6 + - 8 6 7a 2 7 4 5 + - 9 _7_ _6_b - 7 3 6 + - 7 3 5 - 5 - 3 + D. - - - - - - - - + 7 11 _11_ _9_a 7 11 6 10 + 11 15 11 11a 8 11 9 14 + 6 10 _10_ 8b 7 8 7 11 + 12 13 10 10a 7 1? 8 11 + 6 10 9 8a 5 8 5 9 + 9 12 12 13b 8 10 7 9 + 7 11 _10_ 7b 4 8 4 8 + + The values surrounded by '_'s (Transcriber's Note: Original + italics) show the increase in intensity. Rhymes are indicated + by 'a' and 'b.' + + +IV. SUGGESTIONS FOR A MOTOR THEORY OF RHYTHM. + + +If the basis of rhythm is to be found in muscular sensations, rather +than in the supposed activity of some special 'mental' function, the +nature of the movement cycle involved is of the greatest interest. + +In every case where a rhythm comes to peripheral expression, there are +two opposing sets of muscles involved. If a rhythmic movement be +attempted with but a single set of muscles at work, it is very +unsatisfactory and soon ends in the tonic contraction of the muscle +set. One may assume that in all cases of rhythm perception there is a +cycle of movement sensations involved, and that the simplest possible +case of a peripheral rhythmic movement is the type of any rhythm. In +tapping a rhythm with the finger, the flexors which bring the finger +down become the positive muscle set, and the opposing extensor muscles +which raise the finger for the next blow become the negative muscle +set. + +In Fig. 9 the upper curve represents the actual movement of the finger +tip, and the heavy lines _a_, _a'_, _a''_ represent the +pressure-tension-sound sensation which we call the 'beat,' and which +is the limiting sensation of the rhythm, and the regulating factor in +the movement cycle of the rhythm. The movement is divided into two +phases; _B_, the phase of relaxation, during which the finger is +raised, and _A_, the phase of contraction, during which the finger +delivers the blow which produces the beat. + +The curves below represent the changes in the two opposing sets of +muscles whose interaction brings about the movement cycle. The +contraction of the flexors, the positive muscle set, is represented by +the curve above the base line. It is obvious that during the +contraction phase, the contraction in the positive muscle set is at +its height; it continues at a maximum during the limiting sensation +and then dies away during the relaxation phase. The sensations from +this positive muscle set have the principal place in consciousness +during the rhythm experience. The curve below the base line represents +the contraction of the extensors, the negative muscle set. The +contraction of the negative muscles reaches its climax very soon after +the maximum contraction of the positive muscles, in the contraction +phase. The sharp tension between the two opposing sets of muscles at +the limiting sensation may be made very apparent if the finger beats +the rhythm entirely in the air; in that case the limiting sensation +consists entirely of the feeling of a sudden increase of tension +between the positive and negative muscle sets. During the relaxation +phase the contraction of the negative muscles continues, but the +tension between the two sets grows less and less, for the positive +muscles are rapidly relaxing. At the highest point in the movement +either muscle set is exerting but very little strain; the condition is +represented in the figure by the approach of either curve to the +base-line; the amount of tension between the two sets is figured by +the distance of the two curves from each other. + +[Illustration: FIG. 9.] + +Assuming such a movement cycle, in which the tension between the two +opposing sets never comes to zero until the close of the series, it is +not difficult to arrange many of the facts of rhythmic perception +under the motor theory. + +1. The feeling of rhythm is more definite as we proceed in a verse, or +a series of simple sound sensations. At first the cycle is not +perfectly adjusted and complete automatism established. + +2. If an observer is listening to a series, and an unusually long +pause is introduced between two beats, there is always a feeling of +suspense or tension during the 'lag.' As long as the tensions are +maintained there is a rhythmic continuity; the feeling of tension is +the strain of opposition between the opposing muscle sets. + +3. The continuity of the rhythmic series, whereby all the beats of a +period seem to belong to a single whole, is due to the continuity of +the muscle sensations involved and the continuous feeling of slight +tension between the positive and negative muscle sets; nowhere within +the period does the feeling of strain die out. + +4. But at the close of the period we have a pause which is +demonstrably not a function of any of the intervals of the period. +During this pause the tension between the two sets 'dies out,' and we +have a feeling of finality. This gradual dying out of the tension is +clearly seen in the constant appearance of the cone-shaped final +syllable at the end of each nonsense verse. + +5. The period composed of a number of unit groups (the verse, in +nonsense syllables) has a general form which suggests strongly that it +has the unity of a single coördinated movement. There is no more +reason for assuming a transcendental mental activity in the case of a +rhythmic period than in the case of a single act which appears in +consciousness as a unity. Undoubtedly the breathing is correlated with +the rhythmic movements and may be a factor in determining the verse +period. Meumann's principal accent, about which a number of +subordinate accents are grouped, is characteristic not only of poetry +but of the simplest rhythms. At some point in the period there is a +definite climax, a chief accent; the movement 'rises' to that point +and then falls off. This is strikingly seen in nonsense verses spoken +with a heavy accent within the verse. The accent does not stand out +from a dead level, but the verse culminates at that point. + +Unfortunately very little is known of the mechanism of so simple a +coördinated muscular activity as that necessary for a simple rhythm. +Sherrington[17] and Hering[18]have pointed out the primary character +of the grouping of the muscles in opposing sets and the reciprocal +nature of almost all muscular activity, but in a review of the work of +coördinated movements Hering denies any simultaneous stimulation of +the two sets and considers the question of the innervation mechanism +of opposing muscle-sets entirely unsettled. + + [17] Sherrington, C.S.: _Proceedings Royal Soc._, 1897, p. 415. + + [18] Hering, H.E.: _Archiv f. d. ges. Physiol._ (Pflüger's), + 1897, Bd. 68, S. 222; _ibid._, 1898, Bd. 70, S. 559. + +That the connection between the positive and negative set of muscles +in a rhythmic movement is very close, and that the reaction is of the +circular type, is evident from the automatic character of all rhythmic +movements, and it is evident that the limiting sensation is the +primary cue in the reaction. Anything further is mere hypothesis. +Robert Müller's[19] thorough criticism of the Mosso ergograph throws +great doubt on the present methods of investigation and invalidates +conclusions from the various curves of voluntary movements which have +been obtained. + + [19] Müller, R.: _Phil. Stud._, 1901, Bd. 17, S. 1. + +The curve of contraction and relaxation of a simple muscle is well +known and is not affected by Müller's criticism. Its chief +characteristic, with or without opposing tension, is the inequality +of the intervals of the contraction and relaxation phases. As one +might expect, since a single set of muscles dominates in a rhythmic +movement, the typical rhythmic curve has the general character of the +curve of the simple muscle. The average values of the phases of curves +of simple rhythmic movement obtained by A. Cleghorn[20] from a large +number of observations with at least three subjects, are as follows: +phase of contraction, .44 second; phase of relaxation, .54 second. It +is very significant for a motor theory of rhythm that this general +form of the curve of rhythmic movement may easily be altered in all +sorts of fashions by unusual stimuli to the two muscle sets. + + [20] Cleghorn, A.: _Am. Journal of Physiol._, 1898, I., p. 336. + +While it is well recognized that a rhythm does not consist necessarily +of sound sensations, the 'rhythmization' of a series of sound +sensations in the ordinary perceived rhythms is a matter of great +interest. Ewald found strong reasons for believing that the ear is +peculiarly connected with the motor apparatus. The experiments of +Hofbauer[21] and Cleghorn[22]show that any strong stimulus to either +eye or ear modifies decidedly the reactions of coördinated muscles. +How shall we assume that the automatic movement cycle necessary to +rhythmic perception is set up when one listens to a series of sounds? + + [21] Hofbauer: _Archiv f. d. ges. Physiol._ (Pflüger's), 1897, + Bd. 68, S. 553. + + [22] Cleghorn, A.: _op. cit._ + +It must be assumed that any chance sound sets up a contraction in a +set of muscles, however large or small. If but a single sound occurs, +the phase of contraction in that muscle set is followed by a longer +phase of relaxation, and the musculature is passive as before; it may +be that the stretching of the antagonistic set of muscles weakly +stimulates them, and they then contract during the relaxation phase +and assist in restoring the original condition. + +But if a second sound occurs toward the end of the relaxation phase, +before the tension is quite exhausted, the movement will be repeated; +the negative set of muscles will be more definitely stimulated, for +the activity will not have been exhausted when the second sound +occurs. If the sound continues to recur at regular intervals, the +movement cycle thus established will rapidly become coördinated. The +positive set in its vigorous contraction furnishes a limiting +sensation which becomes a cue for its own relaxation and for the +reciprocal contraction of the negative muscle set. The contraction of +the negative muscle set and the resulting changes in tension may +become in turn a cue for the positive set. The reaction is now of the +circular type and the process has become self-regulative, though +constantly reinforced by the recurring sound (which has become a part +of the limiting sensation of the rhythmic movement cycle). + +But it is very probable that the second sound may not be timed so as +to come at the close of the relaxation phase in the set of muscles +roused; moreover, in almost all rhythms there are secondary sounds +occurring between the main beats. What happens when a sound occurs out +of place, early in the phase of relaxation, or just before or just +after the climax in the contraction phase? Does it make it impossible +to establish the coördination, or destroy it if already established? + +Hofbauer demonstrated that a stimulus which appears in close proximity +to the limiting sensation, _either before or after_, always increases +the force of the reaction, so that such a slight displacement could +not affect the rhythm, which would quickly readjust itself. The +possibility of a stimulus occurring in the relaxation phase is of much +more importance for a motor theory of the initiation of a rhythmic +movement. Cleghorn made the stimulus occur at the beginning of the +relaxation phase. Instead of prolonging or reinstating the contraction +phase, he found that the stimulus _intensified the relaxation process +and shortened its period_. "The stimulated relaxation is not only +quicker than the normal, but also more complete; the end of the normal +relaxation is slow; ... relaxation under the influence of the +stimulus, on the contrary, shows nothing of this, but is a sudden +sharp drop directly to the base line and sometimes below it." A +comparison of the normal phases with the same phases, when the +stimulus occurs within the relaxation phase, follows: + + + Normal: Contraction-phase, .44 sec.; relaxation-phase, .54 sec.; + total, .98 sec. + With stim.: Contraction-phase, .47 sec.: relaxation-phase, .30 sec.; + total, .77 sec. + + +It will be noticed that the total time of the movement cycle is +reduced. One may then assume that a sound which occurs too early to +become a factor in the limiting sensation, functions as a stimulus to +the relaxation process and shortens the interval between the limiting +sensations. Thus the movement cycle would be modified, but not +destroyed. It is impossible to say just how the relaxation process is +affected, and Cleghorn's own conclusions are open to criticism in the +light of Müller's comments on the method. The simplest assumption +would be that the stimulus acted on the negative set of muscles. + +E.W. Scripture[23] objects to such a 'tonus theory,' because some +subjects regularly react _before_ the signal. But in no case in the +published records to which he refers is the error more than.05 sec. +either before or after the signal. The investigation of Hofbauer shows +conclusively that in such cases the effect of the external stimulus +simply fuses with the limiting sensation. Scripture overlooks the +automatic character of the rhythmic movement. + + [23] Scripture, E.W.: 'The New Psychology,' London, 1897, p. 182. + +There is a striking difference between rhythmic movement from unit +group to unit group within a period, and movement from period to +period (_i.e._, from verse to verse of nonsense syllables). Each foot +is simply the repetition of the movement cycle; all the tensions are +maintained, and each foot is an integral part of a larger act. At the +close of the period (verse) the active tensions die out, either +because of the introduction of some unusual stimulus which causes the +positive muscle set to strike a heavy blow, and abruptly upset the +balanced tensions, or because a pause of indefinite length ensues in +which the tensions die out. This is the process which we call +'finality.' + +In the stanza there is evidently a different type of unity from that +in the single verse. When we hear the first verse of the stanza, we do +not know what the verse whole is, until the finality factor or the +verse pause is reached, at its close. Then the verse has a certain +definite cumulative effect, a synthetic effect which results from the +echoes of the various movements and the total effect on the organism. +One may call it the tetrameter feeling. The verse pause may vary +within large limits, but after a few verses there is a definite +scheme, or 'Gestaltqualität,' which represents the verse unity. It is +some sort of a memory image, which functions as a cue to the motor +process. This motor image, set of strains, or whatever it be, is more +than a mere standard by which we judge the present verse. The memory +image fuses in some way with the living motor process. _The preceding +verse affects the character of the following verse._ An irregularity, +easily noted in the first verse, is obscure in the second, and not +detected in the third verse, when the verses are identical. + +The experiments of Hofbauer and Cleghorn, and many facts about the +unit groups themselves, make it evident that the function of stimuli, +during the movement cycle, varies with the position of the stimulus in +that cycle. This offers a possible explanation of the striking +peculiarities of the unit groups. The iamb [\/ _'] and the trochee [_' +\/] should be quite alike for a general synthesizing process; but not +only is the experiential character of the two quite unlike, but the +ratio between their intervals is entirely different. + +A number of measurements by different observers show that in the +iambic foot the unaccented syllable is proportionately much shorter +than the unaccented syllable in the trochaic foot. It is very easy to +beat a simple up-and-down accompaniment to a series of simple feet of +nonsense syllables; in the accompaniment the bottom of the down +stroke, the limiting sensation of the movement cycle, coincides with +the accented syllable of the foot. It is not an unwarranted assumption +that such a fundamental accompaniment represents the fundamental +movement cycle of that rhythm. + +During the present investigation several observers were asked to +determine at just what point in the fundamental movement the +unaccented syllable occurred, when the subject gave a series of +nonsense syllables. In the fundamental accompaniment the excursion of +the hand and arm was at least.4 meter. Four subjects were thus tested, +and the results were uniform in the case of all the simple types of +unit groups. + +In the case of the iamb the unaccented syllable occurs at the top of +the movement, at the very beginning of the contraction phase (A, in +Fig. 5). + +In the case of the trochee the unaccented syllable occurs in the first +third of the relaxation phase (B). + +It is interesting to note that the unaccented element of the trochee +comes at the earlier part of the relaxation phase, where it must +intensify the relaxation process, and tend to shorten the total length +of the cycle. This may be the reason for its peculiar buoyant, +vigorous and non-final character. On the other hand the unaccented +element of the iamb occurs at a point where it may initiate and +intensify the contraction, which gives the limiting sensation; it is, +therefore, more closely bound to the limiting sensation, and has the +character of intensifying the beat. There is a similar contrast in the +cases of the dactyl and anapęst. The accented syllable of the dactyl +is longest, and the second unaccented syllable, the last in the group, +is shortest. The accented syllable of the anapęst is much longer in +proportion than that of the dactyl, and the unaccented syllables are +very short, and hence, very close to the accented syllable, as +compared with the dactyl. + +In the case of the dactyl the first unaccented syllable in the +movement cycle occurs at the beginning of the relaxation phase (B), in +the same zone as the unaccented of the trochee. The second unaccented +syllable of the dactyl appears at the beginning of the next +contraction phase (A), in the zone of the unaccented syllable of the +iamb. The group seems a sort of combination of the iamb and trochee, +and has an element in every possible zone of the movement cycle. Like +the trochee the dactyl is a non-final foot. + +The unaccented syllables of the anapęst both occur at the beginning of +the contraction phase (A). They are both within the zone of the +unaccented syllable of the iamb. The group seems an iamb with a +duplicated unaccented syllable. It is possible to form a unit group in +nonsense syllables where the unaccented syllable of the iamb shall be +represented not by two syllables, as in the anapęst, but by even +three. + +The anapęst and dactyl, if they correspond to this construction, +should show a decided difference as to the possibility of prolonging +the foot pause. The prolongation of the foot pause would make the +dactyl but a modified trochee. + +It is significant that in poetry no other types of unit groups are +often recognized. The amphibrach, laid out on this scheme, would +coincide with the dactyl, as there are but three possible zones for +foot elements: the zone of the limiting sensation (always occupied by +the accented syllable), the zone of the contraction phase (occupied by +the unaccented syllables of the iamb and anapęst), and the zone of the +relaxation phase (occupied by the unaccented syllable of the trochee +and the middle syllable of the dactyl). + +The simple sound series is fairly regular, because of its cyclic and +automatic character. It is not a matter of time estimation, and the +'Taktgleichheit' is not observed with accuracy. The primary requisite +for the unit groups is that they shall be _alike_, not that they shall +be _equal_. The normal cycle with a heavy accent is longer than the +normal cycle with a lighter accent, for the simple reason that it +takes muscles longer to relax from the tenser condition. Time is not +mysteriously 'lost'; the objective difference is not noticed, simply +because there are no striking differences in the cycles to lead one to +a time judgment. Ebhardt's notion that the motor reaction interferes +with the time judgment, and that a small amount of time is needed in +the rhythmic series in which to make time judgments, is a mere myth. + +An unusual irregularity, like a 'lag,' is noted because of the sense +of strain and because other events supervene in the interval. But such +lags may be large without destroying the rhythm; indeed cęsural and +verse pauses are essential to a rhythm, and in no sense +rhythm-destroying. An unbroken series of unit groups is an abstraction +to which most forms of apparatus have helped us. Between the extreme +views of Bolton[24] and Sidney Lanier,[25]who make regularity an +essential of the rhythm of verse, and Meumann, on the other hand, who +makes the meaning predominate over the rhythm, the choice would fall +with Meumann, if one must choose. Bolton comes to the matter after an +investigation in which regularity was a characteristic of all the +series. Lanier's constructions are in musical terms, and for that very +reason open to question. He points out many subtle and interesting +relationships, but that verse can be formulated in terms of music is a +theory which stands or falls by experimental tests. + + [24] Bolton, T.L.: _loc. cit._ + + [25] Lanier, S.: 'The Science of English Verse.' + + +TABLE XII. + + I saw a ship a sailing + 50 16 20 13 9 18 32 23- 132 + A sailing on the sea + 10 16 45 22 8 15 49 -68 + And it was full of pretty things + 8 6 20 6 6 27 37 12 8 7 20 12 41 -34 + For baby and for me + 14 9 27 37 18 20 14 8 46 -- + + Totals of the feet: --/66/60/187 + 26/45/45/117 + 14/59/49/47/75 + 23/64/60/46-- + + Who killed Cock Robin + 19 34 23 24 17-77 + I said the sparrow + 45 21 19 3 47 29 -- + With my bow and arrow + 22 36 25 49 11 38 12 23 33-42 + I killed Cock Robin + 33 12 33 21 22 5 21 16-95 + + (The first stanza was measured in the Harvard Laboratory. The + last is modified from Scripture's measurements of the + gramophone record (1899). As the scansion of the last is in + doubt with Scripture, no totals of feet are given.) + + +In the cases given in the above table there is an irregularity quite +impossible to music. + +In the movement cycle of the simple sounds there is a perfect +uniformity of the movements of the positive and negative sets of +muscles from unit group to unit group. But in verse, the movements of +the motor apparatus are very complicated. Certain combinations require +more time for execution; but if this variation in the details of the +movement does not break the series of motor cues, or so delay the +movements as to produce a feeling of strain, the unit groups are felt +to be alike. We have no means of judging their temporal _equality_, +even if we cared to judge of it. It is a mistake, however, to say that +time relations ('quantity') play no part in modern verse, for the +phases of the movement cycle have certain duration relations which can +be varied only within limits. + +Extreme caution is necessary in drawing conclusions as to the nature +of verse from work with scanned nonsense syllables or with mechanical +clicks. It is safe to say that verse is rhythmic, and, if rhythm +depends on a certain regularity of movements, that verse will show +such movements. It will of course use the widest variation possible in +the matter of accents, lags, dynamic forms, and lengths of sonant and +element depending on emphasis. The character of the verse as it +appears on the page may not be the character of the verse as it is +actually read. The verses may be arbitrarily united or divided. But in +any simple, rhythmic series, like verse, it seems inevitable that +there shall be a pause at the end of the real verse, unless some such +device as rhyme is used for the larger phrasing. + +There is a variety of repetitions in poetry. There may be a vague, +haunting recurrence of a word or phrase, without a definite or +symmetrical place in the structure. + +Repetition at once attracts attention and tends to become a structural +element because of its vividness in the total effect. There are two +ways in which it may enter into the rhythmic structure. It may become +a well-defined refrain, usually of more than one word, repeated at +intervals and giving a sense of recognition and possibly of +completeness, or it may be so correlated that the verses are bound +together and occur in groups or pairs. Rhyme is a highly specialized +form of such recurrence. + +The introduction of rhyme into verse must affect the verse in two +directions. + +It makes one element in the time values, viz., the verse pause, much +more flexible and favors 'run on' form of verses; it is an important +factor in building larger unities; it correlates verses, and +contributes definite 'Gestaltqualitäten' which make possible the +recognition of structure and the control of the larger movements which +determine this structure. Thus it gives plasticity and variety to the +verse. + +On the other hand, it limits the verse form in several directions. The +general dynamic relations and the individual accents must conform to +the types possible with rhyme. The expressional changes of pitch, +which constitute the 'melody,' or the 'inflections' of the sentences, +play an important part. The dynamic and melodic phases of spoken verse +which have important relations to the rhyme are not determined by the +mere words. The verses may scan faultlessly, the lines may read +smoothly and be without harsh and difficult combinations, and yet the +total rhythmic effect may be indifferent or unpleasant. When a critic +dilates on his infallible detection of an indefinable somewhat, +independent of material aspects of the verse and traceable to a mystic +charm of 'thought,' it may very well be that the unanalyzed thing lies +in just such dynamic and melodic conditions of rhythm and rhyme. + +The most primitive characteristic of music is the _ensemble_. Savage +music is often little else than time-keeping. When the social +consciousness would express itself in speech or movement in unison, +some sort of automatic regulation is necessary. This is the beginning +of music. The free reading of verse easily passes over into singing or +chanting. When this happens, the thing most noticeable in the new form +is its regulated, automatic and somewhat rigid character. It is +stereotyped throughout. Not only are the intervals and accents fixed, +but the pitch and quality changes are now definite, sustained and +recurrent. The whole sum of the motor processes of utterance has +become coördinated and regulated. Along with this precision of all the +movements comes a tendency to beat a new rhythm. This accompanying +rhythm is simpler and broader in character; it is a kind of long swell +on which the speech movements ripple. This second rhythm may express +itself in a new movement of hand, head, foot or body; when it has +become more conscious, as in patting time to a dance or chant, it +develops complicated forms, and a third rhythm may appear beside it, +to mark the main stresses of the two processes. The negro patting time +for a dance beats the third fundamental rhythm with his foot, while +his hands pat an elaborate second rhythm to the primary rhythm of the +dancers. + +The essential character of musical rhythm, as contrasted with the +rhythm of both simple sounds and of verse, is just this coördination +of a number of rhythms which move side by side. This is the reason for +the immense complexity and variety of musical rhythms. The processes +check each other and furnish a basis for a precision and elaborateness +of rhythmical movement in the individual parts which is quite +impossible in a simple rhythm. + +Even when the concomitant rhythms are not expressed, as in an +unaccompanied solo, an accompaniment of some sort is present in the +motor apparatus, and contributes its effect to the consciousness. This +regulation of the movement by the coincidence of several rhythms is +the cause of the striking regularity of the temporal relations. At +some points in the musical series the several movement cycles may +appear in the same phase, and at these points the same irregularities +as in verse are possible, as in the case of pauses at the ends of +periods and the irregularities of phrasing. It is evident in cases of +expressional variations of tempo that a single broad rhythm is +dominating and serving as a cue for the other more elaborate rhythmic +processes, instead of being regulated by them. + + * * * * * + + + + +STUDIES IN SYMMETRY.[1] + +BY ETHEL D. PUFFER. + + [1] SOURCES OF ILLUSTRATIONS. + + Fig. 1 was copied from Reiss u. Stübel, 'Todtenfeld v. Ancou,' + Berlin, 1880-1887. + + Figs. 2, 3, 4, 5, 6, 7, 8 and 11 were copied from the + publications of the American Bureau of Ethnology by the kind + permission of the Direction. + + Fig. 9. was copied from A.C. Haddon, 'The Decorative Art of + British New Guinea,' Cunningham Memoir, N., Royal Irish + Academy, 1894. + + Fig. 10 was copied from Franz Boas, 'The Decorative Art of the + Indians of the North Pacific Coast,' Bulletin of the Am. Mus. + of Nat. Hist., Vol. IX. + + +I. THE PROBLEMS OF SYMMETRY. + + +The problem of ęsthetic satisfaction in symmetrical forms is easily +linked with the well-known theory of 'sympathetic reproduction.' If +there exists an instinctive tendency to imitate visual forms by motor +impulses, the impulses suggested by the symmetrical form would seem to +be especially in harmony with the system of energies in our bilateral +organism, and this harmony may be the basis of our pleasure. But we +should then expect that all space arrangements which deviate from +complete symmetry, and thus suggest motor impulses which do not +correspond to the natural bilateral type would fail to give ęsthetic +pleasure. Such, however, is not the case. Non-symmetrical arrangements +of space are often extremely pleasing. + +This contradiction disappears if we are able to show that the +apparently non-symmetrical arrangement contains a hidden symmetry, and +that all the elements of that arrangement contribute to bring about +just that bilateral type of motor impulses which is characteristic of +geometrical symmetry. The question whether or not this is the fact +makes the leading problem of this paper, and the answer to it must +throw light on the value of the theory itself. + +An exhaustive treatment of our question would thus divide itself into +two parts; the first dealing with real (or geometrical) symmetry, the +second with apparent asymmetry; the first seeking to show that there +is a real ęsthetic pleasure in geometrical symmetry, and that this +pleasure is indeed based on the harmony of the motor impulses +suggested by symmetry, with the natural motor impulses of the human +organism; the second seeking to show in what manner ęsthetically +pleasing but asymmetrical arrangements conform to the same principles. +Within these two groups of problems two general types of investigation +are seen to be required; experiment, and the analysis of ęsthetic +objects. + +The main question, as stated above, is of course whether the theory +can explain our pleasure in arrangements which are completely or +partly symmetrical. It is, however, an indispensible preliminary to +this question, to decide whether the pleasure in symmetrical +arrangements of space is indeed immediate and original. If it were +shown to be a satisfaction of expectation, bred partly from the +observation of symmetrical forms in nature, partly from the greater +convenience of symmetrical objects in daily use, the whole question of +a psychophysical explanation would have no point. If no original +ęsthetic pleasure is felt, the problem would be transformed to a +demand for the explanation of the various ways in which practical +satisfaction is given by symmetrical objects and arrangements. The +logical order, then, for our investigation would be: First, the +appearance of symmetry in the productions of primitive life, as a +(debatable) ęsthetic phenomenon emerging from pre-ęsthetic conditions; +secondly, the experimental study of real symmetry; thirdly, the +analysis of geometrical symmetry in art, especially in painting and +architecture, by means of which the results of the preceding studies +could be checked and confirmed. Having once established a theory of +the ęsthetic significance of real symmetry, we should next have to +examine asymmetrical, beautiful objects with reference to the relation +of their parts to a middle line; to isolate the elements which suggest +motor impulses; to find out how far it is possible to establish a +system of substitution of these psychological factors and how far such +substitution takes place in works of art--_i.e._, to what extent a +substitutional symmetry or balance is found in pleasing arrangements. +These investigations, again, would fall into the two groups of +experiment and analysis. The products of civilized art are too +complicated to admit of the complete analysis and isolation of +elements necessary to establish such a system of substitution of +psychological factors as we seek. From suggestions, however, obtained +from pleasing asymmetrical arrangements, first, isolated elements may +be treated experimentally, and secondly, the results checked and +confirmed by works of art. + +With regard to the study of objects without a natural or suggested +middle line, as for instance sculpture, many types of architecture, +landscapes, gardens, room-arrangements, etc., we may fitly consider it +as a corollary to the study of asymmetrical objects with artificial +limits which do suggest a middle. If we find, by the study of them, +that a system of substitution of psychological factors does obtain, +the whole field can be covered by the theory already propounded, and +its application extended to the minutest details. The hypothesis, +having been so far confirmed, may be then easily applied to the field +of asymmetrical objects without a natural middle line. + +The set of problems here suggested to the student of symmetry will not +be fully followed out in this paper. The experimental treatment of +geometrical symmetry, the analysis of the completely symmetrical +products of civilized art, and the analysis of all forms of asymmetry +except asymmetry in pictures will be omitted. If, however, the fact of +an original ęsthetic feeling for symmetry is established by the study +of primitive art, and the theory of the balance of motor impulses +through the substitution of factors is established by the experimental +treatment of isolated elements, and further confirmed by the analysis +of pictures, the general argument may be taken as sufficiently +supported. This paper, then, will contain three sections: an +introductory one on symmetry in primitive art, and two main sections, +one on experiments in substitutional symmetry, and one on +substitutional symmetry or balance in pictures. + + +II. SYMMETRY IN PRIMITIVE ART. + + +The question which this section will attempt to answer is this: Is +there in primitive art an original and immediate ęsthetic feeling for +symmetry? This question depends on two others which must precede it: +To what extent does symmetry actually appear in primitive art? and, +How far must its presence be accounted for by other than ęsthetic +demands? + +For the purpose of this inquiry the word _primitive_ may be taken +broadly as applying to the products of savage and half-savage peoples +of to-day, as well as to those of prehistoric races. The expression +_primitive art_, also, requires a word of explanation. The primitive +man seldom makes purely ornamental objects, but, on the other hand, +most of his articles of daily use have an ornamental character. We +have to consider primitive art, therefore, as represented in the form +and ornamentation of all these objects, constituting practically an +household inventory, with the addition of certain drawings and +paintings which do not appear to serve a definite practical end. These +last, however, constitute only a small proportion of the material. + +The method of the following outline treatment will be to deduct from +the object under consideration those symmetrical elements which seem +to be directly traceable to non-ęsthetic influences; such elements as +are not thus to be accounted for must be taken as evidence of a direct +pleasure in, and desire for symmetry on the part of primitive man. +These possible non-ęsthetic influences may be provisionally suggested +to be the technical conditions of construction, the greater +convenience and hence desirability of symmetrical objects for +practical use, and the symmetrical character of natural forms which +were imitated. + +The first great group of objects is given in primitive architecture. +Here is found almost complete unanimity of design, the conical, +hemispherical or beehive form being well-nigh universal. The hut of +the Hottentots, a cattle-herding, half-nomadic people, is a good type +of this. A circle of flexible staves is stuck into the ground, bent +together and fastened at the top, and covered with skins. But this is +the form of shelter constructed with the greatest ease, suitable to +the demands of elastic materials, boughs, twigs, reeds, etc., and +giving the greatest amount of space with the least material. There +are, indeed, a few examples of the rectangular form of dwelling among +various primitive races, but these seem to be more or less open to +explanation by the theory advanced by Mr. V. Mendeleff, of the U.S. +Bureau of Ethnology. "In his opinion the rectangular form of +architecture which succeeds the type under discussion, must have +resulted from the circular form by the bringing together within a +limited area of many houses.... This partition would naturally be +built straight as a two-fold measure of economy."[2] This opinion is +confirmed by Mr. Cushing's observations among the Zuńi villages, where +the pueblos have circular forms on the outskirts. Thus the shape of +the typical primitive dwelling is seen to be fully accounted for as +the product of practical considerations alone. It may therefore be +dismissed as offering no especial points of interest for this inquiry. + + [2] Cushing, F.H.: 'Pueblo Pottery and Zuńi Culture-growth,' + Rep. of Bur. of Ethnol., 1882-3, p. 473. + +Next in the order of primitive development are the arts of binding and +weaving. The stone axe or arrow-head, for example, was bound to a +wooden staff, and had to be lashed with perfect evenness,[3] and when +in time the material and method of fastening changed, the geometrical +forms of this careful binding continued to be engraved at the juncture +of blade and handle of various implements. It should be noted, +however, that these binding-patterns, in spite of their superfluous +character, remained symmetrical. + + [3] Haddon, A.C.: 'Evolution in Art,' London, 1895, pp. 84 ff. + +On the great topic of symmetry in weaving, monographs could be +written. Here it is sufficient to recall[4] that the absolutely +necessary technique of weaving in all its various forms of +interlacing, plaiting, netting, embroidering, etc., implies order, +uniformity, and symmetry. The chance introduction of a thread or withe +of a different color, brings out at once an ordered pattern in the +result; the crowding together or pressing apart of elements, a +different alternation of the woof, a change in the order of +intersection, all introduce changes by the natural necessities of +construction which have the effect of purpose. So far, then, as the +simple weaving is concerned, the ęsthetic demand for symmetry may be +discounted. While it may be operative, the forms can be explained by +the necessities of construction, and we have no right to assume an +ęsthetic motive. + + [4] Holmes, W.H.: 'Textile Art in its Relation to the + Development of Form and Ornament,' Rep. of Bur. of Ethnol., + 1884-5, p. 195. + +The treatment of human and animal forms in weaving is, however, +indicative of a direct pleasure in symmetry. The human form appears +almost exclusively (much schematized) _en face_. When in profile, as +for instance in Mexican and South American work, it is doubled--that +is, two figures are seen face to face. Animal figures, on the other +hand, are much used as row-ornaments in profile.[5] It would seem that +only the linear conception of the row or band with its suggestions of +movement in one direction, justified the use of profile (_e.g._, in +Peruvian woven stuffs), since it is almost always seen under those +conditions, indicating that a limited rectangular space is felt as +satisfactorily filled only by a symmetrical figure.[6] Moreover, and +still more confirmatory of this theory, even these row-pattern +profiles are immensely distorted toward symmetry, and every +'degradation' of form, to use Professor Haddon's term, is in the +direction of symmetry. (See Fig. 1.) + + [5] Reiss, W., und Stubel, A.: 'Todtenfeld von Ancon,' Berlin, + 1880-7, Bd. II. + + [6] Hein, W.: 'Die Verwendung der Menschen-Gestalt in + Flechtwerken,' Mitteil. d. Anthrop. Gesellsch. in Wien, Bd. + XXI. + +[Illustration: Fig. 1.] + +The shape of primitive pottery is conditioned by the following +influences: The shapes of utensils preceding clay, such as skins, +gourds, shells, etc., which have been imitated, the forms of basket +models, and the conditions of construction (formation by the hands). +For all these reasons, most of these shapes are circular. The only (in +the strict sense) symmetrical shapes found are of unmistakably animal +origin, and it is interesting to notice the gradual return of these to +the eurhythmic form; puma, bird, frog, etc., gradually changing into +head, tail and leg excrescences, and then handles and nodes +(rectangular panels), upon a round bowl or jar L, as shown in the +figures. In fact, in ancient American pottery,[7] at least, all the +symmetrical ornamentations can be traced to the opposition of head and +tail, and the sides between them, of these animal forms. But beyond +this there is no degradation of the broad outline of the design. The +head and tail, and sides, become respectively handles and nodes--but +the symmetry becomes only more and more emphasized. And as in the case +of textiles, the ornaments of the rectangular spaces given by the +nodes are strikingly symmetrical. Many of these are from animal +motives, and nearly always heads are turned back over the body, tails +exaggerated, or either or both doubled, to get a symmetrical effect. +Although much of the symmetrical ornament, again, is manifestly from +textile models, its symmetrical character is so carefully preserved +against the suggestions of the circular form that a direct pleasure in +its symmetry may be inferred. (See Figs. 2-7.) + + [7] Cushing, F.H.: _op. cit._; Holmes, W.H.: three articles on + pottery, Rep. of Bur. of Ethnol., 1882-83, p. 265, p. 367, and + p. 443. + +[Illustration: Fig. 2] + +[Illustration: Fig. 3] + +[Illustration: Fig. 4] + +The subject of drawing can be here only touched upon, but the results +of study go to show, in general, two main directions of primitive +expression: pictorial representation, aiming at truth of life, and +symbolic ornament. The drawings of Australians, Hottentots and +Bushmen, and the carvings of the Esquimaux and of the prehistoric men +of the reindeer period show remarkable vigor and naturalness; while +the ornamentation of such tribes as the South Sea Islanders has a +richness and formal beauty that compare favorably with the decoration +of civilized contemporaries. But these two types of art do not always +keep pace with each other. The petroglyphs of the North American +Indians[8] exhibit the greatest irregularity, while their tattooing is +extremely regular and symmetrical. The Brazilian savage [9] draws +freehand in a very lively and grotesque manner, but his patterns are +regular and carefully developed. Again, not all have artistic talents +in the same direction. Dr. Schurtz, in his 'Ornamentik der Aino,'[10] +says: "There are people who show a decided impulse for the direct +imitation of nature, and especially for the representation of events +of daily life, as dancing, hunting, fishing, etc. It is, however, +remarkable that a real system of ornamentation is scarcely ever +developed from pictorial representations of this kind; that, in fact, +the people who carry out these copies of everyday scenes with especial +preference, are in general less given to covering their utensils with +a rich ornamentive decoration."[11] Drawing and ornament, as the +products of different tendencies, may therefore be considered +separately. + + [8] Mallery, Garrick: 'Pictographs of the North American + Indians,' Rep. of Bur. of Ethnol., 1882-3, p. 13. + + [9] Von den Steinen, Karl: 'Unter den Naturvōlkern + Zentral-Brasiliens,' Berlin, 1894. + + [10] _Internal. Archiv s. Ethnog._, Bd. IX. + + [11] Cf. Andrée, Richard: 'Ethnographische Parallelen,' Neue + Folge, Leipzig, 1889, S. 59. + +The reason for the divergence of drawing and ornament is doubtless the +original motive of ornamentation, which is found in the clan or totem +ideas. Either to invoke protection or to mark ownership, the totem +symbol appears on all instruments and utensils; it has been shown, +indeed, that practically all primitive ornament is based on totemic +motives.[12] Now, since a very slight suggestion of the totem given by +its recognized symbol is sufficient for the initiated, the extreme of +conventionalization and degradation of patterns is allowable, and is +observed to take place. The important point to be noted in this +connection is, however, that all these changes are toward symmetry. +The most striking examples might be indefinitely multiplied, and are +to be found in the appended references (see Figs. 8 and 9). + + [12] Haddon, _op. cit._; Frazer, J.G.: 'Totemism,' 1887; + Grosse, Ernst: Anfänge der Kunst,' Freiburg i. B. u. Leipzig, + 1894. + +[Illustration: Fig. 5.] + +[Illustration: Fig. 6.] + +[Illustration: Fig. 7.] + +We may distinguish here, also, between the gradual disintegration and +degradation of pattern toward symmetry, as seen in the examples just +given, and the deliberate distortion of figures for a special purpose. +This is strikingly shown in the decorative art of the Indians of the +North Pacific coast. They systematically represent their totem +animals--their only decorative motives--as split in symmetrical +sections, and opened out flat on the surface which is to be +covered[13] (see Fig. 11). Dr. Boas argues that their purpose is to +get in all the received symbols, or to show the whole animal, but, +however this may be, every variation introduces symmetry even where it +is difficult to do so, as in the case, for instance, of bracelets, +hat-brims, etc. (Fig. 10). This may in some cases be due to the +symmetrical suggestions of the human body in tattooing,[14] but it +must be so in comparatively few. + +[13] Boas, Franz: 'Decorative Art of the Indians of the North Pacific +Coast,' _Bulletin_ of Am. Mus. of Nat. Hist., Vol. IX. + +[14] Mallery, G.: _op. cit._; Haddon, A.C.: _op. cit._, p. 257; +'Decorative Art of British New Guinea,' Cunningham Memoir X., Royal +Irish Acad., 1894, p. 26. + +[Illustration: Fig. 8.] + +[Illustration: Fig. 9.] + +[Illustration: Fig. 10] + +The primitive picture has for its object not only to impart +information, but to excite the very definite pleasure of recognition +of a known object. All explorers agree in their accounts of the +savage's delight in his own naļve efforts at picture making. All such +drawings show in varying degrees the same characteristics; first of +all, an entire lack of symmetry. In a really great number of examples, +including drawings and picture-writing from all over the world, I +have not found one which showed an attempt at symmetrical arrangement. +Secondly, great life and movement, particularly in the drawings of +animals. Thirdly, an emphasis of the typical characteristics, the +logical marks, amounting sometimes to caricature. The primitive man +draws to tell a story, as children do. He gives with real power what +interests him, and puts in what he knows ought to be there, even if it +is not seen, but he is so engrossed by his interest in the imitated +object as to neglect entirely its relation to a background. + +[Illustration: FIG. 11] + +Now, this very antithesis of ornament and picture is enlightening as +to the dawn of ęsthetic feeling, and the strongest confirmation of our +hypothesis of an original impulse to symmetry in art. In the +ornamentation of objects the content or meaning of the design is +already supplied by the merest hint of the symbol which is the +practical motive of all ornamentation. The savage artist need, +therefore, concern himself no more about it, and the form of his +design is free to take whatever shape is demanded either by the +conditions of technique and the surface to be ornamented, or by the +natural ęsthetic impulse. We have found that technical conditions +account for only a small part of the observed symmetry in pattern, and +the inference to a natural tendency to symmetry is clear. Pictorial +representation, on the other hand, is enjoyed by the primitive man +merely as an imitation, of which he can say, 'This is that animal'--to +paraphrase Aristotle's Poetics. He is thus constrained to reproduce +the form as it shows meaning, and to ignore it as form, or as his +natural motor impulses would make it. + +To sum up the conclusions reached by this short survey of the field of +primitive art, it is clear that much of the symmetry appearing in +primitive art is due (1) to the conditions of construction, as in the +form of dwellings, binding-patterns, weaving and textile patterns +generally; (2) to convenience in use, as in the shapes of spears, +arrows, knives, two-handled baskets and jars; (3) to the imitation of +animal forms, as in the shapes of pottery, etc. On the other hand (1) +a very great deal of symmetrical ornament maintains itself _against_ +the suggestions of the shape to which it is applied, as the ornaments +of baskets, pottery, and all rounded objects; and (2) all distortion, +disintegration, degradation of pattern-motives, often so marked as all +but to destroy their meaning, is in the direction of geometrical +symmetry. In short it is impossible to account for more than a small +part of the marked symmetry of primitive art by non-ęsthetic +influences, and we are therefore forced to conclude an original +tendency to create symmetry, and to take pleasure in it. A strong +negative confirmation of this is given, as noted above, by the utter +lack of symmetry of the only branch of art in which the primitive man +is fully preoccupied with meaning to the neglect of shape; and by the +contrast of this with those branches of art in which attention to +meaning is at its minimum. + +The question put at the beginning of this section must thus be +answered affirmatively. There is evidence of an original ęsthetic +pleasure in symmetry. + + +III. EXPERIMENTS IN SUBSTITUTIONAL SYMMETRY. + + +_A. Method of Experiment._ + +A certain degree of original ęsthetic pleasure in symmetry may be +considered to have been established by the preceding section, and, +without considering further the problems of real or geometrical +symmetry, it may now be asked whether the pleasure aroused by the form +of asymmetrical objects is not at bottom also pleasure in symmetry; +whether, in other words, a kind of substitution of factors does not +obtain in such objects, which brings about a psychological state +similar to that produced by real symmetry. + +The question what these substituted factors may be can perhaps be +approached by a glance at a few pictures which are accepted as +beautiful in form, although not geometrically symmetrical. Let us +take, for instance, several simple pictures from among the well-known +altar-pieces, all representing the same subject, the _Madonna +Enthroned_ with _Infant Christ_, and all of generally symmetrical +outline. It seems, then, reasonable to assume that if the variations +from symmetry show constantly recurring tendencies, they represent the +chief factors in such a substitutional symmetry or balance, supposing +it to exist. The following pictures are thus treated in detail, M. +denoting Madonna; C., Child; and Cn., Central Line. The numbers refer +to the collection of reproductions used exclusively in this +investigation, and further described in section IV. + +1. 56, Martin Schöngauer: _Madonna in Rose-arbor._ M. is seated +exactly in Cn., C. on Right, turning to Right. M. turns to Left, and +her long hair and draperies form one long unbroken line down to Left +lower corner. All other details symmetrical. + +2. 867, Titian: _Madonna_. The picture is wider than it is high. M. +stands slightly to Right of Cn.; C. on Right. Both turn slightly to +Left, and the drapery of M. makes a long sweep to Left. Also a deep +perspective occupies the whole Left field. + +3. 248, Raphael: _Madonna_ (The Bridgewater Madonna). M. sits in Cn., +turning to Left; C. lies across her lap, head to Left, but his face +turned up to Right, and all the lines of his body tending sharply down +to Right. + +In 1, all the elements of the picture are symmetrical except the +position of C. on the Right, and the long flowing line to Left. In 2, +there is a slightly greater variation. The mass of the figures is to +Right, and the C. entirely over against the deep perspective and the +flowing line on the Left, and the direction of both faces toward that +side. In 3, the greater part of C.'s figure on Left is opposed by the +direction of his lines and movement to Right. Thus these three +pictures, whether or not they are considered as presenting a balance, +at least show several well-defined factors which detach themselves +from the general symmetrical scheme. (1) Interest in C. is opposed by +outward-pointing line; (2) greater mass, by outward-pointing line, +deep vista, and direction of attention; and (3) again interest by +direction of line and suggestion of movement. + +This analysis of several ęsthetically pleasing but asymmetrical +arrangements of space strongly suggests that the elements of large +size, deep perspective, suggested movement, and intrinsic interest are +in some way equivalent in their power to arouse those motor impulses +which we believe to constitute the basis of ęsthetic response. It is +the purpose of these experiments to follow up the lines of these +suggestions, reducing them to their simplest forms and studying them +under exact conditions. + +But before describing the instruments and methods of this experimental +treatment, I wish to speak of the articles on the 'Ęsthetics of Simple +Form,' published as Studies from the Harvard Psychological Laboratory, +by Dr. Edgar Pierce.[15] These articles, sub-entitled 'Symmetry' and +'The Functions of the Elements' seem at first sight to anticipate the +discussions of this paper; but a short analysis shows that while they +point in the same direction, they nevertheless deal with quite +different questions and in a different manner. In the statement of his +problem, indeed, Dr. Pierce is apparently treading the same path. + + [15] Pierce E.: PSYCH. REV., 1894, I., p. 483; 1896, III., p. + 270. + +He says: "Can a feeling of symmetry, that is, of ęsthetical equality +of the two halves, remain where the two sides are not geometrically +identical; and if so, what are the conditions under which this can +result--what variations of one side seem ęsthetically equal to the +variations of the other side?" Some preliminary experiments resulted +in the conclusion that an unsymmetrical and yet pleasing arrangement +of a varied content rests on the pleasure in unity, thus shutting out +the Golden Section choice, which depends on the pleasure in variety. +That is, the choices made will not in general follow the golden +section, but 'when the figure consists of two halves, the pleasure +must be a feeling of ęsthetical symmetry.' + +The final experiments were arrangements of lines and simple figures on +a square, black background in which the center was marked by a white +vertical line with a blue or a red line on each side. On one side of +these central lines a line was fixed; and the subject had to place on +the other side lines and simple figures of different sizes and +different colors, so as to balance the fixed line. The results showed +that lines of greater length, or figures of greater area must be put +nearer the center than shorter or smaller ones--'A short line must be +farther than a long one, a narrow farther than a wide, a line farther +than a square; an empty interval must be larger than one filled, and +so on.' And for colors, "blue, maroon and green, the dark colors, are +the farthest out; white, red and orange, the bright colors, are +nearest the center. This means that a dark color must be farther out +than a bright one to compensate for a form on the other side. The +brightness of an object is then a constant substitute for its distance +in satisfying our feeling of symmetry." + +Now from these conclusions two things are clear. By his extremely +emphasized central line, and his explicit question to the subjects, +'Does this balance?' the author has excluded any other point of view +than that of mechanical balance. His central fulcrum is quite +overpowering. Secondly, his inquiry has dealt only with size and +color, leaving the questions of interest, movement, and perspective +untouched. But just the purpose of this experimental study is to seek +for the different and possibly conflicting tendencies in composition, +and to approximate to the conditions given in pictorial art. It is +evident, I think, that the two studies on symmetry will not trespass +on each other's territory. The second paper of Dr. Pierce, on 'The +Functions of the Elements,' deals entirely with the relation of +horizontal and vertical positions of the ęsthetic object and of the +subject to ęsthetic judgments, and has therefore no bearing on this +paper. + +For his apparatus Dr. Pierce used a surface of black cloth stretched +over black rubber, 1 m. square. Now an investigation which is to deal +with complicated and varied relations, resembling those of pictures, +demands an instrument resembling them also in the shape of the +background. A rectangle 600 mm. broad by 400 mm. high seemed to meet +this requirement better than the square of Dr. Pierce. Other parts, +also, of his instrument seemed unfitted for our purpose. The tin, 5 +cm. broad and confined to the slits across the center of the square, +gave not enough opportunity for movement in a vertical direction, +while the scale at the back was very inconvenient for reading. To +supply these lacks, a scale graduated in millimeters was attached on +the lower edge of the board, between a double track in which ran +slides, the positions of which could be read on the scale. To the +slides were attached long strips of tin covered with black cloth. On +these strips figures glued to small clamps or clasps could be slipped +up or down; this arrangement of coördinates made it possible to place +a figure in any spot of the whole surface without bringing the hands +into the field of view. The experiments were made in a dark room, in +which the apparatus was lighted by an electric globe veiled by white +paper and hung above and behind the head of the subject, so as not to +be seen by him and to cast no shadow: in this soft light of course the +black movable strips disappeared against the black background. A gray +paper frame an inch and a half wide was fitted to the black rectangle +to throw it up against the black depths of the dark room--thus giving +in all details the background of a picture to be composed. + +The differences in method between the two sets of experiments were +fundamental. In Dr. Pierce's experiments the figures were pulled from +one side to the other of the half-square in question, and the subject +was asked to stop them where he liked; in those of the writer the +subject himself moved the slides back and forth until a position was +found ęsthetically satisfactory. The subject was never asked, Does +this balance? He was indeed requested to abstract from the idea of +balance, but to choose that position which was the most immediately +pleasing for its own sake, and so far as possible detached from +associations. + +I have said that Dr. Pierce intentionally accentuated the center. The +conditions of pictorial composition suggest in general the center only +by the rectangular frame. Most of my experiments were, therefore, made +without any middle line; some were repeated with a middle line of fine +white silk thread, for the purpose of ascertaining the effect of the +enhanced suggestion of the middle line. + +But the chief difference came in the different treatment of results. +Dr. Pierce took averages, whereas the present writer has interpreted +individual results. Now, suppose that one tendency led the subject to +place the slide at 50 and another to place it at 130 mm. from the +center. The average of a large number of such choices would be 90--a +position very probably disagreeable in every way. For such an +investigation it was evident that interpretation of individual results +was the only method possible, except where it could be conclusively +shown that the subjects took one and only one point of view. They were +always encouraged to make a second choice if they wished to do so, as +it often happened that one would say: 'I like both of these ways very +much.' Of course, individual testimony would be of the highest +importance, and a general grouping into classes and indication of the +majority tendency would be the only way to treat the results +statistically. And indeed in carrying out the experiments this caution +was found absolutely necessary. In all but one or two of the sections, +the taking of averages would have made the numerical results +absolutely unintelligible. Only the careful study of the individual +case, comparison of various experiments on the same person to find +personal tendencies, and comparison of the different tendencies, could +give valuable results for the theory of symmetry. + +The first question to be taken up was the influence of right and left +positions on choice. A long series of experiments was undertaken with +a line 80×10 mm. on one side and a line 160×10 mm. on the other, in +which the positions of these were reversed, and each in turn taken as +fixed and variable, with a view to determining the effect of right and +left positions. No definite conclusions emerged; and in the following +experiments, most of which have been made for both right and left +positions, the results will be treated as if made for one side alone, +and, where averages are taken, will be considered as indifferently +left or right. + +The experiments of Dr. Pierce were made for only one position of the +fixed line--at 12 cm. distance from the center. The characteristic of +the following experiments is their reference to all positions of the +fixed line. For instance a fixed line, 10 cm. in length at 12 cm. +distance from the center, might be balanced by a line 5 cm. in length +at 20 cm. distance. But would the distance be in the same proportion +for a given distance of the fixed line of say 20 or 25 cm.? It is +clear that only a progressive series of positions of the fixed line +would suggest the changes in points of view or tendencies of choice of +the subject. Accordingly, for all the experiments the fixed line or +other object was placed successively at distances of 20, 40, 60 mm., +etc., from the center; or at 40, 80 mm., etc., according to the +character of the object, and for each of these fixed points the +subject made one or two choices. Only an understanding of the +direction in which the variable series moved gave in many cases an +explanation for the choice. + +Each choice, it should be added, was itself the outcome of a long +series of trials to find the most pleasing position. Thus, each +subject made only about ten choices in an hour, each of which, as it +appears in the tables, represents a large number of approximations. + + +_B. Experiments on Size._ + +I have said that different tendencies or types of choice in +arrangement appeared. It will be convenient in the course of +explaining in detail the method of experiment, to discuss at the same +time the meaning of these types of choice. + +From analysis of the pictures, the simplest suggestion of balance +appeared in the setting off against each other of objects of different +sizes;--an apparent equivalence of a large object near the center with +a small object far from the center; thus inevitably suggesting the +relations of the mechanical balance, or lever, in which the heavy +short arm balances the light long arm. This was also the result of +Dr. Pierce's experiments for one position of his fixed line. The +experiments which follow, however, differ in some significant points +from this result. The instrument used was the one described in the +preceding section. On one side, in the middle of the vertical strip, +was placed the 'fixed' line, denoted by F., and the subject moved the +'variable' line, denoted by V., until he found the arrangement +ęsthetically pleasing. The experimenter alone placed F. at the given +reading, and read off the position of V. After the choice F. was +placed at the next interval, V. was again tried in different +positions, and so on. In the following tables the successive positions +of F. are given in the left column, reading downward, and the +corresponding positions of V. in the right column. The different +choices are placed together, but in case of any preference the second +choice is indicated. The measurements are always in millimeters. Thus, +F. 40, V. 60, means that F. is 40 mm. to one side of the center, and +V. 60 mm. to the opposite side. F. 80×10, V. 160×10, means that the +white cardboard strips 80 mm.×10 mm., etc., are used. The minus sign +prefixed to a reading means that the variable was placed on the side +of the fixed line. An X indicates ęsthetic dislike--refusal to choose. +An asterisk (*) indicates a second choice. + +The following tables are specimen sets made by the subjects _C, O_, +and _D_. + + +I. (a) F. 80×10, V. 160×10. + + F. V. + C. O. D. + + 40 62, 120 166, 130 28, 24 + 80 70, 110 104, 102 80, 126 + 120 46, X 70, 46 68,--44, 128* + 160 26, 96 50, 25 85, 196,--88* + 200 20, X 55, X --46, 230,* 220,--110* + + +I. (b) F. 160×10, V. 80×10. + + F. V. + C. O. D. + + 40 74, 64 60, 96 27, 34 + 80 76, 65 72, 87 55, 138 + 120 60, 56 48, 82 70, 174 + 160 29, 74 16, 77 --114, 140, 138, 200 + 200 96, 36 25, 36 177,--146,--148, 230 + + +Now, on Dr. Pierce's theory, the variable in the first set should be +nearer the center, since it is twice the size of the fixed line;--but +the choices V. 120, 166, 130 for F. 40; V. 110, 104, 102, 126 for F. +80; V. 128 for F. 120; V. 196 for F. 160; V. 230, 220 for F. 200, show +that other forces are at work. If these variations from the expected +were slight, or if the presence of second choices did not show a +certain opposition or contrast between the two positions, they might +disappear in an average. But the position of F. 40, over against V. +120, 166, 130, is evidently not a chance variation. Still more +striking are the variations for I. (_b_). Here we should expect the +variable, being smaller, to be farther from the center. But for F. 40, +we have V. 27, 34; for F. 80, all nearer but two; for F. 120, V. 60, +56, 48, 82, 70; for F. 160, V. 29, 74, 16, 77, 138, and for F. 200, V. +96, 36, 25, 36, 177--while several positions on the same side of the +center as the constant show a point of view quite irreconcilable with +mechanical balance. + + +II. (a) F. 2 LINES 80×10. V. SINGLE LINK 80×10. + + F. V. + C. O. P. + + 40- 60 58, 114* 138, 20 96, 84 166 + 60- 80 48 40, 138* 100, 56 150 + 80-100 64 70, 162* 47, 87 128 + 100-120 70 to 80 60 53, 53 X + 120-140 58 82 50, 48 35 + 140-160 74 95 to 100 22, 32 37 + 160-180 72 102 X, X 42 + 180-200 90 X X, X 50 + + +Here the variable should supposedly be the farther out; but we have V. +58, 20 for F. 40-60; V. 48, 40, 56 for F. 60; V. 64, 70, 87 for F. 80; +no larger choice for F. 100-120; indeed, from this point on everything +nearer, and very much nearer. We can trace in these cases, more +clearly perhaps than in the preceding, the presence of definite +tendencies. _O_ and _P_, from positions in accord with the mechanical +theory, approach the center rapidly; while _C_ is seldom 'mechanical,' +but very slowly recedes from the center. The large number of refusals +to choose assures us that the subjects demand a definitely pleasant +arrangement--in other words, that every choice is the expression of a +deliberate judgment. + +Taking again the experiments 1. (a) and 1. (b), and grouping the +results for nine subjects, _C_, _O_, _A_, _S_, _H_, _G_, _D_, and _P_, +we obtain the following general types of choice. The experiments were +repeated by each subject, so that we have eighteen records for each +position. I should note here that preliminary experiments showed that +near the frame the threshold of difference of position was 10 mm., or +more, while near the center it was 4 or 5 mm.; that is, arrangements +were often judged symmetrically equal which really differed by from 4 +to 10 mm., according as they were near to or far from the center. In +grouping types of choice, therefore, choices lying within these limits +will be taken as belonging to the same type. + + + EXP. 1. (a) F.(80 X 10). V.(160 X 10). + + 1. F. 40. V. 40.¹ + + Types of Choice for V. + (1) 24 24 25 28 + (2) 40 42 45 45 40 40 40 + (3) 62 65 + (4) 100 105 1O9 120 130 136 120 + (5) 166 180 200 200 200 200 160 160 + + ¹This table is obtained by taking from the full list, not given + here, of 1. (b) F. (l60 X 10), V. (80 X 10), those positions of + 160 X 10 where the variable 80 X 10 has been placed at or near + 40, thus giving the same arrangement as for 1. (a). + + +It might be objected that a group 40-65 (2-3) would not be larger than +one of 100-136 (4), but the break between 45 and 62 shows the zones +not continuous. Moreover, as said above, the positions far from the +center have a very large difference threshold. + + I. (a) 2. F. 80:--(1) 24, (2) 50, (3) 68 70, (4) 80 85 94 95 + 85, (5) 102 104 110 120 124 126 125* 132, (6) 187; also V. + 80:--(2) 40 40, (4) 80, (5) 120 120, (6) 160 160. + + I. (a) 3. F. 120:--(1) 44 46, (2) 64 48 70 70, (3) 85 95 97 + 91, (4) 113 113 118, (5) 168 169 178;--44, X; also V. + 120:--(1) 40 40, (3) 80 80 80, (4) 120 120, (5) 160 160. + + I. (a) 4. F. 160:--(1) 25 26, (2) 40 50 57, (3) 82 85 95 100*, + (4) 114 115 130, (5) 145 145 156 162, (6) 196, + (7)--88*--150*--105. + + I. (a) 5. F. 200:--(1) 20 23 28 36, (2) 55, (3) 108 124 130*, + (4) 171 189 199 195, (5) 220 230*, (6)--46--90--110*. + +On comparing the different groups, we find that in 1 and 2 there is a +decided preference for a position somewhat less than half way between +center and frame--more sharply marked for 1 than for 2. From 3 onward +there is a decided preference for the mechanical arrangement, which +would bring the larger strip nearer. Besides this, however, there are +groups of variations, some very near the center, others approaching to +symmetry. The maintenance of geometrical symmetry at a pretty constant +ratio is to be noted; as also the presence of positions on the same +side of the center as the fixed line. Before discussing the +significance of these groups we may consider the results of Experiment +II. (F. double line 80×10, V. single line 80×10) without giving +complete lists. + +We notice therein, first of all, the practical disappearance of the +symmetrical choice; for F. 40-60, 60-80, 80-100, a tendency, +decreasing, however, with distance from the center, to the mechanical +arrangement; for F. 100-120, and all the rest, not one mechanical +choice, and the positions confined almost entirely to the region +35-75. In some cases, however, the mechanical choice for (1) 40-80, +(2) 60-80, was one of two, _e.g._, we have for (1) 20 and 138, for (3) +70 and 162; in the last two cases the mechanical being the second +choice. + +Now the reversals of the mechanical choice occur for Exp. I. in 1 and +2 (F. 40 and F. 80); that is, when the small fixed line is near the +center, the larger variable is distant. For Exp. II. the reversals, +which are much more marked, occur in all cases _beyond_ F. 40, F. 60 +and F. 80; that is, when the double constant line is far from the +center, the single variable approaches. If the mechanical theory +prevailed, we should have in Exp. I. the lines together in the center, +and in Exp. II. both near the fringe. + +From the individual testimony, based both on I. (_a_) and I. (_b_), it +appears that subject _M_ is perfectly uniform in mechanical choice +when the fixed line is the small line--_i.e._ when it moves out, the +larger is placed near the center; but when the conditions of +mechanical choice would demand that, as the larger fixed line moves +out, the small variable one should move out farther, he regularly +chooses the reverse. Nevertheless, he insists that in just these +cases he has a feeling of equilibrium. + +_A_ also takes the mechanical choice as the small fixed line goes +farther from the center; but when the fixed line is large and leaves +the center, he reverses the mechanical choice--evidently because it +would take the small line too far out. As he says, 'he is always +disturbed by too large a black space in the center.' + +_G_ almost always takes the mechanical choice;--in one whole set of +experiments, in which the fixed line is the large line, he reverses +regularly. + +_H_ takes for F. (80×10) the mechanical choice only for the positions +F. 160 and F. 200--_i.e._, only when F. is very far from the center +and he wishes V. (160×10) nearer. For F. (160×10) he makes six such +choices out of ten, but for positions F. 160 and F. 200 he has V. 44, +65 and 20. + +_S_ takes for F. (160×10) at F. 120, V. 185 and-70; says of V. 185, +which is also his choice for F. (160×10) at F. 80, 'I cannot go out +further, because it is so hard to take in the whole field.' For F. +(160×10) at F. 200, he has V. 130 and 60; says of V. 60, 'Very +agreeable elements in connection with the relation of the two lines.' + +_C_ takes for F. (80×10) only one mechanical choice until it is at F. +120. Then always mechanical, _i.e._, nearer center; for F. (160×10) +makes after the position F. 40 no mechanical choice, _i.e._, V. is +nearer center. + +It is evident from the above tables and individual cases that the +reversals from the mechanical choice occur only when the mechanical +choice would bring both lines in the center, or both near the edges, +and the subjective testimony shows from what point of view this +appears desirable. The subjects wish 'to take in the whole field,' +they wish 'not to be disturbed by too large a black space in the +center'; and when, in order to cover in some way the whole space, the +small line is drawn in or the large one pushed out, they have, +nevertheless, a feeling of equilibrium in spite of the reversal of +mechanical balance. + +Accepting for the present, without seeking a further psychological +explanation, the type of 'mechanical balance,' in which amount of +space is a substitute for weight, as the one most often observed, we +have to seek some point of view from which this entire reversal is +intelligible. For even the feeling that 'the whole field must be +covered' would hardly account for an exact interchanging of positions. +If size gives 'weight,' why does it not always do so? A simple answer +would seem to be given by the consideration that we tend to give most +attention to the center of a circumscribed space, and that any object +in that center will get proportionately more attention than on the +outskirts. The small line near the center, therefore, would attract +attention by virtue of its centrality, and thus balance the large +line, intrinsically more noticeable but farther away. Moreover, all +the other moments of ęsthetic pleasure, derived from the even filling +of the space, would work in favor of this arrangement and against the +mechanical arrangement, which would leave a large black space in the +middle. + +The hypothesis, then, that the demand for the filling of the whole +space without large gaps anywhere enters into competition with the +tendency to mechanical balance, and that this tendency is, +nevertheless, reconciled with that demand through the power of a +central position to confer importance, would seem to fit the facts. It +is, of course, clear that neither 'mechanical balance' nor the balance +of 'central' with 'intrinsic' importance have been yet accounted for +on psychological grounds; it is sufficient at this point to have +established the fact of some kind of balance between elements of +different qualities, and to have demonstrated that this balance is at +least not always to be translated into the 'mechanical' metaphor. + + +_C. Experiments on Movement._ + +In the preceding experiments the element of size was isolated, and it +was sought to discover, in pleasing combinations of objects of +different sizes, the presence of some kind of balance and the meaning +of different tendencies of arrangement. The relative value of the two +objects was taken as determined on the assumption, supported by common +sense, that under like conditions a large object is given more +attention than a small one. If the unequal objects seem to balance +each other, then the only other condition in which they differ, their +distance from the center, must be the cause of their balancing. Thus +the influence of relative position, being the only unknown quantity in +this balance-equation, is easily made out. + +The following experiments will deal with the as yet quite undetermined +elements of suggested movement, perspective and intrinsic interest. By +combining objects expressing them, each with another simple object of +the same size, another equation will be obtained in which there is +only one unknown quantity, the sizes of the objects being equal and +the influence of relative position being at least clearly indicated. + + +1. Movement. + +The experiments on suggestion of movement were made by _C_, _O_ and +_P_. Suggestions of movement in pictures are of two kinds--given by +lines pointing in a direction which the eye of the spectator tends to +follow, and by movement represented as about to take place and +therefore interpreted as the product of internal energy. Thus, the +tapering of a pyramid would give the first kind of suggestion, the +picture of a runner the second kind. Translated into terms of +experiment, this distinction would give two classes dealing with (A) +the direction of a straight line as a whole, and (B) the expression of +internal energy by a curve or part of a line. In order to be able to +change the direction of a straight line at a given point, a strip of +tin two inches long was fastened by a pivot to the usual clasp which +slipped up and down on the vertical black strip. The tin strip could +be moved about the pivot by black threads fastened to its perforated +ends. A strip of cardboard glued upon it would then take its +direction. The first experiments, made with the usual 80×10 strip, +proved very disagreeable. The subject was much disturbed by the blunt +ends of the strip. The variable (pivoted) line was then slightly +pointed at the upper end, and in the final experiments, in which both +are oblique, both strips were pointed at each end. In Exp. III. a line +pointing at an angle from the perpendicular was set over against a +line of the same dimensions in the ordinary position. + + Exp. III. (_a_) F. (80×10) pointed up toward center at 145°, + V. (80×10). + + F. 40:--(1) 39 48 48, (2) 60 66 68, (3) 97 97, (4) 156* 168*. + + F. 60:--(1) 45, (2) 60 62 65 68 90, (3) 90 94, (4) 117 128 152 + 155. + + F. 80:--(1) 50 44*, (2) 74 76 77, (3) 94 100 106 113 115 116, + (4) 123 124* 140 165* 169*. + + F. 100:--(1) 36 58 60 65* 65 74 77 80 87, (2) 98 108 118, (3) + 114* 168 186* 170 136*. + + F. 120:--(1) 40 46 54 60 63 76 96 97 111, (2) 115 120 126* + 137*, (3) 170 170*. + + F. 140:--(1) 45 52 65 65 76 76 86 90, (2) 109 111, (3) 125 + 140*, (4) 168*. + + F. 160:--(1) 38 50 50 60, (2) 80 90 96 98 98, (3) 176*. + + F. 180:--(1) 21 23, (2) 54 70 84 90, (3) 100 100 108 114 120, + (4) 130 145*. + + F. 200:--(1) -2, (2) 33 37 50, (3) 106 110 to 120 115 120 130 + 132 138 142. + +The most striking point about these groups is the frequency of +positions far from the center when F. also is far out. At F. 120, a +position at which the mechanical choice usually prevails if F. is +smaller, a very marked preference indeed appears for positions of V. +nearer the center--in fact, there is only one opposing (first) choice. +Now, if it is not the wide space otherwise left which pulls the +variable in,--and we see from a note that the subjects have no feeling +of a large empty space in the center,--it must be that F. has the same +effect as if it were really smaller than V., that is, mechanically +'light.' We see, in fact, that the moment F. has passed the point, +between 80 and 100, at which both lines close together in the center +would be disagreeable, the preference is marked for inner positions of +V., and I repeat that this cannot be for space-filling reasons, from +the testimony of F. 200 (3). + +And this 'lightness' of the line pointed in at 45° is indeed what we +should have expected _a priori_ since we found that objective +heaviness is balanced by a movement out from the center on the +mechanical principle. If movement out and objective heaviness are in +general alike in effect, then movement in and objective lightness +should be alike in effect, as we have found to be the case from the +preceding experiments. The inward-pointed line does not actually move +in, it is true, but it strongly suggests the completion of the +movement. It enters into the 'mechanical' equation--it appears to +balance--as if it had moved. + +The point, however, in which this 'lightness' of the inward-pointed +line differs from that of the small or short line is its space-filling +quality. It suggests movement in a certain direction, and, while +giving the mechanical effect of that movement as completed, seems also +in a sense to cover that space. We see from F. 180 (3), (4), and 200 +(3), that the subject does not shrink from large spaces between the +lines, and does not, as in Exp. I. (_a_), 4 and 5, bring the variable, +which in both cases is evidently 'heavier,' to the center. This must +be from the fact that the empty space does not in this experiment feel +empty--it is filled with energy of the suggested movement. This view +is confirmed by the dislike which the subjects show to the position F. +40; F., being 'lighter,' but the object of attention as close to the +center, might well balance V. far out. But as if the whole variable +field would be in that case 'overfilled,' the records show 50 per +cent. of refusals to choose for this position. + +In brief, then, a straight line suggesting movements in a certain +direction has the effect, in the general scheme of mechanical balance, +of a static position in which this movement has been carried out, with +the added suggestion of the filling of the space over which such +movement is suggested. + +A few additional experiments were made with a point on the upper end +of V. The groups of III. (_a_) are maintained almost exactly: F. 120 +is again strikingly 'mechanical'; after F. 120 there are only two +mechanical choices out of nineteen; while for F. 40, as in Exp. III. +(_a_), out of six choices, four are either refusals or question-marked. + +Exp. IV. Both lines took oblique directions, and, to get a pleasing +effect, were pointed at both ends. They were of the usual size, 80×10 +mm., but 1 mm. broader to allow for the effect of length given by the +points. F. was fixed at 45°, as in III. (_a_), on the points 40, 80, +120 and 160; V. moved also on fixed points, 60, 100, 140, 180, for +each position of F., but on each point was adjusted at a pleasing +angle. Thus, there were four positions of V. to each of F., each with +one or two angular positions; V. was always in the first quadrant. + +The numbers of the table give the angular degrees of V. + + + F. 40, V. 60:--(1) 10 12 38 44, (2) 50 57* 60, (3) 70. + V. 100:--(1) 15 15 30 30, (2) 50 55 50, (3) 69 70*. + V. 140:--(1) 12* 14 18 18, (2) 60 60 49, (3) 72. + V. 180:--(1) 12 10 38, (2) 60 50, (3) 75. + [Many refusals at 140 and 180.] + + F. 80, V. 60:--(1) 11, (2) 25 35 36*, (3) 45 48 55 58 60, (4) 69. + V. 100:--(1) 16 15, (2) 24 27 35 40, (3) 52, (4) 62 74*. + V. 140:--(1) 10 15 16, (2) 22 28, (3) 40 40 59 59, (4) 70. + V. 180:--(1) 14 8, (2) 28, (3) 41 46, (4) 68 79. + + F. 120, V. 60: (1) 28, (2) 42 44 35, (3) 52 58 62 65 65. + V. 100:--(1) 9, (2) 23 25, (3) 38 40 40 42 58, (4) 68 70. + V. 140:--(1) 10, (2) 20 26 21* 24 29, (3) 34 42 42 44 55*, (4) 75. + V. 180:--(1) 17 26, (2) 40 42 46, (3) 62 64 70 70*. + + F. 160, V. 60:--(1) 20 39, (2) 18, (3) 58 60 64 68 70. + V. 100:--(1) 23 25 30 38, (2) 44 44 49, (3) 55 58 65. + V. 140:--(1) 5, (2) 31 35 40 40 32, (3) 54 55 68. + V. 180:--(1) 50 50 58 60, (2) 75. + + +The tendency to mechanical balance would, according to our previous +analysis, lead the variable to take a direction which, in its +suggestion of motion inward, should be more or less strong according +as it were farther from or nearer to the center than the fixed line. +Such motion inward would, of course, be more strongly suggested by an +angle less than 45° than by an angle greater than 45°, and it seems +that the angles chosen are in general in harmony with this +expectation. For the positions where F. is nearer the center than V. +there is a preponderance of the angles less than 45° (cf. F. 40 and F. +80, V. 100 and 140; F. 120, V. 140, 180). When V. passes over to a +position farther from the center than F. (_e.g._, from F. 80, V. 60, +to F. 80, V. 100 and from F. 120, V. 60, to F. 120, V. 140) the change +is marked. In every case where F. is farther from the center than V. +(_i.e._, F. 80, V. 60; F. 120, V. 60 and V. 100; F. 160, V. 60, V. +100 and V. 140), there are to be noticed a lack of the very small +angles and a preponderance of the middle and larger angles. F. 160, V. +140 and 180 seem to be the only exceptions, which are easily +explainable by a dislike of the extremely small angle near the edge; +for it appears from the remarks of the subjects that there is always a +subconsciousness of the direction suggested by the lower pointed end +of the line. For the outer positions of both lines, a large angle +would leave the center empty, and a small one would be disagreeable +for the reason just given; and so we find, indeed, for F. 160, V. 100, +140, 160, the middle position the favorite one. + +The representation of action may be translated into experimental terms +by expressing it as a line which changes its direction, thus seeming +to be animated by some internal energy. The forms chosen were three +curves 'bulging' from a straight line in differing degrees, and two +straight lines with projections. _C_ and _O_ were the subjects. The +results are given in outline. + + + Exp. V. Curve I. See Fig. 12, I + + (1) Curve out (turned away from center). + + (_a_) F. (80×10), V. Curve. + + About half the positions of V. are farther from the center + than F. _O_ at first refuses to choose, then up to F. 120 puts + V. farther from the center than F. _C_ has a set of positions + of V. nearer the center and several second choices farther + than F. + + (_b_) F. Curve, V. (80×10). + + No position of V. nearer center than F. _O_ puts line farther + out up to F. 160, then nearer than F. _C_ has a set of nearly + symmetrical choices and another where V. is much farther out + than F. + + (2) Curve in (turned toward center). + + (_a_) F. (80×10), V. Curve. + + _C_ is absolutely constant in putting V. farther from center + than F. _O_, after F. 100, brings it slightly nearer. + + (_b_) F. Curve, V. (80×10). + + _C_, except for F. 40, invariably puts V. nearer center than + F. _O_ moves between 90 and 135, putting V. farther to F. + 100, nearly symmetrical at F. 100 and 120, and after F. 120, + from 100 to 135. + +[Illustration: FIG. 12] + + Exp. V. Curve II. See Fig. 12, II. + + (1) Curve out. + + (_a_) F. (80×10), V. Curve. + + In every case but one V. is nearer center than F. + + (_b_) F. Curve, V. (80×10). + + _C_ puts V. farther from center than F. _O_ puts V. farther or + symmetrical up to F. 120, then nearer than F. + + (2) Curve in. + + (_a_) F. 80×10, V. Curve. + + _C_ has V. always farther from center than F., but a second + parallel set, omitting F. 40 (all second choices), of + symmetrical positions. _O_ begins with V. farther from center, + but from F. 120 has V. always nearer, though gradually + receding from the center. + + (_b_) F. Curve. V. (80×10). + + _C_, refusing for F. 40, continues his parallel sets, one with + V. always nearer than F., another with symmetrical positions. + _O_ begins with V. nearer, changes at F. 120, and continues + with V. farther. + + +Recapitulating these results, grouping together the outward and inward +positions of the curves, and indicating the distance of the line from +the center by C.-L., and of the curve from the center by C.-Cv., we +have: + + +_Out_. + +Cv. I. (_a_) Indeterminate. + (_b_) C.-Cv. < C.-L. (except where large gap would be left). + +Cv. II. (_a_) C.-Cv. < C.-L. (all cases but one). + (_b_) C.-Cv. < C.-L. (except where large gap would be left). + +_In._ + +Cv. I. (_a_) C.-Cv. > C.-L. (except a few cases to avoid gap). + (_b_) C.-Cv. > C.-L. (more than half of cases). + +Cv. II. (_a_) C.-Cv. > C.-L. (except a few cases to avoid gap). + (_b_) C.-Cv. > C.-L. (except a few cases to avoid gap). + + +It is evident that in the great majority of cases when the curve turns +out it is placed nearer the center, when it turns in, farther from the +center, than the straight line. The numerical differences for choices +of the same type for the two curves are slight, but regular, and the +general tendencies are more sharply marked for the line of greater +curvature. When Curve II. is 'out,' it is usually nearer the center +than Curve I. for the corresponding positions of the straight line; +when 'in' it is always farther from the center than Curve I. The +greater curvature of II. has clearly produced this difference, and the +effect of the curvature in general is evidently to make its side +'lighter' when turned toward the center, and 'heavier' when turned +away. Thus, all but the exceptions already noted seem to belong to the +mechanically balanced arrangement, in which the suggestion of force +working in the direction of the curve has the same effect as, in Exp. +IV., the direction of the line. The exceptions noted, especially +numerous choices of _O_, seem governed by some fixed law. The evidence +would seem to be overwhelming that the reversals of the mechanical +balance occur only where the lines would be crowded together in the +center or would leave an empty gap there. The remaining +exceptions--the symmetrical choices mentioned, made by _C_--are +explained by him as follows. He says there are two ways of regarding +the curve, (1) as a striving in the direction of the 'bulge,' and (2) +as the expression of a power that presses together; and that the usual +choices are the result of the first point of view, the symmetrical +choices of the second. Naturally, a pressure bending down the line +would be conceived as working in a vertical direction, and the line +would be treated as another (80×10)--giving, as is the case, +symmetrical positions. Thus, we may consider the principle of the +suggestion of movement by a curve, as giving the same effect as if the +movement suggested had actually taken place, to have been established, +the positive evidence being strong, and the exceptions accounted for. +It is worth noting that the curve-out series are always more +irregular--the subject repeating that it is always harder to choose +for that position. Probably the demands of space-filling come into +sharper conflict with the tendency to mechanical balance, which for +the outward curve would always widely separate the two lines. + +Exp. V. Curve III. See Fig. 12, III. + +A series with the upper end turned out from the center was unanimously +pronounced as ugly. The inward position only appears in the results, +which are given in full. + + +(_a_) F. (80×10), V. CURVE. + + F. V. + O. C. + + 40 106 126 68 73 + 80 106 128 109 102 + 120 140 88 156 110* 154 72* + 160 104 66 182 80 136* 130* + 200 X 52 178 220* 162 + + +(_b_) F. CURVE, V. (80×10) + + F. V. + O. C. + + 40 126 122 73 80 + 80 122 128 66 112* 40 + 120 90 116 97 156* 55 105 + 160 65 43 120 182* 87 134 + 200 70 50 148 66 + + +This curve exemplifies the same principles as the preceding. _O_ takes +the natural mechanical choice from (_a_) F. 40 to F. 120, and from +(_b_) F. 120 to F. 200. A mechanical choice, however, for (_a_) F. 120 +ff., and for (_b_) F. 40 to F. 120, would have brought the lines too +far apart in (_a_), and too near together in (_b_), hence the +reversal. _C_ inclines always to the mechanical choice, but recognizes +the other point of view in his second choices. + +Exp. V. Curve IV. See Fig. 12, IV. + + Curve in. + + (_a_) F. (80×10), V. Curve. + + _C_ puts V. always further than F. and, even for F. 200, has + V. 230, X. _O_ puts V. farther up to F. 120, then puts it + nearer than F., and always refuses to choose for F. 200. + + (_b_) F. Curve, V. (80×10). + + _C_ always puts V. nearer than F. _O_ puts V. farther for F. + 40 and F. 80, beyond that, nearer than F.; but refuses to + choose once each for F. 40, and F. 200. + + The same principles of choice appear. _C_ maintains the + mechanical choice, and _O_ reverses it only beyond (_a_) F. + 120, and up to (_b_) F. 120, to fill space well, showing his + preference for the mechanical choice by changing into it at an + unusually early point. + +Exp. V. Curve V. See Fig. 12, V. + + Curve in. + + (_a_) F. (80×10), V. Curve. + + _C_ puts V. farther than F., except for F. 200, V. 125 and X. + _O_ also, changing as usual at F. 120 to V. nearer than F. + + (_b_) F. Curve, V. (80×10). + + _O_ puts V. always farther than F. _O_ has V. farther for F. + 40 and F. 80, then nearer than F. Refuses to choose for F. + 200. Results exactly parallel with those of Curve IV. + +Comparing all the results of this whole series of experiments on the +suggestion of movement, we may conclude that movement, whether +suggested by a whole line or part of a line, produces in terms of +mechanical balance the same effect that the balanced object would +produce after the completion of the suggested motion. This tendency to +balance, it appears, lies at the basis of our preference; it often +gives way, however, before considerations of space-filling, when the +figure which on the scheme of mechanical balance is weaker, gains +interest and so 'heaviness' by being brought nearer the center. + + +_D. Experiments on Interest._ + +By intrinsic interest is meant the interest which would attach to an +object quite apart from its place in the space composition. In a +picture it would be represented by the interest in an important +person, in an unusual object, or in an especially beautiful object, if +that beauty were independent of the other forms in the picture--as, +for instance, a lovely face, or a jeweled goblet, etc. When the +question of the influence of interest on composition came to be +discussed, it was found very difficult to abstract the form of the +object from the content presented; still more difficult to obtain an +effect of interest at all without the entrance of an element of form +into the space arrangement. Disembodied intellectual interest was the +problem, and the device finally adopted seemed to present, in as +indifferent a form as possible, a content whose low degree of absolute +interest was compensated for by constant change. Stamps of various +countries in black and white reproductions and very small outline +pictures on squares of the same size as the stamps were taken as +material. The figures were so small in relation to the board that any +influence on composition of the lines composing them was impossible; +the outline pictures, indeed, gave to the eye which abstracted from +their content an impression scarcely stronger than the neighboring +blank square. + +The first set of experiments (VI.) had a small outline picture on the +side, and on the other a white paper square of the same size. The +necessary interest was given in the form of novelty by changing the +picture for every choice. The subjects were _M_, _G_ and _D_. The +results were of the same type for each subject and could therefore be +averaged. + +Exp. VI. (1). + + _(a)_ F. Picture, V. Blank. Eight choices for each. _M_, + Average: V. 17 mm. farther from center. _G_, Average: V. 10 + mm. farther from center. (Symmetrical position beyond F. 120.) + _D_, Average: V. 25.8 mm. farther from center. + + _(b)_ F. Blank, V. Picture. _M_, Average: V. 33 mm. nearer + center. _G_, Average: V. 4 mm. nearer center. (Symmetrical + beyond F. 120.) _D_, Average: V. 30 mm. nearer center. (But V. + farther at F. 40.) + +These results are practically unanimous. They show that an object +which possesses intrinsic interest acts like a mechanically heavy +object, being placed nearer the center than a blank. Two marked +deviations from the mechanical choice occur--although they have not +affected the average sufficiently to destroy the general harmony of +results. _G_, in both _(a)_ and _(b)_, chooses symmetrical positions +from F. 120 on. His notes ['_(a)_ F. 140, V. 136, picture +unimportant'; '_(b)_ F. 120 and ff., loses relation as they separate'; +'_(b)_ F. 160, picture makes no impression'] show clearly that for +positions wide apart the picture, already a faint outline, becomes +only a white square like the other and is put into geometrical +symmetry. + +Exp. VI. (2), by _G_ and _D_. A stamp on one side unchanged, took the +place of the blank; on the other side the stamp was changed for each +choice. + + _(a)_ F. unchanged stamp; V. changed stamp. + + _D_. Two series, (1) V. always nearer center. (2) Same, except + F. 20, V. 52; F. 80, V. 94; F. 140, V. 152; F. 160, V. 175. + + _G_. Two series. (1) V. much farther from center up to F. 140, + then nearer. (2) V. farther throughout, except F. 160, V. 121. + + _(b)_ F. changed stamp; V. unchanged stamp. + + _D_. Two series. (1) V. farther up to F. 100, then + symmetrical. (2) V. farther up to F. 100, then symmetrical or + nearer center. + + _G_. Two series. (1) V. farther up to F. 120, then + symmetrical, and beyond F. 140, nearer center. F. 140, V. 63. + (2) V. much farther up to F. 120, then nearer center, but more + nearly symmetrical than (1). A complete series of second + choices beginning at F. 40, V. slightly nearer center than F. + +Analyzing results, we find the changed stamp, which has the interest +of novelty, nearly always nearer the center than the unchanged. This +would indicate a balance of the mechanical type, in which the interest +makes an object 'heavier.' The exceptions are in _(a)_ four choices of +_D_, _G_ to F. 140, and in _(b)_, _D_'s choice beyond F. 200, and +_G_'s beyond F. 120. The deviations are thus seen to be all of the +same type: for positions of F. near the center, when a mechanical +choice would have brought V. still nearer [(_a_)], it is instead put +farther away; for positions of F. far from the center, when a +mechanical choice would have put V. still farther away [(_b_)], it is +instead brought near. The exceptions are thus fully accounted for by +the demand for space-filling. + + +_E. Experiments on Depth._ + +The experiments on suggestion of depth in the third dimension were as +follows. It was desired to contrast two objects differing only with +respect to the degree to which they expressed the third dimension. +Those objects that do express the third dimension are, in general, +views down streets, colonnades, corridors, gates, etc., or, in +landscape, deep valleys, vistas between trees, distant mountains, etc. +It is evident that representations of products of human handiwork +would be less unnatural when isolated for experiment, and two pairs of +pictures were accordingly prepared as follows: There was drawn on a +square of 80 mm. the picture of the mouth of a railway tunnel, closed +tightly by an apparently massive door; and another picture of +identical form and surroundings, but showing the rails entering at a +slight curve, the deep blackness within, and the small circle of light +at the farther end. The second pair consisted of the gateway of a +baronial castle, with heraldic bearings and closed iron-wrought doors; +and the same gateway open, showing a flagged pavement and an open +court with fountain beyond. The perspective effect was heightened by +all possible means for both pictures, and care was taken to have the +contrast of black and white the same for each pair, so that to the +half-shut eye, opened and closed forms seemed to have the same tone. + +The subjects were directed to try to _feel_ the third dimension as +vividly as possible--to project themselves down the vistas, as it +were--and then to arrange the squares in the most pleasing manner. The +experiments were made by _A_, _M_, _S_, _H_ and _D_. Not all made the +same number of repetitions, but as their notes were unusually +suggestive, I have made use of all the results, and shall quote the +notes for the most part _verbatim_: + + +Exp. VIII. F. Closed Tunnel. V. Open Tunnel. + + F. V. + Subject _H_. 40 90 + 60 57 + 80 13 + 100 12 + 120 39 + 140 - 1 + 160 -32 + 180 -71, +50 + + _Notes._--_H_ finds that he neglects the closed tunnel almost + entirely, eye is constantly attracted to open tunnel, F. 180, + choice of evils. Position of closed tunnel makes the pictures + disagreeable. F. 80, V. 13, closed tunnel grows more + uninteresting as it goes out, while the open tunnel seems + heavier than ever. F. 140, V.-1, closed tunnel loses force and + doesn't gain weight. Open tunnel hangs together with the black + field beyond it. + + F. V. + Subject _S_. 40 85 95 + 60 170 195 + 80 160 180 + 100 185 200 + 120 185 - 35, 200 + 140 85 20 + 160 115 115 + 180 100 + + _Notes._--F. 120, V. 185. After this there is too large a + black space between squares, and so a more central position is + taken, but there is the necessity of avoiding symmetry, which + is displeasing. F. 160, V. 115 is not symmetrical and so is + more pleasing. F. 60, V. 195:--the open tunnel holds the eyes, + while the other allows them to wander, and so it needs a + bigger field on each side. F. 80, V. 180:--a position close + together is possible, but it is hard to take them so except as + one picture, and that is also difficult. F. 100, V. + 200:--there is the same objection to any position which seems + to be an acknowledgment of similarity; that is, symmetrical + position seems to imply that they are alike, and so is + disagreeable. F. 120, V.-35, 200:--now they can be close + together because the black tunnel harmonizes with the black to + the right, and seems to correspond in distance and depth, + while the tunnel 'hangs together' with the black to the left. + (Cf. _H_, F. 160, V.--32.) F. 140, V. 20:--when they are + together it is difficult to apperceive the frame as a whole; + but this position is not far apart, and not disagreeable + because the larger stretch of black to the right again hangs + together with the tunnel. F. 160, V. 115:--when the open + tunnel was in the middle, the closed one seemed to have no + business at all, therefore the open tunnel had to be moved + over. The only position which was not disagreeable. + +SUBJECT G. + + F. V. + (1) (2) (3) (4)¹ (5)¹ + 40 48 31 36 30 23 + 60 105 31 40 51 39 + 80 111 71 60 64 54 + 100 104 63 78 60 86 + 120 123 75 91 62 115 + 140 136 82 111 56 137 + 160 162 93 148 72 156 + 180 107 115 181 83 176 + + ¹Second pair (Court). + + _Notes._--(1) All quite unsatisfactory. The arrangement + difficult to apperceive as a whole. Each picture taken by + itself. (2) The tunnel closed doesn't amount to much. (3) The + significance of the tunnel gives it weight. For F. 160, V. + 148, and F. 180, V. 180, relation difficult. (4) Court closed + gets weaker as gets farther from center. (5) At F. 100, begins + to lose relation between pictures, as if one were in one room, + one in another. + +SUBJECT A. + + F. V. + (1) (2) (3) (4)² (5)² + 40 70 66 140 59 130 + 60 80 73 159 62 138 + 80 103 71 120 77 134 + 100 113 94 108 93 100 + 120 119 88 96 96 63 + 140 108 92 60,164 82 43 + 160 92 118 70 109 50 + 180 130 154 78 101 50 + + ²Second pair (Court). + + _Notes_.--(1) Difficult to apperceive together. From F. 140, + V. 108, depth is more strongly imagined. (3) Tunnel closed has + not much value. (5) F. 80, V. 134, taken with reference both + to frame and to the other picture--must not be symmetrical nor + too far out. + +SUBJECT D. + + F. V. + (1) (2) (3) + 40 100 47 38 + 60 75 60 68 + 80 104 78 80 + 100 148, -12 104 120 + 120 159 166 160 + 140 182 152, 84, 78 168 + 160 193 184, -75 180 + 180 200 - 95, 190 190 + + _Note_.--F. 100, V.-12; F. 140, V.-52; F. 160, V. -75: they + must be close together when on the same side. + + F. V. + (1) (2)¹ + Subject M. 40 55 50 + 60 56 74 + 80 64 84 + 100 86 102 + 120 93 111 + 140 124 130 + 160 134 146 + 180 144 178 + + ¹Second pair (Court). + + _Note_.--(1) Quite impossible to take both together; necessary + to keep turning from one to the other to get perception of + depth together with both. + + +The subjects agree in remarking on the lack of interest of the closed +tunnel, and the attractive power of the open tunnel, and notes which +emphasize this accompany choices where the open tunnel is put +uniformly nearer. (Cf. _H_, F. 180, V. 50; F. 80, V. 13; _G_, (2), +(3), (4), (5); _A_, (3), and F. 140.) As a glance at the results shows +that the open tunnel is placed on the whole nearer the center, we may +conclude that these choices represent a mechanical balance, in which +the open tunnel, or depth in the third dimension, is 'heavier.' + +But another point of view asserts itself constantly in the results of +_S_, and scatteringly in those of the others. Analyzing at first only +the results of _S_, we find that up to F. 140, with one exception, he +places the open tunnel much farther out than the other; and from F. +140 on, nearer. He says, F. 120, V. 185, 'After this there is too +large a black space'; that is, in bringing the open tunnel in, he is +evidently filling space. But why does he put the open tunnel so far +out? It seems that he is governed by the desire for ease in the +apperception of the two objects. In his note for F. 80, V. 180, this +point of view comes out clearly. He thinks of the objects as being +apperceived side by side with the space about each (which apparently +takes on the character of its object), and then he seems to balance +these two fields. Cf. F. 60, V. 195: 'The closed tunnel allows the +eyes to wander, and so it needs a bigger field on each side.' +Evidently there is an implication here of the idea of balance. Cf. +also F. 120: 'The black tunnel harmonizes with the black to the right, +and seems to correspond in distance and depth,' while the closed +tunnel 'hangs together with the black on the left.' In brief, the view +of F. seems to be that the closed tunnel is less interesting, and +partly because it 'allows the eyes to wander,' partly as compensation +for the greater heaviness of the open tunnel, it takes with it a +larger space than the open tunnel. It is on the whole better to put +them apart, because it is more difficult to apperceive them when close +together, and so the open tunnel in the earlier choices must, of +course, go farther from the center. When these points conflict with +the necessity of filling space, the open tunnel comes nearer the +center. In general, the notes which emphasize the difficulty of +apperceiving the two pictures as flat and deep together accompany +choices where the tunnel is put uniformly farther out, or +symmetrically. Cf. _G_, (1), (5); _A_, (1); _M_, F. 40, etc. + +Thus we may continue to separate the two points of view, that of +mechanical balance and that of another kind of balance, which we have +known heretofore as 'space-filling,' made possible by the power of the +center to give 'weight,' but which seems to be now more explicitly +recognized as a balancing of 'fields.' At this point we need repeat +only, however, that the suggestion of depth in the third dimension +seems to confer 'weight,' 'heaviness,' 'balancing power' on its +object. + +Before making a general survey of the results of this chapter, it is +necessary to consider a type of choice which has been up to this +point consistently neglected--that in which the variable has been +placed on the same side of the center as the fixed object. On the +theory of balance, either in its simple mechanical form or in its +various disguises, this choice would at first seem to be inexplicable. +And yet the subjects usually took special pleasure in this choice, +when they made it at all. These minus choices are confined to three or +four subjects and to two or three experiments. Exp. I. (a) and (b) +show the largest number. We have: + + + EXP. I. (_a_) F. (80×10); V. (160×10). + F. V. + 120 - 44, + 160 -150, -105, -88 + 200 -94, -46, -110 + + (_b_) F. (160×10); V. (80×10). + F. V. + 120 -70, -80 + 160 -114 + 200 -155, -146, -148 + + +It will be noticed that, with two exceptions, none of the positions +chosen are nearer than 70 mm. to the center, and that most of them are +much farther away. The two lines seem to be more pleasing when they +are pretty close together on the same side. _S_, in I. (_b_) F. 120, +V.-70, notes: 'If V. is nearer _O_, there is a tendency to imagine a +figure by the connection of the ends of the two lines, which is +disagreeable. 'The only other minus choices were in Exp. VII., by +_S,_, _H_, and _D_. _S_, F. 120, V.-35, says: 'Now they can be close +together,' and _H_, F. 140, 160 and 180, V. -1, -32, -71, notes the +same. So also _D_, F. 100, V. -12; F. 140, V. -52; F. 160, V. -75; F. +180, V. -95. It is evident from this insistence on the closeness +together of the objects, and this desire to form no figure, that the +two are taken as one, and set off against the blackness on the other +side. It seems as if this were not taken as empty space, but acquired +a meaning of its own. The association with pictures in which the empty +space is occupied by a deep vista or an expanse of sky is almost +irresistible. The case of Exp. VII. seems a little different. _S_, at +least, separates the two fields as usual, but for him also the black +space is living, 'corresponds in distance and depth.' It is at least +certain that there is no subjective feeling of emptiness or of +unoccupied energies on the empty side. And it would seem that some +influence from the objects sweeps across the central field and +vitalizes it. The most natural view would seem to be that the ease of +apperception of the two objects together, and the tendency of the eye +movement to begin on the occupied side, and to sweep across to the +unoccupied, which we think of as deep, combine to give a feeling of +pleasure and of balance. + + * * * * * + +We have now reached a point from which a backward glance can be cast +upon the territory traversed. Experiment with the isolated elements in +pictorial composition has shown that pleasing arrangements of these +elements can be interpreted by the formula of mechanical balance. This +principle was obtained by opposing two lines whose relative value +(corresponding to 'weight' in balance) was known; and it was found +that their relative positions corresponded to the relation of the arms +of a balance. Further opposition of lines, of which one was already +determined in 'weight,' showed the same variations and suggested +certain valuations of the undetermined lines on the basis of this +common term of weight. Thus, the line suggesting movement out from the +center fitted the formula if taken as 'heavy' and _vice versa_, the +line suggesting movement in, if taken as 'light.' Similarly, objects +of interest and objects suggesting movement in the third dimension +were 'heavy' in the same interpretation. But this interpretation, in +its baldest form, fitted only a majority of the pleasing arrangements; +the minority, in which the consistent carrying out of the lever +principle would have left a large unoccupied space in the center, +exactly reversed it, bringing the 'light' element to the center and +the 'heavy' to the outer edge. Later experiments showed that this +choice implied a power in the 'lighter' objects, owing to their +central position, to cover or infuse with vitality the empty space +about them, so that the principle of balance seemed to maintain itself +in one form or another. + +All this does not go beyond the proof that all pleasing space +arrangements can be described in terms of mechanical balance. But +what is this mechanical balance? A metaphor, no matter how +consistently carried out, explains nothing. The fact that a small +object far from the center is usually opposed by a large object near +the center tells us nothing of the real forces involved. Physical +balance can be explained by principles of mechanics, but no one will +maintain that the visual representation of a long line weighs more +than that of a short one. Moreover, the elements in the balance seem +utterly heterogeneous. The movement suggested by an idea--the picture +of a man running--has been treated as if equivalent to the movement +actually made by the eye in following a long line; the intrinsic +interest--that is, the ideal interest--of an object insignificant in +form has been equated to the attractive power of a perspective which +has, presumably, a merely physiological effect on the visual +mechanism. What justification can be given either of this +heterogeneous collection of elements or of the more or less arbitrary +and external metaphor by which they have been interpreted? + +I believe that the required justification of both points of view is +given in the reduction of all elements to their lowest term--as +objects for the expenditure of attention. A large object and an +interesting object are 'heavy' for the same reason, because they call +out the attention; a deep perspective, because the eye rests in +it;--why, is another question. And expenditure of effort is +expenditure of attention; thus, if an object on the outskirts of the +field of vision requires a wide sweep of the eye to take it in, it +demands the expenditure of attention, and so is felt as 'heavy.' It +may be said that involuntary attention is given to the object of +intrinsic interest, while the uninteresting object far on the +outskirts needs a voluntary effort to perceive it, and that the two +attitudes cannot be treated as identical. To this it may be answered +that an object on the outskirts of a field of view so definitely +limited calls out of itself a reflex movement of the eye toward it, as +truly spontaneous as the impulse toward the object of intrinsic +interest. But what is 'the expenditure of attention' in physiological +terms? It is nothing more than the measure of the motor impulses +directed to the object of attention. And whether the motor impulse +appears as the tendency to fixate an object or as the tendency to +follow out the suggestions of motion in the object, they reduce to +the same physiological basis. It may here be objected that our motor +impulses are, nevertheless, still heterogeneous, inasmuch as some are +_toward_ the object of interest, and some _along_ the line of +movement. But it must be said, first, that these are not felt in the +body, but transferred as values of weight to points in the picture--it +is the amount and not the direction of excitement that is counted; and +secondly, that even if it were not so, the suggested movement along a +line is felt as 'weight' at a particular point. + +From this point of view the justification of the metaphor of +mechanical balance is quite clear. Given two lines, the most pleasing +arrangement makes the larger near the center, and the smaller far from +it. This is balanced because the spontaneous impulse of attention to +the near, large line, equals in amount the involuntary expenditure of +attention to apprehend the small farther one. And this expenditure of +motor impulses is pleasing, because it is the type of motor impulses +most in harmony with our own physical organism. + +We may thus think of a space to be composed as a kind of target, in +which certain spots or territories count more or less, both according +to their distance from the center and according to what fills them. +Every element of a picture, in whatever way it gains power to excite +motor impulses, is felt as expressing that power in the flat pattern. +A noble vista is understood and enjoyed as a vista, but it is +_counted_ in the motor equation, our 'balance,' as a spot of so much +intrinsic value at such and such a distance from the center. The +skilful artist will fill his target in the way to give the maximum of +motor impulses with the perfection of balance between them. + + +IV. SYMMETRY IN PICTURES. + + +_A. The Balancing Factors._ + +The experimental treatment of suggestions as to the elements in +pictorial composition has furnished an hypothesis for the basis of our +pleasure in a well-composed picture, and for the particular function +of each of the several elements. This hypothesis may be expressed as +follows: (1) The basis of ęsthetic pleasure in composition is a +_balance of motor impulses_ on the part of the spectator; (2) this +balance of motor impulses is brought about by means of the elements, +through the power which they possess of drawing the attention with +more or less strength towards a certain field. But to the experimental +working out of an hypothesis must succeed a verification, in its +application to the masterpieces of civilized art. We have, then, to +ask whether there is in all great pictures a balance, _i.e._, an equal +distribution of attention on the two sides of the central line +suggested by the frame of the picture. It might be, for instance, that +a picture of pleasing composition would show, when analyzed, all the +attractions for attention on one side; which would go far to impugn +either our hypothesis of balance as the basis of pleasure, or our +attribution of particular functions to the elements. But as this +second matter may be considered to have been sufficiently determined +by the results of the preceding section, the first question only +remains: Is there a balance of attention in a good picture--or rather, +in the particular good pictures known to the student of art? + +This question could only be answered by the examination of a large +number of pictures of accepted merit, and it was also desirable that +they should be studied in a form which lent itself to the easy +comparison of one picture with another. These conditions seemed to be +best fulfilled by the collection of reproductions in black and white +known as the _Classischer Bilderschatz_, published by F. Bruckmann, at +Munich, which contains over a thousand pictures arranged in schools. +Of these a thousand were taken--substantially the first thousand +issued, after the frescoes, triptych doors, panels, etc., which are +evidently parts of a larger whole, had been laid aside. In the +following discussion the pictures will be designated, when they are +not further described, by the numbers which they bear in this +collection. + +The equations in the following discussion are based on a system of +exact measurement, corresponding to that followed in the experimental +section. This numerical treatment is pre-supposed in all the general +attributions of balance in the analysis of single pictures. The method +of measurement was given by the conditions of viewing pictures, which +are framed and thus isolated from surrounding influences, and +referred, as compositions, to the middle line suggested by this +emphasized frame. An adjustable frame of millimeter paper, divided in +half vertically by a white silk thread, was fitted over the picture to +be measured, and measurements were made to left and to right of this +thread-line and, as required, vertically, by reference to the +millimeter frame divisions. + +The main question, of course, to be answered by a statistical +examination of these thousand pictures refers to the existence of +balance, but many other problems of symmetry are also seen to be +closely involved; the relative frequency of the elements in pictures +of different types, and the result of their employment in producing +certain emotional effects, also the general types of space arrangement +as a whole, the feeling-tone belonging to them, and the relation +between content and shape. The first question will not be treated in +this paper in the statistical fulness which was necessary to establish +my conclusions in the investigation itself, inasmuch as the tables +were very extensive. But examples of the tables, together with the +full results, will be given, and a sufficient amount of detailed +discussion to show my methods. The two other subjects, the use of the +elements and the types of composition, will be briefly treated. I +expect in other publications to go more closely into statistical +detail on these matters than is possible in a merely experimental +thesis. + +In the beginning of the proposed statistical analysis a natural +objection must first be forestalled: it will be said, and truly, that +color also has its effect in bringing about balance, and that a set of +black and white reproductions, therefore, ignores an important +element. To this it may be answered, first, that as a matter of fact +the color scheme is, as it were, superimposed upon the space-shape, +and with a balance of its own, all the elements being interdependent; +and secondly, that the black and white does render the intensity +contrasts of the colors very well, giving as light and dark, and thus +as interesting (= attractive) and the reverse, those factors in the +scheme which are most closely related to the complex of motor +impulses. After having compared, in European galleries, the originals +of very many of these reproductions with the equation of balance +worked out from the black and white, the writer has seldom found an +essential correction needed. + +The pictures were first classified by subjects. This may seem less +logical than a division by types of arrangement. But it really, for a +majority, amounted to the same thing, as the historical masterpieces +of art mostly follow conventional arrangements; thus the altarpieces, +portraits, genre pictures, etc., were mostly after two or three +models, and this classification was of great convenience from every +other point of view. The preliminary classification was as follows: +(1) Religious, Allegorical and Mythical Pictures; (2) Portraits; (3) +Genre; (4) Landscape. The historical pictures were so extremely few +that they were included in the religious, as were also all the +allegorical pictures containing Biblical persons. Some pictures, of +which Watteau's are representative, which hovered between genre and +landscape, were finally classified according as they seemed to owe +their interest to the figures or to the scenery. A preliminary +classification of space arrangements, still with reference to content, +showed three large general types: (1) A single subject or group in the +middle; (2) the same somewhat on one side, with subordinate elements +occupying the rest of the space; (3) two objects or groups each +occupying a well-defined center. These were designated as Single +Center, Single and Subordinate Center, and Double Center pictures, or +S.C., S. & S., and D.C. They are in proportions of S.C. 79 per cent., +S. & S. 5 percent., D.C. 16 per cent. The D.C. type is evidently +already explicitly balanced as regards shape and intrinsic interest, +and is hence of comparative unimportance to our problem. The S.C. will +show a balance, if at all, in more or less accessory factors; S. & S., +broadly, between interest and other factors. As logically more +important, this last group will be treated more fully. The full +classification of the thousand pictures by subjects is as follows: + + + S.C. D.C. S.S. + Altarpieces 78 70 7 1 + Madonna & Child 47 47 0 0 + Holy Family 67 40 14 13 + Adorations 19 19 0 0 + Crucifixions 23 21 0 2 + Descents f. Cross 27 26 0 1 + Annunciations 21 0 21 0 + Misc. Religious 162 93 55 14 + Allegorical 46 36 6 4 + Genre 93 63 19 11 + Landscape 88 65 22 1 + Portrait Groups 64 42 17 5 + Relig. Single Fig. 28 28 0 0 + Alleg. Single Fig. 12 12 0 0 + Portrait Single Fig. 207 207 0 0 + Genre Single Fig. 18 18 0 0 + + +Altarpieces. + +The pictures of the first group, consisting of the _Madonna_ and +_Infant Christ_ surrounded by worshippers, and briefly designated as +Altarpieces, are good for detailed study because they present a simple +type, and it will be easy to show whether the variations from symmetry +are in the direction of balance or not. A few examples will make this +clear. The Madonna in the S.C. pictures is invariably seated holding +the Christ. + +In the following descriptions M. will denote Madonna, C. Child, Cn. +central line. The elements, Size or Mass, Direction of Motion or +Attention, Direction of Line, Vista, and Interest, will be set down as +Ms., D., L., V., and I. A couple of examples will show the method of +describing and of drawing a conclusion as to balance. + +1. 969. Lorenzo Lotto, _Madonna with St. Bernard and St. Onofrius._ C. +is on one side turning to the same; M. leans far to the other; hence +interest in C., and direction of C.'s attention are over against Mass +of M. and direction of M.'s attention; _i.e._, I. + D. = Ms. + D., and +so far, balance. The surrounding saints are insignificant, and we may +make the equation I. = Ms. + +2. 368. Raffaelino di Francesco, _Madonna Enthroned._ The C. is on +Right facing front, M. turns away Left, hence interest in C. is over +against direction of M.'s attention. Moreover, all the saints but one +turn Left, and of two small vistas behind the throne, the one on the +Left is deeper. The superior interest we feel in C. is thus balanced +by the tendency of attention to the opposite side, and we have I. = D. ++ V. + +It is clear that the broad characteristics of the composition can be +symmetrically expressed, so that a classification of the 70 S.C. +altarpieces can be made on a basis of these constant elements, in the +order of decreasing balance. Thus: Class 1, below, in which the C. is +one side of the central line, turned away from the center, the M. +turned to the other, balances in these broad lines, or I. + D. = D.; +while in (9), I. + D. + D. = (x), the constant elements work all on +one side. + + +CLASSIFICATION OF ALTARPIECES. + + 1 C. one side turned to same, M. to other 11 + 2 " " " other, " " 8 + 3 " " " front, " " 2 + 4 " " " other, M. front. 9 + 5 " " " facing M. 6 + 6 " " " front, M. front. 7 + 7 " " " " M. turned to same. 6 + 8 " " " to same M. turned front. 7 + 9 " " " " M. " to same, 14 + 10 " in middle, turned front. 0 + + +Thus the constant elements, understanding always that C. has more +interest than M., are as follows: For (1) I. + D. = D.; (2) I. = D. + +D.; (3) I. = D.; (4) I. = D.; (5) I. + D. = D.; etc. These are in +order of complete balance, but it will be seen that from (7) on, while +the factors are constant, the framework is not balanced; _e.g._ in (9) +both I. and D. work on the same side. For these groups, therefore, the +variations, if there is balance, will be more striking. Eliminating +the balancing elements in the framework, the tables for the ten groups +are: + + + (1) I. + D. = D. (2) I. = D. + D(M). (3) I. = D. + 969. I. = Ms. 680. I. = D. 1094. Ms. + I. = I. + D. + 601. I. = Ms. 735. I. = D. 33. I. = I. + D + 49. I. = Ms. + I. 1121. I. = D. + 634. I. = Ms. + I. 1035. I. = D. (4) I. = D. + 584. I. = I. 333. I. = I. + D. 775. I. = D. + 686. I. = I. 80. I. = I. + D. 746. I. = D. + 794. I. = D. 753. I. = I. + D. 1106. I. = Ms. + D. + 164. I. = D. 1114. I. = D. + L. 781. I. = Ms. + D. + 368. I. = D. + V. 1131. I. = I. + D. + 927. I. = V. 517. I. = I. + D. + 273. I. = V. 327. I. + Ms. = D. + V. + 951. I. + L. = D. + V. + 715. Unbalanced. + + (5) I. + D. = D. (6) I. = (7) I. + D. = + 43. I. = I. 854. I. = Ms. 725. I. + D. = I. + L. + 711. I. = I. 1148. I. = I. 206. I. + D. = I. + L. + 447. I. = Ms. 709. I. = D. 155. I. + D. = D. + L. + 643. I. = Ms. 907. I. = D. 739. I. + D. = L. + 777. I. = Ms. + I. 586. I. = Ms. + I. 331. I. + D. = V. + 637. I. = Ms. + I. 137. I. = Ms. + I. 980. Unbalanced. + 187. Unbalanced. + + (8) I. + D. = (9) I. + (D. + D.) = (10) 0. + 57. I. + D. = Ms. 835. I. + D. = Ms + I. + 979. I. + D. = I. + L. 724. I. + D. = Ms + L. + 134. I. + D. = D. 495. I. + D. = Ms + L. + 106. I. + D. = D. + V. 182. I. + D. = Ms + V. + 220. I. + D. = L. 817. I. + D. = I. + 118. I. + D. = V. + L. 662. I. + D. = I. + 157. Unbalanced. 806. I. + D. = I. + 1136. I. + D. = I. + L. + 865. I. + D. = I. + V. + 1023. I. + D. = V. + 531. I. + D. = L. + 553. I. + D. = L. + + +The most used element is I., in 100 per cent. of cases; the least +used, V., 13 per cent. D., in 91 per cent. of cases; Ms., 26 per +cent.; L., 19 per cent. 175, 433, unbalanced. + +As seen in the table, a balance of elements is kept, except in four +cases which will be hereafter considered. In all cases the balance is +between the interest in C., sometimes plus D., (in the attention of +the figures to C.), on the one side, and other elements on the other. +Very seldom are other salient points found on the C. side. When the C. +side is especially 'heavy,' the number of opposing elements increases, +and especially takes the form of V. and L. [cf. (7), (8), (9)], which +were observed in the experimental chapter to be powerful in attracting +attention. For the fairly well-balancing framework--(i), (2), (3) and +(4)--Ms., I., and D. are much more often the opposing elements. + +The pictures listed as unbalanced are, with one exception, among the +oldest examples given; conceived in the most slavish geometrical +symmetry in which, indeed, the geometrical outline almost hides the +fact that the slight variations are all toward a lack of balance. + +There is but one S. & S. case (1054), Titian, _The Madonna of the +House of Pesaro_. In this, M. and C. are on a high throne on the +Right, other figures lower down on the Left bearing a flag that leans +back to the Left. All the lines of the figures and of the massive +architecture and the general direction of attention bear down so +strongly to Left that the importance of the Right figures is balanced. +We should have, then, I. = I. + L. + D. The D.C. cases, seven in +number, are remarkably alike. Six have a vista separating the two +groups, in five remarkably deep and beautiful, as if to fix the +oscillating attention there. In all, M. and C., either in position or +by the direction of their lines, are nearer the Cn. than the opposing +figures, which are naturally less interesting, thus giving an instance +of the mechanical balance. Their general equation, then, would be I. = +M. or M. + L. Having shown that the small variations from the general +symmetrical type of altar-pieces are invariably, except in primitive +examples, in the direction of substitutional symmetry, or balance, we +may next study the Madonna pictures, using the same classifications +for purposes of comparison. + + +MADONNA WITH INFANT CHRIST. + + (1) I. + D. = D. (2) I. = D. + D. (4) I. = D. + 56. I. = L. 271. I. = D. + L. 668. I. = D. + Ms. + 332. I. = L. 867. I. = D. + V. + D. 14. I. = D. + I. + 633. I. = D. 91. I. = D. + V. + (3) I. = D. 1111. I. = D. + V. + 144. I. = D. 1011. I. = D. = L. + 521. I. = D. 915. I. = D. = L. + 356. I. = L. + D. + D. + 296. I. + Ms. = V. + L. + + (5) I. + D. = D. (6) I. = + 51. I. = D. 596. I. = Ms. + 581. I. = D. 892. I. = Ms. + 829. I. = D. + I. 224. I. = I. + D. + 159. I. = I. + D. 908. I. = D. + L. + 683. I. = D. + L. + 1045. I. = I. + L. (7) I. + D. = + 745. I. = I. + L. 344. I. + D. = Ms. + 734. I. = D. + L. 949. I. + D. = Ms. + V. + L. + 404. I. = D. + L. 608. I. + D. = L. + 248. I. = L. 524. I. + D. = L. + 37. I. = L. + 97. I. = L. (8) 0. + 363. I. = V. + L. + 674. I. = V. + L. (9) I. + D. + D. = + 62. I. = V. + L. 361. I. + D. = L. + 1142. I. = V. + L. + 1018. I. = V. + L. (10) + 110. I. + V. = Ms. + L. 538. I. = D. + 411. I. + V. = Ms. + L. 614. I. + Ms. = V. + 771. I. + Ms. = V. + L. 34. D. = Ms. + L. + + +Most used element, I., 100 per cent.; least used, Ms., 21 per cent. +D., 96 per cent.; L., 64 per cent.; V., 27 per cent. + +The first thing to be noted, on comparing this table with the +preceding, is the remarkable frequency of the use of the vista and the +line. Among the altarpieces, the direction of attention was the +element most often opposed to the interesting object; and next to +that, another object of interest. These two elements, however, here +sink into comparative insignificance. In general, balance is brought +about through the disposition of form rather than of interests. This +appears in comparing the numbers; against the use of L. in 19 per +cent. of the cases among the altarpieces, we have 64 per cent. among +the Madonna pictures; V. is used in the former cases 13 per cent. of +the times, in the latter 27 per cent. The reason for this would appear +to be that the lack of accessories in the person of saints, +worshippers, etc., and the consequent increase in the size of M. and +C. in the picture heightens the effect of any given outline, and so +makes the variations from symmetry greater. This being the case, the +compensations would be stronger--and as we have learned that V. and L. +are of this character, we see why they are needed. None of the M. and +C., S.C. pictures fails to give a complete balance of elements +according to hypothesis. There are no well-defined cases of S. & S. or +D.C. + + +Portraits. + +A study of the Madonna pictures of all types, then, results in an +overwhelming confirmation of the hypothesis of substitutional +symmetry. It may be objected that the generally symmetrical framework +of these pictures suggests a complete balance, and the next step in +our analysis would, therefore, be a type of picture which is less +bound by tradition to the same form. The portrait would seem to +combine this desideratum with generally large and simple outlines, so +that the whole surface can be statistically reported with comparative +ease. A detailed analysis of a couple of portraits may justify the +classification adopted. + +900. Anton Raphael Mengs, _Self-Portrait_. The head of the painter is +exactly in Cn., but is turned sharply to Right, while his shoulders +turn Left. His arm and hand are stretched out down to Right, while his +other hand, holding pencil, rests on his portfolio to Left. Hence, the +D. of attention plus that of L. on Right, balances I. in implements, +plus D. of body on Left, or D. + L. = D. + I. + +438. B. van der Helst, _Portrait of Paul Potter_. The head of the +subject is entirely to Left of Cn., his easel on Right. His body is +turned sharply to Right, and both hands, one holding palette and +brushes, are stretched down to Right. His full face and frontward +glance are on Left. Hence, Ms. + I. in person balances I. in +implements + D. of L., or Ms. + I. = I. + L. + +It is seen that the larger elements in these pictures are the +directions of the head and body, and the position of the head, with +reference to Cn. The following classification is based on this +framework. + + +CLASSIFICATION OF PORTRAITS. + + A. Head in Cn. + I. Body front, head front, 6 + II. Body turned, head turned other way, 7 D. = D. + III. Body turned, head front, 31 D. = + IV. Body front, head turned, 1 D. = + V. Body turned, head turned same way, 106 D. + D. = + + B. Head not in Cn. + I. Body turned to empty side, head to same, 18 Ms.=D. + II. Body turned to empty side, head front, 23 Ms. = D. + III. Body turned to empty side, head to other, 3 Ms. + D. = D. + IV. Body front, head front, 2 Ms. = + V. Body turned from empty side, head same way, 10 Ms. + D. = + + +This is also in order of less complete balancing of the original +elements. The principal characteristics of the different divisions are +as follows:-- + +A. + I. (Symmetrical.) Most used element, L.; least used, V. + + II. (Balanced, D. = D.) Most used element, L.; least used, V. + + III. (D. = .) Most used element, Ms., in 74 per cent, of cases + opposed to D.; in 30 per cent, of cases, D. of glance opposed + to D. of body; least used, V. (1 per cent.). + + IV. One case only. + + V. (D. = .) Most used element, Ms., in 73 per cent. of cases + opposed to D.; in 40 per cent. of cases, D. of glance opposed + to D.; in 28 per cent. Ms. + D. of glance opposed to D.; least + used element, V. (15 per cent.). I. 39 per cent.; L. 38 per cent. + +B. + I. (Balanced, Ms. + I. = D.) Most used element (not counting + those already included in equation), I., 55 per cent.; least + used, V., 2 per cent.; L., 50 per cent. In 44 per cent., D. of + glance opposed to D. + + II. (Ms. + I. = D.) Most used element (not in equation), I., 52 + per cent. Least used, V., 26 per cent. L., 43 per cent. In 21 + per cent., D. of glance opposed to D. + + III. (Ms. + I. + D. = D.) Three cases. Two cases V. on empty + side. + + IV. (Ms. + I. = .) Two cases. One case V. on empty side. + + V. (Ms. + I. + D. = .) Most used element, L., 60 per cent.; + least used, V., 10 per cent.; 33-1/3 per cent., D. of glance to + empty side. + +The portrait class is an especially interesting object for study, +inasmuch as while its general type is very simple and constant, for +this very reason the slightest variations are sharply felt, and have +their very strongest characteristic effect. We shall, therefore, find +that the five principal factors in composition express themselves very +clearly. The general type of the portrait composition is, of course, +the triangle with the head at the apex, and this point is also +generally in the central line--in 73 per cent. of the whole number of +cases, as is seen from the table. All cases but one are longer than +they are wide, most are half-length or more. Nevertheless, great +richness of effect is brought about by emphasizing variations. For +instance, the body and head are, in the great majority of cases, +turned in the same way, giving the strongest possible emphasis to the +direction of attention--especially powerful, of course, where all the +interest is in the personality. But it is to be observed that the very +strongest suggestion of direction is given by the direction of the +glance; and in no case, when most of the other elements are directed +in one way, does the glance fail to come backward. (Cf. A. II., V., +and B. I., II., V.) + +A. It is of especial value for our conclusions that that division in +which the constant elements are least balanced (V.) is far the most +numerous. Comparison of this with III. shows that the principal +element, direction of movement of head or body, is balanced by the +larger mass of the body or accessories. Very significant, also, is the +great increase in the use of V. in this most irregular class (15 per +cent. as against 1 per cent. in III.). Three cases (214, 1087, 154, +all A.V.,) fail to show substitutional symmetry. + +B. With the head on one side of Cn., of course the greatest interest +is removed to one side, and the element of direction is brought in to +balance. Again, with this decrease in symmetry, we see the significant +increase in the use of the especially effective elements, V. and L. +(Cf. B. I., II., III., IV., and especially V.) In fact, the use of the +small deep vista is almost confined to the class with heads not in the +middle. The direction of the glance also plays an important part. It +is to be noted that in B. I. and II., I. appears as the most +frequently used element, exclusive of the general equation, which is, +of course, between the mass of the body and interest of the face, on +one side, and the direction of suggested movement on the other. This +means that very often the direction of movement alone is not +sufficient to balance the powerful Ms. + I. of the other side, and +that the eye has to be attracted by a definite object of interest. +This is usually the hand, with or without an implement--like the +palette, etc., of our first examples--or a jewel, vase, or bit of +embroidery. This is very characteristic of the portraits of Rembrandt +and Van Dyck. + +In general, it may be said that (1) portraits with the head in the +center of the frame show a balance between the direction of suggested +movement on one side, and mass or direction of attention, or both +together, on the other; while (2) portraits with the head not in the +center show a balance between mass and interest on one side, and +direction of attention, or of line, or vista, or combinations of +these, on the other. The hypothesis of substitutional symmetry is thus +completely confirmed. + + +Genre. + +Still more unsymmetrical in their framework than portraits, in fact +the most unfettered type of all, are the genre pictures. Being so +irregular, they admit of no complete classification based on constant +elements in the framework, such as was possible for the types already +dealt with. A grouping, based on types of composition, is indeed +possible, as of triangles, diagonals, etc., but as this begs the +question of the relative importance of line and direction of +attention, and assumes that the shape is all-important, it will not be +made use of here. The broad divisions and the relative use of the +elements are given as follows: + + S.C. 63. Most frequent form (I. = or I. + D. =). Most used + element, I., 89 per cent.; least used, L., 44 per cent.; D., + 57 per cent.; Ms., 57 per cent.; V., 46 per cent. + + D.C. 19. Most frequent form (I. + D. = I. + D.) Most used + element, I. (all cases); least used, L., 31 per cent.; V., 47 + per cent.; Ms., 63 per cent.; D., 42 per cent. + + S.&S. 11. Most frequent form (I. or I. + Ms. = V. or V. +). + Most used element, I., 100 per cent.; least used, L., 20 per + cent.; V., 82 per cent.; Ms., 72 per cent.; D., 27 per cent. + +As these are pictures with a human interest, and, therefore full of +action and particular points of interest, it was to be expected that +I. would be in all forms the element most frequently appearing. In +compositions showing great variations from geometrical symmetry, it +was also to be expected that V. and L., elements which have been +little used up to this point, should suddenly appear in very high +percentages; for, as being the most strikingly 'heavy' of the +elements, they serve to compensate for other variations combined. In +general, however, the balance is between the interesting side, which +is also often the most occupied (I. + Ms.), and the direction of +suggestion to the other side. + +For the first time in this investigation the S. & S. and D.C. types +appear in appreciable numbers. It is of some significance that the +most irregular type of all, S. & S., in which the weight of interest +and of mass is overwhelmingly on one side, should be invariably +balanced by the third dimension (V.). As these somewhat infrequent +cases are especially enlightening for the theory of substitutional +symmetry, it is worth while to analyze one in detail. + +286. Pieter de Hooch, _The Card-players_, in Buckingham Palace, +portrays a group completely on the Right of Cn., all facing in to the +table between them. Directly behind them is a high light window, +screened, and high on the wall to the extreme Right are a picture and +hanging cloaks. All goes to emphasize the height, mass and interest of +the Right side. On the Left, which is otherwise empty, is a door half +the height of the window, giving on a brightly lighted courtyard, from +which is entering a woman, also in light clothing. The light streams +in diagonally across the floor. Thus, with all the 'weight' on the +Right, the effect of this deep vista on the Left and of its brightness +is to give a complete balance, while the suggestion of line from +doorway and light makes, together with the central figure, a roughly +outlined V, which serves to bind together all the elements. This +matter of binding together of elements is reserved for further +discussion--the purpose of this detailed description is only to show +the extraordinary power of a single element, vista, to balance a whole +composition of others, and its significance in the tables as an +increasing accompaniment of increasing variations from symmetry. + +The D.C. cases, inasmuch as they always present a balance of interest +at least, are less valuable for our theory; among the variations the +larger side, Ms., is often balanced by a vista, or, combining with the +usual equation for genre pictures, Ms. + I. + D. = V. + I. + D. There +is only one picture which cannot be schematized (263). + + +Landscape. + +The landscape is another type of unfettered composition. As it +represents no action or single object or group of objects, its parts +are naturally more or less unconnected. It should, therefore, be said +that no picture was taken as D.C. unless there was a distinct +separation of the two sides. The typical examples are analyzed in +detail. + +S.C. 912. J. van Ruysdael, _Forest Landscape_, in the London National +Gallery. In the Cn. is a stagnant pool, backed on the Right by thick +woods. A dead tree, white, very prominent in the Right foreground, +another at its foot sloping down to Cn. On the Left a bank sloping +down to Cn., a tree at its foot; behind both, and seen also between +the two central trees, bright sky and clouds. Thus, there is on the +Right, Mass and Direction to Cn.; on the Left, Vista and Direction to +Cn.; Ms. + D. = V. + D. + +D.C. 642. Hobbema, _The Watermill_, in Buckingham Palace. On the +Right, a bank sloping upward, a large cluster of trees, a path leading +down to Right lower corner. On the Left, somewhat lower, the mill, and +water in front of it, flowing down to Left; clearest sky between mill +and trees. Thus Mass and Direction out are placed over against +Interest (in mill) and Direction out, plus possibly a hint of Vista, +or Ms. + D. = I. + D + V. + +S.C. 65. Most frequent form, Ms. + I. = V. + L. Most used element, V., +98 per cent.; least used, D., 22 per cent. I. 73 per cent.; Ms. 66 per +cent.; L. 31 per cent. + +S. & S. One case. Ms. + I. + V. = V. + +D.C. 22. Most frequent form, Ms. + I. or Ms. = V. or V. + (almost +invariable). Most used element, V., 100 per cent.; least used, D., per +cent. Ms. 82 per cent.; I. 73 per cent.; L. 23 per cent. + +It was, of course, to be expected that in pictures without action +there should be little suggestion of attention or of direction of +movement. What is less evident is the reason for the high percentage +of I. Of course, figures do appear in many examples, and in most +pictures some inanimate object is emphasized--as, for instance, the +mill in our second example. But the most remarkable point of +difference in these tables from the preceding is the presence of V. in +practically every example. It is, of course, natural that somewhere in +almost every picture there should be a break to show the horizon line, +for the sake of variety, if for nothing else--but what is significant +is the part played by this break in the balancing of the picture. In +about two thirds of the examples the vista is enclosed by lines, or +masses, and when near the center, as being at the same time the +'heaviest' part of the picture, serves as a fulcrum or center to bind +the parts--always harder to bring together than in the other types of +pictures--into a close unity. The most frequent form of this +arrangement, as seen by the table, is a diagonal, which just saves +itself by turning up at its far end. Thus the mass, and hence usually +the special interest of the picture, is on the one side, on the other +the vista and the sloping line of the diagonal. In very few cases is +the vista behind an attractive or noticeable part of the picture, the +fact showing that it acts in opposition to the latter, leading the eye +away from it, and thus serving at once the variety and richness of the +picture, and its unity. A pure diagonal would have line and vista both +working at the extreme outer edge of the picture, and thus too +strongly--unless, indeed, balanced by very striking elements near the +other edge. + +This function of the vista as a unifying element is of interest in +connection with the theory of Hildebrand,[16] that the landscape +should have a narrow foreground and wide background, since that is +most in conformity with our experience. He adduces Titian's _Sacred +and Profane Love_ as an example. But of the general principle it may +be said that not the reproduction of nature, but the production of a +unified complex of motor impulses, is the aim of composition, and that +this aim is best reached by focusing the eye by a narrow +background--_i.e._, vista. No matter how much it wanders, it returns +to that central spot and is held there, keeping hold on all the other +elements. Of Hildebrand's example it may be said that the pyramidal +composition with the dark and tall tree in the center effectually +accomplishes the binding together of the two figures, so that a vista +is not needed. A wide background without that tree would leave them +rather disjointed. + + [16] A. Hildebrand, 'Das Problem der Form in der Bildenden + Kunst,' Strassburg, 1897. + +Another interesting observation concerns the use of water in +landscapes. In nearly all appears an expanse of water, and in four +fifths of the cases it is either on the same side as the vista, or in +the same line with it. This is no doubt partly due to the +light-effects which can be got on the water, but it also greatly +reinforces the peculiar effect of the vista. That effect, as has been +repeatedly said, is to concentrate, to hold, to fixate vision. The +same thing is true of the horizontal line, as was shown by some +preliminary experiments not here reported. The contrast to the +ordinary trend of lines--particularly in a landscape--together with +the strong suggestion of quiet and repose, serve to give the same +concentrating effect to the horizontal lines as to the vista. + +In general, it may be said that balance in landscape is effected +between Mass and Interest on one side and Vista and Line on the other; +and that unity is given especially by the use of Vista and the +horizontal lines of water. + +A survey of the subject-types remaining on the list of page 514 shows +that they may quite well be grouped together with those already +examined; that is, the Holy Families, Adorations, Crucifixions, and +Annunciations are very symmetrical in type, and present the same +characteristics as the Altarpieces. The Miscellaneous (mostly +religious) pictures, the Descents, and the Allegorical are, for the +most part, freely composed, irregular, full of action, and resemble +the genre pictures. The Single Figure pictures, Religious, Allegorical +and Genre, and the Portrait Groups, resemble the portraits. Therefore, +it may be considered that the existence of a perfect substitutional +symmetry has been established, inasmuch as it has been shown to be +almost invariably present in the types examined. + +The experimental treatment of the isolated elements determined the +particular function of each in distributing attention in the field of +view. The object of large size claims attention, but does not rivet it +nor draw it out powerfully; the intrinsically interesting object does +excite it, but limits it to a comparatively small field; the +suggestion of movement or of attention on the part of pictured objects +carries the attention through the field of its operation; the vista +rivets the attention without powerfully exciting it, and the line +extending in a certain direction carries the attention in the same way +as does the suggestion of movement. But the preceding statistical +analysis has shown that while all are possibly operative in a given +picture, some are given much more importance than others, and that in +pictures of different types different elements predominate. + +The following table gives the distribution of the elements in the +single-center pictures already examined. The numbers represent the per +cent. of the whole number of balanced pictures in which the given +element appears once or more. + + + S.C. Ms. I. D. V. L. + + Alt. p. 26 100 91 13 31 + Mad. 21 100 96 27 64 + Port. 80 63 98 17 61 + Genre 57 89 57 46 44 + Lands. 66 73 22 98 31 + + +It is seen that in those classes with a general symmetrical framework, +the altar and Madonna pictures, the elements of interest and direction +of attention are overwhelmingly predominant--which is the more to be +expected as they appear, of course, as variations in a symmetry which +has already, so to speak, disposed of mass and line. They give what +action there is, and when they are very strongly operative, we see by +page 516, (8) and (9) and note, that they are opposed by salient lines +and deep vistas, which act more strongly on the attention than mass; +compare further Mad., V. 27 per cent., L. 64 per cent., as against +Alt., V. 13 per cent., L. 19 per cent., as confirming the view that +they are used in the more irregular and active pictures. But I. keeps +its predominance throughout the types, except in the portraits, where, +indeed, we should not expect it to be so powerful, since the principal +object of interest must always be the portrait head, and that is in +most cases in the Cn., and therefore not counted. Yet I. has a +respectable representation even in the portrait table, showing that +such objects as jewels, embroideries, beautiful hands, etc., count +largely too in composition. Its greatest is in the genre table, where, +of course, human interests constitute the subject matter. + +It is among the portraits that the direction of suggestion is most +operative. Since these pictures represent no action, it must be given +by those elements which move and distribute the attention; in +accordance with which we see that line also is unusually influential. +As remarked above, the altarpieces and Madonna pictures, also largely +without action, depend largely for it on D., in the form of direction +of attention (D. 91 per cent.). + +The vista, as said above, rivets and confines the attention. We can, +therefore, understand how it is that in the genre table it suddenly +appears very numerous. The active character of these pictures +naturally requires to be modified, and the vista introduces a powerful +balancing element, which is yet quiet; or, it might be said, inasmuch +as energy is certainly expended in plunging down the third dimension, +the vista introduces an element of action of counterbalancing +character. In the landscape it introduces the principal element of +variety. It is always to be found in those parts of the picture which +are opposed to other powerful elements, and the 'heavier' the other +side, the deeper the vista. This is especially to be noted in all +pictures of the S. & S. type, where the one side is very 'heavy' and +the deep vista practically invariable on the other. Also in D.C. +pictures it serves as a kind of fulcrum, or unifying element, inasmuch +as it rivets the attention between the two detached sides. (Cf. D.C. +among Alt. and Mad.) + +The direction of suggestion by means of the indication of a line (L.), +quite naturally is more frequent in the Madonna-picture and Portrait +classes. Both these types are of large simple outline, so that L. +would be expected to tell, but more or less irregular, so that it +would not appear on both sides, thus neutralizing its action, as often +in the symmetrical altarpieces. This neutralizing explains why it has +a comparatively small per cent. in the landscape table, it having +appeared in minor form all over the field, but less often in large +salient outline. It is worth noticing that for the D.C. of both genre +and landscape, the per cent. drops appreciably. As it is, in a decided +majority of cases, combined with V.--the shape being more or less a +diagonal slope--it is clear that it acts as a kind of bond between the +two sides, carrying the attention without a break from one to the +other. + +The element of mass requires less comment. It appears in greatest +number in those pictures which have little action, portraits and +landscapes, and which are yet not symmetrical--in which last case mass +is, of course, already balanced. In fact, it must of necessity exert +a certain influence in every unsymmetrical picture, and so its +percentage, even for genre pictures, is large. + +Thus we may regard the elements as both attracting attention to a +certain spot and dispersing it over a field. Those types which are of +a static character abound in elements which disperse the attention; +those which are of a dynamic character, in those which make it stable. +The ideal composition seems to combine the dynamic and static +elements--to animate, in short, the whole field of view, but in a +generally bilateral fashion. The elements, in substitutional symmetry, +are then simply means of introducing variety and action. As a dance in +which there are complicated steps gives the actor and beholder a +varied and thus vivified 'balance,' and is thus more beautiful than +the simple walk, so a picture composed in substitutional symmetry is +more rich in its suggestions of motor impulse, and thus more +beautiful, than an example of geometrical symmetry. + + +_B. Principles of Composition._ + +The particular function of the elements which are substituted for +geometrical symmetry has been made clear; their presence lends variety +and richness to the balance of motor impulses. But the natural motor +response to stimulation has another characteristic which belongs to us +as individuals. The motor response must be balanced, but also unified. +In a picture, therefore, there must be a large outline in which all +the elements are held together, corresponding to this requirement of +unity. Now this way of holding together, this manner of combination, +may vary; and I hope to show that it not only varies with the subject +and purpose of the picture, but bears a very close relation +thereto--that, in short, it is what determines the whole character of +the picture. Just what this relation is will appear in the study of +our material. + +Examples of these types of composition may best be found by analyzing +a few very well-known pictures. We may begin with the class first +studied, the Altarpiece, choosing a picture by Botticelli, in the +Florence Academy (746). Under an arch is draped a canopy held up by +angels; under this, again, sits the M. with the C. on her lap, on a +throne, at the foot of which, on each side, stand three saints. The +outline of the whole is markedly pyramidal--in fact, there are, +broadly speaking, three pyramids; of the arch, the canopy, and the +grouping. A second, much less symmetrical example of this type, is +given by another Botticelli in the Academy--_Spring_ (140). Here the +central female figure, topped by the floating Cupid, is slightly +raised above the others, which, however, bend slightly inward, so that +a triangle, or pyramid with very obtuse angle at the apex, is +suggested; and the whole, which at first glance seems a little +scattered, is at once felt, when this is grasped, as closely bound +together. + +Closely allied to this is the type of the _Madonna of Burgomaster +Meyer_, Holbein (725), in the Grand-Ducal Castle, Darmstadt. It is +true that the same pyramid is given by the head of the M. against the +shell-like background, and her spreading cloak which envelops the +kneeling donors. But still more salient is the diamond form given by +the descending rows of these worshipping figures, especially against +the dark background of the M.'s dress. A second example, without the +pyramid backing, is found in Rubens' _Rape of the Daughters of +Leucippus_ (88), in the Alte Pinakothek at Munich. Here the diamond +shape formed by the horses and struggling figures is most +remarkable--an effect of lightness which will be discussed later in +interpreting the types. + +The famous _Bull_ of Paul Potter (149), in the Royal Museum at the +Hague, furnishes a third type, the diagonal. High on one side are +grouped the herdsman, leaning on a tree which fills up the sky on that +side, and his three sheep and cow. The head of the bull is turned +toward this side, and his back and hind leg slope down to the other +side, as the ground slopes away to a low distant meadow. The picture +is thus divided by an irregular diagonal. Somewhat more regular is the +diagonal of the _Evening Landscape_, by Cuyp (348), in the Buckingham +Palace, London. High trees and cliffs, horsemen and others, occupy one +side, and the mountains in the background, the ground and the clouds, +all slope gradually down to the other side. + +It is a natural transition from this type to the V-shape of the +landscapes by Aart van der Neer, _Dutch Villages_, 245 and 420, in the +London National Gallery and in the Rudolphinum at Prague, +respectively. Here are trees and houses on each side, gradually +sloping to the center to show an open sky and deep vista. Other +examples, of course, show the opening not exactly in the center. + +In the _Concert_ by Giorgione (758), in the Pitti Gallery, Florence, +is seen the less frequent type of the square. The three figures turned +toward each other with heads on the same level make almost a square +space-shape, although it might be said that the central player gives a +pyramidal foundation. This last may also be said of Verrocchio's +_Tobias and the Archangels_ in the Florence Academy, for the square, +or rather rectangle, is again lengthened by the pyramidal shape of the +two central figures. The unrelieved square, it may here be +interpolated, is not often found except in somewhat primitive +examples. Still less often observed is the oval type of _Samson's +Wedding feast_, Rembrandt (295), in the Royal Gallery, Dresden. Here +one might, by pressing the interpretation, see an obtuse-angled +double-pyramid with the figure of Delilah for an apex, but a few very +irregular pictures seem to fall best under the given classification. + +Last of all it must be remarked that the great majority of pictures +show a combination of two or even three types; but these are usually +subordinated to one dominant type. Such, for instance, is the case +with many portraits, which are markedly pyramidal, with the +double-pyramid suggested by the position of the arms, and the inverted +pyramid, or V, in the landscape background. The diagonal sometimes +just passes over into the V, or into the pyramid; or the square is +combined with both. + +It is, of course, not necessary at this point to show how it is that +such an apparently unsymmetrical shape as the diagonal, alone or in +combination with other forms, nevertheless produces an effect of +balance. In all these cases of the diagonal type the mass or interest +of the one side, or the direction of subordinate lines backward to it, +balances the impulse of the line descending to the other side. The +presence of balance or substitutional symmetry is taken for granted +in this treatment, having been previously established, and only the +modifications of this symmetry are under consideration. + +Now, in order to deal properly with the question of the relation of +the type of composition to the subject of the picture, complete +statistical information will be necessary. A table of the pictures, +classified by subjects and distributed under the heads of the six +major types, is accordingly subjoined. + + + Pyramid. Double-Pyr. Diagonal. + S.C. D.C. S.S. S.C. D.C. S.S. S.C. D.C. S.S. + Altarpieces, 49 0 1 10 4 0 1 0 0 + Mad. w. C., 40 0 0 7 0 0 0 0 0 + Holy Family, 25 0 4 0 0 1 2 2 2 + Adorations, 19 0 0 0 0 0 0 0 0 + Crucifixions, 11 0 0 7 0 1 0 0 1 + Desc. fr. Cross, 12 0 0 3 0 0 1 0 0 + Annunciations, 0 8 0 0 4 0 0 0 0 + Misc. Religious, 55 16 3 4 4 0 10 7 5 + Allegorical, 20 2 1 4 0 0 4 0 2 + Genre, 25 4 4 5 0 0 18 2 1 + Landscape, 8 2 1 3 0 0 25 6 0 + Port. Group, 20 4 2 9 0 0 3 3 2 + Rel. Single Fig., 20 0 0 2 0 0 2 0 0 + Alleg. S.F., 7 0 0 2 0 0 3 0 0 + Portrait S.F., 179 0 0 28 0 0 0 0 0 + Genre S.F., 15 0 0 1 0 0 1 0 0 + + + V-shaped. Square. Oval. + S.C. D.C. S.S. S.C. D.C. S.S. S.C. D.C. S.S. + Altarpieces, 6 1 0 4 1 0 0 1 0 + Mad. w. C., 0 0 0 0 0 0 0 0 0 + Holy Family, 13 3 6 0 0 0 0 0 0 + Adorations, 0 0 0 0 0 0 0 0 0 + Crucifixions, 0 0 0 3 0 0 0 0 0 + Desc. fr. Cross, 5 0 1 3 0 0 2 0 0 + Annunciations, 0 1 0 0 8 0 0 0 0 + Misc. Religious, 20 14 2 9 12 1 2 2 3 + Allegorical, 3 2 1 3 1 0 3 1 0 + Genre, 10 7 6 4 4 0 1 3 0 + Landscape, 20 12 0 4 0 0 5 2 0 + Port. Group, 10 7 1 0 3 0 0 0 0 + Rel. Single Fig., 3 0 0 1 0 0 0 0 0 + Alleg. S.F., 0 0 0 0 0 0 0 0 0 + Portrait S.F., 0 0 0 0 0 0 0 0 0 + Genre S.F., 1 0 0 0 0 0 0 0 0 + + +What types are characteristic of the different kinds of pictures? In +order to answer this question we must ask first, What are the +different kinds of pictures? One answer, at least, is at once +suggested to the student on a comparison of the pictures with their +groupings according to subjects. All those which represent the Madonna +enthroned, with all variations, with or without saints, shepherds or +Holy Family, are very quiet in their action; that is, it is not really +an action at all which they represent, but an attitude--the attitude +of contemplation. This is no less true of the pictures I have called +'Adorations,' in which, indeed, the contemplative attitude is still +more marked. On the other hand, such pictures as the 'Descents,' the +'Annunciations,' and very many of the 'miscellaneous religious,' +allegorical and genre pictures, portray a definite action or event. +Taking together, for instance, in two groups of five each, the first +ten classes in the table, we find that they fall to the six types in +the following proportion: + + + P. D.P. Dg. V. Sq. Ov. + I. 66 13 05 13 03 0 + II. 43 07 14 20 12 04 + + +Inasmuch as II. contains also many 'contemplative' pictures, while I. +contains no 'active' ones, the contrast between the proportions of the +groups would really be sharper than the figures indicate. But as it +is, we see that the pyramid type is characteristic of the +'contemplative' pictures in a much higher degree. If the closely +allied double-pyramid type is taken with it, we have 79 per cent of +the 'contemplative' to 50 per cent, of the 'active' ones. This view is +confirmed by contrasting the 'Adoration,' the most complete example of +one group, with the genre pictures, the most complete example of the +other--and here we see that in the first all are pyramidal, and in the +second only 26 per cent. A class which might be supposed to suggest +the same treatment in composition is that of the portraits--absolute +lack of action being the rule. And we find, indeed, that no single +type is represented within it except the pyramid and double-pyramid, +with 86 per cent. of the former. Thus it is evident that for the type +of picture which expresses the highest degree of quietude, +contemplation, concentration, the pyramid is the characteristic type +of composition. + +But is it not also characteristic of the 'active' pictures, since, as +we see, it has the largest representation in that class too? Perhaps +it might be said that, inasmuch as all pictures are really more +'quiet' than they are 'active,' so the type _par excellence_ is the +pyramidal--a suggestion which is certainly borne out by the table as a +whole. But setting aside for the moment the pyramid and its +sub-variety, we see that the diagonal V-shaped and square types are +much more numerous in the roughly outlined 'active' class. Taking, +again, the genre class as especially representative, we find 23 per +cent. of the diagonal type, and 25 per cent. of the V-shaped. We have +seen how closely allied are these two types, and how gradually one +passes over into the other, so that we may for the nonce take them +together as making up 47 per cent. of the whole. The type of picture +which expresses the highest degree of activity, which aims to tell a +story, has, then, for its characteristic type the V and its varieties. + +The landscape picture presents a somewhat different problem. It cannot +be described as either 'active' or 'passive,' inasmuch as it does not +express either an attitude or an event. There is no definite idea to +be set forth, no point of concentration, as with the altarpieces and +the portraits, for instance; and yet a unity is demanded. An +examination of the proportions of the types shows at once the +characteristic type. + + + P. D.P. Dg. V. Sq. Or. + Landscapes, 13 03 35 36 05 08 + + +It is now necessary to ask what must be the interpretation of the use +of these types of composition. Must we consider the pyramid the +expression of passivity, the diagonal or V, of activity? But the +greatly predominating use of the second for landscapes would remain +unexplained, for at least nothing can be more reposeful than the +latter. It may aid the solution of the problem to remember that the +composition taken as a whole has to meet the demand for unity, at the +same time that it allows free play to the natural expression of the +subject. The altarpiece has to bring about a concentration of +attention to express or induce a feeling of reverence. This is +evidently brought about by the suggestion of the converging lines to +the fixation of the high point in the picture--the small area occupied +by the Madonna and Child--and by the subordination of the free play of +other elements. The contrast between the broad base and the apex gives +a feeling of solidity, of repose; and it seems not unreasonable to +suppose that the tendency to rest the eyes above the center of the +picture directly induces the associated mood of reverence or worship. +Thus the pyramidal form serves two ends; primarily that of giving +unity; and secondarily, by the peculiarity of its mass, that of +inducing the feeling-tone appropriate to the subject of the picture. + +Applying this principle to the so-called 'active' pictures, we see +that the natural movement of attention between the different 'actors' +in the picture must be allowed for, while yet unity is secured. And it +is clear that the diagonal type is just fitted for this. The attention +sweeps down from the high side to the low, from which it returns +through some backward suggestion of lines or interest in the objects +of the high side. Action and reaction--movement and return of +attention--is inevitable under the conditions of this type; and this +it is which allows the free play--which, indeed, _constitutes_ and +expresses the activity belonging to the subject, just as the fixation +of the pyramid constitutes the quietude of the religious picture. Thus +it is that the diagonal composition is particularly suited to portray +scenes of grandeur, and to induce a feeling of awe in the spectator, +because only here can the eye rove in one large sweep from side to +side of the picture, recalled by the mass and interest of the side +from which it moves. The swing of the pendulum is here widest, so to +speak, and all the feeling-tones which belong to wide, free movement +are called into play. If, at the same time, the element of the deep +vista is introduced, we have the extreme of concentration combined +with the extreme of movement; and the result is a picture in the +'grand style'--comparable to high tragedy--in which all the +feeling-tones which wait on motor impulses are, as it were, while yet +in the same reciprocal relation, tuned to the highest pitch. Such a +picture is the _Finding of the Ring_, Paris Bordone (1048), in the +Venice Academy. All the mass and the interest and the suggestion of +attention is toward the right--the sweep of the downward lines and of +the magnificent perspective toward the left--and the effect of the +whole space-composition is of superb largeness of life and feeling. +With it may be compared Titian's _Presentation of the Virgin_ (107), +also in the Academy, Venice. The composition, from the figure moving +upward to one high on the right, to the downward lines, waiting groups +and deep vista on the left, is almost identical with that of the +Bordone. Neither is pure diagonal--that is, it saves itself at last by +an upward movement. Compare also the two great compositions by +Veronese, _Martyrdom of St. Mark_, etc. (1091), in the Doge's Palace, +Venice, and _Esther before Ahasuerus_ (566), in the Uffizi, Florence. +In both, the mass, direction of interest, movement and attention are +toward the left, while all the lines tend diagonally to the right, +where a vista is also suggested--the diagonal making a V just at the +end. Here, too, the effect is of magnificence and vigor. + +If, then, the pyramid belongs to contemplation, the diagonal to +action, what can be said of the type of landscape? It is without +action, it is true, and yet does not express that positive quality, +that _will_ not to act, of the rapt contemplation. The landscape +uncomposed is negative; and it demands unity. Its type of composition, +then, must give it something positive besides unity. It lacks both +concentration and action; but it can gain them both from a space +composition which shall combine unity with a tendency to movement. And +this is given by the diagonal and V-shaped type. This type merely +allows free play to the natural tendency of the 'active' picture; but +it constrains the neutral, inanimate landscape. The shape itself +imparts motion to the picture: the sweep of line, the concentration of +the vista, the unifying power of the inverted triangle between two +masses, act, as it were, externally to the suggestion of the object +itself. There is always enough quiet in a landscape--the overwhelming +suggestion of the horizontal suffices for that; it is movement that is +needed for richness of effect; and, as I have shown, no type imparts +the feeling of movement so strongly as the diagonal and V-shaped type +of composition. It is worth remarking that the perfect V, which is of +course more regular, concentrated, quiet, than the diagonal, is more +frequent than the diagonal among the 'Miscellaneous Religious' +pictures (that is, it is more _needed_), since after all, as has been +said, the final aim of all space composition is just the attainment of +repose. But the landscapes need energy, not repression; and so the +diagonal type is proportionately more numerous. + +The square and oval types, as is seen from the table, are far less +often used. The oval, most infrequent of all, appears only among the +'active' pictures, with the exception of landscape. It usually serves +to unite a group of people among whom there is no one especially +striking--or the object of whose attention is in the center of the +picture, as in the case of the Descent from the Cross. It imparts a +certain amount of movement, but an equable and regular one, as the eye +returns in an even sweep from one side to the other. + +The square type, although only three per cent. of the whole number of +pictures, suggests a point of view which has already been touched on +in the section on Primitive Art. The examples fall into two classes: +in the first, the straight lines across the picture are unrelieved by +the suggestion of any other type; in the second, the pyramid or V is +suggested in the background with more or less clearness by means of +architecture or landscape. In the first class are found, almost +exclusively, early examples of Italian, Dutch and German art; in the +second, pictures of a later period. The rigid square, in short, is +found only at an early stage in the development of composition. +Moreover, all the examples are 'story' pictures, for the most part +scenes from the lives of the saints, etc. Many of them are +double-center--square, that is, with a slight break in the middle, the +grouping purely logical, to bring out the relations of the characters. +Thus, in the _Dream of Saint Martin_, Simone Martini (325), a fresco +at Assisi, the saint lies straight across the picture with his head in +one corner. Behind him on one side, stand the Christ and angels, +grouped closely together, their heads on the same level. Compare also +the _Finding of the Cross_, Piero della Francesca (1088), a serial +picture in two parts, with their respective backgrounds all on the +same level; and most of the frescoes by Giotto at Assisi--in +particular _St. Francis before the Sultan_ (1057), in which the actors +are divided into parties, so to speak. + +These are all, of course, in one sense symmetrical--in the weight of +interest, at least--but they are completely amorphous from an ęsthetic +point of view. The _forms_, that is, do not count at all--only the +meanings. The story is told by a clear separation of the parts, and +as, in most stories, there are two principal actors, it merely happens +that they fall into the two sides of the picture. Interesting in +connection with this is the observation that, although the more +anecdotal the picture the more likely it is to be 'double-centered,' +the later the picture the less likely it is to be double-centered. +Thus the square and the double-center composition seem often to be +found in the same picture and to be, both, characteristic of early +composition. On the other hand, a rigid geometrical symmetry is also +characteristic, and these two facts seem to contradict each other. But +it is to be noted, first, that the rigid geometrical symmetry belongs +only to the Madonna Enthroned, and general Adoration pieces; and +secondly, that this very rigidity of symmetry in details can coexist +with variations which destroy balance. Thus, in the _Madonna +Enthroned_, Giotto (715), where absolute symmetry in detail is kept, +the Child sits far out on the right knee of the Madonna. Compare also +_Madonna_, Vitale di Bologna (157), in which the C. is almost falling +off M.'s arms to the right, her head is bent to the right, and a monk +is kneeling at the right lower corner; also _Madonna_, Ottaviano Nelli +(175)--all very early pictures. Hence, it would seem that the symmetry +of these early pictures was not dictated by a conscious demand for +symmetrical arrangement, or rather for real balance, else such +failures would hardly occur. The presence of geometrical symmetry is +more easily explained as the product, in large part, of technical +conditions: of the fact that these pictures were painted as +altarpieces to fill a space definitely symmetrical in character--often, +indeed, with architectural elements intruding into it. We may even +venture to connect the Madonna pictures with the temple images of the +classic period, to explain why it was natural to paint the object of +worship seated exactly facing the worshipper. Thus we may separate the +two classes of pictures, the one giving an object of worship, and thus +taking naturally, as has been said, the pyramidal, symmetrical shape, +and being moulded to symmetry by all other suggestions of technique; +the other aiming at nothing except logical clearness. This antithesis +of the symbol and the story has a most interesting parallel in the two +great classes of primitive art--the one symbolic, merely suggestive, +shaped by the space it had to fill, and so degenerating into the +slavishly symmetrical, the other descriptive, 'story-telling' and +without a trace of space composition. On neither side is there +evidence of direct ęsthetic feeling. Only in the course of artistic +development do we find the rigid, yet often unbalanced, symmetry +relaxing into a free substitutional symmetry, and the formless +narrative crystallizing into a really unified and balanced space form. +The two antitheses approach each other in the 'balance' of the +masterpieces of civilized art--in which, for the first time, a real +feeling for space composition makes itself felt. + + * * * * * + + + + +THE ĘSTHETICS OF UNEQUAL DIVISION. + +BY ROSWELL PARKER ANGIER. + + +PART I. + + +The present paper reports the beginnings of an investigation designed +to throw light on the psychological basis of our ęsthetic pleasure in +unequal division. It is confined to horizontal division. Owing to the +prestige of the golden section, that is, of that division of the +simple line which gives a short part bearing the same ratio to the +long part that the latter bears to the whole line, experimentation of +this sort has been fettered. Investigators have confined their efforts +to statistical records of approximations to, or deviations from, the +golden section. This exalts it into a possible ęsthetic norm. But such +a gratuitous supposition, by limiting the inquiry to the verification +of this norm, distorts the results, tempting one to forget the +provisional nature of the assumption, and to consider divergence from +the golden section as an error, instead of another example, merely, of +unequal division. We have, as a matter of fact, on one hand, +investigations that do not verify the golden section, and, on the +other hand, a series of attempts to account for our pleasure in it, as +if it were, beyond dispute, the norm. In this way the statistical +inquiries have been narrowed in scope, and interpretation retarded and +misdirected. Statistically our aim should be to ascertain within how +wide limits ęsthetically pleasing unequal divisions fall; and an +interpretative principle must be flexible enough to include persistent +variations from any hypothetical norm, unless they can be otherwise +accounted for. If it is not forced on us, we have, in either case, +nothing to do with the golden section. + +Since Fechner, the chief investigation in the ęsthetics of simple +forms is that of Witmer, in 1893.[1] Only a small part of his work +relates to horizontal division, but enough to show what seems to me a +radical defect in statistical method, namely, that of accepting a +general average of the average judgments of the several subjects, as +'the most pleasing relation' or 'the most pleasing proportion.'[2] +Such a total average may fall wholly without the range of judgments of +every subject concerned, and tells us nothing certain about the +specific judgments of any one. Even in the case of the individual +subject, if he shows in the course of long experimentation that he has +two distinct sets of judgments, it is not valid to say that his real +norm lies between the two; much less when several subjects are +concerned. If averages are data to be psychophysically explained, they +must fall well within actual individual ranges of judgment, else they +correspond to no empirically determinable psychophysical processes. +Each individual is a locus of possible ęsthetic satisfactions. Since +such a locus is our ultimate basis for interpretation, it is inept to +choose, as 'the most pleasing proportion,' one that may have no +correspondent empirical reference. The normal or ideal individual, +which such a norm implies, is not a psychophysical entity which may +serve as a basis of explanation, but a mathematical construction. + + [1] Witmer, Lightner: 'Zur experimentellen Aesthetik einfacher + räumlicher Formverhältnisse,' _Phil. Studien_, 1893, IX., S. + 96-144, 209-263. + +This criticism would apply to judgments of unequal division on either +side the center of a horizontal line. It would apply all the more to +any general average of judgments including both sides, for, as we +shall soon see, the judgments of individuals differ materially on the +two sides, and this difference itself may demand its explanation. And +if we should include within this average, judgments above and below +the center of a vertical line, we should have under one heading four +distinct sets of averages, each of which, in the individual cases, +might show important variations from the others, and therefore require +some variation of explanation. And yet that great leveller, the +general average, has obliterated these vital differences, and is +recorded as indicating the 'most pleasing proportion.'[3] That such an +average falls near the golden section is immaterial. Witmer himself, +as we shall see,[4] does not set much store by this coincidence as a +starting point for explanation, since he is averse to any mathematical +interpretation, but he does consider the average in question +representative of the most pleasing division. + + [2] _op. cit._, 212-215. + + [3] Witmer: _op. cit._, S. 212-215. + + [4] _op. cit._, S. 262. + +I shall now, before proceeding to the details of the experiment to be +recorded, review, very briefly, former interpretative tendencies. +Zeising found that the golden section satisfied his demand for unity +and infinity in the same beautiful object.[5] In the golden section, +says Wundt,[6] there is a unity involving the whole; it is therefore +more beautiful than symmetry, according to the ęsthetic principle that +that unification of spatial forms which occurs without marked effort, +which, however, embraces the greater manifold, is the more pleasing. +But to me this manifold, to be ęsthetic, must be a sensible manifold, +and it is still a question whether the golden section set of relations +has an actual correlate in sensations. Witmer,[7] however, wrote, at +the conclusion of his careful researches, that scientific ęsthetics +allows no more exact statement, in interpretation of the golden +section, than that it forms 'die rechte Mitte' between a too great and +a too small variety. Nine years later, in 1902, he says[8] that the +preference for proportion over symmetry is not a demand for an +equality of ratios, but merely for greater variety, and that 'the +amount of unlikeness or variety that is pleasing will depend upon the +general character of the object, and upon the individual's grade of +intelligence and ęsthetic taste.' Külpe[9] sees in the golden section +'a special case of the constancy of the relative sensible +discrimination, or of Weber's law.' The division of a line at the +golden section produces 'apparently equal differences' between minor +and major, and major and whole. It is 'the pleasingness of apparently +equal differences.' + + [5] Zelsing, A.: 'Aesthetische Forschungen,' 1855, S. 172; + 'Neue Lehre von den Proportionen des menschlichen Körpera,' + 1854, S. 133-174. + + [6] Wundt, W.: 'Physiologische Psychologie,' 4te Aufl., + Leipzig, 1893, Bd. II., S. 240 ff. + + [7] _op. cit._, S. 262. + + [8] Witmer, L.: 'Analytical Psychology,' Boston, 1902, p. 74. + + [9] Külpe, O.: 'Outlines of Psychology,' Eng. Trans., London, + 1895, pp. 253-255. + +These citations show, in brief form, the history of the interpretation +of our pleasure in unequal division. Zeising and Wundt were alike in +error in taking the golden section as the norm. Zeising used it to +support a philosophical theory of the beautiful. Wundt and others too +hastily conclude that the mathematical ratios, intellectually +discriminated, are also sensibly discriminated, and form thus the +basis of our ęsthetic pleasure. An extension of this principle would +make our pleasure in any arrangement of forms depend on the +mathematical relations of their parts. We should, of course, have no +special reason for choosing one set of relationships rather than +another, nor for halting at any intricacy of formulę. But we cannot +make experimental ęsthetics a branch of applied mathematics. A theory, +if we are to have psychological explanation at all, must be pertinent +to actual psychic experience. Witmer, while avoiding and condemning +mathematical explanation, does not attempt to push interpretation +beyond the honored category of unity in variety, which is applicable +to anything, and, in principle, is akin to Zeising's unity and +infinity. We wish to know what actual psychophysical functionings +correspond to this unity in variety. Külpe's interpretation is such an +attempt, but it seems clear that Weber's law cannot be applied to the +division at the golden section. It would require of us to estimate the +difference between the long side and the short side to be equal to +that of the long side and the whole. A glance at the division shows +that such complex estimation would compare incomparable facts, since +the short and the long parts are separated, while the long part is +inclosed in the whole. Besides, such an interpretation could not apply +to divisions widely variant from the golden section. + +This paper, as I said, reports but the beginnings of an investigation +into unequal division, confined as it is to results obtained from the +division of a simple horizontal line, and to variations introduced as +hints towards interpretation. The tests were made in a partially +darkened room. The apparatus rested on a table of ordinary height, the +part exposed to the subject consisting of an upright screen, 45 cm. +high by 61 cm. broad, covered with black cardboard, approximately in +the center of which was a horizontal opening of considerable size, +backed by opal glass. Between the glass and the cardboard, flush with +the edges of the opening so that no stray light could get through, a +cardboard slide was inserted from behind, into which was cut the +exposed figure. A covered electric light illuminated the figure with a +yellowish-white light, so that all the subject saw, besides a dim +outline of the apparatus and the walls of the room, was the +illuminated figure. An upright strip of steel, 1½ mm. wide, movable in +either direction horizontally by means of strings, and controlled by +the subject, who sat about four feet in front of the table, divided +the horizontal line at any point. On the line, of course, this +appeared as a movable dot. The line itself was arbitrarily made 160 +mm. long, and 1½ mm. wide. The subject was asked to divide the line +unequally at the most pleasing place, moving the divider from one end +slowly to the other, far enough to pass outside any pleasing range, +or, perhaps, quite off the line; then, having seen the divider at all +points of the line, he moved it back to that position which appealed +to him as most pleasing. Record having been made of this, by means of +a millimeter scale, the subject, without again going off the line, +moved to the pleasing position on the other side of the center. He +then moved the divider wholly off the line, and made two more +judgments, beginning his movement from the other end of the line. +These four judgments usually sufficed for the simple line for one +experiment. In the course of the experimentation each of nine subjects +gave thirty-six such judgments on either side the center, or +seventy-two in all. + +In Fig. 1, I have represented graphically the results of these +judgments. The letters at the left, with the exception of _X_, mark +the subjects. Beginning with the most extreme judgments on either side +the center, I have erected modes to represent the number of judgments +made within each ensuing five millimeters, the number in each case +being denoted by the figure at the top of the mode. The two vertical +dot-and-dash lines represent the means of the several averages of all +the subjects, or the total averages. The short lines, dropped from +each of the horizontals, mark the individual averages of the divisions +either side the center, and at _X_ these have been concentrated into +one line. Subject _E_ obviously shows two pretty distinct fields of +choice, so that it would have been inaccurate to condense them all +into one average. I have therefore given two on each side the center, +in each case subsuming the judgments represented by the four end modes +under one average. In all, sixty judgments were made by _E_ on each +half the line. Letter _E¹_ represents the first thirty-six; _E²_ the +full number. A comparison of the two shows how easily averages shift; +how suddenly judgments may concentrate in one region after having been +for months fairly uniformly distributed. The introduction of one more +subject might have varied the total averages by several points. Table +I. shows the various averages and mean variations in tabular form. + + +TABLE I. + Left. Right. + Div. M.V. Div. M.V. + _A_ 54 2.6 50 3.4 + _B_ 46 4.5 49 5.7 + _C_ 75 1.8 71 1.6 + _D_ 62 4.4 56 4.1 + _E¹_ 57 10.7 60 8.7 + _F_ 69 2.6 69 1.6 + _G_ 65 3.7 64 2.7 + _H_ 72 3.8 67 2.1 + _J_ 46 1.9 48 1.3 + -- --- -- --- +Total 60 3.9 59 3.5 + +Golden Section = 61.1. + + ¹These are _E_'s general averages on 36 judgments. Fig. 1, + however, represents two averages on each side the center, for + which the figures are, on the left, 43 with M.V. 3.6; and 66 + with M.V. 5.3. On the right, 49, M.V. 3.1; and 67, M.V. 2.7. + For the full sixty judgments, his total average was 63 on the + left, and 65 on the right, with mean variations of 9.8 and 7.1 + respectively. The four that _E²_ in Fig. 1 shows graphically + were, for the left, 43 with M.V. 3.6; and 68, M.V. 5.1. On the + right, 49, M.V. 3.1; and 69, M.V. 3.4. + + +[Illustration: FIG. 1.] + +Results such as are given in Fig. 1, appear to warrant the criticism +of former experimentation. Starting with the golden section, we find +the two lines representing the total averages running surprisingly +close to it. This line, however, out of a possible eighteen chances, +only twice (subjects _D_ and _G_) falls wholly within the mode +representing the maximum number of judgments of any single subject. In +six cases (_C_ twice, _F_, _H_, _J_ twice) it falls wholly without any +mode whatever; and in seven (_A_, _B_ twice, _E_, _F_, _G_, _H_) +within modes very near the minimum. Glancing for a moment at the +individual averages, we see that none coincides with the total +(although _D_ is very near), and that out of eighteen, only four (_D_ +twice, _G_ twice) come within five millimeters of the general average, +while eight (_B_, _C_, _J_ twice each, _F_, _H_) lie between ten and +fifteen millimeters away. The two total averages (although near the +golden section), are thus chiefly conspicuous in showing those regions +of the line that were avoided as not beautiful. Within a range of +ninety millimeters, divided into eighteen sections of five millimeters +each, there are ten such sections (50 mm.) each of which represents +the maximum of some one subject. The range of maximum judgments is +thus about one third the whole line. From such wide limits it is, I +think, a methodological error to pick out some single point, and +maintain that any explanation whatever of the divisions there made +interprets adequately our pleasure in unequal division. Can, above +all, the golden section, which in only two cases (_D_, _G_) falls +within the maximum mode; in five (_A_, _C_, _F_, _J_ twice) entirely +outside all modes, and in no single instance within the maximum on +both sides the center--can this seriously play the role of ęsthetic +norm? + +I may state here, briefly, the results of several sets of judgments on +lines of the same length as the first but wider, and on other lines of +the same width but shorter. There were not enough judgments in either +case to make an exact comparison of averages valuable, but in three +successively shorter lines, only one subject out of eight varied in a +constant direction, making his divisions, as the line grew shorter, +absolutely nearer the ends. He himself felt, in fact, that he kept +about the same absolute position on the line, regardless of the +successive shortenings, made by covering up the ends. This I found to +be practically true, and it accounts for the increasing variation +toward the ends. Further, with all the subjects but one, two out of +three pairs of averages (one pair for each length of line) bore the +same relative positions to the center as in the normal line. That is, +if the average was nearer the center on the left than on the right, +then the same held true for the smaller lines. Not only this. With one +exception, the positions of the averages of the various subjects, when +considered relatively to one another, stood the same in the shorter +lines, in two cases out of three. In short, not only did the pair of +averages of each subject on each of the shorter lines retain the same +relative positions as in the normal line, but the zone of preference +of any subject bore the same relation to that of any other. Such +approximations are near enough, perhaps, to warrant the statement that +the absolute length of line makes no appreciable difference in the +ęsthetic judgment. In the wider lines the agreement of the judgments +with those of the normal line was, as might be expected, still closer. +In these tests only six subjects were used. As in the former case, +however, _E_ was here the exception, his averages being appreciably +nearer the center than in the original line. But his judgments of this +line, taken during the same period, were so much on the central tack +that a comparison of them with those of the wider lines shows very +close similarity. The following table will show how _E_'s judgments +varied constantly towards the center: + + AVERAGE. + L. R. + 1. Twenty-one judgments (11 on L. and 10 on R.) during + experimentation on _I¹, I²_, etc., but not on same days. 64 65 + + 2. Twenty at different times, but immediately before + judging on _I¹, I²_, etc. 69 71 + + 3. Eighteen similar judgments, but immediately after + judging on _I¹, I²_, etc. 72 71 + + 4. Twelve taken after all experimentation with _I¹_, + _I²_, etc., had ceased. 71 69 + + +The measurements are always from the ends of the line. It looks as if +the judgments in (3) were pushed further to the center by being +immediately preceded by those on the shorter and the wider lines, but +those in (1) and (2) differ markedly, and yet were under no such +influences. + +From the work on the simple line, with its variations in width and +length, these conclusions seem to me of interest. (1) The records +offer no one division that can be validly taken to represent 'the most +pleasing proportion' and from which interpretation may issue. (2) With +one exception (_E_) the subjects, while differing widely from one +another in elasticity of judgment, confined themselves severally to +pretty constant regions of choice, which hold, relatively, for +different lengths and widths of line. (3) Towards the extremities +judgments seldom stray beyond a point that would divide the line into +fourths, but they approach the center very closely. Most of the +subjects, however, found a _slight_ remove from the center +disagreeable. (4) Introspectively the subjects were ordinarily aware +of a range within which judgments might give equal pleasure, although +a slight disturbance of any particular judgment would usually be +recognized as a departure from the point of maximum pleasingness. This +feeling of potential elasticity of judgment, combined with that of +certainty in regard to any particular instance, demands--when the +other results are also kept in mind--an interpretative theory to take +account of every judgment, and forbids it to seize on an average as +the basis of explanation for judgments that persist in maintaining +their ęsthetic autonomy. + +I shall now proceed to the interpretative part of the paper. Bilateral +symmetry has long been recognized as a primary principle in ęsthetic +composition. We inveterately seek to arrange the elements of a figure +so as to secure, horizontally, on either side of a central point of +reference, an objective equivalence of lines and masses. At one +extreme this may be the rigid mathematical symmetry of geometrically +similar halves; at the other, an intricate system of compensations in +which size on one side is balanced by distance on the other, +elaboration of design by mass, and so on. Physiologically speaking, +there is here a corresponding equality of muscular innervations, a +setting free of bilaterally equal organic energies. Introspection will +localize the basis of these in seemingly equal eye movements, in a +strain of the head from side to side, as one half the field is +regarded, or the other, and in the tendency of one half the body +towards a massed horizontal movement, which is nevertheless held in +check by a similar impulse, on the part of the other half, in the +opposite direction, so that equilibrium results. The psychic +accompaniment is a feeling of balance; the mind is ęsthetically +satisfied, at rest. And through whatever bewildering variety of +elements in the figure, it is this simple bilateral equivalence that +brings us to ęsthetic rest. If, however, the symmetry is not good, if +we find a gap in design where we expected a filling, the accustomed +equilibrium of the organism does not result; psychically there is lack +of balance, and the object is ęsthetically painful. We seem to have, +then, in symmetry, three aspects. First, the objective quantitative +equality of sides; second, a corresponding equivalence of bilaterally +disposed organic energies, brought into equilibrium because acting in +opposite directions; third, a feeling of balance, which is, in +symmetry, our ęsthetic satisfaction. + +It would be possible, as I have intimated, to arrange a series of +symmetrical figures in which the first would show simple geometrical +reduplication of one side by the other, obvious at a glance; and the +last, such a qualitative variety of compensating elements that only +painstaking experimentation could make apparent what elements balanced +others. The second, through its more subtle exemplification of the +rule of quantitative equivalence, might be called a higher order of +symmetry. Suppose now that we find given, objects which, ęsthetically +pleasing, nevertheless present, on one side of a point of reference, +or center of division, elements that actually have none corresponding +to them on the other; where there is not, in short, _objective_ +bilateral equivalence, however subtly manifested, but, rather, a +complete lack of compensation, a striking asymmetry. The simplest, +most convincing case of this is the horizontal straight line, +unequally divided. Must we, because of the lack of objective equality +of sides, also say that the bilaterally equivalent muscular +innervations are likewise lacking, and that our pleasure consequently +does not arise from the feeling of balance? A new aspect of +psychophysical ęsthetics thus presents itself. Must we invoke a new +principle for horizontal unequal division, or is it but a subtly +disguised variation of the more familiar symmetry? And in vertical +unequal division, what principle governs? A further paper will deal +with vertical division. The present paper, as I have said, offers a +theory for the horizontal. + +To this end, there were introduced, along with the simple line figures +already described, more varied ones, designed to suggest +interpretation. One whole class of figures was tried and discarded +because the variations, being introduced at the ends of the simple +line, suggested at once the up-and-down balance of the lever about the +division point as a fulcrum, and became, therefore, instances of +simple symmetry. The parallel between such figures and the simple line +failed, also, in the lack of homogeneity on either side the division +point in the former, so that the figure did not appear to center at, +or issue from the point of division, but rather to terminate or +concentrate in the end variations. A class of figures that obviated +both these difficulties was finally adopted and adhered to throughout +the work. As exposed, the figures were as long as the simple line, but +of varying widths. On one side, by means of horizontal parallels, the +horizontality of the original line was emphasized, while on the other +there were introduced various patterns (fillings). Each figure was +movable to the right or the left, behind a stationary opening 160 mm. +in length, so that one side might be shortened to any desired degree +and the other at the same time lengthened, the total length remaining +constant. In this way the division point (the junction of the two +sides) could be made to occupy any position on the figure. The figures +were also reversible, in order to present the variety-filling on the +right or the left. + +If it were found that such a filling in one figure varied from one in +another so that it obviously presented more than the other of some +clearly distinguishable element, and yielded divisions in which it +occupied constantly a shorter space than the other, then we could, +theoretically, shorten the divisions at will by adding to the filling +in the one respect. If this were true it would be evident that what we +demand is an equivalence of fillings--a shorter length being made +equivalent to the longer horizontal parallels by the addition of more +of the element in which the two short fillings essentially differ. It +would then be a fair inference that the different lengths allotted by +the various subjects to the short division of the simple line result +from varying degrees of substitution of the element, reduced to its +simplest terms, in which our filling varied. Unequal division would +thus be an instance of bilateral symmetry. + +The thought is plausible. For, in regarding the short part of the line +with the long still in vision, one would be likely, from the ęsthetic +tendency to introduce symmetry into the arrangement of objects, to be +irritated by the discrepant inequality of the two lengths, and, in +order to obtain the equality, would attribute an added significance to +the short length. If the assumption of bilateral equivalence +underlying this is correct, then the repetition, in quantitative +terms, on one side, of what we have on the other, constitutes the +unity in the horizontal disposition of ęsthetic elements; a unity +receptive to an almost infinite variety of actual visual +forms--quantitative identity in qualitative diversity. If presented +material resists objective symmetrical arrangement (which gives, with +the minimum expenditure of energy, the corresponding bilateral +equivalence of organic energies) we obtain our organic equivalence in +supplementing the weaker part by a contribution of energies for which +it presents no obvious visual, or objective, basis. From this there +results, by reaction, an objective equivalence, for the psychic +correlate of the additional energies freed is an attribution to the +weaker part, in order to secure this feeling of balance, of some added +qualities, which at first it did not appear to have. In the case of +the simple line the lack of objective symmetry that everywhere meets +us is represented by an unequal division. The enhanced significance +acquired by the shorter part, and its psychophysical basis, will +engage us further in the introspection of the subjects, and in the +final paragraph of the paper. In general, however, the phenomenon that +we found in the division of the line--the variety of divisions given +by any one object, and the variations among the several subjects--is +easily accounted for by the suggested theory, for the different +subjects merely exemplify more fixedly the shifting psychophysical +states of any one subject. + +In all, five sets of the corrected figures were used. Only the second, +however, and the fifth (chronologically speaking) appeared indubitably +to isolate one element above others, and gave uniform results. But +time lacked to develop the fifth sufficiently to warrant positive +statement. Certain uniformities appeared, nevertheless, in all the +sets, and find due mention in the ensuing discussion. The two figures +of the second set are shown in Fig. 2. Variation No. III. shows a +design similar to that of No. II., but with its parts set more closely +together and offering, therefore, a greater complexity. In Table II. +are given the average divisions of the nine subjects. The total length +of the figure was, as usual, 160 mm. Varying numbers of judgments were +made on the different subjects. + +[Illustration: FIG. 2.] + + +TABLE II. + + No. I. No. II. No. I. (reversed). No. II. (reversed). + L. R. L. R. R. L. R. L. + + A 55 0 48 0 59 0 50 0 + B 59 0 44 0 63 0 52 0 + C 58 0 56 0 52 0 50 0 + D 60 0 56 0 60 0 55 0 + E 74 59 73 65 74 60 75 67 + F 61 67 60 66 65 64 62 65 + G 64 64 62 68 63 64 53 67 + H 76 68 75 64 66 73 67 71 + J 49 0 41 0 50 0 42 0 + -- -- -- -- -- -- -- -- + Total. 61 64 57 65 61 65 54 67 + + +With the complex fillings at the left, it will be seen, firstly, that +in every case the left judgment on No. III. is less than that on No. +II. With the figures reversed, the right judgments on No. III. are +less than on No. II., with the exception of subjects _E_ and _H_. +Secondly, four of the subjects only (_E_, _F_, _G_ and _H_) had +judgments also on the side which gave the complex filling the larger +space; to _E_, _F_ and _G_, these were secondary preferences; to _H_ +they were always primary. Thirdly, the judgments on No. III. are less, +in spite of the fact that the larger component parts of No. II., might +be taken as additional weight to that side of the line, and given, +therefore, the shorter space, according to the principle of the lever. + +The subjects, then, that appear not to substantiate our suggested +theory are _E_ and _H_, who in the reversed figures give the shorter +space to the less complex filling, and _F_ and _G_, who, together with +_E_ and _H_, have always secondary judgments that allot to either +complex filling a larger space than to the simple horizontal. +Consider, first, subjects _E_ and _H_. For each, the difference in +division of II. and III. is in any case very slight. Further, subject +_E_, in judgments where the complex filling _exceeds_ the horizontal +parallels in length, still gives the more complex of the two fillings +markedly the shorter space, showing, apparently, that its additional +complexity works there in accord with the theory. There was, according +to his introspection, another principle at work. As a figure, he +emphatically preferred II. to III. The filling of II. made up, he +found, by its greater interest, for lack of length. He here secured a +balance, in which the interest of the complex material compensated for +the greater _extent_ of the simpler horizontals. This accounts for its +small variation from III., and even for its occupying the smaller +space. But in judgments giving the two complex fillings the larger +space, the more interesting material _exceeded_ in extent the less +interesting. In such divisions the balance was no longer uppermost in +mind, but the desire to get as much as possible of the interesting +filling. To this end the horizontal parallels were shortened as far as +they could be without becoming insignificant. But unless some element +of balance were there (although not present to introspection) each +complex filling, when up for judgment, would have been pushed to the +same limit. It, therefore, does seem, in cases where the complex +fillings occupied a larger space than the horizontals, that the +subject, not trying consciously to secure a balance of _interests_, +was influenced more purely by the factor of complexity, and that his +judgments lend support to our theory. + +Subject H was the only subject who consistently _preferred_ to have +all complex fillings occupy the larger space. Introspection invariably +revealed the same principle of procedure--he strove to get as much of +the interesting material as he could. He thought, therefore, that in +every case he moved the complex filling to that limit of the pleasing +range that he found on the simple line, which would yield him most of +the filling. Balance did not appear prominent in his introspection. A +glance, however, at the results shows that his introspection is +contradicted. For he maintains approximately the same division on the +right in all the figures, whether reversed or not, and similarly on +the left. The average on the right for all four is 67; on the left it +is 74. Comparing these with the averages on the simple line, we see +that the right averages coincide exactly, while the left but slightly +differ. I suspect, indeed, that the fillings did not mean much to _H_, +except that they were 'interesting' or 'uninteresting'; that aside +from this he was really abstracting from the filling and making the +same judgments that he would make on the simple line. Since he was +continually aware that they fell within the 'pleasing range' on the +simple line, this conclusion is the more plausible. + +Perhaps these remarks account for the respective uniformities of the +judgments of _E_ and _H_, and their departure from the tendency of the +other subjects to give the more complex filling constantly the shorter +space. But subjects _F_ and _G_ also had judgments (secondary with +both of them) giving to the complex filling a larger extent than to +the parallels. With them one of two principles, I think, applies: The +judgments are either instances of abstraction from the filling, as +with _H_, or one of simpler gravity or vertical balance, as +distinguished from the horizontal equivalence which I conceive to be +at the basis of the other divisions. With _F_ it is likely to be the +latter, since the divisions of the figures under discussion do not +approach very closely those of the simple line, and because +introspectively he found that the divisions giving the complex the +larger space were 'balance' divisions, while the others were +determined with 'reference to the character of the fillings.' From _G_ +I had no introspection, and the approximation of his judgments to +those he gave for the simple line make it probable that with him the +changes in the character of the filling had little significance. The +average of his judgments in which the complex filling held the greater +space is 66, while the averages on the simple line were 65 on the +left, and 64 on the right. And, in general, abstraction from filling +was easy, and to be guarded against. Subject _C_, in the course of the +work, confessed to it, quite unsolicited, and corrected himself by +giving thenceforth _all_ complex fillings much smaller space than +before. Two others noticed that it was particularly hard not to +abstract. Further, none of the four subjects mentioned (with that +possible exception of _E_) showed a sensitiveness similar to that of +the other five. + +With the exception of _H_, and in accord with the constant practice of +the other five, these subjects, too, occasionally found no pleasing +division in which the complex filling preponderated in length over the +horizontals. It was uniformly true, furthermore, in every variation +introduced in the course of the investigation, involving a complex and +a simple filling, that all the nine subjects but _H_ _preferred_ the +complex in the shorter space; that five refused any divisions offering +it in the larger space; that these five showed more sensitiveness to +differences in the character of fillings; and that with one exception +(_C_) the divisions of the simple line which these subjects gave were +nearer the ends than those of the others. It surely seems plausible +that those most endowed with ęsthetic sensitiveness would find a +division near the center more unequal than one nearer the end; for one +side only slightly shorter than the other would at once seem to mean +the same thing to them, and yet, because of the obvious difference in +length, be something markedly different, and they would therefore +demand a part short enough to give them sharp qualitative difference, +with, however, in some way, quantitative equivalence. When the short +part is too long, it is overcharged with significance, it strives to +be two things at once and yet neither in its fulness. + +We thus return to the simple line. I have considered a series of +judgments on it, and a series on two different figures, varying in the +degree of complexity presented, in one of their fillings. It remains +very briefly to see if the introspection on the simple line furnishes +further warrant for carrying the complexities over into the simple +line and so giving additional validity to the outlined theory of +substitution. The following phrases are from introspective notes. + +_A_. Sweep wanted over long part. More attention to short. +Significance of whole in short. Certainly a concentration of interest +in the short. Short is efficacious. Long means rest; short is the +center of things. Long, an effortless activity; short, a more +strenuous activity. When complex fillings are introduced, subject is +helped out; does not have to put so much into the short division. In +simple line, subject _introduces_ the concentration. In complex +figures the concentration is objectified. In _equal_ division subject +has little to do with it; the _unequal_ depends on the subject--it +calls for appreciation. Center of references is the division point, +and the eye movements to right and left begin here, and here return. +The line centers there. The balance is a horizontal affair. + +_B_. Center a more reposing division. Chief attention to division +point, with side excursions to right and left, when refreshment of +perception is needed. The balance is horizontal and not vertical. + +_C_. A balance with variety, or without symmetry. Centers at division +point and wants sweep over long part. More concentration on short +part. Subjective activity there--an introduction of energy. A +contraction of the muscles used in active attention. Long side easier, +takes care of itself, self-poised. Line centers at division point. +Active with short division. Introduces activity, which is equivalent +to the filling that the complex figures have; in these the introduced +activity is objectified--made graphic. + +_D_. Focal point at division point: wants the interesting things in a +picture to occupy the left (when short division is also on left). +Short division the more interesting and means greater complication. +When the pleasing division is made, eyes move first over long and then +over short. Division point the center of real reference from which +movements are made. + +_E_. No reference to center in making judgments; hurries over center. +All portions of simple line of equal interest; but in unequal division +the short gets a non-apparent importance, for the line is then a +scheme for the representation of materials of different interest +values. When the division is too short, the imagination refuses to +give it the proportionally greater importance that it would demand. +When too long it is too near equality. In enjoying line, the division +point is fixed, with shifts of attention from side to side. An +underlying intellectual assignment of more value to short side, and +then the sense-pleasure comes; the two sides have then an equality. + +_F_. Middle vulgar, common, prosaic; unequal lively. Prefers the +lively. Eyes rest on division point, moving to the end of long and +then of short. Ease, simplicity and restfulness are proper to the long +part of complex figures. Short part of simple line looks wider, +brighter and more important than long. + +_G_. Unequal better than equal. Eye likes movement over long and then +over short. Subject interested only in division point. Short part +gives the ęsthetic quality to the line. + +_H_. Center not wanted. Division point the center of interest. (No +further noteworthy introspection from _H_, but concerning complex +figures he said that he wanted simple or the compact on the short, and +the interesting on the long.) + +These introspective notes were given at different times, and any +repetitions serve only to show constancy. The subjects were usually +very certain of their introspection. In general it appears to me to +warrant these three statements: (1) That the center of interest is the +division point, whence eye-movements, or innervations involving, +perhaps, the whole motor system, are made to either side. (2) That +there is some sort of balance or equivalence obtained (a bilateral +symmetry), which is not, however, a vertical balance--that is, one of +weights pulling downwards, according to the principle of the lever. +All the subjects repudiated the suggestion of vertical balance. (3) +That the long side means ease and simplicity, and represents +graphically exactly what it means; that the short side means greater +intensity, concentration, or complexity, and that this is substituted +by the subject; the short division, unlike the long, means something +that it does not graphically represent. + +So much for the relation between what is objectively given and the +significance subjectively attributed to it. There remains still the +translation into psychophysical terms. The results on the complex +figures (showing that a division may be shortened by making the +innervations on that side increasingly more involved) lend +plausibility to the interpretation that the additional significance +is, in visual terms, a greater intricacy or difficulty of +eye-movement, actual or reproduced; or, in more general terms, a +greater tension of the entire motor system. In such figures the +psychophysical conditions for our pleasure in the unequal division of +the simple horizontal line are merely graphically symbolized, not +necessarily duplicated. On page 553 I roughly suggested what occurs in +regarding the unequally divided line. More exactly, this: the long +section of the line gives a free sweep of the eyes from the division +point, the center, to the end; or again, a free innervation of the +motor system. The sweep the subject makes sure of. Then, with that as +standard, the ęsthetic impulse is to secure an equal and similar +movement, from the center, in the opposite direction. It is checked, +however, by the end point of the short side. The result is the +innervation of antagonistic muscles, by which the impression is +intensified. For any given subject, then, the pleasing unequal +division is at that point which causes quantitatively equal +physiological discharges, consisting of the simple movement, on one +hand, and, on the other, the same kind of movement, compounded with +the additional innervation of the antagonists resulting from the +resistance of the end point. Since, when the characteristic movements +are being made for one side, the other is always in simultaneous +vision, the sweep receives, by contrast, further accentuation, and the +innervation of antagonists doubtless begins as soon as movement on the +short side is begun. The whole of the short movement is, therefore, +really a resultant of the tendency to sweep and this necessary +innervation of antagonists. The correlate of the equivalent +innervations is equal sensations of energy of movement coming from the +two sides. Hence the feeling of balance. Hence (from the lack of +unimpeded movement on the short side) the feeling there of +'intensity,' or 'concentration,' or 'greater significance.' Hence, +too, the 'ease,' the 'simplicity,' the 'placidity' of the long side. + +As in traditional symmetry, the element of unity or identity, in +unequal division, is a repetition, in quantitative terms, on one side, +of what is given on the other. In the simple line the _equal_ division +gives us obviously exact objective repetition, so that the +psychophysical correlates are more easily inferred, while the +_unequal_ offers apparently no compensation. But the psychophysical +contribution of energies is not gratuitous. The function of the +increment of length on one side, which in the centrally divided line +makes the divisions equal, is assumed in unequal division by the end +point of the short side; the uniform motor innervations in the former +become, in the latter, the additional innervation of antagonists, +which gives the equality. The two are separated only in degree. The +latter may truly be called, however, a symmetry of a higher order, +because objectively the disposition of its elements is not graphically +obvious, and psychophysically, the quantitative unity is attained +through a greater variety of processes. Thus, in complex works of art, +what at first appears to be an unsymmetrical composition, is, if +beautiful, only a subtle symmetry. There is present, of course, an +arithmetically unequal division of horizontal extent, aside from the +filling. But our pleasure in this, _without_ filling, has been seen to +be also a pleasure in symmetry. We have, then, the symmetry of equally +divided extents and of unequally divided extents. They have in common +bilateral equivalence of psychophysical processes; the nature of these +differs. In both the principle of unity is the same. The variety +through which it works is different. + + * * * * * + + + + + STUDIES IN ANIMAL PSYCHOLOGY. + + + + + * * * * * + + + + +HABIT FORMATION IN THE CRAWFISH CAMBARUS AFFINIS.[1] + +BY ROBERT M. YERKES AND GURRY E. HUGGINS. + + [1] See also Yerkes, Robert: 'Habit-Formation in the Green + Crab, _Carcinus Granulalus_,' _Biological Bulletin_, Vol. III., + 1902, pp. 241-244. + + +This paper is an account of some experiments made for the purpose of +testing the ability of the crawfish to profit by experience. It is +well known that most vertebrates are able to learn, but of the +invertebrates there are several classes which have not as yet been +tested. + +The only experimental study of habit formation in a crustacean which +we have found is that of Albrecht Bethe[2] on the crab, _Carcinus +maenas_. In his excellent paper on the structure of the nervous system +of _Carcinus_ Bethe calls attention to a few experiments which he made +to determine, as he puts it, whether the crab possesses psychic +processes. The following are the observations made by him. Experiment +I. A crab was placed in a basin which contained in its darkest corner +an _Eledone_ (a Cephalopod). The crab at once moved into the dark +region because of its instinct to hide, and was seized by the +_Eledone_ and drawn under its mantle. The experimenter then quickly +freed the crab from its enemy and returned it to the other end of the +basin. But again the crab returned to the dark and was seized. This +was repeated with one animal five times and with another six times +without the least evidence that the crabs profited by their +experiences with the _Eledone_. Experiment 2. Crabs in an aquarium +were baited with meat. The experimenter held his hand above the food +and each time the hungry crab seized it he caught the animal and +maltreated it, thus trying to teach the crabs that meat meant danger. +But as in the previous experiment several repetitions of the +experience failed to teach the crabs that the hand should be avoided. +From these observations Bethe concludes that _Carcinus_ has no +'psychic qualities' (_i.e._, is unable to profit by experience), but +is a reflex machine. + + [2] Bethe, Albrecht: 'Das Centralnervensystem von _Carcinus + maenas_,' II. Theil., _Arch. f. mikr. Anat._, Bd. 51, 1898, S. + 447. + +Bethe's first test is unsatisfactory because the crabs have a strong +tendency to hide from the experimenter in the darkest corner. Hence, +if an association was formed, there would necessarily be a conflict of +impulses, and the region in which the animal would remain would depend +upon the relative strengths of its fear of the experimenter and of the +_Eledone_. This objection is not so weighty, however, as is that which +must obviously be made to the number of observations upon which the +conclusions are based. Five or even twenty-five repetitions of such an +experiment would be an inadequate basis for the statements made by +Bethe. At least a hundred trials should have been made. The same +objection holds in case of the second experiment. In all probability +Bethe's statements were made in the light of long and close +observation of the life habits of _Carcinus_; we do not wish, +therefore, to deny the value of his observations, but before accepting +his conclusions it is our purpose to make a more thorough test of the +ability of crustaceans to learn. + +[Illustration: FIG. 1. Ground Plan of Labyrinth. _T_, triangular +compartment from which animal was started; _P_, partition at exit; +_G_, glass plate closing one exit passage. Scale 1/6.] + +For determining whether the crawfish is able to learn a simple form of +the labyrinth method was employed. A wooden box (Fig. 1) 35 cm. long, +24 cm. wide and 15 cm. deep, with one end open, and at the other end +a triangular compartment which communicated with the main portion of +the box by an opening 5 cm. wide, served as an experiment box. At the +open end of this box a partition (_P_) 6 cm. long divided the opening +into two passages of equal width. Either of these passages could be +closed with a glass plate (_G_), and the subject thus forced to escape +from the box by the choice of a certain passage. This box, during the +experiments, was placed in the aquarium in which the animals lived. In +order to facilitate the movement of the crawfish toward the water, the +open end was placed on a level with the water in the aquarium, and the +other end was raised so that the box made an angle of 6° with the +horizontal. + +Experiments were made under uniform conditions, as follows. A subject +was taken from the aquarium and placed in a dry jar for about five +minutes, in order to increase the desire to return to the water; it +was then put into the triangular space of the experiment box and +allowed to find its way to the aquarium. Only one choice of direction +was necessary in this, namely, at the opening where one of the +passages was closed. That the animal should not be disturbed during +the experiment the observer stood motionless immediately behind the +box. + +Before the glass plate was introduced a preliminary series of tests +was made to see whether the animals had any tendency to go to one side +on account of inequality of illumination, of the action of gravity, or +any other stimulus which might not be apparent to the experimenter. +Three subjects were used, with the results tabulated. + + + Exit by Exit by + Right Passage Left Passage. + No. 1 6 4 + No. 2 7 3 + No. 3 3 7 + 16 14 + + +Since there were more cases of exit by the right-hand passage, it was +closed with the glass plate, and a series of experiments made to +determine whether the crawfish would learn to avoid the blocked +passage and escape to the aquarium by the most direct path. Between +March 13 and April 14 each of the three animals was given sixty +trials, an average of two a day. In Table I. the results of these +trials are arranged in groups of ten, according to the choice of +passages at the exit. Whenever an animal moved beyond the level of the +partition (_P_) on the side of the closed passage the trial was +counted in favor of the closed passage, even though the animal turned +back before touching the glass plate and escaped by the open passage. + + +TABLE I. + +HABIT FORMATION IN THE CRAWFISH.¹ + + Experiments. No. 1 No. 2 No. 3 Totals Per cent + Open Closed Open Closed Open Closed Open Closed Open + 1-10 8 2 5 5 2 8 15 15 50.0 + 11-20 4 6 8 2 6 4 18 12 60.0 + 21-30 6 3² 8 2 8 2 22 7 75.8 + 31-40 9 1 8 2 8 2 25 5 83.3 + 41-50 8 2 8 2 7 3 23 7 76.6 + 51-60 10 0 8 2 9 1 27 3 90.0 + + TEST OF PERMANENCY OF HABIT AFTER 14 DAYS' REST. + + 61-70 6 4 8 2 8 2 22 8 73.3 + (1-10) + 71-80 6 4 8 2 7 3 21 9 70.0 + (11-20) + + ¹The experiments of this table were made by F.D. Bosworth. + + ²One trial in which the subject failed to return to the water + within thirty minutes. + + +In these experiments there is a gradual increase in the number of +correct choices (_i.e._, choice of the 'open' passage) from 50 per +cent. for the first ten trials to 90 per cent. for the last ten +(trials 51-60). The test of permanency, made after two weeks, shows +that the habit persisted. + +Although the observations just recorded indicate the ability of the +crawfish to learn a simple habit, it seems desirable to test the +matter more carefully under somewhat different conditions. For in the +experiments described the animals were allowed to go through the box +day after day without any change in the floor over which they passed, +and as it was noted that they frequently applied their antennae to the +bottom of the box as they moved along, it is possible that they were +merely following a path marked by an odor or by moistness due to the +previous trips. To discover whether this was really the case +experiments were made in which the box was thoroughly washed out after +each trip. + +The nature of the test in the experiments now to be recorded is the +same as the preceding, but a new box was used. Fig. 2 is the floor +plan and side view of this apparatus. It was 44.5 cm. long, 23.5 cm. +wide and 20 cm. deep. The partition at the exit was 8.5 cm. in length. +Instead of placing this apparatus in the aquarium, as was done in the +previous experiments, a tray containing sand and water was used to +receive the animals as they escaped from the box. The angle of +inclination was also changed to 7°. For the triangular space in which +the animals were started in the preceding tests a rectangular box was +substituted, and from this an opening 8 cm. wide by 5 cm. deep gave +access to the main compartment of the box. + +[Illustration: FIG. 2. Floor Plan and Side View of Labyrinth Number 2. +_E_, entrance chamber from which animal was started; _C_, cloth +covering _E_; _M_, mirror; _T_, tray containing sand and water; _G_, +glass plate; _P_, partition; _R_, right exit passage; _L_, left exit +passage. Scale 1/8.] + +A large healthy crawfish was selected and subjected to tests in this +apparatus in series of ten experiments given in quick succession. One +series a day was given. After each test the floor was washed; as a +result the experiments were separated from one another by a +three-minute interval, and each series occupied from thirty minutes to +an hour. Table II. gives in groups of five these series of ten +observations each. The groups, indicated by Roman numerals, run from +I. to IX., there being, therefore, 450 experiments in all. Groups I. +and II., or the first 100 experiments, were made without having either +of the exit passages closed, in order to see whether the animal would +develop a habit of going out by one side or the other. It did very +quickly, as a matter of fact, get into the habit of using the left +passage (L.). The last sixty experiments (Groups I. and II.) show not +a single case of escape by the right passage. The left passage was now +closed. Group III. gives the result. The time column (_i.e._, the +third column of the table) gives for each series of observations the +average time in seconds occupied by the animal in escaping from the +box. It is to be noted that the closing of the Left passage caused an +increase in the time from 30.9 seconds for the last series of the +second group to 90 seconds for the first series of the third group. In +this there is unmistakable evidence of the influence of the change in +conditions. The animal after a very few experiences under the new +conditions began going to the Right in most cases; and after 250 +experiences it had ceased to make mistakes. Group VII. indicates only +one mistake in fifty choices. + + +TABLE II. + + HABIT FORMATION AND THE MODIFICATION OF HABITS IN THE CRAWFISH. + + Results in Series of Ten. Avs. in Groups of 50. + Series L. R. Time. L. R. L. R. Time. + Group I. 1 9 1 45 Per Cent. + 2 3 7 69 + 3 9 1 20 + 4 4 6 72 + 5 10 31 + -- -- + 35 15 70 30 47.4 + + II. 1 10 29 + 2 10 30 + 3 10 30 + 4 10 28.8 + 5 10 30.9 + -- ---- + 50 100 30 + .... .... + III. 1 4 6 90 2 + 2 2 8 89.2 1 + 3 1 9 36.7 1 + 4 2 8 51 2 + 5 1 9 43 2 + -- -- -- + 10 40 7 20 80 62 + .... .... + IV. 1 3 7 124 1 + 2 2 8 44 5 + 3 2 8 37 4 + 4 10 34 + 5 2 8 1 + -- -- -- + 9 41 11 18 82 60 + .... .... + V. 1 10 44 2 + 2 10 35 4 + 3 3 7 76 3 + 4 2 8 50 7 + 5 1 9 50 4 + -- -- -- + 6 44 20 12 88 51 + .... .... + VI. 1 2 8 45 2 + 2 10 41 5 + 3 1 9 41.8 7 + 4 10 32.7 7 + 5 10 8 + -- -- -- + 3 47 29 6 94 40 + .... .... + VII. 1 1 9 39 4 + 2 10 38 7 + 3 10 30.7 3 + 4 10 42 6 + 5 10 48 4 + -- -- -- + 1 49 24 2 98 39.5 + + R. L. + .... .... + VIII. 1 8 2 147 1 + 2 9 1 26 + 3 8 2 49 2 + 4 9 1 38 2 + 5 9 1 41 + -- -- -- + 43 7 5 86 14 60.2 + .... .... + IX. 1 1 9 41 + 2 2 8 39 1 + 3 10 29 + 4 1 9 47 + 5 1 9 32 1 10 90 38 + -- -- -- + 5 45 2 + + +The dotted lines at the beginning of groups indicate the closed passage. + + +At the beginning of Group VIII. the Right instead of the Left passage +was closed in order to test the ability of the animal to change its +newly formed habit. As a result of this change in the conditions the +animal almost immediately began going to the Left. What is most +significant, however, is the fact that in the first trial after the +change it was completely confused and spent over fifteen minutes +wandering about, and trying to escape by the old way (Fig. 4 +represents the path taken). At the end of the preceding group the time +of a trip was about 48 seconds, while for the first ten trips of Group +VIII. the time increased to 147 seconds. This remarkable increase is +due almost entirely to the great length of time of the first trip, in +which the animal thoroughly explored the whole of the box and made +persistent efforts to get out by the Right passage as it had been +accustomed to do. It is at the same time noteworthy that the average +time for the second series of Group VIII. is only 26 seconds. + +For Group IX. the conditions were again reversed, this time the Left +passage being closed. Here the first trial was one of long and careful +exploration, but thereafter no more mistakes were made in the first +series, and in the group of fifty tests there were only five wrong +choices. + +The fifth column, R. L. and L. R., of Table II. contains cases in +which the subject started toward one side and then changed its course +before reaching the partition. In Group III., for instance, when the +Left passage was closed, the subject started toward the Left seven +times, but in each case changed to the Right before reaching the +partition. This is the best evidence of the importance of vision that +these experiments furnish. + +The first experiments on habit formation proved conclusively that the +crawfish is able to learn. The observations which have just been +described prove that the labyrinth habit is not merely the following +of a path by the senses of smell, taste or touch, but that other +sensory data, in the absence of those mentioned, direct the animals. +So far as these experiments go there appear to be at least four +sensory factors of importance in the formation of a simple labyrinth +habit: the chemical sense, touch, vision and the muscle sense. That +the chemical sense and touch are valuable guiding senses is evident +from even superficial observation, and of the importance of vision and +the muscle sense we are certain from the experimental evidence at +hand. + +[Illustration: FIG. 3. Path taken by crawfish while being trained to +avoid the left passage. Marks along the glass plate and partition +indicate contact by the antennae and chelę.] + +Of the significance of the sensations due to the 'direction of +turning' in these habits the best evidence that is furnished by this +work is that of the following observations. In case of the tests of +Table II. the subject was, after 100 preliminary tests, trained by 250 +experiences to escape by the Right-hand passage. Now, in Groups III. +to VII., the subject's usual manner of getting out of the closed +passage, when by a wrong choice it happened to get into it, was to +draw back on the curled abdomen, after the antennae and chelę had +touched the glass plate, and then move the chelę slowly along the +Right wall of the partition until it came to the upper end; it would +then walk around the partition and out by the open passage. Fig. 3 +represents such a course. In Group VIII. the Right passage was closed, +instead of the Left as previously. The first time the animal tried to +get out of the box after this change in the conditions it walked +directly into the Right passage. Finding this closed it at once turned +to the Right, _as it had been accustomed to do when it came in contact +with the glass plate_, and moved along the side of the box just as it +did in trying to get around the end of the partition. The path taken +by the crawfish in this experiment is represented in Fig. 4. It is +very complex, for the animal wandered about more than fifteen minutes +before escaping. + +The experiment just described to show the importance of the tendency +to turn in a certain direction was the first one of the first series +after the change in conditions. When given its second chance in this +series the subject escaped directly by the Left passage in 33 seconds, +and for the three following trips the time was respectively 25, 25 and +30 seconds. + +Upon the experimental evidence presented we base the conclusion that +crawfish are able to profit by experience in much the same way that +insects do, but far more slowly. + +[Illustration: FIG. 4. Path taken by crawfish which had been trained +to avoid the Left passage, when the Right passage was closed. Showing +turning to the right as in Fig. 3.] + +It was thought that a study of the way in which crawfish right +themselves when placed upon their backs on a smooth surface might +furnish further evidence concerning the ability of the animals to +profit by experience. + +Dearborn[3] from some observations of his concludes that there is no +one method by which an individual usually rights itself, and, +furthermore, that the animals cannot be trained to any one method. His +experiments, like Bethe's, are too few to warrant any conclusions as +to the possibility of habit formation. + + [3] Dearborn, G.V.N.: 'Notes on the Individual Psychophysiology + of the Crayfish,' _Amer. Jour. Physiol._, Vol. 3, 1900, pp. + 404-433. + +For the following experiments the subject was placed on its back on a +smooth surface in the air and permitted to turn over in any way it +could. Our purpose was to determine (1) whether there was any marked +tendency to turn in a certain way, (2) whether if such was not the +case a tendency could be developed by changing the conditions, and (3) +how alteration in the conditions of the test would affect the turning. + +A great many records were taken, but we shall give in detail only a +representative series. In Table III., 557 tests made upon four +subjects have been arranged in four groups for convenience of +comparison of the conditions at different periods of the training +process. Each of these groups, if perfect, would contain 40 tests for +each of the four subjects, but as a result of accidents II., III., and +IV. are incomplete. + + +TABLE III. + + RE-TURNING OF CRAWFISH. + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + I. 2 22.5 77.5 14.6 40 + 3 42.5 57.5 2.6 40 + 4 52.8 47.2 4.3 38 + 16 44.5 55.5 22.5 45 + -- ---- ---- ---- --- + 40.6 59.4 10.8 163 + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + II 2 28 72 50 43 + 3 32 68 6.2 50 + 4 -- 100 6.8 40 + 16 31.3 68.7 39.3 42 + -- ---- ---- ---- --- + 22.8 77.2 25.6 175 + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + III 2 2.5 97.5 46.5 40 + -- -- -- -- -- + 4 20 80 5.5 40 + 16 41 59 15 49 + -- ---- ---- ---- --- + 21.2 78.8 22 129 + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + IV. 2 2 98 41 50 + -- -- -- -- -- + 4 32.5 67.5 7.3 40 + -- ---- ---- ---- --- + 17 83 24 90 + + +Group I., representing 163 tests, shows 59 per cent. to the right, +with a time interval of 10.8 seconds (_i.e._, the time occupied in +turning). Group II. shows 77 per cent. to the right; and so throughout +the table there is an increase in the number of returnings to the +right. These figures at first sight seem to indicate the formation of +a habit, but in such case we would expect, also, a shortening of the +time of turning. It may be, however, that the animals were gradually +developing a tendency to turn in the easiest manner, and that at the +same time they were becoming more accustomed to the unusual position +and were no longer so strongly stimulated, when placed on their backs, +to attempt to right themselves. + +All the subjects were measured and weighed in order to discover +whether there were inequalities of the two sides of the body which +would make it easier to turn to the one side than to the other. The +chelę were measured from the inner angle of the joint of the +protopodite to the angle of articulation with the dactylopodite. The +carapace was measured on each side, from the anterior margin of the +cephalic groove to the posterior extremity of the lateral edge. The +median length of the carapace was taken, from the tip of the rostrum +to the posterior edge, and the length of the abdomen was taken from +this point to the edge of the telson. These measurements, together +with the weights of three of the subjects, are given in the +accompanying table. + + +TABLE IV. + +MEASUREMENTS OF CRAWFISH. + + Chelę. Carapace. Abdomen. Weight. + Left. Right. Left. Right. Median. + + No. 2, 9.8 10.0 38.2 38.7 47.3 48.1 29.7 + No. 4, 7.7 7.7 33.6 33.8 39.4 42.3 17.7 + No. 16, 12.5 12.4 37.6 37.6 46.4 53.2 36.2 + + +Since these measurements indicate slightly greater size on the right +it is very probable that we have in this fact an explanation of the +tendency to turn to that side. + +To test the effect of a change in the conditions, No. 16 was tried on +a surface slanted at an angle of 1° 12'. Upon this surface the subject +was each time so placed that the slant would favor turning to the +right. Under these conditions No. 16 gave the following results in two +series of tests. In the first series, consisting of 46 turns, 82.6 per +cent. were to the right, and the average time for turning was 17.4 +seconds; in the second series, of 41 tests, there were 97.5 per cent, +to the right, with an average time of 2.5 seconds. We have here an +immediate change in the animal's method of re-turning caused by a +slight change in the conditions. The subject was now tested again on +a level surface, with the result that in 49 tests only 59 per cent. +were toward the right, and the time was 15 seconds. + + +SUMMARY. + + +1. Experiments with crawfish prove that they are able to learn simple +labyrinth habits. They profit by experience rather slowly, from fifty +to one hundred experiences being necessary to cause a perfect +association. + +2. In the crawfish the chief factors in the formation of such habits +are the chemical sense (probably both smell and taste), touch, sight +and the muscular sensations resulting from the direction of turning. +The animals are able to learn a path when the possibility of following +a scent is excluded. + +3. The ease with which a simple labyrinth habit may be modified +depends upon the number of experiences the animal has had; the more +familiar the animal is with the situation, the more quickly it changes +its habits. If the habit is one involving the choice of one of two +passages, reversal of the conditions confuses the subject much more +the first time than in subsequent cases. + +4. Crawfish right themselves, when placed on their backs, by the +easiest method; and this is found to depend usually upon the relative +weight of the two sides of the body. When placed upon a surface which +is not level they take advantage, after a few experiences, of the +inclination by turning toward the lower side. + + * * * * * + + + + +THE INSTINCTS, HABITS, AND REACTIONS OF THE FROG. + +BY ROBERT MEARNS YERKES. + + +PART I. THE ASSOCIATIVE PROCESSES OF THE GREEN FROG. + + +I. SOME CHARACTERISTICS OF THE GREEN FROG. + +The common green frog, _Rana clamitans_, is greenish or brownish in +color, usually mottled with darker spots. It is much smaller than the +bull frog, being from two to four inches in length ordinarily, and may +readily be distinguished from it by the presence of prominent +glandular folds on the sides of the back. In the bull frog, _Rana +catesbeana_, these folds are very small and indistinct. The green frog +is found in large numbers in many of the ponds and streams of the +eastern United States, and its peculiar rattling croak may be heard +from early spring until fall. It is more active, and apparently +quicker in its reactions, than the bull frog, but they are in many +respects similar in their habits. Like the other water frogs it feeds +on small water animals, insects which chance to come within reach and, +in times of famine, on its own and other species of frogs. The prey is +captured by a sudden spring and the thrusting out of the tongue, which +is covered with a viscid secretion. Only moving objects are noticed +and seized; the frog may starve to death in the presence of an +abundance of food if there is no movement to attract its attention. +Most green frogs can be fed in captivity by swinging pieces of meat in +front of them, and those that will not take food in this way can be +kept in good condition by placing meat in their mouths, for as soon as +the substance has been tasted swallowing follows. + +The animals used for these experiments were kept in the laboratory +during the whole year in a small wooden tank. The bottom of this tank +was covered with sand and small stones, and a few plants helped to +purify the water. An inch or two of water sufficed; as it was not +convenient to have a constant stream, it was changed at least every +other day. There was no difficulty whatever in keeping the animals in +excellent condition. + +Of the protective instincts of the green frog which have come to my +notice during these studies two are of special interest: The +instinctive inhibition of movement under certain circumstances, and +the guarding against attack or attempt to escape by 'crouching' and +'puffing.' In nature the frog ordinarily jumps as soon as a strange or +startling object comes within its field of vision, but under certain +conditions of excitement induced by strong stimuli it remains +perfectly quiet, as do many animals which feign death, until forced to +move. Whether this is a genuine instinctive reaction, or the result of +a sort of hypnotic condition produced by strong stimuli, I am not +prepared to say. The fact that the inhibition of movement is most +frequently noticed after strong stimulation, would seem to indicate +that it is due to the action of stimuli upon the nervous system. + +What appears to be an instinctive mode of guarding against attack and +escaping an enemy, is shown whenever the frog is touched about the +head suddenly, and sometimes when strong stimuli are applied to other +parts of the body. The animal presses its head to the ground as if +trying to dive or dodge something, and inflates its body. This kind of +action is supposed to be a method of guarding against the attack of +snakes and other enemies which most frequently seize their prey from +the front. It is obvious that by pressing its head to the ground the +frog tends to prevent any animal from getting it into its mouth, and +in the few instants' delay thus gained it is able to jump. This is +just the movement necessary for diving, and it is probable that the +action should be interpreted in the light of that instinctive reflex. +The 'puffing' also would seem to make seizure more difficult. Another +fact which favors this interpretation is that the response is most +commonly given to stimuli which seem to come from the front and which +for this reason could not easily be escaped by a forward jump, while +if the stimulus is so given that it appears to be from the rear the +animal usually jumps away immediately. We have here a complex +protective reaction which may be called a forced movement. It is, so +far as one can see, very much like many reflexes, although it does not +occur quite so regularly. + +The machine-like accuracy of many of the frog's actions gives a basis +for the belief that the animal is merely an automaton. Certain it is +that one is safe in calling almost all the frog's actions reflex or +instinctive. During months of study of the reaction-time of the frog I +was constantly impressed with the uniformity of action and surprised +at the absence of evidences of profiting by experience. In order to +supplement the casual observations on the associations of the green +frog made in the course of reaction-time experiments, the tests +described in this paper were made. They do not give a complete view of +the associative processes, but rather such a glimpse as will enable us +to form some conception of the relation of the mental life of the frog +to that of other animals. This paper presents the outlines of work the +details of which I hope to give later. + + +II. EXPERIMENTAL STUDY OF HABITS. + + +A. The Chief Problems for which solutions were sought in the following +experimental study were: (1) Those of associability in general, its +characteristics, and the rapidity of learning; (2) of discrimination, +including the parts played in associative processes by the different +senses, and the delicacy of discrimination in each; (3) of the +modifiability of associational reactions and general adaptation in the +frog, and (4) of the permanency of associations. + + +B. Simple Associations, as studied in connection with reaction-time +work, show that the green frog profits by experience very slowly as +compared with most vertebrates. The animals have individual +peculiarities in reaction which enable one in a short time to +recognize any individual. To these characteristic peculiarities they +stick tenaciously. One, for instance, always jumps upward when +strongly stimulated; another has a certain corner of the tank in which +it prefers to sit. Their habits are remarkably strong and invariable, +and new ones are slowly formed. While using a large reaction box I +noticed that the frogs, after having once escaped from an opening +which could be made by pushing aside a curtain at a certain point in +the box, tended to return to that place as soon as they were again put +into the box. This appeared to be evidence of an association; but the +fact that such stimuli as light and the relation of the opening to the +place at which the animals were put into the box might in themselves +be sufficient to direct the animals to this point without the help of +any associations which had resulted from previous experience, makes it +unsatisfactory. In addition to the possibility of the action being due +to specific sensory stimuli of inherent directive value, there is the +chance of its being nothing more than the well-known phenomenon of +repetition. Frogs, for some reason, tend to repeat any action which +has not proved harmful or unpleasant. + +For the purpose of more carefully testing this kind of association, a +small box with an opening 15 cm. by 10 cm. was arranged so that the +animal could escape from confinement in it through the upper part of +the opening, the lower portion being closed by a plate of glass 10 cm. +by 10 cm., leaving a space 5 cm. by 10 cm. at the top. One subject +placed in this box escaped in 5 minutes 42 seconds. After 5 minutes' +rest it was given another trial, and this time got out in 2 minutes 40 +seconds. The times for a few subsequent trials were: Third, 1 minute +22 seconds; fourth, 4 minutes 35 seconds; fifth, 2 minutes 38 seconds; +sixth, 3 minutes 16 seconds. Although this seems to indicate some +improvement, later experiments served to prove that the frogs did not +readily form any associations which helped them to escape. They tended +to jump toward the opening because it was light, but they did not +learn with twenty or thirty experiences that there was a glass at the +bottom to be avoided. Thinking that there might be an insufficient +motive for escape to effect the formation of an association, I tried +stimulating the subject with a stick as soon as it was placed in the +box. This frightened it and caused violent struggles to escape, but +instead of shortening the time required for escape it greatly +lengthened it. Here was a case in which the formation of an +association between the appearance of the upper part of the clear +space and the satisfaction of escape from danger would have been of +value to the frog, yet there was no evidence of adaptation to the new +conditions within a reasonably short time. There can be little doubt +that continuation of the training would have served to establish the +habit. This very clearly shows the slowness of adaptation in the frog, +in contrast with the rapidity of habit formation in the cat or chick; +and at the same time it lends additional weight to the statement that +instinctive actions are all-important in the frog's life. A few things +it is able to do with extreme accuracy and rapidity, but to this list +new reactions are not readily added. When put within the box +described, an animal after having once escaped would sometimes make +for the opening as if it knew perfectly the meaning of the whole +situation, and yet the very next trial it would wander about for half +an hour vainly struggling to escape. + +A considerable number of simple experiments of this kind were tried +with results similar to those just given. The frog apparently examines +its surroundings carefully, and just when the observer thinks it has +made itself familiar with the situation it reacts in such a way as to +prove beyond doubt the absence of all adaptation. In all these +experiments it should be said, for the benefit of any who may be +trying similar work, that only animals of exceptional activity were +used. Most green frogs when placed in the experiment box either sit +still a great part of the time or jump about for only a short time. It +is very important for studies of this kind, both on account of time +saving and the obtaining of satisfactory records, to have animals +which are full of energy and eager to escape when in confinement. By +choosing such subjects one may pretty certainly avoid all unhealthy +individuals, and this, it seems to me, counterbalances the +disadvantage of taking animals which may be unusually quick in +learning. + + +C. Complex Associations. + +1. _Labyrinth Habits_.--A more thorough investigation of the +associative processes, sensory discrimination and the permanency of +impressions has been made by the labyrinth method. A wooden box, 72 +cm. long, 28 cm. wide and 28 cm. deep, whose ground plan is +represented by Fig. 1, served as the framework for a simple labyrinth. +At one end was a small covered box, _A_, from which the frog was +allowed to enter the labyrinth. This entrance passage was used in +order that the animal might not be directed to either side by the +disturbance caused by placing it in the box. _E_, the entrance, marks +a point at which a choice of directions was necessary. _P_ is a +movable partition which could be used to close either the right or the +left passage. In the figure the right is closed, and in this case if +the animal went to the right it had to turn back and take the left +passage in order to get out of the box. A series of interrupted +electrical circuits, _IC_, covered the bottom of a portion of the +labyrinth; by closing the key, _K_, the circuit could be made whenever +a frog rested upon any two wires of the series. When the frog happened +to get into the wrong passage the key was closed and the animal +stimulated. This facilitated the experiment by forcing the animal to +seek some other way of escape, and it also furnished material for an +association. Having passed through the first open passage, which for +convenience we may know as the entrance passage, the animal had to +choose again at the exit. Here one of the passages was closed by a +plate of glass (in the figure the left) and the other opened into a +tank containing water. The box was symmetrical and the two sides were +in all respects the same except for the following variable conditions. +At the entrance the partition on one side changed the appearance, as +it was a piece of board which cut off the light. On either side of the +entrance there were grooves for holding card-boards of any desired +color. The letters _R, R_ mark sides which in this case were covered +with red; _W, W_ mark white spaces. These pieces of cardboard could +easily be removed or shifted at any time. At the exit the glass plate +alone distinguished the sides, and it is not likely that the animals +were able to see it clearly. We have thus at the entrance widely +differing appearances on the two sides, and at the exit similarity. +The opening from _A_ into the large box was provided with a slide door +so that the animal could be prevented from returning to _A_ after +entering the labyrinth. The partitions and the triangular division at +the entrance extended to the top of the box, 28 cm., so that the +animals could not readily jump over them. + +[Illustration: FIG. 1. Ground Plan of Labyrinth. _A_, small box +opening into labyrinth; _E_, entrance of labyrinth; _T_, tank +containing water; _G_, glass plate closing one passage of exit; _P_, +partition closing one passage at entrance; _IC_, interrupted +electrical circuit; _C_, cells; _K_, key in circuit; _RR_, red +cardboard; _WW_, white cardboard. Scale 1/12.] + +The experiments were made in series of ten, with ten-minute intervals +between trials. In no case was more than one series a day taken, and +wherever a day was missed the fact has been indicated in the tables. +The only motive of escape from the box depended upon was the animal's +desire to return to the water of the tank and to escape from +confinement in the bright light of the room. The tank was one in which +the frogs had been kept for several months so that they were familiar +with it, and it was as comfortable a habitat as could conveniently be +arranged. Usually the animals moved about almost constantly until they +succeeded in getting out, but now and then one would remain inactive +for long intervals; for this reason no record of the time taken for +escape was kept. On account of the great amount of time required by +experiments of this kind I have been unable to repeat this series of +experiments _in toto_ on several animals in order to get averages, but +what is described for a representative individual has been proved +normal by test observations on other animals. There are very large +individual differences, and it may well be that the subject of the +series of experiments herein described was above the average in +ability to profit by experience. But, however that may be, what is +demonstrated for one normal frog is thereby proved a racial +characteristic, although it may be far from the mean condition. + +Before beginning training in the labyrinth, preliminary observations +were made to discover whether the animals had any tendencies to go +either to the right or to the left. When the colored cardboards were +removed it was found that there was usually no preference for right or +left. In Table I. the results of a few preliminary trials with No. 2 +are presented. For these the colors were used, but a tendency to the +right shows clearly. Trials 1 to 10 show choice of either the right or +the red throughout; that it was partly both is shown by trials 11 to +30, for which the colors were reversed. This individual has therefore, +to begin with, a tendency to the right at the entrance. At the exit it +went to the right the first time and continued so to do for several +trials, but later it learned by failure that there was a blocked +passage as well as an open one. In the tables the records refer to +choices. It was useless to record time or to lay much stress upon the +course taken, as it was sometimes very complicated; all that is given, +therefore, is the action in reference to the passages. _Right_ in +every case refers to the choice of the open way, and _wrong_ to the +choice of the blocked passage. The paths taken improved steadily in +that they became straighter. A few representative courses are given in +this report. Usually if the animal was not disturbed a few jumps +served to get it out of the labyrinth. + + +TABLE I. + + PRELIMINARY TRIALS WITH FROG NO. 2. + + Trials. Red on Right. White on Left. + 1 to 10 10 times to red 0 + + Red on Left. White on Right. + 11 to 20 4 times to red 6 + + Red on Left. White on Right. + 21 to 30 3 times to red 7 + + To Red. To White. To Right. To Left. + Totals. 17 13 23 7 + + +This table indicates in trials 1 to 10 a strong tendency to the red +cardboard. Trials 21 to 30 prove that there was also a tendency to the +right. + +Training was begun with the labyrinth arranged as shown in Fig. 1, +that is, with the left entrance passage and the right exit passage +open, and with red cardboard on the right (red was always on the side +to be avoided) and white on the left. Table II. contains the results +of 110 trials with No. 2, arranged according to right and wrong choice +at the entrance and exit. Examination of this table shows a gradual +and fairly regular increase in the number of right choices from the +first series to the last; after 100 experiences there were practically +no mistakes. + +With another subject, No. _6a_, the results of Table III. were +obtained. In this instance the habit formed more slowly and to all +appearances less perfectly. Toward the end of the second week of work +_6a_ showed signs of sickness, and it died within a few weeks, so I do +not feel that the experiments with it are entirely trustworthy. During +the experiments it looked as if the animal would get a perfectly +formed habit very quickly, but when it came to the summing up of +results it was obvious that there had been little improvement. + +[Illustration: FIG. 2. Labyrinth as arranged for experiments. _E_, +entrance; _R, R_, regions covered with red; _W, W_, regions covered +with white. The tracing represents the path taken by No. 2 on the +sixth trial. Dots mark jumps.] + + +TABLE II. + + LABYRINTH HABIT. FROG NO. 2. + + Entrance. Exit. Remarks. + Trials. Right. Wrong. Right. Wrong. + 1- 10 1 9 4 6 + One day rest. + 11- 20 2 8 5 5 + 21- 30 4 6 7 3 + 31- 40 5 5 6 4 + 41- 50 5 5 6 2 + (17) (33) (30) (20) + 51- 60 9 1 8 2 + 61- 70 6 4 10 0 + 71- 80 7 3 9 1 + 81- 90 9 1 8 2 + 91-100 10(50) 0(10) 10(52) 0( 8) + --- --- --- --- + 67 43 82 28 + + +Other animals which were used gave results so similar to those for +frog No. 2 that I feel justified in presenting the latter as +representative of the rapidity with which the green frog profits by +experience. + + +TABLE III. + + LABYRINTH HABIT. FROG NO. _6a_. + + Entrance. Exit. Remarks. + Trials Right. Wrong. Right. Wrong. + 1- 10 6 4 5 5 + One day rest. + 11- 20 7 3 4 6 + 21- 30 2 8 1 9 + 31- 40 6 4 1 9 + 41- 50 7 3 8 2 + (28) (22) (19) (31) + 51- 60 5 5 7 3 + 61- 70 6 4 4 6 + 71- 80 4 6 3 7 + One day rest. + 81- 90 5 5 7 3 + 91-100 10(30) 0(20) 8(29) 2(21) + ---- ---- ---- ---- + (58) (44) (48) (52) + + Preliminary Trials. + + Red on Left Partition at Exit on Right + 1- 5 5 times to Red 4 times to Partition. + + Red on Right Partition at Exit on Left + 6-10 3 times to Red 5 times to Partition. + + +2. _Rapidity of Habit Formation_.--As compared with other vertebrates +whose rapidity of habit formation is known, the frog learns slowly. +Experimental studies on the dog, cat, mouse, chick and monkey furnish +excellent evidence of the ability of these animals to profit quickly +by experience through the adapting of their actions to new conditions. +They all show marked improvement after a few trials, and after from +ten to thirty most of them have acquired perfect habits. But the +comparison of the frog with animals which are structurally more +similar to it is of greater interest and value, and we have to inquire +concerning the relation of habit formation in the frog to that of +fishes and reptiles. Few experimental studies with these animals have +been made, and the material for comparison is therefore very +unsatisfactory. E.L. Thorndike[1] has demonstrated the ability of +fishes to learn a labyrinth path. In his report no statement of the +time required for the formation of habit is made, but from personal +observation I feel safe in saying that they did not learn more quickly +than did the frogs of these experiments. Norman Triplett[2] states +that the perch learns to avoid a glass partition in its aquarium after +repeatedly bumping against it. Triplett repeated Moebius' famous +experiment, and found that after a half hour's training three times a +week for about a month, the perch would not attempt to capture minnows +which during the training periods had been placed in the aquarium with +the perch, but separated from them by a glass partition. Triplett's +observations disprove the often repeated statement that fishes do not +have any associative processes, and at the same time they show that +the perch, at least, learns rapidly--not so rapidly, it is true, as +most animals, but more so in all probability than the amphibia. + + [1] Thorndike, Edward: 'A Note on the Psychology of Fishes,' + _American Naturalist_. 1899, Vol. XXXIII., pp. 923-925. + + [2] Triplett, Norman: 'The Educability of the Perch,' _Amer. + Jour. Psy._, 1901, Vol. XII., pp. 354-360. + +The only quantitative study of the associative processes of reptiles +available is some work of mine on the formation of habits in the +turtle.[3] In the light of that study I can say that the turtle learns +much more rapidly than do fishes or frogs. Further observations on +other species of turtles, as yet unpublished, confirm this conclusion. + + [3] Yerkes, Robert Mearns: 'The Formation of Habits in the + Turtle,' _Popular Science Monthly_, 1901, Vol. LVIII., pp. + 519-535. + +For the frog it is necessary to measure and calculate the improvement +in order to detect it at first, while with the turtle or chick the +most casual observer cannot fail to note the change after a few +trials. In connection with the quickness of the formation of +associations it is of interest to inquire concerning their permanency. +Do animals which learn slowly retain associations longer? is a +question to which no answer can as yet be given, but experiments may +readily be made to settle the matter. I have tested the frog for +permanency, and also the turtle, but have insufficient data for +comparison. + + +3. _Sensory Data Contributing to the Associations_.--Among the most +important of the sensory data concerned in the labyrinth habit are the +visual impressions received from the different colored walls, the +slight differences in brightness of illumination due to shadows from +the partitions and the contrast in form of the two sides of the +labyrinth resulting from the use of the partitions, and the muscular +sensations dependent upon the direction of turning. The experiments +proved beyond question that vision and the direction of turning were +the all-important factors in the establishment of the habit. At first +it seemed as if the direction of turning was the chief determinant, +and only by experimenting with colors under other conditions was I +able to satisfy myself that the animals did notice differences in the +appearance of their surroundings and act accordingly. In Table IV. +some results bearing on this point have been arranged. To begin with, +the habit of going to the left when the red was on the right at the +entrance had been established; then, in order to see whether the +colors influenced the choice, I reversed the conditions, placing the +red on the left, that is, on the open-passage side. The results as +tabulated in the upper part of Table IV. show that the animals were +very much confused by the reversal; at the entrance where there were +several guiding factors besides the colors there were 50 per cent. of +mistakes, while at the exit where there were fewer differences by +which the animal could be directed it failed every time. This work was +not continued long enough to break up the old habit and replace it by +a new one, because I wished to make use of the habit already formed +for further experiments, and also because the animals remained so long +in the labyrinth trying to find their way out that there was constant +danger of losing them from too prolonged exposure to the dry air. + + +TABLE IV. + + INFLUENCE OF CHANCES OF CONDITIONS. FROG NO. 2. + + Habit perfectly formed of going to Left (avoiding Red) at + entrance and to Right at exit. Conditions now reversed. Red on + Left. Partition at Exit on Right. + + Trials. Entrance. Exit. Remarks. + Right. Wrong. Right. Wrong. + 1- 5 3 2 0 5 + 6-10 2 3 0 5 + + Discontinued because animal remained so long in labyrinth that + there was danger of injuring it for further work. This shows + that the habit once formed is hard to change. + + Given 20 trials with conditions as at first in order to + establish habit again. + + 1-10 9 1 8 2 + 11-20 10 0 9 1 + + Colors reversed, no other change. To test influence of colors. + + 1-10 6 4 10 0 + + + INFLUENCE OF DISTURBANCE WHEN ANIMAL IS ENTERING BOX. + + No Disturbance. Animal Touched. + + To Red (Right). To White (Left). To Red. To White. + 2 8 5 5 + + This was after the tendency to go to the Left at the entrance + had been established. + + +These experiments to test the effect of changing colors are also of +interest in that they show in a remarkable way the influence of the +direction of turning. The animal after succeeding in getting around +the first part of the labyrinth failed entirely to escape at the exit. +Here it should have turned to the left, instead of the right as it was +accustomed to, but it persisted in turning to the right. Fig. 3 +represents approximately the path taken in the first trial; it shows +the way in which the animal persisted in trying to get out on the +right. From this it is clear that both vision and the complex +sensations of turning are important. + +[Illustration: FIG. 3. Labyrinth with Conditions the Reverse of the +Usual. (Compare with FIG. 2.) The colors as well as the partitions +have been shifted. The path is, approximately, that taken by No. 2 in +the first trial after the reversal of conditions.] + +The latter part of Table IV. presents further evidence in favor of +vision. For these tests the colors alone were reversed. Previous to +the change the animal had been making no mistakes whatever, thereafter +there were four mistakes at the entrance and none at the exit. Later, +another experiment under the same conditions was made with the same +animal, No. 2, with still more pronounced results. In this case the +animal went to the white, that is, in this instance, into the blind +alley, and failed to get out; several times it jumped over to the left +side (the open-passage side) of the box but each time it seemed to be +attracted back to the white or repelled by the red, more probably the +latter, as the animal had been trained for weeks to avoid the red. +Concerning the delicacy of visual discrimination I hope to have +something to present in a later paper. + +The tactual stimuli given by contact with the series of wires used for +the electrical stimulus also served to guide the frogs. They were +accustomed to receive an electrical shock whenever they touched the +wires on the blocked side of the entrance, hence on this side the +tactual stimulus was the signal for a painful electrical stimulus. +When the animal chose the open passage it received the tactual +stimulus just the same, but no shock followed. After a few days' +experimentation it was noted that No. 2 frequently stopped as soon as +it touched the wires, whether on the open or the closed side. If on +the closed side, it would usually turn almost immediately and by +retracing its path escape by the open passage; if on the open side, it +would sometimes turn about, but instead of going back over the course +it had just taken, as on the other side, it would sit still for a few +seconds, as if taking in the surroundings, then turn again and go on +its way to the exit. This whole reaction pointed to the formation of +an association between the peculiar tactual sensation and the painful +shock which frequently followed it. Whenever the tactual stimulus came +it was sufficient to check the animal in its course until other +sensory data determined the next move. When the wrong passage had been +chosen the visual data gotten from the appearance of the partition +which blocked the path and other characteristics of this side of the +labyrinth determined that the organism should respond by turning back. +When, on the other hand, the open passage had been selected, a +moment's halt sufficed to give sensory data which determined the +continuation of the forward movement. Although this reaction did not +occur in more than one tenth of the trials, it was so definite in its +phases as to warrant the statements here made. Fig. 4 gives the path +taken by No. 2 in its 123d trial. In this experiment both choices were +correctly made, but when the frog touched the wires on the open side +it stopped short and wheeled around; after a moment it turned toward +the exit again, but only to reverse its position a second time. Soon +it turned to the exit again, and this time started forward, taking a +direct course to the tank. The usual course for animals which had +thoroughly learned the way to the tank is that chosen in Fig. 5. + +[Illustration: FIG. 4. Path of No. 2 for 123d Trial. Showing the +response to the tactual stimulus from wires.] + +An interesting instance of the repetition of a reaction occurred in +these experiments. A frog would sometimes, when it was first placed in +the box, by a strong jump get up to the edge; it seldom jumped over, +but instead caught hold of the edge and balanced itself there until +exhaustion caused it to fall or until it was taken away. Why an animal +should repeat an action of the nature of this is not clear, but almost +invariably the second trial resulted in the same kind of reaction. The +animal would stop at the same point in the box at which it had +previously jumped, and if it did not jump, it would look up as if +preparing to do so. Even after a frog had learned the way to the tank +such an action as this would now and then occur, and almost always +there would follow repetition in the manner described. + +[Illustration: FIG. 5. Path Usually Taken by Animal Having +Perfectly-formed Habit.] + + +4. _The Effect of Fear upon Habit Formation._--A certain amount of +excitement undoubtedly promotes the formation of associations, but +when the animal is frightened the opposite is true. I have no +hesitation in stating that, in case of the green frog, any strong +disturbing stimulus retards the formation of associations. Although +the frogs gave little evidence of fear by movements after being kept +in the laboratory for a few weeks, they were really very timid, and +the presence of any strange object influenced all their reactions. +Quiescence, it is to be remembered, is as frequently a sign of fear as +is movement, and one is never safe in saying that the frog is not +disturbed just because it does not jump. The influence of the +experimenter's presence in the room with the frogs which were being +tried in the labyrinth became apparent when the animals were tried in +a room by themselves. They escaped much more quickly when alone. In +order to keep records of the experiments it was necessary for me to be +in the room, but by keeping perfectly quiet it was possible to do this +without in any objectionable way influencing the results. It may be, +however, that for this reason the learning is somewhat slower than it +would have been under perfectly natural conditions. Early in this +paper reference was made to the fact that the frog did not learn to +escape from a box with a small opening at some distance from the floor +if it was prodded with a stick. I do not mean to say that the animal +would never learn under such conditions, but that they are unfavorable +for the association of stimuli and retard the process. This conclusion +is supported by some experiments whose results are tabulated at the +bottom of Table IV. In these trials the animal had been trained to go +to the left and to avoid red. At first ten trials were given in which +the frog was in no way disturbed. The result was eight right choices +and two wrong ones. For the next ten trials the frog was touched with +a stick and thus made to enter the labyrinth from the box, _A_. This +gave five right and five wrong choices, apparently indicating that the +stimulus interfered with the choice of direction. Several other +observations of this nature point to the same conclusion, and it may +therefore be said that fright serves to confuse the frog and to +prevent it from responding to the stimuli which would ordinarily +determine its reaction. + + +5. _The Permanency of Associations._--After the labyrinth habit had +been perfectly formed by No. 2, tests for permanency were made, (1) +after six days' rest and (2) after thirty days. Table V. contains the +results of these tests. They show that for at least a month the +associations persist. And although there are several mistakes in the +first trials after the intervals of rest, the habit is soon perfected +again. After the thirty-day interval there were forty per cent. of +mistakes at the exit for the first series, and only 20 per cent. at +the entrance. This in all probability is explicable by the fact that +the colors acted as aids at the entrance, whereas at the exit there +was no such important associational material. + + +TABLE V. + + PERMANENCY OF ASSOCIATIONS. FROG NO. 2. + + Tests after six days' rest (following the results tabulated in Table + III.). + + Trial. Entrance. Exit. + Right. Wrong. Right. Wrong + 1-10 7 3 8 2 + (110-120) + 11-20 10 0 10 0 + + Tests after THIRTY days' rest. + 1-10 8 2 6 4 + 10-20 10 0 10 0 + + +D. Association of Stimuli.--In connection with reaction-time work an +attempt was made to form an association between a strong visual +stimulus and a painful electrical shock, with negative results. A +reaction box, having a series of interrupted circuits in the bottom +like those already described for other experiments, and an opening on +one side through which a light could be flashed upon the animal, +served for the experiments. The tests consisted in the placing of a +frog on the wires and then flashing an electric light upon it: if it +did not respond to the light by jumping off the wires, an electrical +stimulus was immediately given. I have arranged in Table VI. the +results of several weeks' work by this method. In no case is there +clear evidence of an association; one or two of the frogs reacted to +the light occasionally, but not often enough to indicate anything more +than chance responses. At one time it looked as if the reactions +became shorter with the continuation of the experiment, and it was +thought that this might be an indication of the beginning of an +association. Careful attention to this aspect of the results failed to +furnish any satisfactory proof of such a change, however, and although +in the table statements are given concerning the relative numbers of +short and long reactions I do not think they are significant. + + +TABLE VI. + + ASSOCIATION OF ELECTRICAL AND VISUAL STIMULI. FROG No. 1a, 2a, 3a, 4a, + 5a, A and Z. + + Frog. Total No. Days. Result. + Trials. + + No. 1a 180 18 Increase in number of long reaction + toward end. No evidence of association. + + No. 2a 180 17 Increase in number of short reactions + toward end. No evidence of association. + + No. 3a 180 17 Marked increase in the number of + short reactions toward end. No other evidence + of association. + + No. 4a 200 19 Slight increase in the short reactions. + There were a few responses to the light on the + third day. + + No. 5a 200 20 No increase in the number of short reactions. + Few possible responses to light on second and + third days. + + Frog A 250 20 No evidence of association. + + Frog Z 450 28 No evidence of association. + + +To all appearances this is the same kind of an association that was +formed, in the case of the labyrinth experiments, between the tactual +and the electrical stimuli. Why it should not have been formed in this +case is uncertain, but it seems not improbable that the light was too +strong an excitement and thus inhibited action. There is also the +probability that the frog was constrained by being placed in a small +box and having the experimenter near. + + +III. SUMMARY. + + +1. The green frog is very timid and does not respond normally to most +stimuli when in the presence of any strange object. Fright tends to +inhibit movement. + +2. That it is able to profit by experience has been proved by testing +it in simple labyrinths. A few experiences suffice for the formation +of simple associations; but in case of a series of associations from +fifty to a hundred experiences are needed for the formation of a +perfect habit. + +3. Experiment shows that the frog is able to associate two kinds of +stimuli, _e.g._, the peculiar tactual stimulus given by a wire and a +painful electric stimulus which in the experiments followed the +tactual. In this case the animal learns to jump away, upon receiving +the tactual stimulus, before the experimenter gives the electric +stimulus. + +4. Vision, touch and the organic sensations (dependent upon direction +of turning) are the chief sensory factors in the associations. The +animals discriminate colors to some extent. + +5. Perfectly formed habits are hard to change. + +6. Fear interferes with the formation of associations. + +7. Associations persist for at least a month. + + +PART II. REACTION TIME OF THE GREEN FROG TO ELECTRICAL AND TACTUAL +STIMULI. + + +IV. THE PROBLEMS AND POSSIBILITIES OF COMPARATIVE REACTION-TIME +STUDIES. + + +Animal reaction time is at present a new field of research of evident +importance and full of promise. A great deal of time and energy has +been devoted to the investigation of various aspects of the time +relations of human neural processes; a multitude of interesting facts +have been discovered and a few laws established, but the results seem +disproportionate to the amount of patient labor expended. +Physiologists have determined the rate of transmission of the neural +impulse for a few animals, and rough estimates of the time required +for certain changes in the nervous system have been made, but this is +all we have to represent comparative study. Just the path of approach +which would seem most direct, in case of the time of neural changes, +has been avoided. Something is known of the ontogenetic aspect of the +subject, practically nothing of the phylogenetic; yet, in the study of +function the comparative point of view is certainly as important as it +is in the study of structure. In calling attention to the importance +of the study of animal reaction time I would not detract from or +minimize the significance of human investigations. They are all of +value, but they need to be supplemented by comparative studies. + +It is almost impossible to take up a discussion of the time relations +of neural processes without having to read of physiological and +psychological time. The time of nerve transmission, we are told, is +pure physiological time and has nothing whatever to do with psychic +processes; the time occupied by the changes in brain centers is, on +the contrary, psychological time. At the very beginning of my +discussion of this subject I wish to have it clearly understood that I +make no such distinction. If one phase of the neural process be called +physiological time, with as good reason may all be so named. I prefer, +therefore, to speak of the time relations of the neural process. + +Of the value of reaction-time studies, one may well believe that it +lies chiefly in the way of approach which they open to the +understanding of the biological significance of the nervous system. +Certainly they are not important as giving us knowledge of the time of +perception, cognition, or association, except in so far as we discover +the relations of these various processes and the conditions under +which they occur most satisfactorily. To determine how this or that +factor in the environment influences the activities of the nervous +system, and in what way system may be adjusted to system or +part-process to whole, is the task of the reaction-time investigator. + +The problems of reaction time naturally fall within three classes: +Those which deal with (1) nerve transmission rates; (2) the time +relations of the spinal center activities, and (3) brain processes. +Within each of these groups there are innumerable special problems for +the comparative physiologist or psychologist. Under class 1, for +instance, there is the determining of the rates of impulse +transmission in the sensory and the motor nerves, (_a_) for a variety +of stimuli, (_b_) for different strengths of each stimulus, (_c_) for +different conditions of temperature, moisture, nourishment, fatigue, +etc., in case of each stimulus, (_d_) and all this for hundreds of +representative animals. From this it is clear that lines of work are +not lacking. + +Closely related to these problems of rate of transmission are certain +fundamental problems concerning the nature of the nerve impulse or +wave. Whether there is a nerve wave, the reaction-time worker has as +favorable an opportunity to determine as anyone, and we have a right +to expect him to do something along this line. The relations of the +form of the nerve impulse to the rhythm of vital action, to fatigue +and to inhibition are awaiting investigation. Some of the most +important unsettled points of psychology depend upon those aspects of +neural activities which we ordinarily refer to as phenomena of +inhibition, and which the psychologist is helpless to explain so long +as the physiological basis and conditions are not known. + +Then, too, in the study of animals the relation of reaction time to +instincts, habits, and the surroundings of the subject are to be +noted. Variability and adaptability offer chances for extended +biological inquiries; and it is from just such investigations as +these that biology has reason to expect much. The development of +activity, the relation of reflex action to instinctive, of impulsive +to volitional, and the value of all to the organism, should be made +clear by reaction-time study. Such are a few of the broad lines of +inquiry which are before the comparative student of animal reaction +time. It is useless to dwell upon the possibilities and difficulties +of the work, they will be recognized by all who are familiar with the +results of human studies. + +In the study of the time relations of neural processes Helmholtz was +the pioneer. By him, in 1850, the rate of transmission of the nerve +impulse in the sciatic nerve of the frog was found to be about 27 +meters per second[4]. Later Exner[5] studied the time occupied by +various processes in the nervous system of the frog by stimulating the +exposed brain in different regions and noting the time which +intervened before a contraction of the gastrocnemius in each case. +Further investigation of the frog's reflex reaction time has been made +by Wundt[6], Krawzoff and Langendorff[7], Wilson[8] and others, but in +no case has the method of study been that of the psychologist. Most of +the work has been done by physiologists who relied upon vivisectional +methods. The general physiology of the nervous system of the frog has +been very thoroughly worked up and the papers of Sanders-Ezn[9], +Goltz[10] Steiner[11] Schrader[12] and Merzbacher[13],[14] furnish an +excellent basis for the interpretation of the results of the +reaction-time studies. + + [4] Helmholtz, H.: 'Vorläufiger Bericht über die + Portpflanzungsgeschwindigkeit der Nervenreizung.' _Arch. f. + Anal. u. Physiol._, 1850, S. 71-73. + + [5] Exner, S.: 'Experimentelle Untersuchung der einfachsten + psychischen Processe.' _Pflüger's Arch._, Bd. 8. 1874, S. + 526-537. + + [6] Wundt, W.: 'Untersuchungen zur Mechanik der Nerven und + Nervencentren.' Stuttgart, 1876. + + [7] Krawzoff, L., und Langendorff, O.: 'Zur elektrischen + Reizung des Froschgehirns.' _Arch. f. Anal. u. Physiol._, + Physiol. Abth., 1879, S. 90-94. + + [8] Wilson, W.H.: 'Note on the Time Relations of Stimulation of + the Optic Lobes of the Frog.'_Jour. of Physiol._, Vol. XI., + 1890, pp. 504-508. + + [9] Sanders-Ezn: 'Vorarbeit für die Erforschung des + Reflexmechanismus in Lendentmark des Frosches.' _Berichte über + die Verhandlungen der Kgl. sächs. Gesellsch. d. Wissensch. zu + Leipzig_, 1867, S. 3. + + [10] Goltz, F.: 'Beiträge zur Lehre von den Functionen der + Nervencentren des Frosches.' Berlin, 1869, 130 S. + + [11] Steiner, J.: 'Untersuchungen über die Physiologie des + Froschhirns.' Braunschweig, 1885, 127 S. + + [12] Schrader, M.G.: 'Zur Physiologie des Froschgehirns.' + _Pflüger's Arch._, Bd. 41, 1887, S. 75-90. + + [13] Merzbacher, L.: 'Ueber die Beziebungen der Sinnesorgane zu + den Reflexbewegungen des Frosches.' _Pflüger's Arch._, Bd. 81, + 1900, S. 223-262. + + [14] Merzbacher, L.: 'Untersuchungen über die Regulation der + Bewegungen der Wirbelthiere. I. Beobachtungen an Fröschen.' + _Pflüger's Arch._, Bd. 88, 1901, S. 453-474, 11 Text-figuren. + +In the present investigation it has been my purpose to study the +reactions of the normal frog by the reaction-time methods of the +psychologist. Hitherto the amount of work done, the extent of +movements or some other change has been taken as a measure of the +influence of a stimulus. My problem is, What are the time relations of +all these reactions? With this problem in mind I enter upon the +following program: (1) Determination of reaction time to electrical +stimuli: (_a_) qualitative, (_b_) quantitative, (_c_) for different +strengths of current; (2) Determination of reaction time to tactual +stimuli (with the same variations); (3) Auditory: (_a_) qualitative, +(_b_) quantitative, with studies on the sense of hearing; (4) Visual: +(_a_) qualitative, (_b_) quantitative, with observations concerning +the importance of this sense in the life of the frog, and (5) +Olfactory: (_a_) qualitative, (_b_) quantitative. + +The present paper presents in rather bare form the results thus far +obtained on electrical, tactual, and auditory reaction time; +discussion of them will be deferred until a comparison of the results +for the five kinds of stimuli can be given. + + +V. METHOD OF STUDY. + + +The measurements of reaction time herein considered were made with the +Hipp Chronoscope. Cattell's 'Falling Screen' or 'Gravity Chronoscope' +was used as a control for the Hipp. The Gravity Chronoscope consists +of a heavy metal plate which slides easily between two vertical posts, +with electrical connections so arranged that the plate, when released +from the magnet at the top of the apparatus, in its fall, at a certain +point breaks an electric circuit and at another point further down +makes the same circuit. The rate of fall of the plate is so nearly +constant that this instrument furnishes an accurate standard time with +which Hipp readings may be compared, and in accordance with which the +Hipp may be regulated. For, since the rate of a chronoscope varies +with the strength of the current in use, with the variations in +temperature and with the positions of the springs on the magnetic bar, +it is always necessary to have some standard for corrections. In these +experiments the time of fall of the gravity chronoscope plate, as +determined by the graphic method with a 500 S.V. electric tuning fork, +was 125[sigma] (_i.e._, thousandths of a second). + +This period, 125[sigma], was taken as a standard, and each hour, +before the beginning of reaction-time experiments, the time of the +plate's fall was measured ten times with the Hipp, and for any +variation of the average thus obtained from 125[sigma], the standard, +the necessary corrections were made by changing the position of the +chronoscope springs or the strength of the current. + +The standard of comparison, 125[sigma], is shorter than most of the +reaction times recorded, but since the time measured was always that +from the breaking to the making of the circuit passing through the +chronoscope it cannot be urged that there were errors resulting from +the difference of magnetization which was caused by variations in the +reaction time. But it is evident that the danger from differences in +magnetization, if such exists, is not avoided in this way; instead, it +is transferred from the reaction time proper to the period of +preparation immediately preceding the reaction; for, from the moment +the chronoscope is started until the stimulus is given a current is +necessarily passing through the instrument. At a verbal signal from +the operator the assistant started the chronoscope; the stimulus was +then given by the operator, and the instrument recorded the time from +the breaking of the circuit, effected by the stimulating apparatus, to +the making of the circuit by the reaction of the animal. Despite +precautions to prevent it, the period from the starting of the +chronoscope to the giving of the stimulus was variable, and errors +were anticipated, but a number of the tests proved that variations of +even a second did not cause any considerable error. + +A fairly constant current for the chronoscope was supplied by a +six-cell 'gravity battery' in connection with two storage cells, _GB_ +(Fig. 6). This current could be used for two hours at a time without +any objectionable diminution in its strength. The introduction of +resistance by means of the rheostat, _R_, was frequently a convenient +method of correcting the chronoscope. + +[Illustration: FIG. 6. General Plan of Apparatus in Diagram. _H_, Hipp +Chronoscope; _R_, rheostat; _C_, commutator; _SC_, storage cells; +_GB_, 'Excello' gravity battery; _F_, Cattell's falling screen; _T_, +reaction table; _RK_, reaction key; _SK_, Stimulating apparatus; _K_, +key in chronoscope circuit; _S_, stimulus circuit.] + +Fig. 6 represents the general plan of the apparatus used in these +experiments. + +The general method of experimentation is in outline as follows: + +1. At a 'ready' signal from the operator the assistant makes the +chronoscope circuit by closing a key, _K_ (Fig. 6), and then +immediately starts the chronoscope. + +2. Stimulus is given by the operator as soon as the chronoscope is +started, and by this act the chronoscope circuit is broken and the +record begun. + +3. Animal reacts and by its movements turns a key, _RK_ (Fig. 6), thus +making the chronoscope circuit and stopping the record. + +4. Assistant stops chronoscope and takes reading. + +[Illustration: FIG. 7. Reaction Key. _l_, lever swung on pivot; _p, +p_, posts for contacts with platinum plates on base; _b_, upright bar +for string; _s_, spring for clamping string; _w_, wheel to carry +string; _c, c_, chronoscope circuit; 1 and 2, points which are brought +into contact by animal's reaction.] + +The steps of this process and the parts of the apparatus concerned in +each may be clearly conceived by reference to the diagram given in +Fig. 6. The various forms of stimulating apparatus used and the +modification of the method will be described in the sections dealing +with results. The same reaction key was used throughout (see Fig. 7). +Its essential features are a lever _l_, pivoted in the middle and +bearing a post at either end, _p, p_. From the middle of this lever +there projected upward a small metal bar, _b_, through the upper part +of which a string to the animal ran freely except when it was clamped +by the spring, _s_. This string, which was attached to the subject's +leg by means of a light elastic band, after passing through the bar +ran over a wheel, _w_, and hung tense by reason of a five-gram weight +attached to the end. Until everything was in readiness for an +experiment the string was left free to move through the bar so that +movement of the animal was not hindered, but the instant before the +ready-signal was given it was clamped by pressure on _s_. The diagram +shows the apparatus arranged for a reaction. The current is broken, +since 1 and 2 are not in contact, but a slight movement of the animal +turns the lever enough to bring 1 against 2, thus making the circuit +and stopping the chronoscope. When the motor reaction of the subject +was violent the string pulled out of the clamp so that the animal was +free from resistance, except such as the string and weight offered. +The five-gram weight served to give a constant tension and thus +avoided the danger of error from this source. Between experiments the +weight was placed on the table in order that there might be no strain +upon the subject. + +That the subject might be brought into a favorable position for an +experiment without being touched by the operator a special reaction +box was devised. + +The animals used in these studies were specimens of _Rana clamitans_ +which were kept in a tank in the laboratory throughout the year. + + +VI. ELECTRIC REACTION TIME. + + +The reaction time to electrical stimuli was determined first because +it seemed probable that this form of the pain reaction would be most +useful for comparison with the auditory, visual, olfactory and tactual +reactions. In this paper only the electrical and the tactual reaction +times will be considered. The former will be divided into two groups: +(1) Those resulting from a stimulus given by touching electrodes to +the leg of the frog, and (2) those gotten by having the frog resting +upon wires through which a current could be passed at any time. + +_Group 1 of the electrical reactions_ were taken under the following +conditions. A reaction box about 40 cm. in diameter was used. The mean +temperature of the experimenting room was about 20° C. In all cases +the string was attached to the left hind leg of the frog, and the +stimulus applied to the middle of the gastrocnemius muscle of the +right hind leg. Reaction times were taken in series of ten, excluding +those which were imperfect. As the moistness of the skin affects the +strength of the electric stimulus received, it was necessary to +moisten the animal occasionally, but as it did not seem advisable to +disturb it after each experiment this was done at intervals of five +minutes throughout the series. Were it not for this precaution it +might be said that lengthening of the reaction times toward the end of +a series simply indicated the weakening of the stimulus which resulted +from the gradual drying of the skin. The stimulus in this group was +applied by means of the stimulating apparatus of Fig. 6. It is merely +two wire electrodes which could be placed upon the animal, with the +additional device of a key for the breaking of the chronoscope circuit +the instant the stimulus was given. The most serious objection to this +method of stimulating is that there is a tactual as well as an +electrical stimulus. + +Before presenting averages, two representative series of reactions may +be considered. + + +SERIES I. FROG B. APRIL 9, 1900. 10 A.M. + + Temperature 19° C. String to left hind leg. Stimulus to right hind + leg. + + Strength of stimulating current 1.0 volt, .0001 ampčre. + + Number of + Experiment. Hour. Reaction Time. Remarks. + + 1 10.25 No reaction. + 2 10.27 No reaction. + 3 10.30 139[sigma] + 4 10.34 164 + 5 10.35 102 + 6 10.37 169 + 7 10.39 151 + 8 10.40 152 + 9 10.42 144 + 10 10.43 152 + 11 10.45 122 + 12 10.51 179 + 13 10.54 No reaction. + + Average of 10, 147.4[sigma] + + SERIES 2. FROG F. ELECTRICAL STIMULUS. + + No. Hour. Reaction Time. Remarks. Deviation from Mean. + + 1 10.19 35[sigma] Probable reaction + to visual stim. + 2 10.22 173 4.7 + 3 10.24 161 - 7.3 + 4 10.25 133 -35.3 + 5 10.26 199 30.7 + 6 10.28 130 -38.3 + 7 10.32 179 10.7 + 8 10.34 187 18.7 + 9 10.35 60 Probable reflex. + 10 10.37 183 14.7 + 11 10.38 166 - 2.3 + 12 10.39 172 3.7 + + Average of 10, 168.3[sigma] Average of first 5, 159.2[sigma] + Average Variation, 16.64[sigma] Average of second 5, 177.4[sigma] + + +Both are fairly representative series. They show the extremely large +variations, in the case of series 1, from 102 to 179[sigma]. In all +these experiments such variation is unavoidable because it is +impossible to have the conditions uniform. A very slight difference in +the frog's position, which could not be detected by the operator, +might cause considerable difference in the time recorded. Efforts were +made to get uniform conditions, but the results seem to show that +there is still much to be desired in this direction. + +Tables VII. contains the results of four series of ten reactions each +for frog _A_. It will be noticed that the time for the first five in +each series is much shorter than that for the last five; this is +probably indicative of fatigue. + + +TABLE VII. + + REACTION TIME OF FROG _A_ TO ELECTRICAL STIMULI. + + Series of Averages Averages of Averages of + ten reactions. of series. first five. second five. + 1 163.1[sigma] 134.6[sigma] 191.6[sigma] + 2 186.2 176.2 196.2 + 3 161.1 125.2 197.0 + 4 158.3 101.6 215.0 + General averages 167.2[sigma] 134.4[sigma] 199.9[sigma] + + + TABLE VIII. + + REACTION TIME OF FROG _B_ TO ELECTRICAL STIMULI. + + 1 132.7[sigma] 118.2[sigma] 147.4[sigma] + 2 196.6 167.8 225.4 + 3 147.4 145.5 149.8 + 4 157.5 152.0 163.0 + General averages 158.6[sigma] 145.9[sigma] 171.4[sigma] + + +TABLE IX. + + NORMAL AND REFLEX REACTION TIME OF SIX ANIMALS TO ELECTRICAL STIMULUS. + + Normal. Reflex. + Average for 20 Average for 20 + Frog. reactions. Mean Var. reactions. Mean Var. + _A_ 149.5[sigma] 24.0[sigma] + _B_ 158.3 16.0 51.5[sigma] 8.0[sigma] + _C_ 191.0 24.3 + _D_ 167.0 10.1 + _E_ 182.4 28.0 45.1 5.5 + _F_ 176.3 10.2 46.0 4.5 + General + Average. 167.9[sigma] 18.8[sigma] 47.5[sigma] 6.0[sigma] + + For _D_ the average is for ten reactions. + + _B_ and _E_ were males, _F_ a female; the sex of the others was + not determined by dissection and is uncertain. + + +Early in the experiments it became evident that there were three +clearly defined types of reactions: there were a number of reactions +whose time was shorter than that of the ordinary quick voluntary pain +reaction, and there were also many whose time was considerably longer. +The first type it was thought might represent the spinal reflex +reaction time. For the purpose of determining whether the supposition +was true, at the end of the series of experiments three of the frogs +were killed and their reflex reaction time noted. This was done by +cutting the spinal cord just back of the medulla, placing the animal +on an experimenting board close to the reaction key with the thread +from the key fastened to the left leg as in case of the previous work +and stimulating the gastrocnemius with an induced current by the +application of wire electrodes. + +In Table IX. the reflex reaction times for the three animals are +given. + +The following results obtained with frog _E_ show that the time of +reaction increases with the increase in the time after death. The +average of 20 reactions by _E_ taken an hour after the cord had been +cut was 45.5[sigma]; the average of 20 taken twenty hours later was +55.85[sigma]. + +As a rule the reflex reactions were but slightly variable in time as +is indicated by the accompanying series. + + + SERIES OF REFLEX REACTIONS OF FROG _F_. + Taken at rate of one per minute. + + 1 50[sigma] + 2 58 + 3 55 + 4 59 + 5 48 + 6 46 + 7 45 + 8 51 + 9 42 + 10 44 + + +Throughout these experiments it was noticed that any stimulus might +cause (1) a twitch in the limb stimulated, or (2) a twitch followed by +a jump, or (3) a sudden jump previous to which no twitch could be +detected. And it soon appeared that these types of reaction, as it +seems proper to call them, would have to be considered in any +determination of the mean reaction time. As proof of the type theory +there is given (Fig. 8) a graphic representation of 277 reactions to +the electrical stimulus. + +[Illustration: FIG 8: Distribution of 277 reactions.] + +The column of figures at the left indicates the number of reactions at +any point. Below the base line are the classes. For convenience of +plotting the reactions have been grouped into classes which are +separated by 25[sigma]. Class 1 includes all reactions between +1[sigma] and 25[sigma], class 2 all from 25[sigma] to 50[sigma], and +so on to 400[sigma], thereafter the classes are separated by +100[sigma]. It is noticeable that there is one well-marked mode at +75[sigma]. A second mode occurs at 175[sigma]. This is the primary and +in our present work the chiefly significant mode, since it is that of +the quick instinctive reaction to a stimulus. At 500[sigma] there is a +third mode; but as such this has little meaning, since the reactions +are usually pretty evenly distributed from 300[sigma] on to +2000[sigma]; if there is any grouping, however, it appears to be about +500[sigma] and 800[sigma]. + +The first mode has already been called the reflex mode. The short +reactions referred to usually lie between 40[sigma] and 80[sigma], and +since experiment has shown conclusively that the spinal reflex +occupies about 50[sigma], there can be little doubt that the first +mode is that of the reflex reaction time. + +The second mode represents those reactions which are the result of +central activity and control. I should be inclined to argue that they +are what we usually call the instinctive and impulsive actions. And +the remaining reactions represent such as are either purely voluntary, +if any frog action can be so described, or, in other words, depend +upon such a balancing of forces in the brain as leads to delay and +gives the appearance of deliberate choice. + +Everything points to some such classification of the types as follows: +(1) Stimuli strong enough to be injurious cause the shortest possible +reaction by calling the spinal centers into action, or if not spinal +centers some other reflex centers; (2) slightly weaker stimuli are not +sufficient to affect the reflex mechanism, but their impulse passes on +to the brain and quickly discharges the primary center. There is no +hesitation, but an immediate and only slightly variable reaction; just +the kind that is described as instinctive. As would be expected, the +majority of the frog's responses are either of the reflex or of this +instinctive type. (3) There is that strength of stimulus which is not +sufficient to discharge the primary center, but may pass to centers of +higher tension and thus cause a response. This increase in the +complexity of the process means a slower reaction, and it is such we +call a deliberate response. Precisely this kind of change in neural +action and in reaction time is at the basis of voluntary action. And +(4) finally, the stimulus may be so weak that it will not induce a +reaction except by repetition. Just above this point lies the +threshold of sensibility, the determination of which is of +considerable interest and importance. + +_Group 2 of the electrical reactions_ consists of three series taken +to determine the relation of strength of stimulus to reaction time. +The conditions of experimentation differed from those for group 1 in +the following points: (1) The stimulus was applied directly by the +making of a circuit through wires upon which the subject rested (Fig. +9); (2) the thread was attached to the right hind leg; (3) the thread, +instead of being kept at the tension given by the 5-gram weight as in +the former reactions, was slackened by pushing the upright lever of +the reaction key one eighth of an inch toward the animal. This was +done in order to avoid the records given by the slight twitches of the +legs which precede the motor reaction proper. For this reason the +reactions of group 2 are not directly comparable with those of group +1. Fig. 9 is the plan of the bottom of a reaction box 15 cm. at one +end, 30 cm. at the other, 60 cm. long and 45 cm. deep. On the bottom +of this, at one end, a series of interrupted circuits were arranged as +shown in the figure. The wires were 1.2 cm. apart, and an animal +sitting anywhere on the series necessarily touched two or more, so +that when the stimulus key, X, was closed the circuit was completed by +the animal's body; hence, a stimulus resulted. The stimulus key, X, +was a simple device by which the chronoscope circuit, _c_, _c_, was +broken at the instant the stimulus circuit, _s_, _c_, was made. + +Cells of 'The 1900 Dry Battery' furnished the current used as a +stimulus. Three different strengths of stimulus whose relative values +were 1, 2 and 4, were employed in the series 1, 2 and 3. Careful +measurement by means of one of Weston's direct-reading voltmeters gave +the following values: 1 cell, 0.2 to 0.5 volt, 0.00001 to 0.00003 +ampčre. This was used as the stimulus for series 1. 2 cells, 0.5 to +1.0 volt, 0.00003 to 0.00006 ampčre. This was used for series 2. 4 +cells, 1.2 to 1.8 volt, 0.00007 to 0.0001 ampčre. This was used for +series 3. + +[Illustration: Fig. 9. Ground Plan of Reaction Box for Electrical +Stimuli (Group 2). _IC_, interrupted circuits; _CC_, chronoscope +circuit; _X_, key for making stimulus circuit and breaking chronoscope +circuit; _B_, stimulus battery; _S_, string from reaction key to +animal. Scale 1/2.] + +The reactions now under consideration were taken in sets of 24 in +order to furnish evidence on the problem of fatigue. The stimulus was +given at intervals of one minute, and the subject was moistened at +intervals of ten minutes. To obtain 24 satisfactory reactions it was +usually necessary to give from thirty to forty stimulations. Five +animals, numbers 1, 2, 4, 5, and 6, served as subjects. They were +green frogs whose size and sex were as follows: + + + Length. Weight. Sex. + Number 1 7.5 cm. 35 grams. Male. + Number 2 7.3 " 37 " Male. + Number 4 8.2 " 50.4 " Female? + Number 5 7.1 " 25 " Female. + Number 6 7.8 " 42 " Male. + + +For most of these frogs a one-cell stimulus was near the threshold, +and consequently the reaction time is extremely variable. In Table X. +an analysis of the reactions according to the number of repetitions of +the stimulus requisite for a motor reaction has been made. Numbers 1 +and 5 it will be noticed reacted most frequently to the first +stimulus, and for them 48 satisfactory records were obtained; but in +case of the others there were fewer responses to the first stimulus, +and in the tabulation of series 1 (Table XI.) averages are given for +less than the regular sets of 24 reactions each. + + +TABLE X. + + ANALYSIS OF REACTIONS TO ONE-CELL STIMULUS. + + Frog. Reactions to To 2d. To 3d. To 4th. To 5th. More. Total No. + first Stimulus. of Reactions. + 1 53 2 1 0 0 1 57 + 2 20 12 5 5 4 12 58 + 4 31 15 1 0 2 8 57 + 5 51 11 1 2 0 1 66 + 6 45 15 6 3 1 5 75 + Totals, 200 55 14 10 7 27 313 + + +Table XI. is self-explanatory. In addition to the usual averages, +there is given the average for each half of the sets, in order that +the effect of fatigue may be noted. In general, for this series, the +second half is in its average about one third longer than the first +half. There is, therefore, marked evidence of tiring. The mean +reaction time for this strength of stimulus is difficult to determine +because of the extremely great variations. At one time a subject may +react immediately, with a time of not over a fifth of a second, and at +another it may hesitate for as much as a second or two before +reacting, thus giving a time of unusual length. Just how many and +which of these delayed responses should be included in a series for +the obtaining of the mean reaction time to this particular stimulus is +an extremely troublesome question. It is evident that the mode should +be considered in this case rather than the mean, or at least that the +mean should be gotten by reference to the mode. For example, although +the reaction times for the one-cell stimulus vary all the way from +150[sigma] to 1000[sigma] or more, the great majority of them lie +between 200[sigma] and 400[sigma]. The question is, how much deviation +from the mode should be allowed? Frequently the inclusion of a single +long reaction will lengthen the mean by 10[sigma] or even 20[sigma]. +What is meant by the modal condition and the deviation therefrom is +illustrated by the accompanying curve of a series of reaction times +for the electric stimulus of group I. + + +__________________________________________________________________________ +_8_|______________________________________________________________________ +_7_|_____________________________________|________________________________ +_6_|_____________________________________|________________________________ +_5_|_____________________________________|________________________________ +_4_|________________________________|____|____|___________________________ +_3_|____________|___________________|____|____|___________________________ +_2_|_______|____|____|_________|____|____|____|____|______________________ +_1_|__|____|____|____|_________|____|____|____|____|____|____|____|____|__ + 100 110 120 130 140 150 160 170 180 190 200 210 220 230 + + +The column of figures at the left indicates the number of reactions; +that below the base line gives the reaction times in classes separated +by 10[sigma]. Of thirty-one reactions, seven are here in the class +170[sigma]. This is the model class, and the mean gotten by taking the +average of 31 reactions is 162[sigma]. If the mode had been taken to +represent the usual reaction time in this case, there would have been +no considerable error. But suppose now that in the series there had +occurred a reaction of 800[sigma]. Should it have been used in the +determination of the mean? If so, it would have made it almost +30[sigma] greater, thus removing it considerably from the mode. If +not, on what grounds should it be discarded? The fact that widely +varying results are gotten in any series of reactions, points, it +would seem, not so much to the normal variability as to accidental +differences in conditions; and the best explanation for isolated +reactions available is that they are due to such disturbing factors as +would decrease the strength of the stimulus or temporarily inhibit the +response. During experimentation it was possible to detect many +reactions which were unsatisfactory because of some defect in the +method, but occasionally when everything appeared to be all right an +exceptional result was gotten. There is the possibility of any or all +such results being due to internal factors whose influence it should +be one of the objects of reaction-time work to determine; but in view +of the fact that there were very few of these questionable cases, and +that in series I, for instance, the inclusion of two or three +reactions which stood isolated by several tenths of a second from the +mode would have given a mean so far from the modal condition that the +results would not have been in any wise comparable with those of other +series, those reactions which were entirely isolated from the mode and +removed therefrom by 200[sigma] have been omitted. In series I alone +was this needful, for in the other series there was comparatively +little irregularity. + +The results of studies of the reaction time for the one-cell electric +stimulus appear in Table XI. The first column of this table contains +the average reaction time or mean for each subject. Nos. 2 and 4 +appeared to be much less sensitive to the current than the others, and +few responses to the first stimulus could be obtained. Their time is +longer than that of the others, and their variability on the whole +greater. Individual differences are very prominent in the studies thus +far made on the frog. The one-cell stimulus is so near the threshold +that it is no easy matter to get a mean which is significant. Could +the conditions be as fully controlled as in human reaction time it +would not be difficult, but in animal work that is impossible. No +attempt has thus far been made to get the reaction time in case of +summation effects except in occasional instances, and in so far as +those are available they indicate no great difference between the +normal threshold reaction and the summation reaction, but on this +problem more work is planned. + +There are large mean variations in Table XI., as would be anticipated. +Since the reactions were taken in sets of 24, the means of each set as +well as that of the total are given, and also, in columns 4 and 5, the +means of the first half and the last half of each set. + +A comparison of Tables XI., XII. and XIII. makes clear the differences +in reaction time correlated with differences in the strength of an +electric stimulus. For Table XI., series I, the relative value of the +stimulus was I; for Table XII., series 2, it was 2, and for Table +XIII., series 3, it was 4. Throughout the series from I to 3 there is +a rapid decrease in the reaction time and in the variability of the +same. The reaction time for stimulus I, the so-called threshold, is +given as 300.9[sigma]; but of the three it is probably the least +valuable, for reasons already mentioned. The mean of the second +series, stimulus 2, is 231.5[sigma] while that of the third, stimulus +4, is only 103.1[sigma]. This great reduction in reaction time for the +four-cell stimulus apparently shows the gradual transition from the +deliberate motor reaction, which occurs only after complex and varied +central neural activities, and the purely reflex reaction, which takes +place as soon as the efferent impulse can cause changes in the spinal +centers and be transmitted as an afferent impulse to the muscular +system. + + +TABLE XI. + + ELECTRICAL STIMULUS REACTION TIME. SERIES 1. + + Average Average of Average Average Mean Var + Frog. of all. Mean Var. Sets. of 1st h. of 2d h. of Sets. + + 1 238.5* 33.3* 216.0* 205.6* 226.7* 33.2* + 261.0 248.0 274.1 33.3 + 2 458.0 219.0 458.0 270.4 643.8 219.0 + 4 273.4 59.9 273.4 245.7 301.1 59.9 + 5 263.9 50.5 268.6 244.7 292.5 44.9 + 259.2 236.0 282.4 56.1 + 6 271.1 65.1 322.6 273.2 372.0 87.9 + 219.6 208.5 230.6 42.3 + Gen Av. 300.9 85.5 300.9 244.8 356.8 85.5 + + Totals. + For No. 1 the averages are for 2 sets of 24 reactions each, 48 + " 2 " " one set of 12 " " 12 + " 4 " " one set of 24 " " 24 + " 5 " " two sets of 24 " " 48 + " 6 " " two sets of 24 and 12 reactions, + respectively, 36 + + *Transcriber's Note: All values in [sigma], 1/1000ths of a second. + + +TABLE XII. + + ELECTRICAL STIMULUS REACTION TIME. SERIES 2. + + Average Average of Average Average Mean Var + Frog. of all. Mean Var. Sets. of 1st h. of 2d h. of Sets. + + 1 227.3* 33.7* 229.4* 209.1* 249.6* 25.5* + 225.2 207.3 243.0 42.1 + 2 240.1 30.9 239.0 222.3 255.1 29.0 + 241.3 220.2 262.4 32.8 + 4 270.3 56.5 298.5 285.3 311.4 62.8 + 242.2 206.0 278.4 50.2 + 198.5 26.2 195.0 197.5 193.0 33.5 + 202.0 195.2 209.0 18.8 + 6 224.4 24.4 221.6 209.7 233.7 23.6 + 227.2 213.5 241.0 25.1 + Gen. Av. 231.5 34.3 231.0 216.6 246.6 34.3 + + For No. 5 the averages are for two sets of 18 each; for all the + others there are 24 in each set. + + *Transcriber's Note: All values in [sigma], 1/1000ths of a second. + + +TABLE XIII. + + ELECTRICAL STIMULUS REACTION TIME. SERIES 3. + + Average Average Average Average Mean Var. + Frog. of all. Mean Var. of all. of 1st h. of 2d h. of Sets. + 1 93.6* 13.5* 91.8* 93.2* 90.4* 13.5* + 95.4 91.8 99.0 13.5 + 2 99.9 12.8 92.2 89.4 95.0 17.4 + 107.5 105.9 109.0 8.2 + 4 125.2 16.3 113.5 106.5 120.5 13.6 + 136.0 135.7 138.2 19.0 + 5 94.4 8.0 88.6 90.5 88.6 8.2 + 100.2 97.8 102.7 7.9 + 6 102.5 12.2 104.2 98.6 109.9 12.8 + 100.9 101.0 108.3 11.6 + Gen. Avs. 103.1 12.5 103.1 101.0 105.9 12.5 + +For each animal there are two sets of 24 reactions each. + + *Transcriber's Note: All values in [sigma], 1/1000ths of a second. + +The spinal reflex for a decapitated frog, as results previously +discussed show, is approximately 50[sigma]; and every time the +four-cell stimulus is given this kind of a reaction results. There is +a slight twitch of the legs, immediately after which the animal jumps. +Now for all these series the thread was slackened by one eighth of an +inch, but the reflex time was determined without this slack. +Calculation of the lengthening of the reaction time due to the slack +indicated it to be between 20 and 30[sigma], so if allowance be made +in case of the reactions to the four-cell stimulus, the mean becomes +about 70[sigma], or, in other words, nearly the same as the spinal +reflex. The conclusion seems forced, therefore, that when a stimulus +reaches a certain intensity it produces the cord response, while until +that particular point is reached it calls forth central activities +which result in much longer and more variable reaction times. It was +said above that the series under consideration gave evidence of the +gradual transition from the reflex to the volitional in reaction time. +Is this true, or do we find that there are well-marked types, between +which reactions are comparatively rare? Examination of the tables +VII., VIII., IX., XI., XII. and XIII. will show that between 70[sigma] +and 150[sigma] there is a break. (In tables XI., XII. and XIII., +allowance must always be made for the slack in the thread, by +subtracting 30[sigma].) All the evidence furnished on this problem by +the electrical reaction-time studies is in favor of the type theory, +and it appears fairly clear that there is a jump in the reaction time +from the reflex time of 50-80[sigma], to 140 or 150[sigma], which may +perhaps be taken as the typical instinctive reaction time. From +150[sigma] up there appears to be a gradual lengthening of the time as +the strength of the stimulus is decreased, until finally the threshold +is reached, and only by summation effect can a response be obtained. + +The most important averages for the three series have been arranged in +Table XIV. for the comparison of the different subjects. Usually the +reaction time for series 3 is about one half as long as that for +series 2, and its variability is also not more than half as large. In +the small variability of series 3 we have additional reason for +thinking that it represents reflexes, for Table IX. gives the mean +variation of the reflex as not more than 8[sigma], and the fact that +the means of this series are in certain cases much larger is fully +explained by the greater opportunity for variation afforded by the +slack in the thread. + + +TABLE XIV. + + MEANS, ETC., FOR EACH SUBJECT FOR THE THREE SERIES. (TIME IN [sigma]) + + Mean First Second Mean Frog. + Half. Half. Variation. + Series 1 238.5 226.8 259.4 33.3 + Series 2 227.3 208.2 246.3 33.7 No. 1 + Series 3 93.6 92.5 94.7 13.5 + + Series 1 458.0 270.4 643.8 219.0 + Series 2 240.1 221.2 258.8 30.9 No. 2 + Series 3 99.9 97.6 102.0 12.8 + + Series 1 273.4 245.7 301.1 59.9 + Series 2 270.3 245.6 294.9 56.5 No. 4 + Series 3 125.2 121.1 129.3 16.3 + + Series 1 263.9 240.4 287.4 50.5 + Series 2 198.5 196.4 201.0 26.2 No. 5 + Series 3 94.4 94.2 94.7 8.0 + + Series 1 271.1 240.8 301.3 65.1 + Series 2 224.4 211.6 237.3 24.4 No. 6 + Series 3 102.5 99.8 109.1 12.2 + + +A striking fact is that the averages for the first and last half of +sets of reactions differ more for the weak than for the strong +stimulus. One would naturally expect, if the increase were a fatigue +phenomenon purely, that it would be greatest for the strongest +stimulus; but the results force us to look for some other conditions +than fatigue. A stimulus that is sufficiently strong to be painful and +injurious to an animal forces an immediate response so long as the +muscular system is not exhausted; but where, as in series 1 and 2 of +the electrical stimulus, the stimulus is not harmful, the reason for a +sudden reaction is lacking unless fear enters as an additional cause. +Just as long as an animal is fresh and unfamiliar with the stimulus +there is a quick reaction to any stimulus above the threshold, and as +soon as a few experiences have destroyed this freshness and taught the +subject that there is no immediate danger the response becomes +deliberate. In other words, there is a gradual transition from the +flash-like instinctive reaction, which is of vast importance in the +life of such an animal as the frog, to the volitional and summation +responses. The threshold electrical stimulus does not force reactions; +it is a request for action rather than a demand, and the subject, +although startled at first, soon becomes accustomed to the experience +and responds, if at all, in a very leisurely fashion. The reaction +time to tactual stimuli, soon to be considered, was determined by +giving a subject only three or four stimulations a day; if more were +given the responses failed except on repetition or pressure; for this +reason the data on fatigue, or lengthening of reaction time toward the +end of a series, are wanting in touch. A few tests for the purpose of +discovering whether the time would lengthen in a series were made with +results very similar to those of the threshold electrical stimulus; +the chief difference lies in the fact that the responses to touch fail +altogether much sooner than do those to the electrical stimulus. This, +however, is explicable on the ground that the latter is a stimulus to +which the animal would not be likely to become accustomed so soon as +to the tactual. + + + First Half. Second Half. Second % Greater. + Series 1 244.8[sigma] 356.8[sigma] 46 per cent + Series 2 216.6 246.6 14 " + Series 3 101.0 105.9 5 " + + +If pure fatigue, that is, the exhaustion of the nervous or muscular +system, appears anywhere in this work, it is doubtless in series 3, +for there we have a stimulus which is so strong as to force response +on penalty of death; the reaction is necessarily the shortest +possible, and, as a matter of fact, the motor reaction (jump forward) +here occupies little more time than the leg-jerk of a decapitated +frog. This probably indicates that the reaction is a reflex, and that +the slight increase in its length over that of the spinal reflex is +due to occasional cerebellar origin; but of this there can be no +certainly from the evidence herewith presented. At any rate, there is +no possibility of a voluntary reaction to the strong current, and any +changes in the general character of the reaction time in a series will +have to be attributed to fatigue of the nervous or muscular systems. +The second halves of the sets of series 3 are 5 per cent. longer than +the first, and unless this is due to the partial exhaustion of the +nervous system it is hard to find an explanation of the fact. Fatigue +of the muscles concerned seems out of the question because the +reactions occur at the rate of only one per minute, and during the +rest interval any healthy and well-nourished muscle would so far +recover from the effect of contraction that it would be able to +continue the rhythmic action for long periods. + +To the inquiry, Does fatigue in the experiments mean tiring by the +exhaustion of nerve energy, or is the lengthening in reaction time +which would naturally be attributed to tiring due to the fact that +experience has shown quick reaction to be unnecessary? we shall have +to reply that there is evidence in favor of both as factors. There can +be little doubt that in case of the strong stimuli there is genuine +fatigue which makes quick reaction impossible; but at the same time it +is certain that the 40 to 50 per cent. increase of the second half of +sets in series 1 over the first half can not be due to fatigue, for +the strain is here evidently much less than for series 3. Rather, it +would seem that habituation instead of exhaustion is the all-important +cause of the difference in series 1 and 2. It becomes clear from these +considerations that the repetition of a stimulus can never mean the +repetition of an effect. + + +VII. TACTUAL REACTION TIME. + + +In the following work on the reactions to tactual stimulation the +subject was placed in a large reaction box with a thread attached to +one of its legs and passing to a reaction key, as in the experiments +already described. The box in which the subject was confined was +surrounded by movable cloth curtains to prevent the animal's escape +and at the same time permit the experimenter to work without being +seen by the frog. + +Tactual stimulation was given by means of a hand key[15] similar to +that used for electrical stimulation which is represented in Fig. 6. +The touch key ended in a hard-rubber knob which could be brought in +contact with the skin of the subject. This key was fixed to a handle +of sufficient length to enable the operator to reach the animal +wherever it chanced to be sitting in the reaction box. Stimulation was +given by allowing the rubber point of the touch key to come in contact +with the skin in the middle region of the subject's back. As soon as +the point touched the animal the chronoscope circuit was broken by the +raising of the upper arm of the key. + + [15] This apparatus was essentially the same as Scripture's + device for the giving of tactual stimulation. + +As a precaution against reactions to visual stimuli, which it might +well be supposed would appear since the subject could not in every +case be prevented from seeing the approaching apparatus, the frog was +always placed with its head away from the experimenter so that the +eyes could not readily be directed toward the touch apparatus. +Notwithstanding care in this matter, a reaction occasionally appeared +which was evidently due to some disturbance preceding the tactual +stimulus which served as a warning or preparation for the latter. All +such responses were at once marked as questionable visual reactions +and were not included in the series of touch reactions proper. + +As has been mentioned in connection with the discussion of fatigue, it +was found absolutely necessary to have the subjects perfectly fresh +and active, and for this purpose it was advisable to give not more +than three or four stimulations at any one time. The subject was +usually kept in the reaction box from 30 to 45 minutes, dependent upon +the success of the experiments. As the work progressed it became +evident that the responses to the stimulus were becoming less and less +certain and slower, that the subjects were becoming accustomed to the +novel experience and no longer suffered the surprise which had been +the cause of the prompt reactions at first. It seemed best for this +reason not to continue the work longer than two weeks, and as a +consequence it was impossible to base the averages on more than twenty +reactions for each subject. + +So far as the tension of the thread is concerned, the condition for +the tactual reaction time was the same as that for the first group of +electrical reaction-time experiments. In comparing the tactual with +the electrical of series 1, 2 and 3, allowance must be made for the +slack in the latter cases. + +Selection of the tactual reaction times upon which the mean is based, +has been made with reference to the mode for each set of experiments. +Inspection of the curves given by the reactions of each subject +indicated that the great majority of the responses lay between 100 and +300[sigma], and that those which were beyond these limits were +isolated and, in all probability, exceptional reactions due to some +undetected variation in conditions which should throw them out of the +regular series. On this account it was thought best to use only +reactions between 100 and 300[sigma]. + +For convenience of comparison, again, the averages for the electrical +reaction time of subjects _A_, _B_, _C_, _D_, _E_ and _F_, and the +same for the tactual reaction time of subjects 1, 2, 3, 4, 5 and 6 are +herewith given together. All averages are for twenty reactions, except +for _D_ and 5, for which there are ten. + +Besides the usual determination for the tactual reaction-time work on +the six subjects named, there is given in Table XVI. the electrical +reaction time of these animals to a two-cell current. Comparison of +the electrical and tactual results are of interest in this case +because the mean variation for each is about 34[sigma], being +34.3[sigma], for the electrical and 33.8[sigma], for the tactual. + + +TABLE XV. + + Average of 20 Electrical Average of 20 Tactual + Frog. Reactions. Frog. Reactions. + _A_ 149.5[sigma] 1 188.3[sigma] + _B_ 158.3 2 199.1 + _C_ 191.0 3 212.1 + _D_ 167.0 4 213.0 + _E_ 182.4 5 199.8 + _F_ 176.3 6 221.9 + Gen. Avs. 167.9 205.7 + + +TABLE XVI. + + REACTION TIME FOR TACTUAL AND ELECTRICAL STIMULI. + + Tactual Reaction Time. Electrical Reaction Time. + + Frog. Average. Mean Variation. Average. Mean Variation. + + 1 188.3[sigma] 167.3[sigma] + 2 199.1 180.1 + 3 212.1 + 4 213.0 210.3 + 5¹ 199.8 138.5 + 6 221.9 164.4 + Gen. Avs. 205.7 33.8 172.1 34.3 + + ¹For 5 the average of ten instead of twenty is given. + + +VIII. EQUAL VARIABILITY AS A CRITERION OF COMPARABILITY OF REACTION +TIME FOR DIFFERENT KINDS OF STIMULI. + + +Since variability as indicated in the study of the influence of +different strengths of electrical stimulus becomes less as the +stimulus increases, parity in variability for different stimuli offers +a basis for the comparison of reaction times. Certain it is that there +is no use in comparing the reaction times for different senses or +different qualities of stimuli unless the relative values of the +stimuli are taken into consideration; but how are these values to be +determined unless some such index as variability is available? If the +reaction time to tactual stimuli as here presented is to be studied in +its relation to the electrical reaction time, it will mean little +simply to say that the former is longer than the latter, because the +electrical reaction time for a one-cell stimulus happens to be +somewhat less than that for the particular tactual stimulus used. For +it is clear that this tactual reaction time is really shorter than the +reaction time to a weak current. In making variability a basis of +comparison it must be assumed that the strength of stimulus is the +important factor, and that all other variable conditions are, so far +as possible, excluded. If, now, on the basis of parity in variability +we compare the tactual and electrical reaction times, it is apparent +that the tactual is considerably longer. The tactual average of Table +XV. is 205.7[sigma], while the electrical reaction time which has +approximately the same variability is 172.1[sigma]. It may well be +objected that I have no right to make variability the basis of my +comparison in these experiments, because the work for the various +kinds of stimuli was done under different conditions. Admitting the +force of this objection, and at the same time calling attention to the +fact that I do not wish to lay any stress on the results of the +comparisons here made, I take this opportunity to call attention to +the possibility of this criterion. + +The use of variability as a basis of comparison would involve the +assumptions (1) that a certain intensity of every stimulus which is to +be considered is capable of producing the shortest possible, or reflex +reaction, and that this reaction is at the same time the least +variable; (2) that as the strength of a stimulus decreases the +variability increases until the threshold is reached. + +Suppose, now, it is our desire to compare the results of reactions to +different intensities of electrical and tactual stimuli; let the +figures be as follows: + + Reaction Time. Variability. + Stimulus Strength. Elect. Touch. Elect. Touch. + 8 50[sigma] 50[sigma] 10[sigma] 10[sigma]. + 4 130 155 25 30 + 2 175 220 40 40 + 1 300 320 50 60 + +In the double columns the results for electrical stimuli are given +first, and in the second column are the tactual. Stimulus 8 is assumed +to be of sufficient strength to induce what may be designated as +forced movement, and whatever the quality of the stimulus this +reaction time is constant. I make this statement theoretically, +although all the evidence which this work furnishes is in support of +it. So, likewise, is the variability of this type of reaction time +small and nearly constant. At the other extreme, stimulus 1 is so weak +as to be just sufficient to call forth a response; it is the so-called +threshold stimulus. Whether all qualities of stimulus will give the +same result here is a question to be settled by experimentation. Wundt +contends that such is the case, but the observations I have made on +the electrical and tactual reactions of the frog cause me to doubt +this assumption. It seems probable that the 'just perceptible stimulus +reaction time' is by no means the same thing for different qualities +of stimulus. Those modifications of the vital processes which alone +enable organisms to survive, make their appearance even in the +response to the minimal stimulus. In one case the just perceptible +stimulus may cause nothing more than slight local changes in +circulation, excretion, muscular action; in another it may produce, +just because of the particular significance of the stimulus to the +life of the organism, a violent and sudden motor reaction. But grant, +if you will, that the threshold reaction time is the same for all +kinds of stimuli, and suppose that the variability is fairly constant, +then, between the two extremes of stimuli, there are gradations in +strength which give reaction times of widely differing variabilities. +If, now, at some point in the series, as, for instance, to stimulus 2, +the variability for different kinds of stimuli is the same either with +reference to the reaction time (ratio) or absolutely, what +interpretation is to be put upon the fact? Is it to be regarded as +merely a matter of chance, and unworthy of any special attention, or +should it be studied with a view to finding out precisely what +variability itself signifies? It is obvious that any discussion of +this subject, even of the possible or probable value of variability as +a criterion for the comparative study of stimuli, can be of little +value so long as we do not know what are the determining factors of +variations of this sort. The only suggestion as to the meaning of such +a condition (_i.e._, equal variability at some point)--and our studies +seem to show it for touch and electrical stimulation--which I feel +justified in offering at present, is that parity in variability +indicates equality in strength of stimuli, that is, the electrical +stimulus which has a reaction time of the same variability as a +tactual stimulus has the same effect upon the peripheral nervous +system as the tactual, it produces the same amplitude and perhaps the +same form of wave, but the reaction times for the two stimuli differ +because of the biological significance of the stimuli. The chances are +that this is wholly dependent upon the central nervous system. + + +IX. SUMMARY. + + +1. This paper gives the results of some experiments on the frog to +determine its electrical and tactual reaction time. It is the +beginning of comparative reaction-time studies by which it is hoped +important information may be gained concerning the significance and +modes of action of the nervous system. Comparative physiology has +already made clear that the time relations of neural processes deserve +careful study. + +2. According to the strength of the stimulus, electric stimulation of +the frog causes three types of reaction: (1) A very weak or threshold +stimulus results in a deliberate or delayed reaction, the time of +which may be anywhere from 300[sigma] (thousandths of a second) to +2,000[sigma]. (2) A very strong stimulus causes a spinal reflex, whose +time is from 50 to 80[sigma]; and (3) a stimulus of intermediate +strength causes a quick instinctive reaction of from 150 to 170[sigma] +in duration. + +3. The reaction time for electric stimuli whose relative values were +1, 2 and 4 were found to be 300.9[sigma], 231.5[sigma] and +103.1[sigma]. + +4. The reaction time of the frog to a tactual stimulus (contact of a +rubber point) is about 200[sigma]. + +5. The variability of reaction times of the frog is great, and +increases as the strength of the stimulus decreases. + +6. When two kinds of stimuli (_e.g._, electrical and tactual) give +reaction times of equal variability, I consider them directly +comparable. + +7. According to this criterion of comparability the reaction time to +electric stimulation which is comparable with that to tactual is +172.1[sigma]; and it is to be compared with 205.7[sigma]. Both of +these have a variability of approximately 34[sigma]. On this basis one +may say that the tactual reaction time is considerably longer than the +electrical. + + +PART III. AUDITORY REACTIONS OF FROGS. + + +X. HEARING IN THE FROG. + + +A. Influences of Sounds in the Laboratory. + +After determining the simple reaction time of the green frog to +tactual and electrical stimulation, I attempted to do the same in case +of auditory stimuli. In this I was unsuccessful because of failure to +get the animal to give a motor response which could be recorded. The +animal was placed in an experimenting box with a string attached to +one hind leg as in the experiments described in Part II., and after it +had become accustomed to the situation a sound was made. A wide range +of sounds were tried, but to none except the croak of another frog was +a motor reaction frequently given. Even a loud noise, such as the +explosion of a large pistol cap, caused a visible motor reaction only +in rare cases. In fifty trials with this stimulus I succeeded in +getting three reactions, and since all of them measured between 230 +and 240[sigma] it is perhaps worth while to record the result as +indicative of the auditory reaction time. As these were the only +measurements obtained, I have no satisfactory basis for the comparison +of auditory with other reaction times. + +The remarkable inhibition of movement shown by the frog in the +presence of strong auditory stimulation, at least what is for the +human being a strong stimulus, led me to inquire concerning the limits +and delicacy of the sense of hearing in frogs. In the vast quantity of +literature on the structure and functions of the sense organs of the +animal I have been able to find only a few casual remarks concerning +hearing. + +In approaching the problem of frog audition we may first examine the +structure of the ear for the purpose of ascertaining what sounds are +likely to affect the organ. There is no outer ear, but the membrana +tympani, or ear drum, covered with skin, appears as a flat disc from 5 +to 10 mm. in diameter on the side of the head just back of the eye and +a little below it. In the middle ear there is but one bone, the +columella, forming the connecting link between the tympanum and the +internal ear. The inner ear, which contains the sense organs, +consists of a membranous bag, the chief parts of which are the +utriculus, the sacculus, the lagena, and the three semicircular +canals. The cavity of this membranous labyrinth is filled with a +fluid, the endolymph; and within the utriculus, sacculus and lagena +are masses of inorganic matter called the otoliths. The auditory nerve +terminates in eight sense organs, which contain hair cells. There is +no cochlea as in the mammalian ear. The assumption commonly made is +that vibrations in the water or air by direct contact cause the +tympanic membrane to vibrate; this in turn causes a movement of the +columella, which is transmitted to the perilymphatic fluid of the +inner ear. The sensory hair cells are disturbed by the movements of +the otoliths in the endolymph, and thus an impulse is originated in +the auditory nerve which results in a sensation more or less +resembling our auditory sensation. It is quite probable that the +frog's sense of hearing is very different from ours, and that it is +affected only by gross air vibrations. This conclusion the anatomy of +the ear supports. + +Although there does not seem to be a structural basis for a delicate +sense of hearing, one must examine the physiological facts at hand +before concluding that frogs do not possess a sense of hearing similar +to our own. First, the fact that frogs make vocal sounds is evidence +in favor of the hearing of such sounds at least, since it is difficult +to explain the origin of the ability to make a sound except through +its utility to the species. Granting, however, that a frog is able to +hear the croaks or pain-screams of its own species, the range of the +sense still remains very small, for although the race of frogs makes a +great variety of sounds, any one species croaks within a narrow range. + +Having satisfied myself that motor reactions for reaction-time +measurements could not be gotten to any ordinary sounds in the +laboratory, I tried the effect of the reflex croaking of another frog +of the same species. In attempting to get frogs to croak regularly, I +tested the effect of removing the brain. The animals are said to croak +reflexly after this operation whenever the back is stroked; but for +some reason I have never been successful in getting the reaction +uniformly. In many cases I was able to make normal animals croak by +rubbing the back or flanks, and to this sound the animals under +observation occasionally responded by taking what looked like an +attitude of attention. They straightened up and raised the head as if +listening. In no case have other motor responses been noticed; and the +above response was so rare that no reaction-time measurements could be +made. + +Again, while working with the green frog on habit formation, I one day +placed two animals in a labyrinth from which they could escape by +jumping into a tank of water. Several times when one frog jumped into +the water I noticed the other one straighten up and hold the +'listening' or 'attentive' attitude for some seconds. As the animals +could not see one another this is good evidence of their ability to +hear the splash made by a frog when it strikes the water. + + +B. Influence of Sounds in Nature. + +In order to learn how far fear and artificial conditions were causes +of the inhibition of response to sounds in the laboratory, and how far +the phenomenon was indicative of the animal's inability to perceive +sounds, I observed frogs in their native haunts. + +By approaching a pond quietly, it is easy to get within a few yards of +frogs sitting on the banks. In most cases they will not jump until +they have evidence of being noticed. Repeatedly I have noted that it +is never possible to get near to any frogs in the same region after +one has jumped in. In this we have additional proof that they hear the +splash-sound. To make sure that sight was not responsible for this +on-guard condition in which one finds the frogs after one of their +number has jumped into the water, I made observations on animals that +were hidden from one another. The results were the same. I therefore +conclude that the splash of a frog jumping into the water is not only +perceived by other frogs in the vicinity, but that it is a peculiarly +significant sound for them, since it is indicative of danger, and +serves to put them 'on watch.' + +A great variety of sounds, ranging in pitch from a low tone in +imitation of the bull frog's croak to a shrill whistle, and in +loudness from the fall of a pebble to the report of a pistol, were +tried for the purpose of testing their effects upon the animals in +their natural environment. To no sound have I ever seen a motor +response given. One can approach to within a few feet of a green frog +or bull frog and make all sorts of noises without causing it to give +any signs of uneasiness. Just as soon, however, as a quick movement is +made by the observer the animal jumps. I have repeatedly crept up very +close to frogs, keeping myself screened from them by bushes or trees, +and made various sounds, but have never succeeded in scaring an animal +into a motor response so long as I was invisible. Apparently they +depend almost entirely upon vision for the avoidance of dangers. +Sounds like the splash of a plunging frog or the croak or pain-scream +of another member of the species serve as warnings, but the animals do +not jump into the water until they see some sign of an unusual or +dangerous object. On one occasion I was able to walk to a spot where a +large bull frog was sitting by the edge of the water, after the frogs +about it had plunged in. This individual, although it seemed to be on +the alert, let me approach close to it. I then saw that the eye turned +toward me was injured. The animal sat still, despite the noise I made, +simply because it was unable to see me; as soon as I brought myself +within the field of vision of the functional eye the frog was off like +a flash. + +Many observers have told me that frogs could hear the human voice and +that slight sounds made by a passer-by would cause them to stop +croaking. In no case, however, have such observers been able to assert +that the animals were unaffected by visual stimuli at the same time. I +have myself many times noticed the croaking stop as I approached a +pond, but could never be certain that none of the frogs had seen me. +It is a noteworthy fact that when one frog in a pond begins to croak +the others soon join it. Likewise, when one member of such a chorus is +frightened and stops the others become silent. This indicates that the +cessation of croaking is a sign of danger and is imitated just as is +the croaking. There is in this fact conclusive evidence that the +animals hear one another, and the probability is very great that they +hear a wide range of sounds to which they give no motor reactions, +since they do not depend upon sound for escaping their enemies. + +The phenomenon of inhibition of movement in response to sounds which +we have good reason to think the frogs hear, and to which such an +animal as a turtle or bird would react by trying to escape, is thus +shown to be common for frogs in nature as well as in the laboratory. +This inhibition is in itself not surprising, since many animals +habitually escape certain of their enemies by remaining motionless, +but it is an interesting phenomenon for the physiologist. We have to +inquire, for instance, what effects sounds which stimulate the +auditory organs and cause the animal to become alert, watchful, yet +make it remain rigidly motionless, have on the primary organic rhythms +of the organism, such as the heart-beat, respiration, and peristalsis. +It is also directly in the line of our investigation to inquire how +they affect reflex movements, or the reaction time for any other +stimulus--what happens to the reaction time for an electrical +stimulus, for example, if a loud noise precede or accompany the +electrical stimulus. + +For the purpose of determining the range of hearing in the frog, I was +driven to study the influence of sounds upon respiration. Although the +animals did not make any detectable movement, not even of an eyelid, +in response to noises, it seemed not improbable that if the sounds +acted as auditory stimuli at all, they would in some degree modify the +form or rate of the respiratory movement. + + +C. Influence of Sounds on Respiration.[16] + + [16] For full discussion of the normal respiratory movements of + the frog see Martin, _Journal of Physiology,_ Vol. 1., 1878, + pp. 131-170. + +The method of recording the respiration was the direct transference of +the movement of the throat by means of a pivoted lever, one end of +which rested against the throat, while the other served as a marker on +a revolving drum carrying smoked paper. The frog was put into a small +box, visual stimuli were, so far as possible, excluded and the lever +was adjusted carefully; a record was then taken for at least half a +minute to determine the normal rate of respiration in the absence of +the stimulus whose effect it was the chief purpose of the experiment +to discover. Then, as soon as everything was running smoothly, the +auditory stimulus was given. The following records indicate the +effects of a few stimuli upon the rate of breathing: + + +1. Stimulus, 100 V. tuning fork. + +Number of respirations for 10 cm. _before_ stimulus 18.0, 17.0; number +of respirations for 10 cm. _after_ stimulus 19.0, 17.3. + +The records indicate very little change, and contradict one another. +For the same stimulus the experiment was tried of taking the normal +respiration record for a complete revolution of the drum, and then at +once taking the record for the same length of time (about two minutes) +with the tuning-fork vibrating close to the frog. The following result +is typical and proves that the sound has little effect. + +Number of respirations in a revolution _before_ stimulus: First rev. +88; second rev. 88. Number of respirations in a revolution _during_ +stimulus: First rev. 87; second rev. 88. + +Concerning the influence of tuning-fork stimuli more will be said +later in a consideration of the effects of auditory stimuli upon +reactions to visual stimuli. + + +2. The influence of falling water as an auditory stimulus. Water was +allowed to fall about two feet in imitation, first, of a plunging +frog, and second, of water falling over rocks. In representing the +effect of the stimulus on the rate of respiration, I have given the +distance on the drum covered by the ten complete respirations just +preceding the stimulus and the ten following it. + + + 10 Respirations. 10 Respirations. + _Before_ Stimulus. _After_ Stimulus. + 1st Stim. 13.0 cm. 11.8 cm. + 2d Stim. 12.7 cm. 12.7 cm. + + With a smaller animal. + + 1st Stim. 5.4 cm. 4.8 cm. + 2d Stim. 4.9 cm. 4.7 cm. + Average for 5 5.00 cm. 4.86 cm. + + +_These records show a marked increase in the rate of respiration just +after the auditory stimulus is given for the first time._ The stimulus +has less effect when repeated after an interval of one or two minutes, +and if repeated several times it finally causes no noticeable change. +On the whole, the sound of falling water seems to arouse the animals +to fuller life. The stimulus appears to interest them, and it +certainly accelerates respiration. This is precisely what one would +expect from a sound which is of special significance in the life of +the animal. + + +3. In case of a loud shrill whistle inhibition of respiration +resulted. This probably means that the frogs were frightened by the +sound. Falling water served rather to excite their natural-habitat +associations, whereas, the whistle, being an uncommon and unassociated +sound, caused fear. It is evident to the casual observer that the frog +sometimes inhibits and sometimes increases its respiratory movements +when frightened, so the result in this experiment is in no way +surprising. I am by no means certain, however, that a longer series of +observations on several individuals would give constant inhibitory +results. My immediate purpose in the work was to get evidence of +hearing; the respiratory changes were of secondary importance, +although of such great interest that I have planned a more thorough +special study of them for the future. + +A few sample results showing the influence of the whistle upon a small +bull-frog follow: + + Length of 10 Resps. Length of 10 Resps. + _Before_ Stimulus in cm. _After_ Stimulus in cm. + 1st Stim. 6.0 6.7 + 2d " 5.4 6.0 + 3d " 5.9 5.8 + 1st " 4.7 5.4 + 2d " 4.4 4.6 + + +As a test-check observation for comparison, the influence of a visual +stimulus upon respiration was noted under the same conditions as for +the auditory. Effect of turning on electric light over box. + + Length in cm. of 10 Resps. Length in cm. of 10 Resps. + _Before_ Stimulus. _After_ Stimulus. + 4.8 4.4 + 5.3 4.6 + 4.5 4.0 + +These results indicate an increase in the respiration rate due to the +visual stimulus. + + +4. Of the other auditory stimuli used, the pistol-cap explosion gave +very irregular results. For one animal it caused acceleration, for +another inhibition. There is, however, good evidence that the sounds +were heard. + + +5. The ringing of a bell gave results similer to those for a whistle, +and the sound of a 500 S.V. tuning fork usually caused a slight +increase in the rate of breathing. In these experiments I therefore +have evidence, through their effects upon respiration, of the frog's +ability to hear sounds ranging from 50 V. to at least 1,000 V. + +The croak of the green frog ranges from 100 to 200 V., so far as I +have been able to determine. That of the bull frog is lower, from 50 +to 75; and in the leopard frog the range is from 80 to 125. The latter +is very different from the green frog in its croaking, in that it +croaks whenever disturbed, whereas, the green frog rarely responds in +that way to a stimulus. + +We are now in a position to say that the failure of frogs to give +motor reactions to strong auditory stimuli is not due to their +inability to be affected by the stimuli, but is a genuine inhibition +phenomenon. + + +XI. THE EFFECTS OF AUDITORY STIMULI ON VISUAL REACTIONS. + + +Further experimental evidence of hearing was gotten from some work +done to test the influence of sounds upon motor reactions to visual +stimuli. Frogs, like most other amphibians, reptiles and fishes, are +attracted by any small moving object and usually attempt to seize it. +They never, so far as I have noticed, feed upon motionless objects, +but, on the other hand, will take almost anything which moves. +Apparently the visual stimulus of movement excites a reflex. A very +surprising thing to those who are unfamiliar with frog habits is the +fear which small frogs have of large ones. Put some green frogs or +small bull frogs into a tank with large bull frogs, and the little +ones will at once show signs of extreme fear; they jump about in the +most excited manner and try hard to escape. The cause of their fear +soon appears, since it is usually only a few minutes until the little +ones are swallowed by their wide-mouthed, cannibalistic fellows. + +It is, moreover, well known that a bit of red flannel fastened to a +hook attracts frogs and is an excellent method of capturing them. Red +seems to be the color which they most readily notice. + +This tendency of the frog to attempt to seize any moving object I made +use of to test the value of sounds. By placing a frog in a glass +aquarium which was surrounded by a screen, back of which I could work +and through a small hole in which I was able to watch the animal +without being noticed by it, and then moving a bit of red cardboard +along one side of the aquarium, I could get the frog to jump at it +repeatedly. In each attempt to get the moving object, the animal +struck its head forcibly against the glass side of the aquarium. There +was, therefore, reason to think that a few trials would lead to the +inhibition of the reaction. Experiment discovered the fact that a +hungry frog would usually jump at the card as many as twenty times in +rapid succession. + +In this reaction to a visual stimulus there appeared good material for +testing audition. I therefore arranged a 500 S.V. tuning fork over the +aquarium and compared the reactions of animals to the visual stimulus +alone, with that to the visual stimulus when accompanied by an +auditory stimulus. The tuning-fork sound was chosen because it seemed +most likely to be significant to the frog. It is similar to the sounds +made by the insects upon which frogs feed. For this reason one would +expect that the sight of a moving object and the sound of a +tuning-fork would tend to reėnforce one another. + +The experiments were begun with observations on the effects of moving +objects on the respiration. In case of a normal rate of 54 +respirations per minute sight of the red object caused an increase to +58. Then the same determination was made for the auditory stimulus. +The tuning-fork usually caused an increase in rate. In a typical +experiment it was from 65 per minute to 76. The observations prove +conclusively that the 500 S.V. sound is heard. My attention was turned +to the difference of the environment of the ear in its relation to +hearing. Apparently frogs hear better when the tympanum is partially +under water than when it is fully exposed to the air. + +Having discovered by repeated trials about how vigorously and +frequently a frog would react to the moving red card, I tried the +effect of setting the fork in vibration a half minute before showing +the card. It was at once evident that the sound put the frog on the +alert, and, when the object came into view, it jumped at it more +quickly and a greater number of times than when the visual stimulus +was given without the auditory. This statement is based on the study +of only two animals, since I was unable to get any other frogs that +were in the laboratory at the time to take notice of the red +cardboard. This was probably because of the season being winter. I +venture to report the results simply because they were so definite as +to point clearly to the phenomenon of the reėnforcement of the +visual-stimulus reaction by an auditory stimulus. + +Concerning the influence of this combining of stimuli on the reaction +time, I am only able to say that the reaction to the moving object +occurred quicker in the presence of the auditory stimulus. When the +red card was shown it was often several seconds before the frog would +notice it and attempt to get it, but when the sound also was given the +animal usually noticed and jumped toward the moving card almost +immediately. + +Unfortunately I have thus far been unable to get chronoscopic +measurements of the reaction times in this reėnforcement phenomenon. I +hope later to be able to follow out the interesting suggestions of +these few experiments in the study of reėnforcement and inhibition as +caused by simultaneously given stimuli. + +A few observations made in connection with these experiments are of +general interest. The frog, when it first sees a moving object, +usually draws the nictitating membrane over the eye two or three times +as if to clear the surface for clearer vision. Frequently this action +is the only evidence available that the animal has noticed an object. +This movement of the eye-lids I have noticed in other amphibians and +in reptiles under similar conditions, and since it always occurs when +the animals have need of the clearest possible vision, I think the +above interpretation of the action is probably correct. + +Secondly, the frog after getting a glimpse of an object orients +itself by turning its head towards the object, and then waits for a +favorable chance to spring. The aiming is accurate, and as previously +stated the animal is persistent in its attempts to seize an object. + + +XII. THE PAIN-SCREAM OF FROGS. + + +While making measurements of the frog's reaction time to electrical +stimulation, I noticed that after a few repetitions of a 2-volt, +.0001-ampčre stimulus an animal would frequently make a very peculiar +noise. The sound is a prolonged scream, like that of a child, made by +opening the mouth widely. The ordinary croak and grunt are made with +closed or but slightly opened mouth. The cry at once reminds one of +the sounds made by many animals when they are frightened. The rabbit, +for example, screams in much the same way when it is caught, as do +also pigs, dogs, rats, mice and many other animals. The question +arises, is this scream indicative of pain? While studying reaction +time I was able to make some observations on the relation of the +scream to the stimulus. + +First, the scream is not given to weak stimuli, even upon many +repetitions. Second, it is given to such strengths of an electrical +stimulus as are undoubtedly harmful to the animal. Third, after a frog +has been stimulated with a strong current (two volts), until the +scream is given with almost every repetition, it will scream in the +same way when even a weak stimulus is applied. If, for instance, after +a two-volt stimulus has been given a few times, the animal be merely +touched with a stick, it will scream. It thus appears as if the strong +stimulus increases the irritability of the center for the +scream-reflex to such an extent that even weak stimuli are sufficient +to cause the reaction. Are we to say that the weak stimulus is painful +because of the increased irritability, or may it be concluded that the +reflex is in this case, like winking or leg-jerk or the head-lowering +and puffing, simply a forced movement, which is to be explained as an +hereditary protective action, but not as necessarily indicative of any +sort of feeling. Clearly if we take this stand it may at once be said +that there is no reason to believe the scream indicative of pain at +any time. And it seems not improbable that this is nearer the truth +than one who hears the scream for the first time is likely to think. + +The pain-scream is of interest in this consideration of auditory +reactions because it increases the range of sounds which we should +expect frogs to hear if we grant the probability of them hearing their +own voices. + +It may be worth while to recall at this point the fact that a whistle +from the human lips--the nearest approach to the pain-scream among the +sounds which were used as stimuli in the experiments on +respiration--caused marked inhibition of respiration. Perhaps this +fact may be interpreted in the light of the pain-scream reaction. I +may add that I have never seen a frog give a motor reaction to the +pain-scream. Thinking it would certainly alarm the animals and cause +them to make some movement which would serve for reaction-time +measurements, I made repeated trials of its effects, but could never +detect anything except respiratory changes. + + * * * * * + + + + + STUDIES IN PSYCHOLOGICAL THEORY. + + + + + * * * * * + + + + +THE POSITION OF PSYCHOLOGY IN THE SYSTEM OF KNOWLEDGE. + +BY HUGO MÜNSTERBERG. + + +The modern efforts to bring all sciences into a system or at least to +classify them, from Bacon to Spencer, Wundt and Pearson have never, if +we abstract here from Hegel, given much attention to those questions +of principle which are offered by the science of psychology. Of course +the psychological separation of different mental functions has often +given the whole scheme for the system, the classification thus being +too often more psychological than logical. Psychology itself, +moreover, has had for the most part a dignified position in the +system; even when it has been fully subordinated to the biological +sciences, it was on the other hand placed superior to the totality of +mental and moral sciences, which then usually have found their unity +under the positivistic heading 'sociology.' And where the independent +position of psychology is acknowledged and the mental and moral +sciences are fully accredited, as for instance with Wundt, psychology +remains the fundamental science of all mental sciences; the objects +with which philology, history, economics, politics, jurisprudence, +theology deal are the products of the processes with which psychology +deals, and philology, history, theology, etc., are thus related to +psychology, as astronomy, geology, zoölogy are related to physics. +There is thus nowhere a depreciation of psychology, and yet it is not +in its right place. Such a position for psychology at the head of all +'Geisteswissenschaften' may furnish a very simple classification for +it, but it is one which cannot express the difficult character of +psychology and the complex relations of the system of mental sciences. +The historical and philological and theological sciences cannot be +subordinated to psychology if psychology as science is to be +coördinated with physics, that is, if it is a science which describes +and explains the psychical objects in the way in which physics +describes and explains the physical objects. On the other hand, if it +means in this central position of mental sciences a science which does +not consider the inner life as an object, but as subjective activity +needing to be interpreted and subjectively understood, not as to its +elements, but as to its meaning, then we should have two kinds of +psychology, one which explains and one which interprets. They would +speak of different facts, the one of the inner life as objective +content of consciousness, as phenomenon, the other of the inner life +as subjective attitude, as purpose. + +The fact is, that these two sciences exist to-day. There are +psychologists who recognize both and keep them separated, others who +hold to the one or the other as the only possible view; they are +phenomenalists or voluntarists. Mostly both views are combined, either +as psychological voluntarism with interposed concessions to +phenomenalism or as phenomenalism with the well-known concessions to +voluntarism at the deciding points. Further, those who claim that +psychology must be phenomenalistic--and that is the opinion of the +present writer--do not on that account hold that the propositions of +voluntarism are wrong. On the contrary: voluntarism, we say, is right +in every respect except in believing itself to be psychology. +Voluntarism, we say, is the interpretative account of the real life, +of immediate experience, whose reality is understood by understanding +its meaning sympathetically, but we add that in this way an objective +description can never be reached. Description presupposes +objectivation; another aspect, not the natural aspect of life, must be +chosen to fulfill the logical purposes of psychology: the +voluntaristic inner life must be considered as content of +consciousness while consciousness is then no longer an active subject +but a passive spectator. Experience has then no longer any meaning in +a voluntaristic sense; it is merely a complex of elements. We claim +that every voluntaristic system as far as it offers descriptions and +explanations has borrowed them from phenomenalistic psychology and is +further filled up by fragments of logic, ethics and ęsthetics, all of +which refer to man in his voluntaristic aspect. We claim, therefore, +that such a voluntaristic theory has no right to the name psychology, +while we insist that it gives a more direct account of man's real life +than psychology can hope to give, and, moreover, that it is the +voluntaristic man whose purpose creates knowledge and thus creates the +phenomenalistic aspect of man himself. + +We say that the voluntaristic theory, the interpretation of our real +attitudes, in short teleological knowledge, alone can account for the +value and right of phenomenalistic psychology and it thus seems unfair +to raise the objection of 'double bookkeeping.' These two aspects of +inner life are not ultimately independent and exclusive; the +subjective purposes of real life necessarily demand the labors of +objectivistic psychology. The last word is thus not dualistic but +monistic and the two truths supplement each other. But this +supplementation must never be misinterpreted as meaning that the two +sciences divide inner experience, as if, for instance, the +phenomenalistic study dealt with perceptions and ideas, the +voluntaristic with feelings and volitions. No, it is really a +difference of logical purpose of treatment and thus a difference of +points of view only; the whole experience without exception must be +possible material for both. There is no feeling and no volition which +is not for the phenomenalist a content of consciousness and nothing +else. There is, on the other hand, no perception and no idea which is +not, or better, ought not to be for the voluntarist a means, an aim, a +tool, an end, an ideal. In that real life experience of which the +voluntarist is speaking, every object is the object of will and those +real objects have not been differentiated into physical things under +the abstract categories of mechanics on the one hand, and psychical +ideas of them in consciousness on the other; the voluntarist, if he is +consistent, knows neither physical nor psychical phenomena. +Phenomenalist and voluntarist thus do not see anything under the same +aspect, neither the ideas nor the will. + +This difference is wrongly set forth if the antithesis to voluntarism +is called intellectualism. Intellectualism is based on the category of +judgment, and judgment too is a ideological attitude. Phenomenalism +does not presuppose a subject which knows its contents but a subject +which simply _has_ its contents; the consciousness which has the +thought as content does not take through that the voluntaristic +attitude of knowing it and the psychologist has therefore no reason to +prefer the thought to the volition and thus to play the +intellectualist. If the psychologist does emphasize the idea and its +elements, the sensations, it is not because they are vehicles of +thought but because their relations to physical objects make them +vehicles of communication. The elements of ideas are negotiable and +thus through their reference to the common physical world indirectly +describable; as the elements of ideas are alone in this position, the +psychologist is obliged to consider all contents of consciousness, +ideas and volitions alike, as complexes of sensations. + +The antithesis is also misinterpreted, or at least wrongly narrowed, +if it is called voluntarism _versus_ associationism. Recent +discussions have sufficiently shown that the principle of association +is not the only possible one for phenomenalistic theories. If +associationism is identified with objective psychology, all the +well-founded objections to the monopoly of the somewhat sterile +principle of association appear as objections to phenomenalism in +psychology, and voluntaristic theories, especially those which work +with the teleological category of apperception, are put in its place. +But without returning to apperceptionism we can overcome the +one-sidedness of associationism if full use is made of the means which +the world of phenomena offers to theory. The insufficiency of +associationism disappears if the content of consciousness is +considered as variable not only as to quality and intensity but also +as to vividness. This variation of vividness, on the other hand, is no +exception from the psychophysical parallelism as soon as the psychical +process is considered as dependent not only upon the local and +quantitative differences of the sensory process but also upon the +motor function of the central physical process. The one-sidedness of +the physiological sensory theories has been the hidden reason for the +one-sidedness of associationism. The sensory-motor system must be +understood as the physical basis of the psychophysical process and the +variations in the motor discharge then become conditions of those +psychical variations of vividness which explain objectively all those +phenomena in whose interest associationism is usually supplemented by +apperceptionism. The association theory must thus be given up in favor +of an 'action-theory'[1] which combines the consistency of +phenomenalistic explanation with a full acknowledgment of the +so-called apperceptive processes; it avoids thus the deficiency of +associationism and the logical inconsistency of apperceptionism. + + [1] H. Münsterberg, 'Grundzüge der Psychologie.' Bd. I., + Leipzig, 1900, S. 402-562. + +Only if in this way the sciences of voluntaristic type, including all +historical and normative sciences, are fully separated from +phenomenalistic psychology, will there appear on the psychological +side room for a scientific treatment of the phenomena of social life, +that is, for sociology, social psychology, folk-psychology, psychical +anthropology and many similar sciences. All of them have been in the +usual system either crowded out by the fact that history and the other +mental sciences have taken all the room or have been simply identified +with the mental sciences themselves. And yet all those sciences exist, +and a real system of sciences must do justice to all of them. A modern +classification has perhaps no longer the right as in Bacon's time to +improve the system by inventing new sciences which have as yet no +existence, but it has certainly the duty not to ignore important +departments of knowledge and not to throw together different sciences +like the descriptive phenomenalistic account of inner life and its +interpretative voluntaristic account merely because each sometimes +calls itself psychology. A classification of sciences which is to be +more than a catalogue fulfills its logical function only by a careful +disentanglement of logically different functions which are externally +connected. Psychology and the totality of psychological, philosophical +and historical sciences offer in that respect far more difficulty than +the physical sciences, which have absorbed up to this time the chief +interest of the classifier. It is time to follow up the ramifications +of knowledge with special interest for these neglected problems. It is +clear that in such a system sciences which refer to the same objects +may be widely separated, and sciences whose objects are unlike may be +grouped together. This is not an objection; it indicates that a +system is more than a mere pigeon-holing of scholarly work, that it +determines the logical relations; in this way only can it indeed +become helpful to the progress of science itself. + +The most direct way to our end is clearly that of graphic +representation wherein the relations are at once apparent. Of course +such a map is a symbol and not an argument; it indicates the results +of thought without any effort to justify them. I have given my +arguments for the fundamental principles of the divisions in my +'Grundzüge der Psychologie' and have repeated a few points more +popularly in 'Psychology and Life,' especially in the chapter on +'Psychology and History.' And yet this graphic appendix to the +Grundzüge may not be superfluous, as the fulness of a bulky volume +cannot bring out clearly enough the fundamental relations; the detail +hides the principles. The parallelism of logical movements in the +different fields especially becomes more obvious in the graphic form. +Above all, the book discussed merely those groups which had direct +relation to psychology; a systematic classification must leave no +remainder. Of course here too I have not covered the whole field of +human sciences, as the more detailed ramification offers for our +purpose no logical interest; to subdivide physics or chemistry, the +history of nations or of languages, practical jurisprudence or +theology, engineering or surgery, would be a useless overburdening of +the diagram without throwing new light on the internal relations of +knowledge. + +Without now entering more fully into any arguments, I may indicate in +a few words the characteristic features of the graphically presented +proposition. At the very outset we must make it clear that phenomena +and voluntaristic attitudes are not coördinated, but that the reality +of phenomena is logically dependent upon voluntaristic attitudes +directed towards the ideal of knowledge. And yet it would be +misleading to place the totality of phenomenalistic sciences as a +subdivision under the teleological sciences. Possible it would be; we +might have under the sciences of logical attitudes not only logic and +mathematics but as a subdivision of these, again, the sciences which +construct the logical system of a phenomenalistic world--physics +being in this sense merely mathematics with the conception of +substance added. And yet we must not forget that the teleological +attitudes, to become a teleological science, must be also logically +reconstructed, as they must be teleologically connected, and thus in +this way the totality of purpose-sciences might be, too, logically +subordinated to the science of logic. Logic itself would thus become a +subdivision of logic. We should thus move in a circle, from which the +only way out is to indicate the teleological character of all sciences +by starting not with science but with the strictly teleological +conception of life--life as a system of purposes, felt in immediate +experience, and not as the object of phenomenalistic knowledge. Life +as activity divides itself then into different purposes which we +discriminate not by knowledge but by immediate feeling; one of them is +knowledge, that is, the effort to make life, its attitudes, its means +and ends a connected system of overindividual value. In the service of +this logical task we connect the real attitudes and thus come to the +knowledge of purposes: and we connect the means and ends--by +abstracting from our subjective attitudes, considering the objects of +will as independent phenomena--and thus come to phenomenalistic +knowledge. At this stage the phenomenalistic sciences are no longer +dependent upon the teleological ones, but coördinated with them; +physics, for instance, is a logical purpose of life, but not a branch +of logic: the only branch of logic in question is the philosophy of +physics which examines the logical conditions under which physics is +possible. + +One point only may at once be mentioned in this connection. While we +have coördinated the knowledge of phenomena with the knowledge of +purposes we have subordinated mathematics to the latter. As a matter +of course much can be said against such a decision, and the authority +of most mathematicians would be opposed to it. They would say that the +mathematical objects are independent realities whose properties we +study like those of nature, whose relations we 'observe,' whose +existence we 'discover' and in which we are interested because they +belong to the real world. All that is true, and yet the objects of the +mathematician are objects made by the will, by the logical will, +only, and thus different from all phenomena into which sensation +enters. The mathematician, of course, does not reflect on the purely +logical origin of the objects which he studies, but the system of +knowledge must give to the study of the mathematical objects its place +in the group where the functions and products of logical thought are +classified. The arithmetical or geometrical material is a free +creation, and a creation not only as to the combination of +elements--that would be the case with many laboratory substances of +the chemist too--but a creation as to the elements themselves, and the +value of the creation, its 'mathematical interest,' is to be judged by +ideals of thought, that is, by logical purposes. No doubt this logical +purpose is its application in the world of phenomena, and the +mathematical concept must thus fit the world so absolutely that it can +be conceived as a description of the world after abstracting not only +from the will relations, as physics does, but also from the content. +Mathematics would then be the phenomenalistic science of the form and +order of the world. In this way mathematics has a claim to places in +both fields: among the phenomenalistic sciences if we emphasize its +applicability to the world, and among the teleological sciences if we +emphasize the free creation of its objects by the logical will. It +seems to me that a logical system as such has to prefer the latter +emphasis; we thus group mathematics beside logic and the theory of +knowledge as a science of objects freely created for purposes of +thought. + +All logical knowledge is divided into Theoretical and Practical. The +modern classifications have mostly excluded the practical sciences +from the system, rightly insisting that no facts are known in the +practical sciences which are not in principle covered by the +theoretical sciences; it is art which is superadded, but not a new +kind of knowledge. This is quite true so far as a classification of +objects of knowledge is in question, but as soon as logical tasks as +such are to be classified and different aspects count as different +sciences, then it becomes desirable to discriminate between the +sciences which take the attitude of theoretical interest and those +which consider the same facts as related to certain human ends. But we +may at first consider the theoretical sciences only. They deal either +with the objectified world, with objects of consciousness which are +describable and explainable, or with the subjectivistic world of real +life in which all reality is experienced as will and as object of +will, in which everything is to be understood by interpretation of its +meaning. In other words, we deal in one case with phenomena and in the +other with purposes. + +The further subdivision must be the same for both groups--that which +is merely individual and that which is 'overindividual'; we prefer the +latter term to the word 'general,' to indicate at once that not a +numerical but a teleological difference is in question. A phenomenon +is given to overindividual consciousness if it is experienced with the +understanding that it can be an object for every one whom we +acknowledge as subject; and a purpose is given to overindividual will +in so far as it is conceived as ultimately belonging to every subject +which we acknowledge. The overindividual phenomena are, of course, the +physical objects, the individual phenomena the psychical objects, the +overindividual purposes are the norms, the individual purposes are the +acts which constitute the historical world. We have thus four +fundamental groups: the physical, the psychological, the normative and +the historical sciences. + +Whoever denies overindividual reality finds himself in the world of +phenomena a solipsist and in the world of purposes a sceptic: there is +no objective physical world, everything is my idea, and there is no +objective value, no truth, no morality, everything is my individual +decision. But to deny truth and morality means to contradict the very +denial, because the denial itself as judgment demands acknowledgment +of this objective truth and as action demands acknowledgment of the +moral duty to speak the truth. And if an overindividual purpose cannot +be denied, it follows that there is a community of individual subjects +whose phenomena cannot be absolutely different: there must be an +objective world of overindividual objects. + +In each of the four groups of sciences we must consider the facts +either with regard to the general relations or with regard to the +special material; the abstract general relations refer to every +possible material, the concrete facts which fall under them demand +sciences of their own. In the world of phenomena the general relations +are causal laws--physical or psychical laws; in the world of purposes +theories of teleological interrelations--normative or historical; the +specific concrete facts are in the world of phenomena objects, +physical or psychical objects, in the world of purposes acts of +will--specific norms or historical acts. If we turn first to +phenomena, the laws thereof are expressed in the physical sciences, by +mechanics, physics, chemistry, and we make mechanics the superior as +chemistry must become ultimately the mechanics of atoms. In the +psychological sciences the science of laws is psychology, with the +side-branch of animal psychology, while human psychology refers to +individuals and to social groups. Social psychology, as over against +individual psychology, is thus a science of general laws, the laws of +those psychological phenomena which result from the mutual influence +of several individuals. + +On the other hand, we have as the special concrete products of the +laws, the objects themselves, and the most natural grouping of them +may be from whole to part. In the physical world it means that we +start from the concrete universe, turning then to the earth, then to +the objects on the earth, inorganic and organic. There is here no +logical difficulty. Each one of these objects can be considered in +three aspects, firstly as to its structure, secondly as to its special +laws, that is, the special function of the object as related to the +general sciences of physics and chemistry, and thirdly as to its +natural development. If we apply these three methods of study to the +whole universe we have astronomy, astrophysics and cosmology, to the +whole earth, geography, geophysics, geology, to animals, zoölogy, +physiology, comparative anatomy, and so on. + +The special phenomena in the framework of the psychological sciences +group themselves in the same logical order, from the whole to the +part. The psychological totality is empirical mankind, and as we +select the earth as the one part of the universe which is the habitat +of man, so our scientific interest must move from the whole psychical +humanity to those phenomena of human life which are the vehicle of our +civilization, from mankind to its most important function, the +association of man; and as we moved from earth to the special objects +on earth, so we may turn from association to the special phenomena +which result from association. If we separated further the inorganic +from the organic, we must here separate the products of +undifferentiated and of differentiated association. The science of +mankind is race psychology, the science of the association of man is +sociology, the science of the results of undifferentiated association +is Völkerpsychologie, folk psychology. The science of products of +differentiated association has no special name; its subject matter is +the whole of historical civilization considered as a psychological +naturalistic phenomenon. As soon as we follow the ramification still +further we have to do with the special kinds of these products, that +is, with the volitions, thoughts, appreciations and beliefs. In the +undifferentiated associations they give us morals and habits, +languages and enjoyments and mythological ideas, while the +individually differentiated association gives political, legal and +economic life, knowledge, art and religion: all of course merely as +causal, not as teleological processes, and thus merely as +psychological and not as historical material. Here, as with the +physical phenomena, the structure, the special laws and the +development must be everywhere separated, giving us three sciences in +every case. For instance, the study of mankind deals with the +differences of mental structure in psychical anthropology, with the +special psychical laws in race psychology and with the development in +comparative psychology. The chief point for us is that social +psychology, race psychology, sociology, folk psychology, etc., are +under this system sharply differentiated sciences and that they do not +at all overlap the real historical sciences. There is no historical +product of civilization which does not come under their method but it +must be conceived as a causal phenomenon, not as related to the +purposes of the real man, and thus even the development means merely a +growing complication of naturalistic processes and not history in the +teleological sense. + +We turn to the normative sciences. The general theory of the +overindividual purposes is metaphysics; the special overindividual +acts are those which constitute the normative volitions, connected in +the philosophy of morals, the philosophy of state and the philosophy +of law, those which constitute the normative thoughts and finally +those which constitute the normative appreciations and beliefs, +connected in ęsthetics and the philosophy of religion. Especial +interest belongs to the philosophy of thought. We have discussed the +reasons why we group mathematics here and not among the +phenomenalistic sciences. We have thus one science which deals +critically with the presuppositions of thought, _i.e._ the theory of +knowledge or epistemology, which can be divided into the philosophy of +physical sciences, the philosophy of psychological sciences, the +philosophy of normative sciences and the philosophy of historical +sciences. We have secondly the science of the processes of thought +dealing with concepts, judgments and reasoning, _i.e._, logic, and we +have finally the science of those objects which the thought creates +freely for its own purposes and which are independent from the content +of the world, _i.e._, mathematics, which leads to the qualitative +aspect of general mathematics and the quantitative aspect of concrete +mathematics. For our purposes it may be sufficient to separate +externally algebra, arithmetic, analysis and geometry. In this way all +the philosophical sciences find their natural and necessary place in +the system, while it has been their usual lot to form an appendix to +the system, incommensurable with the parts of the system itself, even +in the case that the other scheme were not preferred, to make ethics, +logic, ęsthetics, epistemology and metaphysics merely special branches +of positivistic sociology and thus ultimately of biology. + +In the historical sciences the general theory which stands over +against the special acts has a special claim on our attention. We may +call it the philosophy of history. That is not identical with the +philosophy of historical sciences which we mentioned as a part of +epistemology. The philosophy of historical sciences deals with the +presuppositions by which historical teleological knowledge becomes +logically possible. The philosophy of history seeks a theory which +connects the special historical acts into a unity. It has two +branches. It is either a theory of the personality, creating a theory +of real individual life as it enters as ideological factor into +history, or it seeks the unity of entire humanity. The theory of +personality shows the teleological interrelation of our purposes; the +theory of humanity shows the teleological interrelation of all +nations. The name philosophy of history has been used mostly for the +theory of humanity only, abstracting from the fact that it has been +often misused for sociology or for the psychology of history or for +the philosophy of historical sciences--but the name belongs also to +the theory of personality. This theory of personality is exactly that +second kind of 'psychology' which does not describe and does not +explain but which interprets the inner teleological connections of the +real man. It is 'voluntaristic psychology' or, as others call it who +see correctly the relation of this science to history, 'historical +psychology.' It is practically 'apperceptionistic psychology.' The +special activities of the historical man divide themselves again into +volitions, thoughts, appreciations and beliefs, with their realization +in the state, law, economical systems, knowledge, art and religion. +Each of these special realizations must allow the same manifoldness in +treatment which we found with the special physical or psychical +objects; we can ask as to structure, relation to the general view and +development. But in accordance with the teleological material the +study of the structure here means 'interpretation,' the study of the +general relations here means study of the relation to civilization, +and the study of the development here means the real history. We have, +thus, for the state or law or economy or knowledge or art or religion +always one science which interprets the historical systems of state, +etc., in a systematic and philological way, one science which deals +with its function in the historical world and one which studies +biographically and nationally the history of state, law, economical +life, science, art or religion. + +In the sphere of the practical sciences the divisions of the +theoretical sciences must repeat themselves. We have thus applied +physical, applied psychological, applied normative and applied +historical sciences, and it is again the antithesis of psychological +and of historical sciences which is of utmost importance and yet too +often neglected. The application of physical sciences, as in +engineering, medicine, etc., or the application of normative +knowledge in the sciences of criticism do not offer logical +difficulty, but the application of psychological and historical +knowledge does. Let us take the case of pedagogy or of penology, +merely as illustrations. Is the application of phenomenalistic +psychology or the application of teleological voluntarism in question? +Considering the child, the criminal, any man, as psychophysical +apparatus which must be objectively changed and treated, we have +applied psychology; considering him as subject with purposes, as +bearer of an historical civilization whose personalities must be +interpreted and understood and appreciated, then we need applied +historical knowledge. In the first case the science of pedagogy is a +psycho-technical discipline which makes education mechanical and +deprives the teacher of the teleological attitude of inner +understanding; in the second case it is a science of real education +far removed from psychology. All the sciences which deal with service +in the system of civilization, service as teacher, as judge, as social +helper, as artist, as minister, are sciences which apply the +teleological historical knowledge, and their meaning is lost if they +are considered as psycho-technical sciences only. + + +LIFE (in its immediate reality, felt as a system of telelogical +| experiences, involving the acknowledgement of other subjects of +| experiences) +| +|-VOLITION (will aiming towards new experiences). +| |-Individual: _Practical Life._ +| |-Overindividual: _Mortality._ +| +|-THOUGHT (will acknowledging the connection of experiences). +| |-Individual: _Judgement_ +| |-Overindividual: TRUTH +| |-THEORETICAL KNOWLEDGE (connection of experiences determined by +| | | pure experience). +| | | +| | |-KNOWLEDGE OF PHENOMENA (connection of experiences after +| | | | abstracting their will relations). +| | | |-Knowledge of Phenomena Given to Overindividual Consciousness. +| | | | |-I. PHYSICAL SCIENCES. +| | | | |-A. GENERAL LAWS. +| | | | | |-Mechanics. +| | | | | |-Physics. +| | | | | |-Chemistry. +| | | | | +| | | | |-B. SPECIAL OBJECTS. +| | | | |-1. Universe. +| | | | | |-Astronomy _a, b, c_. +| | | | | +| | | | |-2. Special Parts. +| | | | | |-Geography _a, b, c_. +| | | | | +| | | | |-3. Special Objects on Earth. +| | | | |-Inorganic. +| | | | | |-Mineralogy _a, b, c_. +| | | | | +| | | | |-Organic. +| | | | |-Plants. +| | | | | |-Botany _a, b, c_. +| | | | | +| | | | |-Animals. +| | | | |-Zoology _a, b, c_. +| | | | |-Anthropology _a, b, c_. +| | | | +| | | |-Knowledge of Phenomena given to Indiviual Consciousness. +| | | |-II. PSYCHOLOGICAL SCIENCES. +| | | |-A. GENERAL LAWS. +| | | | |-PHENOMENALISTIC PSYCHOLOGY +| | | | |-Animal Psychology. +| | | | |-Human psychology. +| | | | |-Individual Ps. +| | | | |-Normal. +| | | | | |-Child. +| | | | | |-Adult. +| | | | | +| | | | |-Abnormal. +| | | | +| | | |-B. SPECIAL OBJECTS. +| | | |-1. Mankind. +| | | | |-Race Psychology _a, b, c_. +| | | |-2. Special Functions. +| | | | |-Association of Men. +| | | | |-Sociology _a, b, c_. +| | | | +| | | |-3. Special Products of Association of Men +| | | | (considered as natural phenomena). +| | | |-Products of Undiffereniated Association of Men +| | | | | (Folk Psychology). +| | | | |-Volition. +| | | | | |-Morals _a, b, c_. +| | | | | |-Habits _a, b, c_. +| | | | | +| | | | |-Thoughts. +| | | | | |-Languages _a, b, c_. +| | | | | +| | | | |-Appreciation. +| | | | | |-Enjoyment _a, b, c_. +| | | | | +| | | | |-Belief. +| | | | |-Mythology _a, b, c_. +| | | | +| | | |-Products of Individual Differentiation +| | | | (casual phenomenalistic sciences of civilization +| | | | and its development). +| | | |-Volition. +| | | | |-State _a, b, c_. +| | | | |-Law _a, b, c_. +| | | | |-Economy _a, b, c_. +| | | | +| | | |-Thoughts. +| | | | |-Sciences _a, b, c_. +| | | | +| | | |-Appreciation. +| | | | |-Art _a, b, c_. +| | | | +| | | |-Belief. +| | | |-Religion _a, b, c_. +| | | +| | |-KNOWLEDGE OF PURPOSES (connection of experiences in their +| | | telelogical reality). +| | | +| | |-Knowledge of Purposes of the Overindividual Will. +| | | |-III. NORMATIVE SCIENCES +| | | |-A. GENERAL THEORY of absolute values. +| | | | |-Metaphysics. +| | | | +| | | |-B. SPECIAL ACTS. +| | | |-Volition. +| | | | |-Philosophy of Morals (Ethics). +| | | | |-Philosophy of Law. +| | | | |-Philosophy of State. +| | | | +| | | |-Thoughts. +| | | | |-Presuppositions of Thought. +| | | | | |-Theory of Knowledge. +| | | | | |-Phil. of Physics. +| | | | | |-Phil. of Psych. +| | | | | |-Phil. of Normative Sciences. +| | | | | |-Phil. of Historical Sciences. +| | | | | +| | | | |-Processes of Thought. +| | | | | |-Logic. +| | | | | +| | | | |-Objects Created by Thought. +| | | | |-Mathematics. +| | | | |-Algebra. +| | | | |-Arithmetic. +| | | | |-Analysis. +| | | | |-Geometry. +| | | | +| | | |-Appreciation. +| | | | |-Philosophy of Art (Ęsthetics). +| | | | +| | | |-Belief. +| | | |-Philosophy of Religion. +| | | +| | |-Knowledge of Purposes of the Individual Will. +| | |-IV. HISTORICAL SCIENCES. +| | |-A. GENERAL THEORY of real life. +| | | |-Philosophy of History. +| | | |-Theory of Personality. +| | | | |-(Theory of selves.) +| | | | |-("Historical Psychology.") +| | | | |-("VOLUNTARISTIC Psychology.") +| | | | |-("Apperceptional Psychology.") +| | | |-Theory of Humanity. +| | | +| | |-B. SPECIAL ACTS (telelogical interpretative sciences of +| | | civilization and history.) +| | |-Volition. +| | | |-Politics, _a, b, c_. +| | | |-Law, _a, b, c_. +| | | |-Economy, _a, b, c_. +| | | +| | |-Thoughts. +| | | |-Science, _a, b, c_. +| | | +| | |-Appreciation. +| | | |-Art, _a, b, c_. +| | | +| | |-Belief. +| | |-Religion, _a, b, c_. +| | +| |-PRACTICAL KNOWLEDGE. +| |-APPLIED KNOWLEDGE OF PHENOMENA. +| | |-V. APPLIED PHYSICAL SCIENCES. +| | | |-Technical Sciences. +| | | | |-Applied Physics. +| | | | |-Applied Chemistry. +| | | | |-Applied Biology. +| | | | +| | | |-Medicine. +| | | +| | |-VI. APPLIED PSYCHOLOGICAL SCIENCES. +| | |-Psychotechnical Sciences. +| | | |-Psychological Pedagogy. +| | | |-Psychological Penology. +| | | +| | |-Psychiatry. +| | +| |-APPLIED KNOWLEDGE OF PURPOSES. +| |-VII. APPLIED NORMATIVE SCIENCES. +| | |-Volition. +| | | |-Politics. +| | | | |-Science of Public Service. +| | | | +| | | |-Law. +| | | | |-Science of Legal Service. (Practical Jurisprudence.) +| | | | +| | | |-Economy. +| | | |-Science of Social Service. +| | | +| | |-Thoughts. +| | | |-Science of Teaching. (Education.) +| | | +| | |-Appreciation. +| | | |-Science of Artistic Production. +| | | +| | |-Belief. +| | |-Science of Religious Service. (Practical Theology.) +| | +| |-VIII. APPLIED HISTORICAL SCIENCES. +| |-Volition. +| | |-Criticism of State. +| | |-Criticism of Law. +| | +| |-Thoughts. +| | |-Criticism of Science. +| | +| |-Appreciation. +| | |-Criticism of Art. +| | +| |-Belief. +| |-Criticism of Religion. +| +|-APPRECIATION (will resting in isolated experiences). +| |-Individual: _Enjoyment._ +| |-Overindividual: _Beauty._ +| +|-BELIEF (will resting in the supplements of experience). + |-Individual: _Creed._ + |-Overindividual: _Religion. + +NOTE: The letters _a, b, c_ below the sciences of Special Objects and +Special Acts indicate the three subdivisions that results from the +threefold aspects;--of structure(_a_), of relation to the general laws +or theories(_b_), and of development(_c_). With regards to physical +phenomena, for instances, we have astronomy(_a_), astrophysics(_b_), +and cosmology(_c_); or geography(_a_), geophysics(_b_), geology(_c_); +or botany(_a_), plant physiology(_b_), phylogenetic development of +plants(_c_). In the same way for psychical objects; for instance: +structural sociology(_a_), functional sociology(_b_), comparative +sociology(_c_); or structure (grammar and syntax) of languages(_a_), +psychology of languages(_b_), comparative study of languages(_c_). +With regard to the telelogical historical sciences the study of +structure takes on here the character of intrepretation; the relation +to the general view is here the dependence on civilization and the +development is here the real history. We have thus, for instance, the +intepretation of Roman law(_a_), dependence of Roman law upon +civilization(_b_), history of Roman law(_c_). + + + + + + + + + + + + + + + +End of Project Gutenberg's Harvard Psychological Studies, Volume 1, by Various + +*** END OF THIS PROJECT GUTENBERG EBOOK PSYCHOLOGICAL STUDIES, VOL 1 *** + +***** This file should be named 16266-8.txt or 16266-8.zip ***** +This and all associated files of various formats will be found in: + https://www.gutenberg.org/1/6/2/6/16266/ + +Produced by Gallica (http://gallica.bnf.fr/), Clare Boothby, +Victoria Woosley and the Online Distributed Proofreading +Team at https://www.pgdp.net. + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: Harvard Psychological Studies, Volume 1 + Containing Sixteen Experimental Investigations from the + Harvard Psychological Laboratory. + +Author: Various + +Editor: Hugo Muensterberg + +Release Date: July 12, 2005 [EBook #16266] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK PSYCHOLOGICAL STUDIES, VOL 1 *** + + + + +Produced by Gallica (http://gallica.bnf.fr/), Clare Boothby, +Victoria Woosley and the Online Distributed Proofreading +Team at https://www.pgdp.net. + + + + + + + + + + THE + Psychological Review + + + _EDITED BY_ + + + J. McKEEN CATTELL and J. MARK BALDWIN + COLUMBIA UNIVERSITY PRINCETON UNIVERSITY + + + _WITH THE CO-OPERATION OF_ + + ALFRED BINET, ECOLE DES HAUTES-ETUDES, PARIS; + JOHN DEWEY, H.H. DONALDSON, UNIVERSITY OF CHICAGO; + G.S. FULLERTON, UNIVERSITY OF PENNSYLVANIA; + G.H. HOWISON, UNIVERSITY OF CALIFORNIA; + JOSEPH JASTROW, UNIVERSITY OF WISCONSIN; + G.T. LADD, YALE UNIVERSITY; + HUGO MUeNSTERBERG, HARVARD UNIVERSITY; + M. ALLEN STARR, COLLEGE OF PHYSICIANS AND SURGEONS, NEW YORK; + CARL STUMPF, UNIVERSITY, BERLIN; + JAMES SULLY, UNIVERSITY COLLEGE, LONDON. + +H.C. WARREN, PRINCETON UNIVERSITY, _Associate Editor and Business Manager_. + + * * * * * + + + + + Series of Monograph Supplements, + Vol. IV., No. 1 (Whole No. 17), January, 1903. + + HARVARD PSYCHOLOGICAL STUDIES, + + Volume I + CONTAINING + + Sixteen Experimental Investigations from the + Harvard Psychological Laboratory. + + EDITED BY + HUGO MUeNSTERBERG. + + + PUBLISHED BI-MONTHLY BY + THE MACMILLAN COMPANY, + 41 N. QUEEN ST., LANCASTER, PA. + 66 FIFTH AVENUE, NEW YORK. + + AGENT: G.E. STECHERT, LONDON (2 Star Yard, Cary St., W.C.) + Leipzig (Hospital St., 10); PARIS (76 rue de Rennes). + + + + PRESS OF + THE NEW ERA PRINTING COMPANY + LANCASTER, PA. + + * * * * * + + + + +PREFACE. + + +The appearance of the HARVARD PSYCHOLOGICAL STUDIES does not indicate +an internal change in the work of the Harvard Psychological +Laboratory. But while up to this time the results of our +investigations have been scattered in various places, and have often +remained unpublished through lack of space, henceforth, we hope to +have in these STUDIES the opportunity to publish the researches of the +Harvard Laboratory more fully and in one place. Only contributions +from members of the Harvard Psychological Laboratory will be printed +in these volumes, which will appear at irregular intervals, and the +contributions will represent only our experimental work; +non-experimental papers will form an exception, as with the present +volume, wherein only the last one of the sixteen papers belongs to +theoretical psychology. + +This first volume does not give account of all sides of our laboratory +work. An essential part of the investigations every year has been the +study of the active processes, such as attention, apperception, and +volition. During the last year several papers from these fields have +been completed, but we were unable to include them in this volume on +account of the space limits; they are kept back for the second volume, +in which accordingly the essays on the active functions will prevail, +as those on perception, memory, and feeling prevail in this volume. It +is thus clear that we aim to extend our experimental work over the +whole field of psychology and to avoid one-sideness. Nevertheless +there is no absence of unity in our work; it is not scattered work as +might appear at a first glance; for while the choice of subjects is +always made with relation to the special interests of the students, +there is after all one central interest which unifies the work and has +influenced the development of the whole laboratory during the years of +my direction. + +I have always believed--a view I have fully discussed in my 'Grundzuege +der Psychologie'--that of the two great contending theories of modern +psychology, neither the association theory nor the apperception theory +is a satisfactory expression of facts, and that a synthesis of both +which combines the advantages without the defects of either can be +attained as soon as a psychophysical theory is developed which shall +consider the central process in its dependence, not only upon the +sensory, but also upon the motor excitement. This I call the _action +theory_. In the service of this theory it is essential to study more +fully the role of the centrifugal processes in mental life, and, +although perhaps no single paper of this first volume appears to offer +a direct discussion of this motor problem, it was my interest in this +most general question which controlled the selection of all the +particular problems. + +This relation to the central problem of the role of centrifugal +processes involves hardly any limitation as to the subject matter; +plenty of problems offer themselves in almost every chapter of +psychology, since no mental function is without relation to the +centrifugal actions. Yet, it is unavoidable that certain groups of +questions should predominate for a while. This volume indicates, for +instance, that the aesthetic processes have attracted our attention in +an especially high degree. But even if we abstract from their +important relation to the motor functions, we have good reasons for +turning to them, as the aesthetic feelings are of all feeling processes +decidedly those which can be produced in the laboratory most purely; +their disinterested character makes them more satisfactory for +experimental study than any other feelings. + +Another group of researches which predominates in our laboratory is +that on comparative psychology. Three rooms of the laboratory are +reserved for psychological experiments on animals, under the special +charge of Dr. Yerkes. The work is strictly psychological, not +vivisectional; and it is our special purpose to bring animal +psychology more in contact with those methods which have found their +development in the laboratories for human psychology. The use of the +reaction-time method for the study of the frog, as described in the +fifteenth paper, may stand as a typical illustration of our aim. + +All the work of this volume has been done by well-trained +post-graduate students, and, above all, such advanced students were +not only the experimenters but also the only subjects. It is the rule +of the laboratory that everyone who carries on a special research has +to be a subject in several other investigations. The reporting +experimenters take the responsibility for the theoretical views which +they express. While I have proposed the subjects and methods for all +the investigations, and while I can take the responsibility for the +experiments which were carried on under my daily supervision, I have +left fullest freedom to the authors in the expression of their views. +My own views and my own conclusions from the experiments would not +seldom be in contradiction with theirs, as the authors are sometimes +also in contradiction with one another; but while I, of course, have +taken part in frequent discussions during the work, in the completed +papers my role has been merely that of editor, and I have nowhere +added further comments. + +In this work of editing I am under great obligation to Dr. Holt, the +assistant of the laboratory, for his helpful cooeperation. + + * * * * * + + + + +CONTENTS. + + +Preface: Hugo Muensterberg ...................................... i + +STUDIES IN PERCEPTION. + + Eye-Movement and Central Anaesthesia: Edwin B. Holt ........... 3 + Tactual Illusions: Charles H. Rieber ......................... 47 + Tactual Time Estimation: Knight Dunlap ....................... 101 + Perception of Number through Touch: J. Franklin Messenger .... 123 + The Subjective Horizon: Robert MacDougall .................... 145 + The Illusion of Resolution-Stripes on the Color-Wheel: + Edwin B. Holt .............................................. 167 + +STUDIES IN MEMORY. + + Recall of Words, Objects and Movements: Harvey A. Peterson ... 207 + Mutual Inhibition of Memory Images: Frederick Meakin ......... 235 + Control of the Memory Image: Charles S. Moore ................ 277 + +STUDIES IN AESTHETIC PROCESSES. + + The Structure of Simple Rhythm Forms: Robert MacDougall ...... 309 + Rhythm and Rhyme: R.H. Stetson ............................... 413 + Studies in Symmetry: Ethel D. Puffer ......................... 467 + The AEsthetics of Unequal Division: Rosewell Parker Angier .... 541 + +STUDIES IN ANIMAL PSYCHOLOGY. + + Habit Formation in the Crawfish, Camburus affinis: Robert + M. Yerkes and Gurry E. Huggins ............................. 565 + The Instincts, Habits and Reactions of the Frog: Robert + Mearns Yerkes .............................................. 579 + +STUDIES IN PSYCHOLOGICAL THEORY. + + The Position of Psychology in the System of Knowledge: + Hugo Muensterberg ........................................... 641 + + + +PLATES. + + OPPOSITE PAGE +Plate I ....................................................... 20 + " II ....................................................... 24 + " III ....................................................... 28 + " IV ....................................................... 34 + " V ....................................................... 190 + " VI ....................................................... 198 + " VII ....................................................... 200 + " VIII ....................................................... 314 + " IX ....................................................... 417 + " X ....................................................... 436 + +Charts of the Sciences, at end of volume. + + * * * * * + + + + + STUDIES IN PERCEPTION. + + + + + * * * * * + + + + +EYE-MOVEMENT AND CENTRAL ANAESTHESIA. + +BY EDWIN B. HOLT. + + +I. THE PROBLEM OF ANAESTHESIA DURING EYE-MOVEMENT. + + +A first suggestion of the possible presence of anaesthesia during +eye-movement is given by a very simple observation. All near objects +seen from a fairly rapidly moving car appear fused. No further +suggestion of their various contour is distinguishable than blurred +streaks of color arranged parallel, in a hazy stream which flows +rapidly past toward the rear of the train. Whereas if the eye is kept +constantly moving from object to object scarcely a suggestion of this +blurred appearance can be detected. The phenomenon is striking, since, +if the eye moves in the same direction as the train, it is certain +that the images on the retina succeed one another even more rapidly +than when the eye is at rest. A supposition which occurs to one at +once as a possible explanation is that perchance during eye-movement +the retinal stimulations do not affect consciousness. + +On the other hand, if one fixates a fly which happens to be crawling +across the window-pane and follows its movements continuously, the +objects outside swim past as confusedly as ever, and the image of the +fly remains always distinct. Here the eye is moving, and it may be +rapidly, yet both the fly and the blurred landscape testify to a +thorough awareness of the retinal stimulations. There seems to be no +anaesthesia here. It may be, however, that the eye-movement which +follows a moving object is different from that which strikes out +independently across the visual field; and while in the former case +there is no anaesthesia, perhaps in the latter case there is +anaesthesia. + +Cattell,[1] in considering a similar experience, gives his opinion +that not the absence of fusion for the moving eye, but its presence +for the resting eye, needs explanation. "More than a thousand +interruptions per second," he believes, "give a series of sharply +defined retinal processes." But as for the fusion of moving objects +seen when the eyes are at rest, Cattell says, "It is not necessary and +would probably be disadvantageous for us to see the separate phases." +Even where distinct vision would be 'disadvantageous' he half doubts +if fusion comes to the rescue, or if even the color-wheel ever +produces complete fusion. "I have never been able," he writes, "to +make gray in a color-wheel from red and green (with the necessary +correction of blue), but when it is as nearly gray as it can be got I +see both red and green with an appearance of translucence." + + [1] Cattell, J. McK., PSYCHOLOGICAL REVIEW, 1900, VII., p. 325. + +That the retina can hold apart more than one thousand stimulations per +second, that there is, in fact, no such thing as fusion, is a +supposition which is in such striking contrast to all previous +explanations of optical phenomena, that it should be accepted only if +no other theory can do justice to them. It is hoped that the following +pages will show that the facts do not demand such a theory. + +Another simple observation is interesting in this connection. If at +any time, except when the eyes are quite fresh, one closes one's eyes +and attends to the after-images, some will be found which are so faint +as to be just barely distinguishable from the idioretinal light. If +the attention is then fixed on one such after-image, and the eyes are +moved, the image will suddenly disappear and slowly emerge again after +the eyes have come to rest. This disappearance during eye-movements +can be observed also on after-images of considerable intensity; these, +however, flash back instantly into view, so that the observation is +somewhat more difficult. Exner,[2] in speaking of this phenomenon, +adds that in general "subjective visual phenomena whose origin lies in +the retina, as for instance after-images, Purkinje's vessel-figure, +or the phenomena of circulation under discussion, are almost +exclusively to be seen when the eye is rigidly fixed on a certain +spot: as soon as a movement of the eye is made, the subjective +phenomena disappear." + + [2] Exner, Sigmund, _Zeitschrift f. Psychologie u. Physiologie + der Sinnesorgane_, 1890, I., S. 46. + +The facts here mentioned in no wise contradict a phenomenon recently +discussed by McDougall,[3] wherein eye-movements revive sensations +which had already faded. Thus an eye-movement will bring back an +after-image which was no longer visible. This return to vividness +takes place after the movement has been completed, and there is no +contention that the image is seen just during the movement. + + [3] McDougall, W., _Mind_, N.S., X., 1901, p. 52. + +The disappearance of after-images during eye-movements is mentioned by +Fick and Guerber,[4] who seek to explain the phenomenon by ascribing it +to a momentary period of recovery which the retina perhaps undergoes, +and which would for the moment prevent further stimulations from being +transmitted to the optic nerve. Exner observes that this explanation +would not, however, apply to the disappearance of the vessel-figure, +the circulation phenomenon, the foveal figure, the polarization-sheaf +of Haidinger, Maxwell's spot, or the ring of Loewe; for these phenomena +disappear in a similar manner during movement. Exner offers another +and a highly suggestive explanation. He says of the phenomenon (_op. +citat._, S. 47), "This is obviously related to the following fact, +that objective and subjective impressions are not to be distinguished +as such, so long as the eye is at rest, but that they are immediately +distinguished if an eye-movement is executed; for then the subjective +phenomena move with the eye, whereas the objective phenomena are not +displaced.... This neglect of the subjective phenomena is effected, +however, not by means of an act of will, but rather by some central +mechanism which, perhaps in the manner of a reflex inhibition, +withholds the stimulation in question from consciousness, without our +assistance and indeed without our knowledge." The suggestion of a +central mechanism which brings about a reflex inhibition is the +significant point. + + [4] Fick, Eug., and Guerber, A., _Berichte d. ophthalmologischen + Gesellschaft in Heidelberg_, 1889. + +It is furthermore worth noting that movements of the eyelid and +changes in the accommodation also cause the after-images to disappear +(Fick and Guerber), whereas artificial displacement of the eye, as by +means of pressure from the finger, does not interfere with the images +(Exner). + +Another motive for suspecting anaesthesia during eye-movement is found +by Dodge,[5] in the fact that, "One may watch one's eyes as closely as +possible, even with the aid of a concave reflector, whether one looks +from one eye to the other, or from some more distant object to one's +own eyes, the eyes may be seen now in one position and now in another, +but never in motion." This phenomenon was described by Graefe,[6] who +believed it was to be explained in the same way as the illusion which +one experiences in a railway coach when another train is moving +parallel with the coach in which one sits, in the same direction and +at the same speed. The second train, of course, appears motionless. + + [5] Dodge, Raymond, PSYCHOLOGICAL REVIEW, 1900, VII., p. 456. + + [6] Graefe, A., _Archiv f. Ophthalmologie_, 1895, XLI., 3, S. + 136. + +This explanation of Graefe is not to be admitted, however, since in +the case of eye-movement there are muscular sensations of one's own +activity, which are not present when one merely sits in a coach. These +sensations of eye-movement are in all cases so intimately connected +with our perception of the movement of objects, that they may not be +in this case simply neglected. The case of the eye trying to watch its +own movement in a mirror is more nearly comparable with the case in +which the eye follows the movement of some independent object, as a +race-horse or a shooting-star. In both cases the image remains on +virtually the same point of the retina, and in both cases muscular +sensations afford the knowledge that the eye is moving. The +shooting-star, however, is perceived to move, and the question +remains, why is not the eye in the mirror also seen to move? + +F. Ostwald[7] refutes the explanation of Graefe from quite different +considerations, and gives one of his own, which depends on the +geometrical relations subsisting between the axes of vision of the +real eye and its reflected image. His explanation is too long to be +here considered, an undertaking which indeed the following +circumstance renders unnecessary. While it is true that the eye cannot +observe the full sweep of its own movement, yet nothing is easier than +to observe its movement through the very last part of the arc. If one +eye is closed, and the other is brought to within about six inches of +an ordinary mirror, and made to describe little movements from some +adjacent part of the mirror to its own reflected image, this image can +almost without exception be observed as just coming to rest. That is, +the very last part of the movement _can_ be seen. The explanation of +Ostwald can therefore not be correct, for according to it not alone +some parts of the movement, but absolutely all parts alike must remain +invisible. It still remains, therefore, to ask why the greater part of +the movement eludes observation. The correct explanation will account +not only for the impossibility of seeing the first part of the +movement but also for the possibility of seeing the remainder. + + [7] Ostwald, F., _Revue Scientifique_, 1896, 4e Serie, V., p. + 466. + +Apart from the experience of the eye watching itself in a glass, Dodge +(_loc. citat._) found another fact which strongly suggested +anaesthesia. In the course of some experiments on reading, conducted by +Erdmann and Dodge, the question came up, how "to explain the meaning +of those strangely rhythmic pauses of the eye in reading every page of +printed matter." It was demonstrated (_ibid._, p. 457) "that the +rhythmic pauses in reading are the moments of significant +stimulation.... If a simple letter or figure is placed between two +fixation-points so as to be irrecognizable from both, no eye-movement +is found to make it clear, which does not show a full stop between +them." + +With these facts in view Dodge made an experiment to test the +hypothesis of anaesthesia. He proceeded as follows (_ibid._, p. 458): +"A disc of black cardboard thirteen inches in diameter, in which a +circle of one-eighth inch round holes, one half inch apart, had been +punched close to the periphery all around, was made to revolve at such +a velocity that, while the light from the holes fused to a bright +circle when the eye was at rest, when the eye moved in the direction +of the disc's rotation from one fixation point, seen through the fused +circle of light, to another one inch distant, three clear-cut round +holes were seen much brighter than the band of light out of which they +seemed to emerge. This was only possible when the velocity of the +holes was sufficient to keep their images at exactly the same spot on +the retina during the movement of the eye. The significant thing is +that the individual round spots of light thus seen were much more +intense than the fused line of light seen while the eyes were at rest. +Neither my assistant nor I was able to detect any difference in +brightness between them and the background when altogether +unobstructed." Dodge finds that this experiment 'disproves' the +hypothesis of anaesthesia. + +If by 'anaesthesia' is meant a condition of the retinal end-organs in +which they should be momentarily indifferent to excitation by +light-waves, the hypothesis is indeed disproved, for obviously the +'three clear-cut round holes' which appeared as bright as the +unobstructed background were due to a summation of the light which +reached the retina during the movement, through three holes of the +disc, and which fell on the same three spots of the retina as long as +the disc and the eyeball were moving at the same angular rate. But +such a momentary anaesthesia of the retina itself would in any case, +from our knowledge of its physiological and chemical structure, be +utterly inconceivable. + +On the other hand, there seems to be nothing in the experiment which +shows that the images of the three holes were present to consciousness +just during the movement, rather than immediately thereafter. A +central mechanism of inhibition, such as Exner mentions, might +condition a central anaesthesia during movement, although the +functioning of the retina should remain unaltered. Such a central +anaesthesia would just as well account for the phenomena which have +been enumerated. The three luminous images could be supposed to remain +unmodified for a finite interval as positive after-images, and as such +first to appear in consciousness. Inasmuch as 'the arc of eye +movements was 4.7 deg.' only, the time would be too brief to make possible +any reliable judgment as to whether the three holes were seen during +or just after the eye-movement. With this point in view, the writer +repeated the experiment of Dodge, and found indeed nothing which gave +a hint as to the exact time when the images emerged in consciousness. +The results of Dodge were otherwise entirely confirmed. + + +II. THE PHENOMENON OF 'FALSELY LOCALIZED AFTER-IMAGES.' + + +A further fact suggestive of anaesthesia during movement comes from an +unexpected source. While walking in the street of an evening, if one +fixates for a moment some bright light and then quickly turns the eye +away, one will observe that a luminous streak seems to dart out from +the light and to shoot away in either of two directions, either in the +same direction as that in which the eye moved, or in just the +opposite. If the eye makes only a slight movement, say of 5 deg., the +streak jumps with the eye; but if the eye sweeps through a rather +large arc, say of 40 deg., the luminous streak darts away in the opposite +direction. In the latter case, moreover, a faint streak of light +appears later, lying in the direction of the eye-movement. + +This phenomenon was probably first described by Mach, in 1886.[8] His +view is essentially as follows: It is clear that in whatever direction +the eye moves, away from its luminous fixation point, the streak +described on the retina by the luminous image will lie on the same +part of the retina as it would have lain on had the eye remained at +rest but the object moved in the opposite direction. Thus, if the eye +moves to the right, we should expect the streak to appear to dart to +the left. If, however, the streak has not faded by the time the eye +has come to rest on a new fixation point (by supposition to the right +of the old), we should expect the streak to be localized to the left +of this, that is, to the right of the former fixation-point. In order +to be projected, a retinal image has to be localized with reference to +some point, generally the fixation-point of the eyes; and it is +therefore clear that when two such fixation-points are involved, the +localization will be ambiguous if for any reason the central apparatus +does not clearly determine which shall be the point of reference. With +regard to the oppositely moving streak Mach says:[9] "The streak is, +of course, an after-image, which comes to consciousness only on, or +shortly before, the completion of the eye-movement, nevertheless with +positional values which correspond, remarkably enough, not to the +later but to the earlier position and innervation of the eyes." Mach +does not further attempt to explain the phenomenon. + + [8] Mach, Ernst, 'Beitraege zur Analyze der Empfindungen,' Jena, + 1886. + + [9] Mach, _op. citat._, 2te Aufl., Jena, 1900, S. 96. + +It is brought up again by Lipps,[10] who assumes that the streak ought +to dart with the eyes and calls therefore the oppositely moving streak +the 'falsely localized image.' For sake of brevity we may call this +the 'false image.' The explanation of Lipps can be pieced together as +follows (_ibid._, S. 64): "The explanation presupposes that sensations +of eye-movements have nothing to do with the projection of retinal +impressions into the visual field, that is, with the perception of the +mutual relations as to direction and distance, of objects which are +viewed simultaneously.... Undoubtedly, however, sensations of +eye-movements, and of head-and body-movements as well, afford us a +scale for measuring the displacements which our entire visual field +and every point in it undergo within the surrounding _totality of +space_, which we conceive of as fixed. We estimate according to the +length of such movements, or at least we deduce therefrom, the +distance through fixed space which our view by virtue of these +movements has traversed.... They themselves are nothing for our +consciousness but a series of purely intensive states. But in +experience they can come to _indicate_ distance traversed." Now in +turning the eye from a luminous object, _O_, to some other +fixation-point, _P_, the distance as simply contemplated is more or +less subdivided or filled in by the objects which are seen to lie +between _O_ and _P_, or if no such objects are visible the distance is +still felt to consist of an infinity of points; whereas the muscular +innervation which is to carry the eye over this very distance is an +undivided unit. But it is this which gives us our estimate of the arc +we move through, and being thus uninterrupted it will appear shorter +than the contemplated, much subdivided distance _OP_, just as a +continuous line appears shorter than a broken line. "After such +analogies, now, the movement of the eye from _O_ to _P_, that is, the +arc which I traverse, must be underestimated" (_ibid._, S. 67). There +is thus a discrepancy between our two estimates of the distance _OP_. +This discrepancy is felt during the movement, and can be harmonized +only if we seem to see the two fixation-points move apart, until the +arc between them, in terms of innervation-feeling, feels equal to the +distance _OP_ in terms of its visual subdivisions. Now either _O_ and +_P_ can both seem to move apart from each other, or else one can seem +fixed while the other moves. But the eye has for its goal _P_, which +ought therefore to have a definite position. "_P_ appears fixed +because, as goal, I hold it fast in my thought" (_loc. citat._). It +must be _O_, therefore, which appears to move; that is, _O_ must dart +backward as the eye moves forward toward _P_. Thus Lipps explains the +illusion. + + [10] Lipps, Th., _Zeitschrift f. Psychologie u. Physiologie der + Sinnesorgane_, 1890, I., S. 60-74. + +Such an explanation involves many doubtful presuppositions, but if we +were to grant to Lipps those, the following consideration would +invalidate his account. Whether the feeling of innervation which he +speaks of as being the underestimated factor is supposed to be a true +innervation-feeling in the narrower sense, or a muscular sensation +remembered from past movements, it would in the course of experience +certainly come to be so closely associated with the corresponding +objective distance as not to feel less than this. So far as an +innervation-feeling might allow us to estimate distance, it could have +no other meaning than to represent just that distance through which +the innervation will move the organ in question. If _OP_ is a distance +and _i_ is the feeling of such an innervation as will move the eye +through that distance, it is inconceivable that _i_, if it represent +any distance at all, should represent any other distance than just +_OP_. + +Cornelius[11] brought up the matter a year later than Lipps. Cornelius +criticises the unwarranted presuppositions of Lipps, and himself +suggests that the falsely localized streak is due to a slight rebound +which the eye, having overshot its intended goal, may make in the +opposite direction to regain the mark. This would undoubtedly explain +the phenomenon if such movements of rebound actually took place. +Cornelius himself does not adduce any experiments to corroborate this +account. + + [11] Cornelius, C.S., _Zeitschrift f. Psychologie u. + Physiologie der Sinnesorgane_, 1891, II., S. 164-179. + +The writer, therefore, undertook to find out if such movements +actually are made. The observations were made by watching the eyes of +several subjects, who looked repeatedly from one fixation-point to +another. Although sometimes such backward movements seemed indeed to +be made, they were very rare and always very slight. Inasmuch as the +'false' streak is often one third as long as the distance moved +through, a movement of rebound, such as Cornelius means, would have to +be one third of the arc intended, and could therefore easily have been +noticed. Furthermore, the researches of Lamansky,[12] Guillery,[13] +Huey,[14] Dodge and Cline,[15] which are particularly concerned with +the movements of the eyes, make no mention of such rebounds. +Schwarz[16] above all has made careful investigations on this very +point, in which a screen was so placed between the observer and the +luminous spot that it intervened between the pupil and the light, just +before the end of the movement. Thus the retina was not stimulated +during the latter part of its movement, just when Cornelius assumed +the rebound to take place. This arrangement, however, did not in the +least modify the appearance of the false streak. + + [12] Lamansky, S., _Pflueger's Archiv f. d. gesammte + Physiologie_, 1869, II., S. 418. + + [13] Guillery, _ibid._, 1898, LXXI., S. 607; and 1898, LXXIII., + S. 87. + + [14] Huey, Edmund B., _American Journal of Psychology_, 1900, + XI., p. 283. + + [15] Dodge, Raymond, and Cline, T.S., PSYCHOLOGICAL REVIEW, + 1901, VIII., PP. 145-157. + + [16] Schwarz, Otto, _Zeitschrift J. Psychologie u. Physiologie + der Sinnesorgane_, 1892, III., S. 398-404. + +This work of Schwarz certainly proves that the explanation of +Cornelius is not correct. Schwarz found that the phenomenon takes +place as well when the head moves and the eyes are fixed relatively to +the head, as when the eyes alone move. He furthermore made this +observation. Meaning by _a_ the point of departure and by _b_ the goal +of either the eye-or the head-movement, movement, he says (_ibid._, +S. 400-2): "While oftentimes the streak of the after-image extended +uninterruptedly to the point _b_, or better seemed to proceed from +this point,--as Lipps also reported--yet generally, under the +experimental conditions which I have indicated, _two streaks_ could be +seen, _separated by a dark space between_; firstly the anomalous one" +(the false streak) "rather brilliant, and secondly a fainter one of +about equal or perhaps greater length, which began at the new +fixation-point _b_ and was manifestly an after-image correctly +localized with regard to the situation of this point. This last +after-image streak did not always appear; but it appeared regularly if +the light at _a_ was bright enough and the background dark.... It was +impossible for this second after-image streak to originate in the +point _b_, because it appeared equally when _b_ was only an imaginary +fixation-point.... This consideration makes it already conceivable +that the two parts of the total after-image _are two manifestations of +the one identical retinal stimulation, which are differently +localized_.... Therefore we must probably picture to ourselves that +the sensation from the strip of the retina stimulated during the quick +eye-movement is, _during the interval of movement or at least during +the greater part of it, localized as if the axis of vision were still +directed toward the original fixation-point. And when the new position +of rest is reached and the disturbance on the retinal strip has not +wholly died away, then the strip comes once more into consciousness, +but this time correctly localized with reference to the new position +of the axis of vision_. By attending closely to the behavior as +regards time of both after-image streaks, I can generally see the +normal after-image develop a moment later than the anomalous one" +(that is, the false streak). Schwarz finally suggests (S. 404) that +probably between the first and second appearances of the streak an +'innervation-feeling' intervenes which affords the basis for +localizing the second streak ('correctly') with reference to the new +position of the eye. + +After this digression we return to consider how this phenomenon is +related to the hypothesis of anaesthesia during eye-movements. If we +accept the interpretation of Schwarz, there is one retinal process +which is perceived as two luminous streaks in space, localized +differently and referred to different moments of time. It is +surprising, then, that a continuous retinal process is subjectively +interpreted as two quite different objects, that is, as something +discontinuous. Where does the factor of discontinuity come in? If we +suppose the retinal disturbance to produce a continuous sensation in +consciousness, we should expect, according to every analogy, that this +sensation would be referred to one continuously existing object. And +if this object is to be localized in two places successively, we +should expect it to appear to move continuously through all +intervening positions. Such an interpretation is all the more to be +expected, since, as the strobic phenomena show, even discontinuous +retinal processes tend to be interpreted as continuously existing +objects. + +On the other hand, if there were a central anaesthesia during +eye-movement, the continuous process in the retina could not produce a +continuous sensation, and if the interval were long enough the image +might well be referred to two objects; since also, in the strobic +appearances, the stimulations must succeed at a certain minimal rate +in order to produce the illusion of continuous existence and movement. + +This consideration seemed to make it worth while to perform some +experiments with the falsely localized after-images. The phenomenon +had also by chance been noted in the case of the eye moving past a +luminous dot which was being regularly covered and uncovered. The +appearance is of a row of luminous spots side by side in space, which +under conditions may be either falsely or correctly localized. Since +these dots seemed likely to afford every phenomenon exhibited by the +streaks, with the bare chance of bringing out new facts, apparatus was +arranged as in Fig. 1, which is a horizontal section. + +_DD_ is a disc which revolves in a vertical plane, 56 cm. in diameter +and bearing near its periphery one-centimeter holes punched 3 cm. +apart. _E_ is an eye-rest, and _L_ an electric lamp. _SS_ is a screen +pierced at _H_ by a one-centimeter hole. The distance _EH_ is 34 cm. +The disc _DD_ is so pivoted that the highest point of the circle of +holes lies in a straight line between the eye _E_ and the lamp _L_. +The hole _H_ lies also in this straight line. A piece of milk-glass +_M_ intervenes between _L_ and _H_, to temper the illumination. The +disc _DD_ is geared to a wheel _W_, which can be turned by the hand of +the observer at _E_, or by a second person. As the disc revolves, each +hole in turn crosses the line _EL_. Thus the luminous hole _H_ is +successively covered and uncovered to the eye _E_; and if the eye +moves, a succession of points on the retina is stimulated by the +successive uncovering of the luminous spot. No fixation-points are +provided for the eye, since such points, if bright enough to be of use +in the otherwise dark room, might themselves produce confusing +streaks, and also since an exact determination of the arc of +eye-movement would be superfluous. + +[Illustration: Fig. 1.] + +The eye was first fixated on the light-spot, and then moved +horizontally away toward either the right or the left. In the first +few trials (with eye-sweeps of medium length), the observations did +not agree, for some subjects saw both the false and the correct +streaks, while others saw only the latter. It was found later that +all the subjects saw both streaks if the arc of movement was large, +say 40 deg., and all saw only the correctly localized streak if the arc +was small, say 5 deg.. Arcs of medium length revealed individual +differences between the persons, and these differences, though +modified, persisted throughout the experiments. After the subjects had +become somewhat trained in observation, the falsely localized streak +never appeared without the correctly localized one as well. For the +sake of brevity the word 'streak' is retained, although the appearance +now referred to is that of a series of separate spots of light +arranged in a nearly straight line. + +The phenomena are as follows.--(1) If the arc of movement is small, a +short, correctly localized streak is seen extending from the final +fixation-point to the light-spot. It is brightest at the end nearer +the light. (2) If the eye-movement is 40 deg. or more, a streak having a +length of about one third the distance moved through is seen on the +other side of the light from the final fixation-point; while another +streak is seen of the length of the distance moved through, and +extending from the final fixation-point to the light. The first is the +falsely, the second the correctly localized streak. The second, which +is paler than the first, feels as if it appeared a moment later than +this. The brighter end of each streak is the end which adjoins the +luminous spot. (3) Owing to this last fact, it sometimes happens, when +the eye-movement is 40 deg. or a trifle less, that both streaks are seen, +but that the feeling of succession is absent, so that the two streaks +look like one streak which lies (unequally parted) on both sides of +the spot of light. It was observed, in agreement with Schwarz, that +the phenomenon was the same whether the head or the eyes moved. Only +one other point need be noted. It is that the false streak, which +appears in the beginning to dart from the luminous hole, does not +fade, but seems to suffer a sudden and total eclipse; whereas the +second streak flashes out suddenly _in situ_, but at a lesser +brilliancy than the other, and very slowly fades away. + +These observations thoroughly confirmed those of Schwarz. And one +could not avoid the conviction that Schwarz's suggestion of the two +streaks being separate localizations of the same retinal stimulation +was an extremely shrewd conjecture. The facts speak strongly in its +favor; first, that when the arc of movement is rather long, there is a +distinct feeling of succession between the appearances of the falsely +and the correctly localized images; second, that when both streaks are +seen, the correct streak is always noticeably dimmer than the false +streak. + +It is of course perfectly conceivable that the feeling of succession +is an illusion (which will itself then need to be explained), and that +the streak is seen continuously, its spacial reference only undergoing +an instantaneous substitution. If this is the case, it is singular +that the correctly seen streak seems to enter consciousness so much +reduced as to intensity below that of the false streak when it was +eclipsed. Whereas, if a momentary anaesthesia could be demonstrated, +both the feeling of succession and the discontinuity of the +intensities would be explained (since during the anaesthesia the +after-image on the retina would have faded). This last interpretation +would be entirely in accordance with the observations of +McDougall,[17] who reports some cases in which after-images are +intermittently present to consciousness, and fade during their +eclipse, so that they reappear always noticeably dimmer than when they +disappeared. + + [17] McDougall, _Mind_, N.S., X., 1901, p. 55, Observation II. + +Now if the event of such an anaesthesia could be established, we should +know at once that it is not a retinal but a central phenomenon. We +should strongly suspect, moreover, that the anaesthesia is not present +during the very first part of the movement. This must be so if the +interpretation of Schwarz is correct, for certainly no part of the +streak could be made before the eye had begun to move; and yet +approximately the first third was seen at once in its original +intensity, before indeed the 'innervation-feelings' had reached +consciousness. Apparently the anaesthesia commences, it at all, after +the eye has accomplished about the first third of its sweep. And +finally, we shall expect to find that movements of the head no less +than movements of the eyes condition the anaesthesia, since neither by +Schwarz nor by the present writer was any difference observed in the +phenomena of falsely localized after-images, between the cases when +the head, and those when the eyes moved. + + +III. THE PERIMETER-TEST OF DODGE, AND THE LAW OF THE LOCALIZATION OF +AFTER-IMAGES. + + +We have seen (above, p. 8) how the evidence which Dodge adduces to +disprove the hypothesis of anaesthesia is not conclusive, since, +although an image imprinted on the retina during its movement was +seen, yet nothing showed that it was seen before the eye had come to +rest. + +Having convinced himself that there is after all no anaesthesia, Dodge +devised a very ingenious attachment for a perimeter 'to determine just +what is seen during the eye-movement.'[18] The eye was made to move +through a known arc, and during its movement to pass by a very narrow +slit. Behind this slit was an illuminated field which stimulated the +retina. And since only during its movement was the pupil opposite the +slit, so only during the movement could the stimulation be given. In +the first experiments nothing at all of the illuminated field was +seen, and Dodge admits (_ibid._, p. 461) that this fact 'is certainly +suggestive of a central explanation for the absence of bands of fusion +under ordinary conditions.' But "these failures suggested an increase +of the illumination of the field of exposure.... Under these +conditions a long band of light was immediately evident at each +movement of the eye." This and similar observations were believed 'to +show experimentally that when a complex field of vision is perceived +during eye-movement it is seen fused' (p. 462). + + [18] Dodge, PSYCHOLOGICAL REVIEW, 1900, VII., p. 459. + +Between the 'failures' and the cases when a band of light was seen, no +change in the conditions had been introduced except 'an increase of +the illumination.' Suppose now this change made just the difference +between a stimulation which left _no_ appreciable _after-image_, and +one which left _a distinct one_. And is it even possible, in view of +the extreme rapidity of eye-movements, that a retinal stimulation of +any considerable intensity should not endure after the movement, to be +_then_ perceived, whether or not it had been first 'perceived during +the movement'? + +Both of Dodge's experiments are open to the same objection. They do +not admit of distinguishing between consciousness of a retinal process +during the moment of stimulation, and consciousness of the same +process just afterward. In both his cases the stimulation was given +during the eye-movement, but there was nothing to prove that it was +perceived at just the same moment. Whatever the difficulties of +demonstrating an anaesthesia during movement, an experiment which does +not observe the mentioned distinction can never disprove the +hypothesis. + +[Illustration: Fig. 2.] + +For the sake of a better understanding of these bands of light of +Dodge, a perimeter was equipped in as nearly the manner described by +him (_ibid._, p. 460) as possible. Experiments with the eye moving +past a very narrow illuminated slit confirmed his observations. If the +light behind the slit was feeble, no band was seen; if moderately +bright, a band was always seen. The most striking fact, however, was +that the band was not localized behind the slit, but was projected on +to that point where the eye came to rest. The band seemed to appear +at this point and there to hover until it faded away. This apparent +anomaly of localization, which Dodge does not mention, suggests the +localization which Schwarz describes of his streaks. Hereupon the +apparatus was further modified so that, whereas Dodge had let the +stimulation take place only during the movement of the eye across a +narrow slit between two walls, now either one of these walls could be +taken away, allowing the stimulation to last for one half of the time +of movement, and this could be either the first or the second half at +pleasure. A plan of the perimeter so arranged is given in Fig. 2. + +_PBCDB'P_ is the horizontal section of a semicircular perimeter of 30 +cm. radius. _E_ is an eye-rest fixed at the centre of the semicircle; +_CD_ is a square hole which is closed by the screen _S_ fitted into +the front pair of the grooves _GG_. In the center of _S_ and on a +level with the eye _E_ is a hole _A_, 2 cm. in diameter, which +contains a 'jewel' of red glass. The other two pairs of grooves are +made to hold pieces of milk-or ground-glass, as _M_, which may be +needed to temper the illumination down to the proper intensity. _L_ is +an electric lamp. _B_ and _B'_ are two white beads fixed to the +perimeter at the same level as _E_ and _A_, and used as +fixation-points. Although the room is darkened, these beads catch +enough light to be just visible against the black perimeter, and the +eye is able to move from one to the other, or from _A_ to either one, +with considerable accuracy. They leave a slight after-image streak, +which is, however, incomparably fainter than that left by _A_ (the +streak to be studied), and which is furthermore white while that of +_A_ is bright red. _B_ and _B'_ are adjustable along a scale of +degrees, which is not shown in the figure, so that the arc of +eye-movement is variable at will. _W_ is a thin, opaque, perpendicular +wall extending from _E_ to _C_, that is, standing on a radius of the +perimeter. At _E_ this wall comes to within about 4 mm. of the cornea, +and when the eye is directed toward _B_ the wall conceals the red spot +_A_ from the pupil. _W_ can at will be transferred to the position +_ED_. _A_ is then hidden if the eye looks toward _B'_. + +The four conditions of eye-movement to be studied are indicated in +Fig. 3 (Plate 1.). The location of the retinal stimulation is also +shown for each case, as well as the corresponding appearance of the +streaks, their approximate length, and above all their localization. +For the sake of simplicity the refractive effect of the lens and +humors of the eye is not shown, the path of the light-rays being in +each case drawn straight. In all four cases the eye moved without +stopping, through an arc of 40 deg.. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE I. + Fig. 3. + HOLT ON EYE-MOVEMENT.] + +To take the first case, Fig. 3:1. The eye fixates the light _L_, then +sweeps 40 deg. toward the right to the point _B'_. The retina is +stimulated throughout the movement, _l-l'_. These conditions yield the +phenomenon of both streaks, appearing as shown on the black rectangle. + +In the second case (Fig. 3:2) the wall _W_ is in position and the eye +so adjusted in the eye-rest that the light _L_ is not seen until the +eye has moved about 10 deg. to the right, that is, until the axis of +vision is at _Ex_. Clearly, then, the image of _L_ falls at first a +little to the right of the fovea, and continues in indirect vision to +the end of the movement. The stimulated part of the retina is _l-l'_ +(Fig. 3:2). Here, then, we have no stimulation of the eye during the +first part of its movement. The corresponding appearance of the streak +is also shown. Only the correctly localized streak is seen, extending +from the light _L_ toward the right but not quite reaching _B'_. Thus +by cutting out that portion of the stimulation which was given during +the first part of the movement, we have eliminated the whole of the +false image, and the right-hand (foveal) part of the correct image. + +Fig. 3:3 shows the reverse case, in which the stimulation is given +only during the first part of the movement. The wall is fixed on the +right of _L_, and the eye so adjusted that _L_ remains in sight until +the axis of vision reaches position _Ex_, that is, until it has moved +about 10 deg.. A short strip of the retina next the fovea is here +stimulated, just the part which in case 2 was not stimulated; and the +part which in case 2 was, is here not stimulated. Now here the false +streak is seen, together with just that portion of the correct streak +which in the previous case was not seen. The latter is relatively dim. + +Thus it looks indeed as if the streak given during the first part of +an eye-movement is seen twice and differently localized. But one may +say: The twice-seen portion was in both cases on the fovea; this may +have been the conditioning circumstance, and not the fact of being +given in the early part of the movement. + +We must then consider Fig. 3, case 4. Here the eye moves from _B_ to +_B'_, through the same arc of 40 deg.. The wall _W_ is placed so that _L_ +cannot be seen until the axis of vision has moved from _EB_ to _EL_, +but _then L_ is seen in direct vision. Its image falls full on the +fovea. But one streak, and that the correctly localized one, is seen. +This is like case 2, except that here the streak extending from _L_ to +the right quite reaches the final fixation-point _B'_. It is therefore +not the fact of a stimulation being foveal which conditions its being +seen in two places. + +It should be added that this experiment involves no particular +difficulties of observation, except that in case 4 the eye tends to +stop midway in its movement when the spot of light _L_ comes in view. +Otherwise no particular training of the subject is necessary beyond +that needed for the observing of any after-image. Ten persons made the +foregoing observations and were unanimous in their reports. + +This experiment leaves it impossible to doubt that the conjecture of +Schwarz, that the correct image is only the false one seen over again, +is perfectly true. It would be interesting to enquire what it is that +conditions the length of the false streak. It is never more than one +third that of the correct streak (Fig. 3:1; except of course under the +artificial conditions of Fig. 3:3) and may be less. The false streak +seems originally to _dart out_ from the light, as described by Lipps, +visibly growing in length for a certain distance, and then to be +suddenly eclipsed or blotted out _simultaneously_ in all its parts. +Whereas the fainter, correct streak flashes into consciousness _all +parts at once_, but disappears by fading gradually from one end, the +end which lies farther from the light. + +Certain it is that when the false streak stops growing and is +eclipsed, some new central process has intervened. One has next to +ask, Is the image continuously conscious, suffering only an +instantaneous relocalization, or is there a moment of central +anaesthesia between the disappearance of the false streak and the +appearance of the other? The relative dimness of the second streak in +the _first moment_ of its appearance speaks for such a brief period of +anaesthesia, during which the retinal process may have partly subsided. + +We have now to seek some experimental test which shall demonstrate +definitely either the presence or the absence of a central anaesthesia +during eye-movements. The question of head-movements will be deferred, +although, as we have seen above, these afford equally the phenomenon +of twice-localized after-images. + + +IV. THE PENDULUM-TEST FOR ANAESTHESIA. + + +A. Apparatus must be devised to fulfil the following conditions. A +retinal stimulation must be given during an eye-movement. The moment +of excitation must be so brief and its intensity so low that the +process shall be finished before the eye comes to rest, that is, so +that no after-image shall be left to come into consciousness _after_ +the movement is over. Yet, on the other hand, it must be positively +demonstrated that a stimulation of this _very same_ brief duration and +low intensity is amply strong enough to force its way into +consciousness if no eye-movement is taking place. If such a +stimulation, distinctly perceived when the eye is at rest, should not +be perceptible if given while the eye is moving, we should have a +valid proof that some central process has intervened during the +movement, to shut out the stimulation-image during that brief moment +when it might otherwise have been perceived. + +Obviously enough, with the perimeter arrangement devised by Dodge, +where the eye moves past a narrow, illuminated slit, the light within +the slit can be reduced to any degree of faintness. But on the other +hand, it is clearly impossible to find out how long the moment of +excitation lasts, and therefore impossible to find out whether an +excitation of the same duration and intensity is yet sufficient to +affect consciousness if given when the eye is not moving. Unless the +stimulation is proved to be thus sufficient, a failure to see it when +given during an eye-movement would of course prove nothing at all. + +Perhaps the most exact way to measure the duration of a light-stimulus +is to let it be controlled by the passing of a shutter which is +affixed to a pendulum. Furthermore, by means of a pendulum a +stimulation of exactly the same duration and intensity can be given to +the moving, as to the resting eye. Let us consider Fig. 4:1. If _P_ is +a pendulum bearing an opaque shield _SS_ pierced by the hole _tt_, and +_BB_ an opaque background pierced by the hole _i_ behind which is a +lamp, it is clear that if the eye is fixed on _i_, a swing of the +pendulum will allow _i_ to stimulate the retina during such a time as +it takes the opening _tt_ to move past _i_. The shape of _i_ will +determine the shape of the image on the retina, and the intensity of +the stimulation can be regulated by ground-or milk-glass interposed +between the hole _i_ and the lamp behind it. The duration of the +exposure can be regulated by the width of _tt_, by the length of the +pendulum, and by the arc through which it swings. + +If now the conditions are altered, as in Fig. 4:2, so that the opening +_tt_ (indicated by the dotted line) lies not in _SS_, but in the fixed +background _BB_, while the small hole _i_ now moves with the shield +_SS_, it necessarily follows that if the eye can move at just the rate +of the pendulum, it will receive a stimulation of exactly the same +size, shape, duration, and intensity as in the previous case where the +eye was at rest. Furthermore, it will always be possible to tell +whether the eye does move at the same rate as the pendulum, since if +it moves either more rapidly or more slowly, the image of _i_ on the +retina will be horizontally elongated, and this fact will be given by +a judgment as to the proportions of the image seen. + +It may be said that since the eye does not rotate like the pendulum, +from a fulcrum above, the image of _i_ in the case of the moving eye +will be distorted as is indicated in Fig. 4, _a_. This is true, but +the distortion will be so minute as to be negligible if the pendulum +is rather long (say a meter and a half) and the opening _tt_ rather +narrow (say not more than ten degrees wide). A merely horizontal +movement of the eye will then give a practically exact superposition +of the image of _i_ at all moments of the exposure. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE PLATE II. + Fig. 4. Fig. 6. + HOLT ON EYE-MOVEMENT.] + +Thus much of preliminary discussion to show how, by means of a +pendulum, identical stimulations can be given to the moving and to the +resting eye. We return to the problem. It is to find out whether a +stimulation given during an eye-movement can be perceived if its +after-image is so brief as wholly to elapse before the end of the +movement. If a period of anaesthesia is to be demonstrated, two +observations must be made. First, that the stimulation is bright +enough to be _unmistakably visible_ when given to the eye at rest; +second, that it is not visible when given to the moving eye. Hence, we +shall have three cases. + + Case 1. A control, in which the stimulation is proved intense + enough to be seen by the eye at rest. + + Case 2. In which the same stimulation is given to the eye + during movement. + + Case 3. Another control, to make sure that no change in the + adaptation or fatigue of the eye has intervened during the + experiments to render the eye insensible to the stimulation. + +Fig. 5 shows the exact arrangement of the experiment. The figure +represents a horizontal section at the eye-level of the pendulum of +Fig. 4, with accessories. _E_ is the eye which moves between the two +fixation-points _P_ and _P_'. _WONW_ is a wall which conceals the +mechanism of the pendulum from the subject. _ON_ is a rectangular hole +9 cm. wide and 7 cm. high, in this wall. _SS_ is the shield which +swings with the pendulum, and _BB_ is the background (cf. Fig. 4). +When the pendulum is not swinging, a hole in the shield lies behind +_ON_ and exactly corresponds with it. Another in the background does +the same. The eye can thus see straight through to the light _L_. + +Each of these three holes has grooves to take an opaque card, _x_, +_y_, or _z_; there are two cards for the three grooves, and they are +pierced with holes to correspond to _i_ and _tt_ of Fig. 4. The +background _BB_ has a second groove to take a piece of milk-glass _M_. +These cards are shown in Fig. 6 (Plate II.) Card _I_ bears a hole 5 +cm. high and shaped like a dumb-bell. The diameter of the end-circles +(_e_, _e_) is 1.3 cm., and the width of the handle _h_ is 0.2 cm. Card +_T_ is pierced by two slits _EE_, _EE_, each 9 cm. long and 1.3 cm. +high, which correspond to the two ends of the dumb-bell. These slits +are connected by a perforation _H_, 1.5 cm. wide, which corresponds to +the handle of the dumb-bell. This opening _EEHEE_ is covered by a +piece of ground-glass which serves as a radiating surface for the +light. + +[Illustration: Fig. 5.] + +The distance _EA_ (Fig. 5) is 56 cm., and _PP_' is 40 cm.; so that the +arc of eye-movement, that is, the angle _PEP_', is very nearly 40 deg., +of which the 9-cm. opening _ON_ 9 deg. 11'. _SS_ is 2 cm. behind _ON_, and +_BB_ 2 cm. behind _SS_; these distances being left to allow the +pendulum to swing freely. + +It is found under these conditions that the natural speed made by the +eye in passing the 9-cm. opening _ON_ is very well approximated by the +pendulum if the latter is allowed to fall through 23.5 deg. of its arc, +the complete swing being therefore 47 deg.. The middle point of the +pendulum is then found to move from _O_ to _N_ in 110[sigma][19]. If +the eye sweeps from _O_ to _N_ in the same time, it will be moving at +an angular velocity of 1 deg. in 11.98[sigma] (since the 9 cm. are 9 deg. 11' +of eye-movement). This rate is much less than that found by Dodge and +Cline (_op. cit._, p. 155), who give the time for an eye-movement of +40 deg. as 99.9[sigma], which is an average of only 2.49[sigma] to the +degree. Voluntary eye-movements, like other voluntary movements, can +of course be slow or fast according to conditions. After the pendulum +has been swinging for some time, so that its amplitude of movement has +fallen below the initial 47 deg. and therewith its speed past the middle +point has been diminished, the eye in its movements back and forth +between the fixation-points can still catch the after-image of _i_ +perfectly distinct and not at all horizontally elongated, as it would +have to be if eye and pendulum had not moved just together. It appears +from this that certain motives are able to retard the rate of +voluntary movements of the eye, even when the distance traversed is +constant. + + [19] The speed of the pendulum is measured by attaching a + tuning-fork of known vibration-rate to the pendulum, and + letting it write on smoked paper as the pendulum swings past + the 9-cm. opening. + +The experiment is now as follows. The room is darkened. Card _T_ is +dropped into groove _z_, while _I_ is put in groove _y_ and swings +with the pendulum. One eye alone is used. + +Case 1. The eye is fixed in the direction _EA_. The pendulum is +allowed to swing through its 47 deg.. The resulting visual image is shown +in Fig. 7:1. Its shape is of course like _T_, Fig. 6, but the part _H_ +is less bright than the rest because it is exposed a shorter time, +owing to the narrowness of the handle of the dumb-bell, which swings +by and mediates the exposure. Sheets of milk-glass are now dropped +into the back groove of _BB_, until the light is so tempered that +part _H_ (Fig. 7:1) is _barely but unmistakably_ visible as luminous. +The intensity actually used by the writer, relative to that of _EE_, +is fairly shown in the figure. (See Plate III.) + +It is clear, if the eye were now to move with the pendulum, that the +same amount of light would reach the retina, but that it would be +concentrated on a horizontally narrower area. And if the eye moves +exactly with the pendulum, the visual image will be no longer like 1 +but like 2 (Fig. 7). We do not as yet know how the intensities of _e_, +_e_ and _h_ will relatively appear. To ascertain this we must put card +_I_ into groove _x_, and let card _T_ swing with the pendulum in +groove _y_. If the eye is again fixed in the direction _EA_ (Fig. 5), +the retina receives exactly the same stimulation that it would have +received before the cards were shifted if it had moved exactly at the +rate of the pendulum. In the experiments described, the handle _h_ of +this image (Fig. 7:2) curiously enough appears of the same brightness +as the two ends _e_, _e_, although, as we know, it is stimulated for a +briefer interval. Nor can any difference between _e_, _e_ and _h_ be +detected in the time of disappearance of their after-images. These +conditions are therefore generous. The danger is that _h_ of the +figure, the only part of the stimulation which could possibly quite +elapse during the movement, is still too bright to do so. + +Case 2. The cards are replaced in their first positions, _T_ in groove +_z_, _I_ in groove _y_ which swings. The subject is now asked to make +voluntary eye-sweeps from _P_ to _P'_ and back, timing his moment of +starting so as to bring his axis of vision on to the near side of +opening _ON_ at approximately the same time as the pendulum brings _I_ +on the same point. This is a delicate matter and requires practice. +Even then it would be impossible, if the subject were not allowed to +get the rhythm of the pendulum before passing judgment on the +after-images. The pendulum used gives a slight click at each end of +its swing, and from the rhythm of this the subject is soon able to +time the innervation of his eye so that the exposure coincides with +the middle of the eye-movement. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE III. + Fig. 7. + HOLT ON EYE-MOVEMENT.] + +It is true that with every swing the pendulum moves more slowly past +_ON_, and the period of exposure is lengthened. This, however, only +tends to make the retinal image brighter, so that its disappearance +during an anaesthesia would be so much the less likely. The pendulum +may therefore be allowed to 'run down' until its swing is too slow for +the eye to move with it, that is, too slow for a distinct, +non-elongated image of _i_ to be caught in transit on the retina. + +With these eye-movements, the possible appearances are of two classes, +according to the localization of the after-image. The image is +localized either at _A_ (Fig. 5), or at the final fixation-point (_P_ +or _P'_, according to the direction of the movement). Localized at +_A_, the image may be seen in either of two shapes. First, it may be +identical with 1, Fig. 7. It is seen somewhat peripherally, judgment +of indirect vision, and is correctly localized at _A_. When the +subject's eye is watched, it is found that in this case it moved +either too soon or too late, so that when the exposure was made, the +eye was resting quietly on one of the fixation-points and so naturally +received the same image as in case 1, except that now it lies in +indirect vision, the eye being directed not toward _A_ (as in case 1) +but towards either _P_ or _P'_. + +Second, the image correctly localized may be like 2 (Fig. 7), and then +it is seen to move past the opening _ON_. The handle _h_ looks as +bright as _e_, _e_. This appearance once obtained generally recurs +with each successive swing of the pendulum, and scrutiny of the +subject's eye shows it to be moving, not by separate voluntary +innervations from _P_ to _P'_ and then from _P'_ to _P_, but +continuously back and forth with the swing of the pendulum, much as +the eye of a child passively follows a moving candle. This movement is +purely reflex,[20] governed probably by cerebellar centers. It seems +to consist in a rapid succession of small reflex innervations, and is +very different from the type of movement in which one definite +innervation carries the eye through its 42 deg., and which yielded the +phenomena with the perimeter. A subject under the spell of this reflex +must be exercised in innervating his eye to move from _P_ to _P'_ and +back in single, rapid leaps. For this, the pendulum is to be +motionless and the eye is not to be stimulated during its movement. + + [20] Exner, Sigmund, _Zeitschrift f. Psychologie u. Physiologie + der Sinnesorgane_, 1896, XII., S. 318. 'Entwurf zu einer + physiologischen Erklaerung der psychischen Erscheinungen,' + Leipzig u. Wien, 1894, S. 128. Mach, Ernst, 'Beitraege zur + Analyse der Empfindungen,' Jena, 1900, S. 98. + +These two cases in which the image is localized midway between _P_ and +_P'_ interest us no further. Localized on the final fixation-point, +the image is always felt to flash out suddenly _in situ_, just as in +the case of the 'correctly localized' after-image streaks in the +experiments with the perimeter. The image appears in one of four +shapes, Fig. 7: 2 or 3, 4 or 5. + +First, the plain or elongated outline of the dumb-bell appears with +its handle on the final fixation-point (2 or 3). The image is plain +and undistorted if the eye moves at just the rate of the pendulum, +elongated if the eye moves more rapidly or more slowly. The point that +concerns us is that the image appears _with its handle_. Two +precautions must here be observed. + +The eye does not perhaps move through its whole 42 deg., but stops instead +just when the exposure is complete, that is, stops on either _O_ or +_N_ and considerably short of _P_ or _P'_. It then follows that the +exposure is given at the _very last_ part of the movement, so that the +after-image of even the handle _h_ has not had time to subside. The +experiment is planned so that the after-image of _h_ shall totally +elapse during that part of the movement which occurs after the +exposure, that is, while the eye is completing its sweep of 42 deg., from +_O_ to _P_, or else from _N_ to _P'_. If the arc is curtailed at point +_O_ or _N_, the handle of the dumb-bell will of course appear. The +fact can always be ascertained by asking the subject to notice very +carefully where the image is localized. If the eye does in fact stop +short at _O_ or _N_, the image will be there localized, although the +subject may have thoughtlessly said before that it was at _P_ or _P'_, +the points he had nominally had in mind. + +But the image 2 or 3 may indeed be localized quite over the final +fixation-point. In this case the light is to be looked to. It is too +bright, as it probably was in the case of Dodge's experiments. It must +be further reduced; and with the eye at rest, the control (case I) +must be repeated. In the experiments here described it was always +found possible so to reduce the light that the distinct, entire image +of the dumb-bell (2, Fig. 7) never appeared localized on the final +fixation-point, although in the control, _H_, of Fig. 7:1, was always +distinctly visible. + +With these two precautions taken, the image on the final +fixation-point is like either 3, 4, or 5. Shape 5 very rarely appears, +while the trained subject sees 4 and 3 each about one half the times; +and either may be seen for as many as fifteen times in succession. + +Shape 4 is of course exactly the appearance which this experiment +takes to be crucial evidence of a moment of central anaesthesia, before +the image is perceived and during which the stimulation of the handle +_h_ completely elapses. Eight subjects saw this phenomenon distinctly +and, after some training in timing their eye-movements, habitually. +The first appearance of the handleless image was always a decided +surprise to the subject (as also to the writer), and with some +eagerness each hastened to verify the phenomenon by new trials. + +The two ends (_e_, _e_) of the dumb-bell seem to be of the same +intensity as in shape 2 when seen in reflex movement. But there is no +vestige whatsoever of a handle. Two of the subjects stated that for +them the place where the handle should have been, appeared of a +velvety blackness more intense than the rest of the background. The +writer was not able to make this observation. It coincides +interestingly with that of von Kries,[21] who reports as to the phases +of fading after-images, that between the disappearance of the primary +image and the appearance of the 'ghost,' a moment of the most intense +blackness intervenes. The experiments with the pendulum, however, +brought out no ghost. + + [21] Von Kries, J., _Zeitschr. f. Psych, u. Physiol. d. + Sinnesorgane_, 1896, XII., S. 88. + +We must now enquire why in about half the cases shape 3 is still seen, +whereas shape 5 occurs very rarely. Some of the subjects, among whom +is the writer, never saw 5 at all. We should expect that with the +intensity of _H_ sufficiently reduced 4 and 5 would appear with equal +frequency, whereas 3 would be seen no oftener than 2; shape 5 +appearing when the eye did not, and 4 when it did, move at just the +rate of the pendulum. It is certain that when 4 is seen, the eye has +caught just the rate of the pendulum, and that for 3 or 5 it has moved +at some other rate. We have seen above (p. 27) that to move with the +pendulum the eye must already move decidedly more slowly than Dodge +and Cline find the eye generally to move. Nothing so reliable in +regard to the rate of voluntary eye-movements as these measurements of +Dodge and Cline had been published at the time when the experiments on +anaesthesia were carried on, and it is perhaps regrettable that in the +'empirical' approximation of the natural rate of the eye through 40 deg. +the pendulum was set to move so slowly. + +In any case it is highly probable that whenever the eye did not move +at just the rate of the pendulum, it moved _more rapidly_ rather than +more slowly. The image is thus horizontally elongated, by an amount +which varies from the least possible up to 9 cm. (the width of the +opening in _T_), or _even more_. And while the last of the movement +(_O_ to _P_, or _N_ to _P'_), in which the stimulation of _H'_ is +supposed to subside, is indeed executed, it may yet be done so +_rapidly_ that after all _H'_ cannot subside, not even although it is +now less intense by being horizontally spread out (that is, less +concentrated than the vanished _h_ of shape 4). This explanation is +rendered more probable by the very rare appearance of shape 5, which +must certainly emerge if ever the eye were to move more slowly than +the pendulum. + +The critical fact is, however, that shape 4 _does_ appear to a trained +subject in about one half the trials--a very satisfactory ratio when +one considers the difficulty of timing the beginning of the movement +and its rate exactly to the pendulum. + +Lastly, in some cases no image appears at all. This was at first a +source of perplexity, until it was discovered that the image of the +dumb-bell, made specially small so as to be contained within the area +of distinct vision, could also be contained on the blind-spot. With +the pendulum at rest the eye could be so fixed as to see not even the +slight halo which diffuses in the eye and seems to lie about the +dumb-bell. It may well occur, then, that in a movement the image +happens to fall on the blind-spot and not on the fovea. That this +accounts for the cases where no image appears, is proved by the fact +that if both eyes are used, some image is always seen. A binocular +image under normal convergence can of course not fall on both +blind-spots. It may be further said that the shape 4 appears as well +when both eyes are used as with only one. The experiment may indeed as +well be carried on with both eyes. + +Some objections must be answered. It may be said that the image of _h_ +happens to fall on the blind-spot, _e_ and _e_ being above and below +the same. This is impossible, since the entire image and its halo as +well may lie within the blind-spot. If now _h_ is to be on the +blind-spot, at least one of the end-circles _e_, _e_ will be there +also, whereas shape 4 shows both end-circles of the dumb-bell with +perfect distinctness. + +Again, it cannot properly be urged that during the movement the +attention was distracted so as not to 'notice' the handle. The shape +of a dumb-bell was specially chosen for the image so that the weaker +part of the stimulation should lie between two points which should be +clearly noticed. Indeed, if anything, one might expect this central, +connecting link in the image to be apperceptively filled in, even when +it did not come to consciousness as immediate sensation. And it +remains to ask what it is which should distract the attention. + +In this connection the appearance under reflex eye-movement compares +interestingly with that under voluntary. If the wall _WONW_ (Fig. 5) +is taken from before the pendulum, and the eye allowed to move +reflexly with the swinging dumb-bell, the entire image is seen at each +exposure, the handle seeming no less bright than the end-circles. +Moreover, as the dumb-bell opening swings past the place of exposure +and the image fades, although the handle must fade more quickly than +the ends, yet this is not discernible, and the entire image disappears +without having at any time presented the handleless appearance. + +B. Another test for this anaesthesia during movement is offered in the +following experiment. It is clear that, just as a light-stimulation is +not perceived if the whole retinal process begins and ends during a +movement, so also a particular phase of it should not be perceived if +that phase can be given complete within the time of the movement. The +same pendulum which was used in the previous experiment makes such a +thing possible. If in place of the perforated dumb-bell the pendulum +exposes two pieces of glass of nearly complementary colors, one after +the other coming opposite the place of exposure, the sensations will +fuse or will not fuse according as the pendulum swings rapidly or +slowly. But now a mean rate of succession can be found such as to let +the first color be seen pure before the second is exposed, and then to +show the second fused with the after-image of the first. Under some +conditions the second will persist after the first has faded, and will +then itself be seen pure. Thus there may be three phases in +consciousness. If the first color exposed is green and the second red, +the phases of sensation will be green, white, and perhaps red. These +phases are felt to be not simultaneous but successive. A modification +of this method is used in the following experiment. (See Fig. 8, Plate +IV.) + +_T_ and _I_ here correspond to the cards _T_ and _I_ of Fig. 6. +_T_ consists of a rectangular opening, 9x5 cm., which contains three +pieces of glass, two pieces of green at the ends, each 2.8 cm. wide +and 7 cm. high, and a piece of red glass in the middle 3.4 cm. wide +and only 1.5 cm. high, the space above and below this width being +filled with opaque material. The shape of the image is determined as +before by the hole in _I_, which now, instead of being a dumb-bell, is +merely a rectangular hole 2 cm. wide and 5 cm. high. Exactly as +before, _T_ is fixed in the background and _I_ swings with the +pendulum, the eye moving with it. + +The speed of the pendulum must be determined, such that if _I_ lies in +the front groove (Fig. 5, _x_) and the eye is at rest, the image will +clearly show two phases of color when _T_ swings past on the pendulum. +With _T_ and _I_ as described above, a very slow pendulum shows the +image green, red (narrow), and green, in succession. A very fast +pendulum shows only a horizontal straw-yellow band on a green field +(Fig. 8:5). There is but one phase and no feeling of succession. +Between these two rates is one which shows two phases--the first a +green field with a horizontal, reddish-orange band (Fig. 8:3), the +second quickly following, in which the band is straw-yellow (5). It +might be expected that this first phase would be preceded by an +entirely green phase, since green is at first exposed. Such is however +not the case. The straw-yellow of the last phase is of course the +fusion-color of the red and green glasses. It would be gray but that +the two colors are not perfectly complementary. Since the arrangement +of colors in _T_ is bilaterally symmetrical, the successive phases are +the same in whichever direction the pendulum swings. + +[Illustration: MONOGRAPH SUPPLEMENT 17. PLATE IV. + Fig. 8. + HOLT ON EYE-MOVEMENT.] + +It is desirable to employ the maximum rate of pendulum which will give +the two phases. For this the illumination should be very moderate, +since the brighter it is, the slower must be the pendulum. With the +degree of illumination used in the experiments described, it was found +that the pendulum must fall from a height of only 9.5 deg. of its arc: a +total swing of 19 deg.. The opening of _T_, which is 9 cm. wide, then +swings past the middle point of _I_ in 275[sigma]. + +Now when the eye moves it must move at this rate. If the eye is 56 cm. +distant from the opening, as in the previous case, the 9 cm. of +exposure are 9 deg. 11' of eye-movement, and we saw above that 9 deg. 11' in +110[sigma] is a very slow rate of movement, according to the best +measurements. Now it is impossible for the eye to move so slowly as 9 deg. +11' in 275[sigma]. If, however, the eye is brought nearer to the +opening, it is clear that the 9 cm. of exposure become more than 9 deg. +11' of eye-movement. Therefore the eye and the fixation-points are so +placed that _EA_ (Fig. 5) = 26 cm. and _PP'_ = 18 cm. The total +eye-movement is thus 38 deg. 11', of which the nine-centimeter distance of +exposure is 19 deg. 38'. Now the eye is found to move very well through +19 deg. 38' in 275[sigma], although, again, this is much more than a +proportionate part of the total time (99.9[sigma]) given by Dodge and +Cline for a movement of the eye through 40 deg.. The eye is in this case +also moving slowly. As before, it is permissible to let the pendulum +run down till it swings too slowly for the eye to move with it; since +any lessened speed of the pendulum only makes the reddish-orange phase +more prominent. + +As in the experiment with the dumb-bell, we have also here three +cases: the control, the case of the eye moving, and again a control. + +Case 1. _T_ swings with the pendulum. _I_ is placed in the front +groove, and the eye looks straight forward without moving. The +pendulum falls from 9.5 deg. at one side, and the illumination is so +adjusted that the phase in which the band is reddish-orange, is +_unmistakably_ perceived before that in which it is straw-yellow. The +appearance must be 3 followed by 5 (Fig. 8). + +Case 2. _T_ is fixed in the background, _I_ on the pendulum, and the +phenomena are observed with the eye moving. + +Case 3. A repetition of case 1, to make sure that no different +adaptation or fatigue condition of the eye has come in to modify the +appearance of the two successive phases as at first seen. + +The possible appearances to the moving eye are closely analogous to +those in the dumb-bell experiment. If the eye moves too soon or too +late, so that it is at rest during the exposure, the image is like _T_ +itself (Fig. 8) but somewhat fainter and localized midway between the +points _P_ and _P'_. If the eye moves reflexly at the rate of the +pendulum, the image is of the shape _i_ and shows the two phases (3 +followed by 5). It is localized in the middle and appears to move +across the nine-centimeter opening. + +A difficulty is met here which was not found in the case of the +dumb-bell. The eye is very liable to come to a full stop on one of the +colored surfaces, and then to move quickly on again to the final +fixation-point. And this happens contrary to the intention of the +subject, and indeed usually without his knowledge. This stopping is +undoubtedly a reflex process, in which the cerebellar mechanism which +tends to hold the fixation on any bright object, asserts itself over +the voluntary movement and arrests the eye on the not moving red or +green surface as the exposure takes place. A comparable phenomenon was +found sometimes in the experiment with the dumb-bell, where an +eye-movement commenced as voluntary would end as a reflex following of +the pendulum. In the present experiment, until the subject is well +trained, the stopping of the eye must be watched by a second person +who looks directly at the eye-ball of the subject during each +movement. The appearances are very varied when the eye stops, but the +typical one is shown in Fig. 8:1. The red strip _AB_ is seldom longer +and often shorter than in the figure. That part of it which is +superposed on the green seldom shows the orange phase, being almost +always of a pure straw-yellow. The localization of these images is +variable. All observations made during movements in which the eye +stops, are of course to be excluded. + +If now the eye does not stop midway, and the image is not localized in +the center, the appearance is like either 2, 4, or 5, and is localized +over the final fixation-point. 2 is in all probability the case of the +eye moving very much faster than the pendulum, so that if the movement +is from left to right, the right-hand side of the image is the part +first exposed (by the uncovering of the left-hand side of _T_), which +is carried ahead by the too swift eye-movement and projected in +perception on the right of the later portion. 3 is the case of the eye +moving at very nearly but not quite the rate of the pendulum. The +image which should appear 2 cm. wide (like the opening _i_) appears +about 3 cm. wide. The middle band is regularly straw-yellow, extremely +seldom reddish, and if we could be sure that the eye moves more slowly +than the pendulum, so that the succession of the stimuli is even +slower than in the control, and the red phase is surely given, this +appearance (3) would be good evidence of anaesthesia during which the +reddish-orange phase elapses. It is more likely, however, that the eye +is moving faster than the pendulum, but whether or not so +inconsiderably faster as still to let the disappearance of the reddish +phase be significant of anaesthesia, is not certain until one shall +have made some possible but tedious measurements of the apparent width +of the after-image. Both here and in the following case the _feeling +of succession_, noticeable between the two phases when the eye is at +rest, has _disappeared with the sensation of redness_. + +The cases in which 5 is seen are, however, indisputably significant. +The image is apparently of just the height and width of _i_, and there +is not the slightest trace of the reddish-orange phase. The image +flashes out over the final fixation-point, green and straw-yellow, +just as the end-circles of the dumb-bell appeared without their +handle. The rate of succession of the stimuli, green--red--green, on +the retina, is identical with that rate which showed the two phases to +the resting eye: for the pendulum is here moving at the very same +rate, and the eye is moving exactly with the pendulum, as is shown by +the absence of any horizontal elongation of the image seen. The +trained subject seldom sees any other images than 4 and 5, and these +with about equal frequency, although either is often seen in ten or +fifteen consecutive trials. As in the cases of the falsely localized +images and of the handleless dumb-bell, movements of both eyes, as +well as of the head but not the eyes, yield the same phenomena. It is +interesting again to compare the appearance under reflex movement. If +at any time during the experiments the eye is allowed to follow the +pendulum reflexly, the image is at once and invariably seen to pass +through its two phases as it swings past the nine-centimeter opening. + +The frequent and unmistakable appearance of this band of straw-yellow +on a non-elongated green field _without the previous phase in which +the band is reddish-orange_, although this latter was unmistakable +when the same stimulation was given to the eye at rest, is +authenticated by eight subjects. _This appearance, together with that +of the handleless dumb-bell, is submitted as a demonstration that +during voluntary movements of the eyes, and probably of the head as +well, there is a moment in which stimulations are not transmitted from +the retina to the cerebral cortex, that is, a moment of central +anaesthesia_. The reason for saying 'and _probably_ of the head as +well,' is that although the phenomena described are gotten equally +well from movements of the head, yet it is not perfectly certain that +when the head moves the eyes do not also move slightly within the +head, even when the attempt is made to keep them fixed. + +Most of the criticisms which apply to this last experiment apply to +that with the dumb-bell and have already been answered. There is one +however which, while applying to that other, more particularly applies +here. It would be, that these after-images are too brief and +indistinct to be carefully observed, so that judgments as to their +shape, size, and color are not valid evidence. This is a perfectly +sensible criticism, and a person thoroughly convinced of its force +should repeat the experiments and decide for himself what reliance he +will place on the judgments he is able to make. The writer and those +of the subjects who are most trained in optical experiments find the +judgments so simple and easily made as not to be open to doubt. + +In the first place, it should be remembered that only those cases are +counted in which the movement was so timed that the image was seen in +direct vision, that is, was given on or very near the fovea. In such +cases a nice discrimination of the shape and color of the images is +easily possible. + +Secondly, the judgments are in no case quantitative, that is, they in +no case depend on an estimate of the absolute size of any part of the +image. At most the proportions are estimated. In the case of the +dumb-bell the question is, Has the figure a handle? The other +question, Are the end-circles horizontally elongated? has not to be +answered with mathematical accuracy. It is enough if the end-circles +are approximately round, or indeed are narrower than 9 cm. +horizontally, for at even that low degree of concentration the handle +was still visible to the resting eye. Again, in the experiment with +the color-phases, only two questions are essential to identify the +appearance 5: Does the horizontal yellow band extend quite to both +edges of the image? and, Is there certainly no trace of red or orange +to be seen? The first question does not require a quantitative +judgment, but merely one as to whether there is any green visible to +the right or left of the yellow strip. Both are therefore strictly +questions of quality. And the two are sufficient to identify +appearance 5, for if no red or orange is visible, images 1, 2, and 3 +are excluded; and if no green lies to the right or left of the yellow +band, image 4 is excluded. Thus if one is to make the somewhat +superficial distinction between qualitative and quantitative +judgments, the judgments here required are qualitative. Moreover, the +subjects make these judgments unhesitatingly. + +Finally, the method of making judgments on after-images is not new in +psychology. Lamansky's well-known determination of the rate of +eye-movements[22] depends on the possibility of counting accurately +the number of dots in a row of after-images. A very much bolder +assumption is made by Guillery[23] in another measurement of the rate +of eye-movements. A trapezoidal image was generated on the moving +retina, and the after-image of this was projected on to a plane +bearing a scale of lines inclining at various angles. On this the +degree of inclination of one side of the after-image was read off, and +thence the speed of the eye-movement was calculated. In spite of the +boldness of this method, a careful reading of Guillery's first article +cited above will leave no doubt as to its reliability, and the +accuracy of discrimination possible on these after-images. + + [22] Lamansky, S., (Pflueger's) Archiv f. d. gesammte + Physiologie, 1869, II., S. 418. + + [23] Guillery, (Pflueger's) Archiv f. d. ges. Physiologie, 1898, + LXXI., S. 607; and 1898, LXXIII., S. 87. + +As to judgments on the color and color-phases of after-images, there +is ample precedent in the researches of von Helmholtz, Hering, Hess, +von Kries, Hamaker, and Munk. It is therefore justifiable to assume +the possibility of making accurately the four simple judgments of +shape and color described above, which are essential to the two proofs +of anaesthesia. + + +V. SUMMARY AND COROLLARIES OF THE EXPERIMENTS, AND A PARTIAL, +PHYSIOLOGICAL INTERPRETATION OF THE CENTRAL ANAESTHESIA. + + +We have now to sum up the facts given by the experiments. The fact of +central anaesthesia during voluntary movement is supported by two +experimental proofs, aside from a number of random observations which +seem to require this anaesthesia for their explanation. The first proof +is that if an image of the shape of a dumb-bell is given to the retina +during an eye-movement, and in such a way that the handle of the +image, while positively above the threshold of perception, is yet of +brief enough duration to fade completely before the end of the +movement, it then happens that both ends of the dumb-bell are seen but +the handle not at all. The fact of its having been properly given to +the retina is made certain by the presence of the now disconnected +ends. + +The second proof is that, similarly, if during an eye-movement two +stimulations of different colors are given to the retina, superposed +and at such intensity and rate of succession as would show to the +resting eye two successive phases of color (in the case taken, +reddish-orange and straw-yellow), it then happens that the first +phase, which runs its course and is supplanted by the second before +the movement is over, is not perceived at all. The first phase was +certainly given, because the conditions of the experiment require the +orange to be given if the straw-yellow is, since the straw-yellow +which is seen can be produced only by the addition of green to the +orange which is not seen. + +These two phenomena seem inevitably to demonstrate a moment during +which a process on the retina, of sufficient duration and intensity +ordinarily to determine a corresponding conscious state, is +nevertheless prevented from doing so. One inclines to imagine a +retraction of dendrites, which breaks the connection between the +central end of the optic nerve and the occipital centers of vision. + +The fact of anaesthesia demonstrated, other phenomena are now available +with further information. From the phenomena of the 'falsely +localized' images it follows that at least in voluntary eye-movements +of considerable arc (30 deg. or more), the anaesthesia commences +appreciably later than the movement. The falsely localized streak is +not generated before the eye moves, but is yet seen before the +correctly localized streak, as is shown by the relative intensities of +the two. The anaesthesia must intervene between the two appearances. +The conjecture of Schwarz, that the fainter streak is but a second +appearance of the stronger, is undoubtedly right. + +We know too that the anaesthesia depends on a mechanism central of the +retina, for stimulations are received during movement but not +transmitted to consciousness till afterward. This would be further +shown if it should be found that movements of the head, no less than +those of the eyes, condition the anaesthesia. As before said, it is not +certain that the eyes do not move slightly in the head while the head +moves. The movement of the eyes must then be very slight, and the +anaesthesia correspondingly either brief or discontinuous. Whereas, the +phenomena are the same when the head moves 90 deg. as when the eyes move +that amount. It seems probable, then, that voluntary movements of the +head do equally condition the anaesthesia. + +We have seen, too, that in reflex eye-or head-movements no anaesthesia +is so far to be demonstrated. The closeness with which the eye follows +the unexpected gyrations of a slowly waving rush-light, proves that +the reflex movement is produced by a succession of brief impulses +(probably from the cerebellum), each one of which carries the eye +through only a very short distance. It is an interesting question, +whether there is an instant of anaesthesia for each one of these +involuntary innervations--an instant too brief to be revealed by the +experimental conditions employed above. The seeming continuity of the +sensation during reflex movement would of course not argue against +such successive instants of anaesthesia, since no discontinuity of +vision during voluntary movement is noticeable, although a relatively +long moment of anaesthesia actually intervenes. + +But decidedly the most interesting detail about the anaesthesia is that +shown by the extreme liability of the eye to stop reflexly on the red +or the green light, in the second experiment with the pendulum. +Suppose the eye to be moving from _P_ to _P'_ (Fig. 5); the +anaesthesia, although beginning later than the movement, is present +when the eye reaches _O_, while it is between _O_ and _N_, that is, +during the anaesthetic moment, that the eye is reflexly caught and held +by the light. This proves again that the anaesthesia is not retinal, +but it proves very much more; namely, that _the retinal stimulation is +transmitted to those lower centers which mediate reflex movements, at +the very instant during which it is cut off from the higher, conscious +centers_. The great frequency with which the eye would stop midway in +its movements, both in the second pendulum-experiment and in the +repetition of Dodge's perimeter-test, was very annoying at the time, +and the observation cannot be questioned. The fact of the habitual +reflex regulation of voluntary movements is otherwise undisputed. +Exner[24] mentions a variety of similar instances. Also, with the +moving dumb-bell, as has been mentioned, the eye having begun a +voluntary sweep would often be caught by the moving image and carried +on thereafter reflexly with the pendulum. These observations hang +together, and prove a connection between the retina and the reflex +centers even while that between the retina and the conscious centers +is cut off. + + [24] Exner, Sigmund, 'Entwurf zu einer physiologischen + Erklaerung der psychischen Erscheinungen,' Leipzig und Wien, + 1894, S. 124-129. + +But shall we suppose that the 'connection' between the retina and the +conscious centers is cut off during the central anaesthesia? All that +the facts prove is that the centers are at that time not conscious. It +would be at present an unwarrantable assumption to make, that these +centers are therefore disconnected from the retina, at the optic +thalami, the superior quadrigeminal bodies, or wheresoever. On broad +psychological grounds the action-theory of Muensterberg[25] has +proposed the hypothesis that cerebral centers fail to mediate +consciousness not merely when no stimulations are transmitted to them, +but rather when the stimulations transmitted are not able to pass +through and out. The stimulation arouses consciousness when it finds a +ready discharge. And indeed, in this particular case, while we have no +other grounds for supposing stimulations _to_ the visual centers to be +cut off, we do have other grounds for supposing that egress _from_ +these cells would be impeded. + + [25] Muensterberg, Hugo, 'Grundzuege der Psychologie,' Leipzig, + 1900, S. 525-561. + +The occipital centers which mediate sensations of color are of course +most closely associated with those other centers (probably the +parietal) which receive sensations from the eye-muscles and which, +therefore, mediate sensations which furnish space and position to the +sensations of mere color. Now it is these occipital centers, mediators +of light-sensations merely, which the experiments have shown most +specially to be anaesthetic. The discharge of such centers means +particularly the passage of excitations on to the parietal +localization-centers. There are doubtless other outlets, but these are +the chief group. The movements, for instance, which activity of these +cells produces, are first of all eye-movements, which have to be +_directly_ produced (according to our present psychophysical +conceptions) by discharges from the centers of eye-muscle sensation. +The principal direction of discharge, then, from the color-centers is +toward the localization-centers. + +Now the experiment with falsely and correctly localized after-images +proves that before the anaesthesia all localization is with reference +to the point of departure, while afterwards it is with reference to +the final fixation-point. The transition is abrupt. During the +anaesthesia, then, the mechanism of localization is suffering a +readjustment. It is proved that during this interval of readjustment +in the centers of eye-muscle sensation the way is closed to oncoming +discharges from the color-centers; but it is certain that any such +discharge, during this complicated process of readjustment, would take +the localization-centres by surprise, as it were, and might +conceivably result in untoward eye-movements highly prejudicial to the +safety of the individual as a whole. The much more probable event is +the following: + +Although Schwarz suggests that the moment between seeing the false and +seeing the correct after-image is the moment that consciousness is +taken up with 'innervation-feelings' of the eye-movement, this is +impossible, since the innervation-feelings (using the word in the only +permissible sense of remembered muscle-sensations) must _precede_ the +movement, whereas even the first-seen, falsely localized streak is not +generated till the movement commences. But we do have to suppose that +during the visual anaesthesia, muscle-sensations of _present_ movement +are streaming to consciousness, to form the basis of the new +post-motum localization. And these would have to go to those very +centers mentioned above, the localization-centers or eye-muscle +sensation centers. One may well suppose that these incoming currents +so raise the tension of these centers that for the moment no discharge +can take place thither from other parts of the brain, among which are +the centers for color-sensations. The word 'tension' is of course a +figure, but it expresses the familiar idea that centers which are in +process of receiving peripheral stimulations, radiate that energy +_to_ other parts of the brain (according to the neural dispositions), +and probably do not for the time being receive communications +therefrom, since those other parts are now less strongly excited. It +is, therefore, most probable that during the incoming of the +eye-muscle sensations the centers for color are in fact not able to +discharge through their usual channels toward the localization-centers, +since the tension in that direction is too high. If, now, their other +channels of discharge are too few or too little used to come into +question, the action-theory would find in this a simple explanation of +the visual anaesthesia. + +The fact that the anaesthesia commences appreciably later than the +movement so far favors this interpretation. For if the anaesthesia is +conditioned by high tension in the localization-centers, due to +incoming sensations from the eye-muscles, it could not possibly +commence synchronously with the movement. For, first the sensory +end-organs in the eye-muscles (or perhaps in the ligaments, surfaces +of the eye-sockets, etc.) have their latent period; then the +stimulation has to travel to the brain; and lastly it probably has to +initiate there a summation-process equivalent to another latent +period. These three processes would account very readily for what we +may call the latent period of the anaesthesia, as observed in the +experiments. It is true that this latent period was observed only in +long eye-and head-movements, but the experiments were not delicate +enough in this particular to bring out the finer points. + +Finally, the conditioning of anaesthesia by movements of the head, if +really proved, would rather corroborate this interpretation. For of +course the position of the head on the shoulders is as important for +localization of the retinal picture as the position of the eyes in the +head, so that sensations of head-movements must be equally represented +in the localization centers; and head movements would equally raise +the tension on those centers against discharge-currents from the +color-centers. + +The conclusion from the foregoing experiments is that voluntary +movements of the eyes condition a momentary, visual, central +anaesthesia. + + * * * * * + + + + +TACTUAL ILLUSIONS. + +BY CHARLES H. RIEBER. + + +I. + + +Many profound researches have been published upon the subject of +optical illusions, but in the field of tactual illusions no equally +extensive and serious work has been accomplished. The reason for this +apparent neglect of the illusions of touch is obviously the fact that +the studies in the optical illusions are generally thought to yield +more important results for psychology than corresponding studies in +the field of touch. Then, too, the optical studies are more attractive +by reason of the comparative ease and certainty with which the +statistics are gathered there. An optical illusion is discovered in a +single instance of the phenomenon. We are aware of the illusion almost +immediately. But in the case of most of the illusions of touch, a +large number of experiments is often necessary in order to reveal any +approximately constant error in the judgments. Nevertheless, it seems +to me that the factors that influence our judgments of visual space, +though their effects are nearly always immediately apparent, are of no +more vital significance for the final explanation of the origin of our +notion of space than the disturbing factors in our estimations of +tactual space whose effects are not so open to direct observation. + +The present investigation has for its main object a critical +examination of the tactual illusions that correspond to some of the +well-known optical illusions, in the hope of segregating some of the +various disturbing factors that enter into our very complex judgments +of tactual space. The investigation has unavoidably extended into a +number of near-lying problems in the psychology of touch, but the +final object of my paper will be to offer a more decisive answer than +has hitherto been given to the question, _Are the optical illusions +also tactual illusions, or are they reversed for touch?_ + +Those who have given their attention to illusions of sight and touch +are rather unequally divided in their views as to whether the +geometrical optical illusions undergo a reversal in the field of +touch, the majority inclining to the belief that they are reversed. +And yet there are not wanting warm adherents of the opposite view. A +comparison of the two classes of illusions, with this question in +view, appears therefore in the present state of divergent opinion to +be a needed contribution to experimental psychology. Such an +experimental study, if it succeeds in finding the solution to this +debate, ought to throw some further light upon the question of the +origin of our idea of space, as well as upon the subject of illusions +of sense in general. For, on the one hand, if touch and sight function +alike in our judgment of space, we should expect that like peripheral +disturbances in the two senses would cause like central errors in +judgment, and every tactual analogue of an optical illusion should be +found to correspond both in the direction of the error and, to a +certain extent, quantitatively with the optical illusion. But if, on +the other hand, they are in their origin and in their developed state +really disparate senses, each guided by a different psychological +principle, the illusion in the one sense might well be the reverse of +the corresponding illusion in the other sense. Therefore, if the +results of an empirical study should furnish evidence that the +illusions are reversed in passing from one field to the other, we +should be obliged to conclude that we are here in the presence of what +psychologists have been content to call the 'unanalyzable fact' that +the two senses function differently under the same objective +conditions. But if, on the contrary, it should turn out that the +illusions are not reversed for the two senses, then the theory of the +ultimate uniformity of the psychical laws will have received an +important defence. + +These experiments were carried on in the Harvard Psychological +Laboratory during the greater part of the years 1898-1901. In all, +fifteen subjects cooeperated in the work at different times. + +The experimental work in the direction of a comparison of the optical +illusions with the tactual illusions, to the time of the present +investigation, has been carried on chiefly with the familiar optical +illusion of the overestimation of filled space. If the distance +between two points be divided into two equal parts by a point midway +between them, and the one of the halves be filled with intermediate +points, the filled half will, to the eye, appear longer than the open +half. James[1] says that one may easily prove that with the skin we +underestimate a filled space, 'by taking a visiting card, and cutting +one edge of it into a saw-toothed pattern, and from the opposite edge +cutting out all but two corners, and then comparing the feelings +aroused by the two edges when held against the skin.' He then remarks, +'the skin seems to obey a different law here from the eye.' This +experiment has often been repeated and verified. The most extensive +work on the problem, however, is that by Parrish.[2] It is doubtless +principally on the results of Parrish's experiments that several +authors of text-books in psychology have based their assertions that a +filled space is underestimated by the skin. The opposite conclusion, +namely, that the illusion is not reversed for the skin, has been +maintained by Thiery,[3] and Dresslar.[4] Thiery does not, so far as I +know, state the statistics on which he bases his view. Dresslar's +experiments, as Parrish has correctly observed, do not deal with the +proper analogue of the optical illusion for filled space. The work of +Dresslar will be criticised in detail when we come to the illusions +for active touch. + + [1] James, William: 'Principles of Psychology,' New York, 1893, + Vol. II., p. 141. + + [2] Parrish, C.S.: _Amer. Journ. of Psy._, 1895, Vol. VI., p. + 514. + + [3] Thiery, A.: _Philos. Studien_, 1896, Bd. XII., S. 121. + + [4] Dresslar, F.B.: _Amer. Journ. of Psy._, 1894, Vol. VI., p. + 332. + +At the beginning of the present investigation, the preponderance of +testimony was found to be in favor of the view that filled space is +underestimated by the skin; and this view is invariably accompanied by +the conclusion, which seems quite properly to follow from it, that the +skin and the eye do not function alike in our perception of space. I +began my work, however, in the belief that there was lurking somewhere +in the earlier experiments a radical error or oversight. I may say +here, parenthetically, that I see no reason why experimental +psychologists should so often be reluctant to admit that they begin +certain investigations with preconceptions in favor of the theory +which they ultimately defend by the results of their experiments. The +conclusions of a critical research are in no wise vitiated because +those conclusions were the working hypotheses with which the +investigator entered upon his inquiry. I say frankly, therefore, that +although my experiments developed many surprises as they advanced, I +began them in the belief that the optical illusions are not reversed +for touch. The uniformity of the law of sense perception is prejudiced +if two senses, when affected by the same objective conditions, should +report to consciousness diametrically opposite interpretations of +these same objective facts. I may say at once, in advance of the +evidence upon which I base the assertion, that the belief with which I +began the experiments has been crystallized into a firm conviction, +namely, that neither the illusion for open or filled spaces, nor any +other optical illusion, is genuinely reversed for touch. + + +II. + + +I began my work on the problem in question by attempting to verify +with similar apparatus the results of some of the previous +investigations, in the hope of discovering just where the suspected +error lay. It is unnecessary for me to give in detail the results of +these preliminary series, which were quite in agreement with the +general results of Parrish's experiments. Distances of six centimeters +filled with points varying in number and position were, on the whole, +underestimated in comparison with equal distances without intermediate +point stimulations. So, too, the card with saw-toothed notches was +judged shorter than the card of equal length with all but the end +points cut out. + +After this preliminary verification of the previous results, I was +convinced that to pass from these comparatively meager statistics, +gathered under limited conditions in a very special case, to the +general statement that the optical illusion is reversed in the field +of touch, is an altogether unwarranted procedure. When one reads the +summarized conclusions of these previous investigators, one finds it +there assumed or even openly asserted that the objective conditions of +the tactual illusion are precisely the same as those of the optical +illusion. But I contend that it is not the real analogue of the +optical illusion with which these experiments have been concerned. +The objective conditions are not the same in both. Although something +that is very much like the optical illusion is reversed, yet I shall +attempt to prove in this part of my paper, first, that the former +experiments have not been made with the real counterpart of the +optical illusion; second, that the optical illusion can be quite +exactly reproduced on the skin; third, that where the objective +conditions are the same, the filled cutaneous space is overestimated, +and the illusion thus exists in the same sense for both sight and +touch. + +Let me first call attention to some obvious criticisms on Parrish's +experiments. They were all made with one distance, namely, 6.4 +centimeters; and on only one region, the forearm. Furthermore, in +these experiments no attempt was made to control the factor of +pressure by any mechanical device. The experimenter relied entirely on +the facility acquired by practice to give a uniform pressure to the +stimuli. The number of judgments is also relatively small. Again, the +open and filled spaces were always given successively. This, of +course, involves the comparison of a present impression with the +memory of a somewhat remote past impression, which difficulty can not +be completely obviated by simply reversing the order of presentation. +In the optical illusion, the two spaces are presented simultaneously, +and they lie adjacent to each other. It is still a debated question +whether this illusion would exist at all if the two spaces were not +given simultaneously and adjacent. Muensterberg[5] says of the optical +illusion for the open and filled spaces, "I have the decided +impression that the illusion does not arise from the fact of our +comparing one half with the other, but from the fact that we grasp the +line as a whole. As soon as an interval is inserted, so that the +perception of the whole line as constituted of two halves vanishes, +the illusion also disappears." This is an important consideration, to +which I shall return again. + + [5] Muensterberg, H.: 'Beitraege zur Exper. Psy.,' Freiburg i.B., + 1889, Heft II., S. 171. + +Now, in my experiments, I endeavored to guard against all of these +objections. In the first place, I made a far greater number of tests. +Then my apparatus enabled me, firstly, to use a very wide range of +distances. Where the points are set in a solid block, the experiments +with long distances are practically impossible. Secondly, the +apparatus enabled me to control accurately the pressure of each point. +Thirdly, the contacts could be made simultaneously or successively +with much precision. This apparatus (Fig. 1) was planned and made in +the Harvard Laboratory, and was employed not only in our study of this +particular illusion, but also for the investigation of a number of +allied problems. + +[Illustration: FIG. 1.] + +Two aesthesiometers, A and B, were arranged in a framework, so that +uniform stimulations could be given on both arms. The aesthesiometers +were raised or lowered by means of the crank, C, and the cams, D and +E. The contacts were made either simultaneously or successively, with +any interval between them according to the position of the cams on the +crank. The height of the aesthesiometer could be conveniently adjusted +by the pins F and H. The shape of the cams was such that the descent +of the aesthesiometer was as uniform as the ascent, so that the +contacts were not made by a drop motion unless that was desired. The +sliding rules, of which there were several forms and lengths, could be +easily detached from the upright rods at _K_ and _L_. Each of the +points by which the contacts were made moved easily along the sliding +rule, and could be also raised or lowered for accommodation to the +unevenness of the surface of the skin. These latter were the most +valuable two features of the apparatus. There were two sets of points, +one of hard rubber, the other of metal. This enabled me to take into +account, to a certain extent, the factor of temperature. A wide range +of apparent differences in temperature was secured by employing these +two stimuli of such widely different conductivity. Then, as each point +was independent of the rest in its movements, its weight could also be +changed without affecting the rest. + +In the first series of experiments I endeavored to reproduce for touch +the optical illusion in its exact form. There the open and the filled +spaces are adjacent to each other, and are presented simultaneously +for passive functioning of the eye, which is what concerns us here in +our search for the analogue of passive touch. This was by no means an +easy task, for obviously the open and the filled spaces in this +position on the skin could not be compared directly, owing to the lack +of uniformity in the sensibility of different portions of the skin. At +first, equivalents had to be established between two collinear open +spaces for the particular region of the skin tested. Three points were +taken in a line, and one of the end points was moved until the two +adjacent open spaces were pronounced equal. Then one of the spaces was +filled, and the process of finding another open space equivalent to +this filled space was repeated as before. This finding of two +equivalent open spaces was repeated at frequent intervals. It was +found unsafe to determine an equivalent at the beginning of each +sitting to be used throughout the hour. + +Two sets of experiments were made with the illusion in this form. In +one the contacts were made simultaneously; the results of this series +are given in Table I. In the second set of experiments the central +point which divided the open from the filled space touched the skin +first, and then the others in various orders. The object of this was +to prevent fusion of the points, and, therefore, to enable the subject +to pronounce his judgments more rapidly and confidently. A record of +these judgments is given in Table II. In both of these series the +filled space was always taken near the wrist and the open space in a +straight line toward the elbow, on the volar side of the arm. At +present, I shall not undertake to give a complete interpretation of +the results of these two tables, but simply call attention to two +manifest tendencies in the figures. First, it will be seen that the +short filled distance of four centimeters is underestimated, but that +the long filled distance is overestimated. Second, in Table II., which +represents the judgments when the contacts were made successively, the +tendency to underestimate the short distance is less, and at the same +time we notice a more pronounced overestimation of the longer filled +distances. I shall give a further explanation of these results in +connection with later tables. + + +TABLE I. + + 4 cm. 6 cm. 8 cm. + Filled. Open. Filled. Open. Filled. Open. + + F. 5.3 4.7 7.8 7.6 9.3 10.5 + F. 5.7 4.4 6.5 7.3 9.2 11.7 + F. 6.0 5.6 8.2 7.3 8.7 10.8 + --- --- --- --- --- ---- + Av. 5.7 4.9 7.5 7.4 9.1 11.0 + + R. 5.7 5.1 6.7 6.8 9.3 10.2 + R. 5.4 5.4 7.2 7.1 8.5 10.7 + R. 4.6 4.2 8.1 8.1 9.1 11.4 + --- --- --- --- --- ---- + Av. 5.2 4.9 7.3 7.3 9.0 10.8 + + K. 5.6 5.1 6.8 6.7 8.1 9.6 + K. 5.0 5.1 7.3 7.5 8.2 11.2 + K. 4.9 4.9 8.2 8.1 10.1 10.1 + --- --- --- --- ---- ---- + Av. 5.2 5.0 7.4 7.4 8.8 10.3 + + +TABLE II. + + 4 cm. 6 cm. 8 cm. + Filled. Open. Filled. Open. Filled. Open. + + F. 5.1 5.0 8.0 8.3 9.2 10.3 + F. 5.8 4.7 7.2 7.9 8.7 10.9 + F. 5.6 5.5 6.9 9.1 9.1 11.1 + --- --- --- --- --- ---- + Av. 5.5 5.1 7.4 8.4 9.0 10.8 + + R. 6.0 4.8 8.2 7.5 9.4 10.6 + R. 5.7 5.4 6.5 7.4 10.1 9.4 + R. 5.0 5.2 7.7 7.8 8.6 11.2 + --- --- --- --- ---- ---- + Av. 5.6 5.1 7.5 7.6 9.4 10.4 + + K. 4.8 4.8 8.2 8.3 8.1 9.8 + K. 5.1 5.3 7.1 7.7 10.0 10.8 + K. 4.7 5.0 8.1 8.6 8.6 9.4 + --- --- --- --- ---- ---- + Av. 4.9 5.0 7.8 8.2 8.9 10.0 + + The first two numbers in the first line signify that when an + open distance of 4 cm. was taken, an adjacent open distance of + 4.7 cm. was judged equal; but when the adjacent space was + filled, 5.3 cm. was judged equal. Each number in the column of + filled distances represents an average of five judgments. All + of the contacts in Table I. were made simultaneously; in Table + II. they were made successively. + + +In the next series of experiments the illusion was approached from an +entirely different point of view. The two points representing the open +space were given on one arm, and the filled space on a symmetrical +part of the other arm. I was now able to use a much wider range of +distances, and made many variations in the weights of the points and +the number that were taken for the filled distance. + +However, before I began this second series, in which one of the chief +variations was to be in the weights of the different points, I made a +brief preliminary series of experiments to determine in a general way +the influence of pressure on judgments of point distances. Only three +distances were employed, four, six and twelve centimeters, and three +weights, twelve, twenty and forty grams. Table III. shows that, for +three men who were to serve as subjects in the main experiments that +are to follow, an increase in the weight of the points was almost +always accompanied by an increase in the apparent distance. + + +TABLE III. + + Distances. 4 cm. 6 cm. 12 cm. + + Weights + (Grams). 12 20 40 12 20 40 12 20 40 + + R. 3.9 3.2 3.0 6.2 5.6 5.3 11.4 10.4 9.3 + F. 4.3 4.0 3.6 6.1 5.3 5.5 12.3 11.6 10.8 + B. 4.1 3.6 3.1 6.0 5.7 5.8 12.0 10.2 9.4 + P. 4.3 4.1 3.7 5.9 5.6 5.6 13.1 11.9 10.7 + + In the standard distances the points were each weighted to 6 + grams. The first three figures signify that a two-point + distance of 4 cm., each point weighing 6 grams, was judged + equal to 3.9 cm. when each point weighed 12 grams. 3.2 cm. + when each point weighed 20 grams, etc. Each figure is the + average of five judgments. + + +Now the application of this principle in my criticism of Parrish's +experiments, and as anticipating the direction which the following +experiments will take, is this: if we take a block such as Parrish +used, with only two points in it, and weight it with forty grams in +applying it to the skin, it is plain that each point will receive one +half of the whole pressure, or twenty grams. But if we put a pressure +of forty grams upon a block of eight points, each point will receive +only one eighth of the forty, or five grams. Thus, in the case of the +filled space, the end points, which play the most important part in +the judgment of the distance, have each only five grams' pressure, +while the points in the open space have each twenty grams. We should, +therefore, naturally expect that the open space would be +overestimated, because of the decided increase of pressure at these +significant points. Parrish should have subjected the blocks, not to +the same pressure, but to a pressure proportional to the number of +points in each block. With my apparatus, I was easily able to prove +the correctness of my position here. It will be seen in Tables IV. to +VIII. that, when the sum of the weights of the two end points in the +open space was only just equal to the sum of the weights of all the +points in the filled space, the filled space was underestimated just +as Parrish has reported. But when the points were all of the same +weight, both in the filled and the open space, the filled space was +judged longer in all but the very short distances. For this latter +exception I shall offer an explanation presently. + +Having now given an account of the results of this digression into +experiments to determine the influence of pressure upon point +distances, I shall pass to the second series of experiments on the +illusion in question. In this series, as has been already stated, the +filled space was taken on one arm and the open on the other, and then +the process was reversed in order to eliminate any error arising from +a lack of symmetry between the two regions. Without, for the present, +going into a detailed explanation of the statistics of this second +series of experiments, which are recorded in Tables IV., V., VI., +VII. and VIII., I may summarize the salient results into these general +conclusions: First, the short filled distance is underestimated; +second, this underestimation of the filled space gradually decreases +until in the case of the filled distance of 18 cm. the judgments pass +over into pronounced overestimations; third, an increase in the number +of points of contact in the shorter distances increases the +underestimation, while an increase in the number of points in the +longer distance increases the overestimation; fourth, an increase of +pressure causes an invariable increase in the apparent length of +space. If a general average were made of the results given in Tables +IV., V., VI., VII. and VIII., there would be a preponderance of +evidence for the conclusion that the filled spaces are overestimated. +But we cannot ignore the marked tendencies in the opposite direction +for the long and the short distances. These anomalous results, which, +it will be remembered, were also found in our first series, call for +explanation. Several hypotheses were framed to explain these +fluctuations in the illusion, and then some shorter series of +experiments were made in different directions with as large a number +of variations in the conditions as possible, in the hope of +discovering the disturbing factors. + + +TABLE IV.¹ + + 4 Centimeters. + + A B D E + less = gr. less = gr. less = gr. less = gr. + R. (a) 7 2 1 8 1 1 6 2 2 5 1 4 + (b) 7 3 0 7 1 2 6 2 2 6 1 3 + F. (a) 6 3 1 7 1 2 7 0 3 6 0 4 + (b) 7 0 3 9 1 0 6 1 3 5 2 3 + ------- -------- -------- -------- + 27 8 5 31 4 5 25 5 10 22 4 14 + + ¹In columns _A_, _B_, and _C_ the filled spaces were made up + of 4, 5 and 6 points, respectively. The total weight of the + filled space in _A_, _B_ and _C_ was always just equal to the + weight of the two points in the open space, 20 gr. In (_a_) + the filled distance was given on the right arm first, in (_b_) + on the left arm. It will be observed that this reversal made + practically no difference in the judgments and therefore was + sometimes omitted. In _D_ the filled space consisted of four + points, but here the weight of each point was 10 gr., making a + total weight of 40 gr. for the filled space, as against 20 gr. + for the open space. In _E_ the weight of each was 20 gr., + making the total weight of the filled space 80 gr. + + +TABLE V. + + 6 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 10 8 2 12 0 8 14 6 0 9 6 5 8 2 10 + F. (a) 12 4 4 12 6 2 12 4 4 8 3 9 6 3 11 + K. (a) 10 2 8 12 6 2 14 2 4 6 4 10 7 2 11 + -------- -------- -------- -------- -------- + 32 14 14 36 12 12 40 12 8 23 13 24 21 7 32 + + +TABLE VI. + + 8 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 4 1 5 5 1 4 7 0 3 4 0 6 3 0 7 + (b) 4 0 6 5 1 4 6 1 3 4 1 5 2 1 7 + F. (a) 5 0 5 5 0 5 6 0 4 3 0 7 4 0 6 + (b) 5 1 4 6 1 3 8 0 2 4 1 5 2 3 5 + K. (a) 4 1 5 6 1 3 7 1 2 3 2 5 1 3 6 + (b) 4 0 6 7 0 3 6 1 3 4 0 6 3 0 7 + ------- ------- ------- ------- ------- + 26 3 31 34 4 22 40 3 17 22 4 34 15 7 38 + + +TABLE VII. + + 12 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 3 6 16 8 3 14 10 8 7 6 3 16 3 4 18 + F. (a) 5 7 13 10 5 10 9 6 10 6 4 15 5 1 19 + K. (a) 8 2 15 8 4 13 13 9 3 3 7 15 3 0 22 + -------- -------- ------- -------- --------- + 16 15 44 26 12 37 32 23 20 15 14 46 11 5 59 + + +TABLE VIII. + + 18 Centimeters. + + A B C D E + less = gr. less = gr. less = gr. less = gr. less = gr. + R. (a) 2 0 23 0 0 25 4 4 17 3 1 21 0 1 24 + (b) 3 1 21 1 0 24 5 3 17 1 6 18 0 2 23 + F. (a) 1 4 20 3 0 22 8 6 11 0 5 20 2 0 23 + (b) 2 3 20 2 1 22 6 7 12 1 4 20 0 3 22 + K. (a) 4 2 19 4 0 21 2 7 16 0 7 18 0 0 25 + (b) 1 0 24 2 6 17 8 0 17 2 6 17 1 0 24 + -------- -------- -------- -------- -------- + 13 10 127 12 7 131 33 27 90 7 29 114 3 6 141 + +TABLES IV.-VIII. + +The first line in column _A_ (Table IV.) signifies that out of 10 +judgments, comparing an open space 4 cm., total weight 20 gr., with a +filled space of 4 points, total weight also 20 gr., the filled space +was judged less 7 times, equal 2 times, and greater once. + + +III. + + +The results of the investigation, thus far, point to the conclusion +that short filled spaces are underestimated, that long spaces are +overestimated, and that between the two there lies what might be +called an 'indifference zone.' This unexpected outcome explains, I +think, the divergent opinions of the earlier investigators of this +problem. Each theory is right in what it affirms, but wrong in what it +implicitly or openly denies. + +I next set out to determine as precisely as possible how far the +factor of fusion, or what Parrish has called irradiation, enters into +the judgments. It was evident from the beginning of this whole +investigation that fusion or displacement of the points was very +common. The term 'irradiation' is, however, too specific a term to +describe a process that works in these two opposite directions. The +primary concern of these next experiments was, therefore, to devise +means for preventing fusion among the points before the subject +pronounced his judgment. With our apparatus we were able to make a +number of experiments that show, in an interesting way, the results +that follow when the sensations are not permitted to fuse. It is only +the shorter distances that concern us here. The longer distances have +already been shown to follow the law of optical illusion, that is, +that filled space is overestimated. The object of the present +experiments is to bring the shorter distances under the same law, by +showing, first, that the objective conditions as they have existed in +our experiments thus far are not parallel to those which we find in +the optical illusion. Second, that when the objective conditions are +the same, the illusion for the shorter distances follows the law just +stated. + +In repeating some of the experiments reported in Tables IV.-VIII. with +varying conditions, I first tried the plan of using metallic points at +the ends of the spaces. Thus, by an apparent difference in the +temperature between the end points and the filling, the sensations +from the end points, which play the most important part in the +judgment of the length, were to a certain extent kept from fusing with +the rest. The figures in Table II. have already shown what may be +expected when the points are kept from fusing. Here, also, a marked +tendency in the direction of apparent lengthening of the distance was +at once observed. These short filled distances, which had before been +underestimated, were now overestimated. The same results follow when +metallic points are alternated with hard rubber points in the filling +itself. + +This changing of the apparent temperature of the end points has, it +must be admitted, introduced another factor; and it might be objected +that it was not so much the prevention of fusion as the change in the +temperature that caused the judgments to drift towards overestimation. +I have statistics to show that this observation is in a way just. +Extremes in temperature, whether hot or cold, are interpreted as an +increase in the amount of space. This conclusion has also been +reported from a number of other laboratories. My contention at this +point is simply that there are certain conditions under which these +distances will be overestimated and that these are the very conditions +which bring the phenomenon into closer correspondence with the optical +illusion, both as to the stimuli and the subjective experience. Then, +aside from this, such an objection will be seen to be quite irrelevant +if we bear in mind that when the end points in the filled distance +were replaced by metallic points, metallic points were also employed +in the open distance. The temperature factor, therefore, entered into +both spaces alike. By approaching the problem from still another point +of view, I obtained even more conclusive evidence that it is the +fusion of the end points with the adjacent points in the short +distances that leads to the underestimation of these. I have several +series in which the end points were prevented from fusing into the +filling, by raising or lowering them in the apparatus, so that they +came in contact with the skin just after or before the intermediate +points. When the contacts were arranged in this way, the tendency to +underestimate the filled spaces was very much lessened, and with some +subjects the tendency passed over into a decided overestimation. This, +it will be seen, is a confirmation of the results in Table II. + +I have already stated that the two series of experiments reported in +Section II. throughout point to the conclusion that an increase of +pressure is taken to mean an increase in the distance. I now carried +on some further experiments with short filled distances, making +variations in the place at which the pressure was increased. I found a +maximum tendency to underestimate when the central points in the +filled space were weighted more than the end points. A strong drift in +the opposite direction was noticed when the end points were heavier +than the intermediate ones. It is not so much the pressure as a whole, +as the place at which it is applied, that causes the variations in the +judgments of length. In these experiments the total weights of the +points were the same in both cases. An increase of the weight on the +end points with an equivalent diminution of the weights on the +intervening points gave the end points greater distinctness apparently +and rendered them less likely to disappear from the judgments. + +At this stage in the inquiry as to the cause of the underestimation of +short distances, I began some auxiliary experiments on the problem of +the localization of cutaneous impressions, which I hoped would throw +light on the way in which the fusion or displacement that I have just +described takes place. These studies in the localization of touch +sensations were made partly with a modification of the Jastrow +aesthesiometer and partly with an attachment to the apparatus before +described (Fig. 1). In the first case, the arm upon which the +impressions were given was screened from the subject's view, and he +made a record of his judgments on a drawing of the arm. The criticism +made by Pillsbury[6] upon this method of recording the judgments in +the localization of touch sensations will not apply to my experiments, +for I was concerned only with the relative, not with the absolute +position of the points. In the case of the other experiments, a card +with a single line of numbered points was placed as nearly as possible +over the line along which the contacts had been made on the arm. The +subject then named those points on the card which seemed directly over +the points which had been touched. + + [6] Pillsbury, W.B.: Amer. Journ. of Psy., 1895, Vol. VII., p. + 42. + +The results from these two methods were practically the same. But the +second method, although it obviously permitted the determination of +the displacements in one dimension only, was in the end regarded as +the more reliable method. With this apparatus I could be more certain +that the contacts were made simultaneously, which was soon seen to be +of the utmost importance for these particular experiments. Then, too, +by means of this aesthesiometer, all movement of the points after the +contact was made was prevented. This also was an advantage in the use +of this apparatus, here and elsewhere, which can hardly be +overestimated. With any aesthesiometer that is operated directly by the +hand, it is impossible to avoid imparting a slight motion to the +points and thus changing altogether the character of the impression. +The importance of this consideration for my work was brought forcibly +to my attention in this way. One of the results of these tests was +that when two simultaneous contacts are made differing in weight, if +only one is recognized it is invariably located in the region of the +contact with the heavier point. But now if, while the points were in +contact with the skin and before the judgment was pronounced, I gave +the lighter point a slight jar, its presence and location were thereby +revealed to the subject. Then, too, it was found to be an advantage +that the judgments were thus confined to the longitudinal displacement +only; for, as I have before insisted, it was the relative, not the +absolute position that I wished to determine, since my object in all +these experiments in localization was to determine what connection, if +any, exists between judgments upon cutaneous distances made indirectly +by means of localization, and judgments that are pronounced directly +upon the subjective experience of the distance. + +In the first of these experiments, in which two points of different +weight were used, the points were always taken safely outside of the +threshold for the discrimination between two points in the particular +region of the skin operated on. An inspection of the results shown in +Figs. 2 and 3 will indicate the marked tendency of the heavier point +to attract the lighter. In Figs. 2 and 3 the heavy curves were plotted +from judgments where both heavy and light points were given together. +The dotted curve represents the localization of each point when given +alone. The height of the curves at any particular point is determined +by the number of times a contact was judged to be directly under that +point. The fact that the curves are higher over the heavy points shows +that, when two points were taken as one, this one was localized in the +vicinity of the heavier point. When points were near the threshold for +any region, it will be observed that the two points were attracted to +each other. But when the points were altogether outside the threshold, +they seemed strangely to have repelled each other. As this problem lay +somewhat away from my main interest here, I did not undertake to +investigate this peculiar fluctuation exhaustively. My chief purpose +was satisfied when I found that the lighter point is displaced toward +the heavier, in short distances. A further explanation of these +figures will be given in connection with similar figures in the next +section. + +[Illustration: FIG. 2. Back of hand.] + +[Illustration: FIG. 3. Forearm.] + +This attraction of the heavier for the lighter points is, I think, a +sufficient explanation for the variations in judgments upon filled +distances where changes are made in the place at which the pressure is +applied. I furthermore believe that an extension of this principle +offers an explanation for the underestimation of cutaneous +line-distances, which has been frequently reported from various +laboratories. Such a straight line gives a subjective impression of +being heavier at the center. I found that if the line is slightly +concave at the center, so as to give the ends greater prominence and +thereby leave the subjective impression that the line is uniform +throughout its entire length, the line will be overestimated in +comparison with a point distance. Out of one hundred judgments on the +relative length of two hard-rubber lines of 5 cm. when pressed against +the skin, one of which was slightly concave, the concave line was +overestimated eighty-four times. For sight, a line in which the shaded +part is concentrated at the center appears longer than an objectively +equal line with the shading massed towards the ends. + + +IV. + + +In the last section, I gave an account of some experiments in the +localization of touch sensations which were designed to show how, +under varying pressure, the points in the filled distance are +displaced or fused and disappear entirely from the judgment. Our +earliest experiments, it will be remembered, yielded unmistakable +evidence that short, filled distances were underestimated; while all +of the secondary experiments reported in the last section have pointed +to the conclusion that even these shorter distances will follow the +law of the longer distances and be overestimated under certain +objective conditions, which conditions are also more nearly parallel +with those which we find in the optical illusion. I wish now to give +the results of another and longer set of experiments in the +localization of a manifold of touch sensations as we find them in this +same illusion for filled space, by which I hope to prove a direct +relation between the function of localization and the spatial +functioning proper. + +These experiments were made with the same apparatus and method that +were used in the previous study in localization; but instead of two +points of different weights, four points of uniform weight were +employed. This series, therefore, will show from quite another point +of view that the fusion which takes place, even where there is no +difference in the weight, is a very significant factor in judgments of +distance on the skin. + +[Illustration: Fig. 4.] + +I need hardly say that here, and in all my other experiments, the +subjects were kept as far as possible in complete ignorance of the +object of the experiment. This and the other recognized laboratory +precautions were carefully observed throughout this work. Four +distances were used, 4, 8, 12 and 16 cm. At frequent intervals +throughout the tests the contact was made with only one of the points +instead of four. In this way there came to light again the interesting +fact which we have already seen in the last section, which is of great +significance for my theory--that the end points are located +differently when given alone than when they are presented +simultaneously with the other points. I give a graphic representation +of the results obtained from a large number of judgments in Figs. 4, 5 +and 6. These experiments with filled spaces, like the earlier +experiments, were made on the volar side of the forearm beginning near +the wrist. In each distance four points were used, equally distributed +over the space. The shaded curve, as in the previous figures, +represents the results of the attempts to localize the points when all +four were given simultaneously. In the dotted curves, the end points +were given alone. The height of the curve at any place is determined +by the number of times a point was located immediately underneath that +particular part of the curve. In Fig. 4 the curve which was determined +by the localization of the four points when given simultaneously, +shows by its shape how the points appear massed towards the center. In +Fig. 5 the curve _AB_ shows, by its crests at _A_ and _B_, that the +end points tended to free themselves from the rest in the judgments. +But if the distance _AB_ be taken to represent the average of the +judgments upon the filled space 1, 2, 3, 4, it will be seen to be +shorter than what may be regarded as the average of the judgments upon +the corresponding open space, namely, the distance _A'B'_, determined +by the localizations of the end points alone. The comparative +regularity of the curve indicates that the subject was unable to +discriminate among the points of the filling with any degree of +certainty. The localizations were scattered quite uniformly along the +line. In these short distances the subject often judged four points as +two, or even one. + +[Illustration: Fig. 5.] + +[Illustration: Fig. 6.] + +Turning to Fig. 6, we notice that the tendency is now to locate the +end points in the filled distance outside of the localization of these +same points when given without the intermediate points. It will also +be seen from the irregularities in these two longer curves that there +is now a clear-cut tendency to single out the individual points. The +fact that the curves here are again higher over point 4 simply +signifies that at this, the wrist end, the failure to discover the +presence of the points was less frequent than towards the elbow. But +this does not disturb the relation of the two series of judgments. As +I have before said, the first two sets of experiments described in +Section II. showed that the shorter filled distances are +underestimated, while the longer distances are overestimated, and that +between the two there is somewhat of an 'indifferent zone.' In those +experiments the judgments were made directly on the cutaneous +distances themselves. In the experiments the results of which are +plotted in these curves, the judgment of distances is indirectly +reached through the function of localization. But it will be observed +that the results are substantially the same. The longer distances are +overestimated and the shorter distances underestimated. The curves in +Figs. 4, 5 and 6 were plotted on the combined results for two +subjects. But before the combination was made the two main tendencies +which I have just mentioned were observed to be the same for both +subjects. + +It will be remembered also that in these experiments, where the +judgment of distance was based directly on the cutaneous impression, +the underestimation of the short, filled distance was lessened and +even turned into an overestimation, by giving greater distinctness to +the end points, in allowing them to come in contact with the skin just +before or just after the filling. The results here are again the same +as before. The tendency to underestimate is lessened by this device. +Whenever, then, a filled space is made up of points which are +distinctly perceived as discrete--and this is shown in the longer +curves by the comparative accuracy with which the points are +located--these spaces are overestimated. + +In all of these experiments on localization, the judgments were given +with open eyes, by naming the visual points under which the tactual +points seemed to lie. I have already spoken of the other method which +I also employed. This consisted in marking points on paper which +seemed to correspond in number and position to the points on the skin. +During this process the eyes were kept closed. This may appear to be a +very crude way of getting at the illusion, but from a large number of +judgments which show a surprising consistency I received the emphatic +confirmation of my previous conclusion, that filled spaces were +overestimated. These experiments were valuable also from the fact that +here the cutaneous space was estimated by the muscle sense, or active +touch, as it is called. + +In the experiments so far described the filling in of the closed space +was always made by means of stationary points. I shall now give a +brief account of some experiments which I regard as very important for +the theory that I shall advance later. Here the filling was made by +means of a point drawn over the skin from one end of a two-point +distance to the other. + +These experiments were made on four different parts of the skin--the +forehead, the back of the hand, the abdomen, and the leg between the +knee and the thigh. I here forsook the plan which I had followed +almost exclusively hitherto, that of comparing the cutaneous distances +with each other directly. The judgments now were secured indirectly +through the medium of visual distances. There was placed before the +subject a gray card, upon which were put a series of two-point +distances ranging from 2 to 20 cm. The two-point distances were given +on the skin, and the subject then selected from the optical distances +the one that appeared equal to the cutaneous distance. This process +furnished the judgments on open spaces. For the filled spaces, +immediately after the two-point distance was given a blunt stylus was +drawn from one point to the other, and the subject then again selected +the optical distance which seemed equal to this distance filled by the +moving point. + +The results from these experiments point very plainly in one +direction. I have therefore thought it unnecessary to go into any +further detail with them than to state that for all subjects and for +all regions of the skin the filled spaces were overestimated. This +overestimation varied also with the rate of speed at which the stylus +was moved. The overestimation is greatest where the motion is slowest. + +Vierordt[7] found the same result in his studies on the time sense, +that is, that the more rapid the movement, the shorter the distance +seems. But lines drawn on the skin are, according to him, +underestimated in comparison with open two-point distances. Fechner[8] +also reported that a line drawn on the skin is judged shorter than the +distance between two points which are merely touched. It will be +noticed, however, that my experiments differed from those of Vierordt +and Fechner in one essential respect. This difference, I think, is +sufficient to explain the different results. In my experiments the +two-point distance was held on the skin, while the stylus was moved +from one point to the other. In their experiments the line was drawn +without the points. This of course changes the objective conditions. +In simply drawing a line on the skin the subject rapidly loses sight +of the starting point of the movement. It follows, as it were, the +moving point, and hence the entire distance is underestimated. I made +a small number of tests of this kind, and found that the line seemed +shorter than the point distance as Fechner and Vierordt declared. But +when the point distance is kept on the skin while the stylus is being +drawn, the filling is allowed its full effect in the judgment, +inasmuch as the end points are perceived as stationary landmarks. The +subjects at first found some difficulty in withholding their judgments +until the movement was completed. Some subjects declared that they +frequently made a preliminary judgment before the filling was +inserted, but that when the moving point approached the end point, +they had distinctly the experience that the distance was widening. In +these experiments I used five sorts of motion, quick and heavy, quick +and light, slow and heavy, slow and light, and interrupted. I made no +attempt to determine either the exact amount of pressure or the exact +rate. I aimed simply at securing pronounced extremes. The slow rate +was approximately 3, and the fast approximately 15 cm. per second. + + [7] 'Zeitsinn,' Tuebingen, 1858. + + [8] Fechner, G. Th., 'Elem. d. Psychophysik,' Leipzig, 1889; 2. + Theil, S. 328. + +I have already said that these filled spaces were invariably +overestimated and that the slower the movement, the greater, in +general, is the overestimation. In addition to the facts just stated I +found also, what Hall and Donaldson[9] discovered, that an increase in +the pressure of a moving point diminishes the apparent distance. + + [9] Hall, G. St., and Donaldson, H.H., 'Motor Sensations on the + Skin,' _Mind_, 1885, X., p. 557. + +Nichols,[10] however, says that heavy movements seem longer and light +ones shorter. + + [10] _Op. citat.,_ p. 98. + + +V. + + +There are several important matters which might properly have been +mentioned in an earlier part of this paper, in connection with the +experiments to which they relate, but which I have designedly omitted, +in order not to disturb the continuity in the development of the +central object of the research. The first of these is the question of +the influence of visualization on the judgments of cutaneous +distances. This is in many ways a most important question, and +confronts one who is making studies in tactual space everywhere. The +reader may have already noticed that I have said but little about the +factor of visualization in any of my experiments, and may have +regarded it as a serious omission. It might be offered as a criticism +of my work that the fact that I found the tactual illusions to exist +in the same sense as the optical illusions was perhaps due to the +failure to exclude visualization. All of the subjects declare that +they were unable to shut out the influence of visualizing entirely. +Some of the subjects who were very good visualizers found the habit +especially insistent. I think, however, that not even in these latter +cases does this factor at all vitiate my conclusions. + +It will be remembered that the experiments up to this time fall into +two groups, first, those in which the judgments on the cutaneous +distances were reached by direct comparisons of the sensations +themselves; and secondly, those in which the sensations were first +localized and then the judgment of the distance read from these +localizations. Visualizing, therefore, entered very differently into +the two groups. In the first instance all of the judgments were made +with the eyes closed, while all of the localizations were made with +the eyes open. I was uncertain through the whole of the first group of +experiments as to just how much disturbance was being caused in the +estimation of the distance by visualizing. I therefore made a series +of experiments to determine what effect was produced upon the illusion +if in the one set of judgments one purposely visualized and in the +other excluded visualizing as far as possible. In my own case I found +that after some practice I could give very consistent judgments, in +which I felt that I had abstracted from the visualized image of the +arm almost entirely. I did not examine these results until the close +of the series, and then found that the illusion was greater for those +judgments in which visualization was excluded; that is, the filled +space seemed much larger when the judgment was made without the help +of visualization. It is evident, therefore, that the tactual illusion +is influenced rather in a negative direction by visualization. + +In the second group of experiments, where the judgments were obtained +through the localization of the points, it would seem, at first sight, +that the judgments must have been very largely influenced by the +direct vision used in localizing the points. The subject, as will be +remembered, looked down at a card of numbered points and named those +which were directly over the contacts beneath. Here it should seem +that the optical illusion of the overestimation of filled spaces, +filled with points on the card, would be directly transmitted to the +sensation on the skin underneath. Such criticism on this method of +getting at the illusion has already been made orally to me. But this +is obviously a mistaken objection. The points on the card make a +filled space, which of course appears larger, but as the points +expand, the numbers which are attached to them expand likewise, and +the optical illusion has plainly no influence whatever upon the +tactual illusion. + +A really serious objection to this indirect method of approaching the +illusion is, that the character of the cutaneous sensation is never so +distinctly perceived when the eyes are open as when they are closed. +Several subjects often found it necessary to close their eyes first, +in order to get a clear perception of the locality of the points; +they then opened their eyes, to name the visual points directly above. +Some subjects even complained that when they opened their eyes they +lost track of the exact location of the touch points, which they +seemed to have when their eyes were closed. The tactual impression +seems to be lost in the presence of active vision. + +On the whole, then, I feel quite sure in concluding that the +overestimation of the filled cutaneous spaces is not traceable to the +influence of visualization. Parrish has explained all sporadic cases +of overestimation as due to the optical illusion carried over in +visualization. I have already shown that in my experiments +visualization has really the opposite effect. In Parrish's experiments +the overestimation occurred in the case of those collections of points +which were so arranged as to allow the greatest differentiation among +the points, and especially where the end-points were more or less +distinct from the rest. This, according to my theory, is precisely +what one would expect. + +Those who have made quantitative studies in the optical illusion, +especially in this particular illusion for open and filled spaces, +have observed and commented on the instability of the illusion. +Auerbach[11] says, in his investigation of the quantitative variations +of the illusion, that concentration of attention diminishes the +illusion. In the Zoellner figure, for instance, I have been able to +notice the illusion fluctuate through a wide range, without +eye-movements and without definitely attending to any point, during +the fluctuation of the attention. My experiments with the tactual +illusion have led me to the conclusion that it fluctuates even more +than the optical illusion. Any deliberation in the judgment causes the +apparent size of the filled space to shrink. The judgments that are +given most rapidly and naively exhibit the strongest tendency to +overestimation; and yet these judgments are so consistent as to +exclude them from the category of guesses. + + [11] Auerbach, F., _Zeitsch. f. Psych. u. Phys. d. + Sinnesorgane_, 1874, Bd. VII., S. 152. + +In most of my experiments, however, I did not insist on rapid and +naive judgments; but by a close observation of the subject as he was +about to make a judgment I could tell quite plainly which judgments +were spontaneous and which were deliberate. By keeping track of these +with a system of marks, I was able to collect them in the end into +groups representing fairly well the different degrees of attention. +The illusion is always greatest for the group of spontaneous +judgments, which points to the conclusion that all illusions, tactual +as well as visual, are very largely a function of attention. + +In Section II. I told of my attempt to reproduce the optical illusion +upon the skin in the same form in which we find it for sight, namely, +by presenting the open and filled spaces simultaneously, so that they +might be held in a unitary grasp of consciousness and the judgment +pronounced on the relative length of these parts of a whole. However, +as I have already said, the filled space appears longer, not only when +given simultaneously, but also when given successively with the open +space. In the case of the optical illusion I am not so sure that the +illusion does not exist if the two spaces are not presented +simultaneously and adjacent, as Muensterberg asserts. Although, to be +sure, for me the illusion is not so strong when an interval is allowed +between the two spaces, I was interested to know whether this was true +also in the case of a touch illusion. My previous tables did not +enable me to compare the quantitative extent of the illusion for +successive and simultaneous presentation. But I found in two series +which had this point directly in view, one with the subject _F_ and +one in which _G_ served as subject, that the illusion was emphatically +stronger when the open and filled spaces were presented simultaneously +and adjacent. In this instance, the illusion was doubtless a +combination of two illusions--a shrinking of the open space, on the +one hand, and a lengthening of the filled space on the other hand. +Binet says, in his studies on the well-known Mueller-Lyer illusion, +that he believes the illusion, in its highest effects at any rate, to +be due to a double contrast illusion. + +This distortion of contrasted distances I have found in more than one +case in this investigation--not only in the case of distances in which +there is a qualitative difference, but also in the case of two open +distances. In one experiment, in which open distances on the skin were +compared with optical point distances, a distance of 10 cm. was given +fifty times in connection with a distance of 15 cm., and fifty times +in connection with a distance of 5 cm. In the former instance the +distance of 10 cm. was underestimated, and in the other it was +overestimated. + +The general conclusion of the entire investigation thus far may be +summed up in the statement: _Wherever the objective conditions are the +same in the two senses, the illusion exists in the same direction for +both sight and touch._ + + +VI. + + +Thus far all of my experiments were made with _passive_ touch. I +intend now to pursue this problem of the relation between the +illusions of sight and touch into the region of _active_ touch. I have +yielded somewhat to the current fashion in thus separating the passive +from the active touch in this discussion. I have already said that I +believe it would be better not to make this distinction so pronounced. +Here again I have concerned myself primarily with only one illusion, +the illusion which deals with open and filled spaces. This is the +illusion to which Dresslar[12] devoted a considerable portion of his +essay on the 'Psychology of Touch,' and which he erroneously thought +to be the counterpart of the optical illusion for open and filled +spaces. One of the earliest notices of this illusion is that given by +James,[13] who says, "Divide a line on paper into two equal halves, +puncture the extremities, and make punctures all along one of the +halves; then, with the finger-tip on the opposite side of the paper, +follow the line of punctures; the empty half will seem much longer +than the punctured half." + + [12] Dresslar, F.B., _Am. Journ. of Psy._, 1894, VI., p. 313. + + [13] James, W., 'Principles of Psychology,' New York, 1893, + II., p. 250. + +James has given no detailed account of his experiments. He does not +tell us how many tests were made, nor how long the lines were, nor +whether the illusion was the same when the open half was presented +first. Dresslar took these important questions into consideration, and +arrived at a conclusion directly opposite to that of James, namely, +that the filled half of the line appears larger than the open half. +Dresslar's conclusion is, therefore, that sight and touch function +alike. I have already said that I think that Parrish was entirely +right in saying that this is not the analogue of the familiar optical +illusion. Nevertheless, I felt sure that it would be quite worth the +while to make a more extensive study than that which Dresslar has +reported. Others besides James and Dresslar have experimented with +this illusion. As in the case of the illusion for passive touch, there +are not wanting champions of both opinions as to the direction in +which this illusion lies. + +I may say in advance of the account of my experiments, that I have +here also found a ground of reconciliation for these two divergent +opinions. Just as in the case of the illusion for passive touch, there +are here also certain conditions under which the filled space seems +longer, and other conditions under which it appears shorter than the +open space. I feel warranted, therefore, in giving in some detail my +research on this illusion, which again has been an extended one. I +think that the results of this study are equally important with those +for passive touch, because of the further light which they throw on +the way in which our touch sense functions in the perception of the +geometrical illusions. Dresslar's experiments, like those of James, +were made with cards in which one half was filled with punctures. The +number of punctures in each centimeter varied with the different +cards. Dresslar's conclusion was not only that the filled space is +overestimated, but also that the overestimation varies, in a general +way, with the number of punctures in the filling. Up to a certain +point, the more holes there are in the card, the longer the space +appears. + +I had at the onset of the present experiment the same feeling about +Dresslar's work that I had about Parrish's work, which I have already +criticised, namely, that a large number of experiments, in which many +variations were introduced, would bring to light facts that would +explain the variety of opinion that had hitherto been expressed. I was +confident, however, that what was most needed was a quantitative +determination of the illusion. Then, too, inasmuch as the illusion, +whatever direction it takes, is certainly due to some sort of +qualitative differences in the two kinds of touch sensations, those +from the punctured, and those from the smooth half, it seemed +especially desirable to introduce as many changes into the nature of +the filling as possible. The punctured cards I found very +unsatisfactory, because they rapidly wear off, and thus change the +quality of the sensations, even from judgment to judgment. + +[Illustration: FIG. 7.] + +The first piece of apparatus that I used in the investigation of the +illusion for open and filled space with active touch is shown in Fig. +7. A thimble _A_, in which the finger was carried, moved freely along +the rod _B_. The filled spaces were produced by rows of tacks on the +roller _C_. By turning the roller, different kinds of fillings were +brought into contact with the finger-tip. The paper _D_, on which the +judgments were recorded by the subject, could be slowly advanced under +the roller _E_. Underneath the thimble carrier there was a pin so +arranged that, by a slight depression of the finger, a mark was made +on the record paper beneath. A typical judgment was made as follows; +the subject inserted his finger in the thimble, slightly depressed the +carrier to record the starting points, then brought his finger-tip +into contact with the first point in the filled space. The subject +was, of course, all the while ignorant of the length or character of +the filling over which he was about to pass. The finger-tip was then +drawn along the points, and out over the smooth surface of the roller, +until the open space passed over was judged equal to the filled space. +Another slight depression of the finger registered the judgment on the +paper below. The paper was then moved forward by turning the roller +_E_, and, if desired, a different row of pins was put in place for +judgment by revolving the roller _C_. The dividing line between the +open and filled spaces was continuously recorded on the paper from +below by a pin not shown in the illustration. + +The rollers, of which I had three, were easily removed or turned +about, so that the open space was presented first. In one of the +distances on each roller both spaces were unfilled. This was used at +frequent intervals in each series and served somewhat the same purpose +as reversing the order in which the open and filled spaces were +presented. With some subjects this was the only safe way of securing +accurate results. The absolute distances measured off were not always +a sure criterion as to whether the filled space was under-or +overestimated. For example, one rather erratic subject, who was, +however, very constant in his erratic judgments, as an average of +fifty judgments declared a filled space of 4 cm. to be equal to an +open space of 3.7 cm. This would seem, on the surface, to mean that +the filled space had been underestimated. But with these fifty +judgments there were alternated judgments on two open spaces, in which +the first open space was judged equal to the second open space of 3.2 +cm. From this it is obvious that the effect of the filling was to +cause an overestimation--not underestimation as seemed at first sight +to be the case. + +In another instance, this same subject judged a filled space of 12.0 +cm. to be equal to an open space of 12.9 cm., which would seem to +indicate an overestimation of the filled space. But an average of the +judgments on two open spaces that were given in alternation shows that +an equivalence was set up between the two at 13.7 cm. for the second +open space. This would show that the filling of a space really +produced an underestimation. + +The same results were obtained from other subjects. In my experiments +on the illusion for passive touch, I pointed out that it is unsafe to +draw any conclusion from a judgment of comparison between open and +filled cutaneous spaces, unless we had previously determined what +might be called a standard judgment of comparison between two open +spaces. The parts of our muscular space are quite as unsymmetrical as +the parts of our skin space. The difficulties arising from this lack +of symmetry can best be eliminated by introducing at frequent +intervals judgments on two open spaces. As I shall try to show later, +the psychological character of the judgment is entirely changed by +reversing the order in which the spaces are presented, and we cannot +in this way eliminate the errors due to fluctuations of the attention. + +The apparatus which I used in these first experiments possesses +several manifest advantages. Chief among these was the rapidity with +which large numbers of judgments could be gathered and automatically +recorded. Then, in long distances, when the open space was presented +first, the subject found no difficulty in striking the first point of +the filled space. Dresslar mentioned this as one reason why in his +experiments he could not safely use long distances. His subjects +complained of an anxious straining of the attention in their efforts +to meet the first point of the filled space. + +There are two defects manifest in this apparatus. In the first place, +the other tactual sensations that arise from contact with the thimble +and from the friction with the carrier moving along the sliding rod +cannot be disregarded as unimportant factors in the judgments. +Secondly, there is obviously a difference between a judgment that is +made by the subject's stopping when he reaches a point which seems to +him to measure off equal spaces, and a judgment that is made by +sweeping the finger over a card, as in Dresslar's experiments, with a +uniform motion, and then, after the movement has ceased, pronouncing +judgment upon the relative lengths of the two spaces. In the former +case the subject moves his finger uniformly until he approaches the +region of equality, and then slackens his speed and slowly comes to a +standstill. This of course changes the character of the judgments. +Both of these defects I remedied in another apparatus which will be +described later. For my present purpose I may disregard these +objections, as they affect alike all the judgments. + +In making the tests for the first series, the subject removed his +finger after each judgment, so that the position of the apparatus +could be changed and the subject made to enter upon the new judgment +without knowing either the approximate length or the nature of the +filling of this new test. With this apparatus no attempt was made to +discover the effects of introducing changes in the rate of speed. The +only requirement was that the motion should be uniform. This does not +mean that I disregarded the factor of speed. On the contrary, this +_time_ element I consider as of the highest consequence in the whole +of the present investigation. But I soon discovered, in these +experiments, that the subjects themselves varied the rate of speed +from judgment to judgment over a wide range of rates. There was no +difficulty in keeping track of these variations, by recording the +judgments under three groups, fast, slow and medium. But I found that +I could do this more conveniently with another apparatus, and will +tell at a later place of the results of introducing a time element. In +these first experiments the subject was allowed to use any rate of +speed which was convenient to him. + + +TABLE IX. + + Subjects P R F Rr + 2= 3.8 3.6 2.9 2.8 + 3= 4.1 4.1 4.2 3.9 + 4= 4.7 5.1 4.3 4.3 + Filled 5= 5.2 5.6 5.8 6.0 + Spaces. 6= 6.0 6.3 6.4 5.2 + 7= 6.8 6.5 6.6 7.0 + 8= 7.5 7.6 7.2 7.4 + 9= 8.3 8.1 8.2 8.6 + 10= 8.9 9.1 8.7 8.5 + + +TABLE X. + + Subjects P R F Rr + 2= 4.0 3.8 3.2 2.6 + 3= 4.3 4.2 4.4 3.6 + 4= 4.6 5.6 4.6 4.8 + Filled 5= 5.4 6.1 5.6 5.7 + Spaces. 6= 6.2 6.4 6.8 6.9 + 7= 7.3 6.8 7.9 7.2 + 8= 7.8 7.4 7.3 7.8 + 9= 8.6 8.0 7.9 8.9 + 10= 9.3 9.1 8.9 8.5 + +TABLES IX. AND X. + + First line reads: 'When the finger-tip was drawn over a filled + distance of 2 cm., the subject _P_ measured off 3.8 on the + open surface, the subject _R_ 3.6, etc.' Each number is the + average of five judgments. In Table IX. the points were set at + regular intervals. In Table X. the filling was made irregular + by having some points rougher than the others and set at + different intervals. + + +I can give here only a very brief summary of the results with this +apparatus. In Tables IX. and X. I give a few of the figures which will +show the tendency of the experiments. In these tests a different +length and a different filling were given for each judgment. The +result of the experiments of this group is, first, that the _shorter +filled spaces are judged longer and the longer spaces shorter_ than +they really were. Second, that an increase in the number of points in +the filled space causes no perceptible change in the apparent length. +Third, that when the filling is so arranged as to produce a tactual +rhythm by changing the position or size of every third point, the +apparent length of the space is increased. It will be noticed, also, +that this is just the reverse of the result that was obtained for +passive touch. These facts, which were completely borne out by several +other experiments with different apparatus which I shall describe +later, furnish again a reason why different investigators have +hitherto reported the illusion to exist, now in one direction, now in +the other. Dresslar drew the conclusion from his experiments that the +filled spaces are always overestimated, but at the same time his +figures show an increasing tendency towards an underestimation of the +filled spaces as the distances increased in length. I shall later, in +connection with similar results from other experiments on this +illusion, endeavor to explain these anomalous facts. + +In section IV. I mentioned the fact that I found the illusion for +passive touch to be subject to large fluctuations. This is true also +of the illusion for active touch. When the finger-tip is drawn over +the filled, and then out over the open space, the limits between which +the stopping point varies is a much wider range than when the +finger-tip is drawn over two open spaces. In the latter case I found +the variation to follow Weber's Law in a general way. At first I +thought these erratic judgments were mere guesses on the part of the +subject; but I soon discovered a certain consistency in the midst of +these extreme fluctuations. To show what I mean, I have plotted some +diagrams based on a few of the results for three subjects. These +diagrams are found in Fig. 8. It will be observed that the curve which +represents the collection of stopping points is shorter and higher +where the judgments were on two open spaces. This shows plainly a +greater accuracy in the judgments than when the judgments were on a +filled and an open space, where the curves are seen to be longer and +flatter. This fluctuation in the illusion becomes important in the +theoretical part of my discussion, and, at the risk of apparently +emphasizing unduly an insignificant matter, I have given in Fig. 9 an +exact copy of a sheet of judgments as it came from the apparatus. This +shows plainly how the illusion wears away with practice, when one +distance is given several times in succession. The subject was allowed +to give his judgment on the same distance ten times before passing to +another. A glance at the diagram will show how pronounced the illusion +is at first, and how it then disappears, and the judgment settles down +to a uniform degree of accuracy. It will be seen that the short filled +space is at first overestimated, and then, with the succeeding +judgments, this overestimation is gradually reduced. In the case of +the longer filled distances (which could not be conveniently +reproduced here) the spaces were at first underestimated, and then +this underestimation slowly decreased. + +[Illustration: FIG. 8.] + +[Illustration: FIG. 9.] + +None of the qualitative studies that have hitherto been made on this +illusion have brought to light this significant wearing away of the +illusion. + + +VII. + + +I have already spoken of the defects of the apparatus with which the +experiments of the previous chapter were made. I shall now give an +account of some experiments that were made with an apparatus designed +to overcome these difficulties. This is shown in Fig. 10. The block +_C_ was clamped to a table, while the block _A_ could be moved back +and forth by the lever _B_, in order to bring up different lengths of +filled space for judgment. For each judgment the subject brought his +finger back to the strip _D_, and by moving his finger up along the +edge of this strip he always came into contact with the first point of +the new distance. The lever was not used in the present experiment; +but in later experiments, where the points were moved under the finger +tip, which was held stationary, this lever was very useful in +producing different rates of speed. In one series of experiments with +this apparatus the filled spaces were presented first, and in another +series the open spaces were presented first. In the previous +experiments, so far as I have reported them, the filled spaces were +always presented first. + +[Illustration: FIG. 10.] + +In order to enable the subject to make proper connections with the +first point in the filled space, when the open space was presented +first, a slight depression was put in the smooth surface. This +depression amounted merely to the suggestion of a groove, but it +sufficed to guide the finger. + +The general results of the first series of experiments with this +apparatus were similar to those already given, but were based on a +very much larger number of judgments. They show at once that the short +filled spaces are overestimated, while the longer spaces are +underestimated. The uniformity of this law has seemed to me one of the +most significant results of this entire investigation. In the results +already reported from the experiments with the former apparatus, I +have mentioned the fact that the judgments upon the distances +fluctuate more widely when one is filled and the other open, than when +both are open. This fluctuation appeared again in a pronounced way in +the present experiments. I now set about to discover the cause of this +variation, which was so evidently outside of the limits of Weber's +law. + + +TABLE XI. + + I. II. + Subjects. R. B. A. R. B. A. + 2= 3.1 3.2 3.7 2.7 2.5 3.1 + 3= 4.5 4.4 4.1 4.1 4.0 3.6 + 4= 5.3 5.0 4.3 4.2 4.6 4.6 + 5= 6.0 5.1 5.8 5.9 5.2 4.3 + 6= 6.8 5.6 6.2 6.9 5.3 6.0 + 7= 7.4 7.2 6.9 7.6 7.3 6.8 + 8= 8.1 8.4 7.3 8.3 9.7 7.8 + 9= 9.3 9.0 8.5 9.5 8.9 8.7 + Filled 10= 10.1 10.0 8.1 10.3 10.0 9.2 + Spaces. 11= 10.5 9.3 9.7 10.6 8.7 9.6 + 12= 11.7 10.6 10.6 11.8 9.7 10.2 + 13= 12.3 10.9 10.9 11.1 10.2 9.6 + 14= 12.2 11.5 12.2 10.4 9.6 11.3 + 15= 13.6 12.3 11.9 13.1 10.1 9.6 + 16= 14.1 13.5 14.1 12.3 13.2 13.3 + 17= 14.9 12.9 14.6 14.1 12.6 13.7 + 18= 15.0 15.3 14.9 15.0 15.3 13.8 + 19= 15.2 14.6 15.2 14.1 13.9 14.2 + 20= 17.1 16.5 15.7 16.1 16.4 14.7 + + The first line of group I. reads: 'When the finger-tip was + passed over a filled space of 2 cm., the subject _R_ measured + off 3.1 cm. on the open space, the subject _B_ 3.2 cm., and + the subject _A_ 3.7.' In group II., the numbers represent the + distance measured off when both spaces were unfilled. + + +In my search for the cause of the variations reported previously I +first tried the plan of obliging the subject to attend more closely to +the filled space as his finger was drawn over it. In order to do this, +I held a piece of fine wire across the line of the filled space, and +after the subject had measured off the equal open space he was asked +to tell whether or not he had crossed the wire. The wire was so fine +that considerable attention was necessary to detect it. In some of the +experiments the wire was inserted early in the filled space, and in +some near the end. When it was put in near the beginning, it was +interesting to notice, as illustrating the amount of attention that +was being given to the effort of finding the wire, that the subject, +as soon as he had discovered it, would increase his speed, relax the +attention, and continue the rest of the journey more easily. + +The general effect of this forcing of the attention was to increase +the apparent length of the filled space. This conclusion was reached +by comparing these results with those in which there was no compelled +attention. When the obstacle was inserted early, the space was judged +shorter than when it came at the end of the filled space. This shows +very plainly the effect of continued concentration of attention, when +that attention is directed intensely to the spot immediately under the +finger-tip. When the attention was focalized in this way, the subject +lost sight of the space as a whole. It rapidly faded out of memory +behind the moving finger-tip. But when this concentration of attention +was not required, the subject was able to hold together in +consciousness the entire collection of discrete points, and he +overestimated the space occupied by them. It must be remembered here +that I mean that the filled space with the focalized attention was +judged shorter than the filled space without such concentration of +attention, but both of these spaces were judged shorter than the +adjacent open space. This latter fact I shall attempt to explain +later. Many other simple devices were employed to oblige the subject +to fix his attention on the space as it was traversed by the finger. +The results were always the same: the greater the amount of attention, +the longer the distance seemed. + +In another experiment, I tried the plan of tapping a bell as the +subject was passing over the filled space and asking him, after he had +measured off the equivalent open space, whether the sound had occurred +in the first half or in the second half of the filled space. + +When the finger-tip was drawn over two adjacent open spaces, and +during the first a bell was tapped continuously, this kind of filled +space was underestimated if the distance was long and overestimated if +the distance was short. So, too, if a disagreeable odor was held to +the nostrils while the finger-tip was being drawn over one of the two +adjacent open spaces, the space thus filled by the sensations of smell +followed the law already stated. But if an agreeable perfume was used, +the distance always seemed shorter than when an unpleasant odor was +given. + +In all of these experiments with spaces filled by means of other than +tactual sensations, I always compared the judgment on the filled and +open spaces with judgments on two open spaces, in order to guard +against any error due to unsymmetrical, subjective conditions for the +two spaces. It is difficult to have the subject so seat himself before +the apparatus as to avoid the errors arising from tension and flexion. +In one experiment, a piece of plush was used for the filled space and +the finger drawn over it against the nap. This filled space was judged +longer than a piece of silk of equal length. The sensations from the +plush were very unpleasant. One subject said, even, that they made him +shudder. This was of course precisely what was wanted for the +experiment. It showed that the affective tone of the sensation within +the filled space was a most important factor in producing an illusory +judgment of distance. + +The overestimation of these filled spaces is evidently due in a large +measure to aesthetic motives. The space that is filled with agreeable +sensations is judged shorter than one which is filled with +disagreeable sensations. In other words, the illusions in judgments on +cutaneous space are not so much dependent on the quality of sensations +that we get from the outer world through these channels, as from the +amount of inner activity that we set over against these bare +sense-perceptions. + +I have already spoken of the defects of this method of measuring off +equivalent distances as a means of getting at the quantitative amount +of the illusion. The results that have come to light thus far have, +however, amply justified the method. I had no difficulty, however, in +adapting my apparatus to the other way of getting the judgments. I had +a short curved piece of wire inserted in the handle, which could be +held across the line traversed, and thus the end of the open space +could be marked out. Different lengths were presented to the subject +as before, but now the subject passed his finger in a uniform motion +over the spaces, after which he pronounced the judgment 'greater,' +'equal,' or 'less.' The general result of these experiments was not +different from those already given. The short, filled spaces were +overestimated, while the longer ones were underestimated. The only +difference was found to be that now the transition from one direction +to the other was at a more distant point. It was, of course, more +difficult to convert these qualitative results into a quantitative +determination of the illusion. + +Before passing to the experiments in which the open spaces were +presented first, I wish to offer an explanation for the divergent +tendencies that were exhibited through all the experiments of the last +two sections, namely, that the short filled spaces are overestimated +and the long spaces underestimated. Let us take two typical judgments, +one in which a filled space of 3 cm. is judged equal to an open space +of 4.2 cm., and then one in which the filled space is 9 cm., and is +judged equal to an open space of 7.4 cm. In the case of the shorter +distance, because of its shortness, after the finger leaves it, it is +held in a present state of consciousness for some moments, and does +not suffer the foreshortening that comes from pastness. This is, +however, only a part of the reason for its overestimation. After the +finger-tip has left the filled space, and while it is traversing the +first part of the open space, there is a dearth of sensations. The +tactual sensations are meager and faint, and muscular tensions have +not yet had time to arise. It is not until the finger has passed over +several centimeters of the distance, that the surprise of its +barrenness sets up the organic sensations of muscular strain. One +subject remarked naively at the end of some experiments of this kind, +that the process of judging was an easy and comfortable affair so long +as he was passing over the filled space, but when he set out upon the +open space he had to pay far more strict attention to the experiment. + +By a careful introspection of the processes in my own case, I came to +the conclusion that it is certainly a combination of these two +illusions that causes the overestimation of the short filled +distances. In the case of the long distances, the underestimation of +the filled space is, I think, again due to a combination of two +illusions. When the finger-tip leaves the filled space, part of it, +because of its length, has already, as it were, left the specious +present, and has suffered the foreshortening effect of being relegated +to the past. And, on the other hand, after the short distance of the +open space has been traversed the sensations of muscular strain become +very pronounced, and cause a premature judgment of equality. + +One subject, who was very accurate in his judgments, and for whom the +illusion hardly existed, said, when asked to explain his method of +judging, that after leaving the filled space he exerted a little more +pressure with his finger as he passed over the open space, so as to +get the same quantity of tactual sensations in both instances. The +muscular tension that was set up when the subject had passed out over +the open space a short way was very plainly noticeable in some +subjects, who were seen at this time to hold their breath. + +I have thus far continually spoken of the space containing the tacks +as being the filled space, and the smooth surface as the open space. +But now we see that in reality the name should be reversed, especially +for the longer distances. The smooth surface is, after the first few +centimeters, very emphatically filled with sensations arising from the +organism which, as I have already intimated, are of the most vital +importance in our spatial judgments. Now, according to the most +generally accepted psychological theories, it is these organic +sensations which are the means whereby we measure time, and our +spatial judgments are, in the last analysis, I will not for the +present say dependent on, but at any rate fundamentally related to our +time judgments. + + +VIII. + + +In the last section I attempted to explain the overestimation of short +filled spaces, and the underestimation of long filled spaces by active +touch, as the result of a double illusion arising from the differences +in the manner and amount of attention given to the two kinds of +spaces when they are held in immediate contrast. This explanation was +of course purely theoretical. I have thus far offered no experiments +to show that this double illusion of lengthening, on the one hand, and +shortening, on the other, does actually exist. I next made some simple +experiments which seemed to prove conclusively that the phenomenon +does not exist, or at least not in so important a way, when the time +factor is not permitted to enter. + +In these new experiments the filled and the open spaces were compared +separately with optical distances. After the finger-tip was drawn over +the filled path, judgment was given on it at once by comparing it +directly with an optical distance. In this way the foreshortening +effect of time was excluded. In all these experiments it was seen that +the filled space was judged longer when the judgment was pronounced on +it at once than when an interval of time was allowed, either by +drawing the finger-tip out over the open space, as in the previous +experiment, or by requiring the subject to withhold his judgment until +a certain signal was given. Any postponement of the judgment resulted +in the disappearance of a certain amount of the illusion. The +judgments that were made rapidly and without deliberation were subject +to the strongest illusion. I have already spoken of the unanimous +testimony which all who have made quantitative studies in the +corresponding optical illusions have given in this matter of the +diminution of the illusion with the lapse of time. The judgments that +were made without deliberation always exhibited the strongest tendency +to illusion. + +I have already said that the illusion for passive touch was greatest +when the two spaces were presented simultaneously and adjacent. +Dresslar has mentioned in his studies on the 'Psychology of Touch,' +that the time factor cannot enter into an explanation of this +illusion; but the experiments of which I have just spoken seem to +point plainly to a very intimate relation between this illusion and +the illusions in our judgments of time. We have here presented on a +diminutive scale the illusions which we see in our daily experience in +comparing past with present stretches of time. It is a well-known +psychological experience that a filled time appears short in passing, +but long in retrospect, while an empty time appears long in passing, +but short in retrospect. Now this illusion of the open and filled +space, for the finger-tip, is at every point similar to the illusion +to which our time judgment is subject. If we pronounce judgment on a +filled space or filled time while we are still actually living in it, +it seems shorter than it really is, because, while we pay attention to +the discrete sensations of external origin, we lose sight of the +sensations of internal origin, which are the sole means whereby we +measure lapse of time, and we consequently underestimate such +stretches of time or space. But when the sensations from the outer +world which enter into such filled spaces or times exist only in +memory, the time-measuring sensations of internal origin are allowed +their full effect; and such spaces and times seem much longer than +when we are actually passing through them. + +I dwell on this illusion at a length which may seem out of proportion +to its importance. My object has been to show how widely different are +the objective conditions here from what they are in the optical +illusion which has so often been called the analogue of this. +James[14] has said of this tactual illusion: 'This seems to bring +things back to the unanalyzable laws, by reason of which our feeling +of size is determined differently in the skin and in the retina even +when the objective conditions are the same.' I think that my +experiments have shown that the objective conditions are not the same; +that they differ in that most essential of all factors, namely, the +time element. Something very nearly the analogue of the optical +illusion is secured when we take very short open and filled tactual +spaces, and move over them very rapidly. Here the illusion exists in +the same direction as it does for sight, as has already been stated. +On the other hand, a phenomenon more nearly parallel to the tactual +illusion, as reported in the experiments of James and Dresslar, is +found if we take long optical distances, and traverse the open and +filled spaces continuously, without having both parts of the line +entirely in the field of view at any one moment. I made a few +experiments with the optical illusion in this form. The filled and +open spaces were viewed by the subject through a slot which was +passed over them. These experiments all pointed in the direction of an +underestimation of a filled space. Everywhere in this illusion, then, +where the objective conditions were at all similar for sight and +touch, the resulting illusion exists in the same direction for both +senses. + + [14] James, William, 'Principles of Psychology,' New York, II., + p. 250. + +Throughout the previous experiments with the illusion for active touch +we saw the direct influence of the factor of time. I have yet one set +of experiments to report, which seems to me to prove beyond the +possibility of a doubt the correctness of my position. These +experiments were made with the apparatus shown in Fig. 10. The +subjects proceeded precisely as before. The finger-tip was passed over +the filled space, and then out over the open space, until an +equivalent distance was measured off. But while the subject was +drawing his fingers over the spaces, the block _A_ was moved in either +direction by means of the lever _B_. The subjects were all the while +kept ignorant of the fact that the block was being moved. They all +expressed great surprise on being told, after the experiments were +over, that the block had been moved under the finger-tip through such +long distances without their being able to detect it. The block always +remained stationary as the finger passed over one space, but was moved +either with or against the finger as it passed over the other space. + + +TABLE XII. + + A B C D E + 4 7.1 2.6 2.4 6.5 + 5 8.3 3.1 3.3 8.7 + 6 8.2 3.3 4.1 9.2 + 7 9.7 3.6 3.7 10.1 + 8 10.5 3.7 4.5 10.6 + 9 12.4 4.8 5.1 11.5 + 10 13.1 4.7 5.3 13.2 + 11 13.3 5.3 6.1 14.6 + 12 13.7 6.9 7.2 12.7 + 13 14.6 7.5 8.1 13.2 + 14 15.3 8.2 9.4 15.6 + 15 15.7 8.7 10.3 14.9 + + Column _A_ contains the filled spaces, columns _B_, _C_, _D_, + _E_ the open spaces that were judged equal. In _B_ the block + was moved with the finger, and in _C_ against the finger as it + traversed the filled space, and in _D_ and _E_ the block was + moved with and against the finger respectively as it passed + over the open space. The block was always moved approximately + one-half the distance of the filled space. + + +I have given some of the results for one subject in Table XII. These +results show at a glance how potent a factor the time element is. The +quantity of tactual sensations received by the finger-tip enters into +the judgment of space to no appreciable extent. With one subject, +after he had passed his finger over a filled space of 10 cm. the block +was moved so as almost to keep pace with the finger as it passed over +the open space. In this way the subject was forced to judge a filled +space of 10 cm. equal to only 2 cm. of the open space. And when the +block was moved in the opposite direction he was made to judge a +distance of 10 cm. equal to an open distance of 16 cm. + +The criticism may be made on these experiments that the subject has +not in reality been obliged to rely entirely upon the time sense, but +that he has equated the two spaces as the basis of equivalent muscle +or joint sensation, which might be considered independent of the +sensations which yield the notion of time. I made some experiments, +however, to prove that this criticism would not be well founded. By +arranging the apparatus so that the finger-tip could be held +stationary, and the block with the open and filled spaces moved back +and forth under it, the measurement by joint and muscle sensations was +eliminated. + +It will be observed that no uniform motion could be secured by simply +manipulating the lever with the hand. But uniformity of motion was not +necessary for the results at which I aimed here. Dresslar has laid +great stress on the desirability of having uniform motion in his +similar experiments. But this, it seems to me, is precisely what is +not wanted. With my apparatus, I was able to give widely different +rates of speed to the block as it passed under the finger-tip. By +giving a slow rate for the filled space and a much more rapid rate for +the open space, I found again that the subject relied hardly at all on +the touch sensations that came from the finger-tip, but almost +entirely on the consciousness of the amount of time consumed in +passing over the spaces. The judgments were made as in the previous +experiments with this apparatus. When the subject reached the point in +the open space which he judged equal to the filled space, he slightly +depressed his finger and stopped the moving block. In this way, the +subject was deprived of any assistance from arm-movements in his +judgments, and was obliged to rely on the tactual impressions received +at the finger-tip, or on his time sense. That these tactual sensations +played here also a very minor part in the judgment of the distance was +shown by the fact that these sensations could be doubled or trebled by +doubling or trebling the amount of space traversed, without +perceptibly changing the judgment, provided the rate of speed was +increased proportionately. Spaces that required the same amount of +time in traversing were judged equal. + +In all these experiments the filled space was presented first. When +the open space was presented first, the results for four out of five +subjects were just reversed. For short distances the filled space was +underestimated, for long distances the filled space was overestimated. +A very plausible explanation for these anomalous results is again to +be found in the influence of the time factor. The open space seemed +longer while it was being traversed, but rapidly foreshortened after +it was left for the filled space. While on the other hand, if the +judgment was pronounced while the subject was still in the midst of +the filled space, it seemed shorter than it really was. The +combination of these two illusions is plainly again responsible for +the underestimation of the short filled spaces. The same double +illusion may be taken to explain the opposite tendency for the longer +distances. + + +IX. + + +The one generalization that I have thus far drawn from the +investigation--namely, that the optical illusions are not reversed in +passing from the field of touch, and that we therefore have a safe +warrant for the conclusion that sight and touch do function alike--has +contained no implicit or expressed assertion as to the origin of our +notion of space. I have now reached the point where I must venture an +explanation of the illusion itself. + +The favorite hypothesis for the explanation of the geometrical optical +illusions is the movement theory. The most generally accepted +explanation of the illusion with whose tactual counterpart this paper +is concerned, is that given by Wundt.[15] Wundt's explanation rests on +variation in eye movements. When the eye passes over broken +distances, the movement is made more difficult by reason of the +frequent stoppages. The fact that the space which is filled with only +one point in the middle is underestimated, is explained by Wundt on +the theory that the eye has here the tendency to fix on the middle +point and to estimate the distance by taking in the whole space at +once without moving from this middle point. A different explanation +for this illusion is offered by Helmholtz.[16] He makes use of the +aesthetic factor of contrasts. Wundt insists that the fact that this +illusion is still present when there are no actual eye movements does +not demonstrate that the illusion is not to be referred to a motor +origin. He says, "If a phenomenon is perceived with the moving eye +only, the influence of movement on it is undoubtedly true. But an +inference cannot be drawn in the opposite direction, that movement is +without influence on the phenomenon that persists when there is no +movement."[17] + + [15] Wundt., W., 'Physiolog. Psych.,' 4te Aufl., Leipzig, 1893, + Bd. II., S. 144. + + [16] v. Helmholtz, H., 'Handbuch d. Physiol. Optik,' 2te Aufl., + Hamburg u. Leipzig, 1896, S. 705. + + [17] Wundt, W., _op. citat._, S. 139. + +Satisfactorily as the movement hypothesis explains this and other +optical illusions, it yet falls short of furnishing an entirely +adequate explanation. It seems to me certain that several causes exist +to produce this illusion, and also the illusion that is often +associated with it, the well-known Mueller-Lyer illusion. But in what +degree each is present has not yet been determined by any of the +quantitative studies in this particular illusion. I made a number of +tests of the optical illusion, with these results: that the illusion +is strongest when the attention is fixed at about the middle of the +open space, that there is scarcely any illusion left when the +attention is fixed on the middle of the filled space. It is stronger +when the outer end-point of the open space is fixated than when the +outer end of the filled space is fixated. For the moving eye, I find +the illusion to be much stronger when the eye passes over the filled +space first, and then over the open space, than when the process is +reversed. + +Now, the movement hypothesis does not, it seems to me, sufficiently +explain all the fluctuations in the illusion. My experiments with the +tactual illusion justify the belief that the movement theory is even +less adequate to explain all of the variations there, unless the +movement hypothesis is given a wider and richer interpretation than is +ordinarily given to it. In the explanation of the tactual illusion +which I have here been studying two other important factors must be +taken into consideration. These I shall call, for the sake of +convenience, the aesthetic factor and the time factor. These factors +should not, however, be regarded as independent of the factor of +movement. That term should be made wide enough to include these within +its meaning. The importance of the time factor in the illusion for +passive touch I have already briefly mentioned. I have also, in +several places in the course of my experiments, called attention to +the importance of the aesthetic element in our space judgments. I wish +now to consider these two factors more in detail. + +The foregoing discussion has pointed to the view that the +space-perceiving and the localizing functions of the skin have a +deep-lying common origin in the motor sensations. My experiments show +that, even in the highly differentiated form in which we find them in +their ordinary functioning, they plainly reveal their common origin. A +formula, then, for expressing the judgments of distance by means of +the resting skin might be put in this way. Let _P_ and _P'_ represent +any two points on the skin, and let _L_ and _L'_ represent the local +signs of these points, and _M_ and _M'_ the muscle sensations which +give rise to these local signs. Then _M-M'_ will represent the +distance between _P_ and _P'_, whether that distance be judged +directly in terms of the localizing function of the skin or in terms +of its space-perceiving function. This would be the formula for a +normal judgment. In an illusory judgment, the temporal and aesthetic +factors enter as disturbing elements. Now, the point which I insist on +here is that the judgments of the extent of the voluntary movements, +represented in the formula by _M_ and _M'_, do not depend alone on the +sensations from the moving parts or other sensations of objective +origin, as Dresslar would say, nor alone on the intention or impulse +or innervation as Loeb and others claim, but on the sum of all the +sensory elements that enter, both those of external and those of +internal origin. And, furthermore, these sensations of external origin +are important in judgments of space, only in so far as they are +referred to sensations of internal origin. Delabarre says, "Movements +are judged equal when their sensory elements are judged equal. These +sensory elements need not all have their source in the moving parts. +All sensations which are added from other parts of the body and which +are not recognized as coming from these distant sources, are mingled +with the elements from the moving member, and influence the +judgment."[18] The importance of these sensations of inner origin was +shown in many of the experiments in sections VI. to VIII. In the +instance where the finger-tip was drawn over an open and a filled +space, in the filled half the sensations were largely of external +origin, while in the open half they were of internal origin. The +result was that the spaces filled with sensations of internal origin +were always overestimated. + +The failure to recognize the importance of these inwardly initiated +sensations is the chief defect in Dresslar's reasoning. He has +endeavored to make our judgments in the illusion in question depend +entirely on the sensations of external origin. He insists also that +the illusion varies according to the variations in quantity of these +external sensations. Now my experiments have shown, I think, very +clearly that it is not the numerical or quantitative extent of the +objective sensations which disturbs the judgment of distance, but the +sensation of inner origin which we set over against these outer +sensations. The piece of plush, because of the disagreeable sensations +which it gives, is judged shorter than the space filled with closely +crowded tacks. Dresslar seems to have overlooked entirely the fact +that the feelings and emotions can be sources of illusions in the +amount of movement, and hence in our judgments of space. The +importance of this element has been pointed out by Muensterberg[19] in +his studies of movement. + + [18] Delabarre, E.B., 'Ueber Bewegungsempfindungen,' Inaug. + Dissert., Freiburg, 1891. + + [19] Muensterberg, H., 'Beitraege zur Experimentellen Psychol.,' + Freiburg i. B., 1892, Heft 4. + +Dresslar says again, "The explanations heretofore given, wholly based +on the differences in the time the eye uses in passing over the two +spaces, must stop short of the real truth." My experiments, however, +as I have already indicated, go to prove quite the contrary. In short, +I do not think we have any means of distinguishing our tactual +judgments of time from our similar judgments of space. When the +subject is asked to measure off equal spaces, he certainly uses time +as means, because when he is asked to measure off equal times he +registers precisely the same illusion that he makes in his judgments +of spatial distances. The fact that objectively equal times were used +by Dresslar in his experiments is no reason for supposing that the +subject also regarded these times as equal. What I have here asserted +of active touch is true also of the resting skin. When a stylus is +drawn over the skin, the subject's answer to the question, How long is +the distance? is subject to precisely the same illusion as his answer +to the question, How long is the time? + +I can by a simple illustration show more plainly what I mean by the +statement that the blending of the inner and outer sensations is +necessary for the perception of space. I shall use the sense of sight +for the illustration, although precisely the same reasoning would +apply to the sense of touch. Suppose that I sat in an entirely passive +position and gazed at a spot on an otherwise blank piece of paper +before me. I am perfectly passive so far as motion on my part is +concerned. I may be engaged in any manner of speculation or be in the +midst of the so-called active attention to the spot; but I must be and +for the present remain motionless. Now, while I am in this condition +of passivity, suppose the spot be made to move slowly to one side by +some force external to myself. I am immovable all the while, and yet +am conscious of this movement of the spot from the first position, +which I call _A_, to the new position, _A'_, where it stops. The +sensation which I now have is qualitatively different from the +sensation which I had from the spot in its original position. My world +of experience thus far has been a purely qualitative one. I might go +on to eternity having experiences of the same kind, and never dream of +space, or geometry, nor should I have the unique experience of a +geometrical illusion, either optical or tactual. Now suppose I set up +the bodily movements of the eyes or the head, or of the whole body, +which are necessary to follow the path of that point, until I overtake +it and once more restore the quality of the original sensation. This +circle, completed by the two processes of external activity and +restoration by internal activity, forms a group of sensations which +constitutes the ultimate atom in our spatial experience. I have my +first spatial experience when I have the thrill of satisfaction that +comes from overtaking again, by means of my own inner activity, a +sensation that has escaped me through an activity not my own. A being +incapable of motion, in a world of flux, would not have the spatial +experience that we have. A being incapable of motion could not make +the distinction between an outer change that can be corrected by an +internal change, and an outer change that cannot so be restored. Such +an external change incapable of restoration by internal activity we +should have if the spot on the paper changed by a chemical process +from black to red. + +Now such a space theory is plainly not to be confused with the theory +that makes the reversibility of the spatial series its primary +property. It is evident that we can have a series of sensations which +may be reversed and yet not give the notion of space. But we should +always have space-perception if one half of the circular process above +described comes from an outer activity, and the other half from an +inner activity. This way of describing the reversibility of the +spatial series makes it less possible to urge against it the +objections that Stumpf[20] has formulated against Bain's genetic +space-theory. Stumpf's famous criticism applies not only to Bain, but +also to the other English empiricists and to Wundt. Bain says: "When +with the hand we grasp something moving and move with it, we have a +sensation of one unchanged contact and pressure, and the sensation is +imbedded in a movement. This is one experience. When we move the hand +over a fixed surface, we have with the feelings of movement a +succession of feelings of touch; if the surface is a variable one, +the sensations are constantly changing, so that we can be under no +mistake as to our passing through a series of tactual impressions. +This is another experience, and differs from the first not in the +sense of power, but in the tactile accompaniment. The difference, +however, is of vital importance. In the one case, we have an object +moving and measuring time and continuous, in the other case we have +coexistence in space. The coexistence is still further made apparent +by our reversing the movement, and thereby meeting the tactile series +in the inverse order. Moreover, the serial order is unchanged by the +rapidity of our movements."[21] + + [20] Stumpf, K., 'Ueber d. psycholog. Ursprung d. + Raumvorstellung,' Leipzig, 1873, S. 54. + + [21] Bain, A., 'The Senses and the Intellect,' 3d ed., New + York, 1886, p. 183. + +Stumpf maintained in his exhaustive criticism of this theory, first, +that there are cases where all of the elements which Bain requires for +the perception of space are present, and yet we have no presentation +of space. Secondly, there are cases where not all of these elements +are present, and where we have nevertheless space presentation. It is +the first objection that concerns me here. Stumpf gives as an example, +under his first objection, the singing of a series of tones, C, G, E, +F. We have here the muscle sensations from the larynx, and the series +of the tone-sensations which are, Stumpf claims, reversed when the +muscle-sensations are reversed, etc. According to Stumpf, these are +all the elements that are required by Bain, and yet we have no +perception of space thereby. Henri[22] has pointed out two objections +to Stumpf's criticism of Bain's theory. He says that Bain assumes, +what Stumpf does not recognize, that the muscle sensations must +contain three elements--resistance, time, and velocity--before they +can lead to space perceptions. These three elements are not to be +found in the muscle sensations of the larynx as we find them in the +sensations that come from the eye or arm muscles. In addition to this, +Henri claims that Bain's theory demands a still further condition. If +we wish to touch two objects, _A_ and _B_, with the same member, we +can get a spatial experience from the process only if we insert +between the touching of _A_ and the touching of _B_ a continual +series of tactual sensations. In Stumpf's instance of the singing of +tones, this has been overlooked. We can go from the tone C to the tone +F without inserting between the two a continuous series of musical +sensations. + + [22] Henri, V., 'Ueber d. Raumwahrnehmungen d. Tastsinnes,' + Berlin, 1898, S. 190. + +I think that all such objections to the genetic space theories are +avoided by formulating a theory in the manner in which I have just +stated. When one says that there must be an outer activity producing a +displacement of sensation, and then an inner activity retaining that +sensation, it is plain that the singing of a series of tones ascending +and then descending would not be a case in point. + + * * * * * + + + + +TACTUAL TIME ESTIMATION. + +BY KNIGHT DUNLAP. + + +I. GENERAL NATURE OF THE WORK. + + +The experiments comprised in this investigation were made during the +year 1900-1901 and the early part of the year 1901-1902. They were +planned as the beginning of an attempt at the analysis of the +estimation of time intervals defined by tactual stimulations. The only +published work in this quarter of the field so far is that of +Vierordt,[1] who investigated only the constant error of time +judgment, using both auditory and tactual stimulations, and that of +Meumann,[2] who in his last published contribution to the literature +of the time sense gives the results of his experiments with 'filled' +and 'empty' tactual intervals. The stimuli employed by Meumann were, +however, not purely tactual, but electrical. + + [1] Vierordt: 'Der Zeitsinn,' Tuebingen, 1868. + + [2] Meumann, E.: 'Beitraege zur Psychologie des + Zeitbewusstseins,' III., _Phil. Studien,_ XII., S. 195-204. + +The limitation of time intervals by tactual stimulations offers, +however, a rich field of variations, which promise assistance in the +analytical problem of the psychology of time. The variations may be +those of locality, area, intensity, rigidity, form, consecutiveness, +and so on, in addition to the old comparisons of filled and empty +intervals, intervals of varying length, and intervals separated by a +pause and those not so separated. + +To begin with, we have selected the conditions which are mechanically +the simplest, namely, the comparison of two empty time intervals, both +given objectively with no pause between them. We have employed the +most easily accessible dermal areas, namely, that of the fingers of +one or both hands, and introduced the mechanically simplest +variations, namely, in locality stimulated and intensity of +stimulation. + +It was known from the results of nearly all who have studied the time +sense experimentally, that there is in general a constant error of +over- or underestimation of time intervals of moderate length, and +from the results of Meumann,[3] that variations in intensity of +limiting stimulation influenced the estimation decidedly, but +apparently according to no exact law. The problem first at hand was +then to see if variations introduced in tactual stimulations produce +any regularity of effect, and if they throw any new light on the +phenomena of the constant error. + + [3] Meumaun, E.: 'Beitraege zur Psychologie des Zeitsinns,' II., + _Phil. Studien_, IX., S. 264. + +The stimulations employed were light blows from the cork tip of a +hammer actuated by an electric current. These instruments, of which +there were two, exactly alike in construction, were similar in +principle to the acoustical hammers employed by Estel and Mehner. Each +consisted essentially of a lever about ten inches in length, pivoted +near one extremity, and having fastened to it near the pivot an +armature so acted upon by an electromagnet as to depress the lever +during the passage of an electric current. The lever was returned to +its original position by a spring as soon as the current through the +electromagnet ceased. A clamp at the farther extremity held a small +wooden rod with a cork tip, at right angles to the pivot, and the +depression of the lever brought this tip into contact with the dermal +surface in proximity with which it had been placed. The rod was easily +removable, so that one bearing a different tip could be substituted +when desired. The whole instrument was mounted on a compact base +attached to a short rod, by which it could be fastened in any desired +position in an ordinary laboratory clamp. + +During the course of most of the experiments the current was +controlled by a pendulum beating half seconds and making a mercury +contact at the lowest point of its arc. A condenser in parallel with +the contact obviated the spark and consequent noise of the current +interruption. A key, inserted in the circuit through the mercury cup +and tapping instrument, allowed it to be opened or closed as desired, +so that an interval of any number of half seconds could be interposed +between successive stimulations. + +In the first work, a modification of the method of right and wrong +cases was followed, and found satisfactory. A series of intervals, +ranging from one which was on the whole distinctly perceptible as +longer than the standard to one on the whole distinctly shorter, was +represented by a series of cards. Two such series were shuffled +together, and the intervals given in the order so determined. Thus, +when the pile of cards had been gone through, two complete series had +been given, but in an order which the subject was confident was +perfectly irregular. As he also knew that in a given series there were +more than one occurrence of each compared interval (he was not +informed that there were exactly two of each), every possible +influence favored the formation each time of a perfectly fresh +judgment without reference to preceding judgments. The only fear was +lest certain sequences of compared intervals (_e.g._, a long compared +interval in one test followed by a short one in the next), might +produce unreliable results; but careful examination of the data, in +which the order of the interval was always noted, fails to show any +influence of such a factor. + +To be more explicit with regard to the conditions of judgment; two +intervals were presented to the subject in immediate succession. That +is, the second stimulation marked the end of the first interval and +the beginning of the second. The first interval was always the +standard, while the second, or compared interval, varied in length, as +determined by the series of cards, and the subject was requested to +judge whether it was equal to, or longer or shorter than the standard +interval. + +In all of the work under Group 1, and the first work under Group 2, +the standard interval employed was 5.0 seconds. This interval was +selected because the minimum variation possible with the pendulum +apparatus (1/2 sec.) was too great for the satisfactory operation of a +shorter standard, and it was not deemed advisable to keep the +subject's attention on the strain for a longer interval, since 5.0 +sec. satisfied all the requirements of the experiment. + +In all work here reported, the cork tip on the tapping instrument was +circular in form, and 1 mm. in diameter. In all, except one experiment +of the second group, the areas stimulated were on the backs of the +fingers, just above the nails. In the one exception a spot on the +forearm was used in conjunction with the middle finger. + +In Groups 1 and 2 the intensity of stroke used was just sufficient to +give a sharp and distinct stimulation. The intensity of the +stimulation was not of a high degree of constancy from day to day, on +account of variations in the electric contacts, but within each test +of three stimulations the intensity was constant enough. + +In experiments under Group 3 two intensities of strokes were employed, +one somewhat stronger than the stroke employed in the other +experiments, and one somewhat weaker--just strong enough to be +perceived easily. The introduction of the two into the same test was +effected by the use of an auxiliary loop in the circuit, containing a +rheostat, so that the depression of the first key completed the +circuit as usual, or the second key completed it through the rheostat. + +At each test the subject was warned to prepare for the first +stimulation by a signal preceding it at an exact interval. In +experiments with the pendulum apparatus the signal was the spoken word +'now,' and the preparatory interval one second. Later, experiments +were undertaken with preparatory intervals of one second and 1-4/5 +seconds, to find if the estimation differed perceptibly in one case +from that in the other. No difference was found, and in work +thereafter each subject was allowed the preparatory interval which +made the conditions subjectively most satisfactory to him. + +Ample time for rest was allowed the subject after each test in a +series, two (sometimes three) series of twenty to twenty-four tests +being all that were usually taken in the course of the hour. Attention +to the interval was not especially fatiguing and was sustained without +difficulty after a few trials. + +Further details will be treated as they come up in the consideration +of the work by groups, into which the experiment naturally falls. + + +II. EXPERIMENTAL RESULTS. + + +1. The first group of experiments was undertaken to find the direction +of the constant error for the 5.0 sec. standard, the extent to which +different subjects agree and the effects of practice. The tests were +therefore made with three taps of equal intensity on a single dermal +area. The subject sat in a comfortable position before a table upon +which his arm rested. His hand lay palm down on a felt cushion and the +tapping instrument was adjusted immediately over it, in position to +stimulate a spot on the back of the finger, just above the nail. A few +tests were given on the first finger and a few on the second +alternately throughout the experiments, in order to avoid the numbing +effect of continual tapping on one spot. The records for each of the +two fingers were however kept separately and showed no disagreement. + +The detailed results for one subject (_Mr_,) are given in Table I. The +first column, under _CT_, gives the values of the different compared +intervals employed. The next three columns, under _S_, _E_ and _L_, +give the number of judgments of _shorter_, _equal_ and _longer_, +respectively. The fifth column, under _W_, gives the number of errors +for each compared interval, the judgments of _equal_ being divided +equally between the categories of _longer_ and _shorter_. + +In all the succeeding discussion the standard interval will be +represented by _ST_, the compared interval by _CT_. _ET_ is that _CT_ +which the subject judges equal to _ST_. + + +TABLE I. + + _ST_=5.0 SEC. SUBJECT _Mr._ 60 SERIES. + + _CT_ _S_ _E_ _L_ _W_ + 4. 58 1 1 1.5 + 4.5 45 11 4 9.5 + 5. 32 13 15 21.5 + 5.5 19 16 25 27 + 6. 5 4 51 7 + 6.5 1 2 57 2 + + +We can calculate the value of the average _ET_ if we assume that the +distribution of wrong judgments is in general in accordance with the +law of error curve. We see by inspection of the first three columns +that this value lies between 5.0 and 5.5, and hence the 32 cases of +_S_ for _CT_ 5.0 must be considered correct, or the principle of the +error curve will not apply. + +The method of computation may be derived in the following way: If we +take the origin so that the maximum of the error curve falls on the +_Y_ axis, the equation of the curve becomes + + y = ke^{-[gamma] squaredx squared} + +and, assuming two points (x_{1} y_{1}) and (x_{2} y_{2}) on the +curve, we deduce the formula + + ____________ + +-D \/ log k/y_{1} + x_{1} = --------------------------------- + ____________ ____________ + \/ log k/y_{1} +- \/ log k/y_{2} + + +where D = x_{1} +- x_{2}, and k = value of y when x = 0. + +x_{1} and x_{2} must, however, not be great, since the condition +that the curve with which we are dealing shall approximate the form +denoted by the equation is more nearly fulfilled by those portions of +the curve lying nearest to the _Y_ axis. + +Now since for any ordinates, y_{1} and y_{2} which we may select +from the table, we know the value of x_{1} +- x_{2}, we can compute +the value of x_{1}, which conversely gives us the amount to be added +to or subtracted from a given term in the series of _CT_'s to produce +the value of the average _ET_. This latter value, we find, by +computing by the formula given above, using the four terms whose +values lie nearest to the _Y_ axis, is 5.25 secs. + +In Table II are given similar computations for each of the nine +subjects employed, and from this it will be seen that in every case +the standard is overestimated. + + +TABLE II. _ST_= 5.0 SECS. + + Subject. Average ET. No. of Series. + _A_. 5.75 50 + _B_. 5.13 40 + _Hs_. 5.26 100 + _P_. 5.77 38 + _Mn_. 6.19 50 + _Mr_. 5.25 60 + _R_. 5.63 24 + _Sh_. 5.34 100 + _Sn_. 5.57 50 + + +This overestimation of the 5.0 sec. standard agrees with the results +of some of the experimenters on auditory time and apparently conflicts +with the results of others. Mach[4] found no constant error. Hoering[5] +found that intervals over 0.5 sec. were overestimated. Vierordt,[6] +Kollert,[7] Estel[8] and Glass,[9] found small intervals overestimated +and long ones underestimated, the indifference point being placed at +about 3.0 by Vierordt, 0.7 by Kollert and Estel and 0.8 by Glass. +Mehner[10] found underestimation from 0.7 to 5.0 and overestimation +above 5.0. Schumann[11] found in one set of experiments overestimation +from 0.64 to 2.75 and from 3.5 to 5.0, and underestimation from 2.75 +to 3.5. Stevens[12] found underestimation of small intervals and +overestimation of longer ones, placing the indifference point between +0.53 and 0.87. + + [4] Mach, E.: 'Untersuchungen ueber den Zeitsinn des Ohres,' + _Sitzungsber. d. Wiener Akad._, Math.-Nat. Kl., Bd. 51, Abth. + 2. + + [5] Hoering: 'Versuche ueber das Unterscheidungsvermoegen des + Hoersinnes fuer Zeitgroessen,' Tuebingen, 1864. + + [6] Vierordt: _op. cit._ + + [7] Kollert, J.: 'Untersuchungen ueber den Zeitsinn,' _Phil. + Studien_, I., S. 79. + + [8] Estel, V.: 'Neue Versuche ueber den Zeitsinn,' _Phil. + Studien_, II., S. 39. + + [9] Glass R.: 'Kritisches und Experimentelles ueber den + Zeitsinn,' _Phil. Studien_, IV., S. 423. + + [10] Mehner, Max: 'Zum Lehre vom Zeitsinn,' _Phil. Studien_, + II., S. 546. + + [11] Schumann, F.: 'Ueber die Schaetzung kleiner Zeitgroessen,' + _Zeitsch. f. Psych._, IV., S. 48. + + [12] Stevens, L.T.: 'On the Time Sense,' _Mind_, XI., p. 393. + +The overestimation, however, is of no great significance, for data +will be introduced a little later which show definitely that the +underestimation or overestimation of a given standard is determined, +among other factors, by the intensity of the stimulation employed. The +apparently anomalous results obtained in the early investigations are +in part probably explicable on this basis. + +As regards the results of _practice_, the data obtained from the two +subjects on whom the greatest number of tests was made (_Hs_ and _Sh_) +is sufficiently explicit. The errors for each successive group of 25 +series for these two subjects are given in Table III. + + +TABLE III. + + _ST_ = 5.0 SECONDS. + + SUBJECT _Hs_. SUBJECT _Sh_. + CT (1) (2) (3) (4) (1) (2) (3) (4) + 4. 2.5 2.5 1.5 2.5 0. .5 0. .5 + 4.5 6.0 3.0 3.5 7.0 5.0 3.5 2.0 .5 + 5. 14.0 11.0 11.0 11.0 8.5 11.5 4.0 7.0 + 5.5 11.5 11.5 6.0 12.5 11.0 16.0 14.0 15.0 + 6. 12.0 9.0 6.5 6.0 3.5 2.0 1.5 1.0 + 6.5 4.0 3.5 4.0 3.5 4.0 .5 0. 0. + + +No influence arising from practice is discoverable from this table, +and we may safely conclude that this hypothetical factor may be +disregarded, although among the experimenters on auditory time +Mehner[13] thought results gotten without a maximum of practice are +worthless, while Meumann[14] thinks that unpracticed and hence +unsophisticated subjects are most apt to give unbiased results, as +with more experience they tend to fall into ruts and exaggerate their +mistakes. The only stipulation we feel it necessary to make in this +connection is that the subject be given enough preliminary tests to +make him thoroughly familiar with the conditions of the experiment. + + [13] _op. cit._, S. 558, S. 595. + + [14] _op. cit._ (II.), S. 284. + + +2. The second group of experiments introduced the factor of a +difference between the stimulation marking the end of an interval and +that marking the beginning, in the form of a change in locality +stimulated, from one finger to the other, either on the same hand or +on the other hand. Two classes of series were given, in one of which +the change was introduced in the standard interval, and in the other +class in the compared interval. + +In the first of these experiments, which are typical of the whole +group, both of the subject's hands were employed, and a tapping +instrument was arranged above the middle finger of each, as above the +one hand in the preceding experiment, the distance between middle +fingers being fifteen inches. The taps were given either two on the +right hand and the third on the left, or one on the right and the +second and third on the left, the two orders being designated as _RRL_ +and _RLL_ respectively. The subject was always informed of the order +in which the stimulations were to be given, so that any element of +surprise which might arise from it was eliminated. Occasionally, +however, through a lapse of memory, the subject expected the wrong +order, in which case the disturbance caused by surprise was usually so +great as to prevent any estimation. + +The two types of series were taken under as similar conditions as +possible, four (or in some cases five) tests being taken from each +series alternately. Other conditions were the same as in the preceding +work. The results for the six subjects employed are given in Table IV. + + +TABLE IV. + + _ST_= 5.0 SECS. TWO HANDS. 15 INCHES. + + Subject. Average RT. No. of Series. + RRL. RLL.* (Table II.) + _Hs._ 4.92 6.55 (5.26) 50 + _Sh._ 5.29 5.28 (5.34) 50 + _Mr._ 5.02 6.23 (5.25) 60 + _Mn._ 5.71 6.71 (6.19) 24 + _A._ 5.34 5.89 (5.75) 28 + _Sn._ 5.62 6.43 (5.47) 60 + + *Transcriber's Note: Original "RRL" + +From Table IV. it is apparent at a glance that the new condition +involved introduces a marked change in the time judgment. Comparison +with Table II. shows that in the cases of all except _Sh_ and _Sn_ the +variation _RRL_ shortens the standard subjectively, and that _RLL_ +lengthens it; that is, a local change tends to lengthen the interval +in which it occurs. In the case of _Sh_ neither introduces any change +of consequence, while in the case of _Sn_ both values are higher than +we might expect, although the difference between them is in conformity +with the rest of the results shown in the table. + +Another set of experiments was made on subject _Mr_, using taps on the +middle finger of the left hand and a spot on the forearm fifteen +inches from it; giving in one case two taps on the finger and the +third on the arm, and in the other one tap on the finger and the +second and third on the arm; designating the orders as _FFA_ and _FAA_ +respectively. Sixty series were taken, and the values found for the +average _ET_ were 4.52 secs, for _FFA_ and 6.24 secs, for _FAA_, _ST_ +being 5.0 secs. This shows 0.5 sec. more difference than the +experiment with two hands. + +Next, experiments were made on two subjects, with conditions the same +as in the work corresponding to Table IV., except that the distance +between the fingers stimulated was only five inches. The results of +this work are given in Table V. + + +TABLE V. + + _ST_= 5.0 SECS. TWO HANDS. 5 INCHES. + + Subject RRL. RLL. No. of Series. + _Sh._ 5.32 5.32 60 + _Hs._ 4.40 6.80 60 + + +It will be noticed that _Hs_ shows a slightly wider divergence than +before, while _Sh_ pursues the even tenor of his way as usual. + +Series were next obtained by employing the first and second fingers on +one hand in exactly the same way as the middle fingers of the two +hands were previously employed, the orders of stimulation being 1, 1, +2, and 1, 2, 2. The results of sixty series on Subject _Hs_ give the +values of average _ET_ as 4.8 secs. for 1, 1, 2, and 6.23 sees, for 1, +2, 2, _ST_ being 5.0 secs., showing less divergence than in the +preceding work. + +These experiments were all made during the first year's work. They +show that in most cases a change in the locality stimulated influences +the estimation of the time interval, but since the details of that +influence do not appear so definitely as might be desired, the ground +was gone over again in a little different way at the beginning of the +present year. + +A somewhat more serviceable instrument for time measurements was +employed, consisting of a disc provided with four rows of sockets in +which pegs were inserted at appropriate angular intervals, so that +their contact with fixed levers during the revolution of the disc +closed an electric circuit at predetermined time intervals. The disc +was rotated at a uniform speed by an electric motor. + +Experiments were made by stimulation of the following localities: (1) +First and third fingers of right hand; (2) first and second fingers of +right hand; (3) first fingers of both hands, close together, but just +escaping contact; (4) first fingers of both hands, fifteen inches +apart; (5) first fingers of both hands, thirty inches apart; (6) two +positions on middle finger of right hand, on same transverse line. + +A standard of two seconds was adopted as being easier for the subject +and more expeditious, and since qualitative and not quantitative +results were desired, only one _CT_ was used in each case, thus +permitting the investigation to cover in a number of weeks ground +which would otherwise have required a much longer period. The subjects +were, however, only informed that the objective variations were very +small, and not that they were in most cases zero. Tests of the two +types complementary to each other (_e.g._, _RRL_ and _RRL_) were in +each case taken alternately in groups of five, as in previous work. + + +TABLE VI. + + _ST_= 2.0 SECS. + + _Subject W._ + + (1) CT=2.0 (3) CT=2.2 (5) CT=2.0 + 113 133 RRL RLL RRL RLL + S 3 3 9 20 5 21 + E 18 19 25 16 18 14 + L 24 28 16 14 17 15 + + _Subject P._ + + (1) CT=2.0 (3)CT={1.6 (5) CT={1.6 + {2.4 {2.4 + 113 133 RRL(1.6) RLL(2.4) RRL(1.6) RLL(2.4) + S 2 16 12 16 15 10 + E 38 32 32 21 26 19 + L 10 2 6 15 14 21 + + _Subject B._ + + (1) CT=2.0 (2) CT=2.0 (6) CT=2.0 + 113 133 112 122 aab abb + S 4 21 5 20 7 6 + E 23 19 22 24 40 38 + L 23 10 23 6 3 6 + + _Subject Hy._ + + (1) CT=2.0 (2) CT=2.4 (1a) CT=2.0 + 113 133 112 122 113 133 + S 12 46 17 40 17 31 + E 9 2 14 8 9 7 + L 29 2 19 2 14 2 + + In the series designated as (1a) the conditions were the same + as in (1), except that the subject abstracted as much as + possible from the tactual nature of the stimulations and the + position of the fingers. This was undertaken upon the + suggestion of the subject that it would be possible to perform + the abstraction, and was not repeated on any other subject. + + +The results are given in Table VI., where the numerals in the +headings indicate the localities and changes of stimulation, in +accordance with the preceding scheme, and _'S'_, _'E'_ and _'L'_ +designate the number of judgments of _shorter_, _equal_ and _longer_ +respectively. + +It will be observed that in several cases a _CT_ was introduced in one +class which was different from the _CT_ used in the other classes with +the same subject. This was not entirely arbitrary. It was found with +subject _W_, for example, that the use of _CT_ = 2.0 in (3) produced +judgments of shorter almost entirely in both types. Therefore a _CT_ +was found, by trial, which produced a diversity of judgments. The +comparison of the different classes is not so obvious under these +conditions as it otherwise would be, but is still possible. + +The comparison gives results which at first appear quite irregular. +These are shown in Table VII. below, where the headings (1)--(3), +etc., indicate the classes compared, and in the lines beneath them +'+' indicates that the interval under consideration is estimated as +relatively greater (more overestimated or less underestimated) in the +second of the two classes than in the first,--indicating the opposite +effect. Results for the first interval are given in the line denoted +'first,' and for the second interval in the line denoted 'second.' +Thus, the plus sign under (1)--(3) in the first line for subject _P_ +indicates that the variation _RLL_ caused the first interval to be +overestimated to a greater extent than did the variation 133. + + +TABLE VII. + + SUBJECT _P._ SUBJECT _W._ SUBJECT _B._ SUBJECT _Hy._ + (1)--(3) (3)--(4) (1)--(3) (3)--(5) (2)--(1) (6)--(2) (2)--(1) +First. + - + - - + - +Sec. + + - + + + + + + +The comparisons of (6) and (2), and (1) and (3) confirm the +provisional deduction from Table IV., that the introduction of a +_local change_ in an interval _lengthens_ it subjectively, but the +comparisons of (3) and (5), (3) and (4), and (2) and (1) show +apparently that while the _amount_ of the local change influences the +lengthening of the interval, it does not vary directly with this +latter in all cases, but inversely in the first interval and directly +in the second. This is in itself sufficient to demonstrate that the +chief factors of the influence of locality-change upon the time +interval are connected with the spatial localization of the areas +stimulated, but a further consideration strengthens the conclusion and +disposes of the apparent anomaly. It will be noticed that in general +the decrease in the comparative length of the first interval produced +by increasing the spatial change is less than the increase in the +comparative length of the second interval produced by a corresponding +change. In other words, the disparity between the results for the two +types of test is greater, the greater the spatial distance introduced. + +The results seem to point to the existence of two distinct factors in +the so-called 'constant error' in these cases: first, what we may call +the _bare constant error_, or simply the constant error, which appears +when the conditions of stimulation are objectively the same as regards +both intervals, and which we must suppose to be present in all other +cases; and second, the particular lengthening effect which a change in +locality produces upon the interval in which it occurs. These two +factors may work in conjunction or in opposition, according to +conditions. The bare constant error does not remain exactly the same +at all times for any individual and is probably less regular in +tactual time than in auditory or in optical time, according to the +irregularity actually found and for reasons which will be assigned +later. + + +3. The third group of experiments introduced the factor of variation +in intensity of stimulation. By the introduction of a loop in the +circuit, containing a rheostat, two strengths of current and +consequently of stimulus intensity were obtained, either of which +could be employed as desired. One intensity, designated as _W_, was +just strong enough to be perceived distinctly. The other intensity, +designated as _S_, was somewhat stronger than the intensity used in +the preceding work. + +In the first instance, sixty series were taken from Subject _B_, with +the conditions the same as in the experiments of Group 1, except that +two types of series were taken; the first two stimulations being +strong and the third one weak in the first type (_SSW_), and the order +being reversed in the second type (_WSS_). The results gave values of +_ET_ of 5.27 secs. for _SSW_ and 5.9 secs. for _WSS_. + +In order to get comprehensive qualitative results as rapidly as +possible, a three-second standard was adopted in the succeeding work +and only one compared interval, also three seconds, was given, +although the subject was ignorant of that fact--the method being thus +similar to that adopted later for the final experiments of Group 2, +described above. Six types of tests were given, the order of +stimulation in the different types being _SSS, WWW, SSW, WWS, SWW_ and +_WSS_, the subject always knowing which order to expect. For each of +the six types one hundred tests were made on one subject and one +hundred and five on another, in sets of five tests of each type, the +sets being taken in varied order, so that possible contrast effect +should be avoided. The results were practically the same, however, in +whatever order the sets were taken, no contrast effect being +discernible. + +The total number of judgments of _CT_, longer, equal, and shorter, is +given in Table VIII. The experiments on each subject consumed a number +of experiment hours, scattered through several weeks, but the relative +proportions of judgments on different days was in both cases similar +to the total proportions. + + +TABLE VIII. + + _ST=CT=_ 3.0 SECS. + + Subject _R_, 100. Subject _P_, 105. + L E S d L E S d + SSS 32 56 12 + 20 SSS 16 67 22 - 9 + WWW 11 53 36 - 25 WWW 19 72 14 + 5 + SSW 6 27 67 - 61 SSW 17 56 32 - 15 + WWS 57 36 7 + 50 WWS 37 61 7 + 30 + WSS 10 45 45 - 35 WSS 9 69 27 - 18 + SWW 3 31 66 - 63 SWW 3 64 33 - 25 + + +By the above table the absolute intensity of the stimulus is clearly +shown to be an important factor in determining the constant error of +judgment, since in both cases the change from _SSS_ to _WWW_ changed +the sign of the constant error, although in opposite directions. But +the effect of the relative intensity is more obscure. To discover more +readily whether the introduction of a stronger or weaker stimulation +promises a definite effect upon the estimation of the interval which +precedes or follows it, the results are so arranged in Table IX. that +reading downward in any pair shows the effect of a decrease in the +intensity of (1) the first, (2) the second, (3) the third, and (4) all +three stimulations. + + +TABLE IX. + + Subject _R._ Subject _P._ + + (1) _SSS_ + 20 - 6 + _WSS_ - 35 - 55 - 18 - 12 + + _SWW_ - 63 - 25 + _WWW_ - 25 - 38 + 5 + 30 + + (2) _SSW_ - 61 - 15 + _SWW_ - 63 - 2 - 25 + 10 + + _WSS_ - 35 - 18 + _WWS_ + 50 + 85 + 30 - 48 + + (3) _SSS_ + 20 - 6 + _SSW_ - 61 - 81 - 15 - 7 + + _WWS_ + 50 + 30 + _WWW_ - 25 - 75 + 5 - 25 + + (4) _SSS_ + 20 - 6 + _WWW_ - 15 - 35 + 5 + 11 + + +There seems at first sight to be no uniformity about these results. +Decreasing the first stimulation in the first case increases, in the +second case diminishes, the comparative length of the first interval. +We get a similar result in the decreasing of the second stimulation. +In the case of the third stimulation only does the decrease produce a +uniform result. If, however, we neglect the first pair of (3), we +observe that in the other cases the effect of a _difference_ between +the two stimulations is to lengthen the interval which they limit. The +fact that both subjects make the same exception is, however, striking +and suggestive of doubt. These results were obtained in the first +year's work, and to test their validity the experiment was repeated at +the beginning of the present year on three subjects, fifty series +being taken from each, with the results given in Table X. + + +TABLE X. + +_ST_ = 3.0 secs. = _CT_. + + Subject _Mm._ Subject _A._ Subject _D._ + + S E L d S E L d S E L d + SSS 24 13 13 - 11 7 30 13 + 6 10 31 9 - 1 + WSS 33 9 8 - 25 20 24 6 - 14 17 27 6 - 11 + SSW 19 15 16 - 3 23 16 11 - 12 10 31 9* - 1 + WWW 19 12 19 0 13 26 11 - 2 1 40 9 + 8 + SWW 18 30 2 - 16 23 21 6* - 17 7 38 5 - 2 + WWS 13 16 21 + 8 12 30 8 - 4 15 25 10 - 5 + + *Transcriber's Note: Original "16" changed to "6", "19" to "9". + + +Analysis of this table shows that in every case a difference between +the intensities of the first and second taps lengthens the first +interval in comparative estimation. In the case of subject _Mm_ a +difference in the intensities of the second and third taps lengthens +the second interval subjectively. But in the cases of the other two +subjects the difference shortens the interval in varying degrees. + +The intensity difference established for the purposes of these +experiments was not great, being less than that established for the +work on the first two subjects, and therefore the fact that these +results are less decided than those of the first work was not +unexpected. The results are, however, very clear, and show that the +lengthening effect of a difference in intensity of the stimulations +limiting an interval has its general application only to the first +interval, being sometimes reversed in the second. From the combined +results we find, further, that a uniform change in the intensity of +three stimulations is capable of reversing the direction of the +constant error, an intensity change in a given direction changing the +error from positive to negative for some subjects, and from negative +to positive for others. + + +III. INTERPRETATION OF RESULTS. + + +We may say provisionally that the _change_ from a tactual stimulation +of one kind to a tactual stimulation of another kind tends to lengthen +subjectively the interval which the two limit. If we apply the same +generalization to the other sensorial realms, we discover that it +agrees with the general results obtained by Meumann[15] in +investigating the effects of intensity changes upon auditory time, and +also with the results obtained by Schumann[16] in investigations with +stimulations addressed alternately to one ear and to the other. +Meumann reports also that the change from stimulation of one sense to +stimulation of another subjectively lengthens the corresponding +interval. + + [15] _op. cit._ (II.), S. 289-297. + + [16] _op. cit._, S. 67. + +What, then, are the factors, introduced by the change, which produce +this lengthening effect? The results of introspection on the part of +some of the subjects of our experiments furnish the clue which may +enable us to construct a working hypothesis. + +Many of the subjects visualize a time line in the form of a curve. In +each case of this kind the introduction of a change, either in +intensity or location, if large enough to produce an effect on the +time estimation, produced a distortion on the part of the curve +corresponding to the interval affected. All of the subjects employed +in the experiments of Group 2 were distinctly conscious of the change +in attention from one point to another, as the two were stimulated +successively, and three of them, _Hy_, _Hs_ and _P_, thought of +something passing from one point to the other, the representation +being described as partly muscular and partly visual. Subjects _Mr_ +and _B_ visualized the two hands, and consciously transferred the +attention from one part of the visual image to the other. Subject _Mr_ +had a constant tendency to make eye movements in the direction of the +change. Subject _P_ detected these eye movements a few times, but +subject _B_ was never conscious of anything of the kind. + +All of the subjects except _R_ were conscious of more or less of a +_strain_, which varied during the intervals, and was by some felt to +be largely a tension of the chest and other muscles, while others felt +it rather indefinitely as a 'strain of attention.' The characteristics +of this tension feeling were almost always different in the second +interval from those in the first, the tension being usually felt to be +more _constant_ in the second interval. In experiments of the third +group a higher degree of tension was felt in awaiting a light tap than +in awaiting a heavy one. + +Evidently, in all these cases, the effect of a _difference_ between +two stimulations was to introduce certain changes in sensation +_during_ the interval which they limited, owing to the fact that the +subject expected the difference to occur. Thus in the third group of +experiments there were, very likely, in all cases changes from +sensations of high tension to sensations of lower, or vice versa. It +is probable that, in the experiments of the second group, there were +also changes in muscular sensations, partly those of eye muscles, +partly of chest and arm muscles, introduced by the change of attention +from one point to another. At any rate, it is certain that there were +certain sensation changes produced during the intervals by changes of +locality. + +If, then, we assume that the introduction of additional sensation +change into an interval lengthens it, we are led to the conclusion +that psychological time (as distinguished from metaphysical, +mathematical, or transcendental time) is perceived simply as the +quantum of change in the sensation content. That this is a true +conclusion is seemingly supported by the fact that when we wish to +make our estimate correspond as closely as possible with external +measurements, we exclude from the content, to the best of our ability, +the general complex of external sensations, which vary with extreme +irregularity; and confine the attention to the more uniformly varying +bodily sensations. We perhaps go even further, and inhibit certain +bodily sensations, corresponding to activity of the more peripherally +located muscles, that the attention may be confined to certain others. +But attention to a dermal stimulation is precisely the condition which +would tend to some extent to prevent this inhibition. For this reason +we might well expect to find the error in estimation more variable, +the 'constant error' in general greater, and the specific effects of +variations which would affect the peripheral muscles, more marked in +'tactual' time than in either 'auditory' or 'optical' time. Certainly +all these factors appear surprisingly large in these experiments. + +It is not possible to ascertain to how great an extent subject _Sh_ +inhibited the more external sensations, but certainly if he succeeded +to an unusual degree in so doing, that fact would explain the absence +of effect of stimulation difference in his case. + +Explanation has still to be offered for the variable effect of +intensity difference upon the _second_ interval. According to all +subjects except _Sn_, there is a radical difference in attitude in the +two intervals. In the first interval the subject is merely observant, +but in the second he is more or less reproductive. That is, he +measures off a length which seems equal to the standard, and if the +stimulation does not come at that point he is prepared to judge the +interval as 'longer,' even before the third stimulation is given. In +cases, then, where the judgment with equal intensities would be +'longer,' we might expect that the actual strengthening or weakening +of the final tap would make no difference, and that it would make very +little difference in other cases. But even here the expectation of the +intensity is an important factor in determining tension changes, +although naturally much less so than in the first interval. So we +should still expect the lengthening of the second interval. + +We must remember, however, that, as we noticed in discussing the +experiments of Group 2, there is complicated with the lengthening +effect of a change the _bare constant error_, which appears even when +the three stimulations are similar in all respects except temporal +location. Compare _WWW_ with _SSS_, and we find that with all five +subjects the constant error is decidedly changed, being even reversed +in direction with three of the subjects. + +Now, what determines the direction of the constant error, where there +is no pause between the intervals? Three subjects reported that at +times there seemed to be a slight loss of time after the second +stimulation, owing to the readjustment called for by the change of +attitude referred to above, so that the second interval was begun, not +really at the second stimulation, but a certain period after it. This +fact, if we assume it to be such, and also assume that it is present +to a certain degree in all observations of this kind, explains the +apparent overestimation of the first interval. Opposed to the factor +of _loss of time_ there is the factor of _perspective_, by which an +interval, or part of an interval, seems less in quantity as it recedes +into the past. The joint effect of these two factors determines the +constant error in any case where no pause is introduced between _ST_ +and _CT_. It is then perfectly obvious that, as the perspective factor +is decreased by diminishing the intervals compared, the constant error +must receive positive increments, _i.e._, become algebraically +greater; which corresponds exactly with the results obtained by +Vierordt, Kollert, Estel, and Glass, that under ordinary conditions +long standard intervals are comparatively underestimated, and short +ones overestimated. + +On the other hand, if with a given interval we vary the loss of time, +we also vary the constant error. We have seen that a change in the +intensity of the stimulations, although the relative intensity of the +three remains constant, produces this variation of the constant error; +and the individual differences of subjects with regard to sensibility, +power of attention and inhibition, and preferences for certain +intensities, lead us to the conclusion that for certain subjects +certain intensities of stimulation make the transition from the +receptive attitude to the reproductive easiest, and, therefore, most +rapid. + +Now finally, as regards the apparent failure of the change in _SSW_ to +lengthen the second interval, for which we are seeking to account; the +comparatively great loss of time occurring where the change of +attitude would naturally be most difficult (that is, where it is +complicated with a change of attention from a strong stimulation to +the higher key of a weak stimulation) is sufficient to explain why +with most subjects the lengthening effect upon the second interval is +more than neutralized. The individual differences mentioned in the +preceding paragraph as affecting the relation of the two factors +determining the constant error, enter here of course to modify the +judgments and cause disagreement among the results for different +subjects. + +Briefly stated, the most important points upon which this discussion +hinges are thus the following: We have shown-- + + 1. That the introduction of either a local difference or a + difference of intensity in the tactual stimulations limiting + an interval has, in general, the effect of causing the + interval to appear longer than it otherwise would appear. + + 2. That the apparent exceptions to the above rule are, (_a_) + that the _increase_ of the local difference in the first + interval, the stimulated areas remaining unchanged, produces a + slight _decrease_ in the subjective lengthening of the + interval, and (_b_) that in certain cases a difference in + intensity of the stimulations limiting the second interval + apparently causes the interval to seem shorter than it + otherwise would. + + 3. That the 'constant error' of time judgment is dependent + upon the intensity of the stimulations employed, although the + three stimulations limiting the two intervals remain of equal + intensity. + +To harmonize these results we have found it necessary to assume: + + 1. That the length of a time interval is perceived as the + amount of change in the sensation-complex corresponding to + that interval. + + 2. That the so-called 'constant error' of time estimation is + determined by two mutually opposing factors, of which the + first is the _loss of time_ occasioned by the change of + attitude at the division between the two intervals, and the + second is the diminishing effect of _perspective_. + + It is evident, however, that this last assumption applies only + to the conditions under which the results were obtained, + namely, the comparison of two intervals marked off by three + brief stimulations. + + * * * * * + + + + +PERCEPTION OF NUMBER THROUGH TOUCH. + +BY J. FRANKLIN MESSENGER. + + +The investigation which I am now reporting began as a study of the +fusion of touch sensations when more than two contacts were possible. +As the work proceeded new questions came up and the inquiry broadened +so much that it seemed more appropriate to call it a study in the +perception of number. + +The experiments are intended to have reference chiefly to three +questions: the space-threshold, fusion of touch sensations, and the +perception of number. I shall deny the validity of a threshold, and +deny that there is fusion, and then offer a theory which attempts to +explain the phenomena connected with the determination of a threshold +and the problem of fusion and diffusion of touch sensations. + +The first apparatus used for the research was made as follows: Two +uprights were fastened to a table. These supported a cross-bar about +ten inches from the table. To this bar was fastened a row of steel +springs which could be pressed down in the manner of piano keys. To +each of these springs was fastened a thread which held a bullet. The +bullets, which were wrapped in silk to obviate temperature sensations, +were thus suspended just above the fingers, two over each finger. Each +thread passed through a small ring which was held just a little above +the fingers. These rings could be moved in any direction to +accommodate the bullet to the position of the finger. Any number of +the bullets could be let down at once. The main object at first was to +learn something about the fusion of sensations when more than two +contacts were given. + +Special attention was given to the relation of the errors made when +the fingers were near together to those made when the fingers were +spread. For this purpose a series of experiments was made with the +fingers close together, and then the series was repeated with the +fingers spread as far as possible without the subject's feeling any +strain. Each subject was experimented on one hour a week for about +three months. The same kind of stimulation was given when the fingers +were near together as was given when they were spread. The figures +given below represent the average percentage of errors for four +subjects. + +Of the total number of answers given by all subjects when the fingers +were close together, 70 per cent. were wrong. An answer was called +wrong whenever the subject failed to judge the number correctly. In +making out the figures I did not take into account the nature of the +errors. Whether involving too many or too few the answer was called +wrong. Counting up the number of wrong answers when the fingers were +spread, I found that 28 per cent. of the total number of answers were +wrong. This means simply that when the fingers were near together +there were more than twice as many errors as there were when they were +spread, in spite of the fact that each finger was stimulated in the +same way in each case. + +A similar experiment was tried using the two middle fingers only. In +this case not more than four contacts could be made at once, and hence +we should expect a smaller number of errors, but we should expect +still to find more of them when the fingers are near together than +when they are spread. I found that 49 per cent. of the answers were +wrong when the fingers were near together and 20 per cent. were wrong +when they were spread. It happens that this ratio is approximately the +same as the former one, but I do not regard this fact as very +significant. I state only that it is easier to judge in one case than +in the other; how much easier may depend on various factors. + +To carry the point still further I took only two bullets, one over the +second phalanx of each middle finger. When the fingers were spread the +two were never felt as one. When the fingers were together they were +often felt as one. + +The next step was to investigate the effect of bringing together the +fingers of opposite hands. I asked the subject to clasp his hands in +such a way that the second phalanges would be about even. I could not +use the same apparatus conveniently with the hands in this position, +but in order to have the contacts as similar as possible to those I +had been using, I took four of the same kind of bullets and fastened +them to the ends of two aesthesiometers. This enabled me to give four +contacts at once. However, only two were necessary to show that +contacts on fingers of opposite hands could be made to 'fuse' by +putting the fingers together. If two contacts are given on contiguous +fingers, they are quite as likely to be perceived as one when the +fingers are fingers of opposite hands, as when they are contiguous +fingers of the same hand. + +These results seem to show that one of the important elements of +fusion is the actual space relations of the points stimulated. The +reports of the subjects also showed that generally and perhaps always +they located the points in space and then remembered what finger +occupied that place. It was not uncommon for a subject to report a +contact on each of two adjacent fingers and one in between where he +had no finger. A moment's reflection would usually tell him it must be +an illusion, but the sensation of this illusory finger was as definite +as that of any of his real fingers. In such cases the subject seemed +to perceive the relation of the points to each other, but failed to +connect them with the right fingers. For instance, if contacts were +made on the first, second and third fingers, the first might be +located on the first finger, the third on the second finger, and then +the second would be located in between. + +So far my attention had been given almost entirely to fusion, but the +tendency on the part of all subjects to report more contacts than were +actually given was so noticeable that I concluded that diffusion was +nearly as common as fusion and about as easy to produce. It also +seemed that the element of weight might play some part, but just what +effect it had I was uncertain. I felt, too, that knowledge of the +apparatus gained through sight was giving the subjects too much help. +The subjects saw the apparatus every day and knew partly what to +expect, even though the eyes were closed when the contacts were made. +A more efficient apparatus seemed necessary, and, therefore, before +taking up the work again in 1900, I made a new apparatus. + +Not wishing the subjects to know anything about the nature of the +machine or what could be done with it, I enclosed it in a box with an +opening in one end large enough to allow the subject's hand to pass +through, and a door in the other end through which I could operate. On +the inside were movable wooden levers, adjustable to hands of +different width. These were fastened by pivotal connection at the +proximal end. At the outer end of each of these was an upright strip +with a slot, through which was passed another strip which extended +back over the hand. This latter strip could be raised or lowered by +means of adjusting screws in the upright strip. On the horizontal +strip were pieces of wood made so as to slide back and forth. Through +holes in these pieces plungers were passed. At the bottom of each +plunger was a small square piece of wood held and adjusted by screws. +From this piece was suspended a small thimble filled with shot and +paraffine. The thimbles were all equally weighted. Through a hole in +the plunger ran a thread holding a piece of lead of exactly the weight +of the thimble. By touching a pin at the top this weight could be +dropped into the thimble, thus doubling its weight. A screw at the top +of the piece through which the plunger passed regulated the stop of +the plunger. This apparatus had three important advantages. It was +entirely out of sight, it admitted of rapid and accurate adjustment, +and it allowed the weights to be doubled quickly and without +conspicuous effort. + +For the purpose of studying the influence of weight on the judgments +of number I began a series of experiments to train the subjects to +judge one, two, three, or four contacts at once. For this the bare +metal thimbles were used, because it was found that when they were +covered with chamois skin the touch was so soft that the subjects +could not perceive more than one or two with any degree of accuracy, +and I thought it would take entirely too long to train them to +perceive four. The metal thimbles, of course, gave some temperature +sensation, but the subject needed the help and it seemed best to use +the more distinct metal contacts. + +In this work I had seven subjects, all of whom had had some experience +in a laboratory, most of them several years. Each one took part one +hour a week. The work was intended merely for training, but a few +records were taken each day to see how the subjects progressed. The +object was to train them to perceive one, two, three, and four +correctly, and not only to distinguish four from three but to +distinguish four from more than four. Hence five, six, seven, and +eight at a time were often given. When the subject had learned to do +this fairly well the plan was to give him one, two, three, and four in +order, then to double the weight of the four and give them again to +see if he would interpret the additional weight as increase in number. +This was done and the results were entirely negative. The subjects +either noticed no difference at all or else merely noticed that the +second four were a little more distinct than the first. + +The next step was to give a number of light contacts to be compared +with the same number of heavy ones--the subject, not trying to tell +the exact number but only which group contained the greater number. A +difference was sometimes noticed, and the subject, thinking that the +only variations possible were variations of number and position, often +interpreted the difference as difference in number; but the light +weights were as often called more as were the heavy ones. + +So far as the primary object of this part of the experiment is +concerned the results are negative, but incidentally the process of +training brought out some facts of a more positive nature. It was +early noticed that some groups of four were much more readily +recognized than others, and that some of them were either judged +correctly or underestimated while others were either judged correctly +or overestimated. For convenience the fingers were indicated by the +letters _A B C D_, _A_ being the index finger. The thumb was not used. +Two weights were over each finger. The one near the base was called 1, +the one toward the end 2. Thus _A12 B1 C2_ means two contacts on the +index finger, one near the base of the second finger, and one near the +end of the third finger. The possible arrangements of four may be +divided into three types: (1) Two weights on each of two fingers, as +_A12 B12, C12 D12_, etc., (2) four in a line across the fingers, _A1 +B1 C1 D1_ or _A2 B2 C2 D2_, (3) unsymmetrical arrangements, as _A1 B2 +C1 D2_, etc. Arrangements of the first type were practically never +overestimated. _B12 C12_ was overestimated once and _B12 D12_ was +overestimated once, but these two isolated cases need hardly be taken +into account. Arrangements of the second type were but rarely +overestimated--_A2 B2 C2 D2_ practically never, _A1 B1 C1 D1_ a few +times. Once the latter was called eight. Apparently the subject +perceived the line across the hand and thought there were two weights +on each finger instead of one. Arrangements of the third type were +practically never underestimated, but were overestimated in 68 per +cent. of the cases. + +These facts in themselves are suggestive, but equally so was the +behavior of the subject while making the answers. It would have hardly +done to ask the person if certain combinations were hard to judge, for +the question would serve as a suggestion to him; but it was easy to +tell when a combination was difficult without asking questions. When a +symmetrical arrangement was given, the subject was usually composed +and answered without much hesitation. When an unsymmetrical +arrangement was given he often hesitated and knit his brows or perhaps +used an exclamation of perplexity before answering, and after giving +his answer he often fidgeted in his chair, drew a long breath, or in +some way indicated that he had put forth more effort than usual. It +might be expected that the same attitude would be taken when six or +eight contacts were made at once, but in these cases the subject was +likely either to fail to recognize that a large number was given or, +if he did, he seemed to feel that it was too large for him to perceive +at all and would guess at it as well as he could. But when only four +were given, in a zigzag arrangement, he seemed to feel that he ought +to be able to judge the number but to find it hard to do so, and +knowing from experience that the larger the number the harder it is to +judge he seemed to reason conversely that the more effort it takes to +judge the more points there are, and hence he would overestimate the +number. + +The comments of the subjects are of especial value. One subject (Mr. +Dunlap) reports that he easily loses the sense of location of his +fingers, and the spaces in between them seem to belong to him as much +as do his fingers themselves. When given one touch at a time and told +to raise the finger touched he can do so readily, but he says he does +not know which finger it is until he moves it. He feels as if he +willed to move the place touched without reference to the finger +occupying it. He sometimes hesitates in telling which finger it is, +and sometimes he finds out when he moves a finger that it is not the +one he thought it was. + +Another subject (Dr. MacDougall) says that his fingers seem to him +like a continuous surface, the same as the back of his hand. He +usually named the outside points first. When asked about the order in +which he named them, he said he named the most distinct ones first. +Once he reported that he felt six things, but that two of them were in +the same places as two others, and hence he concluded there were but +four. This feeling in a less careful observer might lead to +overestimation of number and be called diffusion, but all cases of +overestimation cannot be explained that way, for it does not explain +why certain combinations are so much more likely to lead to it than +others. + +In one subject (Mr. Swift) there was a marked tendency to locate +points on the same fingers. He made many mistakes about fingers _B_ +and _C_ even when he reported the number correctly. When _B_ and _D_ +were touched at the same time he would often call it _C_ and _D_, and +when _C_ and _D_ were given immediately afterward he seemed to notice +no difference. With various combinations he would report _C_ when _B_ +was given, although _C_ had not been touched at the same time. If _B_ +and _C_ were touched at the same time he could perceive them well +enough. + +The next part of the research was an attempt to discover whether a +person can perceive any difference between one point and two points +which feel like one. A simple little experiment was tried with the +aesthesiometer. The subjects did not know what was being used, and were +asked to compare the relative size of two objects placed on the back +of the hand in succession. One of these objects was one knob of the +aesthesiometer and the other was two knobs near enough together to lie +within the threshold. The distance of the points was varied from 10 to +15 mm. Part of the time the one was given first and part of the time +both were given together. The one, whether given first or second, was +always given about midway between the points touched by the two. If +the subject is not told to look for some specific difference he will +not notice any difference between the two knobs and the one, and he +will say they are alike; but if he is told to give particular +attention to the size there seems to be a slight tendency to perceive +a difference. The subjects seem to feel very uncertain about their +answers, and it looks very much like guess-work, but something caused +the guesses to go more in one direction than in the other. + + Two were called less than one .... 16% of the times given. + " " " equal to .... 48% " " + " " " greater than .... 36% " " + +Approximately half of the time two were called equal to one, and if +there had been no difference in the sensations half of the remaining +judgments should have been that two was smaller than one, but two were +called larger than one more than twice as many times as one was called +larger than two. There was such uniformity in the reports of the +different subjects that no one varied much from this average ratio. + +This experiment seems to indicate a very slight power of +discrimination of stimulations within the threshold. In striking +contrast to this is the power to perceive variations of distance +between two points outside the threshold. To test this the +aesthesiometer was spread enough to bring the points outside the +threshold. The back of the hand was then stimulated with the two +points and then the distance varied slightly, the hand touched and the +subject asked to tell which time the points were farther apart. A +difference of 2 mm. was usually noticed, and one of from 3 to 5 mm. +was noticed always very clearly. + +I wondered then what would be the result if small cards set parallel +to each other were used in place of the knobs of the aesthesiometer. I +made an aesthesiometer with cards 4 mm. long in place of knobs. These +cards could be set at any angle to each other. I set them at first 10 +mm. apart and parallel to each other and asked the subjects to compare +the contact made by them with a contact by one card of the same size. +The point touched by the one card was always between the points +touched by the two cards, and the one card was put down so that its +edge would run in the same direction as the edges of the other cards. +The result of this was that: + + Two were called less, 14 per cent. + " " " equal, 36 " " + " " " greater, 50 " " + +I then increased the distance of the two cards to 15 mm., the other +conditions remaining the same, and found that: + + Two were called less, 11 per cent. + " " " equal, 50 " " + " " " greater, 39 " " + +It will be noticed that the ratio in this last series is not +materially different from the ratio found when the two knobs of the +aesthesiometer were compared with one knob. The ratio found when the +distance was 10 mm., however, is somewhat different. At that distance +two were called greater half of the time, while at 15 mm. two were +called equal to one half of the time. The explanation of the +difference, I think, is found in the comments of one of my subjects. I +did not ask them to tell in what way one object was larger than the +other--whether longer or larger all around or what--but simply to +answer 'equal,' 'greater,' or 'less.' One subject, however, frequently +added more to his answers. He would often say 'larger crosswise' or +'larger lengthwise' of his hand. And a good deal of the time he +reported two larger than one, not in the direction in which it really +was larger, but the other way. It seems to me that when the two cards +were only 10 mm. apart the effect was somewhat as it would be if a +solid object 4 mm. wide and 10 mm. long had been placed on the hand. +Such an object would be recognized as having greater mass than a line +4 mm. long. But when the distance is 15 mm. the impression is less +like that of a solid body but still not ordinarily like two objects. + +In connection with the subject of diffusion the _Vexirfehler_ is of +interest. An attempt was made to develop the _Vexirfehler_ with the +aesthesiometer. Various methods were tried, but the following was most +successful. I would tell the subject that I was going to use the +aesthesiometer and ask him to close his eyes and answer simply 'one' or +'two.' He would naturally expect that he would be given part of the +time one, and part of the time two. I carefully avoided any suggestion +other than that which could be given by the aesthesiometer itself. I +would begin on the back of the hand near the wrist with the points as +near the threshold as they could be and still be felt as two. At each +successive putting down of the instrument I would bring the points a +little nearer together and a little lower down on the hand. By the +time a dozen or more stimulations had been given I would be working +down near the knuckles, and the points would be right together. From +that on I would use only one point. It might be necessary to repeat +this a few times before the illusion would persist. A great deal seems +to depend on the skill of the operator. It would be noticed that the +first impression was of two points, and that each stimulation was so +nearly like the one immediately preceding that no difference could be +noticed. The subject has been led to call a thing two which ordinarily +he would call one, and apparently he loses the distinction between the +sensation of one and the sensation of two. After going through the +procedure just mentioned I put one knob of the aesthesiometer down one +hundred times in succession, and one subject (Mr. Meakin) called it +two seventy-seven times and called it one twenty-three times. Four of +the times that he called it one he expressed doubt about his answer +and said it might be two, but as he was not certain he called it one. +Another subject (Mr. George) called it two sixty-two times and one +thirty-eight times. A third subject (Dr. Hylan) called it two +seventy-seven times and one twenty-three times. At the end of the +series he was told what had been done and he said that most of his +sensations of two were perfectly distinct and he believed that he was +more likely to call what seemed somewhat like two one, than to call +what seemed somewhat like one two. With the fourth subject (Mr. +Dunlap) I was unable to do what I had done with the others. I could +get him to call one two for four or five times, but the idea of two +would not persist through a series of any length. He would call it two +when two points very close together were used. I could bring the knobs +within two or three millimeters of each other and he would report two, +but when only one point was used he would find out after a very few +stimulations were given that it was only one. After I had given up the +attempt I told him what I had been trying to do and he gave what seems +to me a very satisfactory explanation of his own case. He says the +early sensations keep coming up in his mind, and when he feels like +calling a sensation two he remembers how the first sensation felt and +sees that this one is not like that, and hence he calls it one. I pass +now to a brief discussion of what these experiments suggest. + +It has long been known that two points near together on the skin are +often perceived as one. It has been held that in order to be felt as +two they must be far enough apart to have a spatial character, and +hence the distance necessary for two points to be perceived has been +called the 'space-threshold.' This threshold is usually determined +either by the method of minimal changes or by the method of right and +wrong cases. + +If, in determining a threshold by the method of minimal changes--on +the back of the hand, for example, we assume that we can begin the +ascending series and find that two are perceived as one always until +the distance of twenty millimeters is reached, and that in the +descending series two are perceived as two until the distance of ten +millimeters is reached, we might then say that the threshold is +somewhere between ten and twenty millimeters. But if the results were +always the same and always as simple as this, still we could not say +that there is any probability in regard to the answer which would be +received if two contacts 12, 15, or 18 millimeters apart were given by +themselves. All we should know is that if they form part of an +ascending series the answer will be 'one,' if part of a descending +series 'two.' + +The method of right and wrong cases is also subject to serious +objections. There is no lower limit, for no matter how close together +two points are they are often called two. If there is any upper limit +at all, it is so great that it is entirely useless. It might be argued +that by this method a distance could be found at which a given +percentage of answers would be correct. This is quite true, but of +what value is it? It enables one to obtain what one arbitrarily calls +a threshold, but it can go no further than that. When the experiment +changes the conditions change. The space may remain the same, but it +is only one of the elements which assist in forming the judgment, and +its importance is very much overestimated when it is made the basis +for determining the threshold. + +Different observers have found that subjects sometimes describe a +sensation as 'more than one, but less than two.' I had a subject who +habitually described this feeling as 'one and a half.' This does not +mean that he has one and a half sensations. That is obviously +impossible. It must mean that the sensation seems just as much like +two as it does like one, and he therefore describes it as half way +between. If we could discover any law governing this feeling of +half-way-between-ness, that might well indicate the threshold. But +such feelings are not common. Sensations which seem between one and +two usually call forth the answer 'doubtful,' and have a negative +rather than a positive character. This negative character cannot be +due to the stimulus; it must be due to the fluctuating attitudes of +the subject. However, if the doubtful cases could be classed with the +'more than one but less than two' cases and a law be found governing +them, we might have a threshold mark. But such a law has not been +formulated, and if it had been an analysis of the 'doubtful' cases +would invalidate it. For, since we cannot have half of a sensation or +half of a place as we might have half of an area, the subject regards +each stimulation as produced by one or by two points as the case may +be. Occasionally he is stimulated in such a way that he can regard the +object as two or as one with equal ease. In order to describe this +feeling he is likely to use one or the other of the methods just +mentioned. + +We might say that when the sum of conditions is such that the subject +perceives two points, the points are above the threshold, and when the +subject perceives one point when two are given they are below the +threshold. This might answer the purpose very well if it were not for +the _Vexirfehler_. According to this definition, when the +_Vexirfehler_ appears we should have to say that one point is above +the threshold for twoness, which is a queer contradiction, to say the +least. It follows that all of the elaborate and painstaking +experiments to determine a threshold are useless. That is, the +threshold determinations do not lead us beyond the determinations +themselves. + +In order to explain the fact that a person sometimes fails to +distinguish between one point and two points near together, it has +been suggested that the sensations fuse. This, I suppose, means either +that the peripheral processes coalesce and go to the center as a +single neural process, or that the process produced by each stimulus +goes separately to the brain and there the two set up a single +activity. Somewhat definite 'sensory circles,' even, were once +believed in. + +If the only fact we had to explain was that two points are often +thought to be one when they are near together, 'fusion' might be a +good hypothesis, but we have other facts to consider. If this one is +explained by fusion, then the mistaking of one point for two must be +due to diffusion of sensations. Even that might be admissible if the +_Vexirfehler_ were the only phenomenon of this class which we met. But +it is also true that several contacts are often judged to be more than +they actually are, and that hypothesis will not explain why certain +arrangements of the stimulating objects are more likely to bring about +that result than others. Still more conclusive evidence against +fusion, it seems to me, is found in the fact that two points, one on +each hand, may be perceived as one when the hands are brought +together. Another argument against fusion is the fact that two points +pressed lightly may be perceived as one, and when the pressure is +increased they are perceived as two. Strong pressures should fuse +better than weak ones, and therefore fusion would imply the opposite +results. Brueckner[1] has found that two sensations, each too weak to +be perceived by itself, may be perceived when the two are given +simultaneously and sufficiently near together. This reenforcement of +sensations he attributes to fusion. But we have a similar phenomenon +in vision when a group of small dots is perceived, though each dot by +itself is imperceptible. No one, I think, would say this is due to +fusion. It does not seem to me that we need to regard reenforcement as +an indication of fusion. + + [1] Brueckner, A.: 'Die Raumschwelle bei Simultanreizung,' + _Zeitschrift fuer Psychologie_, 1901, Bd. 26, S. 33. + +My contention is that the effects sometimes attributed to fusion and +diffusion of sensations are not two different kinds of phenomena, but +are identical in character and are to be explained in the same way. + +Turning now to the explanation of the special experiments, we may +begin with the _Vexirfehler_.[2] It seems to me that the _Vexirfehler_ +is a very simple phenomenon. When a person is stimulated with two +objects near together he attends first to one and then to the other +and calls it two; then when he is stimulated with one object he +attends to it, and expecting another one near by he hunts for it and +hits upon the same one he felt before but fails to remember that it is +the same one, and hence thinks it is another and says he has felt two +objects. Observers agree that the expectation of two tends to bring +out the _Vexirfehler_. This is quite natural. A person who expects two +and receives one immediately looks about for the other without waiting +to fixate the first, and therefore when he finds it again he is less +likely to recognize it and more likely to think it another point and +to call it two. Some observers[3] have found that the apparent +distance of the two points when the _Vexirfehler_ appears never much +exceeds the threshold distance. Furthermore, there being no distinct +line of demarcation between one and two, there must be many sensations +which are just about as much like one as they are like two, and hence +they must be lumped off with one or the other group. To the +mathematician one and two are far apart in the series because he has +fractions in between, but we perceive only in terms of whole numbers; +hence all sensations which might more accurately be represented by +fractions must be classed with the nearest whole number. A sensation +is due to a combination of factors. In case of the _Vexirfehler_ one +of these factors, viz., the stimulating object, is such as to suggest +one, but some of the other conditions--expectation, preceding +sensation, perhaps blood pressure, etc.--suggest two, so that the +sensation as a whole suggests _one-plus_, if we may describe it that +way, and hence the inference that the sensation was produced by two +objects. + + [2] Tawney, Guy A.: 'Ueber die Wahrnehmung zweier Punkte + mittelst des Tastsinnes mit Ruecksicht auf die Frage der Uebung + und die Entstehung der Vexirfehler,' _Philos. Stud._, 1897, Bd. + XIII., S. 163. + + [3] See Nichols: 'Number and Space,' p. 161. Henri, V., and + Tawney, G.: _Philos. Stud._, Bd. XI., S. 400. + +This, it seems to me, may account for the appearance of the +_Vexirfehler_, but why should not the subject discover his error by +studying the sensation more carefully? He cannot attend to two things +at once, nor can he attend to one thing continuously, even for a few +seconds. What we may call continuous attention is only a succession of +attentive impulses. If he could attend to the one object continuously +and at the same time hunt for the other, I see no reason why he should +not discover that there is only one. But if he can have only one +sensation at a time, then all he can do is to associate that +particular sensation with some idea. In the case before us he +associates it with the idea of the number two. He cannot conceive of +two objects unless he conceives them as located in two different +places. Sometimes a person does find that the two objects of his +perception are both in the same place, and when he does so he +concludes at once that there is but one object. At other times he +cannot locate them so accurately, and he has no way of finding out the +difference, and since he has associated the sensation with the idea of +two he still continues to call it two. If he is asked to locate the +points on paper he fills out the figure just as he fills out the +blind-spot, and he can draw them in just the same way that he can draw +lines which he thinks he _sees_ with the blind-spot, but which really +he only _infers_. + +Any sensation, whether produced by one or by many objects, is one, but +there may be a difference in the quality of a sensation produced by +one object and that of a sensation produced by more than one object. +If this difference is clear and distinct, the person assigns to each +sensation the number he has associated with it. He gives it the name +two when it has the quality he has associated with that idea. But the +qualities of a sensation from which the number of objects producing it +is inferred are not always clear and distinct. The quality of the +sensation must not be confused with any quality of the object. If we +had to depend entirely on the sense of touch and always remained +passive and received sensations only when we were touched by +something, there is no reason why we should not associate the idea of +one with the sensation produced by two objects and the idea of two +with that produced by one object--assuming that we could have any idea +of number under such circumstances. The quality of a sensation from +which number is inferred depends on several factors. The number itself +is determined by the attitude of the subject, but the attitude is +determined largely by association. A number of facts show this. When a +person is being experimented on, it is very easy to confuse him and +make him forget how two feel and how one feels. I have often had a +subject tell me that he had forgotten and ask me to give him two +distinctly that he might see how it felt. In other words, he had +forgotten how to associate his ideas and sensations. In developing the +_Vexirfehler_ I found it much better, after sufficient training had +been given, not to give two at all, for it only helped the subject to +perceive the difference between two and one by contrast. But when one +was given continually he had no such means of contrast, and having +associated the idea of two with a sensation he continued to do so. The +one subject with whom I did not succeed in developing the +_Vexirfehler_ to any great extent perceived the difference by +comparing the sensation with one he had had some time before. I could +get him, for a few times, to answer two when only one was given, but +he would soon discover the difference, and he said he did it by +comparing it with a sensation which he had had some time before and +which he knew was two. By this means he was able to make correct +associations when otherwise he would not have done so. It has been +discovered that when a subject is being touched part of the time with +two and part of the time with one, and the time it takes him to make +his judgments is being recorded, he will recognize two more quickly +than he will one if there is a larger number of twos in the series +than there is of ones. I do not see how this could be if the sensation +of two is any more complex than that of one. But if both sensations +are units and all the subject needs to do is to associate the +sensation with an idea, then we should expect that the association he +had made most frequently would be made the most quickly. + +If the feeling of twoness or of oneness is anything but an inference, +why is it that a person can perceive two objects on two fingers which +are some distance apart, but perceives the same two objects as one +when the fingers are brought near together and touched in the same +way? It is difficult to see how bringing the fingers together could +make a sensation any less complex, but it would naturally lead a +person to infer one object, because of his previous associations. He +has learned to call that _one_ which seems to occupy one place. If two +contacts are made in succession he will perceive them as two because +they are separated for him by the time interval and he can perceive +that they occupy different places. + +When two exactly similar contacts are given and are perceived as one, +we cannot be sure whether the subject feels only one of the contacts +and does not feel the other at all, or feels both contacts and thinks +they are in the same place, which is only another way of saying he +feels both as one. It is true that when asked to locate the point he +often locates it between the two points actually touched, but even +this he might do if he felt but one of the points. To test the matter +of errors of localization I have made a few experiments in the +Columbia University laboratory. In order to be sure that the subject +felt both contacts I took two brass rods about four inches long, +sharpened one end and rounded off the other. The subject sat with the +palm of his right hand on the back of his left and his fingers +interlaced. I stimulated the back of his fingers on the second +phalanges with the sharp end of one rod and the blunt end of the other +and asked him to tell whether the sharp point was to the right or to +the left of the other. I will not give the results in detail here, but +only wish to mention a few things for the purpose of illustrating the +point in question. Many of the answers were wrong. Frequently the +subject would say both were on the same finger, when really they were +on fingers of opposite hands, which, however, in this position were +adjacent fingers. Sometimes when this happened I would ask him which +finger they were on, and after he had answered I would leave the point +on the finger on which he said both points were and move the other +point over to the same finger, then move it back to its original +position, then again over to the finger on which the other point was +resting, and so on, several times. The subject would tell me that I +was raising one point and putting it down again in the same place all +of the time. Often a subject would tell me he felt both points on the +same finger, but that he could not tell to which hand the finger +belonged. When two or more fingers intervened between the fingers +touched no subject ever had any difficulty in telling which was the +sharp and which the blunt point, but when adjacent fingers were +touched it was very common for the subject to say he could not tell +which was which. This cannot be because there is more difference in +the quality of the contacts in one case than in the other. If they +were on the same finger it might be said that they were stimulating +the same general area, but since one is on one hand and one on the +other this is impossible. The subject does not think the two points +are in the same place, because he feels two qualities and hence he +infers two things, and he knows two things cannot be in the same place +at the same time. If the two contacts were of the same quality +probably they would be perceived as one on account of the absence of +difference, for the absence of difference is precisely the quality of +oneness. + +These facts, together with those mentioned before, seem to me to +indicate that errors of localization are largely responsible for +judgments which seem to be due to fusion or diffusion of sensations. +But they are responsible only in this way, they prevent the correction +of the first impression. I do not mean that a person never changes his +judgment after having once made it, but a change of judgment is not +necessarily a correction. Often it is just the contrary. But where a +wrong judgment is made and cannot be corrected inability to localize +is a prominent factor. This, however, is only a secondary factor in +the perception of number. The cardinal point seems to me the +following: + +Any touch sensation, no matter by how many objects it is produced, is +one, and number is an inference based on a temporal series of +sensations. It may be that we can learn by association to infer number +immediately from the quality of a sensation, but that means only that +we recognize the sensation as one we have had before and have found it +convenient to separate into parts and regard one part after the other, +and we remember into how many parts we separated it. This separating +into parts is a time process. What we shall regard as _one_ is a mere +matter of convenience. Continuity sometimes affords a convenient basis +for unity and sometimes it does not. There is no standard of oneness +in the objective world. We separate things as far as convenience or +time permits and then stop and call that _one_ which our own attitude +has determined shall be one. + +That we do associate a sensation with whatever idea we have previously +connected it with, even though that idea be that of the number of +objects producing it, is clearly shown by some experiments which I +performed in the laboratory of Columbia University. I took three +little round pieces of wood and set them in the form of a triangle. I +asked the subject to pass his right hand through a screen and told him +I wanted to train him to perceive one, two, three and four contacts at +a time on the back of his hand, and that I would tell him always how +many I gave him until he learned to do it. When it came to three I +gave him two points near the knuckles and one toward the wrist and +told him that was three. Then I turned the instrument around and gave +him one point near the knuckles and two toward the wrist and told him +that was four. As soon as he was sure he distinguished all of the +points I stopped telling him and asked him to answer the number. I had +four subjects, and each one learned very soon to recognize the four +contacts when three were given in the manner mentioned above. I then +repeated the same thing on the left hand, except that I did not tell +him anything, but merely asked him to answer the number of contacts he +felt. In every case the idea of four was so firmly associated with +that particular kind of a sensation that it was still called four when +given on the hand which had not been trained. I gave each subject a +diagram of his hand and asked him to indicate the position of the +points when three were given and when four were given. This was done +without difficulty. Two subjects said they perceived the four contacts +more distinctly than the three, and two said they perceived the three +more distinctly than the four. + +It seems very evident that the sensation produced by three contacts is +no more complex when interpreted as four than when interpreted as +three. If that is true, then it must also be evident that the +sensation produced by one contact is no more complex when interpreted +as two than when interpreted as one. The converse should also be true, +that the sensation produced by two contacts is no less complex when +interpreted as one than when interpreted as two. Difference in number +does not indicate difference in complexity. The sensation of four is +not made up of four sensations of one. It is a unit as much as the +sensation of one is. + +There remains but one point to be elaborated. If number is not a +quality of objects, but is merely a matter of attitude of the subject, +we should not expect to find a very clear-cut line of demarcation +between the different numbers except with regard to those things which +we constantly consider in terms of number. Some of our associations +are so firmly established and so uniform that we are likely to regard +them as necessary. It is not so with our associations of number and +touch sensations. We have there only a vague, general notion of what +the sensation of one or two is, because usually it does not make much +difference to us, yet some sensations are so well established in our +minds that we call them one, two or four as the case may be without +hesitation. Other sensations are not so, and it is difficult to tell +to which class they belong. Just so it is easy to tell a pure yellow +color from a pure orange, yet they shade into each other, so that it +is impossible to tell where one leaves off and the other begins. If we +could speak of a one-two sensation as we speak of a yellow-orange +color we might be better able to describe our sensations. It would, +indeed, be convenient if we could call a sensation which seems like +one with a suggestion of two about it a two-one sensation, and one +that seems nearly like two but yet suggests one a one-two sensation. +Since we cannot do this, we must do the best we can and describe a +sensation in terms of the number it most strongly suggests. Subjects +very often, as has been mentioned before, describe a sensation as +'more than one but less than two,' but when pressed for an answer will +say whichever number it most resembles. A person would do the same +thing if he were shown spectral colors from orange to yellow and told +to name each one either orange or yellow. At one end he would be sure +to say orange and at the other yellow, but in the middle of the series +his answers would likely depend upon the order in which the colors +were shown, just as in determining the threshold for the perception of +two points by the method of minimal changes the answers in the +ascending series are not the same as those in the descending series. +The experiments have shown that the sensation produced by two points, +even when they are called one, is not the same as that produced by +only one point, but the difference is not great enough to suggest a +different number. + +If the difference between one and two were determined by the distance, +then the substitution of lines for knobs of the aesthesiometer ought to +make no difference. And if the sensations produced by two objects fuse +when near together, then the sensations produced by lines ought to +fuse as easily as those produced by knobs. + +In regard to the higher numbers difficulties will arise unless we take +the same point of view and say that number is an inference from a +sensation which is in itself a unit. It has been shown that four +points across the ends of the fingers will be called four or less, and +that four points, one on the end of each alternate finger and one at +the base of each of the others, will be called four or more--usually +more. In either case each contact is on a separate finger, and it is +hardly reasonable to suppose there is no diffusion when they are in a +straight row, but that when they are in irregular shape there is +diffusion. It is more probable that the subject regards the sensation +produced by the irregular arrangement as a novelty, and tries to +separate it into parts. He finds both proximal and distal ends of his +fingers concerned. He may discover that the area covered extends from +his index to his little finger. He naturally infers, judging from past +experience, that it would take a good many points to do that, and +hence he overestimates the number. When a novel arrangement was given, +such as moving some of the weights back on the wrist and scattering +others over the fingers, very little idea of number could be gotten, +yet they were certainly far enough apart to be felt one by one if a +person could ever feel them that way, and the number was not so great +as to be entirely unrecognizable. + + * * * * * + + + + +THE SUBJECTIVE HORIZON. + +BY ROBERT MACDOUGALL. + + +I. + + +The general nature of the factors which enter into the orientation of +the main axes of our bodies, under normal and abnormal conditions, has +been of much interest to the psychologist in connection with the +problem of the development of space and movement perception. The +special points of attack in this general investigation have comprised, +firstly, the separation of resident, or organic, from transient, or +objective, factors; secondly, the determination of the special organic +factors which enter into the mechanism of judgment and their several +values; and thirdly, within this latter field, the resolution of the +problem of a special mechanism of spatial orientation, the organ of +the static sense. + +The special problem with which we are here concerned relates to the +group of factors upon which depends one's judgment that any specified +object within the visual field lies within the horizontal plane of the +eyes, or above or below that plane, and the several functions and +values of these components. The method of procedure has been suggested +by the results of preceding investigations in this general field. + +The first aim of the experiments was to separate the factors of +resident and transient sensation, and to determine the part played by +the presence of a diversified visual field. To do so it was necessary +to ascertain, for each member of the experimental group, the location +of the subjective visual horizon, and the range of uncertainty in the +observer's location of points within that plane. Twelve observers in +all took part in the investigation. In the first set of experiments no +attempt was made to change the ordinary surroundings of the observer, +except in a single point, namely, the provision that there should be +no extended object within range of the subject's vision having +horizontal lines on a level with his eyes. + +The arrangements for experimentation were as follows: A black wooden +screen, six inches wide and seven feet high, was mounted between two +vertical standards at right angles to the axis of vision of the +observer. Vertically along the center of this screen and over pulleys +at its top and bottom passed a silk cord carrying a disc of white +cardboard, 1 cm. in diameter, which rested against the black surface +of the screen. From the double pulley at the bottom of the frame the +two ends of the cord passed outward to the observer, who, by pulling +one or the other, could adjust the disc to any desired position. On +the opposite side of the screen from the observer was mounted a +vertical scale graduated in millimeters, over which passed a light +index-point attached to the silk cord, by means of which the position +of the cardboard disc in front was read off. The observer was seated +in an adjustable chair with chin and head rests, and a lateral +sighting-tube by which the position of the eyeball could be vertically +and horizontally aligned. The distance from the center of the eyeball +to the surface of the screen opposite was so arranged that, neglecting +the radial deflection, a displacement of 1 mm. in either direction was +equal to a departure of one minute of arc from the plane of the eyes' +horizon. + +The observer sat with the light at his back, and by manipulation of +the cords adjusted the position of the white disc freely up and down +the screen until its center was judged to be on a level with the eye. +Its position was then read off the vertical scale by the conductor +(who sat hidden by an interposed screen), and the error of judgment +was recorded in degrees and fractions as a positive (upward) or +negative (downward) displacement. The disc was then displaced +alternately upward and downward, and the judgment repeated. From the +time of signalling that the point had been located until this +displacement the observer sat with closed eyes. These determinations +were made in series of ten, and the individual averages are in general +based upon five such series, which included regularly the results of +sittings on different days. In some cases twice this number of +judgments were taken, and on a few occasions less. The number of +judgments is attached to each series of figures in the tables. In that +which follows the individual values and their general averages are +given as minutes of arc for (_a_) the constant error or position of +the subjective horizon, (_b_) the average deviation from the objective +horizon, and (_c_) the mean variation of the series of judgments. + + +TABLE I. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (100) -19.74 38.78 10.67 + _C_ (90) -18.18 23.89 10.82 + _D_ (100) -19.84 33.98 7.95 + _E_ (50) - 4.28 72.84 6.90 + _F_ (100) +46.29 46.29 2.05 + _G_ (50) +14.96 35.40 8.40 + _H_ (50) -27.22 27.46 5.78 + _I_ (50) + 6.62 53.34 7.45 + _K_ (50) + 1.08 30.26 6.59 + _L_ (20) -56.70 56.70 10.39 + + Average: -7.70 41.89 7.69 + + +The average subjective horizon shows a negative displacement, the +exceptional minority being large. No special facts could be connected +with this characteristic, either in method of judgment or in the past +habits of the reactor. The average constant error is less than an +eighth of a degree, and in neither direction does the extreme reach +the magnitude of a single degree of arc. Since the mean variation is +likewise relatively small, there is indicated in one's ordinary +judgments of this kind a highly refined sense of bodily orientation in +space. + + +II. + + +In order to separate the resident organic factors from those presented +by the fixed relations of the external world, an adaptation of the +mechanism was made for the purpose of carrying on the observations in +a darkened room. For the cardboard disc was substituted a light +carriage, riding upon rigid parallel vertical wires and bearing a +miniature ground-glass bulb enclosing an incandescent electric light +of 0.5 c.p. This was encased in a chamber with blackened surfaces, +having at its center an aperture one centimeter in diameter, which was +covered with white tissue paper. The subdued illumination of this +disc presented as nearly as possible the appearance of that used in +the preceding series of experiments. No other object than this spot of +moving light was visible to the observer. Adjustment and record were +made as before. The results for the same set of observers as in the +preceding case are given in the following table: + + +TABLE II. + + Subject. Constant Error. Average Deviation. Mean Variation. + _A_ (50) - 52.76 55.16 30.08 + _C_ (30) - 7.40 42.00 35.31 + _D_ (50) - 14.24 38.60 30.98 + _E_ (50) - 43.12 86.44 30.19 + _F_ (100) - 2.01 72.33 20.27 + _G_ (100) - 21.89 47.47 32.83 + _H_ (50) - 1.62 59.10 29.95 + _I_ (50) - 32.76 41.60 24.40 + _K_ (50) - 61.70 100.02 52.44 + _L_ (40) -128.70 128.90 27.83 + + Average: - 36.62 67.16 31.43 + + +Changes in two directions may be looked for in the results as the +experimental conditions are thus varied. The first is a decrease in +the certainty of judgment due to the simple elimination of certain +factors upon which the judgment depends. The second is the appearance +of definite types of error due to the withdrawal of certain +correctives of organic tendencies which distort the judgment in +specific directions. The loss in accuracy is great; the mean variation +increases from 7.69 to 31.43, or more than 400 per cent. This large +increase must not, however, be understood as indicating a simple +reduction in the observer's capacity to locate points in the +horizontal plane of the eyes. The two series are not directly +comparable; for in the case of the lighted room, since the whole +visual background remained unchanged, each determination must be +conceived to influence the succeeding judgment, which becomes really a +correction of the preceding. To make the two series strictly parallel +the scenery should have been completely changed after each act of +judgment. Nevertheless, a very large increase of uncertainty may +fairly be granted in passing from a field of visual objects to a +single illuminated point in an otherwise dark field. It is probable +that this change is largely due to the elimination of those elements +of sensation depending upon the relation of the sagittal axis to the +plane against which the object is viewed. + +The change presented by the constant error can here be interpreted +only speculatively. I believe it is a frequently noted fact that the +lights in a distant house or other familiar illuminated object on +land, and especially the signal lights on a vessel at sea appear +higher than their respective positions by day, to the degree at times +of creating the illusion that they hang suspended above the earth or +water. This falls in with the experimental results set forth in the +preceding table. It cannot be attributed to an uncomplicated tendency +of the eyes of a person seated in such a position to seek a lower +direction than the objective horizon, when freed from the corrective +restraint of a visual field, as will be seen when the results of +judgments made in complete darkness are cited, in which case the +direction of displacement is reversed. The single illuminated spot +which appears in the surrounding region of darkness, and upon which +the eye of the observer is directed as he makes his judgment, in the +former case restricts unconscious wanderings of the eye, and sets up a +process of continuous and effortful fixation which accompanies each +act of determination. I attribute the depression of the eyes to this +process of binocular adjustment. The experience of strain in the act +of fixation increases and decreases with the distance of the object +regarded. In a condition of rest the axes of vision of the eyes tend +to become parallel; and from this point onward the intensity of the +effort accompanying the process of fixation increases until, when the +object has passed the near-point of vision, binocular adjustment is no +longer possible. In the general distribution of objects in the visual +field the nearer, for the human being, is characteristically the +lower, the more distant the higher, as one looks in succession from +the things at his feet to the horizon and _vice versa_. We should, +therefore, expect to find, when the eyes are free to move in +independence of a determinate visual field, that increased convergence +is accompanied by a depression of the line of sight, decreased +convergence by an elevation of it. Here such freedom was permitted, +and though the fixed distance of the point of regard eliminated all +large fluctuations in convergence, yet all the secondary +characteristics of intense convergence were present. Those concerned +in the experiment report that the whole process of visual adjustment +had increased in difficulty, and that the sense of effort was +distinctly greater. To this sharp rise in the general sense of strain, +in cooeperation with the absence of a corrective field of objects, I +attribute the large negative displacement of the subjective horizon in +this series of experiments. + + +III. + + +In the next set of experiments the room was made completely dark. The +method of experimentation was adapted to these new conditions by +substituting for the wooden screen one of black-surfaced cardboard, +which was perforated at vertical distances of five millimeters by +narrow horizontal slits and circular holes alternately, making a scale +which was distinctly readable at the distance of the observer. +Opposite the end of one of these slits an additional hole was punched, +constituting a fixed point from which distances were reckoned on the +scale. As the whole screen was movable vertically and the observer +knew that displacements were made from time to time, the succession of +judgments afforded no objective criterion of the range of variation in +the series of determinations, nor of the relation of any individual +reaction to the preceding. The method of experimentation was as +follows: The observer sat as before facing the screen, the direction +of which was given at the beginning of each series by a momentary +illumination of the scale. In the darkness which followed the observer +brought the direction of sight, with open eyes, as satisfactorily as +might be into the plane of the horizontal, when, upon a simple signal, +the perforated scale was instantly and noiselessly illuminated by the +pressure of an electrical button, and the location of the point of +regard was read off the vertical scale by the observer himself, in +terms of its distance from the fixed point of origin described above. +The individual and general averages for this set of experiments are +given in the following table: + + +TABLE III. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (50) + 7.75 20.07 19.45 + _C_ " + 14.41 25.05 2.94 + _D_ " + 14.42 34.54 29.16 + _E_ " +108.97 108.97 23.13 + _F_ " - 5.12 23.00 2.02 + _G_ " + 20.72 34.80 10.23 + _H_ " + 35.07 53.60 33.95 + _I_ " + 25.52 30.68 22.49 + _K_ " - 8.50 40.65 21.07 + + Average: + 23.69 41.26 17.16 + + +The point at which the eyes rest when seeking the plane of the horizon +in total darkness is above its actual position, the positive +displacement involved being of relatively large amount. + +In addition to the removal of the whole diversified visual field there +has now been eliminated the final point of regard toward which, in the +preceding set of experiments, the sight was strained; and the factor +of refined visual adjustment ceases longer to play a part in the +phenomenon. The result of this release is manifested in a tendency of +the eyes to turn unconsciously upward. This is their natural position +when closed in sleep. But this upward roll is not an uncomplicated +movement. There takes place at the same time a relaxation of binocular +convergence, which in sleep may be replaced by a slight divergence. +This tendency of the axes of vision to diverge as the eyes are raised +is undoubtedly connected biologically with the distribution of +distances in the higher and lower parts of the field of vision, of +which mention has already been made. Its persistence is taken +advantage of in the artificial device of assisting the process of +stereoscopic vision without instruments by holding the figures to be +viewed slightly above the primary position, so that the eyes must be +raised in order to look at them and their convergence thereby +decreased. It is by the concomitance of these two variables that the +phenomena of both this and the preceding series of experiments are to +be explained. In the present case the elimination of a fixed point of +regard is followed by a release of the mechanism of convergence, with +a consequent approximation to parallelism in the axes of vision and +its concomitant elevation of the line of sight. + +The second fact to be noted is the reduction in amount of the mean +variation. The series of values under the three sets of experimental +conditions hitherto described is as follows: I. 7'.69; II. 31'.42; +III. 17'.16. This increase of regularity I take to be due, as in the +case of the lighted room, to the presence of a factor of constancy +which is not strictly an element in the judgment of horizontality. +This is a system of sensory data, which in the former case were +transient--the vision of familiar objects; and in the latter +resident--the recognition of specific experiences of strain in the +mechanism of the eye. The latter sensations exist under all three sets +of conditions, but they are of secondary importance in those cases +which include the presence of an objective point of regard, while in +the case of judgments made in total darkness the observer depends +solely upon resident experiences. Attention is thus directed +specifically toward these immediate sensational elements of judgment, +and there arises a tendency to reproduce the preceding set of +eye-strains, instead of determining the horizon plane afresh at each +act of judgment upon more general data of body position. + +If the act of judgment be based chiefly upon sensory data connected +with the reinstatement of the preceding set of strains, progressions +should appear in these series of judgments, provided a constant factor +of error be incorporated in the process. This deflection should be +most marked under conditions of complete darkness, least in the midst +of full illumination. Such a progression would be shown at once by the +distribution of positive and negative values of the individual +judgments about the indifference point of constant error. As instances +of its occurrence all cases have been counted in which the first half +of the series of ten judgments was uniformly of one sign (four to six +being counted as half) and the second half of the opposite sign. The +percentages of cases in which the series presented such a progression +are as follows: In diffused light, 7.6%; in darkness, point of regard +illuminated, 18.3%; in complete darkness, 26.1%. The element of +constant error upon which such progressions depend is the tendency of +the eye to come to rest under determinate mechanical conditions of +equilibrium of muscular strain. + +The relation of the successive judgments of a series to the +reinstatement of specific eye-strains and to the presence of an error +of constant tendency becomes clearer when the distribution of those +series which show progression is analyzed simultaneously with +reference to conditions of light and darkness and to binocular and +monocular vision respectively. Their quantitative relations are +presented in the following table: + + +TABLE IV. + + Illumination. Per Cent. Showing Progress. Binocular. Monocular. + + In light. 7.6 % 50 % 50 % + In darkness. 18.3 34.2 65.8 + + +Among judgments made in daylight those series which present +progression are equally distributed between binocular and monocular +vision. When, however, the determinations are of a luminous point in +an otherwise dark field, the preponderance in monocular vision of the +tendency to a progression becomes pronounced. That this is not a +progressive rectification of the judgment, is made evident by the +distribution of the directions of change in the several experimental +conditions shown in the following table: + + +TABLE V. + Light. Darkness. + Direction of Change. Binocular. Monocular. Binocular. Monocular. + Upward. 50 % 100 % 38.4 % 65.0 % + Downward. 50 00.0 61.6 35.0 + Const. Err. -7.70 +11.66 -36.62 -3.38 + + +When the visual field is illuminated the occurrence of progression in +binocular vision is accidental, the percentages being equally +distributed between upward and downward directions. In monocular +vision, on the contrary, the movement is uniformly upward and involves +a progressive increase in error. When the illuminated point is exposed +in an otherwise dark field the progression is preponderatingly +downward in binocular vision and upward in vision with the single eye. +The relation of these changes to phenomena of convergence, and the +tendency to upward rotation in the eyeball has already been stated. +There is indicated, then, in these figures the complication of the +process of relocating the ideal horizon by reference to the sense of +general body position with tendencies to reinstate simply the set of +eye-muscle strains which accompanied the preceding judgment, and the +progressive distortion of the latter by a factor of constant error due +to the mechanical conditions of muscular equilibrium in the resting +eye. + + +IV. + + +The influence of this factor is also exhibited when judgments made +with both eyes are compared with those made under conditions of +monocular vision. The latter experiments were carried on in alternate +series with those already described. The figures are given in the +following tables: + + +TABLE VI. + + JUDGMENTS MADE IN DIFFUSED LIGHT. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (50) - 28.46 29.04 8.87 + _C_ " + 7.54 14.86 8.01 + _D_ " + 39.32 43.28 13.83 + _E_ " + 50.46 65.26 9.86 + _F_ " + 62.30 62.30 1.60 + _G_ " 0.00 45.28 9.66 + _H_ " + 22.92 79.12 5.07 + _I_ " + 14.36 51.96 8.02 + _K_ " + 9.26 38.10 9.55 + _L_ " - 61.10 61.10 6.36 + Average: + 11.66 49.03 8.18 + + +TABLE VII. + + JUDGMENTS IN ILLUMINATED POINT. + + Observer. Constant Error. Average Deviation. Mean Variation. + _A_ (50) - 38.42 51.96 32.64 + _C_ (30) - 29.03 41.23 35.75 + _D_ (20) - 30.87 34.07 17.24 + _E_ (50) + 65.30 75.86 29.98 + _F_ " + 50.74 50.74 5.89 + _G_ " + 66.38 88.10 44.98 + _H_ " + 65.40 80.76 42.93 + _I_ " - 0.02 80.22 47.53 + _K_ " - 44.60 52.56 32.93 + _L_ " - 71.06 73.30 31.86 + Average: - 3.38 62.88 32.17 + + +The plane of vision in judgments made with the right eye alone is +deflected upward from the true horizon to a greater degree than it is +depressed below it in those made with binocular vision, the respective +values of the constant errors being -7'.70 and +11'.66, a difference +of 19'.36. When the field of vision is darkened except for the single +illuminated disc, a similar reversion of sign takes place in the +constant error. With binocular vision the plane of the subjective +horizon is deflected downward through 36'.62 of arc; with monocular +vision it is elevated 3'.38, a difference of 40'.00, or greater than +in the case of judgments made in the lighted room by 20'.64. This +increase is to be expected in consequence of the elimination of those +corrective criteria which the figured visual field presents. The two +eyes do not, of course, function separately in such a case, and the +difference in the two sets of results is undoubtedly due to the +influence of movements in the closed eye upon that which is open; or +rather, to the difference in binocular functioning caused by shutting +off the visual field from one eye. The former expression is justified +in so far as we conceive that the tendency of the closed eye to turn +slightly upward in its socket affects also the direction of regard in +the open eye by attracting toward itself its plane of vision. But if, +as has been pointed out, this elevation of the line of sight in the +closed eye is accompanied by a characteristic change in the process of +binocular convergence, the result cannot be interpreted as a simple +sympathetic response in the open eye to changes taking place in that +which is closed, but is the consequence of a release of convergence +strain secondarily due to this act of closing the eye. + +Several points of comparison between judgments made with binocular and +with monocular vision remain to be stated. In general, the process of +location is more uncertain when one eye only is used than when both +are employed, but this loss in accuracy is very slight and in many +cases disappears. The loss in accuracy is perhaps also indicated by +the range of variation in the two cases, its limits being for +binocular vision +46'.29 to -56'.70, and for monocular +62'.30 to +-61'.10, an increase of 20'.41. In the darkened room similar relations +are presented. The mean variations are as follows: binocular vision, +31'.42; monocular, 32'.17. Its limits in individual judgments are: +binocular, -1'.62 to -128'.70, monocular, +66'.38 to -71'.06, an +increase of 10'.36. In all ways, then, the difference in accuracy +between the two forms of judgment is extremely small, and the +conclusion may be drawn that those significant factors of judgment +which are independent of the figuration of the visual field are not +connected with the stereoscopic functioning of the two eyes, but such +as are afforded by adjustment in the single eye and its results. + + +VI. + + +The experimental conditions were next complicated by the introduction +of abnormal positions of the eyes, head and whole body. The results of +tipping the chin sharply upward or downward and keeping it so fixed +during the process of location are given in the following table, which +is complete for only three observers: + + +TABLE VIII. + + Observer. Upward Rotation. Downward Rotation. + C.E. A.D. M.V. C.E. A.D. M.V. + _L_ (50) +43.98 43.98 5.62 +28.32 28.32 5.02 + _K_ (50) -33.72 33.72 71.33 +19.49 19.49 55.22 + _L_ (20) -39.10 45.90 33.60 -68.65 69.25 25.20 + Average: - 9.61 41.20 36.85 -19.94 39.02 28.48 + Normal: -64.14 67.08 33.51 + + +The results of rotating the whole body backward through forty-five and +ninety degrees are given in the following table: + + +TABLE IX. + + Observer. Rotation of 45 deg.. Rotation of 90 deg.. + C.E. A.D. M.V. C.E. A.D. M.V. + _B_ (30) + 4.10 24.57 18.56 + _D_ (30) +291.03 291.03 61.86 + _G_ (50) +266.78 266.78 22.83 +200.16 200.16 11.00 + _F_ (60) +116.45 116.45 17.14 - 36.06 36.30 6.29 + _J_ (20) +174.30 174.63 30.94 + Average: +170.53 174.69 30.66 + + +The errors which appear in these tables are not consistently of the +type presented in the well-known rotation of visual planes +subjectively determined under conditions of abnormal relations of the +head or body in space. When the head is rotated upward on its lateral +horizontal axis the average location of the subjective horizon, +though still depressed below the true objective, is higher than when +rotation takes place in the opposite direction. When the whole body is +rotated backward through 45 deg. a positive displacement of large amount +takes place in the case of all observers. When the rotation extends to +90 deg., the body now reclining horizontally but with the head supported +in a raised position to allow of free vision, an upward displacement +occurs in the case of one of the two observers, and in that of the +other a displacement in the opposite direction. When change of +position takes place in the head only, the mean variation is decidedly +greater if the rotation be upward than if it be downward, its value in +the former case being above, in the latter below that of the normal. +When the whole body is rotated backward through 45 deg. the mean variation +is but slightly greater than under normal conditions; when the +rotation is through 90 deg. it is much less. A part of this reduction is +probably due to training. In general, it may be said that the +disturbance of the normal body relations affects the location of the +subjective horizon, but the specific nature and extent of this +influence is left obscure by these experiments. The ordinary movements +of eyes and head are largely independent of one another, and even when +closed the movements of the eyes do not always symmetrically follow +those of the head. The variations in the two processes have been +measured by Muensterberg and Campbell[1] in reference to a single +condition, namely, the relation of attention to and interest in the +objects observed to the direction of sight in the closed eyes after +movement of the head. But apart from the influence of such secondary +elements of ideational origin, there is reason to believe that the +mere movement of the head from its normal position on the shoulders up +or down, to one side or the other, is accompanied by compensatory +motion of the eyes in an opposite direction, which tends to keep the +axis of vision nearer to the primary position. When the chin is +elevated or depressed, this negative reflex adjustment is more +pronounced and constant than when the movement is from side to side. +In the majority of cases the retrograde movement of the eyes does not +equal the head movement in extent, especially if the latter be +extreme. + + [1] Muensterberg, H., and Campbell, W.W.: PSYCHOLOGICAL REVIEW, + I., 1894, p. 441. + +The origin of such compensatory reactions is connected with the +permanent relations of the whole bodily organism to the important +objects which surround it. The relations of the body to the landscape +are fairly fixed. The objects which it is important to watch lie in a +belt which is roughly on a horizontal plane with the observing eye. +They move or are moved about over the surface of the ground and do not +undergo any large vertical displacement. It is of high importance, +therefore, that the eye should be capable of continuous observation of +such objects through facile response to the stimulus of their visual +appearance and movements, in independence of the orientation of the +head. There are no such determinate spatial relations between body +position and the world of important visual objects in the case of +those animals which are immersed in a free medium; and in the +organization of the fish and the bird, therefore, one should not +expect the development of such free sensory reflexes of the eye in +independence of head movements as we know to be characteristic of the +higher land vertebrates. In both of the former types the eye is fixed +in its socket, movements of the whole head or body becoming the +mechanism of adjustment to new objects of observation. In the +adjustment of the human eye the reflex determination through sensory +stimuli is so facile as to counteract all ordinary movements of the +head, the gaze remaining fixed upon the object through a series of +minute and rapidly repeated sensory reflexes. When the eyes are closed +and no such visual stimuli are presented, similar reflexes take place +in response to the movements of the head, mediated possibly by +sensations connected with changes in position of the planes of the +semicircular canals. + + +VII. + + +If eye-strain be a significant element in the process of determining +the subjective horizon, the induction of a new center of muscular +equilibrium by training the eyes to become accustomed to unusual +positions should result in the appearance of characteristic errors of +displacement. In the case of two observers, _A_ and _H_, the eyes were +sharply raised or lowered for eight seconds before giving judgment as +to the position of the illuminated spot, which was exposed at the +moment when the eyes were brought back to the primary position. The +effect of any such vertical rotation is to stretch the antagonistic +set of muscles. It follows that when the eye is rotated in the +contrary direction the condition of equilibrium appears sooner than in +normal vision. In the case of both observers the subjective horizon +was located higher when judgment was made after keeping the eyes +raised, and lower when the line of sight had been depressed. In the +case of only one observer was a quantitative estimation of the error +made, as follows: With preliminary raising of the eyes the location +was +36'.4; with preliminary lowering, -11'.4. + +When the illuminated button is exposed in a darkened room and is +fixated by the observer, it undergoes a variety of changes in apparent +position due to unconscious shifting of the point of regard, the +change in local relations of the retinal stimulation being erroneously +attributed to movements in the object. These movements were not of +frequent enough occurrence to form the basis of conclusions as to the +position at which the eyes tended to come to a state of rest. The +number reported was forty-two, and the movement observed was rather a +wandering than an approximation toward a definite position of +equilibrium. The spot very rarely presented the appearance of sidewise +floating, but this may have been the result of a preconception on the +part of the observer rather than an indication of a lessened liability +to movements in a horizontal plane. Objective movements in the latter +direction the observer knew to be impossible, while vertical +displacements were expected. Any violent movement of the head or eyes +dispelled the impression of floating at once. The phenomenon appeared +only when the illuminated spot had been fixated for an appreciable +period of time. Its occurrence appears to be due to a fatigue process +in consequence of which the mechanism becomes insensible to slight +changes resulting from releases among the tensions upon which constant +fixation depends. When the insensitiveness of fatigue is avoided by a +slow continuous change in the position of the illuminated spot, no +such wandering of the eye from its original point of regard occurs, +and the spot does not float. The rate at which such objective +movements may take place without awareness on the part of the observer +is surprisingly great. Here the fatigue due to sustained fixation is +obviated by the series of rapid and slight sensory reflexes which take +place; these have the effect of keeping unchanged the retinal +relations of the image cast by the illuminated spot, and being +undiscriminated in the consciousness of the observer the position of +the point of regard is apprehended by him as stationary. The +biological importance of such facile and unconscious adjustment of the +mechanism of vision to the moving object needs no emphasis; but the +relation of these obscure movements of the eyes to the process of +determining the plane of the subjective horizon should be pointed out. +The sense of horizontality in the axes of vision is a transient +experience, inner conviction being at its highest in the first moments +of perception and declining so characteristically from this maximum +that in almost every case the individual judgment long dwelt upon is +unsatisfactory to the observer. This change I conceive to be a +secondary phenomenon due to the appearance of the visual wanderings +already described. + + +VIII. + + +The influence of sensory reflexes in the eye upon the process of +visual orientation was next taken up in connection with two specific +types of stimulation. At top and bottom of the vertical screen were +arranged dark lanterns consisting of electric bulbs enclosed in +blackened boxes, the fronts of which were covered with a series of +sheets of white tissue-paper, by which the light was decentralized and +reduced in intensity, and of blue glass, by which the yellow quality +of the light was neutralized. Either of these lanterns could be +illuminated at will by the pressure of a button. All other +experimental conditions remained unchanged. The observers were +directed to pay no special regard to these lights, and the reports +show that in almost every case they had no conscious relation to the +judgment. The results are presented in the following table: + + +TABLE X. + + Light Below. Light Above. + Observer. Const.Err. Av.Dev. M.Var. Const.Err. Av.Dev. M.Var. + _C_ (40) +156.37 156.37 19.67 +169.85 169.85 19.22 + _D_ (20) + 39.30 43.30 17.95 + 46.65 47.35 15.41 + _F_ (30) + 19.47 19.47 8.83 + 58.37 58.37 7.83 + _G_ (50) + 66.11 112.76 14.65 +117.86 117.86 13.10 + _H_ (30) -147.63 147.63 21.07 -105.30 105.30 30.31 + _J_ (20) + 1.90 31.95 22.33 + 44.40 44.40 20.55 + Average: + 22.59 85.28 17.42 + 55.30 90.52 17.74 + + +The eye is uniformly attracted toward the light and the location of +the disk correspondingly elevated or depressed. The amount of +displacement which appears is relatively large. It will be found to +vary with the intensity, extent and distance of the illuminated +surfaces introduced. There can be little doubt that the practical +judgments of life are likewise affected by the distribution of light +intensities, and possibly also of significant objects, above and below +the horizon belt. Every brilliant object attracts the eye toward +itself; and the horizon beneath a low sun or moon will be found to be +located higher than in a clouded sky. The upper half of the ordinary +field of view--the clear sky--is undiversified and unimportant; the +lower half is full of objects and has significance. We should probably +be right in attributing to these characteristic differences a share in +the production of the negative error of judgment which appears in +judgments made in daylight. The introduction of such supplementary +stimuli appears to have little effect upon the regularity of the +series of judgments, the values of the mean variations being +relatively low: 17'.42 with light below, 17'.74 with it above. + + +IX. + + +In the final series of experiments the influence of limiting visual +planes upon the determination of the subjective horizon was taken up. +It had been noticed by Dr. Muensterberg in the course of travel in hill +country that a curious negative displacement of the subjective horizon +took place when one looked across a downward slope to a distant cliff, +the altitude (in relation to the observer's own standpoint) of +specific points on the wall of rock being largely overestimated. +Attributing the illusion to a reconstruction of the sensory data upon +an erroneous interpretation of the objective relations of the +temporary plane of the landscape, Dr. Muensterberg later made a series +of rough experiments by stretching an inclined cord from the eye +downward to a lower point on an opposite wall and estimating the +height above its termination of that point which appeared to be on a +level with the observing eye. He found an illusion present similar to +the case of an extended slope of country. + +The first experiments of this group repeated those just described. The +previous mechanical conditions were varied only by the introduction of +a slender cord which was stretched from just below the eyes to the +bottom of the vertical screen. Full results were obtained from only +two observers, which are given in the following table: + + +TABLE XI. + + Observer. Const. Err. Av. Dev. Mean Var. Exp. Conds. + + _C_ (30) +123.92 123.92 11.94 Cord present and + _G_ (30) +66.47 66.47 15.56 consciously referred to. + _C_ (30) +126.90 126.90 6.31 Cord not present. + _G_ (30) +83.20 83.20 6.31 + _C_ (30) +126.93 126.93 6.39 Cord present but not + _G_ (30) +86.63 86.63 9.40 consciously referred to. + + Averages. I +95.19 95.19 13.75 + " II +105.05 105.05 6.31 + " III +106.78 106.78 7.89 + + +The effect of introducing such an objective plane of reference is +twofold: the mean variation is increased, and the plane of the +subjective horizon is displaced downwards. First, then, it acts as a +simple factor of disturbance; it distracts from those habitual +adjustments upon which the accuracy of the judgment depends. Secondly, +it enters as a source of constant error into the determination of the +subjective horizon, which is attracted toward this new objective +plane. In the third section of the table are given the results of +judgments made in the presence of such a plane but without conscious +reference to it.[2] The figures here are of intermediate value in the +case of the mean variation and of slightly greater value than the +first in that of the constant error. In other words, the introduction +of such a plane cannot be wholly overlooked, though it may be greatly +abstracted from. + +[2] In the preceding experiments the cord was definitely to be taken +into account in making the judgment. The method of so doing was by +running the eye back and forth over the cord preliminary to +determining the location of the point. + +The single cord was next replaced by a plane of blackened wood six +inches wide and extending from the observer to the vertical screen. +This strip was arranged in two ways: first, from the observer's chin +to the bottom of the screen, and secondly, from the feet of the +observer to a point on the screen a short distance below the plane of +the objective horizon. The individual and average results are given in +the following table: + + +TABLE XII. + + Observer. Descending Plane. Ascending Plane. + + _A._ (10) +18.80 18.80 5.24 +35.10 35.10 8.27 + _E._ (20) +79.30 79.30 11.56 +131.67 131.67 12.07 + _H._ (10) -37.50 37.50 16.80 -46.90 46.90 7.90 + _K._ (30) +71.40 71.40 12.85 +48.05 48.05 5.11 + Average: +33.00 51.75 11.61 +41.95 65.43 8.34 + + +The introduction of a descending plane lowers the apparent horizon; +that of an ascending plane elevates it. The general disturbance of +judgment appears distinctly greater in the case of a downward than in +that of an upward incline. + +The results of a third variation of the experimental conditions may be +presented at once. In it the location of the subjective horizon under +normal conditions was compared with the results of adjustments made +when the screen bearing the white disc was rotated backward from the +observer through an angle of varying magnitude. The averages for each +of the two subjects are as follows: + + +TABLE XIII. + + Observer Const. Err. Av. Dev. Mean Var. Rotation. + _F_ (20) +130.50 130.50 3.20 20 deg. + " " +115.50 115.50 1.10 50 deg. + _J_ (20) +443.10 443.10 9.47 45 deg. + + +These experiments were carried on in the presence of the definitely +figured visual field of the lighted room, and the observers were +conscious of taking these permanent features into account as +correctives in making their judgments. Before proceeding, this defect +was remedied as far as possible by enclosing the apparatus of +experimentation, including the observer, between two walls of black +fabric. Nothing was to be seen but these two walls, and the inclined +plane which terminated the observer's view. The position of the screen +remained constant at an inclination of 45 deg.. The upper bounding lines +of the enclosing walls, on the contrary, were adjusted in three +different relations to the plane of the gravity horizon. In the first +arrangement these lines were horizontal; in the second the ends next +to the observer were depressed five degrees; while in the final +arrangement these ends were elevated through a like angular distance. + +The inclined position of the screen was of course observed by every +reactor, but of the changes in the enclosing walls no subject was +informed, and none discerned them on any occasion. Each observer was +questioned as to alterations in the experimental conditions after the +use of each arrangement, and at the close of the whole series inquiry +was made of each as to the planes of the upper boundaries of the +walls. On various occasions, but not customarily, the observer was +aware of a change of some kind in the whole set of conditions, but the +particular feature altered was not suspected. The results for all +three arrangements are given in the following table; of the sections +of this table the third is incomplete, full results having been +reached in the cases of only three observers: + + +TABLE XV. + + Ascending Planes. Descending Planes. + Observer Const. Err. Av. Dev. M. Var. Const. Err. Av. Dev. M. V. + _C_ (50) - 8.02 11.82 9.47 - 48.14 48.14 9.52 + _F_ (50) + 78.88 78.88 2.89 + 25.54 25.54 1.98 + _G_ (50) - 22.56 24.64 6.58 -101.20 101.20 7.39 + _H_ (50) - 83.84 83.84 11.78 -230.20 230.20 11.88 + _J_ (50) +315.64 315.64 18.16 +120.12 120.12 9.01 + Average: + 55.96 102.96 9.78 -44.98 104.84 7.96 + + Horizontal Planes. + Observer. Const. Err. Av. Dev. Mean Var. + _C_ (50) - 27.86 27.86 9.58 + _G_ (50) - 73.84 73.84 7.59 + _J_ (50) +243.72 243.72 18.52 + + +For every individual observer, the position of the disc on the screen +has been affected by each change in the direction of these visible +lines. In every case, also, its location when these boundaries lay in +a horizontal plane was intermediate between the other two. The +importance of such relations in the objects of the visual field as +factors in our ordinary determination of the subjective horizon is +made evident by these experimental results. They become construction +lines having assumed permanence in the world of visual-motor +experience. The conception of unchanging spatial relations in the +fundamental lines of perspective vision receives constant +reinforcement from the facts of daily experience. The influence of the +above-described changes in experimental conditions is mediated through +their effect upon the location of the focus of the limiting and +perspective lines of vision. As the plane of the upper boundaries of +the enclosing walls was elevated and depressed the intersection of the +two systems of lines was correspondingly raised and lowered, and in +dependence upon the location of this imaginary point the determination +of the position of the white disc was made, and the plane of +perspective positively or negatively rotated. + +Why such perspective lines should enter into the process of judgment +it is not difficult to infer. The plane of perspective for human +beings is characteristically horizontal, in consequence of the +distribution of important objects within the field of visual +perception. Roughly, the belt of the earth's horizon contains the loci +of all human perspective planes. Both natural and artificial +arrangements of lines converge there. The systems of visual objects on +the earth and in the sky are there broken sharply off in virtue of +their practically vast differences in quality and significance for the +observer. The latter perspective probably never extends downward +illusorily to points on the earth's surface; and the former system of +objects is carried continuously upward to skyey points only on +relatively rare occasions, as when one mistakes clouds for mountains +or the upper edge of a fog-belt on the horizon for the rim of sea and +sky. The point of convergence of the fundamental lines of perspective +thus becomes assimilated with the idea of the visual horizon, as that +concept has fused with the notion of a subjective horizon. There can +be little doubt that the disposition of such lines enters constantly +into our bodily orientation in space along with sensations arising +from the general body position and from those organs more specially +concerned with the static sense. + +Upon the misinterpretation of such objective planes depends the +illusion of underestimation of the height or incline of a hill one is +breasting, and of the converse overestimation of one seen across a +descending slope or intervening valley. The latter illusion is +especially striking, and in driving over forest roads (in which case +the correction of a wider range of view is excluded) the stretch of +level ground at the foot of a hill one is descending is constantly +mistaken for an opposing rise. This illusion is put into picturesque +words by Stevenson when he describes the world, seen from the summit +of a mountain upon which one stands, as rising about him on every side +as toward the rim of a great cup. The fitness of the image may be +proved by climbing the nearest hill. In all such cases a +reconstruction of the sensory data of judgment takes place, in which +the most significant factor is the plane determined by the positions +of the observing eye and the perspective focus. In these judgments of +spatial relationship, as they follow one another from moment to +moment, this plane becomes a temporary subjective horizon, and +according as it is positively or negatively rotated do corresponding +illusions of perception appear. + + * * * * * + + + + +THE ILLUSION OF RESOLUTION-STRIPES ON THE COLOR-WHEEL. + +BY EDWIN B. HOLT. + + +If a small rod is passed slowly before a rotating disc composed of two +differently colored sectors, the rod appears to leave behind it on the +disc a number of parallel bands of about the width of the rod and of +about the colors, alternately arranged, of the two sectors. These +appear not to move, but gradually to fade away. + +This phenomenon was first observed by Muensterberg, and by him shown to +Jastrow,[1] who, with Moorehouse, has printed a study, without, +however, offering an adequate explanation of it. + + [1] Jastrow, J., and Moorehouse, G.W.: 'A Novel Optical + Illusion,' _Amer. Jour. of Psychology_, 1891, IV., p. 201. + + +I. APPARATUS FOR PRODUCING THE ILLUSION. + + +Any form of color-wheel may be used, but preferably one which is +driven by electricity or clock-work, so that a fairly constant speed +is assured. Several pairs of paper discs are needed, of the ordinary +interpenetrating kind which permit a ready readjustment of the ratios +between the two sectors, as follows: one pair consisting of a white +and a black disc, one of a light-and a dark-colored disc (light green +and dark red have been found admirably suited to the purpose), and a +pair of discs distinctly different in color, but equal in luminosity. + +The rod should be black and not more than a quarter of an inch broad. +It may be passed before the rotating disc by hand. For the sake of +more careful study, however, the rod should be moved at a constant +rate by some mechanical device, such as the pendulum and works of a +Maelzel metronome removed from their case. The pendulum is fixed just +in front of the color-disc. A further commendable simplification of +the conditions consists in arranging the pendulum and disc to move +concentrically, and attaching to the pendulum an isosceles-triangular +shield, so cut that it forms a true radial sector of the disc behind +it. All the colored bands of the illusion then appear as radial +sectors. The radial shields should be made in several sizes (from 3 to +50 degrees of arc) in black, but the smallest size should also be +prepared in colors matching the several discs. Such a disposition, +then, presents a disc of fused color, rotating at a uniform rate, and +in front of this a radial sector oscillating from side to side +concentrically with the disc, and likewise at a uniform rate. Several +variations of this apparatus will be described as the need and purpose +of them become clear. + + +II. PREVIOUS DISCUSSION OF THE ILLUSION. + + +Although Jastrow and Moorehouse (_op. cit._) have published a somewhat +detailed study of these illusion-bands, and cleared up certain points, +they have not explained them. Indeed, no explanation of the bands has +as yet been given. The authors mentioned (_ibid._, p. 204) write of +producing the illusion by another method. "This consists in sliding +two half discs of the same color over one another leaving an open +sector of any desired size up to 180 degrees and rotating this against +a background of a markedly different color, in other words we +substitute for the disc composed of a large amount of one color, which +for brevity we may call the 'majority color,' and a small amount of +another, the 'minority color,' one in which the second color is in the +background and is viewed through an opening in the first. With such an +arrangement we find that we get the series of bands both when the wire +is passed in front of the disc and when passed in back between disc +and background; and further experimentation shows that the time +relations of the two are the same. (There is, of course, no essential +difference between the two methods when the wire is passed in front of +the disc.)" That is true, but it is to be borne in mind that there is +a difference when the wire is passed behind the disc, as these authors +themselves state (_loc. cit._, note):--"The time-relations in the two +cases are the same, but the _color-phenomena_ considerably +_different_." However, "these facts enable us to formulate our first +generalization, viz., that for all purposes here relevant [_i.e._, to +a study of the _time-relations_] the seeing of a wire now against one +background and then immediately against another is the same as its now +appearing and then disappearing; a rapid succession of changed +appearances is equivalent to a rapid alternation of appearance and +disappearance. Why this is so we are unable to say," etc. These +authors now take the first step toward explaining the illusion. In +their words (_op. cit._, p. 205), "the suggestion is natural that we +are dealing with the phenomena of after-images.... If this is the true +explanation of the fact that several rods are seen, then we should, +with different rotation rates of disc and rod, see as many rods as +multiplied by the time of one rotation of the disc would yield a +constant, _i.e._, the time of an after image of the kind under +consideration." For two subjects, J.J. and G.M., the following +tabulation was made. + + J.J. G.M. +Av. time of rot. of disc when 2 images of rod were seen .0812 sec. .0750 sec. + " " " " 3 " " " " .0571 " .0505 " + " " " " 4 " " " " .0450 " .0357 " + " " " " 5 " " " " .0350 " .0293 " + " " " " 6 " " " " .0302 " .0262 " + + +"Multiplying the number of rods by the rotation rate we get for J.J. +an average time of after image of .1740 sec. (a little over 1/6 sec.) +with an average deviation of .0057 (3.2%); for G.M. .1492 (a little +over 1/7 sec.) with an average deviation of .0036 (2.6%). An +independent test of the time of after-image of J.J. and G.M. by +observing when a black dot on a rotating white disc just failed to +form a ring resulted in showing in every instance a longer time for +the former than for the latter." That this constant product of the +number of 'rods' seen by the time of one rotation of the disc equals +the duration of after-image of the rod is established, then, only by +inference. More indubitable, since directly measured on two subjects, +is the statement that that person will see more 'rods' whose +after-image persists longer. This result the present writer fully +confirms. What relation the 'constant product' bears to the duration +of after-image will be spoken of later. But aside from all +measurement, a little consideration of the conditions obtaining when +the rod is passed _behind_ the disc will convince any observer that +the bands are indeed after-images somehow dependent on the rod. We may +account it established that _the bands are after-images_. + +From this beginning one might have expected to find in the paper of +Jastrow and Moorehouse a complete explanation of the illusion. On +other points, however, these authors are less explicit. The changes in +width of the bands corresponding to different sizes of the sectors and +different rates of movement for the rod and disc, are not explained, +nor yet, what is more important, the color-phenomena. In particular +the fact needs to be explained, that the moving rod analyzes the +apparently homogeneous color of the disc; or, as Jastrow and +Moorehouse state it (_op. cit._, p. 202): "If two rotating discs were +presented to us, the one pure white in color, and the other of ideally +perfect spectral colors in proper proportion, so as to give a +precisely similar white, we could not distinguish between the two; but +by simply passing a rod in front of them and observing in the one case +but not in the other the parallel rows of colored bands, we could at +once pronounce the former to be composite, and the latter simple. In +the indefinitely brief moment during which the rod interrupts the +vision of the disc, the eye obtains an impression sufficient to +analyze to some extent into its elements this rapid mixture of +stimuli." The very question is as to _how_ the eye obtains the +'impression sufficient to analyze' the mixture. + +It may be shown at this point that the mistake of these authors lies +in their recognition of but one set of bands, namely (_ibid._, p. +201), 'bands of a color similar to that present in greater proportion' +on the disc. But, on the other hand, it is to be emphasized that those +bands are separated from one another, not by the fused color of the +disc, as one should infer from the article, but by _other bands_, +which are, for their part, of a color similar to that present in +_lesser_ proportion. Thus, bands of the two colors alternate; and +either color of band is with equal ease to be distinguished from the +fused color of the main portion of the disc. + +Why our authors make this mistake is also clear. They first studied +the illusion with the smaller sector of the disc open, and the rod +moving behind it; and since in this case the bands are separated by +strips not of the minority but of the fused color, and are of about +the width of the rod itself, these authors came to recognize bands of +but one sort, and to call these 'images of the rod.' But now, with the +rod moving in front of the disc, there appear bands of two colors +alternately disposed, and neither of these colors is the fused color +of the disc. Rather are these two colors approximately the majority +and minority colors of the disc as seen at rest. Thus, the recognition +of but one set of bands and the conclusion (_ibid._, p. 208) that 'the +bands originate during the vision of the minority color,' are wholly +erroneous. The bands originate as well during the vision of the +majority color, and, as will later be shown, the process is +continuous. + +Again, it is incorrect, even in the case of those bands seen behind +the open sector, to call the bands 'images of the rod,' for images of +the rod would be of the color of the rod, whereas, as our authors +themselves say (_ibid._, p. 201), the bands 'are of a color similar to +that present in greater proportion' on the disc. Moreover the 'images +of the rod' are of the most diverse widths. In fact, we shall find +that the width of the rod is but one of several factors which +determine the width of its 'images,' the bands. + +Prejudiced by the same error is the following statement (_ibid._, p. +208): "With the majority color darker than the minority color the +bands are darker than the resulting mixture, and lighter when the +majority color is the lighter." If this is to be true, one must read +for 'the bands,' 'the narrower bands.' + +Another observation found in this article must be criticised. It is +asserted that difference of shade between the two sectors of the disc, +as well as difference of color, is essential to the illusion. To +support this, four cases are given: two in which the sectors were so +similar in luminosity as to bring out the illusion but faintly; two in +which like luminosities yielded no illusion at all. The present writer +agrees that if the two sectors are closely similar in luminosity, the +illusion is fainter. He also selected a red and a green so near each +other in brightness that when a rod 4 mm. broad (which is the largest +rod that Jastrow and Moorehouse mention having used) was passed by +hand before the disc, no trace of a band could be seen. The pendulum, +however, bearing a shield considerably wider than 4 mm. (say of 15 +degrees) and moving before the very same red and green shades, mixed +in the same proportions, yielded the illusion with the utmost +clearness. Colors of like luminosities yield the illusion less +strikingly, nevertheless they yield it. + +Again (_op. cit._, p. 205), these authors say: "It has been already +observed that the distance between the bands diminishes as the +rotation rate and the rate of movement of the rod increases." But what +had been said before is (_ibid._, p. 203) that 'the bands are +separated by smaller and smaller spaces as the rate of movement of the +rod becomes slower and slower'; and this is equivalent to saying that +the distance between the bands diminishes as the rate of movement of +the rod decreases. The statements are contradictory. But there is no +doubt as to which is the wrong one--it is the first. What these +authors have called 'distance between the bands' has here been shown +to be itself a band. Now, no point about this illusion can be more +readily observed than that the widths of both kinds of band vary +directly with the speed of the rod, inversely, however (as Jastrow and +Moorehouse have noted), with the speed of the disc. + +Perhaps least satisfactory of all is their statement (_ibid._, p. 206) +that "A brief acquaintance with the illusion sufficed to convince us +that its appearance was due to contrast of some form, though the +precise nature of this contrast is the most difficult point of all." +The present discussion undertakes to explain with considerable +minuteness every factor of the illusion, yet the writer does not see +how in any essential sense contrast could be said to be involved. + +With the other observations of these authors, as that the general +effect of an increase in the width of the interrupting rod was to +render the illusion less distinct and the bands wider, etc., the +observations of the present writer fully coincide. These will +systematically be given later, and we may now drop the discussion of +this paper. + +The only other mention to be found of these resolution-bands is one by +Sanford,[2] who says, apparently merely reiterating the results of +Jastrow and Moorehouse, that the illusion is probably produced by the +sudden appearance, by contrast, of the rod as the lighter sector +passes behind it, and by its relative disappearance as the dark sector +comes behind. He thus compares the appearance of several rods to the +appearance of several dots in intermittent illumination of the strobic +wheel. If this were the correct explanation, the bands could not be +seen when both sectors were equal in luminosity; for if both were +dark, the rod could never appear, and if both were light, it could +never disappear. The bands can, however, be seen, as was stated above, +when both the sectors are light or both are dark. Furthermore, this +explanation would make the bands to be of the same color as the rod. +But they are of other colors. Therefore Sanford's explanation cannot +be admitted. + + [2] Sanford, E.C.: 'A Course in Experimental Psychology,' + Boston, 1898, Part I., p. 167. + +And finally, the suggestions toward explanation, whether of Sanford, +or of Jastrow and Moorehouse, are once for all disproved by the +observation that if the moving rod is fairly broad (say three quarters +of an inch) and moves _slowly_, the bands are seen nowhere so well as +_on the rod itself_. One sees the rod vaguely through the bands, as +could scarcely happen if the bands were images of the rod, or +contrast-effects of the rod against the sectors. + +The case when the rod is broad and moves slowly is to be accounted a +special case. The following observations, up to No. 8, were made with +a narrow rod about five degrees in width (narrower will do), moved by +a metronome at less than sixty beats per minute. + + +III. OUTLINE OF THE FACTS OBSERVED. + + +A careful study of the illusion yields the following points: + +1. If the two sectors of the disc are unequal in arc, the bands are +unequal in width, and the narrower bands correspond in color to the +larger sector. Equal sectors give equally broad bands. + +2. The faster the rod moves, the broader become the bands, but not in +like proportions; broad bands widen relatively more than narrow ones; +equal bands widen equally. As the bands widen out it necessarily +follows that the alternate bands come to be farther apart. + +3. The width of the bands increases if the speed of the revolving disc +decreases, but varies directly, as was before noted, with the speed of +the pendulating rod. + +4. Adjacent bands are not sharply separated from each other, the +transition from one color to the other being gradual. The sharpest +definition is obtained when the rod is very narrow. It is appropriate +to name the regions where one band shades over into the next +'transition-bands.' These transition-bands, then, partake of the +colors of both the sectors on the disc. It is extremely difficult to +distinguish in observation between vagueness of the illusion due to +feebleness in the after-image depending on faint illumination, +dark-colored discs or lack of the desirable difference in luminosity +between the sectors (cf. p. 171) and the indefiniteness which is due +to broad transition-bands existing between the (relatively) pure-color +bands. Thus much, however, seems certain (Jastrow and Moorehouse have +reported the same, _op. cit._, p. 203): the wider the rod, the wider +the transition-bands. It is to be noticed, moreover, that, for rather +swift movements of the rod, the bands are more sharply defined if this +movement is contrary to that of the disc than if it is in like +direction with that of the disc. That is, the transition-bands are +broader when rod and disc move in the same, than when in opposite +directions. + +5. The total number of bands seen (the two colors being alternately +arranged and with transition-bands between) at any one time is +approximately constant, howsoever the widths of the sectors and the +width and rate of the rod may vary. But the number of bands is +inversely proportional, as Jastrow and Moorehouse have shown (see +above, p. 169), to the time of rotation of the disc; that is, the +faster the disc, the more bands. Wherefore, if the bands are broad +(No. 2), they extend over a large part of the disc; but if narrow, +they cover only a small strip lying immediately behind the rod. + +6. The colors of the bands approximate those of the two sectors; the +transition-bands present the adjacent 'pure colors' merging into each +other. But _all_ the bands are modified in favor of the color of the +moving rod. If, now, the rod is itself the same in color as one of the +sectors, the bands which should have been of the _other_ color are not +to be distinguished from the fused color of the disc when no rod moves +before it. + +7. The bands are more strikingly visible when the two sectors differ +considerably in luminosity. But Jastrow's observation, that a +difference in luminosity is _necessary_, could not be confirmed. +Rather, on the contrary, sectors of the closest obtainable luminosity +still yielded the illusion, although faintly. + +8. A _broad_ but slowly moving rod shows the bands overlying itself. +Other bands can be seen left behind it on the disc. + +9. But a case of a rod which is broad, or slowly-moving, or both, is a +special complication which involves several other and _seemingly_ +quite contradictory phenomena to those already noted. Since these +suffice to show the principles by which the illusion is to be +explained, enumeration of the special variations is deferred. + + +IV. THE GEOMETRICAL RELATIONS BETWEEN THE ROD AND THE SECTORS OF THE +DISC. + + +It should seem that any attempt to explain the illusion-bands ought to +begin with a consideration of the purely geometrical relations holding +between the slowly-moving rod and the swiftly-revolving disc. First of +all, then, it is evident that the rod lies in front of each sector +successively. + +Let Fig. 1 represent the upper portion of a color-wheel, with center +at _O_, and with equal sectors _A_ and _B_, in front of which a rod +_P_ oscillates to right and left on the same axis as that of the +wheel. Let the disc rotate clockwise, and let _P_ be observed in its +rightward oscillation. Since the disc moves faster than the rod, the +front of the sector _A_ will at some point come up to and pass behind +the rod _P_, say at _p^{A}. P_ now hides a part of _A_ and both are +moving in the same direction. Since the disc still moves the faster, +the front of _A_ will presently emerge from behind _P_, then more and +more of _A_ will emerge, until finally no part of it is hidden by _P_. +If, now, _P_ were merely a line (having no width) and were not +moving, the last of _A_ would emerge just where its front edge had +gone behind _P_, namely at _p^{A}_. But _P_ has a certain width and a +certain rate of motion, so that _A_ will wholly emerge from behind _P_ +at some point to the right, say _p^{B}_. How far to the right this +will be depends on the speed and width of _A_, and on the speed and +width of _P_. + +Now, similarly, at _p^{B}_ the sector _B_ has come around and begins +to pass behind _P_. It in turn will emerge at some point to the right, +say _p^{C}_. And so the process will continue. From _p^{A}_ to _p^{B}_ +the pendulum covers some part of the sector _A_; from _p^{B}_ to +_p^{C}_ some part of sector _B_; from _p^{C}_ to _P^{D}_ some part of +_A_ again, and so on. + +[Illustration: Fig. 1.] + +If, now, the eye which watches this process is kept from moving, these +relations will be reproduced on the retina. For the retinal area +corresponding to the triangle _p^{A}Op^{B}_, there will be less +stimulation from the sector _A_ than there would have been if the +pendulum had not partly hidden it. That is, the triangle in question +will not be seen of the fused color of _A_ and _B_, but will lose a +part of its _A_-component. In the same way the triangle _p^{B}OpC_ +will lose a part of its _B_-component; and so on alternately. And by +as much as either component is lost, by so much will the color of the +intercepting pendulum (in this case, black) be present to make up the +deficiency. + +We see, then, that the purely geometrical relations of disc and +pendulum necessarily involve for vision a certain banded appearance of +the area which is swept by the pendulum, if the eye is held at rest. +We have now to ask, Are these the bands which we set out to study? +Clearly enough these geometrically inevitable bands can be exactly +calculated, and their necessary changes formulated for any given +change in the speed or width of _A_, _B_, or _P_. If it can be shown +that they must always vary just as the bands we set out to study are +_observed_ to vary, it will be certain that the bands of the illusion +have no other cause than the interception of retinal stimulation by +the sectors of the disc, due to the purely geometrical relations +between the sectors and the pendulum which hides them. + +And exactly this will be found to be the case. The widths of the bands +of the illusion depend on the speed and widths of the sectors and of +the pendulum used; the colors and intensities of the bands depend on +the colors and intensities of the sectors (and of the pendulum); while +the total number of bands seen at one time depends on all these +factors. + + +V. GEOMETRICAL DEDUCTION OF THE BANDS. + + +In the first place, it is to be noted that if the pendulum proceeds +from left to right, for instance, before the disc, that portion of the +latter which lies in front of the advancing rod will as yet not have +been hidden by it, and will therefore be seen of the unmodified, fused +color. Only behind the pendulum, where rotating sectors have been +hidden, can the bands appear. And this accords with the first +observation (p. 167), that "The rod appears to leave behind it on the +disc a number of parallel bands." It is as if the rod, as it passes, +painted them on the disc. + +Clearly the bands are not formed simultaneously, but one after another +as the pendulum passes through successive positions. And of course the +newest bands are those which lie immediately behind the pendulum. It +must now be asked, Why, if these bands are produced successively, are +they seen simultaneously? To this, Jastrow and Moorehouse have given +the answer, "We are dealing with the phenomena of after-images." The +bands persist as after-images while new ones are being generated. The +very oldest, however, disappear _pari-passu_ with the generation of +the new. We have already seen (p. 169) how well these authors have +shown this, in proving that the number of bands seen, multiplied by +the rate of rotation of the disc, is a constant bearing some relation +to the duration of a retinal image of similar brightness to the bands. +It is to be noted now, however, that as soon as the rod has produced a +band and passed on, the after-image of that band on the retina is +exposed to the same stimulation from the rotating disc as before, that +is, is exposed to the fused color; and this would tend to obliterate +the after-images. Thus the oldest bands would have to disappear more +quickly than an unmolested after-image of the same original +brightness. We ought, then, to see somewhat fewer bands than the +formula of Jastrow and Moorehouse would indicate. In other words, we +should find on applying the formula that the 'duration of the +after-image' must be decreased by a small amount before the numerical +relations would hold. Since Jastrow and Moorehouse did not determine +the relation of the after-image by an independent measurement, their +work neither confirms nor refutes this conjecture. + +What they failed to emphasize is that the real origin of the bands is +not the intermittent appearances of the rod opposite the _lighter_ +sector, as they seem to believe, but the successive eclipse by the rod +of _each_ sector in turn. + +If, in Fig. 2, we have a disc (composed of a green and a red sector) +and a pendulum, moving to the right, and if _P_ represents the +pendulum at the instant when the green sector _AOB_ is beginning to +pass behind it, it follows that some other position farther to the +right, as _P'_, will represent the pendulum just as the last part of +the sector is passing out from behind it. Some part at least of the +sector has been hidden during the entire interval in which the +pendulum was passing from _P_ to _P'_. Clearly the arc _BA'_ measures +the band _BOA'_, in which the green stimulation from the sector _AOB_ +is thus at least partially suppressed, that is, on which a relatively +red band is being produced. If the illusion really depends on the +successive eclipse of the sectors by the pendulum, as has been +described, it will be possible to express BA', that is, the width of +a band, in terms of the widths and rates of movement of the two +sectors and of the pendulum. This expression will be an equation, and +from this it will be possible to derive the phenomena which the bands +of the illusion actually present as the speeds of disc and rod, and +the widths of sectors and rod, are varied. + +[Illustration: Fig 2.] + +Now in Fig. 2 let the + width of the band (_i.e._, the arc BA') = Z + speed of pendulum = r degrees per second; + speed of disc = r' degrees per second; + width of sector AOB (_i.e._, the arc AB) = s degrees of arc; + width of pendulum (_i.e._, the arc BC) = p degrees of arc; + time in which the pendulum moves from P to P' = t seconds. + +Now + arc CA' + t = -------; + r + +but, since in the same time the green sector AOB moves from _B_ to B', +we know also that + arc BB' + t = -------; + r' +then + arc CA' arc BB' + ------- = -------, + r r' + +or, omitting the word "arc" and clearing of fractions, + + r'(CA') = r(BB'). +But now + CA' = BA' - BC, +while + BA' = Z and BC = p; +therefore + CA' = Z-p. +Similarly + BB' = BA' + A'B' = Z + s. + +Substituting for _CA'_ and _BB'_ their values, we get + + r'(Z-p) = r(Z+s), +or + Z(r' - r) = rs + pr', +or + Z = rs + pr' / r' - r. + +It is to be remembered that _s_ is the width of the sector which +undergoes eclipse, and that it is the color of that same sector which +is subtracted from the band _Z_ in question. Therefore, whether _Z_ +represents a green or a red band, _s_ of the formula must refer to the +_oppositely colored_ sector, _i.e._, the one which is at that time +being hidden. + +We have now to take cognizance of an item thus far neglected. When the +green sector has reached the position _A'B'_, that is, is just +emerging wholly from behind the pendulum, the front of the red sector +must already be in eclipse. The generation of a green band (red sector +in eclipse) will have commenced somewhat before the generation of the +red band (green sector in eclipse) has ended. For a moment the +pendulum will lie over parts of both sectors, and while the red band +ends at point _A'_, the green band will have already commenced at a +point somewhat to the left (and, indeed, to the left by a trifle more +than the width of the pendulum). In other words, the two bands +_overlap_. + +This area of overlapping may itself be accounted a band, since here +the pendulum hides partly red and partly green, and obviously the +result for sensation will not be the same as for those areas where red +or green alone is hidden. We may call the overlapped area a +'transition-band,' and we must then ask if it corresponds to the +'transition-bands' spoken of in the observations. + +Now the formula obtained for Z includes two such transition-bands, one +generated in the vicinity of OB and one near OA'. To find the formula +for a band produced while the pendulum conceals solely one, the +oppositely colored sector (we may call this a 'pure-color' band and +let its width = W), we must find the formula for the width (w) of a +transition-band, multiply it by two, and subtract the product from the +value for Z already found. + +The formula for an overlapping or transition-band can be readily found +by considering it to be a band formed by the passage behind P of a +sector whose width is zero. Thus if, in the expression for Z already +found, we substitute zero for s, we shall get w; that is, + + o + pr' pr' + w = ------- = ------ + r' - r r' - r +Since + W = Z - 2w, +we have + rs + pr' pr' + W = -------- = 2 ------, + r' - r r' - r +or + rs - pr' + W = -------- (1) + r' - r + + +[Illustration: Fig 3.] + +Fig. 3 shows how to derive _W_ directly (as _Z_ was derived) from the +geometrical relations of pendulum and sectors. Let _r, r', s, p_, and +_t_, be as before, but now let + + width of the band (_i.e._, the arc _BA') = W_; + +that is, the band, instead of extending as before from where _P_ +begins to hide the green sector to where _P_ ceases to hide the same, +is now to extend from the point at which _P_ ceases to hide _any +part_ of the red sector to the point where it _just commences_ again to +hide the same. + +Then + W + p + t = ------- , + r +and + W + s + t = ------- , + r' + +therefore + W + p W + s + ------- = ------- , + r r' + + r'(W + p) = r(W + s) , + + W (r' - r) = rs - pr' , +and, again, + rs - pr' + W = -------- . + r' - r + +Before asking if this pure-color band _W_ can be identified with the +bands observed in the illusion, we have to remember that the value +which we have found for _W_ is true only if disc and pendulum are +moving in the same direction; whereas the illusion-bands are observed +indifferently as disc and pendulum move in the same or in opposite +directions. Nor is any difference in their width easily observable in +the two cases, although it is to be borne in mind that there may be a +difference too small to be noticed unless some measuring device is +used. + +From Fig. 4 we can find the width of a pure-color band (_W_) when +pendulum and disc move in opposite directions. The letters are used as +in the preceding case, and _W_ will include no transition-band. + +[Illustration: Fig. 4] + +We have + + W + p + t = -----, + r +and + s - W + t = -----, + r' + + r'(W + p) = r(s - W) , + + W(r' + r) = rs - pr' , + + rs - pr' + W = -------- . (2) + r' + r + +Now when pendulum and disc move in the same direction, + + rs - pr' + W = --------- , (1) + r' - r + +so that to include both cases we may say that + + rs - pr' + W = -------- . (3) + r' +- r + +The width (W) of the transition-bands can be found, similarly, from +the geometrical relations between pendulum and disc, as shown in Figs. +5 and 6. In Fig. 5 rod and disc are moving in the same direction, and + + w = BB'. + +Now + W - p + t = ------- , + r' + + w + t = --- , + r' + + r'(w-p) = rw , + + w(r'-r) = pr' , + + + pr' + w = ------- . (4) + r'-r + + +[Illustration: Fig. 5] + +[Illustration: Fig. 6] + +In Fig. 6 rod and disc are moving in opposite directions, and + + w = BB', + + p - w + t = ------- , + r + + w + t = --- , + r' + + r'(p - w) = rw , + + w(r' + r) = pr' , + + pr' + w = -------- . + r' + r (5) + +So that to include both cases (of movement in the same or in opposite +directions), we have that + + pr' + w = -------- . + r' +- r (6) + + + +VI. APPLICATION OF THE FORMULAS TO THE BANDS OF THE ILLUSION. + + +Will these formulas, now, explain the phenomena which the bands of the +illusion actually present in respect to their width? + + +1. The first phenomenon noticed (p. 173, No. 1) is that "If the two +sectors of the disc are unequal in arc, the bands are unequal in +width; and the narrower bands correspond in color to the larger +sector. Equal sectors give equally broad bands." + +In formula 3, _W_ represents the width of a band, and _s_ the width of +the _oppositely colored_ sector. Therefore, if a disc is composed, for +example, of a red and a green sector, then + + rs(green) - pr' + W(red) = ------------------ , + r' +- r +and + rs(red) - pr' + W(green) = ------------------ , + r' +- r + +therefore, by dividing, + + W(red) rs(green) - pr' + --------- = ------------------- . + W(green) rs(red) - pr' + +From this last equation it is clear that unless _s_(green) = _s_(red), +_W_(red) cannot equal _W_(green). That is, if the two sectors are +unequal in width, the bands are also unequal. This was the first +feature of the illusion above noted. + +Again, if one sector is larger, the oppositely colored bands will be +larger, that is, the light-colored bands will be narrower; or, in +other words, 'the narrower bands correspond in color to the larger +sector.' + +Finally, if the sectors are equal, the bands must also be equal. + +So far, then, the bands geometrically deduced present the same +variations as the bands observed in the illusion. + + +2. Secondly (p. 174, No. 2), "The faster the rod moves the broader +become the bands, but not in like proportions; broad bands widen +relatively more than narrow ones." The speed of the rod or pendulum, +in degrees per second, equals _r_. Now if _W_ increases when _r_ +increases, _D_{[tau]}W_ must be positive or greater than zero for all +values of _r_ which lie in question. + +Now + rs - pr' + W = --------- , + r' +- r +and + (r' +- r)s [+-] (rs - pr') + D_{[tau]}W = -------------------------- , + (r +- r') + +or reduced, + r'(s +- p) + = ----------- + (r' +- r) squared + +Since _r'_ (the speed of the disc) is always positive, and _s_ is +always greater than _p_ (cf. p. 173), and since the denominator is a +square and therefore positive, it follows that + + D_{[tau]}W > 0 + +or that _W_ increases if _r_ increases. + +Furthermore, if _W_ is a wide band, _s_ is the wider sector. The rate +of increase of _W_ as _r_ increases is + + r'(s +- p) + D_{[tau]}W = ----------- + (r' +- r) squared + +which is larger if _s_ is larger (_s_ and _r_ being always positive). +That is, as _r_ increases, 'broad bands widen relatively more than +narrow ones.' + + +3. Thirdly (p. 174, No. 3), "The width of The bands increases if the +speed of the revolving disc decreases." This speed is _r'_. That the +observed fact is equally true of the geometrical bands is clear from +inspection, since in + + rs - pr' + W = --------- , + r' +- r + +as _r'_ decreases, the denominator of the right-hand member decreases +while the numerator increases. + + +4. We now come to the transition-bands, where one color shades over +into the other. It was observed (p. 174, No. 4) that, "These partake +of the colors of both the sectors on the disc. The wider the rod the +wider the transition-bands." + +We have already seen (p. 180) that at intervals the pendulum conceals +a portion of both the sectors, so that at those points the color of +the band will be found not by deducting either color alone from the +fused color, but by deducting a small amount of both colors in +definite proportions. The locus of the positions where both colors are +to be thus deducted we have provisionally called (in the geometrical +section) 'transition-bands.' Just as for pure-color bands, this locus +is a radial sector, and we have found its width to be (formula 6, p. +184) + pr' + W = --------- , + r' +- r + +Now, are these bands of bi-color deduction identical with the +transition-bands observed in the illusion? Since the total concealing +capacity of the pendulum for any given speed is fixed, less of +_either_ color can be deducted for a transition-band than is deducted +of one color for a pure-color band. Therefore, a transition-band will +never be so different from the original fusion-color as will either +'pure-color' band; that is, compared with the pure color-bands, the +transition-bands will 'partake of the colors of both the sectors on +the disc.' Since + pr' + W = --------- , + r' +- r + +it is clear that an increase of _p_ will give an increase of _w_; +_i.e._, 'the wider the rod, the wider the transition-bands.' + +Since _r_ is the rate of the rod and is always less than _r'_, the +more rapidly the rod moves, the wider will be the transition-bands +when rod and disc move in the same direction, that is, when + + pr' + W = --------- , + r' - r + +But the contrary will be true when they move in opposite directions, +for then + + pr' + W = --------- , + r' + r + +that is, the larger _r_ is, the narrower is _w_. + +The present writer could not be sure whether or not the width of +transition-bands varied with _r_. He did observe, however (page 174) +that 'the transition-bands are broader when rod and disc move in the +same, than when in opposite directions.' This will be true likewise +for the geometrical bands, for, whatever _r_ (up to and including _r_ += _r'_), + + pr' pr' + ---- > ---- + r'-r r'+r + +In the observation, of course, _r_, the rate of the rod, was never so +large as _r'_, the rate of the disc. + + +5. We next come to an observation (p. 174, No. 5) concerning the +number of bands seen at any one time. The 'geometrical deduction of +the bands,' it is remembered, was concerned solely with the amount of +color which was to be deducted from the fused color of the disc. _W_ +and _w_ represented the widths of the areas whereon such deduction was +to be made. In observation 5 we come on new considerations, _i.e._, as +to the color from which the deduction is to be made, and the fate of +the momentarily hidden area which suffers deduction, _after_ the +pendulum has passed on. + +We shall best consider these matters in terms of a concept of which +Marbe[3] has made admirable use: the 'characteristic effect.' The +Talbot-Plateau law states that when two or more periodically +alternating stimulations are given to the retina, there is a certain +minimal rate of alternation required to produce a just constant +sensation. This minimal speed of succession is called the critical +period. Now, Marbe calls the effect on the retina of a light-stimulation +which lasts for the unit of time, the 'photo-chemical unit-effect.' +And he says (_op. cit._, S. 387): "If we call the unit of time +1[sigma], the sensation for each point on the retina in each unit of +time is a function of the simultaneous and the few immediately +preceding unit-effects; this is the characteristic effect." + + [3] 'Marbe, K.: 'Die stroboskopischen Erscheinungen,' _Phil. + Studien._, 1898, XIV., S. 376. + +We may now think of the illusion-bands as being so and so many +different 'characteristic effects' given simultaneously in so and so +many contiguous positions on the retina. But so also may we think of +the geometrical interception-bands, and for these we can deduce a +number of further properties. So far the observed illusion-bands and +the interception-bands have been found identical, that is, in so far +as their widths under various conditions are concerned. We have now to +see if they present further points of identity. + +As to the characteristic effects incident to the interception-bands; +in Fig. 7 (Plate V.), let _A'C'_ represent at a given moment _M_, the +total circumference of a color-disc, _A'B'_ represent a green sector +of 90 deg., and _B'C'_ a red complementary sector of 270 deg.. If the disc is +supposed to rotate from left to right, it is clear that a moment +previous to _M_ the two sectors and their intersection _B_ will have +occupied a position slightly to the left. If distance perpendicularly +above _A'C'_ is conceived to represent time previous to _M_, the +corresponding previous positions of the sectors will be represented by +the oblique bands of the figure. The narrow bands (_GG_, _GG_) are the +loci of the successive positions of the green sector; the broader +bands (_RR_, _RR_), of the red sector. + +In the figure, 0.25 mm. vertically = the unit of time = 1[sigma]. The +successive stimulations given to the retina by the disc _A'C'_, say at +a point _A'_, during the interval preceding the moment _M_ will be + + green 10[sigma], + red 30[sigma], + green 10[sigma], + red 30[sigma], etc. + +Now a certain number of these stimulations which immediately precede +_M_ will determine the characteristic effect, the fusion color, for +the point _A'_ at the moment _M_. We do not know the number of +unit-stimulations which contribute to this characteristic effect, nor +do we need to, but it will be a constant, and can be represented by a +distance _x_ = _A'A_ above the line _A'C'_. Then _A'A_ will represent +the total stimulus which determines the characteristic effect at _A'_. +Stimuli earlier than _A_ are no longer represented in the after-image. +_AC_ is parallel to _A'C'_, and the characteristic effect for any +point is found by drawing the perpendicular at that point between the +two lines _A'C_ and _AC_. + +Just as the movement of the disc, so can that of the concealing +pendulum be represented. The only difference is that the pendulum is +narrower, and moves more slowly. The slower rate is represented by a +steeper locus-band, _PP'_, than those of the swifter sectors. + +We are now able to consider geometrically deduced bands as +'characteristic effects,' and we have a graphic representation of the +color-deduction determined by the interception of the pendulum. The +deduction-value of the pendulum is the distance (_xy_) which it +intercepts on a line drawn perpendicular to _A'C'_. + +Lines drawn perpendicular to _A'C'_ through the points of intersection +of the locus-band of the pendulum with those of the sectors will give +a 'plot' on _A'C'_ of the deduction-bands. Thus from 1 to 2 the +deduction is red and the band green; from 2 to 3 the deduction is +decreasingly red and increasingly green, a transition-band; from 3 to +4 the deduction is green and the band red; and so forth. + +We are now prepared to continue our identification of these +geometrical interception-bands with the bands observed in the +illusion. It is to be noted in passing that this graphic +representation of the interception-bands as characteristic effects +(Fig. 7) is in every way consistent with the previous equational +treatment of the same bands. A little consideration of the figure will +show that variations of the widths and rates of sectors and pendulum +will modify the widths of the bands exactly as has been shown in the +equations. + +The observation next at hand (p. 174, No. 5) is that "The total number +of bands seen at any one time is approximately constant, howsoever the +widths of the sectors and the width and rate of the rod may vary. But +the number of bands is inversely proportional (Jastrow and Moorehouse) +to the time of rotation of the disc; that is, the faster the disc, the +more bands." + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE V. + Fig. 7. Fig. 8. Fig. 9.] + +This is true, point for point, of the interception-bands of Fig. 7. It +is clear that the number of bands depends on the number of +intersections of _PP'_ with the several locus-bands _RR_, _GG_, _RR_, +etc. Since the two sectors are complementary, having a constant sum of +360 deg., their relative widths will not affect the number of such +intersections. Nor yet will the width of the rod _P_ affect it. As to +the speed of _P_, if the locus-bands are parallel to the line _A'C'_, +that is, of the disc moved _infinitely_ rapidly, there would be the +same number of intersections, no matter what the rate of _P_, that is, +whatever the obliqueness of _PP'_. But although the disc does not +rotate with infinite speed, it is still true that for a considerable +range of values for the speed of the pendulum the number of +intersections is constant. The observations of Jastrow and Moorehouse +were probably made within such a range of values of _r_. For while +their disc varied in speed from 12 to 33 revolutions per second, that +is, 4,320 to 11,880 degrees per second, the rod was merely passed to +and fro by hand through an excursion of six inches (J. and M., _op. +cit._, pp. 203-5), a method which could have given no speed of the rod +comparable to that of the disc. Indeed, their fastest speed for the +rod, to calculate from certain of their data, was less than 19 inches +per second. + +The present writer used about the same rates, except that for the disc +no rate below 24 revolutions per second was employed. This is about +the rate which v. Helmholtz[4] gives as the slowest which will yield +fusion from a bi-sectored disc in good illumination. It is hard to +imagine how, amid the confusing flicker of a disc revolving but 12 +times in the second, Jastrow succeeded in taking any reliable +observations at all of the bands. Now if, in Fig. 8 (Plate V.), 0.25 +mm. on the base-line equals one degree, and in the vertical direction +equals 1[sigma], the locus-bands of the sectors (here equal to each +other in width), make such an angle with _A'C'_ as represents the disc +to be rotating exactly 36 times in a second. It will be seen that the +speed of the rod may vary from that shown by the locus _P'P_ to that +shown by _P'A_; and the speeds represented are respectively 68.96 and +1,482.64 degrees per second; and throughout this range of speeds the +locus-band of _P_ intercepts the loci of the sectors always the same +number of times. Thus, if the disc revolves 36 times a second, the +pendulum may move anywhere from 69 to 1,483 degrees per second without +changing the number of bands seen at a time. + + [4] v. Helmholtz, H.: 'Handbuch d. physiolog. Optik,' Hamburg + u. Leipzig, 1896, S. 489. + +And from the figure it will be seen that this is true whether the +pendulum moves in the same direction as the disc, or in the opposite +direction. This range of speed is far greater than the concentrically +swinging metronome of the present writer would give. The rate of +Jastrow's rod, of 19 inches per second, cannot of course be exactly +translated into degrees, but it probably did not exceed the limit of +1,483. Therefore, although beyond certain wide limits the rate of the +pendulum will change the total number of deduction-bands seen, yet the +observations were, in all probability (and those of the present +writer, surely), taken within the aforesaid limits. So that as the +observations have it, "The total number of bands seen at any one time +is approximately constant, howsoever ... the rate of the rod may +vary." On this score, also, the illusion-bands and the deduction-bands +present no differences. + +But outside of this range it can indeed be _observed_ that the number +of bands does vary with the rate of the rod. If this rate (_r_) is +increased beyond the limits of the previous observations, it will +approach the rate of the disc (_r'_). Let us increase _r_ until _r_ = +_r'_. To observe the resulting bands, we have but to attach the rod or +pendulum to the front of the disc and let both rotate together. No +bands are seen, _i.e._, the number of bands has become zero. And this, +of course, is just what should have been expected from a consideration +of the deduction-bands in Fig. 8. + +One other point in regard to the total number of bands seen: it was +observed (page 174, No. 5) that, "The faster the disc, the more +bands." This too would hold of the deduction-bands, for the faster the +disc and sectors move, the narrower and more nearly parallel to _A'C'_ +(Fig. 7) will be their locus-bands, and the more of these bands will +be contained within the vertical distance _A'A_ (or _C'C_), which, it +is remembered, represents the age of the oldest after-image which +still contributes to the characteristic effect. _PP'_ will therefore +intercept more loci of sectors, and more deduction-bands will be +generated. + + +6. "The colors of the bands (page 175, No. 6) approximate those of the +two sectors; the transition-bands present the adjacent 'pure colors' +merging into each other. But _all_ the bands are modified in favor of +the moving rod. If, now, the rod is itself the same in color as one of +the sectors, the bands which should have been of the other color are +not to be distinguished from the fused color of the disc when no rod +moves before it." + +These items are equally true of the deduction-bands, since a deduction +of a part of one of the components from a fused color must leave an +approximation to the other component. And clearly, too, by as much as +either color is deducted, by so much must the color of the pendulum +itself be added. So that, if the pendulum is like one of the sectors +in color, whenever that sector is hidden the deduction for concealment +will exactly equal the added allowance for the color of the pendulum, +and there will be no bands of the other color distinguishable from the +fused color of the disc. + +It is clear from Fig. 7 why a transition-band shades gradually from +one pure-color band over into the other. Let us consider the +transition-band 2-3 (Fig. 7). Next it on the right is a green band, on +the left a red. Now at the right-hand edge of the transition-band it +is seen that the deduction is mostly red and very little green, a +ratio which changes toward the left to one of mostly green and very +little red. Thus, next to the red band the transition-band will be +mostly red, and it will shade continuously over into green on the side +adjacent to the green band. + + +7. The next observation given (page 175, No. 7) was that, "The bands +are more strikingly visible when the two sectors differ considerably +in luminosity." This is to be expected, since the greater the +contrast, whether in regard to color, saturation, or intensity, +between the sectors, the greater will be such contrast between the two +deductions, and hence the greater will it be between the resulting +bands. And, therefore, the bands will be more strikingly +distinguishable from each other, that is, 'visible.' + + +8. "A _broad_ but slowly-moving rod shows the bands lying over itself. +Other bands can also be seen behind it on the disc." + +In Fig. 9 (Plate V.) are shown the characteristic effects produced by +a broad and slowly-moving rod. Suppose it to be black. It can be so +broad and move so slowly that for a space the characteristic effect is +largely black (Fig. 9 on both sides of _x_). Specially will this be +true between _x_ and _y_, for here, while the pendulum contributes no +_more_ photo-chemical unit-effects, it will contribute the newer one, +and howsoever many unit-effects go to make up the characteristic +effect, the newer units are undoubtedly the more potent elements in +determining this effect. The old units have partly faded. One may say +that the newest units are 'weighted.' + +Black will predominate, then, on both sides of _x_, but specially +between _x_ and _y_. For a space, then, the characteristic effect will +contain enough black to yield a 'perception of the rod.' The width of +this region depends on the width and speed of the rod, but in Fig. 9 +it will be roughly coincident with _xy_, though somewhat behind (to +the left of) it. The characteristic will be either wholly black, as +just at _x_, or else largely black with the yet contributory +after-images (shown in the triangle _aby_). Some bands will thus be +seen overlying the rod (1-8), and others lying back of it (9-16). + +We have now reviewed all the phenomena so far enumerated of the +illusion-bands, and for every case we have identified these bands with +the bands which must be generated on the retina by the mere +concealment of the rotating sectors by the moving rod. It has been +more feasible thus far to treat these deduction-bands as if possibly +they were other than the bands of the illusion; for although the +former must certainly appear on the retina, yet it was not clear that +the illusion-bands did not involve additional and complicated retinal +or central processes. The showing that the two sets of bands have in +every case identical properties, shows that they are themselves +identical. The illusion-bands are thus explained to be due merely to +the successive concealment of the sectors of the disc as each passes +in turn behind the moving pendulum. The only physiological phenomena +involved in this explanation have been the persistence as after-images +of retinal stimulations, and the summation of these persisting images +into characteristic effects--both familiar phenomena. + +From this point on it is permissible to simplify the point of view by +accounting the deduction-bands and the bands of the illusion fully +identified, and by referring to them under either name indifferently. +Figs. 1 to 9, then, are diagrams of the bands which we actually +observe on the rotating disc. We have next briefly to consider a few +special complications produced by a greater breadth or slower movement +of the rod, or by both together. These conditions are called +'complicating' not arbitrarily, but because in fact they yield the +bands in confusing form. If the rod is broad, the bands appear to +overlap; and if the rod moves back and forth, at first rapidly but +with decreasing speed, periods of mere confusion occur which defy +description; but the bands of the minor color may be broader or _may +be narrower_ than those of the other color. + + +VII. FURTHER COMPLICATIONS OF THE ILLUSION. + + +9. If the rod is broad and moves slowly, the narrower bands are like +colored, not with the broader, as before, but with the narrower +sector. + +The conditions are shown in Fig. 9. From 1 to 2 the deduction is +increasingly green, and yet the remainder of the characteristic effect +is also mostly green at 1, decreasingly so to the right, and at 2 is +preponderantly red; and so on to 8; while a like consideration +necessitates bands from _x_ to 16. All the bands are in a sense +transition-bands, but 1-2 will be mostly green, 2-3 mostly red, and so +forth. Clearly the widths of the bands will be here proportional to +the widths of the like-colored sectors, and not as before to the +oppositely colored. + +It may reasonably be objected that there should be here no bands at +all, since the same considerations would give an increasingly red band +from _B'_ to _A'_, whereas by hypothesis the disc rotates so fast as +to give an entirely uniform color. It is true that when the +characteristic effect is _A' A_ entire, the fusion-color is so well +established as to assimilate a fresh stimulus of either of the +component colors, without itself being modified. But on the area from +1 to 16 the case is different, for here the fusion-color is less well +established, a part of the essential colored units having been +replaced by black, the color of the rod; and black is no stimulation. +So that the same increment of component color, before ineffective, is +now able to modify the enfeebled fusion-color. + +Observation confirms this interpretation, in that band _y-1_ is not +red, but merely the fusion-color slightly darkened by an increment of +black. Furthermore, if the rod is broad and slow in motion, but white +instead of black, no bands can be seen overlying the rod. For here the +small successive increments which would otherwise produce the bands +1-2, 2-3, etc., have no effect on the remainder of the fusion-color +plus the relatively intense increment of white. + +It may be said here that the bands 1-2, 2-3, etc., are less intense +than the bands _x_-9, 9-10, etc., because there the recent or weighted +unit-effects are black, while here they are the respective colors. +Also the bands grow dimmer from _x_-9 to 15-16, that is, as they +become older, for the small increment of one color which would give +band 15-16 is almost wholly overridden by the larger and fresher mass +of stimulation which makes for mere fusion. This last is true of the +bands always, whatever the rate or width of the rod. + + +10. In general, equal sectors give equal bands, but if one sector is +considerably more intense than the other, the bands of the brighter +color will, for a broad and swiftly-moving rod, be the broader. The +brighter sector, though equal in width to the other, contributes more +toward determining the fusion-color; and this fact is represented by +an intrusion of the stronger color into the transition-bands, at the +expense of the weaker. For in these, even the decreased amount of the +stronger color, on the side next a strong-color band, is yet more +potent than the increased amount of the feebler color. In order to +observe this fact one must have the rod broad, so as to give a broad +transition-band on which the encroachment of the stronger color may be +evident. The process is the same with a narrow rod and narrow +transition-bands, but, being more limited in extent, it is less easily +observed. The rod must also move rapidly, for otherwise the bands +overlap and become obscure, as will be seen in the next paragraph. + + +11. If the disc consists of a broad and narrow sector, and if the rod +is broad and moves at first rapidly but more slowly with each new +stroke, there are seen at first broad, faint bands of the +minority-color, and narrow bands of the majority-color. The former +grow continuously more intense as the rod moves more slowly, and grow +narrower in width down to zero; whereupon the other bands seem to +overlap, the overlapped part being doubly deep in color, while the +non-overlapped part has come to be more nearly the color of the minor +sector. The overlapped portion grows in width. As the rate of the rod +now further decreases, a confused state ensues which cannot be +described. When, finally, the rod is moving very slowly, the phenomena +described above in paragraph 9 occur. + +The successive changes in appearance as the rod moves more and more +slowly, are due to the factors previously mentioned, and to one other +which follows necessarily from the given conditions but has not yet +been considered. This is the last new principle in the illusion which +we shall have to take up. Just as the transition-bands are regions +where two pure-color bands overlap, so, when the rod is broad and +moves slowly, other overlappings occur to produce more complicated +arrangements. + +These can be more compactly shown by diagram than by words. Fig. 10, +_a_, _b_ and _c_ (Plate VI.), show successively slower speeds of the +rod, while all the other factors are the same. In practice the +tendency is to perceive the transition-bands as parts of the broad +faint band of the minor color, which lies between them. It can be +seen, then, how the narrow major-color bands grow only slightly wider +(Fig. 10, _a_, _b_) until they overlap (_c_); how the broad +minor-color bands grow very narrow and more intense in color, there +being always more of the major color deducted (in _b_ they are reduced +exactly to zero, _z_, _z_, _z_). In _c_ the major-color bands overlap +(_o_, _o_, _o_) to give a narrow but doubly intense major-color band +since, although with one major, two minor locus-bands are deducted. +The other bands also overlap to give complicated combinations between +the _o_-bands. These mixed bands will be, in part at least, +minor-color bands (_q_, _q_, _q_), since, although a minor locus-band +is here deducted, yet nearly two major locus-bands are also taken, +leaving the minor color to predominate. This corresponds with the +observation above, that, '... the non-overlapped part has come to be +more nearly the color of the minor sector.' + +A slightly slower speed of the rod would give an irreducible confusion +of bands, since the order in which they overlap becomes very +complicated. Finally, when the rod comes to move very slowly, as in +Fig. 9, the appearance suffers no further change, except for a gradual +narrowing of all the bands, up to the moment when the rod comes to +rest. + +It is clear that this last principle adduced, of the multiple +overlapping of bands when the rod is broad and moves slowly, can give +for varying speeds of the rod the greatest variety of combinations of +the bands. Among these is to be included that of no bands at all, as +will be understood from Fig. 11 (Plate VII). And in fact, a little +practice will enable the observer so to adjust the rate of the (broad) +rod to that of the disc that no bands are observable. But care must be +taken here that the eye is rigidly fixated and not attracted into +movement by the rod, since of course if the eye moves with the rod, no +bands can be seen, whatever the rate of movement may be. + +Thus, all the phenomena of these illusion-bands have been explained as +the result solely of the hiding by the rod of successive sectors of +the disc. The only physiological principles involved are those (1) of +the duration of after-images, and (2) of their summation into a +characteristic effect. It may have seemed to the reader tedious and +unnecessary so minutely to study the bands, especially the details +last mentioned; yet it was necessary to show how _all_ the possible +observable phenomena arise from the purely geometrical fact that +sectors are successively hidden. Otherwise the assertions of previous +students of the illusion, that more intricate physiological processes +are involved, could not have been refuted. The present writer does not +assert that no processes like contrast, induction, etc., come into +play to modify somewhat the saturation, etc., of the colors in the +bands. It must be here as in every other case of vision. But it is now +demonstrated that these remoter physiological processes contribute +nothing _essential_ to the illusion. For these could be dispensed with +and the illusion would still remain. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE VI. + Fig. 10.] + +If any reader still suspects that more is involved than the +persistence of after-images, and their summation into a characteristic +effect, he will find it interesting to study the illusion with a +camera. The 'physiological' functions referred to belong as well to +the dry-plate as to the retina, while the former exhibits, presumably, +neither contrast nor induction. The illusion-bands can be easily +photographed in a strong light, if white and black sectors are used in +place of colored ones. It is best to arrange the other variable +factors so as to make the transition-bands as narrow as possible (p. +174, No. 4). The writer has two negatives which show the bands very +well, although so delicately that it is not feasible to try to +reproduce them. + + +VIII. SOME CONVENIENT DEVICES FOR EXHIBITING THE ILLUSION. + + +The influence of the width of sector is prettily shown by a special +disc like that shown in Fig. 12 (Plate VII.), where the colors are +dark-red and light-green, the shaded being the darker sector. A narrow +rod passed before such a disc by hand at a moderate rate will give +over the outer ring equally wide green and red bands; but on the inner +rings the red bands grow narrower, the green broader. + +The fact that the bands are not 'images of the rod' can be shown by +another disc (Fig. 13, Plate VII.). In all three rings the lighter +(green) sector is 60 deg. wide, but disposed on the disc as shown. The +bands are broken into zigzags. The parts over the outer ring lag +behind those over the middle, and these behind those over the inner +ring--'behind,' that is, farther behind the rod. + +Another effective variation is to use rods alike in color with one or +the other of the sectors. Here it is clear that when the rod hides the +oppositely-colored sector, the deduction of that color is replaced +(not by black, as happens if the rod is black) but by the very color +which is already characteristic of that band. But when the rod hides +the sector of its own color, the deduction is replaced by the very +same color. Thus, bands like colored with the rod gain in depth of +tone, while the other pure-color bands present simply the +fusion-color. + + +IX. A STROBOSCOPE WHICH DEPENDS ON THE SAME PRINCIPLE. + + +If one produce the illusion by using for rod, not the pendulum of a +metronome, but a black cardboard sector on a second color-mixer placed +in front of the first and rotating concentrically with it, that is, +with the color-disc, one will observe with the higher speeds of the +rod which are now obtainable several further phenomena, all of which +follow simply from the geometrical relations of disc and rod (now a +rotating sector), as discussed above. The color-mixer in front, which +bears the sector (let it still be called a 'rod'), should rotate by +hand and independently of the disc behind, whose two sectors are to +give the bands. The sectors of the disc should now be equal, and the +rod needs to be broader than before, say 50 deg. or 60 deg., since it is to +revolve very rapidly. + +First, let the rod and disc rotate in the same direction, the disc at +its former rate, while the rod begins slowly and moves faster and +faster. At first there is a confused appearance of vague, radial +shadows shuffling to and fro. This is because the rod is broad and +moves slowly (cf. p. 196, paragraph II). + +As the velocity of the rod increases, a moment will come when the +confusing shadows will resolve themselves into four (sometimes five) +radial bands of one color with four of the other color and the +appropriate transition-bands between them. The bands of either color +are symmetrically disposed over the disc, that is, they lie at right +angles to one another (if there are five bands they lie at angles of +72 deg., etc.). But this entire system of bands, instead of lying +motionless over the disc as did the systems hitherto described, itself +rotates rapidly in the opposite direction from disc to rod. As the rod +rotates forward yet faster, no change is seen except that the system +of bands moves backward more and more slowly. Thus, if one rotate the +rod with one's own hand, one has the feeling that the backward +movement of the bands is an inverse function of the increase in +velocity of the rod. And, indeed, as this velocity still increases, +the bands gradually come to rest, although both the disc and the rod +are rotating rapidly. + +But the system of bands is at rest for only a particular rate of the +rod. As the latter rotates yet faster, the system of bands now +commences to rotate slowly forward (with the disc and rod), then more +and more rapidly (the velocity of the rod still increasing), until it +finally disintegrates and the bands vanish into the confused flicker +of shadows with which the phenomenon commenced. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE VII. + Fig. 11. + Fig. 12. Fig. 13.] + +This cycle now plays itself off in the reverse order if the speed of +the rod is allowed gradually to decrease. The bands appear first +moving forward, then more slowly till they come to rest, then moving +backward until finally they relapse into confusion. + +But let the rate of the rod be not decreased but always steadily +increased. The bands will reappear, this time three of each color with +six transition-bands. As before, the system at first rotates backward, +then lies still, and then moves forward until it is dissolved. As the +rod moves still faster, another system appears, two bands of each +color forming a diameter and the two diameters lying at right angles. +This system goes through the same cycle of movements. When the +increased velocity of the rod destroys this system, another appears +having one band of each color, the two lying on opposite sides of the +center. The system goes through the same phases and is likewise +dissolved. Now, at this point the rod will be found to be rotating at +the same speed as the disc itself. + +The explanation of the phenomenon is simple. The bands are not +produced by a single interruption of the vision of a sector by a rod, +but each band is made up of successive superpositions on the retina of +many such single-interruption bands. The overlapping of bands has been +already described (cf. Fig. 10 and pp. 196-198); superposition depends +of course on the same principle. + +At the moment when a system of four bands of either color is seen at +rest, the rod is moving just one fifth as rapidly as the disc; so +that, while the rod goes once around, either sector, say the green +one, will have passed behind it exactly four times, and at points +which lie 90 deg. apart. Thus, four red bands are produced which lie at +right angles to one another. But the disc is revolving at least 24 +times in a second, the rod therefore at least 4.8 times, so that +within the interval of time during which successive stimuli still +contribute to the characteristic effect the rod will have revolved +several times, and with each revolution four red bands at right angles +to one another will have been formed. And if the rod is moving +_exactly_ one fifth as fast as the disc, each new band will be +generated at exactly that position on the disc where was the +corresponding band of the preceding four. The system of bands thus +appear motionless on the disc. + +The movement of the system arises when the rate of the rod is slightly +less or more than one fifth that of the disc. If slightly less, the +bands formed at each rotation of the rod do not lie precisely over +those of the previous rotation, but a little to the rear of them. The +new set still lies mostly superposed on the previous sets, and so +fuses into a regular appearance of bands, but, since each new +increment lags a bit behind, the entire system appears to rotate +backward. The apparatus is actually a cinematograph, but one which +gives so many pictures in the second that they entirely fuse and the +strobic movement has no trace of discontinuity. + +If the rod moves a trifle more than one fifth as fast as the disc, it +is clear that the system of bands will rotate forward, since each new +set of bands will lie slightly ahead of the old ones with which it +fuses. The farther the ratio between the rates of rod and disc departs +from exactly 1:5, whether less or greater, the more rapid will the +strobic movement, backward or forward, be; until finally the +divergence is too great, the newly forming bands lie too far ahead or +behind those already formed to fuse with them and so be apperceived as +one system, and so the bands are lost in confusion. Thus the cycle of +movement as observed on the disc is explained. As the rate of the rod +comes up to and passes one fifth that of the disc, the system of four +bands of each color forms in rapid backward rotation. Its movement +grows slower and slower, it comes to rest, then begins to whirl +forward, faster and faster, till it breaks up again. + +The same thing happens as the rate of the rod reaches and exceeds just +one fourth that of the disc. The system contains three bands of each +color. The system of two bands of each color corresponds to the ratio +1:3 between the rates, while one band of each color (the two lying +opposite) corresponds to the ratio 1:2. + +If the rod and the disc rotate in opposite directions, the phenomena +are changed only in so far as the changed geometrical relations +require. For the ratio 1:3 between the two rates, the strobic system +has four bands of each color; for 1:2, three bands of each color; +while when the two rates are equal, there are two bands of each color, +forming a diameter. As would be expected from the geometrical +conditions, a system of one band of each color cannot be generated +when rod and disc have opposite motions. For of course the rod cannot +now hide two or more times in succession a sector at any given point, +without hiding the same sector just as often at the opposite point, +180 deg. away. Here, too, the cycle of strobic movements is different. It +is reversed. Let the disc be said to rotate forward, then if the rate +of the rod is slightly less than one fourth, etc., that of the disc, +the system will rotate forward; if greater, it will rotate backward. +So that as the rate of the rod increases, any system on its appearance +will move forward, then stand still, and lastly rotate backward. The +reason for this will be seen from an instant's consideration of where +the rod will hide a given sector. + +It is clear that if, instead of using as 'rod' a single radial sector, +one were to rotate two or more such sectors disposed at equal angular +intervals about the axis, one would have the same strobic phenomena, +although they would be more complicated. Indeed, a large number of +rather narrow sectors can be used or, what is the same thing, a second +disc with a row of holes at equal intervals about the circumference. +The disc used by the writer had a radius of 11 inches, and a +concentric ring of 64 holes, each 3/8 of an inch in diameter, lying 10 +inches from the center. The observer looks through these holes at the +color-disc behind. The two discs need not be placed concentrically. + +When produced in this way, the strobic illusion is exceedingly pretty. +Instead of straight, radial bands, one sees a number of brightly +colored balls lying within a curving band of the other color and +whirling backward or forward, or sometimes standing still. Then these +break up and another set forms, perhaps with the two colors changed +about, and this then oscillates one way or the other. A rainbow disc +substituted for the disc of two sectors gives an indescribably +complicated and brilliant effect; but the front disc must rotate more +slowly. This disc should in any case be geared for high speeds and +should be turned by hand for the sake of variations in rate, and +consequently in the strobic movement. + +It has been seen that this stroboscope is not different in principle +from the illusion of the resolution-bands which this paper has aimed +to explain. The resolution-bands depend wholly on the purely +geometrical relations between the rod and the disc, whereby as both +move the rod hides one sector after the other. The only physiological +principles involved are the familiar processes by which stimulations +produce after-images, and by which the after-images of rapidly +succeeding stimulations are summed, a certain number at a time, into a +characteristic effect. + + * * * * * + + + + + STUDIES IN MEMORY. + + + + + * * * * * + + + + +RECALL OF WORDS, OBJECTS AND MOVEMENTS. + +BY HARVEY A. PETERSON. + + +Kirkpatrick,[1] in experimenting with 379 school children and college +students, found that 3-1/3 times as many objects were recalled as +visual words after an interval of three days. The experiment consisted +in showing successively 10 written names of common objects in the one +case and 10 objects in the other at the rate of one every two seconds. +Three days later the persons were asked to recall as many of each +series as possible, putting all of one series together. The averages +thus obtained were 1.89 words, 6.29 objects. The children were not +more dependent on the objects than the college students. + + [1] Kirkpatrick, E.A.: PSYCHOLOGICAL, REVIEW, 1894, Vol. I., p. + 602. + +Since the experiment just described was performed without laboratory +facilities, Calkins[2] repeated it with 50 college women, substituting +lantern pictures for objects. She obtained in recall, after two days, +the averages 4.82 words, 7.45 pictures. The figures, however, are the +number of objects or words remembered out of ten, not necessarily +correctly placed. Kirkpatrick's corresponding figures for college +women were 3.22 words, 5.44 objects. The two experiments substantially +agree, Calkins' higher averages being probably due to the shortening +of the interval to two days. + + [2] Calkins, M.W.: PSYCHOLOGICAL, REVIEW, 1898, Vol. V., p. + 451. + +Assuming, thus, that objects are better remembered than names in +deferred recall, the question arises whether this holds true when the +objects and names are coupled with strange and arbitrary symbols--a +question which is clearly of great practical interest from the +educational point of view, as it is involved in the pedagogical +problem whether a person seeking to acquire the vocabulary of a +foreign language ought to connect the foreign words with the familiar +words or with the objects themselves. And the further question arises: +what are the facts in the case of movements instead of objects, and +correspondingly in that of verbs instead of nouns. Both questions are +the problems of the following investigation. + +As foreign symbols, either the two-figure numbers were used or +nonsense-words of regularly varying length. As familiar material, +nouns, objects, verbs and movements were used. The words were always +concrete, not abstract, by which it is meant that their meaning was +capable of demonstration to the senses. With the exception of a few +later specified series they were monosyllabic words. The nouns might +denote objects of any size perceptible to the eye; the objects, +however, were all of such a size that they could be shown through a +14x12 cm. aperture and still leave a margin. Their size was therefore +limited. + +Concerning the verbs and movements it is evident that, while still +being concrete, they might be simple or complicated activities +consuming little or much time, and further, might be movements of +parts of the body merely, or movements employing other objects as +well. In this experiment complicated activities were avoided even in +the verb series. Simple activities which could be easily and quickly +imaged or made were better for the purpose in view. + + +THE _A_ SET. + +The _A_ set contained sixteen series, _A_^{1}, _A_^{2}, _A_^{3}, etc., +to _A_^{16}. They were divided as follows: + + Numbers and nouns: _A_^{1}, _A_^{5}, _A_^{9}, _A_^{13}. + Numbers and objects: _A_^{2}, _A_^{6}, _A_^{10}, _A_^{14}. + Numbers and verbs: _A_^{3}, _A_^{7}, _A_^{11}, _A_^{15}. + Numbers and movements: _A_^{4}, _A_^{8}, _A_^{12}, _A_^{16}. + +The first week _A_^{1-4} were given, the second week _A_^{5-8}, etc., +so that each week one series of each of the four types was given the +subject. + +In place of foreign symbols the numbers from 1 to 99 were used, except +in _A_^{13-15}, in which three-figure numbers were used. + +Each series contained seven couplets, except _A_^{13-16}, which, on +account of the greater difficulty of three-figure numbers, contained +five. Each couplet was composed of a number and a noun, object, verb, +or movement. + +Certain rules were observed in the composition of the series. Since +the test was for permanence, to avoid confusion no number was used in +more than one couplet. No two numbers of a given series were chosen +from the same decade or contained identical final figures. No word was +used in more than one couplet. Their vowels, and initial and final +consonants were so varied within a single series as to eliminate +phonetic aids, viz., alliteration, rhyme, and assonance. The kind of +assonance avoided was identity of final sounded consonants in +successive words, _e.g._, lane, vine. + +The series were composed in the following manner: After the +twenty-eight numbers for four series had been chosen, the words which +entered a given series were selected one from each of a number of +lists of words. These lists were words of like-sounded vowels. After +one word had been chosen from each list, another was taken from the +first list, etc. As a consequence of observing the rules by which +alliteration, rhyme, and assonance were eliminated, the words of a +series usually represented unlike categories of thought, but where two +words naturally tended to suggest each other one of them was rejected +and the next eligible word in the same column was chosen. The +following is a typical series from the _A_ set. + + _A_^{1}. Numbers and Nouns. + + 19 42 87 74 11 63 38 + desk girl pond muff lane hoop vine + +The apparatus used in the _A_ set and also in all the later sets may +be described as follows: Across the length of a table ran a large, +black cardboard screen in the center of which was an oblong aperture +14 cm. high and 12 cm. wide. The center of the aperture was on a level +with the eyes of the subject, who sat at the table. The aperture was +opened and closed by a pneumatic shutter fastened to the back of the +screen. This shutter consisted of two doors of black cardboard sliding +to either side. By means of a large bulb the length of exposure could +be regulated by the operator, who stood behind the table. + +The series--consisting of cards 4x21/2 cm., each containing a printed +couplet--was carried on a car which moved on a track behind and +slightly below the aperture. The car was a horizontal board 150 cm. +long and 15 cm. wide, fixed on two four-wheeled trucks. It was divided +by vertical partitions of black cardboard into ten compartments, each +slightly wider than the aperture to correspond with the visual angle. +A curtain fastened to the back of the car afforded a black background +to the compartments. The couplets were supported by being inserted +into a groove running the length of the car, 3 cm. from the front. A +shutter 2 cm. high also running the length of the car in front of the +groove, fastened by hinges whose free arms were extensible, concealed +either the upper or the lower halves of the cards at the will of the +operator; _i.e._, either the foreign symbols or the words, +respectively. A screen 15 cm. high and the same length as the car, +sliding in vertical grooves just behind the cards and in front of the +vertical partitions, shut off the objects when desired, leaving only +the cards in view. Thus the apparatus could be used for all four types +of series. + +The method of presentation and the time conditions of the _A_ set were +as follows:--A metronome beating seconds was used. It was kept in a +sound-proof box and its loudness was therefore under control. It was +just clearly audible to both operator and subject. In learning, each +couplet was exposed 3 secs., during about 2 secs. of which the shutter +was fully open and motionless. During this time the subject read the +couplet inaudibly as often as he wished, but usually in time with the +metronome. His object was to associate the terms of the couplet. There +was an interval of 2 secs. after the exposure of each couplet, and +this was required to be filled with repetition of only the +_immediately preceding couplet_. After the series had been presented +once there was an interval of 2 secs. additional, then a second +presentation of it commenced and after that a third. At the completion +of the third presentation there was an interval of 6 secs. additional +instead of the 2, at the expiration of which the test commenced. + +_A_^{13-16} had five presentations instead of three. The test +consisted in showing the subject either the numbers or the words in +altered order and requiring him to write as many of the absent terms +as he could. In the object and movement series the objects were also +shown and the movements repeated by the subject if words were the +given terms. The time conditions in the test were, + + Exposure of a term 3 secs. + Post-term interval in A^{1-12} 4 secs. + Post-term interval in A^{13-16} 6 secs. + +This allowed the subject 7 secs. for recalling and writing each term +in A^{1-12} and 9 sec. in A^{13-16}. If a word was recalled after that +time it was inserted, but no further insertions were made after the +test of a series had been completed. An interval of 3 min. elapsed +between the end of the test of one series and the beginning of the +next series, during which the subject recorded the English word of any +couplet in which an indirect association had occurred, and also his +success in obtaining visual images if the series was a noun or a verb +series. + +As already indicated, four series--a noun, an object, a verb, and a +movement series--given within a half hour, constituted a day's work +throughout the year. Thus variations due to changes in the +physiological condition of the subject had to affect all four types of +series. + +Two days later these series were tested for permanence, and in the +same way as the tests for immediate recall, with this exception: + + Post-term interval in A^{13-16} 8 secs. + +Thus 11 secs. were allowed for the deferred recall of each term in +A^{13-16}. + +In the movement series of this set, to avoid hesitation and confusion, +the operator demonstrated to the subject immediately before the series +began, once for each word, how the movements were to be made. + +The _A_ set was given to three subjects. The results of each subject +are arranged separately in the following table. In the tests the words +were required in A^{1-4}, in A^{5-16} the numbers. The figures show +the number of terms correctly recalled out of seven couplets in +A^{1-12} and out of five couplets in A^{13-16}, _exclusive_ of +indirect association couplets. The figures in brackets indicate the +number of correctly recalled couplets per series in which indirect +associations occurred. The total number correctly recalled in any +series is their sum. The figures in the per cent. row give the +percentage of correctly recalled couplets left after discarding both +from the number recalled and from the total number of couplets given +those in which indirect associations occurred. This simply diminished +the subject's number of chances. A discussion of the propriety of this +elimination will be found later. In _A_^{1-12} the absent terms had to +be recalled exactly in order, to be correct, but in _A_^{13-16}, on +account of the greater difficulty of the three-place numbers, any were +considered correct when two of the three figures were recalled, or +when all three figures were correct but two were reversed in position, +_e.g._, 532 instead of 523. _N_ means noun series, _O_ object, _V_ +verb, and _M_ movement series. Series _A_^{1}, _A_^{5}, _A_^{9}, +_A_^{13} are to be found in the first and third columns, _A_^{2}, +_A_^{6}, _A_^{10}, _A_^{14} in the second and fourth, _A_^{3}, +_A_^{7}, _A_^{11}, _A_^{15}, in the fifth and seventh, and _A_^{4}, +_A_^{8}, _A_^{12}, _A_^{16} in the sixth and eighth columns. + + +TABLE I. + +SHOWING IMMEDIATE RECALL AND RECALL AFTER TWO DAYS. + + _M_. + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + A^{1-4} 6 7 3 1 6 7 2 1 + A^{5-8} 5(1) 6 3(1) 6 6(1) 7 5(1) 6 + A^{9-12} 7 7 4 6 7 6(1) 7 6(1) + A^{13-16} 4 5 2 2 5 3 2 2 + Total. 22(1) 25 12(1) 15 24(1) 23(1) 16(1) 15(1) + Per cent. 88 96 48 58 96 92 64 66 + + _S_. + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + A^{1-4} 6(1) 6 0 0 7 7 0 0 + A^{5-8} 6 7 1 3 6 7 0 3 + A^{9-12} 7 6 2 2 5 7 0 0 + A^{13-16} 5 5 0 0 5 5 3 0 + Total. 24(1) 24 3 5 23 26 3 3 + Per cent. 96 92 12 19 88 100 12 12 + + _Hu_. + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + A^{1-4} 6 7 0 1 5 6(1) 0 2 + A^{5-8} 5(2) 7 1(2) 1 7 7 1 0 + A^{9-12} 6(1) 7 2 2 6 7 0 5 + A^{13-16} 4(1) 4(1) 0 2 5 5 0 1 + Total. 21(4) 25(1) 3(2) 6 23 25(1) 1 8 + Per cent. 95 100 14 24 88 100 4 32 + + +These results will be included in the discussion of the results of the +_B_ set. + + +THE _B_ SET. + + +A new material was needed for foreign symbols. After considerable +experimentation nonsense words were found to be the best adapted for +our purpose. The reasons for this are their regularly varying length +and their comparative freedom from indirect associations. An objection +to using nonsense syllables in any work dealing with the permanence of +memory is their sameness. On this account they are not remembered +long. To secure a longer retention of the material, nonsense words +were devised in substantially the same manner as that in which Mueller +and Schumann made nonsense syllables, except that these varied +regularly in length from four to six letters. Thus the number of +letters, not the number of syllables was the criterion of variation, +though of course irregular variation in the number of syllables was a +necessary consequence. + +When the nonsense words were used it was found that far fewer indirect +associations occurred than with nonsense syllables. By indirect +association I mean the association of a foreign symbol and its word by +means of a third term suggested to the subject by either of the others +and connected at least in _his_ experience with both. Usually this +third term is a word phonetically similar to the foreign symbol and +ideationally suggestive of the word to be associated. It is a very +common form of mnemonic in language material. The following are +examples: + + cax, stone (Caxton); + teg, bib (get bib); + laj, girl (large girl); + xug, pond (noise heard from a pond); + gan, mud (gander mud). + +For both of these reasons nonsense words were the material used as +foreign symbols in the _B_ set. + +The nonsense words were composed in the following manner. From a box +containing four of each of the vowels and two of each of the +consonants the letters were chosen by chance for a four-letter, a +five-letter, and a six-letter word in turn. The letters were then +returned to the box, mixed, and three more words were composed. At the +completion of a set of twelve any which were not readily pronounceable +or were words or noticeably suggested words were rejected and others +composed in their places. + +The series of the _B_ set were four couplets long. Each series +contained one three-letter, one four-letter, one five-letter, and one +six-letter nonsense word. The position in the series occupied by each +kind was constantly varied. In all other respects the same principles +were followed in constructing the _B_ set as were observed in the _A_ +set with the following substitutions: + +No two foreign symbols of a series and no two terms of a couplet +contained the same sounded vowel in accented syllables. + +The rule for the avoidance of alliteration, rhyme, and assonance was +extended to the foreign symbols, and to the two terms of a couplet. + +The English pronounciation was used in the nonsense words. The +subjects were not informed what the nonsense words were. They were +called foreign words. + +Free body movements were used in the movement series as in the _A_ +set. Rarely an object was involved, _e.g._, the table on which the +subject wrote. The movements were demonstrated to the subject in +advance of learning, as in the _A_ set. + +The following are typical _B_ series: + + B2. Nonsense words and objects. + + quaro rudv xem lihkez + lid cent starch thorn + + B3. Nonsense words and verbs. + + dalbva fomso bloi kyvi + poke limp hug eat + + B4. Nonsense words and movements. + + ohv wecolu uxpa haymj + gnash cross frown twist + +The time conditions for presenting a series remained practically the +same. In learning, the series was shown three times as before. The +interval between learning and testing was shortened to 4 seconds, and +in the test the post-term interval of _A^{13-16}_ retained (6 secs.). +This allowed the subject 9 secs. for recalling and writing each term. +The only important change was an extension of the number of tests from +two to four. The third test was one week after the second, and the +fourth one week after the third. In these tests the familiar word was +always the term required, as in _A^{1-4}_, on account of the +difficulty of dealing statistically with the nonsense words. The +intervals for testing permanence in the _B_ set may be most easily +understood by giving the time record of one subject. + + +TIME RECORD OF _Hu_. + + Series. Im. Rec. Two Days. Nine Days. Sixteen Days. + B^{1-4} Feb. 12 Feb. 14 Feb. 21 Feb. 28 + B^{5-8} Feb. 19 Feb. 21 Feb. 28 Mch. 7 + B^{9-12} Feb. 26 Feb. 28 Mch. 7 Mch. 14 + B^{13-16} Mch. 5 Mch. 7 Mch. 14 Mch. 21 + + +The two half-hours in a week during which all the work of one subject +was done fell on approximately the same part of the day. When a number +of groups of 4 series each were to be tested on a given day they were +taken in the order of their recency of learning. Thus on March 7 the +order for _Hu_ was B^{13-16}, B^{9-12}, B^{5-8}. + +Henceforth there was also rotation within a given four series. As +there were always sixteen series in a set, the effects of practice and +fatigue within a given half-hour were thus eliminated. + +In the following table the results of the _B_ set are given. Its +arrangement is the same as in Table 1., except that the figures +indicate the number of absent terms correctly recalled out of four +couplets instead of seven or five. Where blanks occur, the series was +discontinued on account of lack of recall. As in Table 1., the tables +in the first, third and fifth columns show successive stages of the +same series. Immediate recall is omitted because with rare exceptions +it was perfect, the test being given merely as an aid in learning. + + +TABLE II. + + SHOWING RECALL AFTER TWO, NINE, AND SIXTEEN DAYS. + + Days. Two. Nine. Sixteen. Two. Nine. Sixteen. + N. O. N. O. N. O. V. M. V. M. V. M. + Series. _M._ + B^{1-4} 2(1) 4 1(1) 2 1(1) 2 4 4 4 2 4 2 + B^{5-8} 3 1 2 1 1 1 2 2 2 1 1 1 + B^{9-12} 2 3 0 3 0 2 3 2 2 0 2 2 + B^{13-16} 2(1) 3 2(1) 0 2(1) 0 1 2 1 0 1 0 + Total 9(2) 11 5(2) 6 4(2) 5 10 10 9 3 8 5 + Per cent. 64 69 36 38 29 31 63 63 56 19 50 31 + + _S._ + B^{1-4}¹ 0 2 0 0 0 1 0 1 + B^{5-8} 0 0 0 0 + B^{9-12}¹ 0 1 0 0 0 1 0 0 + B^{13-16} squared 0(2) 1 0(2) 1 0(2) 1 0 0(1) 0 0(1) 0 0(1) + Total 0(2) 4 0(2) 1 0(2) 1 0 2(1) 0 1(1) 0 0(1) + Per cent. 0 25 0 6 0 6 0 13 0 7 0 0 + + _Hu._ + B^{1-4} 1(1) 4 0(1) 1 0(1) 2 1 3 0 2 0 0 + B^{5-8} 0 1(1) 0 0(1) 0 0(1) 0 1 0 1 0 1 + B^{9-12} 0 1 0 0 0 1 0 0 0 1 0 0 + B^{13-16} 0(1) 0 0(1) 0 0(1) 0 0 4 0 0 0 0 + Total 1(2) 6(1) 0(2) 1(1) 0(2) 3(1) 1 8 0 4 0 1 + Per cent. 7 40 0 7 0 20 6 50 0 25 0 6 + + _B._ + B^{1-4} 1 1(1) 0 0 0 0(1) 0 0 + B^{6-8} 1 2 1 2 1 1 1 0 1 0 1 0 + B^{9-12} 0 2(1) 0 0(1) 0 0(1) 0(1) 2 0 2 0 1 + B^{13-16} 1 3 1 1 1 1 1 2 0 1 0 1 + Total 3 8(2) 2 3(1) 2 2(1) 2(1) 4(1) 1 3 1 2 + Per cent. 19 57 13 21 13 13 13 27 7 20 7 13 + + _Ho._ + B^{1-4}¹ 3 2(1) 2 2(1) 1 0(1) 1(2) 1(2) 1(2) 0(2) 0(2) 0(2) + B^{6-8} 1 1(1) 1 0(1) 1 0 0 1(1) 1 1 0 1 + B^{9-12} 0(1) 1 0(1) 1 0(1) 0 1 1 1 1 0 0 + B^{13-16} cubed 0 0 0 0 0 0 0(1) 4 0(1) 2 0(1) 0 + Total 4(1) 4(2) 3(1) 3(2) 2(1) 0(1) 2(3) 7(3) 3(3) 4(2) 0(3) 1(2) + Percent. 33 30 25 23 17 0 17 58 25 33 0 8 + + _Mo._ + B^{1-4} 3 3 3 1 4 1 0 2 0 2 0 2 + B^{5-8} 1 4 1 1 1 2 1 2(2) 1 1(2) 1 1(2) + B^{9-12} 2 4 2 4 1 4 0(1) 3(1) 1(1) 3(1) 1(1) 2 + B^{13-16} 2(2) 4 2(2) 4 2(2) 2 1 4 1 4 1 4 + Total 8(2) 15 8(2) 10 8(2) 9 2(1) 11(3) 3(1) 10(3) 3(1) 9(2) + Percent. 57 94 57 63 57 56 13 85 20 79 20 69 + + ¹Four presentations in learning. + squaredFive presentations in learning. + cubedFive days' interval instead of two. + + +In the following summary the recall after two days is combined from +Tables I. and II. for the three subjects _M_, _S_ and _Hu_, there +being no important difference in the conditions of experimentation. +For the three other subjects this summary is merely a resume of Table +II. The recall after nine and sixteen days in Table II. is omitted, +and will be taken up later. The figures are in all cases based on the +remainders left after those couplets in which indirect associations +occurred were eliminated both from the total number of couplets +learned and from the total number correctly recalled. _E.g._, in the +case of nouns, _M_ learned, in all, 42 couplets in the _A_ and _B_ +sets, but since in 3 of them indirect associations occurred, only 39 +couplets are left, of which 21 were correctly recalled. This gives 54 +per cent. + + +SUMMARY OF RECALL AFTER TWO DAYS.--FROM TABLES I. AND II. + + N. O. V. M. + M. 54 per cent. 62 per cent. 63 per cent. 61 per cent. + S. 8 " 21 " 7 " 12 " + Hu. 11 " 30 " 5 " 59 " + B. 19 " 57 " 13 " 27 " + Ho. 33 " 30 " 17 " 58 " + Mo. 57 " 94 " 13 " 85 " + Av. 30 per cent. 49 per cent. 20 per cent. 50 per cent. + + Av. gain in object couplets, 19 per cent. + " " " movement couplets, 30 per cent. + + +The first question which occurs in examining the foregoing tables is +concerning the method of treating the indirect associations, _i.e._, +obtaining the per cents. The number of couplets correctly recalled may +be divided into two classes: those in which indirect associations did +not occur, and those in which they did occur. Those in which they did +not occur furnish us exactly what we want, for they are results which +are entirely free from indirect associations. In them, therefore, a +comparison can be made between series using objects and activities and +others using images. On the other hand, those correctly recalled +couplets in which indirect associations _did_ occur are not for our +purposes pure material, for they contain not only the object-image +factor but the indirect association factor also. The solution is to +eliminate these latter couplets, _i.e._, subtract them both from the +number correctly recalled and from the total number of couplets in the +set for a given subject. By so doing and by dividing the first +remainder by the second the per cents, in the tables were obtained. +There is one exception to this treatment. The few couplets in which +indirect associations occurred but which were nevertheless +_incorrectly_ recalled are subtracted only from the total number of +couplets in the set. + +The method by which the occurrence of indirect associations was +recorded has been already described. It is considered entirely +trustworthy. There is usually little doubt in the mind of a subject +who comprehends what is meant by an indirect association whether or +not such were present in the particular series which has just been +learned. If none occurred in it the subjects always recorded the fact. +That an indirect association should occasionally be present on one day +and absent on a subsequent one is not strange. That a second term +should effect a union between a first and third and thereafter +disappear from consciousness is not an uncommon phenomenon of +association. There were thirteen such cases out of sixty-eight +indirect associations in the _A_, _B_ and _C_ sets. In the tables they +are given as present because their effects are present. When the +reverse was the case, namely, when an indirect association occurred on +the second, ninth or sixteenth day for the first time, it aided in +later recall and was counted thereafter. There were eight such cases +among the sixty-eight indirect associations. + +Is it possible that the occurrence of indirect associations in, +_e.g._, two of the four couplets of a series renders the retention of +the other two easier? This could only be so when the intervals between +two couplets in learning were used for review, but such was never the +case. The subjects were required to fill such intervals with +repetitions of the preceding couplet only. + +The elimination of the indirect association couplets and the +acceptance of the remainders as fair portrayals of the influence of +objects and movements on recall is therefore a much nearer approach to +truth than would be the retention of the indirectly associated +couplets. + +The following conclusions deal with recall after two days only. The +recall after longer intervals will be discussed after Table III. + +The summary from Tables I. and II. shows that when objects and nouns +are coupled each with a foreign symbol, four of the six subjects +recall real objects better than images of objects, while two, _M_ and +_Ho_, show little or no preference. The summary also shows that when +body movements and verbs are coupled each with a foreign symbol, five +of the six subjects recall actual movements better than images of +movements, while one subject, _M_, shows no preference. The same +subject also showed no preference for objects. With the subjects _S_ +and _B_ the preference for actual movements is not marked, and has +importance only in the light of later experiments to be reported. + +The great difference in the retentive power of different subjects is, +as we should expect, very evident. Roughly, they may be divided into +two groups. _M_ and _Mo_ recall much more than the other four. The +small percentage of recall in the case of these four suggested the +next change in the conditions of experimentation, namely, to shorten +with them the intervals between the tests for permanence. This was +accordingly done in the _C_ set. But before giving an account of the +next set we may supplement these results by results obtained from +other subjects. + +It was impossible to repeat this set with the same subjects, and +inconvenient, on account of the scarcity of suitable words, to devise +another set just like it. Accordingly, the _B_ set was repeated with +six new subjects. We may interpolate the results here, and then resume +our experiments with the other subjects. The conditions remained the +same as for the other subjects in all respects except the following. +The tests after nine and sixteen days were omitted, and the remaining +test for deferred recall was given after one day instead of after two. +In learning the series, each series was shown four times instead of +three. The results are summarized in the following table. The figures +in the left half show the number of words out of sixteen which were +correctly recalled. The figures in parentheses separate, as before, +the correctly recalled indirect-association couplets. In the right +half of the table the same results, omitting indirect-association +couplets, are given in per cents, to facilitate comparison with the +summary from Tables I. and II. + + +TABLE III. + + SHOWING RECALL AFTER ONE DAY. + + N. O. V. M. N. O. V. M. + Bur. 6 10(1) 7(1) 5(4) 38 67 44 31 + W. 5(3) 12(1) 6 9 31 75 38 56 + Du. 1 11(1) 8 9 6 69 50 56 + H. 9(1) 14 8 12 56 88 50 75 + Da. 1(3) 7(4) 3(1) 9(3) 7 44 20 56 + R. 7(2) 3(3) 5 5(1) 44 19 31 31 + Total, 29(9) 57(10) 37(2) 49(8) Av., 30 60 39 51 + + Av. gain in object couplets, 30 per cent. + " " " movement couplets, 12 per cent. + + +The table shows that five subjects recall objects better than images +of objects, while one subject recalls images of objects better. +Similarly, three subjects recall actual movements of the body better +than images of the same, while with three neither type has any +advantage. + + +THE _C_ SET. + + +In the _C_ set certain conditions were different from the conditions +of the _A_ and _B_ sets. These changes will be described under three +heads: changes in the material; changes in the time conditions; and +changes in the method of presentation. + +For lack of monosyllabic English words the verbs and movements were +dissyllabic words. The nouns and objects were monosyllabic, as before. +All were still concrete, and the movements, whether made or imaged, +were still simple. But the movements employed objects, instead of +being merely movements of the body. + +For two of the subjects, _M_ and _Mo_, the time intervals between the +tests remained as in the _A_ and the _B_ sets, namely, two days, nine +days, and sixteen days. With the four other subjects, _S, Hu, B,_ and +_Ho_, the number of tests was reduced to three and the intervals were +as follows: + +The I. test, which as before was a part of the learning process, was +not counted. The II. test followed from 41/2 to 61/2 hours, or an average +of 5-3/8 hours, after the I. test. The III. test was approximately 16 +hours after the II. test for all four subjects. + +The series were learned between 10 a.m. and 1:30 p.m., the II. test +was the same day between 4:30 and 5:10 p.m., and the III. test was the +following morning between 8:30 and 9:10 a.m. Each subject of course +came at the same hour each week. + +Each series was shown three times, as in the _B_ set. + +A change had to be made in the length of exposure of each couplet in +the movement series. For, as a rule, movements employing objects +required a longer time to execute than mere movements of the body. +Five seconds was found to be a suitable length of exposure. To keep +the three other types of series comparable with the movement series, +if possible, their exposure was also increased from 3 to 5 secs. The +interval of 2 secs, at the end of a presentation was omitted, and the +interval between learning and testing reduced from 4 secs, in the _B_ +set to 2 secs. + +In the movement series of the _A_ and _B_ sets, movements of parts of +the body were chosen. But the number of such movements which a person +can conveniently make while reading words shown through an aperture is +limited, and as stated above no single word was ever used in two +couplets. These were now exhausted. In the _C_ set, therefore, +movements employing objects were substituted. The objects lay on the +table in a row in front of the subject, occupying a space about 50 cm. +from left to right, and were covered by a black cambric cloth. They +were thus all exposed at the same moment by the subject who, at a +signal, laid back the cloth immediately before the series began, and +in the same manner covered them at the end of the third presentation. +Thus the objects were or might be all in view at once, and as a result +the subject usually formed a single mental image of the four objects. + +With this kind of material it was no longer necessary for the operator +to show the subject in advance of the series what the movements were +in order to avoid hesitation and confusion, for the objects were of +such a nature as obviously to suggest in connection with the words the +proper movements. + + +TABLE IV. + + SHOWING RECALL AFTER TWO, NINE AND SIXTEEN DAYS FOR TWO SUBJECTS, AND + AFTER FIVE HOURS AND TWENTY-ONE HOURS FOR FOUR OTHER SUBJECTS. + + Days. Two. Nine. Sixteen Two. Nine. Sixteen + N. O. N. O. N. O. V. M. V. M. V. M. + Series _M._ + C^{1-4} 4 4 4 4 3 2 3 2 2 2 1 1 + C^{5-8} 2 2 2 2 2 1 1 1 1 2 1 0 + C^{9-12} 3 2 3 1 3 0 2 4 3 2 2 1 + C^{13-16} 4 3(1) 4 2(1) 4 2(1) 3 4 2 3 2 3 + Total 13 1(1) 13 9(1) 12 5(1) 9 11 8 9 6 5 + Per cent. 81 73 81 60 75 33 56 69 50 56 38 31 + + _Mo_ + C^{1-4} 2 4 1 1 1 1 1 4 1 2 1 2 + C^{5-8} 3 2 4 1 3 1 4 3(1) 4 3(1) 2 2(1) + C^{9-12} 0 1 0 1 0 1 0 3 0 1 0 2 + C^{13-16} 0 0(1) 0 0(1) 0 0(1) 1(1) 4 1(1) 2 0(1) 0 + Total 5 7(1) 5 3(1) 4 3(1) 6(1) 14(1) 6(1) 8(1) 3(1) 6(1) + Per cent. 31 46 31 20 25 20 40 93 40 53 20 40 + + Hours. Five. Twenty-one. Five. Twenty-one + N. O. N. O. V. M. V. M. + Series _S._ + C^{1-4} 1 3 1 1 0 1 0 1 + C^{5-8} 0(1) 3 0 2 0 1 0 1 + C^{9-12} 0(1) 3 0(1) 4 3 4 3 4 + C^{13-16} 1 3 1 3 2 3(1) 3 3(1) + Total 2(2) 12 2(1) 10 5 9(1) 6 9(1) + Per cent. 14 75 14 63 33 60 40 60 + + _Hn._ + C^{1-4} 1 4 1 4 0 4 1 4 + C^{5-8} 0(2) 1 0(2) 1 0(1) 2 1(1) 2(2) + C^{9-12} 3 4 3 4 2 4 2 4 + C^{13-16} 1 3 3 3 0 3(1) 0 2(1) + Total 5(2) 12 7(2) 12 2(1) 13(3) 4(1) 12(3) + Per cent. 36 75 50 75 14 100 29 92 + + _B._ + C^{1-4} 3 4 3 4 3 4 3 4 + C^{5-8} 3 2 3 3 2 2 2 4 + C^{9-12} 2 4 2 3 2 1 2 2 + C^{13-16} 3 4 3 4 2 4 2 4 + Total 11 14 11 14 9 11 9 14 + Per cent. 69 88 69 88 56 69 56 88 + + _Ho._ + C^{1-4} 3(1) 2(2) 3(1) 2(2) 0 3(1) 0 1(1) + C^{5-8} 3(1) 4 3(1) 4 3 3(1) 3 3(1) + C^{9-12} 1(2) 4 1(2) 4 2(1) 3(1) 2(1) 3(1) + C^{13-16} 0 2 0 2 2 4 2 4 + Total 7(4) 12(2) 7(4) 12(2) 7(1) 13(3) 7(1) 11(3) + Per cent. 58 92 58 92 50 100 50 85 + + +The object series were also changed to conform to the movement series. +Formerly the objects had been shown successively through the aperture +and synchronously with their corresponding words; now they were on the +table in front of the subject and all uncovered and covered at once as +in the movement series. The subjects therefore had a single mental +image of these four objects also. + +In both the object and the movement series the objects as before were +small and fairly uniform in size and so selected as not to betray to +the subject their presence beneath the cloth in the I. test. In the +II., III. and IV. tests there were no objects on the table. + +The previous table shows the results of the _C_ set. The figures give +the number of couplets correct out of four; the figures in brackets +give the number of indirect associations; the total number recalled in +any series is their sum. + +In the following summary the recall of _M_ and _Mo_ after two days and +of _S, Hu, B_ and _Ho_ after twenty-one hours are combined. + + +SUMMARY FROM TABLE IV. + + N. O. V. M. + _M._ 81 per cent. 73 per cent. 56 per cent. 69 per cent. + _Mo._ 31 " 46 " 40 " 93 " + _S._ 14 " 63 " 40 " 60 " + _Hu._ 50 " 75 " 29 " 92 " + _B._ 69 " 88 " 56 " 88 " + _Ho._ 58 " 92 " 50 " 85 " + ----------- ----------- ----------- ----------- + Av. 51 per cent. 73 per cent. 45 per cent. 81 per cent. + + Av. gain in object couplets, 22 per cent. + " " " movement couplets, 36 per cent. + + +Before asking whether the results of the _C_ set confirm the +conclusions already reached, we must compare the conditions of the +three sets to see whether the changes in the conditions in the _C_ set +have rendered it incomparable with the other two. The first change was +the substitution of dissyllabic words in the verb and the movement +series in the place of monosyllabic words. Since the change was made +in both the verb and the movement series their comparability with each +other is not interfered with, and this is the point at issue. +Preliminary tests, however, made it highly probable that simple +concrete dissyllabic words are not more difficult than monosyllabic in +5 secs. exposure. This change is therefore disregarded. + +The first important change introduced in the _C_ set was the reduction +of the intervals between the tests for four subjects. The second was +the lengthening of the exposure from 3 to 5 secs. These changes also +do not lessen the comparability of the noun, object, verb and movement +series with one another, since they affected all series of the _C_ +set. + +The third change in the conditions was the substitution in the +movement series of movements employing objects for movements of the +body alone, and the consequent placing of objects on the table in the +movement and in the object series of which the subject obtained a +single mental image. All of the subjects were of the opinion that this +single mental image was an aid in recall. Each of the objects +contributing to form it was individualized by its spatial order among +the objects on the table. The objects shown through the aperture were +connected merely by temporal contiguity. On this account the object +and the movement series of the _C_ set are not altogether comparable +with those of the _A_ and the _B_ sets. We should expect _a priori_ +that the object and the movement series in the _C_ set would be much +better recalled than those of the _A_ and the _B_ sets. + +The fourth change was from imaged or made movements of the body alone +to imaged or made movements employing objects. If, as the _A_ and the +_B_ sets have already demonstrated, the presence of objects at all is +an aid to recall, the movement series of the _C_ set should show a +greater gain over their corresponding verb series than the simple +movements of the body in the _A_ and the _B_ sets showed over their +corresponding verb series. For, employing objects in movements is +adding the aid of objects to whatever aid there is in making the +movements. + +Turning to the results, we consider the _C_ set by itself with +reference to the effect of the use of objects vs. images in general. +The summary from Table IV. shows that under the conditions given, +after intervals of from slightly less than one day to two days, five +of the six subjects recall object couplets better than noun couplets. +One subject, _M_ recalls noun couplets better. It also shows that +under the conditions and after the intervals mentioned all six +subjects recall movement couplets better than verb couplets. In view +of the small difference here and of his whole record, however, _M_ is +probably to be classed as indifferent in both substantive and action +series. + + +RECALL AFTER NINE AND SIXTEEN DAYS. + + +Thus far recall after these longer intervals has not been discussed. +The experiment was originally devised to test recall after two days +only, but it was found that with two of the subjects, _M_ and _Mo_, +recall for greater intervals could be obtained with slight additional +trouble. This was accordingly done in the _B_ and _C_ sets. The +results of the four other subjects in the _B_ set are not so +satisfactory on this point, because not enough was recalled. + +The most interesting fact which developed was an apparently slower +rate of forgetting, in many cases, of the nouns and verbs than of the +objects and movements. In the noun-object group of the _B_ set it is +noticeable in three out of the four possible subjects, viz., _B, Ho_, +and _Mo_. _M_ alone does not show it. The two other subjects, _S_ and +_B_, did not recall enough for a comparison. In the verb-movement +group of the _B_ set it is also marked in three out of the four +possible subjects, viz., _M_, _Ho_, and _Mo. B_ alone does not show +it. It is also seen in the _C_ set in the results of _M_ and _Mo_, in +both the noun-object and the verb-movement groups. With the four other +subjects in the _C_ set it could not be noticed, since the series ran +their course in a day. In _M_ (verb-movement group, _C_ set) and _Mo_ +(noun-object group, _C_ set) the originally higher object or movement +curves actually fall below their corresponding noun or verb curves. + +The results of the tests for recall after nine and sixteen days are +summarized in the following tables. They should be compared with the +recall of these same series after two days given in Tables II. and +IV., nor should it be forgotten that all four types started with +perfect immediate recall. The figures give per cents, correct after +eliminating indirect-association couplets. + + +TABLE V. + + SHOWING RECALL AFTER NINE AND SIXTEEN DAYS.--SUMMARY FROM _B_ SET. + + Days. Nine. Sixteen Nine. Sixteen. + N. O. N. O. V. M. V. M. + _M._ 36 38 29 31 56 19 50 31 + _S._ 0 6 0 6 0 7 0 0 + _Hu._ 0 7 0 20 0 25 0 6 + _B._ 13 21 13 13 7 20 7 13 + _Ho._ 25 23 17 0 25 33 0 8 + _Mo._ 57 63 57 56 20 79 20 69 + Av. 22 26 19 21 18 31 13 21 + + +TABLE VI. + + SAME FOR _M_ AND _Mo_.--SUMMARY FROM _C_ SET. + + Days. Nine. Sixteen. Nine. Sixteen. + N. O. N. O. V. M. V. M. + _M_. 81 60 75 33 50 56 38 31 + _Mo_. 31 20 25 20 40 53 20 40 + + +THE _D_ SET. + + +A few series of nouns, objects, verbs, and movements dissociated from +foreign symbols were obtained. The material was of the same kind as +the words used in the couplet series, being mostly monosyllabic and +seldom dissyllabic words. They had not been previously used with these +subjects. Each series contained ten words or ten objects. The same +kind of precautions were taken as in the couplet sets to avoid +phonetic aids and the juxtaposition of words which suggest each other. +The apparatus employed in the couplet sets was used. The objects in +the object series were shown through the aperture. Visual images were +required in the noun and in the verb series. The noun and the object +series were exposed at the rate of one word every 2 secs. (or 20 secs. +for the series) for _M_, _S_, and _Hu_, and one every 3 secs. (or 30 +secs. for the series) for _B_, _Ho_, and _Mo_. Only one exposure of +the series was given. At its completion the subject at once wrote as +many of the words or objects as he could recall. Two days later at the +same hour he was asked to write without further stimulus as many words +of each series as he could recall, classifying them according to their +type of series. + +The verbs were similar to the verbs of the couplet series. There was a +tendency in the verb series among most of the subjects to make a more +or less connected story of the verbs and thus some subjects could +retain all ten words for two days. This was an element not present in +the couplet verb series, according to the subjects, nor in any other +series, and the subjects were, therefore, directed to eliminate it by +imaging each action in a different place and connected with different +persons. The effort was nearly successful, some of the subjects +connecting two or three verbs, and others none. The movements employed +ten objects which were uncovered and covered by the subject as in the +_C_ set. The exposure for the verbs and movements was 5 secs. for each +word, or 50 secs. for the series. The tests were the same as in the +series of ten nouns and ten objects, but in a number of cases (to be +specified in the table) it seemed best to shorten the interval for +deferred recall to one day. + +The series were always given in pairs--a noun and an object series, or +a verb and a movement series forming a pair. Only one pair was given +per day and no other series of any kind were given on that day. +Usually several days intervened between the II. test of one pair and +the learning of the next, but in a little less than half of the cases +a new pair was learned on the same day shortly after the II. test of +the preceding pair. + +The noun-object pairs and the verb-movement pairs were not given in +any definite order with reference to each other. + +The figures in the following table indicate the number of words out of +ten which the subject correctly recalled and placed in their proper +columns. Immediate recall is also given. + + +TABLE VII. + + + Series. Im. Rec. Two Days. Im. Rec. Two Days. + N. O. N. O. V. M. V. M. + + _M._ + D^{1-4} 8 9 7 7 7 10 4 5 + D^{5-8} 9 7 6 6 8 8 6 6 + D^{9-12} 7 7 5 6 8 10 7 7 + Av. 24 23 18 19 23 28 17 17 + + _Mo_. + D^{1-4} 6 6 2 1 8 10 0¹ 7¹ + D^{5-8} 6 5 0¹ 3¹ 8 9 2 4 + D^{9-12} 5 7 1¹ 6¹ 10 10 2 7 + Av. 17 18 3 10 26 29 4 18 + + _S_. + D^{1-4} 8 9 2 3 9 10 6¹ 9¹ + D^{5-8} 8 10 2 4 9 10 4¹ 9¹ + D^{9-12} 8 10 2 5 8 10 3¹ 7¹ + Av. 24 29 6 12 26 30 13 25 + + _Hu._ + D^{1-4} 6 8 3 7 9 10 4 9 + D^{5-8} 7 9 0 2 9 10 2 7 + D^{9-12} 7 9 4 6 8 10 1 8 + Av. 20 26 7 15 26 30 7 24 + + _Ho._ + D^{1-4} 9 9 3 3 10 9 5 7 + D^{5-8} 9 8 1 6 9 9 6¹ 8¹ + D^{9-12} 8 8 5 5 10 10 6¹ 7¹ + Av. 26 25 9 14 29 28 17 22 + + ¹ One day. + + +The results of the _D_ set strongly confirm the results of the _A_, +_B_, and _C_ sets. Table VII. shows that after from one to two days' +interval four subjects recall objects better than nouns and movements +better than verbs. One subject, _M._, shows no preference. + + +CONCLUSIONS. + + +We are now in a position to answer specifically the problem of this +investigation. The results show: (1) that those five subjects who +recall objects better than nouns (involving images) _when each occurs +alone_, also recall objects better than nouns when each is recalled by +means of an unfamiliar verbal symbol with which it has been coupled; +(2) that the same is true of verbs and movements; (3) that these facts +also receive confirmation on the negative side, viz.: the one subject +who does not recall objects and movements better than nouns and verbs +(involving images) _when they are used alone_, also does not recall +them better _when they are recalled by means of foreign symbols_ with +which they have been coupled. + + +MINOR QUESTIONS. + + +The problem proposed at the outset of the investigation having been +answered, two minor questions remain: (1) as to images, (2) indirect +associations. + + +1. All the subjects were good visualizers. The images became clear +usually during the first of the three presentations, _i.e._, in 1-3 +secs., and persisted until the next couplet appeared. In the second +and third presentations the same images recurred, rarely a new one +appeared. + +An interesting side light is thrown on M.'s memory by his work in +another experiment in which he was a subject. This experiment required +that the subject look at an object for 10 secs. and then after the +disappearance of its after-image manipulate the memory image. M. +showed unusually persistent after-images. The memory images which +followed were unusually clear in details and also persistent. They +were moreover retained for weeks, as was shown by his surprising +ability to recall the details of an image long past, and separated +from the present one by many subsequent images. His memory was +capacious rather than selective. His eyesight was tested and found to +be normal for the range of the apparatus. Possibly his age (55 yrs.) +is significant, although one of the two subjects who showed the +greatest preference for objects and movements, Mo., was only six yrs. +younger. The ages of the other subjects were S. 36 yrs., Hu. 23 yrs., +B. 25 yrs., Ho. 27 yrs. + +That some if not all of the subjects did not have objective images in +many of the noun and verb couplets if they were left to their own +initiative to obtain them is evident from the image records in the _A_ +set, in which the presence of the objective images was optional but +the record obligatory. The same subject might have in one noun or verb +series no visual images and in another he might have one for every +couplet of the series. After the completion of the _A_ set, the effect +of the presence of the objective images in series of 10 nouns alone, +or 10 objects alone after two days' interval, was tested. This was +merely a repetition of similar work by Kirkpatrick after three days' +interval, and yielded similar results. As a matter of fact some of the +subjects were unable wholly to exclude the objective images, but were +compelled to admit and then suppress them as far as possible, so that +it is really a question of degree of prominence and duration of the +images. + +The presence of the objective images having been shown to be an aid in +the case of series of nouns, the subjects were henceforth requested to +obtain them in the noun and verb series of the _B_ and _C_ sets, and +the image records show that they were entirely successful in doing so. + + +2. The total number of couplets in any one or in several sets may be +divided into two classes: (1) Those in which indirect associations did +not occur in the learning, and (2) those in which they did occur. For +reasons already named we may call the first pure material and the +second mixed. We can then ascertain in each the proportion of +correctly recalled couplets after one, two, nine and sixteen days' +interval, and thus see the importance of indirect associations as a +factor in recall. This is what has been done in the following table. + +The figures give the number of couplets correctly or incorrectly +recalled out of 64. In the case of the interval of one day the figures +are a tabulation of the III. test (twenty-one hours) of the _C_ set, +which contained 16 series of 4 couplets each. The figures for the +intervals of two, nine and sixteen days are a tabulation of the _B_ +set, which also contained 16 series of 4 couplets each. _C_ denotes +correct, _I_ incorrect. + + +TABLE VIII. + +SHOWING GREATER PERMANENCE OF COUPLETS IN WHICH INDIRECT ASSOCIATIONS +OCCURRED. + + Pure Material. Mixed Material. + Days. One. Two. Nine. Sixteen. One. Two. Nine. Sixteen. + C I C I C I C I C I C I C I C I + _M._ 40 22 23 39 22 40 2 0 2 0 3 0 + _Mo._ 36 22 31 27 29 29 6 0 6 0 5 1 + _S._ 27 34 6 55 2 59 1 60 2 1 3 0 3 0 3 0 + _Hu._ 35 22 16 45 5 56 4 57 6 1 3 0 3 0 3 0 + _B._ 48 16 17 43 9 51 7 53 0 0 4 0 1 3 1 3 + _Ho._ 37 15 17 30 13 36 3 46 10 2 9 6 8 7 7 8 + + Total: 147 87 132 217 83 268 66 285 18 4 27 6 23 10 21 12 + P'c't.: 63 37 38 62 24 76 19 81 82 18 82 18 70 30 64 36 + + +We see from the table that the likelihood of recalling couplets in +which indirect associations did not occur in learning is 63 per cent. +after one day, and that there is a diminution of 44 per cent. in the +next fifteen days. The fall is greatest during the second day. On the +other hand, the likelihood of recalling couplets in which indirect +associations did occur is 82 per cent. after one day, and there is a +diminution of only 18 per cent. during the next fifteen days. The +fading is also much more gradual. + +It is evident, then, that in all investigations dealing with language +material the factor of indirect associations--a largely accidental +factor affecting varying amounts of the total material (in these six +subjects from 3 per cent. to 23 per cent.) is by far the most +influential of all the factors, and any investigations which have +heretofore failed to isolate it are not conclusive as to other +factors. + +The practical value of the foregoing investigation will be found in +its bearing upon the acquisition of language. While it is by no means +confined to the acquisition of the vocabulary of a _foreign_ language, +but is also applicable to the acquisition of the vocabulary of the +native language, it is the former bearing which is perhaps more +obvious. If it is important that one become able as speedily as +possible to grasp the meaning of foreign words, the results of the +foregoing investigation indicate the method one should adopt. + + * * * * * + + + + +MUTUAL INHIBITION OF MEMORY IMAGES. + +BY FREDERICK MEAKIN. + + +The results here presented are the record of a preliminary inquiry +rather than a definitive statement of principles. + +The effort to construct a satisfactory theory of inhibition has given +rise, in recent years, to a good deal of discussion. Ever since it was +discovered that the reflexes of the spinal cord are normally modified +or restrained by the activity of the brain and Setschenow (1863) +attempted to prove the existence of localized inhibition centers, the +need of such a theory has been felt. The discussion, however, has been +mainly physiological, and we cannot undertake to follow it here. The +psychologist may not be indifferent, of course, to any comprehensive +theory of nervous action. He works, indeed, under a general +presumption which takes for granted a constant and definite relation +between psychical and cerebral processes. But pending the settlement +of the physiological question he may still continue with the study of +facts to which general expression may be given under some theory of +psychical inhibition not inconsistent with the findings of the +physiologist. + +A question of definition, however, confronts us here. Can we, it may +be asked, speak of psychical inhibition at all? Does one conscious +state exercise pressure on another, either to induce it, or to expel +it from the field? 'Force' and 'pressure,' however pertinent to +physical inquiries, are surely out of place in an investigation of the +relations between the phenomena of mind. Plainly a distinction has to +be made if we are to carry over the concept of inhibition from the +domain of nervous activity to the conscious domain. Inhibition cannot, +it should seem, have the same sense in both. We find, accordingly, +that Baldwin, who defines nervous inhibition as 'interference with the +normal result of a nervous excitement by an opposing force,' says of +mental inhibition that it 'exists in so far as the occurrence of a +mental process prevents the simultaneous occurrence of other mental +processes which might otherwise take place.'[1] + + [1] Baldwin, J.M.: 'Dictionary of Philosophy and Psychology,' + New York and London, 1901, Vol. I., article on 'Inhibition.' + +Even here, it may be said, there is in the term 'prevents' an +implication of the direct exercise of force. But if we abstract from +any such implication, and conceive of such force as the term +inhibition seems to connote, as restricted to the associated neural or +physiological processes, no unwarranted assumptions need be imported +by the term into the facts, and the definition may, perhaps, suffice. + +Some careful work has been done in the general field of psychical +inhibition. In fact, the question of inhibition could hardly be +avoided in any inquiry concerning attention or volition. A. Binet[2] +reports certain experiments in regard to the rivalry of conscious +states. But the states considered were more properly those of +attention and volition than of mere ideation. And the same author +reports later[3] examples of antagonism between images and sensations, +showing how the latter may be affected, and in some respects +inhibited, by the former. But this is inhibition of sensations rather +than of ideas. Again, Binet, in collaboration with Victor Henri,[4] +reports certain inhibitory effects produced in the phenomena of +speech. But here again the material studied was volitional. More +recently, G. Heymans[5] has made elaborate investigation of a certain +phase of 'psychische Hemmung,' and showed how the threshold of +perception may be raised, for the various special senses, by the +interaction of rival sensations, justly contending that this shifting +of the threshold measures the degree in which the original sensation +is inhibited by its rival. But the field of inquiry was in that case +strictly sensational. We find also a discussion by Robert Saxinger,[6] +'Ueber den Einfluss der Gefuehle auf die Vorstellungsbewegung.' But the +treatment there, aside from the fact that it deals with the emotions, +is theoretical rather than experimental. + + [2] Binet, A.: _Revue Philosophique_, 1890, XXIX., p. 138. + + [3] Binet, A.: _Revue Philosophique_, 1890, XXX., p. 136. + + [4] Binet, A., et Henri, V.: _Revue Philosophique_, 1894, + XXXVII., p. 608. + + [5] Heymans, G.: _Zeitschrift f. Psych. u. Physiol. d. + Sinnesorgane_, 1899, Bd. XXI., S. 321; _Ibid._, 1901, Bd. + XXVI., S. 305. + + [6] Saxinger, R.: _Zeitschrift f. Psych. u. Physiol. d. + Sinnesorgane_, 1901, Bd. XXVI., S. 18. + +In short, it appears that though much has been said and done upon the +general subject of psychical inhibition, experimental inquiry into the +inhibitory effect of one idea upon another--abstraction made, as far +as possible, of all volitional influence--virtually introduces us to a +new phase of the subject. + +The term 'idea,' it should be noted, is here used in its broadest +sense, and includes the memory image. In fact, the memory image and +its behavior in relation to another memory image formed the material +of the first part of the research, which alone is reported here. +Apparatus and method were both very simple. + +The ideas to be compared were suggested by geometrical figures cut out +of pasteboard and hung, 25 cm. apart, upon a small black stand placed +on a table in front of the observer, who sat at a distance of four +feet from the stand. The diagrams and descriptions which follow will +show the character of these figures. + +Before the figures were placed in position, the subject was asked to +close his eyes. The figures being placed, a few seconds' warning was +given, and at the word 'look' the subject opened his eyes and looked +at the objects, closing his eyes again at the word 'close.' The time +of exposure was five seconds. This time was divided as equally as +possible between the two figures, which were simultaneously exposed, +the observer glancing freely from one to the other as in the common +observation on which our ideas of objects are founded. At the end of +the exposure the subject sat with closed eyes and reported the several +appearances and disappearances of the ideas or mental images of the +objects just presented. The conditions required of him were that he +should await passively the entry of the rival claimants on his +attention, favoring neither and inhibiting neither; that is to say, he +was to remit all volitional activity, save so far as was necessary to +restrict his attention to the general field upon which the ideated +objects might appear, and to note what occurred on the field. The +period of introspection, which followed immediately the disappearance +of such retinal images as remained, after the closing of the eyes to +the external objects, lasted sixty seconds. The reports, like the +signals, were given in a just audible tone. They were in such terms as +'right--left,' 'small--large,' 'circle--star,' terms the simplest that +could be found, or such as seemed, in any given case, most naturally +or automatically associated with the object, and therefore least +likely to disturb the course of the observation. And each report was +noted down by the experimenter at the instant it was given, with the +time of each phase, in seconds, as indicated by a stop-watch under the +experimenter's eye. + +It will be remarked that the attitude required of the observer was one +which is not commonly taken. And it may be objected that the results +of an attitude so unusual towards objects so ghostly and attenuated +must be too delicate, or too complex, or influenced by too many alien +suggestions, to be plumply set down in arabic numerals. The subjects, +in fact, did at first find the attitude not easy to assume. A visual +object may hold the attention by controlling the reflexes of the eye. +But an ideational object has ordinarily no sure command of the +conscious field save under the influence of a volitional idea or some +strongly toned affectional state. But with a little practice the +difficulty seemed to disappear. The subject became surer of his +material, and the mental object gradually acquired the same sort of +individuality as the visual object, though the impression it made +might be less intense. + +After a few preliminary experiments, figures were devised for the +purpose of testing the effect of mere difference in the complexity of +outline. That is to say, the members of every pair of objects were of +the same uniform color-tone (Bradley's neutral gray No. 2), presented +the same extent of surface (approximately 42 sq. cm.), were exposed +simultaneously for the same length of time (5 seconds), and were in +contour usually of like general character save that the bounding line +in the one was more interrupted and complex than in the other. + +In another series the variant was the extent of surface exposed, the +color-tone (neutral gray), outline, and other conditions being the +same for both members of each pair. The smaller figures were of the +same area as those of the preceding series; in the larger figures this +area was doubled. Only one member of each pair is represented in the +diagrams of this and the next series. + +In a third series brightness was the variant, one member of each pair +being white and the other gray (Bradley's cool gray No. 2). All other +conditions were for both figures the same. + +In still another series strips of granite-gray cardboard half a +centimeter wide were cut out and pasted on black cards, some in +straight and some in broken lines, but all of the same total length +(10 cm.). These were exposed under the same general conditions as +those which have already been described, and were intended to show the +relative effects of the two sorts of lines. + + +TABLE I. + + 1 2 3 4 5 Totals. Averages. + L R L R L R L R L R L R L R + I. 45 45 25 29 27 27 31 24 36 20 164 145 32.8 29 + II. 20 25 28 28 28 19 31 31 28 14 135 117 27 23.5 + III. 11 12 17 28 0 7 0 15 27 23 55 85 11 17 + IV. 7 6 47 22 17 21 17 45 31 30 119 124 23.8 24.8 + V. 27 33 46 36 40 31 44 31 26 35 183 165 36.6 33.2 + VI. 11 14 32 29 34 21 14 35 0 46 91 145 18.2 29 + VII. 36 33 30 30 50 50 22 22 52 52 190 187 38 37.4 + VIII. 41 44 33 33 45 45 34 44 37 28 190 194 38 38.8 + IX. 45 45 39 46 42 47 47 47 44 44 217 229 43.4 45.8 + X. 40 39 24 25 19 21 21 23 18 25 122 133 24.4 26.6 + XI. 51 53 52 50 42 42 42 42 42 42 229 229 45.8 45.8 + + 334 349 373 356 344 331 303 359 341 359 1695 1754 30.8 31.9 + + The Arabic numerals at the head of the columns refer, in every + table, to the corresponding numerals designating the objects + in the diagram accompanying the table. + + _L_: left-hand object. + _R_: right-hand object. + + The Roman numerals (_I_ to _XI_) indicate the different + subjects. The same subjects appear in all the experiments, and + under the same designation. Two of the subjects, _IV_ and + _VIII_, are women. + + The numbers under _L_ and _R_ denote the number of seconds + during which the left-hand image and the right-hand image, + respectively, were present in the period of introspection (60 + seconds). + + General average: _L_, 30.8 sec.; _R_, 31.9 sec. + + +[Illustration: FIG. 1.] + + +_Series No. 1._--For the purpose of obtaining something that might +serve as a standard of comparison, a series of observations was made +in which the members of every pair were exact duplicates of each +other, and were presented under exactly the same conditions, spatial +position of course excepted. The records of these observations are for +convenience placed first as Table I. + +In treating the facts recorded in the accompanying tables as phenomena +of inhibition no assumption is implied, it may be well to repeat, that +the ideational images are forces struggling with each other for +mastery. Nor is it implied, on the other hand, that they are wholly +unconditioned facts, unrelated to any phenomena in which we are +accustomed to see the expression of energy. Inhibition is meaningless +save as an implication of power lodged somewhere. The implication is +that these changes are conditioned and systematic, and that among the +conditions of our ideas, if not among the ideas themselves, power is +exerted and an inferior yields to a superior force. Such force, in +accordance with our general presupposition, must be neural or +cerebral. Even mental inhibition, therefore, must ultimately refer to +the physical conditions of the psychical fact. But the reference, to +have any scientific value, must be made as definite as the case will +allow. We must at least show what are the conditions under which a +state of consciousness which might otherwise occur does not occur. +When such conditions are pointed out, and then only, we have a case of +what has been called psychical inhibition; and we are justified in +calling it inhibition because these are precisely the conditions under +which physiological inhibition may properly be inferred. And, we may +add, in order that the conditions may be intelligibly stated and +compared they must be referable to some objective, cognizable fact. +Here the accessible facts, the experiential data, to which the +psychical changes observed and the cerebral changes assumed may both +be referred, are visual objects, namely, the figures already +described. + +What may occur when these objects are precisely alike, and are seen +under conditions in all respects alike except as to spatial position, +is indicated in Table I. The general average shows that the image +referred to the left-hand object was seen some 30 seconds per minute; +that referred to the right-hand image, some 31 seconds. Sometimes +neither image was present, sometimes both were reported present +together, and the time when both were reported present is included in +the account. In this series it appears, on the whole, that each image +has about the same chance in the ideational rivalry, with a slight +preponderance in favor of the right. Individual variations, which may +be seen at a glance by inspection of the averages, show an occasional +preponderance in favor of the left. But the tendency is, in most +cases, towards what we may call right-handed ideation. + +_Series No. II._--In the second series (Table II.) we find that, other +things being equal, _an increase in the relative complexity of the +outline favors the return of the image to consciousness_. Including +the time when both images were reported present at once, the simpler +appears but 27 seconds per minute as against 34 seconds for the more +complex. No attempt was made to arrange the figures on any regularly +increasing scale of complexity so as to reach quantitative results. +The experiment was tentative merely. + + +TABLE II. + + 1 2 3 4 + S C S C S C S C + I. 21.5 23.5 14.5 35 22.5 21.5 15 27 + II. 35.5 21.5 32.5 48 32 33.5 32.5 21.5 + III. 27.5 39 20.5 47.5 24.5 46.5 8 22.5 + IV. 31.5 26.5 38 23.5 34.5 22 24 29.5 + V. 48 50 48 39.5 41.5 51.5 51 47.5 + VI. 11.5 35 26.5 28.5 21 33 29 17 + VII. 29.5 35 47 47 10.5 52 29.5 33.5 + VIII. 12.5 41 32 28.5 13 26.5 17 41.5 + IX. 10.5 25.5 27.5 34.5 14.5 44 33 44.5 + X. 24 25.5 20 23 16.5 28 23 21 + XI. 46 46.5 31.5 53.5 18 53.5 27 50.5 + + 298 369 338 408.5 248.5 412 289 356 + + 5 6 7 Averages. + S C S C S C S C + I. 20.5 21 14.5 27 7.5 37.5 16.57 27.50 + II. 31.5 32 50 45.5 49.5 39.5 37.64 34.50 + III. 19.5 32.5 13 31 29 18 20.28 33.85 + IV. 40.5 46.5 27 30.5 26 32 31.64 30.07 + V. 47.5 47.5 50.5 48.5 38 38 46.35 46.07 + VI. 14.5 29 14 33 21 28.5 19.64 29.14 + VII. 25.5 43 42.5 30 28 41.5 30.35 40.28 + VIII. 8 34 24 27 33 14.5 19.92 30.42 + IX. 41.5 27 29.5 27.5 29.5 28 26.57 33.00 + X. 10.5 36.5 17 27 18 25 18.42 26.57 + XI. 21.5 53.5 40.5 43.5 30 45 30.64 49.42 + + 281 402.5 322.5 370.5 309.5 347.5 27.10 34.62 + + _S:_ Outline simple. + + _C:_ Outline complex. + + In this and the following tables the numbers in the body of + the columns represent, in each case, the combined result of + two observations, in one of which the simpler figure was to + the left, in the other the more complex. The figures were + transposed in order to eliminate any possible space error. + + General average: _S_, 27.10 sec.; _C_, 34.62 sec. + + +Can anything be said, based on the reports, by way of explanation of +the advantage which complexity gives? In the first place, the attitude +of the subject towards his image seems to have been much the same as +his attitude towards an external object: to his observation the image +became, in fact, an object. "When the image was gone," says one, "my +eyes seemed to be in search of something." And occasionally the one +ideated object was felt to exert an influence over the other. "The +complex seemed to affect the form of the simpler figure." "It seemed +that the complex actually had the effect of diminishing the size of +the simpler figure." From time to time the images varied, too, in +distinctness, just as the objects of perception vary, and the superior +distinctness of the more complex was frequently noted by the subjects. +Now the importance of the boundary line in perception is well +understood. It seems to have a corresponding importance here. "What I +notice more in the simple figure," says one observer, "is the mass; in +the complex, the outline." "The simple seemed to lose its form," says +another, "the complex did not; the jagged edge was very distinct." And +it is not improbable, in view of the reports, that irregularities +involving change of direction and increase in extent of outline +contributed mainly to the greater persistence of the more complicated +image, the 'mass' being in both figures approximately the same. Nor +did the advantage of the broken line escape the notice of the subject. +"I found myself," is the comment of one, "following the contour of the +star--exploring. The circle I could go around in a twinkle." Again, +"the points entered the field before the rest of the figure." And +again, "the angle is the last to fade away." + +[Illustration: FIG. 2.] + +Now this mental exploration involves, of course, changes in the +direction of the attention corresponding in some way to changes in the +direction of the lines. Does this shifting of the attention involve +ideated movements? There can be little doubt that it does. "I felt an +impulse," says one, "to turn in the direction of the image seen." And +the unconscious actual movements, particularly those of the eyes, +which are associated with ideated movements, took place so often that +it is hard to believe they were ever wholly excluded. Such movements, +being slight and automatically executed, were not at first noticed. +The subjects were directed, in fact, to attend in all cases primarily +to the appearance and disappearance of the images, and it was only +after repeated observations and questions were put, that they became +aware of associated movements, and were able, at the close of an +observation, to describe them. After that, it became a common report +that the eyes followed the attention. And as we must assume some +central influence as the cause of this movement, which while the eyes +were closed could have no reflex relation to the stimulus of light, we +must impute it to the character of the ideas, or to their physical +substrates. + +The idea, or, as we may call it, in view of the attitude of the +subject, the internal sensory impression, thus seems to bear a double +aspect. It is, in the cases noted, at once sensory and motor, or at +any rate involves motor elements. And the effect of the activity of +such motor elements is both to increase the distinctness of the image +and to prolong the duration of the process by which it is apprehended. +The sensory process thus stands in intimate dependence on the motor. +Nor would failure to move the eyes or any other organ with the +movement of attention, if established, be conclusive as against the +presence of motor elements. A motor impulse or idea does not always +result in apparent peripheral movement. In the suppressed speech, +which is the common language of thought, the possibility of incipient +or incomplete motor innervations is well recognized. But where the +peripheral movement actually occurs it must be accounted for. And as +the cause here must be central, it seems reasonable to impute it to +certain motor innervations which condition the shifting of the mental +attitude and may be incipient merely, but which, if completed, result +in the shifting of the eyes and the changes of bodily attitude which +accompany the scrutiny of an external object. And the sensory process +is, to some extent at least, conditioned by the motor, if, indeed, the +two are anything more than different aspects of one and the same +process.[7] + + [7] Cf. Muensterberg, H.: 'Grundzuege d. Psychologie,' Bd. I., + Leipzig, 1900, S. 532. + +But where, now, the subject is occupied in mentally tracing the +boundaries of one of his two images he must inhibit all motor +innervations incompatible with the innervations which condition such +tracing: the rival process must cease, and the rival image will fade. +He may, it is true, include both images in the same mental sweep. The +boundary line is not the only possible line of movement. In fact, we +may regard this more comprehensive glance as equivalent to an +enlargement of the boundaries so as to include different mental +objects, instead of different parts of but one. Or, since the +delimitation of our 'objects' varies with our attitude or aim, we may +call it an enlargement of the object. But in any case the mental +tracing of a particular boundary or particular spatial dimensions +seems to condition the sense of the corresponding content, and through +inhibition of inconsistent movements to inhibit the sense of a +different content. No measure of the span of consciousness can, of +course, be found in these reports. The movements of the attention are +subtle and swift, and there was nothing in the form of the experiments +to determine at any precise instant its actual scope. All we need +assume, therefore, when the images are said to be seen together, is +that neither has, for the time being, any advantage over the other in +drawing attention to itself. If in the complete observation, however, +any such advantage appears, we may treat it as a case of inhibition. +By definition, an idea which assumes a place in consciousness which +but for itself, as experiment indicates, another might occupy, +inhibits the other. + +[Illustration: FIG. 3.] + + +TABLE III. + + 1 2 3 4 5 6 + S L S L S L S L S L S L + I. 22 24 19.5 23 20 26 21.5 21 21 26 18 31 + II. 31 39 31.5 36 15 32.5 11 22.5 13.5 24.5 7.5 23 + III. 10.5 43.5 12 21.5 13 14.5 19 10.5 18.5 30.5 7 18.5 + IV. 34.5 29.5 29.5 24 40.5 33 30.5 32.5 15 30 26 30 + V. 31.5 30 42 45 39 51 47 49.5 41 37 46 45 + VI. 22 20 20.5 22 23.5 22 25 16 24 20 22 25.5 + VII. 53.5 53.5 23.5 23.5 47.5 47.5 51 52 52.5 53 51 52 + VIII. 34 40.5 23 29 21 22 22 37.5 34.5 35 27.5 28 + IX. 19.5 45 19.5 46 22 23.5 23.5 48 26 45.5 19 44.5 + X. 16 30.5 12 35 21 24.5 8.5 41 15.5 33 19 28 + XI. 38.5 36.5 21 48.5 30 54.5 31 55.5 32 54 12 50 + + 313 392 254 353.5 292.5 381.5 290 386 293.5 388.5 255 375.5 + + 7 8 9 10 Averages + S L S L S L S L S L + I. 20.5 31.5 21.5 28.5 22.5 28 22.5 26 20.90 26.50 + II. 14.5 17.5 19 20 11 4.5 7 30.5 16.10 25.00 + III. 10 22 8.5 26 17 16 8 16 12.35 21.90 + IV. 27.5 28.5 35 30.5 23.5 46 27.5 49.5 28.95 33.35 + V. 40.5 35 24.5 22.5 21 31 21.5 21.5 35.40 36.75 + VI. 22.5 18.5 11.5 21 20 27 22.5 24 21.35 21.60 + VII. 44.5 46.5 52 51 33.5 49 39.5 50.5 44.85 47.85 + VIII. 19.5 20 21 27 19.5 27.5 18.5 22.5 24.05 29.60 + IX. 18.5 46 13 42 20 42 18.5 43 19.95 44.90 + X. 18.5 24 20.5 21 20.5 22 18.5 28.5 17.00 28.75 + XI. 21 49 32 53.5 38 53.5 34.5 46.5 29.00 50.15 + + 257.5 338.5 258.5 343 246.5 346.5 238.5 358.5 24.54 33.30 + + _L_: large. _S_: small. + + General average, _S_, 24.54 sec.; _L_, 33.30 sec. + + +_Series No. III._--In the third series, where the variant is the +extent of (gray) surface exposed, the preponderance is in favor of the +image corresponding to the larger object. This shows an appearance of +some 33 seconds per minute as against 24 for the smaller (Table III.). +Here the most obvious thing in the reports, aside from the relative +durations, is the greater vividness of the favored image. Something, +no doubt, is due to the greater length of boundary line and other +spatial dimensions involved in the greater size. And it is this +superiority, and the ampler movements which it implies, which were +probably felt by the subject who reports 'a feeling of expansion in +the eye which corresponds to the larger image and of contraction in +the other.' But the more general comment is as to the greater +vividness of the larger image. "The larger images seem brighter +whichever side they are on." "The larger is a little more distinct, as +if it were nearer to me." "Large much more vivid than small." Such are +the reports which run through the series. And they point, undoubtedly, +to a cumulative effect, corresponding to a well-known effect in +sensation, in virtue of which greater extension may become the +equivalent of greater intensity. In other words, the larger image made +the stronger impression. Now in external perception the stronger +impression tends to hold the attention more securely; that is, it is +more effective in producing those adjustments of the sensory organs +which perceptive attention implies. So here what was noticed as the +superior brightness and distinctness of the larger image may be +supposed to imply some advantage in the latter in securing those +adjustments of the mental attitude which were favorable to the +apprehension of that image. Advantage means here, again, in part at +least, if the considerations we have urged are sound, inhibition of +those motor processes which would tend to turn attention to a rival. +And here, again, the adjustment may reach no external organ. An +incipient innervation, which is all that we need assume as the +condition of a change of mental attitude, would suffice to block, or +at least to hamper, inconsistent innervations no more complete than +itself. + +[Illustration: Fig. 4.] + + +TABLE IV. + + 1 2 3 4 + G W G W G W G W + I. 15.5 28.5 21.5 32.5 20 33 21 28.5 + II. 39.5 23 22.5 22.5 19 20.5 35.5 17.5 + III. 13.5 12.5 32 4.5 8.5 10 11.5 11.5 + IV. 30 33.5 38 36.5 36 39.5 37.5 13.5 + V. 33.5 32.5 34.5 32 33 35 45 36.5 + VI. 15 22 21 21 18.5 22 12 22 + VII. 53.5 50 43 46 54.5 55 56 56 + VIII. 15.5 24.5 24 25 20 13 16.5 21 + IX. 17.5 44 9.5 46 18.5 43.5 16 42 + X. 25.5 19 29.5 19 21 20.5 23.5 18 + XI. 35 42.5 13 29.5 18.5 46 16 38 + 294 332 288.5 314.5 267.5 338 290.5 304.5 + + 5 6 7 8 + G W G W G W G W + I. 24 26.5 23.5 25 19.5 30.5 21 29 + II. 21 29.5 20 18.5 29 16.5 28.5 14 + III. 20.5 8.5 11 11.5 10 14 23 16.5 + IV. 39.5 28.5 34.5 22.5 23 30.5 33.5 18 + V. 45 53 48 51 45 29 32.5 34.5 + VI. 21.5 28 18 32 20.5 19 21.5 18 + VII. 54.5 56 54.5 54.5 45 46 49 49 + VIII. 24 26.5 23.5 22.5 24 17.5 31 31.5 + IX. 16 44 14 43.5 9 43.5 13 44.5 + X. 24.5 18 24 21.5 25.5 24 22 22.5 + XI. 20.5 8.5 15 36.5 33 23 34 29 + 311 327 286 339 283.5 293.5 309 306.5 + + 9 10 11 12 Averages. + G W G W G W G W G W + I. 25 25.5 22.5 21 25 26.5 27 21.5 22.95 27.33 + II. 20 25 15 20 29 32 13.5 20 24.37 21.58 + III. 12 20 12.5 17.5 10.5 21 3 23 14.00 14.25 + IV. 33 19.5 35.5 28 21.5 34.5 25.5 26.5 32.29 27.58 + V. 51 50 35 30.5 40.5 54.5 45.5 52.5 40.70 40.91 + VI. 13 29.5 25 33.5 28.5 23 23.5 27.5 19.83 24.79 + VII. 46.5 39.5 38.5 44.5 43.5 47.5 42.5 34.5 48.41 48.20 + VIII. 17.5 25.5 22 15.5 21 29 22.5 21.5 21.79 22.75 + IX. 13 43.5 12.5 41.5 15 42 11 40 13.75 43.16 + X. 24 24 27 19 25 21.5 23.5 23.5 24.58 20.87 + XI. 13.5 49 2.5 43 14 34 23 22 19.83 33.41 + 268.5 351 248 314 273.5 365.5 260.5 312.5 25.61 29.53 + + _G:_ Gray. _W:_ White. + + General average: _G_, 25.61 sec.; _W_, 29.53 sec. + + +_Series No. IV._--This and the next following series do not suggest +much that differs in principle from what has been stated already. It +should be noted, however, that in the white-gray series (Table IV.) +the persistence of the gray in ideation surprised the subjects +themselves, who confessed to an expectation that the white would +assert itself as affectively in ideation as in perception. But it is +not improbable that affective or aesthetic elements contributed to the +result, which shows as high a figure as 25 seconds for the gray as +against 29 for the white. One subject indeed (IV.) found the gray +restful, and gives accordingly an individual average of 32 for the +gray as against 27 for the white. More than one subject, in fact, +records a slight advantage in favor of the gray. And if we must admit +the possibility of a subjective interest, it seems not unlikely that a +bald blank space, constituting one extreme of the white-black series, +should be poorer in suggestion and perhaps more fatiguing than +intermediate members lying nearer to the general tone of the ordinary +visual field. Probably the true function of the brightness quality in +favoring ideation would be better shown by a comparison of different +grays. The general average shows, it is true, a decided preponderance +in favor of the white, but the individual variations prove it would be +unsafe to conclude directly, without experimental test, from the laws +of perception to the laws of ideation. + + +_Series No. V._--The fifth series, which was suggested by the second, +presents the problem of the lines in greater simplicity than the +second; and, unlike the earlier series, it shows in all the individual +averages the same sort of preponderance as is shown in the general +average (straight line, 31; broken line, 38). The footings of the +columns, moreover, show an aggregate in favor of the broken line in +the case of every pair of lines that were exposed together. The +results in this case may therefore be regarded as cleaner and more +satisfactory than those reached before, and come nearer, one may say, +to the expression of a general law. The theoretical interpretation, +however, would be in both cases the same. + +[Illustration: FIG. 5.] + + +TABLE V. + + 1 2 3 4 5 6 + L A L A L A L A L A L A + I. 28 26.5 24.5 29.5 25 28 26 28.5 26 29.5 25.5 29.5 + II. 35 41.5 42 34.5 31.5 47.5 53 50.5 52 52 48 48 + III. 16.5 19.5 24 29 41 29.5 35.5 29 21 40 39 40 + IV. 40 41.5 37 45 32.5 45.5 36.5 43.5 33.5 38 36.5 43.5 + V. 49 53 45 47 45.5 36.5 32.5 51 37 46 40 51 + VI. 18 31.5 16 45 22.5 30.5 25 25 24.5 37 25 22 + VII. 43 39.5 52 54.5 52.5 53.5 51 54.5 40.5 55 48 48.5 + VIII. 23 23 27 29.5 38 40 34.5 32 23 37 42 38.5 + IX. 23 48 48 47.5 35 46.5 48 35 28.5 48 46.5 34.5 + X. 18 33 19.5 31.5 20.5 30 22 29.5 16.5 35.5 19.5 33 + XI. 22.5 33.5 18 41 26 23 19 35.5 5 38 7 50.5 + + 316 390.5 353 434 370 410.5 383 414 307.5 456 377 439 + + Averages. + L A + I. 25.83 28.58 + II. 43.58 45.66 + III. 29.50 31.16 + IV. 36.00 42.83 + V. 41.50 47.41 + VI. 21.83 31.83 + VII. 47.83 50.91 + VIII. 31.25 33.33 + IX. 38.16 43.25 + X. 19.33 32.08 + XI. 16.25 36.91 + + 31.91 38.54 + + _L_: Line (straight line). _A_: Angle (broken line). + + General average: _L_, 31.91 sec.; _A_, 38.54 sec. + + +TABLE VI. + + 1 2 3 4 5 6 + P M P M P M P M P M P M + I. 22 32.5 23.5 32 23.5 32 22.5 32.5 23.5 31.5 21 39 + II. 24.5 32.5 31.5 49.5 32 39 36 36 33.5 42 28.5 35 + III. 8.5 23.5 0 36 0 31.5 11.5 5.5 8.5 14 3.5 8.5 + IV. 30 49.5 30.5 42 24 48 27.5 44 28 40.5 43.5 34.5 + V. 55.5 55.5 54.5 54.5 46.5 53 34 36 41.5 47 31 35.5 + VI. 19.5 22.5 19.5 28 19.5 28.5 26.5 27.5 24.5 29.5 18.5 36 + VII. 45 56.5 47.5 55.5 40.5 40 48 54 33.5 50 41 42.5 + VIII. 19.5 24 0 40 27.5 20.5 13.5 23 16 25 23 34.5 + IX. 28 49.5 26.5 48.5 27.5 45 18 45 21.5 48.5 42.5 44.5 + X. 8 43.5 22 29 8.5 43.5 9.5 42.5 16 35 12.5 40.5 + XI. 5.5 42.5 7.5 35.5 16.5 35.5 7.5 41 10 41.5 8 32.5 + + 24.18 39.27 23.91 40.95 24.18 37.86 23.14 35.18 23.32 36.77 24.82 34.82 + + Indiv. Aver. + P M + I. 22.666 33.250 + II. 31.000 39.000 + III. 5.333 19.833 + IV. 30.583 43.083 + V. 43.833 46.916 + VI. 21.333 28.666 + VII. 42.583 49.750 + VIII. 16.583 27.833 + IX. 27.333 46.833 + X. 12.750 39.000 + XI. 9.166 38.083 + + 23.92 37.48 + + _P_: Plain. _M_: Marked. + + General average: Plain, 23.92 sec.; Marked, 37.48 sec. + + +Series No. VI._--Both the figures in each pair of this series were of +the same material (granite-gray cardboard) and of the same area and +outline, but the content of one of the two was varied with dark lines +for the most part concentric with the periphery. + +The advantage on the side of the figures with a varied content is +marked, the general averages showing a greater difference than is +shown in any of the tables so far considered. And the advantage +appears on the same side both in the individual averages and in the +averages for the different pairs as shown at the foot of the columns. +There can be little doubt, accordingly, that we have here the +expression of a general law. + +For the meaning of this law we may consult the notes of the subjects: +'The plain figure became a mere amorphous mass;' 'the inner lines +reinforce the shape, for while previously the number of points in this +star has increased (in ideation), here the number is fixed, and fixed +correctly;' 'my attention traversed the lines of the content, and +seemed to be held by them;' 'the variety of the marked objects was +felt as more interesting;' 'the attention was more active when +considering the marked figures, passing from point to point of the +figure;' 'the surface of the plain figure was attended to as a whole +or mass, without conscious activity;' 'in the plain figure I thought +of the gray, in the marked figure I thought of the lines;' 'part of +the plain figure tended to have lines.' + +The part played by the motor elements previously referred to in +sustaining attention and prolonging (internal) sensation is here +unmistakable. We have further evidence, too, of the value of the line +in defining and strengthening the mental attitude. In a mass of +homogeneous elements such as is presented by a uniform gray surface, +the attention is equally engaged by all and definitely held by none. +Monotony therefore means dullness. And the inhibition of incompatible +attitudes being as weak and uncertain as the attitudes actually but +loosely assumed, the latter are readily displaced, and the sensation +to which they correspond as readily disappears. Hence the greater +interest excited by the lined figures. The lines give definiteness and +direction to the attention, and as definitely inhibit incompatible +attitudes. And the shutting out of the latter by the spontaneous +activity of the mind means that it is absorbed or interested in its +present occupation. + + +TABLE VII. + + 1 2 3 4 5 6 + 5 10 5 10 5 10 5 10 5 10 5 10 + I. 29.5 23 24.5 21.5 27 18.5 28 26 27 20 25 29.5 + II. 25.5 21 32.5 42.5 19.5 33 27 33.5 26 32 20 28.5 + III. 4.5 18.5 12.5 5.5 0 3.5 7.5 11 10.5 18.5 0 7 + IV. 33 31.5 28 32 42 44 25 45 38.5 43 41 36.5 + V. 35 40.5 35 52.5 28 49.5 43 31 42.5 29 47.5 50.5 + VI. 10.5 34.5 10.5 34.5 23 15 26 26.5 22 27 19.5 34.5 + VII. 27 42 28.5 19 31.5 49 39 45.5 28.5 50.5 49.5 51.5 + VIII. 13.5 21.5 19 15 21.5 18 23 22.5 19.5 18 24.5 21.5 + IX. 33 43.5 36 37.5 35 40 26 45 31.5 44 21.5 43.5 + X. 20.5 23 22.5 23 23 23.5 22 27.5 21.5 29 21 34.5 + XI. 13.5 29 32 16.5 9.5 36.5 40.5 8.5 39.5 8.5 17.5 30.5 + + 22.32 31.50 25.55 27.23 23.64 30.05 27.91 29.27 27.91 29.05 26.09 33.45 + + 7 8 9 10 11 12 + 5 10 5 10 5 10 5 10 5 10 5 10 + I. 22.5 29 27.5 25.5 26 22 22.5 27.5 25.5 25 22 28 + II. 29 37.5 32.5 28 34 32 26 23 30.5 28 25.5 23 + III. 20.5 8.5 12 16.5 21 9 32 3 21.5 15 8 22 + IV. 31 26 39.5 41.5 37 29.5 28.5 37 36.5 30.5 33 31.5 + V. 38 34 39 46.5 54 40 32.5 46 43.5 46 36.5 50.5 + VI. 30 17 13 25 34.5 26.5 20.5 27 27 35 27.5 33 + VII. 55.5 50 42.5 28 50.5 15.5 49 17.5 43.5 29.5 44 26.5 + VIII. 16.5 21.5 18 17 17.5 21.5 21 22.5 21.5 23.5 23 27.5 + IX. 41 46 45.5 43.5 46.5 33 39 37.5 32 35 33.5 40 + X. 24.5 28.5 26.5 24 28.5 25.5 25.5 25 22 30 24 23.5 + XI. 19.5 26.5 14 30 42.5 2.5 21.5 30 22.5 33 25.5 24 + + 29.82 29.50 28.18 29.59 35.64 23.36 28.91 26.91 29.64 30.05 27.50 29.96 + + Indiv. Aver. + 5 10 + I. 25.58 24.62 + II. 27.33 30.16 + III. 12.50 11.50 + IV. 34.41 35.66 + V. 39.54 43.00 + VI. 22.00 27.95 + VII. 40.75 35.37 + VIII. 19.87 20.83 + IX. 35.04 40.70 + X. 23.45 26.41 + XI. 24.83 22.95 + + 27.75 29.15 + + 5: refers to object exposed 5 seconds. + 10: refers to object exposed 10 seconds. + + General average: (5), 27.75 sec.; (10), 29.15 sec. + + +_Series No. VII._--The object of this series was to determine the +effect in ideation of exposing for unequal lengths of time the two +objects compared. The figures compared were of the same area and +outline, and were distinguished only by their color, one being red and +the other green. These colors were employed, after a preliminary test, +as showing, on the whole, to nearly equal advantage in the individual +choice of colors. The shorter exposure was five seconds and the longer +exposure ten seconds. The color that was to be seen the longer time +was exposed first alone; after five seconds the other was exposed; and +then both were seen for five seconds together, so that neither might +have the advantage of the more recent impression. The two colors were +regularly alternated, and in one half of the series the longer +exposure was to the right, in the other half to the left. The extra +five seconds were thus in each case at the beginning of the +experiment. + +The general averages show only a slight advantage in favor of the +color which was exposed the longer time, namely, 29.15 seconds, as +against 27.75 seconds. It is not easy to believe that the advantage of +sole occupancy of the visual field for five seconds, without any +offsetting disadvantage in the next five seconds, should have so +slight an effect on the course of ideation. And it is not improbable +that there was an offsetting disadvantage. In the presence of color +the subject can scarcely remain in the attitude of quiet curiosity +which it is easy to maintain in the observation of colorless objects. +A positive interest is excited. And the appearance of a new color in +the field when there is another color there already seems to be +capable of exciting, by a sort of successive contrast different from +that ordinarily described, an interest which is the stronger from the +fact that the subject has already been interested in a different +color. That is to say, the transition from color to color (only red +and green were employed) seems to be more impressive than the +transition from black to color. And, under the conditions of the +experiment, the advantage of this more impressive transition lay +always with the color which was exposed the shorter time. + +Judging from the introspective notes, the outline seems to suffer, in +competition with a colored content, some loss of power to carry the +attention and maintain its place in the ideation. "The colors tend to +diffuse themselves, ignoring the boundary," says one. "The images fade +from the periphery toward the center," says another. On the other +hand, one of the subjects finds that when both images are present the +color tends to fade out. This may perhaps be explained by the remark +of another subject to the effect that there is an alternate shifting +of the attention when both images are present. An attitude of +continued and definite change, we may suppose, is one in which the +color interest must yield to the interest in boundaries and definite +spatial relations. + +Other interesting facts come out in the notes. One subject finds the +ideated plane farther away than the objective plane; another conceives +the two as coinciding. The movement of the eyes is by this time +distinctly perceived by the subject. The reports run as follows: +'Eye-movements seem to follow the changes in ideation;' 'I find my +eyes already directed, when an image is ideated, to the corresponding +side, and am sometimes conscious of the movement, but the movement is +not intended or willed;' 'in ideating any particular color I find my +attention almost always directed to the side on which the +corresponding object was seen.' This last observation seems to be true +for the experience of every subject, and, generally speaking, the +images occupy the same relative positions as the objects: the image of +the right object is seen to the right, that of the left object to the +left, and the space between the two remains tolerably constant, +especially for the full-faced figures. + +This fact suggested a means of eliminating the disturbing influence of +color, and its contrasts and surprises, by the substitution of gray +figures identical in form and size and distinguished only by their +spatial position. The result appears in the table which follows +(VIII.). + +_Series No. VIII._--The object of this experiment was the same as that +of No. VII. Granite-gray figures, however, were substituted, for the +reasons already assigned, in place of the red and green figures. And +here the effect of additional time in the exposure is distinctly +marked, the general averages showing 32.12 seconds for the image of +the object which was exposed 10 seconds, as against 25.42 seconds for +the other. + + +TABLE VIII. + + 1 2 3 4 5 Indiv. Aver. + 5 10 5 10 5 10 5 10 5 10 5 10 + I. 26.5 27 24.5 30.5 26.5 28 27.5 27.5 26.5 29 26.3 28.4 + II. 32.5 38.5 27 36 29 28 17 14.5 37.5 27 28.6 28.8 + III. 4.5 13.5 11 1.5 10 11 7.5 14.5 12.5 8.5 9.1 9.8 + IV. 23.5 40.5 27.5 34 35.5 38 35 28 17 39 27.7 35.9 + V. 41 46 50 51.5 43 42.5 46 35.5 31.5 44 42.3 43.9 + VI. 7.5 27 18 25 21.5 25.5 7 44.5 33.5 19 17.5 28.2 +VIII. 24.5 27 34.5 32 36.5 36 34.5 38.5 28 28.5 31.6 32.4 + IX. 17 46 25.5 47.5 44 47 40.5 47.5 48 48 35.0 47.2 + X. 20 29 21 26.5 25.5 24.5 27.5 22 19.5 23.5 22.7 25.1 + XI. 11 41.5 9.5 50 5.5 43.5 15.5 40.5 25.5 32 13.4 41.5 + 20.80 33.60 24.85 33.45 27.70 32.40 25.80 31.30 27.95 29.85 25.42 32.12 + + VII.--Absent. + + 5: refers to object exposed 5 seconds. + 10: refers to object exposed 10 seconds. + + General average: (5), 25.42 sec.; (10), 32.12 sec. + + +The interpretation of this difference may be made in accordance with +the principles already laid down. The ideated and actual movements +which favor the recurrence and persistence of an idea are, on grounds +generally recognized in psychology, much more likely to occur and +repeat themselves when the corresponding movements, or the same +movements in completer form, have frequently been repeated in +observation of the corresponding object. + + +TABLE IX. + + 1 2 3 4 5 Indiv. Aver. + 1st 2d 1st 2d 1st 2d 1st 2d 1st 2d 1st 2d + I. 22.5 32.5 27 28 26.5 28 26.5 27.5 26 29 25.7 29.0 + II. 4.5 43 9 29 3.5 38 0 43 17 44.5 6.8 39.5 + III. 0 22 0 20.5 9.5 16.5 0 23.5 3.5 9.5 2.6 18.4 + IV. 0 31 1 35.5 4.5 39 16.5 32.5 16 20.5 7.6 31.7 + V. 24 52.5 41.5 40 12 53.5 22 55 22 50.5 24.3 50.3 + VII. 1.5 52 0 48 0 54.5 0 50.5 0 46.5 0.3 50.3 +VIII. 12 26 10 27.5 11.5 23.5 13.5 28.5 15.5 20 12.5 25.1 + IX. 24 43.5 20 42 25 42.5 20.5 44.5 28 42.5 23.5 43.0 + X. 9 45.5 19.5 30 11 33 12 38 14.5 30 13.2 35.3 + XI. 12.5 35 23.5 29.5 1 49 2 44 10.5 52 9.9 41.9 + 11.00 38.30 15.15 33.00 10.45 37.75 11.30 38.70 15.30 34.50 12.64 36.45 + + VI.--Absent. + + From this point on the place of Miss H. (IV.) is taken by Mr. + R. The members in each pair of objects in this group were not + exposed simultaneously. + + 1st: refers to object first exposed. + 2d: refers to object last exposed. + + General average: 1st, 12.64 sec.: 2d, 36.45 sec. + + +What is here called ideated movement--by which is understood the idea +of a change in spatial relations which accompanies a shifting of the +attention or a change in the mental attitude, as distinguished from +the sense of movements actually executed--was recognized as such by +one of the subjects, who says: "When the two objects are before me I +am conscious of what seem to be images of movement, or ideated +movements, not actual movements." The same subject also finds the +image of the object which had the longer exposure not only more vivid +in the quality of the content, but more distinct in outline. + + +_Series No. IX._--In this experiment the objects, which were of +granite-gray cardboard, were exactly alike, but were exposed at +different times and places. After the first had been exposed five +seconds alone, it was covered by means of a sliding screen, and the +second was then exposed for the same length of time, the interval +between the two exposures being also five seconds. Two observations +were made with each pair, the first exposure being in one case to the +left and in the other case to the right. The object here was, of +course, to determine what, if any, advantage the more recent of the +two locally different impressions would have in the course of +ideation. The table shows that the image of the object last seen had +so far the advantage in the ideational rivalry that it remained in +consciousness, on the average, almost three times as long as the +other, the average being, for the first, 12.64 seconds; for the +second, 36.45 seconds. And both the individual averages and the +averages for the several pairs show, without exception, the same +general tendency. + +The notes show, further, that the image of the figure first seen was +not only less persistent but relatively less vivid than the other, +though the latter was not invariably the case. One subject had 'an +impression that the images were farther apart' than in the series +where the exposure of the two objects was simultaneous, though the +distance between the objects was in all cases the same, the time +difference being, apparently, translated into spatial terms and added +to the spatial difference. The sort of antagonism which temporal +distinctions tend, under certain conditions, to set up between ideas +is illustrated by the remark of another subject, who reports that 'the +attention was fairly dragged by the respective images.' And the fact +of such antagonism, or incompatibility, is confirmed by the extremely +low figure which represents the average time when both images were +reported present at the same time. The two images, separated by +processes which the time interval implies, seem to be more entirely +incompatible and mutually inhibitory than the images of objects +simultaneously perceived. For not only does the advantage of a few +seconds give the fresher image a considerable preponderance in its +claim on the attention, but even the earlier image, after it has once +caught the attention, usually succeeds in shutting out the other from +a simultaneous view. + + +TABLE X. + + 1 2 3 4 5 Indiv. Aver. + V H V H V H V H V H V H + I. 27.5 27 26.5 28 30.5 24.5 27.5 28.5 26 25 27.60 26.60 + II. 45 43.5 37 40 35.5 28.5 19 15.5 30.5 30.5 33.40 31.60 + III. 19 21 0 10.5 19.5 19 9 15 4.5 16 10.40 16.30 + IV. 47.5 39 36 22.5 44.5 41.5 47.5 46 37 36 42.50 37.00 + V. 56.5 46.5 42.5 42.5 48 45.5 48.5 48.5 53 52 49.70 47.00 + VI. 31.5 28.5 30.5 30.5 22 34.5 34.5 28.5 25 26.5 28.70 29.70 + VII. 55 55 55 45.5 38 20 55.5 53.5 56 56 51.90 45.80 +VIII. 39.5 47 23.5 23.5 19 18.5 26.5 26.5 26 20.5 26.90 27.20 + IX. 26.5 46 38 42.5 41 44 40.5 46.5 35.5 39 36.30 43.60 + X. 24.5 25 26 25 25.5 23 23.5 28.5 32.5 20.5 26.40 24.40 + XI. 52 52 56.5 54.5 48 49.5 45 47.5 51.5 47.5 50.60 50.20 + + 38.60 39.14 33.77 33.09 33.77 31.68 34.27 34.95 34.31 33.60 34.94 34.49 + + _V_: Vertical. _H_: Horizontal. + + General average: Vertical, 34.94 sec.; Horizontal, 34.49 sec. + + +_Series No. X._--The objects used in this experiment were straight +lines, two strips of granite-gray cardboard, each ten centimeters long +and half a centimeter wide, the one being vertical and the other +horizontal. These were pasted on black cards and exposed in alternate +positions, each appearing once to the right and once to the left. The +figures in the columns represent in each case the combined result of +two such observations. + +The experiments with these lines were continued at intervals through +a number of weeks, each individual average representing the result of +ten observations, or of five pairs of exposures with alternating +objects. + +The striking feature in the observations is the uniformity of the +results as they appear in the general averages and in the averages for +each pair as shown at the foot of the columns. There is some variation +in the individual tendencies, as shown by the individual averages. But +the general average for this group of subjects shows a difference of +less than half a second per minute, and that difference is in favor of +the vertical line. + +This series will serve a double purpose. It shows, in the first place, +that on the whole the vertical and the horizontal lines have a nearly +equal chance of recurrence in image or idea. It will serve, in the +second place, as a standard of comparison when we come to consider the +effect of variations in the position and direction of lines. + + +TABLE XI. + + 1 2 3 4 5 Indiv. Av. + F O F O F O F O F O F O + I. 24 31 26.5 28.5 27 29 22 33.5 27.5 28 25.4 30.0 + II. 53.5 50 52.5 52.5 56.5 55.5 43.5 43.5 56 51.5 52.4 50.6 + III. 3 21.5 4 20 11 17 3.5 27 0 20.5 4.3 21.2 + IV. 26.5 30 11 48.5 12.5 53 12 51 23 51 17.0 46.7 + V. 40.5 56.5 48 56 55.5 55.5 53 55.5 53.5 55.5 50.1 55.58 + VI. 27.5 40.5 23 31.5 24.5 32.5 31 29 27 33.5 26.6 33.4 + VII. 50.5 54 53.5 56.5 53.5 53.5 40.5 52 55 55 50.6 54.2 +VIII. 1 33.5 11 27 5 32 7.5 39 4.5 36.5 5.8 33.6 + IX. 35.5 41.5 45.5 47 41.5 41.5 39 44.5 41 41.5 40.5 43.2 + X. 19 30.5 21.5 30.5 21 29.5 16 37.5 22.5 30.5 20.0 31.7 + XI. 11.5 52.5 18 51.5 14.5 50.5 23 50.5 15 52.5 16.4 51.5 + 26.59 40.14 28.59 40.86 29.32 40.86 26.45 42.09 29.55 41.45 28.10 41.08 + + _F_: Full-faced. _O_: Outlined. + + General average: full-faced, 28.10 sec.; outlined, 41.08 sec. + + +_Series No. XI._--In this series full-faced figures were compared with +outline figures of the same dimensions and form. Material, +granite-gray cardboard. The area of the full-faced figures was the +same as that of the figures of similar character employed in the +various series, approximately 42 sq. cm.; the breadth of the lines in +the outline figures was half a centimeter. The objects in each pair +were exposed simultaneously, with the usual instructions to the +subject, namely, to regard each object directly, and to give to each +the same share of attention as to the other. + +The form of the experiment was suggested by the results of earlier +experiments with lines. It will be remembered that the express +testimony of the subjects, confirmed by fair inference from the +tabulated record, was to the effect that lines show, in ideation as in +perception, both greater energy and clearer definition than surfaces. +By lines are meant, of course, not mathematical lines, but narrow +surfaces whose longer boundaries are closely parallel. To bring the +superior suggestiveness of the line to a direct test was the object of +this series. And the table fully substantiates the former conclusion. +For the outline figure we have a general average of 41.08 seconds per +minute, as against 28.10 seconds for the full-faced figure. + +The notes here may be quoted as corroborative of previous statements. +"I notice," says one, "a tendency of the color in the full-faced +figure to spread over the background"--a remark which bears out what +has been said of the relative vagueness of the subjective processes +excited by a broad homogeneous surface. To this may be added: "The +full-faced figures became finally less distinct than the linear, and +faded from the outside in;" "the areal (full-faced) figure gradually +faded away, while the linear remained." Another comment runs: "I feel +the left (full-faced) striving to come into consciousness, but failing +to arrive. Don't see it; feel it; and yet the feeling is connected +with the eyes." This comment, made, of course, after the close of an +observation, may serve as evidence of processes subsidiary to +ideation, and may be compared, in respect of the motor factors which +the 'striving' implies, with the preparatory stage which Binet found +to be an inseparable and essential part of any given (vocal) motor +reaction.[8] + + [8] Binet, A. et Henri, V.: _op. citat._ + + +_Series No. XII._--Both the figures of each pair in this series were +linear, and presented the same extent of surface (granite-gray) with +the same length of line. In other words, both figures were constituted +of the same elements, and in both the corresponding lines ran in the +same direction; but the lines in the one were connected so as to form +a figure with a continuous boundary, while the lines of the other were +disconnected, _i.e._, did not inclose a space. The total length of +line in each object was twenty centimeters, the breadth of the lines +five millimeters. Both figures were arranged symmetrically with +respect to a perpendicular axis. + +[Illustration: FIG. 6.] + + +TABLE XII. + + 1 2 3 4 5 Indiv. Av. + L F L F L F L F L F L F + I. 31.5 24 30 24.5 23.5 32 25.5 30.5 27 29.5 27.5 28.1 + II. 55 55 56 56 56 56 56.5 56.5 54 54 55.5 55.5 + III. 22 6 26.5 9.5 31.5 1.5 23 5.5 28.5 0 26.3 4.5 + IV. 31 15 46.5 20.5 52 9.5 49 6 55 18 46.7 13.8 + V. 56 54 56 56 56 56 56.5 56.5 55.5 55.5 56.0 55.6 + VI. 33 30 34 39.5 31.5 29.5 26.5 32 26 31.5 30.2 32.5 + VII. 55.5 49.5 56.5 38 54.5 35 57.5 32.5 38 27 52.4 36.4 +VIII. 26.5 15.5 21.5 13.5 25 17 25.5 21 15 13.5 22.7 16.1 + IX. 45.5 32.5 44.5 39 42.5 35.5 41.5 37.5 43 40.5 43.4 37.0 + X. 29.5 23 36.5 16 23 28.5 35.5 16.5 29 23 30.7 21.4 + XI. 52 8 49.5 19 45.5 25 43.5 21.5 15 31.5 41.1 21.0 + 39.77 28.41 41.77 30.18 40.10 29.60 40.05 28.73 35.10 29.50 39.32 29.26 + + L: Interrupted lines. + F: Figure with continuous boundary. (Figure in outline.) + + General average: Lines, 39.32 sec.; figure, 29.26 sec. + + +The experiment was devised in further exploration of the effect of the +line in ideation. The result fully bears out, when read in the light +of the introspective notes, what has been said of the importance of +the motor element in ideation. It might have been supposed, in view of +the importance usually attached to unity or wholeness of impression in +arresting and holding the attention in external perception, that the +completed figure would have the more persistent image. The general +averages, however, stand as follows: Interrupted lines, 39.32 seconds +per minute; completed figure, 29.26 seconds per minute. The individual +averages show slight variations from the tendency expressed in these +figures, but the averages for the several pairs are all in harmony +with the general averages. + +The notes furnish the key to the situation: "I felt that I was doing +more, and had more to do, when thinking of the broken lines." "The +broken figure seemed more difficult to get, but to attract attention; +continuous figure easy to grasp." "Felt more active when +contemplating the image of the broken figure." "In the broken figure I +had a feeling of jumping from line to line, and each line seemed to be +a separate figure; eye-movement very perceptible." The dominance of +the interrupted lines in ideation is evidently connected with the more +varied and energetic activity which they excited in the contemplating +mind. Apparently the attention cannot be held unless (paradoxical as +it may sound) it is kept moving about its object. Hence, a certain +degree of complexity in an object is necessary to sustain our interest +in it, if we exclude, as we must of course in these experiments, +extraneous grounds of interest. Doubtless there are limits to the +degree of complexity which we find interesting and which compels +attention. A mere confused or disorderly complex, wanting altogether +in unity, could hardly be expected to secure attention, if there is +any truth in the principle, already recognized, that the definite has +in ideation a distinct advantage over the vague. Here again the notes +suggest the method of interpretation. "The broken lines," says one, +"tended to come together, and to take the form of the continuous +figure." Another remarks: "The broken figure suggests a whole +connected figure; the continuous is complete, the broken wants to be." +In virtue of their power to excite and direct the activity of the +attention the interrupted lines seem to have been able to suggest the +unity which is wanting in them as they stand. "The broken lines," says +another, "seemed to run out and unite, and then to separate again"--a +remark which shows a state of brisk and highly suggestive activity in +the processes implied in attention to these lines. And a glance at the +diagram will show how readily the union of the broken lines may be +made. These were arranged symmetrically because the lines of the +completed figures were so arranged, in order to equalize as far as +possible whatever aesthetic advantage a symmetrical arrangement might +be supposed to secure. + +It thus appears that, whatever the effect in ideation of unity in the +impression, the effect is much greater when we have complexity in +unity. The advantage of unity is undoubtedly the advantage which goes +with definiteness of impression, which implies definite excitations +and inhibitions, and that concentration of energy and intensity of +effect in which undirected activity is wanting. But a bare unity, it +appears, is less effective than a diversified unity. To what extent +this diversity may be carried we make no attempt to determine; but, +within the limits of our experiment, its value in the ideational +rivalry seems to be indisputable. And the results of the experiment +afford fresh proof of the importance of the motor element in internal +perception. + + +TABLE XIII. + + 1 2 3 4 5 Indiv. Av. + F V F V F V F V F V F V + I. 25 29 26 29 29.5 26.5 25.5 30 24.5 31 26.1 29.1 + II. 56 56 55 55 54 54.5 47.5 47.5 45 50 51.5 52.6 + III. 2.5 5.5 2.5 8.5 6.5 5 16.5 9.5 17 15 9.0 8.7 + IV. 48 48 31.5 31.5 31 46 51.5 51.5 35 52 39.4 45.8 + V. 54 54 56.5 52 56 56 56 56 54 56 55.3 54.8 + VI. 39 29 30 33.5 35.5 22.5 32.5 34 33.5 24.5 34.1 28.7 + VII. 46 55 54.5 46.5 46.5 50 49.5 54 47 46 48.7 50.3 +VIII. 9 14.5 23 20.5 23.5 22 18 14.5 16 17 17.9 17.7 + IX. 43 43 46.5 46.5 45.5 45.5 43.5 43.5 46 47.5 44.9 45.2 + X. 28 26.5 21 29.5 26.5 26.5 21.5 31.5 25 29 24.4 28.6 + XI. 23.5 46 19.5 35.5 20 46 24 47.5 28.5 19.5 23.1 38.9 + 34.00 36.95 33.27 35.27 34.05 36.41 35.09 38.14 33.77 35.23 34.03 36.40 + + F: Figure (in outline). V: Vertical lines. + + General average: Figure, 34.03 sec.; vertical lines, 36.40 sec. + + +_Series No. XIII._--In this series, also, both the figures of each +pair were constituted of the same elements; that is to say, both were +linear, and presented the same extent of surface (granite-gray), with +the same length of line, the total length of the lines in each figure +being twenty centimeters and the breadth of the lines being three +millimeters. But while the lines of one figure were connected so as to +form a continuous boundary, the lines of the other figure were all +vertical, with equal interspaces. And, as in the last preceding +series, the two figures were formed by a different but symmetrical +arrangement of the same lines. + +As before, the advantage is on the side of the disconnected lines. In +this case, however, it is very slight, the general averages showing +34.03 seconds for the completed figure, as against 36.40 seconds for +the lines. This reduction in the difference of the averages is +probably to be explained by the reduced complexity in the arrangement +of the lines. So far as they are all parallel they would not be likely +to give rise to great diversity of movement, though one subject does, +indeed, speak of traversing them in all directions. In fact, the +completed figures show greater diversity of direction than the lines, +and in this respect might be supposed to have the advantage of the +lines. The notes suggest a reason why the lines should still prove the +more persistent in ideation. "The lines appealed to me as a group; I +tended always to throw a boundary around the lines," is the comment of +one of the subjects. From this point of view the lines would form a +figure with a content, and we have learned (see Series No. VI.) that a +space with a varied content is more effective in ideation than a +homogeneous space of the same extent and general character. And this +unity of the lines as a group was felt even where no complete boundary +line was distinctly suggested. "I did not throw a boundary around the +lines," says another subject, "but they had a kind of unity." It is +possible also that from the character of their arrangement the lines +reinforced each other by a kind of visual rhythm, a view which is +supported by the comments: 'The lines were a little plainer than the +figure;' 'figure shadowy, lives vivid;' 'the figure grew dimmer +towards the end, the lines retained their vividness.' + +On the whole, however, the chances are very nearly equal in the two +cases for the recurrence of the image, and a comparison of this series +with Series No. XII. cannot leave much doubt that the greater +effectiveness of the lines in the latter is due to their greater +complexity. In view, therefore, of the fact that in both series the +objects are all linear, and that the two series differ in no material +respect but in the arrangement of the disconnected lines, the +circumstance that a reduction in the complexity of this arrangement is +attended by a very considerable reduction in the power of the lines to +recur in the image or idea is a striking confirmation of the soundness +of our previous interpretation. + + +_Series No. XIV._--In this series full-faced figures (granite-gray) +similar in character to those made use of in former experiments, were +employed. The objects were suspended by black silk threads, but while +one of them remained stationary during the exposure the other was +lowered through a distance of six and one half centimeters and was +then drawn up again. The object moved was first that on the right +hand, then that on the left. As the two objects in each case were +exactly alike, the comparative effect of motion and rest in the object +upon the persistence in consciousness of the corresponding image was +obtained. The result shows a distinct preponderance in favor of the +moved object, which has an average of 37.39 seconds per minute as +against 28.88 seconds for the stationary object. The averages for the +pairs, as seen at the foot of the columns, all run the same way, and +only one exception to the general tendency appears among the +individual averages. + + +TABLE XIV. + + 1 2 3 4 5 Indiv. Av. + S M S M S M S M S M S M + I. 22.5 28.5 25 30.5 24.5 28 28 27.5 25.5 31 25.1 29.6 + II. 47.5 55 53 42 48.5 53.5 34.5 39.5 49 52 46.5 48.4 + III. 3 18 7.5 8.5 0 7.5 0 3.5 0 4 2.1 8.3 + IV. 45 45 33.5 51.5 11 50.5 11 50 8 52.5 21.7 49.9 + V. 54.5 51 53.5 54.5 49 51 30.5 38.5 56 55 48.7 50.0 + VI. 21 32.5 26 33 29.5 37.5 30 35 30 36 27.3 34.8 + VII. 48 55 56.5 49 41.5 54.5 44.5 53 35.5 54 45.2 53.1 +VIII. 10.5 20.5 20.5 25 6 33 12.5 29.5 19 18 13.7 25.2 + IX. 37.5 43.5 34.5 45 36 47.5 30 47.5 29 48.5 33.4 46.4 + X. 13 39.5 18 34 19 33.5 19 33 10.5 44 15.9 36.8 + XI. 17.5 43.5 47.5 32 27.5 36 46 16.5 52 16 38.1 28.8 + + 29.09 39.27 34.14 36.82 26.59 39.55 26.00 33.95 28.59 37.36 28.88 37.39 + + S: Refers to figure left stationary. + M: Refers to figure that was moved during exposure. + + General average: S, 28.88 sec.; M, 37.39 sec. + + +The effectiveness of a bright light or of a moving object in arresting +attention in external perception is well understood. And the general +testimony of the subjects in this experiment shows that it required +some effort, during the exposure, to give an equal share of attention +to the moving and the resting object. Table IV., however, which +contains the record of the observations in the white-gray series, +shows that we cannot carry over, unmodified, into the field of +ideation all the laws that obtain in the field of perception. The +result of the experiment, accordingly, could not be predicted with +certainty. But the course of ideation, in this case, seems to follow +the same general tendency as the course of perception: the resting +object labors under a great disadvantage. And if there is any force in +the claim that diversity and complexity in an object, with the +relatively greater subjective activity which they imply, tend to hold +the attention to the ideated object about which this activity is +employed, the result could hardly be other than it is. There can be no +question of the presence of a strong motor element where the object +attended to moves, and where the movement is imaged no less than the +qualities of the object. In fact, the object and its movement were +sometimes sharply distinguished. According to one subject, 'the image +was rather the image of the motion than of the object moving.' Again: +'The introspection was disturbed by the idea of motion; I did not get +a clear image of the moving object; imaged the motion rather than the +object.' And a subject, who on one occasion vainly searched the +ideational field for sixty seconds to find an object, reports: 'I had +a feeling of something going up and down, but no object.' Clearly an +important addition was made to the active processes implied in the +ideation of a resting object, and it would be singular if this added +activity carried with it no corresponding advantage in the ideational +rivalry. In one case the ideas of rest and of movement were curiously +associated in the same introspective act. "The figure which moved," +says the subject, "was imaged as stationary, and yet the idea of +movement was distinctly present." + +The reports as to the vividness of the rival images are somewhat +conflicting. Sometimes it is the moving object which was imaged with +the more vivid content, and sometimes the resting object. One report +runs: "The moving object had less color, but was more distinct in +outline than the stationary." Sometimes one of the positions of the +moving object was alone represented in the image, either the initial +position (on a level with the resting object) or a position lower +down. On the other hand, we read: "The image of the moved object +seemed at times a general image that reached clear down, sometimes +like a series of figures, and not very distinct; but sometimes the +series had very distinct outlines." In one case (the circle) the +image of the figure in its upper position remained, while the serial +repetitions referred to extended below. This, as might be supposed, is +the report of an exceptionally strong visualizer. In other cases the +object and its movements were not dissociated: "The moved object was +imaged as moving, and color and outline were retained." And again: +"Twice through the series I could see the image of the moving object +as it moved." "Image of moved object moved all the time." + + +TABLE XV. + + 1 2 3 4 5 Indiv. Av. + Gray Red Gray Yellow Gray Green Gray Blue Gray Violet Gray Colored. + + I. 26 29 27.5 28.5 26.5 29 21.5 27.5 27.5 26.5 25.8 28.1 + II. 35.5 36.5 45.5 53.5 53.5 53.5 53.5 53.5 55 55 48.6 50.4 + III. 0 11 2.5 19 10.5 16 17.5 8.5 0 9 6.1 12.7 + IV. 45 23.5 8 53.5 48 39 48 52 55.5 35 40.9 40.6 + V. 55.5 55.5 42 53 50 56 52.5 50 44.5 56.5 49.1 54.2 + VI. 22 33.5 29 36.5 28 43.5 26 37.5 39.5 29 28.9 36.0 + VII. 38.5 39 56 56 49.5 54.5 47 47 45.5 50 47.3 49.3 +VIII. 15 10.5 15 19.5 23 21 19.5 24 20.5 25 18.6 20.0 + IX. 31.5 49 19 42.5 50 50 35.5 46 48 39 36.8 45.3 + X. 19 33 14.5 37 29.5 23 17 37.5 23 31 20.6 32.3 + XI. 11 49.5 8 51.5 9 43.5 35 43.5 24 47 17.4 47.0 + 27.18 33.64 24.27 40.95 34.32 39.00 33.91 38.82 34.82 36.64 30.90 37.81 + + General average: Gray, 30.90 sec.; colored, 37.81 sec. + + +_Series No. XV._--The figures in each pair of this series were +full-faced, and of the same shape and size, but one was gray and the +other colored, the gray being seen first to the left, and then to the +right. The colors used were of Prang's series (Gray, R., Y., G., B., +V.). In No. 1 the figures were in the form of a six-pointed star, and +gray was compared with red. In No. 2 the figures were elliptical, and +gray was compared with yellow. In No. 3 a broad circular band of gray +was compared with the same figure in green. In No. 4 the figures were +kite-shaped, and gray was compared with blue. In No. 5 a circular +surface of gray was compared with a circular surface of violet. The +objects compared were exposed at the same time, under the usual +conditions. + +As might perhaps be expected, the colored surfaces proved to be the +more persistent in ideation, showing a general average of 37.81 +seconds per minute as against 30.90 seconds for the gray. + +The distinctness of the process of color apprehension is reflected in +the notes: "In the colored images I find the color rather than the +form occupying my attention; the image seems like an area of color, as +though I were close to a wall and could not see the boundary;" and +then we have the significant addition, "yet I feel myself going about +in the colored area." Again: "In the gray the outline was more +distinct than in the colors; the color seems to come up as a shade, +and the outline does not come with it." Or again: "The gray has a more +sharply defined outline than the color." This superior definiteness in +outline of the gray figures is subject to exceptions, and one subject +reports 'the green outline more distinct than the gray.' And even so +brilliant a color as yellow did not always obscure the boundary: "The +yellow seems to burn into my head," says one of the subjects, "but the +outline was distinct." The reports in regard to this color (yellow) +are in fact rather striking, and are sometimes given in terms of +energy, as though the subject were distinctly conscious of an active +process (objectified) set up in the apprehension of this color. The +reports run: "The yellow has an expansive power; there seemed to be no +definite outline." "The yellow seemed to exert a power over the gray +to suppress it; its power was very strong; it seemed to be +aggressive." + + +TABLE XVI. + + 1 2 3 4 5 + a b a b a b a b a b + I. 0 0 0 0 0 0 0 0 0 0 + II. 43 41 33 51 19 31 32 41 20 18 + III. 0 6 0 0 3 11 13 16 0 0 + IV. 56 28 23 35 0 11 48 56 35 25 + V. 56 55 44 44 57 30 39 32 34 30 + VI. 14 8 12 12 11 5 35 12 9 6 + VII. 52 54 56 56 51 47 56 57 47 26 + VIII. 15 0 18 21 24 39 26 10 23 21 + IX. 28 25 39 31 23 28 26 36 25 17 + X. 0 0 0 0 0 0 0 0 0 0 + XI. 52 45 41 48 7 39 50 36 48 22 + 35.11 29.11 29.55 33.11 21.66 26.78 29.55 26.91 21.91 15.00 + + +_Series No. XVI._--The course of experimentation having shown the +superior energy of lines, in comparison with surfaces, in stimulating, +directing, and holding the attention, a series of figures was devised +to test the question whether the direction of the lines would have any +effect upon the length of time during which _both_ images of a pair of +linear figures would be presented together. The materials used were +granite-gray strips half a centimeter wide. The letters (_a_) and +(_b_) at the heads of the columns refer to the same letters in the +diagram, and distinguish the different arrangements of the same pair +of objects. The figures in the body of the columns show only the +length of time during which both images were reported present in +consciousness together. At the foot of the columns are shown the +averages for each pair. No general averages are shown, as the problem +presented by each pair is peculiar to itself. + +[Illustration: FIG. 7.] + +The maximum is reached in No. 1_a_, where the angle has the arrowhead +form and each angle points to the other. It should be remarked that +the diagram is somewhat misleading in respect to the distance of the +figures, which in this as in the other experiments was 25 cm. The +figures therefore were far enough away from each other to be perceived +and imaged in individual distinctness. But the 'energy' of the lines, +especially where the lines united to form an acute angle, was often +sufficient to overcome the effect of this separation, and either to +bring the figures nearer together or to unite them into a single +object. The notes are very decisive in this regard. A few of them may +be cited: "The angles tended to join points." "The figures showed a +tendency to move in the direction of the apex." "The angles (2_a_) +united to form a cross." "When both figures (4_b_) were in mind I felt +disagreeable strains in the eyeballs; one figure led me to the right +and the other to the left." The effect of the last-named figures +(4_a_) seemed to be different from that of 1_a_ and 2_a_, though the +apex of each angle was turned to that of the other in each of the +three cases. "The two angles," says another subject, speaking of 4_a_, +"appeared antagonistic to each other." It will be observed that they +are less acute than the other angles referred to, and the confluent +lines of each figure are far less distinctly directed towards the +corresponding lines of the opposing figure, so that the attention, so +far as it is determined in direction by the lines, would be less +likely to be carried over from the one image to the other. + +On the other hand, when the angles were turned away from each other +the legs of the angles in the two figures compared were brought into +closer relation, so that in 2_b_, for instance, the average is even +higher than in 2_a_. Similarly the average in 3_b_, an obtuse angle, +is higher than in 3_a_. The notes show that in such cases the +contrasted angles tended to close up and coalesce into a single +figure with a continuous boundary. "The ends (2_b_) came together and +formed a diamond." "When the angles were turned away from each other +the lines had an occasional tendency to close up." "There was a +tendency to unite the two images (4_a_) into a triangle." "The two +figures seemed to tug each other, and the images were in fact a little +closer than the objects (4_a_)." "The images (4_a_) formed a +triangle." So with regard to the figures in 5_a_. "When both were in +the field there seemed to be a pulling of the left over to the right, +though no apparent displacement." "The two figures formed a square." + +The lowest average--and it is much lower than any other average in the +table--is that of 5_b_, in which the contrasted objects have neither +angles nor incomplete lines directed to any common point between the +objects. In view of the notes, the tabulated record of these two +figures (5_b_) is very significant, and strikingly confirms, by its +negative testimony, what 1_a_ and 2_b_ have to teach us by their +positive testimony. The averages are, in the three cases just cited: +1_a_, 35.11 seconds; 2_b_,33.11 seconds; 5_b_, 15 seconds per minute. + +On the whole, then, the power of the line to arrest, direct, and keep +the attention, through the greater energy and definiteness of the +processes which it excites, and thereby to increase the chances of the +recurrence and persistence of its idea in consciousness, is confirmed +by the results of this series. The greatest directive force seems to +lie in the sharply acute angle. Two such angles, pointing one towards +the other, tend very strongly to carry the attention across the gap +which separates them. (And it should be borne in mind that the +distance between the objects exposed was 25 cm.) But the power of two +incomplete lines, similarly situated, is not greatly inferior. + +It thus appears that the attention process is in part, at least, a +motor process, which in this case follows the direction of the lines, +acquiring thereby a momentum which is not at once arrested by a break +in the line, but is readily diverted by a change in the direction of +the line. If the lines are so situated that the attention process +excited by the one set is carried away from the other set, the one set +inhibits the other. If, on the other hand, the lines in the one set +are so situated that they can readily take up the overrunning or +unarrested processes excited by the other set, the two figures support +each other by becoming in fact one figure. The great importance of the +motor elements of the attention process in ideation, and thus in the +persistence of the idea, is evident in either phase of the experiment. + + +RECAPITULATION. + + Seconds Seconds. + 1 Figures alike: Left 30.8 Right 31.9 + 2 " unlike: Simple 27.10 Complex 34.62 + 3 " " Small 24.54 Large 33.30 + 4 " " Gray 25.61 White 29.53 + 5 " " Line 31.91 Angle 38.54 + 6 " " Plain 23.92 Marked 37.48 + 7 " " (colored) 5 seconds 27.75 10 seconds 29.15 + 8 " " (gray) 5 seconds 25.42 10 " 32.12 + 9 " " 1st exposure 12.64 2d exposure 36.45 + 10 " " Vertical line 34.94 Hor. line 34.49 + 11 " " Full-faced 28.10 Outline 41.08 + 12 " " Figure 29.26 Int. lines 39.32 + 13 " " Figure 34.03 Vert. lines 36.40 + 14 " " Stationary 28.88 Moved 37.39 + 15 " " Gray 30.90 Colored 37.81 + 16 (See Table XVI.) + + +If we put these results into the form of propositions, we find: + +1. That when the objects are similar surfaces, seen under similar +conditions, the chances of the recurrence and persistence of their +images are, on the whole, practically equal. + +2. That surfaces bounded by complicated outlines have an advantage in +ideation, other things equal, over surfaces bounded by simple +outlines. + +3. That as between two objects of unequal area--color, form, and other +conditions being the same--the larger object has the advantage in the +ideational rivalry. + +4. That the image of a white object has a like advantage over the +image of a gray object. + +5. That broken or complex lines have in ideation an advantage over +straight or simple lines. + +6. That an object with varied content, other conditions remaining the +same, has an advantage over an object with homogeneous surface. + +7 and 8. That an increase of the time during which the attention is +given to an object increases the chances for the recurrence of its +image or idea. + +9. That of two objects to which attention is directed in succession, +the object last seen has a distinct advantage in the course of +ideation following close on the perception of the objects. + +10. That lines of similar appearance and equal length, one of which is +vertical and the other horizontal, have, like surfaces of similar +appearance and form and equal dimensions, practically equal chances of +recurrence and survival in ideation, the slight difference in their +chances being in favor of the vertical line. + +11. That as between two figures of similar form and equal dimensions, +one of which has a filled homogeneous content and the other is a mere +outline figure, the latter has a marked advantage in the course of +ideation. + +12. That of two linear and symmetrical figures, of which one is an +outline figure with continuous boundary, and the other consists of the +same linear elements, similarly disposed, as the first, but has its +lines disconnected so that it has no continuous boundary, the latter +figure has the advantage in ideation. + +13. That if, with material similar to that described in paragraph 12, +the disconnected lines are arranged so as to be vertical and +equidistant, the advantage in ideation still remains with the +disconnected lines, but is much reduced. + +14. That if one of two figures, of similar appearance and form and of +equal dimensions, is kept in motion while it is exposed to view, and +the other is left at rest, the image of the moving object is the more +persistent. + +15. That, under like conditions, colored objects are more persistent +in ideation than gray objects. + +16. That lines and sharp angles, as compared with broad surfaces, have +a strong directive force in the determination of the attention to +their images or ideas; that this directive force is strongest in the +case of very acute angles, the attention being carried forward in the +direction indicated by the apex of the angle; but that uncompleted +lines, especially when two such lines are directed towards each +other, have a similar and not much inferior force in the control of +the course of ideation. + +If we should seek now to generalize these experimental results, they +would take some such form as the following: + +Abstraction made of all volitional aims and all aesthetic or affective +bias, the tendency of an object to recur and persist in idea depends +(within the limits imposed by the conditions of these experiments) +upon the extent of its surface, the complexity of its form, the +diversity of its contents, the length and recency of the time during +which it occupies the attention, the definiteness of the direction +which it imparts to the attention (as in the case of angles and +lines), its state of motion or of rest, and, finally, its brightness +and its color. + +These conditions, however, are for the most part but conditions which +determine the energy, diversity, complexity and definiteness of the +active processes involved in the bestowal of attention upon its +object, and the experiments show that such active processes are as +essential in ideation as in perception. The stability of an image, or +internal sensation, thus depends on the activity of its motor +accompaniments or conditions. And as the presence of an image to the +exclusion of a rival, which but for the effect of these motor +advantages would have as strong a claim as itself to the occupation of +consciousness (cf. Series I., X.), may be treated as a case of +inhibition, the greater the relative persistence of an image or idea +the greater we may say is the 'force' with which it inhibits its +rival. Exclusive possession of the field involves, to the extent to +which such possession is made good, actual exclusion of the rival; and +exclusion is inhibition. Our generalization, accordingly, may take the +following form:-- + +The inhibitory effect of an idea, apart from volitional or emotional +bias, depends upon the energy, diversity, complexity and definiteness +of the motor conditions of the idea. + + * * * * * + + + + +CONTROL OF THE MEMORY IMAGE. + +BY CHARLES S. MOORE. + + +Since Gallon's classic investigation in the field of mental imagery +several similar investigations have been pursued in the same +direction, chiefly, however, for the purpose of discovering and +classifying types of imagination. + +Little has been done in the line of developing and studying the +problems of the memory image proper, and still less, in fact almost +nothing, is to be found bearing on the control of the visual memory +image. The general fact of this control has been presented, with +greater or less detail, based upon returns from questionaries. Gallon +himself, for example, having referred to instances in which the +control was lacking, goes on to say[1]: "Others have complete mastery +over their mental images. They can call up the figure of a friend and +make it sit on a chair or stand up at will; they can make it turn +round and attitudinize in any way, as by mounting it on a bicycle or +compelling it to perform gymnastic feats on a trapeze. They are able +to build up elaborate structures bit by bit in their mind's eye and +add, substract or alter at will and at leisure." + + [1] Gallon, Francis: 'Inquiries into Human Faculty and its + Development,' London, 1883, p. 109. + +More recent writers classify the students, or other persons examined, +according to these persons' own statements with regard to the nature +and degree of control over the mental images which they consider +themselves to possess. An article by Bentley[2] is the only study of a +specific problem of the memory image. After a glance at the literature +with reference to methods pursued in the investigation of problems of +memory in general, Bentley outlines 'a static and genetic account' of +the memory image in particular, and presents details of experiments +'carried on for the special investigation of the visual memory image +and its fidelity to an original presentation.' + + [2] Bentley, I.M.: 'The Memory Image and its Qualitative + Fidelity,' _Am. Journ. of Psychol._, 1899, XI., pp. 1-48. + +Of the many memory problems as yet unattacked, that of the control of +the mental image is one of the most interesting. The visual image +obviously offers itself as the most accessible and the experiments +described in this report were undertaken with the purpose of finding +out something about the processes by which control of this image is +secured and maintained. The report naturally has two aspects, one +numerical and the other subjective, presenting the statements of the +subjects as to their inner experiences. + +The term 'suppression' is used as a convenient one to cover the +enforced disappearance of the designated image, whether it be directly +forced out of consciousness (a true suppression) or indirectly caused +to disappear through neglect, or limitation of the attention to the +other image which is to be retained. + +As this was an investigation of the control of memory images, the +presence of these images under conditions most favorable to their +vividness and distinctness was desirable. An immediate mental recall +at the end of five seconds of visual stimulation, under favorable +though not unusual conditions of light, position and distance, seemed +most likely to secure this desideratum. Experimentation showed that +five minutes was, on the whole, a suitable period in which to secure +the information needed without developing a fatigue in the subject +which would vitiate the results. + +The experiments made in the visual field were restricted to visual +memory images which were called up by the subject during the five +minutes succeeding a five seconds' presentation of one or two objects. +The subject sat, with his eyes closed, about four feet from a wall or +screen, before which the object was placed. At a signal the eyes were +opened, and at a second signal five seconds later they were closed. If +an after-image appeared the subject reported its disappearance, and +then called up the image of the object just presented, and reported as +to its clearness, vividness, persistency and whatever phenomena arose; +and when directed he sought to modify the image in various ways to be +described later. + +There were six subjects in experiments conducted during the winter of +1900-1901, and six (five being new ones) in experiments of the fall +of 1901. They were all good visualizers, though they differed in the +readiness with which they visualized respectively form or color. + +The experiments of the first few weeks were designed to establish the +fact of control by the subjects over a single visual memory image as +to its position, size, outline, color, movement and presence. In +general it was established that a considerable degree of control in +these particulars existed in these subjects. + +Later, two objects were presented at a time, and were such small +articles as a glass ball, a book, a silk purse, an eye-glass case, an +iron hook, and so forth. Still later, colored squares, triangles, or +discs were used exclusively. + +The investigation followed these lines: I. Movements of a single +image; II. Changes of color of a single image; III. Movements of two +images in the same and in different directions; IV. Suppression of one +of two images; V. Movements of a single image, the object having been +moved during the exposure. + + +I. MOVEMENTS OF A SINGLE IMAGE. + + +The first table gives the time in seconds taken to move voluntarily a +single image (of a colored square or disc) to the right, left, up or +down, and in each case to restore it to its original position. There +were thirty movements of each kind for each of the six subjects, +making one hundred and eighty for each direction and also for each +return, the total of all movements being fourteen hundred and forty. +The distance to which the subjects moved the images was not fixed, but +was in most cases about twelve inches. The time was taken with a +stop-watch, and includes the time between the word of command, +'right,' etc., of the director and the verbal report 'now' of the +subject. It includes, therefore, for each movement two reaction times. +The subject reported 'now' the instant the color reached, or appeared +at, the designated place, not waiting for the completion of the shape +which usually followed. Two of the subjects (H. and K.) took much +longer than the other four, their combined average time being almost +exactly four times the combined average time of the other four. + + +TABLE I. + + MOVEMENTS OF A SINGLE IMAGE. + + 30 Movements of Each Kind for Each Subject Average Time in Seconds. + + To To + Subjects Right Return Left Return Up Return Down Return Averages + B. 1.30 1.07 1.06 1.11 1.13 + 0.58 0.73 0.46 0.45 0.55 + + G. 1.44 1.15 0.99 0.82 1.10 + 0.92 0.89 0.76 0.57 0.78 + + H. 7.12 6.42 5.96 5.85 6.34 + 4.51 4.41 4.36 4.40 4.42 + + I. 1.28 1.34 1.62 1.47 1.43 + 0.67 0.62 0.86 0.72 0.72 + + J. 1.71 1.42 1.40 1.14 1.50 + 1.34 1.53 0.77 0.74 1.09 + + K. 4.81 4.64 3.29 3.28 4.01 + 2.40 2.71 1.91 1.56 2.14 + + Averages 2.95 2.67 2.39 2.23 2.59 + 1.72 1.82 1.52 1.41 1.62 + + +NUMERICAL. + +The general averages for the different movements show that movement to +the right was hardest, to the left next; while movement downward was +the easiest. A marked exception is seen in I., for whom the upward +movement was the hardest and movement to the right was the easiest. J. +found movement to the left hardest. For the return movements, the +general averages show that the return from the left is the hardest, +from the right next; while from below is the easiest. Here again I. +found the return from above the hardest and from below the next +hardest; while from the left was the easiest. + +Arranging the subjects in the order of the average time, taken for all +the movements, including the returns to the original position, we have + + H. 5.35 average time out and back. + K. 3.07 " " " " " + J. 1.29 " " " " " + I. 1.07 " " " " " + G. .94 " " " " " + B. .84 " " " " " + + +SUBJECTIVE. + +All the six subjects whose time records appear in Table I. and also +four others whose time was not recorded reported eye movements, or a +tendency to eye movement. A. and K. reported that when the image was +dim there was accommodation as for long vision and when the image was +vivid there was accommodation as for near vision. B. ideated the new +position and the eye movement occurred automatically. G. reported a +contraction of the scalp muscles and a tendency to cast the eyes up +and locate the image at the back of the head inside; this was an +inveterate habit. He reported also accommodation for the different +distances of the image and an after-feeling of strain in the head. H. +reported a strong tendency in the eyes to return to the center, +_i.e._, the original position, and to carry the image back there. All +the subjects frequently reported a sense of relief in the eye muscles +when the command to return the image to the center was given--also, a +tension in the forehead in the upward movement which was accentuated +(with H.) when there was headache. J. reported, 'always eye strain,' +and noticed that the eyes usually turned as far as the new position, +but sometimes stopped short of it. K. reported first an eye movement, +then an ideation of the image in the new position. E. and H. turned +the head to right and left for movements of the image in those +directions. A., B., E. and F. believed that they could inhibit the eye +movement. Subjects were at times unconscious of eye movements. H. +articulated the names of the colors of the image and found that it +aided the movement of the image to say to himself, for example: "Don't +you see that blue square there?" + +All but J. reported a loss in vividness and also, though to a less +degree, in distinctness whenever the image was moved away from the +center. J. found no difference. H. reported that details of the object +which were reproduced in the image when at the center were not +discernible in the image in other positions, also that at the left the +image was more vivid than at the right. B.'s memory image of a watch, +three minutes after it was called up, was still so clear that he read +from it the time. E., who was an experienced photographer, had no +difficulty in recalling outline, light and shade, but had difficulty +in reproducing color. I. frequently lost the form in making the +required improvements. + +Under manipulation the memory image usually retained its distinctness +and vividness with no loss or with but slight loss when in its +original position, to the end of the five minutes of the experiment. +The image, also, seldom disappeared except for the momentary +disappearances in passing from one position to another, which are +referred to later. Under passive observation of the memory image +disappearances, though of short duration, were frequent and there was +a noticeable fading away of color and loss of outline. + +The memory image almost without exception, when first recalled, was +located in the direction and at the distance of the object presented. + +In moving from the center to right and left the image remained in the +same plane with a few exceptions; in moving up and down it moved on an +arc whose center was at the eye. This was especially true of the +downward motion, which was almost always to a greater distance than +any of the other motions. + +C., D., F. and H. felt the need of a support for the image in any +except the central position. This was true especially of the position +above the center, but was entirely overcome by practice by C., F. and +H., and partially by D. In movements where time was to be recorded, +the distance was from six to eighteen inches, but the image could be +carried by all the eleven subjects to any part of the room or beyond +the room. Usually the method followed was to fix the attention on the +suggested position and then the image appeared there, sometimes +complete at the outset, but usually in part at first, then developing +instantly to completion. When the subject was requested to trace the +image _in transitu_, this could usually be accomplished, but the time +was much longer. Frequently, in such a case, the image was lost during +the last third or fifth of its journey. J. "felt conscious of a +something that went in the suggested direction but did not develop +details out of this material; had to await development of the image at +the new locality." "At times _forced_ this development out of the +vague something that seemed to go over." G. had 'no feeling of +transition in space.' K. did not perceive the image _in transitu_. I. +perceived the image _in transitu_ when the movement was away from the +center but when the image was to return to the center its passage was +too quick to be followed; 'it came out at the center.' + +J. noticed that in moving from the center the image took a curved path +towards himself, and that the position _to_ which the image moved +always seemed further away than the position _from_ which it came, but +the new position seemed to be readjusted when the next movement +occurred. + +The return to the center seemed easier to all the subjects except G., +who was conscious of no difference between the movements with respect +to ease. Several described the return to the center as like the return +of a small ball snapped back by a stretched elastic cord. + +With D. a suggestion of weight in the perception of the object was a +hindrance to moving its memory image. Also the image of a short piece +of brass tubing persisted in rolling off the table and along the floor +and could not be held stationary. Other objects rotated rapidly, and +much effort was needed to 'slow down' the rotation and to bring the +objects to rest and keep them at rest. + + +II. CHANGES OF COLOR OF A SINGLE IMAGE. + + +Tables II. and III. show the results of experiments in changing the +color of a single image. This was usually a square, sometimes a disc. +The time of optical perception was five seconds. After the +disappearance of after-images, if there were any, eighteen to +twenty-four changes were made in the color of the memory image, +occupying from four and a half to six minutes. + +The colors were saturated blue, green, yellow and red, and each one +was changed into each of the other colors and then restored. The order +of change was varied to avoid uniformity of succession. The four +colors were shown to the subjects each day before the experiments +began, to establish a standard. The time was taken with a stop-watch, +and includes the time between the director's word of command, 'green,' +etc., and the subject's report, 'now,' or 'green,' etc. It includes, +therefore, two reaction times. The subject reported 'now' the instant +he secured the desired color, not waiting for the completion of the +shape that usually followed. + + +TABLE II. + + CHANGES OF COLOR. SINGLE IMAGE. 72 CHANGES OF EACH COLOR. + + [Label 1: Subject.] + [Label 2: To Green.] + [Label 3: Return to Blue.] + [Label 4: To Yellow.] + [Label 5: Return to Blue.] + [Label 6: To Red.] + [Label 7: Return to Blue.] + [Label 8: To Blue.] + [Label 9: Return to Green.] + [Label 10: To Yellow.] + [Label 11: Return to Green.] + [Label 12: To Red] + [Label 13: Return to Green.] + + From Blue. From Green. + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] + + B. 1.72 0.50 1.66 0.38 1.81 0.50 1.23 0.56 1.10 0.65 1.33 0.56 + G. 1.15 0.60 1.10 0.79 0.89 0.65 1.75 0.87 1.04 0.75 1.35 0.71 + H. 4.67 4.25 4.87 4.06 4.81 3.83 5.27 4.50 5.81 4.89 5.37 4.94 + I. 2.27 1.25 1.77 1.19 1.83 1.25 2.15 0.93 1.71 1.04 1.92 1.15 + J. 1.38 0.81 1.29 0.94 1.29 0.95 1.65 1.08 1.15 0.77 1.60 0.81 + K. 2.35 1.71 1.96 1.66 2.10 1.19 2.25 1.25 2.17 1.73 2.44 1.27 + + Av. 2.26 1.52 2.11 1.50 2.15 1.39 2.41 1.53 2.15 1.65 2.34 1.57 + + [Label 1: Subject.] + [Label 2: To Blue.] + [Label 3: Return to Yellow.] + [Label 4: To Green.] + [Label 5: Return to Yellow.] + [Label 6: To Red.] + [Label 7: Return to Yellow.] + [Label 8: To Blue.] + [Label 9: Return to Red.] + [Label 10: To Green.] + [Label 11: Return to Red.] + [Label 12: To Yellow.] + [Label 13: Return to Red.] + + From Yellow. From Red. + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] + + B. 1.79 1.06 1.35 0.87 1.89 1.10 1.54 0.58 1.71 0.62 1.31 0.71 + G. 1.50 1.10 1.48 0.87 1.31 0.88 1.33 0.92 1.35 0.91 0.77 0.58 + H. 5.02 4.54 5.73 3.91 6.15 4.17 6.35 3.91 5.89 4.69 5.54 4.37 + I. 2.29 1.31 2.54 1.19 2.29 1.27 2.85 1.10 2.50 1.21 1.65 1.31 + J. 1.35 0.98 1.35 0.65 1.27 0.88 1.42 1.04 1.31 1.02 1.25 0.85 + K. 3.02 1.52 3.21 2.04 2.23 1.79 2.54 1.56 2.66 1.60 2.88 1.81 + + Av. 2.49 1.76 2.61 1.59 2.52 1.68 2.67 1.51 2.57 1.68 2.23 1.62 + + +TABLE III. + + CHANGES TO THE FOUR COLORS. + + Average time in seconds. 72 changes from and 72 changes to each color. + + [Label 1: To Blue.] + [Label 2: Return from Blue.] + [Label 3: To Green.] + [Label 4: Return from Green.] + [Label 5: To Yellow.] + [Label 6: Return from Yellow.] + [Label 7: To Red.] + [Label 8: Return from Red.] + + [1] [2] [3] [4] [5] [6] [7] [8] + From blue, 2.26 1.52 2.11 1.50 2.12 1.39 + " green, 2.38 1.53 2.16 1.64 2.33 1.57 + " yellow, 2.49 1.75 2.61 1.59 2.52 1.68 + " red, 2.67 1.52 2.58 1.68 2.27 1.62 + + Average, 2.52 1.60 2.48 1.59 2.17 1.58 2.33 1.55 + + + _Changes from_ a presented color. _Returns to_ a presented color. + 216 movements. 216 movements. + + _From_ presented yellow, 2.52 _To_ presented yellow, 1.67 + " " red, 2.49 " " red, 1.61 + " " green, 2.29 " " green, 1.58 + " " blue, 2.16 " " blue, 1.47 + + Average, 2.37 Average, 1.58 + + + _Changes to_ a color _from_ _Returns from_ a color _to_ + a presented color. a presented color. + 216 movements. 216 movements. + + _To_ blue, 2.52 _From_ blue, 1.60 + " green, 2.48 " green, 1.59 + " red, 2.33 " yellow, 1.58 + " yellow, 2.17 " red, 1.55 + + Average, 2.37 Average, 1.58 + + +The six subjects fall into two groups--three, H., I., and K., taking +longer than the other three. As in the previous experiment H. was +markedly longer than any of the others. + +There were seventeen hundred and twenty-eight changes in all, +including returns to the original color. There were two hundred and +sixteen changes from each of the four colors as presented, to each of +the other three and, of course, the same number of returns to the +presented color. + +The change to blue from the other presented colors was the most +difficult and the change to yellow was the easiest. + +The averages (216 exp. each) are, + + Sec. + To blue, 2.55 + " green, 2.48 + " red, 2.33 + " yellow, 2.17 + +The returns to the presented colors did not differ greatly from each +other, the averages (216 exp. each) being: + + Sec. + From blue, 1.603 + " green, 1.597 + " yellow, 1.589 + " red, 1.549 + +From red appears to be the easiest change, and from blue the hardest. + +The getting away from a presented blue was the easiest and from a +presented yellow the most difficult, as seen by these averages (216 +exp. each): + + Sec. + From yellow, 2.54 + " red, 2.49 + " green, 2.29 + " blue, 2.16 + +The returns to the presented colors show that it was hardest to get +back to the presented yellow, easiest to get back to the presented +blue, the averages (216 exp. each), being: + + Sec. + To yellow, 1.67 + " red, 1.61 + " green, 1.58 + " blue, 1.47 + +The facts as to blue and yellow shown by these four tables of averages +may be expressed also in this way: + +If a blue square was shown, it was easier to change the blue memory +image into the other colors, and also easier to get back the blue +memory image after such changes, than if any other of the three colors +was presented. + +If another color than blue was shown it was harder to change the +memory image of that color to blue than to any of the other colors, +and also harder to get back to the memory image of that color from +blue than from any of the other three colors. + +If a yellow square was shown, it was harder to change the yellow +memory image into the other colors, and also harder to get back the +yellow memory image after such changes than if any other of the three +colors was presented. + +If another color than yellow was shown, it was easier to change the +memory image of that color to yellow than to any of the three other +colors, and also easier to get back to the memory image of that color +from the yellow than from any of the other three colors except red. + +If we combine _all_ the changes into a color (both changes from +another presented color and returns to this color previously +presented) we find that changes to green are hardest, to yellow +easiest. The averages (for 432 exp. each) are, + + Sec. + To green, 2.03 + " blue, 1.99 + " red, 1.97 + " yellow, 1.92 + +The changes away from a color (both from this color previously +presented and from this color to the other previously presented +colors) show that it was hardest to get away from yellow, easiest to +get away from blue, the averages (for 432 exp. each) being: + + Sec. + From yellow, 2.06 + " red, 2.02 + " green, 1.94 + " blue, 1.88 + +As for the subjects, all six found yellow the easiest to change into, +one finding red equally easy. + + +SUBJECTIVE. + +For seven of the subjects, mental repetition of the name of the color +(usually accompanied by articulatory movements) tended to bring up the +color, and one other subject occasionally used this method of bringing +about a change that was difficult. With D. the color did not come at +repetition of the name. G. was assisted by auditory recall of the +name. Nine subjects reported a feeling of strain, usually in the eyes +as of focusing, occurring especially when there seemed a difficulty in +producing the desired change. The tension attended almost exclusively +changes of the presented color, not restorations of that color. For D. +this strain was considerable, for G. there was also an after-feeling +of strain in the head. For G. the image was clearest when the feeling +of strain was least, and J. secured the promptest and clearest results +when he could most nearly rid himself of anxiety as to the result. K. +in one instance (a change from green to yellow) became conscious of +the setting of his jaws and motions of feet and body in aid of his +attempt. H. frequently had the feeling of physical fatigue. + +In most cases the restoration of the presented color was as a complete +square, triangle, etc. In changes from the presented color the new +color appeared at a corner, or edge, or as a patch at the center. With +E. the "color flashed over the whole field and then had to be +restricted to the figure." B. "held the outline, emptied of the old +color, while it was filled in with the new." D. "had a clear outline, +and the new color came in small blotches inside, and effort spread +them out to cover the whole figure." For I. the "new color came +sliding in from the right side over the old, which, however, +disappeared as if it were moving out of focus." With A. the new color +usually came from either the lower left-hand or the upper right-hand +corner. F. kept a clear outline and the new color came in from the +right. + +When E. found it difficult to create at the center the desired color, +he thought of some object (garment, grass, sky, etc.) of that color +and then transferred it to fill in the outline preserved at the +center. B. moved the colored figure aside and in its place put one of +the desired color, moved the new figure up to the old and there +superposed it. With G. the new colors seemed of new material and there +was felt to be an accumulation about the center, of old +color-material. Then he located the square outside of this imaginary +debris and began again. H. found that the colors of his own +experiments, in which he used color squares framed in black, came to +his mind at the names of the desired colors, and the association soon +gave him the figure also. I. located the new colors around the +presented one, first all at the right; then green at the left, red at +the right, yellow above, when presented blue was at the center; then +yellow and green were at the upper left-hand corner, while red came +from behind. The new color 'slid in over the old.' It was found easier +to secure the desired color when its position was known beforehand. J. +also used a similar device. He 'turned towards the places and brought +out the required color and filled the central outline with it.' He +tried to break up this scheme and got red without going after it but +found himself 'at a loss to find the colors.' Later he succeeded so +that the required color simply appeared in the outline of the old +color at the center. K. turned his eyes to corners of the central +outline, then to the center, and found that this aided in developing +the desired color from the corners inward. When difficulty arose, he +experienced muscular tension in body and legs and jaws. + +Five of the subjects considered the change from a presented color to +blue the hardest and one found the change to red hardest. Green was +placed second in difficulty by one, and blue second by the one who +found red the hardest. Three reported the change to yellow the easiest +and two the change to red. + +The change from red to yellow caused 'an unpleasant sensation' in C. +and the new figure 'had a maroon halo.' + +A. in returning from green or blue to yellow passed through a gray; +so, once, in changing from yellow to green, and once, green to red. +With A. blue retinal clouds, which often came, aided changes to blue +and hindered at times changes to other colors. B. had a fusion of +yellow and red in changing from yellow to red. G. had a tendency to +leave uncolored the lower left-hand corner and it 'was wood-colored'; +G. had a gray image as the result of fusion of retinal clouds with red +memory image. With H. blue always came in as robin's-egg blue, which +then had to be changed to the standard blue. In one instant the green +memory image seemed to shift into a purple and change to a positive +retinal image which interfered with changes to other colors. J. found +whistling and humming an aid in relaxing an unnatural state of tension +which would hinder the best results. To increase the vividness of the +image he would recall the black background on which the colored +squares had hung. In one experiment K. became 'desperately tired of +yellow,' which was the presented color, so that his 'mind was ready to +jump to any color rather than yellow.' The returns to yellow were, in +this experiment, slower than the changes from yellow. + +The images sometimes changed sizes, being at times smaller, but +usually larger than the object. In one experiment of C. the image was +four times the size of the object, which was a green square with sides +of one inch. + + +III. MOVEMENTS OF TWO IMAGES IN THE SAME AND IN DIFFERENT DIRECTIONS. + + +Table IV. gives the results of experiments in the movements of two +images, the objects presented being colored squares or discs. Time of +perception was five seconds. After the disappearance of after-images, +if there were any, eighteen to twenty-four movements with returns to +original positions were made, occupying five or six minutes. The +colors were saturated blue, green, yellow and red. Four of the +movements were such as separated the two images, and in four the two +moved uniformly. The first four movements were right and left, left +and right, up and down, down and up; the left-hand object followed the +first direction indicated. The right-and-left movements involved the +crossing of the images. The last four were _both_ to right, to left, +up, down. The time was taken with a stop-watch and includes the time +between the director's word of command and the subject's report, +'now.' It includes, therefore, two reaction times. The subject +reported the instant the colors reached, or appeared at, the suggested +positions. + +It is to be noticed that H. was very much slower than any of the +others in making the movements, both out and back; and that K., while +also slower (though much less so than H.) in making the movements +outward, was no slower in making the return movements. + + +TABLE IV. + + MOVEMENTS OF TWO IMAGES. + + Twenty movements of each kind for each subject. Averages in seconds. + + In Opposite Directions. + + Subj. L.-R. Ret. R.-L. Ret. U.-D. Ret. D.-U. Ret. + + B. 1.82 2.90 2.10 2.27 + 0.86 0.87 0.73 0.86 + + G. 3.02 2.86 2.68 2.63 + 1.98 2.25 1.63 2.01 + + H. 9.18 10.30 7.50 7.15 + 5.16 6.90 5.36 5.21 + + I. 4.17 3.52 3.40 3.37 + 1.26 1.47 1.23 1.31 + + J. 2.17 2.90 2.87 2.27 + 1.05 1.63 1.02 1.13 + + K. 5.51 6.43 5.16 4.81 + 1.43 1.48 1.20 1.23 + + Ave. 4.32 4.82 3.82 3.75 + 1.96 2.43 1.87 1.96 + + Average of all movements involving separation (480), 4.18. Returns, 2.06. + + + In Same Direction. + + Subj. R. Ret. L. Ret. U. Ret. D. Ret. + + B. 1.31 1.22 1.30 1.11 + 0.72 0.67 0.72 0.85 + + G. 2.66 2.35 3.01 2.53 + 2.00 1.86 2.22 1.86 + + H. 8.45 7.91 5.66 7.66 + 6.53 5.95 5.96 6.11 + + I. 2.57 2.27 2.13 2.05 + 0.97 1.26 1.00 1.13 + + J. 1.11 1.16 1.08 11.5 + 0.68 0.90 0.73 0.71 + + K. 3.97 3.91 3.60 4.07 + 1.35 1.50 1.75 1.71 + + Ave. 3.33 3.14 2.79 3.10 + 2.04 2.02 2.04 2.06 + + Average of all movements together (480), 3.09. Returns, 2.04. + + +NUMERICAL. + +There were nineteen hundred and twenty movements in all, including the +returns to the original positions. + +In the order of difficulty as shown by the time taken, the movements +stand as follows, the numbers being the averages in seconds for one +hundred and twenty movements of each kind: + + 1. Right and left (_i.e._, crossing), 4.82 sec. + 2. Left and right, 4.32 " + 3. Up and down, 3.82 " + 4. Down and up, 3.75 " + 5. Both right, 3.33 " + 6. Both left, 3.14 " + 7. Both down, 3.10 " + 8. Both up, 3.04 " + + +SUBJECTIVE. + +In the experiments in which the time was recorded, there was no +disappearance of either image except where movements were made +successively. In these cases frequently the image which was awaiting +its turn vanished until the first image was placed, a time varying +from a quarter of a second to three or four seconds. Occasionally the +image already placed would vanish, while the other was _en route_; the +subject's attention in both these cases being centered exclusively on +the image he desired to move. This was especially the case when the +distances to which the images were moved were great, as to the ends of +the room or to ceiling and floor. In other experiments, where, after +the movements took place, the images were held for a short time, there +were disappearances of one image or the other ranging from one quarter +of a second to fifteen seconds, most of the absences, however, being +under five seconds. The absences were more numerous in the latter half +of the five minutes covered by the experiment. Occasionally a noise in +the adjoining room or in the street made the images disappear. + +The greater ease of vertical as compared with horizontal movements +recalls an observation of Ladd,[3] in which the idioretinal light was +willed into the shape of a cross. Ladd says: "The vertical bar of the +cross seems much easier to produce and to hold steadily in the field." +This present observation is also in accord with that described above +in the case of movements of a single image. + + [3] Ladd, G.T.: 'Direct Control of the Retinal Field,' PSYCH. + REV., 1894, L, pp. 351-355. + +On several occasions G. reported that the crossing movement was the +easiest, and that the return to the original places was not easier +than the other movements. In one experiment he reported the field at +the center cloudy, so that it was a relief to get away from it. G.'s +time records on these occasions did not support his feeling with +regard to the return to the original places, but they show that the +crossing movements were, in two or three instances, quicker than the +'left-and-right' movement, and the impression of promptness thus made +persisted to the end of the experiment. The four movements in which +both images moved uniformly were easier than the four in which +movements in different directions were involved. + +All the subjects were frequently conscious of eye movements, and more +frequently conscious of a tendency to eye movement, which was, +however, inhibited. That the strain in the eyes was practically +constant during all the movements away from the original places, seems +evident from the unanimous reports of a sense of relaxing and relief +in the eyes, attending the movement of returning to the original +places. The distance to which the images were moved was a powerful +factor in producing this sense of strain. When the two images were +moved and held but a few inches apart there was no sense of strain and +no conscious alternation of attention. Practice increased greatly the +distance at which the images could be held apart without conscious +alternation of attention, but the strain of holding them apart and of +inhibiting eye movement increased with the distance. + +In the movements for which the time was recorded the distances varied, +according to the subject, from six to eighteen inches, and varied at +times with each subject. In the experiments without time record, A., +B., C., E., F. and H. reported that they were able to move the images +apart to ceiling and to floor, or to the opposite ends of the room, +and to hold them there both in consciousness at the same time without +either alternation of attention or eye movement, a tendency to which +was felt but was inhibited. I. held them two feet apart without +fluctuation of attention. A. reported: "I tend to turn my body to left +or to right when I move the images in either of these directions." C., +H. and I. said: "The eyes diverge when one image moves slowly to the +right and one to the left." D. found a slight movement of the eyes +which could be detected by the fingers placed lightly on the lids, +when the attention was alternating between the images. K. had +convergence and divergence of the eyes for crossing and separation +respectively and he was accustomed to run his eye over the outline of +the image. Strain in the scalp muscles was reported by A., B., E., F. +and G. The up-and-down movements were universally characterized by a +feeling as if one eye tended to move up and the other down. C. +unconsciously inclined his head to the left in such movements as if to +make the line of the two eyes parallel with the direction of the +movement. + +E., when holding the images two feet apart, had a strong feeling of +difference of accommodation when alternating in observation and so +judged the two to be in different planes. + +When the movement seemed difficult the strain was greater, and when an +image became dim the effort to restore its brightness or its +distinctness of outline was accompanied by a feeling of bringing it +nearer by accommodation and near focusing. J. found that the two +images approached each other when he attempted to secure greater +vividness. An analogous instance is that of A.G.C., a subject quoted +in 'Mental Imagery of Students,' by French.[4] In calling up the image +of a die this subject held up his hand as if it held the die. When +there was no sense of strain the hand was fourteen inches from his +face, but when effort was made to image all the sides of the die at +once he unconsciously moved his hand to within four inches of his +eyes. French says in this connection: "Situation depends on the +attention involved and the inference is near that this phenomenon may +be connected with feelings of convergence and accommodation which so +often accompany concentrated visual attention." + + [4] French, F.C.: PSYCH. REVIEW, 1902, IX., p. 40. + +The movements were assisted by mentally saying, 'this image is here, +that image is there,' in the case of D., G., H., I. and K.; or, at +times, by articulating the names of the image, or of the color when +the image was of a colored object. I. found it easy to hold outlines, +but in order to retain colors in the movements of separation, he had +to speak the names continually. H. also repeated the names +continually, as, for example, 'violet here, orange there.' + +A. represented the line of vision as going to each of the two images, +which seemed connected by a line, thus making a triangle, and then +pictured himself as standing off and seeing himself looking at the +images. When the two objects were solid and the images were to be +crossed, B. carried one image above or below the other, but when the +objects were colored surfaces he conceived them as pure colors so that +there was no sense of impenetrability to interfere with their crossing +and they glided by each other. In the up-and-down movements he moved +one at a time. C. and D. had to construct some support for the images. +In most of the experiments H. first moved the images to a greater +distance away, somewhat higher up and a little farther apart. In this +new position the images appeared smaller and the suggested movements +were made more easily. Sometimes in crossing two colored images he +observed a partial mixture of the colors. J. found that a sharp +movement of the head in the required direction aided materially in +moving the images, and when the objects were colored surfaces fastened +to the same card he found it necessary either to conceive the card as +of rubber or to picture it as cut in two before he could make the +movements of the images. + +With A., B., C. and D. there were instances of unwilled movements of +the images, in the experiments where the movements were not timed. +These were much more frequent with D. than with the others, and to +check them required prolonged effort. The more common movements of +this sort were rotation of the image, change of its position, +separation of its parts (if detachable in the object) and change of +shape. E. had a return of the two images of a preceding experiment +which persisted in staying a few seconds and which were as vivid as +the two legitimate occupants of the mental field. + +The images were duplicated five times on different days with A., and +once each with C., F. and K. + +A.'s cases were these. The 'wraith' of a small box whose image was out +at the right, appeared above the other image off at the left and it +was turned with a corner to the front. Again, at the central position +each image was duplicated, the true pair being of full size, bright +and distinct, the false pair small, dim and on a more distant plane, +_i.e._, behind the others. One of the extra images persisted against +all effort to banish it, for fifty-five seconds. Again, when twelve +inches apart each image was similarly duplicated. In the fourth +instance the images were at the center of the field. In the fifth, the +right image, eight inches from the center, was duplicated, the extra +image being still farther away and above. This second image was very +dark, dim and vague in outline, and came and went slowly. The right +image of C., when seven feet from the center, had a dim double above +it. F. had moved the right-hand image (a violet disc) close to the +left when a blue disc also appeared above it. Though repeating the +word 'violet' he had imaged the violet disc as blue. K. was holding +the two images a foot and a half apart when an extra pair appeared at +the center. Both pairs persisted for sixty seconds and then the outer +pair vanished, and the inner, the false pair, grew brighter. + +As was said in the case of a single image, so with double images, the +motion could be traced and often was traced when the movements were +away from the original positions, but on the return to the original +positions the images were not usually seen _in transitu_. For ten of +the subjects, the image moved downward uniformly on an arc whose +center was at the eye; and often the right and left movements were +likewise on an arc. With E. the ends of the arc for motion right and +left were higher also. H., I. and J. reported that all the movements +were in the same plane. The upward movement was always to a less +distance and the downward movement to a greater distance than the +horizontal movements. + +In most cases the images were the size of the percepts, in a number of +cases smaller, and in a few cases larger. This was determined by +comparison between the image and the percept immediately on opening +the eyes and seeing the object at the end of the five minutes occupied +by the experiment. A similar mode of comparison showed that, in about +half of the experiments, the images were at the end of five minutes +approximately equal to the percept in clearness and distinctness of +outline. A comparison of these results with those obtained in a series +of experiments involving passive observation of the image seems to +indicate that active manipulation of the image tends to maintain the +qualitative fidelity of the image when at its original position. +During the progress of the experiments the reports were almost +unanimous and constant that at its original position the image was +vivid and distinct, but lost in both respects when away from that +position, the loss being greater the greater the distance to which it +was moved. Frequently there was fluctuation,--a loss of vividness and +then a restoration,--which A. frequently found to be rhythmical, while +in general it was evident that an increase of effort or of attention +was successful in restoring lost vividness and distinctness. + +D., after three minutes, read the time in the image of a watch. In +superposing green on yellow, in two instances, the yellow shone +through, making a mixed color, and again, in moving a green disc and a +yellow disc, the green became suffused with yellow, so that the two +discs were one yellow and the other greenish-yellow. For C., +similarity in the two objects presented tended to make both images +less vivid and distinct and to render more difficult their retention +and manipulation. When one of the two objects partially overlapped the +other it was difficult to separate the two images, and the area of +contact was very vague in the image of the under one, and when the +scrutiny reached that portion the other image returned to its original +overlapping position. + + +IV. SUPPRESSION OF ONE OF TWO IMAGES. + + +The next tables (V. and VI.) give the results of experiments in +suppressing one of two images, the objects presented being saturated +color squares, discs, triangles, etc., placed side by side, one above +the other, or a smaller one superposed on a larger. The time of +perception was five seconds. After the disappearance of after-images, +if there were any, the subject was directed to suppress one of the two +memory images, the one to be suppressed being indicated by the +director. The subject reported as soon as the indicated image +disappeared, and reported any return of the suppressed image and its +later disappearance in consequence of his efforts. Also he reported +any disappearance and reappearance of the retained image. Five minutes +was the limit of the time for the experiments with a few exceptions. +The times were recorded, and those given for the first suppression +include the time between the director's command and the subject's +report 'now' or 'gone,' and include, therefore, two reaction times. +The later suppressions include but one reaction time. + + +TABLE V. + + SUMMARY OF ALL SUPPRESSIONS. AVERAGE TIME IN SECONDS. + + [Label 1: Image Suppressed] + [Label 2: No of Exper.] + [Label 3: Time of First Supp.] + [Label 4: Time of Ab. of Supp. Im.] + [Label 5: No. of Later Supp.] + [Label 6: Time of Later Supp.] + [Label 7: No. of Ab. of Supp. Im.] + [Label 8: Time of Ab. of Supp. Im.] + [Label 9: Time of All Supp.] + [Label 10: Time of All Absence of Supp. Im.] + + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] + Right. 46 11.59 82.39 221 8.43 216 35.74 8.94 43.93 + Left. 43 11.89 79.34 175 7.79 173 44.86 8.60 51.26 + Upper. 22 11.67 49.77 150 6.26 147 29.75 6.95 32.35 + Lower. 17 14.23 64 71 7.88 70 46.68 9.11 50.04 + Central. 42 18.24 96.93 357 3.90 352 18.13 5.41 26.54 + Marginal. 20 14.25 181.57 24 8.93 24 78.08 11.35 125.12 + Sundry. 7 8.71 127.21 19 13.34 19 47.27 12.09 68.78 + Averages. 13.48 91.25 6.46 32.14 7.60 41.86 + + +TABLE VI + + SUPPRESSIONS GROUPED BY SUBJECTS. AVERAGE TIME IN SECONDS. + + [Label 1: Subject] + [Label 2: No. of Exp.] + [Label 3: Time of First Supp.] + [Label 4: Time of Ab. of Supp. Im.] + [Label 5: No. of Later Supp.] + [Label 6: Time of Later Supp.] + [Label 7: No. of Ab. of Supp. Im.] + [Label 8: Time of Ab. of Supp. Im.] + [Label 9: Time of All Supp.] + [Label 10: Time of All Ab. of Supp. Im.] + + [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] + A. 11 28.32 11.29 117 14.90 114 10.35 16.05 10.44 + B. 29 5.79 270.44 5 0.25 5 138.80 4.98 251.08 + C. 18 7.88 43.08 64 3.94 63 67.49 4.81 62.07 + D. 14 23.28 190.07 6 31.66 5 204.60 25.80 193.89 + F. 10 12.67 86.07 230 1.95 230 67.92 2.40 10.09 + G. 21 21.88 20.39 190 9.97 184 19.37 11.15 19.47 + H. 21 15.27 73.27 47 10.30 47 84.48 11.84 81.02 + I. 26 9.77 53.83 96 5.06 94 61.34 6.06 59.72 + J. 26 3.59 32.18 209 1.40 208 31.69 1.64 31.75 + K. 21 21.63 71.90 53 14.75 51 70.04 16.70 31.83 + Averages. 13.48 91.25 6.46 32.14 7.60 41.86 + +There were ten subjects in most of the experiments, and the marked +differences in the individual records which were evident in the +previous experiments did not exist here except in the case of A., for +whom alone the time required to obtain the suppression exceeded the +time of absence of the suppressed image. + +In several experiments the subjects were unable to suppress the +indicated image, which in five cases was the image at the center of a +disc and in two cases the outer portion of the disc. Further, five +failures were by one subject, D., and one each by A. and F. The +statistical report here given includes only the results of the +successful experiments. Forty-four of the one hundred and ninety-seven +were completely successful, as the suppressed image did not return +throughout the entire period. The following table shows the grouping +of the experiments according to the recurrence of the suppressed +image: + + Returned 0 times, 44 + " 1 " 26 + " 2 " 18 + " 3 " 25 + " 4 " 16 + " 5 " 16 + " 6 to 10 " 28 + " more than 10 times, 24 + Total, 197 + +Seventy-three and three fifths per cent. of all the experiments have +five or fewer returns of the suppressed images. + +The subjects suppressed the image as soon as possible after each +return, the average time taken to accomplish these later suppressions +being 6.46 sec., while the average time of absence of the suppressed +image was 32.14 sec. + +Including the first efforts and the first absences of the suppressed +image, the average time required to suppress the image was 7.60 sec., +and the average time of absence of the suppressed image was 41.86 sec. + +Arranging the subjects according to the average time they required to +accomplish a suppression, we have the following order. J. and F. had +more recurrences of the suppressed image than any of the other +subjects. + + J. 1.64 sec. + F. 2.40 " + C. 4.80 " + B. 4.98 " + I. 6.06 " + G. 11.15 " + H. 11.84 " + A. 16.05 " + K. 16.70 " + D. 25.80 " + +Arranging them by the average absence of the suppressed image we have +this order: + + B. 251.08 sec + D. 193.89 " + H. 81.02 " + C. 62.07 " + I. 59.72 " + K. 31.83 " + J. 31.75 " + G. 19.47 " + A. 10.44 " + F. 10.09 " + +It is to be remarked, however, that the ability to keep the suppressed +image out of the field increased with practice and that A. and F. had +less than half the number of experiments that the rest had. D., who +had but two thirds as many as most of the other subjects and therefore +had less practice in suppressing the image, stands yet second in +respect to this ability. + +If we compare the subjects with regard to _first_ efforts and _first_ +absences only, we obtain the following orders: + + According to Ave. Time req. According to Ave. Absence + for first Suppression. of Image after first Suppression. + J. 3.59 sec. B. 270.44 sec. + B. 5.79 " D. 190.07 " + C. 7.88 " F. 86.07 " + I. 9.77 " H. 73.27 " + F. 12.67 " K. 71.90 " + H. 15.27 " I. 53.83 " + K. 21.63 " C. 43.08 " + G. 21.88 " J. 32.18 " + D. 23.28 " G. 20.39 " + A. 28.32 " A. 11.29 " + +Arranging the groups of images suppressed according to the average +times of all suppressions and absences we have these orders: + + Suppression. Absences. + Central Images, 5.41 Marginal Images, 125.12 + Upper " 6.95 Sundry " 68.78 + Left " 8.60 Left " 51.26 + Right " 8.94 Lower " 50.04 + Lower " 9.11 Right " 43.93 + Marginal " 11.35 Upper " 32.35 + Sundry " 12.09 Central " 26.54 + + +SUBJECTIVE. + +Most of the subjects imaginatively placed the image to be suppressed +behind the screen, in a drawer, in their closed hands, pushed it +forward into the remote distance, sliced up, burned up, or pulverized +and so destroyed it. B. and D. 'thought it away' directly, without +mechanism or device, or got rid of it 'by a pure act of will.' +Superposition was tried, frequently with success, but at times the +under image shone through. When the objects were colored discs one +superposed on the other, the subject spread over the whole surface the +color of the image to be retained, but at times this resulted in there +being two shades of the upper color, and a yellow above a red changed +to an orange. When red was above yellow, the red appeared more highly +illuminated. Associations with objects of the color of the retained +image were found helpful but tended to modify the original color. Such +associations also, at times, by secondary associations brought back +the suppressed image. For example, when thinking of buttercups to +enforce a yellow image, the picture of grass surrounding the flowers +brought back the suppressed green image. Concentration of the +attention on the image to be retained and an ignoring of the other +was, on the whole, the method usually and successfully followed. This +concentration was helped by imagining the image marked off into minute +squares which were carefully counted. Numerous other devices of a +similar character were used. Objects having many details and those +lending themselves readily to suggestions of action (as a china +animal) were the most helpful in enabling the subject to concentrate +his attention on their image to the exclusion of another. Some +subjects conceived themselves as tracing with a pencil the outline and +details of the retained image. Frequently, when the two images were +originally near each other and one alone was being held by close +scrutiny of its parts, when this scrutiny reached the part of the +image which was nearest the position of the suppressed image, the +suppressed image returned. The original association between the two +images was often broken up by change of the position or shape of the +one to be suppressed. But devices soon became 'worn out' and new ones +had to be resorted to. + +Motor impulses played a large part in the process of suppression, such +as head and eye movement away from the image to be suppressed, +contraction of the muscles of the forehead and scalp, occasional +'setting' of the teeth, pressure together of the hands when they were +supposed to be holding the image and of the knees under like +circumstances. The eye traced outline and details and the more +actively it could be so employed the more successful was the +suppression. The sensations of accommodation and of focusing +previously referred to were repeated in this series. Enunciation also +was very common. + +Frequent comparison of the image with the percept was made at the +close of experiments and showed the utmost diversity in size, +vividness and distinctness. During an experiment when the suppressed +image came back, it was rarely more than a mere blur of color; in two +or three instances the form came without color. Green was found to be +a difficult color to hold. C. had an orange after-image from a +retained yellow image, a red image having been suppressed. Between the +images of a gray disc and an orange disc, three inches apart, he had +a blue disc. J., while suppressing an orange disc and retaining a +green disc, noticed that 'when off the fovea the whole green disc +became bright orange.' There was always a sense of readiness on the +part of the suppressed image to slip back. As C. expressed this, "The +thing suppressed exists in the fringe of consciousness." The recurring +image usually came back at its original position even when the +retained image was being held in a different part of the field. In +such cases the retained image at once resumed its original place. + +G. and J. were successful in proportion as they freed themselves from +the nervous strain of anxiety as to the result. + + +V. MOVEMENTS OF A SINGLE IMAGE, THE OBJECT HAVING BEEN MOVED DURING +THE EXPOSURE. + + +In an additional series of experiments with five of the same subjects +(B., G., H., I. and K.), the object was moved during the five seconds +of exposure either right, left, up or down, a distance of about six to +eight inches, and back again. In this way the subject was supplied +with further material of a pure memory type and it was believed that +some addition to our knowledge of the nature of the control of the +image might thus be made by securing data contrasting the construction +and the more purely reminiscent work of the imagination. + +The question proposed is as follows: Does the fact that a certain +movement of an object was presented to the optical perception give an +advantage in time, or ease, to the mental recall of that object as so +moving, over its recall as moving in other directions? The subjective +experiences during such recalls may be expected to throw light upon +the matter. + +The subject, with closed eyes, was requested to move the mental image +of the object in the four directions indicated above, returning it +after each movement to its original position, and the time of each +movement was recorded and, as well, the report of the subject with +regard to his subjective experiences. There were sixteen hundred +movements in all, eight hundred away from the original position of the +image (two hundred in each of the four directions mentioned above) and +eight hundred in returning to the original position. + +Besides these experiments, other movements of the object during +exposure were made, such as inversion, rotation, change from the +vertical to the horizontal position and vice versa, rolling, oblique +movements and the subjective phenomena were recorded when the subject +had repeated with the image the designated movements. In all the +experiments the objects were moved by the hand of the conductor of the +experiment. + +Table VII. gives the time record in seconds of these experiments for +each subject under each of the four variations: Movement of the object +to right, left, up, down. + + +TABLE VII. + + MOVEMENTS OF A SINGLE IMAGE, THE OBJECT HAVING BEEN MOVED DURING THE + TIME OF OPTICAL STIMULATION. AVERAGE TIME IN SECONDS. TEN MOVEMENTS IN + EACH DIRECTION FOR EACH SUBJECT. + + _a_. Object moved to right. + + Subject R. Return L. Return Up Return Down Return Aver. + B. 0.57 0.75 0.62 0.60 0.64 + 0.35 0.42 0.37 0.62 0.44 + G. 0.55 0.60 0.55 0.57 0.57 + 0.27 0.25 0.27 0.25 0.26 + H. 6.95 6.90 6.47 6.40 6.65 + 5.40 5.55 4.50 5.00 5.11 + I. 2.05 2.10 2.05 2.22 2.10 + 1.15 1.35 1.32 1.57 1.35 + K. 2.35 2.97 2.42 2.62 2.59 + 1.17 1.20 1.17 1.55 1.28 + Ave. 2.49 2.66 2.02 2.48 2.52 + 1.67 1.75 1.53 1.80 1.69 + + Ave. to right, 2.49 + Ave. of other movements, 2.52 + Grand average, 2.10 + + _b_. Object moved to left. + B. 0.72 0.60 0.62 0.60 0.64 + 0.52 0.40 0.52 0.42 0.47 + G. 0.67 0.45 0.55 0.67 0.59 + 0.42 0.35 0.35 0.37 0.37 + H. 8.22 5.95 6.52 6.42 6.78 + 5.82 4.10 4.37 5.55 4.96 + I. 2.40 1.30 2.25 2.72 2.17 + 1.97 1.22 0.95 1.47 1.40 + K. 2.45 2.57 2.25 2.00 2.30 + 1.70 1.60 1.32 1.35 1.49 + Ave. 2.89 2.17 2.44 2.48 2.50 + 2.09 1.53 1.50 1.83 1.74 + + Ave. to left, 2.17 + Ave. of other movements, 2.60 + Grand average, 2.12 + + _c_. Object moved up. + B. 0.75 0.62 0.42 0.57 0.59 + 0.32 0.50 0.42 0.37 0.40 + G. 0.65 0.57 0.45 0.47 0.54 + 0.35 0.27 0.25 0.27 0.29 + H. 6.77 6.25 6.85 6.15 6.57 + 5.27 5.55 5.30 5.30 5.35 + I. 2.47 2.27 1.85 2.65 2.31 + 1.25 1.00 0.87 1.10 1.05 + K. 3.40 2.72 1.42 2.20 2.44 + 1.50 1.37 1.27 1.17 1.33 + Ave. 2.81 2.49 2.20 2.41 2.48 + 1.74 1.74 1.62 1.70 1.69 + + Ave. up, 2.20 + Ave. of other movements, 2.57 + Grand average, 2.08 + + _d_. Object moved down. + B. 0.80 0.72 0.70 0.57 0.70 + 0.42 0.42 0.50 0.42 0.44 + G. 0.60 0.60 0.55 0.47 0.55 + 0.25 0.25 0.27 0.27 0.26 + H. 6.77 6.80 6.80 8.77 7.29 + 5.90 6.35 4.55 5.55 5.59 + I. 2.30 2.20 2.22 1.80 2.13 + 1.30 1.20 1.15 1.42 1.27 + K. 3.15 2.75 2.95 2.30 2.79 + 1.62 1.57 1.12 1.25 1.39 + Ave. 2.72 2.61 2.64 2.78 2.69 + 1.90 1.92 1.52 1.78 1.79 + + Ave. down, 2.78 + Ave. of other movements, 2.66 + Grand average, 2.24 + + +NUMERICAL. + +As each movement may be compared with three other movements, and as +there were five subjects and four variations in the conditions, there +are sixty opportunities of comparing the time required to move the +image in the direction in which the object was moved with the time +taken to move it in the other directions. In 45 instances the time was +less, in 3 the same, and in 12 greater. + +These twelve instances occurred with two subjects, three (to left) +occurring with K. and nine (three each right, up, down) occurring with +H. The cause was the same in all twelve instances, both H. and K. +reporting that (in these cases) they had great difficulty in obtaining +a reasonably vivid and distinct image when directed to move the image +in the direction in which the object had been moved. The attempt to +move the image resulted in a vague image spread continuously over the +entire area that had been covered by the moving object, and the effort +to obtain the image at the desired position only was serious and took +an appreciably longer time than usual. It is to be noted, also, that +the time usually taken by H. is uniformly very much greater than the +time taken by the other subjects. Yet, even with these instances +included, the average time of all movements of the image in the +direction in which the object had been moved is less than the average +time of the other movements, the former being 2.41 seconds, the +latter, 2.59 seconds. + + +TABLE VIII. + + MOVEMENTS OF A SINGLE IMAGE. + + I., OBJECT PREVIOUSLY MOVED; II., OBJECT NOT MOVED. + + Average Time Given in Seconds. + + Subjects: B. G. H. + I II I II I II + To right, 0.57 1.30 0.55 1.46 6.95 7.15 + Return, 0.35 0.58 0.27 0.92 5.40 4.51 + To left, 0.60 1.06 0.45 1.15 5.95 6.42 + Return, 0.40 0.73 0.35 0.89 4.10 4.41 + Up, 0.42 1.05 0.45 0.99 6.85 5.96 + Return, 0.42 0.46 0.25 0.76 5.30 4.36 + Down, 0.57 1.10 0.47 0.82 8.77 5.85 + Return, 0.42 0.45 0.27 0.06 5.55 4.40 + General 0.54 1.13 0.48 1.10 7.13 6.34 + Averages, 0.40 0.55 0.28 0.66 5.09 4.42 + + + Subjects: I. K. + I II I II + To right, 2.05 1.28 2.35 4.80 + Return, 1.15 0.67 1.17 2.40 + To left, 1.30 1.34 2.57 4.63 + Retur, 1.22 0.62 1.60 2.73 + Up, 1.85 1.62 1.42 3.29 + Return, 0.87 0.86 1.27 1.90 + Down, 1.80 1.36 2.30 3.27 + Return, 1.42 0.72 1.25 1.56 + General 1.75 1.40 2.16 4.00 + Averages, 1.16 0.72 1.32 2.15 + + +If the record of H. is omitted from Table VII., _a, c, _and _d_, and +that of K. from VII., _b_ (as these are the records of the twelve +exceptions), the former average becomes 1.44 seconds, the latter 1.86 +seconds. + +The following table affords the means of comparing the time taken in +moving the image in the direction in which the object had been moved +with the time taken in moving the image in the same direction when +there had been no movement of the object. The averages are obtained +from the records of Tables VII. and I. + +We have here twenty comparisons each of movements away from the +original positions and movements back to the original positions: + + In the first case, 15 took less time under I., 5 took more + time under I. + + The 5 cases of more time occurred with two subjects (H., 3 and + I., 2). + + In the second case, 12 took less time under I., 8 took more + time under I. + + The 8 cases of more time occurred with three subjects (G., 1; + H., 3; I., 4). + +If we omit H.'s record and take the general averages for each subject, +we find the following advantages in time in form of movements where +the object had been moved; + + B., 0.59 seconds. + G., 0.52 " + K., 1.84 " + +But I., 0.35 seconds in favor of movements when the object had not +been moved. + +Combining these results, we have 0.74 sec. as the average gain in time +for these four subjects. + + +SUBJECTIVE. + +With one exception (G.), the subjects found Movements I., movements in +the direction in which the object had been moved, easier than +Movements II. In Movements II. the eye seemed to construct and compel +the motion, which was not the case with Movements I., in which the eye +followed the motion. The distance to which the image went in Movements +I. seemed predetermined, and these movements seemed exact copies of +the original movement of the object, being purely reminiscent and +reproducing its irregularities when there were any. Also, the image +was usually seen _in transitu_ both out and back, which was never the +case with Movements II. Eye movement and enunciation were much less +frequent and the image was more vivid and distinct in Movements I. + + * * * * * + + + + + STUDIES IN AESTHETIC PROCESSES. + + + + * * * * * + +Transcriber's Note: + + Rhythmic measures in the first 2 articles of this section are + transcribed as follows: + + | delineates measure + q quarter note + q. dotted quarter note + e eighth note + % quarter rest + + Major accent of the measure is indicated by a >, either above + or in front of the beat. Minor accent of the measure is + indicated by ., used in the same way. + + > . + | q q q q | or | >q q .q q | represent the same rhythmic pattern. + + * * * * * + + + + +THE STRUCTURE OF SIMPLE RHYTHM FORMS. + +BY ROBERT MACDOUGALL. + + +I. PROBLEMS AND METHODS OF EXPERIMENTATION. + + +The investigation of the problems presented by the psychological +phenomena of rhythm has of late years occupied much attention and been +pushed in a variety of different directions. Some researches have been +concerned with an analysis of rhythm as an immediate subjective +experience, involving factors of perception, reaction, memory, +feeling, and the like; others have had to do with the specific +objective conditions under which this experience arises, and the +effect of changes in the relations of these factors; still others have +sought to cooerdinate the rhythm experience with more general laws of +activity in the organism, as the condition of most effective action, +and to affiliate its complex phenomena upon simpler laws of +physiological activity and repose; while a fourth group has undertaken +a description of that historical process which has resulted in the +establishment of artistic rhythm-types, and has sought to formulate +the laws of their construction.[1] + + [1] Description: (1) Of the psychological factors of the rhythm + experience: Angell and Pierce, Ettlinger, Hauptmann, Mentz, + Meumann, Stumpf, Wundt, et al. (2) Of its objective conditions + and products: Binet et Courtier, Bolton, Ebhardt, Hurst and + McKay, Meumann, Schumann, Sievers, et al. (3) Of its + physiological accompaniments: Bolton, Bruecke, Dogiel, + Hausegger, Mach, Mentz, Ribot, Sherrington, Scripture, Smith, + et al. (4) Of its historical evolution: Buecher, Moritz, + Scherer, et al. + +This differentiation has already made such progress as to constitute +the general topic a field within which specialization is called for, +instead of an attempt to treat the phenomenon as a whole. It is the +purpose of this paper to describe a set of experiments having to do +with the second of these problems, the constitution of objective +rhythm forms. In the determination of such forms it is, of course, +impossible to avoid the employment of terms descriptive of the +immediate experience of rhythm as a psychological process, or to +overlook the constant connection which exists between the two groups +of facts. The rhythm form is not objectively definable as a stable +type of stimulation existing in and for itself; the discrimination of +true and false relations among its elements depends on the immediate +report of the consciousness in which it appears. The artistic form is +such only in virtue of its arousing in the observer that peculiar +quality of feeling expressed in calling the series of sensory stimuli +rhythmically pleasing, or equivalent, or perfect. In no other way than +as thus dependent on the appeal which their impression makes to the +aesthetic consciousness can we conceive of the development and +establishment of fixed forms of combination and sequence among those +types of sensory stimulation which arouse in us the pleasurable +experience of rhythm. The artistic rhythm form cannot be defined as +constituted of periods which are 'chronometrically proportionate,' or +mathematically simple. It is not such in virtue of any physical +relations which may obtain among its constituents, though it may be +dependent on such conditions in consequence of the subordination to +physical laws of the organic activities of the human individual. The +view must be subjectively objective throughout. + +The need for simplicity and exactness has led to the very general +employment of material as barely sensorial as could be devised for the +carrying on of experiments upon rhythm. Rich tones and complex +combinations of them are to be avoided, for these qualities are +themselves immediate sources of pleasure, and the introduction of them +into the material of experimentation inevitably confuses the analysis +which the observer is called upon to make of his experience and of the +sources of his pleasure in it. Still more objectionable than the +presence of such complex musical tones in an investigation of rhythm +is the introduction of the symbols of rational speech in concrete +poetical forms. This element can be only a hindrance to the perception +of pure rhythmical relations, in virtue of the immediate interest +which the images called up by the verbal signs possess, and further, +in view of the fact that the connections of significant thought impose +upon the purely rhythmical formulation of the series of stimulations +an unrelated and antagonistic principle of grouping, namely, the +logical relations which the various members of the series bear to one +another. + +The demand for a simplification of the material which supports the +rhythm experience, for the purpose of obtaining a more exact control +over the conditions of experimentation, has been met by the invention +of a variety of devices whereby the sequences of music, song and +poetical speech have been replaced by elementary conventional symbols +as the vehicle of the rhythmical impression or expression. On the one +side there has commonly been substituted for musical tones and +rhythmical speech the most simple, sharply limited and controllable +sounds possible, namely, those due to the action of a telephone +receiver, to the vibrations of a tuning-fork placed before the +aperture of a resonator, or to the strokes of metallic hammers falling +on their anvils. On the other side, the form of the reproduced rhythm +has been clarified by the substitution of the finger for the voice in +a series of simple motor reactions beaten out on a more or less +resonant medium; by the use--when the voice is employed--of +conventional verbal symbols instead of the elements of significant +speech; and--where actual verse has been spoken--by a treatment of the +words in formal staccato scansion, or by the beating of time +throughout the utterance. The last of these methods is a halting +between two courses which casts doubt on the results as characteristic +of either type of activity. There is no question that the rhythmic +forms of recitative poetry differ vastly from those of instrumental +music and chanted speech. The measures of spoken verse are elastic and +full of changefulness, while those of music and the chant maintain a +very decided constancy of relations. The latter present determinable +types of grouping and succession, while it is questionable whether the +forms of relationship in spoken verse can ever be considered apart +from the emotion of the moment. In so far as the rhythmic form which +these differing modes of expression embody are to be made the subject +of experimental investigation their characteristic structures should +be kept intact as objects of analysis in independent experiments, +instead of being combined (and modified) in a single process. + +The apparatus employed in the course of the present investigation +consisted of four different pieces of mechanism, one affording the +vehicle of expression throughout the series of reproduced rhythms, the +others providing the auditory material of the various rhythms +apperceived but not designedly reproduced. The first of these +consisted of a shallow Marey tambour, placed horizontally upon a table +with its rubber film upwards, and connected by means of rubber-tubing +with a pneumographic pen in contact with the revolving drum of a +kymograph. A Deprez electric marker, aligned with the pneumographic +stylus, afforded a time record in quarter seconds. Upon this tambour, +placed within comfortable reach of the reactor's hand, the various +rhythm types were beaten out. The impact of the finger-tip on the +tense surface of the drum gave forth a faint and pleasing but at the +same time clearly discernible and distinctly limited sound, which +responded with audible variations of intensity to the differing +stresses involved in the process of tapping, and which I have +considered preferable to the short, sharp stroke of the Kraepelin +mouth-key employed by Ebhardt. The rate of revolution in the drum was +so adjusted to the normal range of excursion in the pneumographic pen +as to give sharp definition to every change of direction in the curve, +which hence allowed of exact measurements of temporal and intensive +phases in the successive rhythm groups. These measurements were made +to limits of 1.0 mm. in the latter direction and of 0.5 mm. in the +former.[2] + + [2] Professor Binet's doubt (_L'Annee Psychologique_ 1895, p. + 204) that the propulsion of air from the elastic chamber and + the rebound of the pen might interfere with the significance of + the graphic record is more serious in connection with the + application of this method to piano playing than here; since + its imperfection, as that writer says, was due to the force and + extreme rapidity of the reactions in the former case. The + present series involved only light tapping and was carried on + at a much slower average rate. + +The second piece of apparatus consisted of an ordinary metronome +adjusted to beat at rates of 60, 90, and 120 strokes per minute. This +instrument was used in a set of preliminary experiments designed to +test the capacity of the various subjects for keeping time by finger +reaction with a regular series of auditory stimulations. + +The third piece of apparatus consisted of an arrangement for producing +a series of sounds and silences, variable at will in absolute rate, in +duration, and, within restricted limits, in intensity, by the +interruptions of an electrical current, into the circuit of which had +been introduced a telephone receiver and a rheostat. Portions of the +periphery of a thin metallic disc were cut away so as to leave at +accurately spaced intervals, larger or smaller extents of the original +boundary. This toothed wheel was then mounted on the driving-shaft of +an Elbs gravity motor and set in motion. Electrical connections and +interruptions were made by contact with the edge of a platinum slip +placed at an inclination to the disc's tangent, and so as to bear +lightly on the passing teeth or surfaces. The changes in form of a +mercury globule, consequent on the adhesion of the liquid to the +passing teeth, made it impossible to use the latter medium. The +absolute rate of succession in the series of sounds was controlled by +varying the magnitudes of the driving weights and the resistance of +the governing fans of the motor. As the relation of sounds and +intervals for any disc was unalterable, a number of such wheels were +prepared corresponding to the various numerical groups and temporal +sequences examined--one, for example, having the relations expressed +in the musical symbol 3/4 | >q e |*; another having that represented in +the symbol 4/4 | >q e e |;* and so on. Variations in intensity were +obtained by mounting a second series of contacts on the same shaft and +in alignment with those already described. The number of these +secondary contacts was less than that of the primary connections, +their teeth corresponding to every second or third of those. The +connections made by these contacts were with a second loop, which also +contained within its circuit the telephone receiver by which the +sounds were produced. The rheostatic resistances introduced into this +second circuit were made to depart more or less from that of the +first, according as it was desired to introduce a greater or slighter +periodic accent into the series. This mechanism was designed for the +purpose of determining the characteristic sequences of long and short +elements in the rhythm group. + + *Transcriber's Note: + + The original article showed "3/4 | q q q |" and "4/4 | q q q q |". + Applying the erratum after the article (below) resulted in + fewer beats per measure than indicated by the time signature. + Other possibilities are "3/4 | >q e q. |" and "4/4 | >q e e q q |". + + "ERRATUM: + + On page 313, line 23, the musical symbols should be a quarter + note, accented, followed by an eighth note; in the following + line the symbols should be a quarter note, accented, followed + by two eighth notes." + +The fourth piece of apparatus consisted essentially of a horizontal +steel shaft having rigidly attached to it a series of metallic +anvils, fifteen in number, on which, as the shaft revolved, the +members of a group of steel hammers could be made to fall in +succession from the same or different heights. The various parts of +the mechanism and their connections may be readily understood by +reference to the illustration in Plate VIII. On the right, supported +upon two metal standards and resting in doubly pivoted bearings, +appears the anvil-bearing shaft. On a series of shallow grooves cut +into this shaft are mounted loose brass collars, two of which are +visible on the hither end of the shaft. The anvils, the parts and +attachments of which are shown in the smaller objects lying on the +table at the base of the apparatus, consist of a cylinder of steel +partly immersed in a shallow brass cup and made fast to it by means of +a thumb-screw. This cup carries a threaded bolt, by which it may be +attached to the main shaft at any position on its circumference by +screwing through a hole drilled in the collar. The adjustment of the +anvils about the shaft may be changed in a moment by the simple +movement of loosening and tightening the thumb-screw constituted by +the anvil and its bolt. The device by which the extent of the +hammer-fall is controlled consists of cam-shaped sheets of thin wood +mounted within parallel grooves on opposite sides of the loose collars +and clamped to the anvils by the resistance of two wedge-shaped +flanges of metal carried on the anvil bolt and acting against the +sides of slots cut into the sheets of wood at opposite sides. The +periphery of these sheets of wood--as exhibited by that one lying +beside the loose anvils on the table--is in the form of a spiral which +unfolds in every case from a point on the uniform level of the anvils, +and which, by variations in the grade of ascent, rises in the course +of a revolution about its center to the different altitudes required +for the fall of the hammers. These heights were scaled in inches and +fractions, and the series employed in these experiments was as +follows: 1/8, 2/8, 3/8, 5/8, 7/8, 15/8, 24/8 inch. Upon a +corresponding pair of standards, seen at the left of the illustration, +is mounted a slender steel shaft bearing a series of sections of brass +tubing, on which, in rigid sockets, are carried the shafts of a set of +hammers corresponding in number and position to the anvils of the +main axis. By means of a second shaft borne upon two connected arms +and pivoted at the summit of the standards the whole group of hammers +may at any moment be raised from contact with the cams of the main +shaft and the series of sounds be brought to a close without +interrupting the action of the motor or of the remainder of the +apparatus. By this means phases of acceleration and retardation in the +series, due to initial increase in velocity and its final decrease as +the movement ceases, are avoided. The pairs of vertical guides which +appear on this gearing-shaft and enclose the handles of the several +hammers are designed to prevent injury to the insertions of the hammer +shafts in their sockets in case of accidental dislocations of the +heads in arranging the apparatus. This mechanism was driven by an +electrical motor with an interposed reducing gear. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE VIII. + Opposite p. 314.] + +The intervals between the successive hammer-strokes are controlled in +the following way: on the inner face of the group of pulleys mounted +on the main shaft of the mechanism (this gang of pulleys appears at +the extreme right in the illustration) is made fast a protractor +scaled in half degrees. Upon the frame of the standard supporting +these pulleys is rigidly screwed an index of metal which passes +continuously over the face of the scale as the shaft revolves. The +points of attachment (about the shaft) of the cams are determined by +bringing the point of fall of each cam in succession into alignment +with this fixed index, after the shaft has been turned through the +desired arc of its revolution and made fast by means of the +thumb-screw seen in the illustration at the near end of the shaft. +Thus, if three strokes of uniform intensity are to be given at equal +intervals apart and in continuous succession, the points of fall of +the hammers will be adjusted at equal angular distances from one +another, for example, at 360 deg., 240 deg., and 120 deg.; if the temporal +relations desired be in the ratios 2:1:1, the arrangement will be +360 deg., 180 deg., 90 deg.; if in the ratios 5:4:3, it will be 360 deg., 210 deg., 90 deg.; +and so on. If double this number of hammers be used in a continuous +series the angular distances between the points of fall of the +successive hammers will of course be one half of those given above, +and if nine, twelve, or fifteen hammers be used they will be +proportionately less. + +An interruption of any desired relative length may be introduced +between repetitions of the series by restricting the distribution of +angular distances among the cams to the requisite fraction of the +whole revolution. Thus, if an interruption equal to the duration +included between the first and last hammer-falls of the series be +desired, the indices of position in the three cases described above +will become: 360 deg., 270 deg., 180 deg.; 360 deg., 240 deg., 180 deg., and 360 deg., 260 deg., 180 deg.. +In the case of series in which the heights of fall of the various +hammers are not uniform, a special adjustment must be superimposed +upon the method of distribution just described. The fall of the hammer +occupies an appreciable time, the duration of which varies with the +distance through which the hammer passes. The result, therefore, of an +adjustment of the cams on the basis adopted when the height of fall is +uniform for all would appear in a reduction of the interval following +the sound produced by a hammer falling from a greater height than the +rest, and the amount of this shortening would increase with every +addition to the distance through which the hammer must pass in its +fall. In these experiments such lags were corrected by determining +empirically the angular magnitude of the variation from its calculated +position necessary, in the case of each higher member of the series of +distances, to make the stroke of the hammer on its anvil simultaneous +with that of the shortest fall. These fixed amounts were then added to +the indices of position of the several cams in each arrangement of +intervals employed in the experiments. + +This apparatus answers a variety of needs in practical manipulation +very satisfactorily. Changes in adjustment are easily and quickly +made, in regard to intensity, interval and absolute rate. If desired, +the gradation of intensities here employed may be refined to the +threshold of perceptibility, or beyond it. + +The possible variations of absolute rate and of relative intervals +within the series were vastly more numerous than the practical +conditions of experimentation called for. In two directions the +adaptability of the mechanism was found to be restricted. The +durations of the sounds could not be varied as were the intervals +between them, and all questions concerning the results of such +changes were therefore put aside; and, secondly, the hammers and +anvils, though fashioned from the same stuff and turned to identical +shapes and weights, could not be made to ring qualitatively alike; and +these differences, though slight, were sufficiently great to become +the basis of discrimination between successive sounds and of the +recognition upon their recurrence of particular hammer-strokes, +thereby constituting new points of unification for the series of +sounds. When the objective differences of intensity were marked, these +minor qualitative variations were unregarded; but when the stresses +introduced were weak, as in a series composed of 3/8-, 2/8-, 2/8-inch +hammer-falls, they became sufficiently great to confuse or transform +the apparent grouping of the rhythmical series; for a qualitative +difference between two sounds, though imperceptible when comparison is +made after a single occurrence of each, may readily become the +subconscious basis for a unification of the pair into a rhythmical +group when several repetitions of them take place. + +In such an investigation as this the qualification of the +subject-observer should be an important consideration. The +susceptibility to pleasurable and painful affection by rhythmical and +arrhythmical relations among successive sensory stimuli varies within +wide limits from individual to individual. It is of equal importance +to know how far consonance exists between the experiences of a variety +of individuals. If the objective conditions of the rhythm experience +differ significantly from person to person it is useless to seek for +rhythm forms, or to speak of the laws of rhythmical sequence. +Consensus of opinion among a variety of participators is the only +foundation upon which one can base the determination of objective +forms of any practical value. It is as necessary to have many subjects +as to have good ones. In the investigation here reported on, work +extended over the two academic years of 1898-1900. Fourteen persons in +all took part, whose ages ranged from twenty-three to thirty-nine +years. Of these, five were musically trained, four of whom were also +possessed of good rhythmic perception; of the remaining nine, seven +were good or fair subjects, two rather poor. All of these had had +previous training in experimental science and nine were experienced +subjects in psychological work. + + +II. THE ELEMENTARY CONDITIONS OF THE APPEARANCE OF THE RHYTHM +IMPRESSION. + + +The objective conditions necessary to the arousal of an impression of +rhythm are three in number: (_a_) Recurrence; (_b_) Accentuation; +(_c_) Rate. + + +(_a_) _Recurrence._--The element of repetition is essential; the +impression of rhythm never arises from the presentation of a single +rhythmical unit, however proportioned or perfect. It does appear +adequately and at once with the first recurrence of that unit. If the +rhythm be a complex one, involving the cooerdination of primary groups +in larger unities, the full apprehension of its form will, of course, +arise only when the largest synthetic group which it contains has been +completed; but an impression of rhythm, though not of the form finally +involved, will have appeared with the first repetition of the simplest +rhythmical unit which enters into the composition. It is conceivable +that the presentation of a single, unrepeated rhythmical unit, +especially if well-defined and familiar, should originate a rhythmical +impression; but in such a case the sensory material which supports the +impression of rhythm is not contained in the objective series but only +suggested by it. The familiar group of sounds initiates a rhythmic +process which depends for its existence on the continued repetition, +in the form of some subjective accentuation, of the unit originally +presented. + +The rhythmical form, in all such cases, is adequately and perfectly +apprehended through a single expression of the sequence.[3] It lacks +nothing for its completion; repetition can add no more to it, and is, +indeed, in strict terms, inconceivable; for by its very recurrence it +is differentiated from the initial presentation, and combines +organically with the latter to produce a more highly synthetic form. +And however often this process be repeated, each repetition of the +original sequence will have become an element functionally unique and +locally unalterable in the last and highest synthesis which the whole +series presents. + + [3] When the formal key-note is distinctly given, the + rhythmical movement arises at once; when it is obscure, the + emergence of the movement is gradual. This is a salient + difference, as Bolton, Ettlinger and others have pointed out, + between subjective rhythms and those objectively supported. + +Rhythmical forms are not in themselves rhythms; they must initiate the +factor of movement in order that the impression of rhythm shall arise. +Rhythmical forms are constantly occurring in our perceptional +experience. Wherever a group of homogeneous elements, so related as to +exhibit intensive subordination, is presented under certain temporal +conditions, potential rhythm forms appear. It is a mere accident +whether they are or are not apprehended as actual rhythm forms. If the +sequence be repeated--though but once--during the continuance of a +single attention attitude, its rhythmical quality will ordinarily be +perceived, the rhythmic movement will be started. If the sequence be +not thus repeated, the presentation is unlikely to arouse the process +and initiate the experience of rhythm, but it is quite capable of so +doing. The form of the rhythm is thus wholly independent of the +movement, on which the actual impression of rhythm in every case +depends; and it may be presented apart from any experience of rhythm. + +There is properly no repetition of identical sequences in rhythm. +Practically no rhythm to which the aesthetic subject gives expression, +or which he apprehends in a series of stimulations, is constituted of +the unvaried repetition of a single elementary form, the measures, +| >q. q |, or | >q. q q |, for example. Variation, subordination, +synthesis, are present in every rhythmical sequence. The regular +succession is interrupted by variant groups; points of initiation in +the form of redundant syllables, points of finality in the form of +syncopated measures, are introduced periodically, making the rhythm +form a complex one, the full set of relations involved being +represented only by the complete succession of elements contained +between any one such point of initiation and its return. + + +(_b_) _Accentuation._--The second condition for the appearance of the +rhythm impression is the periodic accentuation of certain elements in +the series of sensory impressions or motor reactions of which that +rhythm is composed. The mechanism of such accentuation is indifferent; +any type of variation in the accented elements from the rest of the +series which induces the characteristic process of rhythmic +accentuation--by subjective emphasis, recurrent waves of attention, or +what not--suffices to produce an impression of rhythm. It is commonly +said that only intensive variations are necessary; but such types of +differentiation are not invariably depended on for the production of +the rhythmic impression. Indeed, though most frequently the basis of +such effects, for sufficient reasons, this type of variation is +neither more nor less constant and essential than other forms of +departure from the line of indifference, which forms are ordinarily +said to be variable and inessential. For the existence of rhythm +depends, not on any particular type of periodical variation in the +sensory series, but on the recurrent accentuation, under special +temporal conditions, of periodic elements within such a series; and +any recurrent change in quality--using this term to describe the total +group of attributes which constitutes the sensorial character of the +elements involved--which suffices to make the element in which it +occurs the recipient of such accentuation, will serve as a basis for +the production of a rhythmical impression. It is the fact of +periodical differentiation, not its particular direction, which is +important. Further, as we know, when such types of variation are +wholly absent from the series, certain elements may receive periodical +accentuation in dependence on phases of the attention process itself, +and a subjective but perfectly real and adequate rhythm arise. + +In this sense those who interpret rhythm as fundamentally dependent on +the maintenance of certain temporal relations are correct. The +accentuation must be rhythmically renewed, but the sensory incentives +to such renewals are absolutely indifferent, and any given one of the +several varieties of change ordinarily incorporated into rhythm may be +absent from the series without affecting its perfection as a +rhythmical sequence. In piano playing the accentual points of a +passage may be given by notes struck in the bass register while +unaccented elements are supplied from the upper octaves; in orchestral +compositions a like opposition of heavy to light brasses, of cello to +violin, of cymbals to triangle, is employed to produce rhythmical +effects, the change being one in _timbre_, combined or uncombined +with pitch variations; and in all percussive instruments, such as the +drum and cymbals, the rhythmic impression depends solely on intensive +variations. The peculiar rhythmic function does not lie in these +elements, but in a process to which any one of them indifferently may +give rise. When that process is aroused, or that effect produced, the +rhythmic impression has been made, no matter what the mechanism may +have been. + +The single objective condition, then, which is necessary to the +appearance of an impression of rhythm is the maintenance of specific +temporal relations among the elements of the series of sensations +which supports it. It is true that the subjective experience of rhythm +involves always two factors, periodicity and accentuation; the latter, +however, is very readily, and under certain conditions inevitably, +supplied by the apperceptive subject if the former be given, while if +the temporal conditions be not fulfilled (and the subject cannot +create them) no impression of rhythm is possible. The contributed +accent is always a temporally rhythmical one, and if the recurrence of +the elements of the objective series opposes the phases of subjective +accentuation the rhythm absolutely falls to the ground. Of the two +points of view, then, that is the more faithful to the facts which +asserts that rhythm is dependent upon the maintenance of fixed +temporal intervals. These two elements cannot be discriminated as +forming the objective and subjective conditions of rhythm +respectively. Both are involved in the subjective experience and both +find their realization in objective expressions, definable and +measurable. + + +(_c_) _Rate._--The appearance of the impression of rhythm is +intimately dependent on special conditions of duration in the +intervals separating the successive elements of the series. There +appears in this connection a definite superior limit to the absolute +rate at which the elements may succeed one another, beyond which the +rapidity cannot be increased without either (_a_) destroying +altogether the perception of rhythm in the series or (_b_) +transforming the structure of the rhythmical sequence by the +substitution of composite groups for the single elements of the +original series as units of rhythmic construction; and a less clearly +marked inferior limit, below which the series of stimulations fails +wholly to arouse the impression of rhythm. But the limits imposed by +these conditions, again, are cooerdinated with certain other variables. +The values of the thresholds are dependent, in the first place, on the +presence or absence of objective accentuation. If such accents be +present in the series, the position of the limits is still a function +of the intensive preponderance of the accented over the unaccented +elements of the group. Further, it is related to the active or passive +attitude of the aesthetic subject on whom the rhythmical impression is +made, and there appear also important individual variations in the +values of the limits. + +When the succession falls below a certain rate no impression of rhythm +arises. The successive elements appear isolated; each is apprehended +as a single impression, and the perception of intensive and temporal +relations is gotten by the ordinary process of discrimination involved +when any past experience is compared with a present one. In the +apprehension of rhythm the case is altogether different. There is no +such comparison of a present with a past experience; the whole group +of elements constituting the rhythmic unit is present to consciousness +as a single experience; the first of its elements has never fallen out +of consciousness before the final member appears, and the awareness of +intensive differences and temporal segregation is as immediate a fact +of sensory apprehension as is the perception of the musical qualities +of the sounds themselves. + +The absolute value of this lower limit varies from individual to +individual. In the experience of some persons the successive members +of the series may be separated by intervals as great as one and one +half (possibly two) seconds, while yet the impression is distinctly +one of rhythm; in that of others the rhythm dies out before half of +that interval has been reached. With these subjects the apprehension +at this stage is a secondary one, the elements of the successive +groups being held together by means of some conventional symbolism, as +the imagery of beating bells or swinging pendulums. A certain +voluminousness is indispensable to the support of such slow measures. +The limit is reached sooner when the series of sounds is given by the +fall of hammers on their anvils than when a resonant body like a bell +is struck, or a continuous sound is produced upon a pipe or a reed. + +In these cases, also, the limit is not sharply defined. The rhythmical +impression gradually dies out, and the point at which it disappears +may be shifted up or down the line, according as the aesthetic subject +is more or less attentive, more or less in the mood to enjoy or create +rhythm, more passive or more active in his attitude toward the series +of stimulations which supports the rhythmical impression. The +attention of the subject counts for much, and this distinction--of +involuntary from voluntary rhythmization--which has been made chiefly +in connection with the phenomenon of subjective rhythm, runs also +through all appreciation of rhythms which depend on actual objective +factors. A series of sounds given with such slowness that at one time, +when passively heard, it fails to produce any impression of rhythm, +may very well support the experience on another occasion, if the +subject try to hold a specific rhythm form in mind and to find it in +the series of sounds. In such cases attention creates the rhythm which +without it would fail to appear. But we must not confuse the nature of +this fact and imagine that the perception that the relations of a +certain succession fulfil the the form of a rhythmical sequence has +created the rhythmical impression for the apperceiving mind. It has +done nothing of the kind. In the case referred to the rhythm appears +because the rhythmical impression is produced, not because the fact of +rhythmical form in the succession is perceived. The capacity of the +will is strictly limited in this regard and the observer is as really +subject to time conditions in his effortful construction as in his +effortless apprehension. The rhythmically constructive attitude does +not destroy the existence of limits to the rate at which the series +must take place, but only displaces their positions. + +A similar displacement occurs if the periodic accentuations within the +series be increased or decreased in intensity. The impression of +rhythm from a strongly accented series persists longer, as retardation +of its rate proceeds, than does that of a weakly accented series; the +rhythm of a weakly accented series, longer than that of a uniform +succession. The sensation, in the case of a greater intensive accent, +is not only stronger but also more persistent than in that of a +weaker, so that the members of a series of loud sounds succeeding one +another at any given rate appear to follow in more rapid succession +than when the sounds are faint. But the threshold at which the +intervals between successive sounds become too great to arouse any +impression of rhythm does not depend solely on the absolute loudness +of the sounds involved; it is a function also of the degree of +accentuation which the successive measures possess. The greater the +accentuation the more extended is the temporal series which will hold +together as a single rhythmic group. + +This relation appears also in the changes presented in beaten rhythms, +the unit-groups of which undergo a progressive increase in the number +of their components. The temporal values of these groups do not remain +constant, but manifest a slight increase in total duration as the +number of component beats is increased, though this increase is but a +fraction of the proportional time-value of the added beats. Parallel +with this increase in the time-value of the unit-group goes an +increase in the preponderance of the accented element over the +intensity of the other members of the group. Just as, therefore, in +rhythms that are heard, the greatest temporal values of the simple +group are mediated by accents of the highest intensity, so in +expressed rhythms those groups having the greatest time-values are +marked by the strongest accentuation. + +Above the superior limit a rhythm impression may persist, but neither +by an increase in the number of elements which the unit group +contains, nor by an increase in the rate at which these units follow +one another in consciousness. The nature of the unit itself is +transformed, and a totally new adjustment is made to the material of +apprehension. When the number of impressions exceeds eight or ten a +second--subject to individual variations--the rhythmical consciousness +is unable longer to follow the individual beats, a period of confusion +ensues, until, as the rate continues to increase, the situation is +suddenly clarified by the appearance of a new rhythm superimposed on +the old, having as its elements the structural units of the preceding +rhythm. The rate at which the elements of this new rhythm succeed one +another, instead of being more rapid than the old, has become +relatively slow, and simple groups replace the previous large and +complex ones. Thus, at twelve beats per second the rhythms heard by +the subjects in these experiments were of either two, three or four +beats, the elements entering into each of these constituent beats +being severally three and four in number, as follows: + + +TABLE I. + + > > + Simple Trochaic, four beats per second: 1 2 3, 4 5 6; 7 8 9,10 11 12. + \___/ \___/ \___/ \______/ + > + ________ ___________ + / \ / \ + Dipodic Trochaic, " " " " 1 2 3, 4 5 6; 7 8 9,10 11 12. + \__/ \__/ \___/ \________/ + >>> + Simple Dactylic, three " " " 1 2 3 4, 5 6 7 8, 9 10 11 12. + \____/ \____/ \_______/ + + +The only impression of rhythm here received was of a trochaic or +dactylic measure, depending upon an accent which characterized a group +and not a single beat, and which recurred only twice or thrice a +second. Sometimes the subjects were wholly unaware that the elements +of the rhythm were not simple, a most significant fact, and frequently +the number reported present was one half of the actual number given. +During the continuance of such a series the rhythm form changes +frequently in the apprehension of the individual subject from one to +another of the types described above. + +It cannot be too strongly insisted on that the perception of rhythm is +an _impression_, an immediate affection of consciousness depending on +a particular kind of sensory experience; it is never a construction, a +reflective perception that certain relations of intensity, duration, +or what not, do obtain. If the perception of rhythm in a series of +impressions were dependent on intellectual analysis and +discrimination, the existence of such temporal limits as are actually +found would be inconceivable and absurd. So long as the perception of +the uniformity or proportion of time-relations were possible, together +with the discrimination of the regular recurrence in the series of +points of accentuation, the perception of rhythm should persist, +however great or small might be the absolute intervals which separated +the successive members of the series. If it were the conception of a +certain form of relation, instead of the reception of a particular +impression, which was involved, we should realize a rhythm which +extended over hours or days, or which was comprehended in the fraction +of a second, as readily as those which actually affect us. + +The rate at which the elements of a series succeed one another affects +the constitution of the unit groups of which the rhythmical sequence +is composed. The faster the rate, the larger is the number of +impressions which enter into each group. The first to appear in +subjective rhythm, as the rate is increased from a speed too slow for +any impression of rhythm to arise, are invariably groups of two beats; +then come three-beat groups, or a synthesis of the two-beat groups +into four, with major and minor accents; and finally six-and +eight-beat groups appear. When objective accentuation is present a +similar series of changes is manifested, the process here depending on +a composition of the unit-groups into higher orders, and not involving +the serial addition of new elements to the group. + +The time relations of such smaller and larger units are dependent on +the relative inertia of the mechanism involved. A definite subjective +rhythm period undoubtedly appears; but its constancy is not maintained +absolutely, either in the process of subjective rhythmization or in +the reproduction of ideal forms. Its manifestation is subject to the +special conditions imposed on it by such apprehension or expression. +The failure to make this distinction is certain to confuse one's +conception of the temporal rhythmic unit and its period. The +variations of this period present different curves in the two cases of +subjective rhythmization and motor expression of definite rhythm +forms. In the former the absolute duration of the unit-group suffers +progressive decrease as the rate of succession among the stimuli is +accelerated; in the latter a series of extensions of its total +duration takes place as the number of elements composing the unit is +increased. The series of relative values for units of from two to +eight constituents which the finger reactions presented in this +investigation is given in the following table: + + +TABLE II. + + No. of Elements. Proportional Duration. + Two, 1.000 + Three, 1.109 + Four, 1.817 + Five, 1.761 + Six, 2.196 + Seven, 2.583 + Eight, 2.590 + + +This progressive extension of the rhythm period is to be explained by +the mechanical conditions imposed on the expression of rhythm by +processes of muscular contraction and release. Were it possible freely +to increase the rate of such successive innervations, we should expect +to find a much greater constancy in the whole period occupied by the +series of reactions which composes the unit. The comparatively +unsatisfactory quality of these larger series, and the resolution of +them into subgroups described elsewhere in this paper, are due to this +inability to accommodate the series of motor reactions to the +subjective rhythm period. + +On the other hand, the temporal value of the unit which appears as the +result of subjective rhythmization undergoes a progressive decrease in +absolute magnitude as the rate of succession among the undifferentiated +stimuli is accelerated. The series of values for units containing from +two to eleven constituents is given in the following table: + + +TABLE III. + + No. of Elements. Duration in Seconds. + Two, 2.00 + Three, 1.75 + Four, 1.66 + Seven, 1.75 + Nine, 1.50 + Eleven, 0.97 + + +If the time-value of the simple rhythm group here depended solely on +the relation of the successive stimuli to the subjective rhythm +period, no progressive diminution should be presented, for in +proportion as the absolute value of the separating intervals decreases +the true nature of this period should be more clearly manifested. It +is scarcely to be doubted that the complexity of its content is +likewise a determinant of the temporal value of this period, and that +to this factor is to be attributed the changes which are here +presented.[4] + + [4] Bolton reports a similar decrease in the temporal value of + the unit, and gives the following quantitative relations: + + Average length of 2-group, 1.590 secs. + " " " 3-group, 1.380 " + " " " 4-group, 1.228 " + " " " 6-group, 1.014 " + " " " 8-group, 1.160 " + +In subjective rhythmization the number of elements which compose the +unit is dependent solely on the relation of the subjective rhythm +period to the rate of succession among such elements. In objective +rhythm, as has been pointed out, a free treatment of the material is +rendered impossible by the determination of specific points of +increased stress, in virtue of which a new unit of change appears, +namely, the whole period elapsing from any one occurrence of +accentuation to its return. + +But this is not the sole determinant of the numerical limits of the +simple group in such objective rhythms. The structural unit must +indeed adhere to the scheme given by the period of the recurrent +accentuation; but the point at which simple successions of this figure +give place to complex structures (at which | >q. q q_| is replaced by +| >q. q q;_q. q q_|, for example) may conceivably be hastened or +retarded by other factors than that of the simple rate of succession. +The degrees of segregation and accentuation which characterize the +rhythmic unit are elements which may thus affect the higher synthesis. +Increase in either of these directions gives greater definition to the +rhythmic figure and should tend to preserve the simple group in +consciousness. The latter relation was not made the subject of special +investigation in this research. The former was taken up at a single +point. The sounds were two in number, alternately accented and +unaccented, produced by hammer-falls of 7/8 and 1/8 inch respectively. +These were given at three rates of succession, and three different +degrees of segregation were compared together. In the following table +is given, for six subjects, the average number of elements entering +into the group-form, simple or complex, under which the rhythm was +apprehended: + + +TABLE IV. + + Ratio of Beat-interval Value in Seconds of Average Interval, + to Group-interval. 5/12 3/12 2/12 + 1.000: 1.400 3.5 5.3 9.0 + 1.000: 1.000 4.0 5.4 9.6 + 1.000: 0.714 5.2 8.4 10.8 + + +The quantitative relations presented by these figures are consistent +throughout. For every rate of speed the average rhythmic group is +smallest when the interval separating the successive groups is at its +maximum; it is largest when this interval is at its minimum; while in +each case a median value is presented by the relation of uniformity +among the intervals. In the second as well as the first of the ratios +included in the foregoing table the interval which separates adjacent +groups is felt to be distinctly longer than that internal to the +group; in the third the relative durations of the two intervals are +those which support psychological uniformity. In the latter case, in +consequence of the freer passage from group to group, the continuity +of the rhythmical series is more perfectly preserved than in the +former, and the integration of its elements into higher syntheses more +extended. + +The extension of the numerical limits of the rhythm group in +subjective rhythm which appear in consequence of progressive +acceleration in the rate of succession is given for a series of six +different values of the separating intervals in the following table, +the figures of which represent the average for six observers: + + +TABLE V. + + HIGHEST UNITS WHICH APPEAR. + + Value of interval in secs.: 12/12 7/12 5/12 3/12 2/12 1/12 + No. of el's in rhythm group: 2.5 3.0 4.0 7.0 9.0 11.0 + Average duration of group: 2.500 1.750 1.666 1.750 1.500 0.917 + + SIMPLE UNITS. + + No. of els. in simplest group: 2.5 2.3 2.9 3.7 4.7 5.0 + Duration of simplest group: 2.50 1.34 1.21 0.92 0.78 0.41 + + +The rate of increase here presented in the number of elements is not +sufficiently rapid to counterbalance the acceleration of speed and +maintain a constancy in the duration of the group. The greatest value +of this period is cooerdinated with the slowest rate of succession, the +lowest with the most rapid. As the speed increases, the duration of +the rhythmic unit is shortened. Its average duration for all rates +here included is 1.680 sec., or, without the first of the series +(one-second intervals, at which only two of the observers received the +impression of rhythm), 1.516 sec. These values are not for the +simplest combinations, but for the highest synthetical unit which was +immediately apprehended in the series of stimulations. This +compounding becomes more pronounced as the rate of succession is +accelerated, but even at intervals of 5/12 and 7/12 sec. it is the +characteristic mode of apprehension. + +The number of elements in the simple groups of which these higher +units are composed, and their average duration, are also given in the +table. These likewise show a progressive increase in number, but of a +much slower rate than that manifested by the total synthesis of +elements. That is to say, in subjective rhythm as well as in +objectively figured series, subordinate rhythmical differences in the +material sink out of consciousness less rapidly than the inclusion of +fresh elements takes place; in other words, the organic complexity of +the rhythmic unit increases with every acceleration in the rate of +succession. The duration of these simple structural groups, as may be +inferred, decreases with such acceleration, but at a much more rapid +rate than is the case with the total reach of rhythmical apprehension, +the value of that unit which appears in connection with the highest +speed here included being less than half a second. The 'liveliness' of +such rapid measures is thus a resultant of several factors. It is not +a consequence solely of the more rapid rate at which the individual +stimuli succeed one another, but depends also on the shortening of the +periods of both these rhythmical units and on the progressive +divergence of the simple from the complex group. + +The influence of the rate of succession on the rhythmical unit is not +confined to its segregation from adjacent groups, but affects the +internal configuration of the measure as well. With every acceleration +in rate the relative preponderance of the interval following the +accented element (in rhythms having initial stress) increases; as the +rate is retarded, smaller and smaller degrees of difference in the +values of accented and unaccented intervals are discriminated. In this +regard the influence of reduction in the absolute value of the +separating intervals is analogous to that of increased accentuation +within the group. In fast tempos and with high degrees of emphasis the +interval following the initial accent is relatively longer, that +following the unaccented relatively shorter, than at slow tempos and +with weak emphasis. This is but another way of expressing the fact +that as the elements of the auditory series succeed one another more +and more slowly the impression of rhythm fades out and that as their +succession increases in rapidity the impression becomes more and more +pronounced. The following table presents these relations in a +quantitative form for trochaic rhythm. The figures represent the +number of times the second, or group interval, was judged to be +greater than, equal to, or less than the first or internal interval of +the group. Three rates were compared together, having average +intervals of 5/12, 3/12 and 2/12 sec. Six observers took part, but +only a small number of judgments was made by each, to which fact is +probably to be attributed the irregularities of form which appear in +the various curves: + + +TABLE VI. + + Ratio of 1st to 2d 5/12 3/12 2/12 + Interval + = - + = - + = - + 1.000: 1.057 95.0 0.0 5.0 100.0 0.0 0.0 100.0 0.0 0.0 + 1.000: 1.000 94.7 5.3 0.0 86.0 10.5 3.5 87.5 12.5 0.0 + 1.000: 0.895 40.0 60.0 0.0 46.2 49.6 3.3 74.1 18.5 7.4 + 1.000: 0.846 41.0 50.0 9.0 39.4 54.6 6.0 40.0 52.0 8.0 + 1.000: 0.800 20.0 60.0 20.0 13.0 70.0 17.0 53.8 46.2 0.0 + 1.000: 0.756 29.4 23.5 47.1 21.8 43.4 34.8 28.0 72.0 0.0 + + Av. for all ratios, 53.3 33.1 13.5 51.1 38.0 10.8 63.9 33.5 2.6 + + +Within the limits of its appearance, as the figures just presented +indicate, the force, definition and persistency of the rhythmical +impression do not continue uniform. At the lowest rates at which +rhythm appears the integration of the successive groups is weak and +their segregation indistinct. As the rate increases the definition of +the rhythmic form grows more precise, group is separated from group by +greater apparent intervals, and the accentuation of the groups +becomes more pronounced. In subjective rhythmization of an +undifferentiated series, likewise, the impression of segregation and +periodic accentuation grows more forcible and dominating as the rate +increases. The sensitiveness to form and dynamic value in the +successive groups also increases up to a certain point in the process +of acceleration. As expressed in the capacity to discriminate +departures from formal equivalence among the groups, this function +reached its maximum, for those concerned in this investigation, at +rates varying individually from 0.3 sec. to 0.6 sec. in the value of +their intervals. + +It is in virtue of its nature as an impression, as opposed to a +construction, that every structural unit, and every rhythmical +sequence into which it enters, possesses a distinct individual +quality, by which it is immediately apprehended and discriminated from +other forms, as the face of an acquaintance is remembered and +identified without detailed knowledge of the character of any feature +it possesses. For what persists from the reception of a rhythm +impression and becomes the basis of future recognition and +reproduction of it, is not the number of beats in a unit or sequence, +nor the absolute or relative intensity of the components of the group; +it is the quality of the groups as individuals, and the form of the +sequence as a whole. The phrase and verse are as vividly conceived as +the unit group; the stanza or the passage is apprehended as +immediately and simply as the bar or the measure. Of the number and +relation of the individual beats constituting a rhythmical sequence +there is no awareness whatever on the part of the aesthetic subject. I +say this without qualification. So long as the rhythmical impression +endures the analytic unit is lost sight of, the synthetic unit, or +group, is apprehended as a simple experience. When the rhythm function +is thoroughly established, when the structural form is well integrated +or familiar, it becomes well-nigh impossible to return to the analytic +attitude and discern the actual temporal and intensive relations which +enter into the rhythm. Even the quality of the organic units may lapse +from distinct consciousness, and only a feeling of the form of the +whole sequence remain. The _Gestaltsqualitaet_ of the passage or the +stanza is thus frequently appreciated and reproduced without an +awareness of its sequential relations, though with the keenest sense +of what is necessary to, or inconsistent with, its structure; so that +the slightest deviation from its form is remarked and the whole +sequence accurately reproduced. + +In order to isolate and exhibit the tendency toward rhythmization in +regularly repeated motor reactions, one should examine series of +similar movements made at different rates both as an accompaniment to +a recurrent auditory stimulus and as free expressions of the motor +impulse independent of such objective control. In the former of these +cases the series of stimuli should be undifferentiated in quality as +well as uniform in time. The rhythm which appears in such a case will +contradict the phases of an objective series which prescribes its +form, and the evidence of its existence, presented under such adverse +conditions, should be indubitable. + +As preliminary to their special work the members of the experimental +group were tested in regard to the promptness and regularity of their +reactions (by finger flexion) in accompanying a periodically recurrent +stimulus given by the beating of a metronome; records were taken also +of their capacity to estimate and maintain constant time relations by +freely tapping at intervals of one, two and five seconds. Of the +latter type of reaction the records show that a temporal grouping of +the reactions is presented in every rate of tapping. This, owing to +the large absolute intervals, is uniformly in groups of two, the first +member of which is of shorter, the second of longer duration. There is +likewise an intensive differentiation of the alternate reactions. Thus +a double rhythmical treatment appears, but while with intervals of two +seconds the phases of temporal and intensive rhythm coincide, at rates +of one and five seconds they are opposed, that is, the accentuation +falls on the initial reaction which is followed by the shorter +interval. This doubtlessly marks the emergence of that tendency to +initial accentuation which was subsequently found to prevail in all +expression of rhythm. + +The types of reaction which these records afford leave no doubt that a +fuller investigation of the matter would show the constant presence, +in all such forms of activity, of a rhythmical automatization of the +series. The special problems which such an investigation should first +resolve, relate to the dependence of the amount of rhythmical +differentiation on the rate of succession among the reactions; the +relation of the form of this reaction series to factors of attention +and control; and the significance, in connection with the process of +rhythmization, of auditory stimuli produced by and accompanying the +reaction series, that is, the comparison of soundless and sounded +reactions. + +In the second set of experiments the reactor was directed simply to +accompany the beating of a metronome by a light tapping with the +forefinger on a rubber-surfaced tambour connected with a pneumographic +registering pen, with which was aligned an electrical time-marker also +actuated by the metronome. Three rates of tapping were adopted, 60, 90 +and 120 beats per minute. No specific instructions were given as to +direction or keenness of attention on the part of the reactor; the +most natural and simple accompaniment was desired. Occasionally, for +comparison, the reactor was directed to attend closely to each +successive beat as it occurred. + +Certain questions as to the applicability of the material here +interpreted to the point in question, and as to its relation to the +objective conditions of experimentation, must be met at the outset. +The first of these is as to the actual uniformity of the metronome +series. Objective determination of its temporal regularity is +unnecessary (in so far as such a determination looks toward an +explanation of the form of tapping by reference to inequality in the +metronomic intervals). That the rhythmical phases which appear in the +accompaniment are not due to inequality in the stimulation intervals, +is shown by the reversal of relations between the metronome and its +accompaniment which occur in the midst of a continuous series of taps. +To speak roughly, a break occurs every twentieth beat. I do not refer +to minor irregularities occurring within the single group but not +affecting the form of the rhythmical accompaniment. The latter +appeared with surprising rarity, but when found were included in the +continuous calculation of averages. But in every score or so of beats +a stroke out of series would be interpolated, giving the form +| 1 >2 [1] 2 >1 |; the accompaniment being cooerdinated during the +second portion of the whole series with opposite phases of the +metronome from those with which its elements were connected in the +earlier part. Moreover, the dependence of this grouping of the sounds +on subjective attitudes may readily be made to appear. When attention +is turned keenly on the process its phases of rhythmical +differentiation decline; when the accompaniment becomes mechanical +they mount in value. When the observer tries to mark the ticking as +accurately as possible, not only does the index of his motor reactions +become more constant, but the sounds of the instrument likewise appear +more uniform. The observers report also that at one and the same time +they are aware of the regularity of the metronome and the rhythmical +nature of their tapping, while yet the conviction remains that the +accompaniment has been in time with the beats. Furthermore, if the +phases of ticking in the metronome were temporarily unlike, the motor +accompaniment by a series of observers, if accurate, should reproduce +the time-values of the process, and if inaccurate, should present only +an increase of the mean variation, without altering the characteristic +relations of the two phases. On the other hand, if the series be +uniform and subjectively rhythmized by the hearer, there should be +expected definite perversions of the objective relations, presenting a +series of increasing departures from the original in proportion as the +tendency to rhythmize varied from individual to individual. + +On the other hand, a rhythm is already presented in the sounds of the +metronome, occasioned by the qualitative differentiation of the +members of each pair of ticks, a variation which it was impossible to +eliminate and which must be borne in mind in estimating the following +results. + +Five reactors took part in the experiment, the results of which are +tabulated in the following pages. The figures are based on series of +one hundred reactions for each subject, fifty accompaniments to each +swing and return of the metronome pendulum. When taken in series of +ten successive pairs of reactions, five repetitions of the series will +be given as the basis of each average. The quantitative results are +stated in Tables VII.-XIV., which present the proportional values of +the time intervals elapsing between the successive reactions of an +accompaniment to the strokes of a metronome beating at the rates of +60, 90 and 120 per minute. + + +TABLE VII. + + I. AVERAGES ACCORDING TO REACTORS OF ALL RATES FOR BOTH PHASES. + + (_a_) In Series of Ten Successive Pairs of Beats. + + Subject. I II III IV V VI VII VIII IX X + + J. 1.000 1.005 1.022 1.053 1.044 1.116 1.058 1.061 1.055 1.052 + K. 1.000 1.027 1.057 1.111 1.093 1.086 1.074 1.096 1.093 1.071 + N. 1.000 1.032 1.062 0.990 1.009 0.980 1.019 1.040 1.067 1.040 + + Aver. 1.000 1.021 1.047 1.051 1.049 1.061 1.050 1.066 1.072 1.054 + + +TABLE VIII. + + (_b_) First and Second Halves of the Preceding Combined in Series of + Five. + + Subject. I II III IV V + J. 1.058 1.031 1.041 1.054 1.048 + K. 1.043 1.050 1.076 1.102 1.082 + N. 0.990 1.025 1.051 1.028 1.024 + + Aver. 1.030 1.035 1.056 1.061 1.051 + + +TABLE IX. + + AVERAGES OF ALL RATES AND SUBJECTS ACCORDING TO PHASES OF METRONOME. + + (_a_) In Series of Ten Successive Reactions in Accompaniment of Each + Phase. + + Phase. I II III IV V VI VII VIII IX X + First, 1.000 1.055 1.102 1.097 1.082 1.066 1.053 1.123 1.120 1.074 + Second, 1.000 0.988 0.992 1.007 1.016 1.055 1.015 1.009 1.024 1.001 + + +TABLE X. + + (_b_) First and Second Halves of the Preceding Combined in Series of + Five. + + Phase. I II III IV V + First, 1.033 1.054 1.112 1.108 1.078 + Second, 1.027 1.001 1.000 1.015 1.008 + + +TABLE XI. + + AVERAGES OF ALL SUBJECTS ACCORDING TO RATES AND PHASES OF METRONOME. + + (_a_) First Phase, Series of Ten Successive Reactions. + + Rate. _I II III IV V VI VII VIII IX X_ + 60 1.000 1.168 1.239 1.269 1.237 1.209 1.265 1.243 1.237 1.229 + 90 1.000 1.048 1.063 1.095 1.086 1.069 1.102 1.127 1.168 1.095 + 120 1.000 1.004 0.942 1.043 1.057 0.978 0.949 1.065 1.065 0.967 + + +TABLE XII. + + (_b_) Second Phase, Series of Ten Successive Reactions. + + Rate. I II III IV V VI VII VIII IX X + 60 1.000 0.963 0.942 0.947 1.009 0.695 0.993 0.995 1.023 0.996 + 90 1.000 0.893 0.987 1.018 1.036 1.005 0.995 1.000 0.977 1.000 + 120 1.000 1.000 0.990 1.048 1.040 1.007 0.986 1.030 1.037 0.962 + + +TABLE XIII. + + AVERAGES OF ALL SUBJECTS AND BOTH PHASES OF METRONOME ACCORDING TO + RATES. + + (_a_) In Series of Ten. + + Rate. I II III IV V VI VII VIII IX X + 60 1.000 1.065 1.140 1.108 1.123 0.952 1.129 1.119 1.130 1.112 + 90 1.000 0.970 1.025 1.056 1.061 1.037 1.048 1.063 1.072 1.047 + 120 1.000 1.000 0.990 1.048 1.040 1.007 0.986 1.030 1.037 0.962 + + +TABLE XIV. + + (_b_) Above Combined in Series of Five. + + Rate. I II III IV V + 60 0.976 1.097 1.129 1.119 1.117 + 90 1.018 1.009 1.044 1.059 1.054 + 120 1.003 0.993 1.010 1.042 1.001 + + +In the following table (XV.) is presented the average proportional +duration of the intervals separating the successive reactions of these +subjects to the stimulations given by the alternate swing and return +of the pendulum. + + +TABLE XV. + + Subject. Rate: 60. Rate: 90. Rate: 120. + B. 0.744 : 1.000 0.870 : 1.000 0.773 : 1.000 + J. 0.730 : 1.000 0.737 : 1.000 0.748 : 1.000 + K. 0.696 : 1.000 0.728 : 1.000 0.737 : 1.000 + N. 0.526 : 1.000 0.844 : 1.000 0.893 : 1.000 + + +The corresponding intensive values, as measured by the excursion of +the recording pen, are as follows: + + +TABLE XVI. + + Subject. Rate: 60. Rate: 90. Rate: 120. + B. (1.066 : 1.000) 0.918 : 1.000 (1.010 : 1.000) + J. 0.938 : 1.000 0.943 : 1.000 0.946 : 1.000 + K. 0.970 : 1.000 0.949 : 1.000 (1.034 : 1.000) + N. 0.883 : 1.000 0.900 : 1.000 0.950 : 1.000 + + +These figures present a double process of rhythmic differentiation, +intensively into stronger and weaker beats, and temporally into +longer and shorter intervals. The accentuation of alternate elements +has an objective provocative in the qualitative unlikeness of the +ticks given by the swing and return of the pendulum. This phase is, +however, neither so clearly marked nor so constant as the temporal +grouping of the reactions. In three cases the accent swings over to +the shorter interval, which, according to the report of the subjects, +formed the initial member of the group when such grouping came to +subjective notice. This latter tendency appears most pronounced at the +fastest rate of reaction, and perhaps indicates a tendency at rapid +tempos to prefer trochaic forms of rhythm. In temporal grouping the +cooerdination of results with the succession of rates presents an +exception only in the case of one subject (XV. B, Rate 120), and the +various observers form a series in which the rhythmizing tendency +becomes more and more pronounced. + +Combining the reactions of the various subjects, the average for all +shows an accentuation of the longer interval, as follows: + + +TABLE XVII. + + Rate. Temp. Diff. Intens. Diff. + 60 0.674 : 1.000 0.714 : 1.000 + 90 0.795 : 1.000 0.927 : 1.000 + 120 0.788 : 1.000 0.985 : 1.000 + + +The rhythmical differentiation of phases is greatest at the slowest +tempo included in the series, namely, one beat per second, and it +declines as the rate of succession increases. It is impossible from +this curve to say, however, that the subjective rhythmization of +uniform material becomes more pronounced in proportion as the +intervals between the successive stimulations increase. Below a +certain rapidity the series of sounds fails wholly to provoke the +rhythmizing tendency; and it is conceivable that a change in the +direction of the curve may occur at a point beyond the limits included +within these data. + +The introduction from time to time of a single extra tap, with the +effect of transposing the relations of the motor accompaniment to the +phases of the metronome, has been here interpreted as arising from a +periodically recurring adjustment of the reaction process to the +auditory series which it accompanies, and from which it has gradually +diverged. The departure is in the form of a slow retardation, the +return is a swift acceleration. The retardation does not always +continue until a point is reached at which a beat is dropped from, or +an extra one introduced into, the series. In the course of a set of +reactions which presents no interpolation of extra-serial beats +periodic retardation and acceleration of the tapping take place. This +tertiary rhythm, superimposed on the differentiation of simple phases, +has, as regards the forms involved in the present experiments, a +period of ten single beats or five measures. + +From the fact that this rhythm recurs again and again without the +introduction of an extra-serial beat it is possible to infer the +relation of its alternate phases to the actual rate of the metronome. +Since the most rapid succession included was two beats per second, it +is hardly conceivable that the reactor lost count of the beats in the +course of his tapping. If, therefore, the motor series in general +parallels the auditory, the retardations below the actual metronome +rate must be compensated by periods of acceleration above it. Regarded +in this light it becomes questionable if what has been called the +process of readjustment really represents an effort to restore an +equilibrium between motor and auditory processes after an involuntary +divergence. I believe the contrasting phases are fundamental, and that +the changes represent a free, rhythmical accompaniment of the +objective periods, which themselves involve no such recurrent +differentiation. + +Of the existence of higher rhythmic forms evidence will be afforded by +a comparison of the total durations of the first and second +five-groups included in the decimal series. Difference of some kind is +of course to be looked for; equivalence between the groups would only +be accidental, and inequality, apart from amount and constancy, is +insignificant. In the results here presented the differentiation is, +in the first place, of considerable value, the average duration of the +first of these groups bearing to the second the relation of +1.000:1.028. + +Secondly, this differentiation in the time-values of the respective +groups is constant for all the subjects participating. The ratios in +their several cases are annexed: + + +TABLE XVIII. + + Subject. Ratio. + J. 1.000:1.042 + K. 1.000:1.025 + N. 1.000:1.010 + + +It is perhaps significant that the extent of this differentiation--and +inferably the definition of rhythmical synthesis--corresponds to the +reported musical aptitudes of the subjects; J. is musically trained, +K. is fond of music but little trained, N. is without musical +inclination. + +The relations of these larger rhythmical series repeat those of their +constituent groups--the first is shorter, the second longer. The two +sets of ratios are brought together for comparison in the annexed +table: + + +TABLE XIX. + + Subject. Unit-Groups. Five Groups. + J. 1.000:1.354 1.000:1.042 + K. 1.000:1.388 1.000:1.025 + N. 1.000:1.326 1.000:1.010 + + +It is to be noted here, as in the case of beating out specific +rhythms, that the index of differentiation is greater in simple than +in complex groups, the ratios for all subjects being, in simple +groups, 1.000:1.356, and in series of five, 1.000:1.026. + +There is thus present in the process of mechanically accompanying a +series of regularly recurring auditory stimuli a complex rhythmization +in the forms, first, of a differentiation of alternate intervals, and +secondly, of a synthesis of these in larger structures, a process here +traced to the third degree, but which may very well extend to the +composition of still more comprehensive groups. The process of +reaction is permeated through and through by rhythmical +differentiation of phases, in which the feeling for unity and +equivalence must hold fast through really vast periods as the long +slow phases swing back and forth, upon which takes place a swift and +yet swifter oscillation of rhythmical values as the unit groups become +more limited, until the opposition of single elements is reached. + + +III. THE CHARACTERISTICS OF THE RHYTHMICAL UNIT. + + +A. _The Number of Elements in the Group and its Limits._ + +The number of elements which the rhythmical group contains is related, +in the first place, to the rate of succession among the elements of +the sequence. This connection has already been discussed in so far as +it bears on the forms of grouping which appear in an undifferentiated +series of sounds in consequence of variations in the absolute +magnitude of the intervals which separate the successive stimuli. In +such a case the number of elements which enter into the unit depends +solely on the rate of succession. The unit presents a continuous +series of changes from the lowest to the highest number of +constituents which the simple group can possibly contain, and the +synthesis of elements itself changes from a succession of simple forms +to structures involving complex subordination of the third and even +fourth degree, without other change in the objective series than +variations in tempo. + +When objectively defined rhythm types are presented, or expression is +given to a rhythm subjectively defined by ideal forms, these simple +relations no longer hold. Acceleration or retardation of speed does +not unconditionally affect the number of elements which the rhythm +group contains. In the rhythmization of an undifferentiated series the +recurrence of accentuation depends solely on subjective conditions, +the temporal relations of which can be displaced only within the +limits of single intervals; for example, if a trochaic rhythm +characterizes a given tempo, the rhythm type persists under conditions +of progressive acceleration only in so far as the total duration of +the two intervals composing the unit approximates more closely to the +subjective rhythm period than does that of three such intervals. When, +in consequence of the continued reduction of the separating intervals, +the latter duration presents the closer approximation, the previous +rhythm form is overthrown, accentuation attaches to every third +instead of to alternate elements, and a dactylic rhythm replaces the +trochaic. + +In objective rhythms, on the other hand, the determination of specific +points of increased stress makes it impossible thus to shift the +accentuation back and forth by increments of single intervals. The +unit of displacement becomes the whole period intervening between any +two adjacent points of accentuation. The rhythm form in such cases is +displaced, not by those of proximately greater units, but only by such +as present multiples of its own simple groups. Acceleration of the +speed at which a simple trochaic succession is presented results thus, +first, in a more rapid trochaic tempo, until the duration of two +rhythm groups approaches more nearly to the period of subjective +rhythmization, when--the fundamental trochaism persisting--the +previous simple succession is replaced by a dipodic structure in which +the phases of major and minor accentuation correspond to the +elementary opposition of accented and unaccented phases. In the same +way a triplicated structure replaces the dipodic as the acceleration +still continues; and likewise of the dactylic forms. + +We may say, then, that the relations of rate to complexity of +structure present the same fundamental phenomena in subjective +rhythmization and objectively determined types, the unit of change +only differing characteristically in the two cases. The wider range of +subjective adjustment in the latter over the former experience is due +to the increased positive incentive to a rhythmical organic +accompaniment afforded by the periodic reinforcement of the objective +stimulus. + +An investigation of the limits of simple rhythmical groups is not +concerned with the solution of the question as to the extent to which +a reactor can carry the process of prolonging the series of elements +integrated through subordination to a single dominant accentuation. +The nature of such limits is not to be determined by the introspective +results of experiments in which the observer has endeavored to hold +together the largest possible number of elements in a simple group. +When such an attempt is made a wholly artificial set of conditions, +and presumably of mechanisms, is introduced, which makes the +experiment valueless in solving the present problem. Both the +direction and the form of attention are adverse to the detection of +rhythmical complications under such conditions. Attention is directed +away from the observation of secondary accents and toward the +realization of a rhythm form having but two simple phases, the first +of which is composed of a single element, while within the latter +fall all the rest of the group. Such conditions are the worst possible +for the determination of the limits of simple rhythm groups; for the +observer is predisposed from the outset to regard the whole group of +elements lying within the second phase as undifferentiated. Thus the +conditions are such as to postpone the recognition of secondary +accents far beyond the point at which they naturally arise. + +But further, such an attempt to extend the numerical scope of simple +rhythm groups also tends to transform and disguise the mechanism by +which secondary stresses are produced, and thereby to create the +illusion of an extended simple series which does not exist. For we +have no right to assume that the process of periodic accentuation in +such a series, identical in function though it be, involves always the +same form of differentiation in the rhythmical material. If the +primary accentuation be given through a finger reaction, the fixating +of that specific form of change will predispose toward an overlooking +of secondary emphases depending on minor motor reactions of a +different sort. The variety of such substitutional mechanisms is very +great, and includes variations in the local relations of the finger +reaction, movements of the head, eyes, jaws, throat, tongue, etc., +local strains produced by simultaneous innervation of flexor and +extensor muscles, counting processes, visual images, and changes in +ideal significance and relation of the various members of the group. +Any one of these may be seized upon to mediate the synthesis of +elements and thus become an unperceived secondary accentuation. + +Our problem is to determine at what point formal complication of the +rhythmical unit tends naturally to arise. How large may such a group +become and still remain fundamentally simple, without reduplication of +accentual or temporal differentiation? The determination of such +limits must be made on the basis of quantitative comparison of the +reactions which enter into larger and smaller rhythmical series, on +the one hand, and, on the other, of the types of structure which +appear in subjective rhythmization and the apprehension of objective +rhythms the forms of which are antecedently unknown to the hearer. The +evidence from subjective rhythms is inconclusive. The prevailing +types are of two and three beats. Higher forms appear which are +introspectively simple, but introspection is absolutely unable to +solve the problem as to the possible composite nature of these +extended series. The fact that they are confined to even numbers, the +multiples of two, and to such odd-numbered series as are multiples of +three, without the appearance of the higher primes, indicates the +existence in all these groups of secondary accentuation, and the +resolution of their forms into structures which are fundamentally +complications of units of two and three elements only. The process of +positive accentuation which appears in every higher rhythmical series, +and underlying its secondary changes exhibits the same reduction of +their elementary structure to double and triple groups, has been +described elsewhere in this report. Here it is in place to point out +certain indirect evidence of the same process of resolution as +manifested in the treatment of longer series of elements. + +The breaking up of such series into subgroups may not be an explicitly +conscious process, while yet its presence is indispensable in giving +rhythmical form to the material. One indication of such +undiscriminated rhythmical modification is the need of making or +avoiding pauses between adjacent rhythmical groups according as the +number of their constituents varies. Thus, in rhythms having units of +five, seven, and nine beats such a pause was imperative to preserve +the rhythmical form, and the attempt to eliminate it was followed by +confusion in the series; while in the case of rhythms having units of +six, eight, and ten beats such a pause was inadmissible. This is the +consistent report of the subjects engaged in the present +investigation; it is corroborated by the results of a quantitative +comparison of the intervals presented by the various series of +reactions. The values of the intervals separating adjacent groups for +a series of such higher rhythms are given in Table XX. as proportions +of those following the initial, accented reaction. + + +TABLE XX. + + Rhythm. Initial Interval. Final Interval + Five-Beat, 1.000 1.386 + Six " 1.000 0.919 + Seven " 1.000 1.422 + Eight " 1.000 1.000 + Nine " 1.000 1.732 + Ten " 1.000 1.014 + + +The alternate rhythms of this series fall into two distinct groups in +virtue of the sharply contrasted values of their final intervals or +group pauses. The increased length of this interval in the +odd-numbered rhythms is unquestionably due to a subdivision of the +so-called unit into two parts, the first of which is formally +complete, while the latter is syncopated. In the case of five-beat +rhythms, this subdivision is into threes, the first three of the five +beats which compose the so-called unit forming the primary subgroup, +while the final two beats, together with a pause functionally +equivalent to an additional beat and interval, make up the second, the +system being such as is expressed in the following notation: +| .q. q q; >q. q % |. The pause at the close of the group is +indispensable, because on its presence depends the maintenance of +equivalence between the successive three-groups. On the other hand, +the introduction of a similar pause at the close of a six-beat group +is inadmissible, because the subdivision is into three-beat groups, +each of which is complete, so that the addition of a final pause would +utterly unbalance the first and second members of the composite group, +which would then be represented by the following notation: +| >q. q q; .q. q q % |; that is, a three-group would alternate with a +four-group, the elements of which present the same simple time +relations, and the rhythm, in consequence, would be destroyed. The +same conditions require or prevent the introduction of a final pause +in the case of the remaining rhythm forms. + +The progressive increase in the value of the final interval, which +will be observed in both the odd-and even-numbered rhythms, is +probably to be attributed to a gradual decline in the integration of +the successive groups into a well-defined rhythmical sequence. + +This subdivision of material into two simple phases penetrates all +rhythmical structuring. The fundamental fact in the constitution of +the rhythmical unit is the antithesis of two phases which we call the +accented and the unaccented. In the three-beat group as in the +two-beat, and in all more complex grouping, the primary analysis of +material is into these two phases. The number of discriminable +elements which enter each phase depends on the whole constitution of +the group, for this duality of aspect is carried onward from its point +of origin in the primary rhythm group throughout the most complex +combination of elements, in which the accented phase may comprise an +indefinitely great number of simple elements, thus: + + ______ __________ ______________ + / \ / \ / \ + > . > . >> . + | q q ; q q |, | q q q; q q q |, | q q q q; q q q q |, etc. + \_/ + > + +An indication of this process of differentiation into major and minor +phases appears in the form of rhythm groups containing upwards of four +elements. In these the tendency is, as one observer expresses it, 'to +consider the first two beats as a group by themselves, with the others +trailing off in a monotonous row behind.' As the series of elements +thus bound up as a unit is extended, the number of beats which are +crowded into the primary subgroup also increases. When the attempt was +made to unite eleven or twelve reactions in a single group, the first +four beats were thus taken together, with the rest trailing off as +before. It is evident that the lowest groups with which attention +concerned itself here were composed of four beats, and that the actual +form of the (nominally) unitary series of eleven beats was as follows: + + _______________________ + / \ + >> > > + | q q q q; q q q q; q q q q |. + . . . + +The subscripts are added in the notation given above because it is to +be doubted if a strictly simple four-beat rhythm is ever met with. Of +the four types producible in such rhythm forms by variation in the +accentual position, three have been found, in the course of the +present investigation, to present a fundamental dichotomy into units +of two beats. Only one, that characterized by secondary accentuation, +has no such discriminable quality of phases. Of this form two things +are to be noted: first, that it is unstable and tends constantly to +revert to that with initial stress, with consequent appearance of +secondary accentuation; and second, that as a permanent form it +presents the relations of a triple rhythm with a grace note prefixed. + +The presence of this tendency to break up the four-rhythm into +subgroups of two beats explains a variety of peculiarities in the +records of this investigation. The four-beat rhythm with final accent +is found most pleasant at the close of a rhythmical sequence. The +possibility of including it in a continuous series depends on having +the final interval of 'just the right length.' If one keeps in mind +that a secondary initial accent characterizes this rhythm form, the +value required in this final interval is explained by the resolution +of the whole group into two units of three beats each, the latter of +the two being syncopated. The pause is of 'just the right length' when +it is functionally equal to two unaccented elements with their +succeeding intervals, as follows: | .q. q q; .q % % |. + +Likewise in four-rhythms characterized by initial stress there appears +a tendency to accent the final beat of the group, as well as that to +accent the third. Such a series of four may therefore break up in +either of two ways, into | >q. q; .q q | on a basis of two-beat units, +or into | .q. q q; >q % %| on a basis of three-beat units. + +The persistence of these simple equivalences appears also in the +treatment of syncopated measures and of supplementary or displaced +accents. Of the form | >q. q >q. | one reactor says, and his +description may stand for all, "This deliberate introduction of a +third accent on the last beat is almost impossible for me to keep. The +single group is easy enough and rather agreeable, but in a succession +of groups the secondarily accented third beat comes against the first +of the next group with a very disagreeable effect." This is the case +where no pause intervenes between the groups, in which case the rhythm +is destroyed by the suppression, in each alternate simple group, of +the unaccented phase; thus, | >q. q >q. | alone is pleasant, because +it becomes | .q. q; >q % |, but in combination with preceding and +succeeding groups it is disagreeable, because it becomes in reality +| >q. q; .q % |, etc. A long pause between the groups destroys this +disagreeableness, since the lacking phase of the second subgroup is +then restored and the rhythm follows its normal course. + +The amphibrachic form, | >q q. q |, is more difficult to maintain than +either the dactylic or the trochaic, and in a continuous series tends +to pass over into one of these, usually the former. 'With sufficient +pause,' the reactors report, 'to allow the attitude to die away,' it +is easily got. The same inability to maintain this form in +consciousness appears when a continuous series of clicks is given, +every third of which is louder than the rest. Even when the beginning +of the series is made coincident with the initial phase of the +amphibrachic group the rhythmic type slips over into the dactylic, in +spite of effort. In this, as in the preceding type of reaction, if the +interval separating adjacent groups be lengthened, the rhythm is +maintained without trouble. The 'dying away' of the attitude lies +really in such an arrangement of the intervals as will formally +complete a phrase made up of simple two-beat units. + +The positive evidence which this investigation affords, points to the +existence of factors of composition in all rhythms of more than three +beats; and a variety of peculiarities which the results present can be +explained--and in my estimation explained only--on the basis of such +an assumption. I conclude, therefore, that strictly stated the +numerical limit of simple rhythm groups is very soon reached; that +only two rhythmical units exist, of two and three beats respectively; +that in all longer series a resolution into factors of one of these +types takes place; and, finally, that the subordination of higher +rhythmical quantities of every grade involves these simple relations, +of which, as the scope of the synthesis increases, the opposition of +simple alternate phases tends more and more to predominate over +triplicated structures. + +Variation in the number of elements which enter into the rhythmic +unit does not affect the sense of equivalence between successive +groups, so long as the numerical increase does not reach a point at +which it lessens the definiteness of the unit itself. For the purpose +of testing this relation the reactors beat out a series of rhythm +forms from 'one-beat' rhythms to those in which the group consisted of +seven, eight and nine elements, and in which the units were either +identical with one another or were made up of alternately larger and +smaller numbers of elements. Two questions were to be answered in each +case; the manner in which these various changes affected the sense of +rhythmical equivalence in the alternate groups, and the variations in +affective quality which these changes introduced into the experience. +With the former of these problems we are here concerned. From +'one-beat' to four-beat rhythms the increase in number of constituents +in no way affects the sense of rhythmical equivalence. Beyond this +point there is a distinct falling off. 'The first part of the rhythm +begins to fade away before the end of the second,' says one; and +another: 'The series then reverts to a monotonous succession without +feeling of rhythm.' This decline marks those groups composed of an odd +number of elements much earlier and more strongly than those which +contain an even number. The sense of equivalence has fallen off at +five and practically disappears at seven beats, while groups of six +and eight retain a fairly definite value as units in a rhythmical +sequence. This peculiar relation must be due to the subconscious +resolution of the larger symmetrical groups into smaller units of +three and four constituents respectively. + +Likewise the introduction of variations in the figure of the +group--that is, in the number of elements which enter into the groups +to be compared, the distribution of time values within them, the +position of accents, rests, and the like--does not in any way affect +the sense of equivalence between the unlike units. Against a group of +two, three, four, or even five elements may be balanced a syncopated +measure which contains but one constituent, with the sense of full +rhythmical equivalence in the functional values of the two types. +Indeed, in the case of five-beat rhythms the definition of values is +greater when such opposition finds place than when the five-beat +group is continuously repeated. This is to be explained doubtlessly by +the more definite integration into a higher rhythmical unity which is +afforded under the former conditions. + +The number and the distribution of elements are factors variable at +will, and are so treated in both musical and poetical expression. The +condition which cannot be transgressed is the maintenance of strict +temporal relations in the succession of total groups which constitute +the rhythmical sequence. These relations are, indeed, not invariable +for either the single interval or the duration of the whole group, but +they are fixed functions of the dynamic values of these elements and +units. Two identically figured groups (_e.g._, | >q. q q | >q. q q | +), no more possess rhythmically substitutionary values than does the +opposition of a single beat to an extended series (_e.g._, +| >q. | >q. q q | ), apart from this factor of temporal proportion. +Those groups which are identical in figure must also be uniform in +duration if they are to enter as substitutionary groups into a +rhythmical sequence.[5] When the acatalectic type is alternately +departed from and returned to in the course of the rhythmical +sequence, the metrical equivalents must present total time-values +which, while differing from that of the full measure in direction and +degree, in dependence on the whole form of their structure, maintain +similar fixed relations to the primary type. The changes which these +flexible quantities undergo will here only be indicated. If the +substitutionary groups be of different figures, that which comprises +the larger number of elements will occupy the greater time, that which +contains fewer, the less. + + [5] Theoretically and strictly identical; this abstracts from + the cooerdination of such identical groups as major and minor + components of a higher rhythmical synthesis, which is really + never absent and in virtue of which the temporal values of the + groups are also differentiated. + +I do not forget the work of other observers, such as Bruecke, who finds +that dactyls which appear among trochees are of less duration than the +latter, nor do I impugn their results. The rhythmical measure cannot +be treated as an isolated unit; it must always be considered in its +structural relations to the rhythmical sequence of which it forms a +part. Every non-conforming measure is unquestionably affected by the +prevailing type of the rhythmical sequence in which it occurs. Bruecke +points out the converse fact that those trochees and iambs are longest +which appear in dactylic or other four-measures; but this ignores the +complexity of the conditions on which the character of these intrusive +types depends. The time-values of such variants are also dependent on +the numerical preponderance of the typical form in the whole series. +When a single divergent form appears in the sequence the dynamic +relations of the two types is different from that which obtains when +the numbers of the two approach equality, and the effect of the +prevailing form on it is proportionally greater. Secondly, the +character of such variants is dependent on the subordinate +configuration of the sequence in which they appear, and on their +specific functions within such minor rhythmical figures. The relative +value of a single dactyl occurring in an iambic pentameter line cannot +be predicated of cases in which the two forms alternate with each +other throughout the verse. Not only does each type here approximate +the other, but each is affected by its structural relation to the +proximately higher group which the two alternating measures compose. +Thirdly, the quantitative values of these varying forms is related to +their logical significance in the verse and the degree of accentuation +which they receive. Importance and emphasis increase the duration of +the measure; the lack of either shortens it. In this last factor, I +believe, lies the explanation of the extreme brevity of dactyls +appearing in three-rhythms. When a specific rhythm type is departed +from, for the purpose of giving emphasis to a logically or metrically +important measure, the change is characteristically in the direction +of syncopation. Such forms, as has been said elsewhere, mark nodes of +natural accentuation and emphasis. Hence, the dactyl introduced into +an iambic or trochaic verse, which, so far as concerns mere number of +elements, tends to be extended, may, in virtue of its characteristic +lack of accentuation and significance, be contracted below the value +of the prevailing three-rhythm. Conversely the trochee introduced into +a dactylic sequence, in consequence of its natural accentuation or +importance, may exceed in time-value the typical four-rhythm forms +among which it appears. The detailed examination of the relation of +temporal variations to numerical predominance in the series, to +subordinate structural organization, and to logical accentuation, in +our common rhythms, is a matter of importance for the general +investigation which remains still to be carried out. In so far as the +consideration of these factors entered into the experimental work of +the present research, such quantitative time relations are given in +the following table, the two types in all cases occurring in simple +alternation: + + +TABLE XXI. + + Rhythm. 1st Meas. 2d Meas. Rhythm. 1st Meas. 2d Meas. + + . > > > > . + q q q; q q % 1.000 1.091 q q %; q q q 1.000 1.140 + . > > . + q q q; q q % 1.000 1.159 q q %; q q q 1.000 1.021 + . > > . + q q q; q q % 1.000 1.025 q q %; q q q 1.000 1.267 + > . . > + q q q; q q % 1.000 0.984 q q %; q q q 1.000 1.112 + > . . > + q q q; q q % 1.000 0.766 q q %; q q q 1.000 1.119 + + +As the disparity in numerical constitution increases, so will also the +divergence in time-value of the two groups concerned. When +differentiation into major and minor phases is present, the duration +of the former will be greater than that of the latter. Hence, in +consequence of the combination of these two factors--_e.g._, in a +syncopated measure of unusual emphasis--the characteristic time-values +may be inverted, and the briefer duration attach to that unit which +comprises the greater number of elements. Intensive values cannot take +the place of temporal values in rhythm; the time form is fundamental. +Through all variations its equivalences must be adhered to. Stress +makes rhythm only when its recurrence is at regular intervals. The +number of subordinate factors which combine with the accented element +to make the group is quite indifferent. But whether few or many, or +whether that element on which stress falls stands alone (as it may), +the total time values of the successive groups must be sensibly +equivalent. When a secondary element is absent its place must be +supplied by a rest of equivalent time-value. If these proper temporal +conditions be not observed no device of intensive accentuation will +avail to produce the impression of metrical equivalence among the +successive groups. + + +B. _The Distribution of Elements Within the Group._ + +(_a_) The Distribution of Intensities. + +In the analysis of the internal constitution of the rhythmic unit, as +in other parts of this work, the investigation follows two distinct +lines, involving the relations of rhythm as apprehended, on the one +hand, and the relations of rhythm as expressed, on the other; the +results in the two cases will be presented separately. A word as to +the method of presentation is necessary. The fact that in connection +with each experiment a group of questions was answered gives rise to +some difficulty in planning the statement of results. It is a simple +matter to describe a particular set of experiments and to tell all the +facts which were learned from them; but it is not logical, since one +observation may have concerned the number of elements in the rhythmic +unit, another their internal distribution, and a third their +coalescence in a higher unity. On the other hand, the statement of +each of these in its own proper connection would necessitate the +repetition of some description, however meager, of the conditions of +experimentation in connection with each item. For economy's sake, +therefore, a compromise has been made between reporting results +according to distribution of material and according to distribution of +topics. The evidence of higher grouping, for example, which is +afforded by variations in duration and phases of intensity in +alternate measures, will be found appended to the sections on these +respective classes of material. + +In all the following sections the hammer-clang apparatus formed the +mechanism of experimentation in sensory rhythms, while in reactive +rhythms simple finger-tapping was employed. + +In comparing the variations in stress which the rhythmical material +presents, the average intensities of reaction for the whole group has +been computed, as well as the intensities of the single reactions +which compose it. This has been done chiefly in view of the unstable +intensive configuration of the group and the small amount of material +on which the figures are based. The term is relative; in ascertaining +the relations of intensity among the several members of the group, at +least ten successive repetitions, and in a large part of the work +fifty, have been averaged. This is sufficient to give a clear +preponderance in the results to those characteristics which are really +permanent tendencies in the rhythmical expression. This is especially +true in virtue of the fact that throughout these experiments the +subject underwent preliminary training until the series of reactions +could be easily carried out, before any record of the process was +taken. But when such material is analyzed in larger and smaller series +of successive groups the number of reactions on which each average is +based becomes reduced by one half, three quarters, and so on. In such +a case the prevailing intensive relations are liable to be interfered +with and transformed by the following factor of variation. When a +wrong intensity has accidentally been given to a particular reaction +there is observable a tendency to compensate the error by increasing +the intensity of the following reaction or reactions. This indicates, +perhaps, the presence of a sense of the intensive value of the whole +group as a unity, and an attempt to maintain its proper relations +unchanged, in spite of the failure to make exact cooerdination among +the components. But such a process of compensation, the disappearance +of which is to be looked for in any long series, may transpose the +relative values of the accented elements in two adjacent groups when +only a small number of reactions is taken into account, and make that +seem to receive the major stress which should theoretically receive +the minor, and which, moreover, does actually receive such a minor +stress when the value of the whole group is regarded, and not solely +that member which receives the formal accentuation. + +The quantitative analysis of intensive relations begins with triple +rhythms, since its original object was to compare the relative +stresses of the unaccented elements of the rhythmic group. These +values for the three forms separately are given in Table XXII., in +which the value of the accented element in each case is represented by +unity. + + +TABLE XXII. + + Rhythm. 1st Beat. 2d Beat. 3d Beat. + + Dactylic, 1.000 0.436 0.349 + Amphibrachic, 0.488 1.000 0.549 + Anapaestic, 0.479 0.484 1.000 + + +The dactylic form is characterized by a progressive decline in +intensity throughout the series of elements which constitute the +group. The rate of decrease, however, is not continuous. There is a +marked separation into two grades of intensity, the element receiving +accentual stress standing alone, those which possess no accent falling +together in a single natural group, as shown in the following ratios: +first interval to third, 1.000:0.349; second interval to third, +1.000:0.879. One cannot say, therefore, that in such a rhythmic form +there are two quantities present, an accented element and two +undifferentiated elements which are unaccented. For the average is not +based on a confused series of individual records, but is consistently +represented by three out of four subjects, the fourth reversing the +relations of the second and third elements, but approximating more +closely to equivalence than any other reactor (the proportional values +for this subject are 1.000; 0.443; 0.461). Moreover, this reactor was +the only musically trained subject of the group, and one in whom the +capacity for adhering to the logical instructions of the experiment +appears decidedly highest. + +In the amphibrachic form the average again shows three degrees of +intensity, three out of four subjects conforming to the same type, +while the fourth reverses the relative values of the first and third +intervals. The initial element is the weakest of the group, and the +final of median intensity, the relation for all subjects being in the +ratio, 1.000:1.124. The amphibrachic measure begins weakly and ends +strongly, and thus approximates, we may say, to the iambic type. + +In the anapaestic form the three degrees of intensity are still +maintained, three out of four subjects giving consistent results; and +the order of relative values is the simple converse of the dactylic. +There is presented in each case a single curve; the dactyl moves +continuously away from an initial accent in an unbroken decrescendo, +the anapaest moves continuously toward a final accent in an unbroken +crescendo. But in the anapaestic form as well as in the dactylic there +is a clear duality in the arrangement of elements within the group, +since the two unaccented beats fall, as before, into one natural +group, while the accented element is set apart by its widely +differentiated magnitude. The ratios follow: first interval to second, +1.000:1.009; first interval to third, 1.000:2.084. + +The values of the three elements when considered irrespective of +accentual stress are as follows: First, 1.000; second, 1.001; third, +0.995. No characteristic preponderance due to primacy of position +appears as in the case of relative duration. The maximum value is +reached in the second element. This is due to the cooeperation of two +factors, namely, the proximity of the accentual stress, which in no +case is separated from this median position by an unaccented element, +and the relative difficulty in giving expression to amphibrachic +rhythms. The absolute values of the reactions in the three forms is of +significance in this connection. Their comparison is rendered possible +by the fact that no change in the apparatus was made in the course of +the experiments. They have the following values: Dactylic, 10.25; +amphibrachic, 12.84; anapaestic, 12.45. The constant tendency, when any +difficulty in cooerdination is met with, is to increase the force of +the reactions, in the endeavor to control the formal relations of the +successive beats. If such a method of discriminating types be applied +to the present material, then the most easily cooerdinated--the most +natural--form is the dactyl; the anapaest stands next; the amphibrach +is the most unnatural and difficult to cooerdinate. + +The same method of analysis was next applied to four-beat rhythms. The +proportional intensive values of the successive reactions for the +series of possible accentual positions are given in the following +table: + + +TABLE XXIII. + + Stress. 1st Beat. 2d Beat. 3d Beat. 4th Beat. + + Initial, 1.000 0.575 0.407 0.432 + Secondary, 0.530 1.000 0.546 0.439 + Tertiary, 0.470 0.407 1.000 0.453 + Final, 0.492 0.445 0.467 1.000 + + +The first and fourth forms follow similar courses, each marked by +initial and final stress; but while this is true throughout in the +fourth form, it results in the first form from the preponderance of +the final interval in a single individual's record, and therefore +cannot be considered typical. The second and third forms are preserved +throughout the individual averages. The second form shows a maximum +from which the curve descends continuously in either direction; in the +third a division of the whole group into pairs is presented, a minor +initial accent occurring symmetrically with the primary accent on the +third element. This division of the third form into subgroups appears +also in its duration aspect. Several inferences may be drawn from this +group of relations. The first and second forms only are composed of +singly accented groups; in the third and fourth forms there is +presented a double accent and hence a composite grouping. This +indicates that the position in which the accent falls is an important +element in the cooerdination of the rhythmical unit. When the accent is +initial, or occurs early in the group, a larger number of elements can +be held together in a simple rhythmic structure than can be +cooerdinated if the accent be final or come late in the series. In this +sense the initial position of the accent is the natural one. The first +two of these four-beat forms are dactylic in structure, the former +with a postscript note added, the latter with a grace note prefixed. +In the third and fourth forms the difficulty in cooerdinating the +unaccented initial elements has resulted in the substitution of a +dipodic division for the anapaestic structure of triple rhythms with +final accent. + +The presence of a tendency toward initial accentuation appears when +the average intensities of the four reactions are considered +irrespective of accentual position. Their proportional values are as +follows: First, 1.000; second, 0.999; third, 1.005; fourth, 0.981. +Underlying all changes in accentuation there thus appears a resolution +of the rhythmic structure into units of two beats, which are +primitively trochaic in form. + +The influence exerted by the accented element on adjacent members of +the group is manifested in these forms more clearly than heretofore +when the values of the several elements are arranged in order of their +proximity to that accent and irrespective of their positions in the +group. Their proportional values are as follows: + + +TABLE XXIV. + + 2d Remove. 1st Remove. Accent. 1st Remove. 2d Remove. + 0.442 0.526 1.000 0.514 0.442 + + +This reinforcing influence is greater--according to the figures just +given--in the case of the element preceding the accent than in that of +the reaction which follows it. It may be, therefore, that the position +of maximal stress in the preceding table is due to the close average +relation in which the third position stands to the accented element. +This proximity it of course shares with the second reaction of the +group, but the underlying trochaic tendency depreciates the value of +the second reaction while it exaggerates that of the third. This +reception of the primitive accent the third element of the group +indeed shares with the first, and one might on this basis alone have +expected the maximal value to be reached in the initial position, were +it not for the influence of the accentual stress on adjacent members +of the group, which affects the value of the third reaction to an +extent greater than the first, in the ratio 1.000:0.571. + +The average intensity of the reactions in each of the four forms--all +subjects and positions combined--is worthy of note. + + +TABLE XXV. + + Stress. Initial. Secondary. Tertiary. Final. + Value, 1.000 1.211 1.119 1.151 + + +The first and third forms, which involve initial accents--in the +relation of the secondary as well as primary accent to the +subgroups--are both of lower average value than the remaining types, +in which the accents are final, a relation which indicates, on the +assumption already made, a greater ease and naturalness in the former +types. Further, the second form, which according to the subjective +reports was found the most difficult of the group to execute--in so +far as difficulty may be said to be inherent in forms of motor +reaction which were all relatively easy to manipulate--is that which +presents the highest intensive value of the whole series. + +In the next group of experiments, the subject was required to execute +a series of reactions in groups of alternating content, the first to +contain two uniform beats, the second to consist of a single reaction. +This second beat with the interval following it constitutes a measure +which was to be made rhythmically equivalent to the two-beat group +with which it alternated. The time-relations of the series were +therefore left to the adjustment of the reactor. The intensive +relations were separated into two groups; in the first the final +reaction was to be kept uniform in strength with those of the +preceding group, in the second it was to be accented. + +The absolute and relative intensive values for the two forms are given +in the following table: + + +TABLE XXVI. + + Rhythm. 1st Beat. 2d Beat. 3d Beat. Value. + + Syncopated Measures 13.00 15.12 16.50 Absolute. + Unaccented, 1.000 1.175 1.269 Relative. + + Syncopated Measures 10.95 11.82 16.11 Absolute. + Accented, 1.000 1.079 1.471 Relative. + + +These averages hold for every individual record, and therefore +represent a thoroughly established type. In both forms the reaction of +the syncopated measure receives the greatest stress. In the first +form, while the stress is relatively less than in the second, it is at +the same time absolutely greater. The whole set of values is raised +(the ratio of average intensities in the two forms being 1.147:1.000), +as it has already been found to be raised in other forms difficult to +execute. To this cause the preponderance is undoubtedly to be +attributed, as the reports of every subject describe this form as +unnatural, in consequence of the restraint it imposes on an impulse to +accent the final reaction, _i.e._, the syncopated measure. + +In the next set of experiments the series of reactions involved the +alternation of a syncopated measure consisting of a single beat with a +full measure of three beats. The same discrimination into accented and +unaccented forms in the final measure was made as in the preceding +group. The series of absolute and relative values are given in the +following table. + + +TABLE XXVII. + + Rhythm. 1st Beat. 2d Beat. 3rd Beat. 4th Beat. Value. + + Syncopated Measures 9.77 8.96 9.61 13.78 Absolute. + Unaccented, 1.000 0.915 0.983 1.165 Relative. + + Syncopated Measures 11.57 11.07 11.53 21.50 Absolute. + Accented, 1.000 0.957 0.996 1.858 Relative. + + +These averages hold for every subject where the syncopated measure +receives accentuation, and for two out of three reactors where it is +unaccented. The latter individual variation shows a progressive +increase in intensity throughout the series. + +Here, as in the preceding forms, a well-established type is presented. +Not only when accentuation is consciously introduced, but also when +the attempt is made--and in so far as the introspection of the reactor +goes, successfully made--to maintain a uniformity among the reactions +of the full and syncopated measures, the emphasis on the latter is +unconsciously increased. In the accented form, as before, there is a +clear discrimination into two grades of intensity (ratio of first +three elements to final, 1.000:1.888) while in the unaccented no such +broad separation exists (ratio of first three elements to final, +1.000:1.156). + +The type of succession in each of these forms of reaction is a +transformed dactylic, in which group should now be included the simple +four-beat rhythm with final accent, which was found to follow the same +curve. The group begins with a minor stress in both of the present +forms, this stress being greater in the unaccented than in the +accented type. This preponderance I believe to be due to the endeavor +to repress the natural accent on the syncopated measure. In both forms +the intensive value of the second element is less than that of the +third, while the intensity of the initial reaction is greater than +that of either of these subsequent beats. This form of succession I +have called a _transformed dactylic_. It adheres to the dactylic type +in possessing initial accentuation; it departs from the normal +dactylic succession in inverting the values of the second and third +members of the group. This inversion is not inherent in the rhythmic +type. The series of three beats decreasing in intensity represents the +natural dactylic; the distortion actually presented is the result of +the proximity of each of these groups to a syncopated measure which +follows it. This influence I believe to be reducible to more +elementary terms. The syncopated measure is used to mark the close of +a logical sequence, or to attract the hearer's attention to a striking +thought. In both cases it is introduced at significant points in the +rhythmical series and represents natural nodes of accentuation. The +distortion of adjacent measures is to be attributed to the increase in +this elementary factor of stress, rather than to the secondary +significance of the syncopation, for apart from any such change in the +rhythmical structure we have found that the reactions adjacent to that +which receives accentual stress are drawn toward it and increased in +relative intensity. + +Further quantitative analysis of rhythmical sequences, involving a +comparison of the forms of successive measures throughout the higher +syntheses of verse, couplet and stanza, will, I believe, confirm this +conception of the mutable character of the relations existing between +the elements of the rhythmical unit, and the dependence of their +quantitative values on fixed points and modes of structural change +occurring within the series. An unbroken sequence of dactyls we shall +expect to find composed of forms in which a progressive decrease of +intensity is presented from beginning to end of the series (unless we +should conceive the whole succession of elements in a verse to take +shape in dependence on the point of finality toward which it is +directed); and when, at any point, a syncopated measure is introduced +we shall look for a distortion of this natural form, at least in the +case of the immediately preceding measure, by an inversion of the +relative values of the second and third elements of the group. This +inversion will unquestionably be found to affect the temporal as well +as the intensive relations of the unit. We should likewise expect the +relations of accented and unaccented elements in the two-beat rhythms +to be similarly affected by the occurrence of syncopated measures, and +indeed to find that their influence penetrates every order of rhythm +and extends to all degrees of synthesis. + +To the quantitative analysis of the intensive relations presented by +beaten rhythms must be added the evidence afforded by the apprehension +of auditory types. When a series of sounds temporally and +qualitatively uniform was given by making and breaking an electric +circuit in connection with a telephone receiver, the members of a +group of six observers without exception rhythmized the stimuli in +groups--of two, three and four elements according to rate of +succession--having initial accentuation, however frequently the +series was repeated. When the series of intervals was temporally +differentiated so that every alternate interval, in one case, and +every third in another, stood to the remaining interval or intervals +in the ratio, 2:1, the members of this same group as uniformly +rhythmized the material in measures having final accentuation. In +triple groups the amphibrachic form (in regard to temporal relations +only, as no accentuation was introduced) was never heard under natural +conditions. When the beginning of the series was made to coincide with +the initiation of an amphibrachic group, four of those taking part in +the investigation succeeded in maintaining this form of apprehension +for a time, all but one losing it in the dactylic after a few +repetitions; while the remaining two members were unable to hold the +amphibrachic form in consciousness at all. + + +(_b_) The Distribution of Durations. + +The inquiry concerning this topic took the direction, first, of a +series of experiments on the influence which the introduction of a +louder sound into a series otherwise intensively uniform exerts on the +apparent form of the series within which it occurs. Such a group of +experiments forms the natural preliminary to an investigation of the +relation of accentuation to the form of the rhythm group. The +apparatus employed was the fourth in the series already described. The +sounds which composed the series were six in number; of these, five +were produced by the fall of the hammer through a distance of 2/8 +inch; the sixth, louder sound, by a fall through 7/8 inch. In those +cases in which the intensity of this louder sound was itself varied +there was added a third height of fall of two inches. The succession +of sounds was given, in different experiments, at rates of 2.5, 2.2, +and 1.8 sec. for the whole series. The durations of the intervals +following and (in one or two cases) preceding the louder sound were +changed; all the others remained constant. A longer interval +intervened between the close and beginning of the series than between +pairs of successive sounds. After hearing the series the subject +reported the relations which appeared to him to obtain among its +successive elements. As a single hearing very commonly produced but a +confused impression, due to what was reported as a condition of +unpreparedness which made it impossible for the hearer to form any +distinct judgment of such relations, and so defeated the object of the +experiment, the method adopted was to repeat each series before asking +for judgment. The first succession of sounds then formed both a signal +for the appearance of the second repetition and a reinforcement of the +apperception of its material. + +In order to define the direction of attention on the part of the +observer it was made known that the factors to be compared were the +durations of the intervals adjacent to the louder sound in relation to +the remaining intervals of the series, and that all other temporal and +intensive values were maintained unchanged from experiment to +experiment. In no instance, on the other hand, did any subject know +the direction or nature of the variation in those quantities +concerning which he was to give judgment. In all, five subjects shared +in the investigation, C., E., F., H. and N. Of these C only had +musical training. In the tables and diagrams the interval preceding +the louder sound is indicated by the letter B, that following it by +the letter A. Totals--judgment or errors--are indicated by the letter +T, and errors by the letter E. The sign '+' indicates that the +interval against which it stands is judged to be greater than the +remaining intervals of the series, the sign '=' that it is judged +equal, and the sign '-' that it is judged less. + +The first series of changes consisted in the introduction of +variations in the duration of the interval following the loud sound, +in the form of successive increments. This loud sound was at the third +position in the series. All intensive relations and the duration of +the interval preceding the louder sound remained unchanged. The +results of the experiment are presented in the following table. + + +TABLE XXVIII. + + Ratio of A to B A Errors Total Per cent. + Other Intervals. + = - + = - B A T judgts. of errors + + 1.000 : 0.625 2 2 2 4 2 0 4 2 6 12 50 + 1.000 : 0.666 4 2 0 1 3 2 4 5 9 12 75 + 1.009 : 0.714 5 3 0 2 2 4 5 6 11 16 69 + 1.000 : 0.770 5 4 0 1 1 7 5 8 13 18 72 + 1.000 : 0.833 1 5 0 0 0 6 1 6 7 12 50 + + Totals, 17 16 2 8 8 19 19 27 46 70 + + +The value of the interval following the louder sound is correctly +reported eight times out of thirty; that preceding it is correctly +reported sixteen times out of thirty. The influence which such a +change in intensive value introduced at a single point in a series of +sounds exerts on the apparent relation of its adjacent intervals to +those of the remainder of the series is not equally distributed +between that which precedes and that which follows it, but affects the +latter more frequently than the former in a ratio (allowing latitude +for future correction) of 2:1. In the case of interval A the error is +one of underestimation in twenty-seven cases; in none is it an error +of overestimation. In the case of interval B the error is one of +overestimation in seventeen instances, of underestimation in two. The +influence of the introduction of such a louder sound, therefore, is to +cause a decrease in the apparent duration of the interval which +follows it, and an increase in that of the interval which precedes it. +The illusion is more pronounced and invariable in the case of the +interval following the louder sound than of that preceding it, the +proportion of such characteristic misinterpretations to the whole +number of judgments in the two cases being, for A, 77 per cent.; for +B, 54 per cent. The effect on interval A is very strong. In the second +group, where the ratio of this interval to the others of the series is +3:2, it is still judged to be equal to these others in 50 per cent. of +the cases, and less in 35 per cent. Further, these figures do not give +exhaustive expression to the whole number of errors which may be +represented in the judgments recorded, since no account is taken of +greater and less but only of change of sign; and an interval might be +underestimated and still be reported greater than the remaining +intervals of the series in a group of experiments in which the +relation of the interval in question to these remaining intervals +ranged from the neighborhood of equivalent values to that in which one +was double the other. If in a rough way a quantitative valuation of +errors be introduced by making a transference from any one sign to +that adjacent to it (_e.g._, - to =, or = to +) equal to _one_, and +that from one extreme sign to the other equal to _two_, the difference +in the influence exerted on the two intervals will become still more +evident, since the errors will then have the total (quantitative) +values of A 46, and B 19, or ratio of 1.000:0.413. + +Next, the position of the louder sound in the series of six was +changed, all other conditions being maintained uniform throughout the +set of experiments. The series of intervals bore the following +relative values: A, 0.900; B, 1.100; all other intervals, 1.000. The +louder sound was produced by a fall of 0.875 inch; all others by a +fall of 0.250 inch. The louder sound occurred successively in the +first, second, third, fourth and fifth positions of the series. In the +first of these forms it must of course be remembered that no interval +B exists. The results of the experiment are shown in the following +table: + + +TABLE XXIX. + + Position Apparent Values. Errors. % of Errors Ditto + in B A B A T in tot. judg. quant. + Series + = - + = - B A B A + 1 2 6 6 0 12 12 85.7 85.7 + 2 2 8 2 1 7 4 10 11 21 83.3 91.6 73.3 91.6 + 3 1 9 3 1 8 3 10 11 21 76.9 91.6 71.9 91.6 + 4 1 8 4 2 6 5 9 11 20 69.2 84.6 52.8 84.6 + 5 0 12 0 0 4 8 12 12 24 100.0 100.0 60.0 100.0 + Totals, 4 37 9 6 31 26 41 57 98 82.3 90.7 64.5 90.7 + + Total judgments, 113; Errors (B = 31), A = 57. + + +The relatively meager results set forth in the preceding section are +corroborated in the present set of experiments. That such a variation +of intensity introduced into an otherwise undifferentiated auditory +series, while it affects the time-values of both preceding and +following intervals, has a much greater influence on the latter than +on the former, is as apparent here as in the previous test. The number +of errors, irrespective of extent, for the two intervals are: B, 82.3 +per cent, of total judgments; A, 90.7 per cent. When the mean and +extreme sign displacements are estimated on the quantitative basis +given above these percentages become B, 64.5; A, 90.7, respectively--a +ratio of 0.711:1.000. + +The direction of error, likewise, is the same as in the preceding +section. Since the actual values of the two intervals here are +throughout of extreme sign--one always greater, the other always +less--only errors which lie in a single direction are discriminable. +Illusions lying in this direction will be clearly exhibited, since the +differences of interval introduced are in every case above the +threshold of discrimination when the disturbing element of variations +in intensity has been removed and the series of sounds made +intensively uniform. In case of a tendency to underestimate B or +overestimate A, errors would not be shown. This problem, however, is +not to be met here, as the results show; for there is recorded a +proportion of 82.3 per cent. of errors in judgment of interval B, and +of 90.7 per cent. in judgment of interval A, all the former being +errors of overestimation, all of the latter of underestimation. + +The influence of position in the series on the effect exerted by such +a change of intensity in a single member can be stated only +tentatively. The number of experiments with the louder sound in +position five was smaller than in the other cases, and the relation +which there appears cannot be absolutely maintained. It may be also +that the number of intervals following that concerning which judgment +is to be given, and with which that interval may be compared, has an +influence on the accuracy of the judgment made. If we abstract from +this last set of results, the tendency which appears is toward an +increase in accuracy of perception of comparative durations from the +beginning to the end of the series, a tendency which appears more +markedly in the relations of the interval preceding the louder sound +than in those of the interval which follows it. This conclusion is +based on the succession of values which the proportion of errors to +total judgments presents, as in the annexed table. + + +TABLE XXX. + + Percentage of Errors for Each Position. + + Interval. I II III IV V + B. 83.3 76.9 69.2 (100) Irrespective + A. 85.7 91.6 91.6 84.6 (100) of extent. + B. 73.3 71.9 53.8 (60) Estimated + A. 85.7 91.6 91.6 84.6 (100) quantitatively. + + +Next, the relation of the amount of increase in intensity introduced +at a single position in such a series to the amount of error thereby +occasioned in the apprehension of the adjacent intervals was taken up. +Two sets of experiments were carried out, in each of which five of +the sounds were of equal intensity, while one, occurring in the midst +of the series, was louder; but in one of the sets this louder sound +was occasioned by a fall of the hammer through a distance of 0.875 +inch, while in the other the distance traversed was 2.00 inches. In +both cases the extent of fall in the remaining hammers was uniformly +0.25 inch. The results are given in the following table: + + +TABLE XXXI. + + Interval B.¹ Interval A. + Ratio of Interval 0.875 in. 2.00 in. 0.875 in. 2.00 in. + B to Interval A. + = - + = - + = - + = - + 1.000 : 1.000 0 6 0 0 4 2 0 5 1 0 0 6 + 0.909 : 1.000 2 4 0 0 4 2 0 2 4 2 2 2 + 0.833 : 1.000 0 6 0 0 4 2 4 0 2 1 3 2 + 0.770 : 1.000 0 6 0 2 2 2 2 4 0 4 0 2 + 0.714 : 1.000 0 6 0 1 5 0 6 0 0 2 2 2 + Totals, 2 28 3 19 8 12 11 7 9 7 14 + T.E., T.J., 2 30 11 30 13 30 21 30 + and per cent., 6.6% 36.6% 60.0% 70.0% + + ¹Interval B in these experiments is of the same duration as all + others but that following the louder sound; hence, judgments in + the second column are correct. + + +Again the markedly greater influence of increased intensity on the +interval following than on that preceding it appears, the percentage +of errors being, for B (both intensities), 21.6 per cent.; for A, 56.6 +per cent. Also, in these latter experiments the direction of error is +more definite in the case of interval A than in that of interval B. + +The influence of changes in intensity on the amount of error produced +is striking. Two intensities only were used for comparison, but the +results of subsequent work in various other aspects of the general +investigation show that this correlation holds for all ranges of +intensities tested, and that the amount of underestimation of the +interval following a louder sound introduced into an otherwise uniform +series is a function of the excess of the former over the latter. The +law holds, but not with equal rigor, of the interval preceding the +louder sound. So far as these records go, the influence of such an +increase of intensity is more marked in the case of interval B than in +that of interval A. It is to be noted, however, that the absolute +percentage of errors in the case of A is several times greater than in +that of B. I conclude that A is much more sensitive than B to such +influences, and that there is here presented, in passing from +intensity I. to intensity II., the rise of conditions under which the +influence of the louder sound on B is first distinctly felt--that is, +the appearance of a threshold--and that the rate of change manifested +might not hold for higher intensities. + +Lastly, the rate at which the sounds of the series succeeded one +another was varied, in order to determine the relation which the +amount of influence exerted bore to the absolute value of the +intervals which it affected. Three rates were adopted, the whole +series of sounds occupying respectively 2.50 secs., 2.20 secs, and +1.80 secs. The results are summed in the following table: + + +TABLE XXXII. + + Rate: 2.5 secs. Rate: 2.2 secs. Rate: 1.8 secs. + + Ratio of Interval B B A B A B A + to Interval A. + = - + = - + = - + = - + = - + = - + + 1.000 : 1.000 2 8 0 0 8 2 0 8 2 0 2 8 0 4 0 0 2 2 + 0.917 : 1.000 0 8 2 4 6 0 3 8 0 0 8 3 2 2 0 0 2 2 + 0.846 : 1.000 1 9 0 5 4 1 3 8 0 3 7 1 6 5 0 1 8 2 + 0.786 : 1.000 1 10 0 11 0 0 6 6 0 7 3 4 6 2 2 2 6 2 + 0.733 : 1.000 4 2 0 4 0 2 4 6 0 8 0 2 + 0.687 : 1.000 5 3 1 6 1 2 2 6 0 7 0 1 + + Totals 4 35 2 20 18 3 21 35 3 20 21 20 20 25 2 18 18 11* + + *Transcriber's Note: Original "1". + +These results are converted into percentages of the total number of +judgments in the following table: + + +TABLE XXXIII. + + Rate of B A + Success. + = - Errors. + = - Errors. + 2.5 secs 10 85 5 15 49 44 7 51 + 2.2 " 36 59 5 41 33 34 33 67 + 1.8 " 43 53 4 47 38 38 24 62 + + +In the case of interval A the direction of the curve of error changes +in passing from Rate II. to Rate III. In the case of interval B the +increase is continuous. + +This increase in the percentage of error is, further, distinctly in +the direction of an accentuation of the overestimation of the +interval B, as is shown in the percentage of cases in which this +interval appeared greater than the rest of the series for each of the +three rates. + +If the three rates be combined in the one set of results, the +difference in the effects produced on the interval following the +louder sound and on that which precedes it becomes again apparent. +This is done in the table below. + + +TABLE XXXIV. + + B A B A + Ratio + = - + = - T.E. T.J. % T.E. T.J. % + I. 2 20 2 0 12 12 2 24 8.5 12 24 50.0 + II. 5 18 2 4 16 5 5 25 20.0 21 25 84.4 + III. 10 22 0 9 19 4 10 32 31.0 23 32 72.0 + IV. 13 18 2 20 9 8 13 33 39.0 17 37 46.0 + V. 8 8 0 12 0 4 8 16 50.0 4 16 25.0 + VI. 7 9 1 13 1 3 7 17 41.0 4 17 24.0 + + +The overestimation of the interval before the louder sound also tends +to increase in extent with the actual increase in duration of the +interval following that sound over the other intervals of the series. + +Thus, the form which the sensible time-relations of such a limited +series of sounds present is found to be intimately dependent on the +intensive preponderance of certain elements within it, on the degree +of increased stress which such elements receive, on their local +position in the series, and on the rate at which the stimulations +succeed one another. The knowledge of these facts prepares us for the +whole series of relations manifested in the special quantitative +investigations reported in the sections which follow. In the first of +these is presented the time-relations obtaining among the successive +reactions of the various rhythm types discussed in the preceding +division of this part, the section, namely, on the distribution of +intensities. + +In the first group of reactions the series was not to be consciously +accented, nor to be divided into groups by the introduction of pauses. +The reactor was required only to conceive it as a succession of +two-beat groups continuously repeated, the way in which the groups +should be defined, whether by counting or otherwise, being left to his +own discretion. The experimental group was composed of five subjects. + +The following table presents the quantitative results of an analysis +of the material in series of ten successive pairs of reactions, upon +the basis of unity as the value of the first element. + + +TABLE XXXV. + + Quantities. I II III IV V VI VII VIII IX X + Whole Meas., 1.000 0.894 1.035 0.912 1.000 0.877 1.070 0.877 1.070 0.841 + First Inter., 1.000 1.142 1.071 1.142 1.000 1.285 1.000 1.214 1.000 1.214 + Second Inter., 1.000 0.837 1.023 0.860 1.000 0.744 1.093 0.767 1.093 0.790 + + +Within the limits of the calculation no progressive change appears, +either of acceleration or of retardation, whether in general or on the +part of individual reactors. In narrower ranges the inconstancy of the +periods is very marked, and their variations of clearly defined +rhythmical character. The duration of the total measures of two beats +is throughout alternately longer and shorter, the average of their +values presenting a ratio of 1.000:0.847. The order of this +arrangement, namely, that the longer period precedes the shorter in +the larger group, is drawn from the fact that measurements +consistently began with the initial reaction of the series. + +An analysis of the constituent intervals of the unit group, as shown +in the second and third lines of the table, reveals the existence of a +complex subordinate rhythm. The two components of the rhythmical group +do not increase and decrease concomitantly in temporal value in +composing the alternate long and short measures of the fluent rhythm. +The movement involves a double compensating rhythmical change, in +which the two elements are simultaneously in opposite phases to each +other. A measure which presents a major first interval contains always +a minor second; one introduced by a minor first concludes with a major +second. The ratios of these two series of periodic variations must +themselves manifestly be different. Their values are, for the first +interval of the measure, 1.000:1.214; and for the second interval, +1.000:0.764. The greater rhythmical differentiation marks the second +of the two intervals; on the variations of this second interval, +therefore, depends the appearance of that larger rhythm which +characterizes the series. The ratios of these primary intervals are +less consistently maintained than are those of the rhythmical measures +built out of them. It will be noted that in both intervals there is a +tendency for the value of the difference between those of alternate +groups to increase as the tapping progresses. This change I have +interpreted as indicative of a progressive definition in the process +of rhythmization, depending on an increase in cooerdination and +differentiation of the reactions as the series advances. + +A simple stress on alternate elements was next introduced in the +series, forming a simple trochaic measure repeated without +interruption. The quantitative results follow, arranged as in the +preceding experiment. + + +TABLE XXXVI. + + Quantity. I II III IV V VI VII VIII IX X + Measure, 1.000 1.035 1.070 1.035 1.087 1.070 1.071 1.052 1.070 1.070 + 1st Int., 1.000 1.000 1.111 1.000 1.055 1.111 1.166 1.111 1.111 1.111 + 2d Int., 1.000 1.025 1.051 1.051 1.102 1.051 1.025 1.025 1.051 1.051 + + +Here again there is no progressive acceleration or retardation. The +rhythmical differentiation of alternate measures is very slight--the +average ratio of the first to the second being 1.000:0.993--but is of +the same type as in the preceding. The excess in the amount of this +differentiation presented by the first type of reaction over the +second may be due to the presence of a tendency to impart rhythmical +character to such a series of reactions, which, prohibited in one +form--the intensive accent--finds expression through the substitution +for this of a temporal form of differentiation. + +In this trochaic rhythm the phases of variation in the constituent +intervals of the measure are concomitant, and their indices of +differentiation almost identical with each other. Their values are, +for the first, 1.000:0.979; and for the second, 1.000:0.995. The +higher index is that of the first interval, that, namely, which +follows the accented beat of the measure, and indicates that the +rhythmical change is due chiefly to a differentiation in the element +which receives the stress. + +In iambic measures similarly beaten out there is likewise no +acceleration nor retardation apparent in the progress of the tapping. +The temporal differentiation of alternate measures is of the same +extent as in the preceding group, namely, 1.000:0.991. the +proportional quantitative values of the measure and its constituent +intervals, taken in series of ten successive repetitions, are as +follow: + + +TABLE XXXVII. + + Quantity I II III IV V VI VII VIII IX X + Measure, 1.000 0.979 1.000 0.979 1.020 0.979 0.979 1.020 0.979 0.979 + 1st Int., 1.000 0.941 0.941 1.000 1.000 0.941 8.082 0.941 0.941 0.941 + 2d Int., 1.000 1.000 1.032 0.967 1.032 1.000 1.000 1.032 1.000 0.967 + + +The alternation of greater and less duration in the rhythm groups is +due to a variation in the time-value of the second interval only, the +index of average change in the first member being zero. That is, the +greater index of instability again attaches to that element which +receives the stress. Though this holds true throughout these +experiments, the amount of difference here is misleading, since on +account of the smaller absolute value of the first interval the +proportional amount of change within it which passes unrecorded is +greater than in the case of the second interval. + +In general, the larger temporal variations of the trochaic and iambic +rhythm forms are too slight to be significant when taken individually. +The evidence of rhythmical treatment in such a series of reactions, +which is strongly marked in the unaccented form, nevertheless receives +reinforcement from these inconsiderable but harmonious results. + +The proportional values of the variations in alternate measures for +accented and unaccented elements are given in the following table, in +which the figures for the trochaic and iambic forms are combined: + + +TABLE XXXVIII. + + Interval I II III IV V VI VII VIII IX X + Accented, 1.000 1.000 1.083 1.000 1.041 1.000 1.083 1.000 1.041 1.000 + Unacc. 1.000 1.000 1.000 1.035 1.071 1.000 0.964 1.000 1.000 1.000 + + +It is perhaps worthy of note that in this table a still higher +rhythmical synthesis of regular form appears in the accented elements +if the figures be taken in series of four consecutive pairs of +reactions. + +In the group of triple rhythms next taken up--the dactylic, the +amphibrachic and the anapaestic--each type presents an increase in the +duration of the unit group between the beginning and end of the +series, but without any regular curve connecting these terms. Neither +the average results nor those of the individual subjects show anywhere +a decrease of duration in the progress of the tapping. The +proportional results for each of the three rhythm forms, and their +averages, are given in the following table. + + +TABLE XXXIX. + + Rhythm. I II III IV V VI VII VIII IX X + Datyl., 1.000 1.062 1.062 1.087 1.087 1.075 1.125 1.112 1.125 1.112 + Amphib., 1.000 1.000 1.000 1.069 1.085 1.046 1.046 1.046 1.046 1.035 + Anapaes., 1.000 1.012 1.023 1.012 1.037 1.037 1.023 1.059 1.023 1.084 + + Average, 1.000 1.024 1.036 1.060 1.060 1.060 1.072 1.072 1.072 1.084 + + +When all types and subjects are thus combined the summation of these +inconstant retardations presents sharply differentiated terms and a +curve uninverted at any point. + +A separate analysis of the components of the rhythmical group shows, +for the dactylic form, an important increase in duration in only one +of the three intervals, namely, that following the element which +receives accentual stress. The proportional values for these intervals +follow. + + +TABLE XL. + +Interval. I II III IV V VI VII VIII IX X +First, 1.000 1.153 1.153 1.153 1.153 1.231 1.193 1.193 1.231 1.231 +Second, 1.000 0.917 0.917 1.000 0.917 0.917 0.917 0.917 0.917 0.917 +Third 1.000 1.000 1.033 1.066 1.055 1.066 1.133 1.066 1.066 1.066 + + +Since the progressive variation does not penetrate the whole measure, +but affects only a single constituent having a strongly marked +functional character, the process of change becomes unlike that of +true retardation. In such a case, if the increase in duration be +confined to a single element and parallel the changes in a +simultaneous variant of a different order, we should regard them as +functionally connected, and therefore interpret the successively +greater periods of time occupied by the rhythmical measures as +constituting no real slowing of the tempo. The measure of relative +tempo in such a case consists in the ratios of the successive +durations of the rhythmical units after the subtraction of that +element of increase due to this extraneous source. Here, since the +increase is confined to that member of the group which receives +accentual stress, and since the increase of accentuation is typically +accompanied by an extension of the following interval, the changes +presented do fulfil the conditions of a progressively increased +accentuation of the rhythm group, and to this origin I think it is +undoubtedly to be attributed. It is to be noted that the final +interval also undergoes a slight increase, while the median suffers a +similarly slight decrease in duration as the series progresses. + +In the amphibrachic form the changes manifested by the constituents of +the unit group are more obscure. No progressive retardation of the +accented element is apparent. In the initial and final intervals the +difference in duration between the first and last members of the +series is small and appears early in the process. If we assume the +general application of the laws of change presented in the preceding +section, there should be here two influences concerned in the +determination of the relations presented, the factors, namely, of +position and accent. The falling of the accentual stress on the median +interval eliminates one of the two factors of progressive reduction in +that element and replaces it by a factor of increase, thereby doing +away with the curve of change; while at the same time it decreases the +changes which occur in the bounding intervals of the group by removing +the accent from the first and by the proximate position of its own +accent tending to reduce the last interval. + +Under this same assumption there should be expected in the anapaestic +form of rhythm an exaggeration of the progressive increase in the +final interval, together with a further reduction in the duration of +the initial; since from the falling of the accent on the final +interval two factors of increase combine, while in the initial, which +immediately follows the accented interval in the series, a positive +factor of reduction appears. This is actually the type of change +presented by the quantitative relations, which are given as +proportional values in the following table. + + +TABLE XLI. + + Interval. I II III IV V VI VII VIII IX X + First, 1.000 0.950 1.000 0.950 1.000 0.950 1.000 1.000 1.000 1.050 + Second, 1.000 1.100 1.000 1.050 1.100 1.000 1.000 1.050 1.100 1.000 + Third, 1.000 1.073 1.073 1.024 1.024 1.122 1.098 1.098 1.098 1.146 + + +Between its first and last terms the first interval shows a departure +slightly less than that of the previous rhythm from the rate of change +which characterizes the dactylic type; but if the average values of +the whole series of intervals be taken in each of the three cases, the +progressive reduction will be seen clearly to continue in passing from +the second to the third form. The figures annexed give these averages +as proportions of the first interval in the series. + + +TABLE XLII. + + 1st Av. of + Rhythm. Interv. all others. + Dactylic, 1.000 : 1.188 + Amphibrachic, 1.000 : 1.019 + Anapaestic, 1.000 : 1.000 + + +The relations of the various intervals in the three forms are put +together here for comparison: + + +TABLE XLIII. + + Rhythm. 1st Interval. 2d Interval. 3d Interval. + Dactylic, 1.000 : 1.231 1.000 : 1.000 1.000 : 1.066 + Amphibrachic, 1.000 : 1.045 1.000 : 1.000 1.000 : 1.054 + Anapaestic, 1.000 : 1.050 1.000 : 1.000 1.000 : 1.146 + + +An analysis of the factors of accentual stress and of position in the +rhythmical group in isolation from each other, confirms the +assumptions already made as to their influence in defining the form of +the rhythmic unit. Table XLIV. exhibits the series of temporal changes +taking place in accented and unaccented intervals, respectively, for +the three forms combined, and therefore independent of position in the +group. + + +TABLE XLIV. + + Interval. I II III IV V VI VII VIII IX X + Accented. 1.000 1.064 1.064 1.064 1.064 1.094 1.094 1.064 1.094 1.129 + Unaccented, 1.000 1.000 1.000 1.080 1.040 1.040 1.040 1.040 1.040 1.040 + + +Similarly, in Table XLV. are given the proportional values of the +series of intervals in order of their position in the group and +independent of accentual stress: + + +TABLE XLV. + + Interval. I II III IV V VI VII VIII IX X + First, 1.000 1.043 1.087 1.043 1.087 1.043 1.043 1.121 1.043 1.121 + Second, 1.000 1.000 1.000 1.043 1.000 0.956 1.000 0.956 1.000 0.956 + Third, 1.000 1.028 1.028 1.055 1.028 1.083 1.083 1.083 1.083 1.083 + + +The former table makes clear the predominance of the increase in the +accented element over the average of all unaccented elements of the +series; the latter shows the independence of increase in the initial +and final, and of decrease in the median interval, of any relation to +the position of the accentual stress. Both the intensive accentuation +and the demarcation of successive groups thus appear to be factors of +definition in the rhythmic unit. Those types which are either marked +by a more forcible accent or separated by longer pauses are more +distinctly apprehended and more easily held together than those in +which the accent is weaker or the pause relatively less. It would +follow that the general set of changes which these series of reactions +present are factors of a process of definition in the rhythmical +treatment of the tapping, and are not due to any progressive change in +the elementary time relations of the series. + +The figures for measures of four beats are incomplete. They show an +increase in the average duration of the group from first to last of +the series in three out of the four forms, namely, those having +initial, secondary and final stress. + +Of the relative amounts contributed by the several elements to the +total progressive variation of the measures in the first form, the +least marks those intervals which follow unaccented beats, the +greatest those which follow accented beats; among the latter, that +shows the greater increase which receives the primary accent, that on +which falls the secondary, subconscious accent shows the less; and of +the two subgroups which contain these accents that in which the major +accent occurs contributes much more largely to the progressive change +than does that which contains the minor. + +When the phases of accented and unaccented elements are compared, +irrespective of their position in the rhythmic group, the same +functional differences are found to exist as in the case of triple +rhythms. Their quantitative relations are given in the following +table. + + +TABLE XLVI. + + Phase. I II III IV V VI VII VIII IX X + Accented. 1.000 1.103 1.069 1.172 1.241 1.139 1.206 1.310 1.241 1.310 + Unacc., 1.000 1.083 1.128 1.169 1.159 1.208 1.169 1.250 1.169 1.169 + + +The cause of the apparent retardation lies, as before, in a change +occurring primarily in the accented elements of the rhythm, and this +progressive differentiation, it is inferable from the results cited +above, affects adjacent unaccented elements as well, the whole +constituting a process more naturally interpretable as a functional +accompaniment of progressive definition in the rhythmical treatment of +the material than as a mark of primary temporal retardation. + +The contribution of the several intervals according to position in the +series and irrespective of accentual stress is given in the table +following. + + +TABLE XLVII. + + Interval. I II III IV V VI VII VIII IX X + First, 1.000 1.136 1.136 1.182 1.227 1.227 1.227 1.273 1.318 1.318 + Second, 1.000 1.042 1.042 1.125 1.166 1.042 1.042 1.083 1.083 1.166 + Third, 1.000 1.150 1.250 1.250 1.250 1.250 1.400 1.400 1.450 1.450 + Fourth, 1.000 1.059 1.059 1.147 1.179 1.147 1.179 1.294 1.206 1.179 + + +A rhythmical alternation is here presented, the contributions of the +first and third elements being far in advance of those of the second +and fourth. The values of the minor pair are almost equal; of the +major the third exceeds the first. Under the assumption already made +this would indicate the existence at these points of nodes of natural +accentuation, of which the second marks the maximum reached in the +present series. + +The determination of relative time-values for accented and unaccented +intervals was next sought by indirect experimentation, in which the +affective aspect of the experience was eliminated from consideration, +and account was taken only of the perception of quantitative +variations in the duration of the successive intervals. Proceeding +from the well-known observation that if every alternate element of a +temporally uniform auditory series receive increased stress, the whole +series will coalesce into successive groups of two elements in which +the louder sound precedes and the weaker follows, while the interval +which succeeds the unaccented sound, and which therefore separates +adjacent groups, will appear of greater duration than that which +follows the accented element, the investigation sought by employing +the method of right and wrong cases with a series of changing +time-values for the two intervals to determine the quantitative +proportion of the two durations necessary to produce the impression of +temporal uniformity in the series. + +Two rhythm forms only were tested, the trochaic and dactylic, since +without an actual prolongation of considerable value in the interval +following the louder sound, at the outset, no apprehension of the +series as iambic or anapaestic could be brought about. The stimuli were +given by mechanism number 4, the distance of fall being 2/8 and 7/8 +inch respectively for unaccented and accented sounds. The series of +changes included extreme proportional values of 0.714 and 1.769 in +duration of the two intervals. Six persons took part in the +investigation. In the following table is given the percentage of cases +in which the interval following the unaccented element was judged +respectively greater than, equal to, or less than that which followed +the accented element, for each of the series of ratios presented by +the time-values of the intervals in trochaic rhythm. + + +TABLE XLIX. + + Ration of Unaccented to Unaccented Interval Judged to be + Accented Interval. + = - + 1.000 : 1.769 0.0 per cent. 100.0 per cent 0.0 per cent. + 1.000 : 1.571 12.5 " 50.0 " 37.5 " + 1.000 : 1.400 22.0 " 56.0 " 22.0 " + 1.000 : 1.222 16.0 " 84.0 " + 1.000 : 1.118 26.0 " 74.0 " + 1.000 : 1.000 61.6 " 38.4 " + 1.000 : 0.895 100.0 " + 1.000 : 0.800 88.8 " 11.2 " + 1.000 : 0.714 100.0 " + + +The anomalous percentage which appears in the first horizontal row +needs explanation. The limit of possible differentiation in the +time-values of accented and unaccented intervals in a rhythmical group +is characteristically manifested, not by the rise of a perception of +the greater duration of the interval following the accented element, +but through an inversion of the rhythmical figure, the original +trochee disappearing and giving place to an iambic form of grouping, +the dactyl being replaced by an anapaest. In the case in question the +inversion had taken place for all subjects but one, in whom the +original trochaic form, together with its typical distribution of +intervals, remained unchanged even with such a great actual disparity +as is here involved. + +For this group of observers and for the series of intensities taken +account of in the present experiment, the distribution of time-values +necessary to support psychological uniformity lies near to the ratio +1.400:1.000 for accented and unaccented intervals respectively, since +here the distribution of errors in judgment is arranged symmetrically +about the indifference point. Overestimation of the interval following +the louder sound appears by no means invariable. Under conditions of +objective uniformity the judgment of equality was given in 38.4 per +cent, of all cases. This cannot be baldly interpreted as a persistence +of the capacity for correct estimation of the time values of the two +intervals in the presence of an appreciation of the series as a +rhythmical group. The rhythmic integration of the stimuli is weakest +when the intervals separating them are uniform, and since the question +asked of the observer was invariably as to the apparent relative +duration of the two intervals, it may well be conceived that the +hearers lapsed from a rhythmical apprehension of the stimuli in these +cases, and regarded the successive intervals in isolation from one +another. The illusions of judgment which appear in these experiences +are essentially dependent on an apprehension of the series of sounds +in the form of rhythmical groups. So long as that attitude obtains it +is absolutely impossible to make impartial comparison of the duration +of successive intervals. The group is a unit which cannot be analyzed +while it continues to be apprehended as part of a rhythmical sequence. +We should expect to find, were observation possible, a solution of +continuity in the rhythmical apprehension in every case in which these +distortions of the normal rhythm form are forced on the attention. +This solution appears tardily. If the observer be required to estimate +critically the values of the successive intervals, the attention from +the outset is turned away from the rhythmical grouping and directed +on each interval as it appears. When this attitude prevails very small +differences in duration are recognized (_e.g._, those of 1.000:1.118, +and 1.000:0.895). But when this is not the case, the changes of +relative duration, if not too great for the limits of adaptation, are +absorbed by the rhythmical formula and pass unobserved, while +variations which overstep these limits appear in consciousness only as +the emergence of a new rhythmic figure. Such inversions are not wholly +restricted by the necessity of maintaining the coincidence of +accentuation with objective stress. With the relatively great +differences involved in the present set of experiments, the rhythmical +forms which appeared ignored often the objective accentuation of +single groups and of longer series. Thus, if the second interval of a +dactyl were lengthened the unaccented element which preceded it +received accentuation, while the actual stress on the first sound of +the group passed unobserved; and in a complex series of twelve +hammer-strokes the whole system of accentuation might be transposed in +the hearer's consciousness by variations in the duration of certain +intervals, or even by simple increase or decrease in the rate of +succession.[6] + + [6] Bolton found one subject apperceiving in four-beat groups a + series of sounds in which increased stress fell only on every + sixth. + +In the experiments on dactylic rhythm the changes introduced affected +the initial and final intervals only, the one being diminished in +proportion as the other was increased, so that the total duration of +the group remained constant. The figures, arranged as in the preceding +table, are given in Table L. + +The percentage given in the case of the highest ratio is based on the +reports of two subjects only, one of them the exceptional observer +commented on in connection with two-beat rhythms; for all other +participants the anapaestic form had already replaced the dactylic. The +distribution of values which supports psychological uniformity in this +rhythmic figure lies between the ratios 1.166, 1.000, 0.800, and +1.250, 1.000, 0.755, since in this region the proportion of errors in +judgment on either side becomes inverted. The two rhythmic forms, +therefore, present no important differences[7] in the relations which +support psychological uniformity. A comparison in detail of the +distribution of judgments in the two cases reveals a higher percentage +of plus and minus, and a lower percentage of equality judgments +throughout the changes of relation in the dactylic form than in the +trochaic. This appears to indicate a greater rhythmical integration in +the former case than in the latter. On the one hand, the illusion of +isolation from adjacent groups is greater at every point at which the +intervening interval is actually reduced below the value of either of +the internal intervals in the dactylic than in the trochaic rhythm; +and on the other, the sensitiveness to differences in the whole series +is less in the case of the trochee than in that of the dactyl, if we +may take the higher percentage of cases in which no discrimination has +been made in the former rhythm as a negative index of such +sensibility. + + [7] The ratios of initial to final intervals in the two cases + are, for trochaic measures, 1.400:1.000, and for dactylic, + 1.400(to 1.666):1.000. + + +TABLE L. + + Ration of Unaccented Unaccented Interval Judged to be + to Accented Interval. + = - + 1.000 : 2.428 100.0 per cent + 1.000 : 2.000 20.0 per cent. 33.3 per cent 46.7 " + 1.000 : 1.666 33.2 " 23.9 " 42.9 " + 1.000 : 1.400 39.0 " 46.0 " 15.0 " + 1.000 : 1.182 60.0 " 37.2 " 2.8 " + 1.000 : 1.000 85.4 " 12.2 " 2.4 " + 1.000 : 0.846 89.2 " 10.8 " + 1.000 : 0.714 100.0 " + 1.000 : 0.660 96.0 " 4.0 " + + +The increase in the number of inverted forms which occur is +cooerdinated percentually in the following table with the successive +increments of difference between the accented and unaccented intervals +of the group: + + +TABLE LI. + + Rhythm. 2.428 2.000 1.769 1.666 1.571 1.400 1.222 1.182 1.118 1.000 + Trochaic, 93.7 74.0 44.2 25.0 25.0 2.9 + Datylic, 93.6 54.0 39.4 18.4 + + +These figures are corroborative of the preceding conclusions. The +dactylic figure is maintained in the presence of much greater +differences in the relative durations of accented and unaccented +intervals than is the trochaic. In the latter, inversions not only +appear earlier in the series, but become the (practically) exclusive +mode of apprehension at a point where not fifty per cent, of the +dactyls have suffered transformation. At a certain definite stage in +the process the tendencies toward the two forms of apprehension +balance each other, so that with the slightest change in direction of +attention the rhythmical figure inverts and reverts to the original +form indifferently. These points are defined, in the case of the two +rhythms here reported on, by the following (or intermediate) ratios: +Trochaic-Iambic, (1.400-1.571): 1.000; Dactylic-Anapaestic, +(1.666-2.000): 1.000. + +The temporal conditions of such equilibrium are a strict function of +the degree of accentuation which the rhythm group presents. The +location of the indifference point must, therefore be independently +determined for each intensive value through which the accented element +may pass. Its changes are given for five such increments in the +following table, in which the values of the various intervals are +represented as proportions of the absolute magnitudes which appear in +the first, or undifferentiated series. + + +TABLE LII. + + Intensive Form. 1st Interval. 2d Interval. 3d Interval. + 1/8 1/8 1/8 1.000 1.000 1.000 + 3/8 1/8 1/8 1.042 1.010 0.948 + 7/8 1/8 1/8 1.142 1.021 0.862 + 15/8 1/8 1/8 1.146 1.042 0.808 + 24/8 1/8 1/8 1.291 1.000 0.708 + + +IV. THE COMBINATION OF RHYTHMICAL GROUPS IN HIGHER SYNTHESES AND THEIR +EQUIVALENCES. + + +In the elaboration of higher rhythmical forms the combination of +formally identical groups is rather the rule than the exception, since +in poetical structures the definition of the metrical form and the +maintenance of its proper relations depend on a clear preponderance of +its own particular unit-type over local variants. In the experimental +investigation of composite rhythm forms the temporal relations of +structures presenting such likeness in their constituent groups were +first taken up. In the conduct of the research those differences of +intensity which are actually expressed and apprehended in the +utterance of a rhythmic sequence were uniformly employed. While there +is no doubt that a succession of perfectly identical forms would, +under the requisite temporal conditions, be apprehended as presenting +major and minor phases of accentuation, yet in the expression of +rhythmic relations the subordination of accents is consistently +observed, and all our ordinary apprehension of rhythm, therefore, is +supported by an objective configuration which fulfils already the form +of our own subjective interpretation. + +The temporal relations of these major and minor phases cannot be +considered apart from the index of their respective accentuations. As +the distribution of elements within the simple group fluctuates with +the changes in intensive accentuation, so does the form of temporal +succession in larger structures depend on the relations of intensity +in their primary and secondary accentuations. The quantitative values +hereafter given apply, therefore, only to those specific intensities +involved in the experiment. Two types were chosen, the trochee and the +dactyl. The series of sounds was given by successive hammer-falls of +7/8 and 1/8 inch for the major, and 3/8 and 1/8 inch for the minor +phase. The distribution of time-values within each group was made on +the basis of previous experimentation to determine those relations +which support psychological uniformity. These internal relations were +maintained unchanged throughout the series of ratios which the +durations of the two groups presented. Four subjects took part in the +experiment. The quantitative results in the composition of trochaic +forms are given in the following tables (LIII., LIV.), the figures of +which present, in the form of percentages of total judgments, the +apprehension of sensible equality or disparity in the two groups. + +In the earlier set of experiments the series of ratios diverged in +both directions from unity; in the later it departed in one only, +since every divergence in the opposite direction had, in the previous +experiments, been remarked at once by the observer. In this second set +the series of differences is more finely graded than in the former; +otherwise the two sets of figures may be considered identical. Using +the equilibrium of errors as an index of sensible equality, the two +trochaic groups are perceptually uniform when the temporal ratio of +major and minor lies between 1.000:0.757 and 1.000:0.779. + + +TABLE LIII. + + Ratio of Duration 2d Group Judged to be + of 1st Group to 2d. + = - + 1.000 : 1.250 100 per cent. + 1.000 : 1.116 100 " + 1.000 : 1.057 100 " + 1.000 : 1.000 100 " + 1.000 : 0.895 68 " 22 per cent. + 1.000 : 0.800 25 " 75 " + 1.000 : 0.714 100 per cent. + + +TABLE LIV. + + Ratio of Duration 2d Group Judged to be + of 1st Group to 2d. + = - + 1.000 : 1.000 100.0 per cent. + 1.000 : 0.973 87.5 " 12.5 per cent. + 1.000 : 0.870 66.6 " 33.3 " + 1.000 : 0.823 33.3 " 22.2 " 44.4 per cent. + 1.000 : 0.777 50.0 " 50.0 " + 1.000 : 0.735 33.3 " 33.3 " 33.3 " + 1.000 : 0.694 33.3 " 66.6 " + + +In the dactylic form, as in the second trochaic series, ratios varying +from unity in one direction only were employed. The results follow: + + +TABLE LV. + + Ratio of Duration Second Group Judged to be + of 1st Group to 2d. + = - + 1.000 : 1.000 100.0 per cent. + 1.000 : 0.946 62.5 " 37.5 per cent. + 1.000 : 0.915 33.3 " 66.6 " + 1.000 : 0.895 8.3 " 33.3 " 58.3 per cent. + 1.000 : 0.800 40.0 " 60.0 " + + +As in the preceding case, when relations of equality obtained between +the two subgroups, the secondary period in every instance appeared +longer than the primary. This prolongation was uniformly reported as +displeasing. The distribution of values which here support +psychological uniformity lies between 1.000:0.915 and 1.000:0.895, +that is to say, the difference of phases is less marked than in the +case of the simpler trochaic composite. This is a structural principle +which penetrates all rhythmical forms. The difference in the case of +both of these composites is less than in the opposition of phases +within the simple group, in which for identical intensities and +(practically) the same group of observers these presented the ratio +1.000:0.714. It is evident that the relative differentiation of +accented and unaccented intervals due to specific variations in +intensity is greater than is that of successive groups characterized +by similar differences of accentual stress; and if still more +extensive groups were compared it would unquestionably be found that a +further approximation to equality had taken place. + +In the integration of rhythmical groups this subordination of the +intensive accents which characterize them is not the sole mechanism of +higher synthesis with which we are presented. Another mode is the +antithesis of rhythmical quantities through verse catalepsis. Such +variation of the rhythmical figure can take place in two directions +and in two only: by an increase in the number of constituents, giving +what may be called _redundancy_ to the measure, and by a decrease in +their number, or _syncopation_. Each of these forms of departure from +the typical figure fulfils a specific rhythmic function which +determines its temporal and intensive characters, and its local +position in the rhythmical sequence. + +(_a_) _Redundant Measures._--The position of such a measure is +uniformly initial. On rare occasions individual observers reported an +inversion of this order in the earlier portion of the series,[8] but +in no case were subjectively formulated series concluded in this way; +and when the objective succession ended with the redundant measure the +experience was rhythmically displeasing. In accentual stress the +redundant measure is of secondary rank, the chief intensity falling +upon the shorter, typical groups. Variation from the type does not, +therefore, unconditionally indicate a point of accentual stress, +though the two are commonly connected. + + [8] This was probably due to beginning the series of + stimulations with the typical measure. Such beginning was + always made by chance. + +In regard to the relative duration of the redundant measure the +subjective reports indicate a large variability. The dactylic form +appears to be slightly longer than the trochaics among which it +appears; but not infrequently it is shorter.[9] These variations are +probably connected with differences in stress due to the relation +which the measure bears to the accentual initiation of the whole +series; for this accent apparently may fall either within the +redundant measure itself or on the first element of the succeeding + ___ _____ + >/ \ > | | > > +group, thus: | q q q; q q; |, or | e e e q q; q q |. + \_/ + + [9] The only form taken up was the occurrence of dactylic + measures in trochaic series. + +Two rhythm forms were analyzed, the trochaic and the dactylic, the +series of sounds being given by hammer-falls of 7/8 and 1/8 inch for +accented and unaccented elements respectively. In each experiment full +and syncopated measures alternated regularly with each other in +continuous succession, giving the forms + + > > > > + | q. q; q % | and | q. q q; q. % % |. + \_____/ \____________/ + +The initiation of the series was in every case determined by chance. +Six observers took part in the work with trochaic forms, five in that +with dactylic. The quantitative results are given in the following +tables, in each of which the relations of duration, position and +stress are included. + + +TABLE LVI. + + TROCHAIC FORM. + Apparent Accentuation + Ratio of 1st Second Group Judged to be 2d Group of Second Group. + to 2d Group. + = - Final + = - + 1.000:1.000 55.5% 44.4% 100% 71.5% 28.5% + 1.000:0.946 83.3 16.6% 100 30.0 70.0 + 1.000:0.895 66.6 11.1 22.2 100 30.0 60.0 10.0% + 1.000:0.846 16.6 41.6 41.6 100 40.0 60.0 + 1.000:0.800 16.6 41.6 41.6 100 40.0 60.0 + 1.000:0.756 49.9 24.9 24.9 100 40.0 60.0 + 1.000:0.714 16.6 41.6 41.6 100 20.0 80.0 + + +TABLE LVII. + + DACTYLIC FORM. + Apparent Accentuation + Ratio of 1st Second Group Judged to be 2d Group of Second Group. + to 2d Group. + = - Final + = - + 1.000:1.000 100.0% 100% 40.0% 60.0% + 1.000:0.946 83.3% 16.6% 100 40.0 60.0 + 1.000:0.895 66.6 33.3 100 20.0 80.0 + 1.000:0.846 37.5 62.5 100 40.0 60.0 + 1.000:0.800 100.0 100 40.0 60.0 + + +The syncopated measure, like the redundant, bears to the acatalectic +group specific relations of duration, accentual stress, and position +in the rhythmical sequence. In position it is final. This relation is +independent of the factor of duration, on which the order of elements +in the simple measure depends. Even the excessive shortening which +occurs in the trochaic form, when the full measure has a duration +almost one and one half times as great as the syncopated, brings about +no inversion of the order. + +In duration the syncopated group is a shortened measure. The amount of +reduction necessary to preserve rhythmical proportion with the rest of +the sequence is greater in the trochaic than in the dactylic form, as +in the relation of accented to unaccented elements in the simple +measure it is greater than in the case of the trochaic, a principle of +structure which has already been pointed out. + +There is similar evidence in beaten rhythms to show that when a full +measure is elided, the pause which replaces it is of less value than +the duration of a syncopated measure. When trochaic rhythms were +beaten out with a distinct pause after each measure, the relative +values of the two intervals were 1.000:2.046. Such a pause cannot be +equivalent to a suppressed beat and its interval; I regard it as +functionally equal to a whole measure. If that value be allowed for +the second interval which it possesses in the same rhythm type when no +pause is introduced, namely, 1.000:0.920, the first two intervals will +have a value--in terms of linear measurement--of 1.93 + 1.77 or 3.70. +The value of the suppressed measure would therefore be 2.15, a ratio +of acatalectic to elided group of 1.000:0.581. + +Iambic rhythm beaten out without separating pauses presents the +following ratio between first and second intervals, 1.000:1.054; on +the introduction of a pause between the measures the ratio becomes +1.000:2.131. The assignment of these proportional values gives 1.68 + +1.77, or 3.45, as the duration of the first two intervals, and 1.81 +for the pause, a ratio of 1.00:0.524. + +In continuous dactylic tapping, the values of the successive +intervals are 1.000; 0.756; 0.927; with a separating pause their +relations are 1.000; 0.692; 1.346. These being analyzed as before, the +elided measure will have the relative value of 0.419. This shows a +decline in the proportional duration of the elision as the total value +of the measure elided increases. There can be little question that +this principle applies also to the value of elisions of higher +rhythmic structures as well. + +In intensity the syncopated measure is a point of increased accentual +stress. This relation is not constantly maintained in the trochaic +form, in which at one ratio the accent appears reduced;[10] in the +dactylic form divergences are all in the direction of an apparent +increase in accentuation. In rhythms beaten out the form of succession + > . > > +was always prescribed (_e.g._, | q. q; q_% | or | q. %; q. q|, but not + \______/ \________/ +either at the subjects' preference), so that no material was there +afforded for a determination of the primacy of particular figures; but +the results must of course show any tendency which exists toward an +increased accentuation of the syncopated measure. It needs but a +cursory reference to the statements of these results in Pt. III., B, +of this paper, to observe how constant and pronounced this tendency +is.[11] + + [10] This result is clearly irregular, and is probably due to + the effect of accidental variations on a meager series of + judgments. The number of these was three for each observer, + making eighteen judgments in all the basis of each percentage + in the table. + + [11] The subjective notes of the observers frequently refer to + this as an explicitly conscious process, the nature of the + rhythmical sequence requiring a greater stress at that point + than elsewhere. Extracts are appended: + + _Trochaic Syncopation._--"There is almost a necessity for an + accent on the last beat." "... an almost imperative tendency + to emphasize the final syllable beyond the rest." "The two taps + were followed by a pause and then a tap with increased + pressure." "This was not satisfactory with any adjustment of + time relations so long as the stress of all three beats was the + same. In attempting to make them all equal I almost + involuntarily fell into the habit of emphasizing the final + one." + + _Dactylic Syncopation._--"In this series it was easy to lay + stress on the last (beat) ... this is the natural grouping; I + unconsciously make such." "... of these the heavy one + (accented syncopation) was much more satisfactory." "It was + constantly my tendency to increase the strength of the last + tap." "In this it is natural for me to make the final stroke + heavy. To make the second group balance the first by equalizing + the time alone is less satisfactory than by introducing + elements of both time and force." "I felt that the latter part + of the rhythm (unaccented syncopation) was lacking in force. + Something seemed continually to be dropped at the end of each + group." + + The reactors frequently repeated the full measure several times + before introducing the syncopated measure, which thus brought a + series to its close. It will probably be found that in the + actual construction of poetic measures the syncopated or + partially syncopated foot is systematically introduced + coincidently with points of rhythmical or logical pause. + +Conclusive evidence of the integration of simple rhythm forms in +higher structures is presented by the process of increasing definition +which every rhythmical sequence manifests between its inception and +its close. This process is manifested equally in the facts of sensory +apprehension and those of motor reproduction of rhythm forms. On the +one hand, there is a progressive refinement in the discrimination of +variations from temporal uniformity as the series of stimulations +advances; and correspondingly, the sequence of motor reactions +presents a clearly marked increase in cooerdination taking place +parallel with its progress. A rhythmical form is thus given to the +whole succession of simple measures which are included within the +limits of the larger series, a form which is no less definite than +that exhibited by the intensive and temporal relations of the +rhythmical unit, and which, there can be little doubt, is even more +important than the latter in determining the character of the rhythm +experience as a whole. + +The presentation of experimental results bearing on this point will +follow the lines already laid down. Only that part of the material +which is derived from the apprehension of sensory rhythm forms can be +applied to the determination of this formal curve for the ordinary +metrical types and their complications. The facts of progressive +cooerdination presented by beaten rhythms are based on the repetition +of simple forms only. The completion of the evidence requires a +quantitative analysis of the temporal relations presented by the whole +sequence of integrated measures which compose the common verse forms: +dimeter, trimeter, etc. This matter was not taken up in the present +investigation. + +The perception of variations in the measures of an iambic pentameter +line was first taken up. The series of sounds was produced by the fall +of hammer, the distances traversed being, for the accented elements +0.875 inch, and for the unaccented, 0.250 inch. The series was +followed by a pause equal to one and a half measures, and was repeated +before judgment was made. The time occupied by the series of sounds +was 2.62 seconds. The intervals between the successive sounds were +adjusted on the basis of previous experimentation concerning the most +acceptable relations between the durations of accented and unaccented +intervals. Their values were in the ratio 1.000:0.714 for accented and +unaccented respectively. The variations were introduced in a single +element, namely, the interval following the accented beat of the +group, which, in this form of rhythm, is also the inter-group +interval. This interval was changed by successive increments of one +seventh its original value, or one twelfth the duration of the whole +measure. Four such additions were made, the final value of the +interval standing to its original duration in the ratio 1.000:0.636. +The same series of changes in the duration of the accented interval +was made successively in each measure of the pentameter series. In all +these experiments the subjects were in ignorance of the character and +position of the changes introduced. The results appear in the annexed +table. + + +TABLE LVIII. + + Position in Series. Percentage Values. + Ratios. I II III IV I II III IV + 1.000 : 1.000 0 0 0 0 0 0 0 0 + 1.000 : 0.874 4 4 4 7 40 40 40 70 + 1.000 : 0.777 6 6 8 10 60 60 80 100 + 1.000 : 0.700 6 6 10 10 60 60 100 100 + 1.000 : 0.636 6 6 10 10 60 60 100 100 + + +In the five horizontal rows on the left of the table are set down the +number of times, out of a total of ten judgments, the interval in +question was perceived to be greater than the like interval in other +groups, under the original relation of uniformity and for the four +successive increments. On the right these numbers are given as +percentages of the whole number of judgments. These figures show an +increase of discriminative sensibility for such changes as the series +advances. The percentage of correct discrimination, as it stands in +the table, is the same for the first and second positions in the +line, but this coincidence is to be attributed to accident, in +consequence of the relatively small number of judgments on which the +results are based, rather than to a functional indifference in the two +positions. I conclude that fuller experiments would show a curve of +continuous increase in the number of correct judgments for the whole +series of measures here included. If we number the series of ratios +given above from one to five, the thresholds of perceptible change for +this series of positions, expressed in terms of this numerical series, +would be: I., 4.1; II., 4.1; III., 3.9; IV., 3.6. + +Secondly, in a series of five trochaic measures, the intervals +separating the groups--which in this case follow the unaccented +beat--were successively lengthened by increments identical with those +employed in the preceding set of experiments. The results are +presented in the table below, arranged similarly to the previous one. + + +TABLE LIX. + + Position in Series. Percentage Values. + Ratios. I II III IV I II III IV + 1.000 : 1.000 0 0 0 0 0.0 10.0 0.0 0.0 + 1.000 : 0.874 1 1 3 4 16.5 16.5 50.0 60.0 + 1.000 : 0.777 4 4 5 6 66.0 66.0 83.0 100.0 + 1.000 : 0.700 6 6 6 6 100.0 100.0 100.0 100.0 + 1.000 : 0.636 6 6 6 6 100.0 100.0 100.0 100.0 + + +These results are essentially identical with those of the preceding +section. The sensitiveness to small differences in duration within the +rhythmical series becomes continuously greater as that series +proceeds. The thresholds of perceptible change in terms of the +numerical series of ratios (as in preceding paragraph) are as follows: +I., 4.0; II., 4.0; III., 3.7; IV., 3.6. + +Finally, the intensity of the preceding sound was increased as well as +the duration of the interval separating it from the following stroke. +The measure employed was the trochaic, the interval suffering change +was that following the accented beat--in this case, therefore, the +intra-group interval. The relations obtaining among the unchanged +measures were, as to duration of accented and unaccented elements, +1.000:0.714; as to intensity, 0.875:0.250 inch. Instead of a series, +as in the preceding experiments, only one change in each direction +was introduced, namely, an increase in duration of a single accented +element of the series from 1.000 to 1.285, and an increase of the same +element in intensity from 0.875 to 1.875 inch fall. The results are +given in the annexed table: + + +TABLE LX. + + Duration. Stress. + Position Interval Following Louder + in Series. Judged to be Increased Stress. + + = - Times Noted. Not Noted. + I. 8 per cent. 92 per cent. 0 per cent. 40 per cent. 60 per cent + II. 42 " 50 " 8 " 42 " 58 " + III. 57 " 36 " 7 " 54 " 46 " + IV. 67 " 26 " 7 " 62 " 38 " + V. 30 " 40 " 40 " 60 " 40 " + + +The figures show that in regard to the discrimination of changes in +duration occurring in intervals internal to the rhythm group, as well +as in the case of intervals separating adjacent groups, there is a +progressive increase in sensibility to variations as the succession of +sounds advances. This increased sensitiveness is here complicated with +another element, the tendency to underestimate the duration of the +interval following a louder sound introduced into a series. The +influence of this second factor cannot be analyzed in detail, since +the amount of underestimation is not recorded unless it be sufficient +to displace the sign of the interval; but if such a quantitative +method be applied as has already been described, the results show a +continuous decrease in the amount of underestimation of this interval +from the first position to the fourth, or penultimate, which presents +the following relative values: 92, 66, 50, 40. A phase of rapid +increase in the amount of underestimation appears in the fifth or +final position, represented on the above scale of relative values by +120. This falling off at the end of the series, which appeared also in +previous experiments, can be attributed only to an interference with +the functions which the several measures bear in the process of +comparison, and indicates that the accuracy of judgment is dependent +on a comparison of the measure or element in question with those which +follow as well as with those which precede it. + +The results presented in the preceding section form the statement of +but one half the evidence of higher rhythmical synthesis afforded by +the material of the present investigation. We turn now to the second +set of results. It deals, in general, with the quantitative relations +of rhythmic forms which find expression through finger reactions. +Portions of this evidence have already been presented, through motives +of economy, in connection with the discussion of the phases of +differentiation in intensity and duration which such beaten rhythms +manifest. The burden of it, however, is contained in the results of an +analysis, form by form, of the proportional mean variations which +characterize these types of rhythmic expression. This method has been +applied to a study (_a_) of the characters of the constituent +intervals of the unit, in their relation to accentuation and position; +(_b_) of the simple group which these elements compose; and (_c_) of +the forms of higher synthesis manifested by the variations in +successive groups. The first of these relations concerns, indeed, only +the internal organization of the simple group, and has no direct +bearing on the combination of such groups in higher syntheses; but, +again for the sake of economy, the items are included with the rest of +the material. + +The application of such a method, as in all treatment of material by +mean variations, involves much labor,[12] and on that account alone +the lack of its employment to any considerable extent in previous +investigations may be excused; but to this method, as it seems to me, +must the final appeal be made, as an indisputable means by which all +questions concerning the refined features of rhythmical organization, +the definition of units and the determination of the forms in which +they enter into larger rhythmic quantities, are to be settled. + +[12] In connection with this work some 48,000 individual measurements +were made (for the transcription of which I am indebted to the patient +assistance of my wife). Half of these were measurements of the +intensity of the successive reactions; the other half, of the +intervals which separated them. The former series has been employed in +obtaining the averages which appear in the section on the distribution +of intensities; the latter in that on the distribution of durations. +The determination of mean variations was made in connection with the +second series only (24,000). These quantities were combined in series +of single groups, and in series of two, four, eight and ten groups, +and for each of these groupings severally the mean variation of the +series was computed. + +Of all the possible forms of rhythmic apprehension or expression, the +material for such a statistical inquiry is most readily obtainable in +the form of a series of finger reactions, and to such material the +application of the method in the present investigation has been +restricted. + +In the first experiment of this group the reactor was asked to tap out +a series in which temporal, but not intensive variations were +introduced; the strokes were to be of uniform strength but separated +into groups of two beats. No directions as to length of pause between +the successive groups were given, but the whole form of the groups was +to be kept absolutely constant. The reports of the subjects were +uniformly to the effect that no accent had been introduced. At a +cursory examination no intensive grouping was apparent. These records +were the earliest analyzed, when only time relations were in mind, and +no measurements were made of variations in strength. Only the mean +variations of the intervals, therefore, will here be taken up. + +A word first as to the relative value of the two intervals and its +significance. The form of a rhythmical series is determined in every +part by subordination to principles of strict temporal arrangement. +Every suppression of elements in such a series, every rest and +syncopated measure has as positive and well-defined a function as have +the successive reactions and their normal intervals. If such a pause +is made as we find introduced in the present case, its value must be a +fixed function of the system of durations of which it forms a part, +whether it replace an element in a rhythmical unit, or a subgroup in a +higher rhythmical quantity. In general, the value of such a rest is +less than the duration of a corresponding full measure or interval. +For example, the syncopated forms | >q % | and | >q % %_| are +demonstrably of shorter average duration than the corresponding +measures| >q q | and | >q q q_|; and the pause occurring at the close +of a syncopated line--such as that in the middle of a catalectic +trochaic tetrameter--should be found of less value than that of the +regular foot. + +In the present instance two reactions are made, a pause follows, then +the reactions take place again, and so on. The intervals separating +successive groups of reactions thus result from the coalescence of two +periods, the interval which would regularly follow the reaction and +the additional pause at its close. The value of the latter I interpret +as functionally equivalent to a group of two beats and not to a single +interval; that is, the rhythm beaten out is essentially quadruple, the +second member of each composite group being suppressed, as follows: + > + | q q; % % |. + \______/ + +To estimate the proper value of such a rest the average relative +duration of first and second intervals was taken in a continuous +series of two-beat measures, in which the first member was accented +sufficiently to define the rhythmical groups. The ratio was +1.000:0.760. In the present instance the values of the simple initial +interval and the composite interval which follows it are, in terms of +the linear measurement, 1.55 mm. and 3.96 mm. Assuming the above ratio +to hold, the duration of a period which included the second +beat-interval and a group-rest should be 1.16 + 1.55 + 1.16 = 3.87 mm. +This is slightly less than the actual value of the period, whereas it +should be greater. It must be remembered, however, that the disparity +between the two intervals increases with initial accentuation, and in +consequence the proportional amounts here added for the second +interval (1.16 to 1.55) should be greater. This interval is not +rhythmically 'dead' or insensitive. The index of mean variation in all +reactors is greater for the first than for the second interval (or +interval + pause) in the ratio 1.000:0.436, that is, the value of the +latter is more clearly defined than that of the former, and the +reactor doubly sensitive to variations occurring within it. + +An analysis of the variations of these intervals separately in series +of four groups reveals a secondary reciprocal rhythm, in which the +changes in value of the mean variation at any moment are in opposite +directions in the two intervals. These values in percentages of the +total duration of the periods are given in the following table. + + +TABLE LXI. + + Interval. 1st Group. 2d. Group. 3d Group. 4th Group. + First, 15.4 per cent. 26.4 per cent. 13.8 per cent. 30.3 per cent. + Second, 12.4 " 7.0 " 9.6 " 7.5 " + + +Without measurement of their intensive values, interpretation of these +variations is speculative. They indicate that the pairs of beats are +combined in higher groups of four; that the differences of mean +variation in the first interval are functions of an alternating major +and minor accentuation, the former occurring in the second and fourth, +the latter in the first and third; and that the inversely varying +values of the mean variation in the second interval are functions of +the division into minor and major groups, the reduced values of the +second and fourth of these intervals being characteristic of the +greater sensitiveness to variations occurring in the group pause than +to changes occurring within the group. + +The fixity of the group is markedly greater than that of the simple +interval. In the one case in which the mean variation of the group is +greater than that of the elementary period the material involved was +meager (five instead of ten repetitions) and the discrepancy therefore +insignificant. + +The difference in the mean variation of the first and second intervals +respectively rises to an individual maximum of 3.000:1.000, and +averages for all subjects 2.290:1.000; the fixity, that is to say, of +the inter-group interval in this form of tapping is more than twice as +great as that of the intra-group interval. The fixity of the larger +rhythmical quantities is greater than that of the smaller, whether the +relation be between the elementary interval and the unit group, or +between the synthetic unit and its higher composite. The average mean +variation of the beat intervals exceeds that of the whole group in the +relation of 1.953:1.000. The differentiation of larger and smaller +groups is less clear. When the material is taken in groups of eight +successive beats the mean variation is less in the case of every +subject than when taken in fours, in the ratio 1.000:1.521. The +comparative values for groups of two and four beats is reversed in two +thirds of the cases, yet so that an average for all subjects gives the +ratio 1.000:1.066 between groups of four and two beats. The whole +series of values arranged on the basis of unity for the mean variation +of the beat interval is given in Table LXII. + + +TABLE LXII. + + Proportional. Single Beat. 2-Beat Group. 4-Beat Group. 8-Beat Group. + M.V. 1.000 0.512 0.480 0.320 + + +The persons taking part in the investigation were next required to +make a series of reactions composed of unit groups of two beats, in +each of which the first member received accentuation, a simple +trochaic rhythm. In this type the relation of intra-group to +inter-group interval remains unchanged. In all subjects but one the +mean variation of the first interval exceeds that of the second in the +average ratio 1.722:1.000. The amount of difference is less than in +the preceding type of reaction. In the former there is presented not +an intensively uniform series, but an irregularly rhythmical grouping +of intensities, in dependence on the well-defined parallel types of +temporal differentiation; in the latter such intensive differentiation +is fundamental and constant in its form. Assuming the character of the +second interval to remain unchanged, there is in the intensive fixity +of the initial accented element, on the one hand, and the alternate +assertion of the impulse to accentuation and repression of it in the +attempt to preserve uniformity, on the other, an occasion for the +difference in the relation of the mean variation of this interval to +that of the following in the two cases. It is to be expected that +there should be less irregularity in a series of reactions each of +which represents an attempt to produce a definite and constant +rhythmical accent, than in a series in which such an accent is +spasmodically given and repressed. + +For a like reason, the difference in value between the mean variations +of the elementary interval and the unit group should be less in the +case of the positive rhythm form than in that of a series which +combines a definite temporal segregation with an attempt to maintain +intensive uniformity. The mean variation of the interval is still of +greater value than that of the unit group, but stands to it in the +reduced ratio 1.000:0.969. + +The relations of higher groups present certain departures from the +preceding type. In three cases out of five the unit has a greater + > . +fixity than its immediate compound ( | q. q; q q |), with an average + \_______/ +ratio of 0.969:1.072. The original relation, however, is reestablished +in the case of the next higher multiple, the eight-beat group, the +whole series of values, arranged on the basis of unity for the simple +interval, being as follows: + + +TABLE LXIII. + + Proportional Single Beat 2-Beat Group 4-Beat Group 8-Beat Group + M.V. 1.000 0.969 1.072 0.859 + + +An analysis of the material in successive pairs of two-beat groups +revealed a pronounced rhythm in the values of the mean variations of +the first and second members of the pair respectively, the fixity of +the second group being much greater than that of the first, the mean +variation having a ratio for all subjects of 0.801:1.000. The +interpretation of this rhythmical variation, as in the preceding +reaction series, must be speculative in the absence of quantitative +measurement of intensive changes, but is still not left in doubt. The +rhythmic material is combined in larger syntheses than the groups of +two beats, alternately accented and unaccented, which were avowedly in +mind. This secondary grouping appears in at least a measure of four +beats, into which the unit group enters as the elementary interval +entered into the composition of that unit. In this larger group the +initial period, or element of stress, is characterized by a greater +mean variation than the unaccented period which follows it. There are +present in this first interval two factors of instability: the factor +of accent, that element which receives the stress, being in general +characterized by a greater mean variation than the unaccented; and the +factor of position, the initial member of a rhythmical group, +independent of accentuation, being marked by a like excess of mean +variation over those which follow it. The interpretation of the latter +fact lies in the direction of a development of uniformity in the motor +habit, which is partially interrupted and reestablished with the +ending and beginning of each successive group, large or small, in the +series of reactions. + +Further, when the material is arranged with four unit groups in each +series, the same relation is found to hold between the first period +composed of two unit groups and the second like period, as obtained +within these pairs themselves. The mean variation of the first period +of four beats is greater than that of the second in the case of all +subjects but one, with an average ratio for all subjects of +1.000:0.745. The analysis was not carried further; there is, however, +nothing which points to a limitation of the process of synthesis to +groups of this magnitude; rather, to judge from the close +approximation in definition of the two orders manifested here, there +is suggested the probability that it is carried into still higher +groupings. + +In the next rhythmical type analyzed--the iambic form--that relation +of the first to the second interval holds which was found to obtain in +the preceding forms. The excess of mean variation in the former over +the latter presents the ratio 1.274: 1.000. In amount it is less than +in either of the previous types (2.290:1.000 and 1.722:1.000). For +here, though both elements have constant relations as accented or +unaccented members of the group, the factor of stress has been +transferred from the initial to the final beat. Instead, therefore, of +combining in a single member, the factors of inconstancy due to stress +and to position are distributed between the two elements, and tend to +neutralize each other. That the preponderance of irregularity is still +with the initial interval leads to the inference that position is a +greater factor of inconstancy than accentuation. + +Also, the group presents here, as in the preceding forms, a greater +fixity than does the individual interval. This relation holds for all +subjects but one, the average mean variations of the simple interval +and of the unit group having the ratio 1.000:0.824. + +In larger groupings irregularities in the relations of higher and +lower again occur, and again the greater constancy obtains between the +first and second orders of higher grouping (in which for only one +subject has the lower group a greater fixity than the higher, and the +averages for all subjects in the two cases are in the ratio +1.149:0.951), and the lesser constancy between the unit group and the +first higher (in which two subjects manifested like relations with +those just given, while three present inverted relations). The whole +series of relations, on the basis of unity for the mean variation of +the simple interval, is given in Table LXIV. + + +TABLE LXIV. + + Proportional. Single Beat. 2-Beat Group. 4-Beat Group. 8-Beat Group + M.V. 1.000 0.824 1.149 0.951 + + +There is also presented here, as in the preceding forms, a synthesis +of the material into groups of four and eight beats, with similar +differences in the fixity of the first and last periods in each. A +single subject, in the case of each order of grouping, diverges from +the type. The ratio of difference in the mean variations of the first +and second members of the groups is, for series of four beats, +1.000:0.657, and for series of eight beats, 1.000:0.770. This +indicates a diminishing definition of rhythmical quantities as the +synthesis proceeds, but a diminution which follows too gradual a curve +to indicate the disappearance of synthesis at the proximate step in +the process. + +Three-beat rhythms were next taken up and the same method of analysis +carried out in connection with each of the three accentual forms, +initial, median, and final stress. In these types of rhythm the +intra-group intervals are more than one in number; for the purpose of +comparison with the final, or inter-group interval, the average of the +first and second intervals has been taken in each case. + +The results agree with those of the preceding types. The mean +variation of the interval separating the groups is less throughout +than that of the average group-interval. The ratios for the various +rhythm types are as follows: + + +TABLE LXV. + + Rhythm Form. Initial Stress. Median Stress. Final Stress. + Ratios, 1.000 : 0.758 1.000 : 0.527 1.000 : 0.658 + + +This relation, true of the average intra-group interval, is also true +of each interval separately. Among these ratios the greatest departure +from unity appears in the second form which all subjects found most +difficult to reproduce, and in which the tendency to revert to the +first form constantly reasserts itself. The difference in value of the +mean variations is least in the first form, that with initial accent, +and of intermediate magnitude in the third form when the accent is +final. The contrary might be expected, since in the first form--as in +the second also--the factors of stress and initial position are both +represented in the average of the first two intervals, while in the +third form the factor of stress affects the final interval and should, +on the assumption already made concerning its significance as a +disturbing element, tend to increase the mean variation of that +interval, and, therefore, to reduce to its lowest degree the index of +difference between the two phases. That it does so tend is evident +from a comparison of the proportional mean variations of this interval +in the three forms, which are in order: initial stress, 4.65 per +cent.; median stress, 4.70 per cent., and final stress, 7.15 per cent. +That the consequent reduction also follows is shown by the individual +records, of which, out of four, three give an average value for this +relation, in forms having final stress, of 1.000:0.968, the least of +the group of three; while the fourth subject departs from this type in +having the mean variation of the initial interval very great, while +that of the final interval is reduced to zero. + +If, as has been assumed, the magnitude of the average mean variation +may be taken as an index of the fixity or definition of the rhythm +form, the first of these three types, the ordinary dactylic is the +most clearly defined; the second, or amphibrachic, stands next, and +the third, the anapaestic, has least fixity; for in regard to the final +interval, to the average of the first and second and also to each of +these earlier intervals separately, the amount of mean variation +increases in the order of the accents as follows: + + +TABLE LXVI. + + Interval. Initial Stress. Median Stress. Final Stress. + First, 5.82 per cent. 9.95 per cent. 11.95 per cent. + Second, 6.45 " 7.87 " 9.77 " + Third, 4.65 " 4.70 " 7.15 " + + +In these triple rhythms, as in the two-beat forms, the simple interval +is more variable than the unit group, and the lower group likewise +more unstable than the higher. The series of proportional values for +the three forms is given in the table annexed: + + +TABLE LXVII. + + Rhythm Form. Single Interval. 3-Beat Group. 6-Beat Group. + Initial Stress, 1.000 1.214 1.037 + Median " 1.000 0.422 0.319 + Final " 1.000 0.686 0.524 + + +A comparison of the second and third columns of the table shows an +excess of mean variation of the smaller group over that of the larger +in each of the three forms. It is true also of the individual subjects +except in two instances, in each of which the two indices are equal. +This proportion is broken in the relation of the primary interval to +the unit group in the dactylic rhythm form. A similar diversity of the +individual records occurred in the two-beat rhythms. + +The same indication of higher groupings appears here as in the case of +previous rhythms. Rhythmical variations are presented in the amount of +the mean variations for alternate groups of three beats. +Chronologically in the records, as well as in dependence on +theoretical interpretation, the first member of each higher group is +characterized by the greater instability. The amounts of this +difference in cooerdination between the first and last halves in series +of six beats is set down for the three rhythm forms in the following +table: + + +TABLE LXVIII. + + Stress. First Half. Second Half + Initial, 1.000 0.794¹ + Median, 1.000 0.668 + Final, 1.000 0.770 + + ¹These figures are made up from the records of three out of + four subjects. In the exceptional results of the fourth + subject no mean variation appears in the first half and 6.3 + per cent, in the second, making the average for the whole + group 1.000:1.023. + + +There is still other evidence of higher rhythmical grouping than these +oscillations in the amount of the mean variation of alternate groups. +Exactness of cooerdination between the individual intervals of +successive groups might undergo development without affecting the +relative uniformity of such total groups themselves. But, throughout +these results, an increase in cooerdination between the periods of the +whole group takes place in passing from the first to the second member +of a composite group. The relation here is not, however, so uniform as +in the preceding case. The series of proportional values is given on +page 403. + +TABLE LXIX. + + Stress. First Half. Second Half. + Initial, 1.000 0.846¹ + Median, 1.000 1.064 + Final, 1.000 0.742 + + ¹ Here also the records of three subjects only are involved, + the results of the same reactor as in the preceding cases + being discarded. Including this, the ratio becomes + 1.000:1.016. + +The index of mean variation for the individual elements of the group +also shows a progressive decrease from first to last as follows: + + +TABLE LXX. + + Stress. Interval I. Interval II. Interval III. + Initial, 5.82 per cent. 6.45 per cent. 4.65 per cent. + Median, 9.95 " 7.87 " 4.70 " + Final, 11.95 " 9.77 " 7.15 " + + +The relation holds in all cases except that of I. to II. in the rhythm +with initial stress. From this table may be gathered the predominance +of primacy of position as a factor of disturbance over that of stress. +Indeed, in this group of reactions the index of variation for the +accented element, all forms combined, falls below that of the +unaccented in the ratio 6.95 per cent. : 7.91 per cent. + +In rhythms of four beats, as in those of three, the estimation of +values is made on the basis of an average of the mean variations for +the three intra-group intervals, which is then compared with the final +or inter-group interval. As in those previous forms, sensitiveness to +variations in duration is greater throughout in the case of the latter +than in that of the former. The proportional values of their several +mean variations are given in the annexed table: + + +TABLE LXXI. + + Interval. Initial Stress. Secondary Stress. Tertiary Stress. Final Stress. + Intra-group, 1.000 1.000 1.000 1.000 + Inter-group, 0.941 0.775 0.725 0.713 + + +This relation, true of the average of all intra-group intervals, is +not, as in the preceding forms, true of each of the three constituent +intervals in every case. In the second and fourth forms, those marked +by secondary and final stress, it holds for each member of the group +of intervals; in the first form it fails for the second and third +intervals, while in the third form it fails for the last of the three. + +The proportional amount of this difference in mean variation +continuously increases from beginning to end of the series of +rhythmical forms. This cannot be interpreted as directly indicative of +a corresponding change in the definition which the four forms possess. +The absolute values of the several mean variations must simultaneously +be taken into account. First, then, in regard to the final pause there +is presented the following series of values: + + +TABLE LXXII. + + Stress. Initial. Secondary. Tertiary. Final. + M.V. 6.57 per cent. 9.50 per cent. 4.90 per cent. 15.70 per cent. + + +A very striking rhythmical alternation in the magnitude of the mean +variation thus occurs according as the accents fall on the first +member of the subgroups when its amount is smaller or on the second +member when it is larger. Further, the cases noted above, the second +and fourth forms, in which each of the intra-group intervals is +severally of greater mean variation than the final pause, are just +those in which the index of mean variation in the final pause itself +is at a maximum. + +The average mean variations of the earlier intervals thus present +changes which are analogous to and synchronous with those of the final +pause. Their values in proportion to the whole duration of the +intervals are as follows[13]: + + [13] In the second line of figures has been added the series of + values of the average mean variation for all four intervals of + the group. + + +TABLE LXXIII. + + Stress. Initial. Secondary. Tertiary. Final. + M.V. 6.98 per cent. 12.25 per cent. 6.57 per cent. 22.0 per cent. + M.V. 6.87 " 11.56 " 6.15 " 20.45 " + + +Those rhythmical forms having their accentual stress initial, or on +the initial elements of the subgroups, are marked by a sensitiveness +almost twice as great as those in which the stress is final, or on the +final elements of the subgroups. + +Finally, if we take the whole series of intervals severally, we shall +find that this rhythmical variation holds true of each element +individually as it does of their average. The whole series of values +is given in the table annexed. + + +TABLE LXXIV. + + Stress. + Interval. Initial. Secondary. Tertiary. Final. + + First, 9.57 per cent. 13.23 per cent. 9.00 per cent. 11.45 per cent. + Second, 5.53 " 10.60 " 8.70 " 9.00 " + Third, 5.83 " 12.93 " 2.00 " 12.90 " + Fourth, 6.57 " 9.50 " 4.90 " 7.85 " + + +It is an obvious inference from these facts that the position of the +accent in a rhythmical group is of very great significance in relation +to the character of the rhythmical movement. The initial accent gives +incomparably greater cooerdination and perfection to the forms of +uttered (produced) rhythm than does the final. It is in this sense the +natural position of the accent, because on the success and fluency of +this cooerdination the aesthetic value of the rhythm depends. + +In general, though not so unequivocally, the four-beat rhythms show a +progressive increase of stability in passing from the simple interval +to the group, and from the smaller group to the larger. The series of +values for the four accentual positions follows. + + +TABLE LXXV. + + Stress. Single Interval. 4-Beat Group. 2-Beat Group. + Initial, 7.27 per cent. 8.20 per cent. 8.17 per cent. + Secondary, 11.60 " 9.60 " 6.25 " + Tertiary, 3.20 " 3.40 " 2.25 " + Final, 10.22 " 6.30 " 6.00 " + Average, 8.07 " 6.87 " 5.67 " + + +Here, as in the preceding rhythmical forms, the most constant relation +is that of smaller and larger groups, in which no exception occurs to +the excess of mean variation in the former over the latter. The cases +in which this relation is reversed are found, as before, in comparing +the simple interval with the duration of the unit group; and the +exceptional instances are just those, namely the first and third +forms, in which the mean variation of this uncompounded interval is +itself at a minimum. This means that the simple interval presents a +more mobile character than that of the group; and while in general it +is less stable than the latter, it is also the first to show the +influence of increased cooerdination. Training affects more readily the +single element than the composite measure, and in the most highly +cooerdinated forms of rhythm the simple interval is itself the most +perfectly integrated unit in the system of reactions. + +Here, as in the preceding rhythmical forms, evidence of higher +grouping appears in the alternate increase and decrease of mean +variation as we pass from the first to the second subgroup when the +material is arranged in series of eight beats. The proportional values +of the indices are given in the following table: + + +TABLE LXXVI. + + Subgroups Init. Stress Sec. Stress Tert. Stress Fin. Stress + 1st Four, 1.000 1.000 1.000 1.000 + 2d Four, 0.950 0.762 0.984 0.790 + + +The first member of the larger group, in the case of every rhythm form +here in question, is less exactly cooerdinated than the second, the +interpretation of which fact need not here be repeated. Several +additional points, however, are to be noted. The differences in +stability of cooerdination which are encountered as one passes from the +first to the last of the four rhythm forms, extends, when the +reactions are analyzed in series of eight beats, to both members of +the compound group, but not in equal ratios. The mean variation of the +second and fourth forms is greater, both in the first and second +subgroups, than that of the corresponding subgroups of the first and +third forms; but this increase is greatest in the first member of the +composite group. That is, as the group grows more unstable it does so +mainly through an increase in variation of its initial member; or, in +other words, the difference in variability of the beat intervals of +the first and last subgroups reaches its maximum in those rhythmic +types in which the indices of mean variation for these intervals are +themselves at their maxima. + +This process of cooerdination, with its indication of a higher +rhythmical synthesis, appears also in the transformations in the value +of the mean variations in duration of the total groups, when the +material is treated in series of eight beats, as in table LXXVII. + + +TABLE LXXVII. + + Subgroups. Init. Stress. Sec. Stress. Tert. Stress. Final Stress. + 1st Four, 1.000 1.000 1.000 1.000 + 2d Four, 0.773 0.768 0.943 0.579 + + +The total initial group, therefore, as well as each of its constituent +intervals, is less stable than the second. + +Within the unit group itself the values of the mean variation show +here, as in the preceding forms, a progressive increase in +sensitiveness to temporal variations from first to last of the +component intervals. The proportional values for the four intervals in +order are, 1.000, 0.786, 0.771, 0.666. The distribution of these +relative values, however, is not uniform for all four rhythmical +forms, but falls into two separate types in dependence on the position +of the accents as initial or final, following the discrimination +already made. The figures for the four forms separately are as +follows: + + +TABLE LXXVIII. + + Stress. 1st Interval. 2d Interval. 3d Interval. 4th Interval. + + Initial, 9.57 per cent. 5.53 per cent. 5.83 per cent. 6.57 per cent. + Secondary, 13.23 " 10.60 " 12.93 " 9.50 " + Tertiary, 9.00 " 8.70 " 2.00 " 4.90 " + Final, 11.45 " 9.00 " 12.60 " 7.85 " + + +In the first type (Rhythms I. and III.) appear a descending curve +followed by an ascending; in the second type (Rhythms II. and IV.) a +second descending curve follows the first. The changes in the first +type are not cooerdinated with a similar curve of variation in the +intensive magnitude of the beats. It is to be noted here that the +smallest mean variation presented in this whole set of results is +found in that element of the first form which receives the stress, an +exception to the general rule. The variations in the contrasted type +have their maxima at those points on which the group initiation-- +primary or secondary--falls, namely, the first and third. + +As in preceding rhythmical forms, while the separation of accentual +stress from primacy in the series tends to increase the mean variation +of that element on which this stress falls and to raise the index of +mean variation for the whole group, yet the mean variation of the +initial element is also raised, and to a still greater degree, +reinforcing the evidence that primacy of position is a more important +factor of instability than the introduction of accentual stress. + +In the investigation of mean variations for units (if we may call them +such) of more than four beats only a modicum of material has been +worked up, since the types of relation already discovered are of too +definite a character to leave any doubt as to their significance in +the expression of rhythm. The results of these further experiments +confirm the conclusions of the earlier experiments at every point. + +These higher series were treated in two ways. In the first the reactor +beat out a rhythm consisting in the simple succession of groups of +reactions, each of which contained one and only one accent. These +units in each case were marked by initial stress, and were composed of +five, six, seven, eight and ten beats respectively. The results are +given in the following table, which contains the series of mean +variations in duration both for single intervals and for total groups. + + +TABLE LXXIX. + + No. Med. Unac'td + of Beats. Acc'td Beat. Beats. Final Beat. Average. Group. + Five, 12.2% 6.8% 7.1% 7.9% 6.3% + Six, 9.2 10.6 6.9 9.7 8.3 + Seven, 7.1 5.2 7.9 5.8 3.6 + Eight, 12.4 9.5 8.8 9.7 8.0 + Ten, 7.5 6.6 7.3 6.8 + + +The averages for the combined, median, unaccented intervals are given +separately from those of the final interval, for the reason that the +mean variation of the latter is greater in three cases out of five +than that of the former, a relation which apparently contradicts what +has already been said concerning the sensitiveness to variations which +marks the intervals separating rhythmical groups. The reason for this +final increase in variation appears when the relative intensities of +the series of reactions are considered. They are given in Table LXXX. + + +TABLE LXXX. + + No. of Beats. Acc. Beat. Av. Unacc. Final. Pre-final. + Five, 1.000 0.543 0.518 0.500 + Six, 1.000 0.623 0.608 0.592 + Seven, 1.000 0.515 0.544 0.437 + Eight, 1.000 0.929 0.949 0.863 + Ten, 1.000 0.621 0.640 0.545 + + +In every case the final element is marked by an increase over that +which precedes it (see last two columns of table) of the average value +for all rhythms of 1.000:0.900; an increase which raises it above the +average value of the whole series of preceding unaccented beats in +three cases out of five. To this final accentuation the increase in +variation is to be attributed. Yet despite the additional element of +disturbance due to this increased final stress the average value of +the mean variation for this final interval is lower than that of the +median unaccented intervals in the ratio (all rhythms combined) of +0.992:1.000. + +Turning, then, to Table LXXIX., there is presented, firstly, an excess +of variation in the accented element over that of the average +unaccented elements in every case but one (the six-beat rhythm in +which the values are nearly identical), which for the whole series of +rhythms has a value of 1.000:0.794. Secondly, in every completed case +(part of the figures in the last rhythm are inadvertently lacking), +the average mean variation of the single interval preponderates over +that of the total group. + +The second form of rhythmical tapping, in which the longer series were +beaten out as pairs of equal subgroups, was added in order to +determine the quantitative relations of the mean variations for +alternate subgroups when such groups were purposely intended, instead +of appearing in the form of unconscious modifications of the +rhythmical treatment, as heretofore. At the same time the results +present an additional set of figures embodying the relations here in +question. They are as follows: + + +TABLE LXXXI. + Intervals. Groups. + Number Av. 1st 2d 1st 2d + of Beats. Acc. Unacc. Half. Half. Half. Half. Average Totals + Six, 27.9% 20.9% 23.4% 23.0% 14.6% 13.3% 13.9% 13.8% + Eight, 16.6 14.8 13.2 17.3 6.2 3.3 4.7 2.7 + Ten, 7.9 2.6 3.4 4.0 5.9 5.2 5.5 3.1 + + +No exception here occurs to the characteristic predominance in +instability of the accented element. As regards simple intervals, the +relation of first and second groups is reversed, the reason for which +I do not know. It may be connected with the rapid speed at which the +series of reactions was made, and its consequent raising of the +threshold of perceptible variation, proportional to the value of the +whole interval, to which is also due the higher absolute value of the +variations which appear in both tables. + +These inversions disappear when we compare the relative stability of +the first and second subgroups, in which the excess of variation in +the former over the latter is not only constant but great, presenting +the ratio for all three rhythms of 1.000:0.816. The characteristic +relation of lower to higher rhythmical syntheses also is here +preserved in regard to the two subgroups and the total which they +compose. + +The points here determined are but a few of the problems regarding the +structure of larger rhythmical sequences which are pressing for +examination. Of those proximate to the matter here under +consideration, the material for an analysis of the mean variation in +intensity of a series of rhythmical reactions is contained in the +measurements taken in the course of the present work, and this may at +a future time be presented. The temporal variations having once been +established it becomes a minor point. + +Such conclusions, however, are only preliminary to an investigation of +the characteristic structure of the ordinary metrical forms, and to +these attention should next be turned. The configuration of the common +meters should be worked out both in relation to the whole formal +sequence, and to the occurrence within the series of characteristic +variations. There can be no question that each metrical structure, the +iambic trimeter or dactylic tetrameter line, for example, composes a +definite rhythmical melody within which each measure is shortened or +prolonged, subdued or emphasized, according to its position and +connections in the series of relations which constitute the rhythmical +sequence. + +These several metrical forms should be explored and the characters of +each measure in the series quantitatively determined. Such an +investigation would include an ascertainment of the proportional +time-value of each successive measure, its average force, and its +sensitiveness to variations, temporal and intensive. It should include +an examination of the configuration of the single measure and the +changes in distribution of accents and intervals which it undergoes as +the rhythmical series advances. For the rhythm group must not be +conceived as a simple unchanging form; both intensively and temporally +it is moulded by its function in the whole sequence, the earlier +iambic of a heroic measure being unlike the later, the dactyl which +precedes a measure of finality different from that which introduces +the series. Such a set of determinations will give the pure +characteristic curves of our common poetical meters. + +But these meters are no more simple forms than are their constituent +measures. At every point their structure is subject to modification by +factors which appear in the rhythmic utterance in virtue of its use as +a medium for the free expression of thought and emotion; and the +manner in which the characteristic form is altered by these factors of +variation must be studied. Of these variations the more important are +the effects of the introduction of variants--of spondees among +dactyls, of anapaests among iambics, and the like--and the occurrence +of points of origin, emphasis, interruption, and finality in special +accentuations, syncopated measures, caesural pauses and elisions. These +factors influence the structure both of those measures within which +they appear and of those adjacent to them. The nature and extent of +this wave of disturbance and its relation to the configuration of the +whole sequence call for examination. + +Finally, this process of investigation should be applied to the larger +structures of the couplet and stanza, that the characteristic +differences in the pair or series of verses involved may be +determined. These characters include the whole time occupied by each +verse of the stanza, the relative values of acatalectic and catalectic +verses occurring within the same stanza structure, differences in +rhythmical melody between the latter forms, the variations of average +intensity in the accentual elements of such lines, and a determination +of the values of rests of higher and lower degrees--mid-line, verse, +and couplet pauses--which appear in the various stanza forms, and +their relation to other structural elements. + + * * * * * + + + + +RHYTHM AND RHYME. + +BY R.H. STETSON. + + +I. INTRODUCTION. + + +The psychological theory of rhythm has its beginnings in the work of +Herbart,[1] who inaugurated the treatment of rhythm as a species of +time perception and suggested an explanation of its emotional effects. +While Herbart had simply pointed out the effect of a whole rhythmic +series in giving rise to an emotion of expectation, delay, or haste, +Lotze[2] applied the principle severally to each unit group (each +foot) in the rhythm, and made the emotional effect of rhythm depend on +these alternate feelings of strain, expectation, and satisfaction +produced by every repetition of the unit group. Vierordt[3] did the +first experimental work on rhythm, determining the period of greatest +regularity in the tapping of rhythms. But the first important +experiments were carried on by von Bruecke.[4] By tapping out rhythms +on a kymograph, he determined the well-known 'Taktgleichheit' of the +feet in scanned verse, and noted a number of facts about the time +relations of the different unit groups. Mach[5] added to the previous +knowledge about rhythm certain observations on the subjective +accentuation of an objectively uniform series, and specially he noted +that the process is involuntary. With a much clearer understanding of +the facts of rhythm than his predecessors had had, he really provided +the foundation for the theories which follow. His most important +contribution, for some time overlooked, was his emphasis of the +essentially motor nature of the phenomena of rhythm, and his motor +theory therefor. + + [1] Herbart, J.F.: 'Psychol. Untersuchungen' (Saemmt. Werk, + herausgeg. von Hartenstein), Leipzig, 1850-2, Bd. VII., S. 291 + ff. + + [2] Lotze, R.H.: 'Geschichte der AEsthetik,' Muenchen, 1863, S. + 487 ff. + + [3] Vierordt, K.: 'Untersuchungen ueber d. Zeitsinn,' Tuebingen, + 1868. + + [4] von Bruecke, E.W.: 'Die physiol. Grundlagen d. + neuhochdeutschen Verskunst,' Wien, 1871. + + [5] Mach, Ernst: 'Unters. ue. d. Zeitsinn d. Ohres,' _Wiener + Sitz. Ber., mathem. naturw. Classe_, 1865, Bd. 51, II., S. 133. + _Beitraege zur Physiol. d. Sinnesorgane_, S. 104 ff. + +Many of the recent theories of rhythm are based on Wundt's analysis. +The work of Wundt and Dietze,[6] was concerned with rhythmic series; +but it may be noted that the 'span of consciousness' and the +'synthetic activity of consciousness' were the subjects actually under +investigation. Rhythm was considered as a special temporal form of +this 'psychic synthesis.' There are three different elements in a +sound series, declared these writers, which contribute to this +synthesis: qualitative changes, intensive changes and melodic changes. +Of these the intensive changes are the most important. Every increase +in intensity, that is, every beat ('Hebung') is followed by a +decrease, and the next increase which follows is recognized as a +repetition of the preceding beat and as the forerunner of the beat +which is to follow. From this comes the synthetic power of the rhythm. +Just as the simple unit groups are built up by this synthesizing +power, so they in turn are combined into larger phrases and periods. +The motor factor has little place in Wundt's own discussion,[7] the +'mental activity' is the all-important thing. Bolton[8] also made a +very important contribution to the experimental knowledge of rhythm. +His work was based entirely on Wundt's theory. His method of +experimentation was accurate and his observations copious. The +arrangement of his apparatus, however, led him to emphasize objective +uniformity as a condition of rhythmic grouping; so that Meumann's +criticism of his application of this principle to poetry is quite +just. Nevertheless Bolton established the essential facts of +subjective accentuation and apparent temporal displacement. It is +noteworthy that he laid great emphasis on the motor aspect of rhythm, +and made many careful observations on the 'motor accompaniment.' While +inclining strongly to a motor interpretation he did not attempt to cut +loose from the Wundtian 'apperceptive process' as the primary factor. + + [6] Wundt, W.: 'Physiol. Psych.,' 4te Aufl., Leipzig, 1893, Bd. + II., S. 83. + + [7] Wundt, W.: 'Physiol. Psych.,' 4te Aufl., Leipzig, 1893, + II., S. 89 ff. + + [8] Bolton, T.L.: _Amer. Jour. of Psych._, 1894, VI., p. 145 et + seq. + +The most elaborate consideration of rhythm yet published is that of +Meumann.[9] He avowedly worked out and defended the theory of Wundt. +The only important difference is the larger place which he gave to the +'motor accompaniment,' although he was always careful to emphasize its +secondary and derived character. He insisted that the 'mental +activity' is always primary, and that without it there can be no +rhythmization; and he opposed vigorously the motor inclinations of +Mach and Bolton. It is certainly unfortunate that rhythm has always +fallen into the hands of the investigators of the 'attention,' or the +'span of consciousness,' or the 'perception of time.' It is but an +incident that judgments of time are often based on rhythms; and +everything that Meumann has said of a 'mental prius,' or a +'synthesizing activity' in the case of rhythms, may just as well be +said in the case of any cooerdinated act. + + [9] Meumann, E.: _Phil. Stud._, 1894, X., S. 249 ff. + +Meumann discussed in detail the characteristics of the rhythm of a +simple series of sounds, of music, and of verse. He assumed that in +the simple sound series we have rhythm in its barest form, and only +the rhythmic synthetic activity is at work; while in music there is a +content which to some extent prescribes unities, and the objective +regularity of the rhythm is broken. In verse we have much more +content, and the rhythmization is no longer regular in its temporal +relations; it is entirely dominated at times by the 'logical unities' +of the 'thought.' + +One great difficulty with such a differentiation of the three types of +rhythms presents itself when one inquires into the objective +regularity of the types; the fact is that music is by far the most +regular in its time values, though it has more content than the sound +series; and that just as great irregularities are possible in the bare +sound series as in the rhythm of verse with its rich and definite +content. + +Later statements of the facts and theories relating to rhythm have +inclined more and more to an emphasis of the motor aspect, even on the +part of Wundtians. Since Meumann there has been some detailed +laboratory work published, but the amount of accurately measured +rhythmic material is astonishingly small. Meumann established +experimentally the well-known relation between the length of a +rhythmic element and its accent, and corroborated the earlier work on +subjective accentuation. The reports contain the measurements of but +about eighty individual unit groups (iambs, trochees, etc.). +Ebhardt[10] gave the measurements of from 150 to 300 taps from each of +three subjects. But his work is vitiated, as far as any application to +rhythm is concerned, because he based everything on the judgment of +_equality_, which has nothing to do with rhythm. + + [10] Ebhardt, K.: _Zeilschr. f. Psych, u. Physiol. d. + Sinnesorgane,_1898, Bd. 18, S. 99. + +Hurst, McKay and Pringle[11] published measurements of about 600 +individual unit groups from three different subjects; in several +cases, the material consists rather too much of records of the +experimenters themselves, but in general their results agree very well +with those of other authors. Scripture[12] published the measurements +of a single stanza of poetry. It is but a single stanza and quite too +little material on which to base any conclusions, but it is notable as +a measurement of freely spoken rhythm. No experiments have been +published which bear on the nature of the rhythmic phrase, of the +period, or of the stanza. + + [11] Hurst, A.S., McKay, J., and Pringle, G.C.F.: _Univ. of + Toronto Studies,_ 1899, No. 3, p. 157. + + [12] Scripture, E.W.: _Studies from the Yale Psych. Lab.,_ + 1899, VII., p. 1. + +Our problem is: What part do the recurrent qualitative factors, like +rhyme, play in the grouping of rhythms? They function evidently, in +the main, as factors determining the periods or larger phrases of the +rhythm structure--the verses and stanzas of poetry and nonsense verse. +As no work has been done on the nature of such larger rhythmic +unities, a large share of the investigation was concerned with the +nature of the verse unity. + +Two methods of investigation were used: Subjects listened to rhythmic +series, into which various modifications were introduced; and +secondly, rhythms of a prescribed type, produced by the subject, were +recorded and measured. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT, 17. PLATE IX. +Opposite p. 417] + + +II. THE PERCEPTION OF A RHYTHMIC SERIES. + + +Apparatus: A disc (Fig. 1, Plate IX.) about 50 c. in diameter, +rotating on a vertical pivot, was driven by a pulley-cone underneath +mounted on the same spindle (not shown in the figure). On the face of +the disc were four concentric rings of regularly spaced holes, which +received pegs of uniform height and provided with a shoulder. +Corresponding holes of each circle lay on the same radius. On a plate +supported by a bracket were mounted four levers whose heads stood in +line radially to the movable disc. When the disc rotated to the right +under the levers, the pegs forced up the lever heads and made an +electric contact. The dip of the levers was controlled by a screw +adjustment. The apparatus was driven by a motor and reducing gear, +which were isolated in a sound-proof box. The rate of speed was +controllable. + +The apparatus was built for use with sounders connected with the +binding-posts, but in this investigation sounders were dispensed with, +and the clicks from the apparatus itself were used, since but one +qualitative difference was introduced. As a rule, the objective accent +of the foot was not given; the subjective accentuation was nearly +always sufficient. Subjects were quite unable to say whether the +accent was objective or not. If necessary, an accentuation was +produced by raising the pegs representing the accentuated part of the +foot. The group elements were represented by single, simple clicks +made by a brass screw on the lever arm striking an iron plate (the +noise of the brass peg striking the lever head was eliminated by +damping with cloth). The rhyme was represented by a compound noise +consisting of a click higher in pitch than the verse element click, +made by the peg striking the lever head, and an almost simultaneous +click lower in pitch than the verse element click, made by the screw +of the lever arm striking another iron plate. The rhyme noise was not +louder than the verse element click, and as a whole gave the +impression of being a lower tone because the first click was very +brief. Subjects did not analyze the rhyme noise, and had no difficulty +in making it represent rhyming syllables. The pauses throughout had +no filling. + +The subject was always given a normal series until the type was +clearly established, and when the variations to be judged were +introduced his attention was directed as far as possible to the factor +to be introduced. This seemed the only way to obtain trustworthy +judgments. If the subject waits blindly for some perceptual change in +the whole complicated mass of sensations which the simplest rhythmic +series constitutes, he is apt to fit his attention on some irrelevant +detail, and the change may not be noted until greatly exaggerated, and +he may not judge that particular factor at all. + +The subject was always asked to choose a rate of delivery which would +correspond to his natural rate of reading nonsense verse, and the +clicks were always associated with syllables, though not with words. +An effort was made to keep the series as colorless and devoid of +content as possible, to eliminate uncertain association. Beyond +suppressed articulation, the subject was not encouraged to mark the +rhythm with any part of the body, but a number of involuntary +movements of neck, body, hand, or foot were nearly always observed. +Occasionally, when a subject's expression was doubtful, he was asked +to say a nonsense series with the clicks. + +The nomenclature to be used in this paper is that of meter, but it is +always subject to the reservation that the material is only analogous +to series of nonsense syllables. + +Records were kept in terms of the intervals on the revolving disc; the +time of revolution was also taken, so that the figures may be +translated in time intervals if desired. Thus, 34, 34, 34, 34, 34 +represents a series of iambs in which the unaccented click has the +length of three, and the accented click the length of four spaces +between pegs. A uniform verse represented by a digit giving the number +of feet, followed by digits in parenthesis giving the character of the +foot, _e.g._, 4 (34), is an iambic tetrameter. + +For convenience, the verse pause is written independently of the last +foot of the verse, _e.g._, 4 (34) p. 7 represents a tetrameter line +having the intervals 34, 34, 34, 37. The interval of the last accented +syllable is counted twice. + +Occasionally this is disregarded and vs. p. equals o is written to +indicate that the vs. p. is equal to the foot pause. + +The results of the experiments may be grouped under three heads: + +1. Why does a synthesizing factor such as rhyme occur at the end of +the verse? + +2. What is the relation between the verse pause and the rhyme? + +3. What is the relation of rhyme to the cyclic movement of the unit +group and of the verse? + + +_1. Why the Synthesizing Factor Occurs at the Close of the Verse_. + +To determine a possible difference in the sense of rhythm at the +beginning and the close of a verse, pauses ('lags') were introduced +into the earlier and later parts of the verse. These pauses were made +barely perceptible, _i.e._, barely perceptible in any part of the +verse. Usually in iambic verse the barely perceptible lag shows the +following proportions to the other pauses: + + 34 _35_ 34 etc., or + 47 _48.5_ 47. + +Most of the experiments were performed with iambic tetrameter. The +subject was told to note the lags in the verse: these were introduced +either in both parts of the verse or at its close only. At least three +verses were given, and records were kept of the false judgments. When +lags of identical duration were introduced between the first and +second and between the third and fourth feet, it was found that nearly +always the lag would not be detected in the earlier part of the verse +but would be detected in the later part. Out of eighty-two cases, +there were but six in which the same lag was recognized in the first +as well as in the last position. In two of these cases the subject's +attention had been called to the first part of the verse; and in the +four other cases the lag was still found more marked at the close than +at the beginning. + +There were no cases in which a lag detected in the earlier part of the +verse was not also detected in the later part. False judgments, when +they occurred, were made as to a lag in the earlier part of the verse. +One subject falsely located a lag in the first of the verse four +times. Judgments as to the earlier part of the verse were uncertain +and frequently changed. + +The maximum lag possible without breaking the unity of the verse was +determined for the earlier and later parts of the verse. The verse +unity was tested by adding enough feet to make a full verse, after the +break, and asking the subject to mark the close of the verse. In every +case this irregularity was introduced into the second verse, and the +first verse was normal, _e.g._ (pentameter), + + I. 5 (34). + II. 34 lag 34 34 34 34 34. + +If the lag does not break the verse, the subject should hear the close +of the verse at the end of the fifth foot in II. If the verse is +broken he should ignore the first foot and make a new verse, ending +with the sixth foot. + + J. Iamb. tet. 1st pause of verse, max. pos. lag 9 + 3d 7 + L. 1st 9 + 3d 7 + R. 1st 11 + 3d 9 + G. 1st 9 + 3d 7 + Mi. 1st 10 + 3d 8 + B. 1st 7 + H. 1st 10 + 3d 6 + + +Later, in the attempt to determine natural divisions, or nodes in the +verse, the following were determined: + + + L. Max. pos. lags in f. p. of iamb. pent. in order 8 13 9 6 + G. 10 11 9 8 + Mi. 15 18 17 14 + Me. 7.5 13 9.5 6 + R. 9 9 11 7 + B. 12 8 15 7 + H. 7.5 8 10 7 + + B. Max pos. lags in dac. let., cat., in order 12 16 8 + S. 10 11 7 + Mc. 7 10 6 + G. 11 11 7 + L. 19 16 7 + H. 7 6 4 + + +This shows that an irregularity in the time intervals may be greater +in the earlier than in the later part of the verse. This last table is +further evidence of the increased exactness of the rhythmic perception +at the close of the verse. As far as nodes are concerned, they show +clearly two types: (1) A node after the second foot (L., G., Mi., Mc.) +and (2) a node after the third foot (R., B., H.). For the tetrameter +there is some indication in the cases of B., S. and Mc., but the other +cases are negative and further evidence is needed. + +With three of the subjects, Mi., J. and K., it was not always possible +to get records of the maximum lag, since it was impossible to define +the verse unity. When this was unbroken it was the unanimous testimony +of the subjects, corroborated by their unconscious movements, that +there was a feeling of tension during the lag. But the subjects just +referred to got a type of unity, and there was no tension. The lags +were indefinite and very long (35-90). This unity must be of the same +kind as the unity of the stanza, which includes long expressional +pauses, as well as rhythmic verse pauses. + +If a subject is asked to fall in at the beginning of a rhythmic series +his first attempts are decidedly incooerdinated. His earliest reactions +follow the clicks which they are intended to represent, but presently +the series of motor impulses generated by the sounds and the voluntary +movements which the subject makes fuse into a voluntary type of +reaction in which the cycle has become automatic and definite, and the +clicks take their proper places as cooeperating and controlling factors +along with the motor cues of the process itself. The accuracy of the +judgments of time, if such judgments be made, or the estimation of the +likeness of the groups, depends on the definiteness with which +movement sensations follow each other in a regular series. + +The following experiments (Table I.) concern the perception of a lag +in different parts not of a verse but of a stanza. It was a question, +namely, whether a lag in the first rhythmic series (first verse) which +establishes the motor cycle in the subject would be detected in the +later rhythmic series (later verses of the stanza) after the motor +cycle in the subject has been inaugurated. This responsive motor cycle +should itself, of course, contain the lag given with the first +rhythmic series. + +A stanza of the form of A (Table I.) was clicked out by the +instrument, but the subject had no clue as to the regularity or +irregularity of any verse. The stanza was repeated as often as the +subject wished, but not without a pause of a few moments between each +repetition. + + +TABLE I. + + THE INFLUENCE OF A LAG IN THE FIRST VERSE ON THE JUDGMENT OF IDENTICAL + LAGS IN LATER VERSES. + + A. Stanza given: I. 34 34 35 34 p. 7-9 + II. " " " " " + III. " " " " " + + In 14 cases the following was reported: + + I. Lag noted. + II. " not noted. + III. " " " + + In 9 cases the following was reported: + + I. Lag noted. + II. " " but shorter than first. + III. " " " " " " + + In 6 cases the following was reported: + + I. Lag noted. + II. " " and equal to first. + III. " " " " " " + + B. Stanza given: I. 35 34 34 34 p. 7-9 + II. " " " " " + III. " " " " " + + Any pause large enough to be noted in I. was noted in II. and + III. (This table contains the judgments made on all trials.) + + +Most of the judgments of the third set are due to the fact that the +subject first attended to the series on the second or third verse. The +large number of cases (83 per cent.) in which the lags in the second +and third verses were concealed by the equal lag in the first verse, +makes it very probable that the type of a verse is somehow altered by +the impression left by the preceding verse. + +The method of determining the maximal lags (as previously described) +gave interesting evidence on the point at which the unity of the verse +is actually felt. In the form + + I. 5 (34) + II. 34 lag 34 34 34 34-34 + +as the lag increases, a point is reached at which the unity may be +made to include the first foot or to ignore it. Which of these is done +depends on the subject's attitude, or _on the point at which the verse +is brought to a close._ In either case the unity, the 'pentameter +feeling,' is not experienced _until the end of the series unified is +reached._ This is the case with all the subjects. + +This development of the feeling of the particular verse form only at +the end of the verse, and the fact that the subject may be uncertain +which form he will hear until the series has actually ceased, shows +that the verse-form movement is not of such a character that the close +of it may not be considerably modified. A form which may fit the +pentameter can be broken off early, and become a satisfactory +tetrameter. The feeling seems to depend on some total effect of the +verse at the close. This effect is probably a blending of the +mass-effect of the impressions received thus far, which have a +definite character and feeling significance, and which form the motor +disposition for the next verse. The essential thing in the +determination of verse unity seems to be the dying out of the +automatism, the cessation of the cooerdination of the cyclic movement. +The rhyme, it would seem, emphasizes the close of the automatic cycle. +But it is probable that satisfactory phrasing has other +characteristics, and a definite form as a movement whole. + + +_2. The Relation of the Rhyme to the Verse Pause._ + +Determinations of the minimal satisfactory verse pause were made with +a view to comparing the minimum in unrhymed with that in rhymed +verses. + +The stanza used was of the following form: + + I. 34 34 34 p. + II. " " " " + III. " " " " + +The minimal satisfactory verse pauses were: + + Without Rhyme. With Rhyme. + Subject. L. 6 4 + " J. 5 4 + " Mc. 6 4 + " R. 7 4 + " B. 6-7 3.5 + " G. 6 3.5 + " Mi. 6-7 3.25 + +It thus appears that the minimal pause which is satisfactory, is less +when rhyme is present than when it is not present. Similar +determinations were made for the maximal satisfactory verse pauses, as +follows: + + Without Rhyme. With Rhyme. + Subject. L. 9-10 11 + " J. 8 9 + " Mc. 9 9 + " R. 10-11 10-11 + " B. 9 9 + " G. 11-12 11 + " Mi. 10 10 + +(A few experiments were tried with verse pauses of different length in +the same stanza. A difference of one fourth the value of the pause is +not detected, and unless attention is called to them, the pauses may +vary widely from one another.) + +This shows that the rhyme reduces the _necessary_ pause in verse to +the mere foot pause; while at the same time as great a pause is +_possible_ with rhyme as without it. Aside from the table above, a +large number of the records made for other purposes support this +statement: whenever rhyme was introduced, the verse pause was made +equal to the foot pause, or even slightly less than it, and was always +found satisfactory. + +Numerous cases of introduction of lags into the verses of rhymed +stanzas go to show that irregularities in such verses do not affect +the length of the pauses. + +Two hypotheses suggest themselves in explanation of the striking fact +that the verse pause becomes unnecessary at the close of a rhymed +verse. + +The unity is now a new kind of verse unity; the rhyme is a regular +recurrent factor like the accent of a foot, and the series of rhymes +generates a new rhythm. In the rhymed stanza we are to see not a set +of verses, like the verse of blank verse, but a new and enlarged verse +unity. + +There are several decided objections to this conception. First, the +verse pause _may_ be eliminated, but its elimination is _not +essential_ to the rhyme effect; the verse pause may still be as long, +if not longer, with rhyme. Secondly, the larger unity into which the +verses enter is not in many cases a unity made up exclusively of +rhymed verses. Verses without rhyme alternate with rhymed verses, and +have the usual verse pause. Thirdly, the rhyme is not merely a +regularly recurring element: it is essentially a recurring element of +which one may say what has been said falsely of the rhythm elements, +that each rhyme is either a repetition of something gone before to +which it refers, or the anticipation of something to which it looks +forward. In most cases, rhymes function in pairs. Such peculiarities +distinguish the rhyme from the accent of the foot. Lastly, the freedom +of the whole stanza structure into which rhyme is introduced is much +greater than that of the single verse; pauses much larger than the +admissible lags of a single verse are possible between the verses, and +there is no tension which persists throughout. There is no feeling of +strain if the series halts at the verse ends. + +A second hypothesis is that there is some definite process at the end +of the verse which marks the close of the verse and which takes more +time in the case of blank verse than in the case of rhymed verse. If +we conceive the end of the verse as a point where a dying out of the +tension occurs, we may imagine that the rhyme brings an emphasis, and +becomes a qualitative signal for this release. The slight increase of +intensity on the rhyme contributes to the breaking up of the +cooerdination, and at the same time exhausts and satisfies the feeling +of tension which the verse embodies. It is at the point for finishing +and releasing the set of strains which constitute the motor image of +the verse. A qualitative change may be supposed to produce the effect +more rapidly than the simple dying out of the tensions, which occurs +in blank verse without a differentiated end accent. + + +3. _The Relation of the Rhyme to the Cyclic Movement of the Unit Group +and of the Verse_. + +A series was arranged in which the accent of an ordinary foot and a +rhyme occurred side by side; the distance between them was gradually +lessened, and the effect on the rhyme and on the ordinary accented +element was noted. + +A preliminary set of experiments on the effect of two accents which +approach each other gave some very interesting results. Thus Table II. +shows the effect of gradually eliminating the verse pause from the +couplet. + + +TABLE II. + + Dactylic, catelectic couplet of the general form: + + III III III I / III III III I Without rhyme. + + Each dactyl (III) is, in terms of spaces between the pegs, 3 2 4; + or in seconds, .25, .17, .33. + + The pause between the two verses was gradually lessened + + B. + At 5 (.42 sec.) The verses are normal. + 4.5 The verses are normal, but first accent of II. is fading. + 4 The accent is less and less on first element of II. + 3.3 The accent is almost gone on first element of II. + 3 (.25 sec.) First foot of II. has quite lost accent. There is now but + one verse. 'Amalgamation.' + Mc. + 7 (.58 sec.) The verses are normal. + 5.3 Either first element of II. has its normal accent, or + it wavers to a secondary accent, and the verses + become one. + 5 (.416 sec.) First foot of II. has quite lost accent. Amalgamation. + 3 (.25 sec.) 'Last verse completely spoiled.' Last verse + ' ' ' ' + becomes -- /- -, -- - -, -- - -, -- --. + Unsatisfactory. + 2 (.16 sec.) The II. has become mere 'medley.' + H. + 6 (.5 sec.) Normal. + 5 First element of II. attaches to I., and its accent is + lessened. + 3 (.25 sec.) First element of II. has lost its accent; the verses + ' ' ' ' ' ' ' + become --- --- --- - / - --- --- ---. But one verse. + Amalgamation. + J. + 5 (.42 sec.) Normal. + 4.6 First element of II. is losing accent. + 3 (.25 sec.) First two elements of II. 'tumble over each + ' ' ' ' ' ' ' + other.' --- --- --- - / ---- --- ---. + Unsatisfactory. Amalgamation. + L. + 5 (.42 sec.) Normal. + 4 Last element of I. losing accent. + 3.3 Last element of I. and first of II. have completely + lost accent. Amalgamation. + G. + 7 (.58 sec.) Normal. + ' ' ' ' ' ' + 3 (.25 sec.) --- --- --- - / - ----- --- -. Amalgamation. + + Mi. + 4.3(.35 sec.) Normal. + 4 First two elements of II. equal in accent. + ' ' ' ' ' ' ' ' + 3 (.25 sec.) --- --- --- - / - -- --- --- -. Amalgamation. + + +As soon as the accents are within a certain distance they affect each +other. As a rule the first retains its original intensity and the +second is weakened; rarely the first yields to the second. The table +shows that the distance at which this occurs is about .42 seconds. +Under many conditions it is quite possible for two accents to occur at +that distance, _e.g._, in rapid rhythms, without any 'fusing.' The +subject has a type of rhythm very definitely in mind and the only +hypothesis which will explain the difficulty in observing the type, in +spite of the slight change in time values, is that somehow the cyclic +automatic movement has been affected and can no longer produce the +normal, limiting sensation at the accent. There is not time for the +phase of relaxation before the next, objective, limiting sensation +occurs. We may figure the movement as follows: + +[Illustration: FIG. 2.] + +_A_ is a curve in which _B_ is the relaxation phase. At _C_ the +tensions are rapidly increasing in anticipation of the next limiting +sensation at _A_. But if the objective factor appears too early, the +tensions will be discharged prematurely, and the second accent will be +weakened. Exactly the obverse of these phenomena is often noticed, +when a slight retardation of the second accent produces a slight +increase in its intensity. When, finally, the second accent has been +moved so near the first accent that it occurs within the phase of the +first, it disappears as an independent accent. At the same time the +objective stimuli immediately following now appear at quite irregular +intervals in the cycle, the cooerdination is broken up, and chaos +without accentuation for some distance is the result. Occasionally the +process does not right itself before the close of the verse. As this +process eliminates the verse pause, the two verses become one, as the +accents approach each other. In cases where the first accent is lost, +one may suppose that the first accent functions as an anticipatory +stimulus, while the second simply increases the effect (cf. Hofbauer +and Cleghorn), and marks the culmination. The fact that the second +accent is only lost at very close range favors this idea. + + +TABLE III. + + Dactylic, catalectic couplet of the general form: + III III III I / III III III I (with rhyme). + + Each dactyl (III) is, in terms of spaces between the pegs, 324; + or, in seconds, .25, .17, .33. + + The pause between the two verses was gradually lessened. + + B. + + At 4 (.33 sec.) Normal. + 2 (.17 sec.) First accent of II. is weakening. + 1.3(.21 sec.) Amalgamation. Rhyme retains the accent. + Mc. + 5 (.42 sec.) Normal. + 4 II. has become anapaestic. + 2 (.17 sec.) Rhyme is lost. Amalgamation. + J. + 3 (.25 sec.) Normal. + 2 (.17 sec.) Accent of rhyme is lost. Amalgamation. + L. + 4 (.33 sec.) Normal. + 1.6(.18 sec.) Rhyme retains accent, first accent of II. + is lost. Amalgamation. + G. + 4 (.33 sec.) Normal. + 2 (.17 sec.) Accent of rhyme retained. Amalgamation. + Mi. + 2 (.17 sec.) Normal. + 1.6 First foot of II. amphibrachic. + .4(.03 sec.) Accent of rhyme retained. Accent of first foot + of II. lost. Amalgamation. + + +When the qualitatively different click representing the rhyme is +introduced, its most striking effect is decidedly to shorten the +possible distance between the two accents. This is in accord with the +notion suggested of the function of rhyme at the verse end. The rhyme +seems greatly to hasten the relaxation phase, as compared with the +time required in the ordinary foot. + +There is a variety of forms possible to the unrhymed verse, but that +with the climax at the close is decidedly the most frequent. When the +rhyme is introduced the climax goes with it, and the verse flows down +as it were to the end. When the rhyme is put in the very first of the +verse, however, a secondary or even a primary accent may be developed +at the close of the verse. The natural place for the climax of the +verse movement is apparently at the close, and the fact that not only +is the earlier part of the verse more vague, but also that the end is +the natural, climactic position, makes the synthesizing and delimiting +factor, rhyme, preferable at the close. + +The records of the next table were obtained by asking the subjects to +repeat the series with prescribed accents, until they decided whether +or not the rhyme could be felt under the conditions. + + +TABLE IV. + +Rhymes under prescribed accentual conditions: iambic tetrameter. +Heavy accent marked acute ('). Slight accent marked grave (`). +Rhyme indicated by brace. + + Ta ta ta ta ta ta ta do) + go) + do + do + Hu. Rhymes imperfectly. + Mc. Rhymes imperfectly. + G. Rhymes imperfectly. + Ha. Rhymes imperfectly. + Hy. Rhymes fairly well. + + Ta ta ta ta ta ta ta do) + go) + do + do + Hu. Cannot get rhyme. + Mc. Rhymes imperfectly. 'Produced by some sort of tension.' + G. Rhymes imperfectly. + + Ta ta ta ta ta ta ta do) + go) + do + do + Hu. Rhymes well. + Mc. Rhymes well. + G. Rhymes well. + + Ta ta ta ta ta ta ta do + go) + do) + do) + Hu. Cannot get rhyme. + Hy. Cannot get rhyme. 'Accent spoils it.' + G. Cannot get rhyme. 'Accent breaks it all up.' + Mc. Rhymes imperfectly. + + +The table shows that rhymes of syllables which have accents of +strikingly different degrees are difficult to feel. In the last case, +of the rhyming verses separated by a verse having a heavy end accent, +it was practically impossible to hear the rhyme across the break made +by the heavy accent. Somehow the particular condition of the organism +which constitutes the expectation of a rhyme is broken up by a heavy +accent. + +The material for the records of Table V. was read to the subjects, the +tones were in every case those of the speaking voice, and intervals +having a definite speech character were chosen. The fifth is the +interval of the rising inflection of the question, the fourth is the +interval of the rising inflection of indifference or negation, and the +single falling slide used is a descending interval of a third or +fourth at the close of the sentence. The fifth appears in the table as +5/, the fourth as 4/, and the single descending interval of finality +as the period (.). Each verse was read on approximately the first tone +of the interval, the rhyming syllable only had the second tone of the +interval. + + +TABLE V. + + RHYMES UNDER GIVEN PITCH CONDITIONS. + + Iambic tetrameters: two-verse stanzas. + + The body of the verse is omitted; the closing intervals alone are + indicated. '1' is read 'good rhyme;' '2' is 'poor rhyme'; and '0' is 'no + rhyme.' + + Couplets: + --do 5/} 5/} .} .} 5/} + --go .} 4/} 5/} .} 5/} + G. 2 2 0 + S. 0 0 2 1 + R. 2 2 1 2 2 + Mc. 0 0 0 1 1 + Hu. 0 0 ? 1 + Ha. 1 2 1 2 + + Iambic tetrameters; four-verse stanzas. + + Rhymes are indicated by 'a' and 'a,' 'b' and 'b.' Capital* letters are + read 'poor rhyme;' 'o' is read 'no rhyme.' + + I. II. III. IV. I. II. III. IV. I. II. III. IV. I. II. III. IV. + do, no, go, so. do, no, go, so. do, no, go, so. do, no, go, so. + 5/ . 5/ . . 5/ . 5/ 5/ 5/ . . 5/ 5/ . 5/ + G. a b a b a b a b a a b b a a a o + R. a b a b a a b b + Mc. a b a b a o a o + Hu. a b a b a b a b a a b b a a o a + Ha. a b a b o o o o a a B B a a o a + + 5/ 5/ 5/ . . . . 5/ . . . . . 5/ . . + G. a a a a a a a o a a a a o o a a + Hu. a a a o a a a o a a a a a o a a + Ha. a a a o a a A o a a a a a o a a + Mc. a a a o a a a o A A A A A o A A + R. a a a o a a a o a a a a A o A A + + 5/ 5/ 4/ 5/ . . 5/ 5/ 5/ . 4/ . 5/ . . 5/ + G. a a o o /a a b b /o a o a o o o o + \a b a b \A A B B + R. A A A A /o o a a\ a a b b + \a a o o/ + Hu. a a o a + Mc. a a o a A A B B + Ha. A A B B a a b b o a o a + + 4/ 4/ 4/ . 5/ 5/ 5/ 5/ 5/ 4/ 5/ 4/ + G. a a a a o a o a + Mc. a a a o + R. a a a o a a b b + Ha. A A A A + + *Transcriber's Note: Original used italic lower case letters. + + +The table shows that there is a decided tendency to prefer rhymes in +which the members of the rhyme have the same interval. The only +exception is in the case of couplets, where two contrasting slides 5/ +and . rhyme, whenever the finality interval occurs last. Perhaps the +similarity of pitch of the rhyming syllables is a part of the +'Gestaltqualitaet' whose recognition brings about the release and +satisfaction of the state which we know as the 'feeling of expecting a +rhyme.' Definite pitch relations in music seem to make rhyme of little +significance. We seldom notice the rhymes in a hymn or in a song of +any musical worth. In comic operas and popular ditties rhyme does now +and then figure. In such cases the pitch of the two or more rhyming +syllables is identical; often the whole phrase is repeated for each +rhyming verse. A few experiments in singing a rhyme to simple +intervals show that when the identical interval is used the two +syllables rhyme well, but if the interval be in the opposite +direction, or in another chord, the rhyme is very uncertain. It seems +that in music we usually have 'feelings of expectation' (_i.e._, +tensions of some sort, central or peripheral), which are adequate to +unite the phrases into larger unities. These tensions are so definite +and vivid that they quite obscure and swallow up the related +condition of rhyme expectation. These experiments on the modification +of the rhyme by the various pitch and accent factors are not at all +exhaustive or conclusive. An extended series of experiments is needed. +The study of sound records for pitch is peculiarly tedious, but it +should reveal some interesting relations between rhyme and speech +melody. + + +III. THE SPEAKING OF A RHYTHMIC SERIES. + + +I. _Methods of Making Speech Records._ + +The study of spoken rhythm is of primary importance. Observations on +what the subject really does are always open to the objections that +subjective factors play a large part, and that the observer's +perception of a rhythm is after all _his_ perception of the rhythm, +not the subject's. The voice is an important indicator of the +activities which generate the rhythms of verse and music, and some +objective method of measuring the sounds made is essential to a study +of the rhythm production. + +Methods of recording and studying the tones of the voice are as +numerous as they are unsatisfactory. In the main the work has been +done for purposes of phonetics, and but few of the methods are applied +in the psychological laboratory. + +Marage[13] has an excellent summary of the methods with practical +comments on their applicability. Rousselot[14] (Histoire des +applications de phonetique experimentale, 401-417: objets et +appareils, 1-10 et 669-700) gives a careful history of the methods +from the phonetic point of view. Scripture[15] gives a convenient +English summary of the processes. + + [13] Marage: _l'Annee psychologique_, 1898, V., p. 226. + + [14] Rousselot: La Parole, 1899. + + [15] Scripture, E.W.: _Studies from the Yale Psych. Lab._, + 1899, VII., p. I. + +A few methods have been devised which avoid the difficulties incident +to the use of a diaphragm, but they are not applicable to the +measurement of rhythm material. The instruments which might be used +for recording spoken rhythms are all modifications of two well-known +forms of apparatus, the phonautograph and the phonograph. The +phonograph record is incised in wax, and presents special difficulties +for study. Boeke, however, has studied the wax record under a +microscope, with special arrangements for illumination. The work is +quite too tedious to permit of its use for material of any length, +though it is fairly satisfactory when applied to single vowels. In +order to enlarge the record, and at the same time to obtain the curves +in the plane of the record surface, Hermann devised an attachment to +the phonograph (cf. Marage, loc. citat.) by which the movements of the +stylus of the phonograph are magnified by a beam of light and recorded +on photographic paper. The measurements of entire words by this method +would be as tedious as by Boeke's. + +E.W. Scripture has chosen another type of talking machine from which +to obtain transcribed records. The permanent record of the gramophone +(which makes a record in the plane of the surface, like the +phonautograph) is carefully centered, and a lever attached to a stylus +which follows the furrow of the record transcribes the curve on the +kymographic drum as the plate is slowly revolved. The method has the +advantage of using a record which may be reproduced (_i.e._ the +original gramophone record may be reproduced), and of giving fairly +large and well defined curves for study. It is too laborious to be +applied to extended research on speech rhythms, and has besides +several objections. The investigator is dependent on the manufacturer +for his material, which is necessarily limited, and cannot meet the +needs of various stages of an investigation. He knows nothing of the +conditions under which the record was produced, as to rate, on which +time relations depend, as to tone of voice, or as to muscular +accompaniments. There are also opportunities for error in the long +lever used in the transcription; small errors are necessarily +magnified in the final curve, and the reading for intensity (amplitude +of the curve) is especially open to such error. + +The stylus of such a recording apparatus as is used by the gramophone +manufacturers, is subject to certain variations, which may modify the +linear measurements (which determine time relations). The recording +point is necessarily flexible; when such a flexible point is pressed +against the recording surface it is dragged back slightly from its +original position by friction with this surface. When the point is +writing a curve the conditions are changed, and it sways forward to +nearly its original position. This elongates the initial part of the +sound curve. This fact is of little importance in the study of a +single vowel, for the earlier part of the curve may be disregarded, +but if the entire record is to be measured it is a source of error. +Hensen[16] first turned the phonautograph to account for the study of +speech. He used a diaphragm of goldbeater's skin, of conical shape, +with a stylus acting over a fulcrum and writing on a thinly smoked +glass plate. The apparatus was later improved by Pipping, who used a +diamond in place of the steel point. The diamond scratched the record +directly on the glass. The Hensen-Pipping apparatus has the advantage +of taking records directly in the plane of the surface, but it does +not make a record which can be reproduced; in case of doubt as to the +exact thing represented by the curve, there is no means of referring +to the original sounds; and it involves working with a microscope. + + [16] Hensen: Hermann's Handbuch d. Physiol., 1879, Bd. I., Th. + II., S. 187. + +[Illustration: FIG. 3. Diagrammatic section of recording apparatus. +_a_, diaphragm; _s_, stylus; _g_, guide; _p_, section of plate.] + +The apparatus which was used in the following experiments consisted +essentially of two recording devices--an ordinary phonograph, and a +recorder of the Hensen type writing on a rotary glass disc (see Fig. +5, Plate X.). Of the phonograph nothing need be said. The Hensen +recorder, seen in cross section in Fig. 3, was of the simplest type. A +diaphragm box of the sort formerly used in the phonograph was modified +for the purpose. The diaphragm was of glass, thin rubber, or +goldbeater's skin. The stylus was attached perpendicularly to the +surface of the diaphragm at its center. The stylus consisted of a +piece of light brass wire bent into a right angle; the longer arm was +perpendicular to the diaphragm; the shorter arm was tipped with a +very fine steel point, which pointed downward and wrote on the disc; +the point was inclined a trifle to the disc, in order that it might +'trail,' and write smoothly on the moving disc. The stylus had no +fulcrum or joint, but recorded directly the vibrations of the +diaphragm. In early experiments, the diaphragm and stylus were used +without any other attachment. + +But a flexible point writing on smoked glass is a source of error. +When the disc revolves under the stylus, the flexibility of the +diaphragm and of the stylus permit it to be dragged forward slightly +by the friction of the moving surface. When the diaphragm is set +vibrating the conditions are altered, and the stylus springs back to +nearly its original position. The apparent effect is an elongation of +the earlier part of the curve written, and a corresponding compression +of the last verse written. This error is easily tested by starting the +disc, and without vibrating the diaphragm stopping the disc; the +stylus is now in its forward position; speak into the apparatus and +vibrate the diaphragm, and the stylus will run backward to its +original position, giving an effect in the line like _a_ (Fig. 4). If +the error is eliminated, the stylus will remain in position +throughout, and the trial record will give a sharp line across the +track of the stylus as in _b_. + +[Illustration: FIG. 4.] + +This source of error was avoided by fixing a polished steel rod or +'guide' at right angles to the vertical part of the stylus, just in +front of the stylus; the stylus trailed against this rod, and could +not spring out of position. The friction of the rod did not modify the +record, and the rod gave much greater certainty to the details of the +sound curve, by fixing the position of the vibrating point. This rod +or guide is shown in Fig. 3 (_g_). + +The disc was driven directly from the phonograph by a very simple +method. A fine chain was fixed to the shaft carrying the disc, and +wrapped around a pulley on the shaft. The chain was unwound by the +forward movement of the recording apparatus of the phonograph against +the constant tension of a spring. When the phonograph apparatus was +brought back to the beginning of a record which had been made, the +spring wound up the chain, and the disc revolved back to its original +position. + +A T from the speaking-tube near the diaphragm box was connected by a +rubber tube with the phonograph recorder, so that the voice of the +speaker was recorded both on the smoked glass plate and on the +phonograph cylinder. The advantages of such a double record are that +the possible error of a transcription process is eliminated, and yet +there is an original record to which it is possible to refer, and by +which the record measured may be checked. + +An important feature in the method was the rate at which the disc +revolved. The disc turned so slowly that the vibrations, instead of +being spread out as a harmonic curve, were closely crowded together. +This had two great advantages; the measurements were not so laborious, +and the intensity changes were much more definitely seen than in the +elongated form of record. Each syllable had an intensity form, as a +'box,' 'spindle,' 'double spindle,' 'truncated cone,' 'cone,' etc. +(cf. p. 446). + +The disc was run, as a rule, at a rate of about one revolution in two +minutes. The rate could be varied to suit the purposes of the +experimenter, and it was perfectly possible to procure the usual form +of record when desired. As a result of the low rate, the records were +exceedingly condensed. The records of the 300 stanzas measured are on +two glass discs of about 25 cm. diameter, and as much more could still +be recorded on them. + +The diaphragm and the speaking tube were the great sources of error. +For measurements of time values the particular component of the tone +to which the diaphragm happens to vibrate is not important, but the +record of intensities depends on the fidelity with which the diaphragm +responds to a given component, preferably the fundamental, of the +tone. The speaking tube has a resonance of its own which can be but +partly eliminated. For the records here recorded either glass or +goldbeater's skin was used as a diaphragm. Goldbeater's skin has the +advantage of being very sensitive, and it must be used if the subject +has not a resonant voice. It has the great disadvantage of being +extremely variable. It is very sensitive to moisture, even when kept +as loose as possible, and cannot be depended on to give the same +results from day to day. The records marked Hu., Ha. and G. were +usually taken with a glass diaphragm, which has the advantage of being +invariable. As the phonograph records show, glass does not modify the +lower tones of the male voice to any extent. + +[Illustration: PSYCHOLOGICAL REVIEW. MONOGRAPH SUPPLEMENT 17. PLATE X. + Opposite p. 436. +The apparatus is shown arranged for taking parallel records on the +smoked glass disc, and on the cylinder of the graphophone. On the left +is shown the microscope with which the records on the glass disc were +measured. ] + +The speaking-tube used was of woven material, not of rubber, and a pad +of felt was kept in the tube near the diaphragm box. As far as +possible more damping was used at the other end of the tube, but this +had to depend on the voices of the subjects. + +The best check on the performances of a diaphragm is the number per +second and character of the vibrations. The pitch may be calculated +from the rotation rate of the disc, which is very constant, as it is +driven at a low rate by the well-regulated high-speed motor of the +phonograph. But it is better to place a fork in position to write on +the disc and take a parallel record. All the records were taken with +the vowel 'a' (sound as in father). This vowel has a very +characteristic signature, which is easily seen, even in a very closely +packed curve, and the correctness of this is one of the best +guarantees that the fundamental of the tone is actuating the diaphragm +(though that does not mean that the diaphragm is actually giving the +vibration frequency of that fundamental). + +Every record was repeated at least twice, and both records were +measured. In many of the experiments the intensities were fixed by the +conditions of the experiment. There was always the corroborative +testimony of the phonograph diaphragm; for the two were not apt to err +together. It was easy to determine if the actual intensity relations +were preserved in the phonograph (but it could not be taken for +granted). Each record was reproduced on the phonograph immediately +after it had been taken, and both subject and operator listened for +anomalies. In practice it was not hard to get records of the single +vowel used (at a small range of pitch which was never more than a +third or fourth and was nearly always much less) which represented +fairly well the relative intensities. Beside the checks spoken of +above, every record was repeated by a number of subjects, and the +comparison of the results of different voices shows uniformity. + +The recording of spoken verse is another matter. It is not difficult +to test a diaphragm carefully through a small range, but to be certain +of its action at all the pitches and qualities of the speaking voice +is impossible. A stable diaphragm, glass or mica, would have to be +used, and careful corrections made for the different vowels. + +At best, when the records are satisfactory, nothing can be said for +the measurements of intensity but that they represent relations of +more or less; the diaphragm has a minimum intensity, below which it +does not vibrate, and a maximum intensity, above which the amplitude +of its vibrations does not materially increase without breaking into +partials and 'blasting.' + +The disc recorder, which had for a mount a modified microscope stand, +was placed on the shoe of the disc stand and clamped. The wax and disc +records were adjusted at known starting-points and the stylus +carefully lowered, by the rack and pinion adjustment, to the surface +of the disc. After a preliminary trial of the diaphragm the apparatus +was started, and when at full speed at least two satisfactory records +of the material were taken. When the disc had made a single +revolution--a record of some ten or fifteen stanzas--the recorder was +fed inward to a new circle on the disc. After the records were taken, +a microscope with either 2 or 4 Leitz objective and a micrometer +ocular was substituted for the recorder. The phonograph recorder was +raised and drawn back to its starting point, and the disc came back to +its original position. The microscope was focussed, and adjusted by +the screw of the shoe until it had the record line in its field; the +micrometer furnished an object of reference in the field. The +phonograph, now carrying the reproducer--if possible without a horn, +as the tones are truer--was started. At the first syllable of the +record the apparatus was stopped by the device furnished on the +'Commercial' phonograph, and the plate was turned by adjusting the +screw at the phonograph carriage, which changed the length of the +chain connecting the two records, until the record of the first +syllable was at some chosen point in the field. In cases of records +of poetry it was found better to have a set of syllables, say 'one, +two, three' prefixed to the record, for this adjustment. The +phonograph was again started, and the curve-forms representing the +spoken syllables filed past the point as the phonograph repeated each +syllable. The rate was slow enough, with the objective 2, so that +there was no difficulty in observing the passing syllables. After the +conformity of the phonograph record had been noted by the operator, +and the subject had passed judgment on the phonograph as saying +satisfactorily what he had said, the curve-forms were measured with +the micrometer. The record was fed slowly through the field by means +of the chain screw on the phonograph carriage; and measurements of the +lengths of syllables gave their time values. The micrometer was passed +back and forth across the form by the shoe screw, for the measurements +of amplitude (intensity). The micrometer measurements in this case +could be made at least as rapidly as measurements of kymograph curves. +The measurements, with the powers used, are accurate to.01 sec. + +The smoked disc records are to be preferred to those scratched with a +diamond, because of the superior legibility of the line, an important +item if thousands of measurements are to be made. The records are +fixed with shellac and preserved, or they may be printed out by a +photographic process and the prints preserved. The parallel set of wax +records is preserved with them. There are several ways in which the +wax records lend themselves to the study of rhythmic questions. It is +easy to change the rate, and thereby get new material for judgment, in +a puzzling case. Consonant qualities are never strong, and it is easy +so to damp the reproducer that only the vowel intensities are heard. +The application in the study of rhyme is obvious. + +All the series consisted of regular nonsense syllables. The accented +and unaccented elements were represented by the single syllable 'ta' +('a' as in father). Rhymes were of the form 'da,' 'na,' 'ga' and 'ka.' +In other parts of the work (cf. Table IV.) the vowel o had been used +in rhymes for contrast; but the same vowel, a, was used in these +records, to make the intensity measurements comparable. + +The records of the measurements were as complete as possible. The +sonant and the interval of each element were measured, and all the +pauses except the stanza pause were recorded. The intensity of each +syllable was recorded beneath the length of the syllable, and notes +were made both from the appearance of the curve and from the +phonograph record. + + +_2. The Normal Form of Unrhymed Verse._ + +To determine the influence of a subordinate factor in rhythm such as +rhyme, it is necessary to know the normal form of verse without this +factor. It is natural to assume that the simplest possible form of +material would be individual feet recorded seriatim. But on trial, +such material turned out to be very complex; the forms changed +gradually, iambs becoming trochees and trochees changing into +spondees. It is very probable that the normal foot occurs only in a +larger whole, the verse. + +To corroborate the conclusions from perceived rhythms as to the +existence of variations in earlier and later parts of the verse, a +table of mean variations was prepared from the material recorded and +measured for other purposes. + + +TABLE VI. + + MEAN VARIATIONS. + + Iambic tetrameters; variations of each element from the average foot + of the entire stanza. + + [Label 1: Unaccented Element of Foot.] + [Label 2: Accented Element of Foot.] + [Label 3: Percentage M.V. of Unac. El.] + [Label 4: Percentage M.V. of Ac. El.] + + Hu. 8 stanzas [1] [2] [3] [4] + M.V. 1st foot 0.9688 1.3125 11.1 7.8 + 2d " 0.8125 0.6563 9.3 3.9 + 3d " 0.8438 1.1875 9.7 7.1 + 4th " 0.9688 11. + Av. foot of all stanzas 8.69 16.88 + + Geo. 10 stanzas, no accents or rhymes within the verse: + M.V. 1st foot 2.725 2.775 24.6 13.3 + 2d " 1.300 1.325 11.8 6.4 + 3d " 1.400 2.050 12.7 9.8 + 4th " 2.750 24.9 + Av. foot of all stanzas 11.05 20.85 + + Geo. 8 stanzas, accents and rhymes within the verse: + M.V. 1st foot 1.4843 2.4687 13.1 11.5 + 2d " 1.4219 2.6875 12.6 12.6 + 3d " 1.7031 2.5312 15.1 11.8 + 4th " 1.8594 16.4 + Av. foot of all stanzas 11.31 21.38 + +The last element has the 'finality-form' and is not comparable to the +other accented elements and therefore is not given. + + +Dactylic tetrameters (catalectic); variations of each element from the +average foot of the entire stanza: + + [Label 1: Accented elements of Foot] + [Label 2: 1st Unaccented element of Foot] + [Label 3: 2d Unaccented element of Foot] + [Label 4: Percentage M.V. of Ac. El.] + [Label 5: Percentage M.V. of 1st Unac. El.] + [Label 6: Percentage M.V. of 2d Unac. El.] + + [1] [2] [3] [4] [5] [6] + Me., Ha., 8 stanzas, normal: + M.V. 1st foot 1.6875 1.2813 1.8125 9.70 9.76 10.5 + " 2d " 1.0613 1.0613 1.4061 6.1 8.0 8.1 + " 3d " 1.6875 1.3125 1.3750 9.7 9.9 7.9 + Av. foot 17.38 13.18 17.31 + + Geo. 4, stanzas, abnormal type of dactylic foot: + M.V. 1st foot 1.5000 1.1250 1.2813 11.5 11.0 8.7 + " 2d " 1.5625 1.1250 1.1250 12.0 11.0 7.6 + " 3d " 1.3437 1.1873 0.8737 10.3 11.5 5.9 + Av. foot 13.00 10.25 14.75 + + Me., Ha., G., Hu., Am., accent on 2d foot, 8 stanzas: + M.V. 1st foot 2.4688 1.3125 2.2813 12.7 12.7 11.5 + " 2d " 2.3750 1.1250 3.8438 12.2 8.7 19.3 + " 3d " 2.9688 1.3750 2.2500 15.5 10.7 11.3 + Av. foot 19.44 12.88 19.88 + + Me., Ha., G., Hu., 19 stanzas, normal: + M.V. 1st foot 1.9474 1.2500 2.2763 10.8 8.6 11.4 + " 2d " 1.3816 1.2369 1.7766 7.7 8.5 9.3 + " 3d " 1.3158 1.2105 1.6382 7.3 8.4 8.6 + Av. foot 18.00 14.24 19.05 + + Me., Ha., G., 6 stanzas, normal: + M.V. 1st foot 2.0000 1.2083 1.8750 10.5 10.4 10.7 + " 2d " 2.6250 1.0416 2.1666 13.8 9.1 12.3 + " 3d " 2.1250 1.3333 1.3333 11.3 11.4 7.6 + Av. foot 18.92 11.58 17.50 + The last foot (catalectic) is not comparable in these dactylic stanzas. + + +The mean variations of the table (Table VI.) were calculated as +follows: The average for all the elements of the stanza was obtained +and an average foot constructed (excluding the last sonant and the +pause of the verse). From this average foot the variations of all the +first feet were computed, then the variations of all the second feet, +etc. Then the variations of the first feet of the stanza were averaged +and percentages taken, etc.; it is this last value which goes to the +making up of the tables. In inspecting the averages the corresponding +elements of the feet should be compared. Any increased length due to a +prescribed accent within the verse, etc., appears in the averages as a +corresponding increase in the mean variation at that point, and only +the first and last feet can be compared as to the variations in the +verse as a whole. In making up the tables the material was grouped, +not by combining the records of each subject, but by combining all the +stanzas of a single type, in order to eliminate individual +peculiarities. + + +TABLE VII. + + Verse pauses in unrhymed stanzas, together with the foot pause + within the verse. Length of last foot, together with the + average foot within the verse: + + Average first Last foot Average of first Verse Pause. + 3 feet of verse. of verse. 3 foot pauses + of verse. + Iambs: + 36 56.5 24 45.5 + 57 122 35 100 + 68.5 125 45 102 + 63.5 111.5 42 93 + 63.5 117.5 39 93.5 + 66 135 42 110 + 53.5 59 40 45 + 60 76 45 61 + 56.5 68 41 54 + 55.5 56 39 41 + 53 53.5 37 41.5 + 56 73 34 45 + 85 98 56 54 + 39 50 26.5 36 + 37 43 17 30 + 42.5 45 28 30 + 38.5 49 26 36 + 40 79 26 55 + 31 72.5 21 55 + 33 66 23 54 + 33 76 22 64 + Dactyls, catalectic: + 56 63 (The pauses cannot be + 60 62 compared because of the + 55 66 omission of elements in + 51.5 76 the final foot.) + 37 40 + 55 58.5 + 53 59.5 + 40 73 + 38 65 + 37.5 56 + 37 73 + + +Throughout the series of measurements made the accented element was +nearly always longer, and in no case did the accent fail to increase +the length of the sonant. Ebhardt's suggestion that there are two +significant parts in each foot-element, viz., sonant and pause, does +not seem good. Although the sonant is much longer when accented, the +ratio between the sonant and the following interval is not definite. + +An examination of thirty-two stanzas of unrhymed iambic and dactylic +(catalectic) tetrameters (cf. Table VII.) shows that the verse pause +is always at least one fourth larger than the foot pause. In the +unrhymed stanzas the verse pause varies widely, and may be as large as +three times the foot pause. A pause longer than the foot pause is +absolutely essential to the unity of the verse. All sorts of ratios +are presented; evidently the verse pause is not a function of the foot +pause. + +The next table (Table VIII.) shows a variety of different dynamic +shadings in the verse. It is noteworthy that in these nonsense verses +the type is uniform throughout the stanza. Representing the +intensities by curves similar to those used by the subjects in +listening to rhythms, we have the forms shown in Fig. 6 (_a_). + +The general curve is like that in Fig. 6(_b_). + +[Illustration: FIG. 6.] + +When a special emphasis is prescribed on some particular accent in the +verse, the type becomes invariable, not only in each stanza, but for +all stanzas of all subjects. + +The records show that the accent is produced in a variety of ways. +One, for example, gets the accent by a slight increase in intensity, +but especially by a pause following the sonant. + + +TABLE VIII. + + THE INTENSITY RELATIONS WITHIN THE TOTAL, UNRHYMED VERSE. + + UNRHYMED IAMBIC TETRAMETERS. + Average + Intensities. length Length + ' ' ' ' of first of last + _ - _ - _ - _ - 3 sonants. sonant. + + Ha. 2 5 4 5 2 4 3 6 31 31s + 4 4 2 4 2 5 3 7 33 36s + 2 5 3 4 1 5 3 9 32 29s + 2 4 2 5 2 5 3 7 31 22s + 3 5 1 5 3 4 3 5 37 35s + 2 5 2 4 2 4 3 6 35 27s + 2 4 2 4 2 4 2 6 38 22s + 1 4 3 4 1 5 3 6 34 23s + Hu. 6 6 6 6 6 6 6 5 25 33 + 5 5 5 5 5 5 5 6 26 32 + 5 5 5 4 5 5 5 5 19 33 + 5 5 5 6 8 9 8 9 28 50 + 9 9 8 9 9 9 9 8 43 51 + 9 7 8 7 7 8 9 10 48 45s + 6 7 7 7 6 7 6 7 43 43s + 6 6 5 6 4 7 7 8 36 50 + G. 9 14 7 14 4 12 6 10 20 25 + 7 12 7 14 7 10 6 10 16 26 + 7 12 6 11 4 12 5 10 17 26 + 6 13 6 11 1 9 7 12 16 26 + 10 8 7 30 6 15 7 16 18 25 + 7 14 8 12 6 15 10 13 15 28 + 7 16 9 15 4 14 7 12 16 25 + 7 15 7 13 5 13 6 12 17 25 + + In verses marked 's' the last sonant is shorter than the average of + the preceding sonants. + + + UNRHYMED IAMBIC TETRAMETERS: PRESCRIBED ACCENT ON THE THIRD FOOT. + + ' + \/ -- \/ -- \/ -- \/ -- + Mc. Couplets. 4 6 6 7 4 6 4 4 + 5 8 5 6 2 12 8 5 + 4 6 5 10 4 11 5 3 + 4 6 5 10 4 10 4 4 + 7 11 5 9 9 15 5 5 + 5 19 20 22 21 24 6 6 + 12 22 16 22 20 22 8 7 + 12 22 14 31 10 26 6 7 + Ha. Couplets. 4 7 4 8 8 9 5 7 + 5 7 4 6 6 8 2 7 + 2 6 2 6 5 6 3 6 + 2 7 3 6 2 10 3 4 + 3 7 3 7 4 6 4 6 + 4 5 3 6 4 7 2 6 + 5 7 1 6 4 8 2 5 + 2 7 3 5 3 7 2 6 + + + UNRHYMED IAMBIC TETRAMETERS: PRESCRIBED ACCENT ON THE SECOND FOOT. + + ' + \/ -- \/ -- \/ -- \/ -- + Mc. Couplets. 13 22 22 30 22 18 15 18 + 11 20 22 26 15 19 15 10 + 10 25 20 26 20 24 12 23 + 10 19 17 26 19 11 9 10 + 12 23 18 26 22 17 10 15 + 8 23 20 27 16 22 15 16 + 12 23 26 30 22 21 10 17 + 14 28 26 34 11 28 11 21 + + Ha. Couplets. 6 9 4 12 4 5 3 + 4 5 4 12 1 5 2 5 + 3 5 3 12 2 5 2 6 + 1 6 4 15 1 6 2 7 + - 15 3 12 - 8 - 5 + - 6 4 12 - 7 - 5 + - 7 - 7 4 13 - 4 + - 6 3 13 - 5 - 4 + + G. Couplets. 9 19 11 20 4 12 3 10 + 5 13 6 16 5 10 6 11 + 8 16 10 18 5 10 6 11 + 6 12 6 16 6 10 6 10 + 8 16 13 19 5 13 8 12 + 9 17 11 19 3 10 6 12 + 9 16 9 18 6 10 7 9 + 7 15 7 15 5 10 5 10 + + +Frequently the special accent seems to be made by a contrast between +the accented foot and the feet which follow. In most cases the +influence of the special accent is to be seen, not merely within the +accented foot itself, but both before and after the accented foot. +Often the appearance under the microscope is very striking; the +sonants of the feet, both accented and unaccented, increase to the +special accent and then decrease in a regular crescendo--diminuendo +form. Much of this is not shown by the mere measurements. + +[Illustration: FIG. 7] + +[Illustration: FIG. 8 Iambic Tetrameter Verse + (with the accent on the second foot)] + +In general the special accent may he said to be the climax of the +verse movement. It is the crest of the wave, and, as noted above, the +dynamic shading is not always made by an increase up to the accent, +nor by a stress on a special accent, but by a sharp diminuendo +immediately following the accent. A study of the phonograph record +brings out these forms of shading, especially when the record is +repeated slowly, exaggerating the dynamic variations and giving an +opportunity for more careful observation. + +Within the verse the general form of the syllable as it appears in the +mass of closely written vibrations, often varies, but nearly always +shows a square end. Several very common shapes are noticed and appear +in the record as (1) 'truncated cones,' (2) 'boxes,' and (3) +'truncated spindles.' (See Fig. 7.) + +With the particular syllable used, 'ta,' the beginning of curve form +was usually square and abrupt (4), and not gradual (5), although a few +of the latter type are found ('spindle'). + +One syllable form has an especial interest, because of its bearing on +the problem of 'finality' feeling at the close of the verse. At the +close of each verse, whether with or without rhyme, the syllable form +is always a 'cone' (6) (cf. Fig. 8). Of about 600 verses measured not +more than 15 are exceptions to this rule. Of these 15 exceptions 10 +are under special conditions and confirm the hypothesis that this form +is related to the finality process. The form very rarely occurs within +the verse, and when it does it is usually before some caesura, or under +unusual conditions. + +This 'cone' form of the closing syllable of the verse indicates a +falling of the intensity of the voice. It is often, though not always, +associated with a fall in the pitch, showing relaxation of the vocal +cords. It seems to be an indication of the dying out of the intensity +factor, a sinking of the tension, at the close of the verse. In the +case of unrhymed verses, with long verse pause, the cone is often very +much elongated, and it is quite impossible to say where the sound +ceases. + +Special accentuation of the long syllable of the foot increases the +length of the sonant, of the accented element, and of the entire foot. +There is probably a slight increase of the total length of an +accented verse as compared with the similar unaccented, but no +calculations were made to show that point. This is quite in accord +with other results (Meumann, Ebhardt). This special accentuation is +connected with an increased mean variation of the time values, as +noted above. It is in that sense a 'disturbing factor.' + + +TABLE IX. + + VERSE PAUSES (INCLUDING FINAL SONANT) TOGETHER WITH THE AVERAGE OF THE + CORRESPONDING ELEMENT WITHIN THE VERSE. + + Average long Verse pause Verse pause Verse pause + element of of 1st verse of 2d verse of 3d verse + first 3 feet. of stanza. of stanza. of stanza. + End Rhymes. + Mc. 26 34 104a 35 + 45 _45_a 80b 80a + 31 33 64a 36 + 41 52a 51b 75a + Ha. 41 _44_a _44_ 45a + 43 47a _43_b 46a + 39 _41_a 49b 46a + 43 46a _45_b _45_a + 36 44 41a 53 + 35 44a 58a 38b + 33 40 73a x30 + Hu. 28 x25a 50 28a + + Feminine Rhymes. + Hu. 18 21a 37a 19b + 19 _20_a 22a 16b + 19 _21_a _21_a 16b + Mc. 36 72a 64 51a + 36 x32 41a 40 + 22 _22_a x18 29a + Ha. 27 31a 44b _28_a + 36 79 x30 40 + 30 36 79a _30_b + 31 38 50a 36 + 32 39a 42 40a + Am. 34 70 95a 85 + 35 73a 94 89a + 30 45 47a 86 + 28 54 53a 70 + G. 19 64a 64 79a + 19 73a 83b 76a + 21 81 67a -- + 19 61 83a 79 + + The rhymes are marked 'a' and 'b'; _e.g._, couplets a, a, b, b, + etc. Verse pauses in italics are equal to the foot pause; those + marked 'x' are _less_ than the foot pause. + + +3. _Modification of the Normal Form of Verse due to Rhyme._ + +Verse Pause in Rhymed Material. + +There are as wide, isolated variations as in the case of unrhymed +material. As compared with unrhymed verse, the pause is in general +decidedly shorter. The verse pauses of the feminine rhymes are +generally much like those of the end rhymed material. But there are +very few cases of the verse pause being as short as the foot +pause--only four cases in sixty (6.6 per cent.). See Table IX. + +This wide variation of the verse pause and its occasional equivalence +to the foot pause in rhymed verses is in accord with the notion that +the rhyme in some way brings the verse to a close by a process more +rapid than that in unrhymed material. + +The introduction of rhyme seems to be favorable to the division of a +stanza into two parts by producing an unusually long verse pause after +the second verse. Of 43 unrhymed stanzas there are 19 which show a +decidedly long pause at the close of some one of the verses. But of +these 19 cases, only 8 (18 per cent.) have the break at the close of +the second verse. Of 64 rhymed stanzas, 29 show the division, and of +this 29, 22 (34 per cent.) have the break at the close of the second +verse. + + +Influence of the Rhymes on Intensities. + +The intensities at the close of the verse, without rhyme, may be +slightly greater than within the verse. The dynamic shading of the +verse is elastic, and a variety of forms is possible, a decrescendo at +the close of the verse is not unusual (cf. Table VIII.). But when the +rhyme is introduced the general dynamic form of the verse is fixed, +and in the material measured this is true not only of the verses in a +stanza which contain the rhyme but of other verses in the same stanza. + +Of the 32 verses containing rhymes in Table X., but four verses are +exceptions to the rule of an increase of intensity on the rhyme. There +are two cases of double, alternating rhymes where it is doubtful if +the subject actually felt one of the alternating rhymes. This increase +of intensity on the rhyme is not confined to that particular syllable +or foot; often, as indicated by the italics, the influence of the +accent makes itself felt earlier in the verse. + + +TABLE X. + + INTENSITIES OF IAMBIC TETRAMETER WITH END RHYME (SHOWING INCREASED + INTENSITY OF THE RHYMING SYLLABLE). ALSO AVERAGE LENGTH OF THE FIRST + THREE SONANTS, TOGETHER WITH THE LENGTH OF THE LAST SONANT. + + Intensities. Average length + of first 3 Length of last + sonants. sonant. + \/ - \/ - \/ - \/ - + Mc. -- 5 -- 5 -- 4 -- 5 19 27 + -- 4 -- 4 -- 4 -- _11_a 34 + -- 4 -- 4 -- 4 -- 7 21 + -- 4 -- 5 -- 3 -- _8_a 23 + + -- 6 -- 6 -- 5 -- 6 19 22 + -- 8 -- 7 -- 6 -- _10_a 34 + -- 4 -- 3 -- 4 -- 5 26 + -- 3 -- 5 -- 4 -- _5_a 30 + + 2 3 5 4 4 5 6 _7_a 29 34 + 2 3 3 4 2 4 2 _7_b 48 + 1 2 3 2 2 2 1 _4_a 35 + 2 3 3 3 2 3 4 _5_b 20 + + -- -- -- -- -- -- -- --a 25 40 + 3 4 4 14 3 4 5 _5_b 39 + 2 3 1 2 2 3 1 _3_a 25 + 1 3 2 2 1 3 3 _5_b 43 + + Ha. 6 15 9 12 3 10 4 16 No increase in length. + 3 5 3 7 3 5 5 15a + 1 15 1 5 4 6 2 9 + 4 5 2 5 1 5 2 _14_a + + 2 6 4 8 1 6 5 _11_a No increase in length. + 1 7 5 7 3 6 7 _11_b + 2 5 2 6 2 6 4 _12_a + 1 5 1 5 2 6 3 _15_b 33 38 + + 4 9 5 9 1 3 6 _9_a 25 33 + 2 8 5 6 4 5 5 _10_b No increase in length. + 2 5 2 5 2 5 5 _11_a + 1 5 2 5 5 10 2 _12_b 32 34 + + +The evidence of an increased intensity on the rhyme is not so positive +in the case of rhymes in the third foot. Among the rhymes in the +second foot there is but one exception. The rhymes in the second and +third feet were never given very satisfactorily by several of the +subjects. The rhymes within the verse determine a climax in the foot +in which they occur, and all the verses follow this well-defined type. +It is interesting to note, in studying the phonographic record, that +in verses in which the accentuation of the rhythm is not very +definite, the accentuation is perceived when the record is repeated at +the normal speed. If the record is repeated more slowly, and +especially at such a distance that the rhyming consonants cannot be +distinguished, then the accentuation seems to disappear. It is +probable that after a verse or stanza type has been established the +voice may deviate from the type, and the accentuation will be supplied +by the hearer. + + +TABLE XI. + + INTENSITIES OF IAMBIC TETRAMETERS WITH RHYMES IN THE THIRD FOOT + (SHOWING INCREASE IN INTENSITY OF THE RHYME SYLLABLE). + + ' ' ' ' + \/ -- \/ -- \/ -- \/ -- + Ha. 13 18 10 16 _7_ _9_a 6 12 + 9 10 4 11 7 _14_a 4 7 + -- 12 5 10 7 9b 6 9 + 2 12 5 12 3 _14_b 4 6 + + 2 12 4 13 7 8a 4 9 + 6 8 4 14 4 _15_a 2 9 + 2 13 -- 12 8 8b -- -- + 5 9 6 10 -- 3b 4 6 + + Am. 10 10 4 12 6 _14_a 5 5 + 4 12 6 9 7 8a 4 4 + 5 12 8 9 7 _10_b 3 4 + 3 7 5 8 5 7b 2 4 + + 10 13 5 10 4 _10_a 4 6 + 1 9 4 9 3 5a 3 5 + 2 8 3 5 -- _8_b 1 5 + 1 7 2 7 5 _8_b 2 3 + + G. 6 13 6 13 7 _12_a 1 10 + 6 10 6 6 _7_ _7_a 1 8 + 4 9 7 7 _6_ 9b 1 7 + 7 12 4 10 2 7b 1 7 + + 10 12 4 11 6 _10_a -- 8 + 5 12 5 11 6 _10_a -- 8 + 3 9 6 9 _7_ _9_b 3 8 + 2 8 5 9 5 5b 1 6 + + D. 10 12 10 10 7 9a 7 11 + 5 8 6 9 7 7? 6 6 + 5 12 7 9 6 _10_b -- 8 + 6 9 7 10 7 7b 5 5 + + 10 15 5 11 6 9a -- 9 + 5 9 4 8 6 6a? 6 7 + 7 11 7 11 _11_ _13_b 8 10 + 8 11 8 10 7 9b 6 8 + + + INTENSITIES OF IAMBIC TETRAMETERS WITH RHYMES IN THE SECOND FOOT. + + ' ' ' ' + _ - _ - _ - _ - + Hu. 5 6 6 6a 5 7 5 6 + 5 6 5 4a 5 4 5 6? + 5 6 6 7b 5 6 4 7 + 5 6 4 4b 5 7 4 7 + 5 7 7 7a 6 7 6 6 + 5 7 5 5a 5 6 5 6? + 5 7 _6_ 8b 6 7 6 7 + 6 7 6 5b 6 7 6 7 + Mc. 5 7 6 _10a_ 5 4 3 5 + 1 6 6 _8a_ - 6 1 4 + 1 6 6 _10b_ 1 4 - 4 + - 7 6 5b 3 3 - 3 + Ha. 16 14 _8_ _10a_ 6 10 5 9 + 5 10 7 8a 5 9 5 7 + 2 8 4 _11b_ 4 7 2 8 + 2 8 4 6b 1 9 4 8 + 7 12 7 _10a_ - 10 6 10 + 3 10 5 8a 5 8 6 10 + 2 8 3 _11b_ 3 7 3 10 + - 7 5 9b 4 8 6 12 + Am. 4 9 _9_ _10a_ 4 7 4 5 + 4 8 _9_ _7a_ 5 7 4 6 + 1 8 5 _10b_ 4 6 3 6 + - 10 _10_ 7b_ 3 5 2 7 + 15 15 _10_ 13a_ 9 11 - 11 + 5 12 7 9a 4 10 4 9 + 5 8 _8_ _9b_ 4 7 - 6 + 7 8 5 _9b_ 2 4 - 3 + G. 2 6 _6_ _8a_ 1 7 2 3 + - 10 _7_ _12a_ 1 9 4 8 + 4 9 _6_ _9b_ 8 8 2 7 + - - - -b - - - - + 4 9 _5_ _11_a - 7 4 6 + - 8 6 7a 2 7 4 5 + - 9 _7_ _6_b - 7 3 6 + - 7 3 5 - 5 - 3 + D. - - - - - - - - + 7 11 _11_ _9_a 7 11 6 10 + 11 15 11 11a 8 11 9 14 + 6 10 _10_ 8b 7 8 7 11 + 12 13 10 10a 7 1? 8 11 + 6 10 9 8a 5 8 5 9 + 9 12 12 13b 8 10 7 9 + 7 11 _10_ 7b 4 8 4 8 + + The values surrounded by '_'s (Transcriber's Note: Original + italics) show the increase in intensity. Rhymes are indicated + by 'a' and 'b.' + + +IV. SUGGESTIONS FOR A MOTOR THEORY OF RHYTHM. + + +If the basis of rhythm is to be found in muscular sensations, rather +than in the supposed activity of some special 'mental' function, the +nature of the movement cycle involved is of the greatest interest. + +In every case where a rhythm comes to peripheral expression, there are +two opposing sets of muscles involved. If a rhythmic movement be +attempted with but a single set of muscles at work, it is very +unsatisfactory and soon ends in the tonic contraction of the muscle +set. One may assume that in all cases of rhythm perception there is a +cycle of movement sensations involved, and that the simplest possible +case of a peripheral rhythmic movement is the type of any rhythm. In +tapping a rhythm with the finger, the flexors which bring the finger +down become the positive muscle set, and the opposing extensor muscles +which raise the finger for the next blow become the negative muscle +set. + +In Fig. 9 the upper curve represents the actual movement of the finger +tip, and the heavy lines _a_, _a'_, _a''_ represent the +pressure-tension-sound sensation which we call the 'beat,' and which +is the limiting sensation of the rhythm, and the regulating factor in +the movement cycle of the rhythm. The movement is divided into two +phases; _B_, the phase of relaxation, during which the finger is +raised, and _A_, the phase of contraction, during which the finger +delivers the blow which produces the beat. + +The curves below represent the changes in the two opposing sets of +muscles whose interaction brings about the movement cycle. The +contraction of the flexors, the positive muscle set, is represented by +the curve above the base line. It is obvious that during the +contraction phase, the contraction in the positive muscle set is at +its height; it continues at a maximum during the limiting sensation +and then dies away during the relaxation phase. The sensations from +this positive muscle set have the principal place in consciousness +during the rhythm experience. The curve below the base line represents +the contraction of the extensors, the negative muscle set. The +contraction of the negative muscles reaches its climax very soon after +the maximum contraction of the positive muscles, in the contraction +phase. The sharp tension between the two opposing sets of muscles at +the limiting sensation may be made very apparent if the finger beats +the rhythm entirely in the air; in that case the limiting sensation +consists entirely of the feeling of a sudden increase of tension +between the positive and negative muscle sets. During the relaxation +phase the contraction of the negative muscles continues, but the +tension between the two sets grows less and less, for the positive +muscles are rapidly relaxing. At the highest point in the movement +either muscle set is exerting but very little strain; the condition is +represented in the figure by the approach of either curve to the +base-line; the amount of tension between the two sets is figured by +the distance of the two curves from each other. + +[Illustration: FIG. 9.] + +Assuming such a movement cycle, in which the tension between the two +opposing sets never comes to zero until the close of the series, it is +not difficult to arrange many of the facts of rhythmic perception +under the motor theory. + +1. The feeling of rhythm is more definite as we proceed in a verse, or +a series of simple sound sensations. At first the cycle is not +perfectly adjusted and complete automatism established. + +2. If an observer is listening to a series, and an unusually long +pause is introduced between two beats, there is always a feeling of +suspense or tension during the 'lag.' As long as the tensions are +maintained there is a rhythmic continuity; the feeling of tension is +the strain of opposition between the opposing muscle sets. + +3. The continuity of the rhythmic series, whereby all the beats of a +period seem to belong to a single whole, is due to the continuity of +the muscle sensations involved and the continuous feeling of slight +tension between the positive and negative muscle sets; nowhere within +the period does the feeling of strain die out. + +4. But at the close of the period we have a pause which is +demonstrably not a function of any of the intervals of the period. +During this pause the tension between the two sets 'dies out,' and we +have a feeling of finality. This gradual dying out of the tension is +clearly seen in the constant appearance of the cone-shaped final +syllable at the end of each nonsense verse. + +5. The period composed of a number of unit groups (the verse, in +nonsense syllables) has a general form which suggests strongly that it +has the unity of a single cooerdinated movement. There is no more +reason for assuming a transcendental mental activity in the case of a +rhythmic period than in the case of a single act which appears in +consciousness as a unity. Undoubtedly the breathing is correlated with +the rhythmic movements and may be a factor in determining the verse +period. Meumann's principal accent, about which a number of +subordinate accents are grouped, is characteristic not only of poetry +but of the simplest rhythms. At some point in the period there is a +definite climax, a chief accent; the movement 'rises' to that point +and then falls off. This is strikingly seen in nonsense verses spoken +with a heavy accent within the verse. The accent does not stand out +from a dead level, but the verse culminates at that point. + +Unfortunately very little is known of the mechanism of so simple a +cooerdinated muscular activity as that necessary for a simple rhythm. +Sherrington[17] and Hering[18]have pointed out the primary character +of the grouping of the muscles in opposing sets and the reciprocal +nature of almost all muscular activity, but in a review of the work of +cooerdinated movements Hering denies any simultaneous stimulation of +the two sets and considers the question of the innervation mechanism +of opposing muscle-sets entirely unsettled. + + [17] Sherrington, C.S.: _Proceedings Royal Soc._, 1897, p. 415. + + [18] Hering, H.E.: _Archiv f. d. ges. Physiol._ (Pflueger's), + 1897, Bd. 68, S. 222; _ibid._, 1898, Bd. 70, S. 559. + +That the connection between the positive and negative set of muscles +in a rhythmic movement is very close, and that the reaction is of the +circular type, is evident from the automatic character of all rhythmic +movements, and it is evident that the limiting sensation is the +primary cue in the reaction. Anything further is mere hypothesis. +Robert Mueller's[19] thorough criticism of the Mosso ergograph throws +great doubt on the present methods of investigation and invalidates +conclusions from the various curves of voluntary movements which have +been obtained. + + [19] Mueller, R.: _Phil. Stud._, 1901, Bd. 17, S. 1. + +The curve of contraction and relaxation of a simple muscle is well +known and is not affected by Mueller's criticism. Its chief +characteristic, with or without opposing tension, is the inequality +of the intervals of the contraction and relaxation phases. As one +might expect, since a single set of muscles dominates in a rhythmic +movement, the typical rhythmic curve has the general character of the +curve of the simple muscle. The average values of the phases of curves +of simple rhythmic movement obtained by A. Cleghorn[20] from a large +number of observations with at least three subjects, are as follows: +phase of contraction, .44 second; phase of relaxation, .54 second. It +is very significant for a motor theory of rhythm that this general +form of the curve of rhythmic movement may easily be altered in all +sorts of fashions by unusual stimuli to the two muscle sets. + + [20] Cleghorn, A.: _Am. Journal of Physiol._, 1898, I., p. 336. + +While it is well recognized that a rhythm does not consist necessarily +of sound sensations, the 'rhythmization' of a series of sound +sensations in the ordinary perceived rhythms is a matter of great +interest. Ewald found strong reasons for believing that the ear is +peculiarly connected with the motor apparatus. The experiments of +Hofbauer[21] and Cleghorn[22]show that any strong stimulus to either +eye or ear modifies decidedly the reactions of cooerdinated muscles. +How shall we assume that the automatic movement cycle necessary to +rhythmic perception is set up when one listens to a series of sounds? + + [21] Hofbauer: _Archiv f. d. ges. Physiol._ (Pflueger's), 1897, + Bd. 68, S. 553. + + [22] Cleghorn, A.: _op. cit._ + +It must be assumed that any chance sound sets up a contraction in a +set of muscles, however large or small. If but a single sound occurs, +the phase of contraction in that muscle set is followed by a longer +phase of relaxation, and the musculature is passive as before; it may +be that the stretching of the antagonistic set of muscles weakly +stimulates them, and they then contract during the relaxation phase +and assist in restoring the original condition. + +But if a second sound occurs toward the end of the relaxation phase, +before the tension is quite exhausted, the movement will be repeated; +the negative set of muscles will be more definitely stimulated, for +the activity will not have been exhausted when the second sound +occurs. If the sound continues to recur at regular intervals, the +movement cycle thus established will rapidly become cooerdinated. The +positive set in its vigorous contraction furnishes a limiting +sensation which becomes a cue for its own relaxation and for the +reciprocal contraction of the negative muscle set. The contraction of +the negative muscle set and the resulting changes in tension may +become in turn a cue for the positive set. The reaction is now of the +circular type and the process has become self-regulative, though +constantly reinforced by the recurring sound (which has become a part +of the limiting sensation of the rhythmic movement cycle). + +But it is very probable that the second sound may not be timed so as +to come at the close of the relaxation phase in the set of muscles +roused; moreover, in almost all rhythms there are secondary sounds +occurring between the main beats. What happens when a sound occurs out +of place, early in the phase of relaxation, or just before or just +after the climax in the contraction phase? Does it make it impossible +to establish the cooerdination, or destroy it if already established? + +Hofbauer demonstrated that a stimulus which appears in close proximity +to the limiting sensation, _either before or after_, always increases +the force of the reaction, so that such a slight displacement could +not affect the rhythm, which would quickly readjust itself. The +possibility of a stimulus occurring in the relaxation phase is of much +more importance for a motor theory of the initiation of a rhythmic +movement. Cleghorn made the stimulus occur at the beginning of the +relaxation phase. Instead of prolonging or reinstating the contraction +phase, he found that the stimulus _intensified the relaxation process +and shortened its period_. "The stimulated relaxation is not only +quicker than the normal, but also more complete; the end of the normal +relaxation is slow; ... relaxation under the influence of the +stimulus, on the contrary, shows nothing of this, but is a sudden +sharp drop directly to the base line and sometimes below it." A +comparison of the normal phases with the same phases, when the +stimulus occurs within the relaxation phase, follows: + + + Normal: Contraction-phase, .44 sec.; relaxation-phase, .54 sec.; + total, .98 sec. + With stim.: Contraction-phase, .47 sec.: relaxation-phase, .30 sec.; + total, .77 sec. + + +It will be noticed that the total time of the movement cycle is +reduced. One may then assume that a sound which occurs too early to +become a factor in the limiting sensation, functions as a stimulus to +the relaxation process and shortens the interval between the limiting +sensations. Thus the movement cycle would be modified, but not +destroyed. It is impossible to say just how the relaxation process is +affected, and Cleghorn's own conclusions are open to criticism in the +light of Mueller's comments on the method. The simplest assumption +would be that the stimulus acted on the negative set of muscles. + +E.W. Scripture[23] objects to such a 'tonus theory,' because some +subjects regularly react _before_ the signal. But in no case in the +published records to which he refers is the error more than.05 sec. +either before or after the signal. The investigation of Hofbauer shows +conclusively that in such cases the effect of the external stimulus +simply fuses with the limiting sensation. Scripture overlooks the +automatic character of the rhythmic movement. + + [23] Scripture, E.W.: 'The New Psychology,' London, 1897, p. 182. + +There is a striking difference between rhythmic movement from unit +group to unit group within a period, and movement from period to +period (_i.e._, from verse to verse of nonsense syllables). Each foot +is simply the repetition of the movement cycle; all the tensions are +maintained, and each foot is an integral part of a larger act. At the +close of the period (verse) the active tensions die out, either +because of the introduction of some unusual stimulus which causes the +positive muscle set to strike a heavy blow, and abruptly upset the +balanced tensions, or because a pause of indefinite length ensues in +which the tensions die out. This is the process which we call +'finality.' + +In the stanza there is evidently a different type of unity from that +in the single verse. When we hear the first verse of the stanza, we do +not know what the verse whole is, until the finality factor or the +verse pause is reached, at its close. Then the verse has a certain +definite cumulative effect, a synthetic effect which results from the +echoes of the various movements and the total effect on the organism. +One may call it the tetrameter feeling. The verse pause may vary +within large limits, but after a few verses there is a definite +scheme, or 'Gestaltqualitaet,' which represents the verse unity. It is +some sort of a memory image, which functions as a cue to the motor +process. This motor image, set of strains, or whatever it be, is more +than a mere standard by which we judge the present verse. The memory +image fuses in some way with the living motor process. _The preceding +verse affects the character of the following verse._ An irregularity, +easily noted in the first verse, is obscure in the second, and not +detected in the third verse, when the verses are identical. + +The experiments of Hofbauer and Cleghorn, and many facts about the +unit groups themselves, make it evident that the function of stimuli, +during the movement cycle, varies with the position of the stimulus in +that cycle. This offers a possible explanation of the striking +peculiarities of the unit groups. The iamb [\/ _'] and the trochee [_' +\/] should be quite alike for a general synthesizing process; but not +only is the experiential character of the two quite unlike, but the +ratio between their intervals is entirely different. + +A number of measurements by different observers show that in the +iambic foot the unaccented syllable is proportionately much shorter +than the unaccented syllable in the trochaic foot. It is very easy to +beat a simple up-and-down accompaniment to a series of simple feet of +nonsense syllables; in the accompaniment the bottom of the down +stroke, the limiting sensation of the movement cycle, coincides with +the accented syllable of the foot. It is not an unwarranted assumption +that such a fundamental accompaniment represents the fundamental +movement cycle of that rhythm. + +During the present investigation several observers were asked to +determine at just what point in the fundamental movement the +unaccented syllable occurred, when the subject gave a series of +nonsense syllables. In the fundamental accompaniment the excursion of +the hand and arm was at least.4 meter. Four subjects were thus tested, +and the results were uniform in the case of all the simple types of +unit groups. + +In the case of the iamb the unaccented syllable occurs at the top of +the movement, at the very beginning of the contraction phase (A, in +Fig. 5). + +In the case of the trochee the unaccented syllable occurs in the first +third of the relaxation phase (B). + +It is interesting to note that the unaccented element of the trochee +comes at the earlier part of the relaxation phase, where it must +intensify the relaxation process, and tend to shorten the total length +of the cycle. This may be the reason for its peculiar buoyant, +vigorous and non-final character. On the other hand the unaccented +element of the iamb occurs at a point where it may initiate and +intensify the contraction, which gives the limiting sensation; it is, +therefore, more closely bound to the limiting sensation, and has the +character of intensifying the beat. There is a similar contrast in the +cases of the dactyl and anapaest. The accented syllable of the dactyl +is longest, and the second unaccented syllable, the last in the group, +is shortest. The accented syllable of the anapaest is much longer in +proportion than that of the dactyl, and the unaccented syllables are +very short, and hence, very close to the accented syllable, as +compared with the dactyl. + +In the case of the dactyl the first unaccented syllable in the +movement cycle occurs at the beginning of the relaxation phase (B), in +the same zone as the unaccented of the trochee. The second unaccented +syllable of the dactyl appears at the beginning of the next +contraction phase (A), in the zone of the unaccented syllable of the +iamb. The group seems a sort of combination of the iamb and trochee, +and has an element in every possible zone of the movement cycle. Like +the trochee the dactyl is a non-final foot. + +The unaccented syllables of the anapaest both occur at the beginning of +the contraction phase (A). They are both within the zone of the +unaccented syllable of the iamb. The group seems an iamb with a +duplicated unaccented syllable. It is possible to form a unit group in +nonsense syllables where the unaccented syllable of the iamb shall be +represented not by two syllables, as in the anapaest, but by even +three. + +The anapaest and dactyl, if they correspond to this construction, +should show a decided difference as to the possibility of prolonging +the foot pause. The prolongation of the foot pause would make the +dactyl but a modified trochee. + +It is significant that in poetry no other types of unit groups are +often recognized. The amphibrach, laid out on this scheme, would +coincide with the dactyl, as there are but three possible zones for +foot elements: the zone of the limiting sensation (always occupied by +the accented syllable), the zone of the contraction phase (occupied by +the unaccented syllables of the iamb and anapaest), and the zone of the +relaxation phase (occupied by the unaccented syllable of the trochee +and the middle syllable of the dactyl). + +The simple sound series is fairly regular, because of its cyclic and +automatic character. It is not a matter of time estimation, and the +'Taktgleichheit' is not observed with accuracy. The primary requisite +for the unit groups is that they shall be _alike_, not that they shall +be _equal_. The normal cycle with a heavy accent is longer than the +normal cycle with a lighter accent, for the simple reason that it +takes muscles longer to relax from the tenser condition. Time is not +mysteriously 'lost'; the objective difference is not noticed, simply +because there are no striking differences in the cycles to lead one to +a time judgment. Ebhardt's notion that the motor reaction interferes +with the time judgment, and that a small amount of time is needed in +the rhythmic series in which to make time judgments, is a mere myth. + +An unusual irregularity, like a 'lag,' is noted because of the sense +of strain and because other events supervene in the interval. But such +lags may be large without destroying the rhythm; indeed caesural and +verse pauses are essential to a rhythm, and in no sense +rhythm-destroying. An unbroken series of unit groups is an abstraction +to which most forms of apparatus have helped us. Between the extreme +views of Bolton[24] and Sidney Lanier,[25]who make regularity an +essential of the rhythm of verse, and Meumann, on the other hand, who +makes the meaning predominate over the rhythm, the choice would fall +with Meumann, if one must choose. Bolton comes to the matter after an +investigation in which regularity was a characteristic of all the +series. Lanier's constructions are in musical terms, and for that very +reason open to question. He points out many subtle and interesting +relationships, but that verse can be formulated in terms of music is a +theory which stands or falls by experimental tests. + + [24] Bolton, T.L.: _loc. cit._ + + [25] Lanier, S.: 'The Science of English Verse.' + + +TABLE XII. + + I saw a ship a sailing + 50 16 20 13 9 18 32 23- 132 + A sailing on the sea + 10 16 45 22 8 15 49 -68 + And it was full of pretty things + 8 6 20 6 6 27 37 12 8 7 20 12 41 -34 + For baby and for me + 14 9 27 37 18 20 14 8 46 -- + + Totals of the feet: --/66/60/187 + 26/45/45/117 + 14/59/49/47/75 + 23/64/60/46-- + + Who killed Cock Robin + 19 34 23 24 17-77 + I said the sparrow + 45 21 19 3 47 29 -- + With my bow and arrow + 22 36 25 49 11 38 12 23 33-42 + I killed Cock Robin + 33 12 33 21 22 5 21 16-95 + + (The first stanza was measured in the Harvard Laboratory. The + last is modified from Scripture's measurements of the + gramophone record (1899). As the scansion of the last is in + doubt with Scripture, no totals of feet are given.) + + +In the cases given in the above table there is an irregularity quite +impossible to music. + +In the movement cycle of the simple sounds there is a perfect +uniformity of the movements of the positive and negative sets of +muscles from unit group to unit group. But in verse, the movements of +the motor apparatus are very complicated. Certain combinations require +more time for execution; but if this variation in the details of the +movement does not break the series of motor cues, or so delay the +movements as to produce a feeling of strain, the unit groups are felt +to be alike. We have no means of judging their temporal _equality_, +even if we cared to judge of it. It is a mistake, however, to say that +time relations ('quantity') play no part in modern verse, for the +phases of the movement cycle have certain duration relations which can +be varied only within limits. + +Extreme caution is necessary in drawing conclusions as to the nature +of verse from work with scanned nonsense syllables or with mechanical +clicks. It is safe to say that verse is rhythmic, and, if rhythm +depends on a certain regularity of movements, that verse will show +such movements. It will of course use the widest variation possible in +the matter of accents, lags, dynamic forms, and lengths of sonant and +element depending on emphasis. The character of the verse as it +appears on the page may not be the character of the verse as it is +actually read. The verses may be arbitrarily united or divided. But in +any simple, rhythmic series, like verse, it seems inevitable that +there shall be a pause at the end of the real verse, unless some such +device as rhyme is used for the larger phrasing. + +There is a variety of repetitions in poetry. There may be a vague, +haunting recurrence of a word or phrase, without a definite or +symmetrical place in the structure. + +Repetition at once attracts attention and tends to become a structural +element because of its vividness in the total effect. There are two +ways in which it may enter into the rhythmic structure. It may become +a well-defined refrain, usually of more than one word, repeated at +intervals and giving a sense of recognition and possibly of +completeness, or it may be so correlated that the verses are bound +together and occur in groups or pairs. Rhyme is a highly specialized +form of such recurrence. + +The introduction of rhyme into verse must affect the verse in two +directions. + +It makes one element in the time values, viz., the verse pause, much +more flexible and favors 'run on' form of verses; it is an important +factor in building larger unities; it correlates verses, and +contributes definite 'Gestaltqualitaeten' which make possible the +recognition of structure and the control of the larger movements which +determine this structure. Thus it gives plasticity and variety to the +verse. + +On the other hand, it limits the verse form in several directions. The +general dynamic relations and the individual accents must conform to +the types possible with rhyme. The expressional changes of pitch, +which constitute the 'melody,' or the 'inflections' of the sentences, +play an important part. The dynamic and melodic phases of spoken verse +which have important relations to the rhyme are not determined by the +mere words. The verses may scan faultlessly, the lines may read +smoothly and be without harsh and difficult combinations, and yet the +total rhythmic effect may be indifferent or unpleasant. When a critic +dilates on his infallible detection of an indefinable somewhat, +independent of material aspects of the verse and traceable to a mystic +charm of 'thought,' it may very well be that the unanalyzed thing lies +in just such dynamic and melodic conditions of rhythm and rhyme. + +The most primitive characteristic of music is the _ensemble_. Savage +music is often little else than time-keeping. When the social +consciousness would express itself in speech or movement in unison, +some sort of automatic regulation is necessary. This is the beginning +of music. The free reading of verse easily passes over into singing or +chanting. When this happens, the thing most noticeable in the new form +is its regulated, automatic and somewhat rigid character. It is +stereotyped throughout. Not only are the intervals and accents fixed, +but the pitch and quality changes are now definite, sustained and +recurrent. The whole sum of the motor processes of utterance has +become cooerdinated and regulated. Along with this precision of all the +movements comes a tendency to beat a new rhythm. This accompanying +rhythm is simpler and broader in character; it is a kind of long swell +on which the speech movements ripple. This second rhythm may express +itself in a new movement of hand, head, foot or body; when it has +become more conscious, as in patting time to a dance or chant, it +develops complicated forms, and a third rhythm may appear beside it, +to mark the main stresses of the two processes. The negro patting time +for a dance beats the third fundamental rhythm with his foot, while +his hands pat an elaborate second rhythm to the primary rhythm of the +dancers. + +The essential character of musical rhythm, as contrasted with the +rhythm of both simple sounds and of verse, is just this cooerdination +of a number of rhythms which move side by side. This is the reason for +the immense complexity and variety of musical rhythms. The processes +check each other and furnish a basis for a precision and elaborateness +of rhythmical movement in the individual parts which is quite +impossible in a simple rhythm. + +Even when the concomitant rhythms are not expressed, as in an +unaccompanied solo, an accompaniment of some sort is present in the +motor apparatus, and contributes its effect to the consciousness. This +regulation of the movement by the coincidence of several rhythms is +the cause of the striking regularity of the temporal relations. At +some points in the musical series the several movement cycles may +appear in the same phase, and at these points the same irregularities +as in verse are possible, as in the case of pauses at the ends of +periods and the irregularities of phrasing. It is evident in cases of +expressional variations of tempo that a single broad rhythm is +dominating and serving as a cue for the other more elaborate rhythmic +processes, instead of being regulated by them. + + * * * * * + + + + +STUDIES IN SYMMETRY.[1] + +BY ETHEL D. PUFFER. + + [1] SOURCES OF ILLUSTRATIONS. + + Fig. 1 was copied from Reiss u. Stuebel, 'Todtenfeld v. Ancou,' + Berlin, 1880-1887. + + Figs. 2, 3, 4, 5, 6, 7, 8 and 11 were copied from the + publications of the American Bureau of Ethnology by the kind + permission of the Direction. + + Fig. 9. was copied from A.C. Haddon, 'The Decorative Art of + British New Guinea,' Cunningham Memoir, N., Royal Irish + Academy, 1894. + + Fig. 10 was copied from Franz Boas, 'The Decorative Art of the + Indians of the North Pacific Coast,' Bulletin of the Am. Mus. + of Nat. Hist., Vol. IX. + + +I. THE PROBLEMS OF SYMMETRY. + + +The problem of aesthetic satisfaction in symmetrical forms is easily +linked with the well-known theory of 'sympathetic reproduction.' If +there exists an instinctive tendency to imitate visual forms by motor +impulses, the impulses suggested by the symmetrical form would seem to +be especially in harmony with the system of energies in our bilateral +organism, and this harmony may be the basis of our pleasure. But we +should then expect that all space arrangements which deviate from +complete symmetry, and thus suggest motor impulses which do not +correspond to the natural bilateral type would fail to give aesthetic +pleasure. Such, however, is not the case. Non-symmetrical arrangements +of space are often extremely pleasing. + +This contradiction disappears if we are able to show that the +apparently non-symmetrical arrangement contains a hidden symmetry, and +that all the elements of that arrangement contribute to bring about +just that bilateral type of motor impulses which is characteristic of +geometrical symmetry. The question whether or not this is the fact +makes the leading problem of this paper, and the answer to it must +throw light on the value of the theory itself. + +An exhaustive treatment of our question would thus divide itself into +two parts; the first dealing with real (or geometrical) symmetry, the +second with apparent asymmetry; the first seeking to show that there +is a real aesthetic pleasure in geometrical symmetry, and that this +pleasure is indeed based on the harmony of the motor impulses +suggested by symmetry, with the natural motor impulses of the human +organism; the second seeking to show in what manner aesthetically +pleasing but asymmetrical arrangements conform to the same principles. +Within these two groups of problems two general types of investigation +are seen to be required; experiment, and the analysis of aesthetic +objects. + +The main question, as stated above, is of course whether the theory +can explain our pleasure in arrangements which are completely or +partly symmetrical. It is, however, an indispensible preliminary to +this question, to decide whether the pleasure in symmetrical +arrangements of space is indeed immediate and original. If it were +shown to be a satisfaction of expectation, bred partly from the +observation of symmetrical forms in nature, partly from the greater +convenience of symmetrical objects in daily use, the whole question of +a psychophysical explanation would have no point. If no original +aesthetic pleasure is felt, the problem would be transformed to a +demand for the explanation of the various ways in which practical +satisfaction is given by symmetrical objects and arrangements. The +logical order, then, for our investigation would be: First, the +appearance of symmetry in the productions of primitive life, as a +(debatable) aesthetic phenomenon emerging from pre-aesthetic conditions; +secondly, the experimental study of real symmetry; thirdly, the +analysis of geometrical symmetry in art, especially in painting and +architecture, by means of which the results of the preceding studies +could be checked and confirmed. Having once established a theory of +the aesthetic significance of real symmetry, we should next have to +examine asymmetrical, beautiful objects with reference to the relation +of their parts to a middle line; to isolate the elements which suggest +motor impulses; to find out how far it is possible to establish a +system of substitution of these psychological factors and how far such +substitution takes place in works of art--_i.e._, to what extent a +substitutional symmetry or balance is found in pleasing arrangements. +These investigations, again, would fall into the two groups of +experiment and analysis. The products of civilized art are too +complicated to admit of the complete analysis and isolation of +elements necessary to establish such a system of substitution of +psychological factors as we seek. From suggestions, however, obtained +from pleasing asymmetrical arrangements, first, isolated elements may +be treated experimentally, and secondly, the results checked and +confirmed by works of art. + +With regard to the study of objects without a natural or suggested +middle line, as for instance sculpture, many types of architecture, +landscapes, gardens, room-arrangements, etc., we may fitly consider it +as a corollary to the study of asymmetrical objects with artificial +limits which do suggest a middle. If we find, by the study of them, +that a system of substitution of psychological factors does obtain, +the whole field can be covered by the theory already propounded, and +its application extended to the minutest details. The hypothesis, +having been so far confirmed, may be then easily applied to the field +of asymmetrical objects without a natural middle line. + +The set of problems here suggested to the student of symmetry will not +be fully followed out in this paper. The experimental treatment of +geometrical symmetry, the analysis of the completely symmetrical +products of civilized art, and the analysis of all forms of asymmetry +except asymmetry in pictures will be omitted. If, however, the fact of +an original aesthetic feeling for symmetry is established by the study +of primitive art, and the theory of the balance of motor impulses +through the substitution of factors is established by the experimental +treatment of isolated elements, and further confirmed by the analysis +of pictures, the general argument may be taken as sufficiently +supported. This paper, then, will contain three sections: an +introductory one on symmetry in primitive art, and two main sections, +one on experiments in substitutional symmetry, and one on +substitutional symmetry or balance in pictures. + + +II. SYMMETRY IN PRIMITIVE ART. + + +The question which this section will attempt to answer is this: Is +there in primitive art an original and immediate aesthetic feeling for +symmetry? This question depends on two others which must precede it: +To what extent does symmetry actually appear in primitive art? and, +How far must its presence be accounted for by other than aesthetic +demands? + +For the purpose of this inquiry the word _primitive_ may be taken +broadly as applying to the products of savage and half-savage peoples +of to-day, as well as to those of prehistoric races. The expression +_primitive art_, also, requires a word of explanation. The primitive +man seldom makes purely ornamental objects, but, on the other hand, +most of his articles of daily use have an ornamental character. We +have to consider primitive art, therefore, as represented in the form +and ornamentation of all these objects, constituting practically an +household inventory, with the addition of certain drawings and +paintings which do not appear to serve a definite practical end. These +last, however, constitute only a small proportion of the material. + +The method of the following outline treatment will be to deduct from +the object under consideration those symmetrical elements which seem +to be directly traceable to non-aesthetic influences; such elements as +are not thus to be accounted for must be taken as evidence of a direct +pleasure in, and desire for symmetry on the part of primitive man. +These possible non-aesthetic influences may be provisionally suggested +to be the technical conditions of construction, the greater +convenience and hence desirability of symmetrical objects for +practical use, and the symmetrical character of natural forms which +were imitated. + +The first great group of objects is given in primitive architecture. +Here is found almost complete unanimity of design, the conical, +hemispherical or beehive form being well-nigh universal. The hut of +the Hottentots, a cattle-herding, half-nomadic people, is a good type +of this. A circle of flexible staves is stuck into the ground, bent +together and fastened at the top, and covered with skins. But this is +the form of shelter constructed with the greatest ease, suitable to +the demands of elastic materials, boughs, twigs, reeds, etc., and +giving the greatest amount of space with the least material. There +are, indeed, a few examples of the rectangular form of dwelling among +various primitive races, but these seem to be more or less open to +explanation by the theory advanced by Mr. V. Mendeleff, of the U.S. +Bureau of Ethnology. "In his opinion the rectangular form of +architecture which succeeds the type under discussion, must have +resulted from the circular form by the bringing together within a +limited area of many houses.... This partition would naturally be +built straight as a two-fold measure of economy."[2] This opinion is +confirmed by Mr. Cushing's observations among the Zuni villages, where +the pueblos have circular forms on the outskirts. Thus the shape of +the typical primitive dwelling is seen to be fully accounted for as +the product of practical considerations alone. It may therefore be +dismissed as offering no especial points of interest for this inquiry. + + [2] Cushing, F.H.: 'Pueblo Pottery and Zuni Culture-growth,' + Rep. of Bur. of Ethnol., 1882-3, p. 473. + +Next in the order of primitive development are the arts of binding and +weaving. The stone axe or arrow-head, for example, was bound to a +wooden staff, and had to be lashed with perfect evenness,[3] and when +in time the material and method of fastening changed, the geometrical +forms of this careful binding continued to be engraved at the juncture +of blade and handle of various implements. It should be noted, +however, that these binding-patterns, in spite of their superfluous +character, remained symmetrical. + + [3] Haddon, A.C.: 'Evolution in Art,' London, 1895, pp. 84 ff. + +On the great topic of symmetry in weaving, monographs could be +written. Here it is sufficient to recall[4] that the absolutely +necessary technique of weaving in all its various forms of +interlacing, plaiting, netting, embroidering, etc., implies order, +uniformity, and symmetry. The chance introduction of a thread or withe +of a different color, brings out at once an ordered pattern in the +result; the crowding together or pressing apart of elements, a +different alternation of the woof, a change in the order of +intersection, all introduce changes by the natural necessities of +construction which have the effect of purpose. So far, then, as the +simple weaving is concerned, the aesthetic demand for symmetry may be +discounted. While it may be operative, the forms can be explained by +the necessities of construction, and we have no right to assume an +aesthetic motive. + + [4] Holmes, W.H.: 'Textile Art in its Relation to the + Development of Form and Ornament,' Rep. of Bur. of Ethnol., + 1884-5, p. 195. + +The treatment of human and animal forms in weaving is, however, +indicative of a direct pleasure in symmetry. The human form appears +almost exclusively (much schematized) _en face_. When in profile, as +for instance in Mexican and South American work, it is doubled--that +is, two figures are seen face to face. Animal figures, on the other +hand, are much used as row-ornaments in profile.[5] It would seem that +only the linear conception of the row or band with its suggestions of +movement in one direction, justified the use of profile (_e.g._, in +Peruvian woven stuffs), since it is almost always seen under those +conditions, indicating that a limited rectangular space is felt as +satisfactorily filled only by a symmetrical figure.[6] Moreover, and +still more confirmatory of this theory, even these row-pattern +profiles are immensely distorted toward symmetry, and every +'degradation' of form, to use Professor Haddon's term, is in the +direction of symmetry. (See Fig. 1.) + + [5] Reiss, W., und Stubel, A.: 'Todtenfeld von Ancon,' Berlin, + 1880-7, Bd. II. + + [6] Hein, W.: 'Die Verwendung der Menschen-Gestalt in + Flechtwerken,' Mitteil. d. Anthrop. Gesellsch. in Wien, Bd. + XXI. + +[Illustration: Fig. 1.] + +The shape of primitive pottery is conditioned by the following +influences: The shapes of utensils preceding clay, such as skins, +gourds, shells, etc., which have been imitated, the forms of basket +models, and the conditions of construction (formation by the hands). +For all these reasons, most of these shapes are circular. The only (in +the strict sense) symmetrical shapes found are of unmistakably animal +origin, and it is interesting to notice the gradual return of these to +the eurhythmic form; puma, bird, frog, etc., gradually changing into +head, tail and leg excrescences, and then handles and nodes +(rectangular panels), upon a round bowl or jar L, as shown in the +figures. In fact, in ancient American pottery,[7] at least, all the +symmetrical ornamentations can be traced to the opposition of head and +tail, and the sides between them, of these animal forms. But beyond +this there is no degradation of the broad outline of the design. The +head and tail, and sides, become respectively handles and nodes--but +the symmetry becomes only more and more emphasized. And as in the case +of textiles, the ornaments of the rectangular spaces given by the +nodes are strikingly symmetrical. Many of these are from animal +motives, and nearly always heads are turned back over the body, tails +exaggerated, or either or both doubled, to get a symmetrical effect. +Although much of the symmetrical ornament, again, is manifestly from +textile models, its symmetrical character is so carefully preserved +against the suggestions of the circular form that a direct pleasure in +its symmetry may be inferred. (See Figs. 2-7.) + + [7] Cushing, F.H.: _op. cit._; Holmes, W.H.: three articles on + pottery, Rep. of Bur. of Ethnol., 1882-83, p. 265, p. 367, and + p. 443. + +[Illustration: Fig. 2] + +[Illustration: Fig. 3] + +[Illustration: Fig. 4] + +The subject of drawing can be here only touched upon, but the results +of study go to show, in general, two main directions of primitive +expression: pictorial representation, aiming at truth of life, and +symbolic ornament. The drawings of Australians, Hottentots and +Bushmen, and the carvings of the Esquimaux and of the prehistoric men +of the reindeer period show remarkable vigor and naturalness; while +the ornamentation of such tribes as the South Sea Islanders has a +richness and formal beauty that compare favorably with the decoration +of civilized contemporaries. But these two types of art do not always +keep pace with each other. The petroglyphs of the North American +Indians[8] exhibit the greatest irregularity, while their tattooing is +extremely regular and symmetrical. The Brazilian savage [9] draws +freehand in a very lively and grotesque manner, but his patterns are +regular and carefully developed. Again, not all have artistic talents +in the same direction. Dr. Schurtz, in his 'Ornamentik der Aino,'[10] +says: "There are people who show a decided impulse for the direct +imitation of nature, and especially for the representation of events +of daily life, as dancing, hunting, fishing, etc. It is, however, +remarkable that a real system of ornamentation is scarcely ever +developed from pictorial representations of this kind; that, in fact, +the people who carry out these copies of everyday scenes with especial +preference, are in general less given to covering their utensils with +a rich ornamentive decoration."[11] Drawing and ornament, as the +products of different tendencies, may therefore be considered +separately. + + [8] Mallery, Garrick: 'Pictographs of the North American + Indians,' Rep. of Bur. of Ethnol., 1882-3, p. 13. + + [9] Von den Steinen, Karl: 'Unter den Naturvolkern + Zentral-Brasiliens,' Berlin, 1894. + + [10] _Internal. Archiv s. Ethnog._, Bd. IX. + + [11] Cf. Andree, Richard: 'Ethnographische Parallelen,' Neue + Folge, Leipzig, 1889, S. 59. + +The reason for the divergence of drawing and ornament is doubtless the +original motive of ornamentation, which is found in the clan or totem +ideas. Either to invoke protection or to mark ownership, the totem +symbol appears on all instruments and utensils; it has been shown, +indeed, that practically all primitive ornament is based on totemic +motives.[12] Now, since a very slight suggestion of the totem given by +its recognized symbol is sufficient for the initiated, the extreme of +conventionalization and degradation of patterns is allowable, and is +observed to take place. The important point to be noted in this +connection is, however, that all these changes are toward symmetry. +The most striking examples might be indefinitely multiplied, and are +to be found in the appended references (see Figs. 8 and 9). + + [12] Haddon, _op. cit._; Frazer, J.G.: 'Totemism,' 1887; + Grosse, Ernst: Anfaenge der Kunst,' Freiburg i. B. u. Leipzig, + 1894. + +[Illustration: Fig. 5.] + +[Illustration: Fig. 6.] + +[Illustration: Fig. 7.] + +We may distinguish here, also, between the gradual disintegration and +degradation of pattern toward symmetry, as seen in the examples just +given, and the deliberate distortion of figures for a special purpose. +This is strikingly shown in the decorative art of the Indians of the +North Pacific coast. They systematically represent their totem +animals--their only decorative motives--as split in symmetrical +sections, and opened out flat on the surface which is to be +covered[13] (see Fig. 11). Dr. Boas argues that their purpose is to +get in all the received symbols, or to show the whole animal, but, +however this may be, every variation introduces symmetry even where it +is difficult to do so, as in the case, for instance, of bracelets, +hat-brims, etc. (Fig. 10). This may in some cases be due to the +symmetrical suggestions of the human body in tattooing,[14] but it +must be so in comparatively few. + +[13] Boas, Franz: 'Decorative Art of the Indians of the North Pacific +Coast,' _Bulletin_ of Am. Mus. of Nat. Hist., Vol. IX. + +[14] Mallery, G.: _op. cit._; Haddon, A.C.: _op. cit._, p. 257; +'Decorative Art of British New Guinea,' Cunningham Memoir X., Royal +Irish Acad., 1894, p. 26. + +[Illustration: Fig. 8.] + +[Illustration: Fig. 9.] + +[Illustration: Fig. 10] + +The primitive picture has for its object not only to impart +information, but to excite the very definite pleasure of recognition +of a known object. All explorers agree in their accounts of the +savage's delight in his own naive efforts at picture making. All such +drawings show in varying degrees the same characteristics; first of +all, an entire lack of symmetry. In a really great number of examples, +including drawings and picture-writing from all over the world, I +have not found one which showed an attempt at symmetrical arrangement. +Secondly, great life and movement, particularly in the drawings of +animals. Thirdly, an emphasis of the typical characteristics, the +logical marks, amounting sometimes to caricature. The primitive man +draws to tell a story, as children do. He gives with real power what +interests him, and puts in what he knows ought to be there, even if it +is not seen, but he is so engrossed by his interest in the imitated +object as to neglect entirely its relation to a background. + +[Illustration: FIG. 11] + +Now, this very antithesis of ornament and picture is enlightening as +to the dawn of aesthetic feeling, and the strongest confirmation of our +hypothesis of an original impulse to symmetry in art. In the +ornamentation of objects the content or meaning of the design is +already supplied by the merest hint of the symbol which is the +practical motive of all ornamentation. The savage artist need, +therefore, concern himself no more about it, and the form of his +design is free to take whatever shape is demanded either by the +conditions of technique and the surface to be ornamented, or by the +natural aesthetic impulse. We have found that technical conditions +account for only a small part of the observed symmetry in pattern, and +the inference to a natural tendency to symmetry is clear. Pictorial +representation, on the other hand, is enjoyed by the primitive man +merely as an imitation, of which he can say, 'This is that animal'--to +paraphrase Aristotle's Poetics. He is thus constrained to reproduce +the form as it shows meaning, and to ignore it as form, or as his +natural motor impulses would make it. + +To sum up the conclusions reached by this short survey of the field of +primitive art, it is clear that much of the symmetry appearing in +primitive art is due (1) to the conditions of construction, as in the +form of dwellings, binding-patterns, weaving and textile patterns +generally; (2) to convenience in use, as in the shapes of spears, +arrows, knives, two-handled baskets and jars; (3) to the imitation of +animal forms, as in the shapes of pottery, etc. On the other hand (1) +a very great deal of symmetrical ornament maintains itself _against_ +the suggestions of the shape to which it is applied, as the ornaments +of baskets, pottery, and all rounded objects; and (2) all distortion, +disintegration, degradation of pattern-motives, often so marked as all +but to destroy their meaning, is in the direction of geometrical +symmetry. In short it is impossible to account for more than a small +part of the marked symmetry of primitive art by non-aesthetic +influences, and we are therefore forced to conclude an original +tendency to create symmetry, and to take pleasure in it. A strong +negative confirmation of this is given, as noted above, by the utter +lack of symmetry of the only branch of art in which the primitive man +is fully preoccupied with meaning to the neglect of shape; and by the +contrast of this with those branches of art in which attention to +meaning is at its minimum. + +The question put at the beginning of this section must thus be +answered affirmatively. There is evidence of an original aesthetic +pleasure in symmetry. + + +III. EXPERIMENTS IN SUBSTITUTIONAL SYMMETRY. + + +_A. Method of Experiment._ + +A certain degree of original aesthetic pleasure in symmetry may be +considered to have been established by the preceding section, and, +without considering further the problems of real or geometrical +symmetry, it may now be asked whether the pleasure aroused by the form +of asymmetrical objects is not at bottom also pleasure in symmetry; +whether, in other words, a kind of substitution of factors does not +obtain in such objects, which brings about a psychological state +similar to that produced by real symmetry. + +The question what these substituted factors may be can perhaps be +approached by a glance at a few pictures which are accepted as +beautiful in form, although not geometrically symmetrical. Let us +take, for instance, several simple pictures from among the well-known +altar-pieces, all representing the same subject, the _Madonna +Enthroned_ with _Infant Christ_, and all of generally symmetrical +outline. It seems, then, reasonable to assume that if the variations +from symmetry show constantly recurring tendencies, they represent the +chief factors in such a substitutional symmetry or balance, supposing +it to exist. The following pictures are thus treated in detail, M. +denoting Madonna; C., Child; and Cn., Central Line. The numbers refer +to the collection of reproductions used exclusively in this +investigation, and further described in section IV. + +1. 56, Martin Schoengauer: _Madonna in Rose-arbor._ M. is seated +exactly in Cn., C. on Right, turning to Right. M. turns to Left, and +her long hair and draperies form one long unbroken line down to Left +lower corner. All other details symmetrical. + +2. 867, Titian: _Madonna_. The picture is wider than it is high. M. +stands slightly to Right of Cn.; C. on Right. Both turn slightly to +Left, and the drapery of M. makes a long sweep to Left. Also a deep +perspective occupies the whole Left field. + +3. 248, Raphael: _Madonna_ (The Bridgewater Madonna). M. sits in Cn., +turning to Left; C. lies across her lap, head to Left, but his face +turned up to Right, and all the lines of his body tending sharply down +to Right. + +In 1, all the elements of the picture are symmetrical except the +position of C. on the Right, and the long flowing line to Left. In 2, +there is a slightly greater variation. The mass of the figures is to +Right, and the C. entirely over against the deep perspective and the +flowing line on the Left, and the direction of both faces toward that +side. In 3, the greater part of C.'s figure on Left is opposed by the +direction of his lines and movement to Right. Thus these three +pictures, whether or not they are considered as presenting a balance, +at least show several well-defined factors which detach themselves +from the general symmetrical scheme. (1) Interest in C. is opposed by +outward-pointing line; (2) greater mass, by outward-pointing line, +deep vista, and direction of attention; and (3) again interest by +direction of line and suggestion of movement. + +This analysis of several aesthetically pleasing but asymmetrical +arrangements of space strongly suggests that the elements of large +size, deep perspective, suggested movement, and intrinsic interest are +in some way equivalent in their power to arouse those motor impulses +which we believe to constitute the basis of aesthetic response. It is +the purpose of these experiments to follow up the lines of these +suggestions, reducing them to their simplest forms and studying them +under exact conditions. + +But before describing the instruments and methods of this experimental +treatment, I wish to speak of the articles on the 'AEsthetics of Simple +Form,' published as Studies from the Harvard Psychological Laboratory, +by Dr. Edgar Pierce.[15] These articles, sub-entitled 'Symmetry' and +'The Functions of the Elements' seem at first sight to anticipate the +discussions of this paper; but a short analysis shows that while they +point in the same direction, they nevertheless deal with quite +different questions and in a different manner. In the statement of his +problem, indeed, Dr. Pierce is apparently treading the same path. + + [15] Pierce E.: PSYCH. REV., 1894, I., p. 483; 1896, III., p. + 270. + +He says: "Can a feeling of symmetry, that is, of aesthetical equality +of the two halves, remain where the two sides are not geometrically +identical; and if so, what are the conditions under which this can +result--what variations of one side seem aesthetically equal to the +variations of the other side?" Some preliminary experiments resulted +in the conclusion that an unsymmetrical and yet pleasing arrangement +of a varied content rests on the pleasure in unity, thus shutting out +the Golden Section choice, which depends on the pleasure in variety. +That is, the choices made will not in general follow the golden +section, but 'when the figure consists of two halves, the pleasure +must be a feeling of aesthetical symmetry.' + +The final experiments were arrangements of lines and simple figures on +a square, black background in which the center was marked by a white +vertical line with a blue or a red line on each side. On one side of +these central lines a line was fixed; and the subject had to place on +the other side lines and simple figures of different sizes and +different colors, so as to balance the fixed line. The results showed +that lines of greater length, or figures of greater area must be put +nearer the center than shorter or smaller ones--'A short line must be +farther than a long one, a narrow farther than a wide, a line farther +than a square; an empty interval must be larger than one filled, and +so on.' And for colors, "blue, maroon and green, the dark colors, are +the farthest out; white, red and orange, the bright colors, are +nearest the center. This means that a dark color must be farther out +than a bright one to compensate for a form on the other side. The +brightness of an object is then a constant substitute for its distance +in satisfying our feeling of symmetry." + +Now from these conclusions two things are clear. By his extremely +emphasized central line, and his explicit question to the subjects, +'Does this balance?' the author has excluded any other point of view +than that of mechanical balance. His central fulcrum is quite +overpowering. Secondly, his inquiry has dealt only with size and +color, leaving the questions of interest, movement, and perspective +untouched. But just the purpose of this experimental study is to seek +for the different and possibly conflicting tendencies in composition, +and to approximate to the conditions given in pictorial art. It is +evident, I think, that the two studies on symmetry will not trespass +on each other's territory. The second paper of Dr. Pierce, on 'The +Functions of the Elements,' deals entirely with the relation of +horizontal and vertical positions of the aesthetic object and of the +subject to aesthetic judgments, and has therefore no bearing on this +paper. + +For his apparatus Dr. Pierce used a surface of black cloth stretched +over black rubber, 1 m. square. Now an investigation which is to deal +with complicated and varied relations, resembling those of pictures, +demands an instrument resembling them also in the shape of the +background. A rectangle 600 mm. broad by 400 mm. high seemed to meet +this requirement better than the square of Dr. Pierce. Other parts, +also, of his instrument seemed unfitted for our purpose. The tin, 5 +cm. broad and confined to the slits across the center of the square, +gave not enough opportunity for movement in a vertical direction, +while the scale at the back was very inconvenient for reading. To +supply these lacks, a scale graduated in millimeters was attached on +the lower edge of the board, between a double track in which ran +slides, the positions of which could be read on the scale. To the +slides were attached long strips of tin covered with black cloth. On +these strips figures glued to small clamps or clasps could be slipped +up or down; this arrangement of cooerdinates made it possible to place +a figure in any spot of the whole surface without bringing the hands +into the field of view. The experiments were made in a dark room, in +which the apparatus was lighted by an electric globe veiled by white +paper and hung above and behind the head of the subject, so as not to +be seen by him and to cast no shadow: in this soft light of course the +black movable strips disappeared against the black background. A gray +paper frame an inch and a half wide was fitted to the black rectangle +to throw it up against the black depths of the dark room--thus giving +in all details the background of a picture to be composed. + +The differences in method between the two sets of experiments were +fundamental. In Dr. Pierce's experiments the figures were pulled from +one side to the other of the half-square in question, and the subject +was asked to stop them where he liked; in those of the writer the +subject himself moved the slides back and forth until a position was +found aesthetically satisfactory. The subject was never asked, Does +this balance? He was indeed requested to abstract from the idea of +balance, but to choose that position which was the most immediately +pleasing for its own sake, and so far as possible detached from +associations. + +I have said that Dr. Pierce intentionally accentuated the center. The +conditions of pictorial composition suggest in general the center only +by the rectangular frame. Most of my experiments were, therefore, made +without any middle line; some were repeated with a middle line of fine +white silk thread, for the purpose of ascertaining the effect of the +enhanced suggestion of the middle line. + +But the chief difference came in the different treatment of results. +Dr. Pierce took averages, whereas the present writer has interpreted +individual results. Now, suppose that one tendency led the subject to +place the slide at 50 and another to place it at 130 mm. from the +center. The average of a large number of such choices would be 90--a +position very probably disagreeable in every way. For such an +investigation it was evident that interpretation of individual results +was the only method possible, except where it could be conclusively +shown that the subjects took one and only one point of view. They were +always encouraged to make a second choice if they wished to do so, as +it often happened that one would say: 'I like both of these ways very +much.' Of course, individual testimony would be of the highest +importance, and a general grouping into classes and indication of the +majority tendency would be the only way to treat the results +statistically. And indeed in carrying out the experiments this caution +was found absolutely necessary. In all but one or two of the sections, +the taking of averages would have made the numerical results +absolutely unintelligible. Only the careful study of the individual +case, comparison of various experiments on the same person to find +personal tendencies, and comparison of the different tendencies, could +give valuable results for the theory of symmetry. + +The first question to be taken up was the influence of right and left +positions on choice. A long series of experiments was undertaken with +a line 80x10 mm. on one side and a line 160x10 mm. on the other, in +which the positions of these were reversed, and each in turn taken as +fixed and variable, with a view to determining the effect of right and +left positions. No definite conclusions emerged; and in the following +experiments, most of which have been made for both right and left +positions, the results will be treated as if made for one side alone, +and, where averages are taken, will be considered as indifferently +left or right. + +The experiments of Dr. Pierce were made for only one position of the +fixed line--at 12 cm. distance from the center. The characteristic of +the following experiments is their reference to all positions of the +fixed line. For instance a fixed line, 10 cm. in length at 12 cm. +distance from the center, might be balanced by a line 5 cm. in length +at 20 cm. distance. But would the distance be in the same proportion +for a given distance of the fixed line of say 20 or 25 cm.? It is +clear that only a progressive series of positions of the fixed line +would suggest the changes in points of view or tendencies of choice of +the subject. Accordingly, for all the experiments the fixed line or +other object was placed successively at distances of 20, 40, 60 mm., +etc., from the center; or at 40, 80 mm., etc., according to the +character of the object, and for each of these fixed points the +subject made one or two choices. Only an understanding of the +direction in which the variable series moved gave in many cases an +explanation for the choice. + +Each choice, it should be added, was itself the outcome of a long +series of trials to find the most pleasing position. Thus, each +subject made only about ten choices in an hour, each of which, as it +appears in the tables, represents a large number of approximations. + + +_B. Experiments on Size._ + +I have said that different tendencies or types of choice in +arrangement appeared. It will be convenient in the course of +explaining in detail the method of experiment, to discuss at the same +time the meaning of these types of choice. + +From analysis of the pictures, the simplest suggestion of balance +appeared in the setting off against each other of objects of different +sizes;--an apparent equivalence of a large object near the center with +a small object far from the center; thus inevitably suggesting the +relations of the mechanical balance, or lever, in which the heavy +short arm balances the light long arm. This was also the result of +Dr. Pierce's experiments for one position of his fixed line. The +experiments which follow, however, differ in some significant points +from this result. The instrument used was the one described in the +preceding section. On one side, in the middle of the vertical strip, +was placed the 'fixed' line, denoted by F., and the subject moved the +'variable' line, denoted by V., until he found the arrangement +aesthetically pleasing. The experimenter alone placed F. at the given +reading, and read off the position of V. After the choice F. was +placed at the next interval, V. was again tried in different +positions, and so on. In the following tables the successive positions +of F. are given in the left column, reading downward, and the +corresponding positions of V. in the right column. The different +choices are placed together, but in case of any preference the second +choice is indicated. The measurements are always in millimeters. Thus, +F. 40, V. 60, means that F. is 40 mm. to one side of the center, and +V. 60 mm. to the opposite side. F. 80x10, V. 160x10, means that the +white cardboard strips 80 mm.x10 mm., etc., are used. The minus sign +prefixed to a reading means that the variable was placed on the side +of the fixed line. An X indicates aesthetic dislike--refusal to choose. +An asterisk (*) indicates a second choice. + +The following tables are specimen sets made by the subjects _C, O_, +and _D_. + + +I. (a) F. 80x10, V. 160x10. + + F. V. + C. O. D. + + 40 62, 120 166, 130 28, 24 + 80 70, 110 104, 102 80, 126 + 120 46, X 70, 46 68,--44, 128* + 160 26, 96 50, 25 85, 196,--88* + 200 20, X 55, X --46, 230,* 220,--110* + + +I. (b) F. 160x10, V. 80x10. + + F. V. + C. O. D. + + 40 74, 64 60, 96 27, 34 + 80 76, 65 72, 87 55, 138 + 120 60, 56 48, 82 70, 174 + 160 29, 74 16, 77 --114, 140, 138, 200 + 200 96, 36 25, 36 177,--146,--148, 230 + + +Now, on Dr. Pierce's theory, the variable in the first set should be +nearer the center, since it is twice the size of the fixed line;--but +the choices V. 120, 166, 130 for F. 40; V. 110, 104, 102, 126 for F. +80; V. 128 for F. 120; V. 196 for F. 160; V. 230, 220 for F. 200, show +that other forces are at work. If these variations from the expected +were slight, or if the presence of second choices did not show a +certain opposition or contrast between the two positions, they might +disappear in an average. But the position of F. 40, over against V. +120, 166, 130, is evidently not a chance variation. Still more +striking are the variations for I. (_b_). Here we should expect the +variable, being smaller, to be farther from the center. But for F. 40, +we have V. 27, 34; for F. 80, all nearer but two; for F. 120, V. 60, +56, 48, 82, 70; for F. 160, V. 29, 74, 16, 77, 138, and for F. 200, V. +96, 36, 25, 36, 177--while several positions on the same side of the +center as the constant show a point of view quite irreconcilable with +mechanical balance. + + +II. (a) F. 2 LINES 80x10. V. SINGLE LINK 80x10. + + F. V. + C. O. P. + + 40- 60 58, 114* 138, 20 96, 84 166 + 60- 80 48 40, 138* 100, 56 150 + 80-100 64 70, 162* 47, 87 128 + 100-120 70 to 80 60 53, 53 X + 120-140 58 82 50, 48 35 + 140-160 74 95 to 100 22, 32 37 + 160-180 72 102 X, X 42 + 180-200 90 X X, X 50 + + +Here the variable should supposedly be the farther out; but we have V. +58, 20 for F. 40-60; V. 48, 40, 56 for F. 60; V. 64, 70, 87 for F. 80; +no larger choice for F. 100-120; indeed, from this point on everything +nearer, and very much nearer. We can trace in these cases, more +clearly perhaps than in the preceding, the presence of definite +tendencies. _O_ and _P_, from positions in accord with the mechanical +theory, approach the center rapidly; while _C_ is seldom 'mechanical,' +but very slowly recedes from the center. The large number of refusals +to choose assures us that the subjects demand a definitely pleasant +arrangement--in other words, that every choice is the expression of a +deliberate judgment. + +Taking again the experiments 1. (a) and 1. (b), and grouping the +results for nine subjects, _C_, _O_, _A_, _S_, _H_, _G_, _D_, and _P_, +we obtain the following general types of choice. The experiments were +repeated by each subject, so that we have eighteen records for each +position. I should note here that preliminary experiments showed that +near the frame the threshold of difference of position was 10 mm., or +more, while near the center it was 4 or 5 mm.; that is, arrangements +were often judged symmetrically equal which really differed by from 4 +to 10 mm., according as they were near to or far from the center. In +grouping types of choice, therefore, choices lying within these limits +will be taken as belonging to the same type. + + + EXP. 1. (a) F.(80 X 10). V.(160 X 10). + + 1. F. 40. V. 40.¹ + + Types of Choice for V. + (1) 24 24 25 28 + (2) 40 42 45 45 40 40 40 + (3) 62 65 + (4) 100 105 1O9 120 130 136 120 + (5) 166 180 200 200 200 200 160 160 + + ¹This table is obtained by taking from the full list, not given + here, of 1. (b) F. (l60 X 10), V. (80 X 10), those positions of + 160 X 10 where the variable 80 X 10 has been placed at or near + 40, thus giving the same arrangement as for 1. (a). + + +It might be objected that a group 40-65 (2-3) would not be larger than +one of 100-136 (4), but the break between 45 and 62 shows the zones +not continuous. Moreover, as said above, the positions far from the +center have a very large difference threshold. + + I. (a) 2. F. 80:--(1) 24, (2) 50, (3) 68 70, (4) 80 85 94 95 + 85, (5) 102 104 110 120 124 126 125* 132, (6) 187; also V. + 80:--(2) 40 40, (4) 80, (5) 120 120, (6) 160 160. + + I. (a) 3. F. 120:--(1) 44 46, (2) 64 48 70 70, (3) 85 95 97 + 91, (4) 113 113 118, (5) 168 169 178;--44, X; also V. + 120:--(1) 40 40, (3) 80 80 80, (4) 120 120, (5) 160 160. + + I. (a) 4. F. 160:--(1) 25 26, (2) 40 50 57, (3) 82 85 95 100*, + (4) 114 115 130, (5) 145 145 156 162, (6) 196, + (7)--88*--150*--105. + + I. (a) 5. F. 200:--(1) 20 23 28 36, (2) 55, (3) 108 124 130*, + (4) 171 189 199 195, (5) 220 230*, (6)--46--90--110*. + +On comparing the different groups, we find that in 1 and 2 there is a +decided preference for a position somewhat less than half way between +center and frame--more sharply marked for 1 than for 2. From 3 onward +there is a decided preference for the mechanical arrangement, which +would bring the larger strip nearer. Besides this, however, there are +groups of variations, some very near the center, others approaching to +symmetry. The maintenance of geometrical symmetry at a pretty constant +ratio is to be noted; as also the presence of positions on the same +side of the center as the fixed line. Before discussing the +significance of these groups we may consider the results of Experiment +II. (F. double line 80x10, V. single line 80x10) without giving +complete lists. + +We notice therein, first of all, the practical disappearance of the +symmetrical choice; for F. 40-60, 60-80, 80-100, a tendency, +decreasing, however, with distance from the center, to the mechanical +arrangement; for F. 100-120, and all the rest, not one mechanical +choice, and the positions confined almost entirely to the region +35-75. In some cases, however, the mechanical choice for (1) 40-80, +(2) 60-80, was one of two, _e.g._, we have for (1) 20 and 138, for (3) +70 and 162; in the last two cases the mechanical being the second +choice. + +Now the reversals of the mechanical choice occur for Exp. I. in 1 and +2 (F. 40 and F. 80); that is, when the small fixed line is near the +center, the larger variable is distant. For Exp. II. the reversals, +which are much more marked, occur in all cases _beyond_ F. 40, F. 60 +and F. 80; that is, when the double constant line is far from the +center, the single variable approaches. If the mechanical theory +prevailed, we should have in Exp. I. the lines together in the center, +and in Exp. II. both near the fringe. + +From the individual testimony, based both on I. (_a_) and I. (_b_), it +appears that subject _M_ is perfectly uniform in mechanical choice +when the fixed line is the small line--_i.e._ when it moves out, the +larger is placed near the center; but when the conditions of +mechanical choice would demand that, as the larger fixed line moves +out, the small variable one should move out farther, he regularly +chooses the reverse. Nevertheless, he insists that in just these +cases he has a feeling of equilibrium. + +_A_ also takes the mechanical choice as the small fixed line goes +farther from the center; but when the fixed line is large and leaves +the center, he reverses the mechanical choice--evidently because it +would take the small line too far out. As he says, 'he is always +disturbed by too large a black space in the center.' + +_G_ almost always takes the mechanical choice;--in one whole set of +experiments, in which the fixed line is the large line, he reverses +regularly. + +_H_ takes for F. (80x10) the mechanical choice only for the positions +F. 160 and F. 200--_i.e._, only when F. is very far from the center +and he wishes V. (160x10) nearer. For F. (160x10) he makes six such +choices out of ten, but for positions F. 160 and F. 200 he has V. 44, +65 and 20. + +_S_ takes for F. (160x10) at F. 120, V. 185 and-70; says of V. 185, +which is also his choice for F. (160x10) at F. 80, 'I cannot go out +further, because it is so hard to take in the whole field.' For F. +(160x10) at F. 200, he has V. 130 and 60; says of V. 60, 'Very +agreeable elements in connection with the relation of the two lines.' + +_C_ takes for F. (80x10) only one mechanical choice until it is at F. +120. Then always mechanical, _i.e._, nearer center; for F. (160x10) +makes after the position F. 40 no mechanical choice, _i.e._, V. is +nearer center. + +It is evident from the above tables and individual cases that the +reversals from the mechanical choice occur only when the mechanical +choice would bring both lines in the center, or both near the edges, +and the subjective testimony shows from what point of view this +appears desirable. The subjects wish 'to take in the whole field,' +they wish 'not to be disturbed by too large a black space in the +center'; and when, in order to cover in some way the whole space, the +small line is drawn in or the large one pushed out, they have, +nevertheless, a feeling of equilibrium in spite of the reversal of +mechanical balance. + +Accepting for the present, without seeking a further psychological +explanation, the type of 'mechanical balance,' in which amount of +space is a substitute for weight, as the one most often observed, we +have to seek some point of view from which this entire reversal is +intelligible. For even the feeling that 'the whole field must be +covered' would hardly account for an exact interchanging of positions. +If size gives 'weight,' why does it not always do so? A simple answer +would seem to be given by the consideration that we tend to give most +attention to the center of a circumscribed space, and that any object +in that center will get proportionately more attention than on the +outskirts. The small line near the center, therefore, would attract +attention by virtue of its centrality, and thus balance the large +line, intrinsically more noticeable but farther away. Moreover, all +the other moments of aesthetic pleasure, derived from the even filling +of the space, would work in favor of this arrangement and against the +mechanical arrangement, which would leave a large black space in the +middle. + +The hypothesis, then, that the demand for the filling of the whole +space without large gaps anywhere enters into competition with the +tendency to mechanical balance, and that this tendency is, +nevertheless, reconciled with that demand through the power of a +central position to confer importance, would seem to fit the facts. It +is, of course, clear that neither 'mechanical balance' nor the balance +of 'central' with 'intrinsic' importance have been yet accounted for +on psychological grounds; it is sufficient at this point to have +established the fact of some kind of balance between elements of +different qualities, and to have demonstrated that this balance is at +least not always to be translated into the 'mechanical' metaphor. + + +_C. Experiments on Movement._ + +In the preceding experiments the element of size was isolated, and it +was sought to discover, in pleasing combinations of objects of +different sizes, the presence of some kind of balance and the meaning +of different tendencies of arrangement. The relative value of the two +objects was taken as determined on the assumption, supported by common +sense, that under like conditions a large object is given more +attention than a small one. If the unequal objects seem to balance +each other, then the only other condition in which they differ, their +distance from the center, must be the cause of their balancing. Thus +the influence of relative position, being the only unknown quantity in +this balance-equation, is easily made out. + +The following experiments will deal with the as yet quite undetermined +elements of suggested movement, perspective and intrinsic interest. By +combining objects expressing them, each with another simple object of +the same size, another equation will be obtained in which there is +only one unknown quantity, the sizes of the objects being equal and +the influence of relative position being at least clearly indicated. + + +1. Movement. + +The experiments on suggestion of movement were made by _C_, _O_ and +_P_. Suggestions of movement in pictures are of two kinds--given by +lines pointing in a direction which the eye of the spectator tends to +follow, and by movement represented as about to take place and +therefore interpreted as the product of internal energy. Thus, the +tapering of a pyramid would give the first kind of suggestion, the +picture of a runner the second kind. Translated into terms of +experiment, this distinction would give two classes dealing with (A) +the direction of a straight line as a whole, and (B) the expression of +internal energy by a curve or part of a line. In order to be able to +change the direction of a straight line at a given point, a strip of +tin two inches long was fastened by a pivot to the usual clasp which +slipped up and down on the vertical black strip. The tin strip could +be moved about the pivot by black threads fastened to its perforated +ends. A strip of cardboard glued upon it would then take its +direction. The first experiments, made with the usual 80x10 strip, +proved very disagreeable. The subject was much disturbed by the blunt +ends of the strip. The variable (pivoted) line was then slightly +pointed at the upper end, and in the final experiments, in which both +are oblique, both strips were pointed at each end. In Exp. III. a line +pointing at an angle from the perpendicular was set over against a +line of the same dimensions in the ordinary position. + + Exp. III. (_a_) F. (80x10) pointed up toward center at 145 deg., + V. (80x10). + + F. 40:--(1) 39 48 48, (2) 60 66 68, (3) 97 97, (4) 156* 168*. + + F. 60:--(1) 45, (2) 60 62 65 68 90, (3) 90 94, (4) 117 128 152 + 155. + + F. 80:--(1) 50 44*, (2) 74 76 77, (3) 94 100 106 113 115 116, + (4) 123 124* 140 165* 169*. + + F. 100:--(1) 36 58 60 65* 65 74 77 80 87, (2) 98 108 118, (3) + 114* 168 186* 170 136*. + + F. 120:--(1) 40 46 54 60 63 76 96 97 111, (2) 115 120 126* + 137*, (3) 170 170*. + + F. 140:--(1) 45 52 65 65 76 76 86 90, (2) 109 111, (3) 125 + 140*, (4) 168*. + + F. 160:--(1) 38 50 50 60, (2) 80 90 96 98 98, (3) 176*. + + F. 180:--(1) 21 23, (2) 54 70 84 90, (3) 100 100 108 114 120, + (4) 130 145*. + + F. 200:--(1) -2, (2) 33 37 50, (3) 106 110 to 120 115 120 130 + 132 138 142. + +The most striking point about these groups is the frequency of +positions far from the center when F. also is far out. At F. 120, a +position at which the mechanical choice usually prevails if F. is +smaller, a very marked preference indeed appears for positions of V. +nearer the center--in fact, there is only one opposing (first) choice. +Now, if it is not the wide space otherwise left which pulls the +variable in,--and we see from a note that the subjects have no feeling +of a large empty space in the center,--it must be that F. has the same +effect as if it were really smaller than V., that is, mechanically +'light.' We see, in fact, that the moment F. has passed the point, +between 80 and 100, at which both lines close together in the center +would be disagreeable, the preference is marked for inner positions of +V., and I repeat that this cannot be for space-filling reasons, from +the testimony of F. 200 (3). + +And this 'lightness' of the line pointed in at 45 deg. is indeed what we +should have expected _a priori_ since we found that objective +heaviness is balanced by a movement out from the center on the +mechanical principle. If movement out and objective heaviness are in +general alike in effect, then movement in and objective lightness +should be alike in effect, as we have found to be the case from the +preceding experiments. The inward-pointed line does not actually move +in, it is true, but it strongly suggests the completion of the +movement. It enters into the 'mechanical' equation--it appears to +balance--as if it had moved. + +The point, however, in which this 'lightness' of the inward-pointed +line differs from that of the small or short line is its space-filling +quality. It suggests movement in a certain direction, and, while +giving the mechanical effect of that movement as completed, seems also +in a sense to cover that space. We see from F. 180 (3), (4), and 200 +(3), that the subject does not shrink from large spaces between the +lines, and does not, as in Exp. I. (_a_), 4 and 5, bring the variable, +which in both cases is evidently 'heavier,' to the center. This must +be from the fact that the empty space does not in this experiment feel +empty--it is filled with energy of the suggested movement. This view +is confirmed by the dislike which the subjects show to the position F. +40; F., being 'lighter,' but the object of attention as close to the +center, might well balance V. far out. But as if the whole variable +field would be in that case 'overfilled,' the records show 50 per +cent. of refusals to choose for this position. + +In brief, then, a straight line suggesting movements in a certain +direction has the effect, in the general scheme of mechanical balance, +of a static position in which this movement has been carried out, with +the added suggestion of the filling of the space over which such +movement is suggested. + +A few additional experiments were made with a point on the upper end +of V. The groups of III. (_a_) are maintained almost exactly: F. 120 +is again strikingly 'mechanical'; after F. 120 there are only two +mechanical choices out of nineteen; while for F. 40, as in Exp. III. +(_a_), out of six choices, four are either refusals or question-marked. + +Exp. IV. Both lines took oblique directions, and, to get a pleasing +effect, were pointed at both ends. They were of the usual size, 80x10 +mm., but 1 mm. broader to allow for the effect of length given by the +points. F. was fixed at 45 deg., as in III. (_a_), on the points 40, 80, +120 and 160; V. moved also on fixed points, 60, 100, 140, 180, for +each position of F., but on each point was adjusted at a pleasing +angle. Thus, there were four positions of V. to each of F., each with +one or two angular positions; V. was always in the first quadrant. + +The numbers of the table give the angular degrees of V. + + + F. 40, V. 60:--(1) 10 12 38 44, (2) 50 57* 60, (3) 70. + V. 100:--(1) 15 15 30 30, (2) 50 55 50, (3) 69 70*. + V. 140:--(1) 12* 14 18 18, (2) 60 60 49, (3) 72. + V. 180:--(1) 12 10 38, (2) 60 50, (3) 75. + [Many refusals at 140 and 180.] + + F. 80, V. 60:--(1) 11, (2) 25 35 36*, (3) 45 48 55 58 60, (4) 69. + V. 100:--(1) 16 15, (2) 24 27 35 40, (3) 52, (4) 62 74*. + V. 140:--(1) 10 15 16, (2) 22 28, (3) 40 40 59 59, (4) 70. + V. 180:--(1) 14 8, (2) 28, (3) 41 46, (4) 68 79. + + F. 120, V. 60: (1) 28, (2) 42 44 35, (3) 52 58 62 65 65. + V. 100:--(1) 9, (2) 23 25, (3) 38 40 40 42 58, (4) 68 70. + V. 140:--(1) 10, (2) 20 26 21* 24 29, (3) 34 42 42 44 55*, (4) 75. + V. 180:--(1) 17 26, (2) 40 42 46, (3) 62 64 70 70*. + + F. 160, V. 60:--(1) 20 39, (2) 18, (3) 58 60 64 68 70. + V. 100:--(1) 23 25 30 38, (2) 44 44 49, (3) 55 58 65. + V. 140:--(1) 5, (2) 31 35 40 40 32, (3) 54 55 68. + V. 180:--(1) 50 50 58 60, (2) 75. + + +The tendency to mechanical balance would, according to our previous +analysis, lead the variable to take a direction which, in its +suggestion of motion inward, should be more or less strong according +as it were farther from or nearer to the center than the fixed line. +Such motion inward would, of course, be more strongly suggested by an +angle less than 45 deg. than by an angle greater than 45 deg., and it seems +that the angles chosen are in general in harmony with this +expectation. For the positions where F. is nearer the center than V. +there is a preponderance of the angles less than 45 deg. (cf. F. 40 and F. +80, V. 100 and 140; F. 120, V. 140, 180). When V. passes over to a +position farther from the center than F. (_e.g._, from F. 80, V. 60, +to F. 80, V. 100 and from F. 120, V. 60, to F. 120, V. 140) the change +is marked. In every case where F. is farther from the center than V. +(_i.e._, F. 80, V. 60; F. 120, V. 60 and V. 100; F. 160, V. 60, V. +100 and V. 140), there are to be noticed a lack of the very small +angles and a preponderance of the middle and larger angles. F. 160, V. +140 and 180 seem to be the only exceptions, which are easily +explainable by a dislike of the extremely small angle near the edge; +for it appears from the remarks of the subjects that there is always a +subconsciousness of the direction suggested by the lower pointed end +of the line. For the outer positions of both lines, a large angle +would leave the center empty, and a small one would be disagreeable +for the reason just given; and so we find, indeed, for F. 160, V. 100, +140, 160, the middle position the favorite one. + +The representation of action may be translated into experimental terms +by expressing it as a line which changes its direction, thus seeming +to be animated by some internal energy. The forms chosen were three +curves 'bulging' from a straight line in differing degrees, and two +straight lines with projections. _C_ and _O_ were the subjects. The +results are given in outline. + + + Exp. V. Curve I. See Fig. 12, I + + (1) Curve out (turned away from center). + + (_a_) F. (80x10), V. Curve. + + About half the positions of V. are farther from the center + than F. _O_ at first refuses to choose, then up to F. 120 puts + V. farther from the center than F. _C_ has a set of positions + of V. nearer the center and several second choices farther + than F. + + (_b_) F. Curve, V. (80x10). + + No position of V. nearer center than F. _O_ puts line farther + out up to F. 160, then nearer than F. _C_ has a set of nearly + symmetrical choices and another where V. is much farther out + than F. + + (2) Curve in (turned toward center). + + (_a_) F. (80x10), V. Curve. + + _C_ is absolutely constant in putting V. farther from center + than F. _O_, after F. 100, brings it slightly nearer. + + (_b_) F. Curve, V. (80x10). + + _C_, except for F. 40, invariably puts V. nearer center than + F. _O_ moves between 90 and 135, putting V. farther to F. + 100, nearly symmetrical at F. 100 and 120, and after F. 120, + from 100 to 135. + +[Illustration: FIG. 12] + + Exp. V. Curve II. See Fig. 12, II. + + (1) Curve out. + + (_a_) F. (80x10), V. Curve. + + In every case but one V. is nearer center than F. + + (_b_) F. Curve, V. (80x10). + + _C_ puts V. farther from center than F. _O_ puts V. farther or + symmetrical up to F. 120, then nearer than F. + + (2) Curve in. + + (_a_) F. 80x10, V. Curve. + + _C_ has V. always farther from center than F., but a second + parallel set, omitting F. 40 (all second choices), of + symmetrical positions. _O_ begins with V. farther from center, + but from F. 120 has V. always nearer, though gradually + receding from the center. + + (_b_) F. Curve. V. (80x10). + + _C_, refusing for F. 40, continues his parallel sets, one with + V. always nearer than F., another with symmetrical positions. + _O_ begins with V. nearer, changes at F. 120, and continues + with V. farther. + + +Recapitulating these results, grouping together the outward and inward +positions of the curves, and indicating the distance of the line from +the center by C.-L., and of the curve from the center by C.-Cv., we +have: + + +_Out_. + +Cv. I. (_a_) Indeterminate. + (_b_) C.-Cv. < C.-L. (except where large gap would be left). + +Cv. II. (_a_) C.-Cv. < C.-L. (all cases but one). + (_b_) C.-Cv. < C.-L. (except where large gap would be left). + +_In._ + +Cv. I. (_a_) C.-Cv. > C.-L. (except a few cases to avoid gap). + (_b_) C.-Cv. > C.-L. (more than half of cases). + +Cv. II. (_a_) C.-Cv. > C.-L. (except a few cases to avoid gap). + (_b_) C.-Cv. > C.-L. (except a few cases to avoid gap). + + +It is evident that in the great majority of cases when the curve turns +out it is placed nearer the center, when it turns in, farther from the +center, than the straight line. The numerical differences for choices +of the same type for the two curves are slight, but regular, and the +general tendencies are more sharply marked for the line of greater +curvature. When Curve II. is 'out,' it is usually nearer the center +than Curve I. for the corresponding positions of the straight line; +when 'in' it is always farther from the center than Curve I. The +greater curvature of II. has clearly produced this difference, and the +effect of the curvature in general is evidently to make its side +'lighter' when turned toward the center, and 'heavier' when turned +away. Thus, all but the exceptions already noted seem to belong to the +mechanically balanced arrangement, in which the suggestion of force +working in the direction of the curve has the same effect as, in Exp. +IV., the direction of the line. The exceptions noted, especially +numerous choices of _O_, seem governed by some fixed law. The evidence +would seem to be overwhelming that the reversals of the mechanical +balance occur only where the lines would be crowded together in the +center or would leave an empty gap there. The remaining +exceptions--the symmetrical choices mentioned, made by _C_--are +explained by him as follows. He says there are two ways of regarding +the curve, (1) as a striving in the direction of the 'bulge,' and (2) +as the expression of a power that presses together; and that the usual +choices are the result of the first point of view, the symmetrical +choices of the second. Naturally, a pressure bending down the line +would be conceived as working in a vertical direction, and the line +would be treated as another (80x10)--giving, as is the case, +symmetrical positions. Thus, we may consider the principle of the +suggestion of movement by a curve, as giving the same effect as if the +movement suggested had actually taken place, to have been established, +the positive evidence being strong, and the exceptions accounted for. +It is worth noting that the curve-out series are always more +irregular--the subject repeating that it is always harder to choose +for that position. Probably the demands of space-filling come into +sharper conflict with the tendency to mechanical balance, which for +the outward curve would always widely separate the two lines. + +Exp. V. Curve III. See Fig. 12, III. + +A series with the upper end turned out from the center was unanimously +pronounced as ugly. The inward position only appears in the results, +which are given in full. + + +(_a_) F. (80x10), V. CURVE. + + F. V. + O. C. + + 40 106 126 68 73 + 80 106 128 109 102 + 120 140 88 156 110* 154 72* + 160 104 66 182 80 136* 130* + 200 X 52 178 220* 162 + + +(_b_) F. CURVE, V. (80x10) + + F. V. + O. C. + + 40 126 122 73 80 + 80 122 128 66 112* 40 + 120 90 116 97 156* 55 105 + 160 65 43 120 182* 87 134 + 200 70 50 148 66 + + +This curve exemplifies the same principles as the preceding. _O_ takes +the natural mechanical choice from (_a_) F. 40 to F. 120, and from +(_b_) F. 120 to F. 200. A mechanical choice, however, for (_a_) F. 120 +ff., and for (_b_) F. 40 to F. 120, would have brought the lines too +far apart in (_a_), and too near together in (_b_), hence the +reversal. _C_ inclines always to the mechanical choice, but recognizes +the other point of view in his second choices. + +Exp. V. Curve IV. See Fig. 12, IV. + + Curve in. + + (_a_) F. (80x10), V. Curve. + + _C_ puts V. always further than F. and, even for F. 200, has + V. 230, X. _O_ puts V. farther up to F. 120, then puts it + nearer than F., and always refuses to choose for F. 200. + + (_b_) F. Curve, V. (80x10). + + _C_ always puts V. nearer than F. _O_ puts V. farther for F. + 40 and F. 80, beyond that, nearer than F.; but refuses to + choose once each for F. 40, and F. 200. + + The same principles of choice appear. _C_ maintains the + mechanical choice, and _O_ reverses it only beyond (_a_) F. + 120, and up to (_b_) F. 120, to fill space well, showing his + preference for the mechanical choice by changing into it at an + unusually early point. + +Exp. V. Curve V. See Fig. 12, V. + + Curve in. + + (_a_) F. (80x10), V. Curve. + + _C_ puts V. farther than F., except for F. 200, V. 125 and X. + _O_ also, changing as usual at F. 120 to V. nearer than F. + + (_b_) F. Curve, V. (80x10). + + _O_ puts V. always farther than F. _O_ has V. farther for F. + 40 and F. 80, then nearer than F. Refuses to choose for F. + 200. Results exactly parallel with those of Curve IV. + +Comparing all the results of this whole series of experiments on the +suggestion of movement, we may conclude that movement, whether +suggested by a whole line or part of a line, produces in terms of +mechanical balance the same effect that the balanced object would +produce after the completion of the suggested motion. This tendency to +balance, it appears, lies at the basis of our preference; it often +gives way, however, before considerations of space-filling, when the +figure which on the scheme of mechanical balance is weaker, gains +interest and so 'heaviness' by being brought nearer the center. + + +_D. Experiments on Interest._ + +By intrinsic interest is meant the interest which would attach to an +object quite apart from its place in the space composition. In a +picture it would be represented by the interest in an important +person, in an unusual object, or in an especially beautiful object, if +that beauty were independent of the other forms in the picture--as, +for instance, a lovely face, or a jeweled goblet, etc. When the +question of the influence of interest on composition came to be +discussed, it was found very difficult to abstract the form of the +object from the content presented; still more difficult to obtain an +effect of interest at all without the entrance of an element of form +into the space arrangement. Disembodied intellectual interest was the +problem, and the device finally adopted seemed to present, in as +indifferent a form as possible, a content whose low degree of absolute +interest was compensated for by constant change. Stamps of various +countries in black and white reproductions and very small outline +pictures on squares of the same size as the stamps were taken as +material. The figures were so small in relation to the board that any +influence on composition of the lines composing them was impossible; +the outline pictures, indeed, gave to the eye which abstracted from +their content an impression scarcely stronger than the neighboring +blank square. + +The first set of experiments (VI.) had a small outline picture on the +side, and on the other a white paper square of the same size. The +necessary interest was given in the form of novelty by changing the +picture for every choice. The subjects were _M_, _G_ and _D_. The +results were of the same type for each subject and could therefore be +averaged. + +Exp. VI. (1). + + _(a)_ F. Picture, V. Blank. Eight choices for each. _M_, + Average: V. 17 mm. farther from center. _G_, Average: V. 10 + mm. farther from center. (Symmetrical position beyond F. 120.) + _D_, Average: V. 25.8 mm. farther from center. + + _(b)_ F. Blank, V. Picture. _M_, Average: V. 33 mm. nearer + center. _G_, Average: V. 4 mm. nearer center. (Symmetrical + beyond F. 120.) _D_, Average: V. 30 mm. nearer center. (But V. + farther at F. 40.) + +These results are practically unanimous. They show that an object +which possesses intrinsic interest acts like a mechanically heavy +object, being placed nearer the center than a blank. Two marked +deviations from the mechanical choice occur--although they have not +affected the average sufficiently to destroy the general harmony of +results. _G_, in both _(a)_ and _(b)_, chooses symmetrical positions +from F. 120 on. His notes ['_(a)_ F. 140, V. 136, picture +unimportant'; '_(b)_ F. 120 and ff., loses relation as they separate'; +'_(b)_ F. 160, picture makes no impression'] show clearly that for +positions wide apart the picture, already a faint outline, becomes +only a white square like the other and is put into geometrical +symmetry. + +Exp. VI. (2), by _G_ and _D_. A stamp on one side unchanged, took the +place of the blank; on the other side the stamp was changed for each +choice. + + _(a)_ F. unchanged stamp; V. changed stamp. + + _D_. Two series, (1) V. always nearer center. (2) Same, except + F. 20, V. 52; F. 80, V. 94; F. 140, V. 152; F. 160, V. 175. + + _G_. Two series. (1) V. much farther from center up to F. 140, + then nearer. (2) V. farther throughout, except F. 160, V. 121. + + _(b)_ F. changed stamp; V. unchanged stamp. + + _D_. Two series. (1) V. farther up to F. 100, then + symmetrical. (2) V. farther up to F. 100, then symmetrical or + nearer center. + + _G_. Two series. (1) V. farther up to F. 120, then + symmetrical, and beyond F. 140, nearer center. F. 140, V. 63. + (2) V. much farther up to F. 120, then nearer center, but more + nearly symmetrical than (1). A complete series of second + choices beginning at F. 40, V. slightly nearer center than F. + +Analyzing results, we find the changed stamp, which has the interest +of novelty, nearly always nearer the center than the unchanged. This +would indicate a balance of the mechanical type, in which the interest +makes an object 'heavier.' The exceptions are in _(a)_ four choices of +_D_, _G_ to F. 140, and in _(b)_, _D_'s choice beyond F. 200, and +_G_'s beyond F. 120. The deviations are thus seen to be all of the +same type: for positions of F. near the center, when a mechanical +choice would have brought V. still nearer [(_a_)], it is instead put +farther away; for positions of F. far from the center, when a +mechanical choice would have put V. still farther away [(_b_)], it is +instead brought near. The exceptions are thus fully accounted for by +the demand for space-filling. + + +_E. Experiments on Depth._ + +The experiments on suggestion of depth in the third dimension were as +follows. It was desired to contrast two objects differing only with +respect to the degree to which they expressed the third dimension. +Those objects that do express the third dimension are, in general, +views down streets, colonnades, corridors, gates, etc., or, in +landscape, deep valleys, vistas between trees, distant mountains, etc. +It is evident that representations of products of human handiwork +would be less unnatural when isolated for experiment, and two pairs of +pictures were accordingly prepared as follows: There was drawn on a +square of 80 mm. the picture of the mouth of a railway tunnel, closed +tightly by an apparently massive door; and another picture of +identical form and surroundings, but showing the rails entering at a +slight curve, the deep blackness within, and the small circle of light +at the farther end. The second pair consisted of the gateway of a +baronial castle, with heraldic bearings and closed iron-wrought doors; +and the same gateway open, showing a flagged pavement and an open +court with fountain beyond. The perspective effect was heightened by +all possible means for both pictures, and care was taken to have the +contrast of black and white the same for each pair, so that to the +half-shut eye, opened and closed forms seemed to have the same tone. + +The subjects were directed to try to _feel_ the third dimension as +vividly as possible--to project themselves down the vistas, as it +were--and then to arrange the squares in the most pleasing manner. The +experiments were made by _A_, _M_, _S_, _H_ and _D_. Not all made the +same number of repetitions, but as their notes were unusually +suggestive, I have made use of all the results, and shall quote the +notes for the most part _verbatim_: + + +Exp. VIII. F. Closed Tunnel. V. Open Tunnel. + + F. V. + Subject _H_. 40 90 + 60 57 + 80 13 + 100 12 + 120 39 + 140 - 1 + 160 -32 + 180 -71, +50 + + _Notes._--_H_ finds that he neglects the closed tunnel almost + entirely, eye is constantly attracted to open tunnel, F. 180, + choice of evils. Position of closed tunnel makes the pictures + disagreeable. F. 80, V. 13, closed tunnel grows more + uninteresting as it goes out, while the open tunnel seems + heavier than ever. F. 140, V.-1, closed tunnel loses force and + doesn't gain weight. Open tunnel hangs together with the black + field beyond it. + + F. V. + Subject _S_. 40 85 95 + 60 170 195 + 80 160 180 + 100 185 200 + 120 185 - 35, 200 + 140 85 20 + 160 115 115 + 180 100 + + _Notes._--F. 120, V. 185. After this there is too large a + black space between squares, and so a more central position is + taken, but there is the necessity of avoiding symmetry, which + is displeasing. F. 160, V. 115 is not symmetrical and so is + more pleasing. F. 60, V. 195:--the open tunnel holds the eyes, + while the other allows them to wander, and so it needs a + bigger field on each side. F. 80, V. 180:--a position close + together is possible, but it is hard to take them so except as + one picture, and that is also difficult. F. 100, V. + 200:--there is the same objection to any position which seems + to be an acknowledgment of similarity; that is, symmetrical + position seems to imply that they are alike, and so is + disagreeable. F. 120, V.-35, 200:--now they can be close + together because the black tunnel harmonizes with the black to + the right, and seems to correspond in distance and depth, + while the tunnel 'hangs together' with the black to the left. + (Cf. _H_, F. 160, V.--32.) F. 140, V. 20:--when they are + together it is difficult to apperceive the frame as a whole; + but this position is not far apart, and not disagreeable + because the larger stretch of black to the right again hangs + together with the tunnel. F. 160, V. 115:--when the open + tunnel was in the middle, the closed one seemed to have no + business at all, therefore the open tunnel had to be moved + over. The only position which was not disagreeable. + +SUBJECT G. + + F. V. + (1) (2) (3) (4)¹ (5)¹ + 40 48 31 36 30 23 + 60 105 31 40 51 39 + 80 111 71 60 64 54 + 100 104 63 78 60 86 + 120 123 75 91 62 115 + 140 136 82 111 56 137 + 160 162 93 148 72 156 + 180 107 115 181 83 176 + + ¹Second pair (Court). + + _Notes._--(1) All quite unsatisfactory. The arrangement + difficult to apperceive as a whole. Each picture taken by + itself. (2) The tunnel closed doesn't amount to much. (3) The + significance of the tunnel gives it weight. For F. 160, V. + 148, and F. 180, V. 180, relation difficult. (4) Court closed + gets weaker as gets farther from center. (5) At F. 100, begins + to lose relation between pictures, as if one were in one room, + one in another. + +SUBJECT A. + + F. V. + (1) (2) (3) (4) squared (5) squared + 40 70 66 140 59 130 + 60 80 73 159 62 138 + 80 103 71 120 77 134 + 100 113 94 108 93 100 + 120 119 88 96 96 63 + 140 108 92 60,164 82 43 + 160 92 118 70 109 50 + 180 130 154 78 101 50 + + squaredSecond pair (Court). + + _Notes_.--(1) Difficult to apperceive together. From F. 140, + V. 108, depth is more strongly imagined. (3) Tunnel closed has + not much value. (5) F. 80, V. 134, taken with reference both + to frame and to the other picture--must not be symmetrical nor + too far out. + +SUBJECT D. + + F. V. + (1) (2) (3) + 40 100 47 38 + 60 75 60 68 + 80 104 78 80 + 100 148, -12 104 120 + 120 159 166 160 + 140 182 152, 84, 78 168 + 160 193 184, -75 180 + 180 200 - 95, 190 190 + + _Note_.--F. 100, V.-12; F. 140, V.-52; F. 160, V. -75: they + must be close together when on the same side. + + F. V. + (1) (2)¹ + Subject M. 40 55 50 + 60 56 74 + 80 64 84 + 100 86 102 + 120 93 111 + 140 124 130 + 160 134 146 + 180 144 178 + + ¹Second pair (Court). + + _Note_.--(1) Quite impossible to take both together; necessary + to keep turning from one to the other to get perception of + depth together with both. + + +The subjects agree in remarking on the lack of interest of the closed +tunnel, and the attractive power of the open tunnel, and notes which +emphasize this accompany choices where the open tunnel is put +uniformly nearer. (Cf. _H_, F. 180, V. 50; F. 80, V. 13; _G_, (2), +(3), (4), (5); _A_, (3), and F. 140.) As a glance at the results shows +that the open tunnel is placed on the whole nearer the center, we may +conclude that these choices represent a mechanical balance, in which +the open tunnel, or depth in the third dimension, is 'heavier.' + +But another point of view asserts itself constantly in the results of +_S_, and scatteringly in those of the others. Analyzing at first only +the results of _S_, we find that up to F. 140, with one exception, he +places the open tunnel much farther out than the other; and from F. +140 on, nearer. He says, F. 120, V. 185, 'After this there is too +large a black space'; that is, in bringing the open tunnel in, he is +evidently filling space. But why does he put the open tunnel so far +out? It seems that he is governed by the desire for ease in the +apperception of the two objects. In his note for F. 80, V. 180, this +point of view comes out clearly. He thinks of the objects as being +apperceived side by side with the space about each (which apparently +takes on the character of its object), and then he seems to balance +these two fields. Cf. F. 60, V. 195: 'The closed tunnel allows the +eyes to wander, and so it needs a bigger field on each side.' +Evidently there is an implication here of the idea of balance. Cf. +also F. 120: 'The black tunnel harmonizes with the black to the right, +and seems to correspond in distance and depth,' while the closed +tunnel 'hangs together with the black on the left.' In brief, the view +of F. seems to be that the closed tunnel is less interesting, and +partly because it 'allows the eyes to wander,' partly as compensation +for the greater heaviness of the open tunnel, it takes with it a +larger space than the open tunnel. It is on the whole better to put +them apart, because it is more difficult to apperceive them when close +together, and so the open tunnel in the earlier choices must, of +course, go farther from the center. When these points conflict with +the necessity of filling space, the open tunnel comes nearer the +center. In general, the notes which emphasize the difficulty of +apperceiving the two pictures as flat and deep together accompany +choices where the tunnel is put uniformly farther out, or +symmetrically. Cf. _G_, (1), (5); _A_, (1); _M_, F. 40, etc. + +Thus we may continue to separate the two points of view, that of +mechanical balance and that of another kind of balance, which we have +known heretofore as 'space-filling,' made possible by the power of the +center to give 'weight,' but which seems to be now more explicitly +recognized as a balancing of 'fields.' At this point we need repeat +only, however, that the suggestion of depth in the third dimension +seems to confer 'weight,' 'heaviness,' 'balancing power' on its +object. + +Before making a general survey of the results of this chapter, it is +necessary to consider a type of choice which has been up to this +point consistently neglected--that in which the variable has been +placed on the same side of the center as the fixed object. On the +theory of balance, either in its simple mechanical form or in its +various disguises, this choice would at first seem to be inexplicable. +And yet the subjects usually took special pleasure in this choice, +when they made it at all. These minus choices are confined to three or +four subjects and to two or three experiments. Exp. I. (a) and (b) +show the largest number. We have: + + + EXP. I. (_a_) F. (80x10); V. (160x10). + F. V. + 120 - 44, + 160 -150, -105, -88 + 200 -94, -46, -110 + + (_b_) F. (160x10); V. (80x10). + F. V. + 120 -70, -80 + 160 -114 + 200 -155, -146, -148 + + +It will be noticed that, with two exceptions, none of the positions +chosen are nearer than 70 mm. to the center, and that most of them are +much farther away. The two lines seem to be more pleasing when they +are pretty close together on the same side. _S_, in I. (_b_) F. 120, +V.-70, notes: 'If V. is nearer _O_, there is a tendency to imagine a +figure by the connection of the ends of the two lines, which is +disagreeable. 'The only other minus choices were in Exp. VII., by +_S,_, _H_, and _D_. _S_, F. 120, V.-35, says: 'Now they can be close +together,' and _H_, F. 140, 160 and 180, V. -1, -32, -71, notes the +same. So also _D_, F. 100, V. -12; F. 140, V. -52; F. 160, V. -75; F. +180, V. -95. It is evident from this insistence on the closeness +together of the objects, and this desire to form no figure, that the +two are taken as one, and set off against the blackness on the other +side. It seems as if this were not taken as empty space, but acquired +a meaning of its own. The association with pictures in which the empty +space is occupied by a deep vista or an expanse of sky is almost +irresistible. The case of Exp. VII. seems a little different. _S_, at +least, separates the two fields as usual, but for him also the black +space is living, 'corresponds in distance and depth.' It is at least +certain that there is no subjective feeling of emptiness or of +unoccupied energies on the empty side. And it would seem that some +influence from the objects sweeps across the central field and +vitalizes it. The most natural view would seem to be that the ease of +apperception of the two objects together, and the tendency of the eye +movement to begin on the occupied side, and to sweep across to the +unoccupied, which we think of as deep, combine to give a feeling of +pleasure and of balance. + + * * * * * + +We have now reached a point from which a backward glance can be cast +upon the territory traversed. Experiment with the isolated elements in +pictorial composition has shown that pleasing arrangements of these +elements can be interpreted by the formula of mechanical balance. This +principle was obtained by opposing two lines whose relative value +(corresponding to 'weight' in balance) was known; and it was found +that their relative positions corresponded to the relation of the arms +of a balance. Further opposition of lines, of which one was already +determined in 'weight,' showed the same variations and suggested +certain valuations of the undetermined lines on the basis of this +common term of weight. Thus, the line suggesting movement out from the +center fitted the formula if taken as 'heavy' and _vice versa_, the +line suggesting movement in, if taken as 'light.' Similarly, objects +of interest and objects suggesting movement in the third dimension +were 'heavy' in the same interpretation. But this interpretation, in +its baldest form, fitted only a majority of the pleasing arrangements; +the minority, in which the consistent carrying out of the lever +principle would have left a large unoccupied space in the center, +exactly reversed it, bringing the 'light' element to the center and +the 'heavy' to the outer edge. Later experiments showed that this +choice implied a power in the 'lighter' objects, owing to their +central position, to cover or infuse with vitality the empty space +about them, so that the principle of balance seemed to maintain itself +in one form or another. + +All this does not go beyond the proof that all pleasing space +arrangements can be described in terms of mechanical balance. But +what is this mechanical balance? A metaphor, no matter how +consistently carried out, explains nothing. The fact that a small +object far from the center is usually opposed by a large object near +the center tells us nothing of the real forces involved. Physical +balance can be explained by principles of mechanics, but no one will +maintain that the visual representation of a long line weighs more +than that of a short one. Moreover, the elements in the balance seem +utterly heterogeneous. The movement suggested by an idea--the picture +of a man running--has been treated as if equivalent to the movement +actually made by the eye in following a long line; the intrinsic +interest--that is, the ideal interest--of an object insignificant in +form has been equated to the attractive power of a perspective which +has, presumably, a merely physiological effect on the visual +mechanism. What justification can be given either of this +heterogeneous collection of elements or of the more or less arbitrary +and external metaphor by which they have been interpreted? + +I believe that the required justification of both points of view is +given in the reduction of all elements to their lowest term--as +objects for the expenditure of attention. A large object and an +interesting object are 'heavy' for the same reason, because they call +out the attention; a deep perspective, because the eye rests in +it;--why, is another question. And expenditure of effort is +expenditure of attention; thus, if an object on the outskirts of the +field of vision requires a wide sweep of the eye to take it in, it +demands the expenditure of attention, and so is felt as 'heavy.' It +may be said that involuntary attention is given to the object of +intrinsic interest, while the uninteresting object far on the +outskirts needs a voluntary effort to perceive it, and that the two +attitudes cannot be treated as identical. To this it may be answered +that an object on the outskirts of a field of view so definitely +limited calls out of itself a reflex movement of the eye toward it, as +truly spontaneous as the impulse toward the object of intrinsic +interest. But what is 'the expenditure of attention' in physiological +terms? It is nothing more than the measure of the motor impulses +directed to the object of attention. And whether the motor impulse +appears as the tendency to fixate an object or as the tendency to +follow out the suggestions of motion in the object, they reduce to +the same physiological basis. It may here be objected that our motor +impulses are, nevertheless, still heterogeneous, inasmuch as some are +_toward_ the object of interest, and some _along_ the line of +movement. But it must be said, first, that these are not felt in the +body, but transferred as values of weight to points in the picture--it +is the amount and not the direction of excitement that is counted; and +secondly, that even if it were not so, the suggested movement along a +line is felt as 'weight' at a particular point. + +From this point of view the justification of the metaphor of +mechanical balance is quite clear. Given two lines, the most pleasing +arrangement makes the larger near the center, and the smaller far from +it. This is balanced because the spontaneous impulse of attention to +the near, large line, equals in amount the involuntary expenditure of +attention to apprehend the small farther one. And this expenditure of +motor impulses is pleasing, because it is the type of motor impulses +most in harmony with our own physical organism. + +We may thus think of a space to be composed as a kind of target, in +which certain spots or territories count more or less, both according +to their distance from the center and according to what fills them. +Every element of a picture, in whatever way it gains power to excite +motor impulses, is felt as expressing that power in the flat pattern. +A noble vista is understood and enjoyed as a vista, but it is +_counted_ in the motor equation, our 'balance,' as a spot of so much +intrinsic value at such and such a distance from the center. The +skilful artist will fill his target in the way to give the maximum of +motor impulses with the perfection of balance between them. + + +IV. SYMMETRY IN PICTURES. + + +_A. The Balancing Factors._ + +The experimental treatment of suggestions as to the elements in +pictorial composition has furnished an hypothesis for the basis of our +pleasure in a well-composed picture, and for the particular function +of each of the several elements. This hypothesis may be expressed as +follows: (1) The basis of aesthetic pleasure in composition is a +_balance of motor impulses_ on the part of the spectator; (2) this +balance of motor impulses is brought about by means of the elements, +through the power which they possess of drawing the attention with +more or less strength towards a certain field. But to the experimental +working out of an hypothesis must succeed a verification, in its +application to the masterpieces of civilized art. We have, then, to +ask whether there is in all great pictures a balance, _i.e._, an equal +distribution of attention on the two sides of the central line +suggested by the frame of the picture. It might be, for instance, that +a picture of pleasing composition would show, when analyzed, all the +attractions for attention on one side; which would go far to impugn +either our hypothesis of balance as the basis of pleasure, or our +attribution of particular functions to the elements. But as this +second matter may be considered to have been sufficiently determined +by the results of the preceding section, the first question only +remains: Is there a balance of attention in a good picture--or rather, +in the particular good pictures known to the student of art? + +This question could only be answered by the examination of a large +number of pictures of accepted merit, and it was also desirable that +they should be studied in a form which lent itself to the easy +comparison of one picture with another. These conditions seemed to be +best fulfilled by the collection of reproductions in black and white +known as the _Classischer Bilderschatz_, published by F. Bruckmann, at +Munich, which contains over a thousand pictures arranged in schools. +Of these a thousand were taken--substantially the first thousand +issued, after the frescoes, triptych doors, panels, etc., which are +evidently parts of a larger whole, had been laid aside. In the +following discussion the pictures will be designated, when they are +not further described, by the numbers which they bear in this +collection. + +The equations in the following discussion are based on a system of +exact measurement, corresponding to that followed in the experimental +section. This numerical treatment is pre-supposed in all the general +attributions of balance in the analysis of single pictures. The method +of measurement was given by the conditions of viewing pictures, which +are framed and thus isolated from surrounding influences, and +referred, as compositions, to the middle line suggested by this +emphasized frame. An adjustable frame of millimeter paper, divided in +half vertically by a white silk thread, was fitted over the picture to +be measured, and measurements were made to left and to right of this +thread-line and, as required, vertically, by reference to the +millimeter frame divisions. + +The main question, of course, to be answered by a statistical +examination of these thousand pictures refers to the existence of +balance, but many other problems of symmetry are also seen to be +closely involved; the relative frequency of the elements in pictures +of different types, and the result of their employment in producing +certain emotional effects, also the general types of space arrangement +as a whole, the feeling-tone belonging to them, and the relation +between content and shape. The first question will not be treated in +this paper in the statistical fulness which was necessary to establish +my conclusions in the investigation itself, inasmuch as the tables +were very extensive. But examples of the tables, together with the +full results, will be given, and a sufficient amount of detailed +discussion to show my methods. The two other subjects, the use of the +elements and the types of composition, will be briefly treated. I +expect in other publications to go more closely into statistical +detail on these matters than is possible in a merely experimental +thesis. + +In the beginning of the proposed statistical analysis a natural +objection must first be forestalled: it will be said, and truly, that +color also has its effect in bringing about balance, and that a set of +black and white reproductions, therefore, ignores an important +element. To this it may be answered, first, that as a matter of fact +the color scheme is, as it were, superimposed upon the space-shape, +and with a balance of its own, all the elements being interdependent; +and secondly, that the black and white does render the intensity +contrasts of the colors very well, giving as light and dark, and thus +as interesting (= attractive) and the reverse, those factors in the +scheme which are most closely related to the complex of motor +impulses. After having compared, in European galleries, the originals +of very many of these reproductions with the equation of balance +worked out from the black and white, the writer has seldom found an +essential correction needed. + +The pictures were first classified by subjects. This may seem less +logical than a division by types of arrangement. But it really, for a +majority, amounted to the same thing, as the historical masterpieces +of art mostly follow conventional arrangements; thus the altarpieces, +portraits, genre pictures, etc., were mostly after two or three +models, and this classification was of great convenience from every +other point of view. The preliminary classification was as follows: +(1) Religious, Allegorical and Mythical Pictures; (2) Portraits; (3) +Genre; (4) Landscape. The historical pictures were so extremely few +that they were included in the religious, as were also all the +allegorical pictures containing Biblical persons. Some pictures, of +which Watteau's are representative, which hovered between genre and +landscape, were finally classified according as they seemed to owe +their interest to the figures or to the scenery. A preliminary +classification of space arrangements, still with reference to content, +showed three large general types: (1) A single subject or group in the +middle; (2) the same somewhat on one side, with subordinate elements +occupying the rest of the space; (3) two objects or groups each +occupying a well-defined center. These were designated as Single +Center, Single and Subordinate Center, and Double Center pictures, or +S.C., S. & S., and D.C. They are in proportions of S.C. 79 per cent., +S. & S. 5 percent., D.C. 16 per cent. The D.C. type is evidently +already explicitly balanced as regards shape and intrinsic interest, +and is hence of comparative unimportance to our problem. The S.C. will +show a balance, if at all, in more or less accessory factors; S. & S., +broadly, between interest and other factors. As logically more +important, this last group will be treated more fully. The full +classification of the thousand pictures by subjects is as follows: + + + S.C. D.C. S.S. + Altarpieces 78 70 7 1 + Madonna & Child 47 47 0 0 + Holy Family 67 40 14 13 + Adorations 19 19 0 0 + Crucifixions 23 21 0 2 + Descents f. Cross 27 26 0 1 + Annunciations 21 0 21 0 + Misc. Religious 162 93 55 14 + Allegorical 46 36 6 4 + Genre 93 63 19 11 + Landscape 88 65 22 1 + Portrait Groups 64 42 17 5 + Relig. Single Fig. 28 28 0 0 + Alleg. Single Fig. 12 12 0 0 + Portrait Single Fig. 207 207 0 0 + Genre Single Fig. 18 18 0 0 + + +Altarpieces. + +The pictures of the first group, consisting of the _Madonna_ and +_Infant Christ_ surrounded by worshippers, and briefly designated as +Altarpieces, are good for detailed study because they present a simple +type, and it will be easy to show whether the variations from symmetry +are in the direction of balance or not. A few examples will make this +clear. The Madonna in the S.C. pictures is invariably seated holding +the Christ. + +In the following descriptions M. will denote Madonna, C. Child, Cn. +central line. The elements, Size or Mass, Direction of Motion or +Attention, Direction of Line, Vista, and Interest, will be set down as +Ms., D., L., V., and I. A couple of examples will show the method of +describing and of drawing a conclusion as to balance. + +1. 969. Lorenzo Lotto, _Madonna with St. Bernard and St. Onofrius._ C. +is on one side turning to the same; M. leans far to the other; hence +interest in C., and direction of C.'s attention are over against Mass +of M. and direction of M.'s attention; _i.e._, I. + D. = Ms. + D., and +so far, balance. The surrounding saints are insignificant, and we may +make the equation I. = Ms. + +2. 368. Raffaelino di Francesco, _Madonna Enthroned._ The C. is on +Right facing front, M. turns away Left, hence interest in C. is over +against direction of M.'s attention. Moreover, all the saints but one +turn Left, and of two small vistas behind the throne, the one on the +Left is deeper. The superior interest we feel in C. is thus balanced +by the tendency of attention to the opposite side, and we have I. = D. ++ V. + +It is clear that the broad characteristics of the composition can be +symmetrically expressed, so that a classification of the 70 S.C. +altarpieces can be made on a basis of these constant elements, in the +order of decreasing balance. Thus: Class 1, below, in which the C. is +one side of the central line, turned away from the center, the M. +turned to the other, balances in these broad lines, or I. + D. = D.; +while in (9), I. + D. + D. = (x), the constant elements work all on +one side. + + +CLASSIFICATION OF ALTARPIECES. + + 1 C. one side turned to same, M. to other 11 + 2 " " " other, " " 8 + 3 " " " front, " " 2 + 4 " " " other, M. front. 9 + 5 " " " facing M. 6 + 6 " " " front, M. front. 7 + 7 " " " " M. turned to same. 6 + 8 " " " to same M. turned front. 7 + 9 " " " " M. " to same, 14 + 10 " in middle, turned front. 0 + + +Thus the constant elements, understanding always that C. has more +interest than M., are as follows: For (1) I. + D. = D.; (2) I. = D. + +D.; (3) I. = D.; (4) I. = D.; (5) I. + D. = D.; etc. These are in +order of complete balance, but it will be seen that from (7) on, while +the factors are constant, the framework is not balanced; _e.g._ in (9) +both I. and D. work on the same side. For these groups, therefore, the +variations, if there is balance, will be more striking. Eliminating +the balancing elements in the framework, the tables for the ten groups +are: + + + (1) I. + D. = D. (2) I. = D. + D(M). (3) I. = D. + 969. I. = Ms. 680. I. = D. 1094. Ms. + I. = I. + D. + 601. I. = Ms. 735. I. = D. 33. I. = I. + D + 49. I. = Ms. + I. 1121. I. = D. + 634. I. = Ms. + I. 1035. I. = D. (4) I. = D. + 584. I. = I. 333. I. = I. + D. 775. I. = D. + 686. I. = I. 80. I. = I. + D. 746. I. = D. + 794. I. = D. 753. I. = I. + D. 1106. I. = Ms. + D. + 164. I. = D. 1114. I. = D. + L. 781. I. = Ms. + D. + 368. I. = D. + V. 1131. I. = I. + D. + 927. I. = V. 517. I. = I. + D. + 273. I. = V. 327. I. + Ms. = D. + V. + 951. I. + L. = D. + V. + 715. Unbalanced. + + (5) I. + D. = D. (6) I. = (7) I. + D. = + 43. I. = I. 854. I. = Ms. 725. I. + D. = I. + L. + 711. I. = I. 1148. I. = I. 206. I. + D. = I. + L. + 447. I. = Ms. 709. I. = D. 155. I. + D. = D. + L. + 643. I. = Ms. 907. I. = D. 739. I. + D. = L. + 777. I. = Ms. + I. 586. I. = Ms. + I. 331. I. + D. = V. + 637. I. = Ms. + I. 137. I. = Ms. + I. 980. Unbalanced. + 187. Unbalanced. + + (8) I. + D. = (9) I. + (D. + D.) = (10) 0. + 57. I. + D. = Ms. 835. I. + D. = Ms + I. + 979. I. + D. = I. + L. 724. I. + D. = Ms + L. + 134. I. + D. = D. 495. I. + D. = Ms + L. + 106. I. + D. = D. + V. 182. I. + D. = Ms + V. + 220. I. + D. = L. 817. I. + D. = I. + 118. I. + D. = V. + L. 662. I. + D. = I. + 157. Unbalanced. 806. I. + D. = I. + 1136. I. + D. = I. + L. + 865. I. + D. = I. + V. + 1023. I. + D. = V. + 531. I. + D. = L. + 553. I. + D. = L. + + +The most used element is I., in 100 per cent. of cases; the least +used, V., 13 per cent. D., in 91 per cent. of cases; Ms., 26 per +cent.; L., 19 per cent. 175, 433, unbalanced. + +As seen in the table, a balance of elements is kept, except in four +cases which will be hereafter considered. In all cases the balance is +between the interest in C., sometimes plus D., (in the attention of +the figures to C.), on the one side, and other elements on the other. +Very seldom are other salient points found on the C. side. When the C. +side is especially 'heavy,' the number of opposing elements increases, +and especially takes the form of V. and L. [cf. (7), (8), (9)], which +were observed in the experimental chapter to be powerful in attracting +attention. For the fairly well-balancing framework--(i), (2), (3) and +(4)--Ms., I., and D. are much more often the opposing elements. + +The pictures listed as unbalanced are, with one exception, among the +oldest examples given; conceived in the most slavish geometrical +symmetry in which, indeed, the geometrical outline almost hides the +fact that the slight variations are all toward a lack of balance. + +There is but one S. & S. case (1054), Titian, _The Madonna of the +House of Pesaro_. In this, M. and C. are on a high throne on the +Right, other figures lower down on the Left bearing a flag that leans +back to the Left. All the lines of the figures and of the massive +architecture and the general direction of attention bear down so +strongly to Left that the importance of the Right figures is balanced. +We should have, then, I. = I. + L. + D. The D.C. cases, seven in +number, are remarkably alike. Six have a vista separating the two +groups, in five remarkably deep and beautiful, as if to fix the +oscillating attention there. In all, M. and C., either in position or +by the direction of their lines, are nearer the Cn. than the opposing +figures, which are naturally less interesting, thus giving an instance +of the mechanical balance. Their general equation, then, would be I. = +M. or M. + L. Having shown that the small variations from the general +symmetrical type of altar-pieces are invariably, except in primitive +examples, in the direction of substitutional symmetry, or balance, we +may next study the Madonna pictures, using the same classifications +for purposes of comparison. + + +MADONNA WITH INFANT CHRIST. + + (1) I. + D. = D. (2) I. = D. + D. (4) I. = D. + 56. I. = L. 271. I. = D. + L. 668. I. = D. + Ms. + 332. I. = L. 867. I. = D. + V. + D. 14. I. = D. + I. + 633. I. = D. 91. I. = D. + V. + (3) I. = D. 1111. I. = D. + V. + 144. I. = D. 1011. I. = D. = L. + 521. I. = D. 915. I. = D. = L. + 356. I. = L. + D. + D. + 296. I. + Ms. = V. + L. + + (5) I. + D. = D. (6) I. = + 51. I. = D. 596. I. = Ms. + 581. I. = D. 892. I. = Ms. + 829. I. = D. + I. 224. I. = I. + D. + 159. I. = I. + D. 908. I. = D. + L. + 683. I. = D. + L. + 1045. I. = I. + L. (7) I. + D. = + 745. I. = I. + L. 344. I. + D. = Ms. + 734. I. = D. + L. 949. I. + D. = Ms. + V. + L. + 404. I. = D. + L. 608. I. + D. = L. + 248. I. = L. 524. I. + D. = L. + 37. I. = L. + 97. I. = L. (8) 0. + 363. I. = V. + L. + 674. I. = V. + L. (9) I. + D. + D. = + 62. I. = V. + L. 361. I. + D. = L. + 1142. I. = V. + L. + 1018. I. = V. + L. (10) + 110. I. + V. = Ms. + L. 538. I. = D. + 411. I. + V. = Ms. + L. 614. I. + Ms. = V. + 771. I. + Ms. = V. + L. 34. D. = Ms. + L. + + +Most used element, I., 100 per cent.; least used, Ms., 21 per cent. +D., 96 per cent.; L., 64 per cent.; V., 27 per cent. + +The first thing to be noted, on comparing this table with the +preceding, is the remarkable frequency of the use of the vista and the +line. Among the altarpieces, the direction of attention was the +element most often opposed to the interesting object; and next to +that, another object of interest. These two elements, however, here +sink into comparative insignificance. In general, balance is brought +about through the disposition of form rather than of interests. This +appears in comparing the numbers; against the use of L. in 19 per +cent. of the cases among the altarpieces, we have 64 per cent. among +the Madonna pictures; V. is used in the former cases 13 per cent. of +the times, in the latter 27 per cent. The reason for this would appear +to be that the lack of accessories in the person of saints, +worshippers, etc., and the consequent increase in the size of M. and +C. in the picture heightens the effect of any given outline, and so +makes the variations from symmetry greater. This being the case, the +compensations would be stronger--and as we have learned that V. and L. +are of this character, we see why they are needed. None of the M. and +C., S.C. pictures fails to give a complete balance of elements +according to hypothesis. There are no well-defined cases of S. & S. or +D.C. + + +Portraits. + +A study of the Madonna pictures of all types, then, results in an +overwhelming confirmation of the hypothesis of substitutional +symmetry. It may be objected that the generally symmetrical framework +of these pictures suggests a complete balance, and the next step in +our analysis would, therefore, be a type of picture which is less +bound by tradition to the same form. The portrait would seem to +combine this desideratum with generally large and simple outlines, so +that the whole surface can be statistically reported with comparative +ease. A detailed analysis of a couple of portraits may justify the +classification adopted. + +900. Anton Raphael Mengs, _Self-Portrait_. The head of the painter is +exactly in Cn., but is turned sharply to Right, while his shoulders +turn Left. His arm and hand are stretched out down to Right, while his +other hand, holding pencil, rests on his portfolio to Left. Hence, the +D. of attention plus that of L. on Right, balances I. in implements, +plus D. of body on Left, or D. + L. = D. + I. + +438. B. van der Helst, _Portrait of Paul Potter_. The head of the +subject is entirely to Left of Cn., his easel on Right. His body is +turned sharply to Right, and both hands, one holding palette and +brushes, are stretched down to Right. His full face and frontward +glance are on Left. Hence, Ms. + I. in person balances I. in +implements + D. of L., or Ms. + I. = I. + L. + +It is seen that the larger elements in these pictures are the +directions of the head and body, and the position of the head, with +reference to Cn. The following classification is based on this +framework. + + +CLASSIFICATION OF PORTRAITS. + + A. Head in Cn. + I. Body front, head front, 6 + II. Body turned, head turned other way, 7 D. = D. + III. Body turned, head front, 31 D. = + IV. Body front, head turned, 1 D. = + V. Body turned, head turned same way, 106 D. + D. = + + B. Head not in Cn. + I. Body turned to empty side, head to same, 18 Ms.=D. + II. Body turned to empty side, head front, 23 Ms. = D. + III. Body turned to empty side, head to other, 3 Ms. + D. = D. + IV. Body front, head front, 2 Ms. = + V. Body turned from empty side, head same way, 10 Ms. + D. = + + +This is also in order of less complete balancing of the original +elements. The principal characteristics of the different divisions are +as follows:-- + +A. + I. (Symmetrical.) Most used element, L.; least used, V. + + II. (Balanced, D. = D.) Most used element, L.; least used, V. + + III. (D. = .) Most used element, Ms., in 74 per cent, of cases + opposed to D.; in 30 per cent, of cases, D. of glance opposed + to D. of body; least used, V. (1 per cent.). + + IV. One case only. + + V. (D. = .) Most used element, Ms., in 73 per cent. of cases + opposed to D.; in 40 per cent. of cases, D. of glance opposed + to D.; in 28 per cent. Ms. + D. of glance opposed to D.; least + used element, V. (15 per cent.). I. 39 per cent.; L. 38 per cent. + +B. + I. (Balanced, Ms. + I. = D.) Most used element (not counting + those already included in equation), I., 55 per cent.; least + used, V., 2 per cent.; L., 50 per cent. In 44 per cent., D. of + glance opposed to D. + + II. (Ms. + I. = D.) Most used element (not in equation), I., 52 + per cent. Least used, V., 26 per cent. L., 43 per cent. In 21 + per cent., D. of glance opposed to D. + + III. (Ms. + I. + D. = D.) Three cases. Two cases V. on empty + side. + + IV. (Ms. + I. = .) Two cases. One case V. on empty side. + + V. (Ms. + I. + D. = .) Most used element, L., 60 per cent.; + least used, V., 10 per cent.; 33-1/3 per cent., D. of glance to + empty side. + +The portrait class is an especially interesting object for study, +inasmuch as while its general type is very simple and constant, for +this very reason the slightest variations are sharply felt, and have +their very strongest characteristic effect. We shall, therefore, find +that the five principal factors in composition express themselves very +clearly. The general type of the portrait composition is, of course, +the triangle with the head at the apex, and this point is also +generally in the central line--in 73 per cent. of the whole number of +cases, as is seen from the table. All cases but one are longer than +they are wide, most are half-length or more. Nevertheless, great +richness of effect is brought about by emphasizing variations. For +instance, the body and head are, in the great majority of cases, +turned in the same way, giving the strongest possible emphasis to the +direction of attention--especially powerful, of course, where all the +interest is in the personality. But it is to be observed that the very +strongest suggestion of direction is given by the direction of the +glance; and in no case, when most of the other elements are directed +in one way, does the glance fail to come backward. (Cf. A. II., V., +and B. I., II., V.) + +A. It is of especial value for our conclusions that that division in +which the constant elements are least balanced (V.) is far the most +numerous. Comparison of this with III. shows that the principal +element, direction of movement of head or body, is balanced by the +larger mass of the body or accessories. Very significant, also, is the +great increase in the use of V. in this most irregular class (15 per +cent. as against 1 per cent. in III.). Three cases (214, 1087, 154, +all A.V.,) fail to show substitutional symmetry. + +B. With the head on one side of Cn., of course the greatest interest +is removed to one side, and the element of direction is brought in to +balance. Again, with this decrease in symmetry, we see the significant +increase in the use of the especially effective elements, V. and L. +(Cf. B. I., II., III., IV., and especially V.) In fact, the use of the +small deep vista is almost confined to the class with heads not in the +middle. The direction of the glance also plays an important part. It +is to be noted that in B. I. and II., I. appears as the most +frequently used element, exclusive of the general equation, which is, +of course, between the mass of the body and interest of the face, on +one side, and the direction of suggested movement on the other. This +means that very often the direction of movement alone is not +sufficient to balance the powerful Ms. + I. of the other side, and +that the eye has to be attracted by a definite object of interest. +This is usually the hand, with or without an implement--like the +palette, etc., of our first examples--or a jewel, vase, or bit of +embroidery. This is very characteristic of the portraits of Rembrandt +and Van Dyck. + +In general, it may be said that (1) portraits with the head in the +center of the frame show a balance between the direction of suggested +movement on one side, and mass or direction of attention, or both +together, on the other; while (2) portraits with the head not in the +center show a balance between mass and interest on one side, and +direction of attention, or of line, or vista, or combinations of +these, on the other. The hypothesis of substitutional symmetry is thus +completely confirmed. + + +Genre. + +Still more unsymmetrical in their framework than portraits, in fact +the most unfettered type of all, are the genre pictures. Being so +irregular, they admit of no complete classification based on constant +elements in the framework, such as was possible for the types already +dealt with. A grouping, based on types of composition, is indeed +possible, as of triangles, diagonals, etc., but as this begs the +question of the relative importance of line and direction of +attention, and assumes that the shape is all-important, it will not be +made use of here. The broad divisions and the relative use of the +elements are given as follows: + + S.C. 63. Most frequent form (I. = or I. + D. =). Most used + element, I., 89 per cent.; least used, L., 44 per cent.; D., + 57 per cent.; Ms., 57 per cent.; V., 46 per cent. + + D.C. 19. Most frequent form (I. + D. = I. + D.) Most used + element, I. (all cases); least used, L., 31 per cent.; V., 47 + per cent.; Ms., 63 per cent.; D., 42 per cent. + + S.&S. 11. Most frequent form (I. or I. + Ms. = V. or V. +). + Most used element, I., 100 per cent.; least used, L., 20 per + cent.; V., 82 per cent.; Ms., 72 per cent.; D., 27 per cent. + +As these are pictures with a human interest, and, therefore full of +action and particular points of interest, it was to be expected that +I. would be in all forms the element most frequently appearing. In +compositions showing great variations from geometrical symmetry, it +was also to be expected that V. and L., elements which have been +little used up to this point, should suddenly appear in very high +percentages; for, as being the most strikingly 'heavy' of the +elements, they serve to compensate for other variations combined. In +general, however, the balance is between the interesting side, which +is also often the most occupied (I. + Ms.), and the direction of +suggestion to the other side. + +For the first time in this investigation the S. & S. and D.C. types +appear in appreciable numbers. It is of some significance that the +most irregular type of all, S. & S., in which the weight of interest +and of mass is overwhelmingly on one side, should be invariably +balanced by the third dimension (V.). As these somewhat infrequent +cases are especially enlightening for the theory of substitutional +symmetry, it is worth while to analyze one in detail. + +286. Pieter de Hooch, _The Card-players_, in Buckingham Palace, +portrays a group completely on the Right of Cn., all facing in to the +table between them. Directly behind them is a high light window, +screened, and high on the wall to the extreme Right are a picture and +hanging cloaks. All goes to emphasize the height, mass and interest of +the Right side. On the Left, which is otherwise empty, is a door half +the height of the window, giving on a brightly lighted courtyard, from +which is entering a woman, also in light clothing. The light streams +in diagonally across the floor. Thus, with all the 'weight' on the +Right, the effect of this deep vista on the Left and of its brightness +is to give a complete balance, while the suggestion of line from +doorway and light makes, together with the central figure, a roughly +outlined V, which serves to bind together all the elements. This +matter of binding together of elements is reserved for further +discussion--the purpose of this detailed description is only to show +the extraordinary power of a single element, vista, to balance a whole +composition of others, and its significance in the tables as an +increasing accompaniment of increasing variations from symmetry. + +The D.C. cases, inasmuch as they always present a balance of interest +at least, are less valuable for our theory; among the variations the +larger side, Ms., is often balanced by a vista, or, combining with the +usual equation for genre pictures, Ms. + I. + D. = V. + I. + D. There +is only one picture which cannot be schematized (263). + + +Landscape. + +The landscape is another type of unfettered composition. As it +represents no action or single object or group of objects, its parts +are naturally more or less unconnected. It should, therefore, be said +that no picture was taken as D.C. unless there was a distinct +separation of the two sides. The typical examples are analyzed in +detail. + +S.C. 912. J. van Ruysdael, _Forest Landscape_, in the London National +Gallery. In the Cn. is a stagnant pool, backed on the Right by thick +woods. A dead tree, white, very prominent in the Right foreground, +another at its foot sloping down to Cn. On the Left a bank sloping +down to Cn., a tree at its foot; behind both, and seen also between +the two central trees, bright sky and clouds. Thus, there is on the +Right, Mass and Direction to Cn.; on the Left, Vista and Direction to +Cn.; Ms. + D. = V. + D. + +D.C. 642. Hobbema, _The Watermill_, in Buckingham Palace. On the +Right, a bank sloping upward, a large cluster of trees, a path leading +down to Right lower corner. On the Left, somewhat lower, the mill, and +water in front of it, flowing down to Left; clearest sky between mill +and trees. Thus Mass and Direction out are placed over against +Interest (in mill) and Direction out, plus possibly a hint of Vista, +or Ms. + D. = I. + D + V. + +S.C. 65. Most frequent form, Ms. + I. = V. + L. Most used element, V., +98 per cent.; least used, D., 22 per cent. I. 73 per cent.; Ms. 66 per +cent.; L. 31 per cent. + +S. & S. One case. Ms. + I. + V. = V. + +D.C. 22. Most frequent form, Ms. + I. or Ms. = V. or V. + (almost +invariable). Most used element, V., 100 per cent.; least used, D., per +cent. Ms. 82 per cent.; I. 73 per cent.; L. 23 per cent. + +It was, of course, to be expected that in pictures without action +there should be little suggestion of attention or of direction of +movement. What is less evident is the reason for the high percentage +of I. Of course, figures do appear in many examples, and in most +pictures some inanimate object is emphasized--as, for instance, the +mill in our second example. But the most remarkable point of +difference in these tables from the preceding is the presence of V. in +practically every example. It is, of course, natural that somewhere in +almost every picture there should be a break to show the horizon line, +for the sake of variety, if for nothing else--but what is significant +is the part played by this break in the balancing of the picture. In +about two thirds of the examples the vista is enclosed by lines, or +masses, and when near the center, as being at the same time the +'heaviest' part of the picture, serves as a fulcrum or center to bind +the parts--always harder to bring together than in the other types of +pictures--into a close unity. The most frequent form of this +arrangement, as seen by the table, is a diagonal, which just saves +itself by turning up at its far end. Thus the mass, and hence usually +the special interest of the picture, is on the one side, on the other +the vista and the sloping line of the diagonal. In very few cases is +the vista behind an attractive or noticeable part of the picture, the +fact showing that it acts in opposition to the latter, leading the eye +away from it, and thus serving at once the variety and richness of the +picture, and its unity. A pure diagonal would have line and vista both +working at the extreme outer edge of the picture, and thus too +strongly--unless, indeed, balanced by very striking elements near the +other edge. + +This function of the vista as a unifying element is of interest in +connection with the theory of Hildebrand,[16] that the landscape +should have a narrow foreground and wide background, since that is +most in conformity with our experience. He adduces Titian's _Sacred +and Profane Love_ as an example. But of the general principle it may +be said that not the reproduction of nature, but the production of a +unified complex of motor impulses, is the aim of composition, and that +this aim is best reached by focusing the eye by a narrow +background--_i.e._, vista. No matter how much it wanders, it returns +to that central spot and is held there, keeping hold on all the other +elements. Of Hildebrand's example it may be said that the pyramidal +composition with the dark and tall tree in the center effectually +accomplishes the binding together of the two figures, so that a vista +is not needed. A wide background without that tree would leave them +rather disjointed. + + [16] A. Hildebrand, 'Das Problem der Form in der Bildenden + Kunst,' Strassburg, 1897. + +Another interesting observation concerns the use of water in +landscapes. In nearly all appears an expanse of water, and in four +fifths of the cases it is either on the same side as the vista, or in +the same line with it. This is no doubt partly due to the +light-effects which can be got on the water, but it also greatly +reinforces the peculiar effect of the vista. That effect, as has been +repeatedly said, is to concentrate, to hold, to fixate vision. The +same thing is true of the horizontal line, as was shown by some +preliminary experiments not here reported. The contrast to the +ordinary trend of lines--particularly in a landscape--together with +the strong suggestion of quiet and repose, serve to give the same +concentrating effect to the horizontal lines as to the vista. + +In general, it may be said that balance in landscape is effected +between Mass and Interest on one side and Vista and Line on the other; +and that unity is given especially by the use of Vista and the +horizontal lines of water. + +A survey of the subject-types remaining on the list of page 514 shows +that they may quite well be grouped together with those already +examined; that is, the Holy Families, Adorations, Crucifixions, and +Annunciations are very symmetrical in type, and present the same +characteristics as the Altarpieces. The Miscellaneous (mostly +religious) pictures, the Descents, and the Allegorical are, for the +most part, freely composed, irregular, full of action, and resemble +the genre pictures. The Single Figure pictures, Religious, Allegorical +and Genre, and the Portrait Groups, resemble the portraits. Therefore, +it may be considered that the existence of a perfect substitutional +symmetry has been established, inasmuch as it has been shown to be +almost invariably present in the types examined. + +The experimental treatment of the isolated elements determined the +particular function of each in distributing attention in the field of +view. The object of large size claims attention, but does not rivet it +nor draw it out powerfully; the intrinsically interesting object does +excite it, but limits it to a comparatively small field; the +suggestion of movement or of attention on the part of pictured objects +carries the attention through the field of its operation; the vista +rivets the attention without powerfully exciting it, and the line +extending in a certain direction carries the attention in the same way +as does the suggestion of movement. But the preceding statistical +analysis has shown that while all are possibly operative in a given +picture, some are given much more importance than others, and that in +pictures of different types different elements predominate. + +The following table gives the distribution of the elements in the +single-center pictures already examined. The numbers represent the per +cent. of the whole number of balanced pictures in which the given +element appears once or more. + + + S.C. Ms. I. D. V. L. + + Alt. p. 26 100 91 13 31 + Mad. 21 100 96 27 64 + Port. 80 63 98 17 61 + Genre 57 89 57 46 44 + Lands. 66 73 22 98 31 + + +It is seen that in those classes with a general symmetrical framework, +the altar and Madonna pictures, the elements of interest and direction +of attention are overwhelmingly predominant--which is the more to be +expected as they appear, of course, as variations in a symmetry which +has already, so to speak, disposed of mass and line. They give what +action there is, and when they are very strongly operative, we see by +page 516, (8) and (9) and note, that they are opposed by salient lines +and deep vistas, which act more strongly on the attention than mass; +compare further Mad., V. 27 per cent., L. 64 per cent., as against +Alt., V. 13 per cent., L. 19 per cent., as confirming the view that +they are used in the more irregular and active pictures. But I. keeps +its predominance throughout the types, except in the portraits, where, +indeed, we should not expect it to be so powerful, since the principal +object of interest must always be the portrait head, and that is in +most cases in the Cn., and therefore not counted. Yet I. has a +respectable representation even in the portrait table, showing that +such objects as jewels, embroideries, beautiful hands, etc., count +largely too in composition. Its greatest is in the genre table, where, +of course, human interests constitute the subject matter. + +It is among the portraits that the direction of suggestion is most +operative. Since these pictures represent no action, it must be given +by those elements which move and distribute the attention; in +accordance with which we see that line also is unusually influential. +As remarked above, the altarpieces and Madonna pictures, also largely +without action, depend largely for it on D., in the form of direction +of attention (D. 91 per cent.). + +The vista, as said above, rivets and confines the attention. We can, +therefore, understand how it is that in the genre table it suddenly +appears very numerous. The active character of these pictures +naturally requires to be modified, and the vista introduces a powerful +balancing element, which is yet quiet; or, it might be said, inasmuch +as energy is certainly expended in plunging down the third dimension, +the vista introduces an element of action of counterbalancing +character. In the landscape it introduces the principal element of +variety. It is always to be found in those parts of the picture which +are opposed to other powerful elements, and the 'heavier' the other +side, the deeper the vista. This is especially to be noted in all +pictures of the S. & S. type, where the one side is very 'heavy' and +the deep vista practically invariable on the other. Also in D.C. +pictures it serves as a kind of fulcrum, or unifying element, inasmuch +as it rivets the attention between the two detached sides. (Cf. D.C. +among Alt. and Mad.) + +The direction of suggestion by means of the indication of a line (L.), +quite naturally is more frequent in the Madonna-picture and Portrait +classes. Both these types are of large simple outline, so that L. +would be expected to tell, but more or less irregular, so that it +would not appear on both sides, thus neutralizing its action, as often +in the symmetrical altarpieces. This neutralizing explains why it has +a comparatively small per cent. in the landscape table, it having +appeared in minor form all over the field, but less often in large +salient outline. It is worth noticing that for the D.C. of both genre +and landscape, the per cent. drops appreciably. As it is, in a decided +majority of cases, combined with V.--the shape being more or less a +diagonal slope--it is clear that it acts as a kind of bond between the +two sides, carrying the attention without a break from one to the +other. + +The element of mass requires less comment. It appears in greatest +number in those pictures which have little action, portraits and +landscapes, and which are yet not symmetrical--in which last case mass +is, of course, already balanced. In fact, it must of necessity exert +a certain influence in every unsymmetrical picture, and so its +percentage, even for genre pictures, is large. + +Thus we may regard the elements as both attracting attention to a +certain spot and dispersing it over a field. Those types which are of +a static character abound in elements which disperse the attention; +those which are of a dynamic character, in those which make it stable. +The ideal composition seems to combine the dynamic and static +elements--to animate, in short, the whole field of view, but in a +generally bilateral fashion. The elements, in substitutional symmetry, +are then simply means of introducing variety and action. As a dance in +which there are complicated steps gives the actor and beholder a +varied and thus vivified 'balance,' and is thus more beautiful than +the simple walk, so a picture composed in substitutional symmetry is +more rich in its suggestions of motor impulse, and thus more +beautiful, than an example of geometrical symmetry. + + +_B. Principles of Composition._ + +The particular function of the elements which are substituted for +geometrical symmetry has been made clear; their presence lends variety +and richness to the balance of motor impulses. But the natural motor +response to stimulation has another characteristic which belongs to us +as individuals. The motor response must be balanced, but also unified. +In a picture, therefore, there must be a large outline in which all +the elements are held together, corresponding to this requirement of +unity. Now this way of holding together, this manner of combination, +may vary; and I hope to show that it not only varies with the subject +and purpose of the picture, but bears a very close relation +thereto--that, in short, it is what determines the whole character of +the picture. Just what this relation is will appear in the study of +our material. + +Examples of these types of composition may best be found by analyzing +a few very well-known pictures. We may begin with the class first +studied, the Altarpiece, choosing a picture by Botticelli, in the +Florence Academy (746). Under an arch is draped a canopy held up by +angels; under this, again, sits the M. with the C. on her lap, on a +throne, at the foot of which, on each side, stand three saints. The +outline of the whole is markedly pyramidal--in fact, there are, +broadly speaking, three pyramids; of the arch, the canopy, and the +grouping. A second, much less symmetrical example of this type, is +given by another Botticelli in the Academy--_Spring_ (140). Here the +central female figure, topped by the floating Cupid, is slightly +raised above the others, which, however, bend slightly inward, so that +a triangle, or pyramid with very obtuse angle at the apex, is +suggested; and the whole, which at first glance seems a little +scattered, is at once felt, when this is grasped, as closely bound +together. + +Closely allied to this is the type of the _Madonna of Burgomaster +Meyer_, Holbein (725), in the Grand-Ducal Castle, Darmstadt. It is +true that the same pyramid is given by the head of the M. against the +shell-like background, and her spreading cloak which envelops the +kneeling donors. But still more salient is the diamond form given by +the descending rows of these worshipping figures, especially against +the dark background of the M.'s dress. A second example, without the +pyramid backing, is found in Rubens' _Rape of the Daughters of +Leucippus_ (88), in the Alte Pinakothek at Munich. Here the diamond +shape formed by the horses and struggling figures is most +remarkable--an effect of lightness which will be discussed later in +interpreting the types. + +The famous _Bull_ of Paul Potter (149), in the Royal Museum at the +Hague, furnishes a third type, the diagonal. High on one side are +grouped the herdsman, leaning on a tree which fills up the sky on that +side, and his three sheep and cow. The head of the bull is turned +toward this side, and his back and hind leg slope down to the other +side, as the ground slopes away to a low distant meadow. The picture +is thus divided by an irregular diagonal. Somewhat more regular is the +diagonal of the _Evening Landscape_, by Cuyp (348), in the Buckingham +Palace, London. High trees and cliffs, horsemen and others, occupy one +side, and the mountains in the background, the ground and the clouds, +all slope gradually down to the other side. + +It is a natural transition from this type to the V-shape of the +landscapes by Aart van der Neer, _Dutch Villages_, 245 and 420, in the +London National Gallery and in the Rudolphinum at Prague, +respectively. Here are trees and houses on each side, gradually +sloping to the center to show an open sky and deep vista. Other +examples, of course, show the opening not exactly in the center. + +In the _Concert_ by Giorgione (758), in the Pitti Gallery, Florence, +is seen the less frequent type of the square. The three figures turned +toward each other with heads on the same level make almost a square +space-shape, although it might be said that the central player gives a +pyramidal foundation. This last may also be said of Verrocchio's +_Tobias and the Archangels_ in the Florence Academy, for the square, +or rather rectangle, is again lengthened by the pyramidal shape of the +two central figures. The unrelieved square, it may here be +interpolated, is not often found except in somewhat primitive +examples. Still less often observed is the oval type of _Samson's +Wedding feast_, Rembrandt (295), in the Royal Gallery, Dresden. Here +one might, by pressing the interpretation, see an obtuse-angled +double-pyramid with the figure of Delilah for an apex, but a few very +irregular pictures seem to fall best under the given classification. + +Last of all it must be remarked that the great majority of pictures +show a combination of two or even three types; but these are usually +subordinated to one dominant type. Such, for instance, is the case +with many portraits, which are markedly pyramidal, with the +double-pyramid suggested by the position of the arms, and the inverted +pyramid, or V, in the landscape background. The diagonal sometimes +just passes over into the V, or into the pyramid; or the square is +combined with both. + +It is, of course, not necessary at this point to show how it is that +such an apparently unsymmetrical shape as the diagonal, alone or in +combination with other forms, nevertheless produces an effect of +balance. In all these cases of the diagonal type the mass or interest +of the one side, or the direction of subordinate lines backward to it, +balances the impulse of the line descending to the other side. The +presence of balance or substitutional symmetry is taken for granted +in this treatment, having been previously established, and only the +modifications of this symmetry are under consideration. + +Now, in order to deal properly with the question of the relation of +the type of composition to the subject of the picture, complete +statistical information will be necessary. A table of the pictures, +classified by subjects and distributed under the heads of the six +major types, is accordingly subjoined. + + + Pyramid. Double-Pyr. Diagonal. + S.C. D.C. S.S. S.C. D.C. S.S. S.C. D.C. S.S. + Altarpieces, 49 0 1 10 4 0 1 0 0 + Mad. w. C., 40 0 0 7 0 0 0 0 0 + Holy Family, 25 0 4 0 0 1 2 2 2 + Adorations, 19 0 0 0 0 0 0 0 0 + Crucifixions, 11 0 0 7 0 1 0 0 1 + Desc. fr. Cross, 12 0 0 3 0 0 1 0 0 + Annunciations, 0 8 0 0 4 0 0 0 0 + Misc. Religious, 55 16 3 4 4 0 10 7 5 + Allegorical, 20 2 1 4 0 0 4 0 2 + Genre, 25 4 4 5 0 0 18 2 1 + Landscape, 8 2 1 3 0 0 25 6 0 + Port. Group, 20 4 2 9 0 0 3 3 2 + Rel. Single Fig., 20 0 0 2 0 0 2 0 0 + Alleg. S.F., 7 0 0 2 0 0 3 0 0 + Portrait S.F., 179 0 0 28 0 0 0 0 0 + Genre S.F., 15 0 0 1 0 0 1 0 0 + + + V-shaped. Square. Oval. + S.C. D.C. S.S. S.C. D.C. S.S. S.C. D.C. S.S. + Altarpieces, 6 1 0 4 1 0 0 1 0 + Mad. w. C., 0 0 0 0 0 0 0 0 0 + Holy Family, 13 3 6 0 0 0 0 0 0 + Adorations, 0 0 0 0 0 0 0 0 0 + Crucifixions, 0 0 0 3 0 0 0 0 0 + Desc. fr. Cross, 5 0 1 3 0 0 2 0 0 + Annunciations, 0 1 0 0 8 0 0 0 0 + Misc. Religious, 20 14 2 9 12 1 2 2 3 + Allegorical, 3 2 1 3 1 0 3 1 0 + Genre, 10 7 6 4 4 0 1 3 0 + Landscape, 20 12 0 4 0 0 5 2 0 + Port. Group, 10 7 1 0 3 0 0 0 0 + Rel. Single Fig., 3 0 0 1 0 0 0 0 0 + Alleg. S.F., 0 0 0 0 0 0 0 0 0 + Portrait S.F., 0 0 0 0 0 0 0 0 0 + Genre S.F., 1 0 0 0 0 0 0 0 0 + + +What types are characteristic of the different kinds of pictures? In +order to answer this question we must ask first, What are the +different kinds of pictures? One answer, at least, is at once +suggested to the student on a comparison of the pictures with their +groupings according to subjects. All those which represent the Madonna +enthroned, with all variations, with or without saints, shepherds or +Holy Family, are very quiet in their action; that is, it is not really +an action at all which they represent, but an attitude--the attitude +of contemplation. This is no less true of the pictures I have called +'Adorations,' in which, indeed, the contemplative attitude is still +more marked. On the other hand, such pictures as the 'Descents,' the +'Annunciations,' and very many of the 'miscellaneous religious,' +allegorical and genre pictures, portray a definite action or event. +Taking together, for instance, in two groups of five each, the first +ten classes in the table, we find that they fall to the six types in +the following proportion: + + + P. D.P. Dg. V. Sq. Ov. + I. 66 13 05 13 03 0 + II. 43 07 14 20 12 04 + + +Inasmuch as II. contains also many 'contemplative' pictures, while I. +contains no 'active' ones, the contrast between the proportions of the +groups would really be sharper than the figures indicate. But as it +is, we see that the pyramid type is characteristic of the +'contemplative' pictures in a much higher degree. If the closely +allied double-pyramid type is taken with it, we have 79 per cent of +the 'contemplative' to 50 per cent, of the 'active' ones. This view is +confirmed by contrasting the 'Adoration,' the most complete example of +one group, with the genre pictures, the most complete example of the +other--and here we see that in the first all are pyramidal, and in the +second only 26 per cent. A class which might be supposed to suggest +the same treatment in composition is that of the portraits--absolute +lack of action being the rule. And we find, indeed, that no single +type is represented within it except the pyramid and double-pyramid, +with 86 per cent. of the former. Thus it is evident that for the type +of picture which expresses the highest degree of quietude, +contemplation, concentration, the pyramid is the characteristic type +of composition. + +But is it not also characteristic of the 'active' pictures, since, as +we see, it has the largest representation in that class too? Perhaps +it might be said that, inasmuch as all pictures are really more +'quiet' than they are 'active,' so the type _par excellence_ is the +pyramidal--a suggestion which is certainly borne out by the table as a +whole. But setting aside for the moment the pyramid and its +sub-variety, we see that the diagonal V-shaped and square types are +much more numerous in the roughly outlined 'active' class. Taking, +again, the genre class as especially representative, we find 23 per +cent. of the diagonal type, and 25 per cent. of the V-shaped. We have +seen how closely allied are these two types, and how gradually one +passes over into the other, so that we may for the nonce take them +together as making up 47 per cent. of the whole. The type of picture +which expresses the highest degree of activity, which aims to tell a +story, has, then, for its characteristic type the V and its varieties. + +The landscape picture presents a somewhat different problem. It cannot +be described as either 'active' or 'passive,' inasmuch as it does not +express either an attitude or an event. There is no definite idea to +be set forth, no point of concentration, as with the altarpieces and +the portraits, for instance; and yet a unity is demanded. An +examination of the proportions of the types shows at once the +characteristic type. + + + P. D.P. Dg. V. Sq. Or. + Landscapes, 13 03 35 36 05 08 + + +It is now necessary to ask what must be the interpretation of the use +of these types of composition. Must we consider the pyramid the +expression of passivity, the diagonal or V, of activity? But the +greatly predominating use of the second for landscapes would remain +unexplained, for at least nothing can be more reposeful than the +latter. It may aid the solution of the problem to remember that the +composition taken as a whole has to meet the demand for unity, at the +same time that it allows free play to the natural expression of the +subject. The altarpiece has to bring about a concentration of +attention to express or induce a feeling of reverence. This is +evidently brought about by the suggestion of the converging lines to +the fixation of the high point in the picture--the small area occupied +by the Madonna and Child--and by the subordination of the free play of +other elements. The contrast between the broad base and the apex gives +a feeling of solidity, of repose; and it seems not unreasonable to +suppose that the tendency to rest the eyes above the center of the +picture directly induces the associated mood of reverence or worship. +Thus the pyramidal form serves two ends; primarily that of giving +unity; and secondarily, by the peculiarity of its mass, that of +inducing the feeling-tone appropriate to the subject of the picture. + +Applying this principle to the so-called 'active' pictures, we see +that the natural movement of attention between the different 'actors' +in the picture must be allowed for, while yet unity is secured. And it +is clear that the diagonal type is just fitted for this. The attention +sweeps down from the high side to the low, from which it returns +through some backward suggestion of lines or interest in the objects +of the high side. Action and reaction--movement and return of +attention--is inevitable under the conditions of this type; and this +it is which allows the free play--which, indeed, _constitutes_ and +expresses the activity belonging to the subject, just as the fixation +of the pyramid constitutes the quietude of the religious picture. Thus +it is that the diagonal composition is particularly suited to portray +scenes of grandeur, and to induce a feeling of awe in the spectator, +because only here can the eye rove in one large sweep from side to +side of the picture, recalled by the mass and interest of the side +from which it moves. The swing of the pendulum is here widest, so to +speak, and all the feeling-tones which belong to wide, free movement +are called into play. If, at the same time, the element of the deep +vista is introduced, we have the extreme of concentration combined +with the extreme of movement; and the result is a picture in the +'grand style'--comparable to high tragedy--in which all the +feeling-tones which wait on motor impulses are, as it were, while yet +in the same reciprocal relation, tuned to the highest pitch. Such a +picture is the _Finding of the Ring_, Paris Bordone (1048), in the +Venice Academy. All the mass and the interest and the suggestion of +attention is toward the right--the sweep of the downward lines and of +the magnificent perspective toward the left--and the effect of the +whole space-composition is of superb largeness of life and feeling. +With it may be compared Titian's _Presentation of the Virgin_ (107), +also in the Academy, Venice. The composition, from the figure moving +upward to one high on the right, to the downward lines, waiting groups +and deep vista on the left, is almost identical with that of the +Bordone. Neither is pure diagonal--that is, it saves itself at last by +an upward movement. Compare also the two great compositions by +Veronese, _Martyrdom of St. Mark_, etc. (1091), in the Doge's Palace, +Venice, and _Esther before Ahasuerus_ (566), in the Uffizi, Florence. +In both, the mass, direction of interest, movement and attention are +toward the left, while all the lines tend diagonally to the right, +where a vista is also suggested--the diagonal making a V just at the +end. Here, too, the effect is of magnificence and vigor. + +If, then, the pyramid belongs to contemplation, the diagonal to +action, what can be said of the type of landscape? It is without +action, it is true, and yet does not express that positive quality, +that _will_ not to act, of the rapt contemplation. The landscape +uncomposed is negative; and it demands unity. Its type of composition, +then, must give it something positive besides unity. It lacks both +concentration and action; but it can gain them both from a space +composition which shall combine unity with a tendency to movement. And +this is given by the diagonal and V-shaped type. This type merely +allows free play to the natural tendency of the 'active' picture; but +it constrains the neutral, inanimate landscape. The shape itself +imparts motion to the picture: the sweep of line, the concentration of +the vista, the unifying power of the inverted triangle between two +masses, act, as it were, externally to the suggestion of the object +itself. There is always enough quiet in a landscape--the overwhelming +suggestion of the horizontal suffices for that; it is movement that is +needed for richness of effect; and, as I have shown, no type imparts +the feeling of movement so strongly as the diagonal and V-shaped type +of composition. It is worth remarking that the perfect V, which is of +course more regular, concentrated, quiet, than the diagonal, is more +frequent than the diagonal among the 'Miscellaneous Religious' +pictures (that is, it is more _needed_), since after all, as has been +said, the final aim of all space composition is just the attainment of +repose. But the landscapes need energy, not repression; and so the +diagonal type is proportionately more numerous. + +The square and oval types, as is seen from the table, are far less +often used. The oval, most infrequent of all, appears only among the +'active' pictures, with the exception of landscape. It usually serves +to unite a group of people among whom there is no one especially +striking--or the object of whose attention is in the center of the +picture, as in the case of the Descent from the Cross. It imparts a +certain amount of movement, but an equable and regular one, as the eye +returns in an even sweep from one side to the other. + +The square type, although only three per cent. of the whole number of +pictures, suggests a point of view which has already been touched on +in the section on Primitive Art. The examples fall into two classes: +in the first, the straight lines across the picture are unrelieved by +the suggestion of any other type; in the second, the pyramid or V is +suggested in the background with more or less clearness by means of +architecture or landscape. In the first class are found, almost +exclusively, early examples of Italian, Dutch and German art; in the +second, pictures of a later period. The rigid square, in short, is +found only at an early stage in the development of composition. +Moreover, all the examples are 'story' pictures, for the most part +scenes from the lives of the saints, etc. Many of them are +double-center--square, that is, with a slight break in the middle, the +grouping purely logical, to bring out the relations of the characters. +Thus, in the _Dream of Saint Martin_, Simone Martini (325), a fresco +at Assisi, the saint lies straight across the picture with his head in +one corner. Behind him on one side, stand the Christ and angels, +grouped closely together, their heads on the same level. Compare also +the _Finding of the Cross_, Piero della Francesca (1088), a serial +picture in two parts, with their respective backgrounds all on the +same level; and most of the frescoes by Giotto at Assisi--in +particular _St. Francis before the Sultan_ (1057), in which the actors +are divided into parties, so to speak. + +These are all, of course, in one sense symmetrical--in the weight of +interest, at least--but they are completely amorphous from an aesthetic +point of view. The _forms_, that is, do not count at all--only the +meanings. The story is told by a clear separation of the parts, and +as, in most stories, there are two principal actors, it merely happens +that they fall into the two sides of the picture. Interesting in +connection with this is the observation that, although the more +anecdotal the picture the more likely it is to be 'double-centered,' +the later the picture the less likely it is to be double-centered. +Thus the square and the double-center composition seem often to be +found in the same picture and to be, both, characteristic of early +composition. On the other hand, a rigid geometrical symmetry is also +characteristic, and these two facts seem to contradict each other. But +it is to be noted, first, that the rigid geometrical symmetry belongs +only to the Madonna Enthroned, and general Adoration pieces; and +secondly, that this very rigidity of symmetry in details can coexist +with variations which destroy balance. Thus, in the _Madonna +Enthroned_, Giotto (715), where absolute symmetry in detail is kept, +the Child sits far out on the right knee of the Madonna. Compare also +_Madonna_, Vitale di Bologna (157), in which the C. is almost falling +off M.'s arms to the right, her head is bent to the right, and a monk +is kneeling at the right lower corner; also _Madonna_, Ottaviano Nelli +(175)--all very early pictures. Hence, it would seem that the symmetry +of these early pictures was not dictated by a conscious demand for +symmetrical arrangement, or rather for real balance, else such +failures would hardly occur. The presence of geometrical symmetry is +more easily explained as the product, in large part, of technical +conditions: of the fact that these pictures were painted as +altarpieces to fill a space definitely symmetrical in character--often, +indeed, with architectural elements intruding into it. We may even +venture to connect the Madonna pictures with the temple images of the +classic period, to explain why it was natural to paint the object of +worship seated exactly facing the worshipper. Thus we may separate the +two classes of pictures, the one giving an object of worship, and thus +taking naturally, as has been said, the pyramidal, symmetrical shape, +and being moulded to symmetry by all other suggestions of technique; +the other aiming at nothing except logical clearness. This antithesis +of the symbol and the story has a most interesting parallel in the two +great classes of primitive art--the one symbolic, merely suggestive, +shaped by the space it had to fill, and so degenerating into the +slavishly symmetrical, the other descriptive, 'story-telling' and +without a trace of space composition. On neither side is there +evidence of direct aesthetic feeling. Only in the course of artistic +development do we find the rigid, yet often unbalanced, symmetry +relaxing into a free substitutional symmetry, and the formless +narrative crystallizing into a really unified and balanced space form. +The two antitheses approach each other in the 'balance' of the +masterpieces of civilized art--in which, for the first time, a real +feeling for space composition makes itself felt. + + * * * * * + + + + +THE AESTHETICS OF UNEQUAL DIVISION. + +BY ROSWELL PARKER ANGIER. + + +PART I. + + +The present paper reports the beginnings of an investigation designed +to throw light on the psychological basis of our aesthetic pleasure in +unequal division. It is confined to horizontal division. Owing to the +prestige of the golden section, that is, of that division of the +simple line which gives a short part bearing the same ratio to the +long part that the latter bears to the whole line, experimentation of +this sort has been fettered. Investigators have confined their efforts +to statistical records of approximations to, or deviations from, the +golden section. This exalts it into a possible aesthetic norm. But such +a gratuitous supposition, by limiting the inquiry to the verification +of this norm, distorts the results, tempting one to forget the +provisional nature of the assumption, and to consider divergence from +the golden section as an error, instead of another example, merely, of +unequal division. We have, as a matter of fact, on one hand, +investigations that do not verify the golden section, and, on the +other hand, a series of attempts to account for our pleasure in it, as +if it were, beyond dispute, the norm. In this way the statistical +inquiries have been narrowed in scope, and interpretation retarded and +misdirected. Statistically our aim should be to ascertain within how +wide limits aesthetically pleasing unequal divisions fall; and an +interpretative principle must be flexible enough to include persistent +variations from any hypothetical norm, unless they can be otherwise +accounted for. If it is not forced on us, we have, in either case, +nothing to do with the golden section. + +Since Fechner, the chief investigation in the aesthetics of simple +forms is that of Witmer, in 1893.[1] Only a small part of his work +relates to horizontal division, but enough to show what seems to me a +radical defect in statistical method, namely, that of accepting a +general average of the average judgments of the several subjects, as +'the most pleasing relation' or 'the most pleasing proportion.'[2] +Such a total average may fall wholly without the range of judgments of +every subject concerned, and tells us nothing certain about the +specific judgments of any one. Even in the case of the individual +subject, if he shows in the course of long experimentation that he has +two distinct sets of judgments, it is not valid to say that his real +norm lies between the two; much less when several subjects are +concerned. If averages are data to be psychophysically explained, they +must fall well within actual individual ranges of judgment, else they +correspond to no empirically determinable psychophysical processes. +Each individual is a locus of possible aesthetic satisfactions. Since +such a locus is our ultimate basis for interpretation, it is inept to +choose, as 'the most pleasing proportion,' one that may have no +correspondent empirical reference. The normal or ideal individual, +which such a norm implies, is not a psychophysical entity which may +serve as a basis of explanation, but a mathematical construction. + + [1] Witmer, Lightner: 'Zur experimentellen Aesthetik einfacher + raeumlicher Formverhaeltnisse,' _Phil. Studien_, 1893, IX., S. + 96-144, 209-263. + +This criticism would apply to judgments of unequal division on either +side the center of a horizontal line. It would apply all the more to +any general average of judgments including both sides, for, as we +shall soon see, the judgments of individuals differ materially on the +two sides, and this difference itself may demand its explanation. And +if we should include within this average, judgments above and below +the center of a vertical line, we should have under one heading four +distinct sets of averages, each of which, in the individual cases, +might show important variations from the others, and therefore require +some variation of explanation. And yet that great leveller, the +general average, has obliterated these vital differences, and is +recorded as indicating the 'most pleasing proportion.'[3] That such an +average falls near the golden section is immaterial. Witmer himself, +as we shall see,[4] does not set much store by this coincidence as a +starting point for explanation, since he is averse to any mathematical +interpretation, but he does consider the average in question +representative of the most pleasing division. + + [2] _op. cit._, 212-215. + + [3] Witmer: _op. cit._, S. 212-215. + + [4] _op. cit._, S. 262. + +I shall now, before proceeding to the details of the experiment to be +recorded, review, very briefly, former interpretative tendencies. +Zeising found that the golden section satisfied his demand for unity +and infinity in the same beautiful object.[5] In the golden section, +says Wundt,[6] there is a unity involving the whole; it is therefore +more beautiful than symmetry, according to the aesthetic principle that +that unification of spatial forms which occurs without marked effort, +which, however, embraces the greater manifold, is the more pleasing. +But to me this manifold, to be aesthetic, must be a sensible manifold, +and it is still a question whether the golden section set of relations +has an actual correlate in sensations. Witmer,[7] however, wrote, at +the conclusion of his careful researches, that scientific aesthetics +allows no more exact statement, in interpretation of the golden +section, than that it forms 'die rechte Mitte' between a too great and +a too small variety. Nine years later, in 1902, he says[8] that the +preference for proportion over symmetry is not a demand for an +equality of ratios, but merely for greater variety, and that 'the +amount of unlikeness or variety that is pleasing will depend upon the +general character of the object, and upon the individual's grade of +intelligence and aesthetic taste.' Kuelpe[9] sees in the golden section +'a special case of the constancy of the relative sensible +discrimination, or of Weber's law.' The division of a line at the +golden section produces 'apparently equal differences' between minor +and major, and major and whole. It is 'the pleasingness of apparently +equal differences.' + + [5] Zelsing, A.: 'Aesthetische Forschungen,' 1855, S. 172; + 'Neue Lehre von den Proportionen des menschlichen Koerpera,' + 1854, S. 133-174. + + [6] Wundt, W.: 'Physiologische Psychologie,' 4te Aufl., + Leipzig, 1893, Bd. II., S. 240 ff. + + [7] _op. cit._, S. 262. + + [8] Witmer, L.: 'Analytical Psychology,' Boston, 1902, p. 74. + + [9] Kuelpe, O.: 'Outlines of Psychology,' Eng. Trans., London, + 1895, pp. 253-255. + +These citations show, in brief form, the history of the interpretation +of our pleasure in unequal division. Zeising and Wundt were alike in +error in taking the golden section as the norm. Zeising used it to +support a philosophical theory of the beautiful. Wundt and others too +hastily conclude that the mathematical ratios, intellectually +discriminated, are also sensibly discriminated, and form thus the +basis of our aesthetic pleasure. An extension of this principle would +make our pleasure in any arrangement of forms depend on the +mathematical relations of their parts. We should, of course, have no +special reason for choosing one set of relationships rather than +another, nor for halting at any intricacy of formulae. But we cannot +make experimental aesthetics a branch of applied mathematics. A theory, +if we are to have psychological explanation at all, must be pertinent +to actual psychic experience. Witmer, while avoiding and condemning +mathematical explanation, does not attempt to push interpretation +beyond the honored category of unity in variety, which is applicable +to anything, and, in principle, is akin to Zeising's unity and +infinity. We wish to know what actual psychophysical functionings +correspond to this unity in variety. Kuelpe's interpretation is such an +attempt, but it seems clear that Weber's law cannot be applied to the +division at the golden section. It would require of us to estimate the +difference between the long side and the short side to be equal to +that of the long side and the whole. A glance at the division shows +that such complex estimation would compare incomparable facts, since +the short and the long parts are separated, while the long part is +inclosed in the whole. Besides, such an interpretation could not apply +to divisions widely variant from the golden section. + +This paper, as I said, reports but the beginnings of an investigation +into unequal division, confined as it is to results obtained from the +division of a simple horizontal line, and to variations introduced as +hints towards interpretation. The tests were made in a partially +darkened room. The apparatus rested on a table of ordinary height, the +part exposed to the subject consisting of an upright screen, 45 cm. +high by 61 cm. broad, covered with black cardboard, approximately in +the center of which was a horizontal opening of considerable size, +backed by opal glass. Between the glass and the cardboard, flush with +the edges of the opening so that no stray light could get through, a +cardboard slide was inserted from behind, into which was cut the +exposed figure. A covered electric light illuminated the figure with a +yellowish-white light, so that all the subject saw, besides a dim +outline of the apparatus and the walls of the room, was the +illuminated figure. An upright strip of steel, 11/2 mm. wide, movable in +either direction horizontally by means of strings, and controlled by +the subject, who sat about four feet in front of the table, divided +the horizontal line at any point. On the line, of course, this +appeared as a movable dot. The line itself was arbitrarily made 160 +mm. long, and 11/2 mm. wide. The subject was asked to divide the line +unequally at the most pleasing place, moving the divider from one end +slowly to the other, far enough to pass outside any pleasing range, +or, perhaps, quite off the line; then, having seen the divider at all +points of the line, he moved it back to that position which appealed +to him as most pleasing. Record having been made of this, by means of +a millimeter scale, the subject, without again going off the line, +moved to the pleasing position on the other side of the center. He +then moved the divider wholly off the line, and made two more +judgments, beginning his movement from the other end of the line. +These four judgments usually sufficed for the simple line for one +experiment. In the course of the experimentation each of nine subjects +gave thirty-six such judgments on either side the center, or +seventy-two in all. + +In Fig. 1, I have represented graphically the results of these +judgments. The letters at the left, with the exception of _X_, mark +the subjects. Beginning with the most extreme judgments on either side +the center, I have erected modes to represent the number of judgments +made within each ensuing five millimeters, the number in each case +being denoted by the figure at the top of the mode. The two vertical +dot-and-dash lines represent the means of the several averages of all +the subjects, or the total averages. The short lines, dropped from +each of the horizontals, mark the individual averages of the divisions +either side the center, and at _X_ these have been concentrated into +one line. Subject _E_ obviously shows two pretty distinct fields of +choice, so that it would have been inaccurate to condense them all +into one average. I have therefore given two on each side the center, +in each case subsuming the judgments represented by the four end modes +under one average. In all, sixty judgments were made by _E_ on each +half the line. Letter _E¹_ represents the first thirty-six; _E squared_ the +full number. A comparison of the two shows how easily averages shift; +how suddenly judgments may concentrate in one region after having been +for months fairly uniformly distributed. The introduction of one more +subject might have varied the total averages by several points. Table +I. shows the various averages and mean variations in tabular form. + + +TABLE I. + Left. Right. + Div. M.V. Div. M.V. + _A_ 54 2.6 50 3.4 + _B_ 46 4.5 49 5.7 + _C_ 75 1.8 71 1.6 + _D_ 62 4.4 56 4.1 + _E¹_ 57 10.7 60 8.7 + _F_ 69 2.6 69 1.6 + _G_ 65 3.7 64 2.7 + _H_ 72 3.8 67 2.1 + _J_ 46 1.9 48 1.3 + -- --- -- --- +Total 60 3.9 59 3.5 + +Golden Section = 61.1. + + ¹These are _E_'s general averages on 36 judgments. Fig. 1, + however, represents two averages on each side the center, for + which the figures are, on the left, 43 with M.V. 3.6; and 66 + with M.V. 5.3. On the right, 49, M.V. 3.1; and 67, M.V. 2.7. + For the full sixty judgments, his total average was 63 on the + left, and 65 on the right, with mean variations of 9.8 and 7.1 + respectively. The four that _E squared_ in Fig. 1 shows graphically + were, for the left, 43 with M.V. 3.6; and 68, M.V. 5.1. On the + right, 49, M.V. 3.1; and 69, M.V. 3.4. + + +[Illustration: FIG. 1.] + +Results such as are given in Fig. 1, appear to warrant the criticism +of former experimentation. Starting with the golden section, we find +the two lines representing the total averages running surprisingly +close to it. This line, however, out of a possible eighteen chances, +only twice (subjects _D_ and _G_) falls wholly within the mode +representing the maximum number of judgments of any single subject. In +six cases (_C_ twice, _F_, _H_, _J_ twice) it falls wholly without any +mode whatever; and in seven (_A_, _B_ twice, _E_, _F_, _G_, _H_) +within modes very near the minimum. Glancing for a moment at the +individual averages, we see that none coincides with the total +(although _D_ is very near), and that out of eighteen, only four (_D_ +twice, _G_ twice) come within five millimeters of the general average, +while eight (_B_, _C_, _J_ twice each, _F_, _H_) lie between ten and +fifteen millimeters away. The two total averages (although near the +golden section), are thus chiefly conspicuous in showing those regions +of the line that were avoided as not beautiful. Within a range of +ninety millimeters, divided into eighteen sections of five millimeters +each, there are ten such sections (50 mm.) each of which represents +the maximum of some one subject. The range of maximum judgments is +thus about one third the whole line. From such wide limits it is, I +think, a methodological error to pick out some single point, and +maintain that any explanation whatever of the divisions there made +interprets adequately our pleasure in unequal division. Can, above +all, the golden section, which in only two cases (_D_, _G_) falls +within the maximum mode; in five (_A_, _C_, _F_, _J_ twice) entirely +outside all modes, and in no single instance within the maximum on +both sides the center--can this seriously play the role of aesthetic +norm? + +I may state here, briefly, the results of several sets of judgments on +lines of the same length as the first but wider, and on other lines of +the same width but shorter. There were not enough judgments in either +case to make an exact comparison of averages valuable, but in three +successively shorter lines, only one subject out of eight varied in a +constant direction, making his divisions, as the line grew shorter, +absolutely nearer the ends. He himself felt, in fact, that he kept +about the same absolute position on the line, regardless of the +successive shortenings, made by covering up the ends. This I found to +be practically true, and it accounts for the increasing variation +toward the ends. Further, with all the subjects but one, two out of +three pairs of averages (one pair for each length of line) bore the +same relative positions to the center as in the normal line. That is, +if the average was nearer the center on the left than on the right, +then the same held true for the smaller lines. Not only this. With one +exception, the positions of the averages of the various subjects, when +considered relatively to one another, stood the same in the shorter +lines, in two cases out of three. In short, not only did the pair of +averages of each subject on each of the shorter lines retain the same +relative positions as in the normal line, but the zone of preference +of any subject bore the same relation to that of any other. Such +approximations are near enough, perhaps, to warrant the statement that +the absolute length of line makes no appreciable difference in the +aesthetic judgment. In the wider lines the agreement of the judgments +with those of the normal line was, as might be expected, still closer. +In these tests only six subjects were used. As in the former case, +however, _E_ was here the exception, his averages being appreciably +nearer the center than in the original line. But his judgments of this +line, taken during the same period, were so much on the central tack +that a comparison of them with those of the wider lines shows very +close similarity. The following table will show how _E_'s judgments +varied constantly towards the center: + + AVERAGE. + L. R. + 1. Twenty-one judgments (11 on L. and 10 on R.) during + experimentation on _I¹, I squared_, etc., but not on same days. 64 65 + + 2. Twenty at different times, but immediately before + judging on _I¹, I squared_, etc. 69 71 + + 3. Eighteen similar judgments, but immediately after + judging on _I¹, I squared_, etc. 72 71 + + 4. Twelve taken after all experimentation with _I¹_, + _I squared_, etc., had ceased. 71 69 + + +The measurements are always from the ends of the line. It looks as if +the judgments in (3) were pushed further to the center by being +immediately preceded by those on the shorter and the wider lines, but +those in (1) and (2) differ markedly, and yet were under no such +influences. + +From the work on the simple line, with its variations in width and +length, these conclusions seem to me of interest. (1) The records +offer no one division that can be validly taken to represent 'the most +pleasing proportion' and from which interpretation may issue. (2) With +one exception (_E_) the subjects, while differing widely from one +another in elasticity of judgment, confined themselves severally to +pretty constant regions of choice, which hold, relatively, for +different lengths and widths of line. (3) Towards the extremities +judgments seldom stray beyond a point that would divide the line into +fourths, but they approach the center very closely. Most of the +subjects, however, found a _slight_ remove from the center +disagreeable. (4) Introspectively the subjects were ordinarily aware +of a range within which judgments might give equal pleasure, although +a slight disturbance of any particular judgment would usually be +recognized as a departure from the point of maximum pleasingness. This +feeling of potential elasticity of judgment, combined with that of +certainty in regard to any particular instance, demands--when the +other results are also kept in mind--an interpretative theory to take +account of every judgment, and forbids it to seize on an average as +the basis of explanation for judgments that persist in maintaining +their aesthetic autonomy. + +I shall now proceed to the interpretative part of the paper. Bilateral +symmetry has long been recognized as a primary principle in aesthetic +composition. We inveterately seek to arrange the elements of a figure +so as to secure, horizontally, on either side of a central point of +reference, an objective equivalence of lines and masses. At one +extreme this may be the rigid mathematical symmetry of geometrically +similar halves; at the other, an intricate system of compensations in +which size on one side is balanced by distance on the other, +elaboration of design by mass, and so on. Physiologically speaking, +there is here a corresponding equality of muscular innervations, a +setting free of bilaterally equal organic energies. Introspection will +localize the basis of these in seemingly equal eye movements, in a +strain of the head from side to side, as one half the field is +regarded, or the other, and in the tendency of one half the body +towards a massed horizontal movement, which is nevertheless held in +check by a similar impulse, on the part of the other half, in the +opposite direction, so that equilibrium results. The psychic +accompaniment is a feeling of balance; the mind is aesthetically +satisfied, at rest. And through whatever bewildering variety of +elements in the figure, it is this simple bilateral equivalence that +brings us to aesthetic rest. If, however, the symmetry is not good, if +we find a gap in design where we expected a filling, the accustomed +equilibrium of the organism does not result; psychically there is lack +of balance, and the object is aesthetically painful. We seem to have, +then, in symmetry, three aspects. First, the objective quantitative +equality of sides; second, a corresponding equivalence of bilaterally +disposed organic energies, brought into equilibrium because acting in +opposite directions; third, a feeling of balance, which is, in +symmetry, our aesthetic satisfaction. + +It would be possible, as I have intimated, to arrange a series of +symmetrical figures in which the first would show simple geometrical +reduplication of one side by the other, obvious at a glance; and the +last, such a qualitative variety of compensating elements that only +painstaking experimentation could make apparent what elements balanced +others. The second, through its more subtle exemplification of the +rule of quantitative equivalence, might be called a higher order of +symmetry. Suppose now that we find given, objects which, aesthetically +pleasing, nevertheless present, on one side of a point of reference, +or center of division, elements that actually have none corresponding +to them on the other; where there is not, in short, _objective_ +bilateral equivalence, however subtly manifested, but, rather, a +complete lack of compensation, a striking asymmetry. The simplest, +most convincing case of this is the horizontal straight line, +unequally divided. Must we, because of the lack of objective equality +of sides, also say that the bilaterally equivalent muscular +innervations are likewise lacking, and that our pleasure consequently +does not arise from the feeling of balance? A new aspect of +psychophysical aesthetics thus presents itself. Must we invoke a new +principle for horizontal unequal division, or is it but a subtly +disguised variation of the more familiar symmetry? And in vertical +unequal division, what principle governs? A further paper will deal +with vertical division. The present paper, as I have said, offers a +theory for the horizontal. + +To this end, there were introduced, along with the simple line figures +already described, more varied ones, designed to suggest +interpretation. One whole class of figures was tried and discarded +because the variations, being introduced at the ends of the simple +line, suggested at once the up-and-down balance of the lever about the +division point as a fulcrum, and became, therefore, instances of +simple symmetry. The parallel between such figures and the simple line +failed, also, in the lack of homogeneity on either side the division +point in the former, so that the figure did not appear to center at, +or issue from the point of division, but rather to terminate or +concentrate in the end variations. A class of figures that obviated +both these difficulties was finally adopted and adhered to throughout +the work. As exposed, the figures were as long as the simple line, but +of varying widths. On one side, by means of horizontal parallels, the +horizontality of the original line was emphasized, while on the other +there were introduced various patterns (fillings). Each figure was +movable to the right or the left, behind a stationary opening 160 mm. +in length, so that one side might be shortened to any desired degree +and the other at the same time lengthened, the total length remaining +constant. In this way the division point (the junction of the two +sides) could be made to occupy any position on the figure. The figures +were also reversible, in order to present the variety-filling on the +right or the left. + +If it were found that such a filling in one figure varied from one in +another so that it obviously presented more than the other of some +clearly distinguishable element, and yielded divisions in which it +occupied constantly a shorter space than the other, then we could, +theoretically, shorten the divisions at will by adding to the filling +in the one respect. If this were true it would be evident that what we +demand is an equivalence of fillings--a shorter length being made +equivalent to the longer horizontal parallels by the addition of more +of the element in which the two short fillings essentially differ. It +would then be a fair inference that the different lengths allotted by +the various subjects to the short division of the simple line result +from varying degrees of substitution of the element, reduced to its +simplest terms, in which our filling varied. Unequal division would +thus be an instance of bilateral symmetry. + +The thought is plausible. For, in regarding the short part of the line +with the long still in vision, one would be likely, from the aesthetic +tendency to introduce symmetry into the arrangement of objects, to be +irritated by the discrepant inequality of the two lengths, and, in +order to obtain the equality, would attribute an added significance to +the short length. If the assumption of bilateral equivalence +underlying this is correct, then the repetition, in quantitative +terms, on one side, of what we have on the other, constitutes the +unity in the horizontal disposition of aesthetic elements; a unity +receptive to an almost infinite variety of actual visual +forms--quantitative identity in qualitative diversity. If presented +material resists objective symmetrical arrangement (which gives, with +the minimum expenditure of energy, the corresponding bilateral +equivalence of organic energies) we obtain our organic equivalence in +supplementing the weaker part by a contribution of energies for which +it presents no obvious visual, or objective, basis. From this there +results, by reaction, an objective equivalence, for the psychic +correlate of the additional energies freed is an attribution to the +weaker part, in order to secure this feeling of balance, of some added +qualities, which at first it did not appear to have. In the case of +the simple line the lack of objective symmetry that everywhere meets +us is represented by an unequal division. The enhanced significance +acquired by the shorter part, and its psychophysical basis, will +engage us further in the introspection of the subjects, and in the +final paragraph of the paper. In general, however, the phenomenon that +we found in the division of the line--the variety of divisions given +by any one object, and the variations among the several subjects--is +easily accounted for by the suggested theory, for the different +subjects merely exemplify more fixedly the shifting psychophysical +states of any one subject. + +In all, five sets of the corrected figures were used. Only the second, +however, and the fifth (chronologically speaking) appeared indubitably +to isolate one element above others, and gave uniform results. But +time lacked to develop the fifth sufficiently to warrant positive +statement. Certain uniformities appeared, nevertheless, in all the +sets, and find due mention in the ensuing discussion. The two figures +of the second set are shown in Fig. 2. Variation No. III. shows a +design similar to that of No. II., but with its parts set more closely +together and offering, therefore, a greater complexity. In Table II. +are given the average divisions of the nine subjects. The total length +of the figure was, as usual, 160 mm. Varying numbers of judgments were +made on the different subjects. + +[Illustration: FIG. 2.] + + +TABLE II. + + No. I. No. II. No. I. (reversed). No. II. (reversed). + L. R. L. R. R. L. R. L. + + A 55 0 48 0 59 0 50 0 + B 59 0 44 0 63 0 52 0 + C 58 0 56 0 52 0 50 0 + D 60 0 56 0 60 0 55 0 + E 74 59 73 65 74 60 75 67 + F 61 67 60 66 65 64 62 65 + G 64 64 62 68 63 64 53 67 + H 76 68 75 64 66 73 67 71 + J 49 0 41 0 50 0 42 0 + -- -- -- -- -- -- -- -- + Total. 61 64 57 65 61 65 54 67 + + +With the complex fillings at the left, it will be seen, firstly, that +in every case the left judgment on No. III. is less than that on No. +II. With the figures reversed, the right judgments on No. III. are +less than on No. II., with the exception of subjects _E_ and _H_. +Secondly, four of the subjects only (_E_, _F_, _G_ and _H_) had +judgments also on the side which gave the complex filling the larger +space; to _E_, _F_ and _G_, these were secondary preferences; to _H_ +they were always primary. Thirdly, the judgments on No. III. are less, +in spite of the fact that the larger component parts of No. II., might +be taken as additional weight to that side of the line, and given, +therefore, the shorter space, according to the principle of the lever. + +The subjects, then, that appear not to substantiate our suggested +theory are _E_ and _H_, who in the reversed figures give the shorter +space to the less complex filling, and _F_ and _G_, who, together with +_E_ and _H_, have always secondary judgments that allot to either +complex filling a larger space than to the simple horizontal. +Consider, first, subjects _E_ and _H_. For each, the difference in +division of II. and III. is in any case very slight. Further, subject +_E_, in judgments where the complex filling _exceeds_ the horizontal +parallels in length, still gives the more complex of the two fillings +markedly the shorter space, showing, apparently, that its additional +complexity works there in accord with the theory. There was, according +to his introspection, another principle at work. As a figure, he +emphatically preferred II. to III. The filling of II. made up, he +found, by its greater interest, for lack of length. He here secured a +balance, in which the interest of the complex material compensated for +the greater _extent_ of the simpler horizontals. This accounts for its +small variation from III., and even for its occupying the smaller +space. But in judgments giving the two complex fillings the larger +space, the more interesting material _exceeded_ in extent the less +interesting. In such divisions the balance was no longer uppermost in +mind, but the desire to get as much as possible of the interesting +filling. To this end the horizontal parallels were shortened as far as +they could be without becoming insignificant. But unless some element +of balance were there (although not present to introspection) each +complex filling, when up for judgment, would have been pushed to the +same limit. It, therefore, does seem, in cases where the complex +fillings occupied a larger space than the horizontals, that the +subject, not trying consciously to secure a balance of _interests_, +was influenced more purely by the factor of complexity, and that his +judgments lend support to our theory. + +Subject H was the only subject who consistently _preferred_ to have +all complex fillings occupy the larger space. Introspection invariably +revealed the same principle of procedure--he strove to get as much of +the interesting material as he could. He thought, therefore, that in +every case he moved the complex filling to that limit of the pleasing +range that he found on the simple line, which would yield him most of +the filling. Balance did not appear prominent in his introspection. A +glance, however, at the results shows that his introspection is +contradicted. For he maintains approximately the same division on the +right in all the figures, whether reversed or not, and similarly on +the left. The average on the right for all four is 67; on the left it +is 74. Comparing these with the averages on the simple line, we see +that the right averages coincide exactly, while the left but slightly +differ. I suspect, indeed, that the fillings did not mean much to _H_, +except that they were 'interesting' or 'uninteresting'; that aside +from this he was really abstracting from the filling and making the +same judgments that he would make on the simple line. Since he was +continually aware that they fell within the 'pleasing range' on the +simple line, this conclusion is the more plausible. + +Perhaps these remarks account for the respective uniformities of the +judgments of _E_ and _H_, and their departure from the tendency of the +other subjects to give the more complex filling constantly the shorter +space. But subjects _F_ and _G_ also had judgments (secondary with +both of them) giving to the complex filling a larger extent than to +the parallels. With them one of two principles, I think, applies: The +judgments are either instances of abstraction from the filling, as +with _H_, or one of simpler gravity or vertical balance, as +distinguished from the horizontal equivalence which I conceive to be +at the basis of the other divisions. With _F_ it is likely to be the +latter, since the divisions of the figures under discussion do not +approach very closely those of the simple line, and because +introspectively he found that the divisions giving the complex the +larger space were 'balance' divisions, while the others were +determined with 'reference to the character of the fillings.' From _G_ +I had no introspection, and the approximation of his judgments to +those he gave for the simple line make it probable that with him the +changes in the character of the filling had little significance. The +average of his judgments in which the complex filling held the greater +space is 66, while the averages on the simple line were 65 on the +left, and 64 on the right. And, in general, abstraction from filling +was easy, and to be guarded against. Subject _C_, in the course of the +work, confessed to it, quite unsolicited, and corrected himself by +giving thenceforth _all_ complex fillings much smaller space than +before. Two others noticed that it was particularly hard not to +abstract. Further, none of the four subjects mentioned (with that +possible exception of _E_) showed a sensitiveness similar to that of +the other five. + +With the exception of _H_, and in accord with the constant practice of +the other five, these subjects, too, occasionally found no pleasing +division in which the complex filling preponderated in length over the +horizontals. It was uniformly true, furthermore, in every variation +introduced in the course of the investigation, involving a complex and +a simple filling, that all the nine subjects but _H_ _preferred_ the +complex in the shorter space; that five refused any divisions offering +it in the larger space; that these five showed more sensitiveness to +differences in the character of fillings; and that with one exception +(_C_) the divisions of the simple line which these subjects gave were +nearer the ends than those of the others. It surely seems plausible +that those most endowed with aesthetic sensitiveness would find a +division near the center more unequal than one nearer the end; for one +side only slightly shorter than the other would at once seem to mean +the same thing to them, and yet, because of the obvious difference in +length, be something markedly different, and they would therefore +demand a part short enough to give them sharp qualitative difference, +with, however, in some way, quantitative equivalence. When the short +part is too long, it is overcharged with significance, it strives to +be two things at once and yet neither in its fulness. + +We thus return to the simple line. I have considered a series of +judgments on it, and a series on two different figures, varying in the +degree of complexity presented, in one of their fillings. It remains +very briefly to see if the introspection on the simple line furnishes +further warrant for carrying the complexities over into the simple +line and so giving additional validity to the outlined theory of +substitution. The following phrases are from introspective notes. + +_A_. Sweep wanted over long part. More attention to short. +Significance of whole in short. Certainly a concentration of interest +in the short. Short is efficacious. Long means rest; short is the +center of things. Long, an effortless activity; short, a more +strenuous activity. When complex fillings are introduced, subject is +helped out; does not have to put so much into the short division. In +simple line, subject _introduces_ the concentration. In complex +figures the concentration is objectified. In _equal_ division subject +has little to do with it; the _unequal_ depends on the subject--it +calls for appreciation. Center of references is the division point, +and the eye movements to right and left begin here, and here return. +The line centers there. The balance is a horizontal affair. + +_B_. Center a more reposing division. Chief attention to division +point, with side excursions to right and left, when refreshment of +perception is needed. The balance is horizontal and not vertical. + +_C_. A balance with variety, or without symmetry. Centers at division +point and wants sweep over long part. More concentration on short +part. Subjective activity there--an introduction of energy. A +contraction of the muscles used in active attention. Long side easier, +takes care of itself, self-poised. Line centers at division point. +Active with short division. Introduces activity, which is equivalent +to the filling that the complex figures have; in these the introduced +activity is objectified--made graphic. + +_D_. Focal point at division point: wants the interesting things in a +picture to occupy the left (when short division is also on left). +Short division the more interesting and means greater complication. +When the pleasing division is made, eyes move first over long and then +over short. Division point the center of real reference from which +movements are made. + +_E_. No reference to center in making judgments; hurries over center. +All portions of simple line of equal interest; but in unequal division +the short gets a non-apparent importance, for the line is then a +scheme for the representation of materials of different interest +values. When the division is too short, the imagination refuses to +give it the proportionally greater importance that it would demand. +When too long it is too near equality. In enjoying line, the division +point is fixed, with shifts of attention from side to side. An +underlying intellectual assignment of more value to short side, and +then the sense-pleasure comes; the two sides have then an equality. + +_F_. Middle vulgar, common, prosaic; unequal lively. Prefers the +lively. Eyes rest on division point, moving to the end of long and +then of short. Ease, simplicity and restfulness are proper to the long +part of complex figures. Short part of simple line looks wider, +brighter and more important than long. + +_G_. Unequal better than equal. Eye likes movement over long and then +over short. Subject interested only in division point. Short part +gives the aesthetic quality to the line. + +_H_. Center not wanted. Division point the center of interest. (No +further noteworthy introspection from _H_, but concerning complex +figures he said that he wanted simple or the compact on the short, and +the interesting on the long.) + +These introspective notes were given at different times, and any +repetitions serve only to show constancy. The subjects were usually +very certain of their introspection. In general it appears to me to +warrant these three statements: (1) That the center of interest is the +division point, whence eye-movements, or innervations involving, +perhaps, the whole motor system, are made to either side. (2) That +there is some sort of balance or equivalence obtained (a bilateral +symmetry), which is not, however, a vertical balance--that is, one of +weights pulling downwards, according to the principle of the lever. +All the subjects repudiated the suggestion of vertical balance. (3) +That the long side means ease and simplicity, and represents +graphically exactly what it means; that the short side means greater +intensity, concentration, or complexity, and that this is substituted +by the subject; the short division, unlike the long, means something +that it does not graphically represent. + +So much for the relation between what is objectively given and the +significance subjectively attributed to it. There remains still the +translation into psychophysical terms. The results on the complex +figures (showing that a division may be shortened by making the +innervations on that side increasingly more involved) lend +plausibility to the interpretation that the additional significance +is, in visual terms, a greater intricacy or difficulty of +eye-movement, actual or reproduced; or, in more general terms, a +greater tension of the entire motor system. In such figures the +psychophysical conditions for our pleasure in the unequal division of +the simple horizontal line are merely graphically symbolized, not +necessarily duplicated. On page 553 I roughly suggested what occurs in +regarding the unequally divided line. More exactly, this: the long +section of the line gives a free sweep of the eyes from the division +point, the center, to the end; or again, a free innervation of the +motor system. The sweep the subject makes sure of. Then, with that as +standard, the aesthetic impulse is to secure an equal and similar +movement, from the center, in the opposite direction. It is checked, +however, by the end point of the short side. The result is the +innervation of antagonistic muscles, by which the impression is +intensified. For any given subject, then, the pleasing unequal +division is at that point which causes quantitatively equal +physiological discharges, consisting of the simple movement, on one +hand, and, on the other, the same kind of movement, compounded with +the additional innervation of the antagonists resulting from the +resistance of the end point. Since, when the characteristic movements +are being made for one side, the other is always in simultaneous +vision, the sweep receives, by contrast, further accentuation, and the +innervation of antagonists doubtless begins as soon as movement on the +short side is begun. The whole of the short movement is, therefore, +really a resultant of the tendency to sweep and this necessary +innervation of antagonists. The correlate of the equivalent +innervations is equal sensations of energy of movement coming from the +two sides. Hence the feeling of balance. Hence (from the lack of +unimpeded movement on the short side) the feeling there of +'intensity,' or 'concentration,' or 'greater significance.' Hence, +too, the 'ease,' the 'simplicity,' the 'placidity' of the long side. + +As in traditional symmetry, the element of unity or identity, in +unequal division, is a repetition, in quantitative terms, on one side, +of what is given on the other. In the simple line the _equal_ division +gives us obviously exact objective repetition, so that the +psychophysical correlates are more easily inferred, while the +_unequal_ offers apparently no compensation. But the psychophysical +contribution of energies is not gratuitous. The function of the +increment of length on one side, which in the centrally divided line +makes the divisions equal, is assumed in unequal division by the end +point of the short side; the uniform motor innervations in the former +become, in the latter, the additional innervation of antagonists, +which gives the equality. The two are separated only in degree. The +latter may truly be called, however, a symmetry of a higher order, +because objectively the disposition of its elements is not graphically +obvious, and psychophysically, the quantitative unity is attained +through a greater variety of processes. Thus, in complex works of art, +what at first appears to be an unsymmetrical composition, is, if +beautiful, only a subtle symmetry. There is present, of course, an +arithmetically unequal division of horizontal extent, aside from the +filling. But our pleasure in this, _without_ filling, has been seen to +be also a pleasure in symmetry. We have, then, the symmetry of equally +divided extents and of unequally divided extents. They have in common +bilateral equivalence of psychophysical processes; the nature of these +differs. In both the principle of unity is the same. The variety +through which it works is different. + + * * * * * + + + + + STUDIES IN ANIMAL PSYCHOLOGY. + + + + + * * * * * + + + + +HABIT FORMATION IN THE CRAWFISH CAMBARUS AFFINIS.[1] + +BY ROBERT M. YERKES AND GURRY E. HUGGINS. + + [1] See also Yerkes, Robert: 'Habit-Formation in the Green + Crab, _Carcinus Granulalus_,' _Biological Bulletin_, Vol. III., + 1902, pp. 241-244. + + +This paper is an account of some experiments made for the purpose of +testing the ability of the crawfish to profit by experience. It is +well known that most vertebrates are able to learn, but of the +invertebrates there are several classes which have not as yet been +tested. + +The only experimental study of habit formation in a crustacean which +we have found is that of Albrecht Bethe[2] on the crab, _Carcinus +maenas_. In his excellent paper on the structure of the nervous system +of _Carcinus_ Bethe calls attention to a few experiments which he made +to determine, as he puts it, whether the crab possesses psychic +processes. The following are the observations made by him. Experiment +I. A crab was placed in a basin which contained in its darkest corner +an _Eledone_ (a Cephalopod). The crab at once moved into the dark +region because of its instinct to hide, and was seized by the +_Eledone_ and drawn under its mantle. The experimenter then quickly +freed the crab from its enemy and returned it to the other end of the +basin. But again the crab returned to the dark and was seized. This +was repeated with one animal five times and with another six times +without the least evidence that the crabs profited by their +experiences with the _Eledone_. Experiment 2. Crabs in an aquarium +were baited with meat. The experimenter held his hand above the food +and each time the hungry crab seized it he caught the animal and +maltreated it, thus trying to teach the crabs that meat meant danger. +But as in the previous experiment several repetitions of the +experience failed to teach the crabs that the hand should be avoided. +From these observations Bethe concludes that _Carcinus_ has no +'psychic qualities' (_i.e._, is unable to profit by experience), but +is a reflex machine. + + [2] Bethe, Albrecht: 'Das Centralnervensystem von _Carcinus + maenas_,' II. Theil., _Arch. f. mikr. Anat._, Bd. 51, 1898, S. + 447. + +Bethe's first test is unsatisfactory because the crabs have a strong +tendency to hide from the experimenter in the darkest corner. Hence, +if an association was formed, there would necessarily be a conflict of +impulses, and the region in which the animal would remain would depend +upon the relative strengths of its fear of the experimenter and of the +_Eledone_. This objection is not so weighty, however, as is that which +must obviously be made to the number of observations upon which the +conclusions are based. Five or even twenty-five repetitions of such an +experiment would be an inadequate basis for the statements made by +Bethe. At least a hundred trials should have been made. The same +objection holds in case of the second experiment. In all probability +Bethe's statements were made in the light of long and close +observation of the life habits of _Carcinus_; we do not wish, +therefore, to deny the value of his observations, but before accepting +his conclusions it is our purpose to make a more thorough test of the +ability of crustaceans to learn. + +[Illustration: FIG. 1. Ground Plan of Labyrinth. _T_, triangular +compartment from which animal was started; _P_, partition at exit; +_G_, glass plate closing one exit passage. Scale 1/6.] + +For determining whether the crawfish is able to learn a simple form of +the labyrinth method was employed. A wooden box (Fig. 1) 35 cm. long, +24 cm. wide and 15 cm. deep, with one end open, and at the other end +a triangular compartment which communicated with the main portion of +the box by an opening 5 cm. wide, served as an experiment box. At the +open end of this box a partition (_P_) 6 cm. long divided the opening +into two passages of equal width. Either of these passages could be +closed with a glass plate (_G_), and the subject thus forced to escape +from the box by the choice of a certain passage. This box, during the +experiments, was placed in the aquarium in which the animals lived. In +order to facilitate the movement of the crawfish toward the water, the +open end was placed on a level with the water in the aquarium, and the +other end was raised so that the box made an angle of 6 deg. with the +horizontal. + +Experiments were made under uniform conditions, as follows. A subject +was taken from the aquarium and placed in a dry jar for about five +minutes, in order to increase the desire to return to the water; it +was then put into the triangular space of the experiment box and +allowed to find its way to the aquarium. Only one choice of direction +was necessary in this, namely, at the opening where one of the +passages was closed. That the animal should not be disturbed during +the experiment the observer stood motionless immediately behind the +box. + +Before the glass plate was introduced a preliminary series of tests +was made to see whether the animals had any tendency to go to one side +on account of inequality of illumination, of the action of gravity, or +any other stimulus which might not be apparent to the experimenter. +Three subjects were used, with the results tabulated. + + + Exit by Exit by + Right Passage Left Passage. + No. 1 6 4 + No. 2 7 3 + No. 3 3 7 + 16 14 + + +Since there were more cases of exit by the right-hand passage, it was +closed with the glass plate, and a series of experiments made to +determine whether the crawfish would learn to avoid the blocked +passage and escape to the aquarium by the most direct path. Between +March 13 and April 14 each of the three animals was given sixty +trials, an average of two a day. In Table I. the results of these +trials are arranged in groups of ten, according to the choice of +passages at the exit. Whenever an animal moved beyond the level of the +partition (_P_) on the side of the closed passage the trial was +counted in favor of the closed passage, even though the animal turned +back before touching the glass plate and escaped by the open passage. + + +TABLE I. + +HABIT FORMATION IN THE CRAWFISH.¹ + + Experiments. No. 1 No. 2 No. 3 Totals Per cent + Open Closed Open Closed Open Closed Open Closed Open + 1-10 8 2 5 5 2 8 15 15 50.0 + 11-20 4 6 8 2 6 4 18 12 60.0 + 21-30 6 3 squared 8 2 8 2 22 7 75.8 + 31-40 9 1 8 2 8 2 25 5 83.3 + 41-50 8 2 8 2 7 3 23 7 76.6 + 51-60 10 0 8 2 9 1 27 3 90.0 + + TEST OF PERMANENCY OF HABIT AFTER 14 DAYS' REST. + + 61-70 6 4 8 2 8 2 22 8 73.3 + (1-10) + 71-80 6 4 8 2 7 3 21 9 70.0 + (11-20) + + ¹The experiments of this table were made by F.D. Bosworth. + + squaredOne trial in which the subject failed to return to the water + within thirty minutes. + + +In these experiments there is a gradual increase in the number of +correct choices (_i.e._, choice of the 'open' passage) from 50 per +cent. for the first ten trials to 90 per cent. for the last ten +(trials 51-60). The test of permanency, made after two weeks, shows +that the habit persisted. + +Although the observations just recorded indicate the ability of the +crawfish to learn a simple habit, it seems desirable to test the +matter more carefully under somewhat different conditions. For in the +experiments described the animals were allowed to go through the box +day after day without any change in the floor over which they passed, +and as it was noted that they frequently applied their antennae to the +bottom of the box as they moved along, it is possible that they were +merely following a path marked by an odor or by moistness due to the +previous trips. To discover whether this was really the case +experiments were made in which the box was thoroughly washed out after +each trip. + +The nature of the test in the experiments now to be recorded is the +same as the preceding, but a new box was used. Fig. 2 is the floor +plan and side view of this apparatus. It was 44.5 cm. long, 23.5 cm. +wide and 20 cm. deep. The partition at the exit was 8.5 cm. in length. +Instead of placing this apparatus in the aquarium, as was done in the +previous experiments, a tray containing sand and water was used to +receive the animals as they escaped from the box. The angle of +inclination was also changed to 7 deg.. For the triangular space in which +the animals were started in the preceding tests a rectangular box was +substituted, and from this an opening 8 cm. wide by 5 cm. deep gave +access to the main compartment of the box. + +[Illustration: FIG. 2. Floor Plan and Side View of Labyrinth Number 2. +_E_, entrance chamber from which animal was started; _C_, cloth +covering _E_; _M_, mirror; _T_, tray containing sand and water; _G_, +glass plate; _P_, partition; _R_, right exit passage; _L_, left exit +passage. Scale 1/8.] + +A large healthy crawfish was selected and subjected to tests in this +apparatus in series of ten experiments given in quick succession. One +series a day was given. After each test the floor was washed; as a +result the experiments were separated from one another by a +three-minute interval, and each series occupied from thirty minutes to +an hour. Table II. gives in groups of five these series of ten +observations each. The groups, indicated by Roman numerals, run from +I. to IX., there being, therefore, 450 experiments in all. Groups I. +and II., or the first 100 experiments, were made without having either +of the exit passages closed, in order to see whether the animal would +develop a habit of going out by one side or the other. It did very +quickly, as a matter of fact, get into the habit of using the left +passage (L.). The last sixty experiments (Groups I. and II.) show not +a single case of escape by the right passage. The left passage was now +closed. Group III. gives the result. The time column (_i.e._, the +third column of the table) gives for each series of observations the +average time in seconds occupied by the animal in escaping from the +box. It is to be noted that the closing of the Left passage caused an +increase in the time from 30.9 seconds for the last series of the +second group to 90 seconds for the first series of the third group. In +this there is unmistakable evidence of the influence of the change in +conditions. The animal after a very few experiences under the new +conditions began going to the Right in most cases; and after 250 +experiences it had ceased to make mistakes. Group VII. indicates only +one mistake in fifty choices. + + +TABLE II. + + HABIT FORMATION AND THE MODIFICATION OF HABITS IN THE CRAWFISH. + + Results in Series of Ten. Avs. in Groups of 50. + Series L. R. Time. L. R. L. R. Time. + Group I. 1 9 1 45 Per Cent. + 2 3 7 69 + 3 9 1 20 + 4 4 6 72 + 5 10 31 + -- -- + 35 15 70 30 47.4 + + II. 1 10 29 + 2 10 30 + 3 10 30 + 4 10 28.8 + 5 10 30.9 + -- ---- + 50 100 30 + .... .... + III. 1 4 6 90 2 + 2 2 8 89.2 1 + 3 1 9 36.7 1 + 4 2 8 51 2 + 5 1 9 43 2 + -- -- -- + 10 40 7 20 80 62 + .... .... + IV. 1 3 7 124 1 + 2 2 8 44 5 + 3 2 8 37 4 + 4 10 34 + 5 2 8 1 + -- -- -- + 9 41 11 18 82 60 + .... .... + V. 1 10 44 2 + 2 10 35 4 + 3 3 7 76 3 + 4 2 8 50 7 + 5 1 9 50 4 + -- -- -- + 6 44 20 12 88 51 + .... .... + VI. 1 2 8 45 2 + 2 10 41 5 + 3 1 9 41.8 7 + 4 10 32.7 7 + 5 10 8 + -- -- -- + 3 47 29 6 94 40 + .... .... + VII. 1 1 9 39 4 + 2 10 38 7 + 3 10 30.7 3 + 4 10 42 6 + 5 10 48 4 + -- -- -- + 1 49 24 2 98 39.5 + + R. L. + .... .... + VIII. 1 8 2 147 1 + 2 9 1 26 + 3 8 2 49 2 + 4 9 1 38 2 + 5 9 1 41 + -- -- -- + 43 7 5 86 14 60.2 + .... .... + IX. 1 1 9 41 + 2 2 8 39 1 + 3 10 29 + 4 1 9 47 + 5 1 9 32 1 10 90 38 + -- -- -- + 5 45 2 + + +The dotted lines at the beginning of groups indicate the closed passage. + + +At the beginning of Group VIII. the Right instead of the Left passage +was closed in order to test the ability of the animal to change its +newly formed habit. As a result of this change in the conditions the +animal almost immediately began going to the Left. What is most +significant, however, is the fact that in the first trial after the +change it was completely confused and spent over fifteen minutes +wandering about, and trying to escape by the old way (Fig. 4 +represents the path taken). At the end of the preceding group the time +of a trip was about 48 seconds, while for the first ten trips of Group +VIII. the time increased to 147 seconds. This remarkable increase is +due almost entirely to the great length of time of the first trip, in +which the animal thoroughly explored the whole of the box and made +persistent efforts to get out by the Right passage as it had been +accustomed to do. It is at the same time noteworthy that the average +time for the second series of Group VIII. is only 26 seconds. + +For Group IX. the conditions were again reversed, this time the Left +passage being closed. Here the first trial was one of long and careful +exploration, but thereafter no more mistakes were made in the first +series, and in the group of fifty tests there were only five wrong +choices. + +The fifth column, R. L. and L. R., of Table II. contains cases in +which the subject started toward one side and then changed its course +before reaching the partition. In Group III., for instance, when the +Left passage was closed, the subject started toward the Left seven +times, but in each case changed to the Right before reaching the +partition. This is the best evidence of the importance of vision that +these experiments furnish. + +The first experiments on habit formation proved conclusively that the +crawfish is able to learn. The observations which have just been +described prove that the labyrinth habit is not merely the following +of a path by the senses of smell, taste or touch, but that other +sensory data, in the absence of those mentioned, direct the animals. +So far as these experiments go there appear to be at least four +sensory factors of importance in the formation of a simple labyrinth +habit: the chemical sense, touch, vision and the muscle sense. That +the chemical sense and touch are valuable guiding senses is evident +from even superficial observation, and of the importance of vision and +the muscle sense we are certain from the experimental evidence at +hand. + +[Illustration: FIG. 3. Path taken by crawfish while being trained to +avoid the left passage. Marks along the glass plate and partition +indicate contact by the antennae and chelae.] + +Of the significance of the sensations due to the 'direction of +turning' in these habits the best evidence that is furnished by this +work is that of the following observations. In case of the tests of +Table II. the subject was, after 100 preliminary tests, trained by 250 +experiences to escape by the Right-hand passage. Now, in Groups III. +to VII., the subject's usual manner of getting out of the closed +passage, when by a wrong choice it happened to get into it, was to +draw back on the curled abdomen, after the antennae and chelae had +touched the glass plate, and then move the chelae slowly along the +Right wall of the partition until it came to the upper end; it would +then walk around the partition and out by the open passage. Fig. 3 +represents such a course. In Group VIII. the Right passage was closed, +instead of the Left as previously. The first time the animal tried to +get out of the box after this change in the conditions it walked +directly into the Right passage. Finding this closed it at once turned +to the Right, _as it had been accustomed to do when it came in contact +with the glass plate_, and moved along the side of the box just as it +did in trying to get around the end of the partition. The path taken +by the crawfish in this experiment is represented in Fig. 4. It is +very complex, for the animal wandered about more than fifteen minutes +before escaping. + +The experiment just described to show the importance of the tendency +to turn in a certain direction was the first one of the first series +after the change in conditions. When given its second chance in this +series the subject escaped directly by the Left passage in 33 seconds, +and for the three following trips the time was respectively 25, 25 and +30 seconds. + +Upon the experimental evidence presented we base the conclusion that +crawfish are able to profit by experience in much the same way that +insects do, but far more slowly. + +[Illustration: FIG. 4. Path taken by crawfish which had been trained +to avoid the Left passage, when the Right passage was closed. Showing +turning to the right as in Fig. 3.] + +It was thought that a study of the way in which crawfish right +themselves when placed upon their backs on a smooth surface might +furnish further evidence concerning the ability of the animals to +profit by experience. + +Dearborn[3] from some observations of his concludes that there is no +one method by which an individual usually rights itself, and, +furthermore, that the animals cannot be trained to any one method. His +experiments, like Bethe's, are too few to warrant any conclusions as +to the possibility of habit formation. + + [3] Dearborn, G.V.N.: 'Notes on the Individual Psychophysiology + of the Crayfish,' _Amer. Jour. Physiol._, Vol. 3, 1900, pp. + 404-433. + +For the following experiments the subject was placed on its back on a +smooth surface in the air and permitted to turn over in any way it +could. Our purpose was to determine (1) whether there was any marked +tendency to turn in a certain way, (2) whether if such was not the +case a tendency could be developed by changing the conditions, and (3) +how alteration in the conditions of the test would affect the turning. + +A great many records were taken, but we shall give in detail only a +representative series. In Table III., 557 tests made upon four +subjects have been arranged in four groups for convenience of +comparison of the conditions at different periods of the training +process. Each of these groups, if perfect, would contain 40 tests for +each of the four subjects, but as a result of accidents II., III., and +IV. are incomplete. + + +TABLE III. + + RE-TURNING OF CRAWFISH. + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + I. 2 22.5 77.5 14.6 40 + 3 42.5 57.5 2.6 40 + 4 52.8 47.2 4.3 38 + 16 44.5 55.5 22.5 45 + -- ---- ---- ---- --- + 40.6 59.4 10.8 163 + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + II 2 28 72 50 43 + 3 32 68 6.2 50 + 4 -- 100 6.8 40 + 16 31.3 68.7 39.3 42 + -- ---- ---- ---- --- + 22.8 77.2 25.6 175 + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + III 2 2.5 97.5 46.5 40 + -- -- -- -- -- + 4 20 80 5.5 40 + 16 41 59 15 49 + -- ---- ---- ---- --- + 21.2 78.8 22 129 + + Group. Number of L. R. Time in Tests. + Animal. Per cent. Seconds. + IV. 2 2 98 41 50 + -- -- -- -- -- + 4 32.5 67.5 7.3 40 + -- ---- ---- ---- --- + 17 83 24 90 + + +Group I., representing 163 tests, shows 59 per cent. to the right, +with a time interval of 10.8 seconds (_i.e._, the time occupied in +turning). Group II. shows 77 per cent. to the right; and so throughout +the table there is an increase in the number of returnings to the +right. These figures at first sight seem to indicate the formation of +a habit, but in such case we would expect, also, a shortening of the +time of turning. It may be, however, that the animals were gradually +developing a tendency to turn in the easiest manner, and that at the +same time they were becoming more accustomed to the unusual position +and were no longer so strongly stimulated, when placed on their backs, +to attempt to right themselves. + +All the subjects were measured and weighed in order to discover +whether there were inequalities of the two sides of the body which +would make it easier to turn to the one side than to the other. The +chelae were measured from the inner angle of the joint of the +protopodite to the angle of articulation with the dactylopodite. The +carapace was measured on each side, from the anterior margin of the +cephalic groove to the posterior extremity of the lateral edge. The +median length of the carapace was taken, from the tip of the rostrum +to the posterior edge, and the length of the abdomen was taken from +this point to the edge of the telson. These measurements, together +with the weights of three of the subjects, are given in the +accompanying table. + + +TABLE IV. + +MEASUREMENTS OF CRAWFISH. + + Chelae. Carapace. Abdomen. Weight. + Left. Right. Left. Right. Median. + + No. 2, 9.8 10.0 38.2 38.7 47.3 48.1 29.7 + No. 4, 7.7 7.7 33.6 33.8 39.4 42.3 17.7 + No. 16, 12.5 12.4 37.6 37.6 46.4 53.2 36.2 + + +Since these measurements indicate slightly greater size on the right +it is very probable that we have in this fact an explanation of the +tendency to turn to that side. + +To test the effect of a change in the conditions, No. 16 was tried on +a surface slanted at an angle of 1 deg. 12'. Upon this surface the subject +was each time so placed that the slant would favor turning to the +right. Under these conditions No. 16 gave the following results in two +series of tests. In the first series, consisting of 46 turns, 82.6 per +cent. were to the right, and the average time for turning was 17.4 +seconds; in the second series, of 41 tests, there were 97.5 per cent, +to the right, with an average time of 2.5 seconds. We have here an +immediate change in the animal's method of re-turning caused by a +slight change in the conditions. The subject was now tested again on +a level surface, with the result that in 49 tests only 59 per cent. +were toward the right, and the time was 15 seconds. + + +SUMMARY. + + +1. Experiments with crawfish prove that they are able to learn simple +labyrinth habits. They profit by experience rather slowly, from fifty +to one hundred experiences being necessary to cause a perfect +association. + +2. In the crawfish the chief factors in the formation of such habits +are the chemical sense (probably both smell and taste), touch, sight +and the muscular sensations resulting from the direction of turning. +The animals are able to learn a path when the possibility of following +a scent is excluded. + +3. The ease with which a simple labyrinth habit may be modified +depends upon the number of experiences the animal has had; the more +familiar the animal is with the situation, the more quickly it changes +its habits. If the habit is one involving the choice of one of two +passages, reversal of the conditions confuses the subject much more +the first time than in subsequent cases. + +4. Crawfish right themselves, when placed on their backs, by the +easiest method; and this is found to depend usually upon the relative +weight of the two sides of the body. When placed upon a surface which +is not level they take advantage, after a few experiences, of the +inclination by turning toward the lower side. + + * * * * * + + + + +THE INSTINCTS, HABITS, AND REACTIONS OF THE FROG. + +BY ROBERT MEARNS YERKES. + + +PART I. THE ASSOCIATIVE PROCESSES OF THE GREEN FROG. + + +I. SOME CHARACTERISTICS OF THE GREEN FROG. + +The common green frog, _Rana clamitans_, is greenish or brownish in +color, usually mottled with darker spots. It is much smaller than the +bull frog, being from two to four inches in length ordinarily, and may +readily be distinguished from it by the presence of prominent +glandular folds on the sides of the back. In the bull frog, _Rana +catesbeana_, these folds are very small and indistinct. The green frog +is found in large numbers in many of the ponds and streams of the +eastern United States, and its peculiar rattling croak may be heard +from early spring until fall. It is more active, and apparently +quicker in its reactions, than the bull frog, but they are in many +respects similar in their habits. Like the other water frogs it feeds +on small water animals, insects which chance to come within reach and, +in times of famine, on its own and other species of frogs. The prey is +captured by a sudden spring and the thrusting out of the tongue, which +is covered with a viscid secretion. Only moving objects are noticed +and seized; the frog may starve to death in the presence of an +abundance of food if there is no movement to attract its attention. +Most green frogs can be fed in captivity by swinging pieces of meat in +front of them, and those that will not take food in this way can be +kept in good condition by placing meat in their mouths, for as soon as +the substance has been tasted swallowing follows. + +The animals used for these experiments were kept in the laboratory +during the whole year in a small wooden tank. The bottom of this tank +was covered with sand and small stones, and a few plants helped to +purify the water. An inch or two of water sufficed; as it was not +convenient to have a constant stream, it was changed at least every +other day. There was no difficulty whatever in keeping the animals in +excellent condition. + +Of the protective instincts of the green frog which have come to my +notice during these studies two are of special interest: The +instinctive inhibition of movement under certain circumstances, and +the guarding against attack or attempt to escape by 'crouching' and +'puffing.' In nature the frog ordinarily jumps as soon as a strange or +startling object comes within its field of vision, but under certain +conditions of excitement induced by strong stimuli it remains +perfectly quiet, as do many animals which feign death, until forced to +move. Whether this is a genuine instinctive reaction, or the result of +a sort of hypnotic condition produced by strong stimuli, I am not +prepared to say. The fact that the inhibition of movement is most +frequently noticed after strong stimulation, would seem to indicate +that it is due to the action of stimuli upon the nervous system. + +What appears to be an instinctive mode of guarding against attack and +escaping an enemy, is shown whenever the frog is touched about the +head suddenly, and sometimes when strong stimuli are applied to other +parts of the body. The animal presses its head to the ground as if +trying to dive or dodge something, and inflates its body. This kind of +action is supposed to be a method of guarding against the attack of +snakes and other enemies which most frequently seize their prey from +the front. It is obvious that by pressing its head to the ground the +frog tends to prevent any animal from getting it into its mouth, and +in the few instants' delay thus gained it is able to jump. This is +just the movement necessary for diving, and it is probable that the +action should be interpreted in the light of that instinctive reflex. +The 'puffing' also would seem to make seizure more difficult. Another +fact which favors this interpretation is that the response is most +commonly given to stimuli which seem to come from the front and which +for this reason could not easily be escaped by a forward jump, while +if the stimulus is so given that it appears to be from the rear the +animal usually jumps away immediately. We have here a complex +protective reaction which may be called a forced movement. It is, so +far as one can see, very much like many reflexes, although it does not +occur quite so regularly. + +The machine-like accuracy of many of the frog's actions gives a basis +for the belief that the animal is merely an automaton. Certain it is +that one is safe in calling almost all the frog's actions reflex or +instinctive. During months of study of the reaction-time of the frog I +was constantly impressed with the uniformity of action and surprised +at the absence of evidences of profiting by experience. In order to +supplement the casual observations on the associations of the green +frog made in the course of reaction-time experiments, the tests +described in this paper were made. They do not give a complete view of +the associative processes, but rather such a glimpse as will enable us +to form some conception of the relation of the mental life of the frog +to that of other animals. This paper presents the outlines of work the +details of which I hope to give later. + + +II. EXPERIMENTAL STUDY OF HABITS. + + +A. The Chief Problems for which solutions were sought in the following +experimental study were: (1) Those of associability in general, its +characteristics, and the rapidity of learning; (2) of discrimination, +including the parts played in associative processes by the different +senses, and the delicacy of discrimination in each; (3) of the +modifiability of associational reactions and general adaptation in the +frog, and (4) of the permanency of associations. + + +B. Simple Associations, as studied in connection with reaction-time +work, show that the green frog profits by experience very slowly as +compared with most vertebrates. The animals have individual +peculiarities in reaction which enable one in a short time to +recognize any individual. To these characteristic peculiarities they +stick tenaciously. One, for instance, always jumps upward when +strongly stimulated; another has a certain corner of the tank in which +it prefers to sit. Their habits are remarkably strong and invariable, +and new ones are slowly formed. While using a large reaction box I +noticed that the frogs, after having once escaped from an opening +which could be made by pushing aside a curtain at a certain point in +the box, tended to return to that place as soon as they were again put +into the box. This appeared to be evidence of an association; but the +fact that such stimuli as light and the relation of the opening to the +place at which the animals were put into the box might in themselves +be sufficient to direct the animals to this point without the help of +any associations which had resulted from previous experience, makes it +unsatisfactory. In addition to the possibility of the action being due +to specific sensory stimuli of inherent directive value, there is the +chance of its being nothing more than the well-known phenomenon of +repetition. Frogs, for some reason, tend to repeat any action which +has not proved harmful or unpleasant. + +For the purpose of more carefully testing this kind of association, a +small box with an opening 15 cm. by 10 cm. was arranged so that the +animal could escape from confinement in it through the upper part of +the opening, the lower portion being closed by a plate of glass 10 cm. +by 10 cm., leaving a space 5 cm. by 10 cm. at the top. One subject +placed in this box escaped in 5 minutes 42 seconds. After 5 minutes' +rest it was given another trial, and this time got out in 2 minutes 40 +seconds. The times for a few subsequent trials were: Third, 1 minute +22 seconds; fourth, 4 minutes 35 seconds; fifth, 2 minutes 38 seconds; +sixth, 3 minutes 16 seconds. Although this seems to indicate some +improvement, later experiments served to prove that the frogs did not +readily form any associations which helped them to escape. They tended +to jump toward the opening because it was light, but they did not +learn with twenty or thirty experiences that there was a glass at the +bottom to be avoided. Thinking that there might be an insufficient +motive for escape to effect the formation of an association, I tried +stimulating the subject with a stick as soon as it was placed in the +box. This frightened it and caused violent struggles to escape, but +instead of shortening the time required for escape it greatly +lengthened it. Here was a case in which the formation of an +association between the appearance of the upper part of the clear +space and the satisfaction of escape from danger would have been of +value to the frog, yet there was no evidence of adaptation to the new +conditions within a reasonably short time. There can be little doubt +that continuation of the training would have served to establish the +habit. This very clearly shows the slowness of adaptation in the frog, +in contrast with the rapidity of habit formation in the cat or chick; +and at the same time it lends additional weight to the statement that +instinctive actions are all-important in the frog's life. A few things +it is able to do with extreme accuracy and rapidity, but to this list +new reactions are not readily added. When put within the box +described, an animal after having once escaped would sometimes make +for the opening as if it knew perfectly the meaning of the whole +situation, and yet the very next trial it would wander about for half +an hour vainly struggling to escape. + +A considerable number of simple experiments of this kind were tried +with results similar to those just given. The frog apparently examines +its surroundings carefully, and just when the observer thinks it has +made itself familiar with the situation it reacts in such a way as to +prove beyond doubt the absence of all adaptation. In all these +experiments it should be said, for the benefit of any who may be +trying similar work, that only animals of exceptional activity were +used. Most green frogs when placed in the experiment box either sit +still a great part of the time or jump about for only a short time. It +is very important for studies of this kind, both on account of time +saving and the obtaining of satisfactory records, to have animals +which are full of energy and eager to escape when in confinement. By +choosing such subjects one may pretty certainly avoid all unhealthy +individuals, and this, it seems to me, counterbalances the +disadvantage of taking animals which may be unusually quick in +learning. + + +C. Complex Associations. + +1. _Labyrinth Habits_.--A more thorough investigation of the +associative processes, sensory discrimination and the permanency of +impressions has been made by the labyrinth method. A wooden box, 72 +cm. long, 28 cm. wide and 28 cm. deep, whose ground plan is +represented by Fig. 1, served as the framework for a simple labyrinth. +At one end was a small covered box, _A_, from which the frog was +allowed to enter the labyrinth. This entrance passage was used in +order that the animal might not be directed to either side by the +disturbance caused by placing it in the box. _E_, the entrance, marks +a point at which a choice of directions was necessary. _P_ is a +movable partition which could be used to close either the right or the +left passage. In the figure the right is closed, and in this case if +the animal went to the right it had to turn back and take the left +passage in order to get out of the box. A series of interrupted +electrical circuits, _IC_, covered the bottom of a portion of the +labyrinth; by closing the key, _K_, the circuit could be made whenever +a frog rested upon any two wires of the series. When the frog happened +to get into the wrong passage the key was closed and the animal +stimulated. This facilitated the experiment by forcing the animal to +seek some other way of escape, and it also furnished material for an +association. Having passed through the first open passage, which for +convenience we may know as the entrance passage, the animal had to +choose again at the exit. Here one of the passages was closed by a +plate of glass (in the figure the left) and the other opened into a +tank containing water. The box was symmetrical and the two sides were +in all respects the same except for the following variable conditions. +At the entrance the partition on one side changed the appearance, as +it was a piece of board which cut off the light. On either side of the +entrance there were grooves for holding card-boards of any desired +color. The letters _R, R_ mark sides which in this case were covered +with red; _W, W_ mark white spaces. These pieces of cardboard could +easily be removed or shifted at any time. At the exit the glass plate +alone distinguished the sides, and it is not likely that the animals +were able to see it clearly. We have thus at the entrance widely +differing appearances on the two sides, and at the exit similarity. +The opening from _A_ into the large box was provided with a slide door +so that the animal could be prevented from returning to _A_ after +entering the labyrinth. The partitions and the triangular division at +the entrance extended to the top of the box, 28 cm., so that the +animals could not readily jump over them. + +[Illustration: FIG. 1. Ground Plan of Labyrinth. _A_, small box +opening into labyrinth; _E_, entrance of labyrinth; _T_, tank +containing water; _G_, glass plate closing one passage of exit; _P_, +partition closing one passage at entrance; _IC_, interrupted +electrical circuit; _C_, cells; _K_, key in circuit; _RR_, red +cardboard; _WW_, white cardboard. Scale 1/12.] + +The experiments were made in series of ten, with ten-minute intervals +between trials. In no case was more than one series a day taken, and +wherever a day was missed the fact has been indicated in the tables. +The only motive of escape from the box depended upon was the animal's +desire to return to the water of the tank and to escape from +confinement in the bright light of the room. The tank was one in which +the frogs had been kept for several months so that they were familiar +with it, and it was as comfortable a habitat as could conveniently be +arranged. Usually the animals moved about almost constantly until they +succeeded in getting out, but now and then one would remain inactive +for long intervals; for this reason no record of the time taken for +escape was kept. On account of the great amount of time required by +experiments of this kind I have been unable to repeat this series of +experiments _in toto_ on several animals in order to get averages, but +what is described for a representative individual has been proved +normal by test observations on other animals. There are very large +individual differences, and it may well be that the subject of the +series of experiments herein described was above the average in +ability to profit by experience. But, however that may be, what is +demonstrated for one normal frog is thereby proved a racial +characteristic, although it may be far from the mean condition. + +Before beginning training in the labyrinth, preliminary observations +were made to discover whether the animals had any tendencies to go +either to the right or to the left. When the colored cardboards were +removed it was found that there was usually no preference for right or +left. In Table I. the results of a few preliminary trials with No. 2 +are presented. For these the colors were used, but a tendency to the +right shows clearly. Trials 1 to 10 show choice of either the right or +the red throughout; that it was partly both is shown by trials 11 to +30, for which the colors were reversed. This individual has therefore, +to begin with, a tendency to the right at the entrance. At the exit it +went to the right the first time and continued so to do for several +trials, but later it learned by failure that there was a blocked +passage as well as an open one. In the tables the records refer to +choices. It was useless to record time or to lay much stress upon the +course taken, as it was sometimes very complicated; all that is given, +therefore, is the action in reference to the passages. _Right_ in +every case refers to the choice of the open way, and _wrong_ to the +choice of the blocked passage. The paths taken improved steadily in +that they became straighter. A few representative courses are given in +this report. Usually if the animal was not disturbed a few jumps +served to get it out of the labyrinth. + + +TABLE I. + + PRELIMINARY TRIALS WITH FROG NO. 2. + + Trials. Red on Right. White on Left. + 1 to 10 10 times to red 0 + + Red on Left. White on Right. + 11 to 20 4 times to red 6 + + Red on Left. White on Right. + 21 to 30 3 times to red 7 + + To Red. To White. To Right. To Left. + Totals. 17 13 23 7 + + +This table indicates in trials 1 to 10 a strong tendency to the red +cardboard. Trials 21 to 30 prove that there was also a tendency to the +right. + +Training was begun with the labyrinth arranged as shown in Fig. 1, +that is, with the left entrance passage and the right exit passage +open, and with red cardboard on the right (red was always on the side +to be avoided) and white on the left. Table II. contains the results +of 110 trials with No. 2, arranged according to right and wrong choice +at the entrance and exit. Examination of this table shows a gradual +and fairly regular increase in the number of right choices from the +first series to the last; after 100 experiences there were practically +no mistakes. + +With another subject, No. _6a_, the results of Table III. were +obtained. In this instance the habit formed more slowly and to all +appearances less perfectly. Toward the end of the second week of work +_6a_ showed signs of sickness, and it died within a few weeks, so I do +not feel that the experiments with it are entirely trustworthy. During +the experiments it looked as if the animal would get a perfectly +formed habit very quickly, but when it came to the summing up of +results it was obvious that there had been little improvement. + +[Illustration: FIG. 2. Labyrinth as arranged for experiments. _E_, +entrance; _R, R_, regions covered with red; _W, W_, regions covered +with white. The tracing represents the path taken by No. 2 on the +sixth trial. Dots mark jumps.] + + +TABLE II. + + LABYRINTH HABIT. FROG NO. 2. + + Entrance. Exit. Remarks. + Trials. Right. Wrong. Right. Wrong. + 1- 10 1 9 4 6 + One day rest. + 11- 20 2 8 5 5 + 21- 30 4 6 7 3 + 31- 40 5 5 6 4 + 41- 50 5 5 6 2 + (17) (33) (30) (20) + 51- 60 9 1 8 2 + 61- 70 6 4 10 0 + 71- 80 7 3 9 1 + 81- 90 9 1 8 2 + 91-100 10(50) 0(10) 10(52) 0( 8) + --- --- --- --- + 67 43 82 28 + + +Other animals which were used gave results so similar to those for +frog No. 2 that I feel justified in presenting the latter as +representative of the rapidity with which the green frog profits by +experience. + + +TABLE III. + + LABYRINTH HABIT. FROG NO. _6a_. + + Entrance. Exit. Remarks. + Trials Right. Wrong. Right. Wrong. + 1- 10 6 4 5 5 + One day rest. + 11- 20 7 3 4 6 + 21- 30 2 8 1 9 + 31- 40 6 4 1 9 + 41- 50 7 3 8 2 + (28) (22) (19) (31) + 51- 60 5 5 7 3 + 61- 70 6 4 4 6 + 71- 80 4 6 3 7 + One day rest. + 81- 90 5 5 7 3 + 91-100 10(30) 0(20) 8(29) 2(21) + ---- ---- ---- ---- + (58) (44) (48) (52) + + Preliminary Trials. + + Red on Left Partition at Exit on Right + 1- 5 5 times to Red 4 times to Partition. + + Red on Right Partition at Exit on Left + 6-10 3 times to Red 5 times to Partition. + + +2. _Rapidity of Habit Formation_.--As compared with other vertebrates +whose rapidity of habit formation is known, the frog learns slowly. +Experimental studies on the dog, cat, mouse, chick and monkey furnish +excellent evidence of the ability of these animals to profit quickly +by experience through the adapting of their actions to new conditions. +They all show marked improvement after a few trials, and after from +ten to thirty most of them have acquired perfect habits. But the +comparison of the frog with animals which are structurally more +similar to it is of greater interest and value, and we have to inquire +concerning the relation of habit formation in the frog to that of +fishes and reptiles. Few experimental studies with these animals have +been made, and the material for comparison is therefore very +unsatisfactory. E.L. Thorndike[1] has demonstrated the ability of +fishes to learn a labyrinth path. In his report no statement of the +time required for the formation of habit is made, but from personal +observation I feel safe in saying that they did not learn more quickly +than did the frogs of these experiments. Norman Triplett[2] states +that the perch learns to avoid a glass partition in its aquarium after +repeatedly bumping against it. Triplett repeated Moebius' famous +experiment, and found that after a half hour's training three times a +week for about a month, the perch would not attempt to capture minnows +which during the training periods had been placed in the aquarium with +the perch, but separated from them by a glass partition. Triplett's +observations disprove the often repeated statement that fishes do not +have any associative processes, and at the same time they show that +the perch, at least, learns rapidly--not so rapidly, it is true, as +most animals, but more so in all probability than the amphibia. + + [1] Thorndike, Edward: 'A Note on the Psychology of Fishes,' + _American Naturalist_. 1899, Vol. XXXIII., pp. 923-925. + + [2] Triplett, Norman: 'The Educability of the Perch,' _Amer. + Jour. Psy._, 1901, Vol. XII., pp. 354-360. + +The only quantitative study of the associative processes of reptiles +available is some work of mine on the formation of habits in the +turtle.[3] In the light of that study I can say that the turtle learns +much more rapidly than do fishes or frogs. Further observations on +other species of turtles, as yet unpublished, confirm this conclusion. + + [3] Yerkes, Robert Mearns: 'The Formation of Habits in the + Turtle,' _Popular Science Monthly_, 1901, Vol. LVIII., pp. + 519-535. + +For the frog it is necessary to measure and calculate the improvement +in order to detect it at first, while with the turtle or chick the +most casual observer cannot fail to note the change after a few +trials. In connection with the quickness of the formation of +associations it is of interest to inquire concerning their permanency. +Do animals which learn slowly retain associations longer? is a +question to which no answer can as yet be given, but experiments may +readily be made to settle the matter. I have tested the frog for +permanency, and also the turtle, but have insufficient data for +comparison. + + +3. _Sensory Data Contributing to the Associations_.--Among the most +important of the sensory data concerned in the labyrinth habit are the +visual impressions received from the different colored walls, the +slight differences in brightness of illumination due to shadows from +the partitions and the contrast in form of the two sides of the +labyrinth resulting from the use of the partitions, and the muscular +sensations dependent upon the direction of turning. The experiments +proved beyond question that vision and the direction of turning were +the all-important factors in the establishment of the habit. At first +it seemed as if the direction of turning was the chief determinant, +and only by experimenting with colors under other conditions was I +able to satisfy myself that the animals did notice differences in the +appearance of their surroundings and act accordingly. In Table IV. +some results bearing on this point have been arranged. To begin with, +the habit of going to the left when the red was on the right at the +entrance had been established; then, in order to see whether the +colors influenced the choice, I reversed the conditions, placing the +red on the left, that is, on the open-passage side. The results as +tabulated in the upper part of Table IV. show that the animals were +very much confused by the reversal; at the entrance where there were +several guiding factors besides the colors there were 50 per cent. of +mistakes, while at the exit where there were fewer differences by +which the animal could be directed it failed every time. This work was +not continued long enough to break up the old habit and replace it by +a new one, because I wished to make use of the habit already formed +for further experiments, and also because the animals remained so long +in the labyrinth trying to find their way out that there was constant +danger of losing them from too prolonged exposure to the dry air. + + +TABLE IV. + + INFLUENCE OF CHANCES OF CONDITIONS. FROG NO. 2. + + Habit perfectly formed of going to Left (avoiding Red) at + entrance and to Right at exit. Conditions now reversed. Red on + Left. Partition at Exit on Right. + + Trials. Entrance. Exit. Remarks. + Right. Wrong. Right. Wrong. + 1- 5 3 2 0 5 + 6-10 2 3 0 5 + + Discontinued because animal remained so long in labyrinth that + there was danger of injuring it for further work. This shows + that the habit once formed is hard to change. + + Given 20 trials with conditions as at first in order to + establish habit again. + + 1-10 9 1 8 2 + 11-20 10 0 9 1 + + Colors reversed, no other change. To test influence of colors. + + 1-10 6 4 10 0 + + + INFLUENCE OF DISTURBANCE WHEN ANIMAL IS ENTERING BOX. + + No Disturbance. Animal Touched. + + To Red (Right). To White (Left). To Red. To White. + 2 8 5 5 + + This was after the tendency to go to the Left at the entrance + had been established. + + +These experiments to test the effect of changing colors are also of +interest in that they show in a remarkable way the influence of the +direction of turning. The animal after succeeding in getting around +the first part of the labyrinth failed entirely to escape at the exit. +Here it should have turned to the left, instead of the right as it was +accustomed to, but it persisted in turning to the right. Fig. 3 +represents approximately the path taken in the first trial; it shows +the way in which the animal persisted in trying to get out on the +right. From this it is clear that both vision and the complex +sensations of turning are important. + +[Illustration: FIG. 3. Labyrinth with Conditions the Reverse of the +Usual. (Compare with FIG. 2.) The colors as well as the partitions +have been shifted. The path is, approximately, that taken by No. 2 in +the first trial after the reversal of conditions.] + +The latter part of Table IV. presents further evidence in favor of +vision. For these tests the colors alone were reversed. Previous to +the change the animal had been making no mistakes whatever, thereafter +there were four mistakes at the entrance and none at the exit. Later, +another experiment under the same conditions was made with the same +animal, No. 2, with still more pronounced results. In this case the +animal went to the white, that is, in this instance, into the blind +alley, and failed to get out; several times it jumped over to the left +side (the open-passage side) of the box but each time it seemed to be +attracted back to the white or repelled by the red, more probably the +latter, as the animal had been trained for weeks to avoid the red. +Concerning the delicacy of visual discrimination I hope to have +something to present in a later paper. + +The tactual stimuli given by contact with the series of wires used for +the electrical stimulus also served to guide the frogs. They were +accustomed to receive an electrical shock whenever they touched the +wires on the blocked side of the entrance, hence on this side the +tactual stimulus was the signal for a painful electrical stimulus. +When the animal chose the open passage it received the tactual +stimulus just the same, but no shock followed. After a few days' +experimentation it was noted that No. 2 frequently stopped as soon as +it touched the wires, whether on the open or the closed side. If on +the closed side, it would usually turn almost immediately and by +retracing its path escape by the open passage; if on the open side, it +would sometimes turn about, but instead of going back over the course +it had just taken, as on the other side, it would sit still for a few +seconds, as if taking in the surroundings, then turn again and go on +its way to the exit. This whole reaction pointed to the formation of +an association between the peculiar tactual sensation and the painful +shock which frequently followed it. Whenever the tactual stimulus came +it was sufficient to check the animal in its course until other +sensory data determined the next move. When the wrong passage had been +chosen the visual data gotten from the appearance of the partition +which blocked the path and other characteristics of this side of the +labyrinth determined that the organism should respond by turning back. +When, on the other hand, the open passage had been selected, a +moment's halt sufficed to give sensory data which determined the +continuation of the forward movement. Although this reaction did not +occur in more than one tenth of the trials, it was so definite in its +phases as to warrant the statements here made. Fig. 4 gives the path +taken by No. 2 in its 123d trial. In this experiment both choices were +correctly made, but when the frog touched the wires on the open side +it stopped short and wheeled around; after a moment it turned toward +the exit again, but only to reverse its position a second time. Soon +it turned to the exit again, and this time started forward, taking a +direct course to the tank. The usual course for animals which had +thoroughly learned the way to the tank is that chosen in Fig. 5. + +[Illustration: FIG. 4. Path of No. 2 for 123d Trial. Showing the +response to the tactual stimulus from wires.] + +An interesting instance of the repetition of a reaction occurred in +these experiments. A frog would sometimes, when it was first placed in +the box, by a strong jump get up to the edge; it seldom jumped over, +but instead caught hold of the edge and balanced itself there until +exhaustion caused it to fall or until it was taken away. Why an animal +should repeat an action of the nature of this is not clear, but almost +invariably the second trial resulted in the same kind of reaction. The +animal would stop at the same point in the box at which it had +previously jumped, and if it did not jump, it would look up as if +preparing to do so. Even after a frog had learned the way to the tank +such an action as this would now and then occur, and almost always +there would follow repetition in the manner described. + +[Illustration: FIG. 5. Path Usually Taken by Animal Having +Perfectly-formed Habit.] + + +4. _The Effect of Fear upon Habit Formation._--A certain amount of +excitement undoubtedly promotes the formation of associations, but +when the animal is frightened the opposite is true. I have no +hesitation in stating that, in case of the green frog, any strong +disturbing stimulus retards the formation of associations. Although +the frogs gave little evidence of fear by movements after being kept +in the laboratory for a few weeks, they were really very timid, and +the presence of any strange object influenced all their reactions. +Quiescence, it is to be remembered, is as frequently a sign of fear as +is movement, and one is never safe in saying that the frog is not +disturbed just because it does not jump. The influence of the +experimenter's presence in the room with the frogs which were being +tried in the labyrinth became apparent when the animals were tried in +a room by themselves. They escaped much more quickly when alone. In +order to keep records of the experiments it was necessary for me to be +in the room, but by keeping perfectly quiet it was possible to do this +without in any objectionable way influencing the results. It may be, +however, that for this reason the learning is somewhat slower than it +would have been under perfectly natural conditions. Early in this +paper reference was made to the fact that the frog did not learn to +escape from a box with a small opening at some distance from the floor +if it was prodded with a stick. I do not mean to say that the animal +would never learn under such conditions, but that they are unfavorable +for the association of stimuli and retard the process. This conclusion +is supported by some experiments whose results are tabulated at the +bottom of Table IV. In these trials the animal had been trained to go +to the left and to avoid red. At first ten trials were given in which +the frog was in no way disturbed. The result was eight right choices +and two wrong ones. For the next ten trials the frog was touched with +a stick and thus made to enter the labyrinth from the box, _A_. This +gave five right and five wrong choices, apparently indicating that the +stimulus interfered with the choice of direction. Several other +observations of this nature point to the same conclusion, and it may +therefore be said that fright serves to confuse the frog and to +prevent it from responding to the stimuli which would ordinarily +determine its reaction. + + +5. _The Permanency of Associations._--After the labyrinth habit had +been perfectly formed by No. 2, tests for permanency were made, (1) +after six days' rest and (2) after thirty days. Table V. contains the +results of these tests. They show that for at least a month the +associations persist. And although there are several mistakes in the +first trials after the intervals of rest, the habit is soon perfected +again. After the thirty-day interval there were forty per cent. of +mistakes at the exit for the first series, and only 20 per cent. at +the entrance. This in all probability is explicable by the fact that +the colors acted as aids at the entrance, whereas at the exit there +was no such important associational material. + + +TABLE V. + + PERMANENCY OF ASSOCIATIONS. FROG NO. 2. + + Tests after six days' rest (following the results tabulated in Table + III.). + + Trial. Entrance. Exit. + Right. Wrong. Right. Wrong + 1-10 7 3 8 2 + (110-120) + 11-20 10 0 10 0 + + Tests after THIRTY days' rest. + 1-10 8 2 6 4 + 10-20 10 0 10 0 + + +D. Association of Stimuli.--In connection with reaction-time work an +attempt was made to form an association between a strong visual +stimulus and a painful electrical shock, with negative results. A +reaction box, having a series of interrupted circuits in the bottom +like those already described for other experiments, and an opening on +one side through which a light could be flashed upon the animal, +served for the experiments. The tests consisted in the placing of a +frog on the wires and then flashing an electric light upon it: if it +did not respond to the light by jumping off the wires, an electrical +stimulus was immediately given. I have arranged in Table VI. the +results of several weeks' work by this method. In no case is there +clear evidence of an association; one or two of the frogs reacted to +the light occasionally, but not often enough to indicate anything more +than chance responses. At one time it looked as if the reactions +became shorter with the continuation of the experiment, and it was +thought that this might be an indication of the beginning of an +association. Careful attention to this aspect of the results failed to +furnish any satisfactory proof of such a change, however, and although +in the table statements are given concerning the relative numbers of +short and long reactions I do not think they are significant. + + +TABLE VI. + + ASSOCIATION OF ELECTRICAL AND VISUAL STIMULI. FROG No. 1a, 2a, 3a, 4a, + 5a, A and Z. + + Frog. Total No. Days. Result. + Trials. + + No. 1a 180 18 Increase in number of long reaction + toward end. No evidence of association. + + No. 2a 180 17 Increase in number of short reactions + toward end. No evidence of association. + + No. 3a 180 17 Marked increase in the number of + short reactions toward end. No other evidence + of association. + + No. 4a 200 19 Slight increase in the short reactions. + There were a few responses to the light on the + third day. + + No. 5a 200 20 No increase in the number of short reactions. + Few possible responses to light on second and + third days. + + Frog A 250 20 No evidence of association. + + Frog Z 450 28 No evidence of association. + + +To all appearances this is the same kind of an association that was +formed, in the case of the labyrinth experiments, between the tactual +and the electrical stimuli. Why it should not have been formed in this +case is uncertain, but it seems not improbable that the light was too +strong an excitement and thus inhibited action. There is also the +probability that the frog was constrained by being placed in a small +box and having the experimenter near. + + +III. SUMMARY. + + +1. The green frog is very timid and does not respond normally to most +stimuli when in the presence of any strange object. Fright tends to +inhibit movement. + +2. That it is able to profit by experience has been proved by testing +it in simple labyrinths. A few experiences suffice for the formation +of simple associations; but in case of a series of associations from +fifty to a hundred experiences are needed for the formation of a +perfect habit. + +3. Experiment shows that the frog is able to associate two kinds of +stimuli, _e.g._, the peculiar tactual stimulus given by a wire and a +painful electric stimulus which in the experiments followed the +tactual. In this case the animal learns to jump away, upon receiving +the tactual stimulus, before the experimenter gives the electric +stimulus. + +4. Vision, touch and the organic sensations (dependent upon direction +of turning) are the chief sensory factors in the associations. The +animals discriminate colors to some extent. + +5. Perfectly formed habits are hard to change. + +6. Fear interferes with the formation of associations. + +7. Associations persist for at least a month. + + +PART II. REACTION TIME OF THE GREEN FROG TO ELECTRICAL AND TACTUAL +STIMULI. + + +IV. THE PROBLEMS AND POSSIBILITIES OF COMPARATIVE REACTION-TIME +STUDIES. + + +Animal reaction time is at present a new field of research of evident +importance and full of promise. A great deal of time and energy has +been devoted to the investigation of various aspects of the time +relations of human neural processes; a multitude of interesting facts +have been discovered and a few laws established, but the results seem +disproportionate to the amount of patient labor expended. +Physiologists have determined the rate of transmission of the neural +impulse for a few animals, and rough estimates of the time required +for certain changes in the nervous system have been made, but this is +all we have to represent comparative study. Just the path of approach +which would seem most direct, in case of the time of neural changes, +has been avoided. Something is known of the ontogenetic aspect of the +subject, practically nothing of the phylogenetic; yet, in the study of +function the comparative point of view is certainly as important as it +is in the study of structure. In calling attention to the importance +of the study of animal reaction time I would not detract from or +minimize the significance of human investigations. They are all of +value, but they need to be supplemented by comparative studies. + +It is almost impossible to take up a discussion of the time relations +of neural processes without having to read of physiological and +psychological time. The time of nerve transmission, we are told, is +pure physiological time and has nothing whatever to do with psychic +processes; the time occupied by the changes in brain centers is, on +the contrary, psychological time. At the very beginning of my +discussion of this subject I wish to have it clearly understood that I +make no such distinction. If one phase of the neural process be called +physiological time, with as good reason may all be so named. I prefer, +therefore, to speak of the time relations of the neural process. + +Of the value of reaction-time studies, one may well believe that it +lies chiefly in the way of approach which they open to the +understanding of the biological significance of the nervous system. +Certainly they are not important as giving us knowledge of the time of +perception, cognition, or association, except in so far as we discover +the relations of these various processes and the conditions under +which they occur most satisfactorily. To determine how this or that +factor in the environment influences the activities of the nervous +system, and in what way system may be adjusted to system or +part-process to whole, is the task of the reaction-time investigator. + +The problems of reaction time naturally fall within three classes: +Those which deal with (1) nerve transmission rates; (2) the time +relations of the spinal center activities, and (3) brain processes. +Within each of these groups there are innumerable special problems for +the comparative physiologist or psychologist. Under class 1, for +instance, there is the determining of the rates of impulse +transmission in the sensory and the motor nerves, (_a_) for a variety +of stimuli, (_b_) for different strengths of each stimulus, (_c_) for +different conditions of temperature, moisture, nourishment, fatigue, +etc., in case of each stimulus, (_d_) and all this for hundreds of +representative animals. From this it is clear that lines of work are +not lacking. + +Closely related to these problems of rate of transmission are certain +fundamental problems concerning the nature of the nerve impulse or +wave. Whether there is a nerve wave, the reaction-time worker has as +favorable an opportunity to determine as anyone, and we have a right +to expect him to do something along this line. The relations of the +form of the nerve impulse to the rhythm of vital action, to fatigue +and to inhibition are awaiting investigation. Some of the most +important unsettled points of psychology depend upon those aspects of +neural activities which we ordinarily refer to as phenomena of +inhibition, and which the psychologist is helpless to explain so long +as the physiological basis and conditions are not known. + +Then, too, in the study of animals the relation of reaction time to +instincts, habits, and the surroundings of the subject are to be +noted. Variability and adaptability offer chances for extended +biological inquiries; and it is from just such investigations as +these that biology has reason to expect much. The development of +activity, the relation of reflex action to instinctive, of impulsive +to volitional, and the value of all to the organism, should be made +clear by reaction-time study. Such are a few of the broad lines of +inquiry which are before the comparative student of animal reaction +time. It is useless to dwell upon the possibilities and difficulties +of the work, they will be recognized by all who are familiar with the +results of human studies. + +In the study of the time relations of neural processes Helmholtz was +the pioneer. By him, in 1850, the rate of transmission of the nerve +impulse in the sciatic nerve of the frog was found to be about 27 +meters per second[4]. Later Exner[5] studied the time occupied by +various processes in the nervous system of the frog by stimulating the +exposed brain in different regions and noting the time which +intervened before a contraction of the gastrocnemius in each case. +Further investigation of the frog's reflex reaction time has been made +by Wundt[6], Krawzoff and Langendorff[7], Wilson[8] and others, but in +no case has the method of study been that of the psychologist. Most of +the work has been done by physiologists who relied upon vivisectional +methods. The general physiology of the nervous system of the frog has +been very thoroughly worked up and the papers of Sanders-Ezn[9], +Goltz[10] Steiner[11] Schrader[12] and Merzbacher[13],[14] furnish an +excellent basis for the interpretation of the results of the +reaction-time studies. + + [4] Helmholtz, H.: 'Vorlaeufiger Bericht ueber die + Portpflanzungsgeschwindigkeit der Nervenreizung.' _Arch. f. + Anal. u. Physiol._, 1850, S. 71-73. + + [5] Exner, S.: 'Experimentelle Untersuchung der einfachsten + psychischen Processe.' _Pflueger's Arch._, Bd. 8. 1874, S. + 526-537. + + [6] Wundt, W.: 'Untersuchungen zur Mechanik der Nerven und + Nervencentren.' Stuttgart, 1876. + + [7] Krawzoff, L., und Langendorff, O.: 'Zur elektrischen + Reizung des Froschgehirns.' _Arch. f. Anal. u. Physiol._, + Physiol. Abth., 1879, S. 90-94. + + [8] Wilson, W.H.: 'Note on the Time Relations of Stimulation of + the Optic Lobes of the Frog.'_Jour. of Physiol._, Vol. XI., + 1890, pp. 504-508. + + [9] Sanders-Ezn: 'Vorarbeit fuer die Erforschung des + Reflexmechanismus in Lendentmark des Frosches.' _Berichte ueber + die Verhandlungen der Kgl. saechs. Gesellsch. d. Wissensch. zu + Leipzig_, 1867, S. 3. + + [10] Goltz, F.: 'Beitraege zur Lehre von den Functionen der + Nervencentren des Frosches.' Berlin, 1869, 130 S. + + [11] Steiner, J.: 'Untersuchungen ueber die Physiologie des + Froschhirns.' Braunschweig, 1885, 127 S. + + [12] Schrader, M.G.: 'Zur Physiologie des Froschgehirns.' + _Pflueger's Arch._, Bd. 41, 1887, S. 75-90. + + [13] Merzbacher, L.: 'Ueber die Beziebungen der Sinnesorgane zu + den Reflexbewegungen des Frosches.' _Pflueger's Arch._, Bd. 81, + 1900, S. 223-262. + + [14] Merzbacher, L.: 'Untersuchungen ueber die Regulation der + Bewegungen der Wirbelthiere. I. Beobachtungen an Froeschen.' + _Pflueger's Arch._, Bd. 88, 1901, S. 453-474, 11 Text-figuren. + +In the present investigation it has been my purpose to study the +reactions of the normal frog by the reaction-time methods of the +psychologist. Hitherto the amount of work done, the extent of +movements or some other change has been taken as a measure of the +influence of a stimulus. My problem is, What are the time relations of +all these reactions? With this problem in mind I enter upon the +following program: (1) Determination of reaction time to electrical +stimuli: (_a_) qualitative, (_b_) quantitative, (_c_) for different +strengths of current; (2) Determination of reaction time to tactual +stimuli (with the same variations); (3) Auditory: (_a_) qualitative, +(_b_) quantitative, with studies on the sense of hearing; (4) Visual: +(_a_) qualitative, (_b_) quantitative, with observations concerning +the importance of this sense in the life of the frog, and (5) +Olfactory: (_a_) qualitative, (_b_) quantitative. + +The present paper presents in rather bare form the results thus far +obtained on electrical, tactual, and auditory reaction time; +discussion of them will be deferred until a comparison of the results +for the five kinds of stimuli can be given. + + +V. METHOD OF STUDY. + + +The measurements of reaction time herein considered were made with the +Hipp Chronoscope. Cattell's 'Falling Screen' or 'Gravity Chronoscope' +was used as a control for the Hipp. The Gravity Chronoscope consists +of a heavy metal plate which slides easily between two vertical posts, +with electrical connections so arranged that the plate, when released +from the magnet at the top of the apparatus, in its fall, at a certain +point breaks an electric circuit and at another point further down +makes the same circuit. The rate of fall of the plate is so nearly +constant that this instrument furnishes an accurate standard time with +which Hipp readings may be compared, and in accordance with which the +Hipp may be regulated. For, since the rate of a chronoscope varies +with the strength of the current in use, with the variations in +temperature and with the positions of the springs on the magnetic bar, +it is always necessary to have some standard for corrections. In these +experiments the time of fall of the gravity chronoscope plate, as +determined by the graphic method with a 500 S.V. electric tuning fork, +was 125[sigma] (_i.e._, thousandths of a second). + +This period, 125[sigma], was taken as a standard, and each hour, +before the beginning of reaction-time experiments, the time of the +plate's fall was measured ten times with the Hipp, and for any +variation of the average thus obtained from 125[sigma], the standard, +the necessary corrections were made by changing the position of the +chronoscope springs or the strength of the current. + +The standard of comparison, 125[sigma], is shorter than most of the +reaction times recorded, but since the time measured was always that +from the breaking to the making of the circuit passing through the +chronoscope it cannot be urged that there were errors resulting from +the difference of magnetization which was caused by variations in the +reaction time. But it is evident that the danger from differences in +magnetization, if such exists, is not avoided in this way; instead, it +is transferred from the reaction time proper to the period of +preparation immediately preceding the reaction; for, from the moment +the chronoscope is started until the stimulus is given a current is +necessarily passing through the instrument. At a verbal signal from +the operator the assistant started the chronoscope; the stimulus was +then given by the operator, and the instrument recorded the time from +the breaking of the circuit, effected by the stimulating apparatus, to +the making of the circuit by the reaction of the animal. Despite +precautions to prevent it, the period from the starting of the +chronoscope to the giving of the stimulus was variable, and errors +were anticipated, but a number of the tests proved that variations of +even a second did not cause any considerable error. + +A fairly constant current for the chronoscope was supplied by a +six-cell 'gravity battery' in connection with two storage cells, _GB_ +(Fig. 6). This current could be used for two hours at a time without +any objectionable diminution in its strength. The introduction of +resistance by means of the rheostat, _R_, was frequently a convenient +method of correcting the chronoscope. + +[Illustration: FIG. 6. General Plan of Apparatus in Diagram. _H_, Hipp +Chronoscope; _R_, rheostat; _C_, commutator; _SC_, storage cells; +_GB_, 'Excello' gravity battery; _F_, Cattell's falling screen; _T_, +reaction table; _RK_, reaction key; _SK_, Stimulating apparatus; _K_, +key in chronoscope circuit; _S_, stimulus circuit.] + +Fig. 6 represents the general plan of the apparatus used in these +experiments. + +The general method of experimentation is in outline as follows: + +1. At a 'ready' signal from the operator the assistant makes the +chronoscope circuit by closing a key, _K_ (Fig. 6), and then +immediately starts the chronoscope. + +2. Stimulus is given by the operator as soon as the chronoscope is +started, and by this act the chronoscope circuit is broken and the +record begun. + +3. Animal reacts and by its movements turns a key, _RK_ (Fig. 6), thus +making the chronoscope circuit and stopping the record. + +4. Assistant stops chronoscope and takes reading. + +[Illustration: FIG. 7. Reaction Key. _l_, lever swung on pivot; _p, +p_, posts for contacts with platinum plates on base; _b_, upright bar +for string; _s_, spring for clamping string; _w_, wheel to carry +string; _c, c_, chronoscope circuit; 1 and 2, points which are brought +into contact by animal's reaction.] + +The steps of this process and the parts of the apparatus concerned in +each may be clearly conceived by reference to the diagram given in +Fig. 6. The various forms of stimulating apparatus used and the +modification of the method will be described in the sections dealing +with results. The same reaction key was used throughout (see Fig. 7). +Its essential features are a lever _l_, pivoted in the middle and +bearing a post at either end, _p, p_. From the middle of this lever +there projected upward a small metal bar, _b_, through the upper part +of which a string to the animal ran freely except when it was clamped +by the spring, _s_. This string, which was attached to the subject's +leg by means of a light elastic band, after passing through the bar +ran over a wheel, _w_, and hung tense by reason of a five-gram weight +attached to the end. Until everything was in readiness for an +experiment the string was left free to move through the bar so that +movement of the animal was not hindered, but the instant before the +ready-signal was given it was clamped by pressure on _s_. The diagram +shows the apparatus arranged for a reaction. The current is broken, +since 1 and 2 are not in contact, but a slight movement of the animal +turns the lever enough to bring 1 against 2, thus making the circuit +and stopping the chronoscope. When the motor reaction of the subject +was violent the string pulled out of the clamp so that the animal was +free from resistance, except such as the string and weight offered. +The five-gram weight served to give a constant tension and thus +avoided the danger of error from this source. Between experiments the +weight was placed on the table in order that there might be no strain +upon the subject. + +That the subject might be brought into a favorable position for an +experiment without being touched by the operator a special reaction +box was devised. + +The animals used in these studies were specimens of _Rana clamitans_ +which were kept in a tank in the laboratory throughout the year. + + +VI. ELECTRIC REACTION TIME. + + +The reaction time to electrical stimuli was determined first because +it seemed probable that this form of the pain reaction would be most +useful for comparison with the auditory, visual, olfactory and tactual +reactions. In this paper only the electrical and the tactual reaction +times will be considered. The former will be divided into two groups: +(1) Those resulting from a stimulus given by touching electrodes to +the leg of the frog, and (2) those gotten by having the frog resting +upon wires through which a current could be passed at any time. + +_Group 1 of the electrical reactions_ were taken under the following +conditions. A reaction box about 40 cm. in diameter was used. The mean +temperature of the experimenting room was about 20 deg. C. In all cases +the string was attached to the left hind leg of the frog, and the +stimulus applied to the middle of the gastrocnemius muscle of the +right hind leg. Reaction times were taken in series of ten, excluding +those which were imperfect. As the moistness of the skin affects the +strength of the electric stimulus received, it was necessary to +moisten the animal occasionally, but as it did not seem advisable to +disturb it after each experiment this was done at intervals of five +minutes throughout the series. Were it not for this precaution it +might be said that lengthening of the reaction times toward the end of +a series simply indicated the weakening of the stimulus which resulted +from the gradual drying of the skin. The stimulus in this group was +applied by means of the stimulating apparatus of Fig. 6. It is merely +two wire electrodes which could be placed upon the animal, with the +additional device of a key for the breaking of the chronoscope circuit +the instant the stimulus was given. The most serious objection to this +method of stimulating is that there is a tactual as well as an +electrical stimulus. + +Before presenting averages, two representative series of reactions may +be considered. + + +SERIES I. FROG B. APRIL 9, 1900. 10 A.M. + + Temperature 19 deg. C. String to left hind leg. Stimulus to right hind + leg. + + Strength of stimulating current 1.0 volt, .0001 ampere. + + Number of + Experiment. Hour. Reaction Time. Remarks. + + 1 10.25 No reaction. + 2 10.27 No reaction. + 3 10.30 139[sigma] + 4 10.34 164 + 5 10.35 102 + 6 10.37 169 + 7 10.39 151 + 8 10.40 152 + 9 10.42 144 + 10 10.43 152 + 11 10.45 122 + 12 10.51 179 + 13 10.54 No reaction. + + Average of 10, 147.4[sigma] + + SERIES 2. FROG F. ELECTRICAL STIMULUS. + + No. Hour. Reaction Time. Remarks. Deviation from Mean. + + 1 10.19 35[sigma] Probable reaction + to visual stim. + 2 10.22 173 4.7 + 3 10.24 161 - 7.3 + 4 10.25 133 -35.3 + 5 10.26 199 30.7 + 6 10.28 130 -38.3 + 7 10.32 179 10.7 + 8 10.34 187 18.7 + 9 10.35 60 Probable reflex. + 10 10.37 183 14.7 + 11 10.38 166 - 2.3 + 12 10.39 172 3.7 + + Average of 10, 168.3[sigma] Average of first 5, 159.2[sigma] + Average Variation, 16.64[sigma] Average of second 5, 177.4[sigma] + + +Both are fairly representative series. They show the extremely large +variations, in the case of series 1, from 102 to 179[sigma]. In all +these experiments such variation is unavoidable because it is +impossible to have the conditions uniform. A very slight difference in +the frog's position, which could not be detected by the operator, +might cause considerable difference in the time recorded. Efforts were +made to get uniform conditions, but the results seem to show that +there is still much to be desired in this direction. + +Tables VII. contains the results of four series of ten reactions each +for frog _A_. It will be noticed that the time for the first five in +each series is much shorter than that for the last five; this is +probably indicative of fatigue. + + +TABLE VII. + + REACTION TIME OF FROG _A_ TO ELECTRICAL STIMULI. + + Series of Averages Averages of Averages of + ten reactions. of series. first five. second five. + 1 163.1[sigma] 134.6[sigma] 191.6[sigma] + 2 186.2 176.2 196.2 + 3 161.1 125.2 197.0 + 4 158.3 101.6 215.0 + General averages 167.2[sigma] 134.4[sigma] 199.9[sigma] + + + TABLE VIII. + + REACTION TIME OF FROG _B_ TO ELECTRICAL STIMULI. + + 1 132.7[sigma] 118.2[sigma] 147.4[sigma] + 2 196.6 167.8 225.4 + 3 147.4 145.5 149.8 + 4 157.5 152.0 163.0 + General averages 158.6[sigma] 145.9[sigma] 171.4[sigma] + + +TABLE IX. + + NORMAL AND REFLEX REACTION TIME OF SIX ANIMALS TO ELECTRICAL STIMULUS. + + Normal. Reflex. + Average for 20 Average for 20 + Frog. reactions. Mean Var. reactions. Mean Var. + _A_ 149.5[sigma] 24.0[sigma] + _B_ 158.3 16.0 51.5[sigma] 8.0[sigma] + _C_ 191.0 24.3 + _D_ 167.0 10.1 + _E_ 182.4 28.0 45.1 5.5 + _F_ 176.3 10.2 46.0 4.5 + General + Average. 167.9[sigma] 18.8[sigma] 47.5[sigma] 6.0[sigma] + + For _D_ the average is for ten reactions. + + _B_ and _E_ were males, _F_ a female; the sex of the others was + not determined by dissection and is uncertain. + + +Early in the experiments it became evident that there were three +clearly defined types of reactions: there were a number of reactions +whose time was shorter than that of the ordinary quick voluntary pain +reaction, and there were also many whose time was considerably longer. +The first type it was thought might represent the spinal reflex +reaction time. For the purpose of determining whether the supposition +was true, at the end of the series of experiments three of the frogs +were killed and their reflex reaction time noted. This was done by +cutting the spinal cord just back of the medulla, placing the animal +on an experimenting board close to the reaction key with the thread +from the key fastened to the left leg as in case of the previous work +and stimulating the gastrocnemius with an induced current by the +application of wire electrodes. + +In Table IX. the reflex reaction times for the three animals are +given. + +The following results obtained with frog _E_ show that the time of +reaction increases with the increase in the time after death. The +average of 20 reactions by _E_ taken an hour after the cord had been +cut was 45.5[sigma]; the average of 20 taken twenty hours later was +55.85[sigma]. + +As a rule the reflex reactions were but slightly variable in time as +is indicated by the accompanying series. + + + SERIES OF REFLEX REACTIONS OF FROG _F_. + Taken at rate of one per minute. + + 1 50[sigma] + 2 58 + 3 55 + 4 59 + 5 48 + 6 46 + 7 45 + 8 51 + 9 42 + 10 44 + + +Throughout these experiments it was noticed that any stimulus might +cause (1) a twitch in the limb stimulated, or (2) a twitch followed by +a jump, or (3) a sudden jump previous to which no twitch could be +detected. And it soon appeared that these types of reaction, as it +seems proper to call them, would have to be considered in any +determination of the mean reaction time. As proof of the type theory +there is given (Fig. 8) a graphic representation of 277 reactions to +the electrical stimulus. + +[Illustration: FIG 8: Distribution of 277 reactions.] + +The column of figures at the left indicates the number of reactions at +any point. Below the base line are the classes. For convenience of +plotting the reactions have been grouped into classes which are +separated by 25[sigma]. Class 1 includes all reactions between +1[sigma] and 25[sigma], class 2 all from 25[sigma] to 50[sigma], and +so on to 400[sigma], thereafter the classes are separated by +100[sigma]. It is noticeable that there is one well-marked mode at +75[sigma]. A second mode occurs at 175[sigma]. This is the primary and +in our present work the chiefly significant mode, since it is that of +the quick instinctive reaction to a stimulus. At 500[sigma] there is a +third mode; but as such this has little meaning, since the reactions +are usually pretty evenly distributed from 300[sigma] on to +2000[sigma]; if there is any grouping, however, it appears to be about +500[sigma] and 800[sigma]. + +The first mode has already been called the reflex mode. The short +reactions referred to usually lie between 40[sigma] and 80[sigma], and +since experiment has shown conclusively that the spinal reflex +occupies about 50[sigma], there can be little doubt that the first +mode is that of the reflex reaction time. + +The second mode represents those reactions which are the result of +central activity and control. I should be inclined to argue that they +are what we usually call the instinctive and impulsive actions. And +the remaining reactions represent such as are either purely voluntary, +if any frog action can be so described, or, in other words, depend +upon such a balancing of forces in the brain as leads to delay and +gives the appearance of deliberate choice. + +Everything points to some such classification of the types as follows: +(1) Stimuli strong enough to be injurious cause the shortest possible +reaction by calling the spinal centers into action, or if not spinal +centers some other reflex centers; (2) slightly weaker stimuli are not +sufficient to affect the reflex mechanism, but their impulse passes on +to the brain and quickly discharges the primary center. There is no +hesitation, but an immediate and only slightly variable reaction; just +the kind that is described as instinctive. As would be expected, the +majority of the frog's responses are either of the reflex or of this +instinctive type. (3) There is that strength of stimulus which is not +sufficient to discharge the primary center, but may pass to centers of +higher tension and thus cause a response. This increase in the +complexity of the process means a slower reaction, and it is such we +call a deliberate response. Precisely this kind of change in neural +action and in reaction time is at the basis of voluntary action. And +(4) finally, the stimulus may be so weak that it will not induce a +reaction except by repetition. Just above this point lies the +threshold of sensibility, the determination of which is of +considerable interest and importance. + +_Group 2 of the electrical reactions_ consists of three series taken +to determine the relation of strength of stimulus to reaction time. +The conditions of experimentation differed from those for group 1 in +the following points: (1) The stimulus was applied directly by the +making of a circuit through wires upon which the subject rested (Fig. +9); (2) the thread was attached to the right hind leg; (3) the thread, +instead of being kept at the tension given by the 5-gram weight as in +the former reactions, was slackened by pushing the upright lever of +the reaction key one eighth of an inch toward the animal. This was +done in order to avoid the records given by the slight twitches of the +legs which precede the motor reaction proper. For this reason the +reactions of group 2 are not directly comparable with those of group +1. Fig. 9 is the plan of the bottom of a reaction box 15 cm. at one +end, 30 cm. at the other, 60 cm. long and 45 cm. deep. On the bottom +of this, at one end, a series of interrupted circuits were arranged as +shown in the figure. The wires were 1.2 cm. apart, and an animal +sitting anywhere on the series necessarily touched two or more, so +that when the stimulus key, X, was closed the circuit was completed by +the animal's body; hence, a stimulus resulted. The stimulus key, X, +was a simple device by which the chronoscope circuit, _c_, _c_, was +broken at the instant the stimulus circuit, _s_, _c_, was made. + +Cells of 'The 1900 Dry Battery' furnished the current used as a +stimulus. Three different strengths of stimulus whose relative values +were 1, 2 and 4, were employed in the series 1, 2 and 3. Careful +measurement by means of one of Weston's direct-reading voltmeters gave +the following values: 1 cell, 0.2 to 0.5 volt, 0.00001 to 0.00003 +ampere. This was used as the stimulus for series 1. 2 cells, 0.5 to +1.0 volt, 0.00003 to 0.00006 ampere. This was used for series 2. 4 +cells, 1.2 to 1.8 volt, 0.00007 to 0.0001 ampere. This was used for +series 3. + +[Illustration: Fig. 9. Ground Plan of Reaction Box for Electrical +Stimuli (Group 2). _IC_, interrupted circuits; _CC_, chronoscope +circuit; _X_, key for making stimulus circuit and breaking chronoscope +circuit; _B_, stimulus battery; _S_, string from reaction key to +animal. Scale 1/2.] + +The reactions now under consideration were taken in sets of 24 in +order to furnish evidence on the problem of fatigue. The stimulus was +given at intervals of one minute, and the subject was moistened at +intervals of ten minutes. To obtain 24 satisfactory reactions it was +usually necessary to give from thirty to forty stimulations. Five +animals, numbers 1, 2, 4, 5, and 6, served as subjects. They were +green frogs whose size and sex were as follows: + + + Length. Weight. Sex. + Number 1 7.5 cm. 35 grams. Male. + Number 2 7.3 " 37 " Male. + Number 4 8.2 " 50.4 " Female? + Number 5 7.1 " 25 " Female. + Number 6 7.8 " 42 " Male. + + +For most of these frogs a one-cell stimulus was near the threshold, +and consequently the reaction time is extremely variable. In Table X. +an analysis of the reactions according to the number of repetitions of +the stimulus requisite for a motor reaction has been made. Numbers 1 +and 5 it will be noticed reacted most frequently to the first +stimulus, and for them 48 satisfactory records were obtained; but in +case of the others there were fewer responses to the first stimulus, +and in the tabulation of series 1 (Table XI.) averages are given for +less than the regular sets of 24 reactions each. + + +TABLE X. + + ANALYSIS OF REACTIONS TO ONE-CELL STIMULUS. + + Frog. Reactions to To 2d. To 3d. To 4th. To 5th. More. Total No. + first Stimulus. of Reactions. + 1 53 2 1 0 0 1 57 + 2 20 12 5 5 4 12 58 + 4 31 15 1 0 2 8 57 + 5 51 11 1 2 0 1 66 + 6 45 15 6 3 1 5 75 + Totals, 200 55 14 10 7 27 313 + + +Table XI. is self-explanatory. In addition to the usual averages, +there is given the average for each half of the sets, in order that +the effect of fatigue may be noted. In general, for this series, the +second half is in its average about one third longer than the first +half. There is, therefore, marked evidence of tiring. The mean +reaction time for this strength of stimulus is difficult to determine +because of the extremely great variations. At one time a subject may +react immediately, with a time of not over a fifth of a second, and at +another it may hesitate for as much as a second or two before +reacting, thus giving a time of unusual length. Just how many and +which of these delayed responses should be included in a series for +the obtaining of the mean reaction time to this particular stimulus is +an extremely troublesome question. It is evident that the mode should +be considered in this case rather than the mean, or at least that the +mean should be gotten by reference to the mode. For example, although +the reaction times for the one-cell stimulus vary all the way from +150[sigma] to 1000[sigma] or more, the great majority of them lie +between 200[sigma] and 400[sigma]. The question is, how much deviation +from the mode should be allowed? Frequently the inclusion of a single +long reaction will lengthen the mean by 10[sigma] or even 20[sigma]. +What is meant by the modal condition and the deviation therefrom is +illustrated by the accompanying curve of a series of reaction times +for the electric stimulus of group I. + + +__________________________________________________________________________ +_8_|______________________________________________________________________ +_7_|_____________________________________|________________________________ +_6_|_____________________________________|________________________________ +_5_|_____________________________________|________________________________ +_4_|________________________________|____|____|___________________________ +_3_|____________|___________________|____|____|___________________________ +_2_|_______|____|____|_________|____|____|____|____|______________________ +_1_|__|____|____|____|_________|____|____|____|____|____|____|____|____|__ + 100 110 120 130 140 150 160 170 180 190 200 210 220 230 + + +The column of figures at the left indicates the number of reactions; +that below the base line gives the reaction times in classes separated +by 10[sigma]. Of thirty-one reactions, seven are here in the class +170[sigma]. This is the model class, and the mean gotten by taking the +average of 31 reactions is 162[sigma]. If the mode had been taken to +represent the usual reaction time in this case, there would have been +no considerable error. But suppose now that in the series there had +occurred a reaction of 800[sigma]. Should it have been used in the +determination of the mean? If so, it would have made it almost +30[sigma] greater, thus removing it considerably from the mode. If +not, on what grounds should it be discarded? The fact that widely +varying results are gotten in any series of reactions, points, it +would seem, not so much to the normal variability as to accidental +differences in conditions; and the best explanation for isolated +reactions available is that they are due to such disturbing factors as +would decrease the strength of the stimulus or temporarily inhibit the +response. During experimentation it was possible to detect many +reactions which were unsatisfactory because of some defect in the +method, but occasionally when everything appeared to be all right an +exceptional result was gotten. There is the possibility of any or all +such results being due to internal factors whose influence it should +be one of the objects of reaction-time work to determine; but in view +of the fact that there were very few of these questionable cases, and +that in series I, for instance, the inclusion of two or three +reactions which stood isolated by several tenths of a second from the +mode would have given a mean so far from the modal condition that the +results would not have been in any wise comparable with those of other +series, those reactions which were entirely isolated from the mode and +removed therefrom by 200[sigma] have been omitted. In series I alone +was this needful, for in the other series there was comparatively +little irregularity. + +The results of studies of the reaction time for the one-cell electric +stimulus appear in Table XI. The first column of this table contains +the average reaction time or mean for each subject. Nos. 2 and 4 +appeared to be much less sensitive to the current than the others, and +few responses to the first stimulus could be obtained. Their time is +longer than that of the others, and their variability on the whole +greater. Individual differences are very prominent in the studies thus +far made on the frog. The one-cell stimulus is so near the threshold +that it is no easy matter to get a mean which is significant. Could +the conditions be as fully controlled as in human reaction time it +would not be difficult, but in animal work that is impossible. No +attempt has thus far been made to get the reaction time in case of +summation effects except in occasional instances, and in so far as +those are available they indicate no great difference between the +normal threshold reaction and the summation reaction, but on this +problem more work is planned. + +There are large mean variations in Table XI., as would be anticipated. +Since the reactions were taken in sets of 24, the means of each set as +well as that of the total are given, and also, in columns 4 and 5, the +means of the first half and the last half of each set. + +A comparison of Tables XI., XII. and XIII. makes clear the differences +in reaction time correlated with differences in the strength of an +electric stimulus. For Table XI., series I, the relative value of the +stimulus was I; for Table XII., series 2, it was 2, and for Table +XIII., series 3, it was 4. Throughout the series from I to 3 there is +a rapid decrease in the reaction time and in the variability of the +same. The reaction time for stimulus I, the so-called threshold, is +given as 300.9[sigma]; but of the three it is probably the least +valuable, for reasons already mentioned. The mean of the second +series, stimulus 2, is 231.5[sigma] while that of the third, stimulus +4, is only 103.1[sigma]. This great reduction in reaction time for the +four-cell stimulus apparently shows the gradual transition from the +deliberate motor reaction, which occurs only after complex and varied +central neural activities, and the purely reflex reaction, which takes +place as soon as the efferent impulse can cause changes in the spinal +centers and be transmitted as an afferent impulse to the muscular +system. + + +TABLE XI. + + ELECTRICAL STIMULUS REACTION TIME. SERIES 1. + + Average Average of Average Average Mean Var + Frog. of all. Mean Var. Sets. of 1st h. of 2d h. of Sets. + + 1 238.5* 33.3* 216.0* 205.6* 226.7* 33.2* + 261.0 248.0 274.1 33.3 + 2 458.0 219.0 458.0 270.4 643.8 219.0 + 4 273.4 59.9 273.4 245.7 301.1 59.9 + 5 263.9 50.5 268.6 244.7 292.5 44.9 + 259.2 236.0 282.4 56.1 + 6 271.1 65.1 322.6 273.2 372.0 87.9 + 219.6 208.5 230.6 42.3 + Gen Av. 300.9 85.5 300.9 244.8 356.8 85.5 + + Totals. + For No. 1 the averages are for 2 sets of 24 reactions each, 48 + " 2 " " one set of 12 " " 12 + " 4 " " one set of 24 " " 24 + " 5 " " two sets of 24 " " 48 + " 6 " " two sets of 24 and 12 reactions, + respectively, 36 + + *Transcriber's Note: All values in [sigma], 1/1000ths of a second. + + +TABLE XII. + + ELECTRICAL STIMULUS REACTION TIME. SERIES 2. + + Average Average of Average Average Mean Var + Frog. of all. Mean Var. Sets. of 1st h. of 2d h. of Sets. + + 1 227.3* 33.7* 229.4* 209.1* 249.6* 25.5* + 225.2 207.3 243.0 42.1 + 2 240.1 30.9 239.0 222.3 255.1 29.0 + 241.3 220.2 262.4 32.8 + 4 270.3 56.5 298.5 285.3 311.4 62.8 + 242.2 206.0 278.4 50.2 + 198.5 26.2 195.0 197.5 193.0 33.5 + 202.0 195.2 209.0 18.8 + 6 224.4 24.4 221.6 209.7 233.7 23.6 + 227.2 213.5 241.0 25.1 + Gen. Av. 231.5 34.3 231.0 216.6 246.6 34.3 + + For No. 5 the averages are for two sets of 18 each; for all the + others there are 24 in each set. + + *Transcriber's Note: All values in [sigma], 1/1000ths of a second. + + +TABLE XIII. + + ELECTRICAL STIMULUS REACTION TIME. SERIES 3. + + Average Average Average Average Mean Var. + Frog. of all. Mean Var. of all. of 1st h. of 2d h. of Sets. + 1 93.6* 13.5* 91.8* 93.2* 90.4* 13.5* + 95.4 91.8 99.0 13.5 + 2 99.9 12.8 92.2 89.4 95.0 17.4 + 107.5 105.9 109.0 8.2 + 4 125.2 16.3 113.5 106.5 120.5 13.6 + 136.0 135.7 138.2 19.0 + 5 94.4 8.0 88.6 90.5 88.6 8.2 + 100.2 97.8 102.7 7.9 + 6 102.5 12.2 104.2 98.6 109.9 12.8 + 100.9 101.0 108.3 11.6 + Gen. Avs. 103.1 12.5 103.1 101.0 105.9 12.5 + +For each animal there are two sets of 24 reactions each. + + *Transcriber's Note: All values in [sigma], 1/1000ths of a second. + +The spinal reflex for a decapitated frog, as results previously +discussed show, is approximately 50[sigma]; and every time the +four-cell stimulus is given this kind of a reaction results. There is +a slight twitch of the legs, immediately after which the animal jumps. +Now for all these series the thread was slackened by one eighth of an +inch, but the reflex time was determined without this slack. +Calculation of the lengthening of the reaction time due to the slack +indicated it to be between 20 and 30[sigma], so if allowance be made +in case of the reactions to the four-cell stimulus, the mean becomes +about 70[sigma], or, in other words, nearly the same as the spinal +reflex. The conclusion seems forced, therefore, that when a stimulus +reaches a certain intensity it produces the cord response, while until +that particular point is reached it calls forth central activities +which result in much longer and more variable reaction times. It was +said above that the series under consideration gave evidence of the +gradual transition from the reflex to the volitional in reaction time. +Is this true, or do we find that there are well-marked types, between +which reactions are comparatively rare? Examination of the tables +VII., VIII., IX., XI., XII. and XIII. will show that between 70[sigma] +and 150[sigma] there is a break. (In tables XI., XII. and XIII., +allowance must always be made for the slack in the thread, by +subtracting 30[sigma].) All the evidence furnished on this problem by +the electrical reaction-time studies is in favor of the type theory, +and it appears fairly clear that there is a jump in the reaction time +from the reflex time of 50-80[sigma], to 140 or 150[sigma], which may +perhaps be taken as the typical instinctive reaction time. From +150[sigma] up there appears to be a gradual lengthening of the time as +the strength of the stimulus is decreased, until finally the threshold +is reached, and only by summation effect can a response be obtained. + +The most important averages for the three series have been arranged in +Table XIV. for the comparison of the different subjects. Usually the +reaction time for series 3 is about one half as long as that for +series 2, and its variability is also not more than half as large. In +the small variability of series 3 we have additional reason for +thinking that it represents reflexes, for Table IX. gives the mean +variation of the reflex as not more than 8[sigma], and the fact that +the means of this series are in certain cases much larger is fully +explained by the greater opportunity for variation afforded by the +slack in the thread. + + +TABLE XIV. + + MEANS, ETC., FOR EACH SUBJECT FOR THE THREE SERIES. (TIME IN [sigma]) + + Mean First Second Mean Frog. + Half. Half. Variation. + Series 1 238.5 226.8 259.4 33.3 + Series 2 227.3 208.2 246.3 33.7 No. 1 + Series 3 93.6 92.5 94.7 13.5 + + Series 1 458.0 270.4 643.8 219.0 + Series 2 240.1 221.2 258.8 30.9 No. 2 + Series 3 99.9 97.6 102.0 12.8 + + Series 1 273.4 245.7 301.1 59.9 + Series 2 270.3 245.6 294.9 56.5 No. 4 + Series 3 125.2 121.1 129.3 16.3 + + Series 1 263.9 240.4 287.4 50.5 + Series 2 198.5 196.4 201.0 26.2 No. 5 + Series 3 94.4 94.2 94.7 8.0 + + Series 1 271.1 240.8 301.3 65.1 + Series 2 224.4 211.6 237.3 24.4 No. 6 + Series 3 102.5 99.8 109.1 12.2 + + +A striking fact is that the averages for the first and last half of +sets of reactions differ more for the weak than for the strong +stimulus. One would naturally expect, if the increase were a fatigue +phenomenon purely, that it would be greatest for the strongest +stimulus; but the results force us to look for some other conditions +than fatigue. A stimulus that is sufficiently strong to be painful and +injurious to an animal forces an immediate response so long as the +muscular system is not exhausted; but where, as in series 1 and 2 of +the electrical stimulus, the stimulus is not harmful, the reason for a +sudden reaction is lacking unless fear enters as an additional cause. +Just as long as an animal is fresh and unfamiliar with the stimulus +there is a quick reaction to any stimulus above the threshold, and as +soon as a few experiences have destroyed this freshness and taught the +subject that there is no immediate danger the response becomes +deliberate. In other words, there is a gradual transition from the +flash-like instinctive reaction, which is of vast importance in the +life of such an animal as the frog, to the volitional and summation +responses. The threshold electrical stimulus does not force reactions; +it is a request for action rather than a demand, and the subject, +although startled at first, soon becomes accustomed to the experience +and responds, if at all, in a very leisurely fashion. The reaction +time to tactual stimuli, soon to be considered, was determined by +giving a subject only three or four stimulations a day; if more were +given the responses failed except on repetition or pressure; for this +reason the data on fatigue, or lengthening of reaction time toward the +end of a series, are wanting in touch. A few tests for the purpose of +discovering whether the time would lengthen in a series were made with +results very similar to those of the threshold electrical stimulus; +the chief difference lies in the fact that the responses to touch fail +altogether much sooner than do those to the electrical stimulus. This, +however, is explicable on the ground that the latter is a stimulus to +which the animal would not be likely to become accustomed so soon as +to the tactual. + + + First Half. Second Half. Second % Greater. + Series 1 244.8[sigma] 356.8[sigma] 46 per cent + Series 2 216.6 246.6 14 " + Series 3 101.0 105.9 5 " + + +If pure fatigue, that is, the exhaustion of the nervous or muscular +system, appears anywhere in this work, it is doubtless in series 3, +for there we have a stimulus which is so strong as to force response +on penalty of death; the reaction is necessarily the shortest +possible, and, as a matter of fact, the motor reaction (jump forward) +here occupies little more time than the leg-jerk of a decapitated +frog. This probably indicates that the reaction is a reflex, and that +the slight increase in its length over that of the spinal reflex is +due to occasional cerebellar origin; but of this there can be no +certainly from the evidence herewith presented. At any rate, there is +no possibility of a voluntary reaction to the strong current, and any +changes in the general character of the reaction time in a series will +have to be attributed to fatigue of the nervous or muscular systems. +The second halves of the sets of series 3 are 5 per cent. longer than +the first, and unless this is due to the partial exhaustion of the +nervous system it is hard to find an explanation of the fact. Fatigue +of the muscles concerned seems out of the question because the +reactions occur at the rate of only one per minute, and during the +rest interval any healthy and well-nourished muscle would so far +recover from the effect of contraction that it would be able to +continue the rhythmic action for long periods. + +To the inquiry, Does fatigue in the experiments mean tiring by the +exhaustion of nerve energy, or is the lengthening in reaction time +which would naturally be attributed to tiring due to the fact that +experience has shown quick reaction to be unnecessary? we shall have +to reply that there is evidence in favor of both as factors. There can +be little doubt that in case of the strong stimuli there is genuine +fatigue which makes quick reaction impossible; but at the same time it +is certain that the 40 to 50 per cent. increase of the second half of +sets in series 1 over the first half can not be due to fatigue, for +the strain is here evidently much less than for series 3. Rather, it +would seem that habituation instead of exhaustion is the all-important +cause of the difference in series 1 and 2. It becomes clear from these +considerations that the repetition of a stimulus can never mean the +repetition of an effect. + + +VII. TACTUAL REACTION TIME. + + +In the following work on the reactions to tactual stimulation the +subject was placed in a large reaction box with a thread attached to +one of its legs and passing to a reaction key, as in the experiments +already described. The box in which the subject was confined was +surrounded by movable cloth curtains to prevent the animal's escape +and at the same time permit the experimenter to work without being +seen by the frog. + +Tactual stimulation was given by means of a hand key[15] similar to +that used for electrical stimulation which is represented in Fig. 6. +The touch key ended in a hard-rubber knob which could be brought in +contact with the skin of the subject. This key was fixed to a handle +of sufficient length to enable the operator to reach the animal +wherever it chanced to be sitting in the reaction box. Stimulation was +given by allowing the rubber point of the touch key to come in contact +with the skin in the middle region of the subject's back. As soon as +the point touched the animal the chronoscope circuit was broken by the +raising of the upper arm of the key. + + [15] This apparatus was essentially the same as Scripture's + device for the giving of tactual stimulation. + +As a precaution against reactions to visual stimuli, which it might +well be supposed would appear since the subject could not in every +case be prevented from seeing the approaching apparatus, the frog was +always placed with its head away from the experimenter so that the +eyes could not readily be directed toward the touch apparatus. +Notwithstanding care in this matter, a reaction occasionally appeared +which was evidently due to some disturbance preceding the tactual +stimulus which served as a warning or preparation for the latter. All +such responses were at once marked as questionable visual reactions +and were not included in the series of touch reactions proper. + +As has been mentioned in connection with the discussion of fatigue, it +was found absolutely necessary to have the subjects perfectly fresh +and active, and for this purpose it was advisable to give not more +than three or four stimulations at any one time. The subject was +usually kept in the reaction box from 30 to 45 minutes, dependent upon +the success of the experiments. As the work progressed it became +evident that the responses to the stimulus were becoming less and less +certain and slower, that the subjects were becoming accustomed to the +novel experience and no longer suffered the surprise which had been +the cause of the prompt reactions at first. It seemed best for this +reason not to continue the work longer than two weeks, and as a +consequence it was impossible to base the averages on more than twenty +reactions for each subject. + +So far as the tension of the thread is concerned, the condition for +the tactual reaction time was the same as that for the first group of +electrical reaction-time experiments. In comparing the tactual with +the electrical of series 1, 2 and 3, allowance must be made for the +slack in the latter cases. + +Selection of the tactual reaction times upon which the mean is based, +has been made with reference to the mode for each set of experiments. +Inspection of the curves given by the reactions of each subject +indicated that the great majority of the responses lay between 100 and +300[sigma], and that those which were beyond these limits were +isolated and, in all probability, exceptional reactions due to some +undetected variation in conditions which should throw them out of the +regular series. On this account it was thought best to use only +reactions between 100 and 300[sigma]. + +For convenience of comparison, again, the averages for the electrical +reaction time of subjects _A_, _B_, _C_, _D_, _E_ and _F_, and the +same for the tactual reaction time of subjects 1, 2, 3, 4, 5 and 6 are +herewith given together. All averages are for twenty reactions, except +for _D_ and 5, for which there are ten. + +Besides the usual determination for the tactual reaction-time work on +the six subjects named, there is given in Table XVI. the electrical +reaction time of these animals to a two-cell current. Comparison of +the electrical and tactual results are of interest in this case +because the mean variation for each is about 34[sigma], being +34.3[sigma], for the electrical and 33.8[sigma], for the tactual. + + +TABLE XV. + + Average of 20 Electrical Average of 20 Tactual + Frog. Reactions. Frog. Reactions. + _A_ 149.5[sigma] 1 188.3[sigma] + _B_ 158.3 2 199.1 + _C_ 191.0 3 212.1 + _D_ 167.0 4 213.0 + _E_ 182.4 5 199.8 + _F_ 176.3 6 221.9 + Gen. Avs. 167.9 205.7 + + +TABLE XVI. + + REACTION TIME FOR TACTUAL AND ELECTRICAL STIMULI. + + Tactual Reaction Time. Electrical Reaction Time. + + Frog. Average. Mean Variation. Average. Mean Variation. + + 1 188.3[sigma] 167.3[sigma] + 2 199.1 180.1 + 3 212.1 + 4 213.0 210.3 + 5¹ 199.8 138.5 + 6 221.9 164.4 + Gen. Avs. 205.7 33.8 172.1 34.3 + + ¹For 5 the average of ten instead of twenty is given. + + +VIII. EQUAL VARIABILITY AS A CRITERION OF COMPARABILITY OF REACTION +TIME FOR DIFFERENT KINDS OF STIMULI. + + +Since variability as indicated in the study of the influence of +different strengths of electrical stimulus becomes less as the +stimulus increases, parity in variability for different stimuli offers +a basis for the comparison of reaction times. Certain it is that there +is no use in comparing the reaction times for different senses or +different qualities of stimuli unless the relative values of the +stimuli are taken into consideration; but how are these values to be +determined unless some such index as variability is available? If the +reaction time to tactual stimuli as here presented is to be studied in +its relation to the electrical reaction time, it will mean little +simply to say that the former is longer than the latter, because the +electrical reaction time for a one-cell stimulus happens to be +somewhat less than that for the particular tactual stimulus used. For +it is clear that this tactual reaction time is really shorter than the +reaction time to a weak current. In making variability a basis of +comparison it must be assumed that the strength of stimulus is the +important factor, and that all other variable conditions are, so far +as possible, excluded. If, now, on the basis of parity in variability +we compare the tactual and electrical reaction times, it is apparent +that the tactual is considerably longer. The tactual average of Table +XV. is 205.7[sigma], while the electrical reaction time which has +approximately the same variability is 172.1[sigma]. It may well be +objected that I have no right to make variability the basis of my +comparison in these experiments, because the work for the various +kinds of stimuli was done under different conditions. Admitting the +force of this objection, and at the same time calling attention to the +fact that I do not wish to lay any stress on the results of the +comparisons here made, I take this opportunity to call attention to +the possibility of this criterion. + +The use of variability as a basis of comparison would involve the +assumptions (1) that a certain intensity of every stimulus which is to +be considered is capable of producing the shortest possible, or reflex +reaction, and that this reaction is at the same time the least +variable; (2) that as the strength of a stimulus decreases the +variability increases until the threshold is reached. + +Suppose, now, it is our desire to compare the results of reactions to +different intensities of electrical and tactual stimuli; let the +figures be as follows: + + Reaction Time. Variability. + Stimulus Strength. Elect. Touch. Elect. Touch. + 8 50[sigma] 50[sigma] 10[sigma] 10[sigma]. + 4 130 155 25 30 + 2 175 220 40 40 + 1 300 320 50 60 + +In the double columns the results for electrical stimuli are given +first, and in the second column are the tactual. Stimulus 8 is assumed +to be of sufficient strength to induce what may be designated as +forced movement, and whatever the quality of the stimulus this +reaction time is constant. I make this statement theoretically, +although all the evidence which this work furnishes is in support of +it. So, likewise, is the variability of this type of reaction time +small and nearly constant. At the other extreme, stimulus 1 is so weak +as to be just sufficient to call forth a response; it is the so-called +threshold stimulus. Whether all qualities of stimulus will give the +same result here is a question to be settled by experimentation. Wundt +contends that such is the case, but the observations I have made on +the electrical and tactual reactions of the frog cause me to doubt +this assumption. It seems probable that the 'just perceptible stimulus +reaction time' is by no means the same thing for different qualities +of stimulus. Those modifications of the vital processes which alone +enable organisms to survive, make their appearance even in the +response to the minimal stimulus. In one case the just perceptible +stimulus may cause nothing more than slight local changes in +circulation, excretion, muscular action; in another it may produce, +just because of the particular significance of the stimulus to the +life of the organism, a violent and sudden motor reaction. But grant, +if you will, that the threshold reaction time is the same for all +kinds of stimuli, and suppose that the variability is fairly constant, +then, between the two extremes of stimuli, there are gradations in +strength which give reaction times of widely differing variabilities. +If, now, at some point in the series, as, for instance, to stimulus 2, +the variability for different kinds of stimuli is the same either with +reference to the reaction time (ratio) or absolutely, what +interpretation is to be put upon the fact? Is it to be regarded as +merely a matter of chance, and unworthy of any special attention, or +should it be studied with a view to finding out precisely what +variability itself signifies? It is obvious that any discussion of +this subject, even of the possible or probable value of variability as +a criterion for the comparative study of stimuli, can be of little +value so long as we do not know what are the determining factors of +variations of this sort. The only suggestion as to the meaning of such +a condition (_i.e._, equal variability at some point)--and our studies +seem to show it for touch and electrical stimulation--which I feel +justified in offering at present, is that parity in variability +indicates equality in strength of stimuli, that is, the electrical +stimulus which has a reaction time of the same variability as a +tactual stimulus has the same effect upon the peripheral nervous +system as the tactual, it produces the same amplitude and perhaps the +same form of wave, but the reaction times for the two stimuli differ +because of the biological significance of the stimuli. The chances are +that this is wholly dependent upon the central nervous system. + + +IX. SUMMARY. + + +1. This paper gives the results of some experiments on the frog to +determine its electrical and tactual reaction time. It is the +beginning of comparative reaction-time studies by which it is hoped +important information may be gained concerning the significance and +modes of action of the nervous system. Comparative physiology has +already made clear that the time relations of neural processes deserve +careful study. + +2. According to the strength of the stimulus, electric stimulation of +the frog causes three types of reaction: (1) A very weak or threshold +stimulus results in a deliberate or delayed reaction, the time of +which may be anywhere from 300[sigma] (thousandths of a second) to +2,000[sigma]. (2) A very strong stimulus causes a spinal reflex, whose +time is from 50 to 80[sigma]; and (3) a stimulus of intermediate +strength causes a quick instinctive reaction of from 150 to 170[sigma] +in duration. + +3. The reaction time for electric stimuli whose relative values were +1, 2 and 4 were found to be 300.9[sigma], 231.5[sigma] and +103.1[sigma]. + +4. The reaction time of the frog to a tactual stimulus (contact of a +rubber point) is about 200[sigma]. + +5. The variability of reaction times of the frog is great, and +increases as the strength of the stimulus decreases. + +6. When two kinds of stimuli (_e.g._, electrical and tactual) give +reaction times of equal variability, I consider them directly +comparable. + +7. According to this criterion of comparability the reaction time to +electric stimulation which is comparable with that to tactual is +172.1[sigma]; and it is to be compared with 205.7[sigma]. Both of +these have a variability of approximately 34[sigma]. On this basis one +may say that the tactual reaction time is considerably longer than the +electrical. + + +PART III. AUDITORY REACTIONS OF FROGS. + + +X. HEARING IN THE FROG. + + +A. Influences of Sounds in the Laboratory. + +After determining the simple reaction time of the green frog to +tactual and electrical stimulation, I attempted to do the same in case +of auditory stimuli. In this I was unsuccessful because of failure to +get the animal to give a motor response which could be recorded. The +animal was placed in an experimenting box with a string attached to +one hind leg as in the experiments described in Part II., and after it +had become accustomed to the situation a sound was made. A wide range +of sounds were tried, but to none except the croak of another frog was +a motor reaction frequently given. Even a loud noise, such as the +explosion of a large pistol cap, caused a visible motor reaction only +in rare cases. In fifty trials with this stimulus I succeeded in +getting three reactions, and since all of them measured between 230 +and 240[sigma] it is perhaps worth while to record the result as +indicative of the auditory reaction time. As these were the only +measurements obtained, I have no satisfactory basis for the comparison +of auditory with other reaction times. + +The remarkable inhibition of movement shown by the frog in the +presence of strong auditory stimulation, at least what is for the +human being a strong stimulus, led me to inquire concerning the limits +and delicacy of the sense of hearing in frogs. In the vast quantity of +literature on the structure and functions of the sense organs of the +animal I have been able to find only a few casual remarks concerning +hearing. + +In approaching the problem of frog audition we may first examine the +structure of the ear for the purpose of ascertaining what sounds are +likely to affect the organ. There is no outer ear, but the membrana +tympani, or ear drum, covered with skin, appears as a flat disc from 5 +to 10 mm. in diameter on the side of the head just back of the eye and +a little below it. In the middle ear there is but one bone, the +columella, forming the connecting link between the tympanum and the +internal ear. The inner ear, which contains the sense organs, +consists of a membranous bag, the chief parts of which are the +utriculus, the sacculus, the lagena, and the three semicircular +canals. The cavity of this membranous labyrinth is filled with a +fluid, the endolymph; and within the utriculus, sacculus and lagena +are masses of inorganic matter called the otoliths. The auditory nerve +terminates in eight sense organs, which contain hair cells. There is +no cochlea as in the mammalian ear. The assumption commonly made is +that vibrations in the water or air by direct contact cause the +tympanic membrane to vibrate; this in turn causes a movement of the +columella, which is transmitted to the perilymphatic fluid of the +inner ear. The sensory hair cells are disturbed by the movements of +the otoliths in the endolymph, and thus an impulse is originated in +the auditory nerve which results in a sensation more or less +resembling our auditory sensation. It is quite probable that the +frog's sense of hearing is very different from ours, and that it is +affected only by gross air vibrations. This conclusion the anatomy of +the ear supports. + +Although there does not seem to be a structural basis for a delicate +sense of hearing, one must examine the physiological facts at hand +before concluding that frogs do not possess a sense of hearing similar +to our own. First, the fact that frogs make vocal sounds is evidence +in favor of the hearing of such sounds at least, since it is difficult +to explain the origin of the ability to make a sound except through +its utility to the species. Granting, however, that a frog is able to +hear the croaks or pain-screams of its own species, the range of the +sense still remains very small, for although the race of frogs makes a +great variety of sounds, any one species croaks within a narrow range. + +Having satisfied myself that motor reactions for reaction-time +measurements could not be gotten to any ordinary sounds in the +laboratory, I tried the effect of the reflex croaking of another frog +of the same species. In attempting to get frogs to croak regularly, I +tested the effect of removing the brain. The animals are said to croak +reflexly after this operation whenever the back is stroked; but for +some reason I have never been successful in getting the reaction +uniformly. In many cases I was able to make normal animals croak by +rubbing the back or flanks, and to this sound the animals under +observation occasionally responded by taking what looked like an +attitude of attention. They straightened up and raised the head as if +listening. In no case have other motor responses been noticed; and the +above response was so rare that no reaction-time measurements could be +made. + +Again, while working with the green frog on habit formation, I one day +placed two animals in a labyrinth from which they could escape by +jumping into a tank of water. Several times when one frog jumped into +the water I noticed the other one straighten up and hold the +'listening' or 'attentive' attitude for some seconds. As the animals +could not see one another this is good evidence of their ability to +hear the splash made by a frog when it strikes the water. + + +B. Influence of Sounds in Nature. + +In order to learn how far fear and artificial conditions were causes +of the inhibition of response to sounds in the laboratory, and how far +the phenomenon was indicative of the animal's inability to perceive +sounds, I observed frogs in their native haunts. + +By approaching a pond quietly, it is easy to get within a few yards of +frogs sitting on the banks. In most cases they will not jump until +they have evidence of being noticed. Repeatedly I have noted that it +is never possible to get near to any frogs in the same region after +one has jumped in. In this we have additional proof that they hear the +splash-sound. To make sure that sight was not responsible for this +on-guard condition in which one finds the frogs after one of their +number has jumped into the water, I made observations on animals that +were hidden from one another. The results were the same. I therefore +conclude that the splash of a frog jumping into the water is not only +perceived by other frogs in the vicinity, but that it is a peculiarly +significant sound for them, since it is indicative of danger, and +serves to put them 'on watch.' + +A great variety of sounds, ranging in pitch from a low tone in +imitation of the bull frog's croak to a shrill whistle, and in +loudness from the fall of a pebble to the report of a pistol, were +tried for the purpose of testing their effects upon the animals in +their natural environment. To no sound have I ever seen a motor +response given. One can approach to within a few feet of a green frog +or bull frog and make all sorts of noises without causing it to give +any signs of uneasiness. Just as soon, however, as a quick movement is +made by the observer the animal jumps. I have repeatedly crept up very +close to frogs, keeping myself screened from them by bushes or trees, +and made various sounds, but have never succeeded in scaring an animal +into a motor response so long as I was invisible. Apparently they +depend almost entirely upon vision for the avoidance of dangers. +Sounds like the splash of a plunging frog or the croak or pain-scream +of another member of the species serve as warnings, but the animals do +not jump into the water until they see some sign of an unusual or +dangerous object. On one occasion I was able to walk to a spot where a +large bull frog was sitting by the edge of the water, after the frogs +about it had plunged in. This individual, although it seemed to be on +the alert, let me approach close to it. I then saw that the eye turned +toward me was injured. The animal sat still, despite the noise I made, +simply because it was unable to see me; as soon as I brought myself +within the field of vision of the functional eye the frog was off like +a flash. + +Many observers have told me that frogs could hear the human voice and +that slight sounds made by a passer-by would cause them to stop +croaking. In no case, however, have such observers been able to assert +that the animals were unaffected by visual stimuli at the same time. I +have myself many times noticed the croaking stop as I approached a +pond, but could never be certain that none of the frogs had seen me. +It is a noteworthy fact that when one frog in a pond begins to croak +the others soon join it. Likewise, when one member of such a chorus is +frightened and stops the others become silent. This indicates that the +cessation of croaking is a sign of danger and is imitated just as is +the croaking. There is in this fact conclusive evidence that the +animals hear one another, and the probability is very great that they +hear a wide range of sounds to which they give no motor reactions, +since they do not depend upon sound for escaping their enemies. + +The phenomenon of inhibition of movement in response to sounds which +we have good reason to think the frogs hear, and to which such an +animal as a turtle or bird would react by trying to escape, is thus +shown to be common for frogs in nature as well as in the laboratory. +This inhibition is in itself not surprising, since many animals +habitually escape certain of their enemies by remaining motionless, +but it is an interesting phenomenon for the physiologist. We have to +inquire, for instance, what effects sounds which stimulate the +auditory organs and cause the animal to become alert, watchful, yet +make it remain rigidly motionless, have on the primary organic rhythms +of the organism, such as the heart-beat, respiration, and peristalsis. +It is also directly in the line of our investigation to inquire how +they affect reflex movements, or the reaction time for any other +stimulus--what happens to the reaction time for an electrical +stimulus, for example, if a loud noise precede or accompany the +electrical stimulus. + +For the purpose of determining the range of hearing in the frog, I was +driven to study the influence of sounds upon respiration. Although the +animals did not make any detectable movement, not even of an eyelid, +in response to noises, it seemed not improbable that if the sounds +acted as auditory stimuli at all, they would in some degree modify the +form or rate of the respiratory movement. + + +C. Influence of Sounds on Respiration.[16] + + [16] For full discussion of the normal respiratory movements of + the frog see Martin, _Journal of Physiology,_ Vol. 1., 1878, + pp. 131-170. + +The method of recording the respiration was the direct transference of +the movement of the throat by means of a pivoted lever, one end of +which rested against the throat, while the other served as a marker on +a revolving drum carrying smoked paper. The frog was put into a small +box, visual stimuli were, so far as possible, excluded and the lever +was adjusted carefully; a record was then taken for at least half a +minute to determine the normal rate of respiration in the absence of +the stimulus whose effect it was the chief purpose of the experiment +to discover. Then, as soon as everything was running smoothly, the +auditory stimulus was given. The following records indicate the +effects of a few stimuli upon the rate of breathing: + + +1. Stimulus, 100 V. tuning fork. + +Number of respirations for 10 cm. _before_ stimulus 18.0, 17.0; number +of respirations for 10 cm. _after_ stimulus 19.0, 17.3. + +The records indicate very little change, and contradict one another. +For the same stimulus the experiment was tried of taking the normal +respiration record for a complete revolution of the drum, and then at +once taking the record for the same length of time (about two minutes) +with the tuning-fork vibrating close to the frog. The following result +is typical and proves that the sound has little effect. + +Number of respirations in a revolution _before_ stimulus: First rev. +88; second rev. 88. Number of respirations in a revolution _during_ +stimulus: First rev. 87; second rev. 88. + +Concerning the influence of tuning-fork stimuli more will be said +later in a consideration of the effects of auditory stimuli upon +reactions to visual stimuli. + + +2. The influence of falling water as an auditory stimulus. Water was +allowed to fall about two feet in imitation, first, of a plunging +frog, and second, of water falling over rocks. In representing the +effect of the stimulus on the rate of respiration, I have given the +distance on the drum covered by the ten complete respirations just +preceding the stimulus and the ten following it. + + + 10 Respirations. 10 Respirations. + _Before_ Stimulus. _After_ Stimulus. + 1st Stim. 13.0 cm. 11.8 cm. + 2d Stim. 12.7 cm. 12.7 cm. + + With a smaller animal. + + 1st Stim. 5.4 cm. 4.8 cm. + 2d Stim. 4.9 cm. 4.7 cm. + Average for 5 5.00 cm. 4.86 cm. + + +_These records show a marked increase in the rate of respiration just +after the auditory stimulus is given for the first time._ The stimulus +has less effect when repeated after an interval of one or two minutes, +and if repeated several times it finally causes no noticeable change. +On the whole, the sound of falling water seems to arouse the animals +to fuller life. The stimulus appears to interest them, and it +certainly accelerates respiration. This is precisely what one would +expect from a sound which is of special significance in the life of +the animal. + + +3. In case of a loud shrill whistle inhibition of respiration +resulted. This probably means that the frogs were frightened by the +sound. Falling water served rather to excite their natural-habitat +associations, whereas, the whistle, being an uncommon and unassociated +sound, caused fear. It is evident to the casual observer that the frog +sometimes inhibits and sometimes increases its respiratory movements +when frightened, so the result in this experiment is in no way +surprising. I am by no means certain, however, that a longer series of +observations on several individuals would give constant inhibitory +results. My immediate purpose in the work was to get evidence of +hearing; the respiratory changes were of secondary importance, +although of such great interest that I have planned a more thorough +special study of them for the future. + +A few sample results showing the influence of the whistle upon a small +bull-frog follow: + + Length of 10 Resps. Length of 10 Resps. + _Before_ Stimulus in cm. _After_ Stimulus in cm. + 1st Stim. 6.0 6.7 + 2d " 5.4 6.0 + 3d " 5.9 5.8 + 1st " 4.7 5.4 + 2d " 4.4 4.6 + + +As a test-check observation for comparison, the influence of a visual +stimulus upon respiration was noted under the same conditions as for +the auditory. Effect of turning on electric light over box. + + Length in cm. of 10 Resps. Length in cm. of 10 Resps. + _Before_ Stimulus. _After_ Stimulus. + 4.8 4.4 + 5.3 4.6 + 4.5 4.0 + +These results indicate an increase in the respiration rate due to the +visual stimulus. + + +4. Of the other auditory stimuli used, the pistol-cap explosion gave +very irregular results. For one animal it caused acceleration, for +another inhibition. There is, however, good evidence that the sounds +were heard. + + +5. The ringing of a bell gave results similer to those for a whistle, +and the sound of a 500 S.V. tuning fork usually caused a slight +increase in the rate of breathing. In these experiments I therefore +have evidence, through their effects upon respiration, of the frog's +ability to hear sounds ranging from 50 V. to at least 1,000 V. + +The croak of the green frog ranges from 100 to 200 V., so far as I +have been able to determine. That of the bull frog is lower, from 50 +to 75; and in the leopard frog the range is from 80 to 125. The latter +is very different from the green frog in its croaking, in that it +croaks whenever disturbed, whereas, the green frog rarely responds in +that way to a stimulus. + +We are now in a position to say that the failure of frogs to give +motor reactions to strong auditory stimuli is not due to their +inability to be affected by the stimuli, but is a genuine inhibition +phenomenon. + + +XI. THE EFFECTS OF AUDITORY STIMULI ON VISUAL REACTIONS. + + +Further experimental evidence of hearing was gotten from some work +done to test the influence of sounds upon motor reactions to visual +stimuli. Frogs, like most other amphibians, reptiles and fishes, are +attracted by any small moving object and usually attempt to seize it. +They never, so far as I have noticed, feed upon motionless objects, +but, on the other hand, will take almost anything which moves. +Apparently the visual stimulus of movement excites a reflex. A very +surprising thing to those who are unfamiliar with frog habits is the +fear which small frogs have of large ones. Put some green frogs or +small bull frogs into a tank with large bull frogs, and the little +ones will at once show signs of extreme fear; they jump about in the +most excited manner and try hard to escape. The cause of their fear +soon appears, since it is usually only a few minutes until the little +ones are swallowed by their wide-mouthed, cannibalistic fellows. + +It is, moreover, well known that a bit of red flannel fastened to a +hook attracts frogs and is an excellent method of capturing them. Red +seems to be the color which they most readily notice. + +This tendency of the frog to attempt to seize any moving object I made +use of to test the value of sounds. By placing a frog in a glass +aquarium which was surrounded by a screen, back of which I could work +and through a small hole in which I was able to watch the animal +without being noticed by it, and then moving a bit of red cardboard +along one side of the aquarium, I could get the frog to jump at it +repeatedly. In each attempt to get the moving object, the animal +struck its head forcibly against the glass side of the aquarium. There +was, therefore, reason to think that a few trials would lead to the +inhibition of the reaction. Experiment discovered the fact that a +hungry frog would usually jump at the card as many as twenty times in +rapid succession. + +In this reaction to a visual stimulus there appeared good material for +testing audition. I therefore arranged a 500 S.V. tuning fork over the +aquarium and compared the reactions of animals to the visual stimulus +alone, with that to the visual stimulus when accompanied by an +auditory stimulus. The tuning-fork sound was chosen because it seemed +most likely to be significant to the frog. It is similar to the sounds +made by the insects upon which frogs feed. For this reason one would +expect that the sight of a moving object and the sound of a +tuning-fork would tend to reenforce one another. + +The experiments were begun with observations on the effects of moving +objects on the respiration. In case of a normal rate of 54 +respirations per minute sight of the red object caused an increase to +58. Then the same determination was made for the auditory stimulus. +The tuning-fork usually caused an increase in rate. In a typical +experiment it was from 65 per minute to 76. The observations prove +conclusively that the 500 S.V. sound is heard. My attention was turned +to the difference of the environment of the ear in its relation to +hearing. Apparently frogs hear better when the tympanum is partially +under water than when it is fully exposed to the air. + +Having discovered by repeated trials about how vigorously and +frequently a frog would react to the moving red card, I tried the +effect of setting the fork in vibration a half minute before showing +the card. It was at once evident that the sound put the frog on the +alert, and, when the object came into view, it jumped at it more +quickly and a greater number of times than when the visual stimulus +was given without the auditory. This statement is based on the study +of only two animals, since I was unable to get any other frogs that +were in the laboratory at the time to take notice of the red +cardboard. This was probably because of the season being winter. I +venture to report the results simply because they were so definite as +to point clearly to the phenomenon of the reenforcement of the +visual-stimulus reaction by an auditory stimulus. + +Concerning the influence of this combining of stimuli on the reaction +time, I am only able to say that the reaction to the moving object +occurred quicker in the presence of the auditory stimulus. When the +red card was shown it was often several seconds before the frog would +notice it and attempt to get it, but when the sound also was given the +animal usually noticed and jumped toward the moving card almost +immediately. + +Unfortunately I have thus far been unable to get chronoscopic +measurements of the reaction times in this reenforcement phenomenon. I +hope later to be able to follow out the interesting suggestions of +these few experiments in the study of reenforcement and inhibition as +caused by simultaneously given stimuli. + +A few observations made in connection with these experiments are of +general interest. The frog, when it first sees a moving object, +usually draws the nictitating membrane over the eye two or three times +as if to clear the surface for clearer vision. Frequently this action +is the only evidence available that the animal has noticed an object. +This movement of the eye-lids I have noticed in other amphibians and +in reptiles under similar conditions, and since it always occurs when +the animals have need of the clearest possible vision, I think the +above interpretation of the action is probably correct. + +Secondly, the frog after getting a glimpse of an object orients +itself by turning its head towards the object, and then waits for a +favorable chance to spring. The aiming is accurate, and as previously +stated the animal is persistent in its attempts to seize an object. + + +XII. THE PAIN-SCREAM OF FROGS. + + +While making measurements of the frog's reaction time to electrical +stimulation, I noticed that after a few repetitions of a 2-volt, +.0001-ampere stimulus an animal would frequently make a very peculiar +noise. The sound is a prolonged scream, like that of a child, made by +opening the mouth widely. The ordinary croak and grunt are made with +closed or but slightly opened mouth. The cry at once reminds one of +the sounds made by many animals when they are frightened. The rabbit, +for example, screams in much the same way when it is caught, as do +also pigs, dogs, rats, mice and many other animals. The question +arises, is this scream indicative of pain? While studying reaction +time I was able to make some observations on the relation of the +scream to the stimulus. + +First, the scream is not given to weak stimuli, even upon many +repetitions. Second, it is given to such strengths of an electrical +stimulus as are undoubtedly harmful to the animal. Third, after a frog +has been stimulated with a strong current (two volts), until the +scream is given with almost every repetition, it will scream in the +same way when even a weak stimulus is applied. If, for instance, after +a two-volt stimulus has been given a few times, the animal be merely +touched with a stick, it will scream. It thus appears as if the strong +stimulus increases the irritability of the center for the +scream-reflex to such an extent that even weak stimuli are sufficient +to cause the reaction. Are we to say that the weak stimulus is painful +because of the increased irritability, or may it be concluded that the +reflex is in this case, like winking or leg-jerk or the head-lowering +and puffing, simply a forced movement, which is to be explained as an +hereditary protective action, but not as necessarily indicative of any +sort of feeling. Clearly if we take this stand it may at once be said +that there is no reason to believe the scream indicative of pain at +any time. And it seems not improbable that this is nearer the truth +than one who hears the scream for the first time is likely to think. + +The pain-scream is of interest in this consideration of auditory +reactions because it increases the range of sounds which we should +expect frogs to hear if we grant the probability of them hearing their +own voices. + +It may be worth while to recall at this point the fact that a whistle +from the human lips--the nearest approach to the pain-scream among the +sounds which were used as stimuli in the experiments on +respiration--caused marked inhibition of respiration. Perhaps this +fact may be interpreted in the light of the pain-scream reaction. I +may add that I have never seen a frog give a motor reaction to the +pain-scream. Thinking it would certainly alarm the animals and cause +them to make some movement which would serve for reaction-time +measurements, I made repeated trials of its effects, but could never +detect anything except respiratory changes. + + * * * * * + + + + + STUDIES IN PSYCHOLOGICAL THEORY. + + + + + * * * * * + + + + +THE POSITION OF PSYCHOLOGY IN THE SYSTEM OF KNOWLEDGE. + +BY HUGO MUeNSTERBERG. + + +The modern efforts to bring all sciences into a system or at least to +classify them, from Bacon to Spencer, Wundt and Pearson have never, if +we abstract here from Hegel, given much attention to those questions +of principle which are offered by the science of psychology. Of course +the psychological separation of different mental functions has often +given the whole scheme for the system, the classification thus being +too often more psychological than logical. Psychology itself, +moreover, has had for the most part a dignified position in the +system; even when it has been fully subordinated to the biological +sciences, it was on the other hand placed superior to the totality of +mental and moral sciences, which then usually have found their unity +under the positivistic heading 'sociology.' And where the independent +position of psychology is acknowledged and the mental and moral +sciences are fully accredited, as for instance with Wundt, psychology +remains the fundamental science of all mental sciences; the objects +with which philology, history, economics, politics, jurisprudence, +theology deal are the products of the processes with which psychology +deals, and philology, history, theology, etc., are thus related to +psychology, as astronomy, geology, zooelogy are related to physics. +There is thus nowhere a depreciation of psychology, and yet it is not +in its right place. Such a position for psychology at the head of all +'Geisteswissenschaften' may furnish a very simple classification for +it, but it is one which cannot express the difficult character of +psychology and the complex relations of the system of mental sciences. +The historical and philological and theological sciences cannot be +subordinated to psychology if psychology as science is to be +cooerdinated with physics, that is, if it is a science which describes +and explains the psychical objects in the way in which physics +describes and explains the physical objects. On the other hand, if it +means in this central position of mental sciences a science which does +not consider the inner life as an object, but as subjective activity +needing to be interpreted and subjectively understood, not as to its +elements, but as to its meaning, then we should have two kinds of +psychology, one which explains and one which interprets. They would +speak of different facts, the one of the inner life as objective +content of consciousness, as phenomenon, the other of the inner life +as subjective attitude, as purpose. + +The fact is, that these two sciences exist to-day. There are +psychologists who recognize both and keep them separated, others who +hold to the one or the other as the only possible view; they are +phenomenalists or voluntarists. Mostly both views are combined, either +as psychological voluntarism with interposed concessions to +phenomenalism or as phenomenalism with the well-known concessions to +voluntarism at the deciding points. Further, those who claim that +psychology must be phenomenalistic--and that is the opinion of the +present writer--do not on that account hold that the propositions of +voluntarism are wrong. On the contrary: voluntarism, we say, is right +in every respect except in believing itself to be psychology. +Voluntarism, we say, is the interpretative account of the real life, +of immediate experience, whose reality is understood by understanding +its meaning sympathetically, but we add that in this way an objective +description can never be reached. Description presupposes +objectivation; another aspect, not the natural aspect of life, must be +chosen to fulfill the logical purposes of psychology: the +voluntaristic inner life must be considered as content of +consciousness while consciousness is then no longer an active subject +but a passive spectator. Experience has then no longer any meaning in +a voluntaristic sense; it is merely a complex of elements. We claim +that every voluntaristic system as far as it offers descriptions and +explanations has borrowed them from phenomenalistic psychology and is +further filled up by fragments of logic, ethics and aesthetics, all of +which refer to man in his voluntaristic aspect. We claim, therefore, +that such a voluntaristic theory has no right to the name psychology, +while we insist that it gives a more direct account of man's real life +than psychology can hope to give, and, moreover, that it is the +voluntaristic man whose purpose creates knowledge and thus creates the +phenomenalistic aspect of man himself. + +We say that the voluntaristic theory, the interpretation of our real +attitudes, in short teleological knowledge, alone can account for the +value and right of phenomenalistic psychology and it thus seems unfair +to raise the objection of 'double bookkeeping.' These two aspects of +inner life are not ultimately independent and exclusive; the +subjective purposes of real life necessarily demand the labors of +objectivistic psychology. The last word is thus not dualistic but +monistic and the two truths supplement each other. But this +supplementation must never be misinterpreted as meaning that the two +sciences divide inner experience, as if, for instance, the +phenomenalistic study dealt with perceptions and ideas, the +voluntaristic with feelings and volitions. No, it is really a +difference of logical purpose of treatment and thus a difference of +points of view only; the whole experience without exception must be +possible material for both. There is no feeling and no volition which +is not for the phenomenalist a content of consciousness and nothing +else. There is, on the other hand, no perception and no idea which is +not, or better, ought not to be for the voluntarist a means, an aim, a +tool, an end, an ideal. In that real life experience of which the +voluntarist is speaking, every object is the object of will and those +real objects have not been differentiated into physical things under +the abstract categories of mechanics on the one hand, and psychical +ideas of them in consciousness on the other; the voluntarist, if he is +consistent, knows neither physical nor psychical phenomena. +Phenomenalist and voluntarist thus do not see anything under the same +aspect, neither the ideas nor the will. + +This difference is wrongly set forth if the antithesis to voluntarism +is called intellectualism. Intellectualism is based on the category of +judgment, and judgment too is a ideological attitude. Phenomenalism +does not presuppose a subject which knows its contents but a subject +which simply _has_ its contents; the consciousness which has the +thought as content does not take through that the voluntaristic +attitude of knowing it and the psychologist has therefore no reason to +prefer the thought to the volition and thus to play the +intellectualist. If the psychologist does emphasize the idea and its +elements, the sensations, it is not because they are vehicles of +thought but because their relations to physical objects make them +vehicles of communication. The elements of ideas are negotiable and +thus through their reference to the common physical world indirectly +describable; as the elements of ideas are alone in this position, the +psychologist is obliged to consider all contents of consciousness, +ideas and volitions alike, as complexes of sensations. + +The antithesis is also misinterpreted, or at least wrongly narrowed, +if it is called voluntarism _versus_ associationism. Recent +discussions have sufficiently shown that the principle of association +is not the only possible one for phenomenalistic theories. If +associationism is identified with objective psychology, all the +well-founded objections to the monopoly of the somewhat sterile +principle of association appear as objections to phenomenalism in +psychology, and voluntaristic theories, especially those which work +with the teleological category of apperception, are put in its place. +But without returning to apperceptionism we can overcome the +one-sidedness of associationism if full use is made of the means which +the world of phenomena offers to theory. The insufficiency of +associationism disappears if the content of consciousness is +considered as variable not only as to quality and intensity but also +as to vividness. This variation of vividness, on the other hand, is no +exception from the psychophysical parallelism as soon as the psychical +process is considered as dependent not only upon the local and +quantitative differences of the sensory process but also upon the +motor function of the central physical process. The one-sidedness of +the physiological sensory theories has been the hidden reason for the +one-sidedness of associationism. The sensory-motor system must be +understood as the physical basis of the psychophysical process and the +variations in the motor discharge then become conditions of those +psychical variations of vividness which explain objectively all those +phenomena in whose interest associationism is usually supplemented by +apperceptionism. The association theory must thus be given up in favor +of an 'action-theory'[1] which combines the consistency of +phenomenalistic explanation with a full acknowledgment of the +so-called apperceptive processes; it avoids thus the deficiency of +associationism and the logical inconsistency of apperceptionism. + + [1] H. Muensterberg, 'Grundzuege der Psychologie.' Bd. I., + Leipzig, 1900, S. 402-562. + +Only if in this way the sciences of voluntaristic type, including all +historical and normative sciences, are fully separated from +phenomenalistic psychology, will there appear on the psychological +side room for a scientific treatment of the phenomena of social life, +that is, for sociology, social psychology, folk-psychology, psychical +anthropology and many similar sciences. All of them have been in the +usual system either crowded out by the fact that history and the other +mental sciences have taken all the room or have been simply identified +with the mental sciences themselves. And yet all those sciences exist, +and a real system of sciences must do justice to all of them. A modern +classification has perhaps no longer the right as in Bacon's time to +improve the system by inventing new sciences which have as yet no +existence, but it has certainly the duty not to ignore important +departments of knowledge and not to throw together different sciences +like the descriptive phenomenalistic account of inner life and its +interpretative voluntaristic account merely because each sometimes +calls itself psychology. A classification of sciences which is to be +more than a catalogue fulfills its logical function only by a careful +disentanglement of logically different functions which are externally +connected. Psychology and the totality of psychological, philosophical +and historical sciences offer in that respect far more difficulty than +the physical sciences, which have absorbed up to this time the chief +interest of the classifier. It is time to follow up the ramifications +of knowledge with special interest for these neglected problems. It is +clear that in such a system sciences which refer to the same objects +may be widely separated, and sciences whose objects are unlike may be +grouped together. This is not an objection; it indicates that a +system is more than a mere pigeon-holing of scholarly work, that it +determines the logical relations; in this way only can it indeed +become helpful to the progress of science itself. + +The most direct way to our end is clearly that of graphic +representation wherein the relations are at once apparent. Of course +such a map is a symbol and not an argument; it indicates the results +of thought without any effort to justify them. I have given my +arguments for the fundamental principles of the divisions in my +'Grundzuege der Psychologie' and have repeated a few points more +popularly in 'Psychology and Life,' especially in the chapter on +'Psychology and History.' And yet this graphic appendix to the +Grundzuege may not be superfluous, as the fulness of a bulky volume +cannot bring out clearly enough the fundamental relations; the detail +hides the principles. The parallelism of logical movements in the +different fields especially becomes more obvious in the graphic form. +Above all, the book discussed merely those groups which had direct +relation to psychology; a systematic classification must leave no +remainder. Of course here too I have not covered the whole field of +human sciences, as the more detailed ramification offers for our +purpose no logical interest; to subdivide physics or chemistry, the +history of nations or of languages, practical jurisprudence or +theology, engineering or surgery, would be a useless overburdening of +the diagram without throwing new light on the internal relations of +knowledge. + +Without now entering more fully into any arguments, I may indicate in +a few words the characteristic features of the graphically presented +proposition. At the very outset we must make it clear that phenomena +and voluntaristic attitudes are not cooerdinated, but that the reality +of phenomena is logically dependent upon voluntaristic attitudes +directed towards the ideal of knowledge. And yet it would be +misleading to place the totality of phenomenalistic sciences as a +subdivision under the teleological sciences. Possible it would be; we +might have under the sciences of logical attitudes not only logic and +mathematics but as a subdivision of these, again, the sciences which +construct the logical system of a phenomenalistic world--physics +being in this sense merely mathematics with the conception of +substance added. And yet we must not forget that the teleological +attitudes, to become a teleological science, must be also logically +reconstructed, as they must be teleologically connected, and thus in +this way the totality of purpose-sciences might be, too, logically +subordinated to the science of logic. Logic itself would thus become a +subdivision of logic. We should thus move in a circle, from which the +only way out is to indicate the teleological character of all sciences +by starting not with science but with the strictly teleological +conception of life--life as a system of purposes, felt in immediate +experience, and not as the object of phenomenalistic knowledge. Life +as activity divides itself then into different purposes which we +discriminate not by knowledge but by immediate feeling; one of them is +knowledge, that is, the effort to make life, its attitudes, its means +and ends a connected system of overindividual value. In the service of +this logical task we connect the real attitudes and thus come to the +knowledge of purposes: and we connect the means and ends--by +abstracting from our subjective attitudes, considering the objects of +will as independent phenomena--and thus come to phenomenalistic +knowledge. At this stage the phenomenalistic sciences are no longer +dependent upon the teleological ones, but cooerdinated with them; +physics, for instance, is a logical purpose of life, but not a branch +of logic: the only branch of logic in question is the philosophy of +physics which examines the logical conditions under which physics is +possible. + +One point only may at once be mentioned in this connection. While we +have cooerdinated the knowledge of phenomena with the knowledge of +purposes we have subordinated mathematics to the latter. As a matter +of course much can be said against such a decision, and the authority +of most mathematicians would be opposed to it. They would say that the +mathematical objects are independent realities whose properties we +study like those of nature, whose relations we 'observe,' whose +existence we 'discover' and in which we are interested because they +belong to the real world. All that is true, and yet the objects of the +mathematician are objects made by the will, by the logical will, +only, and thus different from all phenomena into which sensation +enters. The mathematician, of course, does not reflect on the purely +logical origin of the objects which he studies, but the system of +knowledge must give to the study of the mathematical objects its place +in the group where the functions and products of logical thought are +classified. The arithmetical or geometrical material is a free +creation, and a creation not only as to the combination of +elements--that would be the case with many laboratory substances of +the chemist too--but a creation as to the elements themselves, and the +value of the creation, its 'mathematical interest,' is to be judged by +ideals of thought, that is, by logical purposes. No doubt this logical +purpose is its application in the world of phenomena, and the +mathematical concept must thus fit the world so absolutely that it can +be conceived as a description of the world after abstracting not only +from the will relations, as physics does, but also from the content. +Mathematics would then be the phenomenalistic science of the form and +order of the world. In this way mathematics has a claim to places in +both fields: among the phenomenalistic sciences if we emphasize its +applicability to the world, and among the teleological sciences if we +emphasize the free creation of its objects by the logical will. It +seems to me that a logical system as such has to prefer the latter +emphasis; we thus group mathematics beside logic and the theory of +knowledge as a science of objects freely created for purposes of +thought. + +All logical knowledge is divided into Theoretical and Practical. The +modern classifications have mostly excluded the practical sciences +from the system, rightly insisting that no facts are known in the +practical sciences which are not in principle covered by the +theoretical sciences; it is art which is superadded, but not a new +kind of knowledge. This is quite true so far as a classification of +objects of knowledge is in question, but as soon as logical tasks as +such are to be classified and different aspects count as different +sciences, then it becomes desirable to discriminate between the +sciences which take the attitude of theoretical interest and those +which consider the same facts as related to certain human ends. But we +may at first consider the theoretical sciences only. They deal either +with the objectified world, with objects of consciousness which are +describable and explainable, or with the subjectivistic world of real +life in which all reality is experienced as will and as object of +will, in which everything is to be understood by interpretation of its +meaning. In other words, we deal in one case with phenomena and in the +other with purposes. + +The further subdivision must be the same for both groups--that which +is merely individual and that which is 'overindividual'; we prefer the +latter term to the word 'general,' to indicate at once that not a +numerical but a teleological difference is in question. A phenomenon +is given to overindividual consciousness if it is experienced with the +understanding that it can be an object for every one whom we +acknowledge as subject; and a purpose is given to overindividual will +in so far as it is conceived as ultimately belonging to every subject +which we acknowledge. The overindividual phenomena are, of course, the +physical objects, the individual phenomena the psychical objects, the +overindividual purposes are the norms, the individual purposes are the +acts which constitute the historical world. We have thus four +fundamental groups: the physical, the psychological, the normative and +the historical sciences. + +Whoever denies overindividual reality finds himself in the world of +phenomena a solipsist and in the world of purposes a sceptic: there is +no objective physical world, everything is my idea, and there is no +objective value, no truth, no morality, everything is my individual +decision. But to deny truth and morality means to contradict the very +denial, because the denial itself as judgment demands acknowledgment +of this objective truth and as action demands acknowledgment of the +moral duty to speak the truth. And if an overindividual purpose cannot +be denied, it follows that there is a community of individual subjects +whose phenomena cannot be absolutely different: there must be an +objective world of overindividual objects. + +In each of the four groups of sciences we must consider the facts +either with regard to the general relations or with regard to the +special material; the abstract general relations refer to every +possible material, the concrete facts which fall under them demand +sciences of their own. In the world of phenomena the general relations +are causal laws--physical or psychical laws; in the world of purposes +theories of teleological interrelations--normative or historical; the +specific concrete facts are in the world of phenomena objects, +physical or psychical objects, in the world of purposes acts of +will--specific norms or historical acts. If we turn first to +phenomena, the laws thereof are expressed in the physical sciences, by +mechanics, physics, chemistry, and we make mechanics the superior as +chemistry must become ultimately the mechanics of atoms. In the +psychological sciences the science of laws is psychology, with the +side-branch of animal psychology, while human psychology refers to +individuals and to social groups. Social psychology, as over against +individual psychology, is thus a science of general laws, the laws of +those psychological phenomena which result from the mutual influence +of several individuals. + +On the other hand, we have as the special concrete products of the +laws, the objects themselves, and the most natural grouping of them +may be from whole to part. In the physical world it means that we +start from the concrete universe, turning then to the earth, then to +the objects on the earth, inorganic and organic. There is here no +logical difficulty. Each one of these objects can be considered in +three aspects, firstly as to its structure, secondly as to its special +laws, that is, the special function of the object as related to the +general sciences of physics and chemistry, and thirdly as to its +natural development. If we apply these three methods of study to the +whole universe we have astronomy, astrophysics and cosmology, to the +whole earth, geography, geophysics, geology, to animals, zooelogy, +physiology, comparative anatomy, and so on. + +The special phenomena in the framework of the psychological sciences +group themselves in the same logical order, from the whole to the +part. The psychological totality is empirical mankind, and as we +select the earth as the one part of the universe which is the habitat +of man, so our scientific interest must move from the whole psychical +humanity to those phenomena of human life which are the vehicle of our +civilization, from mankind to its most important function, the +association of man; and as we moved from earth to the special objects +on earth, so we may turn from association to the special phenomena +which result from association. If we separated further the inorganic +from the organic, we must here separate the products of +undifferentiated and of differentiated association. The science of +mankind is race psychology, the science of the association of man is +sociology, the science of the results of undifferentiated association +is Voelkerpsychologie, folk psychology. The science of products of +differentiated association has no special name; its subject matter is +the whole of historical civilization considered as a psychological +naturalistic phenomenon. As soon as we follow the ramification still +further we have to do with the special kinds of these products, that +is, with the volitions, thoughts, appreciations and beliefs. In the +undifferentiated associations they give us morals and habits, +languages and enjoyments and mythological ideas, while the +individually differentiated association gives political, legal and +economic life, knowledge, art and religion: all of course merely as +causal, not as teleological processes, and thus merely as +psychological and not as historical material. Here, as with the +physical phenomena, the structure, the special laws and the +development must be everywhere separated, giving us three sciences in +every case. For instance, the study of mankind deals with the +differences of mental structure in psychical anthropology, with the +special psychical laws in race psychology and with the development in +comparative psychology. The chief point for us is that social +psychology, race psychology, sociology, folk psychology, etc., are +under this system sharply differentiated sciences and that they do not +at all overlap the real historical sciences. There is no historical +product of civilization which does not come under their method but it +must be conceived as a causal phenomenon, not as related to the +purposes of the real man, and thus even the development means merely a +growing complication of naturalistic processes and not history in the +teleological sense. + +We turn to the normative sciences. The general theory of the +overindividual purposes is metaphysics; the special overindividual +acts are those which constitute the normative volitions, connected in +the philosophy of morals, the philosophy of state and the philosophy +of law, those which constitute the normative thoughts and finally +those which constitute the normative appreciations and beliefs, +connected in aesthetics and the philosophy of religion. Especial +interest belongs to the philosophy of thought. We have discussed the +reasons why we group mathematics here and not among the +phenomenalistic sciences. We have thus one science which deals +critically with the presuppositions of thought, _i.e._ the theory of +knowledge or epistemology, which can be divided into the philosophy of +physical sciences, the philosophy of psychological sciences, the +philosophy of normative sciences and the philosophy of historical +sciences. We have secondly the science of the processes of thought +dealing with concepts, judgments and reasoning, _i.e._, logic, and we +have finally the science of those objects which the thought creates +freely for its own purposes and which are independent from the content +of the world, _i.e._, mathematics, which leads to the qualitative +aspect of general mathematics and the quantitative aspect of concrete +mathematics. For our purposes it may be sufficient to separate +externally algebra, arithmetic, analysis and geometry. In this way all +the philosophical sciences find their natural and necessary place in +the system, while it has been their usual lot to form an appendix to +the system, incommensurable with the parts of the system itself, even +in the case that the other scheme were not preferred, to make ethics, +logic, aesthetics, epistemology and metaphysics merely special branches +of positivistic sociology and thus ultimately of biology. + +In the historical sciences the general theory which stands over +against the special acts has a special claim on our attention. We may +call it the philosophy of history. That is not identical with the +philosophy of historical sciences which we mentioned as a part of +epistemology. The philosophy of historical sciences deals with the +presuppositions by which historical teleological knowledge becomes +logically possible. The philosophy of history seeks a theory which +connects the special historical acts into a unity. It has two +branches. It is either a theory of the personality, creating a theory +of real individual life as it enters as ideological factor into +history, or it seeks the unity of entire humanity. The theory of +personality shows the teleological interrelation of our purposes; the +theory of humanity shows the teleological interrelation of all +nations. The name philosophy of history has been used mostly for the +theory of humanity only, abstracting from the fact that it has been +often misused for sociology or for the psychology of history or for +the philosophy of historical sciences--but the name belongs also to +the theory of personality. This theory of personality is exactly that +second kind of 'psychology' which does not describe and does not +explain but which interprets the inner teleological connections of the +real man. It is 'voluntaristic psychology' or, as others call it who +see correctly the relation of this science to history, 'historical +psychology.' It is practically 'apperceptionistic psychology.' The +special activities of the historical man divide themselves again into +volitions, thoughts, appreciations and beliefs, with their realization +in the state, law, economical systems, knowledge, art and religion. +Each of these special realizations must allow the same manifoldness in +treatment which we found with the special physical or psychical +objects; we can ask as to structure, relation to the general view and +development. But in accordance with the teleological material the +study of the structure here means 'interpretation,' the study of the +general relations here means study of the relation to civilization, +and the study of the development here means the real history. We have, +thus, for the state or law or economy or knowledge or art or religion +always one science which interprets the historical systems of state, +etc., in a systematic and philological way, one science which deals +with its function in the historical world and one which studies +biographically and nationally the history of state, law, economical +life, science, art or religion. + +In the sphere of the practical sciences the divisions of the +theoretical sciences must repeat themselves. We have thus applied +physical, applied psychological, applied normative and applied +historical sciences, and it is again the antithesis of psychological +and of historical sciences which is of utmost importance and yet too +often neglected. The application of physical sciences, as in +engineering, medicine, etc., or the application of normative +knowledge in the sciences of criticism do not offer logical +difficulty, but the application of psychological and historical +knowledge does. Let us take the case of pedagogy or of penology, +merely as illustrations. Is the application of phenomenalistic +psychology or the application of teleological voluntarism in question? +Considering the child, the criminal, any man, as psychophysical +apparatus which must be objectively changed and treated, we have +applied psychology; considering him as subject with purposes, as +bearer of an historical civilization whose personalities must be +interpreted and understood and appreciated, then we need applied +historical knowledge. In the first case the science of pedagogy is a +psycho-technical discipline which makes education mechanical and +deprives the teacher of the teleological attitude of inner +understanding; in the second case it is a science of real education +far removed from psychology. All the sciences which deal with service +in the system of civilization, service as teacher, as judge, as social +helper, as artist, as minister, are sciences which apply the +teleological historical knowledge, and their meaning is lost if they +are considered as psycho-technical sciences only. + + +LIFE (in its immediate reality, felt as a system of telelogical +| experiences, involving the acknowledgement of other subjects of +| experiences) +| +|-VOLITION (will aiming towards new experiences). +| |-Individual: _Practical Life._ +| |-Overindividual: _Mortality._ +| +|-THOUGHT (will acknowledging the connection of experiences). +| |-Individual: _Judgement_ +| |-Overindividual: TRUTH +| |-THEORETICAL KNOWLEDGE (connection of experiences determined by +| | | pure experience). +| | | +| | |-KNOWLEDGE OF PHENOMENA (connection of experiences after +| | | | abstracting their will relations). +| | | |-Knowledge of Phenomena Given to Overindividual Consciousness. +| | | | |-I. PHYSICAL SCIENCES. +| | | | |-A. GENERAL LAWS. +| | | | | |-Mechanics. +| | | | | |-Physics. +| | | | | |-Chemistry. +| | | | | +| | | | |-B. SPECIAL OBJECTS. +| | | | |-1. Universe. +| | | | | |-Astronomy _a, b, c_. +| | | | | +| | | | |-2. Special Parts. +| | | | | |-Geography _a, b, c_. +| | | | | +| | | | |-3. Special Objects on Earth. +| | | | |-Inorganic. +| | | | | |-Mineralogy _a, b, c_. +| | | | | +| | | | |-Organic. +| | | | |-Plants. +| | | | | |-Botany _a, b, c_. +| | | | | +| | | | |-Animals. +| | | | |-Zoology _a, b, c_. +| | | | |-Anthropology _a, b, c_. +| | | | +| | | |-Knowledge of Phenomena given to Indiviual Consciousness. +| | | |-II. PSYCHOLOGICAL SCIENCES. +| | | |-A. GENERAL LAWS. +| | | | |-PHENOMENALISTIC PSYCHOLOGY +| | | | |-Animal Psychology. +| | | | |-Human psychology. +| | | | |-Individual Ps. +| | | | |-Normal. +| | | | | |-Child. +| | | | | |-Adult. +| | | | | +| | | | |-Abnormal. +| | | | +| | | |-B. SPECIAL OBJECTS. +| | | |-1. Mankind. +| | | | |-Race Psychology _a, b, c_. +| | | |-2. Special Functions. +| | | | |-Association of Men. +| | | | |-Sociology _a, b, c_. +| | | | +| | | |-3. Special Products of Association of Men +| | | | (considered as natural phenomena). +| | | |-Products of Undiffereniated Association of Men +| | | | | (Folk Psychology). +| | | | |-Volition. +| | | | | |-Morals _a, b, c_. +| | | | | |-Habits _a, b, c_. +| | | | | +| | | | |-Thoughts. +| | | | | |-Languages _a, b, c_. +| | | | | +| | | | |-Appreciation. +| | | | | |-Enjoyment _a, b, c_. +| | | | | +| | | | |-Belief. +| | | | |-Mythology _a, b, c_. +| | | | +| | | |-Products of Individual Differentiation +| | | | (casual phenomenalistic sciences of civilization +| | | | and its development). +| | | |-Volition. +| | | | |-State _a, b, c_. +| | | | |-Law _a, b, c_. +| | | | |-Economy _a, b, c_. +| | | | +| | | |-Thoughts. +| | | | |-Sciences _a, b, c_. +| | | | +| | | |-Appreciation. +| | | | |-Art _a, b, c_. +| | | | +| | | |-Belief. +| | | |-Religion _a, b, c_. +| | | +| | |-KNOWLEDGE OF PURPOSES (connection of experiences in their +| | | telelogical reality). +| | | +| | |-Knowledge of Purposes of the Overindividual Will. +| | | |-III. NORMATIVE SCIENCES +| | | |-A. GENERAL THEORY of absolute values. +| | | | |-Metaphysics. +| | | | +| | | |-B. SPECIAL ACTS. +| | | |-Volition. +| | | | |-Philosophy of Morals (Ethics). +| | | | |-Philosophy of Law. +| | | | |-Philosophy of State. +| | | | +| | | |-Thoughts. +| | | | |-Presuppositions of Thought. +| | | | | |-Theory of Knowledge. +| | | | | |-Phil. of Physics. +| | | | | |-Phil. of Psych. +| | | | | |-Phil. of Normative Sciences. +| | | | | |-Phil. of Historical Sciences. +| | | | | +| | | | |-Processes of Thought. +| | | | | |-Logic. +| | | | | +| | | | |-Objects Created by Thought. +| | | | |-Mathematics. +| | | | |-Algebra. +| | | | |-Arithmetic. +| | | | |-Analysis. +| | | | |-Geometry. +| | | | +| | | |-Appreciation. +| | | | |-Philosophy of Art (AEsthetics). +| | | | +| | | |-Belief. +| | | |-Philosophy of Religion. +| | | +| | |-Knowledge of Purposes of the Individual Will. +| | |-IV. HISTORICAL SCIENCES. +| | |-A. GENERAL THEORY of real life. +| | | |-Philosophy of History. +| | | |-Theory of Personality. +| | | | |-(Theory of selves.) +| | | | |-("Historical Psychology.") +| | | | |-("VOLUNTARISTIC Psychology.") +| | | | |-("Apperceptional Psychology.") +| | | |-Theory of Humanity. +| | | +| | |-B. SPECIAL ACTS (telelogical interpretative sciences of +| | | civilization and history.) +| | |-Volition. +| | | |-Politics, _a, b, c_. +| | | |-Law, _a, b, c_. +| | | |-Economy, _a, b, c_. +| | | +| | |-Thoughts. +| | | |-Science, _a, b, c_. +| | | +| | |-Appreciation. +| | | |-Art, _a, b, c_. +| | | +| | |-Belief. +| | |-Religion, _a, b, c_. +| | +| |-PRACTICAL KNOWLEDGE. +| |-APPLIED KNOWLEDGE OF PHENOMENA. +| | |-V. APPLIED PHYSICAL SCIENCES. +| | | |-Technical Sciences. +| | | | |-Applied Physics. +| | | | |-Applied Chemistry. +| | | | |-Applied Biology. +| | | | +| | | |-Medicine. +| | | +| | |-VI. APPLIED PSYCHOLOGICAL SCIENCES. +| | |-Psychotechnical Sciences. +| | | |-Psychological Pedagogy. +| | | |-Psychological Penology. +| | | +| | |-Psychiatry. +| | +| |-APPLIED KNOWLEDGE OF PURPOSES. +| |-VII. APPLIED NORMATIVE SCIENCES. +| | |-Volition. +| | | |-Politics. +| | | | |-Science of Public Service. +| | | | +| | | |-Law. +| | | | |-Science of Legal Service. (Practical Jurisprudence.) +| | | | +| | | |-Economy. +| | | |-Science of Social Service. +| | | +| | |-Thoughts. +| | | |-Science of Teaching. (Education.) +| | | +| | |-Appreciation. +| | | |-Science of Artistic Production. +| | | +| | |-Belief. +| | |-Science of Religious Service. (Practical Theology.) +| | +| |-VIII. APPLIED HISTORICAL SCIENCES. +| |-Volition. +| | |-Criticism of State. +| | |-Criticism of Law. +| | +| |-Thoughts. +| | |-Criticism of Science. +| | +| |-Appreciation. +| | |-Criticism of Art. +| | +| |-Belief. +| |-Criticism of Religion. +| +|-APPRECIATION (will resting in isolated experiences). +| |-Individual: _Enjoyment._ +| |-Overindividual: _Beauty._ +| +|-BELIEF (will resting in the supplements of experience). + |-Individual: _Creed._ + |-Overindividual: _Religion. + +NOTE: The letters _a, b, c_ below the sciences of Special Objects and +Special Acts indicate the three subdivisions that results from the +threefold aspects;--of structure(_a_), of relation to the general laws +or theories(_b_), and of development(_c_). With regards to physical +phenomena, for instances, we have astronomy(_a_), astrophysics(_b_), +and cosmology(_c_); or geography(_a_), geophysics(_b_), geology(_c_); +or botany(_a_), plant physiology(_b_), phylogenetic development of +plants(_c_). In the same way for psychical objects; for instance: +structural sociology(_a_), functional sociology(_b_), comparative +sociology(_c_); or structure (grammar and syntax) of languages(_a_), +psychology of languages(_b_), comparative study of languages(_c_). +With regard to the telelogical historical sciences the study of +structure takes on here the character of intrepretation; the relation +to the general view is here the dependence on civilization and the +development is here the real history. We have thus, for instance, the +intepretation of Roman law(_a_), dependence of Roman law upon +civilization(_b_), history of Roman law(_c_). + + + + + + + + + + + + + + + +End of Project Gutenberg's Harvard Psychological Studies, Volume 1, by Various + +*** END OF THIS PROJECT GUTENBERG EBOOK PSYCHOLOGICAL STUDIES, VOL 1 *** + +***** This file should be named 16266.txt or 16266.zip ***** +This and all associated files of various formats will be found in: + https://www.gutenberg.org/1/6/2/6/16266/ + +Produced by Gallica (http://gallica.bnf.fr/), Clare Boothby, +Victoria Woosley and the Online Distributed Proofreading +Team at https://www.pgdp.net. + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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