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diff --git a/26942.txt b/26942.txt new file mode 100644 index 0000000..b63183a --- /dev/null +++ b/26942.txt @@ -0,0 +1,3947 @@ +The Project Gutenberg EBook of The Beautiful, by Vernon Lee + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Beautiful + An Introduction to Psychological Aesthetics + +Author: Vernon Lee + +Release Date: October 17, 2008 [EBook #26942] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK THE BEAUTIFUL *** + + + + +Produced by Ruth Hart + + + + +[Note: for this online edition I have moved the Table of Contents to +the beginning of the text and slightly modified it to conform with the +online format. I have also made two spelling corrections: +"chippendale" to "Chippendale" and "closely interpendent" to +"closely interdependent."] + + + +THE BEAUTIFUL + +AN INTRODUCTION TO PSYCHOLOGICAL AESTHETICS + +BY + +VERNON LEE + + +Author of +"Beauty and Ugliness" +"Laurus Nobilis" +etc. + + +Cambridge: +at the University Press +New York: +G.P. Putnam's Sons +1913 + + +[Illustration: title page] + + +_With the exception of the coat of arms +at the foot, the design on the title page is a +reproduction of one used by the earliest known +Cambridge printer, John Siberch,_ 1521 + + + +CONTENTS + + Preface and Apology v +I. The Adjective "Beautiful" 1 +II. Contemplative Satisfaction 8 +III. Aspects versus Things 14 +IV. Sensations 22 +V. Perception of Relations 29 +VI. Elements of Shape 35 +VII. Facility and Difficulty of Grasping 48 +VIII. Subject and Object, or, Nominative and Accusative 55 +IX. Empathy (Einfuehlung) 61 +X. The Movement of Lines 70 +XI. The Character of Shapes 78 +XII. From the Shape to the Thing 84 +XIII. From the Thing to the Shape 90 +XIV. The Aims of Art 98 +XV. Attention to Shapes 106 +XVI. Information about Things 111 +XVII. Co-operation of Things and Shapes 117 +XVIII. Aesthetic Responsiveness 128 +XIX. The Storage and Transfer of Emotion 139 +XX. Aesthetic Irradiation and Purification 147 +XXI. Conclusion (Evolutional) 153 + Bibliography 156 + Index 157 + + + +PREFACE AND APOLOGY + +I HAVE tried in this little volume to explain aesthetic preference, +particularly as regards visible shapes, by the facts of mental science. +But my explanation is addressed to readers in whom I have no right +to expect a previous knowledge of psychology, particularly in its +more modern developments. I have therefore based my explanation +of the problems of aesthetics as much as possible upon mental facts +familiar, or at all events easily intelligible, to the lay reader. Now +mental facts thus available are by no means the elementary +processes with which analytical and, especially experimental, +psychology has dealings. They are, on the contrary, the everyday, +superficial and often extremely confused views which practical life +and its wholly unscientific vocabulary present of those ascertained +or hypothetical scientific facts. I have indeed endeavoured (for +instance in the analysis of perception as distinguished from +sensation) to impart some rudiments of psychology in the course of +my aesthetical explanation, and I have avoided, as much as possible, +misleading the reader about such fearful complexes and cruxes as +_memory, association_ and _imagination._ But I have been obliged +to speak in terms intelligible to the lay reader, and I am fully aware +that these terms correspond only very approximately to what is, or at +present passes as, psychological fact. I would therefore beg the +psychologist (to whom I offer this little volume as a possible slight +addition even to his stock of facts and hypotheses) to understand that +in speaking, for instance, of Empathy as involving a _thought_ of +certain activities, I mean merely that whatever happens has the same +result _as if we thought_; and that the processes, whatever they may +be (also in the case of measuring, comparing and co-ordinating), +translate themselves, _when they are detected,_ into _thoughts;_ but +that I do not in the least pre-judge the question whether the +processes, the "thoughts," the measuring, comparing etc. exist on +subordinate planes of consciousness or whether they are mainly +physiological and only occasionally abutting in conscious resultants. +Similarly, lack of space and the need for clearness have obliged me +to write as if shape-preference invariably necessitated the detailed +process of ocular perception, instead of being due, as is doubtless +most often the case, to every kind of associative abbreviation and +equivalence of processes. + + VERNON LEE + Maiano _near_ Florence,_ + Easter_ 1913. + + + +CHAPTER I + +THE ADJECTIVE "BEAUTIFUL" + +THIS little book, like the great branch of mental science to which it +is an introduction, makes no attempt to "form the taste" of the public +and still less to direct the doings of the artist. It deals not with +_ought_ but with _is,_ leaving to Criticism the inference from the +latter to the former. It does not pretend to tell how things can be +made beautiful or even how we can recognise that things _are_ +beautiful. It takes Beauty as already existing and enjoyed, and seeks +to analyse and account for Beauty's existence and enjoyment. More +strictly speaking, it analyses and accounts for Beauty not inasmuch +as existing in certain objects and processes, but rather as calling +forth (and being called forth by) a particular group of mental +activities and habits. It does not ask: What are the peculiarities of the +things (and the proceedings) which we call _Beautiful?_ but: What +are the peculiarities of our thinking and feeling when in the presence +of a thing to which we apply this adjective? The study of single +beautiful things, and even more, the comparison of various +categories thereof, is indeed one-half of all scientific aesthetics, but +only inasmuch as it adds to our knowledge of the particular mental +activities which such "Beautiful" (and vice versa "Ugly") things +elicit in us. For it is on the nature of this active response on our own +part that depends the application of those terms _Beautiful_ and +_Ugly_ in every single instance; and indeed their application in any +instances whatsoever, their very existence in the human vocabulary. + +In accordance with this programme I shall not start with a formal +definition of the word _Beautiful,_ but ask: on what sort of +occasions we make use of it. Evidently, on _occasions when we feel +satisfaction rather than dissatisfaction,_ satisfaction meaning +willingness either to prolong or to repeat the particular experience +which has called forth that word; and meaning also that if it comes +to a choice between two or several experiences, we _prefer_ the +experience thus marked by the word _Beautiful. Beautiful,_ we may +therefore formulate, _implies on our part an attitude of satisfaction +and preference._ But there are other words which imply that much; +first and foremost the words, in reality synonyms, USEFUL and +GOOD. I call these synonyms because _good_ always implies +_good for,_ or _good in,_ that is to say fitness for a purpose, even +though that purpose may be masked under _conforming to a +standard_ or _obeying a commandment,_ since the standard or +commandment represents not the caprice of a community, a race or a +divinity, but some (real or imaginary) utility of a less immediate +kind. So much for the meaning of _good_ when implying standards +and commandments; ninety-nine times out of a hundred there is, +however, no such implication, and _good_ means nothing more than +_satisfactory in the way of use and advantage._ Thus a _good_ road +is a road we prefer because it takes us to our destination quickly and +easily. A _good_ speech is one we prefer because it succeeds in +explaining or persuading. And a _good_ character (good friend, +father, husband, citizen) is one that gives satisfaction by the +fulfilment of moral obligations. + +But note the difference when we come to _Beautiful._ A _beautiful_ +road is one we prefer because it affords views we like to look at; its +being devious and inconvenient will not prevent its being +_beautiful._ A _beautiful_ speech is one we like to hear or +remember, although it may convince or persuade neither us nor +anybody. A _beautiful_ character is one we like to think about but +which may never practically help anyone, if for instance, it exists +not in real life but in a novel. Thus the adjective _Beautiful_ implies +_an attitude of preference, but not an attitude of present or future +turning to our purposes._ There is even a significant lack of +symmetry in the words employed (at all events in English, French +and German) to distinguish what we like from what we dislike in the +way of weather. For weather which makes us uncomfortable and +hampers our comings and goings by rain, wind or mud, is described +as _bad;_ while the opposite kind of weather is called _beautiful, +fine,_ or _fair,_ as if the greater comfort, convenience, usefulness of +such days were forgotten in the lively satisfaction afforded to our +mere contemplation. + +_Our mere contemplation!_ Here we have struck upon the main +difference between our attitude when we use the word _good_ or +_useful,_ and when we use the word _beautiful._ And we can add to +our partial formula "beautiful implies satisfaction and preference"--the +distinguishing predicate--"_of a contemplative kind._" This +general statement will be confirmed by an everyday anomaly in our +use of the word beautiful; and the examination of this seeming +exception will not only exemplify what I have said about our +attitude when employing that word, but add to this information the +name of the emotion corresponding with that attitude: the emotion +of _admiration._ For the selfsame object or proceeding may +sometimes be called _good_ and sometimes _beautiful,_ according +as the mental attitude is practical or contemplative. While we +admonish the traveller to take a certain road because he will find it +_good,_ we may hear that same road described by an enthusiastic +coachman as _beautiful, anglice fine_ or _splendid,_ because there +is no question of immediate use, and the road's qualities are merely +being contemplated with admiration. Similarly, we have all of us +heard an engineer apply to a piece of machinery, and even a surgeon +to an operation, the apparently far-fetched adjective Beautiful, or +one of the various equivalents, fine, splendid, glorious (even +occasionally _jolly!)_ by which Englishmen express their +admiration. The change of word represents a change of attitude. The +engineer is no longer bent upon using the machine, nor the surgeon +estimating the advantages of the operation. Each of these highly +practical persons has switched off his practicality, if but for an +imperceptible fraction of time and in the very middle of a practical +estimation or even of practice itself. The machine or operation, the +skill, the inventiveness, the fitness for its purposes, are being +considered _apart from action,_ and advantage, means and time, +to-day or yesterday; _platonically_ we may call it from the first great +teacher of aesthetics. They are being, in one word, contemplated +with admiration. And _admiration_ is the rough and ready name for +the mood, however transient, for the emotion, however faint, +wherewith we greet whatever makes us contemplate, because +contemplation happens to give satisfaction. The satisfaction may be +a mere skeleton of the "I'd rather than not" description; or it may be +a massive alteration in our being, radiating far beyond the present, +evoking from the past similar conditions to corroborate it; storing +itself up for the future; penetrating, like the joy of a fine day, into +our animal spirits, altering pulse, breath, gait, glance and demeanour; +and transfiguring our whole momentary outlook on life. But, +superficial or overwhelming, _this hind of satisfaction connected +with, the word Beautiful is always of the Contemplative order._ + +And upon the fact we have thus formulated depend, as we shall see, +most of the other facts and formulae of our subject. + +This essentially unpractical attitude accompanying the use of the +word _Beautiful_ has led metaphysical aestheticians to two famous, +and I think, quite misleading theories. The first of these defines +aesthetic appreciation as _disinterested interest,_ gratuitously +identifying self-interest with the practical pursuit of advantages we +have not yet got; and overlooking the fact that such appreciation +implies enjoyment and is so far the very reverse of disinterested. +The second philosophical theory (originally Schiller's, and revived +by Herbert Spencer) takes advantage of the non-practical attitude +connected with the word _Beautiful_ to define art and its enjoyment +as a kind of _play._ Now although leisure and freedom from cares +are necessary both for play and for aesthetic appreciation, the latter +differs essentially from the former by its contemplative nature. For +although it may be possible to watch _other people_ playing football +or chess or bridge in a purely contemplative spirit and with the +deepest admiration, even as the engineer or surgeon may +contemplate the perfections of a machine or an operation, yet the +concentration on the aim and the next moves constitutes on the part +of the players _themselves_ an eminently practical state of mind, +one diametrically opposed to contemplation, as I hope to make +evident in the next section. + + + +CHAPTER II + +CONTEMPLATIVE SATISFACTION + +WE have thus defined the word _Beautiful_ as implying an attitude +of contemplative satisfaction, marked by a feeling, sometimes +amounting to an _emotion,_ of admiration; and so far contrasted it +with the practical attitude implied by the word _good._ But we +require to know more about the distinctive peculiarities of +contemplation as such, by which, moreover, it is distinguished not +merely from the practical attitude, but also from the scientific one. + +Let us get some rough and ready notions on this subject by watching +the behaviour and listening to the remarks of three imaginary +wayfarers in front of a view, which they severally consider in the +practical, the scientific and the aesthetic manner. The view was from +a hill-top in the neighbourhood of Rome or of Edinburgh, whichever +the Reader can best realise; and in its presence the three travellers +halted and remained for a moment absorbed each in his thoughts. + +"It will take us a couple of hours to get home on foot"--began one of +the three. "We might have been back for tea-time if only there had +been a tram and a funicular. And that makes me think: Why not start +a joint-stock company to build them? There must be water-power in +these hills; the hill people could keep cows and send milk and butter +to town. Also houses could be built for people whose work takes +them to town, but who want good air for their children; the +hire-purchase system, you know. It might prove a godsend and a capital +investment, though I suppose some people would say it spoilt the +view. The idea is quite a _good_ one. I shall get an expert--" + +"These hills," put in the second man--"are said to be part of an +ancient volcano. I don't know whether that theory is _true!_ It would +be _interesting_ to examine whether the summits have been ground +down in places by ice, and whether there are traces of volcanic +action at different geological epochs; the plain, I suppose, has been +under the sea at no very distant period. It is also _interesting_ to +notice, as we can up here, how the situation of the town is explained +by the river affording easier shipping on a coast poor in natural +harbours; moreover, this has been the inevitable meeting-place of +seafaring and pastoral populations. These investigations would +prove, as I said, remarkably full of interest." + +"I wish"--complained the third wayfarer, but probably only to +himself--"I wish these men would hold their tongues and let one +enjoy this exquisite place without diverting one's attention to _what +might be done_ or to _how it all came about._ They don't seem to +feel how _beautiful_ it all is." And he concentrated himself on +contemplation of the landscape, his delight brought home by a stab +of reluctance to leave. + +Meanwhile one of his companions fell to wondering whether there +really was sufficient pasture for dairy-farming and water-power for +both tramway and funicular, and where the necessary capital could +be borrowed; and the other one hunted about for marks of +stratification and upheaval, and ransacked his memory for historical +data about the various tribes originally inhabiting that country. + +"I suppose you're a painter and regretting you haven't brought your +sketching materials?" said the scientific man, always interested in +the causes of phenomena, even such trifling ones as a man +remaining quiet before a landscape. + +"I reckon you are one of those literary fellows, and are planning out +where you can use up a description of this place"--corrected the +rapid insight of the practical man, accustomed to weigh people's +motives in case they may be turned to use. + +"I am _not_ a painter, and I'm _not_ a writer"--exclaimed the third +traveller, "and I thank Heaven I'm not! For if I were I might be +trying to engineer a picture or to match adjectives, instead of merely +enjoying all this beauty. Not but that I should like to have a sketch +or a few words of description for when I've turned my back upon it. +And Heaven help me, I really believe that when we are all back in +London I may be quite glad to hear you two talking about your +tramway-funicular company and your volcanic and glacial action, +because your talk will evoke in my mind the remembrance of this +place and moment which you have done your best to spoil for me--" + +"That's what it is to be aesthetic"--said the two almost in the same +breath. + +"And that, I suppose"--answered the third with some animosity--"is +what you mean by being practical or scientific." + +Now the attitude of mind of the practical man and of the man of +science, though differing so obviously from one another (the first +bent upon producing new and advantageous _results,_ the second +examining, without thought of advantage, into possible _causes),_ +both differed in the same way from the attitude of the man who was +merely contemplating what he called the beauty of the scene. They +were, as he complained, thinking of _what might be done_ and of +_how it had all come about._ That is to say they were both thinking +_away_ from that landscape. The scientific man actually turned his +back to it in examining first one rock, then another. The practical +man must have looked both at the plain in front and at the hill he +was on, since he judged that there was pasture and water-power, and +that the steepness required supplementing the tramway by a +funicular. But besides the different items of landscape, and the same +items under different angles, which were thus offered to these two +men's bodily eyes, there was a far greater variety, and rapider +succession of items and perspectives presented to the eyes of their +spirit: the practical man's mental eye seeing not only the hills, plain, +and town with details not co-existing in perspective or even in time, +but tram-lines and funiculars in various stages of progress, +dairy-products, pasture, houses, dynamos, waterfalls, offices, +advertisements, cheques, etc., etc., and the scientific man's inner +vision glancing with equal speed from volcanoes to ice-caps and +seas in various stages of geological existence, besides minerals +under the microscope, inhabitants in prehistoric or classic garb, let +alone probably pages of books and interiors of libraries. Moreover, +most, if not all these mental images (blocking out from attention the +really existing landscape) could be called images only by courtesy, +swished over by the mental eye as by an express train, only just +enough seen to know what it was, or perhaps nothing seen at all, +mere words filling up gaps in the chain of thought. So that what +satisfaction there might be in the case was not due to these rapidly +scampered through items, but to the very fact of getting to the next +one, and to a looming, dominating goal, an ultimate desired result, to +wit, pounds, shillings, and pence in the one case, and a coherent +explanation in the other. In both cases equally there was a +kaleidoscopic and cinematographic succession of aspects, but of +aspects of which only one detail perhaps was noticed. Or, more +strictly speaking, there was no interest whatever in aspects as such, +but only in the possibilities of action which these aspects implied; +whether actions future and personally profitable, like building +tram-lines and floating joint-stock companies, or actions mainly past and +quite impersonally interesting, like those of extinct volcanoes or +prehistoric civilisations. + +Now let us examine the mental attitude of the third man, whom the +two others had first mistaken for an artist or writer, and then +dismissed as an aesthetic person. + + + +CHAPTER III + +ASPECTS _VERSUS_ THINGS + +HAVING settled upon a particular point of view as the one he liked +best, he remained there in contemplation of the aspect it afforded +him. Had he descended another twenty minutes, or looked through +powerful glasses, he would have seen the plain below as a +juxtaposition of emerald green, raw Sienna, and pale yellow, +whereas, at the distance where he chose to remain, its colours fused +into indescribably lovely lilacs and russets. Had he moved freely +about he would have become aware that a fanlike arrangement of +sharply convergent lines, tempting his eye to run rapidly into their +various angles, must be thought of as a chessboard of dikes, hedges, +and roads, dull as if drawn with a ruler on a slate. Also that the +foothills, instead of forming a monumental mass with the mountains +behind them, lay in a totally different plane and distracted the +attention by their aggressive projection. While, as if to spoil the +aspect still more, he would have been forced to recognise (as Ruskin +explains by his drawing of the cottage roof and the Matterhorn peak) +that the exquisitely phrased skyline of the furthermost hills, picked +up at rhythmical intervals into sharp crests, dropping down merely +to rush up again in long concave curves, was merely an illusion of +perspective, nearer lines seeming higher and further ones lower, let +alone that from a balloon you would see only flattened mounds. But +to how things might look from a balloon, or under a microscope, +that man did not give one thought, any more than to how they might +look after a hundred years of tramways and funiculars or how they +had looked before thousands of years of volcanic and glacial action. +He was satisfied with the wonderfully harmonised scheme of light +and colour, the pattern (more and more detailed, more and more +co-ordinated with every additional exploring glance) of keenly +thrusting, delicately yielding lines, meeting as purposefully as if +they had all been alive and executing some great, intricate dance. He +did not concern himself whether what he was looking at was an +aggregate of things; still less what might be these things' other +properties. He was not concerned with things at all, but only with a +particular appearance (he did not care whether it answered to reality), +only with one (he did not want to know whether there might be any +other) _aspect._ + +For, odd as it may sound, a _Thing_ is both much more and much +less than an _Aspect._ Much more, because a _Thing_ really means +not only qualities of its own and reactions of ours which are actual +and present, but a far greater number and variety thereof which are +potential. Much _less,_ on the other hand, because of these potential +qualities and reactions constituting a Thing only a minimum need be +thought of at any given time; instead of which, an aspect is all there, +its qualities closely interdependent, and our reactions entirely taken +up in connecting them as whole and parts. A rose, for instance, is +not merely a certain assemblage of curves and straight lines and +colours, seen as the painter sees it, at a certain angle, petals masking +part of stem, leaf protruding above bud: it is the possibility of other +combinations of shapes, including those seen when the rose (or the +person looking) is placed head downwards. Similarly it is the +possibility of certain sensations of resistance, softness, moisture, +pricking if we attempt to grasp it, of a certain fragrance if we breathe +in the air. It is the possibility of turning into a particular fruit, with +the possibility of our finding that fruit bitter and non-edible; of being +developed from cuttings, pressed in a book, made a present of or +cultivated for lucre. Only one of these groups of possibilities may +occupy our thoughts, the rest not glanced at, or only glanced at +subsequently; but if, on trial, any of these grouped possibilities +disappoint us, we decide that this is not a real rose, but a paper rose, +or a painted one, or no rose at all, but some _other thing._ For, so far +as our consciousness is concerned, _things_ are merely groups of +actual and potential reactions on our own part, that is to say of +expectations which experience has linked together in more or less +stable groups. The practical man and the man of science in my fable, +were both of them dealing with _Things_: passing from one group +of potential reaction to another, hurrying here, dallying there, till of +the actual _aspect_ of the landscape there remained nothing in their +thoughts, trams and funiculars in the future, volcanoes and icecaps +in the past, having entirely altered all that; only the material +constituents and the geographical locality remaining as the unshifted +item in those much pulled about bundles of thoughts of possibilities. + +Every _thing_ may have a great number of very different _Aspects;_ +and some of these _Aspects_ may invite contemplation, as that +landscape invited the third man to contemplate it; while other +_aspects_ (say the same place after a proper course of tramways and +funiculars and semi-detached residences, or _before_ the needful +volcanic and glacial action) may be such as are dismissed or slurred +as fast as possible. Indeed, with the exception of a very few cubes +not in themselves especially attractive, I cannot remember any +_things_ which do not present quite as many displeasing aspects as +pleasing ones. The most beautiful building is not beautiful if stood +on its head; the most beautiful picture is not beautiful looked at +through a microscope or from too far off; the most beautiful melody +is not beautiful if begun at the wrong end. . . . Here the Reader may +interrupt: "What nonsense! Of course the building _is_ a building +only when right side up; the picture isn't a picture any longer under a +microscope; the melody isn't a melody except begun at the +beginning"--all which means that when we speak of a building, a +picture, or a melody, we are already implicitly speaking, no longer +of a _Thing,_ but of one of the possible _Aspects_ of a thing; _and +that when we say that a thing is beautiful, we mean that it affords +one or more aspects which we contemplate with satisfaction._ But if +a beautiful mountain or a beautiful woman could only be +_contemplated,_ if the mountain could not also be climbed or +tunnelled, if the woman could not also get married, bear children +and have (or not have!) a vote, we should say that the mountain and +the woman were not _real things._ Hence we come to the conclusion, +paradoxical only as long as we fail to define what we are talking +about, _that what we contemplate as beautiful is an Aspect of a +Thing, but never a Thing itself._ In other words: Beautiful is an +adjective applicable to Aspects not to Things, or to Things only, +inasmuch as we consider them as possessing (among other +potentialities) beautiful Aspects. So that we can now formulate: +_The word beautiful implies the satisfaction derived from the +contemplation not of things but of aspects._ + +This summing up has brought us to the very core of our subject; and +I should wish the Reader to get it by heart, until he grow +familiarised therewith in the course of our further examinations. +Before proceeding upon these, I would, however, ask him to reflect +how this last formula of ours bears upon the old, seemingly endless, +squabble as to whether or not beauty has anything to do with truth, +and whether art, as certain moralists contend, is a school of lying. +For _true_ or _false_ is a judgment of existence; it refers to +_Things;_ it implies that besides the qualities and reactions shown +or described, our further action or analysis will call forth certain +other groups of qualities and reactions constituting the _thing which +is said to exist._ But aspects, in the case in which I have used that +word, _are_ what they are and do not necessarily imply anything +beyond their own peculiarities. The words _true_ or _false_ can be +applied to them only with the meaning of _aspects truly existing_ or +_not truly existing;_ _i.e._ aspects of which it is true or not to _say +that they exist._ But as to an aspect being true or false in the sense +of _misleading,_ that question refers not to the _aspect_ itself, but to +the thing of which the aspect is taken as a part and a sign. Now the +contemplation of the mere aspect, the beauty (or ugliness) of the +aspect, does not itself necessitate or imply any such reference to a +thing. Our contemplation of the beauty of a statue representing a +Centaur may indeed be disturbed by the reflexion that a creature +with two sets of lungs and digestive organs would be a monster and +not likely to grow to the age of having a beard. But this disturbing +thought need not take place. And when it takes place it is not part of +our contemplation of the _aspect_ of that statue; it is, on the contrary, +outside it, an excursion away from it due to our inveterate (and very +necessary) habit of interrupting the contemplation of _Aspects_ by +the thinking and testing of _Things._ The Aspect never implied the +existence of a Thing beyond itself; it did not affirm that anything +was true, _i.e._ that anything could or would happen besides the fact +of our contemplation. In other words the formula that _beautiful is +an adjective applying only to aspects,_ shows us that art can be +truthful or untruthful only in so far as art (as is often the case) +deliberately sets to making statements about the existence and nature +of Things. If Art says "Centaurs can be born and grow up to man's +estate with two sets of respiratory and digestive organs"--then Art is +telling lies. Only, before accusing it of being a liar, better make sure +that the statement about the possibility of centaurs has been intended +by the Art, and not merely read into it by ourselves. + +But more of this when we come to the examination of Subject and +Form. + + + +CHAPTER IV + +SENSATIONS + +IN the contemplation of the _Aspect_ before him, what gave that +aesthetic man the most immediate and undoubted pleasure was its +colour, or, more correctly speaking, its colours. Psycho-Physiologists +have not yet told us why colours, taken singly and apart +from their juxtaposition, should possess so extraordinary a +power over what used to be called our animal spirits, and through +them over our moods; and we can only guess from analogy with +what is observed in plants, as well as from the nature of the +phenomenon itself, that various kinds of luminous stimulation must +have some deep chemical repercussion throughout the human +organism. The same applies, though in lesser degree, to sounds, +quite independent of their juxtaposition as melodies and harmonies. +As there are colours which _feel, i.e._ make _us_ feel, more or less +warm or cool, colours which are refreshing or stifling, depressing or +exhilarating quite independent of any associations, so also there are +qualities of sound which enliven us like the blare of the trumpet, or +harrow us like the quaver of the accordion. Similarly with regard to +immediacy of effect: the first chords of an organ will change our +whole mode of being like the change of light and colour on first +entering a church, although the music which that organ is playing +may, after a few seconds of listening, bore us beyond endurance; +and the architecture of that church, once we begin to take stock of it, +entirely dispel that first impression made by the church's light and +colour. It is on account of this doubtless physiological power of +colour and sound, this way which they have of invading and +subjugating us with or without our consent and long before our +conscious co-operation, that the Man-on-the-Hill's pleasure in the +aspect before him was, as I have said, first of all, pleasure in colour. +Also, because pleasure in colour, like pleasure in mere sound-quality +or _timbre,_ is accessible to people who never go any further in their +aesthetic preference. Children, as every one knows, are sensitive to +colours, long before they show the faintest sensitiveness for shapes. +And the timbre of a perfect voice in a single long note or shake used +to bring the house down in the days of our grandparents, just as the +subtle orchestral blendings of Wagner entrance hearers incapable of +distinguishing the notes of a chord and sometimes even incapable of +following a modulation. + +The Man on the Hill, therefore, received immediate pleasure from +the colours of the landscape. _Received_ pleasure, rather than +_took_ it, since colours, like smells, seem, as I have said, to invade +us, and insist upon pleasing whether we want to be pleased or not. In +this meaning of the word we may be said to be _passive_ to sound +and colour quality: our share in the effects of these sensations, as in +the effect of agreeable temperatures, contacts and tastes, is a +question of bodily and mental reflexes in which our conscious +activity, our voluntary attention, play no part: we are not _doing,_ +but _done to_ by those stimulations from without; and the pleasure +or displeasure which they set up in us is therefore one which we +_receive,_ as distinguished from one which _we take._ + +Before passing on to the pleasure which the Man on the Hill _did +take,_ as distinguished from thus passively _receiving,_ from the +aspect before him, before investigating into the activities to which +this other kind of pleasure, _pleasure taken, not received,_ is due, +we must dwell a little longer on the colours which delighted him, +and upon the importance or unimportance of those colours with +regard to that _Aspect_ he was contemplating. + +These colours--particularly a certain rain-washed blue, a pale lilac +and a faded russet--gave him, as I said, immediate and massive +pleasure like that of certain delicious tastes and smells, indeed +anyone who had watched him attentively might have noticed that he +was making rather the same face as a person rolling, as Meredith +says, a fine vintage against his palate, or drawing in deeper draughts +of exquisitely scented air; he himself, if not too engaged in looking, +might have noticed the accompanying sensations in his mouth, +throat and nostrils; all of which, his only active response to the +colour, was merely the attempt to _receive more_ of the already +received sensation. But this pleasure which he received from the +mere colours of the landscape was the same pleasure which they +would have given him if he had met them in so many skeins of silk; +the more complex pleasure due to their juxtaposition, was the +pleasure he might have had if those skeins, instead of being on +separate leaves of a pattern-book, had been lying tangled together in +an untidy work-basket. He might then probably have said, "Those +are exactly the colours, and in much the same combination, as in +that landscape we saw such and such a day, at such and such a +season and hour, from the top of that hill." But he would never have +said (or been crazy if he had) "Those skeins of silk are the landscape +we saw in that particular place and oh that particular occasion." Now +the odd thing is that he would have used that precise form of words, +"that is the landscape," etc. etc., if you had shown him a pencil +drawing or a photograph taken from that particular place and point +of view. And similarly if you had made him look through stained +glass which changed the pale blue, pale lilac and faded russet into +emerald green and blood red. He would have exclaimed at the loss +of those exquisite colours when you showed him the monochrome, +and perhaps have sworn that all his pleasure was spoilt when you +forced him to look through that atrocious glass. But he would have +identified the aspect as the one he had seen before; just as even the +least musical person would identify "God save the King" whether +played with three sharps on the flute or with four flats on the +trombone. + +There is therefore in an _Aspect_ something over and above the +quality of the colours (or in a piece of music, of the sounds) in +which that aspect is, at any particular moment, embodied for your +senses; something which can be detached from the particular colours +or sounds and re-embodied in other colours or sounds, existing +meanwhile in a curious potential schematic condition in our memory. +That something is _Shape._ + +It is Shape which we contemplate; and it is only because they enter +into shapes that colours and sounds, as distinguished from +temperatures, textures, tastes and smells, can be said to be +contemplated at all. Indeed if we apply to single isolated colour or +sound-qualities (that blue or russet, or the mere timbre of a voice or +an orchestra) the adjective _beautiful_ while we express our liking +for smells, tastes, temperatures and textures merely by the adjectives +_agreeable, delicious_; this difference in our speech is doubtless due +to the fact that colours or sounds are more often than not connected +each with other colours or other sounds into a Shape and thereby +become subject to contemplation more frequently than temperatures, +textures, smells and tastes which cannot themselves be grouped into +shapes, and are therefore objects of contemplation only when +associated with colours and sounds, as for instance, the smell of +burning weeds in a description of autumnal sights, or the cool +wetness of a grotto in the perception of its darkness and its murmur +of waters. + +On dismissing the practical and the scientific man because they were +_thinking away from aspects to things,_ I attempted to inventory the +_aspect_ in whose contemplation their aesthetic companion had +remained absorbed. There were the colours, that delicious +recently-washed blue, that lilac and russet, which gave the man his +immediate shock of passive and (as much as smell and taste) bodily +pleasure. But besides these my inventory contained another kind of +item: what I described as a fan-like arrangement of sharply +convergent lines and an exquisitely phrased sky-line of hills, picked +up at rhythmical intervals into sharp crests and dropping down +merely to rush up again in long rapid concave curves. And besides +all this, there was the outline of a distant mountain, rising flamelike +against the sky. It was all these items made up of _lines_ (skyline, +outline, and lines of perspective!) which remained unchanged when +the colours were utterly changed by looking through stained glass, +and unchanged also when the colouring was reduced to the barest +monochrome of a photograph or a pencil drawing; nay remained the +same despite all changes of scale in that almost colourless +presentment of them. Those items of the aspect were, as we all know, +_Shapes._ And with altered colours, and colours diminished to just +enough for each line to detach itself from its ground, those Shapes +could be contemplated and called beautiful. + + + +CHAPTER V + +PERCEPTION OF RELATIONS + +WHY should this be the case? Briefly, because colours (and sounds) +as such are forced upon us by external stimulation of our organs of +sight and hearing, neither more nor less than various temperatures, +textures, tastes and smells are forced upon us from without through +the nervous and cerebral mechanism connected with our skin, +muscle, palate and nose. Whereas shapes instead of being thus nilly +willy _seen_ or _heard,_ are, at least until we know them, _looked_ +at or _listened_ to, that is to say _taken in_ or _grasped,_ by mental +and bodily activities which meet, but may also refuse to meet, those +sense stimulations. Moreover, because these mental and bodily +activities, being our own, can be rehearsed in what we call our +memory without the repetition of the sensory stimulations which +originally started them, and even in the presence of different ones. + +In terms of mental science, colour and sound, like temperature, +texture, taste and smell, are _sensations_; while _shape_ is, in the +most complete sense, a _perception._ This distinction between +_sensation_ and _perception_ is a technicality of psychology; but +upon it rests the whole question why shapes can be contemplated +and afford the satisfaction connected with the word _beautiful,_ +while colours and sounds, except as grouped or groupable into +shapes, cannot. Moreover this distinction will prepare us for +understanding the main fact of all psychological aesthetics: namely +that the satisfaction or the dissatisfaction which we get from shapes +is satisfaction or dissatisfaction in what are, directly or indirectly, +activities of our own. + +Etymologically and literally, _perception_ means the act of +_grasping_ or _taking_ in, and also the result of that action. But +when we thus _perceive_ a shape, what is it precisely that we grasp +or take in? At first it might seem to be the _sensations_ in which that +form is embodied. But a moment's reflection will show that this +cannot be the case, since the sensations are furnished us simply +without our performing any act of perception, thrust on us from +outside, and, unless our sensory apparatus and its correlated brain +centre were out of order, received by us passively, nilly willy, the +Man on the Hill being invaded by the sense of that blue, that lilac +and that russet exactly as he might have been invaded by the smell +of the hay in the fields below. No: what we grasp or take in thus +actively are not the sensations themselves, but the _relations_ +between these sensations, and it is of these relations, more truly than +of the sensations themselves, that a shape is, in the most literal sense, +_made up._ And it is this _making up of shapes,_ this grasping or +taking in of their constituent relations, which is an active process on +our part, and one which we can either perform or not perform. When, +instead of merely _seeing_ a colour, we _look at_ a shape, our eye +ceases to be merely passive to the action of the various light-waves, +and becomes active, and active in a more or less complicated way; +turning its differently sensitive portions to meet or avoid the +stimulus, adjusting its focus like that of an opera glass, and like an +opera glass, turning it to the right or left, higher or lower. + +Moreover, except in dealing with very small surfaces, our eye +moves about in our head and moves our head, and sometimes our +whole body, along with it. An analogous active process undoubtedly +distinguishes _listening_ from mere _hearing;_ and although +psycho-physiology seems still at a loss for the precise adjustments +of the inner ear corresponding to the minute adjustments of the eye, +it is generally recognised that auditive attention is accompanied by +adjustments of the vocal parts, or preparations for such adjustments, +which account for the impression of _following_ a sequence of +notes as we follow the appearance of colours and light, but as we do +_not_ follow, in the sense of _connecting by our activity,_ +consecutive sensations of taste or smell. Besides such obvious or +presumable bodily activities requisite for looking and listening as +distinguished from mere seeing and hearing, there is moreover in all +perception of shape, as in all _grasping of meaning,_ a mental +activity involving what are called _attention_ and _memory._ A +primer of aesthetics is no place for expounding any of the various +psychological definitions of either of these, let us call them, faculties. +Besides I should prefer that these pages deal only with such mental +facts as can be found in the Reader's everyday (however unnoticed) +experience, instead of requiring for their detection the artificial +conditions of specialised introspection or laboratory experiment. So +I shall give to those much fought over words _attention_ and +_memory_ merely the rough and ready meaning with which we are +familiar in everyday language, and only beg the Reader to notice +that, whatever psychologists may eventually prove or disprove +_attention_ and _memory_ to be, these two, let us unscientifically +call them _faculties,_ are what chiefly distinguishes _perception_ +from _sensation._ For instance, in grasping or taking stock of a +visible or an audible shape we are doing something with our +attention, or our attention is doing something in us: a travelling +about, a returning to starting points, a summing up. And a travelling +about not merely between what is given simultaneously in the +present, but, even more, between what has been given in an +immediately proximate past, and what we expect to be given in an +immediately proximate future; both of which, the past which is put +behind us as past, and the past which is projected forwards as future, +necessitate the activity of _memory._ There is an adjustment of our +feelings as well as our muscles not merely to the present sensation, +but to the future one, and a buzz of continuing adjustment to the past. +There is a holding over and a holding on, a reacting backwards and +forwards of our attention, and quite a little drama of expectation, +fulfilment and disappointment, or as psychologists call them, of +tensions and relaxations. And this little drama involved in all +looking or listening, particularly in all taking stock of visible or +audible (and I may add intellectual or _verbal_) shape, has its +appropriate accompaniment of emotional changes: the ease or +difficulty of understanding producing feelings of victory or defeat +which we shall deal with later. And although the various perceptive +activities remain unnoticed in themselves (so long as easy and +uninterrupted), we become aware of a lapse, a gap, whenever our +mind's eye (if not our bodily one!) neglects to sweep from side to +side of a geometrical figure, or from centre to circumference, or +again whenever our mind's ear omits following from some particular +note to another, just as when we fall asleep for a second during a +lecture or sermon: we have, in common parlance, _missed the hang_ +of some detail or passage. What we have missed, in that lapse of +attention, is a _relation,_ the length and direction of a line, or the +span of a musical interval, or, in the case of words, the references of +noun and verb, the co-ordination of tenses of a verb. And it is such +relations, more or less intricate and hierarchic, which transform what +would otherwise be meaningless juxtapositions or sequences of +sensations into the significant entities which can be remembered and +recognised even when their constituent sensations are completely +altered, namely _shapes._ To our previous formula that _beautiful_ +denotes satisfaction in contemplating an aspect, we can now add that +an _aspect_ consists of sensations grouped together into _relations_ +by our active, our remembering and foreseeing, perception. + + + +CHAPTER VI + +ELEMENTS OF SHAPE + +LET us now examine some of these relations, not in the +genealogical or hierarchic order assigned to them by experimental +psychology, but in so far as they constitute the elements of _shape,_ +and more especially as they illustrate the general principle which I +want to impress on the Reader, namely: That the perception of +Shape depends primarily upon movements which _we_ make, and +the measurements and comparisons which _we_ institute. + +And first we must examine mere _extension_ as such, which +distinguishes our active dealings with visual and audible sensations +from our passive reception of the sensations of taste and smell. For +while in the case of the latter a succession of similar stimulations +affects us as "more taste of strawberry" or "more smell of rose" +when intermittent, or as a vague "there _is_ a strong or faint taste of +strawberry" and a "there is a smell of lemon flower"--when +continuous; our organ of sight being mobile, reports not "more black +on white" but "so many inches of black line on a white ground," that +is to say reports a certain _extension_ answering to its +own movement. This quality of extension exists also in our +sound-perceptions, although the explanation is less evident. Notes do not +indeed exist (but only sounding bodies and air-vibrations) in the +space which we call "real" because our eye and our locomotion +coincide in their accounts of it; but notes are experienced, that is +thought and felt, as existing in a sort of imitation space of their own. +This "musical space," as M. Dauriac has rightly called it, has limits +corresponding with those of our power of hearing or reproducing +notes, and a central region corresponding with our habitual +experience of the human voice; and in this "musical space" notes are +experienced as moving up and down and with a centrifugal and +centripetal direction, and also as existing at definite spans or +_intervals_ from one another; all of which probably on account of +presumable muscular adjustments of the inner and auditive +apparatus, as well as obvious sensations in the vocal parts when we +ourselves produce, and often when we merely think of, them. In +visual perception the sweep of the glance, that is the adjustment of +the muscles of the inner eye, the outer eye and of the head, is +susceptible of being either interrupted or continuous like any other +muscular process; and its continuity is what unites the mere +successive sensations of colour and light into a unity of extension, +so that the same successive colour-and-light-sensations can be +experienced either as _one_ extension, or as two or more, according +as the glance is continuous or interrupted; the eye's sweep, when not +excessive, tending to continuity _unless a new direction requires a +new muscular adjustment._ And, except in the case of an +_extension_ exceeding any single movement of eye and head, a new +adjustment answers to what we call _a change of direction. +Extension_ therefore, as we have forestalled with regard to sound, +has various modes, corresponding to something belonging to +ourselves: a _middle,_ answering to the middle not of our field of +vision, since that itself can be raised or lowered by a movement of +the head, but to the middle of our body; and an _above_ and +_below,_ a _right_ and a _left_ referable to our body also, or rather +to the adjustments made by eye and head in the attempt to see our +own extremities; for, as every primer of psychology will teach you, +mere sight and its muscular adjustments account only for the +dimensions of height (up and down) and of breadth (right and left) +while the third or cubic dimension of _depth_ is a highly complex +result of locomotion in which I include prehension. And inasmuch +as we are dealing with _aspects_ and not with _things,_ we have as +yet nothing to do with this _cubic_ or _third dimension,_ but are +confining ourselves to the two dimensions of extension in height and +breadth, which are sufficient for the existence, the identity, or more +correctly the _quiddity,_ of visible shapes. + +Such a shape is therefore, primarily, a series of longer or shorter +_extensions,_ given by a separate glance towards, or away from, our +own centre or extremities, and at some definite angle to our own +axis and to the ground on which we stand. But these acts of +extension and orientation cease to be thought of as measured and +orientated, and indeed as accomplished, by ourselves, and are +translated into objective terms whenever our attention is turned +outwards: thus we say that each line is of a given length and +direction, so or so much off the horizontal or vertical. + +So far we have established relations only to ourselves. We now +compare the acts of extension one against the other, and we also +measure the adjustment requisite to pass from one to another, +continuing to refer them all to our own axis and centre; in everyday +speech, we perceive that the various lines are _similar_ and +_dissimilar_ in length, direction and orientation. We _compare;_ +and comparing we _combine_ them in the unity of our intention: +thought of together they are thought of as belonging together. +Meanwhile the process of such comparison of the relation of each +line with us to the analogous relation to us of its fellows, produces +yet further acts of measurement and comparison. For in going from +one of our lines to another we become aware of the presence +of--how shall I express it?--well of a _nothing_ between them, what we +call _blank space,_ because we experience a _blank_ of the +particular sensations, say red and black, with which we are engaged +in those lines. Between the red and black sensations of the lines we +are looking at, there will be a possibility of other colour sensations, +say the white of the paper, and these white sensations we shall duly +receive, for, except by shutting our eyes, we could not avoid +receiving them. But though received these white sensations will not +be attended to, because they are not what we are busied with. We +shall be _passive_ towards the white sensations while we are +_active_ towards the black and red ones; we shall not measure the +white; not sweep our glance along it as we do along the red and the +black. And as _ceteris paribus_ our tense awareness of active states +always throws into insignificance a passive state sandwiched +between them; so, bent as we are upon our red and black extensions, +and their comparative lengths and directions, we shall treat the +uninteresting white extensions as a _blank,_ a gap, as that which +separates the objects of our active interest, and takes what existence +it has for our mind only from its relation of separating those +interesting actively measured and compared lines. Thus the +difference between our _active perception_ and our merely _passive +sensation_ accounts for the fact that every visible shape is composed +of lines (or bands) measured and compared with reference to our +own ocular adjustments and our axis and centre; lines existing, as +we express it, in _blank space,_ that is to say space not similarly +measured; lines, moreover, _enclosing_ between each other more of +this blank space, which is not measured in itself but subjected to the +measurement of its enclosing lines. And similarly, every _audible_ +Shape consists not merely of sounds enclosing _silence,_ but of +heard tones between which we are aware of the intervening _blank +interval_ which _might have been_ occupied by the intermediary +tones and semitones. In other words, visible and audible Shape is +composed of alternations between _active,_ that is _moving,_ +measuring, referring, comparing, attention; and _passive,_ that is +comparatively sluggish _reception_ of mere sensation. + + +This fact implies another and very important one, which I have +indeed already hinted at. If perceiving shape means comparing lines +(they may _be bands,_ but we will call them _lines),_ and the lines +are measured only by consecutive eye movements, then the act of +comparison evidently includes the co-operation, however +infinitesimally brief, of _memory._ The two halves of this +Chippendale chair-back exist simultaneously in front of my eyes, +but I cannot take stock simultaneously of the lengths and orientation +of the curves to the right and the curves of the left. I must hold over +the image of one half, and unite it, somewhere in what we call "the +mind"--with the other; nay, I must do this even with the separate +curves constituting the patterns each of which is measured by a +sweep of the glance, even as I should measure them successively by +applying a tape and then remembering and comparing their various +lengths, although the ocular process may stand to the tape-process as +a minute of our time to several hundreds of years. This comes to +saying that the perception of visible shapes, even like that of audible +ones, takes place _in time,_ and requires therefore the +co-operation of _memory._ Now memory, paradoxical as it may sound, +practically implies _expectation:_ the use of the past, to so speak, is +to become that visionary thing we call the _future._ Hence, while we +are measuring the extension and direction of one line, we are not +only _remembering_ the extent and direction of another previously +measured line, but we are also _expecting_ a similar, or somewhat +similar, act of measurement of the _next_ line; even as in "following +a melody" we not only remember the preceding tone, but _expect_ +the succeeding ones. Such interplay of present, past and future is +requisite for every kind of _meaning,_ for every _unit of thought_; +and among others, of the meaning, the _thought,_ which we +contemplate under the name of _shape._ It is on account of this +interplay of present, past and future, that Wundt counts feelings _of +tension_ and _relaxation_ among the _elements_ of form-perception. +And the mention of such _feelings,_ i.e. rudiments of _emotion,_ +brings us to recognise that the remembering and foreseeing of our +acts of measurement and orientation constitutes a microscopic +psychological drama--shall we call it the drama of the SOUL +MOLECULES?--whose first familiar examples are those two +peculiarities of visible and audible shape called _Symmetry_ and +_Rythm._ + +Both of these mean that a measurement has been made, and that the +degree of its _span_ is kept in memory to the extent of our expecting +that the next act of measurement will be similar. _Symmetry_ +exists quite as much in _Time_ (hence in shapes made up of +sound-relations) as in _Space;_ and _Rythm,_ which is commonly thought +of as an especially musical relation, exists as much in _Space_ as in +_Time_; because the perception of shape requires Time and +movement equally whether the relations are between objectively +co-existent and durable marks on stone or paper, or between objectively +successive and fleeting sound-waves. Also because, while the single +relations of lines and of sounds require to be ascertained +successively, the combination of those various single relations, their +relations with one another _as whole and parts,_ require to be +grasped by an intellectual synthesis; as much in the case of notes as +in the case of lines. If, in either case, we did not remember the first +measurement when we obtained the second, there would be no +perception of shape however elementary; which is the same as +saying that for an utterly oblivious mind there could be no +relationships, and therefore no meaning. In the case of Symmetry +the relations are not merely the lengths and directions of the single +lines, that is to say their relations to ourselves, and the relation +established by comparison between these single lines; there is now +also the relation of both to a third, itself of course related to +ourselves, indeed, as regards visible shape, usually answering to our +own axis. The expectation which is liable to fulfilling or balking is +therefore that of a repetition of this double relationship remembered +between the lengths and directions on one side, by the lengths and +directions on the other; and the repetition of a common relation to a +central item. + +The case of RYTHM is more complex. For, although we usually +think of Rythm as a relation of _two_ items, it is in reality a relation +of four (or more ); because what we remember and expect is a +mixture of similarity with dissimilarity between lengths, directions +or impacts. OR IMPACTS. For with Rythm we come to another +point illustrative of the fact that all shape-elements depend upon our +own activity and its modes. A rythmical arrangement is not +necessarily one between _objectively_ alternated elements like +objectively longer or shorter lines of a pattern, or _objectively_ +higher or lower or longer and shorter notes. Rythm exists equally +where the objective data, the sense stimulations, are uniform, as is +the case with the ticks of a clock. These ticks would be registered as +exactly similar by appropriate instruments. But our mind is not such +an impassive instrument: our mind (whatever our mind may really +be) is subject to an alternation of _more_ and _less,_ of _vivid_ and +_less vivid, important_ and _less important,_ of _strong_ and +_weak;_ and the objectively similar stimulations from outside, of +sound or colour or light, are perceived as vivid or less vivid, +important or less important, according to the beat of this mutual +alternation with which they coincide: thus the uniform, ticking of the +clock will be perceived by us as a succession in which the stress, +that is the importance, is thrown upon the first or the second member +of a group; and the recollection and expectation are therefore of a +unity of dissimilar importance. We hear STRONG-WEAK; and +remembering _strong-weak,_ we make a new _strong-weak_ out of +that objective uniformity. Here there is no objective reason for one +rythm more than another; and we express this by saying that the +tickings of a clock have no intrinsic form. For _Form,_ or as I prefer +to call it, _Shape,_ although it exists only in the mind capable of +establishing and correlating its constituent relationships, takes an +objective existence when the material stimulations from the outer +world are such as to force all normally constituted minds to the same +series and combinations of perceptive acts; a fact which explains +why the artist can transmit the shapes existing in his own mind to +the mind of a beholder or hearer by combining certain objective +stimulations, say those of pigments on paper or of sound vibrations +in time, so as to provoke perceptive activities similar to those which +would, _ceteris paribus,_ have been provoked in himself if that +shape had not existed first of all _only_ in his mind. + +A further illustration of the principle that shape-perception is a +combination of active measurements and comparisons, and of +remembrance and expectations, is found in a fact which has very +great importance in all artistic dealings with shapes. I have spoken, +for simplicity's, sake, as if the patches of colour on a blank (i.e. +uninteresting) ground along which the glance sweeps, were +invariably contiguous and continuous. But these colour patches, and +the sensations they afford us, are just as often, discontinuous in the +highest degree; and the lines constituting a shape may, as for +instance in constellations, be entirely imaginary. The fact is that +what we feel as a line is not an objective continuity of +colour-or-light-patches, but the continuity of our glance's sweep which +may either accompany this objective continuity or replace it. Indeed +such imaginary lines thus established between isolated colour patches, +are sometimes felt as more vividly existing than real ones, because the +glance is not obliged to take stock of their parts, but can rush freely +from extreme point to extreme point. Moreover not only half the +effectiveness of design, but more than half the efficiency of practical +life, is due to our establishing such imaginary lines. We are +inevitably and perpetually dividing visual space (and something of +the sort happens also with "musical space") by objectively +non-existent lines answering to our own bodily orientation. Every course, +every trajectory, is of this sort. And every drawing executed by an +artist, every landscape, offered us by "Nature," is felt, because it is +measured, with reference to a set of imaginary horizontals or +perpendiculars. While, as I remember the late Mr G. F. Watts +showing me, every curve which we look at is _felt as being_ part of +an imaginary circle into which it could be prolonged. Our sum of +measuring and comparing activities, and also our dramas of +remembrance and expectation, are therefore multiplied by these +imaginary lines, whether they connect, constellation-wise, a few +isolated colour indications, or whether they are established as +standards of reference (horizontals, verticals, etc.) for other really +existing lines; or whether again they be thought of, like those circles, +as _wholes_ of which objectively perceived series of colour patches +might possibly be _parts._ In all these cases imaginary lines are +_felt,_ as existing, inasmuch as we feel the movement by which we +bring them into existence, and even feel that such a movement might +be made by us when it is not. + +So far, however, I have dealt with these imaginary lines only as an +additional proof that shape-perception is an establishment of two +dimensional relationships, through our own activities, and an active +remembering, foreseeing and combining thereof. + + + +CHAPTER VII + +FACILITY AND DIFFICULTY OF GRASPING + +OF this we get further proof when we proceed to another and less +elementary relationship implied in the perception of shape: the +relation of Whole and Parts. + +In dealing with the _ground_ upon which we perceive our red and +black patches to be extended, I have already pointed out that our +operations of measuring and comparing are not applied to all the +patches of colour which we actually see, but only to such as we +_look at_; an observation equally applicable to sounds. In other +words our attention selects certain sensations, and limits to these all +that establishing of relations, all that measuring and comparing, all +that remembering and expecting; the other sensations being +excluded. Now, while whatever is thus merely seen, but not looked +at, is excluded as so much _blank_ or _otherness_; whatever is, on +the contrary, _included_ is thereby credited with the quality of +belonging, that is to say being included, together. And the more the +attention alternates between the measuring of _included_ extensions +and directions and the expectation of equivalent (symmetrical or +rythmical) extensions or directions or stresses, the closer will +become the relation of these items _included_ by our attention and +the more foreign will become the _excluded otherness_ from which, +as we feel, they _detach themselves._ But--by an amusing +paradox--these lines measured and compared by our attention, are +themselvesnot only _excluding_ so much _otherness or blank;_ they also +tend, so soon as referred to one another, to _include_ some of this +uninteresting blankness; and it is across this more or less completely +included blankness that the eye (and the imagination!) draw such +imaginary lines as I have pointed out with reference to the +constellations. Thus a circle, say of red patches, _excludes_ some of +the white paper on which it is drawn; but it _includes_ or _encloses_ +the rest. Place a red patch somewhere on that _enclosed_ blank; our +glance and attention will now play not merely along the red +circumference, but to and fro between the red circumference and the +red patch, thereby establishing imaginary but thoroughly measured +and compared lines between the two. Draw a red line from the red +patch to the red circumference; you will begin expecting similar +lengths on the other sides of the red patch, and you will become +aware that these imaginary lines are, or are not, equal; in other +words, that the red patch is, or is not, equidistant from every point of +the red circumference. And if the red patch is not thus in the middle, +you will expect, and imagine another patch which _is;_ and from +this _imaginary centre_ you will draw imaginary lines, that is you +will make by no means imaginary glance-sweeps, to the red +circumference. Thus you may go on adding real red lines and +imaginary lines connecting them with the circumference; and the +more you do so the more you will feel that all these real lines and +imaginary lines and all the blank space which the latter measure, are +connected, or susceptible of being connected, closer and closer, +every occasional excursion beyond the boundary only bringing you +back with an increased feeling of this interconnexion, and an +increased expectation of realising it in further details. But if on one +of these glance-flickings beyond the circumference, your attention is +caught by some colour patch or series of colour patches outside of it, +you will either cease being interested in the circle and wander away +to the new colour patches; or more probably, try to connect that +outlying colour with the circle and its radii; or again failing that, you +will "overlook it," as, in a pattern of concentric circles you overlook +a colour band which, as you express it "has nothing to do with it," +that is with what you are looking at. Or again listening to. For if a +church-bell mixes its tones and rythm with that of a symphony you +are listening to, you may try and bring them in, make a place for +them, _expect_ them among the other tones or rythms. Failing +which you will, after a second or two, cease to notice those bells, +cease to listen to them, giving all your attention once more to the +sonorous whole whence you have expelled those intruders; or else, +again, the intrusion will become an interruption, and the bells, once +_listened to,_ will prevent your listening adequately to the +symphony. + +Moreover, if the number of extensions, directions, real or imaginary +lines or musical intervals, alternations of _something_ and +_nothing,_ prove too great for your powers of measurement and +comparison, particularly if it all surpass your habitual interplay of +recollection and expectation, you will say (as before an over +intricate pattern or a piece of music of unfamiliar harmonies and +rythm) that "you can't grasp it"--that you "miss the hang of it." And +what you will feel is that you cannot keep the parts within the whole, +that the boundary vanishes, that what has been included unites with +the excluded, in fact that all _shape_ welters into chaos. And as if to +prove once more the truth of our general principle, you will have a +hateful feeling of having been trifled with. What has been balked +and wasted are all your various activities of measuring, comparing +and co-ordinating; what has been trifled with are your expectations. +And so far from contemplating with satisfaction the objective cause +of all this vexation and disappointment, you will avoid +contemplating it at all, and explain your avoidance by calling that +chaotic or futile assemblage of lines or of notes "ugly." + +We seem thus to have got a good way in our explanation; and indeed +the older psychology, for instance of the late Grant Allen, did not +get any further. But to explain why a shape difficult to perceive +should be disliked and called "ugly," by no means amounts to +explaining why some other shape should be liked and called +"beautiful," particularly as some ugly shapes happen to be far easier +to grasp than some beautiful ones. The Reader will indeed remember +that there is a special pleasure attached to all overcoming of +difficulty, and to all understanding. But this double pleasure is +shared with form-perception by every other successful grasping of +meaning; and there is no reason why that pleasure should be +repeated in the one case more than in the other; nor why we should +repeat looking at (which is what we mean by contemplating) a shape +once we have grasped it, any more than we continue to dwell on, to +reiterate the mental processes by which we have worked out a +geometrical proposition or unravelled a metaphysical crux. The +sense of victory ends very soon after the sense of the difficulty +overcome; the sense of illumination ends with the acquisition of a +piece of information; and we pass on to some new obstacle and +some new riddle. But it is different in the case of what we call +_Beautiful. Beautiful_ means satisfactory for contemplation, _i.e._ +for reiterated perception; and the very essence of contemplative +satisfaction is its desire for such reiteration. The older psychology +would perhaps have explained this reiterative tendency by the +pleasurableness of the sensory elements, the mere colours and +sounds of which the easily perceived shape is made up. But this does +not explain why, given that other shapes are made up of equally +agreeable sensory elements, we should not pass on from a once +perceived shape or combination of shapes to a new one, thus +obtaining, in addition to the sensory agreeableness of colour or +sound, a constantly new output of that feeling of victory and +illumination attendant on every successful intellectual effort. Or, in +other words, seeing that painting and music employ sensory +elements already selected as agreeable, we ought never to wish to +see the same picture twice, or to continue looking at it; we ought +never to wish to repeat the same piece of music or its separate +phrases; still less to cherish that picture or piece of music in our +memory, going over and over again as much of its shape as had +become our permanent possession. + +We return therefore to the fact that although balked perception is +enough to make us reject a shape as _ugly, i.e._ such that we avoid +entering into contemplation of it, easy perception is by no means +sufficient to make us cherish a shape _as beautiful, i.e._ such that +the reiteration of our drama of perception becomes desirable. And +we shall have to examine whether there may not be some other +factor of shape-perception wherewith to account for this preference +of reiterated looking at the same to looking at something else. + +Meanwhile we may add to our set of formulae: difficulty in +shape-perception makes contemplation disagreeable and impossible, and +hence earns for aspects the adjective _ugly._ But facility in +perception, like agreeableness of sensation by no means suffices for +satisfied contemplation, and hence for the use of the adjective +Beautiful. + + + +CHAPTER VIII + +SUBJECT AND OBJECT + +BUT before proceeding to this additional factor in shape-perception, +namely that of Empathic Interpretation, I require to forestall an +objection which my Reader has doubtless been making throughout +my last chapters; more particularly that in clearing away the ground +of this objection I shall be able to lay the foundations of my further +edifice of explanation. The objection is this: if the man on the hill +was aware of performing any, let alone all, of the various operations +described as constituting shape-perception, neither that man nor any +other human being would be able to enjoy the shapes thus perceived. + +My answer is: + +When did I say or imply that he was _aware_ of doing any of it? It is +not only possible, but extremely common, to perform processes +without being aware of performing them. The man was not _aware,_ +for instance, of making eye adjustments and eye movements, unless +indeed his sight was out of order. Yet his eye movements could have +been cinematographed, and his eye adjustments have been described +minutely in a dozen treatises. He was no more aware of _doing_ any +measuring or comparing than we are aware of _doing_ our digestion +or circulation, except when we do them badly. But just as we are +aware of our digestive and circulatory processes in the sense of +being aware of the animal spirits resulting from their adequate +performance, so he was aware of his measuring and comparing, +inasmuch as he was aware that the line A--B was longer than the +line C--D, or that the point E was half an inch to the left of the point +F. For so long as we are neither examining into ourselves, nor called +upon to make a choice between two possible proceedings, nor forced +to do or suffer something difficult or distressing, in fact so long as +we are attending to whatever absorbs our attention and not to our +processes of attending, those processes are replaced in our +awareness by the very facts--for instance the proportions and +relations of lines--resulting from their activity. That these results +should not resemble their cause, that mental elements (as they are +called) should appear and disappear, and also combine into +unaccountable compounds (Browning's "not a third sound, but a +star") according as we attend to them, is indeed the besetting +difficulty of a science carried on by the very processes which it +studies. But it is so because it is one of Psychology's basic facts. +And, so far as we are at present concerned, this difference between +mental processes and their results is the fact upon which +psychological aesthetics are based. And it is not in order to convert +the Man on the Hill to belief in his own acts of shape-perception, +nor even to explain why he was not aware of them, that I am +insisting upon this point. The principle I have been expounding, let +us call it that of the _merging of the perceptive activities of the +subject in the qualities of the object of perception,_ explains another +and quite as important mental process which was going on in that +unsuspecting man. + +But before proceeding to that I must make it clearer how that man +stood in the matter of _awareness of himself._ He was, indeed, +aware of himself whenever, during his contemplation of that +landscape, the thought arose, "well, I must be going away, and +perhaps I shan't see this place again"--or some infinitely abbreviated +form, perhaps a mere sketched out gesture of turning away, +accompanied by a slight feeling of _clinging,_ he couldn't for the +life of him say in what part of his body. He was at that moment +acutely aware that he _did not want_ to do something which it was +optional to do. Or, if he acquiesced passively in the necessity of +going away, aware that he _wanted to come back,_ or at all events +wanted to carry off as much as possible of what he had seen. In short +he was aware of himself either making the effort of tearing himself +away, or, if some other person or mere habit, saved him this effort, +he was aware of himself making another effort to impress that +landscape on his memory, and aware of a future self making an +effort to return to it. I call it _effort_; you may, if you prefer, call it +will; at all events the man was aware of himself as nominative of a +verb to _cling to,_ (in the future tense) _return to,_ to _choose as +against some other alternative_; as nominative of a verb briefly, _to +like_ or _love._ And the accusative of these verbs would be the +landscape. But unless the man's contemplation was thus shot with +similar ideas of some action or choice of his own, he would express +the situation by saying "this landscape _is_ awfully beautiful." + +This IS. I want you to notice the formula, by which the landscape, +ceasing to be the accusative of the man's looking and thinking, +becomes the nominative of a verb _to be so-and-so._ That +grammatical transformation is the sign of what I have designated, in +philosophical language, _as the merging of the activities of the +subject in the object._ It takes place already in the domain of simple +sensation whenever, instead of saying "_I_ taste or _I_ smell +something nice or nasty" we say--"_this thing_ tastes or smells nice +or nasty." And I have now shown you how this tendency to put the +cart before the horse increases when we pass to the more complex +and active processes called perception; turning "I measure this +line"--"I compare these two angles" into "this line _extends_ from A to +B"--"these two angles _are equal_ to two right angles." + +But before getting to the final inversion--"this landscape _is_ +beautiful" instead of "_I_ like this landscape"--there is yet another, +and far more curious merging of the subject's activities in the +qualities of the object. This further putting of the cart before the +horse (and, you will see, attributing to the cart what only the horse +can be doing!) falls under the head of what German psychologists +call _Einfuehlung,_ or "Infeeling"--which Prof. Titchener has +translated _Empathy._ Now this new, and comparatively newly +discovered element in our perception of shape is the one to which, +leaving out of account the pleasantness of mere colour and sound +sensations as such, we probably owe the bulk of whatever +satisfaction we connect with the word Beautiful. And I have already +given the Reader an example of such Empathy when I described the +landscape seen by the man on the hill as consisting of a skyline +"_dropping down merely to rush up again in rapid concave curves_"; +to which I might have added that there was also a plain which +_extended,_ a valley which _wound along,_ paths which _climbed_ +and roads which _followed_ the _undulations_ of the land. But the +best example was when I said that opposite to the man there was a +distant mountain _rising_ against the sky. + + + +CHAPTER IX + +EMPATHY + +_THE mountain rises._ What do we mean when we employ this +form of words? Some mountains, we are told, have originated in an +_upheaval._ But even if this particular mountain did, we never saw +it and geologists are still disputing about HOW and WHETHER. So +the _rising_ we are talking about is evidently not that probable or +improbable _upheaval._ On the other hand all geologists tell us that +every mountain is undergoing a steady _lowering_ through its +particles being weathered away and washed down; and our +knowledge of landslips and avalanches shows us that the mountain, +so far from rising, is _descending._ Of course we all know that, +objects the Reader, and of course nobody imagines that the rock and +the earth of the mountain is rising, or that the mountain is getting up +or growing taller! All we mean is that the mountain _looks_ as if it +were rising. + +The mountain _looks!_ Surely here is a case of putting the cart +before the horse. No; we cannot explain the mountain _rising_ by +the mountain _looking,_ for the only _looking_ in the business is +_our_ looking _at_ the mountain. And if the Reader objects again +that these are all _figures of speech,_ I shall answer that _Empathy_ +is what explains why we employ figures of speech at all, and +occasionally employ them, as in the case of this rising mountain, +when we know perfectly well that the figure we have chosen +expresses the exact reverse of the objective truth. Very well; then, +(says the Reader) we will avoid all figures of speech and say merely: +when we look at the mountain _we somehow or other think of the +action of rising._ Is that sufficiently literal and indisputable? + +So literal and indisputable a statement of the case, I answer, that it +explains, when we come to examine it, why we have said that the +mountain rises. For if the Reader remembers my chapter on +shape-perception, he will have no difficulty in answering why we should +have a thought of rising when we look at the mountain, since we +cannot look at the mountain, nor at a tree, a tower or anything of +which we similarly say that it _rises,_ without lifting our glance, +raising our eye and probably raising our head and neck, all of which +raising and lifting unites into a general awareness of something +_rising._ The rising of which we are aware is going on in us. But, as +the Reader will remember also, when we are engrossed by +something outside ourselves, as we are engrossed in looking at the +shape (for we can _look_ at only the shape, not the _substance)_ of +that mountain we cease thinking about ourselves, and cease thinking +about ourselves exactly in proportion as we are thinking of the +mountain's shape. What becomes therefore of our awareness of +raising or lifting or _rising?_ What can become of it (so long as it +continues to be there!) except that it coalesces with the shape we are +looking at; in short that the _rising_ continuing to be thought, but no +longer to be thought of with reference to ourselves (since we aren't +thinking of ourselves), is thought of in reference to what we _are_ +thinking about, namely the mountain, or rather the mountain's shape, +which is, so to speak, responsible for any thought of rising, since it +obliges us to lift, raise or rise ourselves in order to take stock of +it. It is a case exactly analogous to our transferring the measuring done +by our eye to the line of which we say that it _extends_ from A to B, +when in reality the only _extending_ has been the extending of our +glance. It is a case of what I have called the tendency to merge the +_activities_ of the perceiving subject with the qualities of the +perceived object. Indeed if I insisted so much upon this tendency of +our mind, I did so largely because of its being at the bottom of the +phenomenon of _Empathy,_ as we have just seen it exemplified in +the _mountain which rises._ + +If this is Empathy, says the Reader (relieved and reassured), am I to +understand that Empathy is nothing beyond _attributing what goes +on in us when we look at a shape to the shape itself?_ + +I am sorry that the matter is by no means so simple! If what we +attributed to each single shape was only the precise action which we +happen to be accomplishing in the process of looking at it, Empathy +would indeed be a simple business, but it would also be a +comparatively poor one. No. The _rising_ of the mountain is an idea +started by the awareness of our own lifting or raising of our eyes, +head or neck, and it is an idea containing the awareness of that +lifting or raising. But it is far more than the idea merely of that +lifting or raising which we are doing at this particular present +moment and in connexion with this particular mountain. That +present and particular raising and lifting is merely the nucleus to +which gravitates our remembrance of all similar acts of raising, or +_rising._ which we have ever accomplished or seen accomplished, +_raising_ or _rising_ not only of our eyes and head, but of every +other part of our body, and of every part of every other body which +we ever perceived to be rising. And not merely the thought of past +_rising_ but the thought also of future rising. All these risings, done +by ourselves or watched in others, actually experienced or merely +imagined, have long since united together in our mind, constituting a +sort of composite photograph whence all differences are eliminated +and wherein all similarities are fused and intensified: the general +idea of _rising,_ not "I rise, rose, will rise, it rises, has risen or will +rise" but merely _rising as_ such, _rising_ as it is expressed not in +any particular tense or person of the verb _to rise,_ but in that verb's +infinitive. It is this universally applicable notion of rising, which is +started in our mind by the awareness of the particular present acts of +raising or rising involved in our looking at that mountain, and it is +this general idea of rising, _i.e._ of _upward movement,_ which gets +transferred to the mountain along with our own particular present +activity of raising some part of us, and which thickens and enriches +and marks that poor little thought of a definite raising with the +interest, the emotional fullness gathered and stored up in its long +manifold existence. In other words: what we are transferring (owing +to that tendency to merge the activities of the perceiving subject +with the qualities of the perceived object) from ourselves to the +looked at shape of the mountain, is not merely the thought of the +rising which is really being done by us at that moment, but the +thought and emotion, the _idea of rising as such_ which had been +accumulating in our mind long before we ever came into the +presence of that particular mountain. And it is this complex mental +process, by which we (all unsuspectingly) invest that inert mountain, +that bodiless shape, with the stored up and averaged and essential +modes of our activity--it is this process whereby we make the +mountain _raise itself,_ which constitutes what, accepting Prof. +Titchener's translation[*] of the German word _Einfuehlung,_ I have +called Empathy. + +[*] From _en_ and _pascho, epathon_. + +The German word _Einfuehlung_ "feeling into"--derived from a +_verb to feel oneself into something_ ("sich in Etwas ein fuehlen") +was in current use even before Lotze and Viscber applied it to +aesthetics, and some years before Lipps (1897) and Wundt (1903) +adopted it into psychological terminology; and as it is now +consecrated, and no better occurs to me, I have had to adopt it, +although the literal connotations of the German word have +surrounded its central meaning (as I have just defined it) with +several mischievous misinterpretations. Against two of these I think +it worth while to warn the Reader, especially as, while so doing, I +can, in showing what it is not, make it even clearer what Empathy +really is. The first of these two main misinterpretations is based +upon the reflexive form of the German verb "_sich einfuehlen_" (to +feel _oneself_ into) and it defines, or rather does not define, +Empathy as a metaphysical and quasi-mythological projection of the +ego into the object or shape under observation; a notion +incompatible with the fact that Empathy, being only another of those +various mergings of the activities of the perceiving subject with the +qualities of the perceived object wherewith we have already dealt, +depends upon a comparative or momentary abeyance of all thought +of an ego; if we became aware that it is _we_ who are thinking the +rising, we who are _feeling_ the rising, we should not think or feel +that the mountain did the rising. The other (and as we shall later see) +more justifiable misinterpretation of the word Empathy is based on +its analogy with _sympathy,_ and turns it into a kind of sympathetic, +or as it has been called, _inner, i.e._ merely _felt, mimicry_ of, for +instance, the mountain's _rising._ Such mimicry, not only _inner_ +and _felt,_ but outwardly manifold, does undoubtedly often result +from very lively _empathic_ imagination. But as it is the mimicking, +inner or outer, of movements and actions which, like the _rising_ of +the mountain, take place only in our imagination, it presupposes +such previous animation of the inanimate, and cannot therefore be +taken either as constituting or explaining Empathy itself. + +Such as I have defined and exemplified it in our Rising Mountain, +Empathy is, together with mere Sensation, probably the chief factor +of preference, that is of an alternative of satisfaction and +dissatisfaction, in aesthetic contemplation, the muscular adjustments +and the measuring, comparing and coordinating activities by which +Empathy is started, being indeed occasionally difficult and +distressing, but giving in themselves little more than a negative +satisfaction, at the most that of difficulty overcome and suspense +relieved. But although nowhere so fostered as in the contemplation +of shapes, Empathy exists or tends to exist throughout our mental +life. It is, indeed, one of our simpler, though far from absolutely +elementary, psychological processes, entering into what is called +imagination, sympathy, and also into that inference from our own +inner experience which has shaped all our conceptions of an outer +world, and given to the intermittent and heterogeneous sensations +received from without the framework of our constant and highly +unified inner experience, that is to say, of our own activities and +aims. Empathy can be traced in all of modes of speech and thought, +particularly in the universal attribution of _doing_ and _having_ and +_tending_ where all we can really assert is successive and varied +_being._ Science has indeed explained away the anthropomorphic +implications of _Force_ and _Energy, Attraction_ and _Repulsion_; +and philosophy has reduced _Cause_ and _Effect_ from implying +intention and effort to meaning mere constant succession. But +Empathy still helps us to many valuable analogies; and it is possible +that without its constantly checked but constantly renewed action, +human thought would be without logical cogency, as it certainly +would be without poetical charm. Indeed if Empathy is so recent a +discovery, this may be due to its being part and parcel of our +thinking; so that we are surprised to learn its existence, as Moliere's +good man was to hear that be talked prose. + + + +CHAPTER X + +THE MOVEMENT OF LINES + +ANY tendency to Empathy is perpetually being checked by the need +for practical thinking. We are made to think in the most summary +fashion from one to another of those grouped possibilities, past, +present and future, which we call a Thing; and in such discursive +thinking we not only leave far behind the _aspect,_ the shape, which +has started a given scheme of Empathy, a given _movement of +lines,_ but we are often faced by facts which utterly contradict it. +When, instead of looking at a particular _aspect_ of that mountain, +we set to climbing it ourselves, the mountain ceases to "rise"; it +becomes passive to the activity which our muscular sensations and +our difficulty of breathing locate most unmistakably in ourselves. +Besides which, in thus dealing with the mountain as a _thing,_ we +are presented with a series of totally different aspects or shapes, +some of which suggest empathic activities totally different from that +of rising. And the mountain in question, seen from one double its +height, will suggest the empathic activity of _spreading itself out._ +Moreover practical life hustles us into a succession of more and +more summary perceptions; we do not actually see more than is +necessary for the bare recognition of whatever we are dealing with +and the adjustment of our actions not so much to what it already is, +as to what it is likely to become. And this which is true of seeing +with the bodily eye, is even more so of seeing, or rather _not_ seeing +but _recognising,_ with the eye of the spirit. The practical man on +the hill, and his scientific companion, (who is merely, so to speak, a +man _unpractically_ concerned with practical causes and changes) +do not thoroughly see the shapes of the landscape before them; and +still less do they see the precise shape of the funiculars, tramways, +offices, cheques, volcanoes, ice-caps and prehistoric inhabitants of +their thoughts. There is not much chance of Empathy and Empathy's +pleasures and pains in their lightning-speed, touch-and-go visions! + +But now let us put ourselves in the place of their aesthetically +contemplative fellow-traveller. And, for simplicity's sake, let us +imagine him contemplating more especially one shape in that +landscape, the shape of that distant mountain, the one whose +"rising"--came to an end as soon as we set to climbing it. The +mountain is so far off that its detail is entirely lost; all we can see is +a narrow and pointed cone, perhaps a little _toppling_ to one side, of +uniform hyacinth blue _detaching_ itself from the clear evening sky, +into which, from the paler misty blue of the plain, it _rises,_ a mere +bodiless shape. It _rises._ There is at present no doubt about its +_rising._ It rises and keeps on rising, never stopping unless _we_ +stop looking at it. It rises and never _has_ risen. Its drama of two +lines _striving_ (one with more suddenness of energy and purpose +than the other) to _arrive_ at a particular imaginary point in the sky, +_arresting_ each other's _progress_ as they _meet_ in their +_endeavour,_ this simplest empathic action of an irregular and by no +means rectilinear triangle, goes on repeating itself, like the parabola +of a steadily spirting fountain: for ever accomplishing itself anew +and for ever accompanied by the same effect on the feelings of the +beholder. + +It is this reiterative nature which, joined to its schematic definiteness, +gives Empathy its extraordinary power over us. Empathy, as I have +tried to make clear to the Reader, is due not only to the movements +which we are actually making in the course of shape-perception, to +present movements with their various modes of speed, intensity and +facility and their accompanying intentions; it is due at least as much +to our accumulated and averaged past experience of movements of +the same kind, also with _their_ cognate various modes of speed, +intensity, facility, and _their_ accompanying intentions. And being +thus residual averaged, and essential, this empathic movement, this +movement attributed to the lines of a shape, is not clogged and +inhibited by whatever clogs and inhibits each separate concrete +experience of the kind; still less is it overshadowed in our awareness +by the _result_ which we foresee as goal of our real active +proceedings. For unless they involve bodily or mental strain, our +real and therefore transient movements do not affect us as pleasant +or unpleasant, because our attention is always outrunning them to +some momentary goal; and the faint awareness of them is usually +mixed up with other items, sensations and perceptions, of wholly +different characters. Thus, in themselves and apart from their aims, +our bodily movements are never interesting except inasmuch as +requiring new and difficult adjustments, or again as producing +perceptible repercussions in our circulatory, breathing and balancing +apparatus: a waltz, or a dive or a gallop may indeed be highly +exciting, thanks to its resultant organic perturbations and its +concomitants of overcome difficulty and danger, but even a dancing +dervish's intoxicating rotations cannot afford him much of the +specific interest of movement as movement. Yet every movement +which we accomplish implies a change in our debit and credit of +vital economy, a change in our balance of bodily and mental +expenditure and replenishment; and this, if brought to our awareness, +is not only interesting, but interesting in the sense either of pleasure +or displeasure, since it implies the more or less furtherance or +hindrance of our life-processes. Now it is this complete awareness, +this brimfull interest in our own dynamic changes, in our various +and variously combined facts of movement inasmuch as _energy_ +and _intention,_ it is this sense of the _values of movement_ which +Empathy, by its schematic simplicity and its reiteration, is able to +reinstate. The contemplation, that is to say the _isolating and +reiterating perception,_ of shapes and in so far of the qualities and +relations of movement which Empathy invests them with, therefore +shields our dynamic sense from all competing interests, clears it +from all varying and irrelevant concomitants, gives it, as Faust +would have done to the instant of happiness, a sufficient duration; +and reinstating it in the centre of our consciousness, allows it to add +the utmost it can to our satisfaction or dissatisfaction. + +Hence the mysterious importance, the attraction or repulsion, +possessed by shapes, audible as well as visible, according to their +empathic character; movement and energy, all that we feel as being +life, is furnished by them in its essence and allowed to fill our +consciousness. This fact explains also another phenomenon, which +in its turn greatly adds to the power of that very Empathy of which it +is a result. I am speaking once more of that phenomenon called +_Inner Mimicry_ which certain observers, themselves highly subject +to it, have indeed considered as Empathy's explanation, rather than +its result. In the light of all I have said about the latter, it becomes +intelligible that when empathic imagination (itself varying from +individual to individual) happens to be united to a high degree of +(also individually very varying) muscular responsiveness, there may +be set up reactions, actual or incipient, _e.g._ alterations of bodily +attitude or muscular tension which (unless indeed they withdraw +attention from the contemplated object to our own body) will +necessarily add to the sum of activity empathically attributed to the +contemplated object. There are moreover individuals in whom such +"mimetic" accompaniment consists (as is so frequently the case in +listening to music) in changes of the bodily balance, the breathing +and heart-beats, in which cases additional doses of satisfaction or +dissatisfaction result from the participation of bodily functions +themselves so provocative of comfort or discomfort. Now it is +obvious that such mimetic accompaniments, and every other +associative repercussion into the seat of what our fathers correctly +called "animal spirits," would be impossible unless reiteration, the +reiteration of repeated acts of attention, had allowed the various +empathic significance, the various _dynamic values,_ of given +shapes to sink so deeply into us, to become so habitual, that even a +rapid glance (as when we perceive the upspringing lines of a +mountain from the window of an express train) may suffice to evoke +their familiar dynamic associations. Thus contemplation explains, so +to speak, why contemplation may be so brief as to seem no +contemplation at all: past repetition has made present repetition +unnecessary, and the empathic, the dynamic scheme of any +particular shape may go on working long after the eye is fixed on +something else, or be started by what is scarcely a perception at all; +we feel joy at the mere foot-fall of some beloved person, but we do +so because he is already beloved. Thus does the reiterative character +essential to Empathy explain how our contemplative satisfaction in +shapes, our pleasure in the variously combined _movements of +lines,_ irradiates even the most practical, the apparently least +contemplative, moments and occupations of our existence. + +But this is not all. This reiterative character of Empathy, this fact +that the mountain is always rising without ever beginning to sink or +adding a single cubit to its stature, joined to the abstract (the +_infinitive of the verb)_ nature of the suggested activity, together +account for art's high impersonality and its existing, in a manner, +_sub specie aeternitatis._ The drama of lines and curves presented +by the humblest design on bowl or mat partakes indeed of the +strange immortality of the youths and maidens on the _Grecian +Urn,_ to whom Keats, as you remember, says:-- + +"Fond lover, never, never canst thou kiss, +Though winning near the goal. Yet, do not grieve; +She cannot fade; though thou hast not thy bliss, +For ever wilt thou love, and she be fair." + +And thus, in considering the process of Aesthetic Empathy, we find +ourselves suddenly back at our original formula: Beautiful means +satisfactory in contemplation, and contemplation not of Things but +of Shapes which are only Aspects of them. + + + +CHAPTER XI + +THE CHARACTER OF SHAPES + +IN my example of the Rising Mountain, I have been speaking as if +Empathy invested the shapes we look at with only one mode of +activity at a time. This, which I have assumed for the simplicity of +exposition, is undoubtedly true in the case either of extremely +simple shapes requiring _few_ and homogeneous perceptive +activities. It is true also in the case of shapes of which familiarity (as +explained on p. 76) has made the actual perception very summary; +for instance when, walking quickly among trees, we notice only +what I may call their dominant empathic gesture of _thrusting_ or +_drooping_ their branches, because habit allows us to pick out the +most characteristic outlines. But, except in these and similar cases, +the _movement_ with which Empathy invests shapes is a great +deal more complex, indeed we should speak more correctly of +movements than of movement of lines. Thus the mountain rises, and +does nothing but rise so long as we are taking stock only of the +relation of its top with the plain, referring its lines solely to real or +imaginary horizontals. But if, instead of our glance making a single +swish upwards, we look at the two sides of the mountain +successively and compare each with the other as well as with the +plain, our impression (and our verbal description) will be that _one +slope goes up while the other goes down._ When the empathic +scheme of the mountain thus ceases to be mere _rising_ and +becomes _rising plus descending,_ the two _movements_ with +which we have thus invested that shape will be felt as being +interdependent; one side _goes down_ because the other has _gone +up,_ or the movement rises _in order to_ descend. And if we look at +a mountain chain we get a still more complex and co-ordinated +empathic scheme, the peaks and valleys (as in my description of +what the Man saw from his Hillside) appearing to us as a sequence +of risings and sinkings with correlated intensities; a slope _springing +up_ in proportion as the previously seen one _rushed down_; the +movements of the eye, slight and sketchy in themselves, awakening +the composite dynamic memory of all our experience of the impetus +gained by switch-back descent. Moreover this sequence, being a +sequence, will awaken expectation of repetition, hence sense of +rythm; the long chain of peaks will seem to perform a dance, they +will furl and unfurl like waves. Thus as soon as we get a +combination of empathic _forces_ (for that is how they affect us) +these will henceforth be in definite relation to one another. But the +relation need not be that of mere give and take and rythmical +cooperation. Lines meeting one another may conflict, check, deflect +one another; or again resist each other's effort as the steady +determination of a circumference resists, opposes a "Quos ego!" to +the rushing impact of the spokes of a wheel-pattern. And, along with +the empathic suggestion of the mechanical forces experienced in +ourselves, will come the empathic suggestion of spiritual +characteristics: the lines will have aims, intentions, desires, moods; +their various little dramas of endeavour, victory, defeat or +peacemaking, will, according to their dominant empathic suggestion, +be lighthearted or languid, serious or futile, gentle or brutal; +inexorable, forgiving, hopeful, despairing, plaintive or proud, vulgar +or dignified; in fact patterns of visible lines will possess all the chief +dynamic modes which determine the expressiveness of music. But +on the other hand there will remain innumerable emphatic +combinations whose poignant significance escapes verbal +classification because, as must be clearly understood, Empathy deals +not directly with mood and emotion, but with dynamic conditions +which enter into moods and emotions and take their names from +them. Be this as it may, and definable or not in terms of human +feeling, these various and variously combined (into coordinate +scenes and acts) dramas enacted by lines and curves and angles, take +place not in the marble or pigment embodying those contemplated +shapes, but solely in ourselves, in what we call our memory, +imagination and feeling. Ours are the energy, the effort, the victory +or the peace and cooperation; and all the manifold modes of +swiftness or gravity, arduousness or ease, with which their every +minutest dynamic detail is fraught. And since we are their only real +actors, these empathic dramas of lines are bound to affect us, either +as corroborating or as thwarting our vital needs and habits; either as +making our felt life easier or more difficult, that is to say as bringing +us peace and joy, or depression and exasperation. + +Quite apart therefore from the convenience or not of the adjustments +requisite for their ocular measurement, and apart even from the +facility or difficulty of comparing and coordinating these +measurements, certain shapes and elements of shape are made +welcome to us, and other ones made unwelcome, by the sole +working of Empathy, which identifies the modes of being and +moving of lines with our own. For this reason meetings of lines +which affect us as neither victory nor honourable submission nor +willing cooperation are felt to be ineffectual and foolish. Lines also +(like those of insufficiently tapered Doric columns) which do not +_rise with enough impetus_ because they do not seem _to start with +sufficient pressure at the base;_ oblique lines (as in certain imitation +Gothic) which _lose their balance_ for lack of a countervailing +_thrust_ against them, all these, and alas many hundreds of other +possible combinations, are detestable to our feelings. And similarly +we are fussed and bored by the tentative lines, the uncoordinated +directions and impacts, of inferior, even if technically expert and +realistically learned draughtsmen, of artists whose work may charm +at first glance by some vivid likeness or poetic suggestion, but +reveal with every additional day their complete insignificance as +movement, their utter empathic nullity. Indeed, if we analyse the +censure ostensibly based upon engineering considerations of +material instability, or on wrong perspective or anatomical "out of +drawing" we shall find that much of this hostile criticism is really +that of empathic un-satisfactoriness, which escapes verbal detection +but is revealed by the finger _following,_ as we say (and that is +itself an instance of empathy) the movement, the development of, +boring or fussing lines. + +Empathy explains not only the universally existing preferences with +regard to shape, but also those particular degrees of liking which are +matters of personal temperament and even of momentary mood +(_cf_. p. 131). Thus Mantegna, with his preponderance of +horizontals and verticals will appeal to one beholder as grave and +reassuring, but repel another beholder (or the same in a different +mood) as dull and lifeless; while the unstable equilibrium and +syncopated rythm of Botticelli may either fascinate or repel as +morbidly excited. And Leonardo's systems of whirling interlaced +circles will merely baffle (the "enigmatic" quality we hear so much +of) the perfunctory beholder, while rewarding more adequate +empathic imagination by allowing us to live, for a while, in the +modes of the intensest and most purposeful and most harmonious +energy. + +Intensity and purposefulness and harmony. These are what everyday +life affords but rarely to our longings. And this is what, thanks to +this strange process of Empathy, a few inches of painted canvas, will +sometimes allow us to realise completely and uninterruptedly. And +it is no poetical metaphor or metaphysical figment, but mere +psychological fact, to say that if the interlacing circles and pentacles +of a Byzantine floor-pattern absorb us in satisfied contemplation, +this is because the modes of being which we are obliged to invest +them with are such as we vainly seek, or experience only to lose, in +our scattered or hustled existence. + + + +CHAPTER XII + +FROM THE SHAPE TO THE THING + +SUCH are the satisfactions and dissatisfactions, impersonal and +unpractical, we can receive, or in reality, give ourselves, in the +contemplation of shape. + +But life has little leisure for contemplation; it demands +_recognition,_ inference and readiness for active adaptation. Or +rather life forces us to deal with shapes mainly inasmuch as they +indicate the actual or possible existence of other groups of qualities +which may help or hurt us. Life hurries us into recognising +_Things._ + +Now the first peculiarity distinguishing _things_ from _shapes_ is +_that they can occupy more or less cubic space:_ we can hit up +against them, displace them or be displaced by them, and in such +process of displacing or resisting displacement, we become aware of +two other peculiarities distinguishing things from shapes: they have +_weight_ in varying degrees and _texture_ of various sorts. +Otherwise expressed, things have _body,_ they exist in three +dimensional space; while _shapes_ although they are often aspects +of things (say statues or vases) having body and cubic existence, +shapes _as_ shapes are two dimensional and bodiless. + +So many of the critical applications of aesthetic, as well as of the +historical problems of art-evolution are connected with this fact or +rather the continued misunderstanding of it, that it is well to remind +the Reader of what general Psychology can teach us of the +perception of the Third Dimension. A very slight knowledge of +cubic existence, in the sense of _relief,_ is undoubtedly furnished as +the stereoscope furnishes it, by the inevitable slight divergence +between the two eyes; an even more infinitesimal dose of such +knowledge is claimed for the surfaces of each eye separately. But +whatever notions of three-dimensional space might have been +developed from such rudiments, the perception of cubic existence +which we actually possess and employ, is undeniably based upon the +incomparably more important data afforded by locomotion, under +which term I include even the tiny pressure of a finger against a +surface, and the exploration of a hollow tooth by the tip of the +tongue. The muscular adjustments made in such locomotion become +associated by repetition with the two-dimensional arrangements of +colour and light revealed by the eye, the two-dimensional being thus +turned into the three-dimensional in our everyday experience. But +the mistakes we occasionally make, for instance taking a road seen +from above for a church-tower projecting out of the plain, or the +perspective of a mountain range for its cubic shape, occasionally +reveal that we do not really _see_ three-dimensional objects, but +merely _infer_ them by connecting visual data with the result of +locomotor experience. The truth of this commonplace of psychology +can be tested by the experiment of making now one, now the other, +colour of a floor pattern seem convex or concave according as we +think of it as a light flower on a dark ground, or as a white cavity +banked in by a dark ridge. And when the philistine (who may be you +or me!) exclaims against the "out of drawing" and false perspective +of unfamiliar styles of painting, he is, nine times out of ten, merely +expressing his inability to identify two-dimensional shapes as +"representing" three-dimensional things; so far proving that we do +not decipher the cubic relations of a picture until we have guessed +what that picture is supposed to stand for. And this is my reason for +saying that visible shapes, though they may be aspects of cubic +objects, have no body; and that the thought of their volume, their +weight and their texture, is due to an interruption of our +contemplation of shape by an excursion among the recollections of +qualities which shapes, _as_ shapes, cannot possess. + +And here I would forestall the Reader's objection that the feeling of +effort and resistance, essential to all our empathic dealings with +two-dimensional shapes, must, after all, be due to _weight,_ which we +have just described as a quality shapes cannot possess. My answer is +that Empathy has extracted and schematised effort and resistance by +the elimination of the thought of weight, as by the elimination of the +awareness of our bodily tensions; and that it is just this elimination +of all incompatible qualities which allows us to attribute activities to +those two-dimensional shapes, and to feel these activities, with a +vividness undiminished by the thought of any other circumstances. + +With cubic existence (and its correlative three-dimensional +space), with weight and texture we have therefore got from the +contemplated shape to a thought alien to that shape and its +contemplation. The thought, to which life and its needs and dangers +has given precedence over every other: What _Thing_ is behind this +shape, what qualities must be inferred from this _aspect?_ After the +possibility of occupying so much space, the most important quality +which things can have for our hopes and fears, is _the possibility of +altering their occupation of space;_ not our locomotion, but _theirs._ +I call it _locomotion_ rather than _movement,_ because we have +_direct_ experience only of our own movements, and _infer_ similar +movement in other beings and objects because of their change of +place either across our motionless eye or across some other object +whose relation to our motionless eye remains unchanged. I call it +_locomotion_ also to accentuate its difference from the _movement_ +attributed to the shape of the Rising Mountain, movement _felt_ by +us to be going on but not expected to result in any change of the +mountain's space relations, which are precisely what would be +altered by the mountain's _locomotion._ + +The _practical_ question about a shape is therefore: Does it warrant +the inference of a _thing_ able to change its position in +three-dimensional space? to advance or recede from us? And if so in +what manner? Will it, like a loose stone, fall upon us? like flame, rise +towards us? like water, spread over us? Or will it change its place +only if _we_ supply the necessary _locomotion?_ Briefly: is the +thing of which we see the shape inert or active? And if this shape +belongs to a thing possessing activity of its own, is its locomotion of +that slow regular kind we call the growth and spreading of plants? +Or of the sudden, wilful kind we know in animals and men? What +does this shape tell us of such more formidable locomotion? Are +these details of curve and colour to be interpreted into jointed limbs, +can the _thing_ fling out laterally, run after us, can it catch and +swallow us? Or is it such that _we_ can do thus by it? Does this +shape suggest the thing's possession of desires and purposes which +we can deal with? And if so, _why is it where it is?_ Whence does it +come? What is it going to do? What is it _thinking_ of (if it can +think)? How will it _feel_ towards us (if it can feel)? What would it +say (if it could speak)? What will be its future and what may have +been its past? To sum all up: What does the presence of this shape +lead us to think and do and feel? + +Such are a few of the thoughts started by that shape and the +possibility of its belonging to a thing. And even when, as we shall +sometimes find, they continually return back to the shape and play +round and round it in centrifugal and centripetal alternations, yet all +these thoughts are excursions, however brief, from the world of +definite unchanging shapes into that of various and ever varying +things; interruptions, even if (as we shall later see) intensifying +interruptions, of that concentrated and coordinated contemplation of +shapes, with which we have hitherto dealt. And these excursions, +and a great many more, from the world of shapes into that of things, +are what we shall deal with, when we come to Art, under the +heading of _representation_ and _suggestion,_ or, as is usually said, +of _subject_ and _expression_ as opposed to _form._ + + + +CHAPTER XIII + +FROM THE THING TO THE SHAPE + +THE necessities of analysis and exposition have led us from the +Shape to the Thing, from aesthetic contemplation to discursive and +practical thinking. But, as the foregoing chapter itself suggests, the +real order of precedence, both for the individual and the race, is +inevitably the reverse, since without a primary and dominant interest +in things no creatures would have survived to develop an interest in +shapes. + +Indeed, considering the imperative need for an ever abbreviated and +often automatic system of human reactions to sense data, it is by no +means easy to understand (and the problem has therefore been +utterly neglected) how mankind ever came to evolve any process as +lengthy and complicated as that form-contemplation upon which all +aesthetic preference depends. I will hazard the suggestion that +familiarity with shapes took its original evolutional utility, as well as +its origin, from the dangers of over rapid and uncritical inference +concerning the qualities of things and man's proper reactions +towards them. It was necessary, no doubt, that the roughest +suggestion of a bear's growl and a bear's outline should send our +earliest ancestors into their sheltering caves. But the occasional +discovery that the bear was not a bear but some more harmless +and edible animal must have brought about a comparison, a +discrimination between the visible aspects of the two beasts, and a +mental storage of their difference in shape, gait and colour. +Similarly the deluding resemblance between poisonous and +nutritious fruits and roots, would result, as the resemblance between +the nurse's finger and nipple results with the infant, in attention to +visible details, until the acquisition of vivid mental images became +the chief item of the savage man's education, as it still is of the +self-education of the modern child. This evolution of interest in visible +aspects would of course increase tenfold as soon as mankind took to +making things whose usefulness (_i.e._ their still non-existent +qualities) might be jeopardised by a mistake concerning their shape. +For long after _over_ and _under, straight_ and _oblique, right_ and +_left,_ had become habitual perceptions in dealing with food and +fuel, the effective aim of a stone, the satisfactory flight of an arrow, +would be discovered to depend upon more or less of what we call +horizontals and perpendiculars, curves and angles; and the stability +of a fibrous tissue upon the intervals of crossing and recrossing, the +rythmical or symmetrical arrangements revealed by the hand or eye. +In short, _making,_ being inevitably _shaping,_ would have +developed a more and more accurate perception and recollection of +every detail of shape. And not only would there arise a comparison +between one shape and another shape, but between the shape +actually under one's eyes and the shape no longer present, between +the shape as it really was and the shape as it ought to be. Thus in the +very course of practical making of things there would come to be +little interludes, recognised as useful, first of more and more +careful looking and comparing, and then of real contemplation: +contemplation of the arrow-head you were chipping, of the mat +you were weaving, of the pot you were rubbing into shape; +contemplation also of the _other_ arrow-head or mat or pot existing +only in your wishes; of the shape you were trying to obtain with a +premonitory emotion of the effect which its peculiarities would +produce when once made visible to your eye! For the man cutting +the arrow-head, the woman plaiting the mat, becoming familiar with +the appropriate shapes of each and thinking of the various individual +arrow-heads or mats of the same type, _would become aware of the +different effect which such shapes had on the person who looked at +them._ Some of these shapes would be so dull, increasing the +tediousness of chipping and filing or of laying strand over strand; +others so alert, entertaining and likeable, as if they were helping in +the work; others, although equally compatible with utility, fussing or +distressing one, never doing what one expected their lines and +curves to do. To these suppositions I would add a few more +suggestions regarding the evolution of shape-contemplation out of +man's perfunctory and semi-automatic seeing of "Things." The +handicraftsman, armourer, weaver, or potter, benefits by his own +and his forerunners' practical experience of which shape is the more +adapted for use and wear, and which way to set about producing it; +his technical skill becomes half automatic, so that his eye and mind, +acting as mere overseers to his muscles, have plenty of time for +contemplation so long as everything goes right and no new moves +have to be made. And once the handicraftsman contemplates the +shape as it issues from his fingers, his mind will be gripped by that +liking or disliking expressed by the words "beautiful" and "ugly." +Neither is this all. The owner of a weapon or a vessel or piece of +tissue, is not always intent upon employing it; in proportion to its +usefulness and durability and to the amount of time, good luck, skill +or strength required to make or to obtain it, this chattel will turn +from a slave into a comrade. It is furbished or mended, displayed to +others, boasted over, perhaps sung over as Alan Breck sang over his +sword. The owner's eye (and not less that of the man envious of the +owner!) caresses its shape; and its shape, all its well-known +ins-and-outs and ups-and-downs, haunts the memory, ready to start into +vividness whenever similar objects come under comparison. Now +what holds good of primaeval and savage man holds good also of +civilized, perhaps even of ourselves among our machine made and +easily replaced properties. The shape of the things we make and use +offers itself for contemplation in those interludes of inattention +which are half of the rythm of all healthful work. And it is this +normal rythm of attention swinging from effort to ease, which +explains how art has come to be a part of life, how mere aspects +have acquired for our feelings an importance rivalling that of things. + +I therefore commend to the Reader the now somewhat unfashionable +hypothesis of Semper and his school, according to which the first +preference for beauty of shape must be sought for in those arts +like stone and metal work, pottery and weaving, which give +opportunities for repetition, reduplication, hence rythm and +symmetry, and whose material and technique produce what are +called geometric patterns, meaning such as exist in two dimensions +and do not imitate the shapes of real objects. This theory has been +discredited by the discovery that very primitive and savage mankind +possessed a kind of art of totally different nature, and which analogy +with that of children suggests as earlier than that of pattern: the art +which the ingenious hypothesis of Mr Henry Balfour derives from +recognition of accidental resemblances between the shapes and +stains of wood or stone and such creatures and objects as happen to +be uppermost in the mind of the observer, who cuts or paints +whatever may be needed to complete the likeness and enable others +to perceive the suggestion. Whether or not this was its origin, there +seems to have existed in earliest times such an art of a strictly +representative kind, serving (like the spontaneous art of children) to +evoke the idea of whatever was interesting to the craftsman and his +clients, and doubtless practically to have some desirable magic +effect upon the realities of things. But (to return to the hypothesis of +the aesthetic primacy of geometric and non-representative art) it is +certain that although such early representations occasionally attain +marvellous life-likeness and anatomical correctness, yet they do not +at first show any corresponding care for symmetrical and rythmical +arrangement. The bisons and wild boars, for instance, of the +Altamira cave frescoes, do indeed display vigour and beauty in the +lines constituting them, proving that successful dealing with shape, +even if appealing only to practical interest, inevitably calls forth the +empathic imagination of the more gifted artists; but these +marvellously drawn figures are all huddled together or scattered as +out of a rag-bag; and, what is still more significant, they lack that +insistence on the feet which not only suggests ground beneath them +but, in so doing, furnishes a horizontal by which to start, measure +and take the bearings of all other lines. These astonishing +palaeolithic artists (and indeed the very earliest Egyptian and Greek +ones) seem to have thought only of the living models and their +present and future movements, and to have cared as little for lines +and angles as the modern children whose drawings have been +instructively compared with theirs by Levinstein and others. I +therefore venture to suggest that such aesthetically essential +attention to direction and composition must have been applied to +representative art when its realistic figures were gradually +incorporated into the patterns of the weaver and the potter. Such +"stylisation" is still described by art historians as a "degeneration" +due to unintelligent repetition; but it was on the contrary the +integrating process by which the representative element was +subjected to such aesthetic preferences as had been established in +the manufacture of objects whose usefulness or whose production +involved accurate measurement and equilibrium as in the case of +pottery or weapons, or rythmical reduplication as in that of textiles. + +Be this question as it may (and the increasing study of the origin and +evolution of human faculties will some day settle it!) we already +know enough to affirm that while in the very earliest art the +shape-element and the element of representation are usually separate, the +two get gradually combined as civilisation advances, and the shapes +originally interesting only inasmuch as suggestions (hence as +magical equivalents) or things, and employed for religious, +recording, or self-expressive purposes, become subjected to +selection and rearrangement by the habit of avoiding disagreeable +perceptive and empathic activities and the desire of giving scope to +agreeable ones. Nay the whole subsequent history of painting and +sculpture could be formulated as the perpetual starting up of new +representative interests, new interests in _things,_ their spatial +existence, locomotion, anatomy, their reaction to light, and also their +psychological and dramatic possibilities; and the subordination of +these ever-changing interests in things to the unchanging habit of +arranging visible shapes so as to diminish opportunities for the +contemplative dissatisfaction and increase opportunities for the +contemplative satisfaction to which we attach the respective names +of "ugly" and "beautiful." + + + +CHAPTER XIV + +THE AIMS OF ART + +WE have thus at last got to Art, which the Reader may have +expected to be dealt with at the outset of a primer on the Beautiful. + +Why this could not be the case, will be more and more apparent in +my remaining chapters. And, in order to make those coming +chapters easier to grasp, I may as well forestall and tabulate the +views they embody upon the relation between the Beautiful and Art. +These generalisations are as follows: + +Although it is historically probable that the habit of avoiding +ugliness and seeking beauty of shape may have been originally +established by utilitarian attention to the non-imitative +("geometrical") shapes of weaving, pottery and implement-making, +and transferred from these crafts to the shapes intended to represent +or imitate natural objects, yet the distinction between _Beautiful_ +and _Ugly_ does not belong either solely or necessarily to what we +call _Art._ Therefore the satisfaction of the shape-perceptive or +aesthetic preferences must not be confused with any of the many and +various other aims and activities to which art is due and by which it +is carried on. Conversely: although in its more developed phases, +and after the attainment of technical facility, art has been +differentiated from other human employment by its foreseeing the +possibility of shape-contemplation and therefore submitting itself to +what I have elsewhere called the _aesthetic imperative,_ yet art has +invariably started from some desire other than that of affording +satisfactory shape-contemplation, with the one exception of cases +where it has been used to keep or reproduce opportunities of such +shape contemplation already accidentally afforded by natural shapes, +say, those of flowers or animals or landscapes, or even occasionally +of human beings, which had already been enjoyed as beautiful. All +art therefore, except that of children, savages, ignoramuses and +extreme innovators, invariably avoids ugly shapes and seeks for +beautiful ones; _but art does this while pursuing all manner of +different aims._ These non-aesthetic aims of art may be roughly +divided into (A) the making of useful objects ranging from clothes +to weapons and from a pitcher to a temple; (B) the registering or +transmitting of facts and their visualising, as in portraits, historical +pictures or literature, and book illustration; and (C) the awakening, +intensifying or maintaining of definite emotional states, as especially +by music and literature, but also by painting and architecture when +employed as "aids to devotion." And these large classes may again +be subdivided and connected, if the Reader has a mind to, into +utilitarian, social, ritual, sentimental, scientific and other aims, some +of them not countenanced or not avowed by contemporary morality. + +How the aesthetic imperative, i.e. the necessities of satisfactory +shape-contemplation, qualifies and deflects the pursuit of such +non-aesthetic aims of art can be shown by comparing, for instance, the +mere audible devices for conveying conventional meaning and +producing and keeping up emotional conditions, viz. the hootings +and screechings of modern industrialism no less than the ritual +noises of savages, with the arrangements of well constituted pitch, +rythm, tonality and harmony in which military, religious or dance +music has disguised its non-aesthetic functions of conveying signals +or acting on the nerves. Whatever is unnecessary for either of these +motives (or any others) for making a noise, can be put to the account +of the desire to avoid ugliness and enjoy beauty. But the workings of +the aesthetic imperative can best be studied in the Art of the +visual-representative group, and especially in painting, which allows us to +follow the interplay of the desire to be told (or tell) _facts about +things_ with the desire to _contemplate shapes,_ and to contemplate +them (otherwise we should _not_ contemplate!) with sensuous, +intellectual and empathic satisfaction. + +This brings us back to the Third Dimension, of which the possession +is, as have we seen, the chief difference between _Things,_ which +can alter their aspect in the course of their own and our actions, and +_Shapes,_ which can only be contemplated by our bodily and mental +eye, and neither altered nor thought of as altered without more or +less jeopardising their identity. + +I daresay the Reader may not have been satisfied with the reference +to the locomotor nature of cubic perception as sufficient justification +of my thus connecting cubic existence with Things rather than with +Shapes, and my implying that aesthetic preference, due to the +sensory, intellectual and empathic factors of perception, is +applicable only to the two other dimensions. And the Reader's +incredulity and surprise will have been all the greater, because +recent art-criticism has sedulously inculcated that the suggestion of +cubic existence is the chief function of pictorial genius, and the +realisation of such cubic existence the highest delight which pictures +can afford to their worthy beholder. This particular notion, entirely +opposed to the facts of visual perception and visual empathy, will +repay discussion, inasmuch as it accidentally affords an easy +entrance into a subject which has hitherto presented inextricable +confusion, namely the relations of _Form_ and _Subject,_ or, as I +have accustomed the Reader to consider them, the _contemplated +Shape_ and the _thought-of Thing._ + +Let us therefore examine why art-criticism should lay so great a +stress on the suggestion and the acceptance of that suggestion, of +three-dimensional existence in paintings. _In paintings._ For this +alleged aesthetic desideratum ceases to be a criterion of merit when +we come to sculpture, about which critics are more and more +persistently teaching (and with a degree of reason) that one of the +greatest merits of the artist, and of the greatest desiderata of the +beholder, is precisely the reduction of real cubic existence by +avoiding all projection beyond a unified level, that is to say by +making a solid block of stone look as if it were a representation on a +flat surface. This contradiction explains the origin of the theory +giving supreme pictorial importance to the Third Dimension. For art +criticism though at length (thanks especially to the sculptor +Hildebrand) busying itself also with plastic art, has grown up mainly +in connexion with painting. Now in painting the greatest scientific +problem, and technical difficulty, has been the suggestion of +three-dimensional existences by pigments applied to a two-dimensional +surface; and this problem has naturally been most successfully +handled by the artists possessing most energy and imagination, and +equally naturally shirked or bungled or treated parrot-wise by the +artists of less energy and imagination. And, as energy and +imagination also show themselves in finer perception, more vivid +empathy and more complex dealings with shapes which are only +two-dimensional, it has come about that the efficient and original +solutions of the cubic problem have coincided, _ceteris paribus,_ +with the production of pictures whose two-dimensional qualities +have called forth the adjective _beautiful,_ and _beautiful_ in the +most intense and complicated manner. Hence successful treatment +of cubic suggestion has become an habitual (and threatens to +become a rule-of-thumb) criterion of pictorial merit; the more so +that qualities of two-dimensional shape, being intrinsic and specific, +are difficult to run to ground and describe; whereas the quality of +three-dimensional suggestion is ascertainable by mere comparison +between the shapes in the picture and the shapes afforded by real +things when seen in the same perspective and lighting. Most people +can judge whether an apple in a picture "looks as if" it were solid, +round, heavy and likely to roll off a sideboard in the same picture; +and some people may even, when the picture has no other claims on +their interest, experience incipient muscular contractions such as +would eventually interfere with a real apple rolling off a real +sideboard. Apples and sideboards offer themselves to the meanest +experience and can be dealt with adequately in everyday language, +whereas the precise curves and angles, the precise relations of +directions and impacts, of parts to whole, which together make up +the identity of a two-dimensional shape, are indeed perceived and +felt by the attentive beholder, but not habitually analysed or set forth +in words. Moreover the creation of two-dimensional shapes +satisfying to contemplation depends upon two very different factors: +on traditional experience with regard to the more general +arrangements of lines, and on individual energy and sensitiveness, +i.e. on genius in carrying out, and ringing changes on, such +traditional arrangements. And the possession of tradition or genius, +although no doubt the most important advantage of an artist, +happens not to be one to which he can apply himself as to a problem. +On the other hand a problem to be solved is eternally being pressed +upon every artist; pressed on him by his clients, by the fashion of his +time and also by his own self inasmuch as he is a man interested not +only in _shapes_ but in _things._ And thus we are back at the fact +that the problem given to the painter to solve by means of lines and +colours on a flat surface, is the problem of telling us something new +or something important about _things:_ what things are made of, +how they will react to our doings, how they move, what they feel +and think; and above all, I repeat it, what amount of space they +occupy with reference to the space similarly occupied, in present or +future, by other things including ourselves. + +Our enquiry into the excessive importance attributed by critics to +pictorial suggestion of cubic existence has thus led us back to the +conclusion contained in previous chapters, namely that beauty +depending negatively on ease of visual perception, and positively +upon emphatic corroboration of our dynamic habits, is a quality of +_aspects,_ independent of cubic existence and every other possible +quality of _things_; except in so far as the thought of +three-dimensional, and other, qualities of things may interfere with the +freedom and readiness of mind requisite for such highly active and +sensitive processes as those of empathic form interpretation. But the +following chapter will, I trust, make it clear that such interference of +the _Thought about Things_ with the _Contemplation of Shapes_ is +essential to the rythm of our mental life, and therefore a chief factor +in all artistic production and appreciation. + + + +CHAPTER XV + +ATTENTION TO SHAPES + +TO explain how art in general, and any art in particular, succeeds in +reconciling these contradictory demands, I must remind the Reader +of what I said (p. 93) about the satisfactory or unsatisfactory +possibilities of shapes having begun to be noticed in the moments of +slackened attention to the processes of manufacturing the objects +embodying those shapes, and in the intervals between practical +employment of these more or less _shapely_ objects. And I must ask +him to connect with these remarks a previous passage (p. 44) +concerning the intermittent nature of normal acts of attention, and +their alternation as constituting _on-and-off beats._ The deduction +from these two converging statements is that, contrary to the a-priori +theories making aesthetic contemplation an exception, a kind of +bank holiday, to daily life, it is in reality one-half of daily life's +natural and healthy rythm. That the real state of affairs, as revealed +by psychological experiment and observation, should have escaped +the notice of so many aestheticians, is probably due to their theories +starting from artistic production rather than from aesthetic +appreciation, without which art would after all probably never have +come into existence. + +The production of the simplest work of art cannot indeed be thought +of as one of the alternations of everyday attention, because it is a +long, complex and repeatedly resumed process, a whole piece of life, +including in itself hundreds and thousands of alternations of _doing_ +and _looking,_ of discursive thinking of aims and ways and means +and of contemplation of aesthetic results. For even the humblest +artist has to think of whatever objects or processes his work aims at +representing, conveying or facilitating; and to think also of the +objects, marble, wood, paints, voices, and of the processes, drawing, +cutting, harmonic combining, by which he attempts to compass one +of the above-mentioned results. The artist is not only an aesthetically +appreciative person; he is, in his own way, a man of science and a +man of practical devices, an expert, a craftsman and an engineer. To +produce a work of art is not an interlude in his life, but his life's +main business; and he therefore stands apart, as every busy specialist +must, from the business of other specialists, of those ministering to +mankind's scientific and practical interests. + +But while it takes days, months, sometimes years to produce a work +of art, it may require (the process has been submitted to exact +measurement by the stop-watch) not minutes but seconds, to take +stock of that work of art in such manner as to carry away its every +detail of shape, and to continue dealing with it in memory. The +unsuspected part played by memory explains why aesthetic +contemplation can be and normally is, an intermittent function +alternating with practical doing and thinking. It is in memory, +though memory dealing with what we call the present, that we +gather up parts into wholes and turn consecutive measurements into +simultaneous relations; and it is probably in memory that we deal +empathically with shapes, investing their already perceived +directions and relations with the remembered qualities of our own +activities, aims and moods. And similarly it is thanks to memory that +the brief and intermittent acts of aesthetic appreciation are combined +into a network of contemplation which intermeshes with our other +thoughts and doings, and yet remains different from them, as the +restorative functions of life remain different from life's expenditure, +although interwoven with them. Every Reader with any habit of +self-observation knows how poignant an impression of beauty may be +got, as through the window of an express train, in the intermittence +of practical business or abstract thinking, nay even in what I have +called the _off-beat_ of deepest personal emotion, the very stress of +the practical, intellectual or personal instant (for the great +happenings of life are measured in seconds!) apparently driving in +by contrast, or conveying on its excitement, that irrelevant aesthetic +contents of the _off-beat_ of attention. And while the practical or +intellectual interest changes, while the personal emotion subsides, +that aesthetic impression remains; remains or recurs, united, through +every intermittence, by the feeling of identity, that identity which, +like _the rising of the mountain,_ is due to the reiterative nature of +shape-contemplation: the fragments of melody may be interrupted in +our memory by all manner of other thoughts, but they will recur and +coalesce, and recurring and coalescing, bring with them the +particular mood which their rythms and intervals have awakened in +us and awaken once more. + +That diagrammatic Man on the Hill in reality _thought away_ from +the landscape quite as much as his practical and scientific +companions; what he did, and they did not, was to think _back_ to it; +and think back to it always with the same references of lines and +angles, the same relations of directions and impacts, of parts and +wholes. And perhaps the restorative, the healing quality of aesthetic +contemplation is due, in large part, to the fact that, in the perpetual +flux of action and thought, it represents reiteration and therefore +stability. + +Be that as it may, the intermittent but recurrent character of shape +contemplation, the fact that it is inconceivably brief and amazingly +repetitive, that it has the essential quality of identity because of +reiteration, all this explains also two chief points of our subject. First: +how an aesthetic impression, intentionally or accidentally conveyed +in the course of wholly different interests, can become a constant +accompaniment to the shifting preoccupations of existence, like the +remembered songs which sing themselves silently in our mind and +the remembered landscapes becoming an intangible background to +our ever-varying thoughts. And, secondly, it explains how art can +fulfil the behests of our changing and discursive interest in things +while satisfying the imperious unchanging demands of the +contemplated preference for beautiful aspects. And thus we return to +my starting-point in dealing with art: that art is conditioned by the +desire for beauty while pursuing entirely different aims, and +executing any one of a variety of wholly independent non-aesthetic +tasks. + + + +CHAPTER XVI + +INFORMATION ABOUT THINGS + +AMONG the facts which Painting is set to tell us about things, the +most important, after cubic existence, is Locomotion. Indeed in the +development of the race as well as in that of the individual, pictorial +attention to locomotion seems to precede attention to cubic existence. +For when the palaeolithic, or the Egyptian draughtsman, or even the +Sixth Century Greek, unites profile legs and head with a full-face +chest; and when the modern child supplements the insufficiently +projecting full-face nose by a profile nose tacked on where we +expect the ear, we are apt to think that these mistakes are due to +indifference to the cubic nature of things. The reverse is, however, +the case. The primitive draughtsman and the child are recording +impressions received in the course of the locomotion either of the +thing looked at or of the spectator. When they unite whatever +consecutive aspects are most significant and at the same time easiest +to copy, they are in the clutches of their cubic experience, and what +they are indifferent about, perhaps unconscious of, is the +_two-dimensional_ appearance which a body presents when its parts are +seen simultaneously and therefore from a single point of view. The +progress of painting is always from representing the Consecutive to +representing the Simultaneous; perspective, foreshortening, and later, +light and shade, being the scientific and technical means towards +this end. + +Upon our knowledge of the precise stage of such pictorial +development depends our correct recognition of what things, and +particularly what spatial relations and locomotion, of things, the +painter is intended to represent. Thus when a Byzantine +draughtsman puts his figures in what look to us as superposed tiers, +he is merely trying to convey their existence behind one another on +a common level. And what we take for the elaborate contortions of +athletes and Athenas on Sixth Century vases turns out to be nothing +but an archaic representation of ordinary walking and running. + +The suggestion of locomotion depends furthermore on anatomy. +What the figures of a painting are intended to be doing, what they +are intended to have just done and to be going to do, in fact all +questions about their action and business, are answered by reference +to their bodily structure and its real or supposed possibilities. The +same applies to expression of mood. + +The impassiveness of archaic Apollos is more likely to be due to +anatomical difficulties in displacing arms and legs, than to lack of +emotion on the part of artists who were, after all, contemporaries +either of Sappho or Pindar. And it is more probable that the +sculptors of Aegina were still embarrassed about the modelling of +lips and cheeks than that, having Homer by heart, they imagined his +heroes to die silently and with a smirk. + +I have entered into this question of perspective and anatomy, and +given the above examples, because they will bring home to the +reader one of the chief principles deduced from our previous +examination into the psychology of our subject, namely that _all +thinking about things is thinking away from the Shapes suggesting +those things, since it involves knowledge which the Shapes in +themselves do not afford._ And I have insisted particularly upon the +dependence of representations of locomotion upon knowledge of +three-dimensional existence, because, before proceeding to the +relations of Subject and Form in painting, I want to impress once +more upon the reader the distinction between the _locomotion of +things_ (locomotion active or passive) and what, in my example of +the _mountain which rises,_ I have called the _empathic movement +of lines._ Such _movement of lines_ we have seen to be a scheme of +activity suggested by our own activity in taking stock of a +two-dimensional-shape; an _idea,_ or _feeling_ of activity which we, +being normally unaware of its origin in ourselves, project into the +shape which has suggested it, precisely as we project our sensation +of _red_ from our own eye and mind into the object which has +deflected the rays of light in such a way as to give us that _red_ +sensation. Such _empathic,_ attributed, movements of lines are +therefore intrinsic qualities of the shapes whose active perception +has called them forth in our imagination and feeling; and being +qualities of the shapes, they inevitably change with every alteration +which a shape undergoes, every shape, actively perceived, having its +own special _movement of lines;_ and every _movement of lines,_ +or _combination of movements of lines_ existing in proportion as +we go over and over again the particular shape of which it is a +quality. The case is absolutely reversed when we perceive or think +of, the _locomotion of things._ The thought of a thing's locomotion, +whether locomotion done by itself or inflicted by something else, +necessitates our thinking away from the particular shape before us to +another shape more or less different. In other words locomotion +necessarily alters what we are looking at or thinking of. If we think +of Michel Angelo's seated Moses as getting up, we think _away_ +from the approximately pyramidal shape of the statue to the +elongated oblong of a standing figure. If we think of the horse of +Marcus Aurelius as taking the next step, we think of a straightened +leg set on the ground instead of a curved leg suspended in the air. +And if we think of the Myronian Discobolus as letting go his quoit +and "recovering," we think of the matchless spiral composition as +unwinding and straightening itself into a shape as different as that of +a tree is different from that of a shell. + +The pictorial representation of locomotion affords therefore the +extreme example of the difference between discursive thinking +about things and contemplation of shape. Bearing this example in +mind we cannot fail to understand that, just as the thought of +_locomotion_ is opposed to the thought of _movement of lines,_ so, +in more or less degree, the thought of the objects and actions +represented by a picture or statue, is likely to divert the mind from +the pictorial and plastic shapes which do the representing. And we +can also understand that the problem unconsciously dealt with by all +art (though by no means consciously by every artist) is to execute +the order of suggesting interesting facts about things in a manner +such as to satisfy at the same time the aesthetic demand for shapes +which shall be satisfactory to contemplate. Unless this demand for +sensorially, intellectually and empathically desirable shapes be +complied with a work of art may be interesting as a diagram, a +record or an illustration, but once the facts have been conveyed and +assimilated with the rest of our knowledge, there will remain a shape +which we shall never want to lay eyes upon. I cannot repeat too +often that the differentiating characteristic of art is that it gives its +works a value for contemplation independent of their value for +fact-transmission, their value as nerve-and-emotion-excitant and of their +value for immediate, for practical, utility. This aesthetic value, +depending upon the unchanging processes of perception and +empathy, asserts itself in answer to every act of contemplative +attention, and is as enduring and intrinsic as the other values are apt +to be momentary and relative. A Greek vase with its bottom +knocked out and with a scarce intelligible incident of obsolete +mythology portrayed upon it, has claims upon our feelings which the +most useful modern mechanism ceases to have even in the intervals +of its use, and which the newspaper, crammed full of the most +important tidings, loses as soon as we have taken in its contents. + + + +CHAPTER XVII + +THE CO-OPERATION OF THINGS AND SHAPES + +DURING the Middle Ages and up to recent times the chief task of +painting has been, ostensibly, the telling and re-telling of the same +Scripture stories; and, incidentally, the telling them with the addition +of constantly new items of information about _things:_ their volume, +position, structure, locomotion, light and shade and interactions of +texture and atmosphere; to which items must be added others of +psychological or (pseudo)-historical kind, how it all came about, in +what surroundings and dresses, and accompanied by what feelings. +This task, official and unofficial, is in no way different from those +fulfilled by the man of science and the practical man, both of whom +are perpetually dealing with additional items of information. But +mark the difference in the artist's way of accomplishing this task: a +scientific fact is embodied in the progressive mass of knowledge, +assimilated, corrected; a practical fact is taken in consideration, built +upon; but the treatise, the newspaper or letter, once it has conveyed +these facts, is forgotten or discarded. The work of art on the contrary +is remembered and cherished; or at all events it is made with the +intention of being remembered and cherished. In other words and as +I shall never tire of repeating, the differentiating characteristic of art +is that it makes _you think back to the shape_ once that shape has +conveyed its message or done its business of calling your attention +or exciting your emotions. And the first and foremost problem, for +instance of painting, is that of preventing the beholder's eye from +being carried, by lines of perspective, outside the frame and even +persistently out of the centre of the picture; the sculptor (and this is +the real reason of the sculptor Hildebrand's rules for plastic +composition) obeying a similar necessity of keeping the beholder's +eye upon the main masses of his statue, instead of diverting it, by +projections at different distances, like the sticking out arms and +hands of Roman figures. So much for the eye of the body: the +beholder's curiosity must similarly not be carried outside the work of +art by, for instance, an incomplete figure (legs without a body!) or +an unfinished gesture, this being, it seems to roe, the only real +reason against the representation of extremely rapid action and +transitory positions. But when the task of conveying information +implies that the beholder's thoughts be deliberately led from what is +represented to what is not, then this centrifugal action is dealt with +so as to produce a centripetal one back to the work of art: the painter +suggests questions of _how_ and _why_ which get their answers in +some item obliging you to take fresh stock of the picture. What Is +the meaning of the angels and evidently supernatural horseman in +the foreground of Raphael's _Heliodorus?_ Your mind flies to the +praying High Priest in the central recess of the temple, and in going +backwards and forwards between him, the main group and the +scattered astonished bystanders, you are effectually enclosed within +the arches of that marvellous composition, and induced to explore +every detail of its lovely and noble constituent shapes. + +The methods employed thus to keep the beholder's attention inside +the work of art while suggesting things beyond it, naturally vary +with the exact nature of the non-aesthetic task which has been set to +the artist; and with the artist's individual endowment and even more +with the traditional artistic formulae of his country and time: +Raphael's devices in _Heliodorus_ could not have been compassed +by Giotto; and, on the other hand, would have been rejected as +"academic" by Manet. But whatever the methods employed, and +however obviously they reveal that satisfactory form-contemplation +is the one and invariable _condition_ as distinguished from the +innumerable varying _aims,_ of all works of art, the Reader will find +them discussed not as methods for securing attention to the shape, +but as methods of employing that shape for some non-aesthetic +purpose; whether that purpose be inducing you to drink out of a cup +by making its shape convenient or suggestive; or inducing you to +buy a particular commodity by branding its name and virtues on +your mind; or fixing your thoughts on the Madonna's sorrows; or +awaking your sympathy for Isolde's love tragedy. And yet it is +evident that the artist who shaped the cup or designed the poster +would be horribly disappointed if you thought only of drinking or of +shopping and never gave another look to the cup or the poster; and +that Perugino or Wagner would have died of despair if his +suggestion of the Madonna's sorrows or of Isolde's love-agonies had +been so efficacious as to prevent anybody from looking twice at the +fresco or listening to the end of the opera. This inversion of the +question is worth inquiring into, because, like the analogous paradox +about the pictorial "realisation" of cubic existence, it affords an +illustration of some of the psychological intricacies of the relation +between Art and the Beautiful. This is how I propose to explain it. + +The task to which an artist is set varies from one work to another, +while the shapes employed for the purpose are, as already said, +limited by his powers and especially by the precise moment in +artistic evolution. The artist therefore thinks of his available shapes +as something given, as _means,_ and the subject he is ordered to +represent (or the emotion he is commissioned to elicit) as the +all-important _aim._ Thus he thinks of himself (and makes the critic +think of him) not as preventing the represented subject or expressed +emotion from withdrawing the beholder from the artistic shapes, but, +on the contrary, as employing these artistic shapes for the sole +purpose of that representation or emotional expression. And this +most explicable inversion of the real state of affairs ends by making +the beholder believe that what _he_ cares for in a masterpiece is not +the beauty of shape which only a masterpiece could have, but the +efficacy of bringing home a subject or expressing an emotion which +could be just as efficaciously represented or elicited by the vilest +daub or the wretchedest barrel organ! This inevitable, and I believe, +salutary illusion of the artist, is further in creased by the fact that +while the artist's ingenuity must be bent on avoiding irrelevance and +diminishing opportunities for ugliness, the actual beauty of the +shapes he is creating arises from the depths of his unreasoned, +traditional and organised consciousness, from activities which might +be called automatic if they were not accompanied by a critical +feeling that what is produced thus spontaneously and inevitably is +either turning out as it must and should, or, contrariwise, insists +upon turning out exactly as it _should not._ The particular system of +curves and angles, of directions and impacts of lines, the particular +"whole-and-part" scheme of, let us say, Michelangelo, is due to his +modes of aesthetic perceiving, feeling, living, added to those of all +the other artists whose peculiarities have been averaged in what we +call the school whence Michelangelo issued. He can no more depart +from these shapes than he can paint Rembrandt's Pilgrims of +Emmaus without Rembrandt's science of light and shade and +Rembrandt's oil-and-canvas technique. There is no alternative, hence +no choice, hence no feeling of a problem to resolve, in this question +of shapes to employ. But there are dozens of alternatives and of acts +of choice, there is a whole series of problems when Michelangelo +sets to employing these inevitable shapes to telling the Parting of the +Light from the Darkness, or the Creation of Adam on the Vault of +the Sixtine, and to surrounding the stories from Genesis with +Prophets and Sibyls and Ancestors of Christ. Is the ceiling to remain +a unity, or be broken up into irrelevant compositions? Here comes in, +alongside of his almost automatic genius for shapes, the man's +superhuman constructive ingenuity. See how he divides that ceiling +in such a way that the frames of the separate compositions combine +into a huge structure of painted rafters and brackets, nay the +Prophets and Sibyls, the Ancestors and Ancestresses themselves, +and the naked antique genii, turn into architectural members, +holding that imaginary roof together, securing its seeming stability, +increasing, by their gesture its upspring and its weightiness, and at +the same time determining the tracks along which the eye is forced +to travel. Backwards and forwards the eye is driven by that living +architecture, round and round in its search now for completion of +visible pattern, now for symbolic and narrative meaning. And ever +back to the tale of the Creation, so that the remote historic incidents +of the Ancestors, the tremendous and tremendously present lyric +excitement and despair of the prophetic men and women, the pagan +suggestion of the athletic genii, all unite like the simultaneous and +consecutive harmonies of a titanic symphony, round the recurrent +and dominant phrases of those central stories of how the universe +and man were made, so that the beholder has the emotion of hearing +not one part of the Old Testament, but the whole of it. But +meanwhile, and similarly interchanging and multiplying their +imaginative and emotional appeal, the thought of those most +memorable of all written stories unites with the perception and +empathy of those marvellous systems of living lines and curves and +angles, throbbing with their immortal impacts and speeds and +directions in a great coordinated movement that always begins and +never ends, until it seems to the beholder as if those painted shapes +were themselves the crowning work of some eighth day of Creation, +gathering up in reposeful visible synthesis the whole of Creation's +ineffable energy and harmony and splendour. + +This example of Michelangelo's ceiling shows how, thanks to the +rythmical nature of perception, art fulfils the mission of making us +think from Shapes to Things and from Things back to Shapes. And it +allows us to see the workings of that psychological law, already +manifest in the elementary relations of line to line and dot to dot, by +which whatever can be thought and felt in continuous alternation +tends to be turned into a whole by such reiteration of common +activities. And this means that Art adds to its processes of selection +and exclusion a process of _inclusion,_ safeguarding aesthetic +contemplation by drawing whatever is not wholly refractory into +that contemplation's orbit. This turning of non-aesthetic interests +from possible competitors and invaders into co-operating allies is an +incomparable multiplying factor of aesthetic satisfaction, enlarging +the sphere of aesthetic emotion and increasing that emotion's volume +and stability by inclusion of just those elements which would have +competed to diminish them. The typical instance of such a possible +competitor turned into an ally, is that of the cubic element, which I +have described (p. 85) as the first and most constant intruder from +the thought of _Things_ into the contemplation of _Shapes._ For the +introduction into a picture of a suggested third dimension is what +prevents our _thinking away from_ a merely two-dimensional aspect +by supplying subsidiary imaginary aspects susceptible of being +co-ordinated to it. So perspective and modelling in light and shade +satisfy our habit of locomotion by allowing us, as the phrase is, _to +go into_ a picture; and _going into,_ we remain there and establish +on its imaginary planes schemes of horizontals and verticals besides +those already existing on the real two-dimensional surface. This +addition of shapes due to perspective increases the already existing +dramas of empathy, instead of interrupting them by our looking +away from the picture, which we should infallibly do if our +exploring and so to speak _cubic-locomotor_ tendencies were not +thus employed inside the picture's limits. + +This alliance of aesthetic contemplation with our interest in cubic +existence and our constant thought of locomotion, does more +however than merely safeguard and multiply our chances of +empathic activity. It also increases the sensory discrimination, and +hence pleasureableness, of colour, inasmuch as colour becomes, +considered as light and shade and _values,_ a suggestion of +three-dimensional _Things_ instead of merely a constituent of +two-dimensional _Shapes._ Moreover, one easily tires of "following" +verticals and horizontals and their intermediate directions; while +empathic imagination, with its dynamic feelings and frequent +semi-mimetic accompaniments, requires sufficient intervals of repose; +and such repose, such alternation of different mental functions, +isprecisely afforded by thinking in terms of cubic existence. +Art-critics have often pointed out what may be called the thinness, the +lack of _staying power,_ of pictures deficient in the cubic element; +they ought also to have drawn attention to the fatiguing, the almost +hallucinatory excitement, resulting from uninterrupted attention to +two-dimensional pattern and architectural outlines, which were, +indeed, intended to be incidentally looked at in the course of taking +stock of the cubic qualities of furniture and buildings. + +And since the limits of this volume have restricted me to painting as +a type of aesthetic contemplation, I must ask the Reader to accept on +my authority and if possible verify for himself, the fact that what I +have been saying applies, _mutatis mutandis,_ to the other arts. As +we have already noticed, something analogous to a third dimension +exists also in music; and even, as I have elsewhere shown,[*] in +literature. The harmonies accompanying a melody satisfy our +tendency to think of other notes and particularly of other allied +tonalities; while as to literature, the whole handling of words, indeed +the whole of logical thinking, is but a cubic working backwards and +forwards between _what_ and _how,_ a co-ordinating of items and +themes, keeping the mind enclosed in one scheme of ideas by +forestalling answers to the questions which would otherwise divert +the attention. And if the realisation of the third dimension has come +to be mistaken for the chief factor of aesthetic satisfaction, this error +is due not merely to the already noticed coincidence between cubic +imagination and artistic genius, but even more to the fact that cubic +imagination is the type of the various multiplying factors by which +the empathic, that is to say the essentially aesthetic, activity, can +increase its sphere of operations, its staying power and its intensity. + +[*] _The Handling of Words,_ English Review, 1911-12. + + + +CHAPTER XVIII + +AESTHETIC RESPONSIVENESS + +OUR examination has thus proceeded from aesthetic contemplation +to the work of Art, which seeks to secure and satisfy it while +furthering some of life's various other claims. We must now go back +to aesthetic contemplation and find out how the beholder meets +these efforts made to secure and satisfy his contemplative attention. +For the Reader will by this time have grasped that art can do nothing +without the collaboration of the beholder or listener; and that this +collaboration, so far from consisting in the passive "being impressed +by beauty" which unscientific aestheticians imagined as analogous +to "being impressed by sensuous qualities," by hot or cold or sweet +or sour, is in reality a combination of higher activities, second in +complexity and intensity only to that of the artist himself. + +We have seen in the immediately preceding chapter that the most +deliberate, though not the essential, part of the artist's business is to +provide against any possible disturbance of the beholder's +responsive activity, and of course also to increase by every means +that output of responsive activity. But the sources of it are in the +beholder, and beyond the control of the most ingenious artistic +devices and the most violent artistic appeals. There is indeed no +better proof of the active nature of aesthetic appreciation than the +fact that such appreciation is so often not forthcoming. Even mere +sensations, those impressions of single qualities to which we are +most unresistingly passive, are not pleasurable without a favourable +reaction of the body's chemistry: the same taste or smell will be +attractive or repulsive according as we have recently eaten. And +however indomitably colour- and sound-sensations force themselves +upon us, our submission to them will not be accompanied by even +the most "passive" pleasure if we are bodily or mentally out of sorts. +How much more frequent must be lack of receptiveness when, +instead of dealing with _sensations_ whose intensity depends after +all two thirds upon the strength of the outer stimulation, we deal +with _perceptions_ which include the bodily and mental activities of +exploring a shape and establishing among its constituent sensations +relationships both to each other and to ourselves; activities without +which there would be for the beholder no shape at all, but +mere ragbag chaos!--And in calculating the likelihood of a +perceptive empathic response we must remember that such active +shape-perception, however instantaneous as compared with the cumbrous +processes of locomotion, nevertheless requires a perfectly +measurable time, and requires therefore that its constituent processes +be held in memory for comparison and coordination, quite as much +as the similar processes by which we take stock of the relations of +sequence of sounds. All this mental activity, less explicit but not less +intense or complex than that of logically "following" an argument, is +therefore such that we are by no means always able or willing to +furnish it. Not able, because the need for practical decisions hurries +us into that rapid inference from a minimum of perception to a +minimum of associated experience which we call "recognising +things," and thus out of the presence of the perfunctorily dealt with +shapes. Not willing, because our nervous condition may be unable +for the strain of shape perception; and our emotional bias (what we +call our _interest)_ may be favourable to some incompatible kind of +activity. Until quite recently (and despite Fechner's famous +introductory experiments) aesthetics have been little more than a +branch of metaphysical speculation, and it is only nowadays that the +bare fact of aesthetic responsiveness is beginning to be studied. So +far as I have myself succeeded in doing so, I think I can assure the +Reader that if he will note down, day by day, the amount of pleasure +he has been able to take in works of art, he will soon recognise the +existence of aesthetic responsiveness and its highly variable nature. +Should the same Reader develop an interest in such (often +humiliating) examination into his own aesthetic experience, he will +discover varieties of it which will illustrate some of the chief +principles contained in this little book. His diary will report days +when aesthetic appreciation has begun with the instant of entering a +collection of pictures or statues, indeed sometimes pre-existed as he +went through the streets noticing the unwonted charm of familiar +objects; other days when enjoyment has come only after an effort of +attention; others when, to paraphrase Coleridge, _he saw, not felt, +how beautiful things are;_ and finally, through other varieties of +aesthetic experience, days upon which only shortcomings and +absurdities have laid hold of his attention. In the course of such +aesthetical self-examination and confession, the Reader might also +become acquainted with days whose experience confirmed my never +sufficiently repeated distinction between _contemplating Shapes and +thinking about Things_; or, in ordinary aesthetic terminology +between _form_ and _subject._ For there are days when pictures or +statues will indeed afford pleasurable interest, but interest in the +things _represented,_ not in the _shapes;_ a picture appealing even +forcibly to our dramatic or religious or romantic side; or +contrariwise, to our scientific one. There are days when he may be +deeply moved by a Guido Reni martyrdom, or absorbed in the +"Marriage a la Mode"; days when even Giorgione's Pastoral may (as +in Rossetti's sonnet) mean nothing beyond the languid pleasure of +sitting on the grass after a burning day and listening to the plash of +water and the tuning of instruments; the same thought and emotion, +the same interest and pleasure, being equally obtainable from an +inn-parlour oleograph. Then, as regards scientific interest and pleasure, +there may be days when the diarist will be quite delighted with a +hideous picture, because it affords some chronological clue, or new +point of comparison. "This _dates_ such or such a style"--"_Plein +Air_ already attempted by a Giottesque! Degas forestalled by a Cave +Dweller!" etc. etc. And finally days when the Diarist is haunted by +the thought of what the represented person will do next: "Would +Michelangelo's Jeremiah knock his head if he got up?"--"How will +the Discobolus recover when he has let go the quoit?"--or haunted +by thoughts even more frivolous (though not any less aesthetically +irrelevant!) like "How wonderfully like Mrs So and So!" "The living +image of Major Blank!"--"How I detest auburn people with +sealing-wax lips!" _ad lib._ + +Such different _thinkings away from the shapes_ are often traceable +to previous orientation of the thoughts or to special states of body +and feelings. But explicable or not in the particular case, these +varieties of one's own aesthetic responsiveness will persuade the +Reader who has verified their existence, that contemplative +satisfaction in shapes and its specific emotion cannot be given by the +greatest artist or the finest tradition, unless the beholder meets their +efforts more than half way. + +The spontaneous collaboration of the beholder is especially +indispensable for Aesthetic Empathy. As we have seen, empathic +modes of movement and energy and intention are attributed to +shapes and to shape elements, in consequence of the modes of +movement and energy involved in mere shape perception; but shape +perception does not necessarily call forth empathic imagination. And +the larger or smaller dynamic dramas of effort, resistance, +reconciliation, cooperation which constitute the most poignant +interest of a pictorial or plastic composition, are inhibited by bodily +or mental states of a contrary character. We cease to _feel_ +(although we may continue, like Coleridge, to _see_) that the lines +of a mountain or a statue _are rising,_ if we ourselves happen to feel +as if our feet were of lead and our joints turning to water. The +coordinated interplay of empathic movement which makes certain +mediaeval floor patterns, and also Leonardo's compositions, into +whirling harmonies as of a planetary system, cannot take place in +our imagination on days of restlessness and lack of concentration. +Nay it may happen that arrangements of lines which would flutter +and flurry us on days of quiet appreciativeness, will become in every +sense "sympathetic" on days when we ourselves feel fluttered and +flurried. But lack of responsiveness may be due to other causes. As +there are combinations of lines which take longer to perceive +because their elements or their coordinating principles are +unfamiliar, so, and even more so, are there empathic schemes (or +dramas) which baffle dynamic imagination when accustomed to +something else and when it therefore meets the new demand with an +unsuitable empathic response. Empathy is, even more than mere +perception, a question of our activities and therefore of our habits; +and the aesthetic sensitiveness of a time and country (say the +Florentine fourteenth century) with a habit of round arch and +horizontals like that of Pisan architecture, could never take with +enthusiasm to the pointed ogeeval ellipse, the oblique directions and +unstable equilibrium, the drama of touch and go strain and resistance, +of French Gothic; whence a constant readmission of the round +arched shapes into the imported style, and a speedy return to the +familiar empathic schemes in the architecture of the early +Renaissance. On the other hand the persistence of Gothic detail in +Northern architecture of the sixteenth and occasionally the +seventeenth century, shows how insipid the round arch and straight +entablature must have felt to people accustomed to the empathy of +Gothic shapes. Nothing is so routinist as imagination and emotion; +and empathy, which partakes of both, is therefore more dependent +on familiarity than is the perception by which it is started: Spohr, +and the other professional contemporaries of Beethoven, probably +heard and technically understood all the peculiarities of his last +quartets; but they liked them none the better. + +On the other hand continued repetition notoriously begets +indifference. We cease to look at a shape which we "know by heart" +and we cease to interpret in terms of our own activities and +intentions when curiosity and expectation no longer let loose our +dynamic imagination. Hence while utter unfamiliarity baffles +aesthetic responsiveness, excessive familiarity prevents its starting +at all. Indeed both perceptive clearness and empathic intensity reach +their climax in the case of shapes which afford the excitement of +tracking familiarity in novelty, the stimulation of acute comparison, +the emotional ups and downs of expectation and partial recognition, +or of recognition when unexpected, the latter having, as we know +when we notice that a stranger has the trick of speech or gesture of +an acquaintance, a very penetrating emotional warmth. Such +discovery of the novel in the familiar, and of the familiar in the new, +will he frequent in proportion to the definiteness and complexity of +the shapes, and in proportion also to the sensitiveness and steadiness +of the beholder's attention; while on the contrary "obvious" qualities +of shape and superficial attention both tend to exhaust interest and +demand change. This exhaustion of interest and consequent demand +for change unites with the changing non-aesthetic aims imposed on +art, together producing innovation. And the more superficial the +aesthetic attention given by the beholders, the quicker will style +succeed style, and shapes and shape-schemes be done to death by +exaggeration or left in the lurch before their maturity; a state of +affairs especially noticeable in our own day. + +The above is a series of illustrations of the fact that aesthetic +pleasure depends as much on the activities of the beholder as on +those of the artist. Unfamiliarity or over-familiarity explain a large +part of the aesthetic non-responsiveness summed up in the saying +_that there is no disputing of tastes._ And even within the circle of +habitual responsiveness to some particular style, or master, there are, +as we have just seen, days and hours when an individual beholder's +perception and empathic imagination do not act in such manner as to +afford the usual pleasure. But these occasional, even frequent, lapses +must not diminish our belief either in the power of art or in the +deeply organised and inevitable nature of aesthetic preference as a +whole. What the knowledge of such fluctuations ought to bring +home is that beauty of shape is most spontaneously and completely +appreciated when the attention, instead of being called upon, as in +galleries and concerts, for the mere purpose of aesthetic enjoyment, +is on the contrary, directed to the artistic or "natural" beauty of +shapes, in consequence of some other already existing interest. No +one except an art-critic sees a new picture or statue without first +asking "What does it represent?"; shape-perception and aesthetic +empathy arising incidentally in the examination which this question +leads to. The truth is that even the art-critic is oftenest brought into +enforced contemplation of the artistic shape by some other question +which arises from his particular bias: By whom? of what precise +date? Even such technical questions as "where and when restored or +repainted?" will elicit the necessary output of attention. It is possible +and legitimate to be interested in a work of art for a dozen reasons +besides aesthetic appreciation; each of these interests has its own +sentimental, scientific, dramatic or even moneymaking emotion; and +there is no loss for art, but rather a gain, if we fall back upon one of +them when the specific aesthetic response is slow or not +forthcoming. Art has other aims besides aesthetic satisfaction; and +aesthetic satisfaction will not come any the quicker for turning our +backs upon these non-aesthetic aims. The very worst attitude +towards art is that of the holiday-maker who comes into its presence +with no ulterior interest or business, and nothing but the hope of an +aesthetic emotion which is most often denied him. Indeed such +seeking of aesthetic pleasure for its own sake would lead to even +more of the blank despondency characteristic of so many gallery +goers, were it not for another peculiarity of aesthetic responsiveness, +which is responsible for very puzzling effects. This saving grace of +the tourist, and (as we shall see) this pitfall of the art-expert, is what +I propose to call the _Transferability of Aesthetic Emotion._ + + + +CHAPTER XIX + +THE STORAGE AND TRANSFER OF EMOTION + +IN dealing with familiarity as a multiplying factor of aesthetic +appreciation, I have laid stress on its effect in facilitating the +perception and the empathic interpretation of shapes. But repetition +directly affects the emotion which may result from these processes; +and when any emotion has become habitual, it tends to be stored in +what we call memory, and to be called forth not merely by the +processes in which it originated, but also independently of the whole +of them, or in answer to some common or equivalent factor. We are +so accustomed to this psychological fact that we do not usually seem +to recognise its existence. It is the explanation of the power of words, +which, apart from any images they awaken, are often irresistibly +evocative of emotion. And among other emotions words can evoke +the one due to the easy perception and to the life-corroborating +empathic interpretation of shapes. The word _Beautiful,_ and its +various quasi synonyms, are among the most emotionally suggestive +in our vocabulary, carrying perhaps a vague but potent remembrance +of our own bodily reaction to the emotion of admiration; nay even +eliciting an incipient rehearsal of the half-parted lips and slightly +thrown-back head, the drawn-in breath and wide-opened eyes, with +which we are wont to meet opportunities of aesthetic satisfaction. Be +this last as it may, it is certain that the emotion connected with the +word _Beautiful_ can be evoked by that word alone, and without an +accompanying act of visual or auditive perception. Indeed beautiful +shapes would lose much of their importance in our life, if they did +not leave behind them such emotional traces, capable of revival +under emotionally appropriate, though outwardly very dissimilar, +circumstances; and thereby enormously increasing some of our +safest, perhaps because our most purely subjective, happiness. +Instead therefore of despising the raptures which the presence of a +Venus of Milo or a Sixtine Madonna can inspire in people +manifestly incapable of appreciating a masterpiece, and sometimes +barely glancing at it, we critical persons ought to recognise in this +funny, but consoling, phenomenon an additional proof of the power +of Beauty, whose specific emotion can thus be evoked by a mere +name and so transferred from some past experience of aesthetic +admiration to a. present occasion which would otherwise be mere +void and disappointment. + +Putting aside these kind of cases, the transfer (usually accomplished +by a word) of the aesthetic emotion, or at least of a willingness for +aesthetic emotion, is probably one of the explanations of the spread +of aesthetic interest from one art to another, as it is the explanation +of some phases of aesthetic development in the individual. The +present writer can vouch for the case of at least one real child in +whom the possibility of aesthetic emotion, and subsequently of +aesthetic appreciation, was extended from music and natural scenery +to pictures and statues, by the application of the word _Beautiful_ to +each of these different categories. And something analogous +probably helped on the primaeval recognition that the empathic +pleasures hitherto attached to geometrical shapes might be got from +realistic shapes, say of bisons and reindeer, which had hitherto been +admired for their lifelikeness and skill, but not yet subjected to any +aesthetic discrimination (_cf_. p. 96). Similarly, in our own times, +the delight in natural scenery is being furthered by the development +of landscape painting, rather than furthering it. Nay I venture to +suggest that it was the habit of the aesthetic emotion such as +mediaeval men received from the proportions, directions, and +coordination of lines in their cathedrals of stone or brick which set +their musicians to build up, like Browning's _Abt Vogler,_ the soul's +first balanced and coordinated dwellings made of sounds. + +Be this last as it may, it is desirable that the Reader should accept, +and possibly verify for himself, the psychological fact of the +_storage and transfer of aesthetic emotion._ Besides, the points +already mentioned, it helps to explain several of the cruxes and +paradoxes of aesthetics. First and foremost that dictum _De +Gustibus non est disputandum_ which some philosophers and even +aestheticians develop into an explicit denial of all intrinsic +shape-preferences, and an assertion that _beautiful_ and _ugly_ are merely +other names for _fashionable_ and _unfashionable, original_ and +_unoriginal,_ or _suitable_ and _unsuitable._ As I have already +pointed out, differences of taste are started by the perceptive and +empathic habits, schematically various, of given times and places, +and also by those, especially the empathic habits, connected with +individual nervous condition: people accustomed to the round arch +finding the Gothic one unstable and eccentric; and, on the other +hand, a person taking keen pleasure in the sudden and lurching lines +of Lotto finding those of Titian tame and humdrum. But such +intrinsically existing preferences and incompatibility are quite +enormously increased by an emotional bias for or against a +particular kind of art; by which I mean a bias not due to that art's +peculiarities, but preventing our coming in real contact with them. + +Aesthetic perception and especially aesthetic empathy, like other +intellectual and emotional activities, are at the mercy of a hostile +mental attitude, just as bodily activity is at the mercy of rigidity of +the limbs. I do not hesitate to say that we are perpetually refusing to +look at certain kinds of art because, for one reason or another, we +are emotionally prepossessed against them. On the other hand, once +the favourable emotional condition is supplied to us, often by means +of words, our perceptive and empathic activities follow with twice +the ease they would if the business had begun with them. It is quite +probable that a good deal of the enhancement of aesthetic +appreciation by fashion or sympathy should be put to the account, +not merely of gregarious imitativeness, but of the knowledge that a +favourable or unfavourable feeling is "in the air." The emotion +precedes the appreciation, and both are genuine. + +A more personally humiliating aesthetic experience may be +similarly explained. Unless we are very unobservant or very +self-deluded, we are all familiar with the sudden checking (often almost +physically painful) of our aesthetic emotion by the hostile criticism +of a neighbour or the superciliousness of an expert: "Dreadfully +old-fashioned," "_Archi-connu,_""second-rate school work," +"completely painted over," "utterly hashed in the performance" (of a +piece of music), "mere prettiness"--etc. etc. How often has not a +sentence like these turned the tide of honest incipient enjoyment; +and transformed us, from enjoyers of some really enjoyable quality +(even of such old-as-the-hills elements as clearness, symmetry, +euphony or pleasant colour!) into shrivelled cavillers at everything +save brand-new formulae and tip-top genius! Indeed, while teaching +a few privileged persons to taste the special "quality" which +Botticelli has and Botticelli's pupils have not, and thus occasionally +intensifying aesthetic enjoyment by distinguishing whatever +differentiates the finer artistic products from the commoner, modern +art-criticism has probably wasted much honest but shamefaced +capacity for appreciating the qualities common, because +indispensable, to, all good art. It is therefore not without a certain +retributive malignity that I end these examples of the storage and +transfer of aesthetic emotion, and of the consequent bias to artistic +appreciation, with that of the Nemesis dogging the steps of the +connoisseur. We have all heard of some purchase, or all-but-purchase, +of a wonderful masterpiece on the authority of some famous +expert; and of the masterpiece proving to be a mere school +imitation, and occasionally even a certified modern forgery. The +foregoing remarks on the storage and transfer of aesthetic emotion, +joined with what we have learned about shape-perception and +empathy, will enable the Reader to reduce this paradoxical enormity +to a natural phenomenon discreditable only when not honestly +owned up to. For a school imitation, or a forgery, must possess +enough elements in common with a masterpiece, otherwise it could +never suggest any connexion with it. Given a favourable emotional +attitude and the absence of obvious _extrinsic_ (technical or +historical) reasons for scepticism, these elements of resemblance +must awaken the vague idea, especially the empathic scheme, of the +particular master's work, and his name--shall we say Leonardo's?--will +rise to the lips. But _Leonardo_ is a name to conjure with, and +in this case to destroy the conjurer himself: the word _Leonardo_ +implies an emotion, distilled from a number of highly prized and +purposely repeated experiences, kept to gather strength in respectful +isolation, and further heightened by a thrill of initiate veneration +whenever it is mentioned. This _Leonardo-emotion,_ once set on +foot, checks all unworthy doubts, sweeps out of consciousness all +thoughts of inferior work (_inferiority_ and _Leonardo_ being +emotionally incompatible!), respectfully holds the candle while the +elements common to the imitation and the masterpiece are gone over +and over, and the differentiating elements exclusively belonging to +Leonardo evoked in the expert's memory, until at last the objective +work of art comes to be embedded in recollected masterpieces +which impart to it their emotionally communicable virtue. And +when the poor expert is finally overwhelmed with ridicule, the +Philistine shrewdly decides that a sham Leonardo is just as good as a +genuine one, that these are all matters of fashion, and that there is +really no disputing of tastes! + + + +CHAPTER XX + +AESTHETIC IRRADIATION AND PURIFICATION + +THE storage and transfer of aesthetic emotion explain yet another +fact, with which indeed I began this little book: namely that the +word _Beautiful_ has been extended from whatever is satisfactory in +our contemplation of shapes, to a great number of cases where there +can be no question of shapes at all, as in speaking of a "beautiful +character" and a "fine moral attitude"; or else, as in the case of a +"beautiful bit of machinery," a "fine scientific demonstration" or a +"splendid surgical operation" where the shapes involved are not at +all such as to afford contemplative satisfaction. In such cases the +word _Beautiful_ has been brought over with the emotion of +satisfied contemplation. And could we examine microscopically the +minds of those who are thus applying it, we might perhaps detect, +round the fully-focussed thought of that admirable but nowise +_shapely_ thing or person or proceeding, the shadowy traces of +half-forgotten shapes, visible or audible, forming a halo of real aesthetic +experience, and evoked by that word _Beautiful_ whose application +they partially justify. Nor is this all. Recent psychology teaches that, +odd as it at first appears, our more or less definite images, auditive +as well as visual, and whether actually perceived or merely +remembered, are in reality the intermittent part of the mind's +contents, coming and going and weaving themselves on to a +constant woof of our own activities and feelings. It is precisely such +activities and feelings which are mainly in question when we apply +the words _Beautiful_ and _Ugly._ Thus everything which has come +in connexion with occasions for satisfactory shape-contemplation, +will meet with somewhat of the same reception as that shape-contemplation +originally elicited. And even the merest items of information which +the painter conveys concerning the visible universe; the merest +detail of human character conveyed by the poet; nay even the +mere nervous intoxication furnished by the musician, will all be +irradiated by the emotion due to the shapes they have been conveyed +in, and will therefore be felt as beautiful. + +Moreover, as the "beautiful character" and "splendid operation" have +taught us, rare and desirable qualities are apt to be contemplated in a +"platonic" way. And even objects of bodily desire, so long as that +desire is not acute and pressing, may give rise to merely +contemplative longings. All this, added to what has previously been +said, sufficiently explains the many and heterogeneous items which +are irradiated by the word _Beautiful_ and the emotion originally +arising from the satisfied contemplation of mere shapes. + +And that this contemplation of beautiful shapes should be at once so +life-corroborating and so strangely impersonal, and that its special +emotion should be so susceptible of radiation and transfer, is +sufficient explanation of the elevating and purifying influence which, +ever since Plato, philosophers have usually ascribed to the Beautiful. +Other moralists however have not failed to point out that art has, +occasionally and even frequently, effects of the very opposite kind. +The ever-recurrent discussion of this seeming contradiction is, +however, made an end of, once we recognise that art has many aims +besides its distinguishing one of increasing our contemplation of the +beautiful. Indeed some of art's many non-aesthetic aims may +themselves be foreign to elevation and purification, or even, as for +instance the lewd or brutal subjects of some painting and poetry, and +the nervous intoxication of certain music, exert a debasing or +enervating influence. But, as the whole of this book has tried to +establish, the contemplation of beautiful shapes involves perceptive +processes in themselves mentally invigorating and refining, and a +play of empathic feelings which realise the greatest desiderata of +spiritual life, viz. intensity, purposefulness and harmony; and such +perceptive and empathic activities cannot fail to raise the present +level of existence and to leave behind them a higher standard for +future experience. This exclusively elevating effect of beautiful +shape as such, is of course proportioned to the attention it receives +and the exclusion of other, and possibly baser, interests connected +with the work of art. On the other hand the purifying effects of +beautiful shapes depend upon the attention oscillating to and fro +between them and those other interests, e.g. _subject_ in the +_representative_ arts, _fitness_ in the _applied_ ones, and +_expression_ in music; all of which non-aesthetic interests benefit +(enhanced if noble, redeemed if base) by irradiation of the nobler +feelings wherewith they are thus associated. For we must not forget +that where opposed groups of feeling are elicited, whichever +happens to be more active and complex will neutralise its opponent. +Thus, while an even higher intensity and complexity of aesthetic +feelings is obtained when the "subject" of a picture, the use of a +building or a chattel, or the expression of a piece of music, is in +itself noble; and a Degas ballet girl can never have the dignity of a +Phidian goddess, nor a gambling _casino_ that of a cathedral, nor +the music to Wilde's Salome that of Brahms' _German Requiem,_ +yet whatever of beauty there may be in the shapes will divert the +attention from the meanness or vileness of the non-aesthetic +suggestion. We do not remember the mercenary and libertine +allegory embodied in Correggio's _Danae,_ or else we reinterpret +that sorry piece of mythology in terms of cosmic occurrences, of the +Earth's wealth increased by the fecundating sky. Similarly it is a +common observation that while _unmusical_ Bayreuth-goers often +attribute demoralising effects to some of Wagner's music, the +genuinely musical listeners are unaware, and usually incredulous, of +any such evil possibilities. + +This question of the purifying power of the Beautiful has brought us +back to our starting-point. It illustrates the distinction between +_contemplating an aspect_ and _thinking about things,_ and this +distinction's corollary that shape as such is yon-side of _real_ and +_unreal,_ taking on the character of reality and unreality only +inasmuch as it is thought of in connexion with a _thing._ As regards +the possibility of being _good_ or _evil,_ it is evident from all the +foregoing that _shape as shape,_ and without the suggestion of +things, can be evil only in the sense of being ugly, ugliness +diminishing its own drawbacks by being, _ipso facto,_ difficult to +dwell upon, inasmuch as it goes against the grain of our perceptive +and empathic activities. The contemplation of beautiful shape is, on +the other hand, favoured by its pleasurableness, and such +contemplation of beautiful shape lifts our perceptive and empathic +activities, that is to say a large part of our intellectual and emotional +life, on to a level which can only be spiritually, organically, and in +so far, morally beneficial. + + + +CHAPTER XXI + +CONCLUSION (EVOLUTIONAL) + +SOME of my Readers, not satisfied by the answer implicit in the last +chapter and indeed in the whole of this little book, may ask a final +question concerning our subject. Not: What is the use of Art? since, +as we have seen, Art has many and various uses both to the +individual and to the community, each of which uses is independent +of the attainment of Beauty. + +The remaining question concerns the usefulness of the very demand +for Beauty, of that _Aesthetic Imperative_ by which the other uses +of art are more or less qualified or dominated. In what way, the +Reader may ask, has sensitiveness to Beauty contributed to the +survival of mankind, that it should not only have been preserved and +established by evolutional selection, but invested with the +tremendous power of the pleasure and pain alternative? + +The late William James, as some readers may remember, placed +musical pleasure between sentimental love and sea-sickness as +phenomena unaccountable by any value for human survival, in fact +masteries, if not paradoxes, of evolution. + +The riddle, though not necessarily the mystery, does not consist in +the survival of the aesthetic instinct of which the musical one is a +mere sub-category, but in the origin and selectional establishment of +its elementary constituents, say for instance space-perception and +empathy, both of which exist equally outside that instinct which is a +mere compound of them and other primary tendencies. For given +space-perception and empathy and their capacity of being felt as +satisfactory or unsatisfactory, the aesthetic imperative is not only +intelligible but inevitable. Instead therefore of asking: Why is there a +preference for what we call Beauty? we should have to ask: why has +perception, feeling, logic, imagination, come to be just what it is? +Indeed why are our sense-organs, our bodily structure and chemical +composition, what they are; and why do they exist at all in +contradistinction to the ways of being of other living or other +inanimate things? So long as these elementary facts continue +shrouded in darkness or taken for granted, the genesis and +evolutional reason of the particular compound which we call +aesthetic preference must remain only one degree less mysterious +than the genesis and evolutional reason of its psychological +components. + +Meanwhile all we can venture to say is that as satisfaction derived +from shapes we call _beautiful,_ undoubtedly involves intense, +complex, and reiterative mental activities, as it has an undeniable +power for happiness and hence for spiritual refreshment, and +as it moreover tends to inhibit most of the instincts whose +superabundance can jeopardise individual and social existence, the +capacity for such aesthetic satisfaction, once arisen, would be +fostered in virtue of a mass of evolutional advantages which are as +complex and difficult to analyse, but also as deep-seated and +undeniable, as itself. + + + +BIBLIOGRAPHY + +I. _Lipps._ Raumaesthetik, Leipzig, 1897. + " Aesthetik, vol. I. part ii., Leipzig, 1906. +II. _Karl Groos._ Aesthetik, Giessen, 1892. + " Der Aesthetische Genuss, Giessen, 1902. +III. _Wundt._ Physiologische Psychologie (5th Edition, 1903), vol. +III. pg. 107 to 209. But the whole volume is full of indirect +suggestion on aesthetics. +IV. _Muensterberg._ The Principles of Art Education, New York, +1905. (Statement of Lipps' theory in physiological terms.) +V. _Kuelpe._ Der gegenwaertige Stand der experimentellen +Aesthetik, 1907. +VI. _Vernon Lee and Anstruther-Thomson._ Beauty and Ugliness, +1912 (contains abundant quotations from most of the above works +and other sources). +VII. _Ribot._ Le Role latent des Images Motrices. Revue +Philosophique, March 1912. +VIII. _Witasek._ Psychologie der Raumwahrnehmung des Auges +(1910). These two last named are only indirectly connected with +visual aesthetics. + +For art-evolutional questions consult: +IX. _Haddon._ Evolution in Art, 1895. +X. _Yrjoe Hirn._ Origins of Art, Macmillan, 1900. +XI. _Levinstein._ Kinderzeichnungen, Leipzig, 1905. +XII. _Loewy._ Nature in early Greek Art (translation), Duckworth, +1907. +XIII. _Delia Seta._ Religione e Arte Figurata, Rome, 1912. +XIV. _Spearing._ The Childhood of Art, 1913. +XV. _Jane Harrison._ Ancient Art and Ritual, 1913. + + + +INDEX + +Aesthetic: + aridity, 136-7; + imperative, 99-100; + irradiation, 147-52; + purification, 149-52; + responsiveness, active nature of, 128-36; + habit and familiarity affecting, 134-6 +Altamira cave frescoes, 95 +Art: + differential characteristic of, 116-18; + non-aesthetic aims of, 99-100, 137-8; utility of, 153-5 +Aspect: + aesthetics concerned with, 15, 21, 105; + shape the determining feature of, 26-8 +Attention, a factor distinguishing perception from sensation, 32 + +Balfour, H., 95 +Beautiful: + aesthetic irradiation proceeding from use of adjective, 147-8; + attitude implied by use of adjective, 2-7, 18-19; + empathy the chief factor of preference, 67-8; + implies desire for reiterated perception, 53-4 +Botticelli, 83 +Brahms' _German Requiem,_ 150 +Browning's _Abt Vogler,_ 141 + +Coleridge's _Ode to Dejection,_ 131 +Colour, passive reception of, 23-4, 29 +Contemplative satisfaction marking aesthetic attitude, 8-15 +Correggio's _Danae,_ 151 +Cubic Existence: + perception of, 85; + pictorial suggestion of, importance attached to, discussed, 101-5 + +_Discobolus,_ 115 + +Einfuehlung, 59; + misinterpretations of, 66-7 +Emotion, storage and transfer of, 139-46 +Empathy, 61-69; + complexity of movements of lines, 78-83; + movements of lines, 70-77; + second element of shape-perception, 59-60 +Extension existing in perception, 35-8 + +Fechner, 130 + +Hildebrand, 102, 118 + +Inner Mimicry, 74-5 + +James, W., 153 + +Keats' _Grecian Urn,_ 77 + +Levinstein, 96 +Lipps, 66 +Locomotion of Things, distinction between, and empathic +movement of lines, 111-16 +Lotze, 66 + +Mantegna, 82 +Memory: + a factor distinguishing perception from sensation, 32; + in perception, 40-1 +Michel Angelo, 114, 122 +Movement of Lines, distinction between, and locomotion of Things, +111-16; _see also_ Empathy + +Object of Perception, subject's activities merged in, 57, 58 + +Perception: + active process involved in, 29-34, 128-9; + distinguished from sensation, 32; + subject and object of, 55-60 + +Raphael's _Heliodorus,_ 119 +Relaxation an element of form-perception, 42 +Rembrandt, 122 +Rythm, 42-5 + +Semper, hypothesis regarding shape-preference, 94 +Sensations: + distinguished from perceptions, 32; + perception of relation between, 29-30 +Shape: + character of, 78-83; + contemplation of, its intermittent but recurrent character, 106-10; + determines contemplation of an aspect, 26-8; + elements of, 35-47; + Empathy an element of perception of, 59; + facility and difficulty of grasping, 48-54; + a perception, 29-34; + practical causes regarding evolution of, 90-4; + preference, its evolution, 94-7; + and Things, their co-operation, 117-27; + thinking away from, to Things, 131-2, 84-9 +Sound, passive reception of, 23-4, 29 +Subject of perception, extent of awareness of self, 57-9 +Symmetry, 42-3 + +Tension, an element of form-perception, 42 +Things and Shapes, their cooperation, 117-27; + thoughts about, entering into shape-contemplation, 84-9 +Third Dimension, locomotor nature of knowledge of, 85-6, 101 +Titchener, 59 + +Vinci, Leonardo da, 83, 145-6 +Vischer, 66 + +Watts, G. F., 46 +Whole and Parts, perception of relation of, 48-54 +Wilde's _Salome,_ 150 +Wundt, 42, 66 + + + + + + + +End of the Project Gutenberg EBook of The Beautiful, by Vernon Lee + +*** END OF THIS PROJECT GUTENBERG EBOOK THE BEAUTIFUL *** + +***** This file should be named 26942.txt or 26942.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/2/6/9/4/26942/ + +Produced by Ruth Hart + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. Special rules, +set forth in the General Terms of Use part of this license, apply to +copying and distributing Project Gutenberg-tm electronic works to +protect the PROJECT GUTENBERG-tm concept and trademark. 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